Notice of Technical Meeting, 19370-19371 [2015-08216]

Download as PDF 19370 Federal Register / Vol. 80, No. 69 / Friday, April 10, 2015 / Notices 10 CFR part 50, appendix E, section IV 10 CFR part 50, appendix E, section IV.I .......... The NRC is granting exemptions from the requirements regarding the need for the licensee to develop a range of protective action for onsite personnel during hostile actions. NRC staff basis for exemption Refer to basis for 10 CFR part 50, appendix E, section IV.1. [FR Doc. 2015–08311 Filed 4–9–15; 8:45 am] Week of April 20, 2015—Tentative BILLING CODE 7590–01–P There are no meetings scheduled for the week of April 20, 2015. NUCLEAR REGULATORY COMMISSION Week of April 27, 2015—Tentative [NRC–2015–0001] 9:00 a.m. Briefing on the Status of Lessons Learned from the Fukushima Dai-ichi Accident (Public Meeting) (Contact: Jack Davis, 301–415–2239) This meeting will be webcast live at the Web address—http://www.nrc.gov/. Thursday, April 30, 2105 Sunshine Act Meeting Notice DATE: April 13, 20, 27, May 4, 11, 18, 2015. PLACE: Commissioners’ Conference Room, 11555 Rockville Pike, Rockville, Maryland. STATUS: Public and Closed Week of May 4, 2015—Tentative Week of April 13, 2015 There are no meetings scheduled for the week of May 4, 2015. Tuesday, April 14, 2015 May 11, 2015—Tentative 9:25 a.m. Affirmation Session (Public Meeting) (Tentative) a. Final Rule: Revisions to Transportation Safety Requirements and Harmonization with International Atomic Energy Agency Transportation Requirements (RIN 3150–AI11) (Tentative) b. Nuclear Innovation North America, LLC (South Texas Project Units 3 and 4), Petition for Review of LBP– 14–3, Third Party Initial Decision (Contention FC–1) (Tentative) c. PPL Susquehanna, LLC (Susquehanna Steam Electric Station, Units 2 and 3)—Request for Hearing and Petition to Intervene Re: PPL Susquehanna Application for Indirect License Transfer (Tentative) This meeting will be webcast live at the Web address—http://www.nrc.gov/. 9:30 a.m. Meeting with the Advisory Committee on the Medical Uses of Isotopes (Public Meeting) (Contact: Nima Ashkeboussi, 301–415–5775) This meeting will be webcast live at the Web address—http://www.nrc.gov/. There are no meetings scheduled for the week of May 11, 2015. mstockstill on DSK4VPTVN1PROD with NOTICES Thursday, April 16, 2015 9:30 a.m. Meeting with the Organization of Agreement States and the Conference of Radiation Control Program Directors (Public Meeting) (Contact: Nima Ashkeboussi, 301–415–5775) This meeting will be webcast live at the Web address—http://www.nrc.gov/. VerDate Sep<11>2014 20:09 Apr 09, 2015 Jkt 235001 need this meeting notice or the transcript or other information from the public meetings in another format (e.g. braille, large print), please notify Kimberly Meyer, NRC Disability Program Manager, at 301–287–0727, by videophone at 240–428–3217, or by email at Kimberly.Meyer-Chambers@ nrc.gov. Determinations on requests for reasonable accommodation will be made on a case-by-case basis. * * * * * Members of the public may request to receive this information electronically. If you would like to be added to the distribution, please contact the Nuclear Regulatory Commission, Office of the Secretary, Washington, DC 20555 (301– 415–1969), or email Brenda.Akstulewicz@nrc.gov or Patricia.Jimenez@nrc.gov. April 7, 2015. Glenn Ellmers, Policy Coordinator, Office of the Secretary. May 18, 2015—Tentative Tuesday, May 19, 2015 9:00 a.m. Briefing on Cumulative Effects of Regulation and Risk Prioritization Initiatives (Public Meeting) (Contact: Steve Ruffin, 301–415–1985) This meeting will be webcast live at the Web address—http://www.nrc.gov/. [FR Doc. 2015–08377 Filed 4–8–15; 4:15 pm] Thursday, May 21, 2015 Notice of Technical Meeting 9:00 a.m. Briefing on the Results of the Agency Action Review Meeting (Public Meeting) (Contact: Nathan Sanfilippo, 301–415–8744) This meeting will be webcast live at the Web address—http://www.nrc.gov/. * * * * * The schedule for Commission meetings is subject to change on short notice. For more information or to verify the status of meetings, contact Glenn Ellmers at 301–415–0442 or via email at Glenn.Ellmers@nrc.gov. * * * * * The NRC Commission Meeting Schedule can be found on the Internet at: http://www.nrc.gov/public-involve/ public-meetings/schedule.html. * * * * * The NRC provides reasonable accommodation to individuals with disabilities where appropriate. If you need a reasonable accommodation to participate in these public meetings, or AGENCY: PO 00000 Frm 00095 Fmt 4703 Sfmt 4703 BILLING CODE 7590–01–P POSTAL REGULATORY COMMISSION [Docket No. RM2015–2; Order No. 2425] ACTION: Postal Regulatory Commission. Notice. A technical meeting has been scheduled in Docket No. RM2015–2. The technical meeting will review modifications to Proposal Nine and their impact on the supporting financial workpapers. DATES: April 14, 2015, at 1:00 p.m. ADDRESSES: The technical meeting will be held in the Commission’s hearing room at 901 New York Avenue NW., Suite 200, Washington, DC 20268–0001. FOR FURTHER INFORMATION CONTACT: David A. Trissell, General Counsel, at 202–789–6820. SUPPLEMENTARY INFORMATION: A technical meeting will be held in this docket on Tuesday, April 14, 2015, at 1:00 p.m., Eastern Daylight Time (EDT), in the Commission’s main conference room. The purpose of this meeting is to allow Commission staff to review SUMMARY: E:\FR\FM\10APN1.SGM 10APN1 Federal Register / Vol. 80, No. 69 / Friday, April 10, 2015 / Notices modifications to Proposal Nine and their impact on supporting financial workpapers with United States Postal Service personnel.1 The technical meeting is open to interested persons. It is ordered: 1. A technical meeting is scheduled on April 14, 2015, at 1:00 p.m. EDT, in the Commission’s main conference room to address Postal Service-initiated modifications to Proposal Nine and their impact on supporting financial workpapers. 2. The Secretary shall arrange for publication of this order in the Federal Register. By the Commission. Ruth Ann Abrams, Acting Secretary. [FR Doc. 2015–08216 Filed 4–9–15; 8:45 am] BILLING CODE 7710–FW–P SECURITIES AND EXCHANGE COMMISSION Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Shares of the Tuttle Tactical Management Multi-Strategy Income ETF of ETFis Series Trust I April 6, 2015. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (‘‘Act’’),1 and Rule 19b–4 thereunder,2 notice is hereby given that on March 25, 2015, The NASDAQ Stock Market LLC (‘‘Nasdaq’’ or the ‘‘Exchange’’) filed with the Securities and Exchange Commission (‘‘Commission’’) the proposed rule change as described in in Items I and II below, which Items have been prepared by Nasdaq. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. I. Self-Regulatory Organization’s Statement of the Terms of the Substance of the Proposed Rule Change mstockstill on DSK4VPTVN1PROD with NOTICES Nasdaq proposes to list and trade the shares of the Tuttle Tactical Management Multi-Strategy Income ETF 1 See Responses of the United States Postal Service to Questions 1–19 of Chairman’s Information Request No. 3, February 23, 2015, question 1, where the Postal Service, inter alia, states: However, upon review generated by the need to respond to this question, the Postal Service would like to modify the proposal . . .. 1 15 U.S.C. 78s(b)(1). 2 17 CFR 240.19b–4. 20:09 Apr 09, 2015 Jkt 235001 II. Self-Regulatory Organization’s Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change In its filing with the Commission, Nasdaq included statements concerning the purpose of, and basis for, the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. Nasdaq has prepared summaries, set forth in Sections A, B, and C below, of the most significant aspects of such statements. A. Self-Regulatory Organization’s Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change [Release No. 34–74653; File No. SR– NASDAQ–2015–023] VerDate Sep<11>2014 (the ‘‘Fund’’), a series of ETFis Series Trust I (the ‘‘Trust’’), under Nasdaq Rule 5735 (‘‘Managed Fund Shares’’).3 The shares of the Fund are collectively referred to herein as the ‘‘Shares.’’ The text of the proposed rule change is available at http:// nasdaq.cchwallstreet.com/, at Nasdaq’s principal office, and at the Commission’s Public Reference Room. 1. Purpose The Exchange proposes to list and trade the Shares of the Fund under Nasdaq Rule 5735, which governs the listing and trading of Managed Fund Shares 4 on the Exchange. The Fund will be an actively managed exchange-traded fund (‘‘ETF’’). The Shares will be offered by the Trust, which was established as a Delaware statutory trust on September 20, 2012.5 The Trust is 3 The Commission approved Nasdaq Rule 5735 in Securities Exchange Act Release No. 57962 (June 13, 2008) 73 FR 35175 (June 20, 2008) (SR– NASDAQ–2008–039). There are already multiple actively-managed funds listed on the Exchange; see e.g., Securities Exchange Act Release No. 72411 (June 17, 2014), 79 FR 35598 (June 23, 2014) (SR– NASDAQ–2014–40) (order approving listing and trading of Calamos Focus Growth ETF). The Exchange believes the proposed rule change raises no significant issues not previously addressed in those prior Commission orders. 4 A Managed Fund Share is a security that represents an interest in an investment company registered under the Investment Company Act of 1940 (15 U.S.C. 80a–1)(the ‘‘1940 Act’’) organized as an open-end investment company or similar entity that invests in a portfolio of securities selected by its investment adviser consistent with its investment objectives and policies. In contrast, an open-end investment company that issues Index Fund Shares, listed and traded on the Exchange under Nasdaq Rule 5705, seeks to provide investment results that correspond generally to the price and yield performance of a specific foreign or domestic stock index, fixed income securities index or combination thereof. 5 The Commission has issued an order granting certain exemptive relief to the Trust under the 1940 Act (the ‘‘Exemptive Order’’). See Investment Company Act Release No. 30607 (July 23, 2013). In compliance with Nasdaq Rule 5735(b)(5), which PO 00000 Frm 00096 Fmt 4703 Sfmt 4703 19371 registered with the Commission as an investment company and has filed a registration statement on Form N–1A (‘‘Registration Statement’’) with the Commission.6 The Fund is a series of the Trust. Etfis Capital LLC will be the investment adviser (‘‘Adviser’’) to the Fund. Tuttle Tactical Management, LLC will be the investment sub-adviser (‘‘Sub-Adviser’’) to the Fund. ETF Distributors LLC (the ‘‘Distributor’’) will be the principal underwriter and distributor of the Fund’s Shares. The Bank of New York Mellon (‘‘BNY Mellon’’) will act as the administrator, accounting agent, custodian, and transfer agent to the Fund. Paragraph (g) of Rule 5735 provides that if the investment adviser to the investment company issuing Managed Fund Shares is affiliated with a brokerdealer, such investment adviser shall erect a ‘‘fire wall’’ between the investment adviser and the brokerdealer with respect to access to information concerning the composition and/or changes to such investment company portfolio.7 In addition, paragraph (g) further requires that personnel who make decisions on the applies to Managed Fund Shares based on an international or global portfolio, the Trust’s application for exemptive relief under the 1940 Act states that the Fund will comply with the federal securities laws in accepting securities for deposits and satisfying redemptions with redemption securities, including that the securities accepted for deposits and the securities used to satisfy redemption requests are sold in transactions that would be exempt from registration under the Securities Act of 1933 (15 U.S.C. 77a). 6 See Registration Statement on Form N–1A for the Trust filed on January 30, 2015 (File Nos. 333– 187668 and 811–22819). The descriptions of the Fund and the Shares contained herein are based, in part, on information in the Registration Statement. 7 An investment adviser to an open-end fund is required to be registered under the Investment Advisers Act of 1940 (the ‘‘Advisers Act’’). As a result, the Adviser, the Sub-Adviser and their related personnel are subject to the provisions of Rule 204A–1 under the Advisers Act relating to codes of ethics. This Rule requires investment advisers to adopt a code of ethics that reflects the fiduciary nature of the relationship to clients as well as compliance with other applicable securities laws. Accordingly, procedures designed to prevent the communication and misuse of non-public information by an investment adviser must be consistent with Rule 204A–1 under the Advisers Act. In addition, Rule 206(4)–7 under the Advisers Act makes it unlawful for an investment adviser to provide investment advice to clients unless such investment adviser has (i) adopted and implemented written policies and procedures reasonably designed to prevent violation, by the investment adviser and its supervised persons, of the Advisers Act and the Commission rules adopted thereunder; (ii) implemented, at a minimum, an annual review regarding the adequacy of the policies and procedures established pursuant to subparagraph (i) above and the effectiveness of their implementation; and (iii) designated an individual (who is a supervised person) responsible for administering the policies and procedures adopted under subparagraph (i) above. E:\FR\FM\10APN1.SGM 10APN1

Agencies

[Federal Register Volume 80, Number 69 (Friday, April 10, 2015)]
[Notices]
[Pages 19370-19371]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2015-08216]


=======================================================================
-----------------------------------------------------------------------

POSTAL REGULATORY COMMISSION

[Docket No. RM2015-2; Order No. 2425]


Notice of Technical Meeting

AGENCY: Postal Regulatory Commission.

ACTION: Notice.

-----------------------------------------------------------------------

SUMMARY: A technical meeting has been scheduled in Docket No. RM2015-2. 
The technical meeting will review modifications to Proposal Nine and 
their impact on the supporting financial workpapers.

DATES: April 14, 2015, at 1:00 p.m.

ADDRESSES: The technical meeting will be held in the Commission's 
hearing room at 901 New York Avenue NW., Suite 200, Washington, DC 
20268-0001.

FOR FURTHER INFORMATION CONTACT: David A. Trissell, General Counsel, at 
202-789-6820.

SUPPLEMENTARY INFORMATION: A technical meeting will be held in this 
docket on Tuesday, April 14, 2015, at 1:00 p.m., Eastern Daylight Time 
(EDT), in the Commission's main conference room. The purpose of this 
meeting is to allow Commission staff to review

[[Page 19371]]

modifications to Proposal Nine and their impact on supporting financial 
workpapers with United States Postal Service personnel.\1\
---------------------------------------------------------------------------

    \1\ See Responses of the United States Postal Service to 
Questions 1-19 of Chairman's Information Request No. 3, February 23, 
2015, question 1, where the Postal Service, inter alia, states: 
However, upon review generated by the need to respond to this 
question, the Postal Service would like to modify the proposal . . 
..
---------------------------------------------------------------------------

    The technical meeting is open to interested persons.
    It is ordered:
    1. A technical meeting is scheduled on April 14, 2015, at 1:00 p.m. 
EDT, in the Commission's main conference room to address Postal 
Service-initiated modifications to Proposal Nine and their impact on 
supporting financial workpapers.
    2. The Secretary shall arrange for publication of this order in the 
Federal Register.

    By the Commission.
Ruth Ann Abrams,
Acting Secretary.
[FR Doc. 2015-08216 Filed 4-9-15; 8:45 am]
 BILLING CODE 7710-FW-P