Endangered and Threatened Wildlife; Initial Finding on a Petition to Identify and Delist a Saint John River Distinct Population Segment of Shortnose Sturgeon Under the Endangered Species Act, 18347-18351 [2015-07833]
Download as PDF
Federal Register / Vol. 80, No. 65 / Monday, April 6, 2015 / Proposed Rules
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
50 CFR Part 224
[Docket No. 150209121–5121–01]
RIN 0648–XD760
Endangered and Threatened Wildlife;
Initial Finding on a Petition to Identify
and Delist a Saint John River Distinct
Population Segment of Shortnose
Sturgeon Under the Endangered
Species Act
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Department of Commerce.
ACTION: Initial petition finding; request
for information.
AGENCY:
We (NMFS) announce an
initial finding on a petition to identify
the Saint John River population of
shortnose sturgeon (Acipenser
brevirostrum) as a distinct population
segment (DPS) and delist this DPS from
the Endangered Species Act. We have
reviewed the petition, the references
provided by the petitioner, and
information readily available in our
files, and we find that the petition
presents substantial scientific or
commercial information indicating that
the petitioned action may be warranted.
Therefore, we will conduct a status
review of the shortnose sturgeon to
determine if the petitioned actions are
warranted. To ensure that our review is
comprehensive, we are soliciting
scientific and commercial information
pertaining to this petition from any
interested party.
DATES: Information and comments on
the subject action must be received by
June 5, 2015.
ADDRESSES: You may submit comments,
information, or data on this document,
identified by the code NOAA–NMFS–
2015–0040, by either of the following
methods:
• Electronic Submissions: Submit all
electronic comments via the Federal
eRulemaking Portal. Go to
www.regulations.gov/
#!docketDetail;D=NOAA-NMFS-20150040, click the ‘‘Comment Now!’’ icon,
complete the required fields, and enter
or attach your comments.
• Mail: Submit written comments to
Office of Protected Resources, NMFS,
1315 East-West Highway, Silver Spring,
MD 20910.
Instructions: Comments sent by any
other method, to any other address or
individual, or received after the end of
Rmajette on DSK2VPTVN1PROD with PROPOSALS
SUMMARY:
VerDate Sep<11>2014
15:03 Apr 03, 2015
Jkt 235001
the comment period, may not be
considered by NMFS. All comments
received are a part of the public record
and will generally be posted for public
viewing on www.regulations.gov
without change. All personal identifying
information (e.g., name, address, etc.),
confidential business information, or
otherwise sensitive information
submitted voluntarily by the sender will
be publicly accessible. We accept
anonymous comments (enter ‘‘N/A’’ in
the required fields if you wish to remain
anonymous), although submitting
comments anonymously will prevent us
from contacting you if we have
difficulty retrieving your submission.
A copy of the petition and related
materials are available upon request
from the Director, Office of Protected
Resources, 1315 East West Highway,
Silver Spring, MD 20910, or online at:
www.nmfs.noaa.gov/pr/species/fish/
shortnose-sturgeon.html.
FOR FURTHER INFORMATION CONTACT: Lisa
Manning, Office of Protected Resources,
301–427–8466.
SUPPLEMENTARY INFORMATION:
Background
On September 24, 2014, we received
a petition from Dr. Michael J. Dadswell,
Dr. Matthew K. Litvak, and Mr. Jonathan
Barry regarding the population of
shortnose sturgeon (Acipenser
brevirostrum) native to the Saint John
River in New Brunswick, Canada. The
petition requests that we identify the
Saint John River population of
shortnose sturgeon as a distinct
population segment (DPS) and
contemporaneously delist this DPS from
the Endangered Species Act.
Acipenser brevirostrum was originally
listed as an endangered species
throughout its range by the U.S. Fish
and Wildlife Service (USFWS) on March
11, 1967, under the Endangered Species
Preservation Act (ESPA, 32 FR 4001).
Shortnose sturgeon remained on the
endangered species list when the U.S.
Congress replaced ESPA by enacting the
Endangered Species Conservation Act of
1969, which was in turn replaced by the
Endangered Species Act of 1973 (ESA,
16 U.S.C. 1531 et seq.). NMFS
subsequently assumed jurisdiction for
shortnose sturgeon under a 1974
government reorganization plan (39 FR
41370, November 27, 1974). In Canada,
the shortnose sturgeon falls under the
jurisdiction of the Department of
Fisheries and Oceans (DFO) and was
listed as a species of ‘‘special concern’’
under the Species at Risk Act (SARA) in
1980. The status under SARA was
maintained following a 2005 assessment
(COSEWIC 2005). Shortnose sturgeon is
PO 00000
Frm 00024
Fmt 4702
Sfmt 4702
18347
also listed under Appendix I of the
Convention on International Trade in
Endangered Species of Wild Fauna
(CITES).
Statutory, Regulatory and Policy
Provisions
Section 4(b)(3)(A) of the ESA of 1973,
as amended (U.S.C. 1531 et seq.),
requires, to the maximum extent
practicable, that within 90 days of
receipt of a petition to list a species as
threatened or endangered, the Secretary
of Commerce make a finding on whether
that petition presents substantial
scientific or commercial information
indicating that the petitioned action
may be warranted, and to promptly
publish the finding in the Federal
Register (16 U.S.C. 1533(b)(3)(A)). When
we find that substantial scientific or
commercial information in a petition
indicates that the petitioned action may
be warranted (a ‘‘positive initial
finding’’ or ‘‘positive 90-day finding’’),
we are required to promptly commence
a review of the status of the species
concerned, which includes conducting a
comprehensive review of the best
available scientific and commercial
information. Within 12 months of
receiving the petition, we must
conclude the review with a finding as to
whether, in fact, the petitioned action is
warranted (50 CFR 424.14(b)(3)).
Because the finding at the 12-month
stage is based on a significantly more
thorough review of the available
information, a ‘‘may be warranted’’
finding at this stage does not prejudge
the outcome of the status review.
Under the ESA, a listing
determination may address a ‘‘species,’’
which is defined to also include
subspecies and, for any vertebrate
species, any distinct population
segment that interbreeds when mature
(16 U.S.C. 1532(16)). A joint policy
issued by NMFS and the U.S. Fish and
Wildlife Service (USFWS) clarifies the
interpretation of the phrase ‘‘distinct
population segment,’’ or DPS for the
purposes of listing, delisting, and
reclassifying a species under the ESA
(‘‘DPS Policy,’’ 61 FR 4722, February 7,
1996). The DPS Policy identifies two
criteria for determining whether a
population is a DPS: (1) The population
must be ‘‘discrete’’ in relation to the
remainder of the taxon (species or
subspecies) to which it belongs; and (2)
the population must be ‘‘significant’’ to
the remainder of the taxon to which it
belongs. Congress has instructed the
Secretary to exercise authority to
recognize DPS’s ‘‘ * * * sparingly and
only when the biological evidence
indicates that such action is warranted.’’
(Senate Report 151, 96th Congress, 1st
E:\FR\FM\06APP1.SGM
06APP1
Rmajette on DSK2VPTVN1PROD with PROPOSALS
18348
Federal Register / Vol. 80, No. 65 / Monday, April 6, 2015 / Proposed Rules
Session). In a recent decision, the
United States District Court for the
District of Columbia held that the ESA
does not permit identification of a DPS
solely for purposes of delisting. See
Humane Soc’y v. Jewell, No. 13–186
(BAH), ¥ F.3d. ¥, 2014 WL7237702
(D.D.C. December 19, 2014) (Western
Great Lakes gray wolves). Because this
is a single district court decision and
may be appealed, we conclude it does
not compel us to deny the present
petition; however, we note that it
highlights potential complications
associated with the petitioned action.
A species, subspecies, or DPS is
‘‘endangered’’ if it is in danger of
extinction throughout all or a significant
portion of its range, and ‘‘threatened’’ if
it is likely to become endangered within
the foreseeable future throughout all or
a significant portion of its range (ESA
sections 3(6) and 3(20), respectively, 16
U.S.C. 1532(6) and (20)). Pursuant to the
ESA and our implementing regulations,
the determination of whether a species
is threatened or endangered shall be
based on any one or a combination of
the following five section 4(a)(1) factors:
The present or threatened destruction,
modification, or curtailment of habitat
or range; overutilization for commercial,
recreational, scientific, or educational
purposes; disease or predation;
inadequacy of existing regulatory
mechanisms; and any other natural or
manmade factors affecting the species’
existence (16 U.S.C. 1533(a)(1); 50 CFR
424.11(c)).
Under section 4(a)(1) of the ESA and
the implementing regulations at 50 CFR
424.11(d), a species shall be removed
from the list if the Secretary of
Commerce determines, based on the
best scientific and commercial data
available after conducting a review of
the species’ status, that the species is no
longer threatened or endangered
because of one or a combination of the
section 4(a)(1) factors. The regulations
provide that a species listed under the
ESA may be delisted only if such data
substantiate that it is neither
endangered nor threatened for one or
more of the following reasons:
(1) Extinction. Unless all individuals
of the listed species had been previously
identified and located, and were later
found to be extirpated from their
previous range, a sufficient period of
time must be allowed before delisting to
indicate clearly that the species is
extinct.
(2) Recovery. The principal goal of the
USFWS and NMFS is to return listed
species to a point at which protection
under the ESA is no longer required. A
species may be delisted on the basis of
recovery only if the best scientific and
VerDate Sep<11>2014
15:03 Apr 03, 2015
Jkt 235001
commercial data available indicate that
it is no longer endangered or threatened.
(3) Original data for classification in
error. Subsequent investigations may
show that the best scientific or
commercial data available when the
species was listed, or the interpretation
of such data, were in error (50 CFR
424.11(d)).
A determination whether to revise a
species-level listing to recognize one or
more DPSs in place of a species-level
listing involves a judgment as to which
approach for managing the species best
furthers the purposes of the ESA. We
will make that determination prior to
making a final finding on the petition.
At the initial finding stage on a
petition to list, delist, or reclassify a
species, the statute requires that we
determine whether the petition has
presented substantial scientific or
commercial information indicating that
the petitioned action may be warranted.
See ESA section 4(b)(3)(A) (16 U.S.C.
1533(b)(3)(A)). ESA-implementing
regulations issued jointly by NMFS and
the USFWS (50 CFR 424.14(b)(1)) define
‘‘substantial information’’ as the amount
of information that would lead a
reasonable person to believe that the
measure proposed in the petition may
be warranted. When evaluating whether
substantial information is contained in
a petition, we must consider whether
the petition: (1) Clearly indicates the
administrative measure recommended
and gives the scientific and any
common name of the species involved;
(2) contains detailed narrative
justification for the recommended
measure, describing, based on available
information, past and present numbers
and distribution of the species involved
and any threats faced by the species; (3)
provides information regarding the
status of the species over all or a
significant portion of its range; and (4)
is accompanied by the appropriate
supporting documentation in the form
of bibliographic references, reprints of
pertinent publications, copies of reports
or letters from authorities, and maps (50
CFR 424.14(b)(2)).
At the initial finding stage, we
evaluate the petitioner’s request based
upon the information in the petition,
including references provided, and the
information readily available in our
files. We do not conduct additional
research, and we do not solicit
information from parties outside the
agency to help us in evaluating the
petition. We will accept the petitioner’s
sources and characterizations of the
information presented if they appear to
be based on accepted scientific
principles, unless we have specific
information in our files which indicates
PO 00000
Frm 00025
Fmt 4702
Sfmt 4702
that the petition’s information is
incorrect, unreliable, obsolete, or
otherwise irrelevant to the requested
action. Information that is susceptible to
more than one interpretation or that is
contradicted by other available
information will not be dismissed at the
initial finding stage, so long as it is
reliable and a reasonable person would
conclude that it supports the
petitioner’s assertions. In other words,
conclusive information indicating that
the species may meet the ESA’s
requirements for listing is not required
to make a positive initial finding.
Many petitions identify risk
classifications made by other
organizations, such as the International
Union for Conservation of Nature
(IUCN), the American Fisheries Society,
or NatureServe, as evidence of
extinction risk for a species. Risk
classifications by other organizations or
made under other Federal or state
statutes may be informative, but such
classification alone may not provide the
rationale for making an initial finding
under the ESA. For example, as
explained by NatureServe, their
assessments of a species’ conservation
status do ‘‘not constitute a
recommendation by NatureServe for
listing under the U.S. Endangered
Species Act’’ because NatureServe
assessments ‘‘have different criteria,
evidence requirements, purposes and
taxonomic coverage than government
lists of endangered and threatened
species, and therefore these two types of
lists should not be expected to
coincide’’ (https://www.natureserve.org/
prodServices/statusAssessment.jsp).
Thus, when a petition cites such
classifications, we will evaluate the
source of information that the
classification is based upon in light of
the standards of the ESA and our
policies as described above.
Species Description
The shortnose sturgeon is a bony fish
(Class Osteichthyes) that retains many
primitive physical characteristics that
reflect its ancient lineage. Distinctive
features include a protective armor of
bony plates called ‘‘scutes’’ that extend
longitudinally from the base of the skull
to the caudal peduncle; a subterminal,
protractile tube-like mouth; and
chemosensory barbels. The general body
shape is cylindrical, tapering at the head
and caudal peduncle, and the upper
lobe of the tail is longer than lower lobe.
Shortnose sturgeon vary in color but are
generally dark brown to olive or black
on the dorsal surface, lighter along the
row of lateral scutes, and nearly white
on the ventral surface. Adults have no
teeth but possess bony plates in the
E:\FR\FM\06APP1.SGM
06APP1
Federal Register / Vol. 80, No. 65 / Monday, April 6, 2015 / Proposed Rules
Rmajette on DSK2VPTVN1PROD with PROPOSALS
esophagus that are used to crush hard
prey items (Vladykov and Greeley 1963;
Gilbert 1989). The skeleton is almost
entirely cartilaginous with the exception
of some bones in the skull, jaw and
pectoral girdle. Maximum reported
length is 1.43 m (total length, TL) and
maximum reported weight is 23 kg
(Dadswell 1984). Growth rates and
maximum size display clinal variation,
with the fastest growth rates and
smallest maximum sizes occurring in
southern populations. Shortnose
sturgeon are benthic feeders, and their
diet typically consists of small insects,
crustaceans, mollusks, polychaetes, and
small benthic fishes (McCleave et al.
1977; Dadswell 1979; Marchette and
Smiley 1982; Dadswell et al. 1984;
Moser and Ross 1995; Kynard et al.
2000; Collins et al. 2002).
Shortnose sturgeon occur along the
East Coast of North America in rivers,
estuaries, and marine waters. The
current species’ range is thought to
extend from the Saint John River in New
Brunswick, Canada, south to the St.
Johns River, Florida (NMFS 1998).
Shortnose sturgeon are ‘‘anadromous,’’
meaning they are born in freshwater,
migrate to the ocean, then migrate back
into freshwater as adults to spawn.
However, some shortnose sturgeon
populations rarely leave their natal river
or associated estuary.
Shortnose sturgeon are relatively
long-lived and slow to mature. Female
sturgeon can live up to 67 years, but
males seldom exceed 30 years of age.
Males and females mature at about the
same length, around 1.5–1.8 feet (45–55
cm), throughout their range. However,
age at maturity varies across the range
due the clinal variation in growth rates.
Shortnose sturgeon also exhibit sexually
dimorphic growth patterns across
latitude: males mature at 2–3 years in
Georgia and at 10–11 years in the Saint
John River; females mature at 4–5 years
in Georgia and at 12–18 years in the
Saint John River (NMFS 2010). In
general, males are thought to spawn
every other year, but may spawn
annually in some rivers (Kieffer and
Kynard 1996; NMFS 1998). Females
appear to spawn less frequently—
approximately every three years to five
years (Dadswell 1979).
Analysis of the Petition
The petition requests that we identify
the Saint John River shortnose sturgeon
(SJRSS) as a DPS and make a finding
that this DPS does not meet the
definition of threatened or endangered
under the ESA. In effect, the petition
requests the delisting of the SJRSS,
which is currently part of the rangewide listing of shortnose sturgeon at the
VerDate Sep<11>2014
15:03 Apr 03, 2015
Jkt 235001
taxonomic level of species. The
administrative actions requested in the
petition are clear, and the petition is
supported by a detailed narrative
justification and appropriate references.
The petition provides information
regarding the status of, and threats to,
the SJRSS. The petition does not request
any DPS delineations or change in ESA
status for the remainder of the species,
and does not provide a discussion of the
abundance, distribution, status or
threats to shortnose sturgeon within the
U.S. portion of the species’ range. The
Petitioners state that while they
understand their petition may ‘‘trigger a
range-wide status review of shortnose
sturgeon,’’ they ‘‘respectfully request
that the designation of the SJRSS
population be treated independently
and published on its own merits and
schedule.’’
As stated previously, to be considered
a DPS, a population must be both
discrete from other populations of the
species and significant to the species as
a whole (61 FR 4722, February 7, 1996).
Under the DPS Policy, a population may
be considered ‘‘discrete’’ if it satisfies
either one of the following conditions:
(1) It is markedly separated from other
populations of the same taxon as a
consequence of physical, physiological,
ecological, or behavioral factors.
Quantitative measures of genetic or
morphological discontinuity may
provide evidence of this separation.
(2) It is delimited by international
governmental boundaries within which
differences in control of exploitation,
management of habitat, conservation
status, or regulatory mechanisms exist
that are significant in light of section
4(a)(1)(D) of the ESA.
The petition states that the SJRSS is
markedly separated from other
populations as a result of ‘‘geography,
range, and physical constraints.’’ The
petition does not specify, nor are we
aware of, any ‘‘physical constraints’’
that preclude mixing of the Saint John
River (SJR) population with other
populations. However, the petition and
references in our files suggest that there
is no, or only limited, spatial overlap in
the range of shortnose sturgeon from the
SJR and rivers just to the south in Maine
(e.g., Kennnebec, Androscoggin and
Penobscot rivers). Separation of the SJR
population from other shortnose
populations is also supported by genetic
data, which indicate limited
interbreeding among some river
populations. For example, Wirgin et al.
(2009) assessed genetic differentiation
among shortnose sturgeon from 14 river
systems by comparing frequencies of
mitochondrial DNA (mtDNA) control
region haplotypes. The results of this
PO 00000
Frm 00026
Fmt 4702
Sfmt 4702
18349
analysis indicate that although 6 of 8
haplotypes in the SJR sample (N= 42
fish) are shared with other Gulf of
Maine river samples, the SJR sample has
significantly different haplotype
frequencies than the other Gulf of Maine
rivers (Wirgin et al. 2009). Femalemediated gene flow between the
Penobscot River and the Saint John
River was also estimated to occur at a
low rate—only about 2 migrants per
generation (Wirgin et al. 2009). A more
recent study by King et al. (2014) using
nuclear DNA provides additional
indication that the SJRSS may be
discrete from other river populations.
King et al. (2014) used multiple
approaches (principle component
analysis and Bayesian clustering) to
analyze data for 11 microsatellite loci
for shortnose sturgeon from 17 sample
populations (N= 561 total fish),
including 25 fish from the SJR. The
results suggest the existence of three
metapopulations (Northeast, MidAtlantic, and South Atlantic), each with
a different degree of genetic substructuring. The Northeast
metapopulation, which encompasses
the Merrimack, Androscoggin,
Kennebec, Penobscot and Saint John
rivers, was shown to have a moderate
degree of differentiation into three
groups: Merrimack, Androscoggin/
Kennebec/Penobscot, and Saint John
River. Estimates of the effective number
of migrants per generation were very
low among the three metapopulations
(average ranged between 0.89–1.89), but
were much higher within each
metapopulation. For the Saint John
River in particular, the estimated
effective number of migrants per
generation with the other rivers within
the Northeast metapopulation ranged
from 2.25–3.43 (King et al. 2014).
Overall, we find that the SJRSS may be
discrete from other populations based
on the existing genetic data.
The petition also asserts that the
SJRSS can be considered ‘‘discrete,’’
because it is delimited by the U.S.Canada border, on either side of which
the species experiences significant
differences in the control of
exploitation, management of habitat,
conservation status, and regulatory
mechanisms. In support of this
assertion, the petition points to the
differing conservation status that
shortnose sturgeon has under the ESA
in the United States and the SARA in
Canada. The shortnose sturgeon is listed
as ‘‘endangered’’ under the ESA, and the
SJRSS is listed as ‘‘special concern’’
under the SARA. Resulting differences
include that under the ESA, all ‘‘take’’
of endangered species such as the
E:\FR\FM\06APP1.SGM
06APP1
Rmajette on DSK2VPTVN1PROD with PROPOSALS
18350
Federal Register / Vol. 80, No. 65 / Monday, April 6, 2015 / Proposed Rules
shortnose sturgeon is prohibited, with
take being defined as ‘‘to harass, harm,
pursue, hunt, shoot, wound, kill, trap,
capture, or collect, or to attempt to
engage in any such conduct’’ (16 U.S.C.
1532(19)); whereas, in Canada, under
the Fisheries Act, all means of killing
SJRSS are prohibited except for fishing
(R.S.C.1985,c. F–14), which apparently
results in virtually zero mortality due to
conservative size restrictions on
retention of shortnose sturgeon
(COSEWIC 2005). Certain provisions of
the ESA apply throughout the range of
shortnose sturgeon to prohibit activities
undertaken by persons subject to U.S.
jurisdiction. See 16 U.S.C. 1538(a)(1)(A),
(D)–(F). The petition does not provide
additional information to clarify how
the differences in the control of
exploitation or regulation of the species
within the two countries translate into
meaningful differences for shortnose
sturgeon or its habitat, nor does it
explain how the management
differences are significant with respect
to section 4(a)(1)(D) of the ESA. We find
that, while there is insufficient support
to use the international boundary as a
potential basis for considering the
SJRSS ‘‘discrete,’’ the petition does
provide sufficient information to
indicate that the SJRSS may be discrete
based on biological data; and therefore,
we proceeded to evaluate information
presented in the petition and the cited
references with respect to the second
criterion of the DPS Policy.
Under the DPS Policy, if a population
segment is found to be discrete, then its
biological and ecological significance to
the taxon to which it belongs is
evaluated. This consideration may
include, but is not limited to: (1)
Persistence of the discrete population
segment in an ecological setting unusual
or unique for the taxon; (2) evidence
that the loss of the discrete population
segment would result in a significant
gap in the range of a taxon; (3) evidence
that the discrete population segment
represents the only surviving natural
occurrence of a taxon that may be more
abundant elsewhere as an introduced
population outside its historical range;
and (4) evidence that the discrete
population segment differs markedly
from other populations of the species in
its genetic characteristics (61 FR 4722,
February 7, 1996).
The petition states that the SJRSS
meets the ‘‘significance’’ criterion of the
DPS Policy on the basis of all four of the
considerations listed in the policy. First,
the petition asserts that the SJRSS
persists in a unique ecological setting,
because it occurs at the northern
extreme of the species’ range. Second,
the petition states that loss of this
VerDate Sep<11>2014
15:03 Apr 03, 2015
Jkt 235001
population would result in a significant
gap in the range of the species, and,
third, that the SJRSS is the ‘‘only known
surviving natural occurrence of this DPS
taxon in its historic range.’’ Lastly, the
petition states that the SJRSS differs
markedly from other populations of
shortnose sturgeon in its genetic
characteristics.
We agree that the SJRSS may have
markedly different genetic
characteristics from other shortnose
sturgeon populations, because it has
some morphological, behavioral, and
genetic differences from other
populations. We do not, however, find
sufficient information in the petition or
cited references to suggest that the
riverine, estuarine, or marine habitats of
the SJRSS represent a unique ecological
setting for the taxon. Supporting
information provided in the petition
pertained to the life history and habitat
use patterns of Atlantic salmon and the
Gulf of Maine region; this information is
not particularly relevant or explanatory
with respect to the uniqueness of SJRSS
habitat or shortnose sturgeon. We also
find relatively limited support in the
petition and references provided to
suggest that the loss of this particular
population, which occurs at the
northernmost portion of the species’
range, would result in a significant gap
in the species’ range. The species is
broadly distributed along the East Coast
of North America and highly mobile;
furthermore, estimated rates of
migration are higher among rivers
within the northeast region versus the
mid-Atlantic region (King et al. 2014).
Lastly, we find no support for the
assertion that the SJRSS is the only
surviving natural occurrence of
shortnose sturgeon within its historical
range. Shortnose sturgeon are present in
at least 42 coastal rivers within the
species’ historical range (NMFS 2010).
We also note that the terms ‘‘taxon’’ and
‘‘historical range’’ in the relevant
context of the DPS Policy refer to the
larger taxonomic entity, not the DPS
under evaluation, as may have been
assumed by the Petitioners.
Overall, we conclude that the
information presented in the petition
and supporting references suggests that
the SJRSS may meet the ‘‘discreteness’’
and the ‘‘significance’’ criteria of the
DPS Policy and thus may qualify as a
DPS. Therefore, we proceeded to review
the petition and information readily
available in our files to evaluate
whether this potential DPS should
continue to be protected under the ESA.
The status of the SJRSS was most
recently reviewed in 2005 by the
Committee on the Status of Endangered
Wildlife in Canada (COSEWIC), which
PO 00000
Frm 00027
Fmt 4702
Sfmt 4702
is the official scientific body established
under SARA responsible for assessing
extinction risk of wildlife species in
Canada. This most recent assessment
concluded that the status of the SJRSS
had not changed, and that the
population still warranted a status of
‘‘special concern (SC),’’ which is
defined under SARA as ‘‘a wildlife
species that may become a threatened or
endangered species because of a
combination of biological characteristics
and identified threats’’ (S.C. 2002, c.
29). The 2005 COSEWIC assessment
also indicated that the SJRSS met the
criterion for ‘‘threatened’’ under SARA
based on criterion D2 (i.e., Canadian
population with a very restricted index
of area of occupancy or number of
locations, based on presence in only one
river) but was classified as SC because
there were ‘‘no immediate threats’’
(COSEWIC 2005). The petition asserts
that the SC classification under SARA
indicates the SJRSS does not meet the
definition of threatened or endangered
under the ESA, and that the SC status
under SARA is ‘‘substantially similar’’
to the non-regulatory ‘‘species of
concern’’ designation that NMFS has
extended to some species. NMFS
‘‘species of concern’’ are defined as
those species about which we have
some concerns regarding status and
threats, but for which insufficient
information is available to indicate a
need to list the species under the ESA
(69 FR 19975, April 15, 2004). Under
SARA, a threatened species is defined
as ‘‘a wildlife species that is likely to
become an endangered species if
nothing is done to reverse the factors
leading to its extirpation or extinction’’
(S.C. 2002, c. 29). A threatened species
is defined in section 3 of the ESA as
‘‘. . . any species which is likely to
become an endangered species within
the foreseeable future throughout all or
a portion of its range’’ (16 U.S.C.
1532(3)). While similar, these
definitions are not equivalent and
require interpretations of different
terms. Furthermore, the processes and
standards by which species are
evaluated under each statute are not the
same. Thus, while the ‘‘special concern’’
status under SARA is an indication that
the SJRSS is not at immediate risk of
extirpation, it remains unclear what
status may be warranted for an SJRSS
DPS under the ESA.
The 2005 COSEWIC assessment states
that incidental bycatch in fisheries,
poaching, and habitat loss and
degradation are threats to the SJRSS.
The petition provides no data or
references with which to evaluate the
level or trends in bycatch or poaching.
E:\FR\FM\06APP1.SGM
06APP1
Rmajette on DSK2VPTVN1PROD with PROPOSALS
Federal Register / Vol. 80, No. 65 / Monday, April 6, 2015 / Proposed Rules
Habitat loss and degradation occur in
the form of dams, impoundments, and
water quality impacts stemming from
urban, agricultural and industrial
activities (COSEWIC 2005). The petition
states that the largest threat to the SJRSS
may be the Mactaquac Dam, which was
completed in 1967 and is impassable by
sturgeon. No studies have been
conducted to evaluate the effect of the
dam on spawning as a consequence of
changes in water flow or temperature
(COSEWIC 2005). Aboriginal knowledge
also suggests that there has been a
decline in the SJRSS since the
Mactaquac Dam was constructed
(COSEWIC 2005). There have also been
no evaluations of the impact of
contaminants on shortnose sturgeon in
the SJR (COSEWIC 2005). However,
water quality in the SJR, while still a
significant concern in some areas, has
improved since 2000, and many fish
communities are healthy and stable (CRI
2011). The majority of the watershed is
forested, and all municipalities, which
are mostly small, now have sewage
treatment capabilities (COSEWIC 2005).
Overall, the information provided
regarding threats to the SJRSS within its
riverine and marine habitats is limited
and difficult to fully assess.
The only comprehensive population
estimate available for consideration in
connection with this finding for the
SJRSS population comes from
Dadswell’s (1979) mark-recapture study
in 1973–1977. Dadswell (1979)
calculated a Jolly-Seber population
estimate of 18,000 (± 30%) adults. Thus,
the overall population trend is
‘‘unknown’’ (COSEWIC 2005). However,
some evidence suggests the population
has remained fairly stable since the
1970’s. Size distributions and growth
rates for sturgeon sampled in the SJR
during 1998–2000 are similar to those
measured and estimated for sturgeon
sampled in 1973–1977 (COSEWIC
2005). Both time periods indicate a
broad range of size and age-classes. A
possible indicator of the stability of the
SJRSS mentioned in the petition is the
stable catch of adult shortnose sturgeon
in a 26-year old annual fishing derby on
the Kennebecasis River, a tributary of
the Saint John. Catch records or some
assessment of the catch records from
this tournament were not provided in
the petition or supporting references, so
this statement is difficult to verify at
this time. More recent studies
conducted in overwintering areas have
produced partial adult population
estimates of 4,836 ± 69 in 2005 and
VerDate Sep<11>2014
15:03 Apr 03, 2015
Jkt 235001
3,852–5,222 in 2009 and 2011,
indicating persistence at the
overwintering sites over this time period
and suggesting stable abundance (Li et
al. 2007; Usivyatsov et al. 2012).
Interestingly, the range of the SJRSS has
also recently been scientifically
recognized as extending to include the
waters off of Nova Scotia: Dadswell et
al. (2013) recently confirmed the
presence of an adult shortnose sturgeon
in the Minas Basin, which is about 165
km from the mouth of the SJR. Fishers
also report that they have been catching
1–2 shortnose sturgeon in their weirs
during the past decade (Dadswell et al.
2013). Lastly, Stokesbury et al. (2014)
used an index called the ‘‘Species
Ability to Forestall Extinction Index,’’ or
SAFE index, to characterize the SJRSS
risk of extinction and concluded that
this population was above the authors’
particular threshold for ‘‘threatened,’’
which was based on an assumed
minimum viable population of 5,000
adults. Because there have been no
comprehensive surveys of the SJRSS
since the 1970s, Stokesbury et al. (2014)
also assumed an adult population size
of 18,000 based on the 1973–1977 study
by Dadswell (1979) in order to calculate
the index for the SJRSS. Overall, while
data are lacking with respect to current
population abundance and trends, the
available evidence suggests that the
population has remained stable since
the 1970s and is not at high risk of
extirpation.
In summary, we find that the
shortnose sturgeon within the Saint
John River in New Brunswick, Canada,
may meet the ‘‘discreteness’’ and
‘‘significance’’ criteria of the DPS Policy
(61 FR 4722, February 7, 1996) and thus
may qualify as a DPS. We also find that,
given the available information
regarding the seemingly stable and thus
potentially sufficiently high abundance
of the shortnose sturgeon in the SJR, the
SJRSS, if considered on its own, may
not meet the criteria for listing under
the ESA. Revisions to the current
species-level listing for shortnose
sturgeon therefore may be warranted, if
we determine it would best further the
purposes of the ESA. While there is
substantial uncertainty regarding the
current population size, trends, and
threats, we conclude that the petition
and references provide sufficient
indication that the petitioned action
may be warranted.
PO 00000
Frm 00028
Fmt 4702
Sfmt 9990
18351
Petition Finding
After reviewing the information
contained in the petition, as well as
information readily available in our
files, we conclude that the petition
presents substantial scientific or
commercial information indicating the
petitioned actions may be warranted for
the SJRSS. We hereby announce the
initiation of a status review to determine
whether the petitioned population
meets the DPS criteria and whether the
current species-level listing should be
revised.
Information Solicited
To ensure that the status review is
based on the best available scientific
and commercial data, we are soliciting
information relevant to the petitioned
actions. Specifically, we are soliciting
data and information, including
unpublished data and information, in
the following areas: (1) Recent genetic
analyses of populations of shortnose
sturgeon; (2) current distribution and
abundance of shortnose sturgeon rangewide; (3) movements, migratory patterns
and habitat use of shortnose sturgeon
along the northeast coast of the United
States and in Canadian waters; (4)
historical and current population trends
for shortnose sturgeon within the Saint
John River; (6) past, current and future
threats, including bycatch rates and any
current or planned activities that may
adversely impact the SJRSS; (7) ongoing
or planned efforts to protect and restore
the SJRSS and their habitat; and (8)
management, regulatory, and
enforcement information. We request
that all information be accompanied by:
(1) Supporting documentation such as
maps, bibliographic references, or
reprints of pertinent publications; and
(2) the submitter’s name, address, and
any association, institution, or business
that the person represents.
References Cited
A complete list of references is
available upon request to the Office of
Protected Resources (see ADDRESSES).
Authority
The authority for this action is the
Endangered Species Act of 1973, as
amended (16 U.S.C. 1531 et seq.).
Dated: March 31, 2015.
Eileen Sobeck,
Assistant Administrator for Fisheries,
National Marine Fisheries Service.
[FR Doc. 2015–07833 Filed 4–3–15; 8:45 am]
BILLING CODE 3510–22–P
E:\FR\FM\06APP1.SGM
06APP1
Agencies
[Federal Register Volume 80, Number 65 (Monday, April 6, 2015)]
[Proposed Rules]
[Pages 18347-18351]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2015-07833]
[[Page 18347]]
-----------------------------------------------------------------------
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
50 CFR Part 224
[Docket No. 150209121-5121-01]
RIN 0648-XD760
Endangered and Threatened Wildlife; Initial Finding on a Petition
to Identify and Delist a Saint John River Distinct Population Segment
of Shortnose Sturgeon Under the Endangered Species Act
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Department of Commerce.
ACTION: Initial petition finding; request for information.
-----------------------------------------------------------------------
SUMMARY: We (NMFS) announce an initial finding on a petition to
identify the Saint John River population of shortnose sturgeon
(Acipenser brevirostrum) as a distinct population segment (DPS) and
delist this DPS from the Endangered Species Act. We have reviewed the
petition, the references provided by the petitioner, and information
readily available in our files, and we find that the petition presents
substantial scientific or commercial information indicating that the
petitioned action may be warranted. Therefore, we will conduct a status
review of the shortnose sturgeon to determine if the petitioned actions
are warranted. To ensure that our review is comprehensive, we are
soliciting scientific and commercial information pertaining to this
petition from any interested party.
DATES: Information and comments on the subject action must be received
by June 5, 2015.
ADDRESSES: You may submit comments, information, or data on this
document, identified by the code NOAA-NMFS-2015-0040, by either of the
following methods:
Electronic Submissions: Submit all electronic comments via
the Federal eRulemaking Portal. Go to www.regulations.gov/#!docketDetail;D=NOAA-NMFS-2015-0040, click the ``Comment Now!'' icon,
complete the required fields, and enter or attach your comments.
Mail: Submit written comments to Office of Protected
Resources, NMFS, 1315 East-West Highway, Silver Spring, MD 20910.
Instructions: Comments sent by any other method, to any other
address or individual, or received after the end of the comment period,
may not be considered by NMFS. All comments received are a part of the
public record and will generally be posted for public viewing on
www.regulations.gov without change. All personal identifying
information (e.g., name, address, etc.), confidential business
information, or otherwise sensitive information submitted voluntarily
by the sender will be publicly accessible. We accept anonymous comments
(enter ``N/A'' in the required fields if you wish to remain anonymous),
although submitting comments anonymously will prevent us from
contacting you if we have difficulty retrieving your submission.
A copy of the petition and related materials are available upon
request from the Director, Office of Protected Resources, 1315 East
West Highway, Silver Spring, MD 20910, or online at: www.nmfs.noaa.gov/pr/species/fish/shortnose-sturgeon.html.
FOR FURTHER INFORMATION CONTACT: Lisa Manning, Office of Protected
Resources, 301-427-8466.
SUPPLEMENTARY INFORMATION:
Background
On September 24, 2014, we received a petition from Dr. Michael J.
Dadswell, Dr. Matthew K. Litvak, and Mr. Jonathan Barry regarding the
population of shortnose sturgeon (Acipenser brevirostrum) native to the
Saint John River in New Brunswick, Canada. The petition requests that
we identify the Saint John River population of shortnose sturgeon as a
distinct population segment (DPS) and contemporaneously delist this DPS
from the Endangered Species Act.
Acipenser brevirostrum was originally listed as an endangered
species throughout its range by the U.S. Fish and Wildlife Service
(USFWS) on March 11, 1967, under the Endangered Species Preservation
Act (ESPA, 32 FR 4001). Shortnose sturgeon remained on the endangered
species list when the U.S. Congress replaced ESPA by enacting the
Endangered Species Conservation Act of 1969, which was in turn replaced
by the Endangered Species Act of 1973 (ESA, 16 U.S.C. 1531 et seq.).
NMFS subsequently assumed jurisdiction for shortnose sturgeon under a
1974 government reorganization plan (39 FR 41370, November 27, 1974).
In Canada, the shortnose sturgeon falls under the jurisdiction of the
Department of Fisheries and Oceans (DFO) and was listed as a species of
``special concern'' under the Species at Risk Act (SARA) in 1980. The
status under SARA was maintained following a 2005 assessment (COSEWIC
2005). Shortnose sturgeon is also listed under Appendix I of the
Convention on International Trade in Endangered Species of Wild Fauna
(CITES).
Statutory, Regulatory and Policy Provisions
Section 4(b)(3)(A) of the ESA of 1973, as amended (U.S.C. 1531 et
seq.), requires, to the maximum extent practicable, that within 90 days
of receipt of a petition to list a species as threatened or endangered,
the Secretary of Commerce make a finding on whether that petition
presents substantial scientific or commercial information indicating
that the petitioned action may be warranted, and to promptly publish
the finding in the Federal Register (16 U.S.C. 1533(b)(3)(A)). When we
find that substantial scientific or commercial information in a
petition indicates that the petitioned action may be warranted (a
``positive initial finding'' or ``positive 90-day finding''), we are
required to promptly commence a review of the status of the species
concerned, which includes conducting a comprehensive review of the best
available scientific and commercial information. Within 12 months of
receiving the petition, we must conclude the review with a finding as
to whether, in fact, the petitioned action is warranted (50 CFR
424.14(b)(3)). Because the finding at the 12-month stage is based on a
significantly more thorough review of the available information, a
``may be warranted'' finding at this stage does not prejudge the
outcome of the status review.
Under the ESA, a listing determination may address a ``species,''
which is defined to also include subspecies and, for any vertebrate
species, any distinct population segment that interbreeds when mature
(16 U.S.C. 1532(16)). A joint policy issued by NMFS and the U.S. Fish
and Wildlife Service (USFWS) clarifies the interpretation of the phrase
``distinct population segment,'' or DPS for the purposes of listing,
delisting, and reclassifying a species under the ESA (``DPS Policy,''
61 FR 4722, February 7, 1996). The DPS Policy identifies two criteria
for determining whether a population is a DPS: (1) The population must
be ``discrete'' in relation to the remainder of the taxon (species or
subspecies) to which it belongs; and (2) the population must be
``significant'' to the remainder of the taxon to which it belongs.
Congress has instructed the Secretary to exercise authority to
recognize DPS's `` * * * sparingly and only when the biological
evidence indicates that such action is warranted.'' (Senate Report 151,
96th Congress, 1st
[[Page 18348]]
Session). In a recent decision, the United States District Court for
the District of Columbia held that the ESA does not permit
identification of a DPS solely for purposes of delisting. See Humane
Soc'y v. Jewell, No. 13-186 (BAH), - F.3d. -, 2014 WL7237702 (D.D.C.
December 19, 2014) (Western Great Lakes gray wolves). Because this is a
single district court decision and may be appealed, we conclude it does
not compel us to deny the present petition; however, we note that it
highlights potential complications associated with the petitioned
action.
A species, subspecies, or DPS is ``endangered'' if it is in danger
of extinction throughout all or a significant portion of its range, and
``threatened'' if it is likely to become endangered within the
foreseeable future throughout all or a significant portion of its range
(ESA sections 3(6) and 3(20), respectively, 16 U.S.C. 1532(6) and
(20)). Pursuant to the ESA and our implementing regulations, the
determination of whether a species is threatened or endangered shall be
based on any one or a combination of the following five section 4(a)(1)
factors: The present or threatened destruction, modification, or
curtailment of habitat or range; overutilization for commercial,
recreational, scientific, or educational purposes; disease or
predation; inadequacy of existing regulatory mechanisms; and any other
natural or manmade factors affecting the species' existence (16 U.S.C.
1533(a)(1); 50 CFR 424.11(c)).
Under section 4(a)(1) of the ESA and the implementing regulations
at 50 CFR 424.11(d), a species shall be removed from the list if the
Secretary of Commerce determines, based on the best scientific and
commercial data available after conducting a review of the species'
status, that the species is no longer threatened or endangered because
of one or a combination of the section 4(a)(1) factors. The regulations
provide that a species listed under the ESA may be delisted only if
such data substantiate that it is neither endangered nor threatened for
one or more of the following reasons:
(1) Extinction. Unless all individuals of the listed species had
been previously identified and located, and were later found to be
extirpated from their previous range, a sufficient period of time must
be allowed before delisting to indicate clearly that the species is
extinct.
(2) Recovery. The principal goal of the USFWS and NMFS is to return
listed species to a point at which protection under the ESA is no
longer required. A species may be delisted on the basis of recovery
only if the best scientific and commercial data available indicate that
it is no longer endangered or threatened.
(3) Original data for classification in error. Subsequent
investigations may show that the best scientific or commercial data
available when the species was listed, or the interpretation of such
data, were in error (50 CFR 424.11(d)).
A determination whether to revise a species-level listing to
recognize one or more DPSs in place of a species-level listing involves
a judgment as to which approach for managing the species best furthers
the purposes of the ESA. We will make that determination prior to
making a final finding on the petition.
At the initial finding stage on a petition to list, delist, or
reclassify a species, the statute requires that we determine whether
the petition has presented substantial scientific or commercial
information indicating that the petitioned action may be warranted. See
ESA section 4(b)(3)(A) (16 U.S.C. 1533(b)(3)(A)). ESA-implementing
regulations issued jointly by NMFS and the USFWS (50 CFR 424.14(b)(1))
define ``substantial information'' as the amount of information that
would lead a reasonable person to believe that the measure proposed in
the petition may be warranted. When evaluating whether substantial
information is contained in a petition, we must consider whether the
petition: (1) Clearly indicates the administrative measure recommended
and gives the scientific and any common name of the species involved;
(2) contains detailed narrative justification for the recommended
measure, describing, based on available information, past and present
numbers and distribution of the species involved and any threats faced
by the species; (3) provides information regarding the status of the
species over all or a significant portion of its range; and (4) is
accompanied by the appropriate supporting documentation in the form of
bibliographic references, reprints of pertinent publications, copies of
reports or letters from authorities, and maps (50 CFR 424.14(b)(2)).
At the initial finding stage, we evaluate the petitioner's request
based upon the information in the petition, including references
provided, and the information readily available in our files. We do not
conduct additional research, and we do not solicit information from
parties outside the agency to help us in evaluating the petition. We
will accept the petitioner's sources and characterizations of the
information presented if they appear to be based on accepted scientific
principles, unless we have specific information in our files which
indicates that the petition's information is incorrect, unreliable,
obsolete, or otherwise irrelevant to the requested action. Information
that is susceptible to more than one interpretation or that is
contradicted by other available information will not be dismissed at
the initial finding stage, so long as it is reliable and a reasonable
person would conclude that it supports the petitioner's assertions. In
other words, conclusive information indicating that the species may
meet the ESA's requirements for listing is not required to make a
positive initial finding.
Many petitions identify risk classifications made by other
organizations, such as the International Union for Conservation of
Nature (IUCN), the American Fisheries Society, or NatureServe, as
evidence of extinction risk for a species. Risk classifications by
other organizations or made under other Federal or state statutes may
be informative, but such classification alone may not provide the
rationale for making an initial finding under the ESA. For example, as
explained by NatureServe, their assessments of a species' conservation
status do ``not constitute a recommendation by NatureServe for listing
under the U.S. Endangered Species Act'' because NatureServe assessments
``have different criteria, evidence requirements, purposes and
taxonomic coverage than government lists of endangered and threatened
species, and therefore these two types of lists should not be expected
to coincide'' (https://www.natureserve.org/prodServices/statusAssessment.jsp). Thus, when a petition cites such
classifications, we will evaluate the source of information that the
classification is based upon in light of the standards of the ESA and
our policies as described above.
Species Description
The shortnose sturgeon is a bony fish (Class Osteichthyes) that
retains many primitive physical characteristics that reflect its
ancient lineage. Distinctive features include a protective armor of
bony plates called ``scutes'' that extend longitudinally from the base
of the skull to the caudal peduncle; a subterminal, protractile tube-
like mouth; and chemosensory barbels. The general body shape is
cylindrical, tapering at the head and caudal peduncle, and the upper
lobe of the tail is longer than lower lobe. Shortnose sturgeon vary in
color but are generally dark brown to olive or black on the dorsal
surface, lighter along the row of lateral scutes, and nearly white on
the ventral surface. Adults have no teeth but possess bony plates in
the
[[Page 18349]]
esophagus that are used to crush hard prey items (Vladykov and Greeley
1963; Gilbert 1989). The skeleton is almost entirely cartilaginous with
the exception of some bones in the skull, jaw and pectoral girdle.
Maximum reported length is 1.43 m (total length, TL) and maximum
reported weight is 23 kg (Dadswell 1984). Growth rates and maximum size
display clinal variation, with the fastest growth rates and smallest
maximum sizes occurring in southern populations. Shortnose sturgeon are
benthic feeders, and their diet typically consists of small insects,
crustaceans, mollusks, polychaetes, and small benthic fishes (McCleave
et al. 1977; Dadswell 1979; Marchette and Smiley 1982; Dadswell et al.
1984; Moser and Ross 1995; Kynard et al. 2000; Collins et al. 2002).
Shortnose sturgeon occur along the East Coast of North America in
rivers, estuaries, and marine waters. The current species' range is
thought to extend from the Saint John River in New Brunswick, Canada,
south to the St. Johns River, Florida (NMFS 1998). Shortnose sturgeon
are ``anadromous,'' meaning they are born in freshwater, migrate to the
ocean, then migrate back into freshwater as adults to spawn. However,
some shortnose sturgeon populations rarely leave their natal river or
associated estuary.
Shortnose sturgeon are relatively long-lived and slow to mature.
Female sturgeon can live up to 67 years, but males seldom exceed 30
years of age. Males and females mature at about the same length, around
1.5-1.8 feet (45-55 cm), throughout their range. However, age at
maturity varies across the range due the clinal variation in growth
rates. Shortnose sturgeon also exhibit sexually dimorphic growth
patterns across latitude: males mature at 2-3 years in Georgia and at
10-11 years in the Saint John River; females mature at 4-5 years in
Georgia and at 12-18 years in the Saint John River (NMFS 2010). In
general, males are thought to spawn every other year, but may spawn
annually in some rivers (Kieffer and Kynard 1996; NMFS 1998). Females
appear to spawn less frequently--approximately every three years to
five years (Dadswell 1979).
Analysis of the Petition
The petition requests that we identify the Saint John River
shortnose sturgeon (SJRSS) as a DPS and make a finding that this DPS
does not meet the definition of threatened or endangered under the ESA.
In effect, the petition requests the delisting of the SJRSS, which is
currently part of the range-wide listing of shortnose sturgeon at the
taxonomic level of species. The administrative actions requested in the
petition are clear, and the petition is supported by a detailed
narrative justification and appropriate references. The petition
provides information regarding the status of, and threats to, the
SJRSS. The petition does not request any DPS delineations or change in
ESA status for the remainder of the species, and does not provide a
discussion of the abundance, distribution, status or threats to
shortnose sturgeon within the U.S. portion of the species' range. The
Petitioners state that while they understand their petition may
``trigger a range-wide status review of shortnose sturgeon,'' they
``respectfully request that the designation of the SJRSS population be
treated independently and published on its own merits and schedule.''
As stated previously, to be considered a DPS, a population must be
both discrete from other populations of the species and significant to
the species as a whole (61 FR 4722, February 7, 1996). Under the DPS
Policy, a population may be considered ``discrete'' if it satisfies
either one of the following conditions:
(1) It is markedly separated from other populations of the same
taxon as a consequence of physical, physiological, ecological, or
behavioral factors. Quantitative measures of genetic or morphological
discontinuity may provide evidence of this separation.
(2) It is delimited by international governmental boundaries within
which differences in control of exploitation, management of habitat,
conservation status, or regulatory mechanisms exist that are
significant in light of section 4(a)(1)(D) of the ESA.
The petition states that the SJRSS is markedly separated from other
populations as a result of ``geography, range, and physical
constraints.'' The petition does not specify, nor are we aware of, any
``physical constraints'' that preclude mixing of the Saint John River
(SJR) population with other populations. However, the petition and
references in our files suggest that there is no, or only limited,
spatial overlap in the range of shortnose sturgeon from the SJR and
rivers just to the south in Maine (e.g., Kennnebec, Androscoggin and
Penobscot rivers). Separation of the SJR population from other
shortnose populations is also supported by genetic data, which indicate
limited interbreeding among some river populations. For example, Wirgin
et al. (2009) assessed genetic differentiation among shortnose sturgeon
from 14 river systems by comparing frequencies of mitochondrial DNA
(mtDNA) control region haplotypes. The results of this analysis
indicate that although 6 of 8 haplotypes in the SJR sample (N= 42 fish)
are shared with other Gulf of Maine river samples, the SJR sample has
significantly different haplotype frequencies than the other Gulf of
Maine rivers (Wirgin et al. 2009). Female-mediated gene flow between
the Penobscot River and the Saint John River was also estimated to
occur at a low rate--only about 2 migrants per generation (Wirgin et
al. 2009). A more recent study by King et al. (2014) using nuclear DNA
provides additional indication that the SJRSS may be discrete from
other river populations. King et al. (2014) used multiple approaches
(principle component analysis and Bayesian clustering) to analyze data
for 11 microsatellite loci for shortnose sturgeon from 17 sample
populations (N= 561 total fish), including 25 fish from the SJR. The
results suggest the existence of three metapopulations (Northeast, Mid-
Atlantic, and South Atlantic), each with a different degree of genetic
sub-structuring. The Northeast metapopulation, which encompasses the
Merrimack, Androscoggin, Kennebec, Penobscot and Saint John rivers, was
shown to have a moderate degree of differentiation into three groups:
Merrimack, Androscoggin/Kennebec/Penobscot, and Saint John River.
Estimates of the effective number of migrants per generation were very
low among the three metapopulations (average ranged between 0.89-1.89),
but were much higher within each metapopulation. For the Saint John
River in particular, the estimated effective number of migrants per
generation with the other rivers within the Northeast metapopulation
ranged from 2.25-3.43 (King et al. 2014). Overall, we find that the
SJRSS may be discrete from other populations based on the existing
genetic data.
The petition also asserts that the SJRSS can be considered
``discrete,'' because it is delimited by the U.S.-Canada border, on
either side of which the species experiences significant differences in
the control of exploitation, management of habitat, conservation
status, and regulatory mechanisms. In support of this assertion, the
petition points to the differing conservation status that shortnose
sturgeon has under the ESA in the United States and the SARA in Canada.
The shortnose sturgeon is listed as ``endangered'' under the ESA, and
the SJRSS is listed as ``special concern'' under the SARA. Resulting
differences include that under the ESA, all ``take'' of endangered
species such as the
[[Page 18350]]
shortnose sturgeon is prohibited, with take being defined as ``to
harass, harm, pursue, hunt, shoot, wound, kill, trap, capture, or
collect, or to attempt to engage in any such conduct'' (16 U.S.C.
1532(19)); whereas, in Canada, under the Fisheries Act, all means of
killing SJRSS are prohibited except for fishing (R.S.C.1985,c. F-14),
which apparently results in virtually zero mortality due to
conservative size restrictions on retention of shortnose sturgeon
(COSEWIC 2005). Certain provisions of the ESA apply throughout the
range of shortnose sturgeon to prohibit activities undertaken by
persons subject to U.S. jurisdiction. See 16 U.S.C. 1538(a)(1)(A), (D)-
(F). The petition does not provide additional information to clarify
how the differences in the control of exploitation or regulation of the
species within the two countries translate into meaningful differences
for shortnose sturgeon or its habitat, nor does it explain how the
management differences are significant with respect to section
4(a)(1)(D) of the ESA. We find that, while there is insufficient
support to use the international boundary as a potential basis for
considering the SJRSS ``discrete,'' the petition does provide
sufficient information to indicate that the SJRSS may be discrete based
on biological data; and therefore, we proceeded to evaluate information
presented in the petition and the cited references with respect to the
second criterion of the DPS Policy.
Under the DPS Policy, if a population segment is found to be
discrete, then its biological and ecological significance to the taxon
to which it belongs is evaluated. This consideration may include, but
is not limited to: (1) Persistence of the discrete population segment
in an ecological setting unusual or unique for the taxon; (2) evidence
that the loss of the discrete population segment would result in a
significant gap in the range of a taxon; (3) evidence that the discrete
population segment represents the only surviving natural occurrence of
a taxon that may be more abundant elsewhere as an introduced population
outside its historical range; and (4) evidence that the discrete
population segment differs markedly from other populations of the
species in its genetic characteristics (61 FR 4722, February 7, 1996).
The petition states that the SJRSS meets the ``significance''
criterion of the DPS Policy on the basis of all four of the
considerations listed in the policy. First, the petition asserts that
the SJRSS persists in a unique ecological setting, because it occurs at
the northern extreme of the species' range. Second, the petition states
that loss of this population would result in a significant gap in the
range of the species, and, third, that the SJRSS is the ``only known
surviving natural occurrence of this DPS taxon in its historic range.''
Lastly, the petition states that the SJRSS differs markedly from other
populations of shortnose sturgeon in its genetic characteristics.
We agree that the SJRSS may have markedly different genetic
characteristics from other shortnose sturgeon populations, because it
has some morphological, behavioral, and genetic differences from other
populations. We do not, however, find sufficient information in the
petition or cited references to suggest that the riverine, estuarine,
or marine habitats of the SJRSS represent a unique ecological setting
for the taxon. Supporting information provided in the petition
pertained to the life history and habitat use patterns of Atlantic
salmon and the Gulf of Maine region; this information is not
particularly relevant or explanatory with respect to the uniqueness of
SJRSS habitat or shortnose sturgeon. We also find relatively limited
support in the petition and references provided to suggest that the
loss of this particular population, which occurs at the northernmost
portion of the species' range, would result in a significant gap in the
species' range. The species is broadly distributed along the East Coast
of North America and highly mobile; furthermore, estimated rates of
migration are higher among rivers within the northeast region versus
the mid-Atlantic region (King et al. 2014). Lastly, we find no support
for the assertion that the SJRSS is the only surviving natural
occurrence of shortnose sturgeon within its historical range. Shortnose
sturgeon are present in at least 42 coastal rivers within the species'
historical range (NMFS 2010). We also note that the terms ``taxon'' and
``historical range'' in the relevant context of the DPS Policy refer to
the larger taxonomic entity, not the DPS under evaluation, as may have
been assumed by the Petitioners.
Overall, we conclude that the information presented in the petition
and supporting references suggests that the SJRSS may meet the
``discreteness'' and the ``significance'' criteria of the DPS Policy
and thus may qualify as a DPS. Therefore, we proceeded to review the
petition and information readily available in our files to evaluate
whether this potential DPS should continue to be protected under the
ESA.
The status of the SJRSS was most recently reviewed in 2005 by the
Committee on the Status of Endangered Wildlife in Canada (COSEWIC),
which is the official scientific body established under SARA
responsible for assessing extinction risk of wildlife species in
Canada. This most recent assessment concluded that the status of the
SJRSS had not changed, and that the population still warranted a status
of ``special concern (SC),'' which is defined under SARA as ``a
wildlife species that may become a threatened or endangered species
because of a combination of biological characteristics and identified
threats'' (S.C. 2002, c. 29). The 2005 COSEWIC assessment also
indicated that the SJRSS met the criterion for ``threatened'' under
SARA based on criterion D2 (i.e., Canadian population with a very
restricted index of area of occupancy or number of locations, based on
presence in only one river) but was classified as SC because there were
``no immediate threats'' (COSEWIC 2005). The petition asserts that the
SC classification under SARA indicates the SJRSS does not meet the
definition of threatened or endangered under the ESA, and that the SC
status under SARA is ``substantially similar'' to the non-regulatory
``species of concern'' designation that NMFS has extended to some
species. NMFS ``species of concern'' are defined as those species about
which we have some concerns regarding status and threats, but for which
insufficient information is available to indicate a need to list the
species under the ESA (69 FR 19975, April 15, 2004). Under SARA, a
threatened species is defined as ``a wildlife species that is likely to
become an endangered species if nothing is done to reverse the factors
leading to its extirpation or extinction'' (S.C. 2002, c. 29). A
threatened species is defined in section 3 of the ESA as ``. . . any
species which is likely to become an endangered species within the
foreseeable future throughout all or a portion of its range'' (16
U.S.C. 1532(3)). While similar, these definitions are not equivalent
and require interpretations of different terms. Furthermore, the
processes and standards by which species are evaluated under each
statute are not the same. Thus, while the ``special concern'' status
under SARA is an indication that the SJRSS is not at immediate risk of
extirpation, it remains unclear what status may be warranted for an
SJRSS DPS under the ESA.
The 2005 COSEWIC assessment states that incidental bycatch in
fisheries, poaching, and habitat loss and degradation are threats to
the SJRSS. The petition provides no data or references with which to
evaluate the level or trends in bycatch or poaching.
[[Page 18351]]
Habitat loss and degradation occur in the form of dams, impoundments,
and water quality impacts stemming from urban, agricultural and
industrial activities (COSEWIC 2005). The petition states that the
largest threat to the SJRSS may be the Mactaquac Dam, which was
completed in 1967 and is impassable by sturgeon. No studies have been
conducted to evaluate the effect of the dam on spawning as a
consequence of changes in water flow or temperature (COSEWIC 2005).
Aboriginal knowledge also suggests that there has been a decline in the
SJRSS since the Mactaquac Dam was constructed (COSEWIC 2005). There
have also been no evaluations of the impact of contaminants on
shortnose sturgeon in the SJR (COSEWIC 2005). However, water quality in
the SJR, while still a significant concern in some areas, has improved
since 2000, and many fish communities are healthy and stable (CRI
2011). The majority of the watershed is forested, and all
municipalities, which are mostly small, now have sewage treatment
capabilities (COSEWIC 2005). Overall, the information provided
regarding threats to the SJRSS within its riverine and marine habitats
is limited and difficult to fully assess.
The only comprehensive population estimate available for
consideration in connection with this finding for the SJRSS population
comes from Dadswell's (1979) mark-recapture study in 1973-1977.
Dadswell (1979) calculated a Jolly-Seber population estimate of 18,000
( 30%) adults. Thus, the overall population trend is
``unknown'' (COSEWIC 2005). However, some evidence suggests the
population has remained fairly stable since the 1970's. Size
distributions and growth rates for sturgeon sampled in the SJR during
1998-2000 are similar to those measured and estimated for sturgeon
sampled in 1973-1977 (COSEWIC 2005). Both time periods indicate a broad
range of size and age-classes. A possible indicator of the stability of
the SJRSS mentioned in the petition is the stable catch of adult
shortnose sturgeon in a 26-year old annual fishing derby on the
Kennebecasis River, a tributary of the Saint John. Catch records or
some assessment of the catch records from this tournament were not
provided in the petition or supporting references, so this statement is
difficult to verify at this time. More recent studies conducted in
overwintering areas have produced partial adult population estimates of
4,836 69 in 2005 and 3,852-5,222 in 2009 and 2011,
indicating persistence at the overwintering sites over this time period
and suggesting stable abundance (Li et al. 2007; Usivyatsov et al.
2012). Interestingly, the range of the SJRSS has also recently been
scientifically recognized as extending to include the waters off of
Nova Scotia: Dadswell et al. (2013) recently confirmed the presence of
an adult shortnose sturgeon in the Minas Basin, which is about 165 km
from the mouth of the SJR. Fishers also report that they have been
catching 1-2 shortnose sturgeon in their weirs during the past decade
(Dadswell et al. 2013). Lastly, Stokesbury et al. (2014) used an index
called the ``Species Ability to Forestall Extinction Index,'' or SAFE
index, to characterize the SJRSS risk of extinction and concluded that
this population was above the authors' particular threshold for
``threatened,'' which was based on an assumed minimum viable population
of 5,000 adults. Because there have been no comprehensive surveys of
the SJRSS since the 1970s, Stokesbury et al. (2014) also assumed an
adult population size of 18,000 based on the 1973-1977 study by
Dadswell (1979) in order to calculate the index for the SJRSS. Overall,
while data are lacking with respect to current population abundance and
trends, the available evidence suggests that the population has
remained stable since the 1970s and is not at high risk of extirpation.
In summary, we find that the shortnose sturgeon within the Saint
John River in New Brunswick, Canada, may meet the ``discreteness'' and
``significance'' criteria of the DPS Policy (61 FR 4722, February 7,
1996) and thus may qualify as a DPS. We also find that, given the
available information regarding the seemingly stable and thus
potentially sufficiently high abundance of the shortnose sturgeon in
the SJR, the SJRSS, if considered on its own, may not meet the criteria
for listing under the ESA. Revisions to the current species-level
listing for shortnose sturgeon therefore may be warranted, if we
determine it would best further the purposes of the ESA. While there is
substantial uncertainty regarding the current population size, trends,
and threats, we conclude that the petition and references provide
sufficient indication that the petitioned action may be warranted.
Petition Finding
After reviewing the information contained in the petition, as well
as information readily available in our files, we conclude that the
petition presents substantial scientific or commercial information
indicating the petitioned actions may be warranted for the SJRSS. We
hereby announce the initiation of a status review to determine whether
the petitioned population meets the DPS criteria and whether the
current species-level listing should be revised.
Information Solicited
To ensure that the status review is based on the best available
scientific and commercial data, we are soliciting information relevant
to the petitioned actions. Specifically, we are soliciting data and
information, including unpublished data and information, in the
following areas: (1) Recent genetic analyses of populations of
shortnose sturgeon; (2) current distribution and abundance of shortnose
sturgeon range-wide; (3) movements, migratory patterns and habitat use
of shortnose sturgeon along the northeast coast of the United States
and in Canadian waters; (4) historical and current population trends
for shortnose sturgeon within the Saint John River; (6) past, current
and future threats, including bycatch rates and any current or planned
activities that may adversely impact the SJRSS; (7) ongoing or planned
efforts to protect and restore the SJRSS and their habitat; and (8)
management, regulatory, and enforcement information. We request that
all information be accompanied by: (1) Supporting documentation such as
maps, bibliographic references, or reprints of pertinent publications;
and (2) the submitter's name, address, and any association,
institution, or business that the person represents.
References Cited
A complete list of references is available upon request to the
Office of Protected Resources (see ADDRESSES).
Authority
The authority for this action is the Endangered Species Act of
1973, as amended (16 U.S.C. 1531 et seq.).
Dated: March 31, 2015.
Eileen Sobeck,
Assistant Administrator for Fisheries, National Marine Fisheries
Service.
[FR Doc. 2015-07833 Filed 4-3-15; 8:45 am]
BILLING CODE 3510-22-P