Safety Standard for Frame Child Carriers, 11113-11122 [2015-03717]
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Federal Register / Vol. 80, No. 40 / Monday, March 2, 2015 / Rules and Regulations
for the conduct of the activity; the
extent to which the conduct of the
activity may diminish or enhance
Sanctuary resources and qualities; the
cumulative effects of the activity; the
end value of the activity; and the
impacts of the activity on adjacent
American Indian tribes. Where the
issuance or denial of a permit is
requested by the governing body of an
American Indian tribe, the Director shall
consider and protect the interests of the
tribe to the fullest extent practicable in
keeping with the purposes of the
Sanctuary and his or her fiduciary
duties to the tribe. The Director may
also deny a permit application pursuant
to this section, in whole or in part, if it
is determined that the permittee or
applicant has acted in violation of the
terms or conditions of a permit or of
these regulations. In addition, the
Director may consider such other factors
as he or she deems appropriate.
(d) It shall be a condition of any
permit issued that the permit or a copy
thereof be displayed on board all vessels
or aircraft used in the conduct of the
activity.
(e) The Director may, inter alia, make
it a condition of any permit issued that
any data or information obtained under
the permit be made available to the
public.
(f) The Director may, inter alia, make
it a condition of any permit issued that
a NOAA official be allowed to observe
any activity conducted under the permit
and/or that the permit holder submit
one or more reports on the status,
progress or results of any activity
authorized by the permit.
(g) The Director shall obtain the
express written consent of the governing
body of an Indian tribe prior to issuing
a permit, if the proposed activity
involves or affects resources of cultural
or historical significance to the tribe.
(h) Removal, or attempted removal of
any Indian cultural resource or artifact
may only occur with the express written
consent of the governing body of the
tribe or tribes to which such resource or
artifact pertains, and certification by the
Director that such activities occur in a
manner that minimizes damage to the
biological and archeological resources.
Prior to permitting entry onto a
significant cultural site designated by a
tribal governing body, the Director shall
require the express written consent of
the governing body of the tribe or tribes
to which such cultural site pertains.
[FR Doc. 2015–04237 Filed 2–27–15; 8:45 am]
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CONSUMER PRODUCT SAFETY
COMMISSION
16 CFR Parts 1112 and 1230
[Docket No. CPSC–2014–0011]
Safety Standard for Frame Child
Carriers
Consumer Product Safety
Commission.
ACTION: Final rule.
AGENCY:
The Danny Keysar Child
Product Safety Notification Act, section
104 of the Consumer Product Safety
Improvement Act of 2008 (CPSIA),
requires the United States Consumer
Product Safety Commission
(Commission or CPSC) to promulgate
consumer product safety standards for
durable infant or toddler products.
These standards are to be ‘‘substantially
the same as’’ applicable voluntary
standards or more stringent than the
voluntary standards if the Commission
determines that more stringent
requirements would further reduce the
risk of injury associated with the
products. The Commission is issuing a
safety standard for frame child carriers
in response to the direction under
section 104(b) of the CPSIA. In addition,
the Commission is amending its
regulations regarding third party
conformity assessment bodies to include
the mandatory standard for frame child
carriers in the list of Notices of
Requirements (NOR) issued by the
Commission.
SUMMARY:
The rule will become effective
on September 2, 2016. The
incorporation by reference of the
publication listed in this rule is
approved by the Director of the Federal
Register as of September 2, 2016.
FOR FURTHER INFORMATION CONTACT: Julio
Alvarado, Compliance Officer,
Consumer Product Safety Commission,
4330 East-West Highway, Bethesda, MD
20814; telephone: 301–504–7418; email:
jalvarado@cpsc.gov.
SUPPLEMENTARY INFORMATION:
DATES:
I. Background and Statutory Authority
The Consumer Product Safety
Improvement Act of 2008 (CPSIA,
Pub. L. 110–314) was enacted on August
14, 2008. Section 104(b) of the CPSIA,
part of the Danny Keysar Child Product
Safety Notification Act, requires the
Commission to: (1) Examine and assess
the effectiveness of voluntary consumer
product safety standards for durable
infant or toddler products, in
consultation with representatives of
consumer groups, juvenile product
manufacturers, and independent child
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11113
product engineers and experts; and (2)
promulgate consumer product safety
standards for durable infant and toddler
products. These standards are to be
‘‘substantially the same as’’ applicable
voluntary standards or more stringent
than the voluntary standards if the
Commission determines that more
stringent requirements would further
reduce the risk of injury associated with
the product. The term ‘‘durable infant or
toddler product’’ is defined in section
104(f)(1) of the CPSIA as ‘‘a durable
product intended for use, or that may be
reasonably expected to be used, by
children under the age of 5 years.’’
On May 16, 2014, the Commission
issued a notice of proposed rulemaking
(NPR) for frame child carriers. 79 FR
28458. The NPR proposed to
incorporate by reference the voluntary
standard, ASTM F2549–14, Standard
Consumer Safety Specification for
Frame Child Carriers, with one
proposed substitute provision that
would provide clear pass/fail criteria for
an existing test.
In this document, the Commission is
issuing a mandatory safety standard for
frame child carriers. As required by
section 104(b)(1)(A), the Commission
consulted with manufacturers, retailers,
trade organizations, laboratories,
consumer advocacy groups, consultants,
and the public to develop this proposed
standard, largely through the ASTM
process. The rule incorporates by
reference the most recent voluntary
standard developed by ASTM
International (formerly the American
Society for Testing and Materials),
ASTM F2549–14a, Standard Consumer
Safety Specification for Frame Child
Carriers. This most recent version of the
ASTM voluntary standard includes the
clear pass/fail criteria for an existing test
that were proposed in the NPR.
In addition, the final rule amends the
list of NORs issued by the Commission
in 16 CFR part 1112 to include the
standard for frame child carriers. Under
section 14 of the Consumer Product
Safety Act (CPSA), the Commission
promulgated 16 CFR part 1112 to
establish requirements for accreditation
of third party conformity assessment
bodies (or testing laboratories) to test for
conformance with a children’s product
safety rule. Amending part 1112 adds a
NOR for the frame child carrier standard
to the list of children’s product safety
rules.
II. Product Description
The scope of ASTM F2549–14a
defines a ‘‘frame child carrier’’ as ‘‘a
product, normally of sewn fabric
construction on a tubular metal or other
frame, which is designed to carry a
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child, in an upright position, on the
back of the caregiver.’’ The intended
users of frame carriers are children who
are able to sit upright unassisted and
weigh between 16 pounds and 50
pounds. Frame carriers are intended to
be worn on the back and suspended
from both shoulders of the caregiver’s
body in a forward- or rear-facing
position. This type of carrier is often
used for hiking and closely resembles
hiking/mountaineering backpacks not
intended to be used for child transport.
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III. Market Description
Staff identified 16 firms supplying
frame child carriers to the U.S. market.
Typically, frame child carriers cost from
$100 to around $300. Additional firms
may supply these products to U.S.
consumers.1 Most of these firms
specialize in manufacturing and/or
distributing one of two distinct types of
products: (1) Children’s products,
including durable nursery products; or
(2) outdoor products, such as camping
and hiking gear. The majority of the 16
known firms are domestic (including
five manufacturers, eight importers, and
one firm whose supply source could not
be determined). The remaining two
firms are foreign (including one
manufacturer and one firm that imports
products from foreign companies and
distributes the products from outside of
the United States).2
The Commission expects that the
frame child carriers of seven of these
firms comply with ASTM F2549
because the firms either: (1) Certify their
carriers through the Juvenile Products
Manufacturers Association (JPMA)
(three firms); or (2) claim compliance
with the voluntary standard (four
firms).3 However, some of the suppliers
of frame child carriers do not supply
any other children’s products; and it is
possible that these suppliers may be
unfamiliar with the voluntary ASTM
standards, a circumstance confirmed by
one supplier that staff contacted during
1 Since staff prepared the initial regulatory
flexibility analysis, one importer has entered the
market, another firm was purchased (remaining in
the market), and a third has established an official
U.S. distributor for their products.
2 Staff made these determinations using
information from Dun & Bradstreet and
ReferenceUSAGov, as well as firm Web sites.
3 JPMA typically allows 6 months for companies
with products in their certification program to shift
to a new standard for testing and certification once
the new standard is published. The version of the
standard that firms currently are likely to be testing
to is ASTM F2549–14. One revision of the standard
has been published since then, but it will become
effective for JPMA certification purposes before
February 2015. However, many frame child carriers
are expected to be compliant with ASTM F2549–
14a without modification; and firms compliant with
earlier versions of the standard are likely to remain
compliant as the standard evolves.
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the initial regulatory flexibility analysis
(IRFA) development. The Commission
staff attempted unsuccessfully to obtain
information from several firms whose
frame child carriers do not claim
compliance with the ASTM standard to
determine the extent to which their
carriers might not comply. Staff’s testing
indicates that some frame child carriers
would not meet all provisions of the
ASTM F2549.
In 2013, the CPSC conducted a
Durable Nursery Product Exposure
Survey (DNPES) of U.S. households
with children under age 6. Data from the
DNPES indicate that an estimated 2.38
million frame child carriers are in U.S.
households with children under the age
of 6 (with 95% probability that the
actual value is between 1.8 million and
2.95 million). Data collected also
indicate that about 54 percent of the
frame child carriers in U.S. households
with children under age 6 are in use (an
estimated 1.28 million frame carriers,
with 95% probability that the actual
value is between about 880,000 and 1.7
million).4
Staff could not estimate annual
injuries because the number of National
Electronic Injury Surveillance System
(NEISS) cases was insufficient to meet
the CPSC Directorate for Epidemiology
(EPI) publication criteria. However,
given that part of the publication criteria
is that the estimate must be 1,200 or
greater over the period under
consideration, presumably, there would
be, on average, fewer than 120 injuries
annually over the approximately 10-year
period considered by EPI staff. The
recent EPI update for the final briefing
package is consistent with this
assumption.5
Combining the maximum annual
emergency department-treated injury
estimate with the data collected for the
DNPES yields less than about 0.94
emergency department-treated injuries
per 10,000 frame child carriers in use in
U.S. households with children under
age 6 annually ((120 injuries ÷ 1.28
million frame child carriers in use in
U.S. households with children under
age 6) × 10,000).6
4 These results are preliminary. While the data
has undergone one stage of review and clean-up,
this work is ongoing.
5 Memorandum from Risana T. Chowdhury,
Division of Hazard Analysis, Directorate for
Epidemiology, dated November 18, 2013, Subject:
Frame Child Carriers-Related Deaths, Injuries, and
Potential Injuries; January 1, 2003–October 27,
2013; and memorandum from Risana T.
Chowdhury, Division of Hazard Analysis,
Directorate for Epidemiology, dated September 30,
2014, Subject: Frame Child Carrier-Related Deaths,
Injuries, and Potential Injuries Reported Between
October 28, 2013 and September 4, 2014.
6 Using 95% confidence interval values for frame
child carriers in use yields an annual estimate of
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IV. Incident Data
The preamble to the NPR summarized
the incident data reported to the
Commission involving frame child
carriers from January 1, 2003 through
October 27, 2013. 79 FR 28459–60. In
the NPR, CPSC’s Directorate for
Epidemiology identified a total of 47
incidents, including 33 injuries and no
fatalities related to frame child carriers.
Since the NPR, the Commission has
received two new reports involving
frame child carriers from October 28,
2003 through September 28, 2014. One
reported a frame child carrier falling off
of a chair with a 14-month-old child in
the carrier. The child sustained a head
injury. The second report was of a frame
child carrier whose straps and buckles
disintegrated, but no injury was
mentioned.
The hazards reported in the new
incidents are consistent with the hazard
patterns identified among the incidents
presented in the NPR briefing package.
Specifically, staff identified stability
and structural integrity as the two top
product-related hazards in the incident
data presented in the NPR package. The
hazard for one of the two new incidents
is related to stability, and the other is
related to the structural integrity of the
product.
V. Overview of ASTM F2549
ASTM F2549, Standard Consumer
Safety Specification for Frame Child
Carriers, is the voluntary standard that
addresses the identified hazard patterns
associated with the use of frame child
carriers and was first approved and
published in December 2006, as ASTM
F2549–06. ASTM has revised the
voluntary standard six times since then.
ASTM F2549–14a is the most recent
version, which was approved on July 1,
2014.
A. Proposed Rule
In the NPR, the Commission proposed
to incorporate ASTM F2549–14, which
addressed many of the hazard patterns
identified for frame child carriers, with
one addition: specifying criteria for the
retention system performance test to
provide clear pass/fail criteria for the
frame child carrier’s restraints.
B. Current ASTM Standard for Frame
Child Carriers (ASTM F2549–14a)
In May 2014, ASTM issued a ballot
for ASTM F2549. That ballot contained
language identical to the modification
language proposed in the NPR regarding
the pass/fail criteria associated with the
0.71 to 1.36 emergency department-treated injuries
per 10,000 frame child carriers in use in U.S.
households with children under age 6.
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retention system test. The ASTM
subcommittee approved the ballot item.
Therefore, the current version of the
voluntary standard, ASTM F2549–14a,
is identical to the requirements
proposed in the NPR.
In this rule, the Commission
incorporates by reference ASTM F2549–
14a because the Commission’s proposed
modification in the NPR has been
adopted in ASTM F2549–14a. Thus,
ASTM F2549–14a specifies criteria for
the retention system performance test to
provide clear pass/fail criteria for the
carrier’s restraints.
VI. Response to Comments
The Commission received two
comments in response to the NPR. A
summary of each comment topic and
response is provided below.
A. Economic Factors
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1. Definition of Domestic Manufacturer
Comment: One commenter questioned
the number of small domestic
manufacturers cited by CPSC staff and
believed that the term ‘‘domestic
manufacturer’’ should mean that the
product is physically manufactured in
the United States.
Response: CPSC staff uses U.S.
Census Bureau guidelines to determine
whether a firm is domestic and whether
a firm is a manufacturer. Under these
guidelines, domestic firms are firms
filing tax returns in the United States.
The U.S. Census uses the North
American Industry Classification
System (NAICS) to determine the type
of business. Under this system, a
manufacturer can be a firm/
establishment that processes materials
itself or a firm/establishment that
contracts with others to process the
materials. The U.S. Small Business
Administration’s guidance on the
Regulatory Flexibility Act (SBA
Guidance) recommends using NAICS
codes in combination with Census data
to identify classes of small entities and
estimate their number.7
2. Impact on Domestic Manufacturers
Comment: One commenter questioned
what is meant by an insignificant
impact and asked whether staff’s
recommendation would be different if
the proposed rule was found to have a
significant impact on all or most small
businesses.
The commenter also questioned the
use of gross income rather than net
income or profit, particularly as the
7 U.S. Small Business Administration (SBA)
Office of Advocacy, A Guide for Government
Agencies: How to Comply with the Regulatory
Flexibility Act, May 2012: 36.
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higher costs of manufacturing
domestically would decrease net
income and profit while leaving gross
income unaffected. The commenter
suggested that this might, in turn, lead
to an underestimate of the significance
of the proposed rule on firms
manufacturing only in the United
States.
Response: The Regulatory Flexibility
Act (RFA) does not define ‘‘significant
impact.’’ As stated in the SBA
Guidance, the determination of
‘‘significance’’ will ‘‘vary depending on
the economics of the industry or
sector.’’ The SBA Guidance also notes
that the applicable ‘‘agency is in the best
position to gauge the small entity
impacts of its regulations.’’ Generally,
CPSC staff believes that an insignificant
impact in the context of the regulatory
flexibility analysis means that the
impact is expected to be small enough
that changes to a firm’s current business
operations would be limited or largely
unaffected.
Section 104 of the CPSIA requires that
the Commission promulgate a standard
that is either substantially the same as
the voluntary standard or more stringent
than such voluntary standard if the
Commission determines that the more
stringent standard would further reduce
the risk of injury associated with a
product. CPSC may not propose a less
stringent standard based on economic
considerations. At the NPR stage, the
Commission proposed adopting the
voluntary standard with the sole
addition of specifying the pass/fail
criteria for the existing retention system
performance requirement. By doing so,
the Commission proposed adopting the
least stringent rule allowed by law.
Therefore, the Commission’s proposed
rule would have been the same even if
the impact on each and every small
business was found to be significant.
The same holds true of the
Commission’s final rule, which is to
adopt the current voluntary standard
without modification. CPSC’s ability to
reduce the impact on small businesses
is limited in this case to a later effective
date, which would allow firms
additional time to come into
compliance, spreading out the
associated costs.
The Directorate for Economic
Analysis staff typically uses the gross
revenue measure because these data are
generally available. Furthermore, use of
gross revenues as an appropriate
measure is consistent with the SBA
Guidance.8 In the case of small
manufacturers and importers of frame
child carriers, no information on profits
8 Ibid.18.
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or net income was available; therefore,
no analysis based on this information
could be undertaken.
3. Baby Products Survey
Comment: The commenter questioned
the Directorate for Economic Analysis’s
use of the American Baby Group’s 2006
Baby Products Tracking Study, ‘‘which
could be weighted by bias’’ and ‘‘may
not have been adjusted for income and
proclivities.’’
Response: In the IRFA, staff
acknowledged the bias inherent in the
study. As noted in the IRFA, the data
collected for the Baby Products
Tracking Study do not represent an
unbiased statistical sample because the
data are drawn from American Baby
magazine’s mailing lists. However, these
data were used solely to estimate annual
sales of frame child carriers in the
United States and the potential injury
risk associated with this product. The
use of the Baby Products Tracking Study
in no way influenced staff’s
determination of whether the
regulation’s impact on firms would be
significant or not.
4. Cost/Benefits Disproportion
Comment: One commenter asked that
the CPSC ‘‘keep the cost-benefit ratio
appropriate,’’ noting that the lack of
serious ‘‘or near serious injuries . . .
over the past ten years’’ would mean
minimal benefits associated with third
party testing ‘‘while such testing costs
would be extremely expensive for small
domestic businesses.’’ The commenter
requested alternatives, specifically selfcertification, and noted that she does
not consider a firm’s exit from the
market an acceptable alternative.
Response: The CPSC did not conduct
a cost-benefit analysis for the frame
child carrier rule because the rule is
being promulgated under the
requirements of section 104 of the
CPSIA, which does not require a costbenefit analysis. Staff conducted an
IRFA to assess the impact of the rule on
small domestic businesses. Benefits are
not required to be considered as part of
an IRFA.
As noted above, section 104 of the
CPSIA requires the Commission to
adopt a standard that is substantially the
same as the voluntary standard or more
stringent than such voluntary standard
if the Commission determines that the
more stringent standard would further
reduce the risk of injury associated with
a product. Thus, CPSC’s ability to
reduce the impact on small firms is
limited to providing a later effective
date.
CPSC’s ability to address testing costs
in the context of section 104 rulemaking
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likewise is limited. In particular,
applicable legal requirements do not
allow CPSC to modify the voluntary
standard to reduce the testing costs
imposed by a mandatory frame child
carrier standard; CPSC is required to
adopt either the voluntary standard or a
more stringent standard.
The discussion in the IRFA of one
small domestic manufacturer leaving
the market was based on information
supplied by the firm when contacted. In
consideration of that concern and to
allow small businesses additional time
to prepare for the impact of the rule, the
final rule provides an 18-month
effective date. To address potential
hazards during that 18-month period
before the rule takes effect, CPSC could
act to remove any unsafe frame child
carriers from the market using its
authorities under section 15 of the
Consumer Product Safety Act (CPSA).
B. Availability of Testing Laboratories
Comment: One commenter stated that
she had a problem finding laboratories
that could conduct the proposed testing.
Response: In a follow-up phone
conversation with the commenter, staff
provided specific contacts for three
laboratories. Although not yet
accredited to test frame child carriers,
all three laboratories are capable of
testing frame child carriers to the final
rule because they have experience
testing frame child carriers to the ASTM
standard referenced in the final rule.
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C. Testing Equipment Issues
One commenter raised several issues
or questions regarding the test
equipment specified in the ASTM
standard.
1. CAMI Dummy Availability
Comment: One commenter was
unable to secure the CAMI dummy due
to its price and the lead-time needed to
order it.
Response: Unfortunately, CAMI
dummies are only available through the
one company that makes them; thus,
there are no less expensive versions
available. However, there is no
requirement for firms to perform testing
themselves; thus, there is no
requirement to purchase a CAMI
dummy or any of the test equipment.
Third party testing laboratories offer
many services, not just certification
testing. Testing laboratories can perform
product assessments and precertification testing as well.
2. CAMI Dummy Applicability
Comment: One commenter believed
the size of the test dummy required by
the standard is not indicative of a
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typical user of a frame child carrier. In
addition, the commenter noted that the
test dummy does not take into account
items such as seasonal clothing on the
child, which could increase the overall
size of the occupant.
Response: The CAMI dummy
referenced in the ASTM standard is
modeled after the average (50th
percentile) 6-month-old child, which is
the youngest user normally specified for
these carriers. The CAMI dummy is
used in the standard to simulate the
youngest user because the hazards being
addressed (falling through leg openings,
etc.) are more likely to occur with the
youngest user. The older (larger) users
are not as vulnerable to the specific
hazards where testing requires using a
CAMI dummy. Therefore, the test
procedure uses a conservative approach
and simulates use by the smallest
(youngest) user. Adding a new test, or
using an ‘‘older’’ dummy (or one
wearing heavy clothes), would not
capture any additional hazards and
would only make the testing more
expensive.
3. Test Sphere
Comment: One commenter stated that
she could not find the test sphere.
Response: The test sphere is not an
off-the-shelf product. The standard
defines the test sphere as a sphere, 16.5
inches (419.1 mm) in diameter, which is
fabricated from a smooth, rigid material
and weighs 7.0 pounds (3.2 kg). Those
are the only design specifications. Staff
is aware of test spheres fabricated from
wood, metal, or plastic. Any competent
machine shop or woodworking facility
should be able to make one to the
correct weight and size.
4. Test Sphere vs. CAMI Dummy
Comment: One commenter believed
the use of the test sphere for the leg
opening test is not reasonable because
the shape is different from a child, and
a sphere cannot use a safety harness.
The commenter requested that a CAMI
dummy be used instead.
Response: The goal of this
performance requirement is to model a
worst-case-use scenario associated with
a specific hazard; i.e., an occupant
slipping both legs and body through one
leg opening. If the product passes a
conservative, worst-case scenario test,
the product would be safe in that
particular respect for all users. For the
leg-opening test, the test sphere
simulates the smallest user’s hip
dimension. The requirement is intended
to address the hazard associated with
the smallest users who may be getting
both legs/body into one leg hole and
sliding out of the frame child carrier.
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Thus, the worst-case scenario is to take
into account the smallest user’s hip
dimensions. Lastly, and more
importantly, using a smooth, rigid, and
consistently dimensioned sphere is
more likely to provide repeatable
results. This means that the same frame
carrier would consistently pass (or fail)
the test, irrespective of the test
laboratory or technician running the
test. The CAMI dummy is made from
canvas fabric, and with age and use, the
flexibility and texture of the dummy
changes. Thus, a frame child carrier
tested to the leg-opening requirement
might fail the requirement if a worn
CAMI dummy were used but would
pass if a brand new CAMI dummy were
used. Thus, staff agrees with ASTM that
the test sphere is the right test probe.
Leg opening tests are used in various
other children’s product standards; and
the use of test equipment, such as
spheres and probes, to conduct these
tests is common practice.
D. Pre-Certification Testing
Comment: One commenter expected
to send products to a certified laboratory
only after having pre-tested them, which
she claims would not be possible
because of the problems associated with
obtaining the testing equipment.
Response: As mentioned in another
response to a comment, firms are not
required to pre-test their products before
having the products tested by a third
party laboratory for certification. It is,
however, understandable that
companies would like to be assured that
their products will pass, before sending
them out for certification testing. In that
case, firms have multiple alternatives.
They can purchase the equipment and
undertake the testing themselves, or
they can contract with a qualified
testing laboratory to conduct the pretesting.
E. Self-Certification
Comment: One commenter, a
registered small batch manufacturer,
asked why CPSC cannot apply the small
batch rules for registered small batch
manufacturers to the third party testing
requirements for section 104 rules. The
commenter suggested removing the
third party testing requirement from the
rule and providing small batch
manufacturers with the alternative to
self-certify. The commenter noted that
CPSC has already allowed for
exemptions from the CPSIA’s third
party testing requirements for small
batch manufacturers.
Response: Section 14(a)(2) of the
CPSA requires that all children’s
products subject to a children’s product
safety rule, like the rule for frame child
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carriers, must be third party tested. 15
U.S.C. 2063(a)(2). Section 14(g)(4) of the
Consumer Product Safety Act allows
exceptions to third party testing for
small batch manufacturers. However,
that provision does not allow the
Commission to provide small batch
manufacturers any alternative
requirements or exemptions for rules for
durable infant and toddler products
promulgated under section 104. Id.
2063(g)(4)(C)(ii). The rule for frame
child carriers is promulgated under the
legal authority in section 104 of the
CPSIA. Therefore, the Commission does
not have the legal authority to allow for
self-certification for small batch
manufacturers for the frame child
carrier rule.
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F. Training Opportunities
Comment: One commenter noted that
CPSC staff will be conducting training
for buyers and sourcing professionals
dealing in electrical-electric-appliances,
apparel, and toys in China. The
commenter was concerned that similar
training with respect to the mandatory
rule for frame child carriers would give
a competitive advantage to importers
and foreign manufacturers whose
products are made offshore.
Response: CPSC staff routinely
conducts industry training both abroad
and in the United States. During fiscal
year 2013, for instance, we conducted
12 training events for industry abroad.
For the same period, we conducted 14
training events domestically. Moreover,
the Office of Compliance participated in
public or webcast meetings throughout
fiscal year 2013 to discuss newly issued
and existing rules and requirements;
these materials generally are made
available to the general public. Many of
these materials are available at
www.slideshare.net/USCPSC for
download and review. Since Fiscal Year
2012, we have uploaded 120
presentations on a variety of topic areas
to SlideShare. The total number of these
meetings was 88, the majority of which
were domestic. Staff anticipates
continuing such training opportunities
both abroad and domestically.
G. Compliance Issues
Comment: One commenter asked for
clarification about what constitutes a
different model of a product and what
changes to the frame child carrier would
constitute enough of a difference to
require additional third party testing.
Response: Guidance regarding
material change testing is available on
the CPSC Web site, which contains
information about applicable definitions
and legal requirements. It is a
manufacturer’s responsibility to
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determine when a product change
constitutes a different model. How this
determination is made governs whether
different models could require third
party testing and certification. A
material change to the product’s design
or manufacturing process, as well as a
new source of component parts for the
product, could affect the product’s
ability to comply with the applicable
children’s product safety rule and could
be considered enough of a change to
require additional testing.
The frame child carrier rule is a
children’s product safety rule subject to
third party testing. The manufacturer
only has to retest the product if there is
a material change. If the material change
only affects certain component parts;
component part testing can be sufficient
for that component part only, so long as
the material change will not affect the
finished product’s ability to comply
with the applicable children’s product
safety rules.
H. Effective Date
Comment: One commenter agreed
with the proposed 6-month effective
date for the standard, while another
commenter expressed concerns about
whether a domestic test laboratory
would be willing to perform testing to
the mandatory frame child carrier
standard if only three U.S. firms were
requesting third party testing. A second
commenter suggested that the rule could
impose ‘‘excessive costs,’’ damaging to
the commenter’s firm.
Response: As previously noted, the
sole alternative staff can recommend to
help minimize the impact of the
mandatory standard is a later effective
date. A later effective date would allow
manufacturers and test laboratories
additional time to prepare for the rule’s
requirements. A later effective date
would reduce the economic impact on
small firms in two ways. First, firms
would be less likely to experience a
lapse in production, which could result
if firms are unable to develop compliant
frame child carriers and third party test
them within the required timeframe.
Second, firms could spread costs over a
longer time period, thereby reducing
their annual costs and the present value
of their total costs.
Staff does not agree with the second
commenter’s concerns regarding the
potential difficulty in securing a U.S. (or
foreign) test laboratory accredited to test
frame child carriers. Inquiries made of
three domestic laboratories who are
qualified to test frame child carriers
indicated that these test laboratories
already have the ASTM standard for
frame child carriers in their
accreditation scope. All three labs
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11117
include the ASTM standard in their
accreditation and intend to apply for
CPSC acceptance for testing to the
regulation after a final rule is published.
Staff believes that laboratories will be
able to complete the necessary
procedures to permit testing under the
new frame carrier rule within the 18month period before effectiveness of the
rule.
However, CPSC staff cannot rule out
a significant impact on small businesses
whose frame child carriers do not
comply with the final rule. Therefore, as
discussed above, the final rule provides
an 18-month effective date to reduce the
impact of the mandatory standard, to
the extent possible, on small businesses.
VII. Final Rule
A. Final Rule for Part 1230 and
Incorporation by Reference
Section 1230.2 of the final rule
provides that frame child carriers must
comply with ASTM F2549–14a. The
Office of the Federal Register (OFR) has
regulations concerning incorporation by
reference. 1 CFR part 51. The OFR
recently revised these regulations to
require that, for a final rule, agencies
must discuss in the preamble of the rule
ways that the materials the agency
incorporates by reference are reasonably
available to interested persons and how
interested parties can obtain the
materials. In addition, the preamble of
the rule must summarize the material. 1
CFR 51.5(b).
In accordance with the OFR’s
requirements, the discussion in this
section summarizes the provisions of
ASTM F2549–14a. Interested persons
may purchase a copy of ASTM F2549–
14a from ASTM, either through ASTM’s
Web site or by mail at the address
provided above and in the rule. One
may also inspect a copy of the standard
at the CPSC’s Office of the Secretary,
U.S. Consumer Product Safety
Commission, or at NARA, as discussed
above. We note that the Commission
and ASTM arranged for commenters to
have ‘‘read only’’ access to ASTM F
2549–14a during the NPR’s comment
period.
The CPSC is incorporating by
reference ASTM F2549–14a because
ASTM F2549–14a includes the
Commission’s proposed modification in
the NPR to specify criteria for the
retention system performance test to
provide clear pass/fail criteria for the
carrier’s restraints.
ASTM F2549–14a contains
requirements covering:
• Sharp points
• small Parts
• lead in paint
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flammability requirements
scissoring, shearing, pinching
openings
exposed coil springs
locking and latching (for carriers that
fold for storage)
unintentional folding (for carriers
with kick stands that can stand freely)
labeling
protective components
structural integrity
leg openings (to help prevent smaller
occupants from falling out of the
carrier through a single leg opening)
dynamic strength (tests the frame,
fasteners, and seams/stitching under
dynamic conditions to help prevent
breakage or separation)
static load (ensures the carrier can
hold three times the maximum
recommended weight)
stability (for carriers that can stand
freely)
restraints (requires that all carriers
have a restraint system and also
provides a method for testing the
restraints), and
handle integrity (helps prevent the
handle from breaking or separating
when it is pulled with three times the
maximum recommended weight).
B. Amendment to 16 CFR Part 1112 To
Include NOR for Frame Child Carriers
Standard
The final rule amends part 1112 to
add a new section 1112.15(b)(38) that
lists 16 CFR part 1230, Safety Standard
for Frame Child Carriers as a children’s
products safety rule for which the
Commission has issued an NOR. Section
XIII of the preamble provides additional
background information regarding
certification of frame child carriers and
issuance of an NOR.
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VIII. Effective Date
The Administrative Procedure Act
(APA) generally requires that the
effective date of the rule be at least 30
days after publication of the final rule.
5 U.S.C. 553(d). The safety standard for
frame child carriers and the
corresponding changes to the part 1112
rule regarding requirements for third
party conformity assessment bodies will
become effective 18 months after
publication of the final rule in the
Federal Register. The rule provides an
18-month effective date to allow firms
whose frame child carriers may not
comply with the voluntary ASTM
standard additional time to come into
compliance with the mandatory frame
child carrier rule. Of the nine supplying
firms contacted, four provided
information on the time table required
for redevelopment. Eighteen months
reflects the maximum length of time
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these firms indicated might be necessary
and will allow the greatest flexibility to
small firms that may be significantly
affected by the mandatory frame child
carrier standard.
IX. Regulatory Flexibility Act
A. Introduction
The Regulatory Flexibility Act (RFA),
5 U.S.C. 601–612, requires agencies to
consider the impact of proposed and
final rules on small entities, including
small businesses. Section 604 of the
RFA requires that agencies prepare a
final regulatory flexibility analysis
(FRFA) when promulgating final rules,
unless the head of the agency certifies
that the rule will not have a significant
impact on a substantial number of small
entities. The FRFA must describe the
impact of the rule on small entities.
Specifically, the final regulatory
flexibility analysis must contain:
• A statement of the need for, and
objectives of, the rule;
• a statement of the significant issues
raised by the public comments in
response to the initial regulatory
flexibility analysis, a statement of the
assessment of the agency of such issues,
and a statement of any changes made in
the proposed rule as a result of such
comments;
• the response of the agency to any
comments filed by the Chief Counsel for
Advocacy of the Small Business
Administration in response to the
proposed rule, and a detailed statement
of any change made to the proposed rule
in the final rule as a result of the
comments;
• a description of and an estimate of
the number of small entities to which
the rule will apply or an explanation of
why no such estimate is available;
• a description of the projected
reporting, recordkeeping, and other
compliance requirements of the rule,
including an estimate of the classes of
small entities which will be subject to
the requirement and the type of
professional skills necessary for the
preparation of the report or record; and
• a description of the steps the agency
has taken to minimize the significant
economic impact on small entities
consistent with the stated objectives of
applicable statutes, including a
statement of the factual, policy, and
legal reasons for selecting the alternative
adopted in the final rule and why each
one of the other significant alternatives
to the rule considered by the agency
which affect the impact on small
entities was rejected.
B. Reason for Agency Action
The Danny Keysar Child Product
Safety Notification Act, section 104 of
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the CPSIA, requires the CPSC to
promulgate mandatory standards for
durable infant or toddler products that
are substantially the same as, or more
stringent than, the voluntary standard.
Infant carriers are included in the
definition of ‘‘durable infant or toddler
products’’ subject to section 104 of the
CPSIA. CPSC staff worked closely with
ASTM stakeholders to develop the
requirements and the pass/fail criteria
associated with the retention system test
procedures that have been incorporated
into ASTM F2549–14a, which forms the
basis for the mandatory standard.
C. Other Federal Rules
The frame child carrier mandatory
standard will have implications for two
separate, existing federal rules: (1)
Testing and Labeling Pertaining to
Product Certification (16 CFR part
1107); and (2) Requirements Pertaining
to Third Party Conformity Assessment
Bodies (16 CFR part 1112).
The testing and labeling rule (16 CFR
part 1107) requires that manufacturers
of children’s products subject to product
safety rules, certify, based on third party
testing, that their children’s products
comply with all applicable safety rules.
Because frame child carriers will be
subject to a mandatory rule, they will
also be subject to the third party testing
requirements when the rule becomes
effective.
In addition, section 14(a)(2) of the
CPSA requires the third party testing of
children’s products to be conducted by
CPSC-accepted laboratories. Section
14(a)(3) of the CPSA requires the
Commission to publish a notice of
requirements (NOR) for the
accreditation of third party conformity
assessment bodies (i.e., testing
laboratories) to test for conformance
with each children’s product safety rule.
These NORs are set forth in 16 CFR part
1112. The final rule is amending part
1112 to include frame child carriers in
the list of NORs issued by the
Commission.
D. Impact on Small Businesses
There are approximately 16 firms
currently known to be marketing frame
child carriers in the United States, 14 of
which are domestic. Under SBA
guidelines, a manufacturer of frame
child carriers is categorized as small if
the entity has 500 or fewer employees,
and importers and wholesalers are
considered small if they have 100 or
fewer employees. We limited our
analysis to domestic firms because SBA
guidelines and definitions pertain to
U.S.-based entities. Based on these
guidelines, about 11 of the identified 16
firms are small—four domestic
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manufacturers, six domestic importers,
and one domestic firm with an
unknown supply source. Additional
unknown small domestic frame child
carrier suppliers operating in the U.S.
market may exist.
The impact of the final frame child
carrier rule on the domestic
manufacturers and importers considered
to be small depends upon two factors:
(1) Whether, and the degree to which,
their frame child carriers comply with
the voluntary standard; and (2) the
importance of frame child carriers to the
firm’s overall product line. The effect of
these two factors on small
manufacturers and small importers is
discussed below.
Small Manufacturers
Aside from third party testing
requirements, discussed below, the final
rule is likely to have little or no impact
on the three (of four) small domestic
manufacturers whose frame child
carriers are compliant with the ASTM
voluntary standard currently in effect
for JPMA testing and certification
purposes (ASTM F2549–14). We
anticipate these firms will remain
compliant with the voluntary standard
as the standard changes because the
firms follow, and in at least one case,
participate actively in the voluntary
standard development process.
Therefore, compliance with the evolving
voluntary standard is part of an
established business practice. ASTM
F2549–14a, the voluntary standard that
the final rule incorporates by reference
as the mandatory standard for frame
child carriers, will be in effect already
for JPMA testing and certification
purposes before the mandatory standard
goes into effect. These firms are likely
to be in compliance based on their
history.
The remaining small manufacturer
would experience some economic
impacts of unknown size. Based on
discussions with a company
representative, this firm does not know
whether its products comply with the
voluntary standard. When contacted by
staff prior to the NPR, the firm was
unaware of the ASTM standard. Based
on subsequent staff conversations, the
firm has not yet tested its products to
the voluntary standard. Initially, the
company’s representative indicated that
the firm would likely discontinue
production of its frame child carriers,
regardless of whether they complied
with the frame child carriers rule.
However, subsequent information from
the company suggests that the company
likely will stay in the market and
modify its frame child carriers, if
necessary, to meet the final rule. This
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firm produces many other products and
has indicated that frame child carriers
do not represent a large portion of the
firm’s product line. However, the extent
of the changes that may be required to
meet the mandatory standard is
unknown, as is the exact percentage of
revenues that frame child carriers
constitute for the firm. Because we have
no basis for quantifying the size of the
impact, we cannot rule out a significant
economic impact for this firm.9
The 18-month effective date for the
final frame child carrier rule should
help reduce the impact of the final rule
on the known small manufacturer
whose frame child carriers may not
comply with the rule. This would give
the firm additional time to develop new
or modified products and spread costs
over a longer time frame.
Under section 14 of the CPSA, once
the new frame child carrier
requirements become effective, all
manufacturers will be subject to the
additional costs associated with the
third party testing and certification
requirements under the testing rule,
Testing and Labeling Pertaining to
Product Certification (16 CFR part
1107). Third party testing will include
any physical and mechanical test
requirements specified in the final
frame child carrier rule; lead testing is
already required, and testing for
phthalates may also be required. Third
party testing costs are in addition to the
direct costs of meeting the mandatory
frame child carriers standard.
CPSC staff contacted several frame
child carrier suppliers regarding testing
costs. Two firms provided estimates that
included both physical and mechanical
testing to the current ASTM standard, as
well as lead and phthalate testing. Firms
must test for lead and may be required
to test for phthalates regardless of any
rule for frame child carriers. Including
lead and phthalate testing, one firm
estimated testing costs to be $800 to
$1,100 per unit tested, and the other
firm estimated the costs to be about
$1,300 per unit. Estimates provided by
durable nursery product suppliers
subject to other section 104 rulemakings
indicate that around 40 percent to 50
percent of testing costs can be attributed
to structural requirements, with the
remaining 50 percent to 60 percent
resulting from chemical testing (e.g.,
lead and phthalates). Therefore, staff
estimates the ASTM voluntary standard
portion of the frame child carrier testing
cost estimates to be $320 to $550 per
sample tested ($800 × .4 to $1,100 × .5)
and $520 to $650 per sample tested
($1,300 × .4 to $1,300 × .5), respectively.
A third frame child carrier supplier
provided an estimate of $500 to $750 for
testing to the ASTM standard
separately. These estimates demonstrate
that testing costs can vary widely.
Elements that can influence costs
include where the testing is performed
and whether a firm can negotiate rates
based on volume for one or more
products.
Staff’s review of the frame child
carriers market shows that, on average,
each small domestic manufacturer
supplies three different models of frame
child carriers to the U.S. market
annually. Therefore, if third party
testing were conducted every year, third
party testing costs for each manufacturer
would be about $960 ($320 × 3) to
$2,250 ($750 × 3) annually, if only one
sample were tested for each model.
Based on an examination of each small
domestic manufacturer’s revenues from
recent Dun & Bradstreet (D&B) or
ReferenceUSAGov reports, the impact of
third party testing to ASTM F2549–14a
will be significantly less than 1 percent
of revenue for the three small domestic
manufacturers for whom revenue data
are available (i.e., testing costs less than
1 percent of gross revenue). Although
the testing and labeling rule (16 CFR
part 1107) is not explicit regarding the
number of samples firms will need to
test to meet the ‘‘high degree of
assurance’’ criterion, more than 20 units
per model would be required before the
testing costs of any of the three small
manufacturers with available revenue
data would exceed 1 percent of gross
revenue.10 However, testing costs could
be significant for the one small
manufacturer for which revenue data
were unavailable, given that the entity
only recently entered the frame child
carriers market and manufactures no
other products.
9 It should be noted that the company
representative believes that the impact of the rule
on the firm will be significant. However, much of
the perceived impact is due to third party testing
costs which are considered separately later in this
section.
10 One of these firms commented that their actual
testing costs will be higher than estimated in the
NPR. However, even if the firm’s testing costs were
twice those estimated here, testing costs are
unlikely to exceed 1 percent of the firm’s publically
reported gross revenue.
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Small Importers
As noted above, six small firms
import frame child carriers, with two of
them currently importing compliant
carriers. Absent a mandatory regulation,
these two small importers of frame child
carriers would likely remain compliant
with new versions of the voluntary
standard. Given that the two small
importers have developed a pattern of
compliance with the ASTM voluntary
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standard as the voluntary standard
evolves, and that the final rule is a soonto-be-effective voluntary standard for
JPMA testing, ASTM F2549–14a, the
two small importers of compliant
products would likely experience little
or no direct costs if the final rule is
implemented.
The extent of the economic impact on
the four small importers with frame
child carriers that do not comply with
the voluntary standard will depend
upon the product changes required to
comply and how their supplying firms
respond. Because no small importers
with noncompliant frame child carriers
responded to requests for information,
staff cannot estimate the precise
economic impact on these firms.
However, in general, if their
supplying firm comes into compliance,
the importer could elect to continue
importing the frame child carriers. Any
increase in production costs
experienced by their suppliers from
changes made to meet the mandatory
standard may be passed on to the
importers. If an importer decides that it
is unwilling or unable to accept the
increased costs, or if the importer’s
supplier decides not to comply with the
mandatory standard, there are three
alternatives available. First, importers
could find another supplier of frame
child carriers. This could result in
increased costs, as well, depending, for
example, on whether the alternative
supplier must modify their carriers to
comply with the mandatory standard.
Second, firms could import a different
product in place of their frame child
carriers. This alternative would help
mitigate the economic impact of the
mandatory standard on these firms.
Finally, importers could stop importing
frame child carriers and make no other
changes to their product line.
As with manufacturers, all importers
will be subject to third party testing and
certification requirements, and
consequently, will be subject to costs
similar to those for manufacturers, if
their supplying foreign firm(s) does not
perform third party testing. These costs
appear unlikely to exceed 1 percent of
gross revenue for the two small
domestic importers for which revenue
information is available, unless more
than 10 or 30 units per model were
required to be tested to provide a ‘‘high
degree of assurance,’’ respectively. The
impact on the other four small importers
could not be determined or quantified,
and thus, we cannot rule out a
significant economic impact.
E. Alternatives
Section 104 of the CPSIA requires that
the Commission promulgate a standard
that is either substantially the same as
the voluntary standard or more
stringent. Therefore, the final frame
child carrier rule (adoption of the
voluntary standard, ASTM F2549–14a,
with no modifications) is the minimum
required by law. Consequently, the sole
recommendation that staff can make to
minimize (but not eliminate) the rule’s
economic impact is a later effective
date. As discussed above, a later
effective date would reduce the
economic impact on small frame child
carrier firms in two ways.
Because the economic impact of the
frame child carriers rule on small firms
could not be determined or quantified,
staff cannot rule out a significant
impact. Therefore, the final rule has an
18-month effective date, which was the
maximum estimated period of time that
frame child carrier firms familiar with
the ASTM standard advised staff the
firms would need for new product
development. The minimum period of
time estimated was 6 months, but only
one of the four firms that responded to
this question supported that time
estimate. Of the nine supplying firms
that staff contacted, four provided
information on the time table required
for redevelopment. Eighteen months
reflects the maximum length of time
these firms indicated might be necessary
and will allow the greatest flexibility to
small firms that may be significantly
affected by the mandatory frame child
carriers standard.
X. Environmental Considerations
The Commission’s regulations address
whether we are required to prepare an
environmental assessment or an
environmental impact statement. These
regulations provide a categorical
exclusion for certain CPSC actions that
normally have ‘‘little or no potential for
affecting the human environment.’’
Among those actions are rules or safety
standards for consumer products. 16
CFR 1021.5(c)(1). The rule falls within
the categorical exclusion.
XI. Paperwork Reduction Act
This rule contains information
collection requirements that are subject
to public comment and review by the
Office of Management and Budget
(OMB) under the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501–3521). The
preamble to the proposed rule (79 FR
28466 through 28467) discussed the
information collection burden of the
proposed rule and specifically requested
comments on the accuracy of our
estimates. Sections 8 and 9 of ASTM
F2549–14a contain requirements for
marking, labeling, and instructional
literature. These requirements fall
within the definition of ‘‘collection of
information,’’ as defined in 44 U.S.C.
3502(3).
OMB has assigned control number
3041–0166 to this information
collection. The Commission did not
receive any comments regarding the
information collection burden of this
proposal. However, the final rule makes
modifications regarding the information
collection burden because the number
of estimated suppliers subject to the
information collection burden is now
estimated at 16 firms, rather than the 15
firms initially estimated in the proposed
rule.
Accordingly, the estimated burden of
this collection of information is
modified as follows:
TABLE 1—ESTIMATED ANNUAL REPORTING BURDEN
Number of
respondents
Frequency of
responses
Total annual
responses
Hours per
response
Total burden
hours
1230.2(a) ..............................................................................
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16 CFR section
16
3
48
1
48
XII. Preemption
Section 26(a) of the CPSA, 15 U.S.C.
2075(a), provides that if a consumer
product safety standard is in effect and
applies to a product, no state or political
subdivision of a state may either
establish or continue in effect a
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requirement dealing with the same risk
of injury unless the state requirement is
identical to the federal standard. Section
26(c) of the CPSA also provides that
states or political subdivisions of states
may apply to the Commission for an
exemption from this preemption under
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certain circumstances. Section 104(b) of
the CPSIA refers to the rules to be
issued under that section as ‘‘consumer
product safety rules,’’ thus, implying
that the preemptive effect of section
26(a) of the CPSA would apply.
Therefore, a rule issued under section
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104 of the CPSIA will invoke the
preemptive effect of section 26(a) of the
CPSA when the rule becomes effective.
XIII. Certification and Notice of
Requirements (NOR)
Section 14(a) of the CPSA imposes the
requirement that products subject to a
consumer product safety rule under the
CPSA, or to a similar rule, ban,
standard, or regulation under any other
Act enforced by the Commission, must
be certified as complying with all
applicable CPSC-enforced requirements.
15 U.S.C. 2063(a). Section 14(a)(2) of the
CPSA requires that certification of
children’s products subject to a
children’s product safety rule be based
on testing conducted by a CPSCaccepted third party conformity
assessment body. Section 14(a)(3) of the
CPSA requires the Commission to
publish a NOR for the accreditation of
third party conformity assessment
bodies (or laboratories) to assess
conformity with a children’s product
safety rule to which a children’s product
is subject. The ‘‘Safety Standard for
Frame Child Carriers,’’ to be codified at
16 CFR part 1230, is a children’s
product safety rule that requires the
issuance of an NOR.
The Commission published a final
rule, Requirements Pertaining to Third
Party Conformity Assessment Bodies, 78
FR 15836 (March 12, 2013), which is
codified at 16 CFR part 1112 (referred to
here as part 1112). This rule became
effective on June 10, 2013. Part 1112
establishes requirements for
accreditation of third party conformity
assessment bodies (or laboratories) to
test for conformance with a children’s
product safety rule in accordance with
section 14(a)(2) of the CPSA. Part 1112
also codifies a list of all of the NORs
that the CPSC had published at the time
part 1112 was issued. All NORs issued
after the Commission published part
1112, such as the standard for frame
child carriers, require the Commission
to amend part 1112. Accordingly, the
Commission is now amending part 1112
to include the standard for frame child
carriers in the list of other children’s
product safety rules for which the CPSC
has issued NORs.
Laboratories applying for acceptance
as a CPSC-accepted third party
conformity assessment body to test to
the new standard for frame child
carriers would be required to meet the
third party conformity assessment body
accreditation requirements in 16 CFR
part 1112, Requirements Pertaining to
Third Party Conformity Assessment
Bodies. When a laboratory meets the
requirements as a CPSC-accepted third
party conformity assessment body, the
VerDate Sep<11>2014
14:17 Feb 27, 2015
Jkt 235001
laboratory can apply to the CPSC to
have 16 CFR part 1230, Safety Standard
for Frame Child Carriers, included in its
scope of accreditation of CPSC safety
rules listed for the laboratory on the
CPSC Web site at: www.cpsc.gov/
labsearch.
CPSC staff conducted a FRFA as part
of the process of promulgating the part
1112 rule (78 FR 15836, 15855–58), as
required by the RFA. Briefly, the FRFA
concluded that the accreditation
requirements would not have a
significant adverse impact on a
substantial number of small laboratories
because no requirements were imposed
on laboratories that did not intend to
provide third party testing services. The
only laboratories that were expected to
provide such services were those that
anticipated receiving sufficient revenue
from the mandated testing to justify
accepting the requirements as a business
decision.
Based on similar reasoning, amending
16 CFR part 1112 to include the NOR for
the frame child carrier standard will not
have a significant adverse impact on
small laboratories. Based upon the
relatively small number of laboratories
in the United States that have applied
for CPSC acceptance of the accreditation
to test for conformance to other juvenile
product standards, we expect that only
a few laboratories will seek CPSC
acceptance of their accreditation to test
for conformance with the frame child
carrier standard. Most of these
laboratories will have already been
accredited to test for conformance to
other juvenile product standards, and
the only costs to them would be the cost
of adding the frame child carrier
standard to their scope of accreditation.
Costs should be negligible, as these
laboratories are already familiar with
the requirements for CPSC accreditation
under 16 CFR part 1112 and have
experience with this process for other
durable nursery products under section
104 of the CPSIA. As a consequence, the
Commission could certify that the NOR
for the frame child carriers standard will
not have a significant impact on a
substantial number of small entities.
List of Subjects
16 CFR Part 1112
Administrative practice and
procedure, Audit, Consumer protection,
Reporting and recordkeeping
requirements, Third party conformity
assessment body.
16 CFR Part 1230
Consumer protection, Imports,
Incorporation by reference, Infants and
PO 00000
Frm 00045
Fmt 4700
Sfmt 4700
11121
children, Labeling, Law enforcement,
and Toys.
For the reasons discussed in the
preamble, the Commission amends Title
16 of the Code of Federal Regulations,
as follows:
PART 1112—REQUIREMENTS
PERTAINING TO THIRD PARTY
CONFORMITY ASSESSMENT BODIES
1. The authority citation for part 1112
continues to read as follows:
■
Authority: 15 U.S.C. 2063; Pub. L. 110–
314, section 3, 122 Stat. 3016, 3017 (2008).
2. Amend § 1112.15 by adding
paragraph (b)(38) to read as follows:
■
§ 1112.15 When can a third party
conformity assessment body apply for
CPSC acceptance for a particular CPSC rule
and/or test method?
*
*
*
*
*
(b) * * *
(38) 16 CFR part 1230, Safety
Standard for Frame Child Carriers.
*
*
*
*
*
■ 3. Add part 1230 to read as follows:
PART 1230—SAFETY STANDARD FOR
FRAME CHILD CARRIERS
Sec.
1230.1 Scope.
1230.2 Requirements for frame child
carriers.
Authority: The Consumer Product Safety
Improvement Act of 2008, Pub. L. 110–314,
§ 104, 122 Stat. 3016 (August 14, 2008); Pub.
L. 112–28, 125 Stat. 273 (August 12, 2011).
§ 1230.1
Scope.
This part establishes a consumer
product safety standard for frame child
carriers.
§ 1230.2 Requirements for frame child
carriers.
Each frame child carrier must comply
with all applicable provisions of ASTM
F2549–14a, Standard Consumer Safety
Specification for Frame Child Carriers,
approved on July 1, 2014. The Director
of the Federal Register approves this
incorporation by reference in
accordance with 5 U.S.C. 552(a) and 1
CFR part 51. You may obtain a copy
from ASTM International, 100 Bar
Harbor Drive, P.O. Box 0700, West
Conshohocken, PA 19428; https://
www.astm.org. You may inspect a copy
at the Office of the Secretary, U.S.
Consumer Product Safety Commission,
Room 820, 4330 East West Highway,
Bethesda, MD 20814, telephone 301–
504–7923, or at the National Archives
and Records Administration (NARA).
For information on the availability of
this material at NARA, call 202–741–
6030, or go to: https://www.archives.gov/
E:\FR\FM\02MRR1.SGM
02MRR1
11122
Federal Register / Vol. 80, No. 40 / Monday, March 2, 2015 / Rules and Regulations
federal_register/code_of_
federalregulations/ibr_locations.html.
Alberta E. Mills,
Acting Secretary, Consumer Product Safety
Commission.
[FR Doc. 2015–03717 Filed 2–27–15; 8:45 am]
BILLING CODE 6355–01–P
DEPARTMENT OF HOMELAND
SECURITY
Coast Guard
33 CFR Part 117
[Docket No. USCG–2014–1076]
Drawbridge Operation Regulation;
Sacramento River, Sacramento, CA
Coast Guard, DHS.
Notice of deviation from
drawbridge regulation.
AGENCY:
ACTION:
The Coast Guard has issued a
temporary deviation from the operating
schedule that governs the Tower
Drawbridge across the Sacramento
River, mile 59.0 at Sacramento, CA. The
deviation is necessary to allow the
community to participate in footrace
events. This deviation allows the bridge
to remain in the closed-to-navigation
position during the deviation period.
DATES: This deviation is effective from
7:45 a.m. on March 14, 2015, to 1 p.m.
on March 15, 2015.
ADDRESSES: The docket for this
deviation, [USCG–2014–1076], is
available at https://www.regulations.gov.
Type the docket number in the
‘‘SEARCH’’ box and click ‘‘SEARCH.’’
Click on Open Docket Folder on the line
associated with this deviation. You may
also visit the Docket Management
Facility in Room W12–140 on the
ground floor of the Department of
Transportation West Building, 1200
New Jersey Avenue SE., Washington,
DC 20590, between 9 a.m. and 5 p.m.,
Monday through Friday, except Federal
holidays.
FOR FURTHER INFORMATION CONTACT: If
you have questions on this temporary
deviation, call or email David H.
Sulouff, Chief, Bridge Section, Eleventh
Coast Guard District; telephone 510–
437–3516, email David.H.Sulouff@
uscg.mil. If you have questions on
viewing the docket, call Cheryl Collins,
Program Manager, Docket Operations,
telephone 202–366–9826.
SUPPLEMENTARY INFORMATION: California
Department of Transportation has
requested a temporary change to the
operation of the Tower Drawbridge,
mile 59.0, over Sacramento River, at
wreier-aviles on DSK5TPTVN1PROD with RULES
SUMMARY:
VerDate Sep<11>2014
14:17 Feb 27, 2015
Jkt 235001
Sacramento, CA. The drawbridge
navigation span provides a vertical
clearance of 30 feet above Mean High
Water in the closed-to-navigation
position. The draw opens on signal from
May 1 through October 31 from 6 a.m.
to 10 p.m. and from November 1
through April 30 from 9 a.m. to 5 p.m.
At all other times the draw shall open
on signal if at least four hours notice is
given, as required by 33 CFR 117.189(a).
Navigation on the waterway is
commercial and recreational.
The drawspan will be secured in the
closed-to-navigation position 7:45 a.m.
to 9:45 a.m. on March 14, 2015, and
from 7:30 a.m. to 1 p.m. on March 15,
2015, to allow the community to
participate in the Shamrock 5K footrace
and the Shamrock Half Marathon,
respectively. This temporary deviation
has been coordinated with the waterway
users. No objections to the proposed
temporary deviation were raised.
Vessels able to pass through the
bridge in the closed position may do so
at any time. The bridge will be able to
open for emergencies and there is no
immediate alternate route for vessels to
pass. The Coast Guard will also inform
the users of the waterway through our
Local and Broadcast Notices to Mariners
of the change in operating schedule for
the bridge so that vessels can arrange
their transits to minimize any impact
caused by the temporary deviation.
In accordance with 33 CFR 117.35(e),
the drawbridge must return to its regular
operating schedule immediately at the
end of the effective period of this
temporary deviation. This deviation
from the operating regulations is
authorized under 33 CFR 117.35.
Dated: February 12, 2015.
D.H. Sulouff,
District Bridge Chief, Eleventh Coast Guard
District.
[FR Doc. 2015–04267 Filed 2–27–15; 8:45 am]
BILLING CODE 9110–04–P
DEPARTMENT OF HOMELAND
SECURITY
Coast Guard
33 CFR Part 117
[Docket No. USCG–2015–0112]
Drawbridge Operation Regulation;
Cape Fear River, Wilmington, NC
Coast Guard, DHS.
Notice of deviation from
drawbridge regulation.
AGENCY:
ACTION:
The Coast Guard has issued a
temporary deviation from the operating
schedule that governs the North
SUMMARY:
PO 00000
Frm 00046
Fmt 4700
Sfmt 4700
Carolina Department of Transportation
(NCDOT) Cape Fear Memorial Bridge
across the Cape Fear River, mile 26.8, in
Wilmington, NC. This temporary
deviation allows the bridge to remain in
the closed to navigation position for up
to five days to facilitate biennial
maintenance and inspections.
DATES: This deviation is effective from
7 a.m. on March 16, 2015 to 5 p.m.
March 20, 2015.
ADDRESSES: The docket for this
deviation [USCG–2015–0112] is
available at https://www.regulations.gov.
Type the docket number in the
‘‘SEARCH’’ box and click ‘‘SEARCH’’.
Click on Open Docket Folder on the line
associated with this deviation. You may
also visit the Docket Management
Facility in Room W12–140 on the
ground floor of the Department of
Transportation West Building, 1200
New Jersey Avenue SE., Washington,
DC 20590, between 9 a.m. and 5 p.m.,
Monday through Friday, except Federal
holidays.
FOR FURTHER INFORMATION CONTACT: If
you have questions on this temporary
deviation, call or email Terrance
Knowles, Environmental Protection
Specialist, Coast Guard; telephone 757–
398–6587, email Terrance.A.Knowles@
uscg.mil. If you have questions on
viewing the docket, call Cheryl Collins,
Program Manager, Docket Operations, at
202–366–9826.
SUPPLEMENTARY INFORMATION: North
Carolina Department of Transportation
(NCDOT), who owns and operates this
vertical lift-type drawbridge, has
requested a temporary deviation from
the current operating regulation to
facilitate biennial maintenance and
inspections.
Under the regular operating schedule,
the bridge opens on signal, except for
two other time periods in July and
November as described in 33 CFR
117.822. The Cape Fear Memorial
Bridge has 65 feet of vertical clearance
in the closed position at mean high
water.
Under this temporary deviation the
repairs would restrict the operation of
the draw. It would allow the bridge to
remain closed from 7 a.m. March 16,
2015, to 5 p.m. March 20, 2015 to
facilitate biennial maintenance and
inspections.
The Coast Guard will also inform the
users of the waterways through our
Local and Broadcast Notices to Mariners
of the change in operating schedule for
the bridge so that vessels can arrange
their transits to minimize any impact
caused by the temporary deviation.
Vessels able to pass under the bridge in
the closed position may do so at any
E:\FR\FM\02MRR1.SGM
02MRR1
Agencies
[Federal Register Volume 80, Number 40 (Monday, March 2, 2015)]
[Rules and Regulations]
[Pages 11113-11122]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2015-03717]
=======================================================================
-----------------------------------------------------------------------
CONSUMER PRODUCT SAFETY COMMISSION
16 CFR Parts 1112 and 1230
[Docket No. CPSC-2014-0011]
Safety Standard for Frame Child Carriers
AGENCY: Consumer Product Safety Commission.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: The Danny Keysar Child Product Safety Notification Act,
section 104 of the Consumer Product Safety Improvement Act of 2008
(CPSIA), requires the United States Consumer Product Safety Commission
(Commission or CPSC) to promulgate consumer product safety standards
for durable infant or toddler products. These standards are to be
``substantially the same as'' applicable voluntary standards or more
stringent than the voluntary standards if the Commission determines
that more stringent requirements would further reduce the risk of
injury associated with the products. The Commission is issuing a safety
standard for frame child carriers in response to the direction under
section 104(b) of the CPSIA. In addition, the Commission is amending
its regulations regarding third party conformity assessment bodies to
include the mandatory standard for frame child carriers in the list of
Notices of Requirements (NOR) issued by the Commission.
DATES: The rule will become effective on September 2, 2016. The
incorporation by reference of the publication listed in this rule is
approved by the Director of the Federal Register as of September 2,
2016.
FOR FURTHER INFORMATION CONTACT: Julio Alvarado, Compliance Officer,
Consumer Product Safety Commission, 4330 East-West Highway, Bethesda,
MD 20814; telephone: 301-504-7418; email: jalvarado@cpsc.gov.
SUPPLEMENTARY INFORMATION:
I. Background and Statutory Authority
The Consumer Product Safety Improvement Act of 2008 (CPSIA, Pub. L.
110-314) was enacted on August 14, 2008. Section 104(b) of the CPSIA,
part of the Danny Keysar Child Product Safety Notification Act,
requires the Commission to: (1) Examine and assess the effectiveness of
voluntary consumer product safety standards for durable infant or
toddler products, in consultation with representatives of consumer
groups, juvenile product manufacturers, and independent child product
engineers and experts; and (2) promulgate consumer product safety
standards for durable infant and toddler products. These standards are
to be ``substantially the same as'' applicable voluntary standards or
more stringent than the voluntary standards if the Commission
determines that more stringent requirements would further reduce the
risk of injury associated with the product. The term ``durable infant
or toddler product'' is defined in section 104(f)(1) of the CPSIA as
``a durable product intended for use, or that may be reasonably
expected to be used, by children under the age of 5 years.''
On May 16, 2014, the Commission issued a notice of proposed
rulemaking (NPR) for frame child carriers. 79 FR 28458. The NPR
proposed to incorporate by reference the voluntary standard, ASTM
F2549-14, Standard Consumer Safety Specification for Frame Child
Carriers, with one proposed substitute provision that would provide
clear pass/fail criteria for an existing test.
In this document, the Commission is issuing a mandatory safety
standard for frame child carriers. As required by section 104(b)(1)(A),
the Commission consulted with manufacturers, retailers, trade
organizations, laboratories, consumer advocacy groups, consultants, and
the public to develop this proposed standard, largely through the ASTM
process. The rule incorporates by reference the most recent voluntary
standard developed by ASTM International (formerly the American Society
for Testing and Materials), ASTM F2549-14a, Standard Consumer Safety
Specification for Frame Child Carriers. This most recent version of the
ASTM voluntary standard includes the clear pass/fail criteria for an
existing test that were proposed in the NPR.
In addition, the final rule amends the list of NORs issued by the
Commission in 16 CFR part 1112 to include the standard for frame child
carriers. Under section 14 of the Consumer Product Safety Act (CPSA),
the Commission promulgated 16 CFR part 1112 to establish requirements
for accreditation of third party conformity assessment bodies (or
testing laboratories) to test for conformance with a children's product
safety rule. Amending part 1112 adds a NOR for the frame child carrier
standard to the list of children's product safety rules.
II. Product Description
The scope of ASTM F2549-14a defines a ``frame child carrier'' as
``a product, normally of sewn fabric construction on a tubular metal or
other frame, which is designed to carry a
[[Page 11114]]
child, in an upright position, on the back of the caregiver.'' The
intended users of frame carriers are children who are able to sit
upright unassisted and weigh between 16 pounds and 50 pounds. Frame
carriers are intended to be worn on the back and suspended from both
shoulders of the caregiver's body in a forward- or rear-facing
position. This type of carrier is often used for hiking and closely
resembles hiking/mountaineering backpacks not intended to be used for
child transport.
III. Market Description
Staff identified 16 firms supplying frame child carriers to the
U.S. market. Typically, frame child carriers cost from $100 to around
$300. Additional firms may supply these products to U.S. consumers.\1\
Most of these firms specialize in manufacturing and/or distributing one
of two distinct types of products: (1) Children's products, including
durable nursery products; or (2) outdoor products, such as camping and
hiking gear. The majority of the 16 known firms are domestic (including
five manufacturers, eight importers, and one firm whose supply source
could not be determined). The remaining two firms are foreign
(including one manufacturer and one firm that imports products from
foreign companies and distributes the products from outside of the
United States).\2\
---------------------------------------------------------------------------
\1\ Since staff prepared the initial regulatory flexibility
analysis, one importer has entered the market, another firm was
purchased (remaining in the market), and a third has established an
official U.S. distributor for their products.
\2\ Staff made these determinations using information from Dun &
Bradstreet and ReferenceUSAGov, as well as firm Web sites.
---------------------------------------------------------------------------
The Commission expects that the frame child carriers of seven of
these firms comply with ASTM F2549 because the firms either: (1)
Certify their carriers through the Juvenile Products Manufacturers
Association (JPMA) (three firms); or (2) claim compliance with the
voluntary standard (four firms).\3\ However, some of the suppliers of
frame child carriers do not supply any other children's products; and
it is possible that these suppliers may be unfamiliar with the
voluntary ASTM standards, a circumstance confirmed by one supplier that
staff contacted during the initial regulatory flexibility analysis
(IRFA) development. The Commission staff attempted unsuccessfully to
obtain information from several firms whose frame child carriers do not
claim compliance with the ASTM standard to determine the extent to
which their carriers might not comply. Staff's testing indicates that
some frame child carriers would not meet all provisions of the ASTM
F2549.
---------------------------------------------------------------------------
\3\ JPMA typically allows 6 months for companies with products
in their certification program to shift to a new standard for
testing and certification once the new standard is published. The
version of the standard that firms currently are likely to be
testing to is ASTM F2549-14. One revision of the standard has been
published since then, but it will become effective for JPMA
certification purposes before February 2015. However, many frame
child carriers are expected to be compliant with ASTM F2549-14a
without modification; and firms compliant with earlier versions of
the standard are likely to remain compliant as the standard evolves.
---------------------------------------------------------------------------
In 2013, the CPSC conducted a Durable Nursery Product Exposure
Survey (DNPES) of U.S. households with children under age 6. Data from
the DNPES indicate that an estimated 2.38 million frame child carriers
are in U.S. households with children under the age of 6 (with 95%
probability that the actual value is between 1.8 million and 2.95
million). Data collected also indicate that about 54 percent of the
frame child carriers in U.S. households with children under age 6 are
in use (an estimated 1.28 million frame carriers, with 95% probability
that the actual value is between about 880,000 and 1.7 million).\4\
---------------------------------------------------------------------------
\4\ These results are preliminary. While the data has undergone
one stage of review and clean-up, this work is ongoing.
---------------------------------------------------------------------------
Staff could not estimate annual injuries because the number of
National Electronic Injury Surveillance System (NEISS) cases was
insufficient to meet the CPSC Directorate for Epidemiology (EPI)
publication criteria. However, given that part of the publication
criteria is that the estimate must be 1,200 or greater over the period
under consideration, presumably, there would be, on average, fewer than
120 injuries annually over the approximately 10-year period considered
by EPI staff. The recent EPI update for the final briefing package is
consistent with this assumption.\5\
---------------------------------------------------------------------------
\5\ Memorandum from Risana T. Chowdhury, Division of Hazard
Analysis, Directorate for Epidemiology, dated November 18, 2013,
Subject: Frame Child Carriers-Related Deaths, Injuries, and
Potential Injuries; January 1, 2003-October 27, 2013; and memorandum
from Risana T. Chowdhury, Division of Hazard Analysis, Directorate
for Epidemiology, dated September 30, 2014, Subject: Frame Child
Carrier-Related Deaths, Injuries, and Potential Injuries Reported
Between October 28, 2013 and September 4, 2014.
---------------------------------------------------------------------------
Combining the maximum annual emergency department-treated injury
estimate with the data collected for the DNPES yields less than about
0.94 emergency department-treated injuries per 10,000 frame child
carriers in use in U.S. households with children under age 6 annually
((120 injuries / 1.28 million frame child carriers in use in U.S.
households with children under age 6) x 10,000).\6\
---------------------------------------------------------------------------
\6\ Using 95% confidence interval values for frame child
carriers in use yields an annual estimate of 0.71 to 1.36 emergency
department-treated injuries per 10,000 frame child carriers in use
in U.S. households with children under age 6.
---------------------------------------------------------------------------
IV. Incident Data
The preamble to the NPR summarized the incident data reported to
the Commission involving frame child carriers from January 1, 2003
through October 27, 2013. 79 FR 28459-60. In the NPR, CPSC's
Directorate for Epidemiology identified a total of 47 incidents,
including 33 injuries and no fatalities related to frame child
carriers. Since the NPR, the Commission has received two new reports
involving frame child carriers from October 28, 2003 through September
28, 2014. One reported a frame child carrier falling off of a chair
with a 14-month-old child in the carrier. The child sustained a head
injury. The second report was of a frame child carrier whose straps and
buckles disintegrated, but no injury was mentioned.
The hazards reported in the new incidents are consistent with the
hazard patterns identified among the incidents presented in the NPR
briefing package. Specifically, staff identified stability and
structural integrity as the two top product-related hazards in the
incident data presented in the NPR package. The hazard for one of the
two new incidents is related to stability, and the other is related to
the structural integrity of the product.
V. Overview of ASTM F2549
ASTM F2549, Standard Consumer Safety Specification for Frame Child
Carriers, is the voluntary standard that addresses the identified
hazard patterns associated with the use of frame child carriers and was
first approved and published in December 2006, as ASTM F2549-06. ASTM
has revised the voluntary standard six times since then. ASTM F2549-14a
is the most recent version, which was approved on July 1, 2014.
A. Proposed Rule
In the NPR, the Commission proposed to incorporate ASTM F2549-14,
which addressed many of the hazard patterns identified for frame child
carriers, with one addition: specifying criteria for the retention
system performance test to provide clear pass/fail criteria for the
frame child carrier's restraints.
B. Current ASTM Standard for Frame Child Carriers (ASTM F2549-14a)
In May 2014, ASTM issued a ballot for ASTM F2549. That ballot
contained language identical to the modification language proposed in
the NPR regarding the pass/fail criteria associated with the
[[Page 11115]]
retention system test. The ASTM subcommittee approved the ballot item.
Therefore, the current version of the voluntary standard, ASTM F2549-
14a, is identical to the requirements proposed in the NPR.
In this rule, the Commission incorporates by reference ASTM F2549-
14a because the Commission's proposed modification in the NPR has been
adopted in ASTM F2549-14a. Thus, ASTM F2549-14a specifies criteria for
the retention system performance test to provide clear pass/fail
criteria for the carrier's restraints.
VI. Response to Comments
The Commission received two comments in response to the NPR. A
summary of each comment topic and response is provided below.
A. Economic Factors
1. Definition of Domestic Manufacturer
Comment: One commenter questioned the number of small domestic
manufacturers cited by CPSC staff and believed that the term ``domestic
manufacturer'' should mean that the product is physically manufactured
in the United States.
Response: CPSC staff uses U.S. Census Bureau guidelines to
determine whether a firm is domestic and whether a firm is a
manufacturer. Under these guidelines, domestic firms are firms filing
tax returns in the United States. The U.S. Census uses the North
American Industry Classification System (NAICS) to determine the type
of business. Under this system, a manufacturer can be a firm/
establishment that processes materials itself or a firm/establishment
that contracts with others to process the materials. The U.S. Small
Business Administration's guidance on the Regulatory Flexibility Act
(SBA Guidance) recommends using NAICS codes in combination with Census
data to identify classes of small entities and estimate their
number.\7\
---------------------------------------------------------------------------
\7\ U.S. Small Business Administration (SBA) Office of Advocacy,
A Guide for Government Agencies: How to Comply with the Regulatory
Flexibility Act, May 2012: 36.
---------------------------------------------------------------------------
2. Impact on Domestic Manufacturers
Comment: One commenter questioned what is meant by an insignificant
impact and asked whether staff's recommendation would be different if
the proposed rule was found to have a significant impact on all or most
small businesses.
The commenter also questioned the use of gross income rather than
net income or profit, particularly as the higher costs of manufacturing
domestically would decrease net income and profit while leaving gross
income unaffected. The commenter suggested that this might, in turn,
lead to an underestimate of the significance of the proposed rule on
firms manufacturing only in the United States.
Response: The Regulatory Flexibility Act (RFA) does not define
``significant impact.'' As stated in the SBA Guidance, the
determination of ``significance'' will ``vary depending on the
economics of the industry or sector.'' The SBA Guidance also notes that
the applicable ``agency is in the best position to gauge the small
entity impacts of its regulations.'' Generally, CPSC staff believes
that an insignificant impact in the context of the regulatory
flexibility analysis means that the impact is expected to be small
enough that changes to a firm's current business operations would be
limited or largely unaffected.
Section 104 of the CPSIA requires that the Commission promulgate a
standard that is either substantially the same as the voluntary
standard or more stringent than such voluntary standard if the
Commission determines that the more stringent standard would further
reduce the risk of injury associated with a product. CPSC may not
propose a less stringent standard based on economic considerations. At
the NPR stage, the Commission proposed adopting the voluntary standard
with the sole addition of specifying the pass/fail criteria for the
existing retention system performance requirement. By doing so, the
Commission proposed adopting the least stringent rule allowed by law.
Therefore, the Commission's proposed rule would have been the same even
if the impact on each and every small business was found to be
significant. The same holds true of the Commission's final rule, which
is to adopt the current voluntary standard without modification. CPSC's
ability to reduce the impact on small businesses is limited in this
case to a later effective date, which would allow firms additional time
to come into compliance, spreading out the associated costs.
The Directorate for Economic Analysis staff typically uses the
gross revenue measure because these data are generally available.
Furthermore, use of gross revenues as an appropriate measure is
consistent with the SBA Guidance.\8\ In the case of small manufacturers
and importers of frame child carriers, no information on profits or net
income was available; therefore, no analysis based on this information
could be undertaken.
---------------------------------------------------------------------------
\8\ Ibid.18.
---------------------------------------------------------------------------
3. Baby Products Survey
Comment: The commenter questioned the Directorate for Economic
Analysis's use of the American Baby Group's 2006 Baby Products Tracking
Study, ``which could be weighted by bias'' and ``may not have been
adjusted for income and proclivities.''
Response: In the IRFA, staff acknowledged the bias inherent in the
study. As noted in the IRFA, the data collected for the Baby Products
Tracking Study do not represent an unbiased statistical sample because
the data are drawn from American Baby magazine's mailing lists.
However, these data were used solely to estimate annual sales of frame
child carriers in the United States and the potential injury risk
associated with this product. The use of the Baby Products Tracking
Study in no way influenced staff's determination of whether the
regulation's impact on firms would be significant or not.
4. Cost/Benefits Disproportion
Comment: One commenter asked that the CPSC ``keep the cost-benefit
ratio appropriate,'' noting that the lack of serious ``or near serious
injuries . . . over the past ten years'' would mean minimal benefits
associated with third party testing ``while such testing costs would be
extremely expensive for small domestic businesses.'' The commenter
requested alternatives, specifically self-certification, and noted that
she does not consider a firm's exit from the market an acceptable
alternative.
Response: The CPSC did not conduct a cost-benefit analysis for the
frame child carrier rule because the rule is being promulgated under
the requirements of section 104 of the CPSIA, which does not require a
cost-benefit analysis. Staff conducted an IRFA to assess the impact of
the rule on small domestic businesses. Benefits are not required to be
considered as part of an IRFA.
As noted above, section 104 of the CPSIA requires the Commission to
adopt a standard that is substantially the same as the voluntary
standard or more stringent than such voluntary standard if the
Commission determines that the more stringent standard would further
reduce the risk of injury associated with a product. Thus, CPSC's
ability to reduce the impact on small firms is limited to providing a
later effective date.
CPSC's ability to address testing costs in the context of section
104 rulemaking
[[Page 11116]]
likewise is limited. In particular, applicable legal requirements do
not allow CPSC to modify the voluntary standard to reduce the testing
costs imposed by a mandatory frame child carrier standard; CPSC is
required to adopt either the voluntary standard or a more stringent
standard.
The discussion in the IRFA of one small domestic manufacturer
leaving the market was based on information supplied by the firm when
contacted. In consideration of that concern and to allow small
businesses additional time to prepare for the impact of the rule, the
final rule provides an 18-month effective date. To address potential
hazards during that 18-month period before the rule takes effect, CPSC
could act to remove any unsafe frame child carriers from the market
using its authorities under section 15 of the Consumer Product Safety
Act (CPSA).
B. Availability of Testing Laboratories
Comment: One commenter stated that she had a problem finding
laboratories that could conduct the proposed testing.
Response: In a follow-up phone conversation with the commenter,
staff provided specific contacts for three laboratories. Although not
yet accredited to test frame child carriers, all three laboratories are
capable of testing frame child carriers to the final rule because they
have experience testing frame child carriers to the ASTM standard
referenced in the final rule.
C. Testing Equipment Issues
One commenter raised several issues or questions regarding the test
equipment specified in the ASTM standard.
1. CAMI Dummy Availability
Comment: One commenter was unable to secure the CAMI dummy due to
its price and the lead-time needed to order it.
Response: Unfortunately, CAMI dummies are only available through
the one company that makes them; thus, there are no less expensive
versions available. However, there is no requirement for firms to
perform testing themselves; thus, there is no requirement to purchase a
CAMI dummy or any of the test equipment. Third party testing
laboratories offer many services, not just certification testing.
Testing laboratories can perform product assessments and pre-
certification testing as well.
2. CAMI Dummy Applicability
Comment: One commenter believed the size of the test dummy required
by the standard is not indicative of a typical user of a frame child
carrier. In addition, the commenter noted that the test dummy does not
take into account items such as seasonal clothing on the child, which
could increase the overall size of the occupant.
Response: The CAMI dummy referenced in the ASTM standard is modeled
after the average (50th percentile) 6-month-old child, which is the
youngest user normally specified for these carriers. The CAMI dummy is
used in the standard to simulate the youngest user because the hazards
being addressed (falling through leg openings, etc.) are more likely to
occur with the youngest user. The older (larger) users are not as
vulnerable to the specific hazards where testing requires using a CAMI
dummy. Therefore, the test procedure uses a conservative approach and
simulates use by the smallest (youngest) user. Adding a new test, or
using an ``older'' dummy (or one wearing heavy clothes), would not
capture any additional hazards and would only make the testing more
expensive.
3. Test Sphere
Comment: One commenter stated that she could not find the test
sphere.
Response: The test sphere is not an off-the-shelf product. The
standard defines the test sphere as a sphere, 16.5 inches (419.1 mm) in
diameter, which is fabricated from a smooth, rigid material and weighs
7.0 pounds (3.2 kg). Those are the only design specifications. Staff is
aware of test spheres fabricated from wood, metal, or plastic. Any
competent machine shop or woodworking facility should be able to make
one to the correct weight and size.
4. Test Sphere vs. CAMI Dummy
Comment: One commenter believed the use of the test sphere for the
leg opening test is not reasonable because the shape is different from
a child, and a sphere cannot use a safety harness. The commenter
requested that a CAMI dummy be used instead.
Response: The goal of this performance requirement is to model a
worst-case-use scenario associated with a specific hazard; i.e., an
occupant slipping both legs and body through one leg opening. If the
product passes a conservative, worst-case scenario test, the product
would be safe in that particular respect for all users. For the leg-
opening test, the test sphere simulates the smallest user's hip
dimension. The requirement is intended to address the hazard associated
with the smallest users who may be getting both legs/body into one leg
hole and sliding out of the frame child carrier. Thus, the worst-case
scenario is to take into account the smallest user's hip dimensions.
Lastly, and more importantly, using a smooth, rigid, and consistently
dimensioned sphere is more likely to provide repeatable results. This
means that the same frame carrier would consistently pass (or fail) the
test, irrespective of the test laboratory or technician running the
test. The CAMI dummy is made from canvas fabric, and with age and use,
the flexibility and texture of the dummy changes. Thus, a frame child
carrier tested to the leg-opening requirement might fail the
requirement if a worn CAMI dummy were used but would pass if a brand
new CAMI dummy were used. Thus, staff agrees with ASTM that the test
sphere is the right test probe. Leg opening tests are used in various
other children's product standards; and the use of test equipment, such
as spheres and probes, to conduct these tests is common practice.
D. Pre-Certification Testing
Comment: One commenter expected to send products to a certified
laboratory only after having pre-tested them, which she claims would
not be possible because of the problems associated with obtaining the
testing equipment.
Response: As mentioned in another response to a comment, firms are
not required to pre-test their products before having the products
tested by a third party laboratory for certification. It is, however,
understandable that companies would like to be assured that their
products will pass, before sending them out for certification testing.
In that case, firms have multiple alternatives. They can purchase the
equipment and undertake the testing themselves, or they can contract
with a qualified testing laboratory to conduct the pre-testing.
E. Self-Certification
Comment: One commenter, a registered small batch manufacturer,
asked why CPSC cannot apply the small batch rules for registered small
batch manufacturers to the third party testing requirements for section
104 rules. The commenter suggested removing the third party testing
requirement from the rule and providing small batch manufacturers with
the alternative to self-certify. The commenter noted that CPSC has
already allowed for exemptions from the CPSIA's third party testing
requirements for small batch manufacturers.
Response: Section 14(a)(2) of the CPSA requires that all children's
products subject to a children's product safety rule, like the rule for
frame child
[[Page 11117]]
carriers, must be third party tested. 15 U.S.C. 2063(a)(2). Section
14(g)(4) of the Consumer Product Safety Act allows exceptions to third
party testing for small batch manufacturers. However, that provision
does not allow the Commission to provide small batch manufacturers any
alternative requirements or exemptions for rules for durable infant and
toddler products promulgated under section 104. Id. 2063(g)(4)(C)(ii).
The rule for frame child carriers is promulgated under the legal
authority in section 104 of the CPSIA. Therefore, the Commission does
not have the legal authority to allow for self-certification for small
batch manufacturers for the frame child carrier rule.
F. Training Opportunities
Comment: One commenter noted that CPSC staff will be conducting
training for buyers and sourcing professionals dealing in electrical-
electric-appliances, apparel, and toys in China. The commenter was
concerned that similar training with respect to the mandatory rule for
frame child carriers would give a competitive advantage to importers
and foreign manufacturers whose products are made offshore.
Response: CPSC staff routinely conducts industry training both
abroad and in the United States. During fiscal year 2013, for instance,
we conducted 12 training events for industry abroad. For the same
period, we conducted 14 training events domestically. Moreover, the
Office of Compliance participated in public or webcast meetings
throughout fiscal year 2013 to discuss newly issued and existing rules
and requirements; these materials generally are made available to the
general public. Many of these materials are available at
www.slideshare.net/USCPSC for download and review. Since Fiscal Year
2012, we have uploaded 120 presentations on a variety of topic areas to
SlideShare. The total number of these meetings was 88, the majority of
which were domestic. Staff anticipates continuing such training
opportunities both abroad and domestically.
G. Compliance Issues
Comment: One commenter asked for clarification about what
constitutes a different model of a product and what changes to the
frame child carrier would constitute enough of a difference to require
additional third party testing.
Response: Guidance regarding material change testing is available
on the CPSC Web site, which contains information about applicable
definitions and legal requirements. It is a manufacturer's
responsibility to determine when a product change constitutes a
different model. How this determination is made governs whether
different models could require third party testing and certification. A
material change to the product's design or manufacturing process, as
well as a new source of component parts for the product, could affect
the product's ability to comply with the applicable children's product
safety rule and could be considered enough of a change to require
additional testing.
The frame child carrier rule is a children's product safety rule
subject to third party testing. The manufacturer only has to retest the
product if there is a material change. If the material change only
affects certain component parts; component part testing can be
sufficient for that component part only, so long as the material change
will not affect the finished product's ability to comply with the
applicable children's product safety rules.
H. Effective Date
Comment: One commenter agreed with the proposed 6-month effective
date for the standard, while another commenter expressed concerns about
whether a domestic test laboratory would be willing to perform testing
to the mandatory frame child carrier standard if only three U.S. firms
were requesting third party testing. A second commenter suggested that
the rule could impose ``excessive costs,'' damaging to the commenter's
firm.
Response: As previously noted, the sole alternative staff can
recommend to help minimize the impact of the mandatory standard is a
later effective date. A later effective date would allow manufacturers
and test laboratories additional time to prepare for the rule's
requirements. A later effective date would reduce the economic impact
on small firms in two ways. First, firms would be less likely to
experience a lapse in production, which could result if firms are
unable to develop compliant frame child carriers and third party test
them within the required timeframe. Second, firms could spread costs
over a longer time period, thereby reducing their annual costs and the
present value of their total costs.
Staff does not agree with the second commenter's concerns regarding
the potential difficulty in securing a U.S. (or foreign) test
laboratory accredited to test frame child carriers. Inquiries made of
three domestic laboratories who are qualified to test frame child
carriers indicated that these test laboratories already have the ASTM
standard for frame child carriers in their accreditation scope. All
three labs include the ASTM standard in their accreditation and intend
to apply for CPSC acceptance for testing to the regulation after a
final rule is published. Staff believes that laboratories will be able
to complete the necessary procedures to permit testing under the new
frame carrier rule within the 18-month period before effectiveness of
the rule.
However, CPSC staff cannot rule out a significant impact on small
businesses whose frame child carriers do not comply with the final
rule. Therefore, as discussed above, the final rule provides an 18-
month effective date to reduce the impact of the mandatory standard, to
the extent possible, on small businesses.
VII. Final Rule
A. Final Rule for Part 1230 and Incorporation by Reference
Section 1230.2 of the final rule provides that frame child carriers
must comply with ASTM F2549-14a. The Office of the Federal Register
(OFR) has regulations concerning incorporation by reference. 1 CFR part
51. The OFR recently revised these regulations to require that, for a
final rule, agencies must discuss in the preamble of the rule ways that
the materials the agency incorporates by reference are reasonably
available to interested persons and how interested parties can obtain
the materials. In addition, the preamble of the rule must summarize the
material. 1 CFR 51.5(b).
In accordance with the OFR's requirements, the discussion in this
section summarizes the provisions of ASTM F2549-14a. Interested persons
may purchase a copy of ASTM F2549-14a from ASTM, either through ASTM's
Web site or by mail at the address provided above and in the rule. One
may also inspect a copy of the standard at the CPSC's Office of the
Secretary, U.S. Consumer Product Safety Commission, or at NARA, as
discussed above. We note that the Commission and ASTM arranged for
commenters to have ``read only'' access to ASTM F 2549-14a during the
NPR's comment period.
The CPSC is incorporating by reference ASTM F2549-14a because ASTM
F2549-14a includes the Commission's proposed modification in the NPR to
specify criteria for the retention system performance test to provide
clear pass/fail criteria for the carrier's restraints.
ASTM F2549-14a contains requirements covering:
Sharp points
small Parts
lead in paint
[[Page 11118]]
flammability requirements
scissoring, shearing, pinching
openings
exposed coil springs
locking and latching (for carriers that fold for storage)
unintentional folding (for carriers with kick stands that can
stand freely)
labeling
protective components
structural integrity
leg openings (to help prevent smaller occupants from falling
out of the carrier through a single leg opening)
dynamic strength (tests the frame, fasteners, and seams/
stitching under dynamic conditions to help prevent breakage or
separation)
static load (ensures the carrier can hold three times the
maximum recommended weight)
stability (for carriers that can stand freely)
restraints (requires that all carriers have a restraint system
and also provides a method for testing the restraints), and
handle integrity (helps prevent the handle from breaking or
separating when it is pulled with three times the maximum recommended
weight).
B. Amendment to 16 CFR Part 1112 To Include NOR for Frame Child
Carriers Standard
The final rule amends part 1112 to add a new section 1112.15(b)(38)
that lists 16 CFR part 1230, Safety Standard for Frame Child Carriers
as a children's products safety rule for which the Commission has
issued an NOR. Section XIII of the preamble provides additional
background information regarding certification of frame child carriers
and issuance of an NOR.
VIII. Effective Date
The Administrative Procedure Act (APA) generally requires that the
effective date of the rule be at least 30 days after publication of the
final rule. 5 U.S.C. 553(d). The safety standard for frame child
carriers and the corresponding changes to the part 1112 rule regarding
requirements for third party conformity assessment bodies will become
effective 18 months after publication of the final rule in the Federal
Register. The rule provides an 18-month effective date to allow firms
whose frame child carriers may not comply with the voluntary ASTM
standard additional time to come into compliance with the mandatory
frame child carrier rule. Of the nine supplying firms contacted, four
provided information on the time table required for redevelopment.
Eighteen months reflects the maximum length of time these firms
indicated might be necessary and will allow the greatest flexibility to
small firms that may be significantly affected by the mandatory frame
child carrier standard.
IX. Regulatory Flexibility Act
A. Introduction
The Regulatory Flexibility Act (RFA), 5 U.S.C. 601-612, requires
agencies to consider the impact of proposed and final rules on small
entities, including small businesses. Section 604 of the RFA requires
that agencies prepare a final regulatory flexibility analysis (FRFA)
when promulgating final rules, unless the head of the agency certifies
that the rule will not have a significant impact on a substantial
number of small entities. The FRFA must describe the impact of the rule
on small entities. Specifically, the final regulatory flexibility
analysis must contain:
A statement of the need for, and objectives of, the rule;
a statement of the significant issues raised by the public
comments in response to the initial regulatory flexibility analysis, a
statement of the assessment of the agency of such issues, and a
statement of any changes made in the proposed rule as a result of such
comments;
the response of the agency to any comments filed by the
Chief Counsel for Advocacy of the Small Business Administration in
response to the proposed rule, and a detailed statement of any change
made to the proposed rule in the final rule as a result of the
comments;
a description of and an estimate of the number of small
entities to which the rule will apply or an explanation of why no such
estimate is available;
a description of the projected reporting, recordkeeping,
and other compliance requirements of the rule, including an estimate of
the classes of small entities which will be subject to the requirement
and the type of professional skills necessary for the preparation of
the report or record; and
a description of the steps the agency has taken to
minimize the significant economic impact on small entities consistent
with the stated objectives of applicable statutes, including a
statement of the factual, policy, and legal reasons for selecting the
alternative adopted in the final rule and why each one of the other
significant alternatives to the rule considered by the agency which
affect the impact on small entities was rejected.
B. Reason for Agency Action
The Danny Keysar Child Product Safety Notification Act, section 104
of the CPSIA, requires the CPSC to promulgate mandatory standards for
durable infant or toddler products that are substantially the same as,
or more stringent than, the voluntary standard. Infant carriers are
included in the definition of ``durable infant or toddler products''
subject to section 104 of the CPSIA. CPSC staff worked closely with
ASTM stakeholders to develop the requirements and the pass/fail
criteria associated with the retention system test procedures that have
been incorporated into ASTM F2549-14a, which forms the basis for the
mandatory standard.
C. Other Federal Rules
The frame child carrier mandatory standard will have implications
for two separate, existing federal rules: (1) Testing and Labeling
Pertaining to Product Certification (16 CFR part 1107); and (2)
Requirements Pertaining to Third Party Conformity Assessment Bodies (16
CFR part 1112).
The testing and labeling rule (16 CFR part 1107) requires that
manufacturers of children's products subject to product safety rules,
certify, based on third party testing, that their children's products
comply with all applicable safety rules. Because frame child carriers
will be subject to a mandatory rule, they will also be subject to the
third party testing requirements when the rule becomes effective.
In addition, section 14(a)(2) of the CPSA requires the third party
testing of children's products to be conducted by CPSC-accepted
laboratories. Section 14(a)(3) of the CPSA requires the Commission to
publish a notice of requirements (NOR) for the accreditation of third
party conformity assessment bodies (i.e., testing laboratories) to test
for conformance with each children's product safety rule. These NORs
are set forth in 16 CFR part 1112. The final rule is amending part 1112
to include frame child carriers in the list of NORs issued by the
Commission.
D. Impact on Small Businesses
There are approximately 16 firms currently known to be marketing
frame child carriers in the United States, 14 of which are domestic.
Under SBA guidelines, a manufacturer of frame child carriers is
categorized as small if the entity has 500 or fewer employees, and
importers and wholesalers are considered small if they have 100 or
fewer employees. We limited our analysis to domestic firms because SBA
guidelines and definitions pertain to U.S.-based entities. Based on
these guidelines, about 11 of the identified 16 firms are small--four
domestic
[[Page 11119]]
manufacturers, six domestic importers, and one domestic firm with an
unknown supply source. Additional unknown small domestic frame child
carrier suppliers operating in the U.S. market may exist.
The impact of the final frame child carrier rule on the domestic
manufacturers and importers considered to be small depends upon two
factors: (1) Whether, and the degree to which, their frame child
carriers comply with the voluntary standard; and (2) the importance of
frame child carriers to the firm's overall product line. The effect of
these two factors on small manufacturers and small importers is
discussed below.
Small Manufacturers
Aside from third party testing requirements, discussed below, the
final rule is likely to have little or no impact on the three (of four)
small domestic manufacturers whose frame child carriers are compliant
with the ASTM voluntary standard currently in effect for JPMA testing
and certification purposes (ASTM F2549-14). We anticipate these firms
will remain compliant with the voluntary standard as the standard
changes because the firms follow, and in at least one case, participate
actively in the voluntary standard development process. Therefore,
compliance with the evolving voluntary standard is part of an
established business practice. ASTM F2549-14a, the voluntary standard
that the final rule incorporates by reference as the mandatory standard
for frame child carriers, will be in effect already for JPMA testing
and certification purposes before the mandatory standard goes into
effect. These firms are likely to be in compliance based on their
history.
The remaining small manufacturer would experience some economic
impacts of unknown size. Based on discussions with a company
representative, this firm does not know whether its products comply
with the voluntary standard. When contacted by staff prior to the NPR,
the firm was unaware of the ASTM standard. Based on subsequent staff
conversations, the firm has not yet tested its products to the
voluntary standard. Initially, the company's representative indicated
that the firm would likely discontinue production of its frame child
carriers, regardless of whether they complied with the frame child
carriers rule. However, subsequent information from the company
suggests that the company likely will stay in the market and modify its
frame child carriers, if necessary, to meet the final rule. This firm
produces many other products and has indicated that frame child
carriers do not represent a large portion of the firm's product line.
However, the extent of the changes that may be required to meet the
mandatory standard is unknown, as is the exact percentage of revenues
that frame child carriers constitute for the firm. Because we have no
basis for quantifying the size of the impact, we cannot rule out a
significant economic impact for this firm.\9\
---------------------------------------------------------------------------
\9\ It should be noted that the company representative believes
that the impact of the rule on the firm will be significant.
However, much of the perceived impact is due to third party testing
costs which are considered separately later in this section.
---------------------------------------------------------------------------
The 18-month effective date for the final frame child carrier rule
should help reduce the impact of the final rule on the known small
manufacturer whose frame child carriers may not comply with the rule.
This would give the firm additional time to develop new or modified
products and spread costs over a longer time frame.
Under section 14 of the CPSA, once the new frame child carrier
requirements become effective, all manufacturers will be subject to the
additional costs associated with the third party testing and
certification requirements under the testing rule, Testing and Labeling
Pertaining to Product Certification (16 CFR part 1107). Third party
testing will include any physical and mechanical test requirements
specified in the final frame child carrier rule; lead testing is
already required, and testing for phthalates may also be required.
Third party testing costs are in addition to the direct costs of
meeting the mandatory frame child carriers standard.
CPSC staff contacted several frame child carrier suppliers
regarding testing costs. Two firms provided estimates that included
both physical and mechanical testing to the current ASTM standard, as
well as lead and phthalate testing. Firms must test for lead and may be
required to test for phthalates regardless of any rule for frame child
carriers. Including lead and phthalate testing, one firm estimated
testing costs to be $800 to $1,100 per unit tested, and the other firm
estimated the costs to be about $1,300 per unit. Estimates provided by
durable nursery product suppliers subject to other section 104
rulemakings indicate that around 40 percent to 50 percent of testing
costs can be attributed to structural requirements, with the remaining
50 percent to 60 percent resulting from chemical testing (e.g., lead
and phthalates). Therefore, staff estimates the ASTM voluntary standard
portion of the frame child carrier testing cost estimates to be $320 to
$550 per sample tested ($800 x .4 to $1,100 x .5) and $520 to $650 per
sample tested ($1,300 x .4 to $1,300 x .5), respectively. A third frame
child carrier supplier provided an estimate of $500 to $750 for testing
to the ASTM standard separately. These estimates demonstrate that
testing costs can vary widely. Elements that can influence costs
include where the testing is performed and whether a firm can negotiate
rates based on volume for one or more products.
Staff's review of the frame child carriers market shows that, on
average, each small domestic manufacturer supplies three different
models of frame child carriers to the U.S. market annually. Therefore,
if third party testing were conducted every year, third party testing
costs for each manufacturer would be about $960 ($320 x 3) to $2,250
($750 x 3) annually, if only one sample were tested for each model.
Based on an examination of each small domestic manufacturer's revenues
from recent Dun & Bradstreet (D&B) or ReferenceUSAGov reports, the
impact of third party testing to ASTM F2549-14a will be significantly
less than 1 percent of revenue for the three small domestic
manufacturers for whom revenue data are available (i.e., testing costs
less than 1 percent of gross revenue). Although the testing and
labeling rule (16 CFR part 1107) is not explicit regarding the number
of samples firms will need to test to meet the ``high degree of
assurance'' criterion, more than 20 units per model would be required
before the testing costs of any of the three small manufacturers with
available revenue data would exceed 1 percent of gross revenue.\10\
However, testing costs could be significant for the one small
manufacturer for which revenue data were unavailable, given that the
entity only recently entered the frame child carriers market and
manufactures no other products.
---------------------------------------------------------------------------
\10\ One of these firms commented that their actual testing
costs will be higher than estimated in the NPR. However, even if the
firm's testing costs were twice those estimated here, testing costs
are unlikely to exceed 1 percent of the firm's publically reported
gross revenue.
---------------------------------------------------------------------------
Small Importers
As noted above, six small firms import frame child carriers, with
two of them currently importing compliant carriers. Absent a mandatory
regulation, these two small importers of frame child carriers would
likely remain compliant with new versions of the voluntary standard.
Given that the two small importers have developed a pattern of
compliance with the ASTM voluntary
[[Page 11120]]
standard as the voluntary standard evolves, and that the final rule is
a soon-to-be-effective voluntary standard for JPMA testing, ASTM F2549-
14a, the two small importers of compliant products would likely
experience little or no direct costs if the final rule is implemented.
The extent of the economic impact on the four small importers with
frame child carriers that do not comply with the voluntary standard
will depend upon the product changes required to comply and how their
supplying firms respond. Because no small importers with noncompliant
frame child carriers responded to requests for information, staff
cannot estimate the precise economic impact on these firms.
However, in general, if their supplying firm comes into compliance,
the importer could elect to continue importing the frame child
carriers. Any increase in production costs experienced by their
suppliers from changes made to meet the mandatory standard may be
passed on to the importers. If an importer decides that it is unwilling
or unable to accept the increased costs, or if the importer's supplier
decides not to comply with the mandatory standard, there are three
alternatives available. First, importers could find another supplier of
frame child carriers. This could result in increased costs, as well,
depending, for example, on whether the alternative supplier must modify
their carriers to comply with the mandatory standard. Second, firms
could import a different product in place of their frame child
carriers. This alternative would help mitigate the economic impact of
the mandatory standard on these firms. Finally, importers could stop
importing frame child carriers and make no other changes to their
product line.
As with manufacturers, all importers will be subject to third party
testing and certification requirements, and consequently, will be
subject to costs similar to those for manufacturers, if their supplying
foreign firm(s) does not perform third party testing. These costs
appear unlikely to exceed 1 percent of gross revenue for the two small
domestic importers for which revenue information is available, unless
more than 10 or 30 units per model were required to be tested to
provide a ``high degree of assurance,'' respectively. The impact on the
other four small importers could not be determined or quantified, and
thus, we cannot rule out a significant economic impact.
E. Alternatives
Section 104 of the CPSIA requires that the Commission promulgate a
standard that is either substantially the same as the voluntary
standard or more stringent. Therefore, the final frame child carrier
rule (adoption of the voluntary standard, ASTM F2549-14a, with no
modifications) is the minimum required by law. Consequently, the sole
recommendation that staff can make to minimize (but not eliminate) the
rule's economic impact is a later effective date. As discussed above, a
later effective date would reduce the economic impact on small frame
child carrier firms in two ways.
Because the economic impact of the frame child carriers rule on
small firms could not be determined or quantified, staff cannot rule
out a significant impact. Therefore, the final rule has an 18-month
effective date, which was the maximum estimated period of time that
frame child carrier firms familiar with the ASTM standard advised staff
the firms would need for new product development. The minimum period of
time estimated was 6 months, but only one of the four firms that
responded to this question supported that time estimate. Of the nine
supplying firms that staff contacted, four provided information on the
time table required for redevelopment. Eighteen months reflects the
maximum length of time these firms indicated might be necessary and
will allow the greatest flexibility to small firms that may be
significantly affected by the mandatory frame child carriers standard.
X. Environmental Considerations
The Commission's regulations address whether we are required to
prepare an environmental assessment or an environmental impact
statement. These regulations provide a categorical exclusion for
certain CPSC actions that normally have ``little or no potential for
affecting the human environment.'' Among those actions are rules or
safety standards for consumer products. 16 CFR 1021.5(c)(1). The rule
falls within the categorical exclusion.
XI. Paperwork Reduction Act
This rule contains information collection requirements that are
subject to public comment and review by the Office of Management and
Budget (OMB) under the Paperwork Reduction Act of 1995 (44 U.S.C. 3501-
3521). The preamble to the proposed rule (79 FR 28466 through 28467)
discussed the information collection burden of the proposed rule and
specifically requested comments on the accuracy of our estimates.
Sections 8 and 9 of ASTM F2549-14a contain requirements for marking,
labeling, and instructional literature. These requirements fall within
the definition of ``collection of information,'' as defined in 44
U.S.C. 3502(3).
OMB has assigned control number 3041-0166 to this information
collection. The Commission did not receive any comments regarding the
information collection burden of this proposal. However, the final rule
makes modifications regarding the information collection burden because
the number of estimated suppliers subject to the information collection
burden is now estimated at 16 firms, rather than the 15 firms initially
estimated in the proposed rule.
Accordingly, the estimated burden of this collection of information
is modified as follows:
Table 1--Estimated Annual Reporting Burden
--------------------------------------------------------------------------------------------------------------------------------------------------------
Number of Frequency of Total annual Hours per Total burden
16 CFR section respondents responses responses response hours
--------------------------------------------------------------------------------------------------------------------------------------------------------
1230.2(a).......................................................... 16 3 48 1 48
--------------------------------------------------------------------------------------------------------------------------------------------------------
XII. Preemption
Section 26(a) of the CPSA, 15 U.S.C. 2075(a), provides that if a
consumer product safety standard is in effect and applies to a product,
no state or political subdivision of a state may either establish or
continue in effect a requirement dealing with the same risk of injury
unless the state requirement is identical to the federal standard.
Section 26(c) of the CPSA also provides that states or political
subdivisions of states may apply to the Commission for an exemption
from this preemption under certain circumstances. Section 104(b) of the
CPSIA refers to the rules to be issued under that section as ``consumer
product safety rules,'' thus, implying that the preemptive effect of
section 26(a) of the CPSA would apply. Therefore, a rule issued under
section
[[Page 11121]]
104 of the CPSIA will invoke the preemptive effect of section 26(a) of
the CPSA when the rule becomes effective.
XIII. Certification and Notice of Requirements (NOR)
Section 14(a) of the CPSA imposes the requirement that products
subject to a consumer product safety rule under the CPSA, or to a
similar rule, ban, standard, or regulation under any other Act enforced
by the Commission, must be certified as complying with all applicable
CPSC-enforced requirements. 15 U.S.C. 2063(a). Section 14(a)(2) of the
CPSA requires that certification of children's products subject to a
children's product safety rule be based on testing conducted by a CPSC-
accepted third party conformity assessment body. Section 14(a)(3) of
the CPSA requires the Commission to publish a NOR for the accreditation
of third party conformity assessment bodies (or laboratories) to assess
conformity with a children's product safety rule to which a children's
product is subject. The ``Safety Standard for Frame Child Carriers,''
to be codified at 16 CFR part 1230, is a children's product safety rule
that requires the issuance of an NOR.
The Commission published a final rule, Requirements Pertaining to
Third Party Conformity Assessment Bodies, 78 FR 15836 (March 12, 2013),
which is codified at 16 CFR part 1112 (referred to here as part 1112).
This rule became effective on June 10, 2013. Part 1112 establishes
requirements for accreditation of third party conformity assessment
bodies (or laboratories) to test for conformance with a children's
product safety rule in accordance with section 14(a)(2) of the CPSA.
Part 1112 also codifies a list of all of the NORs that the CPSC had
published at the time part 1112 was issued. All NORs issued after the
Commission published part 1112, such as the standard for frame child
carriers, require the Commission to amend part 1112. Accordingly, the
Commission is now amending part 1112 to include the standard for frame
child carriers in the list of other children's product safety rules for
which the CPSC has issued NORs.
Laboratories applying for acceptance as a CPSC-accepted third party
conformity assessment body to test to the new standard for frame child
carriers would be required to meet the third party conformity
assessment body accreditation requirements in 16 CFR part 1112,
Requirements Pertaining to Third Party Conformity Assessment Bodies.
When a laboratory meets the requirements as a CPSC-accepted third party
conformity assessment body, the laboratory can apply to the CPSC to
have 16 CFR part 1230, Safety Standard for Frame Child Carriers,
included in its scope of accreditation of CPSC safety rules listed for
the laboratory on the CPSC Web site at: www.cpsc.gov/labsearch.
CPSC staff conducted a FRFA as part of the process of promulgating
the part 1112 rule (78 FR 15836, 15855-58), as required by the RFA.
Briefly, the FRFA concluded that the accreditation requirements would
not have a significant adverse impact on a substantial number of small
laboratories because no requirements were imposed on laboratories that
did not intend to provide third party testing services. The only
laboratories that were expected to provide such services were those
that anticipated receiving sufficient revenue from the mandated testing
to justify accepting the requirements as a business decision.
Based on similar reasoning, amending 16 CFR part 1112 to include
the NOR for the frame child carrier standard will not have a
significant adverse impact on small laboratories. Based upon the
relatively small number of laboratories in the United States that have
applied for CPSC acceptance of the accreditation to test for
conformance to other juvenile product standards, we expect that only a
few laboratories will seek CPSC acceptance of their accreditation to
test for conformance with the frame child carrier standard. Most of
these laboratories will have already been accredited to test for
conformance to other juvenile product standards, and the only costs to
them would be the cost of adding the frame child carrier standard to
their scope of accreditation. Costs should be negligible, as these
laboratories are already familiar with the requirements for CPSC
accreditation under 16 CFR part 1112 and have experience with this
process for other durable nursery products under section 104 of the
CPSIA. As a consequence, the Commission could certify that the NOR for
the frame child carriers standard will not have a significant impact on
a substantial number of small entities.
List of Subjects
16 CFR Part 1112
Administrative practice and procedure, Audit, Consumer protection,
Reporting and recordkeeping requirements, Third party conformity
assessment body.
16 CFR Part 1230
Consumer protection, Imports, Incorporation by reference, Infants
and children, Labeling, Law enforcement, and Toys.
For the reasons discussed in the preamble, the Commission amends
Title 16 of the Code of Federal Regulations, as follows:
PART 1112--REQUIREMENTS PERTAINING TO THIRD PARTY CONFORMITY
ASSESSMENT BODIES
0
1. The authority citation for part 1112 continues to read as follows:
Authority: 15 U.S.C. 2063; Pub. L. 110-314, section 3, 122
Stat. 3016, 3017 (2008).
0
2. Amend Sec. 1112.15 by adding paragraph (b)(38) to read as follows:
Sec. 1112.15 When can a third party conformity assessment body apply
for CPSC acceptance for a particular CPSC rule and/or test method?
* * * * *
(b) * * *
(38) 16 CFR part 1230, Safety Standard for Frame Child Carriers.
* * * * *
0
3. Add part 1230 to read as follows:
PART 1230--SAFETY STANDARD FOR FRAME CHILD CARRIERS
Sec.
1230.1 Scope.
1230.2 Requirements for frame child carriers.
Authority: The Consumer Product Safety Improvement Act of 2008,
Pub. L. 110-314, Sec. 104, 122 Stat. 3016 (August 14, 2008); Pub.
L. 112-28, 125 Stat. 273 (August 12, 2011).
Sec. 1230.1 Scope.
This part establishes a consumer product safety standard for frame
child carriers.
Sec. 1230.2 Requirements for frame child carriers.
Each frame child carrier must comply with all applicable provisions
of ASTM F2549-14a, Standard Consumer Safety Specification for Frame
Child Carriers, approved on July 1, 2014. The Director of the Federal
Register approves this incorporation by reference in accordance with 5
U.S.C. 552(a) and 1 CFR part 51. You may obtain a copy from ASTM
International, 100 Bar Harbor Drive, P.O. Box 0700, West Conshohocken,
PA 19428; https://www.astm.org. You may inspect a copy at the Office of
the Secretary, U.S. Consumer Product Safety Commission, Room 820, 4330
East West Highway, Bethesda, MD 20814, telephone 301-504-7923, or at
the National Archives and Records Administration (NARA). For
information on the availability of this material at NARA, call 202-741-
6030, or go to: https://www.archives.gov/
[[Page 11122]]
federal_register/code_of_federalregulations/ibr_locations.html.
Alberta E. Mills,
Acting Secretary, Consumer Product Safety Commission.
[FR Doc. 2015-03717 Filed 2-27-15; 8:45 am]
BILLING CODE 6355-01-P