Over-the-Counter Sunscreen Drug Products-Regulatory Status of Enzacamene, 10026-10035 [2015-03884]
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10026
Federal Register / Vol. 80, No. 37 / Wednesday, February 25, 2015 / Proposed Rules
TABLE 11a—UNIQUE PERSONS OVER PERCENTAGES OF PROPOSED POSITION LIMIT LEVELS, JANUARY 1, 2013, TO
DECEMBER 31, 2014—Continued
Unique persons over level
Percent of
level
Commodity type/core referenced futures contract
Spot month
(physicaldelivery)
80
100
500
60
80
100
500
NYMEX RBOB Gasoline (RB) .............................................
Spot month
(cash-settled)
Single month
All months
49
31
—
97
67
36
—
63
44
5
57
52
37
(*)
7
(*)
—
26
15
11
—
9
6
—
30
17
12
—
12
9
4
13
9
5
9
4
(*)
9
5
(*)
11
7
(*)
—
—
—
—
—
—
—
—
—
—
—
—
—
—
—
61
37
29
22
14
10
34
20
16
12
9
4
29
18
9
62
40
30
24
14
11
32
21
16
13
5
4
29
18
9
Metals
COMEX Copper (HG) ..........................................................
60
80
100
60
80
100
60
80
100
60
80
100
60
80
100
COMEX Gold (GC) ..............................................................
COMEX Silver (SI) ...............................................................
NYMEX Palladium (PA) .......................................................
NYMEX Platinum (PL) .........................................................
Legend:
* means fewer than 4 unique owners exceeded the level.
— means no unique owner exceeded the level.
NA means not applicable.14
Both comment periods will reopen on
February 26, 2015, and will close on
March 28, 2015.
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
Issued in Washington, DC, on February 19,
2015, by the Commission.
Christopher J. Kirkpatrick,
Secretary of the Commission.
21 CFR Part 310
Note: The following appendix will not
appear in the Code of Federal Regulations.
Appendix to Position Limits for
Derivatives and Aggregation of
Positions Reopening of Comment
Periods—Commission Voting Summary
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The Food and Drug
Administration (FDA or the Agency) is
issuing a proposed sunscreen order
(proposed order) under the Federal
Food, Drug, and Cosmetic Act (the
FD&C Act), as amended by the
Sunscreen Innovation Act (SIA). The
proposed order announces FDA’s
tentative determination that
enzacamene is not generally recognized
as safe and effective (GRASE) and is
misbranded when used in over-thecounter (OTC) sunscreen products
SUMMARY:
BILLING CODE 6351–01–P
14 Table notes: (1) Aggregation exemptions were
not used in computing the counts of unique
persons; (2) the position data was for futures,
futures options and swaps that are significant price
discovery contracts (SPDCs).
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Food and Drug Administration,
HHS.
ACTION:
[FR Doc. 2015–03834 Filed 2–24–15; 8:45 am]
15:09 Feb 24, 2015
Over-the-Counter Sunscreen Drug
Products—Regulatory Status of
Enzacamene
AGENCY:
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Submit either electronic or
written comments on this proposed
order by April 13, 2015. Sponsors may
submit written requests for a meeting
with FDA to discuss this proposed order
by March 27, 2015. See section VI for
the proposed effective date of a final
order based on this proposed order.
ADDRESSES: You may submit comments
by any of the following methods:
DATES:
[Docket Nos. FDA–2003–N–0196 (Formerly
2003N–0233), FDA–1978–N–0018 (Formerly
1978N–0038 and 78N–0038), and FDA–1996–
N–0006 (Formerly 96N–0277)]
Proposed order; request for
comments.
On this matter, Chairman Massad and
Commissioners Wetjen, Bowen, and
Giancarlo voted in the affirmative. No
Commissioner voted in the negative.
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Food and Drug Administration
because the currently available data are
insufficient to classify it as GRASE and
not misbranded, and additional
information is needed to allow us to
determine otherwise.
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Electronic Submissions
Submit electronic comments in the
following way:
• Federal eRulemaking Portal: https://
www.regulations.gov. Follow the
instructions for submitting comments.
Written Submissions
Submit written submissions in the
following ways:
• Mail/Hand delivery/Courier (for
paper submissions): Division of Dockets
Management (HFA–305), Food and Drug
Administration, 5630 Fishers Lane, Rm.
1061, Rockville, MD 20852.
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Instructions: All submissions received
must clearly identify the specific active
ingredient (enzacamene) and the Docket
Nos. FDA–2003–N–0196, FDA–1978–N–
0018, and FDA–1996–N–0006 for this
rulemaking. All comments received may
be posted without change to https://
www.regulations.gov, including any
personal information provided. For
additional information on submitting
comments, see the ‘‘Comments’’ heading
of the SUPPLEMENTARY INFORMATION
section of this document.
Docket: For access to the docket to
read background documents or
comments received, go to https://
www.regulations.gov and insert the
docket numbers, found in brackets in
the heading of this document, into the
‘‘Search’’ box and follow the prompts
and/or go to the Division of Dockets
Management, 5630 Fishers Lane, Rm.
1061, Rockville, MD 20852.
Submit requests for a meeting with
FDA to discuss this proposed order to
Kristen Hardin (see FOR FURTHER
INFORMATION CONTACT).
FOR FURTHER INFORMATION CONTACT:
Kristen Hardin, Division of
Nonprescription Drug Products, Center
for Drug Evaluation and Research, Food
and Drug Administration, 10903 New
Hampshire Ave., Bldg. 22, Rm. 5491,
Silver Spring, MD 20993–0002, 240–
402–4246.
SUPPLEMENTARY INFORMATION:
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I. Regulatory Background
A. Regulatory and Statutory Framework
The data and information addressed
in this proposed order were originally
submitted for review under FDA’s Time
and Extent Application (TEA)
regulation, § 330.14 (21 CFR 330.14), a
process that has since been
supplemented with new statutory
procedures established in the SIA (Pub.
L. 113–195), enacted November 26,
2014. The discussion that follows
briefly describes and compares the preand post-SIA processes as they apply to
the regulatory status of enzacamene.
The TEA regulation established a
process through which a sponsor could
request that an active ingredient or other
OTC condition,1 particularly one not
previously marketed in the United
States, be added to an OTC drug
monograph to enable compliant OTC
drug products containing the condition
1 For purposes of OTC drug regulation, a
‘‘condition’’ is defined as an active ingredient or
botanical drug substance (or a combination of active
ingredients or botanical drug substances), dosage
form, dosage strength, or route of administration
marketed for a specific OTC use, with specific
exclusions (see § 330.14(a)(2)). This document will
refer simply to new ‘‘active ingredients,’’ since that
is the condition under consideration.
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to be marketed in the United States
without an approved new drug
application (NDA) or abbreviated new
drug application (ANDA). Because this
proposed order specifically addresses an
OTC sunscreen active ingredient
(enzacamene), the remainder of this
discussion will refer only to ‘‘active
ingredients.’’
Critical steps in a proceeding under
the TEA regulation include the
following: (1) FDA’s determination that
an active ingredient had been marketed
for the proposed OTC use for a material
time and to a material extent (eligibility
determination), and public call for
submission of safety and efficacy data,
followed by; (2) review of safety and
efficacy data submitted by the sponsor
or other interested parties; and (3)
FDA’s initial determination that the data
show the active ingredient to be either
GRASE or not GRASE for OTC use
under the applicable monograph
conditions (including any new
conditions rising from FDA’s review)
(GRASE determination). Under the TEA
regulation, FDA’s GRASE
determinations are effectuated through
notice and comment rulemaking to
amend or establish the appropriate
monograph.
The TEA process in FDA regulations
was supplemented by Congress’s
enactment of the SIA. Among other
amendments it makes to the FD&C Act,
the SIA creates new procedures
specifically for reviewing the safety and
effectiveness of nonprescription
sunscreen active ingredients, including
those, such as enzacamene, that were
the subject of pending TEA proceedings
at the time the SIA was enacted. Like
the TEA regulation, the SIA calls for an
initial eligibility determination phase
for nonprescription sunscreen active
ingredients, followed by submissions of
safety and efficacy data and a GRASE
determination phase. However, the SIA
requires FDA to make proposed and
final GRASE determinations for
nonprescription sunscreen active
ingredients in the form of administrative
orders rather than the multistep public
rulemaking required by the TEA
regulation, and establishes strict
timelines for the necessary
administrative actions.
Among other requirements, no later
than 90 days after the SIA was enacted
(i.e., no later than February 24, 2015),
FDA must publish a proposed sunscreen
order in the Federal Register for any
nonprescription sunscreen active
ingredient, including enzacamene, for
which, on the date of enactment, an
eligibility determination had been
issued under the TEA regulation and
submissions of safety and efficacy data
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received, and for which a TEA feedback
letter had not yet been issued (section
586C(b)(4) of the FD&C Act (21 U.S.C.
360fff–3(b)(4)), as amended by the SIA).
Other provisions of the SIA that are not
discussed in this proposed order
address procedures applicable to other
pending and future sunscreen active
ingredient GRASE determinations,
pending and future GRASE
determinations for OTC products other
than sunscreens, issuance of specified
guidances and reports, and completion
of pending sunscreen rulemakings,
among others.
A proposed sunscreen order under the
SIA is an order containing FDA’s
tentative determination proposing that a
nonprescription sunscreen active
ingredient or combination of
ingredients: (1) Is GRASE and is not
misbranded when marketed in
accordance with the proposed order; (2)
is not GRASE and is misbranded; or (3)
is not GRASE and is misbranded
because the data are insufficient to
classify the active ingredient or
combination of ingredients as GRASE
and not misbranded, and additional
information is necessary to allow FDA
to determine otherwise (section 586(7)
of the FD&C Act, as amended by the
SIA). Publication of a proposed
sunscreen order triggers several
timelines under the SIA, including a 45day public comment period, and a 30day period in which a sponsor may
request a meeting with FDA to discuss
the proposed order.
B. FDA’s Review of Enzacamene
Buchanan Ingersoll submitted a TEA
in 2002 on behalf of Merck KGaA under
§ 330.14(c) seeking OTC monograph
status for the sunscreen active
ingredient enzacamene (also known as
4-Methylbenzylidene Camphor (4-MBC)
or Eusolex 6300) at concentrations up to
4 percent for use in OTC sunscreen
products (enzacamene TEA) (Note 1).
FDA issued a TEA notice of eligibility
for enzacamene on July 11, 2003 (68 FR
41386), stating that enzacamene at
concentrations of up to 4 percent is
eligible to be considered for inclusion in
the OTC sunscreen monograph (21 CFR
part 352, currently stayed) and calling
for submission of safety and
effectiveness data for enzacamene. In
response, a submission of data dated
October 9, 2003, was made to the docket
on behalf of Merck KGaA (enzacamene
data submission) (Note 2), which
referred to materials previously
submitted to other dockets.2 At the time
2 These include FDA–1978–N–0018–0744–0756
(Sup 24, 25, 26, 27 and 28), Request to Reopen
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the SIA was enacted, FDA had not
issued a TEA feedback letter or
otherwise responded to that submission.
In accordance with new section
586C(b)(4) of the FD&C Act as amended
by the SIA, we are issuing this notice as
a proposed order for enzacamene. Based
on our review of the available safety and
efficacy data, we have made a tentative
determination that enzacamene is not
GRASE and is misbranded because the
data are insufficient to classify it as
GRASE and not misbranded for use in
OTC sunscreens, and additional
information is necessary to allow us to
determine otherwise. The remainder of
this proposed sunscreen order describes
our review of the available safety and
efficacy data, identifies additional data
needed to demonstrate that enzacamene
is GRASE for the requested use, and
explains our rationale for specific
conclusions and data requirements.
This proposed order will be open for
public comment (see DATES). The
sponsor may request a meeting with
FDA to discuss this proposed order (see
DATES). We also invite the sponsor to
submit additional safety and/or efficacy
data to inform our further consideration,
as publication of a final sunscreen order
under the SIA for enzacamene will be
contingent on receipt of such
information. (See section 586C(b)(9)(ii)
of the FD&C Act.) We specifically
encourage the sponsor to discuss any
proposed study protocols with us before
performing the studies.
II. Safety Data Considerations for OTC
Sunscreen Products Containing
Enzacamene
In evaluating the safety of a proposed
monograph active ingredient, FDA
applies the following regulatory
standard: Safety means a low incidence
of adverse reactions or significant side
effects under adequate directions for use
and warnings against unsafe use as well
as low potential for harm which may
result from abuse under conditions of
widespread availability. Proof of safety
shall consist of adequate tests by
methods reasonably applicable to show
the drug is safe under the prescribed,
recommended, or suggested conditions
of use. This proof shall include results
of significant human experience during
marketing. General recognition of safety
shall ordinarily be based upon
published studies which may be
Rulemaking Record Respect Sunscreen Drug
Products for OTC, submitted on April 12, 1999
(1999 enzacamene submission); FDA–1978–N–
0018–0766, Citizen Petition (CP1), submitted on
December 17, 1980; and Tracking number:
805596eb Legacy Doc. ID, SUP 5, ‘‘Supplement
from Rona Pearle’’ SUP5, submitted on August 15,
1985.
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corroborated by unpublished studies
and other data (§ 330.10(a)(4)(i) (21 CFR
330.10(a)(4)(i))).
FDA’s OTC drug regulations generally
identify the types of information that
may be submitted as evidence that an
active ingredient or other OTC drug
condition is safe, as part of the
consideration of whether an active
ingredient or other condition is GRASE
(§ 330.10(a)(2)). For convenience, this
order uses the term ‘‘generally
recognized as safe (GRAS)’’ to refer to
that aspect of the GRASE determination.
To apply the general OTC safety
standard to each potential new
condition, FDA uses its scientific
expertise to determine what constitutes
‘‘adequate tests by methods reasonably
applicable to show the drug is safe
under the prescribed, recommended, or
suggested conditions of use.’’ In
assessing what specific testing or other
data are needed to adequately
demonstrate the safety of enzacamene
for use in sunscreen, FDA considers the
circumstances under which OTC
sunscreen products that could contain
enzacamene would be used by
consumers.
When used as directed with other sun
protection measures, broad spectrum
OTC sunscreen products with a sun
protection factor (SPF) value of 15 or
higher strongly benefit the public health
by decreasing the risk of skin cancer and
premature skin aging associated with
solar ultraviolet (UV) radiation, as well
as by helping to prevent sunburn.
(Sunscreens with lower SPF values, or
without broad spectrum protection, also
help prevent sunburn.) When used as
directed by the required labeling, all
OTC sunscreen products are applied
liberally to the skin and reapplied
frequently throughout the day
(§ 201.327(e) (21 CFR 201.327(e))).
Because the effects of UV exposure are
cumulative, to obtain the maximum
benefit, users of broad spectrum
sunscreens with an SPF value of 15 or
higher are directed to use such products
regularly—on a routine basis (id.). Given
these conditions of use, our safety
evaluation of an OTC sunscreen active
ingredient such as enzacamene must
consider both short-term safety concerns
(such as skin sensitization/irritation and
photosafety) and potential concerns
related to long-term sunscreen use,
including potential systemic exposure
via dermal absorption.
The purpose of the safety testing
described in this section II is to
establish whether an OTC sunscreen
product containing enzacamene and
otherwise marketed under the
conditions described in a final
sunscreen order and in accordance with
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all requirements applicable to
nonprescription drugs would be GRAS
for use as labeled. To demonstrate that
these requirements are met for
enzacamene, initial safety testing should
be performed using enzacamene as the
sole active ingredient up to the highest
concentration for which marketing
status is sought and eligibility has been
established: 4 percent. If initial testing
suggests a particular safety concern
associated with enzacamene (e.g., a
hormonal activity), FDA may request
additional studies to address that
concern.
A. Human Safety Data
1. Human Irritation, Sensitization, and
Photosafety Studies
Studies of skin irritation,
sensitization, and photosafety are
standard elements in the safety
evaluation of topical drug products that,
like enzacamene-containing sunscreens,
are applied to the skin repeatedly over
long periods of time. FDA recommends
separate studies for skin irritation and
sensitization. Skin irritation studies
should generally include at least 30
evaluable subjects and should evaluate
the test formulation (i.e., enzacamene in
an appropriate test vehicle), the vehicle
alone, and both negative and positive
controls. Skin sensitization studies
generally should include at least 200
subjects and should evaluate the test
formulation containing enzacamene, the
vehicle, and a negative control. For both
irritation and sensitization studies, test
site applications should be randomized
and the test observer blinded to the
identities of the test formulations.
FDA recommends that photosafety
evaluation generally involve studies of
skin photoirritation (phototoxicity) and
skin photosensitization
(photoallergenicity). General principles
for designing and conducting
photosafety studies are described in
FDA guidance (Ref. 1). Photosafety
studies, like sensitization and irritation
studies, should be conducted using
enzacamene 4 percent in an appropriate
test vehicle, the vehicle alone, and a
negative control. In addition,
phototoxicity studies should include at
least 30 evaluable subjects and
photoallerginicity studies should
include at least 45 evaluable subjects.
Data Available for Enzacamene: Human
Irritation, Sensitization, and Photosafety
Studies
We reviewed the submitted study
reports for human safety studies,
including a skin irritation and
sensitization study of enzacamene 5
percent in 30 subjects (Note 3); skin
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irritation and sensitization study of
enzacamene 5 percent in 10 subjects
(Note 4); a photoirritation study of 4
percent enzacamene in 5 subjects (Note
5); and two photosensitization studies,
one using 4 percent enzacamene in 5
subjects and the other using an
unknown concentration in 25 subjects
(Notes 6 and 7). Although these studies
suggest that enzacamene may not be a
primary irritant, sensitizer,
photosensitizer, or photoirritant, each of
the submitted studies has limitations,
such as inadequate sample size, lack of
blinding, and lack of positive and
negative controls, that prevent us from
making definitive conclusions. In
addition, protocol information, such as
the inclusion and exclusion criteria
used in subject selection, was not
consistently provided.
FDA concludes that the data
submitted are not sufficient to assess the
dermal safety of enzacamene and
specifically its potential to cause
irritation, sensitization, photoirritation,
or photoallergenicity. We recommend
submission of additional data from
human irritation, sensitization, and
photosafety studies to demonstrate that
an OTC sunscreen containing up to 4
percent enzacamene is not an irritant,
sensitizer, photosensitizer, or
photoirritant.
2. Human Dermal Pharmacokinetic
(Bioavailability) Studies
Because sunscreens are topically
applied, another important safety
consideration for enzacamene for use in
sunscreens is whether dermal
application may result in skin
penetration and systemic exposure to
enzacamene, and if so, to what extent.
A well-designed and -conducted human
dermal pharmacokinetic study can be
expected to detect and quantify the
presence of enzacamene and/or any
metabolites in blood or other bodily
fluids that may have a bearing on safety,
using recognized parameters such as
bioavailability percentage, maximum
plasma concentration (Cmax), time to
maximum plasma concentration (Tmax),
total area under the plasma
concentration versus time curve (AUC),
half-life, clearance, and volume of
distribution. This information can help
identify potential safety concerns and
help determine whether an adequate
safety margin for sunscreens containing
enzacamene exists. FDA recommends
that the pharmacokinetic studies
performed on enzacamene also collect
additional safety-related data from
regularly scheduled physical
examinations, collection of vital signs,
and other measures, which may help
capture adverse skin events or other
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potential safety signals. To ensure that
maximum penetration of enzacamene
has taken place and chances of it being
detected are optimal, studies should
continue until steady state is reached.
General information and
recommendations on the design and
conduct of human pharmacokinetic
studies can be found in FDA guidance
(Ref. 2). To support a GRAS
determination for enzacamene (up to 4
percent), such a study should be
conducted under maximal use
conditions using enzacamene 4 percent
in various vehicles, including vehicles
that would be expected to enhance
absorption. We encourage study
sponsors to consult with us before
conducting pharmacokinetic studies,
because the properties of enzacamene
bear on the optimal design.
Data Available for Enzacamene: Human
Dermal Pharmacokinetic
(Bioavailability) and Clinical
Pharmacology Studies
We reviewed three submitted reports
of dermal absorption studies in humans
in which percutaneous absorption was
estimated using radiolabeled (14C)
formulations of enzacamene. In one
study (Note 8) a 14C-labeled 5 percent
formulation of enzacamene was applied
to the lower arms of six volunteers for
6 hours, followed by a 3-day collection
of urine and feces. Investigators
reported that approximately 54.6
percent of the 14C-activity applied to the
skin was recovered. An average of 0.76
percent enzacamene was recovered in
urine and 0.14 percent in the feces. In
a second study (Note 9), investigators
reported a total recovery of 98.2 percent
and 90.7 percent overall recovery of the
14C-activity applied to the skin from two
volunteers, respectively. The third study
report (Note 10) was similar to the
previous two studies in terms of the
general design. Following the analysis
of the data from the planned six
volunteers, two more volunteers were
enrolled to evaluate the low observed
recovery (54 to 69 percent) of the
radiolabeled enzacamene. A different
recovery schema was applied to these
last two patients with satisfactory
results in line with the previous studies.
As to the utility of the aggregate data,
we cannot draw definitive conclusions
regarding the dermal absorption of
enzacamene based on these studies. The
overall number of subjects was low, the
studies were single-dose studies, a
limited surface area was exposed to the
formulation, the recovery of
radioactivity was variable, and finally
no blood or other body fluids were
sampled to provide direct information
about systemic exposure. We also note
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that these studies were conducted in the
1980s and the limit of analytical
detection for enzacamene was much
higher than it is today.
A review of the published literature
identified more recent studies related to
the extent of absorption of enzacamene
in humans after dermal application. A
2004 article from Janjua et al. (Ref. 3)
reports on the absorption from a
formulation containing 10 percent
enzacamene and 2 other active
sunscreen ingredients after whole body
application for 4 days in 15 healthy
males and 17 postmenopausal females.
The article provides only summary
bioavailability information but claims
that the maximum plasma
concentrations were 20 milligrams (mg)/
milliliter (mL) in both men and women
and that increasing plasma levels of
enzacamene and metabolites were seen,
suggesting the presence of
accumulation. It is noted that thyroid
function was also assessed during this
study, but results are confounded by the
simultaneous application of three active
sunscreen ingredients. A 2006 article
from Shauer et al. (Ref. 4) includes in
vivo pharmacokinetic data from six
healthy volunteers exposed to 4 percent
enzacamene applied over 90 percent
body surface area for a 12-hour period.
The data are limited by the small
number of subjects included; however,
there was gender-related difference
observed in those males who had blood
levels that were approximately twice
that of females. A 2008 article by Janjua
et al. contains a more complete analysis
of in vivo absorption for enzacamene in
a 10 percent enzacamene formulation
(Ref. 5). The levels of absorption were
generally low but accumulation was
observed. However, the age of the
females enrolled in the study was 2 to
3 times that of the males, confounding
the interpretation of age or gender
effects.
Overall, the data available are
incomplete for the assessment of human
bioavailability (dermal absorption) of
enzacamene. Accordingly, we request
data from human pharmacokinetic
studies to assess potential for and extent
of systemic absorption. These studies
should be performed under expected
maximal-use conditions with the
proposed maximum concentration as
discussed previously.
In addition to the bioavailability data
described previously, three reports of
clinical pharmacology studies were
submitted that evaluate the potential
effect of enzacamene on thyroid
function. The first was a pilot study in
which a 5 percent enzacamene
formulation was applied twice, at 3hour intervals, to the abdomen and back
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of four adult subjects (two males and
two females) (Note 11). Subsequent
increases in the thyroid analytes
thyroid-stimulating hormone (TSH), T3,
and T4 were observed in some subjects.
Blood and urine levels of enzacamene
were reported to have been measured
but no data were reported. We consider
the number of subjects in this study too
small to draw conclusions about the
safety of enzacamene. In addition, there
were missing data and the report lacked
information about whether subjects’
thyroid analyte levels exceeded normal
levels.
A second study evaluated the effect
on thyroid function of topical
application of 5 percent enzacamene (6
grams (g) applied twice, at 3-hour
intervals) in nine healthy volunteers
(Note 12). This was a double-blind,
placebo-controlled, crossover design
study, and investigators reported that
there was a statistically significant
lowering of mean T3 and T4 values in
the active treatment group at 24 hours
after application. Although larger than
the pilot study, this is a small singledose study and the changes reported
were small relative to placebo and were
of questionable clinical significance.
Interpretation of the results is also
hampered by the fact that some analytes
(TSH and free T4) were below normal
levels at baseline.
A third study was a parallel-group,
placebo-controlled design in which 48
subjects received treatment with either
enzacamene (5 g of a 6 percent
enzacamene formulation per dose) or
placebo twice daily for 14 days (Note
13). According to the investigators, the
results of the study did not reveal any
significant differences in thyroid
function tests between enzacamene and
placebo, although there was a small
between-group difference in thyroid
volume gland decrease (a 1.7 percent
reduction in the enzacamene arm and
an increase of 3.1 percent in the placebo
group). The quality of the study report
submitted is inadequate to be used to
verify the analyses, but no adverse
events of hypothyroidism or
hyperthyroidism or abnormal thyroid
function tests were reported.
The three clinical pharmacology
studies submitted are insufficient either
to substantiate or dismiss clinical
concerns related to potential thyroid
effects from enzacamene. We request
submission of any additional clinical
thyroid function data or analyses that
have not yet been submitted to us,
including any provided to the European
Scientific Committee on Cosmetic
Products and Nonfood Products
(SCCNFP) to support its 2008
conclusion that enzacamene at a
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concentration up to 4 percent is safe for
use in finished cosmetic products for
whole body application (Ref. 6). If, after
full review of nonclinical toxicology
data (discussed in section I.B of this
proposed order) and any additional
clinical data, concerns exist regarding
enzacamene’s thyroid safety, we will
recommend that additional clinical
study be carried out. It is recommended
that we be consulted regarding the study
protocols prior to commencement of
such investigations.
3. Human Safety Data To Establish
Adverse Event Profile
An evaluation of safety information
from adverse event reports and other
safety-related information derived from
commercial marketing experience of
sunscreen products containing
enzacamene, as well as from other
sources, is a critical aspect of FDA’s
safety review for enzacamene. The TEA
regulation under which the original
request for enzacamene was submitted
specifically calls for submission of
information on all serious adverse drug
experiences, as defined in 21 CFR
310.305(a) and 314.80(a), from each
country where the active ingredient or
other condition has been or is currently
marketed as either a prescription or
OTC drug; in addition, it calls for
submission of all data generally
specified in § 330.10(a)(2), which
includes documented case reports and
identification of expected or frequently
reported side effects (§ 330.14(f)(1) and
(f)(2)). To evaluate enzacamene, FDA
continues to seek individual adverse
drug experience reports, a summary of
all serious adverse drug experiences,
and expected or frequently reported side
effects of the condition (id.). To assist in
the Agency’s safety evaluation of
enzacamene, FDA emphasizes our need
for the following data:
• A summary of all available reported
adverse events potentially associated
with enzacamene;
• All available documented case
reports of serious side effects
• Any available safety information
from studies of the safety and
effectiveness of enzacamene in humans;
and
• Relevant medical literature
describing adverse events associated
with enzacamene. Submissions of
adverse event data should also include
a description of how each country’s
system identifies and collects adverse
events, unless this information has been
previously submitted as part of
enzacamene’s TEA package.
Although we recognize that adverse
event data from foreign marketing
experience may reflect patterns of use
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and regulatory reporting requirements
that differ from those in the United
States, we nonetheless consider such
information to be strongly relevant both
to our overall GRASE assessment of
enzacamene for use in sunscreens and
to our consideration of potential
product labeling. FDA recognizes that
such information may not be available
from all countries; where that is the
case, please provide a written
explanation for the lack of data. Overall,
we seek sufficient data to characterize
enzacamene’s adverse event profile.3
Data Available for Enzacamene: Human
Safety Data To Establish Adverse Event
Profile
The 1999 enzacamene submission
states that no complaints from
customers concerning tolerance or
adverse reactions had been reported for
enzacamene by the cosmetic industry
during the prior 10 years (Note 14). This
information was referred to in the 2002
TEA submission and the 2003
enzacamene data submission. The 1999
enzacamene submission also included a
literature search for adverse reactions to
enzacamene from the following
databases: Medline (1966–1998),
Derwent Drug File (1983–1998), and
CCSearch (week 3 1998–week 48 1998)
(Note 15). There were 17 articles
reviewed which had been published or
translated into English. Of these, 10
articles describe contact dermatitis and
resultant positive photopatch testing in
one or two patients. The 7 other articles
are literature or case series reviews of
up to 400 patients, describing
dermatologic adverse reactions to
sunscreen use and subsequent
photopatch testing. On the whole, these
reports suggest that enzacamene has the
potential to cause contact allergy and
photocontact allergy. However, data
from this literature have limitations. In
some cases, the testing methodology
used to determine that enzacamene is an
allergen is not described. Also, some of
the test formulations used are not
described. It is conceivable that the
observed reactions may have been
specific to particular test formulations,
including formulations containing other
active ingredients.
The submitted information and
literature do not fulfill the criteria
described previously. To support the
evaluation of safety of enzacamene for
3 See 67 FR 3060 at 3069 (January 23, 2002)
(agreeing that the absence of an adverse experience
reporting system in a foreign country for drugs or
cosmetics does not necessarily mean that a
condition cannot be GRAS/E. The GRAS/E
determination will be based on the overall quality
of the data and information presented to
substantiate safety and effectiveness).
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use in OTC sunscreens, we request that
the sponsor either supplement the data
already submitted, including more
recent adverse drug experience data, or
explain why such data cannot be
provided.
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B. Nonclinical (Animal) Studies
Another important element of FDA’s
GRAS review of enzacamene for use in
sunscreens is an assessment of data
from nonclinical (animal) studies that
characterize the potential long-term
dermal and systemic effects of exposure
to enzacamene. Even if the
bioavailability data discussed in section
II.A.2 suggest that dermal application is
unlikely to result in skin penetration
and systemic exposure to enzacamene,
FDA still considers data on the effects
of systemic exposure to be an important
aspect of our safety evaluation of
enzacamene. A determination that
enzacamene up to 4 percent is GRASE
for use in sunscreens would permit its
use in as-yet-unknown product
formulations, which might in turn alter
the skin penetration of the active
ingredient. Therefore, an understanding
of the effects of enzacamene, were
systemic exposure to occur, is critical to
determine whether and how regulatory
parameters can be defined to assure that
all conforming enzacamene-containing
sunscreens would be GRASE as labeled.
FDA recommends animal testing of
the potential long-term dermal and
systemic effects of exposure to
enzacamene because these effects
cannot be easily assessed from previous
human use. Taken together, the
carcinogenicity studies, developmental
and reproductive toxicity studies, and
toxicokinetic studies described in
sections II.B.1 through II.B.3 should
provide the information needed to
characterize both the potential dermal
and systemic toxic effects and the levels
of exposure at which they occur. These
data, when viewed in the context of
human exposure data, can be used to
determine a margin of safety for use of
enzacamene in OTC sunscreens.
Data Available for Enzacamene:
Nonclinical (Animal) Studies Generally
The enzacamene submissions
included data from the following types
of nonclinical safety studies:
• Acute-dose toxicity studies
Æ Oral toxicity (rats, dogs) (Note 16)
Æ Dermal toxicity (rats) (Note 17)
Æ Intraperitoneal toxicity (rats) (Note
18)
Æ Mucosal irritation (rabbits) (Note
19)
Æ Skin irritation and sensitization
(guinea pigs) (Note 20)
Æ Phototoxicity potential (mice) (Note
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21)
Æ Photosensitization (guinea pig)
(Note 22)
• Repeat-dose toxicity studies
Æ 17 days oral (rat) (Note 23)
Æ 4 weeks oral (rat) (Note 24)
Æ 13 weeks oral (rat) (Note 25)
Æ Liver enzyme induction study (rat)
(Note 26)
• Genotoxicity and mutagenicity assays
Æ Chromosome aberration assay
(Chinese hamster V79 cells) (Note
27)
Æ Mutagenicity (Salmonella
typhimurium) (Note 28)
Æ Photomutagenicity (S.
typhimurium, Escherichia coli)
(Note 29)
• Reproductive and developmental
toxicity studies
Æ Orienting tests for embryotoxicity
(rabbit) (Note 30)
Æ Toxicological investigation
(incubated hen’s egg) (Note 31)
Æ Teratogenicity (rat) (Note 32)
Based on the submitted studies, acute
toxicity was low. However, the standard
battery of tests detected findings that we
will consider further as additional data
become available to inform our GRAS
assessment. Studies submitted by the
sponsor showed an increase in thyroid
weight and changes in thyroid function
that included an increase in T3 and
TSH, along with a decrease in T4. Other
thyroid findings included follicular
epithelium hypertrophy and
hyperplasia. A decrease in adrenal and
prostate weights, and alterations in
ovarian weights (an increase was seen in
some studies while decreased weight
was noted in others), was documented
with a no observed adverse effect level
(NOAEL) of 25–30 mg/kilograms (kg)/
day (Note 33).
To followup on these findings, we
identified published literature that
describes related enzacamene activity. A
number of these articles indicate that
exposure to enzacamene at high doses
has been associated with hormonal
changes. Among the in vitro findings
(Refs. 7 through 16), a number of articles
described the in vitro binding activity of
enzacamene to estrogen (ER) and
androgen (AR) receptors where it was
able to bind to ER+ but showed
inconsistent binding activity at ERa
receptors. No androgenic activity and
mixed results for antiandrogenic activity
were also documented.
Other effects of enzacamene included
in vivo alterations of reproductive
tissues and behavior in rats (Refs. 17
through 25). Findings include decreased
testis weight; increased prostate volume
and altered duct development; delayed
preputial separation; decreased prostate
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10031
weight in males; and increased uterine
weight, decreased ovarian weight, and
altered sexual behavior in females.
Overall, we cannot arrive at a final
determination about the findings
described in the literature until we
receive a complete nonclinical
assessment as described in sections
II.B.1 through II.B.3.
We did not receive data from
toxicokinetic or dermal or systemic
carcinogenicity studies. Upon
assessment of all available information
for enzacamene and based on the
nonclinical studies currently
recommended to support sunscreen
development, the following nonclinical
studies are recommended to support the
safety of enzacamene:
• Dermal and systemic
carcinogenicity
• Fertility
• Prenatal/postnatal toxicity
• Toxicokinetics
Additional discussion of study
findings and data gaps are provided in
the following subsections.
1. Carcinogenicity Studies: Dermal and
Systemic
FDA guidance recommends that
carcinogenicity studies be performed for
any pharmaceutical that is expected to
be clinically used continuously for at
least 6 months or ‘‘repeatedly in an
intermittent manner’’ (Refs. 26, 27, and
28). Because the proposed use of
enzacamene in OTC sunscreens falls
within this category, these studies
should be conducted to help establish
that enzacamene is GRAS for its
proposed use. Carcinogenicity studies
assist in characterizing potential dermal
and systemic risks by identifying the
type of toxicity observed, the level of
exposure at which toxicity occurs, and
the highest level of exposure at which
no adverse effects occur (i.e., NOAEL).
The NOAEL would then be used in
determining the safety margin for
human exposure to sunscreens
containing enzacamene.
Systemic carcinogenicity studies can
also help to identify other systemic or
organ toxicities that may be associated
with enzacamene, such as hormonal
effects. For example, the effect of
persistent disruption of particular
endocrine gland systems (e.g.,
hypothalamic-pituitary-adrenal axis), if
any, can be captured by these assays.
Data Available for Enzacamene:
Genotoxicity Studies
Enzacamene showed no evidence of
DNA mutations in one standard Ames
test. A chromosomal aberration assay
using a Chinese hamster V79 cell line
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and a photomutagenicity assay were
negative. Although these studies
somewhat ease concerns about potential
genotoxicity and mutagenicity, they
were not definitive evaluations of
potential toxic effects from long-term
systemic or dermal exposure.
Data Available for Enzacamene:
Carcinogenicity Studies
We did not receive dermal or systemic
carcinogenicity studies. Assessments of
both dermal and systemic
carcinogenicity are recommended
because sunscreen products containing
enzacamene are expected to be applied
over large portions of the body with
multiple daily applications. In addition,
as discussed previously, marketing of
this product according to a final
sunscreen order might permit its
formulation in a variety of as-yetunknown vehicles that might have an
impact on systemic absorption.
Consequently, FDA seeks information
on dermal and system carcinogenicity,
in case of the possibility that systemic
absorption could occur.
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2. Developmental and Reproductive
Toxicity (DART) Studies (Ref. 29)
FDA recommends conducting DART
studies to evaluate the potential effects
that exposure to enzacamene may have
on developing offspring throughout
gestation and postnatally until sexual
maturation, as well as on the
reproductive competence of sexually
mature male and female animals.
Gestational and neonatal stages of
development may also be particularly
sensitive to active ingredients with
hormonal activity. For this reason, we
recommend that these studies include
assessments of endpoints such as
vaginal patency, preputial separation,
anogenital distance, and nipple
retention, which can be incorporated
into traditional DART study designs to
assess potential hormonal effects of
enzacamene on the developing
offspring. We also recommend
conducting behavioral assessments (e.g.,
mating behavior) of offspring, which
may also detect neuroendocrine effects.
Data Available for Enzacamene: DART
Studies
Potential reproductive and
developmental effects from enzacamene
were evaluated in two embryotoxicity
studies and one teratogenicity study.
Enzacamene did not show evidence of
embryotoxicity in a pilot rabbit test and
hen’s egg assay. In a teratogenicity study
in rats with oral administration of single
daily doses of 10, 30, and 100 mg/kg of
enzacamene administered on days 6 to
15 after conception, enzacamene was
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not found to be teratogenic in any of the
treated groups. Additional DART testing
is recommended to assess fertility and
prenatal and postnatal development in a
rodent model.
3. Toxicokinetics (Ref. 30)
We recommend conducting animal
toxicokinetic studies because they
provide an important bridge between
toxic levels seen in animal studies and
potential human exposure. Data from
these studies can be correlated to
potential human exposure via clinical
dermal pharmacokinetic study findings.
Toxicokinetic data could be collected as
part of animal studies being conducted
to assess one or more of the safety
parameters described previously.
Data Available for Enzacamene:
Toxicokinetics
No toxicokinetic data were submitted
as part of any of the nonclinical studies,
thus it is difficult to bridge from animal
findings to potential human exposure.
Toxicokinetic data should be collected
as part of the animal studies to allow
exposure comparisons between animals
and humans.
Toxicokinetic data are particularly
important to the evaluation of
enzacamene’s safety for use in
sunscreens because enzacamene appears
to have the potential to affect some
endocrine-responsive endpoints. We
need toxicokinetic data to develop more
information about exposure parameters,
in order to understand whether a margin
of safety exists between the exposures
that cause the effects in animals and
estimated human exposures. Should we
find, after review of a more complete
nonclinical program, that additional
clinical studies are warranted, we will
provide additional recommendations
regarding the design of the studies.
III. Effectiveness Data Considerations
for OTC Sunscreen Products Containing
Enzacamene
FDA’s evaluation of the effectiveness
of active ingredients under
consideration for inclusion in an OTC
drug monograph is governed by the
following regulatory standard:
Effectiveness means a reasonable
expectation that, in a significant
proportion of the target population, the
pharmacological effect of the drug,
when used under adequate directions
for use and warnings against unsafe use,
will provide clinically significant relief
of the type claimed. Proof of efficacy
shall consist of controlled clinical
investigations as defined in 21 CFR
314.126(b). Investigations may be
corroborated by partially controlled or
uncontrolled studies, documented
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clinical studies by qualified experts, and
reports of significant human experience
during marketing. Isolated case reports,
random experience, and reports lacking
the details that permit scientific
evaluation will not be considered.
General recognition of effectiveness
shall ordinarily be based upon
published studies which may be
corroborated by unpublished studies
and other data (§ 330.10(a)(4)(ii)). For
convenience, this order uses the term
‘‘generally recognized as effective’’
(GRAE) when referring to this aspect of
the GRASE determination.
To evaluate the efficacy of
enzacamene for use in OTC sunscreen
products, FDA requests evidence from
at least two adequate and wellcontrolled SPF studies showing that
enzacamene effectively prevents
sunburn. To determine that enzacamene
is GRAE for use in OTC sunscreens at
concentrations in a range with the
proposed maximum strength of 4
percent as requested, two adequate and
well-controlled SPF studies of
enzacamene at a lower concentration
should be conducted according to
established standards.4 These SPF
studies should demonstrate that the
selected concentration (below 4 percent)
provides an SPF of 2 or more.
The current standard procedure for
SPF testing is described in FDA’s
regulations in § 201.327(i).5 Further SPF
tests for enzacamene should be
performed as described in these
regulations, using a test formulation
containing enzacamene as the only
active ingredient to identify its
contribution to the overall SPF test
results. (See the following subsection
Data Available for Enzacamene:
Effectiveness for further discussion of
submitted SPF tests.) The study should
also include a vehicle control arm in
order to rule out any contribution the
vehicle may have on the SPF test
results. Finally, as described in
§ 201.327(i), an SPF standard
formulation comparator arm should be
another component of the study design.
Although current sunscreen testing
and labeling regulations also specify a
‘‘broad spectrum’’ testing procedure to
support related labeling claims for
certain OTC sunscreen products
marketed without approved new drug
4 The upper bound of any concentration of
enzacamene ultimately established in the OTC
sunscreen monograph will be governed by the
safety data, as well as by efficacy.
5 Although the SPF testing procedure is used
primarily for final formulation testing of finished
products marketed without approved NDAs, under
the sunscreen monograph, it is equally applicable
for determining whether or not a sunscreen active
ingredient is GRAE.
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applications that contain specified
active ingredients included in the
stayed sunscreen monograph, those
additional claims are permitted, but not
required (§ 201.327(c)(2) and (j)). Under
current regulations, sunscreen active
ingredients need only be effective for
the labeled indication of sunburn
prevention, for which the SPF test can
provide sufficient evidence. Consistent
with this approach, we here do not
request broad spectrum testing data for
enzacamene. Broad spectrum protection
is often, although not always, the result
of the combined contribution of
multiple active ingredients in a final
sunscreen formulation. Thus, under the
current regulations applicable to other
sunscreens, the determination of
whether an individual sunscreen
product may be labeled as broad
spectrum and bear the related additional
claims is made on a product-specific
basis, applying standard testing
methods set forth in those regulations.
If enzacamene is established to be
GRASE for use in nonprescription
sunscreens (based in part on the efficacy
data requested here), the final order can
likewise address broad-spectrum testing
and related labeling conditions for final
sunscreen formulations containing
enzacamene.
Data Available for Enzacamene:
Effectiveness
A total of 11 efficacy studies were
submitted. Two studies, an in vitro
assessment and a field study, both dated
from the 1970s, did not use study
designs that we consider valid for SPF
assessment for a GRASE determination
(Docket No. 78N–0038, OTC Volume
060083, submitted December 18, 1973;
Docket No. 78N–0038, OTC Volume
060130, submitted November 1974). The
other nine studies all tested enzacamene
as the only active ingredient. These
included two studies of 1.25 percent
enzacamene and three studies of 2.5
percent enzacamene, concentrations
within the range found eligible for
consideration of GRASE status in the
Agency’s 2003 eligibility determination,
and three studies of 5 percent
enzacamene and one study of 10 percent
enzacamene, concentrations above the
maximum established to be eligible for
consideration, which studies we do not
further address in this proposed order.
(FDA–1978–N–0018–0766, Citizen
Petition (CP1), submitted December 17,
1980.) In each of the five studies
addressing enzacamene at
concentrations of 1.25 percent and 2.5
percent, enzacamene achieved a mean
SPF of 2, but there is substantial
variability in the data and it cannot be
confirmed that that efficacy was
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established at any of the concentrations
tested. In addition, none of these study
reports specified the use of appropriate
standard controls to validate the test
results. Currently, there are insufficient
data to support a finding that
enzacamene is GRAE at concentrations
up to 4 percent.
To support a finding that enzacamene
is GRAE at concentrations up to 4
percent, we request data from two
adequate and well-controlled SPF
studies conducted according to
established standards to demonstrate
that the lowest selected concentration
provides an SPF of 2 or more. Because
no study has been identified that
establishes that enzacamene is effective
at a concentration of 4 percent, we also
recommend that such a study be
conducted and submitted.
IV. Summary of Current Data Gaps for
Enzacamene
Based on our review of the available
safety and efficacy data as discussed
previously, we request the types of data
listed in this section of the proposed
order, at minimum, for us to reverse our
tentative determination that
enzacamene is not GRASE and is
misbranded because the data are
insufficient to classify enzacamene as
GRASE and not misbranded, and
additional data are necessary to allow us
to determine otherwise. For additional
information about the purpose and
design of studies recommended to
address these data gaps, please refer to
the earlier sections of this proposed
order referenced in parentheses. We
welcome discussions on design of any
of the studies prior to their
commencement. We request the
following types of data:
• Safety Data (see section II)
A. Human Clinical Studies
1. Skin irritation/sensitization and
photosafety (see section II.A.1)
2. Human dermal pharmacokinetic
(bioavailability) studies (see section
II.A.2)
The need for additional human safety
studies (e.g., for evaluation of hormonal
disruption) will be based on review of
the completed nonclinical studies, as
recommended in section IV.C.
B. Human Safety Data To Establish
Adverse Event Profile (II.A.3)
1. A summary of all available reported
adverse events potentially
associated with enzacamene
2. All available documented case reports
of serious side effects
3. Any available safety information from
studies of the safety and
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10033
effectiveness of sunscreen products
containing enzacamene in humans
4. Relevant medical literature describing
adverse events associated with
enzacamene
Alternatively, the results of a
literature search that found no reports of
adverse events may be provided. In that
case, detailed information on how the
search was conducted should be
provided.
C. Nonclinical (Animal) Studies
1. Dermal and systemic carcinogenicity
(see section II.B.1)
2. Fertility (see section II.B.2)
3. Prenatal/postnatal development (see
section II.B.2)
4. Toxicokinetics (see section II.B.3)
• Effectiveness Data (see section III)
In order for concentrations of
enzacamene up to 4 percent to be found
to be GRASE for use in nonprescription
sunscreen products as requested, at least
two SPF studies showing effectiveness
of a selected concentration lower than 4
percent should be conducted. An
efficacy study of enzacamene at 4
percent is also recommended.
V. Administrative Procedures
A copy of this proposed order will be
filed in the Division of Dockets
Management in Docket Numbers FDA–
2003–N–0196, FDA–1978–N–0018, and
FDA–1996–N–0006. To inform FDA’s
evaluation of whether this ingredient is
GRASE and not misbranded for use in
sunscreen products, we encourage the
sponsor and other interested parties to
submit additional data regarding the
safety and effectiveness of this
ingredient for use as an OTC sunscreen
product. We also encourage the sponsor
and other interested parties to notify us
in writing of their intent to submit
additional data. However, as noted
previously, because the data submitted
to date are not sufficient to support a
determination that enzacamene is
GRASE for use as an active ingredient
in OTC sunscreen drug products, at
present, OTC sunscreen products
containing enzacamene may not be
marketed without approval of an NDA
(see section 586C(e)(1)(A) of the FD&C
Act, as amended by the SIA). Data
submissions relating to this proposed
order should be submitted to Docket
Numbers FDA–2003–N–0196, FDA–
1978–N–0018, and FDA–1996–N–0006
at the Division of Dockets Management
(see ADDRESSES). In addition, you can
submit the data through the Federal
eRulemaking Portal at: https://
www.regulations.gov. Follow the
instructions for submitting comments.
Section 586C(b)(7) of the FD&C Act,
as amended by the SIA, provides that
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the sponsor may, within 30 days of
publication of a proposed order (see
DATES), submit a request to FDA for a
meeting to discuss the proposed order.
Submit meeting requests electronically
to https://www.regulations.gov or in
writing to the Division of Dockets
Management (see ADDRESSES), identified
with the active ingredient name
enzacamene, the docket numbers found
in brackets in the heading of this
proposed order, and the heading
‘‘Sponsor Meeting Request.’’ To
facilitate your request, please also send
a copy to Kristen Hardin (see FOR
FURTHER INFORMATION CONTACT).
VI. Proposed Effective Date
FDA proposes that any final
administrative order based on this
proposal become effective on the date of
publication of the final order in the
Federal Register.
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VII. Comments
Similarly, section 586C(b)(6) of the
FD&C Act, as amended by the SIA,
establishes that a proposed sunscreen
order shall provide 45 days for public
comment. Interested persons wishing to
comment on this proposed order may
submit either electronic comments to
https://www.regulations.gov or written
comments to the Division of Dockets
Management (see ADDRESSES). It is only
necessary to send one set of comments.
Identify comments with the active
ingredient name (enzacamene) and the
docket numbers found in brackets in the
heading of this proposed order.
Received comments on this proposed
order may be seen in the Division of
Dockets Management between 9 a.m.
and 4 p.m., Monday through Friday, and
will be posted to the docket at https://
www.regulations.gov.
VIII. Notes
1. FDA–2003–N–0196–0056, Time
and Extent Application (TEA) Request
to Reopen the Rulemaking Record;
submitted August 21, 2002.
2. FDA–2003–N–0196–0028, C1,
dated October 9, 2003.
3. FDA–1978–N–0018–0759 (Sup 25),
Volume 2, Report 10, dated November
27, 1972.
4. FDA–1978–N–0018–0760 (Sup 26),
Volume 3, Report 20, dated September
8, 1982.
5. FDA–1978–N–0018–0759 (Sup 25),
Volume 2, Report 11, dated February 20,
1980.
6. FDA–1978–N–0018–0759 (Sup 25),
Volume 2, Report 12, dated February 20,
1980.
7. FDA–1978–N–0018–0760 (Sup 26),
Volume 3, Report 21, dated June 5,
1985.
VerDate Sep<11>2014
15:09 Feb 24, 2015
Jkt 235001
8. FDA–1978–N–0018–0759 (Sup 25),
Volume 2, Report 14, dated November
29, 1982.
9. FDA–1978–N–0018–0759 (Sup 25),
Volume 2, Report 15, dated July 17,
1984.
10. FDA–1978–N–0018–0760 (Sup
26), Volume 3, Report 16, dated July 8,
1984.
11. FDA–1978–N–0018–0760 (Sup
26), Volume 3, Report 19, dated August
1, 1981.
12. FDA–1978–N–0018–0760 (Sup
26), Volume 3, Report 18, dated July 2,
1982.
13. FDA–1978–N–0018–0762 (Sup
28), Volume 5, Report 29, Study no. 43/
20792, dated October 18, 1995.
14. FDA–1978–N–0018–0754 (Sup
24), dated April 12, 1999.
15. FDA–1978–N–0018–0755 (Sup
24), Attachment 1, dated April 12, 1999.
16. FDA–1978–N–0018–0758 (Sup
24), Volume 1, Reports 1, 2, 3 and 4,
Study no. 4/83/71, 4/130/73, 4/131/73,
4/52/80.
17. FDA–1978–N–0018–0758 (Sup
24), Volume 1, Reports 2 and 3, Study
no. 4/130/73 and 4/131/73.
18. Id.
19. Id.
20. Id.
21. FDA–1978–N–0018–0759 (Sup
25), Volume 2, Report 8, dated October
16, 1978.
22. FDA–1978–N–0018–0759 (Sup
25), Volume 2, Report 9, dated October
16, 1978.
23. FDA–1978–N–0018–0758 (Sup
24), Volume 1, Report 5, dated May 5,
1983.
24. Id.
25. FDA–1978–N–0018–0759 (Sup
25), Volume 2, Report 7, dated April 26,
1984.
26. FDA–1978–N–0018–0760 (Sup
26), Volume 3, Report 17, dated May 1,
1984.
27. FDA–1978–N–0018–0760 (Sup
26), Volume 3, Report 22, Study no.
LMP166, dated April 25, 1986.
28. FDA–1978–N–0018–0759 (Sup
25), Volume 2, Report 13, Study no. 4/
56/80, dated June 2, 1980.
29. FDA–1978–N–0018–0761 (Sup
27), Volume 4, Report 28, Study no. 40/
13/93, dated April 14, 1993.
30. FDA–1978–N–0018–0760 (Sup
26), Volume 3, Report 23, Study no. 4/
20/84, Experiment No. T9207.
31. FDA–1978–N–0018–0761 (Sup
27), Volume 4, Report 24 and 25, dated
October 23, 1987, and October 26, 1987.
32. FDA–1978–N–0018–0761 (Sup
27), Volume 4, Report 26, Study no. 4/
43/88, Experiment No. T9305, dated
September 14, 1983.
33. FDA–1978–N–0018–0759 (Sup
25), Volume 2, Report 7, dated April 26,
1984.
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IX. References
The following references have been
placed on display in the Division of
Dockets Management (see ADDRESSES)
and may be seen by interested persons
between 9 a.m. and 4 p.m., Monday
through Friday, and are available
electronically at https://
www.regulations.gov. (FDA has verified
the Web site addresses in this reference
section, but FDA is not responsible for
any subsequent changes to the Web sites
after this document publishes in the
Federal Register.)
1. FDA, Guidance for industry, ‘‘Photosafety
Testing,’’ May 2003 (available at https://
www.fda.gov/downloads/Drugs/
GuidanceComplianceRegulatory
Information/Guidances/ucm079252.pdf).
2. FDA, Guidance for Industry, ‘‘Guideline
for the Format and Content of the Human
Pharmacokinetics and Bioavailability
Section of an Application,’’ February
1987 (available at https://www.fda.gov/
downloads/drugs/GuidanceCompliance
RegulatoryInformation/Guidances/
ucm072112.pdf).
3. Janjua, N.R., et al., ‘‘Systemic Absorption
of the Sunscreens Benzophenone-3,
Octyl-Methoxycinnamate, and 3-(4Methyl-Benzylidene) Camphor After
Whole Body Topical Application and
Reproductive Hormone Levels in
Humans.’’ Journal of Investigative
Dermatology, vol. 123, pp. 57–61, 2004.
4. Schauer, U.M., et al., ‘‘Kinetics of 3(methylbenzlidene) Camphor in Rats and
Humans After Dermal Application.’’
Toxicology and Applied Pharmacology,
vol. 216(2), pp. 339–346, 2006.
5. Janjua, N.R., et al., ‘‘Sunscreens in Human
Plasma and Urine After Repeated WholeBody Topical Application.’’ Journal of
the European Academy of Dermatology
and Venereology, vol. 22, pp. 456–461,
2008.
6. Scientific Committee on Consumer
Products (SCCP)/1184/08—SCCNFP
opinion on 4-Methylbenzylidene
camphor (4–MBC) Colipa n° S60 adopted
during the 16th plenary meeting of June
24, 2008 (available at https://
ec.europa.eu/health/ph_risk/
committees/04_sccp/docs/sccp_o_
141.pdf).
´
´
7. Jimenez-Dıaz, I., et al., ‘‘Simultaneous
Determination of the UV-Filters Benzyl
Salicylate, Phenyl Salicylate, Octyl
Salicylate, Homosalate, 3-(4Methylbenzylidene) Camphor and 3Benzylidene Camphor in Human
Placental Tissue by LC–MS/MS.
Assessment of Their In Vitro Endocrine
Activity.’’ Journal of Chromatography. B,
Analytical Technologies in the
Biomedical and Life Sciences, vol. 936,
pp. 80–87, 2013.
8. Gomez, E., et al., ‘‘Estrogenic Activity of
Cosmetic Components in Reporter Cell
Lines: Parabens, UV Screens and
Musks.’’ Journal of Toxicology and
Environmental Health, Part A, vol. 68,
pp. 239–251, 2005.
E:\FR\FM\25FEP1.SGM
25FEP1
wreier-aviles on DSK5TPTVN1PROD with PROPOSALS
Federal Register / Vol. 80, No. 37 / Wednesday, February 25, 2015 / Proposed Rules
9. Ma, R., et al., ‘‘UV Filters With
Antagonistic Action at Androgen
Receptors in the MDA–kb2 Cell
Transcriptional-Activation Assay.’’
Toxicological Sciences, vol. 74(1), pp.
43–50, 2003.
10. Mueller, S.O., et al., ‘‘Activation of
Estrogen Receptor Alpha and ERbeta by
4-Methylbenzylidene-Camphor in
Human and Rat Cells: Comparison With
Phyto- and Xenoestrogens.’’ Toxicology
Letters, vol. 142(1–2), pp. 89–101, 2003.
11. Schlumpf, M., et al., ‘‘Estrogenic Activity
and Estrogen Receptor Beta Binding of
the UV Filter 3-Benzylidene Camphor.
Comparison With 4-Methylbenzylidene
Camphor.’’ Toxicology, vol. 199(2–3), pp.
109–120, 2004.
12. Schmutzler, C., et al., ‘‘Endocrine
Disruptors and the Thyroid Gland—A
Combined In Vitro and In Vivo Analysis
of Potential New Biomarkers.’’
Environmental Health Perspectives, vol.
115 (Supplement 1), pp. 77–83, 2007.
13. Schreurs, R., et al., ‘‘Estrogenic Activity
of UV Filters Determined by an In Vitro
Reporter Gene Assay and an In Vivo
Transgenic Zebrafish Assay.’’ Archives of
Toxicology, vol. 76, pp. 257–261, 2002.
´
14. Seidlova-Wuttke, D., et al., ‘‘Comparison
of Effects of Estradiol With Those of
Octylmethoxycinnamate and 4Methylbenzylidene Camphor on Fat
Tissue, Lipids and Pituitary Hormones.’’
Toxicology and Applied Pharmacology,
vol. 214(1), pp. 1–7, 2006.
15. S2014
15:09 Feb 24, 2015
Jkt 235001
Endocrine Disrupters: Developmental
Exposure of Rats to 4-Methylbenzylidene
Camphor.’’ Toxicology and Applied
Pharmacology, vol. 218(2), pp. 152–165,
2007.
22. Maerkel, K., et al., ‘‘Sex- and RegionSpecific Alterations of Progesterone
Receptor mRNA Levels and Estrogen
Sensitivity in Rat Brain Following
Developmental Exposure to the
Estrogenic UV Filter 4Methylbenzylidene Camphor.’’
Environmental Toxicology and
Pharmacology, vol. 19(3), pp. 761–765,
2005.
23. Schlumpf, M., et al., ‘‘In Vitro and In
Vivo Estrogenicity of UV Screens.’’
Environmental Health Perspectives, vol.
109(3), pp. 239–244, 2001. Erratum in:
Environmental Health Perspectives, vol.
109(11), p. A517, 2001.
24. Schlumpf, M., et al., ‘‘Estrogenic Activity
and Estrogen Receptor Beta Binding of
the UV Filter 3-Benzylidene Camphor.
Comparison With 4-Methylbenzylidene
Camphor.’’ Toxicology, vol. 199(2–3), pp.
109–120, 2004.
25. Schlumpf, M., et al. ‘‘Endocrine Activity
and Developmental Toxicity of Cosmetic
UV Filters—An Update.’’ Toxicology,
vol. 205(1–2), pp. 113–122, 2004.
26. International Conference on
Harmonization (ICH), Guidance for
Industry, ‘‘The Need for Long Term
Rodent Carcinogenicity Studies of
Pharmaceuticals S1A,’’ March 1996
(available at https://www.fda.gov/
downloads/Drugs/GuidanceCompliance
RegulatoryInformation/Guidance/
UCM074911.pdf).
27. ICH, Guidance for Industry, ‘‘S1B Testing
for Carcinogenicity of Pharmaceuticals,’’
July 1997 (available at https://
www.fda.gov/downloads/Drugs/
GuidanceComplianceRegulatory
Information/Guidances/
UCM074916.pdf).
28. ICH, ‘‘S1C(R2) Dose Selection for
Carcinogenicity Studies of
Pharmaceuticals SIC(R2)’’ (Revision 1),
September 2008 (available at https://
www.fda.gov/downloads/Drugs/
GuidanceComplianceRegulatory
Information/Guidances/
UCM074919.pdf).
29. ICH Harmonized Tripartite Guideline for
Industry, ‘‘Detection of Toxicity to
Reproduction for Medicinal Products &
Toxicity to Male Fertility S5(R2),’’ 2005
(available at https://www.ich.org/
fileadmin/Public_Web_Site/ICH_
Products/Guidelines/Safety/S5_R2/
Step4/S5_R2__Guideline.pdf).
30. ICH, Guideline for Industry,
‘‘Toxicokinetics: The Assessment of
Systemic Exposure in Toxicity Studies
S3A,’’ March 1995 (available at https://
www.fda.gov/downloads/Drugs/
GuidanceComplianceRegulatory
Information/Guidances/
UCM074937.pdf).
Dated: February 20, 2015.
Leslie Kux,
Associate Commissioner for Policy.
[FR Doc. 2015–03884 Filed 2–24–15; 8:45 am]
BILLING CODE 4164–01–P
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10035
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
Food and Drug Administration
21 CFR Part 310
[Docket No. FDA–2008–N–0474]
Over-the-Counter Sunscreen Drug
Products—Regulatory Status of
Ecamsule
AGENCY:
Food and Drug Administration,
HHS.
Proposed order; request for
comments.
ACTION:
The Food and Drug
Administration (FDA or the Agency) is
issuing a proposed sunscreen order
(proposed order) under the Federal
Food, Drug, and Cosmetic Act (the
FD&C Act), as amended by the
Sunscreen Innovation Act (SIA). The
proposed order announces FDA’s
tentative determination that ecamsule
(also known as terephthalylidene
dicamphor sulfonic acid) at
concentrations up to 10 percent is not
generally recognized as safe and
effective (GRASE) and is misbranded
when used in over-the-counter (OTC)
sunscreen products because the
currently available data are insufficient
to classify it as GRASE and not
misbranded, and additional information
is needed to allow us to determine
otherwise.
SUMMARY:
Submit either electronic or
written comments on this proposed
order by April 13, 2015. Sponsors may
submit written requests for a meeting
with FDA to discuss this proposed order
by March 27, 2015. See section VI for
the proposed effective date of a final
order based on this proposed order.
ADDRESSES: You may submit comments
by any of the following methods:
DATES:
Electronic Submissions
Submit electronic comments in the
following way:
• Federal eRulemaking Portal: https://
www.regulations.gov. Follow the
instructions for submitting comments.
Written Submissions
Submit written submissions in the
following ways:
• Mail/Hand delivery/Courier (for
paper submissions): Division of Dockets
Management (HFA–305), Food and Drug
Administration, 5630 Fishers Lane, rm.
1061, Rockville, MD 20852.
Instructions: All submissions received
must clearly identify the specific active
ingredient (ecamsule) and the Docket
No. FDA–2008–N–1474 for this
E:\FR\FM\25FEP1.SGM
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Agencies
[Federal Register Volume 80, Number 37 (Wednesday, February 25, 2015)]
[Proposed Rules]
[Pages 10026-10035]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2015-03884]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF HEALTH AND HUMAN SERVICES
Food and Drug Administration
21 CFR Part 310
[Docket Nos. FDA-2003-N-0196 (Formerly 2003N-0233), FDA-1978-N-0018
(Formerly 1978N-0038 and 78N-0038), and FDA-1996-N-0006 (Formerly 96N-
0277)]
Over-the-Counter Sunscreen Drug Products--Regulatory Status of
Enzacamene
AGENCY: Food and Drug Administration, HHS.
ACTION: Proposed order; request for comments.
-----------------------------------------------------------------------
SUMMARY: The Food and Drug Administration (FDA or the Agency) is
issuing a proposed sunscreen order (proposed order) under the Federal
Food, Drug, and Cosmetic Act (the FD&C Act), as amended by the
Sunscreen Innovation Act (SIA). The proposed order announces FDA's
tentative determination that enzacamene is not generally recognized as
safe and effective (GRASE) and is misbranded when used in over-the-
counter (OTC) sunscreen products because the currently available data
are insufficient to classify it as GRASE and not misbranded, and
additional information is needed to allow us to determine otherwise.
DATES: Submit either electronic or written comments on this proposed
order by April 13, 2015. Sponsors may submit written requests for a
meeting with FDA to discuss this proposed order by March 27, 2015. See
section VI for the proposed effective date of a final order based on
this proposed order.
ADDRESSES: You may submit comments by any of the following methods:
Electronic Submissions
Submit electronic comments in the following way:
Federal eRulemaking Portal: https://www.regulations.gov.
Follow the instructions for submitting comments.
Written Submissions
Submit written submissions in the following ways:
Mail/Hand delivery/Courier (for paper submissions):
Division of Dockets Management (HFA-305), Food and Drug Administration,
5630 Fishers Lane, Rm. 1061, Rockville, MD 20852.
[[Page 10027]]
Instructions: All submissions received must clearly identify the
specific active ingredient (enzacamene) and the Docket Nos. FDA-2003-N-
0196, FDA-1978-N-0018, and FDA-1996-N-0006 for this rulemaking. All
comments received may be posted without change to https://www.regulations.gov, including any personal information provided. For
additional information on submitting comments, see the ``Comments''
heading of the SUPPLEMENTARY INFORMATION section of this document.
Docket: For access to the docket to read background documents or
comments received, go to https://www.regulations.gov and insert the
docket numbers, found in brackets in the heading of this document, into
the ``Search'' box and follow the prompts and/or go to the Division of
Dockets Management, 5630 Fishers Lane, Rm. 1061, Rockville, MD 20852.
Submit requests for a meeting with FDA to discuss this proposed
order to Kristen Hardin (see FOR FURTHER INFORMATION CONTACT).
FOR FURTHER INFORMATION CONTACT: Kristen Hardin, Division of
Nonprescription Drug Products, Center for Drug Evaluation and Research,
Food and Drug Administration, 10903 New Hampshire Ave., Bldg. 22, Rm.
5491, Silver Spring, MD 20993-0002, 240-402-4246.
SUPPLEMENTARY INFORMATION:
I. Regulatory Background
A. Regulatory and Statutory Framework
The data and information addressed in this proposed order were
originally submitted for review under FDA's Time and Extent Application
(TEA) regulation, Sec. 330.14 (21 CFR 330.14), a process that has
since been supplemented with new statutory procedures established in
the SIA (Pub. L. 113-195), enacted November 26, 2014. The discussion
that follows briefly describes and compares the pre- and post-SIA
processes as they apply to the regulatory status of enzacamene.
The TEA regulation established a process through which a sponsor
could request that an active ingredient or other OTC condition,\1\
particularly one not previously marketed in the United States, be added
to an OTC drug monograph to enable compliant OTC drug products
containing the condition to be marketed in the United States without an
approved new drug application (NDA) or abbreviated new drug application
(ANDA). Because this proposed order specifically addresses an OTC
sunscreen active ingredient (enzacamene), the remainder of this
discussion will refer only to ``active ingredients.''
---------------------------------------------------------------------------
\1\ For purposes of OTC drug regulation, a ``condition'' is
defined as an active ingredient or botanical drug substance (or a
combination of active ingredients or botanical drug substances),
dosage form, dosage strength, or route of administration marketed
for a specific OTC use, with specific exclusions (see Sec.
330.14(a)(2)). This document will refer simply to new ``active
ingredients,'' since that is the condition under consideration.
---------------------------------------------------------------------------
Critical steps in a proceeding under the TEA regulation include the
following: (1) FDA's determination that an active ingredient had been
marketed for the proposed OTC use for a material time and to a material
extent (eligibility determination), and public call for submission of
safety and efficacy data, followed by; (2) review of safety and
efficacy data submitted by the sponsor or other interested parties; and
(3) FDA's initial determination that the data show the active
ingredient to be either GRASE or not GRASE for OTC use under the
applicable monograph conditions (including any new conditions rising
from FDA's review) (GRASE determination). Under the TEA regulation,
FDA's GRASE determinations are effectuated through notice and comment
rulemaking to amend or establish the appropriate monograph.
The TEA process in FDA regulations was supplemented by Congress's
enactment of the SIA. Among other amendments it makes to the FD&C Act,
the SIA creates new procedures specifically for reviewing the safety
and effectiveness of nonprescription sunscreen active ingredients,
including those, such as enzacamene, that were the subject of pending
TEA proceedings at the time the SIA was enacted. Like the TEA
regulation, the SIA calls for an initial eligibility determination
phase for nonprescription sunscreen active ingredients, followed by
submissions of safety and efficacy data and a GRASE determination
phase. However, the SIA requires FDA to make proposed and final GRASE
determinations for nonprescription sunscreen active ingredients in the
form of administrative orders rather than the multistep public
rulemaking required by the TEA regulation, and establishes strict
timelines for the necessary administrative actions.
Among other requirements, no later than 90 days after the SIA was
enacted (i.e., no later than February 24, 2015), FDA must publish a
proposed sunscreen order in the Federal Register for any
nonprescription sunscreen active ingredient, including enzacamene, for
which, on the date of enactment, an eligibility determination had been
issued under the TEA regulation and submissions of safety and efficacy
data received, and for which a TEA feedback letter had not yet been
issued (section 586C(b)(4) of the FD&C Act (21 U.S.C. 360fff-3(b)(4)),
as amended by the SIA). Other provisions of the SIA that are not
discussed in this proposed order address procedures applicable to other
pending and future sunscreen active ingredient GRASE determinations,
pending and future GRASE determinations for OTC products other than
sunscreens, issuance of specified guidances and reports, and completion
of pending sunscreen rulemakings, among others.
A proposed sunscreen order under the SIA is an order containing
FDA's tentative determination proposing that a nonprescription
sunscreen active ingredient or combination of ingredients: (1) Is GRASE
and is not misbranded when marketed in accordance with the proposed
order; (2) is not GRASE and is misbranded; or (3) is not GRASE and is
misbranded because the data are insufficient to classify the active
ingredient or combination of ingredients as GRASE and not misbranded,
and additional information is necessary to allow FDA to determine
otherwise (section 586(7) of the FD&C Act, as amended by the SIA).
Publication of a proposed sunscreen order triggers several timelines
under the SIA, including a 45-day public comment period, and a 30-day
period in which a sponsor may request a meeting with FDA to discuss the
proposed order.
B. FDA's Review of Enzacamene
Buchanan Ingersoll submitted a TEA in 2002 on behalf of Merck KGaA
under Sec. 330.14(c) seeking OTC monograph status for the sunscreen
active ingredient enzacamene (also known as 4-Methylbenzylidene Camphor
(4-MBC) or Eusolex 6300) at concentrations up to 4 percent for use in
OTC sunscreen products (enzacamene TEA) (Note 1). FDA issued a TEA
notice of eligibility for enzacamene on July 11, 2003 (68 FR 41386),
stating that enzacamene at concentrations of up to 4 percent is
eligible to be considered for inclusion in the OTC sunscreen monograph
(21 CFR part 352, currently stayed) and calling for submission of
safety and effectiveness data for enzacamene. In response, a submission
of data dated October 9, 2003, was made to the docket on behalf of
Merck KGaA (enzacamene data submission) (Note 2), which referred to
materials previously submitted to other dockets.\2\ At the time
[[Page 10028]]
the SIA was enacted, FDA had not issued a TEA feedback letter or
otherwise responded to that submission.
---------------------------------------------------------------------------
\2\ These include FDA-1978-N-0018-0744-0756 (Sup 24, 25, 26, 27
and 28), Request to Reopen Rulemaking Record Respect Sunscreen Drug
Products for OTC, submitted on April 12, 1999 (1999 enzacamene
submission); FDA-1978-N-0018-0766, Citizen Petition (CP1), submitted
on December 17, 1980; and Tracking number: 805596eb Legacy Doc. ID,
SUP 5, ``Supplement from Rona Pearle'' SUP5, submitted on August 15,
1985.
---------------------------------------------------------------------------
In accordance with new section 586C(b)(4) of the FD&C Act as
amended by the SIA, we are issuing this notice as a proposed order for
enzacamene. Based on our review of the available safety and efficacy
data, we have made a tentative determination that enzacamene is not
GRASE and is misbranded because the data are insufficient to classify
it as GRASE and not misbranded for use in OTC sunscreens, and
additional information is necessary to allow us to determine otherwise.
The remainder of this proposed sunscreen order describes our review of
the available safety and efficacy data, identifies additional data
needed to demonstrate that enzacamene is GRASE for the requested use,
and explains our rationale for specific conclusions and data
requirements.
This proposed order will be open for public comment (see DATES).
The sponsor may request a meeting with FDA to discuss this proposed
order (see DATES). We also invite the sponsor to submit additional
safety and/or efficacy data to inform our further consideration, as
publication of a final sunscreen order under the SIA for enzacamene
will be contingent on receipt of such information. (See section
586C(b)(9)(ii) of the FD&C Act.) We specifically encourage the sponsor
to discuss any proposed study protocols with us before performing the
studies.
II. Safety Data Considerations for OTC Sunscreen Products Containing
Enzacamene
In evaluating the safety of a proposed monograph active ingredient,
FDA applies the following regulatory standard: Safety means a low
incidence of adverse reactions or significant side effects under
adequate directions for use and warnings against unsafe use as well as
low potential for harm which may result from abuse under conditions of
widespread availability. Proof of safety shall consist of adequate
tests by methods reasonably applicable to show the drug is safe under
the prescribed, recommended, or suggested conditions of use. This proof
shall include results of significant human experience during marketing.
General recognition of safety shall ordinarily be based upon published
studies which may be corroborated by unpublished studies and other data
(Sec. 330.10(a)(4)(i) (21 CFR 330.10(a)(4)(i))).
FDA's OTC drug regulations generally identify the types of
information that may be submitted as evidence that an active ingredient
or other OTC drug condition is safe, as part of the consideration of
whether an active ingredient or other condition is GRASE (Sec.
330.10(a)(2)). For convenience, this order uses the term ``generally
recognized as safe (GRAS)'' to refer to that aspect of the GRASE
determination. To apply the general OTC safety standard to each
potential new condition, FDA uses its scientific expertise to determine
what constitutes ``adequate tests by methods reasonably applicable to
show the drug is safe under the prescribed, recommended, or suggested
conditions of use.'' In assessing what specific testing or other data
are needed to adequately demonstrate the safety of enzacamene for use
in sunscreen, FDA considers the circumstances under which OTC sunscreen
products that could contain enzacamene would be used by consumers.
When used as directed with other sun protection measures, broad
spectrum OTC sunscreen products with a sun protection factor (SPF)
value of 15 or higher strongly benefit the public health by decreasing
the risk of skin cancer and premature skin aging associated with solar
ultraviolet (UV) radiation, as well as by helping to prevent sunburn.
(Sunscreens with lower SPF values, or without broad spectrum
protection, also help prevent sunburn.) When used as directed by the
required labeling, all OTC sunscreen products are applied liberally to
the skin and reapplied frequently throughout the day (Sec. 201.327(e)
(21 CFR 201.327(e))). Because the effects of UV exposure are
cumulative, to obtain the maximum benefit, users of broad spectrum
sunscreens with an SPF value of 15 or higher are directed to use such
products regularly--on a routine basis (id.). Given these conditions of
use, our safety evaluation of an OTC sunscreen active ingredient such
as enzacamene must consider both short-term safety concerns (such as
skin sensitization/irritation and photosafety) and potential concerns
related to long-term sunscreen use, including potential systemic
exposure via dermal absorption.
The purpose of the safety testing described in this section II is
to establish whether an OTC sunscreen product containing enzacamene and
otherwise marketed under the conditions described in a final sunscreen
order and in accordance with all requirements applicable to
nonprescription drugs would be GRAS for use as labeled. To demonstrate
that these requirements are met for enzacamene, initial safety testing
should be performed using enzacamene as the sole active ingredient up
to the highest concentration for which marketing status is sought and
eligibility has been established: 4 percent. If initial testing
suggests a particular safety concern associated with enzacamene (e.g.,
a hormonal activity), FDA may request additional studies to address
that concern.
A. Human Safety Data
1. Human Irritation, Sensitization, and Photosafety Studies
Studies of skin irritation, sensitization, and photosafety are
standard elements in the safety evaluation of topical drug products
that, like enzacamene-containing sunscreens, are applied to the skin
repeatedly over long periods of time. FDA recommends separate studies
for skin irritation and sensitization. Skin irritation studies should
generally include at least 30 evaluable subjects and should evaluate
the test formulation (i.e., enzacamene in an appropriate test vehicle),
the vehicle alone, and both negative and positive controls. Skin
sensitization studies generally should include at least 200 subjects
and should evaluate the test formulation containing enzacamene, the
vehicle, and a negative control. For both irritation and sensitization
studies, test site applications should be randomized and the test
observer blinded to the identities of the test formulations.
FDA recommends that photosafety evaluation generally involve
studies of skin photoirritation (phototoxicity) and skin
photosensitization (photoallergenicity). General principles for
designing and conducting photosafety studies are described in FDA
guidance (Ref. 1). Photosafety studies, like sensitization and
irritation studies, should be conducted using enzacamene 4 percent in
an appropriate test vehicle, the vehicle alone, and a negative control.
In addition, phototoxicity studies should include at least 30 evaluable
subjects and photoallerginicity studies should include at least 45
evaluable subjects.
Data Available for Enzacamene: Human Irritation, Sensitization, and
Photosafety Studies
We reviewed the submitted study reports for human safety studies,
including a skin irritation and sensitization study of enzacamene 5
percent in 30 subjects (Note 3); skin
[[Page 10029]]
irritation and sensitization study of enzacamene 5 percent in 10
subjects (Note 4); a photoirritation study of 4 percent enzacamene in 5
subjects (Note 5); and two photosensitization studies, one using 4
percent enzacamene in 5 subjects and the other using an unknown
concentration in 25 subjects (Notes 6 and 7). Although these studies
suggest that enzacamene may not be a primary irritant, sensitizer,
photosensitizer, or photoirritant, each of the submitted studies has
limitations, such as inadequate sample size, lack of blinding, and lack
of positive and negative controls, that prevent us from making
definitive conclusions. In addition, protocol information, such as the
inclusion and exclusion criteria used in subject selection, was not
consistently provided.
FDA concludes that the data submitted are not sufficient to assess
the dermal safety of enzacamene and specifically its potential to cause
irritation, sensitization, photoirritation, or photoallergenicity. We
recommend submission of additional data from human irritation,
sensitization, and photosafety studies to demonstrate that an OTC
sunscreen containing up to 4 percent enzacamene is not an irritant,
sensitizer, photosensitizer, or photoirritant.
2. Human Dermal Pharmacokinetic (Bioavailability) Studies
Because sunscreens are topically applied, another important safety
consideration for enzacamene for use in sunscreens is whether dermal
application may result in skin penetration and systemic exposure to
enzacamene, and if so, to what extent. A well-designed and -conducted
human dermal pharmacokinetic study can be expected to detect and
quantify the presence of enzacamene and/or any metabolites in blood or
other bodily fluids that may have a bearing on safety, using recognized
parameters such as bioavailability percentage, maximum plasma
concentration (Cmax), time to maximum plasma concentration (Tmax),
total area under the plasma concentration versus time curve (AUC),
half-life, clearance, and volume of distribution. This information can
help identify potential safety concerns and help determine whether an
adequate safety margin for sunscreens containing enzacamene exists. FDA
recommends that the pharmacokinetic studies performed on enzacamene
also collect additional safety-related data from regularly scheduled
physical examinations, collection of vital signs, and other measures,
which may help capture adverse skin events or other potential safety
signals. To ensure that maximum penetration of enzacamene has taken
place and chances of it being detected are optimal, studies should
continue until steady state is reached.
General information and recommendations on the design and conduct
of human pharmacokinetic studies can be found in FDA guidance (Ref. 2).
To support a GRAS determination for enzacamene (up to 4 percent), such
a study should be conducted under maximal use conditions using
enzacamene 4 percent in various vehicles, including vehicles that would
be expected to enhance absorption. We encourage study sponsors to
consult with us before conducting pharmacokinetic studies, because the
properties of enzacamene bear on the optimal design.
Data Available for Enzacamene: Human Dermal Pharmacokinetic
(Bioavailability) and Clinical Pharmacology Studies
We reviewed three submitted reports of dermal absorption studies in
humans in which percutaneous absorption was estimated using
radiolabeled (\14\C) formulations of enzacamene. In one study (Note 8)
a \14\C-labeled 5 percent formulation of enzacamene was applied to the
lower arms of six volunteers for 6 hours, followed by a 3-day
collection of urine and feces. Investigators reported that
approximately 54.6 percent of the \14\C-activity applied to the skin
was recovered. An average of 0.76 percent enzacamene was recovered in
urine and 0.14 percent in the feces. In a second study (Note 9),
investigators reported a total recovery of 98.2 percent and 90.7
percent overall recovery of the \14\C-activity applied to the skin from
two volunteers, respectively. The third study report (Note 10) was
similar to the previous two studies in terms of the general design.
Following the analysis of the data from the planned six volunteers, two
more volunteers were enrolled to evaluate the low observed recovery (54
to 69 percent) of the radiolabeled enzacamene. A different recovery
schema was applied to these last two patients with satisfactory results
in line with the previous studies. As to the utility of the aggregate
data, we cannot draw definitive conclusions regarding the dermal
absorption of enzacamene based on these studies. The overall number of
subjects was low, the studies were single-dose studies, a limited
surface area was exposed to the formulation, the recovery of
radioactivity was variable, and finally no blood or other body fluids
were sampled to provide direct information about systemic exposure. We
also note that these studies were conducted in the 1980s and the limit
of analytical detection for enzacamene was much higher than it is
today.
A review of the published literature identified more recent studies
related to the extent of absorption of enzacamene in humans after
dermal application. A 2004 article from Janjua et al. (Ref. 3) reports
on the absorption from a formulation containing 10 percent enzacamene
and 2 other active sunscreen ingredients after whole body application
for 4 days in 15 healthy males and 17 postmenopausal females. The
article provides only summary bioavailability information but claims
that the maximum plasma concentrations were 20 milligrams (mg)/
milliliter (mL) in both men and women and that increasing plasma levels
of enzacamene and metabolites were seen, suggesting the presence of
accumulation. It is noted that thyroid function was also assessed
during this study, but results are confounded by the simultaneous
application of three active sunscreen ingredients. A 2006 article from
Shauer et al. (Ref. 4) includes in vivo pharmacokinetic data from six
healthy volunteers exposed to 4 percent enzacamene applied over 90
percent body surface area for a 12-hour period. The data are limited by
the small number of subjects included; however, there was gender-
related difference observed in those males who had blood levels that
were approximately twice that of females. A 2008 article by Janjua et
al. contains a more complete analysis of in vivo absorption for
enzacamene in a 10 percent enzacamene formulation (Ref. 5). The levels
of absorption were generally low but accumulation was observed.
However, the age of the females enrolled in the study was 2 to 3 times
that of the males, confounding the interpretation of age or gender
effects.
Overall, the data available are incomplete for the assessment of
human bioavailability (dermal absorption) of enzacamene. Accordingly,
we request data from human pharmacokinetic studies to assess potential
for and extent of systemic absorption. These studies should be
performed under expected maximal-use conditions with the proposed
maximum concentration as discussed previously.
In addition to the bioavailability data described previously, three
reports of clinical pharmacology studies were submitted that evaluate
the potential effect of enzacamene on thyroid function. The first was a
pilot study in which a 5 percent enzacamene formulation was applied
twice, at 3-hour intervals, to the abdomen and back
[[Page 10030]]
of four adult subjects (two males and two females) (Note 11).
Subsequent increases in the thyroid analytes thyroid-stimulating
hormone (TSH), T3, and T4 were observed in some subjects. Blood and
urine levels of enzacamene were reported to have been measured but no
data were reported. We consider the number of subjects in this study
too small to draw conclusions about the safety of enzacamene. In
addition, there were missing data and the report lacked information
about whether subjects' thyroid analyte levels exceeded normal levels.
A second study evaluated the effect on thyroid function of topical
application of 5 percent enzacamene (6 grams (g) applied twice, at 3-
hour intervals) in nine healthy volunteers (Note 12). This was a
double-blind, placebo-controlled, crossover design study, and
investigators reported that there was a statistically significant
lowering of mean T3 and T4 values in the active treatment group at 24
hours after application. Although larger than the pilot study, this is
a small single-dose study and the changes reported were small relative
to placebo and were of questionable clinical significance.
Interpretation of the results is also hampered by the fact that some
analytes (TSH and free T4) were below normal levels at baseline.
A third study was a parallel-group, placebo-controlled design in
which 48 subjects received treatment with either enzacamene (5 g of a 6
percent enzacamene formulation per dose) or placebo twice daily for 14
days (Note 13). According to the investigators, the results of the
study did not reveal any significant differences in thyroid function
tests between enzacamene and placebo, although there was a small
between-group difference in thyroid volume gland decrease (a 1.7
percent reduction in the enzacamene arm and an increase of 3.1 percent
in the placebo group). The quality of the study report submitted is
inadequate to be used to verify the analyses, but no adverse events of
hypothyroidism or hyperthyroidism or abnormal thyroid function tests
were reported.
The three clinical pharmacology studies submitted are insufficient
either to substantiate or dismiss clinical concerns related to
potential thyroid effects from enzacamene. We request submission of any
additional clinical thyroid function data or analyses that have not yet
been submitted to us, including any provided to the European Scientific
Committee on Cosmetic Products and Nonfood Products (SCCNFP) to support
its 2008 conclusion that enzacamene at a concentration up to 4 percent
is safe for use in finished cosmetic products for whole body
application (Ref. 6). If, after full review of nonclinical toxicology
data (discussed in section I.B of this proposed order) and any
additional clinical data, concerns exist regarding enzacamene's thyroid
safety, we will recommend that additional clinical study be carried
out. It is recommended that we be consulted regarding the study
protocols prior to commencement of such investigations.
3. Human Safety Data To Establish Adverse Event Profile
An evaluation of safety information from adverse event reports and
other safety-related information derived from commercial marketing
experience of sunscreen products containing enzacamene, as well as from
other sources, is a critical aspect of FDA's safety review for
enzacamene. The TEA regulation under which the original request for
enzacamene was submitted specifically calls for submission of
information on all serious adverse drug experiences, as defined in 21
CFR 310.305(a) and 314.80(a), from each country where the active
ingredient or other condition has been or is currently marketed as
either a prescription or OTC drug; in addition, it calls for submission
of all data generally specified in Sec. 330.10(a)(2), which includes
documented case reports and identification of expected or frequently
reported side effects (Sec. 330.14(f)(1) and (f)(2)). To evaluate
enzacamene, FDA continues to seek individual adverse drug experience
reports, a summary of all serious adverse drug experiences, and
expected or frequently reported side effects of the condition (id.). To
assist in the Agency's safety evaluation of enzacamene, FDA emphasizes
our need for the following data:
A summary of all available reported adverse events
potentially associated with enzacamene;
All available documented case reports of serious side
effects
Any available safety information from studies of the
safety and effectiveness of enzacamene in humans; and
Relevant medical literature describing adverse events
associated with enzacamene. Submissions of adverse event data should
also include a description of how each country's system identifies and
collects adverse events, unless this information has been previously
submitted as part of enzacamene's TEA package.
Although we recognize that adverse event data from foreign
marketing experience may reflect patterns of use and regulatory
reporting requirements that differ from those in the United States, we
nonetheless consider such information to be strongly relevant both to
our overall GRASE assessment of enzacamene for use in sunscreens and to
our consideration of potential product labeling. FDA recognizes that
such information may not be available from all countries; where that is
the case, please provide a written explanation for the lack of data.
Overall, we seek sufficient data to characterize enzacamene's adverse
event profile.\3\
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\3\ See 67 FR 3060 at 3069 (January 23, 2002) (agreeing that the
absence of an adverse experience reporting system in a foreign
country for drugs or cosmetics does not necessarily mean that a
condition cannot be GRAS/E. The GRAS/E determination will be based
on the overall quality of the data and information presented to
substantiate safety and effectiveness).
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Data Available for Enzacamene: Human Safety Data To Establish Adverse
Event Profile
The 1999 enzacamene submission states that no complaints from
customers concerning tolerance or adverse reactions had been reported
for enzacamene by the cosmetic industry during the prior 10 years (Note
14). This information was referred to in the 2002 TEA submission and
the 2003 enzacamene data submission. The 1999 enzacamene submission
also included a literature search for adverse reactions to enzacamene
from the following databases: Medline (1966-1998), Derwent Drug File
(1983-1998), and CCSearch (week 3 1998-week 48 1998) (Note 15). There
were 17 articles reviewed which had been published or translated into
English. Of these, 10 articles describe contact dermatitis and
resultant positive photopatch testing in one or two patients. The 7
other articles are literature or case series reviews of up to 400
patients, describing dermatologic adverse reactions to sunscreen use
and subsequent photopatch testing. On the whole, these reports suggest
that enzacamene has the potential to cause contact allergy and
photocontact allergy. However, data from this literature have
limitations. In some cases, the testing methodology used to determine
that enzacamene is an allergen is not described. Also, some of the test
formulations used are not described. It is conceivable that the
observed reactions may have been specific to particular test
formulations, including formulations containing other active
ingredients.
The submitted information and literature do not fulfill the
criteria described previously. To support the evaluation of safety of
enzacamene for
[[Page 10031]]
use in OTC sunscreens, we request that the sponsor either supplement
the data already submitted, including more recent adverse drug
experience data, or explain why such data cannot be provided.
B. Nonclinical (Animal) Studies
Another important element of FDA's GRAS review of enzacamene for
use in sunscreens is an assessment of data from nonclinical (animal)
studies that characterize the potential long-term dermal and systemic
effects of exposure to enzacamene. Even if the bioavailability data
discussed in section II.A.2 suggest that dermal application is unlikely
to result in skin penetration and systemic exposure to enzacamene, FDA
still considers data on the effects of systemic exposure to be an
important aspect of our safety evaluation of enzacamene. A
determination that enzacamene up to 4 percent is GRASE for use in
sunscreens would permit its use in as-yet-unknown product formulations,
which might in turn alter the skin penetration of the active
ingredient. Therefore, an understanding of the effects of enzacamene,
were systemic exposure to occur, is critical to determine whether and
how regulatory parameters can be defined to assure that all conforming
enzacamene-containing sunscreens would be GRASE as labeled.
FDA recommends animal testing of the potential long-term dermal and
systemic effects of exposure to enzacamene because these effects cannot
be easily assessed from previous human use. Taken together, the
carcinogenicity studies, developmental and reproductive toxicity
studies, and toxicokinetic studies described in sections II.B.1 through
II.B.3 should provide the information needed to characterize both the
potential dermal and systemic toxic effects and the levels of exposure
at which they occur. These data, when viewed in the context of human
exposure data, can be used to determine a margin of safety for use of
enzacamene in OTC sunscreens.
Data Available for Enzacamene: Nonclinical (Animal) Studies Generally
The enzacamene submissions included data from the following types
of nonclinical safety studies:
Acute-dose toxicity studies
[cir] Oral toxicity (rats, dogs) (Note 16)
[cir] Dermal toxicity (rats) (Note 17)
[cir] Intraperitoneal toxicity (rats) (Note 18)
[cir] Mucosal irritation (rabbits) (Note 19)
[cir] Skin irritation and sensitization (guinea pigs) (Note 20)
[cir] Phototoxicity potential (mice) (Note 21)
[cir] Photosensitization (guinea pig) (Note 22)
Repeat-dose toxicity studies
[cir] 17 days oral (rat) (Note 23)
[cir] 4 weeks oral (rat) (Note 24)
[cir] 13 weeks oral (rat) (Note 25)
[cir] Liver enzyme induction study (rat) (Note 26)
Genotoxicity and mutagenicity assays
[cir] Chromosome aberration assay (Chinese hamster V79 cells) (Note
27)
[cir] Mutagenicity (Salmonella typhimurium) (Note 28)
[cir] Photomutagenicity (S. typhimurium, Escherichia coli) (Note
29)
Reproductive and developmental toxicity studies
[cir] Orienting tests for embryotoxicity (rabbit) (Note 30)
[cir] Toxicological investigation (incubated hen's egg) (Note 31)
[cir] Teratogenicity (rat) (Note 32)
Based on the submitted studies, acute toxicity was low. However,
the standard battery of tests detected findings that we will consider
further as additional data become available to inform our GRAS
assessment. Studies submitted by the sponsor showed an increase in
thyroid weight and changes in thyroid function that included an
increase in T3 and TSH, along with a decrease in T4. Other thyroid
findings included follicular epithelium hypertrophy and hyperplasia. A
decrease in adrenal and prostate weights, and alterations in ovarian
weights (an increase was seen in some studies while decreased weight
was noted in others), was documented with a no observed adverse effect
level (NOAEL) of 25-30 mg/kilograms (kg)/day (Note 33).
To followup on these findings, we identified published literature
that describes related enzacamene activity. A number of these articles
indicate that exposure to enzacamene at high doses has been associated
with hormonal changes. Among the in vitro findings (Refs. 7 through
16), a number of articles described the in vitro binding activity of
enzacamene to estrogen (ER) and androgen (AR) receptors where it was
able to bind to ER[szlig] but showed inconsistent binding activity at
ER[alpha] receptors. No androgenic activity and mixed results for
antiandrogenic activity were also documented.
Other effects of enzacamene included in vivo alterations of
reproductive tissues and behavior in rats (Refs. 17 through 25).
Findings include decreased testis weight; increased prostate volume and
altered duct development; delayed preputial separation; decreased
prostate weight in males; and increased uterine weight, decreased
ovarian weight, and altered sexual behavior in females. Overall, we
cannot arrive at a final determination about the findings described in
the literature until we receive a complete nonclinical assessment as
described in sections II.B.1 through II.B.3.
We did not receive data from toxicokinetic or dermal or systemic
carcinogenicity studies. Upon assessment of all available information
for enzacamene and based on the nonclinical studies currently
recommended to support sunscreen development, the following nonclinical
studies are recommended to support the safety of enzacamene:
Dermal and systemic carcinogenicity
Fertility
Prenatal/postnatal toxicity
Toxicokinetics
Additional discussion of study findings and data gaps are provided
in the following subsections.
1. Carcinogenicity Studies: Dermal and Systemic
FDA guidance recommends that carcinogenicity studies be performed
for any pharmaceutical that is expected to be clinically used
continuously for at least 6 months or ``repeatedly in an intermittent
manner'' (Refs. 26, 27, and 28). Because the proposed use of enzacamene
in OTC sunscreens falls within this category, these studies should be
conducted to help establish that enzacamene is GRAS for its proposed
use. Carcinogenicity studies assist in characterizing potential dermal
and systemic risks by identifying the type of toxicity observed, the
level of exposure at which toxicity occurs, and the highest level of
exposure at which no adverse effects occur (i.e., NOAEL). The NOAEL
would then be used in determining the safety margin for human exposure
to sunscreens containing enzacamene.
Systemic carcinogenicity studies can also help to identify other
systemic or organ toxicities that may be associated with enzacamene,
such as hormonal effects. For example, the effect of persistent
disruption of particular endocrine gland systems (e.g., hypothalamic-
pituitary-adrenal axis), if any, can be captured by these assays.
Data Available for Enzacamene: Genotoxicity Studies
Enzacamene showed no evidence of DNA mutations in one standard Ames
test. A chromosomal aberration assay using a Chinese hamster V79 cell
line
[[Page 10032]]
and a photomutagenicity assay were negative. Although these studies
somewhat ease concerns about potential genotoxicity and mutagenicity,
they were not definitive evaluations of potential toxic effects from
long-term systemic or dermal exposure.
Data Available for Enzacamene: Carcinogenicity Studies
We did not receive dermal or systemic carcinogenicity studies.
Assessments of both dermal and systemic carcinogenicity are recommended
because sunscreen products containing enzacamene are expected to be
applied over large portions of the body with multiple daily
applications. In addition, as discussed previously, marketing of this
product according to a final sunscreen order might permit its
formulation in a variety of as-yet-unknown vehicles that might have an
impact on systemic absorption. Consequently, FDA seeks information on
dermal and system carcinogenicity, in case of the possibility that
systemic absorption could occur.
2. Developmental and Reproductive Toxicity (DART) Studies (Ref. 29)
FDA recommends conducting DART studies to evaluate the potential
effects that exposure to enzacamene may have on developing offspring
throughout gestation and postnatally until sexual maturation, as well
as on the reproductive competence of sexually mature male and female
animals. Gestational and neonatal stages of development may also be
particularly sensitive to active ingredients with hormonal activity.
For this reason, we recommend that these studies include assessments of
endpoints such as vaginal patency, preputial separation, anogenital
distance, and nipple retention, which can be incorporated into
traditional DART study designs to assess potential hormonal effects of
enzacamene on the developing offspring. We also recommend conducting
behavioral assessments (e.g., mating behavior) of offspring, which may
also detect neuroendocrine effects.
Data Available for Enzacamene: DART Studies
Potential reproductive and developmental effects from enzacamene
were evaluated in two embryotoxicity studies and one teratogenicity
study. Enzacamene did not show evidence of embryotoxicity in a pilot
rabbit test and hen's egg assay. In a teratogenicity study in rats with
oral administration of single daily doses of 10, 30, and 100 mg/kg of
enzacamene administered on days 6 to 15 after conception, enzacamene
was not found to be teratogenic in any of the treated groups.
Additional DART testing is recommended to assess fertility and prenatal
and postnatal development in a rodent model.
3. Toxicokinetics (Ref. 30)
We recommend conducting animal toxicokinetic studies because they
provide an important bridge between toxic levels seen in animal studies
and potential human exposure. Data from these studies can be correlated
to potential human exposure via clinical dermal pharmacokinetic study
findings. Toxicokinetic data could be collected as part of animal
studies being conducted to assess one or more of the safety parameters
described previously.
Data Available for Enzacamene: Toxicokinetics
No toxicokinetic data were submitted as part of any of the
nonclinical studies, thus it is difficult to bridge from animal
findings to potential human exposure. Toxicokinetic data should be
collected as part of the animal studies to allow exposure comparisons
between animals and humans.
Toxicokinetic data are particularly important to the evaluation of
enzacamene's safety for use in sunscreens because enzacamene appears to
have the potential to affect some endocrine-responsive endpoints. We
need toxicokinetic data to develop more information about exposure
parameters, in order to understand whether a margin of safety exists
between the exposures that cause the effects in animals and estimated
human exposures. Should we find, after review of a more complete
nonclinical program, that additional clinical studies are warranted, we
will provide additional recommendations regarding the design of the
studies.
III. Effectiveness Data Considerations for OTC Sunscreen Products
Containing Enzacamene
FDA's evaluation of the effectiveness of active ingredients under
consideration for inclusion in an OTC drug monograph is governed by the
following regulatory standard: Effectiveness means a reasonable
expectation that, in a significant proportion of the target population,
the pharmacological effect of the drug, when used under adequate
directions for use and warnings against unsafe use, will provide
clinically significant relief of the type claimed. Proof of efficacy
shall consist of controlled clinical investigations as defined in 21
CFR 314.126(b). Investigations may be corroborated by partially
controlled or uncontrolled studies, documented clinical studies by
qualified experts, and reports of significant human experience during
marketing. Isolated case reports, random experience, and reports
lacking the details that permit scientific evaluation will not be
considered. General recognition of effectiveness shall ordinarily be
based upon published studies which may be corroborated by unpublished
studies and other data (Sec. 330.10(a)(4)(ii)). For convenience, this
order uses the term ``generally recognized as effective'' (GRAE) when
referring to this aspect of the GRASE determination.
To evaluate the efficacy of enzacamene for use in OTC sunscreen
products, FDA requests evidence from at least two adequate and well-
controlled SPF studies showing that enzacamene effectively prevents
sunburn. To determine that enzacamene is GRAE for use in OTC sunscreens
at concentrations in a range with the proposed maximum strength of 4
percent as requested, two adequate and well-controlled SPF studies of
enzacamene at a lower concentration should be conducted according to
established standards.\4\ These SPF studies should demonstrate that the
selected concentration (below 4 percent) provides an SPF of 2 or more.
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\4\ The upper bound of any concentration of enzacamene
ultimately established in the OTC sunscreen monograph will be
governed by the safety data, as well as by efficacy.
---------------------------------------------------------------------------
The current standard procedure for SPF testing is described in
FDA's regulations in Sec. 201.327(i).\5\ Further SPF tests for
enzacamene should be performed as described in these regulations, using
a test formulation containing enzacamene as the only active ingredient
to identify its contribution to the overall SPF test results. (See the
following subsection Data Available for Enzacamene: Effectiveness for
further discussion of submitted SPF tests.) The study should also
include a vehicle control arm in order to rule out any contribution the
vehicle may have on the SPF test results. Finally, as described in
Sec. 201.327(i), an SPF standard formulation comparator arm should be
another component of the study design.
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\5\ Although the SPF testing procedure is used primarily for
final formulation testing of finished products marketed without
approved NDAs, under the sunscreen monograph, it is equally
applicable for determining whether or not a sunscreen active
ingredient is GRAE.
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Although current sunscreen testing and labeling regulations also
specify a ``broad spectrum'' testing procedure to support related
labeling claims for certain OTC sunscreen products marketed without
approved new drug
[[Page 10033]]
applications that contain specified active ingredients included in the
stayed sunscreen monograph, those additional claims are permitted, but
not required (Sec. 201.327(c)(2) and (j)). Under current regulations,
sunscreen active ingredients need only be effective for the labeled
indication of sunburn prevention, for which the SPF test can provide
sufficient evidence. Consistent with this approach, we here do not
request broad spectrum testing data for enzacamene. Broad spectrum
protection is often, although not always, the result of the combined
contribution of multiple active ingredients in a final sunscreen
formulation. Thus, under the current regulations applicable to other
sunscreens, the determination of whether an individual sunscreen
product may be labeled as broad spectrum and bear the related
additional claims is made on a product-specific basis, applying
standard testing methods set forth in those regulations. If enzacamene
is established to be GRASE for use in nonprescription sunscreens (based
in part on the efficacy data requested here), the final order can
likewise address broad-spectrum testing and related labeling conditions
for final sunscreen formulations containing enzacamene.
Data Available for Enzacamene: Effectiveness
A total of 11 efficacy studies were submitted. Two studies, an in
vitro assessment and a field study, both dated from the 1970s, did not
use study designs that we consider valid for SPF assessment for a GRASE
determination (Docket No. 78N-0038, OTC Volume 060083, submitted
December 18, 1973; Docket No. 78N-0038, OTC Volume 060130, submitted
November 1974). The other nine studies all tested enzacamene as the
only active ingredient. These included two studies of 1.25 percent
enzacamene and three studies of 2.5 percent enzacamene, concentrations
within the range found eligible for consideration of GRASE status in
the Agency's 2003 eligibility determination, and three studies of 5
percent enzacamene and one study of 10 percent enzacamene,
concentrations above the maximum established to be eligible for
consideration, which studies we do not further address in this proposed
order. (FDA-1978-N-0018-0766, Citizen Petition (CP1), submitted
December 17, 1980.) In each of the five studies addressing enzacamene
at concentrations of 1.25 percent and 2.5 percent, enzacamene achieved
a mean SPF of 2, but there is substantial variability in the data and
it cannot be confirmed that that efficacy was established at any of the
concentrations tested. In addition, none of these study reports
specified the use of appropriate standard controls to validate the test
results. Currently, there are insufficient data to support a finding
that enzacamene is GRAE at concentrations up to 4 percent.
To support a finding that enzacamene is GRAE at concentrations up
to 4 percent, we request data from two adequate and well-controlled SPF
studies conducted according to established standards to demonstrate
that the lowest selected concentration provides an SPF of 2 or more.
Because no study has been identified that establishes that enzacamene
is effective at a concentration of 4 percent, we also recommend that
such a study be conducted and submitted.
IV. Summary of Current Data Gaps for Enzacamene
Based on our review of the available safety and efficacy data as
discussed previously, we request the types of data listed in this
section of the proposed order, at minimum, for us to reverse our
tentative determination that enzacamene is not GRASE and is misbranded
because the data are insufficient to classify enzacamene as GRASE and
not misbranded, and additional data are necessary to allow us to
determine otherwise. For additional information about the purpose and
design of studies recommended to address these data gaps, please refer
to the earlier sections of this proposed order referenced in
parentheses. We welcome discussions on design of any of the studies
prior to their commencement. We request the following types of data:
Safety Data (see section II)
A. Human Clinical Studies
1. Skin irritation/sensitization and photosafety (see section II.A.1)
2. Human dermal pharmacokinetic (bioavailability) studies (see section
II.A.2)
The need for additional human safety studies (e.g., for evaluation
of hormonal disruption) will be based on review of the completed
nonclinical studies, as recommended in section IV.C.
B. Human Safety Data To Establish Adverse Event Profile (II.A.3)
1. A summary of all available reported adverse events potentially
associated with enzacamene
2. All available documented case reports of serious side effects
3. Any available safety information from studies of the safety and
effectiveness of sunscreen products containing enzacamene in humans
4. Relevant medical literature describing adverse events associated
with enzacamene
Alternatively, the results of a literature search that found no
reports of adverse events may be provided. In that case, detailed
information on how the search was conducted should be provided.
C. Nonclinical (Animal) Studies
1. Dermal and systemic carcinogenicity (see section II.B.1)
2. Fertility (see section II.B.2)
3. Prenatal/postnatal development (see section II.B.2)
4. Toxicokinetics (see section II.B.3)
Effectiveness Data (see section III)
In order for concentrations of enzacamene up to 4 percent to be
found to be GRASE for use in nonprescription sunscreen products as
requested, at least two SPF studies showing effectiveness of a selected
concentration lower than 4 percent should be conducted. An efficacy
study of enzacamene at 4 percent is also recommended.
V. Administrative Procedures
A copy of this proposed order will be filed in the Division of
Dockets Management in Docket Numbers FDA-2003-N-0196, FDA-1978-N-0018,
and FDA-1996-N-0006. To inform FDA's evaluation of whether this
ingredient is GRASE and not misbranded for use in sunscreen products,
we encourage the sponsor and other interested parties to submit
additional data regarding the safety and effectiveness of this
ingredient for use as an OTC sunscreen product. We also encourage the
sponsor and other interested parties to notify us in writing of their
intent to submit additional data. However, as noted previously, because
the data submitted to date are not sufficient to support a
determination that enzacamene is GRASE for use as an active ingredient
in OTC sunscreen drug products, at present, OTC sunscreen products
containing enzacamene may not be marketed without approval of an NDA
(see section 586C(e)(1)(A) of the FD&C Act, as amended by the SIA).
Data submissions relating to this proposed order should be submitted to
Docket Numbers FDA-2003-N-0196, FDA-1978-N-0018, and FDA-1996-N-0006 at
the Division of Dockets Management (see ADDRESSES). In addition, you
can submit the data through the Federal eRulemaking Portal at: https://www.regulations.gov. Follow the instructions for submitting comments.
Section 586C(b)(7) of the FD&C Act, as amended by the SIA, provides
that
[[Page 10034]]
the sponsor may, within 30 days of publication of a proposed order (see
DATES), submit a request to FDA for a meeting to discuss the proposed
order. Submit meeting requests electronically to https://www.regulations.gov or in writing to the Division of Dockets Management
(see ADDRESSES), identified with the active ingredient name enzacamene,
the docket numbers found in brackets in the heading of this proposed
order, and the heading ``Sponsor Meeting Request.'' To facilitate your
request, please also send a copy to Kristen Hardin (see FOR FURTHER
INFORMATION CONTACT).
VI. Proposed Effective Date
FDA proposes that any final administrative order based on this
proposal become effective on the date of publication of the final order
in the Federal Register.
VII. Comments
Similarly, section 586C(b)(6) of the FD&C Act, as amended by the
SIA, establishes that a proposed sunscreen order shall provide 45 days
for public comment. Interested persons wishing to comment on this
proposed order may submit either electronic comments to https://www.regulations.gov or written comments to the Division of Dockets
Management (see ADDRESSES). It is only necessary to send one set of
comments. Identify comments with the active ingredient name
(enzacamene) and the docket numbers found in brackets in the heading of
this proposed order. Received comments on this proposed order may be
seen in the Division of Dockets Management between 9 a.m. and 4 p.m.,
Monday through Friday, and will be posted to the docket at https://www.regulations.gov.
VIII. Notes
1. FDA-2003-N-0196-0056, Time and Extent Application (TEA) Request
to Reopen the Rulemaking Record; submitted August 21, 2002.
2. FDA-2003-N-0196-0028, C1, dated October 9, 2003.
3. FDA-1978-N-0018-0759 (Sup 25), Volume 2, Report 10, dated
November 27, 1972.
4. FDA-1978-N-0018-0760 (Sup 26), Volume 3, Report 20, dated
September 8, 1982.
5. FDA-1978-N-0018-0759 (Sup 25), Volume 2, Report 11, dated
February 20, 1980.
6. FDA-1978-N-0018-0759 (Sup 25), Volume 2, Report 12, dated
February 20, 1980.
7. FDA-1978-N-0018-0760 (Sup 26), Volume 3, Report 21, dated June
5, 1985.
8. FDA-1978-N-0018-0759 (Sup 25), Volume 2, Report 14, dated
November 29, 1982.
9. FDA-1978-N-0018-0759 (Sup 25), Volume 2, Report 15, dated July
17, 1984.
10. FDA-1978-N-0018-0760 (Sup 26), Volume 3, Report 16, dated July
8, 1984.
11. FDA-1978-N-0018-0760 (Sup 26), Volume 3, Report 19, dated
August 1, 1981.
12. FDA-1978-N-0018-0760 (Sup 26), Volume 3, Report 18, dated July
2, 1982.
13. FDA-1978-N-0018-0762 (Sup 28), Volume 5, Report 29, Study no.
43/20792, dated October 18, 1995.
14. FDA-1978-N-0018-0754 (Sup 24), dated April 12, 1999.
15. FDA-1978-N-0018-0755 (Sup 24), Attachment 1, dated April 12,
1999.
16. FDA-1978-N-0018-0758 (Sup 24), Volume 1, Reports 1, 2, 3 and 4,
Study no. 4/83/71, 4/130/73, 4/131/73, 4/52/80.
17. FDA-1978-N-0018-0758 (Sup 24), Volume 1, Reports 2 and 3, Study
no. 4/130/73 and 4/131/73.
18. Id.
19. Id.
20. Id.
21. FDA-1978-N-0018-0759 (Sup 25), Volume 2, Report 8, dated
October 16, 1978.
22. FDA-1978-N-0018-0759 (Sup 25), Volume 2, Report 9, dated
October 16, 1978.
23. FDA-1978-N-0018-0758 (Sup 24), Volume 1, Report 5, dated May 5,
1983.
24. Id.
25. FDA-1978-N-0018-0759 (Sup 25), Volume 2, Report 7, dated April
26, 1984.
26. FDA-1978-N-0018-0760 (Sup 26), Volume 3, Report 17, dated May
1, 1984.
27. FDA-1978-N-0018-0760 (Sup 26), Volume 3, Report 22, Study no.
LMP166, dated April 25, 1986.
28. FDA-1978-N-0018-0759 (Sup 25), Volume 2, Report 13, Study no.
4/56/80, dated June 2, 1980.
29. FDA-1978-N-0018-0761 (Sup 27), Volume 4, Report 28, Study no.
40/13/93, dated April 14, 1993.
30. FDA-1978-N-0018-0760 (Sup 26), Volume 3, Report 23, Study no.
4/20/84, Experiment No. T9207.
31. FDA-1978-N-0018-0761 (Sup 27), Volume 4, Report 24 and 25,
dated October 23, 1987, and October 26, 1987.
32. FDA-1978-N-0018-0761 (Sup 27), Volume 4, Report 26, Study no.
4/43/88, Experiment No. T9305, dated September 14, 1983.
33. FDA-1978-N-0018-0759 (Sup 25), Volume 2, Report 7, dated April
26, 1984.
IX. References
The following references have been placed on display in the
Division of Dockets Management (see ADDRESSES) and may be seen by
interested persons between 9 a.m. and 4 p.m., Monday through Friday,
and are available electronically at https://www.regulations.gov. (FDA
has verified the Web site addresses in this reference section, but FDA
is not responsible for any subsequent changes to the Web sites after
this document publishes in the Federal Register.)
1. FDA, Guidance for industry, ``Photosafety Testing,'' May 2003
(available at https://www.fda.gov/downloads/Drugs/GuidanceComplianceRegulatoryInformation/Guidances/ucm079252.pdf).
2. FDA, Guidance for Industry, ``Guideline for the Format and
Content of the Human Pharmacokinetics and Bioavailability Section of
an Application,'' February 1987 (available at https://www.fda.gov/downloads/drugs/GuidanceComplianceRegulatoryInformation/Guidances/ucm072112.pdf).
3. Janjua, N.R., et al., ``Systemic Absorption of the Sunscreens
Benzophenone-3, Octyl-Methoxycinnamate, and 3-(4-Methyl-Benzylidene)
Camphor After Whole Body Topical Application and Reproductive
Hormone Levels in Humans.'' Journal of Investigative Dermatology,
vol. 123, pp. 57-61, 2004.
4. Schauer, U.M., et al., ``Kinetics of 3-(methylbenzlidene) Camphor
in Rats and Humans After Dermal Application.'' Toxicology and
Applied Pharmacology, vol. 216(2), pp. 339-346, 2006.
5. Janjua, N.R., et al., ``Sunscreens in Human Plasma and Urine
After Repeated Whole-Body Topical Application.'' Journal of the
European Academy of Dermatology and Venereology, vol. 22, pp. 456-
461, 2008.
6. Scientific Committee on Consumer Products (SCCP)/1184/08--SCCNFP
opinion on 4-Methylbenzylidene camphor (4-MBC) Colipa n[deg] S60
adopted during the 16th plenary meeting of June 24, 2008 (available
at https://ec.europa.eu/health/ph_risk/committees/04_sccp/docs/sccp_o_141.pdf).
7. Jim[eacute]nez-D[iacute]az, I., et al., ``Simultaneous
Determination of the UV-Filters Benzyl Salicylate, Phenyl
Salicylate, Octyl Salicylate, Homosalate, 3-(4-Methylbenzylidene)
Camphor and 3-Benzylidene Camphor in Human Placental Tissue by LC-
MS/MS. Assessment of Their In Vitro Endocrine Activity.'' Journal of
Chromatography. B, Analytical Technologies in the Biomedical and
Life Sciences, vol. 936, pp. 80-87, 2013.
8. Gomez, E., et al., ``Estrogenic Activity of Cosmetic Components
in Reporter Cell Lines: Parabens, UV Screens and Musks.'' Journal of
Toxicology and Environmental Health, Part A, vol. 68, pp. 239-251,
2005.
[[Page 10035]]
9. Ma, R., et al., ``UV Filters With Antagonistic Action at Androgen
Receptors in the MDA-kb2 Cell Transcriptional-Activation Assay.''
Toxicological Sciences, vol. 74(1), pp. 43-50, 2003.
10. Mueller, S.O., et al., ``Activation of Estrogen Receptor Alpha
and ERbeta by 4-Methylbenzylidene-Camphor in Human and Rat Cells:
Comparison With Phyto- and Xenoestrogens.'' Toxicology Letters, vol.
142(1-2), pp. 89-101, 2003.
11. Schlumpf, M., et al., ``Estrogenic Activity and Estrogen
Receptor Beta Binding of the UV Filter 3-Benzylidene Camphor.
Comparison With 4-Methylbenzylidene Camphor.'' Toxicology, vol.
199(2-3), pp. 109-120, 2004.
12. Schmutzler, C., et al., ``Endocrine Disruptors and the Thyroid
Gland--A Combined In Vitro and In Vivo Analysis of Potential New
Biomarkers.'' Environmental Health Perspectives, vol. 115
(Supplement 1), pp. 77-83, 2007.
13. Schreurs, R., et al., ``Estrogenic Activity of UV Filters
Determined by an In Vitro Reporter Gene Assay and an In Vivo
Transgenic Zebrafish Assay.'' Archives of Toxicology, vol. 76, pp.
257-261, 2002.
14. Seidlov[aacute]-Wuttke, D., et al., ``Comparison of Effects of
Estradiol With Those of Octylmethoxycinnamate and 4-
Methylbenzylidene Camphor on Fat Tissue, Lipids and Pituitary
Hormones.'' Toxicology and Applied Pharmacology, vol. 214(1), pp. 1-
7, 2006.
15. S[oslash]eborg, T., et al., ``Risk Assessment of Topically
Applied Products.'' Toxicology, vol. 236(1-2), pp. 140-148, 2007.
16. Tinwell, H., et al., ``Confirmation of Uterotrophic Activity of
3-(4-Methylbenzylidine) Camphor in the Immature Rat.'' Environmental
Health Perspectives, vol. 110(5), pp. 533-536, 2002.
17. Durrer, S., et al., ``Estrogen Sensitivity of Target Genes and
Expression of Nuclear Receptor Co-Regulators in Rat Prostate After
Pre- and Postnatal Exposure to the Ultraviolet Filter 4-
Methylbenzylidene Camphor.'' Environmental Health Perspectives, vol.
115 (Supplement 1), pp. 42-50, 2007.
18. Durrer, S., et al., ``Estrogen Target Gene Regulation and
Coactivator Expression in Rat Uterus After Developmental Exposure to
the Ultraviolet Filter 4-Methylbenzylidene Camphor.'' Endocrinology,
vol. 146(5), pp. 2130-2139, 2005.
19. Faass, O., et al., ``Female Sexual Behavior, Estrous Cycle and
Gene Expression in Sexually Dimorphic Brain Regions After Pre- and
Postnatal Exposure to Endocrine Active UV Filters.''
Neurotoxicology, vol. 30(2), pp. 249-260, 2009.
20. Hofkamp, L., et al., ``Region-Specific Growth Effects in the
Developing Rat Prostate Following Fetal Exposure to Estrogenic
Ultraviolet Filters.'' Environmental Health Perspectives, vol.
116(7), pp. 867-872, 2008.
21. Maerkel, K., et al., ``Sexually Dimorphic Gene Regulation in
Brain as a Target for Endocrine Disrupters: Developmental Exposure
of Rats to 4-Methylbenzylidene Camphor.'' Toxicology and Applied
Pharmacology, vol. 218(2), pp. 152-165, 2007.
22. Maerkel, K., et al., ``Sex- and Region-Specific Alterations of
Progesterone Receptor mRNA Levels and Estrogen Sensitivity in Rat
Brain Following Developmental Exposure to the Estrogenic UV Filter
4-Methylbenzylidene Camphor.'' Environmental Toxicology and
Pharmacology, vol. 19(3), pp. 761-765, 2005.
23. Schlumpf, M., et al., ``In Vitro and In Vivo Estrogenicity of UV
Screens.'' Environmental Health Perspectives, vol. 109(3), pp. 239-
244, 2001. Erratum in: Environmental Health Perspectives, vol.
109(11), p. A517, 2001.
24. Schlumpf, M., et al., ``Estrogenic Activity and Estrogen
Receptor Beta Binding of the UV Filter 3-Benzylidene Camphor.
Comparison With 4-Methylbenzylidene Camphor.'' Toxicology, vol.
199(2-3), pp. 109-120, 2004.
25. Schlumpf, M., et al. ``Endocrine Activity and Developmental
Toxicity of Cosmetic UV Filters--An Update.'' Toxicology, vol.
205(1-2), pp. 113-122, 2004.
26. International Conference on Harmonization (ICH), Guidance for
Industry, ``The Need for Long Term Rodent Carcinogenicity Studies of
Pharmaceuticals S1A,'' March 1996 (available at https://www.fda.gov/downloads/Drugs/GuidanceComplianceRegulatoryInformation/Guidance/UCM074911.pdf).
27. ICH, Guidance for Industry, ``S1B Testing for Carcinogenicity of
Pharmaceuticals,'' July 1997 (available at https://www.fda.gov/downloads/Drugs/GuidanceComplianceRegulatoryInformation/Guidances/UCM074916.pdf).
28. ICH, ``S1C(R2) Dose Selection for Carcinogenicity Studies of
Pharmaceuticals SIC(R2)'' (Revision 1), September 2008 (available at
https://www.fda.gov/downloads/Drugs/GuidanceComplianceRegulatoryInformation/Guidances/UCM074919.pdf).
29. ICH Harmonized Tripartite Guideline for Industry, ``Detection of
Toxicity to Reproduction for Medicinal Products & Toxicity to Male
Fertility S5(R2),'' 2005 (available at https://www.ich.org/fileadmin/Public_Web_Site/ICH_Products/Guidelines/Safety/S5_R2/Step4/S5_R2__Guideline.pdf).
30. ICH, Guideline for Industry, ``Toxicokinetics: The Assessment of
Systemic Exposure in Toxicity Studies S3A,'' March 1995 (available
at https://www.fda.gov/downloads/Drugs/GuidanceComplianceRegulatoryInformation/Guidances/UCM074937.pdf).
Dated: February 20, 2015.
Leslie Kux,
Associate Commissioner for Policy.
[FR Doc. 2015-03884 Filed 2-24-15; 8:45 am]
BILLING CODE 4164-01-P