Legg Mason SBIC Mezzanine Fund, L.P.; Notice Seeking Exemption Under Section 312 of the Small Business Investment Act, Conflicts of Interest, 12542 [2015-05321]

Download as PDF 12542 Federal Register / Vol. 80, No. 45 / Monday, March 9, 2015 / Notices arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission’s Internet comment form (https://www.sec.gov/ rules/sro.shtml); or • Send an email to rule-comments@ sec.gov. Please include File Number SR– NYSEArca–2015–08 on the subject line. mstockstill on DSK4VPTVN1PROD with NOTICES Paper Comments • Send paper comments in triplicate to Brent J. Fields, Secretary, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549–1090. All submissions should refer to File Number SR–NYSEArca–2015–08. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission’s Internet Web site (https://www.sec.gov/ rules/sro.shtml). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for Web site viewing and printing in the Commission’s Public Reference Room, 100 F Street, NE., Washington, DC 20549, on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of the filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR– NYSEArca–2015–08 and should be submitted on or before March 30, 2015. For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.17 Brent J. Fields, Secretary. [FR Doc. 2015–05291 Filed 3–6–15; 8:45 am] BILLING CODE 8011–01–P 17 17 SMALL BUSINESS ADMINISTRATION [License No. 03/03–0236] Legg Mason SBIC Mezzanine Fund, L.P.; Notice Seeking Exemption Under Section 312 of the Small Business Investment Act, Conflicts of Interest Notice is hereby given that Legg Mason SBIC Mezzanine Fund, L.P., 2330 W. Joppa Road, Suite 320, Lutherville, MD 21093, a Federal Licensee under the Small Business Investment Act of 1958, as amended (the ‘‘Act’’), in connection with the financing of a small concern, has sought an exemption under Section 312 of the Act and Section 107.730, Financings which Constitute Conflicts of Interest of the Small Business Administration (‘‘SBA’’) Rules and Regulations (13 CFR 107.730). Legg Mason SBIC Mezzanine Fund, L.P. has provided equity financing to Die Cast Holdings, Inc., 3400 Wentworth Drive SW., Wyoming, MI 49509. The proceeds were used to recapitalize the company. The financing is brought within the purview of § 107.730(a)(1) of the Regulations because an individual that was an employee of Legg Mason SBIC Mezzanine Fund, L.P.’s investment advisor at the time of the financing became an officer of Die Cast Holdings, Inc. within the six month period following the financing, and therefore this transaction is considered financing an Associate requiring SBA prior written exemption. Notice is hereby given that any interested person may submit written comments on the transaction within fifteen days of the date of this publication to the Associate Administrator for the Office of Investment and Innovation, U.S. Small Business Administration, 409 Third Street SW., Washington, DC 20416. Dated: February 25, 2015. Javier E. Saade, Associate Administrator for Office of Investment and Innovation. [FR Doc. 2015–05321 Filed 3–6–15; 8:45 am] BILLING CODE 8025–01–P SOCIAL SECURITY ADMINISTRATION [Docket No: SSA–2015–0008] Agency Information Collection Activities: Proposed Request The Social Security Administration (SSA) publishes a list of information collection packages requiring clearance by the Office of Management and Budget (OMB) in compliance with Public Law 104–13, the Paperwork Reduction Act of 1995, effective October 1, 1995. This notice includes revisions and an extension of OMB-approved information collections. SSA is soliciting comments on the accuracy of the agency’s burden estimate; the need for the information; its practical utility; ways to enhance its quality, utility, and clarity; and ways to minimize burden on respondents, including the use of automated collection techniques or other forms of information technology. Mail, email, or fax your comments and recommendations on the information collection(s) to the OMB Desk Officer and SSA Reports Clearance Officer at the following addresses or fax numbers. (OMB) Office of Management and Budget, Attn: Desk Officer for SSA, Fax: 202– 395–6974, Email address: OIRA_ Submission@omb.eop.gov. (SSA) Social Security Administration, OLCA, Attn: Reports Clearance Director, 3100 West High Rise, 6401 Security Blvd., Baltimore, MD 21235, Fax: 410– 966–2830, Email address: OR.Reports.Clearance@ssa.gov. Or you may submit your comments online through www.regulations.gov, referencing Docket ID Number [SSA– 2015–0008]. The information collections below are pending at SSA. SSA will submit them to OMB within 60 days from the date of this notice. To be sure we consider your comments, we must receive them no later than May 8, 2015. Individuals can obtain copies of the collection instruments by writing to the above email address. 1. Application for Parent’s Insurance Benefits—20 CFR 404.370–404.374, and 404.601–404.603—0960–0012. Section 202(h) of the Social Security Act establishes the conditions of eligibility a claimant must meet to receive monthly benefits as a parent of a deceased worker. SSA uses information from Form SSA–7–F6 to determine if the claimant meets the eligibility and application criteria. The respondents are applicants for, and recipients of, Social Security Old Age, Survivors, and Disability Insurance (OASDI). Type of Request: Revision of an OMBapproved information collection. CFR 200.30–3(a)(12). VerDate Sep<11>2014 18:04 Mar 06, 2015 Jkt 235001 PO 00000 Frm 00121 Fmt 4703 Sfmt 4703 E:\FR\FM\09MRN1.SGM 09MRN1

Agencies

[Federal Register Volume 80, Number 45 (Monday, March 9, 2015)]
[Notices]
[Page 12542]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2015-05321]


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SMALL BUSINESS ADMINISTRATION

[License No. 03/03-0236]


Legg Mason SBIC Mezzanine Fund, L.P.; Notice Seeking Exemption 
Under Section 312 of the Small Business Investment Act, Conflicts of 
Interest

    Notice is hereby given that Legg Mason SBIC Mezzanine Fund, L.P., 
2330 W. Joppa Road, Suite 320, Lutherville, MD 21093, a Federal 
Licensee under the Small Business Investment Act of 1958, as amended 
(the ``Act''), in connection with the financing of a small concern, has 
sought an exemption under Section 312 of the Act and Section 107.730, 
Financings which Constitute Conflicts of Interest of the Small Business 
Administration (``SBA'') Rules and Regulations (13 CFR 107.730). Legg 
Mason SBIC Mezzanine Fund, L.P. has provided equity financing to Die 
Cast Holdings, Inc., 3400 Wentworth Drive SW., Wyoming, MI 49509. The 
proceeds were used to recapitalize the company.
    The financing is brought within the purview of Sec.  107.730(a)(1) 
of the Regulations because an individual that was an employee of Legg 
Mason SBIC Mezzanine Fund, L.P.'s investment advisor at the time of the 
financing became an officer of Die Cast Holdings, Inc. within the six 
month period following the financing, and therefore this transaction is 
considered financing an Associate requiring SBA prior written 
exemption.
    Notice is hereby given that any interested person may submit 
written comments on the transaction within fifteen days of the date of 
this publication to the Associate Administrator for the Office of 
Investment and Innovation, U.S. Small Business Administration, 409 
Third Street SW., Washington, DC 20416.

    Dated: February 25, 2015.
Javier E. Saade,
Associate Administrator for Office of Investment and Innovation.
[FR Doc. 2015-05321 Filed 3-6-15; 8:45 am]
 BILLING CODE 8025-01-P
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