Monitoring Reviews for Certain Representative Payees, 2996-2997 [2015-00931]
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Federal Register / Vol. 80, No. 13 / Wednesday, January 21, 2015 / Notices
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completeness of the Selective Service
your comments refer to Docket No.
System registration data.
SSA–2014–0070 so that we may
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to report changes or corrections in data
correct document.
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include in your comments only
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not to include in your comments any
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can be obtained upon written request to personal information, such as Social
Security numbers or medical
the Selective Service System, Reports
information.
Clearance Officer, 1515 Wilson
1. Internet: We strongly recommend
Boulevard, Arlington, Virginia 22209–
that you submit your comments via the
2425.
Internet. Please visit the Federal
Written comments and
eRulemaking portal at https://
recommendations for the proposed
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function to find docket number SSA–
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because we must post each comment
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manually. It may take up to a week for
A copy of the comments should be
your comment to be viewable.
sent to the Office of Information and
2. Fax: Fax comments to (410) 966–
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2830.
Officer, Selective Service System, Office
3. Mail: Address your comments to
of Management and Budget, New
the Office of Regulations and Reports
Executive Office Building, Room 3235,
Clearance, Social Security
Washington, DC 20503.
Administration, 3100 West High Rise
Dated: January 14, 2015.
Building, 6401 Security Boulevard,
Lawrence Romo,
Baltimore, Maryland 21235–6401.
Comments are available for public
Director.
viewing on the Federal eRulemaking
[FR Doc. 2015–00846 Filed 1–20–15; 8:45 am]
portal at https://www.regulations.gov or
BILLING CODE 8015–01–P
in person, during regular business
hours, by arranging with the contact
person identified below.
SOCIAL SECURITY ADMINISTRATION
FOR FURTHER INFORMATION CONTACT: Eric
[Docket No. SSA–2014–0070]
Ice, Office of Income Security Programs,
Social Security Administration, 6401
Monitoring Reviews for Certain
Security Boulevard, Baltimore, MD
Representative Payees
21235–6401, (410) 966—3233. For
AGENCY: Social Security Administration. information on eligibility or filing for
benefits, call our national toll-free
ACTION: Notice; request for comments.
number, 1–800–772–1213 or TTY 1–
SUMMARY: We are requesting information 800–325–0778, or visit our Internet site,
from the public regarding how we
Social Security Online, at https://
should conduct periodic onsite reviews
www.socialsecurity.gov.
of certain representative payees under
SUPPLEMENTARY INFORMATION:
Titles II, VIII, and XVI of the Social
Background
Security Act (Act) and how we can
improve the representative payee
A representative payee is a third party
program. We are seeking this
who manages the Social Security
information to decide whether and how benefits or Supplemental Security
we should make any changes to the
Income (SSI) payments of a beneficiary 1
representative payee program to further
protect our beneficiaries from misuse of
1 In this notice, we use the term ‘‘beneficiary’’ to
include a beneficiary under Title II of the Act, a
their benefits by representative payees.
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to meet the beneficiary’s needs for food,
clothing, and shelter. After meeting the
beneficiary’s basic needs, the
representative payee must conserve any
remaining Social Security benefits or
payments for the beneficiary’s future
use. We presume that a legally
competent adult beneficiary is capable
of managing or directing someone else
to manage his or her benefits, unless
there are indicators or evidence to the
contrary. We are required to pay
children under age 15 and legallyincompetent adult beneficiaries through
representative payees.
We monitor representative payees’
fiduciary performance in several ways.
For certain representative payees, one of
the ways we monitor their fiduciary
performance is through our periodic
onsite review process. The Act requires
us to use onsite reviews for:
Æ All fee-for-service representative
payees;
Æ all organizational representative
payees serving 50 or more beneficiaries
or recipients; and
Æ all individual representative payees
serving 15 or more beneficiaries or
recipients. In addition, we also use
onsite reviews for state mental
hospitals.2
We also conduct discretionary site
reviews of representative payees beyond
those required by the Act. The site
reviews help us determine whether
representative payees are performing
their duties and responsibilities
satisfactorily and complying with our
rules. The reviews include:
Æ A face-to-face interview with the
representative payee and, in most cases,
a visit to the representative payee’s
location;
Æ interviews with a sample of
beneficiaries represented by the
representative payee;
Æ examination of financial records;
and
Æ examination of supporting
documentation.
When we uncover problems during
the reviews, we resolve the problems
with the representative payee and
remind the representative payee about
his or her duties and responsibilities.
Sometimes during site reviews, we
uncover poor performance or misuse of
funds by a representative payee. When
we are unable to resolve a major
performance issue with a representative
payee, we remove the representative
payee and find a new representative
payee for the affected beneficiaries, or
pay the beneficiaries directly.
beneficiary under Title VIII of the Act, and an SSI
recipient under Title XVI of the Act.
2 42 U.S.C. 405(j)(3) and 1383(a)(2)(C); 42 U.S.C.
405(j)(6)(A) and 1383(a)(2)(G).
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21JAN1
Federal Register / Vol. 80, No. 13 / Wednesday, January 21, 2015 / Notices
Request for Comments
To identify ways we may enhance our
periodic onsite review process and
improve the representative payee
program, we are asking for your
comments on the following questions.
(1) Besides those representative
payees that the Act requires us to
review, what representative payees
should we include in our site review
process? What criteria should we use to
select representative payees for review?
(2) What data sources should we
consider when we select which
representative payees to review, and
which of these data sources should we
use to detect improper use of
beneficiary payments?
(3) What tools or processes should we
use to hold our representative payees
accountable for their responsibilities?
(4) How can we reduce the likelihood
of mismanagement or misuse of a
beneficiary’s payments?
(5) Currently, when we do a site
review we focus on how a
representative payee manages a
beneficiary’s funds. Should our reviews
focus on any other issues?
(6) What ideas do you have to
improve the representative payee
program overall?
Please see the information under
ADDRESSES earlier in this document for
methods to give us your comments. We
will not respond to your comments, but
we will consider them as we review our
policies and instructions to determine if
we should revise or update them.
Dated: January 13, 2015.
Carolyn W. Colvin,
Acting Commissioner of Social Security.
[FR Doc. 2015–00931 Filed 1–20–15; 8:45 am]
BILLING CODE 4191–02–P
DEPARTMENT OF STATE
[Public Notice 9006]
2014 Fiscal Transparency Report
Department of State.
Notice.
AGENCY:
ACTION:
The Department of State
hereby presents the findings from the
FY 2014 fiscal transparency review
process in its Fiscal Transparency
Report. This report describes the
minimum requirements of fiscal
transparency developed by the
Department of State in consultation
with other relevant federal agencies,
identifies governments that are potential
beneficiaries of FY 2014 foreign
assistance funds, assesses those that did
not meet the minimum fiscal
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SUMMARY:
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17:50 Jan 20, 2015
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transparency requirements, and
indicates whether those governments
made significant progress towards
meeting the requirements.
Fiscal Transparency
Fiscal transparency is a critical
element of effective public financial
management, helps in building market
confidence, and sets the stage for
economic sustainability. Transparency
also provides a window into
government budgets for citizens of any
country, helping them to hold their
leadership accountable. The Department
of State’s fiscal transparency review
process assesses whether governments
meet minimum requirements of fiscal
transparency. The review includes an
assessment of the transparency of
processes for administering government
contracts and licenses for natural
resource extraction.
Annual reviews of the fiscal
transparency of governments that
receive U.S. assistance help ensure U.S.
taxpayer money is used appropriately
and to sustain a dialogue with
governments to improve their fiscal
performance, leading to greater
macroeconomic stability and better
development outcomes.
Section 7031(b) of the Department of
State, Foreign Operations, and Related
Programs Appropriations Act, 2014
(Div. K, Pub. L. 113–76) (‘‘the Act’’)
requires the Secretary to develop, for
each government receiving assistance
appropriated by the Act, minimum
requirements of fiscal transparency, in
consultation with heads of other
relevant federal agencies, and to make a
determination of ‘‘significant’’ or ‘‘no
significant progress’’ in meeting the
minimum requirements of fiscal
transparency for each government that
did not meet the minimum
requirements. Through authority
delegated from the Secretary, the
Deputy Secretary of State for
Management and Resources made those
determinations for FY 2014.
This report describes the minimum
requirements of fiscal transparency
developed by the Department, identifies
whether governments met the
requirements, and indicates whether
those governments that did not meet the
minimum requirements made
significant progress toward meeting
them. The report includes a description
as to how those governments fell short
of the minimum requirements, outlines
any significant progress being made
toward meeting the minimum
requirements, and provides specific
recommendations of short and longterm steps such governments should
take to improve fiscal transparency. The
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2997
report also outlines the process followed
by the Department in completing the
assessments and describes how funds
appropriated by the FY 2014 and earlier
appropriations acts are being used to
support fiscal transparency.
Fiscal Transparency Review Process
and Criteria
The Department reviewed its
minimum requirements of fiscal
transparency in consultation with other
relevant federal agencies, and updated
and strengthened its review criteria. In
determining which governments were
subject to fiscal transparency
assessments and inclusion in the report,
the Department identified those
governments it anticipated would
receive bilateral allocations of assistance
appropriated by the Act based upon a
review of the Congressional Budget
Justification for FY 2014, and in
consultation with the Department’s
Office of U.S. Foreign Assistance
Resources, as well as the Department’s
regional and functional bureaus.1
The Department then assessed the
fiscal transparency of the 140
governments identified as potential
recipients of bilateral allocations of
assistance from FY 2014 foreign
assistance funds, determined whether
the minimum requirements were met,
and identified any measures those
governments had implemented to make
significant progress towards meeting the
requirements.
In conducting the FY 2014 review, the
Department assessed the fiscal
transparency of governments as of
January 17, 2014, the date the Act,
which mandated this review, became
law. In reaching a determination, the
Department considered information
from U.S. embassies and consulates,
other U.S. government agencies,
international organizations such as the
IMF and multilateral development
banks, and civil society organizations.
U.S. diplomatic missions consulted
with foreign government officials,
NGOs, international organizations, and
civil society to obtain information for
these assessments.
Minimum Requirements of Fiscal
Transparency
Subsection 7031(b)(2) of the Act
provides that the minimum
requirements of fiscal transparency
developed by the Department are
1 This included governments that received
government-to-government assistance and or
assistance to be provided through implementing
partners. Additional governments may receive
assistance through regional or global programs, but
the governments identified in the report represent
the vast majority of foreign assistance recipients.
E:\FR\FM\21JAN1.SGM
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Agencies
[Federal Register Volume 80, Number 13 (Wednesday, January 21, 2015)]
[Notices]
[Pages 2996-2997]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2015-00931]
=======================================================================
-----------------------------------------------------------------------
SOCIAL SECURITY ADMINISTRATION
[Docket No. SSA-2014-0070]
Monitoring Reviews for Certain Representative Payees
AGENCY: Social Security Administration.
ACTION: Notice; request for comments.
-----------------------------------------------------------------------
SUMMARY: We are requesting information from the public regarding how we
should conduct periodic onsite reviews of certain representative payees
under Titles II, VIII, and XVI of the Social Security Act (Act) and how
we can improve the representative payee program. We are seeking this
information to decide whether and how we should make any changes to the
representative payee program to further protect our beneficiaries from
misuse of their benefits by representative payees.
DATES: To ensure that your comments are considered, we must receive
them no later than March 9, 2015.
ADDRESSES: You may submit comments by any one of three methods--
Internet, fax, or mail. Do not submit the same comments multiple times
or by more than one method. Regardless of which method you choose,
please state that your comments refer to Docket No. SSA-2014-0070 so
that we may associate your comments with the correct document.
Caution: You should be careful to include in your comments only
information that you wish to make publicly available. We strongly urge
you not to include in your comments any personal information, such as
Social Security numbers or medical information.
1. Internet: We strongly recommend that you submit your comments
via the Internet. Please visit the Federal eRulemaking portal at https://www.regulations.gov. Use the Search function to find docket number
SSA-2014-0070. The system will issue you a tracking number to confirm
your submission. You will not be able to view your comment immediately
because we must post each comment manually. It may take up to a week
for your comment to be viewable.
2. Fax: Fax comments to (410) 966-2830.
3. Mail: Address your comments to the Office of Regulations and
Reports Clearance, Social Security Administration, 3100 West High Rise
Building, 6401 Security Boulevard, Baltimore, Maryland 21235-6401.
Comments are available for public viewing on the Federal
eRulemaking portal at https://www.regulations.gov or in person, during
regular business hours, by arranging with the contact person identified
below.
FOR FURTHER INFORMATION CONTACT: Eric Ice, Office of Income Security
Programs, Social Security Administration, 6401 Security Boulevard,
Baltimore, MD 21235-6401, (410) 966--3233. For information on
eligibility or filing for benefits, call our national toll-free number,
1-800-772-1213 or TTY 1-800-325-0778, or visit our Internet site,
Social Security Online, at https://www.socialsecurity.gov.
SUPPLEMENTARY INFORMATION:
Background
A representative payee is a third party who manages the Social
Security benefits or Supplemental Security Income (SSI) payments of a
beneficiary \1\ to meet the beneficiary's needs for food, clothing, and
shelter. After meeting the beneficiary's basic needs, the
representative payee must conserve any remaining Social Security
benefits or payments for the beneficiary's future use. We presume that
a legally competent adult beneficiary is capable of managing or
directing someone else to manage his or her benefits, unless there are
indicators or evidence to the contrary. We are required to pay children
under age 15 and legally-incompetent adult beneficiaries through
representative payees.
---------------------------------------------------------------------------
\1\ In this notice, we use the term ``beneficiary'' to include a
beneficiary under Title II of the Act, a beneficiary under Title
VIII of the Act, and an SSI recipient under Title XVI of the Act.
---------------------------------------------------------------------------
We monitor representative payees' fiduciary performance in several
ways. For certain representative payees, one of the ways we monitor
their fiduciary performance is through our periodic onsite review
process. The Act requires us to use onsite reviews for:
[cir] All fee-for-service representative payees;
[cir] all organizational representative payees serving 50 or more
beneficiaries or recipients; and
[cir] all individual representative payees serving 15 or more
beneficiaries or recipients. In addition, we also use onsite reviews
for state mental hospitals.\2\
---------------------------------------------------------------------------
\2\ 42 U.S.C. 405(j)(3) and 1383(a)(2)(C); 42 U.S.C.
405(j)(6)(A) and 1383(a)(2)(G).
---------------------------------------------------------------------------
We also conduct discretionary site reviews of representative payees
beyond those required by the Act. The site reviews help us determine
whether representative payees are performing their duties and
responsibilities satisfactorily and complying with our rules. The
reviews include:
[cir] A face-to-face interview with the representative payee and,
in most cases, a visit to the representative payee's location;
[cir] interviews with a sample of beneficiaries represented by the
representative payee;
[cir] examination of financial records; and
[cir] examination of supporting documentation.
When we uncover problems during the reviews, we resolve the
problems with the representative payee and remind the representative
payee about his or her duties and responsibilities. Sometimes during
site reviews, we uncover poor performance or misuse of funds by a
representative payee. When we are unable to resolve a major performance
issue with a representative payee, we remove the representative payee
and find a new representative payee for the affected beneficiaries, or
pay the beneficiaries directly.
[[Page 2997]]
Request for Comments
To identify ways we may enhance our periodic onsite review process
and improve the representative payee program, we are asking for your
comments on the following questions.
(1) Besides those representative payees that the Act requires us to
review, what representative payees should we include in our site review
process? What criteria should we use to select representative payees
for review?
(2) What data sources should we consider when we select which
representative payees to review, and which of these data sources should
we use to detect improper use of beneficiary payments?
(3) What tools or processes should we use to hold our
representative payees accountable for their responsibilities?
(4) How can we reduce the likelihood of mismanagement or misuse of
a beneficiary's payments?
(5) Currently, when we do a site review we focus on how a
representative payee manages a beneficiary's funds. Should our reviews
focus on any other issues?
(6) What ideas do you have to improve the representative payee
program overall?
Please see the information under ADDRESSES earlier in this document
for methods to give us your comments. We will not respond to your
comments, but we will consider them as we review our policies and
instructions to determine if we should revise or update them.
Dated: January 13, 2015.
Carolyn W. Colvin,
Acting Commissioner of Social Security.
[FR Doc. 2015-00931 Filed 1-20-15; 8:45 am]
BILLING CODE 4191-02-P