International Fisheries; Western and Central Pacific Fisheries for Highly Migratory Species; Fishing Restrictions Regarding the Oceanic Whitetip Shark, the Whale Shark, and the Silky Shark, 8807-8816 [2015-03388]
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Federal Register / Vol. 80, No. 33 / Thursday, February 19, 2015 / Rules and Regulations
8807
DELEGATION STATUS FOR PART 63 STANDARDS—STATE OF NEW MEXICO—Continued
[Excluding Indian Country]
Subpart
Source category
NMED 1 2
ABCAQCB 1 3
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Prepared Feeds Areas Sources ..................................................................................
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(Reserved) ...................................................................................................................
Polyvinyl Chloride and Copolymers Production Major Sources .................................
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1 Authorities which may not be delegated include: § 63.6(g), Approval of Alternative Non-Opacity Emission Standards; § 63.6(h)(9), Approval of
Alternative Opacity Standards; § 63.7(e)(2)(ii) and (f), Approval of Major Alternatives to Test Methods; § 63.8(f), Approval of Major Alternatives to
Monitoring; § 63.10(f), Approval of Major Alternatives to Recordkeeping and Reporting; and all authorities identified in the subparts (e.g., under
‘‘Delegation of Authority’’) that cannot be delegated.
2 Program delegated to New Mexico Environment Department (NMED) for standards promulgated by EPA, as amended in the Federal Register through August 29, 2013.
3 Program delegated to Albuquerque-Bernalillo County Air Quality Control Board (ABCAQCB) for standards promulgated by EPA, as amended
in the Federal Register through September 13, 2013.
4 The NMED was previously delegated this subpart on February 9, 2004 (68 FR 69036). The ABCAQCB has adopted the subpart unchanged
and applied for delegation of the standard. The subpart was vacated and remanded to EPA by the United States Court of Appeals for the District
of Columbia Circuit. See, Mossville Environmental Action Network v. EPA, 370 F. 3d 1232 (D.C. Cir. 2004). Because of the DC Court’s holding
this subpart is not delegated to NMED or ABCAQCB at this time.
5 This subpart was issued a partial vacatur on October 29, 2007 (72 FR 61060) by the United States Court of Appeals for the District of Columbia Circuit.
6 Final rule. See 78 FR 7138 (January 31, 2013).
7 This subpart was vacated and remanded to EPA by the United States Court of Appeals for the District of Columbia Circuit on March 13,
2007. See, Sierra Club v. EPA, 479 F. 3d 875 (D.C. Cir. 2007). Because of the DC Court’s holding this subpart is not delegated to NMED or
ABCAQCB at this time.
8 Initial Final Rule on February 16, 2012 (77 FR 9304). Final on reconsideration of certain new source issues on April 24, 2013 (78 FR 24073).
Portions of this subpart are in proposed reconsideration pending final action on June 25, 2013 (78 FR 38001).
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[FR Doc. 2015–03482 Filed 2–18–15; 8:45 am]
BILLING CODE 6560–50–P
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
50 CFR Part 300
[Docket No. 130703588–5112–02]
RIN 0648–BD44
International Fisheries; Western and
Central Pacific Fisheries for Highly
Migratory Species; Fishing
Restrictions Regarding the Oceanic
Whitetip Shark, the Whale Shark, and
the Silky Shark
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Final rule.
AGENCY:
NMFS issues regulations
under authority of the Western and
Central Pacific Fisheries Convention
Implementation Act (WCPFC
Implementation Act) to implement
decisions of the Commission for the
Conservation and Management of
Highly Migratory Fish Stocks in the
Western and Central Pacific Ocean
(Commission or WCPFC) on fishing
restrictions related to the oceanic
whitetip shark (Carcharhinus
longimanus), the whale shark
(Rhincodon typus), and the silky shark
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SUMMARY:
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(Carcharhinus falciformis). The
regulations apply to owners and
operators of U.S. fishing vessels used for
commercial fishing for highly migratory
species (HMS) in the area of application
of the Convention on the Conservation
and Management of Highly Migratory
Fish Stocks in the Western and Central
Pacific Ocean (Convention). The
regulations for oceanic whitetip sharks
and silky sharks prohibit the retention,
transshipment, storage, or landing of
oceanic whitetip sharks or silky sharks,
and require the release of any oceanic
whitetip shark or silky shark as soon as
possible after it is caught, with as little
harm to the shark as possible. The
regulations for whale sharks prohibit
setting a purse seine on a whale shark
and specify certain measures to be taken
and reporting requirements in the event
a whale shark is encircled in a purse
seine net. This action is necessary for
the United States to satisfy its
obligations under the Convention, to
which it is a Contracting Party.
DATES: This rule is effective March 23,
2015.
ADDRESSES: Copies of supporting
documents prepared for this final rule,
including the regulatory impact review
(RIR) and the Environmental
Assessment (EA), as well as the
proposed rule, are available via the
Federal e-Rulemaking Portal, at
www.regulations.gov (search for Docket
ID NOAA–NMFS–2014–0086). Those
documents, and the small entity
compliance guide prepared for this final
rule, are also available from NMFS at
the following address: Michael D.
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Tosatto, Regional Administrator, NMFS,
Pacific Islands Regional Office (PIRO),
1845 Wasp Blvd., Building 176,
Honolulu, HI 96818. The initial
regulatory flexibility analysis (IRFA)
and final regulatory flexibility analysis
(FRFA) prepared under the authority of
the Regulatory Flexibility Act (RFA) are
included in the proposed rule and this
final rule, respectively.
Written comments regarding the
burden-hour estimates or other aspects
of the collection-of-information
requirements contained in this final rule
may be submitted to Michael D. Tosatto,
Regional Administrator, NMFS PIRO
(see ADDRESSES) and by email to OIRA_
Submission@omb.eop.gov or fax to 202–
395–7285.
FOR FURTHER INFORMATION CONTACT: Rini
Ghosh, NMFS PIRO, 808–725–5033.
SUPPLEMENTARY INFORMATION: On August
22, 2014, NMFS published a proposed
rule in the Federal Register (79 FR
49745) to implement decisions of the
Commission on the oceanic whitetip
shark, the whale shark, and the silky
shark. The proposed rule was open for
public comment through October 6,
2014.
This final rule is issued under the
authority of the WCPFC Implementation
Act (16 U.S.C. 6901 et seq.), which
authorizes the Secretary of Commerce,
in consultation with the Secretary of
State and the Secretary of the
Department in which the United States
Coast Guard is operating (currently the
Department of Homeland Security), to
promulgate such regulations as may be
necessary to carry out the obligations of
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the United States under the Convention,
including the decisions of the
Commission. The authority to
promulgate regulations has been
delegated to NMFS.
This final rule implements the
WCPFC’s ‘‘Conservation and
Management Measure for Oceanic
Whitetip Shark’’ (CMM 2011–04),
‘‘Conservation and Management
Measure for Protection of Whale Sharks
from Purse Seine Fishing Operations’’
(CMM 2012–04), and ‘‘Conservation and
Management Measure for Silky Sharks’’
(CMM 2013–08). The preamble to the
proposed rule provides background
information on a number of matters,
including the Convention and the
Commission, the provisions of the
WCPFC decisions being implemented in
this rule, and the bases for the proposed
regulations, which is not repeated here.
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New Requirements
The final rule includes six elements—
three regarding the oceanic whitetip
shark and silky shark and three
regarding the whale shark.
Oceanic Whitetip Shark and Silky Shark
Elements
For the oceanic whitetip shark and
silky shark, the first element prohibits
the crew, operator, and owner of a
fishing vessel of the United States used
for commercial fishing for HMS from
retaining on board, transshipping,
storing, or landing any part or whole
carcass of an oceanic whitetip shark or
silky shark that is caught in the
Convention Area. The second element
requires the crew, operator, and owner
to release any oceanic whitetip shark or
silky shark caught in the Convention
Area as soon as possible after the shark
is caught and brought alongside the
vessel and take reasonable steps for its
safe release, without compromising the
safety of any persons. The third element
takes into consideration that,
notwithstanding the other two oceanic
whitetip and silky shark elements of the
rule, WCPFC observers may collect
samples of oceanic whitetip sharks or
silky sharks that are dead when brought
alongside the vessel and the crew,
operator, or owner of the vessel must
allow and assist them to collect samples
in the Convention Area, if requested to
do so. Observers deployed by NMFS or
the Pacific Islands Forum Fisheries
Agency are currently considered
WCPFC observers, as those programs
have completed the required
authorization process to become part of
the WCPFC Regional Observer
Programme.
CMM 2011–04 and CMM 2013–08, for
the oceanic whitetip shark and the silky
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shark, respectively, apply to the entire
Convention Area, including, for the
United States, state and territorial
waters. The WCPFC Implementation Act
states that regulations promulgated
under the act shall apply within the
boundaries of any of the States of the
United States and any commonwealth,
territory or possession of the United
States (hereafter ‘‘State’’) bordering on
the Convention Area if the Secretary of
Commerce has provided notice to the
State, the State does not request an
agency hearing, and the Secretary of
Commerce has determined that the State
has not, within a reasonable period of
time after the promulgation of
regulations, enacted laws or
promulgated regulations that implement
the recommendations of the WCPFC
within the boundaries of the State; or
has enacted laws or promulgated
regulations that implement the
recommendations of the WCPFC that are
less restrictive than the regulations
promulgated under the WCPFC
Implementation Act or are not
effectively enforced (16 U.S.C. 6907(e)).
Some of the fisheries affected by the
oceanic whitetip shark and silky shark
elements of the rule operate within the
waters of American Samoa, Guam,
Hawaii, and the Commonwealth of the
Northern Mariana Islands (CNMI).
NMFS furnished copies of the proposed
rule to these States at the time of
publication in the Federal Register and
will furnish copies of the final rule as
well. NMFS is available to discuss ways
to ensure that the conservation and
management measures implemented in
this rulemaking can be consistently
applied to Federal, state, and territorial
managed fisheries.
Whale Shark Elements
For the whale shark, the first element
of the final rule prohibits owners,
operators, and crew of fishing vessels
from setting or attempting to set a purse
seine in the Convention Area on or
around a whale shark if the animal is
sighted prior to the commencement of
the set or the attempted set. CMM 2012–
04 includes language making the
prohibition specific to ‘‘a school of tuna
associated with a whale shark.’’
However, it is unclear exactly what this
phrase means. Thus, NMFS believes it
is appropriate to apply this prohibition
to any purse seine set or attempted set
on or around a whale shark that has
been sighted prior to commencement of
the set or attempted set. This
prohibition would not apply to sets
made in the territorial seas or
archipelagic waters of any nation or in
the exclusive economic zones (EEZs) of
the Parties to the Nauru Agreement
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(PNA). The final rule includes a
definition of the PNA as the Pacific
Island countries that are parties to the
Nauru Agreement Concerning
Cooperation in the Management of
Fisheries of Common Interest, as
specified on the Web site of the Parties
to the Nauru Agreement at
www.pnatuna.com. The PNA currently
includes the following countries:
Federated States of Micronesia, Kiribati,
Marshall Islands, Nauru, Palau, Papua
New Guinea, Solomon Islands, and
Tuvalu. Vessel owners and operators
may be subject to similar prohibitions
regarding the whale shark in the EEZs
of the PNA, if implemented by one or
more PNA countries.
The second element for the whale
shark in the final rule requires the crew,
operator, and owner of a fishing vessel
to release any whale shark that is
encircled in a purse seine net in the
Convention Area, and to take reasonable
steps to ensure its safe release, without
compromising the safety of any persons.
This element does not apply in the
territorial seas or archipelagic waters of
any nation, but does apply in all EEZs,
including the EEZs of the PNA.
The third and final element for the
whale shark in the final rule requires
the owner and operator of a fishing
vessel that encircles a whale shark with
a purse seine in the Convention Area to
ensure that the incident is recorded by
the end of the day on the catch report
form, or Regional Purse Seine Logsheet
(RPL), maintained pursuant to 50 CFR
300.34(c)(1), in the format specified by
the NMFS Pacific Islands Regional
Administrator. The NMFS Pacific
Islands Regional Administrator would
provide vessel owners and operators
with specific instructions for how to
record whale shark encirclements on the
RPL.
Comments and Responses
NMFS received comments from 38
individuals on the proposed rule, as
well as three comment letters from
groups or organizations. The comments
have been grouped together, where
appropriate, in the summaries below.
Comment 1: Four commenters
provided general statements of support
for the rule and five additional
commenters expressed support for the
rule stating that oceanic whitetip sharks,
whale sharks, and silky sharks need to
be protected from the fishing industry as
they are at risk of extinction.
Response: NMFS acknowledges these
comments.
Comment 2: One commenter stated
that there is no sustainable way to fish
for these sharks. Their lengthy gestation
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and low reproduction rate make them
vulnerable to environmental changes.
Response: NMFS notes that U.S.
vessel owners and operators subject to
this final rule are generally not fishing
for these sharks, as there is no directed
commercial shark fishery in the U.S.
Pacific Islands region.
Comment 3: Six commenters
discussed how they view sharks as
important parts of a healthy ocean and
that loss of sharks would be detrimental
to the environment. Two of these
commenters suggested that preserving
sharks could help the shark diving
industry, and one of them provided a
photo they had taken of an oceanic
whitetip shark.
Response: NMFS acknowledges these
comments and the photo.
Comment 4: Ten commenters called
for protections from fishing for all shark
species; half of these commenters asked
for broad protections for other species,
including cetaceans. Most discussed the
importance of sharks to the ecosystem
and some discussed their vulnerability
to fishing and environmental changes.
Response: The final rule establishes
regulations that prohibit the retention,
transshipment, storage, and landing of
oceanic whitetip sharks and silky
sharks, and require the release of any
oceanic whitetip shark or silky shark as
soon as possible after it is caught, with
as little harm to the shark as possible.
The final rule also establishes
regulations that prohibit setting a purse
seine on a whale shark and specify
certain measures to be taken in the
event a whale shark is encircled in a
purse seine net, as well as a requirement
to report the incident to NMFS. As
described in the EA, other domestic and
international management measures,
such as the U.S. Shark Conservation Act
of 2010 (Pub. L. 111–348), are in place
to mitigate the impacts of fishing on
shark species. NMFS, as well as
international organizations and other
countries are actively considering
additional management for sharks. For
example, the WCPFC’s CMM 2010–07
provides management measures for
sharks, and the WCPFC is considering
additional shark management measures.
Comment 5: One commenter
recommended that the proposed
regulations be adopted. The commenter
stated that these shark species face
many man-made perils and need any
beneficial regulations that can keep
them from becoming endangered.
According to the commenter, the
proposed regulations would provide a
legal framework for the agency to take
action against any offenses. The
commenter stated that enforcement will
likely be challenging but that it is good
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to have something for which to strive.
It is in a fisherman’s best interest to help
protect the fragile ecosystem he or she
relies upon.
Response: NMFS acknowledges the
comment.
Comment 6: One commenter stated
that oceanic whitetip sharks scour the
open ocean which is devoid of most life,
so when they encounter potential food,
they may test it to see if it is edible.
According to the commenter, the bad
reputation of sharks comes from being
opportunistic. However, thousands of
people have swum with these sharks
without injury. The sharks need to
survive in a harsh, barren environment
and they excel at it, so we should let
them live.
Response: NMFS acknowledges the
comment.
Comment 7: One commenter stated
that it is unconscionable to not
implement stronger protections for these
sharks. According to the commenter,
studies have shown declines in oceanic
whitetip shark populations in the Gulf
of Mexico. Silky shark populations are
estimated to have also declined
dramatically. The International Union
for Conservation of Nature (IUCN) lists
the oceanic whitetip shark as
vulnerable, the silky shark as near
threatened, and the whale shark as
vulnerable. Many countries have
recognized the fragility of whale shark
populations and have legislated full
protection for them. None of these
species can sustain ongoing depletion.
Response: Please see the response to
Comment 4.
Comment 8: One commenter asked
NMFS to reconsider implementing the
proposed rule, so that abuse of the
ocean’s beautiful creatures would stop.
Response: We understand this
comment to mean that the commenter
believes the rule would lead to
increased abuse of living marine
resources. However, please see the
response to Comment 4, above, for a
summary of the regulations being
implemented in this rule.
Comment 9: One commenter
requested NMFS to provide better
protection for sharks.
Response: As stated above in the
response to Comment 4, the final rule
implements WCPFC decisions for the
conservation and management of three
shark species.
Comment 10: One commenter asked
why everyone wants to kill these shark
species, since they are simply fantastic
and keep the ocean healthy.
Response: As described above in the
response to Comment 4, the final rule
implements WCPFC decisions for the
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conservation and management of three
shark species.
Comment 11: Three commenters
stated that they fully support the
regulation of shark finning and more
responsible fishing, as specified in the
proposed rule. They also stated that
these animals are critical members of
the ecosystem and should be protected
and that these regulations should be
strictly enforced.
Response: Please see the response to
Comment 4, above, for a description of
the elements of the final rule. The final
rule does not regulate the practice of
finning sharks, but other existing laws
and regulations do so (e.g., the Shark
Conservation Act of 2010 (Pub. L. 111–
348)).
Comment 12: One commenter
supported the proposed rule and hopes
that the United States will set an
example for other countries. The
commenter also provided background
information on the status and
importance of these sharks. However,
the commenter asked NMFS to review
the whale shark provisions of the
proposed rule, recommending that nets
should not be allowed in the water if a
whale shark is seen and the regulations
should clarify what would happen if a
purse seine net is already in the water
when a whale shark is sighted. The
commenter also expressed concern over
the lack of clarity in the definition of a
‘‘school of tuna associated with a whale
shark’’ and suggested that it be
rewritten.
Response: The regulations in this final
rule prohibit setting or attempting to set
a purse seine in the Convention Area on
or around a whale shark if the animal
is sighted prior to the commencement of
the set or the attempted set. Should a
whale shark be sighted after
commencement of the set when the net
is already in the water, it is not certain
that the whale shark would become
encircled in the net or that retrieving the
net immediately would avoid encircling
the whale shark. However, the
regulations also require the crew,
operator, and owner of a fishing vessel
to release any whale shark that is
encircled in a purse seine net and take
reasonable steps for its safe release
without compromising the safety of any
persons. CMM 2012–04 includes
language prohibiting vessels from
setting a purse seine on a ‘‘school of
tuna associated with a whale shark’’ if
the animal is sighted prior to the
commencement of the set or the
attempted set. As stated in the proposed
rule, it is unclear exactly what the
phrase ‘‘school of tuna associated with
a whale shark,’’ as used in the CMM,
means. Thus, NMFS is implementing
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broad regulations to prohibit any purse
seine set or attempted set on or around
a whale shark that has been sighted
prior to the commencement of the set or
the attempted set. NMFS believes that
this interpretation of the CMM is
practical for the crew, operators, and
owners of fishing vessels to implement
and for enforcement officials to enforce.
Comment 13: One commenter stated
that as an officer in the U.S. distant
water purse seine fleet one of his
responsibilities is to act as a medical
officer. The commenter strongly
encourages the word ‘‘safely’’ to be
added to the language requiring the
release of oceanic whitetip sharks and
silky sharks as soon as possible.
Captured sharks can cause serious
injuries to the crewmen trying to release
them alive. Risking crew injury is
unacceptable.
Response: NMFS agrees that the safety
of crew members is of paramount
importance. The regulations in this final
rule for oceanic whitetip sharks and
silky sharks require the crew, operator,
and owner: ‘‘to release any oceanic
whitetip shark or silky shark caught in
the Convention Area as soon as possible
after the shark is caught and brought
alongside the vessel and take reasonable
steps for its safe release, without
compromising the safety of any
persons.’’
Comment 14: One commenter who
has managed a U.S. built and owned
purse seine vessel that has operated out
of Pago Pago, American Samoa, since
1981 expressed concerns over the
proposal and stated that U.S. vessels
already practice the regulations being
implemented. The commenter believes
that piecemeal protections for various
species are inefficient and generate
excess paperwork. The commenter
suggested that the United States instead
propose a full purse seine closure
period for all Commission Members,
Cooperating Non-Members, and
Participating Territories (WCPFC
members), similar to what is in effect in
the eastern Pacific Ocean.
Response: The final rule implements
specific WCPFC decisions on oceanic
whitetip sharks, whale sharks, and silky
sharks. The United States, as a member
of the WCPFC, regularly considers
conservation and management measures
that could be adopted by the WCPFC for
purse seine fisheries, but such measures
are outside the scope of this rulemaking.
Comment 15: One group of
commenters who submitted their
comments jointly supported the
regulations, especially in regard to silky
sharks, and provided background
information on silky sharks. The
commenters proposed that NMFS
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modify the regulations to include a
reporting requirement for silky shark
bycatch to monitor the effectiveness of
the regulations and for collecting
additional data. The commenters also
suggested that NMFS provide a better
definition for the phrase ‘‘as little harm
as possible,’’ which is part of the
provisions of CMM 2013–08 regarding
the release of any silky sharks caught in
the Convention Area, to ensure the
safety of silky sharks and provide fair
enforcement. According to the
commenters, allowing the operators of
individual fishing vessels to determine
what level of harm is acceptable would
increase the risk of the regulations being
applied arbitrarily. The commenters
requested NMFS to consult with experts
to develop a more thorough definition
or establish guidelines for allowable and
prohibited conduct when releasing silky
sharks.
Response: WCPFC CMM 2010–07
identifies the silky shark as a key shark
species and requires retained and
discarded catches to be reported by each
WCPFC member in its annual report to
the Commission. NMFS believes that
additional reporting for silky shark
catches, including discards, is not
needed at this time. The final
regulations specify that crew, operators,
and owners must release silky sharks
caught in the Convention Area as soon
as possible after the shark is caught and
brought alongside the vessel, taking
reasonable steps for its safe release,
without compromising the safety of any
persons. NMFS believes that this is a
reasonable interpretation of CMM 2013–
08’s phrase ‘‘as little harm as possible’’
that can be implemented and enforced.
The WCPFC Scientific Committee has
considered appropriate guidelines for
the safe release of encircled animals,
such as whale sharks in purse seine
nets, but the WCPFC has not yet
adopted uniform guidelines. NMFS will
establish additional shark handling
requirements if and when needed
should the WCPFC adopt further
measures in this regard. NMFS does not
believe issuance of these regulations
should be postponed in order to develop
such handling guidelines or
requirements.
Comment 16: One organization
provided comments expressing support
for the proposed regulations and noting
that the implementation deadlines in
CMM 2011–04, CMM 2012–04, and
CMM 2013–08 have already passed. The
commenter indicated the need for rapid
completion of the implementation of the
measures to ensure that the United
States is in full compliance with its
WCPFC obligations for shark
conservation and management. The
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commenter also provided background
information on the stock status and
importance of the three shark species.
The commenter urged NMFS to extend
the applicability of the oceanic whitetip
shark and silky shark regulations to all
fisheries, including non-commercial
fisheries, that the United States manages
in the western and central Pacific Ocean
(WCPO) to enhance conservation and
enforcement ability. The commenter
expressed agreement with NMFS’
interpretation of CMM 2012–04’s phrase
‘‘school of tuna associated with a whale
shark.’’
Response: The final regulations for
oceanic whitetip sharks and silky sharks
apply to all U.S. commercial HMS
fisheries operating in the Convention
Area. NMFS interprets the WCPFC
decisions for the oceanic whitetip shark
and the silky shark as being applicable
only to commercial HMS fisheries, and
therefore believes that the inclusion of
other fisheries in the rule, as requested
by the commenter, would not be
appropriate. Should NMFS determine
that oceanic whitetip shark and silky
shark conservation measures are needed
in other fisheries, NMFS would be able
to implement such measures through
other processes, such as those under the
Magnuson-Stevens Fishery
Conservation and Management Act.
Comment 17: One organization
provided comments expressing its
strong support for the proposed rule.
The letter approved of NMFS’s
interpretation of the WCPFC measures
to protect whale sharks, and noted the
complementary nature of these
regulations to similar regulations that
recently went into effect in the eastern
Pacific Ocean.
Response: NMFS acknowledges these
comments.
Changes From the Proposed Rule
The phrase ‘‘areas under the national
jurisdiction of the Parties to the Nauru
Agreement’’ is used in the regulatory
text to refer to the EEZs of the PNA. For
clarification purposes, a definition of
areas under the national jurisdiction of
the Parties to the Nauru Agreement has
been added to the regulatory text.
The new paragraph under 50 CFR
300.218 has been relabeled as (h) to
accommodate another addition to 50
CFR 300.218 under a separate
rulemaking. The new paragraphs under
50 CFR 300.222 have been relabeled as
(ss), (tt), (uu), (vv), and (ww) to
accommodate another addition to 50
CFR 300.222 under a separate
rulemaking.
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Classification
The Administrator, Pacific Islands
Region, NMFS, has determined that this
final rule is consistent with the WCPFC
Implementation Act and other
applicable laws.
Executive Order 12866
This final rule has been determined to
be not significant for purposes of
Executive Order 12866.
Regulatory Flexibility Act
A FRFA was prepared. The FRFA
incorporates the IRFA prepared for the
proposed rule. The analysis in the IRFA
is not repeated here in its entirety.
A description of the action, why it is
being considered, and the legal basis for
this action are contained in the
preamble of the proposed rule and in
the SUMMARY and SUPPLEMENTARY
INFORMATION sections of this final rule,
above. The analysis follows.
rljohnson on DSK3VPTVN1PROD with RULES
Significant Issues Raised by Public
Comments in Response to the IRFA
NMFS did not receive any comments
specifically on the IRFA. Two of the
public comments received on the
proposed rule touched on the economic
impacts of the proposed action; see
Comments #5 and #14, and NMFS’
responses to those comments, above.
Description of Small Entities to Which
the Rule Will Apply
Small entities include ‘‘small
businesses,’’ ‘‘small organizations,’’ and
‘‘small governmental jurisdictions.’’ The
Small Business Administration (SBA)
has established size standards for all
major industry sectors in the United
States, including commercial finfish
harvesters (NAICS code 114111). A
business primarily involved in finfish
harvesting is classified as a small
business if it is independently owned
and operated, is not dominant in its
field of operation (including its
affiliates), and has combined annual
receipts not in excess of $20.5 million
for all its affiliated operations
worldwide.
The final rule will apply to owners
and operators of U.S. fishing vessels
used to fish for HMS for commercial
purposes in the Convention Area. This
includes vessels in the purse seine,
longline, tropical troll (including those
in American Samoa, the CNMI, Guam,
and Hawaii), Hawaii handline, Hawaii
pole-and-line, and west coast-based
albacore troll fleets. The estimated
number of affected fishing vessels is as
follows, broken down by fleet: 40 purse
seine vessels (based on the number of
purse seine vessels licensed under the
South Pacific Tuna Treaty as of March
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2014); 165 longline vessels (based on
the number of longline vessels
permitted to fish as of July 2014 under
the Fishery Ecosystem Plan for Pacific
Pelagic Fisheries of the Western Pacific
Region, which includes vessels based in
Hawaii (a total of 164 Hawaii Longline
Limited Entry permits are available),
American Samoa (a total of 60 American
Samoa Longline Limited Entry permits
are available), and the Mariana Islands);
2,089 tropical troll and 572 Hawaii
handline vessels (based on the number
of active troll and handline vessels in
American Samoa, Guam, the CNMI, and
Hawaii in 2012, the latest year for which
complete data are available); 1 tropical
pole-and-line vessel (based on the
number of active vessels in 2012), and
13 albacore troll vessels (based on the
number of albacore troll vessels
authorized to fish on the high seas in
the Convention Area as of July 2014).
Thus, the total estimated number of
vessels that would be subject to the rule
is approximately 2,880.
Based on (limited) available financial
information about the affected fishing
fleets and the SBA’s definition of a
small finfish harvester (i.e., gross annual
receipts of less than $20.5 million,
independently owned and operated, and
not dominant in its field of operation),
and using individual vessels as proxies
for individual businesses, NMFS
believes that all of the affected fish
harvesting businesses are small entities.
As stated above, there are currently 40
purse seine vessels in the affected purse
seine fishery. Neither gross receipts nor
ex-vessel price information specific to
the 40 vessels are available to NMFS.
Average annual receipts for each of the
40 vessels during the last 3 years for
which reasonably complete data are
available (2010–2012) were estimated as
follows. The vessel’s reported retained
catches of skipjack tuna, yellowfin tuna,
and bigeye tuna in each year were each
multiplied by an indicative Asia-Pacific
regional cannery price for that species
and year (developed by the Pacific
Islands Forum Fisheries Agency and
available at https://www.ffa.int/node/
425#attachments); the products were
summed across species for each year;
and the sums were averaged across the
3 years. The estimated average annual
receipts for each of the 40 vessels were
less than the $20.5 million threshold
used to classify businesses as small
entities under the SBA size standard for
finfish harvesting businesses.
Recordkeeping, Reporting, and Other
Compliance Requirements
The final rule will establish one new
reporting requirement within the
meaning of the Paperwork Reduction
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Act, as well as additional requirements,
as described in the SUPPLEMENTARY
INFORMATION section of this final rule,
above. The classes of small entities
subject to the requirements and the
costs of complying with the
requirements are described below for
each of the six elements of the final
rule—three elements regarding the
oceanic whitetip shark and silky shark,
and three elements regarding the whale
shark.
Oceanic Whitetip Shark and Silky
Shark Element (1): Prohibit the crew,
operator, and owner of a fishing vessel
from retaining on board, transshipping,
storing, or landing any oceanic whitetip
shark or silky shark. This element
prohibits the crew, operator, and owner
of a fishing vessel of the United States
used for commercial fishing for HMS
from retaining on board, transshipping,
storing, or landing any part or whole
carcass of an oceanic whitetip shark or
silky shark that is caught in the
Convention Area. This requirement
would not impose any new reporting or
recordkeeping requirements. It is not
expected to require any professional
skills that the affected vessel owners,
operators and crew do not already
possess. This requirement would apply
to owners, operators and crew of any
vessel used to fish for HMS for
commercial purposes in the Convention
Area. Accordingly, it would apply to all
vessels identified above. Based on the
best available data, oceanic whitetip
shark and silky shark are not caught in
the Hawaii handline fishery, the Hawaii
pole-and-line fishery, or the albacore
troll fishery. Thus, compliance costs are
expected only in the purse seine,
longline, and tropical troll fleets. This
requirement forecloses harvesting
businesses’ opportunity to retain and
sell or otherwise make use of the two
species. The compliance cost for each
entity can be approximated by the exvessel value of the amount of the two
species that would be expected to be
retained if it were allowed (under no
action). Price data for specific shark
species and in specific fisheries is
lacking, so this analysis assumes that
the ex-vessel value of both species in all
affected fisheries is $1.50/kg, which is
the 2011 ex-vessel price (converted to
2013 dollars) for sharks generally in
Hawaii’s commercial pelagic fisheries
(which do not include the purse seine
fishery, in which the fate and value of
retained sharks are not known).
Expected retained amounts of each of
the two species in each fishery (under
no action) are based on the recent level
of fishing effort multiplied by the recent
retention rate per unit of fishing effort.
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For all fisheries except the purse seine
fishery, the average of the last 5 years
for which complete data are available,
2008–2012, is used. The analysis of
impacts for the purse seine fishery uses
fishing effort and the retention rate
averaged over 2010 and 2011 because
the fleet was substantially smaller than
the current 40-vessel size in years
previous to 2010, 100% observer
coverage started in 2010, and 2011 is the
last year for which near-complete data
are available. Fishing effort estimates
are based on vessel logbook data, except
in the case of the American Samoa,
CNMI, and Guam troll fisheries, for
which creel survey data are used.
Recent retention rates in the purse seine
and longline fisheries are estimated
from vessel observer data. In the Hawaii
troll fishery, vessel logbook data are
used, and in the American Samoa,
CNMI, and Guam troll fisheries, creel
survey data are used. Fish numbers are
converted to weights based on vessel
observer data for each fishery, except for
the troll fisheries, for which weight data
are lacking and the average weights in
the Hawaii deep-set longline fishery are
used. The average weights used are, for
oceanic whitetip shark and silky shark,
respectively: purse seine—23 kg and 32
kg; Hawaii deep-set longline—27 kg and
28 kg; Hawaii shallow-set longline—27
kg and 28 kg; American Samoa
longline—26 kg and 18 kg; and tropical
troll—27 kg (the two species cannot be
accurately distinguished in the data and
are combined for the purpose of this
analysis).
In the purse seine fishery, in which
about 40 vessels are expected to
participate in the near future, it is
estimated that 0.1 oceanic whitetip
shark and 2.9 silky shark would be
retained (under no action) per vessel per
year, on average. Applying the average
weights and price given above, these
amounts equate to estimated lost annual
revenue of about $140 per vessel, on
average.
As indicated above, about 165 vessels
are expected to participate in the
affected longline fisheries in the near
future. The longline fisheries operating
in the Convention Area include the
Hawaii-based fisheries, which include a
tuna-targeting deep-set fishery and
swordfish-targeting shallow set fishery,
and the American Samoa-based fishery.
Occasionally there is also longline
fishing by vessels based in the Mariana
Islands, where participation is typically
fewer than three vessels in any given
year. No vessel observer data are
available specifically for the Mariana
Islands longline fishery, making it
difficult to analyze shark catch rates, but
shark catch rates in the other longline
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fisheries might be reasonable proxies for
catch rates in the Mariana Islands
fishery. In that case, to the extent either
oceanic whitetip shark or silky shark is
caught and retained in the Mariana
Islands longline fishery in the future,
the effects of the final rule can be
expected to be about the same—on a
per-unit of fishing effort basis—as those
in the other longline fisheries, as
described here. In the Hawaii and
American Samoa longline fisheries, it is
estimated that 0.2 oceanic whitetip
shark and 0.1 silky shark would be
retained (under no action) per vessel per
year, on average. These amounts equate
to estimated lost annual revenue of
about $12 per vessel, on average.
Catch and retention rates of the two
shark species in the tropical troll
fisheries are difficult to estimate for
several reasons. For example, in the
Hawaii troll fishery, there is no species
code for silky shark, so any catches of
that species are recorded as unidentified
sharks. In the troll fisheries of the three
territories, because the two carcharhinid
species are retained only infrequently, it
is difficult to generate estimates of total
catches of the two species with much
certainty using the creel surveys that
sample only a subset of all fishing trips.
Because of these and other limitations,
only very approximate estimates can be
made. For this analysis, all unidentified
sharks in the data are assumed to be
oceanic whitetip shark or silky shark, so
the resulting estimates are upper-bound
estimates. In the Hawaii troll fishery, it
is estimated that 9 sharks would be
retained (under no action) per year, on
average, for the fishery as a whole. With
approximately 1,694 vessels expected to
participate in the fishery (based on the
number active in 2012), this equates to
about 0.01 sharks per vessel per year,
and an estimated lost annual revenue of
less than one dollar per vessel. The
Guam troll fishery, with about 351
vessels expected to participate in the
near future, is expected to retain about
2 sharks per year (under no action), on
average, for the fleet as a whole. This
equates to about 0.01 sharks per vessel
per year, and an estimated annual
compliance cost of less than one dollar
per vessel. In the American Samoa troll
fishery, it is estimated that about 0.3
sharks would be retained, on average,
per year (under no action). With about
9 vessels expected to participate in the
fishery, this equates to about 0.03 sharks
per vessel per year, and an estimated
annual compliance cost of less than one
dollar per vessel. The creel survey
encountered no retained sharks in the
CNMI troll fishery in 2008–2012, so the
best estimate of lost annual revenue for
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each of the approximately 35 vessels
expected to participate in this fishery is
zero.
Oceanic Whitetip Shark and Silky
Shark Element (2): Require the crew,
operators, and owners of U.S. fishing
vessels used for commercial fishing for
HMS in the Convention Area to release
any oceanic whitetip shark or silky
shark caught in the Convention Area.
This element requires the vessel crew,
operator, and owner to release any
oceanic whitetip shark or silky shark
caught in the Convention Area as soon
as possible after the shark is caught and
brought alongside the vessel and take
reasonable steps to ensure its safe
release, without compromising the
safety of any persons. This requirement
would not impose any new reporting or
recordkeeping requirements. It is not
expected to require any professional
skills that the affected vessel owners,
operators and crew do not already
possess. This requirement could bring
costs in the form of reduced efficiency
of fishing operations, but it is difficult
to assess the costs because it is not
possible to predict whether or how
vessel operators and crew would change
their release/discard practices relative to
what they do currently. For purse seine
vessels, it is expected that in most cases,
the fish would be released after it is
brailed from the purse seine and
brought on deck. In these cases, the
labor involved would probably be little
different than current practice for
discarded sharks. If the vessel operator
and crew determine that it is possible to
release the fish before it is brought on
deck, this would likely involve greater
intervention and time on the part of
crew members, with associated labor
costs. For longline and troll vessels, it
is expected that the fish would be
quickly released as it is brought to the
side of the vessel, such as by cutting the
line or removing the hook. In these
cases, no costs would be incurred. In
some cases, the vessel operator and
crew might determine that it is
necessary to bring the fish on board the
vessel before releasing it. This would
involve greater labor than releasing the
fish from alongside the vessel, but the
release methods used in these cases
might be the same as those used under
the status quo, in which case no new
costs would be incurred.
Oceanic Whitetip Shark and Silky
Shark Element (3): Require the crew,
operators, and owners of U.S. fishing
vessels used for commercial fishing for
HMS in the Convention Area to allow
and assist observers in the collection of
oceanic whitetip shark or silky shark
samples. This element requires the
vessel crew, operator, and owner to
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allow and assist a WCPFC observer to
collect samples of dead oceanic whitetip
sharks or silky sharks when requested to
do so by the observer. In such cases, and
in any case in which the observer
collects a sample of an oceanic whitetip
shark or silky shark, the crew, operator,
and owner would be relieved of the two
requirements listed above. Under
existing regulations, operators and crew
of vessels with WCPFC Area
Endorsements (i.e., vessels authorized to
be used for commercial fishing for HMS
on the high seas in the Convention
Area) are already required to assist
observers in the collection of samples.
This would effectively expand that
requirement—for just these two shark
species—to vessels not required to have
WCPFC Area Endorsements. This
requirement would not impose any new
reporting or recordkeeping
requirements. It is not expected to
require any professional skills that the
affected vessel owners, operators and
crew do not already possess. Although
this element would relieve vessel
owners, operators and crew from the
requirements of the first two elements
described above in those cases where
the vessel observer collects a sample of
an oceanic whitetip shark or silky shark,
it would not be expected to relieve
fishing businesses of the costs identified
above for the no-retention requirement,
since the samples would be kept by the
observer and would not be available for
sale or other use by the fishing business.
This element could also bring additional
costs to fishing businesses because it
would require the owner, operator, and
crew to assist the observer in the
collection of samples if requested to do
so by the observer. Observers would be
under instructions to collect samples
only if they do so as part of a program
that has been specifically authorized by
the WCPFC Scientific Committee, and
only from sharks that are dead when
brought alongside the vessel. It is not
possible to project how often observers
would request assistance in collecting
samples. When it does occur, it is not
expected that sample collection would
be so disruptive as to substantially delay
or otherwise impact fishing operations,
but the fishing business could bear
small costs in terms of crew labor, and
possibly the loss of storage space that
could be used for other purposes.
Whale Shark Element (1): Prohibit
owners, operators, and crew of U.S.
fishing vessels used for commercial
fishing for HMS in the Convention Area
from setting or attempting to set a purse
seine on or around a whale shark. This
requirement prohibits owners, operators
and crew of fishing vessels from setting
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or attempting to set a purse seine in the
Convention Area on or around a whale
shark if the animal is sighted prior to
the commencement of the set or the
attempted set. This requirement applies
to all U.S. purse seine vessels fishing on
the high seas and in the EEZs in the
Convention Area, except the EEZs of the
PNA. This requirement does not impose
any new reporting or recordkeeping
requirements. It is not expected to
require any professional skills that the
affected vessel owners, operators and
crew do not already possess.
In the event that a whale shark is
sighted in the vicinity of a purse seine
vessel prior to a desired set, complying
with the final rule could cause forgone
fishing opportunities and result in
economic losses. It is difficult to project
the frequency of pre-set whale sharksighting events because such events are
not recorded. Historical data on whale
shark catches are available, but catches
are not equivalent to pre-set whale shark
sightings, for two reasons. On the one
hand, presumably not all whale sharks
within ‘‘sightable’’ distance of a set are
actually caught (thus, in this respect,
whale shark catch data under-represent
pre-set whale shark sighting events). On
the other hand, according to anecdotal
information from purse seine vessel
operators, not all captured whale sharks
are seen before the set commences (thus,
in this respect, the whale shark catch
data over-represent pre-set whale sharksighting events). Nonetheless, historical
whale shark catch rates can provide a
rough indicator of the frequency of preset whale shark sighting events in the
future.
Based on unpublished vessel observer
data from the FFA observer program, the
average whale shark catch rate in 2010–
2011 for the U.S. purse seine fishery in
the Convention Area, excluding the
EEZs of the PNA, was approximately 2
fish per thousand fishing days. The
average catch rate during that period in
the Convention Area as a whole
(including the waters of the PNA EEZs)
was about 5 fish per thousand fishing
days. For this analysis, this range of 2–
5 events per thousand fishing days is
used as an estimate of pre-set whale
shark-sighting events in the future.
Based on the average levels of U.S.
purse seine fishing effort in the
Convention Area outside the EEZs of the
PNA in 2010 and 2011 (462 and 842
fishing days, respectively; NMFS
unpublished data), it can be expected
that approximately 652 fishing days per
year will be spent by the fleet in that
area in the future. At that level of
fishing effort, if pre-set whale sharksighting events occurred in 2 to 5 per
thousand fishing days, as described
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above, they would occur 1.3 to 3.3 times
per year, on average, for the fleet as a
whole, or 0.03 to 0.08 times per year for
each of the 40 vessels in the fleet, on
average.
In those instances that a whale shark
is sighted prior to an intended set, the
vessel operator would have to wait and/
or move the vessel to find the next
opportunity to make a set. The
consequences in terms of time lost and
distance travelled and associated costs
cannot be projected with any certainty.
At best, the operator would find an
opportunity to make a set soon after the
event, and only trivial costs would be
incurred. At worst, the vessel operator
would lose the opportunity to make a
set for the remainder of the day. Under
this worst-case assumption, a vessel
could lose the net benefits associated
with 0.03 to 0.08 fishing days per year,
on average. Those lost net benefits
cannot be estimated because of a lack of
fishing cost data, but information on
gross receipts can provide an upperbound estimate. Using regional cannery
prices in 2012 for each of the three
marketable tuna species, and the U.S.
fleet’s average catches and fishing days
in 2011–2012, the expected gross
receipts per fishing day would be about
$60,000. Thus, an upper-bound estimate
of the loss in gross revenue that could
occur to a vessel as a result of losing
0.03 to 0.08 fishing days is
approximately $1,800 to $4,800 per
year.
Whale Shark Element (2): Require the
crew, operator, and owner of U.S.
fishing vessels used for commercial
fishing for HMS in the Convention Area
to release any whale shark that is
encircled in a purse seine net. This
element would require the crew,
operator, and owner of a fishing vessel
to release any whale shark that is
encircled in a purse seine net in the
Convention Area, and to do so in a
manner that results in as little harm to
the shark as possible, without
compromising the safety of any persons.
This requirement would apply to all
U.S. purse seine vessels fishing on the
high seas and in the EEZs of the
Convention Area, including the EEZs of
the PNA. This requirement would not
impose any new reporting or
recordkeeping requirements. It is not
expected to require any professional
skills that the affected vessel owners,
operators and crew do not already
possess. Unpublished historical vessel
observer data from the FFA observer
program indicates that all whale sharks
captured in the U.S. WCPO purse seine
fishery are released; that is, they are not
retained or marketed. The release
requirement, therefore, is not expected
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to have any effect on fishing operations
or to bring any compliance costs. The
requirement to release the sharks in a
manner that results in as little harm to
the shark as possible without
compromising the safety of any persons
would be a new and potentially
burdensome requirement, but it is not
possible to quantitatively assess the cost
for two reasons. First, it is not clear how
often whale sharks would be encircled.
As indicated above, the average annual
rate by U.S. purse seine vessels in the
Convention Area in 2010 and 2011 was
about 5 encirclements per thousand
fishing days. But the rate in the future
is expected to be reduced as a result of
the setting prohibition described in the
first whale shark element, above.
Nonetheless, if 5 encirclements per
thousand fishing days is considered an
upper-bound projection, then at a future
fishing effort rate of 7,991 fishing days
per year in the Convention Area (based
on the average spent in 2010 and 2011)
and 40 vessels in the fleet, an upperbound projection of the rate of
encirclements per vessel is one per year,
on average. The second reason for the
difficulty in assessing the compliance
costs of this requirement is that current
vessel practices regarding whale shark
releases are not known in detail.
Although data on the condition of each
captured whale shark is available (e.g.,
based on unpublished FFA observer
data for 2010 and 2011, 68 percent of
captured whale sharks were released
alive, 2 percent were released dead, and
the condition of the remainder was
unknown), these data do not reveal
anything about whether the condition of
the released whale sharks could have
been better, or what the vessel crew
would have had to have done to
improve the sharks’ condition. In
conclusion, this requirement might
bring some costs to purse seine vessel
operations, in the form of the crew
potentially having to spend more time
handling encircled whale sharks (at
most, one per year per vessel, on
average) in order to release them with as
little harm as possible.
Whale Shark Element (3): Require the
owner and operator of a fishing vessel
that encircles a whale shark to record
the incident on a catch report form. This
requirement would require the owner
and operator of a fishing vessel that
encircles a whale shark with a purse
seine net in the Convention Area to
ensure that the incident is recorded by
the end of the day on the catch report
form, or Regional Purse Seine Logsheet
(RPL) maintained pursuant to 50 CFR
300.34(c)(1), in the format specified by
the NMFS Pacific Islands Regional
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Administrator. This requirement would
apply to all U.S. purse seine vessels
fishing on the high seas and in the EEZs
of the Convention Area, including the
EEZs of the PNA. Because catch and
effort logbooks are already required to
be maintained and submitted in the
purse seine fishery, there would be no
additional cost associated with
submitting the logbook, but vessels
would be required to record additional
information associated with whale shark
encirclements. The required information
for each incident would include a
description of the steps taken to
minimize harm and an assessment of its
condition upon its release. This
additional information requirement
would be added to the information
required to be reported under a current
information collection (OMB control
number 0648–0218; see the section on
the Paperwork Reduction Act below for
more information). As indicated for the
previous element, it is not possible to
project the rate of encirclements with
certainty, but one encirclement per
vessel per year, on average, is an upperbound projection. NMFS estimates that
it would take about 10 minutes to record
the required information for each
encirclement. At an estimated labor cost
of $25 per hour, the annual cost per
vessel would be about $4.
Disproportionate Impacts
There would be no disproportionate
economic impacts between small and
large vessel-operating entities resulting
from this final rule. Furthermore, there
would be no disproportionate economic
impacts based on vessel size, gear, or
home port, as all the vessels in the fleets
would be subject to the same
requirements and NMFS has not
identified any factors related to vessel
size, gear, or home port that would lead
to disproportionate impacts.
Steps Taken To Minimize the
Significant Economic Impacts on Small
Entities
For the oceanic whitetip shark and
silky shark elements of the final rule,
NMFS did not identify any
alternatives—other than the no-action
alternative—that would minimize
economic impacts on affected entities.
For the whale shark elements of the
final rule, NMFS considered several
alternatives. As discussed above, the
first element of the final rule for the
whale shark prohibits owners,
operators, and crew of fishing vessels
from setting or attempting to set a purse
seine in the Convention Area on or
around a whale shark if the animal is
sighted prior to the commencement of
the set or the attempted set. This
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element applies on the high seas and in
the EEZs of the Convention Area, except
for the EEZs of the PNA. CMM 2012–04
states that WCPFC members ‘‘shall
prohibit their flagged vessels from
setting a purse seine on a school of tuna
associated with a whale shark if the
animal is sighted prior to the
commencement of the set’’. NMFS
considered developing alternative
means of implementing the prohibition
on setting on a school of tuna, such as
specifying a minimum distance for the
prohibition (e.g., no setting within half
a mile of a whale shark sighting) or a
minimum time period for the
prohibition (e.g., no setting within 10
minutes of sighting a whale shark).
However, NMFS did not identify any
such alternative for this element that
would be reasonable and feasible. After
a whale shark is sighted, it is unclear
where and when it will be sighted next,
since sharks do not have to return to the
surface regularly to breathe. Therefore,
NMFS determined that there is only one
reasonable and feasible manner of
implementing this element of the final
rule.
CMM 2012–04 states that for fishing
activities in the EEZs of WCPFC
members north of 30° N. latitude,
WCPFC members shall implement
either the provisions of CMM 2012–04
or compatible measures consistent with
the obligations under CMM 2012–04.
The U.S. purse seine fleet does not fish
north of 30° N. latitude in the WCPO.
Thus, rather than attempting to develop
a separate set of ‘‘compatible measures’’
for EEZs of WCPFC members north of 30
°N. latitude that may or may not be
triggered by any actual U.S. purse seine
operations, NMFS decided to
implement the provisions of CMM
2012–04 for all EEZs in the Convention
Area (with the exception of the first
element not being applicable to the
EEZs of the PNA, as described above).
NMFS did not identify any other
alternatives for any of the elements of
the final rule.
Taking no action could result in lesser
adverse economic impacts than the final
action for many affected entities. The
economic impacts that would be
avoided by taking no action are
described above, including quantitative
estimates—to the extent possible—for
the first oceanic whitetip shark element
and the first and third whale shark
elements of the final rule. However,
NMFS has determined that the noaction alternative would fail to
accomplish the objectives of the WCPFC
Implementation Act, including
satisfying the obligations of the United
States as a Contracting Party to the
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Convention. The no-action alternative is
rejected for this reason.
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Small Entity Compliance Guide
Section 212 of the Small Business
Regulatory Enforcement Fairness Act of
1996 states that, for each rule or group
of related rules for which an agency is
required to prepare a FRFA, the agency
shall publish one or more guides to
assist small entities in complying with
the rule, and shall designate such
publications as ‘‘small entity
compliance guides.’’ The agency shall
explain the actions a small entity is
required to take to comply with a rule
or group of rules. As part of this
rulemaking process, a small entity
compliance guide has been prepared.
The guide will be sent to permit and
license holders in the affected fishery.
The guide and this final rule will also
be available at www.fpir.noaa.gov and
by request from NMFS PIRO (see
ADDRESSES).
Paperwork Reduction Act
This final rule contains a collectionof-information requirement subject to
the Paperwork Reduction Act (PRA) that
has been approved by the Office of
Management and Budget (OMB) under
control number 0648–0218, ‘‘South
Pacific Tuna Act’’. The public reporting
burden for the catch report form (also
known as the RPL) under that
collection-of-information was estimated
to average one hour per response (i.e.,
per fishing trip), including the time for
reviewing instructions, searching
existing data sources, gathering and
maintaining the data needed, and
completing and reviewing the collection
of information. The whale shark
encirclement reporting requirement
under this final rule changes the catch
report element of the collection-ofinformation. Under this final rule, in the
event that a whale shark is encircled in
a purse seine net, information about that
event would be required to be included
in the catch report form. Providing this
additional information will increase the
reporting burden by approximately 10
minutes per encirclement, which, given
an estimated one encirclement per year
and five fishing trips per year, on
average, equates to approximately 2
minutes per fishing trip or per response.
Therefore, the new estimated burden
per response (i.e., per fishing trip) for
the catch report form is 62 minutes. No
comments were received on this
collection-of-information requirement in
response to the proposed rule. Send
comments regarding this burden
estimate, or any other aspect of this data
collection, including suggestions for
reducing the burden, to Michael D.
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Tosatto, Regional Administrator, NMFS
PIRO (see ADDRESSES) and by email to
OIRA_Submission@omb.eop.gov or fax
to 202–395–7285.
Notwithstanding any other provision
of the law, no person is required to
respond to, and no person shall be
subject to penalty for failure to comply
with, a collection of information subject
to the requirements of the PRA, unless
that collection of information displays a
currently valid OMB control number.
List of Subjects in 50 CFR Part 300
Administrative practice and
procedure, Fish, Fisheries, Fishing,
Marine resources, Reporting and
recordkeeping requirements, Treaties.
Dated: February 12, 2015.
Samuel D. Rauch III,
Deputy Assistant Administrator for
Regulatory Programs, National Marine
Fisheries Service.
For the reasons set out in the
preamble, 50 CFR part 300 is amended
as follows:
PART 300—INTERNATIONAL
FISHERIES REGULATIONS
Subpart O—Western and Central
Pacific Fisheries for Highly Migratory
Species
1. The authority citation for 50 CFR
part 300, subpart O, continues to read as
follows:
■
Authority: 16 U.S.C. 6901 et seq.
2. In § 300.211, the definitions of
‘‘Areas under the national jurisdiction
of the Parties to the Nauru Agreement’’
and ‘‘Parties to the Nauru Agreement’’
are added, in alphabetical order, to read
as follows:
■
§ 300.211
Definitions.
*
*
*
*
*
Areas under the national jurisdiction
of the Parties to the Nauru Agreement
means the exclusive economic zones of
the Parties to the Nauru Agreement.
*
*
*
*
*
Parties to the Nauru Agreement
means the parties to the Nauru
Agreement Concerning Cooperation in
the Management of Fisheries of
Common Interest, as specified on the
Web site of the Parties to the Nauru
Agreement at www.pnatuna.com.
*
*
*
*
*
■ 3. In § 300.218, paragraph (h) is added
to read as follows:
§ 300.218 Reporting and recordkeeping
requirements.
*
*
*
*
*
(h) Whale shark encirclement reports.
The owner and operator of a fishing
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Fmt 4700
Sfmt 4700
8815
vessel of the United States used for
commercial fishing in the Convention
Area that encircles a whale shark
(Rhincodon typus) with a purse seine in
the Convention Area shall ensure that
the incident is recorded by the end of
the day on the catch report forms
maintained pursuant to § 300.34(c)(1),
in the format specified by the Pacific
Islands Regional Administrator. This
paragraph does not apply to the
territorial seas or archipelagic waters of
any nation, as defined by the domestic
laws and regulations of that nation and
recognized by the United States.
■ 4. In § 300.222, paragraphs (ss), (tt),
(uu), (vv), and (ww) are added to read
as follows:
§ 300.222
Prohibitions.
*
*
*
*
*
(ss) Fail to submit, or ensure
submission of, a whale shark
encirclement report as required in
§ 300.218(h).
(tt) Set or attempt to set a purse seine
on or around a whale shark (Rhincodon
typus) in contravention of § 300.223(g).
(uu) Fail to release a whale shark
encircled in a purse seine net of a
fishing vessel as required in
§ 300.223(h).
(vv) Use a fishing vessel to retain on
board, transship, store, or land any part
or whole carcass of an oceanic whitetip
shark (Carcharhinus longimanus) or
silky shark (Carcharhinus falciformis) in
contravention of § 300.226(a).
(ww) Fail to release an oceanic
whitetip shark or silky shark as required
in § 300.226(b).
■ 5. In § 300.223, paragraphs (g) and (h)
are added to read as follows:
§ 300.223
Purse seine fishing restrictions.
*
*
*
*
*
(g) Owners, operators, and crew of
fishing vessels of the United States used
for commercial fishing for HMS in the
Convention Area shall not set or attempt
to set a purse seine in the Convention
Area on or around a whale shark
(Rhincodon typus) if the animal is
sighted at any time prior to the
commencement of the set or the
attempted set. This paragraph does not
apply to the territorial seas or
archipelagic waters of any nation, as
defined by the domestic laws and
regulations of that nation and
recognized by the United States, or to
areas under the national jurisdiction of
the Parties to the Nauru Agreement.
(h) The crew, operator, and owner of
a fishing vessel of the United States
used for commercial fishing for HMS in
the Convention Area must release any
whale shark that is encircled in a purse
seine net in the Convention Area, and
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take reasonable steps for its safe release,
without compromising the safety of any
persons. This paragraph does not apply
to the territorial seas or archipelagic
waters of any nation, as defined by the
domestic laws and regulations of that
nation and recognized by the United
States.
6. Section 300.226 is added to read as
follows:
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
50 CFR Part 679
[Docket No. 130925836–4174–02]
RIN 0648–XD714
■
§ 300.226
shark.
Oceanic whitetip shark and silky
(a) The crew, operator, and owner of
a fishing vessel of the United States
used for commercial fishing for HMS
cannot retain on board, transship, store,
or land any part or whole carcass of an
oceanic whitetip shark (Carcharhinus
longimanus) or silky shark
(Carcharhinus falciformis) that is caught
in the Convention Area, unless subject
to the provisions of paragraph (c) of this
section.
(b) The crew, operator, and owner of
a fishing vessel of the United States
used for commercial fishing for HMS
must release any oceanic whitetip shark
or silky shark caught in the Convention
Area as soon as possible after the shark
is caught and brought alongside the
vessel, and take reasonable steps for its
safe release, without compromising the
safety of any persons, unless subject to
the provisions of paragraph (c) of this
section.
(c) Paragraphs (a) and (b) of this
section do not apply in the event that a
WCPFC observer collects, or requests
the assistance of the vessel crew,
operator, or owner in the observer’s
collection of, samples of oceanic
whitetip shark or silky shark in the
Convention Area.
(d) The crew, operator, and owner of
a fishing vessel of the United States
used for commercial fishing for HMS in
the Convention Area must allow and
assist a WCPFC observer to collect
samples of oceanic whitetip shark or
silky shark in the Convention Area, if
requested to do so by the WCPFC
observer.
[FR Doc. 2015–03388 Filed 2–18–15; 8:45 am]
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Fisheries of the Exclusive Economic
Zone Off Alaska; Pacific Cod by
Vessels Using Pot Gear in the Central
Regulatory Area of the Gulf of Alaska
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Temporary rule; closure.
AGENCY:
NMFS is prohibiting directed
fishing for Pacific cod by vessels using
pot gear in the Central Regulatory Area
of the Gulf of Alaska (GOA). This action
is necessary to prevent exceeding the A
season allowance of the 2015 Pacific
cod total allowable catch apportioned to
vessels using pot gear in the Central
Regulatory Area of the GOA.
DATES: Effective 1200 hours, Alaska
local time (A.l.t.), February 16, 2015,
through 1200 hours, A.l.t., June 10,
2015.
SUMMARY:
FOR FURTHER INFORMATION CONTACT:
Obren Davis, 907–586–7228.
NMFS
manages the groundfish fishery in the
GOA exclusive economic zone
according to the Fishery Management
Plan for Groundfish of the Gulf of
Alaska (FMP) prepared by the North
Pacific Fishery Management Council
under authority of the MagnusonStevens Fishery Conservation and
Management Act. Regulations governing
fishing by U.S. vessels in accordance
with the FMP appear at subpart H of 50
CFR part 600 and 50 CFR part 679.
Regulations governing sideboard
protections for GOA groundfish
fisheries appear at subpart B of 50 CFR
part 680.
The A season allowance of the 2015
Pacific cod total allowable catch (TAC)
apportioned to vessels using pot gear in
the Central Regulatory Area of the GOA
is 8,036 metric tons (mt), as established
by the final 2014 and 2015 harvest
specifications for groundfish of the GOA
(79 FR 12890, March 6, 2014) and
inseason adjustment (80 FR 192, January
5, 2015).
In accordance with § 679.20(d)(1)(i),
the Administrator, Alaska Region,
SUPPLEMENTARY INFORMATION:
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Fmt 4700
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NMFS (Regional Administrator) has
determined that the A season allowance
of the 2015 Pacific cod TAC
apportioned to vessels using pot gear in
the Central Regulatory Area of the GOA
will soon be reached. Therefore, the
Regional Administrator is establishing a
directed fishing allowance of 8,026 mt
and is setting aside the remaining 10 mt
as bycatch to support other anticipated
groundfish fisheries. In accordance with
§ 679.20(d)(1)(iii), the Regional
Administrator finds that this directed
fishing allowance has been reached.
Consequently, NMFS is prohibiting
directed fishing for Pacific cod by
vessels using pot gear in the Central
Regulatory Area of the GOA. After the
effective date of this closure the
maximum retainable amounts at
§ 679.20(e) and (f) apply at any time
during a trip.
Classification
This action responds to the best
available information recently obtained
from the fishery. The Assistant
Administrator for Fisheries, NOAA
(AA), finds good cause to waive the
requirement to provide prior notice and
opportunity for public comment
pursuant to the authority set forth at 5
U.S.C. 553(b)(B) as such requirement is
impracticable and contrary to the public
interest. This requirement is
impracticable and contrary to the public
interest as it would prevent NMFS from
responding to the most recent fisheries
data in a timely fashion and would
delay the directed fishing closure of
Pacific cod for vessels using pot gear in
the Central Regulatory Area of the GOA.
NMFS was unable to publish a notice
providing time for public comment
because the most recent, relevant data
only became available as of February 12,
2015.
The AA also finds good cause to
waive the 30-day delay in the effective
date of this action under 5 U.S.C.
553(d)(3). This finding is based upon
the reasons provided above for waiver of
prior notice and opportunity for public
comment.
This action is required by § 679.20
and is exempt from review under
Executive Order 12866.
Authority: 16 U.S.C. 1801 et seq.
Dated: February 13, 2015.
Alan D. Risenhoover,
Director, Office of Sustainable Fisheries,
National Marine Fisheries Service.
[FR Doc. 2015–03447 Filed 2–13–15; 4:15 pm]
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Agencies
[Federal Register Volume 80, Number 33 (Thursday, February 19, 2015)]
[Rules and Regulations]
[Pages 8807-8816]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2015-03388]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
50 CFR Part 300
[Docket No. 130703588-5112-02]
RIN 0648-BD44
International Fisheries; Western and Central Pacific Fisheries
for Highly Migratory Species; Fishing Restrictions Regarding the
Oceanic Whitetip Shark, the Whale Shark, and the Silky Shark
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: NMFS issues regulations under authority of the Western and
Central Pacific Fisheries Convention Implementation Act (WCPFC
Implementation Act) to implement decisions of the Commission for the
Conservation and Management of Highly Migratory Fish Stocks in the
Western and Central Pacific Ocean (Commission or WCPFC) on fishing
restrictions related to the oceanic whitetip shark (Carcharhinus
longimanus), the whale shark (Rhincodon typus), and the silky shark
(Carcharhinus falciformis). The regulations apply to owners and
operators of U.S. fishing vessels used for commercial fishing for
highly migratory species (HMS) in the area of application of the
Convention on the Conservation and Management of Highly Migratory Fish
Stocks in the Western and Central Pacific Ocean (Convention). The
regulations for oceanic whitetip sharks and silky sharks prohibit the
retention, transshipment, storage, or landing of oceanic whitetip
sharks or silky sharks, and require the release of any oceanic whitetip
shark or silky shark as soon as possible after it is caught, with as
little harm to the shark as possible. The regulations for whale sharks
prohibit setting a purse seine on a whale shark and specify certain
measures to be taken and reporting requirements in the event a whale
shark is encircled in a purse seine net. This action is necessary for
the United States to satisfy its obligations under the Convention, to
which it is a Contracting Party.
DATES: This rule is effective March 23, 2015.
ADDRESSES: Copies of supporting documents prepared for this final rule,
including the regulatory impact review (RIR) and the Environmental
Assessment (EA), as well as the proposed rule, are available via the
Federal e-Rulemaking Portal, at www.regulations.gov (search for Docket
ID NOAA-NMFS-2014-0086). Those documents, and the small entity
compliance guide prepared for this final rule, are also available from
NMFS at the following address: Michael D. Tosatto, Regional
Administrator, NMFS, Pacific Islands Regional Office (PIRO), 1845 Wasp
Blvd., Building 176, Honolulu, HI 96818. The initial regulatory
flexibility analysis (IRFA) and final regulatory flexibility analysis
(FRFA) prepared under the authority of the Regulatory Flexibility Act
(RFA) are included in the proposed rule and this final rule,
respectively.
Written comments regarding the burden-hour estimates or other
aspects of the collection-of-information requirements contained in this
final rule may be submitted to Michael D. Tosatto, Regional
Administrator, NMFS PIRO (see ADDRESSES) and by email to
OIRA_Submission@omb.eop.gov or fax to 202-395-7285.
FOR FURTHER INFORMATION CONTACT: Rini Ghosh, NMFS PIRO, 808-725-5033.
SUPPLEMENTARY INFORMATION: On August 22, 2014, NMFS published a
proposed rule in the Federal Register (79 FR 49745) to implement
decisions of the Commission on the oceanic whitetip shark, the whale
shark, and the silky shark. The proposed rule was open for public
comment through October 6, 2014.
This final rule is issued under the authority of the WCPFC
Implementation Act (16 U.S.C. 6901 et seq.), which authorizes the
Secretary of Commerce, in consultation with the Secretary of State and
the Secretary of the Department in which the United States Coast Guard
is operating (currently the Department of Homeland Security), to
promulgate such regulations as may be necessary to carry out the
obligations of
[[Page 8808]]
the United States under the Convention, including the decisions of the
Commission. The authority to promulgate regulations has been delegated
to NMFS.
This final rule implements the WCPFC's ``Conservation and
Management Measure for Oceanic Whitetip Shark'' (CMM 2011-04),
``Conservation and Management Measure for Protection of Whale Sharks
from Purse Seine Fishing Operations'' (CMM 2012-04), and ``Conservation
and Management Measure for Silky Sharks'' (CMM 2013-08). The preamble
to the proposed rule provides background information on a number of
matters, including the Convention and the Commission, the provisions of
the WCPFC decisions being implemented in this rule, and the bases for
the proposed regulations, which is not repeated here.
New Requirements
The final rule includes six elements--three regarding the oceanic
whitetip shark and silky shark and three regarding the whale shark.
Oceanic Whitetip Shark and Silky Shark Elements
For the oceanic whitetip shark and silky shark, the first element
prohibits the crew, operator, and owner of a fishing vessel of the
United States used for commercial fishing for HMS from retaining on
board, transshipping, storing, or landing any part or whole carcass of
an oceanic whitetip shark or silky shark that is caught in the
Convention Area. The second element requires the crew, operator, and
owner to release any oceanic whitetip shark or silky shark caught in
the Convention Area as soon as possible after the shark is caught and
brought alongside the vessel and take reasonable steps for its safe
release, without compromising the safety of any persons. The third
element takes into consideration that, notwithstanding the other two
oceanic whitetip and silky shark elements of the rule, WCPFC observers
may collect samples of oceanic whitetip sharks or silky sharks that are
dead when brought alongside the vessel and the crew, operator, or owner
of the vessel must allow and assist them to collect samples in the
Convention Area, if requested to do so. Observers deployed by NMFS or
the Pacific Islands Forum Fisheries Agency are currently considered
WCPFC observers, as those programs have completed the required
authorization process to become part of the WCPFC Regional Observer
Programme.
CMM 2011-04 and CMM 2013-08, for the oceanic whitetip shark and the
silky shark, respectively, apply to the entire Convention Area,
including, for the United States, state and territorial waters. The
WCPFC Implementation Act states that regulations promulgated under the
act shall apply within the boundaries of any of the States of the
United States and any commonwealth, territory or possession of the
United States (hereafter ``State'') bordering on the Convention Area if
the Secretary of Commerce has provided notice to the State, the State
does not request an agency hearing, and the Secretary of Commerce has
determined that the State has not, within a reasonable period of time
after the promulgation of regulations, enacted laws or promulgated
regulations that implement the recommendations of the WCPFC within the
boundaries of the State; or has enacted laws or promulgated regulations
that implement the recommendations of the WCPFC that are less
restrictive than the regulations promulgated under the WCPFC
Implementation Act or are not effectively enforced (16 U.S.C. 6907(e)).
Some of the fisheries affected by the oceanic whitetip shark and silky
shark elements of the rule operate within the waters of American Samoa,
Guam, Hawaii, and the Commonwealth of the Northern Mariana Islands
(CNMI). NMFS furnished copies of the proposed rule to these States at
the time of publication in the Federal Register and will furnish copies
of the final rule as well. NMFS is available to discuss ways to ensure
that the conservation and management measures implemented in this
rulemaking can be consistently applied to Federal, state, and
territorial managed fisheries.
Whale Shark Elements
For the whale shark, the first element of the final rule prohibits
owners, operators, and crew of fishing vessels from setting or
attempting to set a purse seine in the Convention Area on or around a
whale shark if the animal is sighted prior to the commencement of the
set or the attempted set. CMM 2012-04 includes language making the
prohibition specific to ``a school of tuna associated with a whale
shark.'' However, it is unclear exactly what this phrase means. Thus,
NMFS believes it is appropriate to apply this prohibition to any purse
seine set or attempted set on or around a whale shark that has been
sighted prior to commencement of the set or attempted set. This
prohibition would not apply to sets made in the territorial seas or
archipelagic waters of any nation or in the exclusive economic zones
(EEZs) of the Parties to the Nauru Agreement (PNA). The final rule
includes a definition of the PNA as the Pacific Island countries that
are parties to the Nauru Agreement Concerning Cooperation in the
Management of Fisheries of Common Interest, as specified on the Web
site of the Parties to the Nauru Agreement at www.pnatuna.com. The PNA
currently includes the following countries: Federated States of
Micronesia, Kiribati, Marshall Islands, Nauru, Palau, Papua New Guinea,
Solomon Islands, and Tuvalu. Vessel owners and operators may be subject
to similar prohibitions regarding the whale shark in the EEZs of the
PNA, if implemented by one or more PNA countries.
The second element for the whale shark in the final rule requires
the crew, operator, and owner of a fishing vessel to release any whale
shark that is encircled in a purse seine net in the Convention Area,
and to take reasonable steps to ensure its safe release, without
compromising the safety of any persons. This element does not apply in
the territorial seas or archipelagic waters of any nation, but does
apply in all EEZs, including the EEZs of the PNA.
The third and final element for the whale shark in the final rule
requires the owner and operator of a fishing vessel that encircles a
whale shark with a purse seine in the Convention Area to ensure that
the incident is recorded by the end of the day on the catch report
form, or Regional Purse Seine Logsheet (RPL), maintained pursuant to 50
CFR 300.34(c)(1), in the format specified by the NMFS Pacific Islands
Regional Administrator. The NMFS Pacific Islands Regional Administrator
would provide vessel owners and operators with specific instructions
for how to record whale shark encirclements on the RPL.
Comments and Responses
NMFS received comments from 38 individuals on the proposed rule, as
well as three comment letters from groups or organizations. The
comments have been grouped together, where appropriate, in the
summaries below.
Comment 1: Four commenters provided general statements of support
for the rule and five additional commenters expressed support for the
rule stating that oceanic whitetip sharks, whale sharks, and silky
sharks need to be protected from the fishing industry as they are at
risk of extinction.
Response: NMFS acknowledges these comments.
Comment 2: One commenter stated that there is no sustainable way to
fish for these sharks. Their lengthy gestation
[[Page 8809]]
and low reproduction rate make them vulnerable to environmental
changes.
Response: NMFS notes that U.S. vessel owners and operators subject
to this final rule are generally not fishing for these sharks, as there
is no directed commercial shark fishery in the U.S. Pacific Islands
region.
Comment 3: Six commenters discussed how they view sharks as
important parts of a healthy ocean and that loss of sharks would be
detrimental to the environment. Two of these commenters suggested that
preserving sharks could help the shark diving industry, and one of them
provided a photo they had taken of an oceanic whitetip shark.
Response: NMFS acknowledges these comments and the photo.
Comment 4: Ten commenters called for protections from fishing for
all shark species; half of these commenters asked for broad protections
for other species, including cetaceans. Most discussed the importance
of sharks to the ecosystem and some discussed their vulnerability to
fishing and environmental changes.
Response: The final rule establishes regulations that prohibit the
retention, transshipment, storage, and landing of oceanic whitetip
sharks and silky sharks, and require the release of any oceanic
whitetip shark or silky shark as soon as possible after it is caught,
with as little harm to the shark as possible. The final rule also
establishes regulations that prohibit setting a purse seine on a whale
shark and specify certain measures to be taken in the event a whale
shark is encircled in a purse seine net, as well as a requirement to
report the incident to NMFS. As described in the EA, other domestic and
international management measures, such as the U.S. Shark Conservation
Act of 2010 (Pub. L. 111-348), are in place to mitigate the impacts of
fishing on shark species. NMFS, as well as international organizations
and other countries are actively considering additional management for
sharks. For example, the WCPFC's CMM 2010-07 provides management
measures for sharks, and the WCPFC is considering additional shark
management measures.
Comment 5: One commenter recommended that the proposed regulations
be adopted. The commenter stated that these shark species face many
man-made perils and need any beneficial regulations that can keep them
from becoming endangered. According to the commenter, the proposed
regulations would provide a legal framework for the agency to take
action against any offenses. The commenter stated that enforcement will
likely be challenging but that it is good to have something for which
to strive. It is in a fisherman's best interest to help protect the
fragile ecosystem he or she relies upon.
Response: NMFS acknowledges the comment.
Comment 6: One commenter stated that oceanic whitetip sharks scour
the open ocean which is devoid of most life, so when they encounter
potential food, they may test it to see if it is edible. According to
the commenter, the bad reputation of sharks comes from being
opportunistic. However, thousands of people have swum with these sharks
without injury. The sharks need to survive in a harsh, barren
environment and they excel at it, so we should let them live.
Response: NMFS acknowledges the comment.
Comment 7: One commenter stated that it is unconscionable to not
implement stronger protections for these sharks. According to the
commenter, studies have shown declines in oceanic whitetip shark
populations in the Gulf of Mexico. Silky shark populations are
estimated to have also declined dramatically. The International Union
for Conservation of Nature (IUCN) lists the oceanic whitetip shark as
vulnerable, the silky shark as near threatened, and the whale shark as
vulnerable. Many countries have recognized the fragility of whale shark
populations and have legislated full protection for them. None of these
species can sustain ongoing depletion.
Response: Please see the response to Comment 4.
Comment 8: One commenter asked NMFS to reconsider implementing the
proposed rule, so that abuse of the ocean's beautiful creatures would
stop.
Response: We understand this comment to mean that the commenter
believes the rule would lead to increased abuse of living marine
resources. However, please see the response to Comment 4, above, for a
summary of the regulations being implemented in this rule.
Comment 9: One commenter requested NMFS to provide better
protection for sharks.
Response: As stated above in the response to Comment 4, the final
rule implements WCPFC decisions for the conservation and management of
three shark species.
Comment 10: One commenter asked why everyone wants to kill these
shark species, since they are simply fantastic and keep the ocean
healthy.
Response: As described above in the response to Comment 4, the
final rule implements WCPFC decisions for the conservation and
management of three shark species.
Comment 11: Three commenters stated that they fully support the
regulation of shark finning and more responsible fishing, as specified
in the proposed rule. They also stated that these animals are critical
members of the ecosystem and should be protected and that these
regulations should be strictly enforced.
Response: Please see the response to Comment 4, above, for a
description of the elements of the final rule. The final rule does not
regulate the practice of finning sharks, but other existing laws and
regulations do so (e.g., the Shark Conservation Act of 2010 (Pub. L.
111-348)).
Comment 12: One commenter supported the proposed rule and hopes
that the United States will set an example for other countries. The
commenter also provided background information on the status and
importance of these sharks. However, the commenter asked NMFS to review
the whale shark provisions of the proposed rule, recommending that nets
should not be allowed in the water if a whale shark is seen and the
regulations should clarify what would happen if a purse seine net is
already in the water when a whale shark is sighted. The commenter also
expressed concern over the lack of clarity in the definition of a
``school of tuna associated with a whale shark'' and suggested that it
be rewritten.
Response: The regulations in this final rule prohibit setting or
attempting to set a purse seine in the Convention Area on or around a
whale shark if the animal is sighted prior to the commencement of the
set or the attempted set. Should a whale shark be sighted after
commencement of the set when the net is already in the water, it is not
certain that the whale shark would become encircled in the net or that
retrieving the net immediately would avoid encircling the whale shark.
However, the regulations also require the crew, operator, and owner of
a fishing vessel to release any whale shark that is encircled in a
purse seine net and take reasonable steps for its safe release without
compromising the safety of any persons. CMM 2012-04 includes language
prohibiting vessels from setting a purse seine on a ``school of tuna
associated with a whale shark'' if the animal is sighted prior to the
commencement of the set or the attempted set. As stated in the proposed
rule, it is unclear exactly what the phrase ``school of tuna associated
with a whale shark,'' as used in the CMM, means. Thus, NMFS is
implementing
[[Page 8810]]
broad regulations to prohibit any purse seine set or attempted set on
or around a whale shark that has been sighted prior to the commencement
of the set or the attempted set. NMFS believes that this interpretation
of the CMM is practical for the crew, operators, and owners of fishing
vessels to implement and for enforcement officials to enforce.
Comment 13: One commenter stated that as an officer in the U.S.
distant water purse seine fleet one of his responsibilities is to act
as a medical officer. The commenter strongly encourages the word
``safely'' to be added to the language requiring the release of oceanic
whitetip sharks and silky sharks as soon as possible. Captured sharks
can cause serious injuries to the crewmen trying to release them alive.
Risking crew injury is unacceptable.
Response: NMFS agrees that the safety of crew members is of
paramount importance. The regulations in this final rule for oceanic
whitetip sharks and silky sharks require the crew, operator, and owner:
``to release any oceanic whitetip shark or silky shark caught in the
Convention Area as soon as possible after the shark is caught and
brought alongside the vessel and take reasonable steps for its safe
release, without compromising the safety of any persons.''
Comment 14: One commenter who has managed a U.S. built and owned
purse seine vessel that has operated out of Pago Pago, American Samoa,
since 1981 expressed concerns over the proposal and stated that U.S.
vessels already practice the regulations being implemented. The
commenter believes that piecemeal protections for various species are
inefficient and generate excess paperwork. The commenter suggested that
the United States instead propose a full purse seine closure period for
all Commission Members, Cooperating Non-Members, and Participating
Territories (WCPFC members), similar to what is in effect in the
eastern Pacific Ocean.
Response: The final rule implements specific WCPFC decisions on
oceanic whitetip sharks, whale sharks, and silky sharks. The United
States, as a member of the WCPFC, regularly considers conservation and
management measures that could be adopted by the WCPFC for purse seine
fisheries, but such measures are outside the scope of this rulemaking.
Comment 15: One group of commenters who submitted their comments
jointly supported the regulations, especially in regard to silky
sharks, and provided background information on silky sharks. The
commenters proposed that NMFS modify the regulations to include a
reporting requirement for silky shark bycatch to monitor the
effectiveness of the regulations and for collecting additional data.
The commenters also suggested that NMFS provide a better definition for
the phrase ``as little harm as possible,'' which is part of the
provisions of CMM 2013-08 regarding the release of any silky sharks
caught in the Convention Area, to ensure the safety of silky sharks and
provide fair enforcement. According to the commenters, allowing the
operators of individual fishing vessels to determine what level of harm
is acceptable would increase the risk of the regulations being applied
arbitrarily. The commenters requested NMFS to consult with experts to
develop a more thorough definition or establish guidelines for
allowable and prohibited conduct when releasing silky sharks.
Response: WCPFC CMM 2010-07 identifies the silky shark as a key
shark species and requires retained and discarded catches to be
reported by each WCPFC member in its annual report to the Commission.
NMFS believes that additional reporting for silky shark catches,
including discards, is not needed at this time. The final regulations
specify that crew, operators, and owners must release silky sharks
caught in the Convention Area as soon as possible after the shark is
caught and brought alongside the vessel, taking reasonable steps for
its safe release, without compromising the safety of any persons. NMFS
believes that this is a reasonable interpretation of CMM 2013-08's
phrase ``as little harm as possible'' that can be implemented and
enforced. The WCPFC Scientific Committee has considered appropriate
guidelines for the safe release of encircled animals, such as whale
sharks in purse seine nets, but the WCPFC has not yet adopted uniform
guidelines. NMFS will establish additional shark handling requirements
if and when needed should the WCPFC adopt further measures in this
regard. NMFS does not believe issuance of these regulations should be
postponed in order to develop such handling guidelines or requirements.
Comment 16: One organization provided comments expressing support
for the proposed regulations and noting that the implementation
deadlines in CMM 2011-04, CMM 2012-04, and CMM 2013-08 have already
passed. The commenter indicated the need for rapid completion of the
implementation of the measures to ensure that the United States is in
full compliance with its WCPFC obligations for shark conservation and
management. The commenter also provided background information on the
stock status and importance of the three shark species. The commenter
urged NMFS to extend the applicability of the oceanic whitetip shark
and silky shark regulations to all fisheries, including non-commercial
fisheries, that the United States manages in the western and central
Pacific Ocean (WCPO) to enhance conservation and enforcement ability.
The commenter expressed agreement with NMFS' interpretation of CMM
2012-04's phrase ``school of tuna associated with a whale shark.''
Response: The final regulations for oceanic whitetip sharks and
silky sharks apply to all U.S. commercial HMS fisheries operating in
the Convention Area. NMFS interprets the WCPFC decisions for the
oceanic whitetip shark and the silky shark as being applicable only to
commercial HMS fisheries, and therefore believes that the inclusion of
other fisheries in the rule, as requested by the commenter, would not
be appropriate. Should NMFS determine that oceanic whitetip shark and
silky shark conservation measures are needed in other fisheries, NMFS
would be able to implement such measures through other processes, such
as those under the Magnuson-Stevens Fishery Conservation and Management
Act.
Comment 17: One organization provided comments expressing its
strong support for the proposed rule. The letter approved of NMFS's
interpretation of the WCPFC measures to protect whale sharks, and noted
the complementary nature of these regulations to similar regulations
that recently went into effect in the eastern Pacific Ocean.
Response: NMFS acknowledges these comments.
Changes From the Proposed Rule
The phrase ``areas under the national jurisdiction of the Parties
to the Nauru Agreement'' is used in the regulatory text to refer to the
EEZs of the PNA. For clarification purposes, a definition of areas
under the national jurisdiction of the Parties to the Nauru Agreement
has been added to the regulatory text.
The new paragraph under 50 CFR 300.218 has been relabeled as (h) to
accommodate another addition to 50 CFR 300.218 under a separate
rulemaking. The new paragraphs under 50 CFR 300.222 have been relabeled
as (ss), (tt), (uu), (vv), and (ww) to accommodate another addition to
50 CFR 300.222 under a separate rulemaking.
[[Page 8811]]
Classification
The Administrator, Pacific Islands Region, NMFS, has determined
that this final rule is consistent with the WCPFC Implementation Act
and other applicable laws.
Executive Order 12866
This final rule has been determined to be not significant for
purposes of Executive Order 12866.
Regulatory Flexibility Act
A FRFA was prepared. The FRFA incorporates the IRFA prepared for
the proposed rule. The analysis in the IRFA is not repeated here in its
entirety.
A description of the action, why it is being considered, and the
legal basis for this action are contained in the preamble of the
proposed rule and in the SUMMARY and SUPPLEMENTARY INFORMATION sections
of this final rule, above. The analysis follows.
Significant Issues Raised by Public Comments in Response to the IRFA
NMFS did not receive any comments specifically on the IRFA. Two of
the public comments received on the proposed rule touched on the
economic impacts of the proposed action; see Comments #5 and #14, and
NMFS' responses to those comments, above.
Description of Small Entities to Which the Rule Will Apply
Small entities include ``small businesses,'' ``small
organizations,'' and ``small governmental jurisdictions.'' The Small
Business Administration (SBA) has established size standards for all
major industry sectors in the United States, including commercial
finfish harvesters (NAICS code 114111). A business primarily involved
in finfish harvesting is classified as a small business if it is
independently owned and operated, is not dominant in its field of
operation (including its affiliates), and has combined annual receipts
not in excess of $20.5 million for all its affiliated operations
worldwide.
The final rule will apply to owners and operators of U.S. fishing
vessels used to fish for HMS for commercial purposes in the Convention
Area. This includes vessels in the purse seine, longline, tropical
troll (including those in American Samoa, the CNMI, Guam, and Hawaii),
Hawaii handline, Hawaii pole-and-line, and west coast-based albacore
troll fleets. The estimated number of affected fishing vessels is as
follows, broken down by fleet: 40 purse seine vessels (based on the
number of purse seine vessels licensed under the South Pacific Tuna
Treaty as of March 2014); 165 longline vessels (based on the number of
longline vessels permitted to fish as of July 2014 under the Fishery
Ecosystem Plan for Pacific Pelagic Fisheries of the Western Pacific
Region, which includes vessels based in Hawaii (a total of 164 Hawaii
Longline Limited Entry permits are available), American Samoa (a total
of 60 American Samoa Longline Limited Entry permits are available), and
the Mariana Islands); 2,089 tropical troll and 572 Hawaii handline
vessels (based on the number of active troll and handline vessels in
American Samoa, Guam, the CNMI, and Hawaii in 2012, the latest year for
which complete data are available); 1 tropical pole-and-line vessel
(based on the number of active vessels in 2012), and 13 albacore troll
vessels (based on the number of albacore troll vessels authorized to
fish on the high seas in the Convention Area as of July 2014). Thus,
the total estimated number of vessels that would be subject to the rule
is approximately 2,880.
Based on (limited) available financial information about the
affected fishing fleets and the SBA's definition of a small finfish
harvester (i.e., gross annual receipts of less than $20.5 million,
independently owned and operated, and not dominant in its field of
operation), and using individual vessels as proxies for individual
businesses, NMFS believes that all of the affected fish harvesting
businesses are small entities. As stated above, there are currently 40
purse seine vessels in the affected purse seine fishery. Neither gross
receipts nor ex-vessel price information specific to the 40 vessels are
available to NMFS. Average annual receipts for each of the 40 vessels
during the last 3 years for which reasonably complete data are
available (2010-2012) were estimated as follows. The vessel's reported
retained catches of skipjack tuna, yellowfin tuna, and bigeye tuna in
each year were each multiplied by an indicative Asia-Pacific regional
cannery price for that species and year (developed by the Pacific
Islands Forum Fisheries Agency and available at https://www.ffa.int/node/425#attachments); the products were summed across species for each
year; and the sums were averaged across the 3 years. The estimated
average annual receipts for each of the 40 vessels were less than the
$20.5 million threshold used to classify businesses as small entities
under the SBA size standard for finfish harvesting businesses.
Recordkeeping, Reporting, and Other Compliance Requirements
The final rule will establish one new reporting requirement within
the meaning of the Paperwork Reduction Act, as well as additional
requirements, as described in the SUPPLEMENTARY INFORMATION section of
this final rule, above. The classes of small entities subject to the
requirements and the costs of complying with the requirements are
described below for each of the six elements of the final rule--three
elements regarding the oceanic whitetip shark and silky shark, and
three elements regarding the whale shark.
Oceanic Whitetip Shark and Silky Shark Element (1): Prohibit the
crew, operator, and owner of a fishing vessel from retaining on board,
transshipping, storing, or landing any oceanic whitetip shark or silky
shark. This element prohibits the crew, operator, and owner of a
fishing vessel of the United States used for commercial fishing for HMS
from retaining on board, transshipping, storing, or landing any part or
whole carcass of an oceanic whitetip shark or silky shark that is
caught in the Convention Area. This requirement would not impose any
new reporting or recordkeeping requirements. It is not expected to
require any professional skills that the affected vessel owners,
operators and crew do not already possess. This requirement would apply
to owners, operators and crew of any vessel used to fish for HMS for
commercial purposes in the Convention Area. Accordingly, it would apply
to all vessels identified above. Based on the best available data,
oceanic whitetip shark and silky shark are not caught in the Hawaii
handline fishery, the Hawaii pole-and-line fishery, or the albacore
troll fishery. Thus, compliance costs are expected only in the purse
seine, longline, and tropical troll fleets. This requirement forecloses
harvesting businesses' opportunity to retain and sell or otherwise make
use of the two species. The compliance cost for each entity can be
approximated by the ex-vessel value of the amount of the two species
that would be expected to be retained if it were allowed (under no
action). Price data for specific shark species and in specific
fisheries is lacking, so this analysis assumes that the ex-vessel value
of both species in all affected fisheries is $1.50/kg, which is the
2011 ex-vessel price (converted to 2013 dollars) for sharks generally
in Hawaii's commercial pelagic fisheries (which do not include the
purse seine fishery, in which the fate and value of retained sharks are
not known). Expected retained amounts of each of the two species in
each fishery (under no action) are based on the recent level of fishing
effort multiplied by the recent retention rate per unit of fishing
effort.
[[Page 8812]]
For all fisheries except the purse seine fishery, the average of the
last 5 years for which complete data are available, 2008-2012, is used.
The analysis of impacts for the purse seine fishery uses fishing effort
and the retention rate averaged over 2010 and 2011 because the fleet
was substantially smaller than the current 40-vessel size in years
previous to 2010, 100% observer coverage started in 2010, and 2011 is
the last year for which near-complete data are available. Fishing
effort estimates are based on vessel logbook data, except in the case
of the American Samoa, CNMI, and Guam troll fisheries, for which creel
survey data are used. Recent retention rates in the purse seine and
longline fisheries are estimated from vessel observer data. In the
Hawaii troll fishery, vessel logbook data are used, and in the American
Samoa, CNMI, and Guam troll fisheries, creel survey data are used. Fish
numbers are converted to weights based on vessel observer data for each
fishery, except for the troll fisheries, for which weight data are
lacking and the average weights in the Hawaii deep-set longline fishery
are used. The average weights used are, for oceanic whitetip shark and
silky shark, respectively: purse seine--23 kg and 32 kg; Hawaii deep-
set longline--27 kg and 28 kg; Hawaii shallow-set longline--27 kg and
28 kg; American Samoa longline--26 kg and 18 kg; and tropical troll--27
kg (the two species cannot be accurately distinguished in the data and
are combined for the purpose of this analysis).
In the purse seine fishery, in which about 40 vessels are expected
to participate in the near future, it is estimated that 0.1 oceanic
whitetip shark and 2.9 silky shark would be retained (under no action)
per vessel per year, on average. Applying the average weights and price
given above, these amounts equate to estimated lost annual revenue of
about $140 per vessel, on average.
As indicated above, about 165 vessels are expected to participate
in the affected longline fisheries in the near future. The longline
fisheries operating in the Convention Area include the Hawaii-based
fisheries, which include a tuna-targeting deep-set fishery and
swordfish-targeting shallow set fishery, and the American Samoa-based
fishery. Occasionally there is also longline fishing by vessels based
in the Mariana Islands, where participation is typically fewer than
three vessels in any given year. No vessel observer data are available
specifically for the Mariana Islands longline fishery, making it
difficult to analyze shark catch rates, but shark catch rates in the
other longline fisheries might be reasonable proxies for catch rates in
the Mariana Islands fishery. In that case, to the extent either oceanic
whitetip shark or silky shark is caught and retained in the Mariana
Islands longline fishery in the future, the effects of the final rule
can be expected to be about the same--on a per-unit of fishing effort
basis--as those in the other longline fisheries, as described here. In
the Hawaii and American Samoa longline fisheries, it is estimated that
0.2 oceanic whitetip shark and 0.1 silky shark would be retained (under
no action) per vessel per year, on average. These amounts equate to
estimated lost annual revenue of about $12 per vessel, on average.
Catch and retention rates of the two shark species in the tropical
troll fisheries are difficult to estimate for several reasons. For
example, in the Hawaii troll fishery, there is no species code for
silky shark, so any catches of that species are recorded as
unidentified sharks. In the troll fisheries of the three territories,
because the two carcharhinid species are retained only infrequently, it
is difficult to generate estimates of total catches of the two species
with much certainty using the creel surveys that sample only a subset
of all fishing trips. Because of these and other limitations, only very
approximate estimates can be made. For this analysis, all unidentified
sharks in the data are assumed to be oceanic whitetip shark or silky
shark, so the resulting estimates are upper-bound estimates. In the
Hawaii troll fishery, it is estimated that 9 sharks would be retained
(under no action) per year, on average, for the fishery as a whole.
With approximately 1,694 vessels expected to participate in the fishery
(based on the number active in 2012), this equates to about 0.01 sharks
per vessel per year, and an estimated lost annual revenue of less than
one dollar per vessel. The Guam troll fishery, with about 351 vessels
expected to participate in the near future, is expected to retain about
2 sharks per year (under no action), on average, for the fleet as a
whole. This equates to about 0.01 sharks per vessel per year, and an
estimated annual compliance cost of less than one dollar per vessel. In
the American Samoa troll fishery, it is estimated that about 0.3 sharks
would be retained, on average, per year (under no action). With about 9
vessels expected to participate in the fishery, this equates to about
0.03 sharks per vessel per year, and an estimated annual compliance
cost of less than one dollar per vessel. The creel survey encountered
no retained sharks in the CNMI troll fishery in 2008-2012, so the best
estimate of lost annual revenue for each of the approximately 35
vessels expected to participate in this fishery is zero.
Oceanic Whitetip Shark and Silky Shark Element (2): Require the
crew, operators, and owners of U.S. fishing vessels used for commercial
fishing for HMS in the Convention Area to release any oceanic whitetip
shark or silky shark caught in the Convention Area. This element
requires the vessel crew, operator, and owner to release any oceanic
whitetip shark or silky shark caught in the Convention Area as soon as
possible after the shark is caught and brought alongside the vessel and
take reasonable steps to ensure its safe release, without compromising
the safety of any persons. This requirement would not impose any new
reporting or recordkeeping requirements. It is not expected to require
any professional skills that the affected vessel owners, operators and
crew do not already possess. This requirement could bring costs in the
form of reduced efficiency of fishing operations, but it is difficult
to assess the costs because it is not possible to predict whether or
how vessel operators and crew would change their release/discard
practices relative to what they do currently. For purse seine vessels,
it is expected that in most cases, the fish would be released after it
is brailed from the purse seine and brought on deck. In these cases,
the labor involved would probably be little different than current
practice for discarded sharks. If the vessel operator and crew
determine that it is possible to release the fish before it is brought
on deck, this would likely involve greater intervention and time on the
part of crew members, with associated labor costs. For longline and
troll vessels, it is expected that the fish would be quickly released
as it is brought to the side of the vessel, such as by cutting the line
or removing the hook. In these cases, no costs would be incurred. In
some cases, the vessel operator and crew might determine that it is
necessary to bring the fish on board the vessel before releasing it.
This would involve greater labor than releasing the fish from alongside
the vessel, but the release methods used in these cases might be the
same as those used under the status quo, in which case no new costs
would be incurred.
Oceanic Whitetip Shark and Silky Shark Element (3): Require the
crew, operators, and owners of U.S. fishing vessels used for commercial
fishing for HMS in the Convention Area to allow and assist observers in
the collection of oceanic whitetip shark or silky shark samples. This
element requires the vessel crew, operator, and owner to
[[Page 8813]]
allow and assist a WCPFC observer to collect samples of dead oceanic
whitetip sharks or silky sharks when requested to do so by the
observer. In such cases, and in any case in which the observer collects
a sample of an oceanic whitetip shark or silky shark, the crew,
operator, and owner would be relieved of the two requirements listed
above. Under existing regulations, operators and crew of vessels with
WCPFC Area Endorsements (i.e., vessels authorized to be used for
commercial fishing for HMS on the high seas in the Convention Area) are
already required to assist observers in the collection of samples. This
would effectively expand that requirement--for just these two shark
species--to vessels not required to have WCPFC Area Endorsements. This
requirement would not impose any new reporting or recordkeeping
requirements. It is not expected to require any professional skills
that the affected vessel owners, operators and crew do not already
possess. Although this element would relieve vessel owners, operators
and crew from the requirements of the first two elements described
above in those cases where the vessel observer collects a sample of an
oceanic whitetip shark or silky shark, it would not be expected to
relieve fishing businesses of the costs identified above for the no-
retention requirement, since the samples would be kept by the observer
and would not be available for sale or other use by the fishing
business. This element could also bring additional costs to fishing
businesses because it would require the owner, operator, and crew to
assist the observer in the collection of samples if requested to do so
by the observer. Observers would be under instructions to collect
samples only if they do so as part of a program that has been
specifically authorized by the WCPFC Scientific Committee, and only
from sharks that are dead when brought alongside the vessel. It is not
possible to project how often observers would request assistance in
collecting samples. When it does occur, it is not expected that sample
collection would be so disruptive as to substantially delay or
otherwise impact fishing operations, but the fishing business could
bear small costs in terms of crew labor, and possibly the loss of
storage space that could be used for other purposes.
Whale Shark Element (1): Prohibit owners, operators, and crew of
U.S. fishing vessels used for commercial fishing for HMS in the
Convention Area from setting or attempting to set a purse seine on or
around a whale shark. This requirement prohibits owners, operators and
crew of fishing vessels from setting or attempting to set a purse seine
in the Convention Area on or around a whale shark if the animal is
sighted prior to the commencement of the set or the attempted set. This
requirement applies to all U.S. purse seine vessels fishing on the high
seas and in the EEZs in the Convention Area, except the EEZs of the
PNA. This requirement does not impose any new reporting or
recordkeeping requirements. It is not expected to require any
professional skills that the affected vessel owners, operators and crew
do not already possess.
In the event that a whale shark is sighted in the vicinity of a
purse seine vessel prior to a desired set, complying with the final
rule could cause forgone fishing opportunities and result in economic
losses. It is difficult to project the frequency of pre-set whale
shark-sighting events because such events are not recorded. Historical
data on whale shark catches are available, but catches are not
equivalent to pre-set whale shark sightings, for two reasons. On the
one hand, presumably not all whale sharks within ``sightable'' distance
of a set are actually caught (thus, in this respect, whale shark catch
data under-represent pre-set whale shark sighting events). On the other
hand, according to anecdotal information from purse seine vessel
operators, not all captured whale sharks are seen before the set
commences (thus, in this respect, the whale shark catch data over-
represent pre-set whale shark-sighting events). Nonetheless, historical
whale shark catch rates can provide a rough indicator of the frequency
of pre-set whale shark sighting events in the future.
Based on unpublished vessel observer data from the FFA observer
program, the average whale shark catch rate in 2010-2011 for the U.S.
purse seine fishery in the Convention Area, excluding the EEZs of the
PNA, was approximately 2 fish per thousand fishing days. The average
catch rate during that period in the Convention Area as a whole
(including the waters of the PNA EEZs) was about 5 fish per thousand
fishing days. For this analysis, this range of 2-5 events per thousand
fishing days is used as an estimate of pre-set whale shark-sighting
events in the future. Based on the average levels of U.S. purse seine
fishing effort in the Convention Area outside the EEZs of the PNA in
2010 and 2011 (462 and 842 fishing days, respectively; NMFS unpublished
data), it can be expected that approximately 652 fishing days per year
will be spent by the fleet in that area in the future. At that level of
fishing effort, if pre-set whale shark-sighting events occurred in 2 to
5 per thousand fishing days, as described above, they would occur 1.3
to 3.3 times per year, on average, for the fleet as a whole, or 0.03 to
0.08 times per year for each of the 40 vessels in the fleet, on
average.
In those instances that a whale shark is sighted prior to an
intended set, the vessel operator would have to wait and/or move the
vessel to find the next opportunity to make a set. The consequences in
terms of time lost and distance travelled and associated costs cannot
be projected with any certainty. At best, the operator would find an
opportunity to make a set soon after the event, and only trivial costs
would be incurred. At worst, the vessel operator would lose the
opportunity to make a set for the remainder of the day. Under this
worst-case assumption, a vessel could lose the net benefits associated
with 0.03 to 0.08 fishing days per year, on average. Those lost net
benefits cannot be estimated because of a lack of fishing cost data,
but information on gross receipts can provide an upper-bound estimate.
Using regional cannery prices in 2012 for each of the three marketable
tuna species, and the U.S. fleet's average catches and fishing days in
2011-2012, the expected gross receipts per fishing day would be about
$60,000. Thus, an upper-bound estimate of the loss in gross revenue
that could occur to a vessel as a result of losing 0.03 to 0.08 fishing
days is approximately $1,800 to $4,800 per year.
Whale Shark Element (2): Require the crew, operator, and owner of
U.S. fishing vessels used for commercial fishing for HMS in the
Convention Area to release any whale shark that is encircled in a purse
seine net. This element would require the crew, operator, and owner of
a fishing vessel to release any whale shark that is encircled in a
purse seine net in the Convention Area, and to do so in a manner that
results in as little harm to the shark as possible, without
compromising the safety of any persons. This requirement would apply to
all U.S. purse seine vessels fishing on the high seas and in the EEZs
of the Convention Area, including the EEZs of the PNA. This requirement
would not impose any new reporting or recordkeeping requirements. It is
not expected to require any professional skills that the affected
vessel owners, operators and crew do not already possess. Unpublished
historical vessel observer data from the FFA observer program indicates
that all whale sharks captured in the U.S. WCPO purse seine fishery are
released; that is, they are not retained or marketed. The release
requirement, therefore, is not expected
[[Page 8814]]
to have any effect on fishing operations or to bring any compliance
costs. The requirement to release the sharks in a manner that results
in as little harm to the shark as possible without compromising the
safety of any persons would be a new and potentially burdensome
requirement, but it is not possible to quantitatively assess the cost
for two reasons. First, it is not clear how often whale sharks would be
encircled. As indicated above, the average annual rate by U.S. purse
seine vessels in the Convention Area in 2010 and 2011 was about 5
encirclements per thousand fishing days. But the rate in the future is
expected to be reduced as a result of the setting prohibition described
in the first whale shark element, above. Nonetheless, if 5
encirclements per thousand fishing days is considered an upper-bound
projection, then at a future fishing effort rate of 7,991 fishing days
per year in the Convention Area (based on the average spent in 2010 and
2011) and 40 vessels in the fleet, an upper-bound projection of the
rate of encirclements per vessel is one per year, on average. The
second reason for the difficulty in assessing the compliance costs of
this requirement is that current vessel practices regarding whale shark
releases are not known in detail. Although data on the condition of
each captured whale shark is available (e.g., based on unpublished FFA
observer data for 2010 and 2011, 68 percent of captured whale sharks
were released alive, 2 percent were released dead, and the condition of
the remainder was unknown), these data do not reveal anything about
whether the condition of the released whale sharks could have been
better, or what the vessel crew would have had to have done to improve
the sharks' condition. In conclusion, this requirement might bring some
costs to purse seine vessel operations, in the form of the crew
potentially having to spend more time handling encircled whale sharks
(at most, one per year per vessel, on average) in order to release them
with as little harm as possible.
Whale Shark Element (3): Require the owner and operator of a
fishing vessel that encircles a whale shark to record the incident on a
catch report form. This requirement would require the owner and
operator of a fishing vessel that encircles a whale shark with a purse
seine net in the Convention Area to ensure that the incident is
recorded by the end of the day on the catch report form, or Regional
Purse Seine Logsheet (RPL) maintained pursuant to 50 CFR 300.34(c)(1),
in the format specified by the NMFS Pacific Islands Regional
Administrator. This requirement would apply to all U.S. purse seine
vessels fishing on the high seas and in the EEZs of the Convention
Area, including the EEZs of the PNA. Because catch and effort logbooks
are already required to be maintained and submitted in the purse seine
fishery, there would be no additional cost associated with submitting
the logbook, but vessels would be required to record additional
information associated with whale shark encirclements. The required
information for each incident would include a description of the steps
taken to minimize harm and an assessment of its condition upon its
release. This additional information requirement would be added to the
information required to be reported under a current information
collection (OMB control number 0648-0218; see the section on the
Paperwork Reduction Act below for more information). As indicated for
the previous element, it is not possible to project the rate of
encirclements with certainty, but one encirclement per vessel per year,
on average, is an upper-bound projection. NMFS estimates that it would
take about 10 minutes to record the required information for each
encirclement. At an estimated labor cost of $25 per hour, the annual
cost per vessel would be about $4.
Disproportionate Impacts
There would be no disproportionate economic impacts between small
and large vessel-operating entities resulting from this final rule.
Furthermore, there would be no disproportionate economic impacts based
on vessel size, gear, or home port, as all the vessels in the fleets
would be subject to the same requirements and NMFS has not identified
any factors related to vessel size, gear, or home port that would lead
to disproportionate impacts.
Steps Taken To Minimize the Significant Economic Impacts on Small
Entities
For the oceanic whitetip shark and silky shark elements of the
final rule, NMFS did not identify any alternatives--other than the no-
action alternative--that would minimize economic impacts on affected
entities.
For the whale shark elements of the final rule, NMFS considered
several alternatives. As discussed above, the first element of the
final rule for the whale shark prohibits owners, operators, and crew of
fishing vessels from setting or attempting to set a purse seine in the
Convention Area on or around a whale shark if the animal is sighted
prior to the commencement of the set or the attempted set. This element
applies on the high seas and in the EEZs of the Convention Area, except
for the EEZs of the PNA. CMM 2012-04 states that WCPFC members ``shall
prohibit their flagged vessels from setting a purse seine on a school
of tuna associated with a whale shark if the animal is sighted prior to
the commencement of the set''. NMFS considered developing alternative
means of implementing the prohibition on setting on a school of tuna,
such as specifying a minimum distance for the prohibition (e.g., no
setting within half a mile of a whale shark sighting) or a minimum time
period for the prohibition (e.g., no setting within 10 minutes of
sighting a whale shark). However, NMFS did not identify any such
alternative for this element that would be reasonable and feasible.
After a whale shark is sighted, it is unclear where and when it will be
sighted next, since sharks do not have to return to the surface
regularly to breathe. Therefore, NMFS determined that there is only one
reasonable and feasible manner of implementing this element of the
final rule.
CMM 2012-04 states that for fishing activities in the EEZs of WCPFC
members north of 30[deg] N. latitude, WCPFC members shall implement
either the provisions of CMM 2012-04 or compatible measures consistent
with the obligations under CMM 2012-04. The U.S. purse seine fleet does
not fish north of 30[deg] N. latitude in the WCPO. Thus, rather than
attempting to develop a separate set of ``compatible measures'' for
EEZs of WCPFC members north of 30 [deg]N. latitude that may or may not
be triggered by any actual U.S. purse seine operations, NMFS decided to
implement the provisions of CMM 2012-04 for all EEZs in the Convention
Area (with the exception of the first element not being applicable to
the EEZs of the PNA, as described above).
NMFS did not identify any other alternatives for any of the
elements of the final rule.
Taking no action could result in lesser adverse economic impacts
than the final action for many affected entities. The economic impacts
that would be avoided by taking no action are described above,
including quantitative estimates--to the extent possible--for the first
oceanic whitetip shark element and the first and third whale shark
elements of the final rule. However, NMFS has determined that the no-
action alternative would fail to accomplish the objectives of the WCPFC
Implementation Act, including satisfying the obligations of the United
States as a Contracting Party to the
[[Page 8815]]
Convention. The no-action alternative is rejected for this reason.
Small Entity Compliance Guide
Section 212 of the Small Business Regulatory Enforcement Fairness
Act of 1996 states that, for each rule or group of related rules for
which an agency is required to prepare a FRFA, the agency shall publish
one or more guides to assist small entities in complying with the rule,
and shall designate such publications as ``small entity compliance
guides.'' The agency shall explain the actions a small entity is
required to take to comply with a rule or group of rules. As part of
this rulemaking process, a small entity compliance guide has been
prepared. The guide will be sent to permit and license holders in the
affected fishery. The guide and this final rule will also be available
at www.fpir.noaa.gov and by request from NMFS PIRO (see ADDRESSES).
Paperwork Reduction Act
This final rule contains a collection-of-information requirement
subject to the Paperwork Reduction Act (PRA) that has been approved by
the Office of Management and Budget (OMB) under control number 0648-
0218, ``South Pacific Tuna Act''. The public reporting burden for the
catch report form (also known as the RPL) under that collection-of-
information was estimated to average one hour per response (i.e., per
fishing trip), including the time for reviewing instructions, searching
existing data sources, gathering and maintaining the data needed, and
completing and reviewing the collection of information. The whale shark
encirclement reporting requirement under this final rule changes the
catch report element of the collection-of-information. Under this final
rule, in the event that a whale shark is encircled in a purse seine
net, information about that event would be required to be included in
the catch report form. Providing this additional information will
increase the reporting burden by approximately 10 minutes per
encirclement, which, given an estimated one encirclement per year and
five fishing trips per year, on average, equates to approximately 2
minutes per fishing trip or per response. Therefore, the new estimated
burden per response (i.e., per fishing trip) for the catch report form
is 62 minutes. No comments were received on this collection-of-
information requirement in response to the proposed rule. Send comments
regarding this burden estimate, or any other aspect of this data
collection, including suggestions for reducing the burden, to Michael
D. Tosatto, Regional Administrator, NMFS PIRO (see ADDRESSES) and by
email to OIRA_Submission@omb.eop.gov or fax to 202-395-7285.
Notwithstanding any other provision of the law, no person is
required to respond to, and no person shall be subject to penalty for
failure to comply with, a collection of information subject to the
requirements of the PRA, unless that collection of information displays
a currently valid OMB control number.
List of Subjects in 50 CFR Part 300
Administrative practice and procedure, Fish, Fisheries, Fishing,
Marine resources, Reporting and recordkeeping requirements, Treaties.
Dated: February 12, 2015.
Samuel D. Rauch III,
Deputy Assistant Administrator for Regulatory Programs, National Marine
Fisheries Service.
For the reasons set out in the preamble, 50 CFR part 300 is amended
as follows:
PART 300--INTERNATIONAL FISHERIES REGULATIONS
Subpart O--Western and Central Pacific Fisheries for Highly
Migratory Species
0
1. The authority citation for 50 CFR part 300, subpart O, continues to
read as follows:
Authority: 16 U.S.C. 6901 et seq.
0
2. In Sec. 300.211, the definitions of ``Areas under the national
jurisdiction of the Parties to the Nauru Agreement'' and ``Parties to
the Nauru Agreement'' are added, in alphabetical order, to read as
follows:
Sec. 300.211 Definitions.
* * * * *
Areas under the national jurisdiction of the Parties to the Nauru
Agreement means the exclusive economic zones of the Parties to the
Nauru Agreement.
* * * * *
Parties to the Nauru Agreement means the parties to the Nauru
Agreement Concerning Cooperation in the Management of Fisheries of
Common Interest, as specified on the Web site of the Parties to the
Nauru Agreement at www.pnatuna.com.
* * * * *
0
3. In Sec. 300.218, paragraph (h) is added to read as follows:
Sec. 300.218 Reporting and recordkeeping requirements.
* * * * *
(h) Whale shark encirclement reports. The owner and operator of a
fishing vessel of the United States used for commercial fishing in the
Convention Area that encircles a whale shark (Rhincodon typus) with a
purse seine in the Convention Area shall ensure that the incident is
recorded by the end of the day on the catch report forms maintained
pursuant to Sec. 300.34(c)(1), in the format specified by the Pacific
Islands Regional Administrator. This paragraph does not apply to the
territorial seas or archipelagic waters of any nation, as defined by
the domestic laws and regulations of that nation and recognized by the
United States.
0
4. In Sec. 300.222, paragraphs (ss), (tt), (uu), (vv), and (ww) are
added to read as follows:
Sec. 300.222 Prohibitions.
* * * * *
(ss) Fail to submit, or ensure submission of, a whale shark
encirclement report as required in Sec. 300.218(h).
(tt) Set or attempt to set a purse seine on or around a whale shark
(Rhincodon typus) in contravention of Sec. 300.223(g).
(uu) Fail to release a whale shark encircled in a purse seine net
of a fishing vessel as required in Sec. 300.223(h).
(vv) Use a fishing vessel to retain on board, transship, store, or
land any part or whole carcass of an oceanic whitetip shark
(Carcharhinus longimanus) or silky shark (Carcharhinus falciformis) in
contravention of Sec. 300.226(a).
(ww) Fail to release an oceanic whitetip shark or silky shark as
required in Sec. 300.226(b).
0
5. In Sec. 300.223, paragraphs (g) and (h) are added to read as
follows:
Sec. 300.223 Purse seine fishing restrictions.
* * * * *
(g) Owners, operators, and crew of fishing vessels of the United
States used for commercial fishing for HMS in the Convention Area shall
not set or attempt to set a purse seine in the Convention Area on or
around a whale shark (Rhincodon typus) if the animal is sighted at any
time prior to the commencement of the set or the attempted set. This
paragraph does not apply to the territorial seas or archipelagic waters
of any nation, as defined by the domestic laws and regulations of that
nation and recognized by the United States, or to areas under the
national jurisdiction of the Parties to the Nauru Agreement.
(h) The crew, operator, and owner of a fishing vessel of the United
States used for commercial fishing for HMS in the Convention Area must
release any whale shark that is encircled in a purse seine net in the
Convention Area, and
[[Page 8816]]
take reasonable steps for its safe release, without compromising the
safety of any persons. This paragraph does not apply to the territorial
seas or archipelagic waters of any nation, as defined by the domestic
laws and regulations of that nation and recognized by the United
States.
0
6. Section 300.226 is added to read as follows:
Sec. 300.226 Oceanic whitetip shark and silky shark.
(a) The crew, operator, and owner of a fishing vessel of the United
States used for commercial fishing for HMS cannot retain on board,
transship, store, or land any part or whole carcass of an oceanic
whitetip shark (Carcharhinus longimanus) or silky shark (Carcharhinus
falciformis) that is caught in the Convention Area, unless subject to
the provisions of paragraph (c) of this section.
(b) The crew, operator, and owner of a fishing vessel of the United
States used for commercial fishing for HMS must release any oceanic
whitetip shark or silky shark caught in the Convention Area as soon as
possible after the shark is caught and brought alongside the vessel,
and take reasonable steps for its safe release, without compromising
the safety of any persons, unless subject to the provisions of
paragraph (c) of this section.
(c) Paragraphs (a) and (b) of this section do not apply in the
event that a WCPFC observer collects, or requests the assistance of the
vessel crew, operator, or owner in the observer's collection of,
samples of oceanic whitetip shark or silky shark in the Convention
Area.
(d) The crew, operator, and owner of a fishing vessel of the United
States used for commercial fishing for HMS in the Convention Area must
allow and assist a WCPFC observer to collect samples of oceanic
whitetip shark or silky shark in the Convention Area, if requested to
do so by the WCPFC observer.
[FR Doc. 2015-03388 Filed 2-18-15; 8:45 am]
BILLING CODE 3510-22-P