Change in Bank Control Notices; Acquisitions of Shares of a Bank or Bank Holding Company, 2933-2934 [2015-00863]
Download as PDF
asabaliauskas on DSK5VPTVN1PROD with NOTICES
Federal Register / Vol. 80, No. 13 / Wednesday, January 21, 2015 / Notices
Estimated annual reporting hours:
184 hours.
Estimated average hours per response:
4 hours.
Number of respondents: 46.
General description of report: This
information collection is mandatory
(Section 9 of the Federal Reserve Act [12
U.S.C. 321, 322, and 333]). The
information solicited in this application
form is not considered confidential, but
applicants may request that parts of the
form be kept confidential. Any request
for confidential treatment of information
must be accompanied by a detailed
justification for confidentiality. For
example, a justification for confidential
treatment of business information under
exemption 4 of the Freedom of
Information Act (FOIA), 5 U.S.C.
552(b)(4), should demonstrate that
substantial harm would result from
public release of the information.
Submissions of this form may also be
exempt under exemption 6 of FOIA, 5.
U.S.C. 552(b)(6), if a submitter identifies
information of a personal nature the
disclosure of which would result in a
clearly unwarranted invasion of
personal privacy. Additionally,
exemption 8 of FOIA, 5 U.S.C. 552(b)(8)
may apply to the extent the reported
information is contained in or related to
examination reports. Each request for
confidentiality that is received by a
submitter of this form will need to be
reviewed on a case-by-case basis.
Abstract: The application for
membership is a required one-time
submission that collects the information
necessary for the Federal Reserve to
evaluate the statutory criteria for
admission of a new or existing state
bank into membership in the Federal
Reserve System. The application
collects managerial, financial, and
structural data.
Current Actions: On October 17, 2014,
the Federal Reserve published a notice
in the Federal Register (79 FR 62442)
requesting public comment for 60 days
on the extension, without revision, of
this information collection. The
comment period for this notice expired
on December 16, 2014. The Federal
Reserve did not receive any comments.
The information collection will be
extended for three years, without
revision, as proposed.
3. Report titles: Registration Statement
for Persons Who Extend Credit Secured
by Margin Stock (Other Than Banks,
Brokers, or Dealers); Deregistration
Statement for Persons Registered
Pursuant to Regulation U; Statement of
Purpose for an Extension of Credit
Secured by Margin Stock by a Person
Subject to Registration under Regulation
U; Annual Report; Statement of Purpose
VerDate Sep<11>2014
17:50 Jan 20, 2015
Jkt 235001
for an Extension of Credit by a Creditor;
and Statement of Purpose for an
Extension of Credit Secured by Margin
Stock.
Agency form numbers: FR G–1, FR G–
2, FR G–3, FR G–4, FR T–4, FR U–1.
OMB control numbers: 7100–0011: FR
G–1, FR G–2, FR G–4; 7100–0018: FR G–
3; 7100–0019: FR T–4; 7100–0115: FR
U–1.
Frequency: FR G–1, FR G–2, FR G–3,
FR T–4, and FR U–1: on occasion; FR
G–4: annual.
Reporters: Individuals and businesses.
Estimated annual reporting hours:
245 hours.
Estimated average hours per response:
FR G–1: 2.5 hours; FR G–2: 15 minutes;
FR G–3: 10 minutes; FR G–4: 2.0 hours;
FR T–4: 10 minutes; FR U–1: 10
minutes.
Number of respondents: FR G–1: 52;
FR G–2: 25; FR G–3: 6; FR G–4: 12; FR
T–4: 4; FR U–1: 4.
General description of reports: This
information collection is mandatory (15
U.S.C. 78g). In addition, the FR T–4 is
required by Section 220.6 of Regulation
T (12 CFR 220.6), the FR U–1 is required
by Sections 221.3(c)(1)(i) and (2)(i) of
Regulation U (12 CFR 221.3(c)(1)(i) and
(2)(i)), and the FR G–1, G–2, G–3, and
G–4 are required by Sections
221.3(b)(1), (2), and (3), and (c)(1)(ii)
and (2)(ii) of Regulation U (12 CFR
221.3(b)(1), (2), and (3), and (c)(1)(ii)
and (2)(ii)).
The FR G–1 and FR G–4 collect
financial information, including a
balance sheet, from nonbank lenders
subject to Regulation U. Some of these
lenders may be individuals or nonbank
entities that do not make this
information publicly available; release
could therefore cause substantial harm
to the competitive position of the
respondent or result in an unwarranted
invasion of personal privacy. In those
cases, the information could be
withheld under Exemption 4 or
Exemption 6 of FOIA, 5 U.S.C. 552(b)(4)
and (6), respectively. Confidentiality
determinations must be made on a case
by case basis. Because the FR T–4, FR
U–1, and FR G–3 are not submitted to
the Federal Reserve System, and the FR
G–2 does not contain any information
considered to be confidential, no
confidentiality determination is
necessary for these reports.
Abstract: The Securities Exchange Act
of 1934 authorizes the Federal Reserve
to regulate securities credit extended by
brokers and dealers, banks, and other
lenders. The purpose statements, FR T–
4, FR U–1, and FR G–3, are
recordkeeping requirements for brokers
and dealers, banks, and other lenders,
respectively, to document the purpose
PO 00000
Frm 00022
Fmt 4703
Sfmt 4703
2933
of their loans secured by margin stock.
Margin stock is defined as (1) stocks that
are registered on a national securities
exchange or any over-the-counter
security designated for trading in the
National Market System, (2) debt
securities (bonds) that are convertible
into margin stock, and (3) shares of most
mutual funds. Lenders other than
brokers and dealers and banks must
register and deregister with the Federal
Reserve using the FR G–1 and FR G–2,
respectively, and they must file an
annual report (FR G–4) while registered.
The Federal Reserve uses the data to
identify lenders subject to Regulation U,
to verify their compliance with the
regulation, and to monitor margin
credit.
Current Actions: On October 17, 2014,
the Federal Reserve published a notice
in the Federal Register (79 FR 62442)
requesting public comment for 60 days
on the extension, without revision, of
these information collections. The
comment period for this notice expired
on December 16, 2014. The Federal
Reserve received one comment letter
from a banker. The commenter
recommended revising the FR U–1
report to remove the attestation
requirement in Part III when the
response to Question #2 of Part I ‘‘Will
any part of this credit be used to
purchase or carry margin stock?’’ is
‘‘No’’. The Federal Reserve believes the
commenter misunderstands Question #2
of Part I, which asks the purpose of the
loan, not whether the loan is secured by
margin stock. A completed and signed
FR U–1 is only required when the loan
is secured, directly or indirectly, by
margin stock. The Federal Reserve will
extend the information collections for
three years, without revision, as
proposed.
Board of Governors of the Federal Reserve
System, January 15, 2015.
Robert deV. Frierson,
Secretary of the Board.
[FR Doc. 2015–00859 Filed 1–20–15; 8:45 am]
BILLING CODE 6210–01–P
FEDERAL RESERVE SYSTEM
Change in Bank Control Notices;
Acquisitions of Shares of a Bank or
Bank Holding Company
The notificants listed below have
applied under the Change in Bank
Control Act (12 U.S.C. 1817(j)) and
§ 225.41 of the Board’s Regulation Y (12
CFR 225.41) to acquire shares of a bank
or bank holding company. The factors
that are considered in acting on the
notices are set forth in paragraph 7 of
the Act (12 U.S.C. 1817(j)(7)).
E:\FR\FM\21JAN1.SGM
21JAN1
2934
Federal Register / Vol. 80, No. 13 / Wednesday, January 21, 2015 / Notices
The notices are available for
immediate inspection at the Federal
Reserve Bank indicated. The notices
also will be available for inspection at
the offices of the Board of Governors.
Interested persons may express their
views in writing to the Reserve Bank
indicated for that notice or to the offices
of the Board of Governors. Comments
must be received not later than February
4, 2015.
A. Federal Reserve Bank of Richmond
(Adam M. Drimer, Assistant Vice
President) 701 East Byrd Street,
Richmond, Virginia 23261–4528:
1. P. Byron DeFoor, Ooltewah,
Tennessee; to acquire voting shares of
AB&T Financial Corporation, and
thereby indirectly acquire voting shares
of Alliance Bank & Trust Company, both
in Gastonia, North Carolina.
B. Federal Reserve Bank of Kansas
City (Dennis Denney, Assistant Vice
President) 1 Memorial Drive, Kansas
City, Missouri 64198–0001:
1. Rebecca A. Schepker, as trustee of
the Rebecca A. Schepker Revocable
Trust; Ronald J. Schepker, as trustee of
the Ronald J. Schepker Revocable Trust,
both of Columbia, Missouri; Kathleen M.
Wix, Salisbury, Missouri; Jacob W.
Widmer, Moberly, Missouri; Jessica L.
Schepker, Kansas City, Missouri; Mary
E. Schepker, Columbia, Missouri; and
Kristen N. Schepker, Columbia,
Missouri; as members of the Schepker
Family Group acting in concert, to
acquire voting shares of Widmer
Bancshares, Inc., and thereby indirectly
acquire voting shares of The Merchants
and Farmers Bank of Salisbury, both in
Salisbury, Missouri.
Board of Governors of the Federal Reserve
System, January 15, 2015.
Michael J. Lewandowski,
Associate Secretary of the Board.
[FR Doc. 2015–00863 Filed 1–20–15; 8:45 am]
BILLING CODE 6210–01–P
FEDERAL RESERVE SYSTEM
FEDERAL TRADE COMMISSION
Notice of Proposals To Engage in or
To Acquire Companies Engaged in
Permissible Nonbanking Activities
Revised Jurisdictional Thresholds for
Section 7a of the Clayton Act
The companies listed in this notice
have given notice under section 4 of the
Bank Holding Company Act (12 U.S.C.
1843) (BHC Act) and Regulation Y, (12
CFR part 225) to engage de novo, or to
acquire or control voting securities or
assets of a company, including the
companies listed below, that engages
either directly or through a subsidiary or
other company, in a nonbanking activity
that is listed in § 225.28 of Regulation Y
(12 CFR 225.28) or that the Board has
determined by Order to be closely
related to banking and permissible for
bank holding companies. Unless
otherwise noted, these activities will be
conducted throughout the United States.
Each notice is available for inspection
at the Federal Reserve Bank indicated.
The notice also will be available for
inspection at the offices of the Board of
Governors. Interested persons may
express their views in writing on the
question whether the proposal complies
with the standards of section 4 of the
BHC Act.
Unless otherwise noted, comments
regarding the applications must be
received at the Reserve Bank indicated
or the offices of the Board of Governors
not later than February 13, 2015.
A. Federal Reserve Bank of St. Louis
(Yvonne Sparks, Community
Development Officer) P.O. Box 442, St.
Louis, Missouri 63166–2034:
1. Renasant Corporation, Tupelo,
Mississippi; to acquire through merger,
100 percent of the voting shares of
Heritage Financial Group, Inc., and
indirectly acquire HeritageBank of the
South, both in Albany, Georgia, and
thereby indirectly engage in operating a
savings association, pursuant to section
225.28(b)(4)(ii).
Board of Governors of the Federal Reserve
System, January 15, 2015.
Michael J. Lewandowski,
Associate Secretary of the Board.
AGENCY:
ACTION:
Federal Trade Commission.
Notice.
The Federal Trade
Commission announces the revised
thresholds for the Hart-Scott-Rodino
Antitrust Improvements Act of 1976
required by the 2000 amendment of
Section 7A of the Clayton Act.
SUMMARY:
DATES:
Effective February 20, 2015.
FOR FURTHER INFORMATION CONTACT:
Robert Jones, Federal Trade
Commission, Bureau of Competition,
Premerger Notification Office, 400 7th
Street SW., Room #5301, Washington,
DC 20024, Phone (202) 326–3100.
Section
7A of the Clayton Act, 15 U.S.C. 18a, as
added by the Hart-Scott-Rodino
Antitrust Improvements Act of 1976,
Public Law 94–435, 90 Stat. 1390 (‘‘the
Act’’), requires all persons
contemplating certain mergers or
acquisitions, which meet or exceed the
jurisdictional thresholds in the Act, to
file notification with the Commission
and the Assistant Attorney General and
to wait a designated period of time
before consummating such transactions.
Section 7A(a)(2) requires the Federal
Trade Commission to revise those
thresholds annually, based on the
change in gross national product, in
accordance with Section 8(a)(5). Note
that while the filing fee thresholds are
revised annually, the actual filing fees
are not similarly indexed and, as a
result, have not been adjusted for
inflation in over a decade. The new
thresholds, which take effect 30 days
after publication in the Federal
Register, are as follows:
SUPPLEMENTARY INFORMATION:
[FR Doc. 2015–00864 Filed 1–20–15; 8:45 am]
BILLING CODE 6210–01–P
Original
threshold
(million $)
asabaliauskas on DSK5VPTVN1PROD with NOTICES
Subsection of 7A
7A(a)(2)(A) ...............................................................................................................................................................
7A(a)(2)(B)(i) ............................................................................................................................................................
7A(a)(2)(B)(i) ............................................................................................................................................................
7A(a)(2)(B)(ii)(i) ........................................................................................................................................................
7A(a)(2)(B)(ii)(i) ........................................................................................................................................................
7A(a)(2)(B)(ii)(II) .......................................................................................................................................................
7A(a)(2)(B)(ii)(II) .......................................................................................................................................................
7A(a)(2)(B)(ii)(III) ......................................................................................................................................................
7A(a)(2)(B)(ii)(III) ......................................................................................................................................................
VerDate Sep<11>2014
17:50 Jan 20, 2015
Jkt 235001
PO 00000
Frm 00023
Fmt 4703
Sfmt 4703
E:\FR\FM\21JAN1.SGM
21JAN1
$200
50
200
10
100
10
100
100
10
Adjusted
threshold
(million $)
$305.1
76.3
305.1
15.3
152.5
15.3
152.5
152.5
15.3
Agencies
[Federal Register Volume 80, Number 13 (Wednesday, January 21, 2015)]
[Notices]
[Pages 2933-2934]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2015-00863]
-----------------------------------------------------------------------
FEDERAL RESERVE SYSTEM
Change in Bank Control Notices; Acquisitions of Shares of a Bank
or Bank Holding Company
The notificants listed below have applied under the Change in Bank
Control Act (12 U.S.C. 1817(j)) and Sec. 225.41 of the Board's
Regulation Y (12 CFR 225.41) to acquire shares of a bank or bank
holding company. The factors that are considered in acting on the
notices are set forth in paragraph 7 of the Act (12 U.S.C. 1817(j)(7)).
[[Page 2934]]
The notices are available for immediate inspection at the Federal
Reserve Bank indicated. The notices also will be available for
inspection at the offices of the Board of Governors. Interested persons
may express their views in writing to the Reserve Bank indicated for
that notice or to the offices of the Board of Governors. Comments must
be received not later than February 4, 2015.
A. Federal Reserve Bank of Richmond (Adam M. Drimer, Assistant Vice
President) 701 East Byrd Street, Richmond, Virginia 23261-4528:
1. P. Byron DeFoor, Ooltewah, Tennessee; to acquire voting shares
of AB&T Financial Corporation, and thereby indirectly acquire voting
shares of Alliance Bank & Trust Company, both in Gastonia, North
Carolina.
B. Federal Reserve Bank of Kansas City (Dennis Denney, Assistant
Vice President) 1 Memorial Drive, Kansas City, Missouri 64198-0001:
1. Rebecca A. Schepker, as trustee of the Rebecca A. Schepker
Revocable Trust; Ronald J. Schepker, as trustee of the Ronald J.
Schepker Revocable Trust, both of Columbia, Missouri; Kathleen M. Wix,
Salisbury, Missouri; Jacob W. Widmer, Moberly, Missouri; Jessica L.
Schepker, Kansas City, Missouri; Mary E. Schepker, Columbia, Missouri;
and Kristen N. Schepker, Columbia, Missouri; as members of the Schepker
Family Group acting in concert, to acquire voting shares of Widmer
Bancshares, Inc., and thereby indirectly acquire voting shares of The
Merchants and Farmers Bank of Salisbury, both in Salisbury, Missouri.
Board of Governors of the Federal Reserve System, January 15,
2015.
Michael J. Lewandowski,
Associate Secretary of the Board.
[FR Doc. 2015-00863 Filed 1-20-15; 8:45 am]
BILLING CODE 6210-01-P