Sunshine Act Meetings; Unified Carrier Registration Plan Board of Directors, 12055-12056 [2015-05199]
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Federal Register / Vol. 80, No. 43 / Thursday, March 5, 2015 / Notices
General Counsel of Managed Funds Association,
dated September 20, 2014; John Daley, Chairman of
the Board and James Toes, President & CEO of
Security Traders Association, dated September 23,
2014; Brian A. Johnson, Executive Director for
Research of Committee on Capital Markets
Regulation, dated September 26, 2014; Jeffrey P.
Ricker, dated October 6, 2014; David Adorney,
Professional Equity Trader, dated November 11,
2014; Richard B. Gorelick, CEO of RGM Advisors,
LLC, dated November 13, 2014; Representative Sean
P. Duffy, U.S. House of Representatives, dated
November 17, 2014; Joseph Galinskie, dated
November 18, 2014; Tom Quaadman, Vice
President, U.S. Chamber of Commerce Center for
Capital Markets Competitiveness, dated November
20, 2014; David Shields, Vice Chairman & Co-CEO,
Wellington Shields & Co., dated December 2, 2014;
Dave Weild, Chairman & CEO, IssuWorks, Inc.,
dated December 3, 2014; Tim Quast, President,
ModernNetworks IR, LLC, dated December 8, 2014;
Larry Tabb, Founder & CEO, Tabb Group, dated
December 10, 2014; John Endean, President,
American Business Conference, dated December 12,
2014; Scott Kupor, Managing Partner, Andreessen
Horowitz and Jeffrey M. Solomon, CEO Cowen and
Company, Equity Capital Formation Task Force,
dated December 18, 2014; Eduardo A. Repetto, Vice
Chairman & Co-CEO, Dimensional Fund Advisors,
Co-Chief Executive Officer and Co-Chief Investment
Officer, Dimensional Fund Advisors, dated
December 18, 2014; Sal Arnuk & Joseph Saluzzi,
Partners and Co-Founders, Themis Trading, LLC,
dated December 19, 2014; Simon D. Yates, CEO,
Two Sigma Securities, LLC, dated December 19,
2014; Mortimer J. Buckley, Managing Director and
Chief and Investment Officer, The Vanguard Group,
Inc., dated December 19, 2014; Rob Flatley, CEO
and Dave Weisberger, Managing Director, Head of
Market Structure Analysis, CoreOne Technologies
LLC, submitted December 19, 2014; Alan F. Hill,
CEO and William K. Jones, Executive Chairman,
JonesTrading Institutional Services LLC, dated
December 19, 2014; R. Glenn Hubbard, Co-Chair,
John L. Thornton, Co-Chair and Hal S. Scott,
Director, Committee on Capital Markets Regulation,
dated December 19, 2014; John Daley, Chairman of
the Board and James Toes, President & CEO,
Security Traders Association, dated December 19,
2014; John McCarthy, General Counsel, KCG
Holdings, Inc., dated December 19, 2014; Douglas
A. Cifu, Chief Executive Officer, Virtu Financial,
dated December 19, 2014; E. Cartier Esham,
Executive Vice President, Emerging Companies,
Biotechnology Industry Organization (BIO), dated
December 22, 2014; Micah Hauptman, Financial
Services Counsel, Consumer Federation of America,
dated December 22, 2014; Bobby Franklin,
President & CEO, National Venture Capital
Association, dated December 22, 2014; Eric
Swanson, General Counsel & Secretary, BATS
Global Markets, Inc. dated December 22, 2014;
Theodore R. Lazo, Managing Director and Associate
General Counsel, Securities Industry and Financial
Markets Association, dated December 22, 2014;
Daniel G. Weaver, Ph.D., Professor of Finance,
Director, Master of Financial Analysis Program,
Associate Director, Whitcomb Center for Research
in Financial Services, Rutgers, The State University
of New Jersey, dated December 22, 2014; Stuart J.
Kaswell, Executive Vice President & Managing
Director, General Counsel, Managed Funds
Association, dated December 22, 2014; Kurt N.
Schacht, Managing Director and James C. Allen,
Head; CFA Institute, dated December 22, 2014;
Robert J. McCarthy, Director of Regulatory Policy,
Wells Fargo Advisors, LLC, dated December 22,
2014; Daniel Keegan, Managing Director, Head of
Equities for the Americas, Citigroup Global Markets
Inc., dated December 22, 2014; Richie Prager,
Managing Director; Hubert DeJesus, Managing
Director; Supurna Vedbrat, Managing Director;
Joanne Medero, Managing Director, BlackRock, Inc.,
dated December 22, 2014; Adam Sussman, Head of
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Rule 608 6 under Section 11A of the
Act 7 provides that within 120 days of
the date of publication of notice of filing
of a NMS plan or an amendment to an
effective NMS plan, or within such
longer period as the Commission may
designate up to 180 days of such date if
it finds such longer period to be
appropriate and publishes its reasons
for so finding or as to which the
sponsors consent, the Commission shall
approve such plan or amendment, with
such changes or subject to such
conditions as the Commission may
deem necessary or appropriate, if it
finds that such plan or amendment is
necessary or appropriate in the public
interest, for the protection of investors
and the maintenance of fair and orderly
Market Structure, Liquidnet, Inc., dated December
22, 2014; Manisha Kimmel, Managing Director,
Financial Information Forum, dated December 22,
2014; Tom Quaadman, Vice President, U.S.
Chamber of Commerce, Center for Capital Markets
Competitiveness, dated December 22, 2014; Ari
Burstein, Senior Counsel, Investment Company
Institute, dated December 22, 2014; Jeff Brown,
Senior Vice President, Legislative and Regulatory
Affairs, Charles Schwab & Co., Inc., dated December
22, 2014; Kimberly Unger, CEO and Executive
Director, Security Traders Association of New York,
dated December 22, 2014; Scott C. Goebel, Senior
Vice President & General Counsel, Fidelity
Management & Research Co., dated December 22,
2014; Dennis Dick, CFA, Head, Equity Market
Structure, Bright Trading LLC, dated December 22,
2014; Raymond M. Tierney III, President and Chief
Executive Officer, Gary Stone, Chief Strategy
Officer, Bloomberg Tradebook LLC dated December
22, 2014; Mao Ye, Assistant Professor of Finance,
University of Illinois, Urbana-Champaign, dated
December 22, 2014; Paul J. Jiganti, Managing
Director, Market Structure and Client Advocacy and
John S. Markle, Deputy General Counsel—Retail
and Clearing Operations, TD Ameritrade, Inc., dated
December 22, 2014; James J. Angel, Ph.D., CFA,
Associate Professor of Finance, Georgetown
University dated December 22, 2014; Christopher
Nagy and Dave Lauer, KOR Group, LLC dated
December 22, 2014; James G. Ongena, General
Counsel, Chicago Stock Exchange, Inc., dated
December 22, 2014; Andrew Stevens, General
Counsel, IMC Financial Markets, dated December
30, 2014; Michael Jacejko, Chief Executive Manager,
Birch Bay Capital, LLC, dated December 31, 2014;
James P. Selway III, Managing Director, Head of
Electronic Brokerage, ITG Inc., dated January 5,
2015; John C. Nagel, Managing Director & Sr.
Deputy General Counsel, Citadel LLC, dated
January 5, 2015; Thomas Wittman, Executive Vice
President, The NASDAQ OMX Group, LLC, dated
January 16, 2015; Brendon J. Weiss, Co-Head
Government Affairs, NYSE, LLC, dated January 16,
2015; Senators Mark R. Warner and Pat Toomey,
The United States Senate, dated January 23, 2015;
Daniel Zinn, General Counsel, OTC Markets Group
Inc., dated February 24, 2015. Copies of all
comment letters received on the proposed Plan are
available on the Commission’s Web site located at
https://www.sec.gov/comments/4-657/4-657.shtml
and https://www.sec.gov/comments/jobs-title-i/ticksize-study/tick-size-study.shtml. Comments are also
available for Web site viewing and printing in the
Commission’s Public Reference Room, 100 F Street
NE., Washington, DC 20549, on official business
days between the hours of 10:00 a.m. and 3:00 p.m.
EST.
6 17 CFR 242.608.
7 15 U.S.C. 78k–1.
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12055
markets, to remove impediments to, and
perfect the mechanisms of, a national
market system, or otherwise in
furtherance of the purposes of the Act.
The 120th day for the proposed Plan is
March 7, 2015.
The Commission hereby extends the
time period for Commission action on
the proposed Plan from the 120th day
and designates May 6, 2015, which is
the 180th day for the proposed Plan, as
the time period for Commission action.
The Commission finds that it is
appropriate to designate a longer period
within which to take action on the
proposed Plan because the extension
will provide the Commission with
additional time to consider, and take
action in light of, among other things,
the comments received on the proposed
Plan.
Accordingly, pursuant to Section 11A
of the Act 8 and Rule 608 thereunder,9
the Commission designates May 6, 2015
as the date for Commission action on
the proposed Plan.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.10
Jill M. Peterson,
Assistant Secretary.
[FR Doc. 2015–05052 Filed 3–4–15; 8:45 am]
BILLING CODE 8011–01–P
DEPARTMENT OF TRANSPORTATION
Federal Motor Carrier Safety
Administration
Sunshine Act Meetings; Unified Carrier
Registration Plan Board of Directors
Federal Motor Carrier Safety
Administration (FMCSA), DOT.
ACTION: Notice of Unified Carrier
Registration Plan Board of Directors
Meeting.
AGENCY:
The meeting will be held
on April 9, 2015, from 12:00 Noon to
3:00 p.m., Eastern Daylight Time.
PLACE: This meeting will be open to the
public via conference call. Any
interested person may call 1–877–422–
1931, passcode 2855443940, to listen
and participate in this meeting.
STATUS: Open to the public.
MATTERS TO BE CONSIDERED: The Unified
Carrier Registration Plan Board of
Directors (the Board) will continue its
work in developing and implementing
the Unified Carrier Registration Plan
and Agreement and to that end, may
TIME AND DATE:
8 Id.
9 17
CFR 242.608.
CFR 200.30–3(a)(42).
10 17
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12056
Federal Register / Vol. 80, No. 43 / Thursday, March 5, 2015 / Notices
consider matters properly before the
Board.
Mr.
Avelino Gutierrez, Chair, Unified
Carrier Registration Board of Directors at
(505) 827–4565.
FOR FURTHER INFORMATION CONTACT:
Dated: March 2, 2015.
Larry W. Minor,
Associate Administrator for Policy.
[FR Doc. 2015–05199 Filed 3–3–15; 4:15 pm]
BILLING CODE 4910–EX–P
DEPARTMENT OF TRANSPORTATION
Surface Transportation Board
[Docket No. MCF 21060]
Academy Bus LLC—Acquisition of the
Properties of Evergreen Trails Inc. d/b/
a Horizon Coach Lines
AGENCY:
Surface Transportation Board,
DOT.
Notice tentatively approving
and authorizing finance transaction.
ACTION:
Academy Bus LLC, a motor
carrier of passengers (Academy), has
filed an application under 49 U.S.C.
14303 to acquire property of Evergreen
Trails Inc. d/b/a Horizon Coach Lines
(Evergreen), a motor carrier of
passengers. The Board is tentatively
approving and authorizing the
transaction, and, if no opposing
comments are timely filed, this notice
will be the final Board action. Persons
wishing to oppose the application must
follow the rules at 49 CFR 1182.5 and
1182.8.
DATES: Comments must be filed by April
20, 2015. Applicant may file a reply by
May 4, 2015. If no comments are filed
by April 20, 2015, this notice shall be
effective on April 21, 2015.
ADDRESSES: Send an original and 10
copies of any comments referring to
Docket No. MCF 21060 to: Surface
Transportation Board, 395 E Street SW.,
Washington, DC 20423–0001. In
addition, send one copy of comments to
Academy’s representative: Fritz R.
Kahn, Fritz R. Kahn, P.C., 1919 M Street
NW., 7th Floor, Washington, DC 20036.
FOR FURTHER INFORMATION CONTACT:
Amy Ziehm, (202) 245–0391. Federal
Information Relay Service (FIRS) for the
hearing impaired: 1–800–877–8339.
SUPPLEMENTARY INFORMATION: Academy
is a motor carrier licensed by the
Federal Motor Carrier Safety
Administration (FMCSA) (MC–646780)
and primarily provides charter bus
operations in Florida. Academy is
owned by Academy Bus (Florida) ESB
Trust, which is controlled by Francis
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SUMMARY:
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Tedesco, sole trustee. The Tedesco
Family ESB Trust, a separate trust of
which Francis Tedesco and Mark
Tedesco are beneficiaries, directly
controls the following noncarriers:
Academy Bus, L.L.C. (ABL) 1; Franmar
Logistics, Inc.; Franmar Equities, Inc.;
and Log Re, Inc. ABL owns the
following carriers: Academy Express,
L.L.C., Academy Lines, L.L.C., and
Number 22 Hillside, L.L.C. Evergreen, a
motor carrier licensed by FMCSA (MC–
107638), provides charter operations in
North Carolina and other locations.
Evergreen is owned by TMS West Coast,
Inc., a noncarrier holding company,
which is in turn owned by FSCS
Corporation, another noncarrier holding
company. Francis W. Sherman is the
controlling shareholder of FSCS
Corporation, which also owns
noncarriers TMS Canada Holdings, Ltd.
and Horizon Coach Lines NC, Inc.
Under the proposed transaction,
Academy seeks to acquire the sublease
to Evergreen’s Durham, N.C. terminal,
certain charter contracts, all furniture,
fixtures, equipment, computers,
machinery apparatus, appliances,
signage, supplies, parts inventory,
forklifts, shop tools, office equipment,
desks, telephones, telex and telephone
facsimile numbers and other directory
listings, goodwill and other intangible
assets, advertising, marketing and
promotional materials, studies, reports,
and all other printed or written
materials used in and relating solely and
exclusively to Evergreen’s business
operations from its Durham terminal.2
Academy states that this acquisition
would allow it to expand its charter
operations to serve the southeastern area
of the United States. Academy further
states that if the transaction is approved,
it would continue to serve potential
charter parties in the vicinity of the
Durham terminal.
Under 49 U.S.C. 14303(b), the Board
must approve and authorize a
transaction that it finds consistent with
the public interest, taking into
consideration at least: (1) The effect of
the proposed transaction on the
adequacy of transportation to the public;
(2) the total fixed charges that result;
and (3) the interest of affected carrier
employees. Academy has submitted
information, as required by 49 CFR
1182.2, including the information to
1 Please note that while applicant Academy Bus
LLC is a Florida motor carrier, Academy Bus, L.L.C.
–ABL– is a New Jersey noncarrier holding
company.
2 The application states that 30 vehicles that had
been operated from the Durham terminal by
Evergreen are being sold to Franmar Leasing, Inc.,
a noncarrier engaged in the business of leasing
buses.
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demonstrate that the proposed
transaction is consistent with the public
interest under 49 U.S.C. 14303(b), and a
statement that Academy and its motor
carrier affiliated companies and Francis
W. Sherman and his motor carrier
affiliated companies have aggregate
gross annual operating revenues in
excess of $2 million.3
Applicant asserts that the proposed
transaction is in the public interest
because the acquisition would allow
continued operations from the Durham
terminal by an ‘‘experienced and
successful motorbus operator.’’ 4
Academy states that the proposed
transaction would not diminish
competition, as Evergreen would
continue to operate from other locations
in North Carolina. Academy further
states that the proposed transaction
would not result in an increase to total
fixed charges. Finally, Academy states
that the transaction would have no
adverse effect upon the Durham
terminal’s employees, as these
employees would have the opportunity
to gain employment with Academy.
On the basis of the application, the
Board finds that the proposed
transaction is consistent with the public
interest and should be tentatively
approved and authorized. If any
opposing comments are timely filed,
these findings will be deemed vacated,
and, unless a final decision can be made
on the record as developed, a
procedural schedule will be adopted to
reconsider the application. See 49 CFR
1182.6(c). If no opposing comments are
filed by the expiration of the comment
period, this notice will take effect
automatically and will be the final
Board action.
The party’s application and Board
decisions and notices are available on
our Web site at www.stb.dot.gov.
This decision will not significantly
affect either the quality of the human
environment or the conservation of
energy resources.
It is ordered:
1. The proposed transaction is
approved and authorized, subject to the
filing of opposing comments.
2. If opposing comments are timely
filed, the findings made in this notice
will be deemed as having been vacated.
3. This notice will be effective April
21, 2015, unless opposing comments are
timely filed.
4. A copy of this decision will be
served on: (1) U.S. Department of
Transportation, Federal Motor Carrier
3 The showing of $2 million gross operating
revenue is required under 49 U.S.C. 14303(g) for the
Board to have jurisdiction over the transaction.
4 Application 5.
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Agencies
[Federal Register Volume 80, Number 43 (Thursday, March 5, 2015)]
[Notices]
[Pages 12055-12056]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2015-05199]
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DEPARTMENT OF TRANSPORTATION
Federal Motor Carrier Safety Administration
Sunshine Act Meetings; Unified Carrier Registration Plan Board of
Directors
AGENCY: Federal Motor Carrier Safety Administration (FMCSA), DOT.
ACTION: Notice of Unified Carrier Registration Plan Board of Directors
Meeting.
-----------------------------------------------------------------------
TIME AND DATE: The meeting will be held on April 9, 2015, from 12:00
Noon to 3:00 p.m., Eastern Daylight Time.
PLACE: This meeting will be open to the public via conference call. Any
interested person may call 1-877-422-1931, passcode 2855443940, to
listen and participate in this meeting.
STATUS: Open to the public.
MATTERS TO BE CONSIDERED: The Unified Carrier Registration Plan Board
of Directors (the Board) will continue its work in developing and
implementing the Unified Carrier Registration Plan and Agreement and to
that end, may
[[Page 12056]]
consider matters properly before the Board.
FOR FURTHER INFORMATION CONTACT: Mr. Avelino Gutierrez, Chair, Unified
Carrier Registration Board of Directors at (505) 827-4565.
Dated: March 2, 2015.
Larry W. Minor,
Associate Administrator for Policy.
[FR Doc. 2015-05199 Filed 3-3-15; 4:15 pm]
BILLING CODE 4910-EX-P