GMB Mezzanine Capital II, L.P. License No. 05/05-0299; Notice Seeking Exemption Under Section 312 of the Small Business Investment Act, Conflicts of Interest, 17816 [2015-07582]

Download as PDF 17816 Federal Register / Vol. 80, No. 63 / Thursday, April 2, 2015 / Notices C. Self-Regulatory Organization’s Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others The Exchange has neither solicited nor received written comments on the proposed rule change. III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action The foregoing rule change has become effective pursuant to Section 19(b)(3)(A) of the Act 34 and paragraph (f) of Rule 19b–4 thereunder.35 At any time within 60 days of the filing of the proposed rule change, the Commission summarily may temporarily suspend such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act. IV. Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods: tkelley on DSK3SPTVN1PROD with NOTICES Electronic Comments • Use the Commission’s Internet comment form (https://www.sec.gov/ rules/sro.shtml); or • Send an email to rule-comments@ sec.gov. Please include File Number SR– BYX–2015–19 on the subject line. Paper Comments • Send paper comments in triplicate to Brent J. Fields, Secretary, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549–1090. All submissions should refer to File Number SR–BYX–2015–19. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission’s Internet Web site (https://www.sec.gov/ rules/sro.shtml). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the 34 15 35 17 U.S.C. 78s(b)(3)(A). CFR 240.19b–4(f). VerDate Sep<11>2014 18:52 Apr 01, 2015 provisions of 5 U.S.C. 552, will be available for Web site viewing and printing in the Commission’s Public Reference Room, 100 F Street NE., Washington, DC 20549–1090, on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of such filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR–BYX– 2015–19, and should be submitted on or before April 23, 2015. Dated: March 17, 2015. Javier E. Saade, Associate Administrator for Office of Investment and Innovation. [FR Doc. 2015–07582 Filed 4–1–15; 8:45 am] BILLING CODE CODE 8025–01–P For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.36 Brent J. Fields, Secretary. SMALL BUSINESS ADMINISTRATION [FR Doc. 2015–07520 Filed 4–1–15; 8:45 am] AGENCY: [Disaster Declaration #14252 and #14253] New Hampshire Disaster #NH–00029 BILLING CODE CODE 8011–01–P U.S. Small Business Administration. ACTION: Notice. SMALL BUSINESS ADMINISTRATION SUMMARY: GMB Mezzanine Capital II, L.P. License No. 05/05–0299; Notice Seeking Exemption Under Section 312 of the Small Business Investment Act, Conflicts of Interest Notice is hereby given that GMB Mezzanine Capital II, L.P., 50 South Sixth Street, Suite 1460, Minneapolis, MN 55402, a Federal Licensee under the Small Business Investment Act of 1958, as amended (the ‘‘Act’’), in connection with the financing of a small concern, has sought an exemption under Section 312 of the Act and Section 107.730, Financings which Constitute Conflicts of Interest of the Small Business Administration (‘‘SBA’’) Rules and Regulations (13 CFR 107.730). GMB Mezzanine Capital II, L.P. proposes to provide subordinated debt financing to H & R Accounts, Inc. d.b.a. Avadyne Health, Inc., 7017 John Deere Parkway, Moline, IL 61265. The financing is brought within the purview of § 107.730(a)(4) of the Regulations because GMB Mezzanine Capital, L.P., a current investor in H & R Accounts, Inc. and an Associate of GMB Mezzanine Capital II, L.P., will receive repayment of its subordinated debt investment from the proceeds of GMB Mezzanine Capital II, L.P.’s proposed investment. Therefore, this transaction is considered providing financing to a Small Business to 36 17 Jkt 235001 discharge an obligation to an Associate, requiring SBA prior written exemption. Notice is hereby given that any interested person may submit written comments on the transaction, within fifteen days of the date of this publication, to the Associate Administrator for the Office of Investment and Innovation, U.S. Small Business Administration, 409 Third Street SW., Washington, DC 20416. PO 00000 CFR 200.30–3(a)(12). Frm 00103 Fmt 4703 Sfmt 4703 This is a Notice of the Presidential declaration of a major disaster for Public Assistance Only for the State of NEW HAMPSHIRE (FEMA– 4209–DR), dated 03/25/2015. Incident: Severe Winter Storm and Snowstorm. Incident Period: 01/26/2015 through 01/28/2015. Effective Date: 03/25/2015. Physical Loan Application Deadline Date: 05/26/2015. Economic Injury (EIDL) Loan Application Deadline Date: 12/28/2015. ADDRESSES: Submit completed loan applications to: U.S. Small Business Administration, Processing And Disbursement Center, 14925 Kingsport Road, Fort Worth, TX 76155. FOR FURTHER INFORMATION CONTACT: A. Escobar, Office of Disaster Assistance, U.S. Small Business Administration, 409 3rd Street SW., Suite 6050, Washington, DC 20416. SUPPLEMENTARY INFORMATION: Notice is hereby given that as a result of the President’s major disaster declaration on 03/25/2015, Private Non-Profit organizations that provide essential services of governmental nature may file disaster loan applications at the address listed above or other locally announced locations. The following areas have been determined to be adversely affected by the disaster: Primary Counties: Hillsborough; Rockingham; Strafford. The Interest Rates are: E:\FR\FM\02APN1.SGM 02APN1

Agencies

[Federal Register Volume 80, Number 63 (Thursday, April 2, 2015)]
[Notices]
[Page 17816]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2015-07582]


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 SMALL BUSINESS ADMINISTRATION


GMB Mezzanine Capital II, L.P. License No. 05/05-0299; Notice 
Seeking Exemption Under Section 312 of the Small Business Investment 
Act, Conflicts of Interest

    Notice is hereby given that GMB Mezzanine Capital II, L.P., 50 
South Sixth Street, Suite 1460, Minneapolis, MN 55402, a Federal 
Licensee under the Small Business Investment Act of 1958, as amended 
(the ``Act''), in connection with the financing of a small concern, has 
sought an exemption under Section 312 of the Act and Section 107.730, 
Financings which Constitute Conflicts of Interest of the Small Business 
Administration (``SBA'') Rules and Regulations (13 CFR 107.730). GMB 
Mezzanine Capital II, L.P. proposes to provide subordinated debt 
financing to H & R Accounts, Inc. d.b.a. Avadyne Health, Inc., 7017 
John Deere Parkway, Moline, IL 61265.
    The financing is brought within the purview of Sec.  107.730(a)(4) 
of the Regulations because GMB Mezzanine Capital, L.P., a current 
investor in H & R Accounts, Inc. and an Associate of GMB Mezzanine 
Capital II, L.P., will receive repayment of its subordinated debt 
investment from the proceeds of GMB Mezzanine Capital II, L.P.'s 
proposed investment. Therefore, this transaction is considered 
providing financing to a Small Business to discharge an obligation to 
an Associate, requiring SBA prior written exemption.
    Notice is hereby given that any interested person may submit 
written comments on the transaction, within fifteen days of the date of 
this publication, to the Associate Administrator for the Office of 
Investment and Innovation, U.S. Small Business Administration, 409 
Third Street SW., Washington, DC 20416.

    Dated: March 17, 2015.
Javier E. Saade,
Associate Administrator for Office of Investment and Innovation.
[FR Doc. 2015-07582 Filed 4-1-15; 8:45 am]
BILLING CODE CODE 8025-01-P
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