Enhancements to the Commission's Universal Licensing System and Antenna Structure Registration System for Providing Access to Official Electronic Authorizations, 2416-2421 [2015-00622]
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Federal Register / Vol. 80, No. 11 / Friday, January 16, 2015 / Notices
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[FR Doc. 2015–00638 Filed 1–15–15; 8:45 am]
BILLING CODE 6560–50–P
FEDERAL COMMUNICATIONS
COMMISSION
[WT Docket No. 14–161; DA 14–1846]
Enhancements to the Commission’s
Universal Licensing System and
Antenna Structure Registration System
for Providing Access to Official
Electronic Authorizations
Federal Communications
Commission.
ACTION: Notice.
AGENCY:
In this document, the
Wireless Telecommunications Bureau
(Bureau) announces the implementation
of further enhancements to the
Commission’s Universal Licensing
System and Antenna Structure
Registration System for providing access
to official electronic authorizations
through those systems or by email,
while providing options for receiving
authorizations on paper through the
U.S. Postal Service.
DATES: Effective February 17, 2015.
FOR FURTHER INFORMATION CONTACT:
Mary Bucher at (202) 418–2656 or via
email at Mary.Bucher@fcc.gov or the
Licensing Support Center at (877) 480–
3201, Option 2; TTY (888) 225–5322,
Option 2, or via its Web page at
https://esupport.fcc.gov/request.htm.
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SUMMARY:
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This is a
summary of the Commission’s Public
Notice (Notice), DA 14–1846, released
on December 18, 2014. The complete
text of this document is available for
viewing via the Commission’s ECFS
Web site by entering the docket number,
WT Docket No. 14–161. The complete
text of this document is also available
for public inspection and copying
during business hours at the FCC
Reference Information Center on the
Court Yard Level (Room CY–A257), 445
12th Street SW., Washington, DC
(telephone: 202–418–0270; TTY 202–
418–2555). In addition, copies of this
document may be purchased through
the FCC’s duplication contractor, Best
Copy and Printing, Inc. (BCPI), Portals
II, 445 12th Street SW., Room CY–B402,
Washington, DC 20554; Telephone 202–
488–5300; Fax 202–488–5563; TTY
202–488–5562. BCPI may be reached by
email at fcc@bcpiweb.com or via its Web
site at https://www.BCPIWEB.com. When
ordering documents from BCPI, please
provide the appropriate FCC document
number, for example, DA 14–1846.
Alternate formats of this Public Notice
(computer diskette, large print, audio
recording, and Braille) are available to
persons with disabilities by contacting
the Consumer & Governmental Affairs
Bureau at (202) 418–0530 (voice), (202)
418–0432 (TTY), or by sending an email
to fcc504@fcc.gov.
In the Notice, the Bureau announces
the implementation of further
enhancements to the Commission’s
Universal Licensing System (ULS) and
Antenna Structure Registration (ASR)
System and adopts final procedures for
providing access to official electronic
authorizations through these systems.
Under these procedures, all commercial,
private and public safety wireless
service licensees and ASR registrants
will access their current official
authorizations in ‘‘Active’’ status only
through License Manager in ULS or ASR
Dashboard in the ASR System or by
email, unless a licensee or registrant
notifies the Commission that it wishes
to receive its official authorizations on
paper through the U.S. Postal Service.
For purposes of the Notice, the term
‘‘authorization’’ includes all current
commercial, private, and public safety
wireless service licenses, commercial
radio operator permits, vessel
exemptions, and spectrum leases in
‘‘Active’’ status authorized under parts
1, 13, 20, 22, 24, 26, 27, 74, 80, 87, 90,
95, 97 and 101 of the Commission’s
rules. The term also includes all current
FCC Forms 854R, Antenna Structure
Registrations, in ‘‘Active’’ status,
including ‘‘Granted’’ or ‘‘Constructed,’’
SUPPLEMENTARY INFORMATION:
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authorized under part 17 of the
Commission’s rules. The term does not
include current authorizations in any
status other than ‘‘Active,’’ including,
for example, current authorizations in
‘‘Expired,’’ ‘‘Cancelled,’’ or
‘‘Terminated’’ status in ULS, or
‘‘Cancelled,’’ ‘‘Dismantled,’’ or
‘‘Terminated’’ status in the ASR System.
In addition, the term does not include
spectrum subleases or private commons
arrangements, which the Bureau will
continue to process on a manual basis,
nor does the term include
authorizations archived in ULS.
Antenna Structure Registrations are not
archived in the ASR System. Finally,
while other Commission Bureaus
manage other licensing systems, the
enhancements and final procedures in
the Notice apply only to ULS and the
ASR System. The action taken in the
Notice marks another step in the
Commission’s process reform efforts,
and allows the Bureau to modernize the
Commission’s wireless service licensing
and antenna structure registration
processes. As discussed in detail in the
Notice, the Bureau takes the following
actions:
• All licensees and registrants can
access their official authorizations in
Active status by securely logging into
License Manager in ULS or ASR
Dashboard in the ASR System. Once
accessed, the licensee or registrant can
download, save and print official
authorizations, to the extent needed.
• A licensee or registrant can also
obtain an electronic version of its
authorization through email once its
application is granted if the licensee or
registrant voluntarily includes a valid
email address in the application that it
files through ULS or the ASR System, or
that it provides to a private organization
through which the applicant files
applications, e.g., a Frequency
Coordinator, Volunteer Examiner
Coordinator (VEC), or a Commercial
Operator License Examination Manager
(COLEM).
• Each official authorization will
include a watermark ‘‘Official Copy’’
imprinted across the face of each page
of the authorization to authenticate the
official status of the license or
registration.
• If a licensee or registrant chooses to
notify the Bureau that it wishes to
receive its official authorization(s) on
paper through the mail, it may do so
electronically, by telephone, or in
writing. The Commission also retains
the process by which licensees and
registrants may apply through ULS or
the ASR System to have duplicate paper
copies of official authorizations mailed
through the U.S. Postal Service.
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• Finally, the Commission continues
to provide unofficial reference copies of
authorizations online through ULS and
the ASR System. The unofficial copies
include the watermark ‘‘Reference
Copy’’ imprinted on the face of each
page of the authorization.
An interim test period adopted in the
Initial Public Notice (DA 14–1478)
released in this proceeding will
continue until these final procedures
become effective. The Initial Public
Notice was published in the Federal
Register on October 29, 2014. During
the interim test period, the Commission
will continue to print authorizations on
paper and mail them out through the
U.S. Postal Service to licensees or
registrants unless a licensee or registrant
notifies the Commission that it wishes
to stop receiving authorizations on
paper through the mail. In the Initial
Public Notice, the Bureau sought
comment to better inform its decisionmaking process even though section 4(b)
of the Administrative Procedure Act
(APA) exempts agencies like the Federal
Communications Commission from the
general APA requirements to provide
the public with advance notice and
opportunity for comment when
promulgating ‘‘rules of agency
organization, procedure, or practice’’—
so-called ‘‘procedural rules.’’ Section
3(a) of the APA requires agencies to
publish their ‘‘rules of procedure’’ in the
Federal Register and section 4(d)
generally requires an agency to publish
its substantive rules 30 days prior to the
date on which the rules become
effective. Because section 4(d) expressly
applies to substantive rules and not to
procedural rules, the requirement to
publish the final procedures adopted in
the Notice 30 days before they become
effective is inapplicable in this
proceeding. The Bureau has
nevertheless decided to provide for a
30-day period after publication in the
Federal Register before the final
procedures become effective to provide
licensees and registrants with an ample
measure of time to facilitate their use of
these new procedures. After the
effective date of these final procedures
is published in the Federal Register, the
Bureau anticipates releasing, as
additional outreach, a further public
notice reminding licensees and
registrants of that effective date.
Background
Stations in Wireless Radio Services
may be operated only with a valid
authorization granted by the
Commission, and owners of antenna
structures that require notice of
proposed construction to the Federal
Aviation Administration (FAA) must
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register the structure with the
Commission. Once an application is
granted, ULS or the ASR System
generates an authorization from
information provided in the granted
application. Historically, the Bureau has
then printed each authorization on
paper, placed it in a postage-paid
envelope, and mailed it out through the
U.S. Postal Service to the licensee or
registrant.
On February 14, 2014, the FCC Staff
Working Group released the
Commission’s ‘‘Report on FCC Process
Reform,’’ recommending that, ‘‘to the
extent permitted by Federal records
retention requirements,’’ licensing
Bureaus ‘‘should eliminate paper copies
of licenses.’’ To implement this
recommendation, in October 2014, the
Commission enhanced ULS and the
ASR System so that all licensees and
registrants can now access the official
electronic versions of their current
authorizations in Active status by
securely logging into License Manager
or a registrant’s ASR Dashboard. Once
logged in, the licensee or registrant can
download, save, and print copies of its
authorizations, to the extent needed.
In conjunction with the Commission’s
enhancements to ULS and the ASR
System, the Bureau released the Initial
Public Notice, in which the Bureau
deemed the electronic version of an
authorization stored in ULS or the ASR
System as the official Commission
document and sought comment on
certain final procedures for licensees
and registrants to access official
authorizations electronically through
License Manager, through ASR
Dashboard, and by email. The Bureau
also noted in the Initial Public Notice
that lifetime commercial radio operator
licenses issued prior to implementation
of ULS that were not converted into the
ULS database remain valid even though
the licenses themselves are not stored in
ULS. The Initial Public Notice also
sought comment on options for
receiving official authorizations on
paper through the U.S. Postal Service.
The comment period ended on
November 10, 2014. The Bureau
received 11 comments in response to
the Initial Public Notice. Eight
comments were filed on behalf of
amateur service licensees: Michael D.
Adams (Adams); the American Radio
Relay League, Incorporated (ARRL);
Richard S. Jandrt (Jandrt); David W.
Johnson (Johnson); Nickolaus E. Leggett
(Leggett); Victor Magana (Magana); W.
Lee McVey (McVey); and Edward F.
Pataky (Pataky). The remaining
comments were filed by AT&T Services,
Inc. (AT&T); the Enterprise Wireless
Alliance (EWA); and the National
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Association of Manufacturers and
MRFAC, Inc. (NAM/MRFAC). Finally,
the Initial Public Notice provided for an
interim test period, which will continue
until final procedures become effective.
Discussion
A. Official Electronic Authorizations
Background. As explained in the
Initial Public Notice, the Bureau’s goal
in this proceeding is to stop printing
and mailing out official authorizations
to the greatest extent possible. While the
Bureau is currently continuing to print
and mail out authorizations on paper
unless otherwise notified, in October of
this year, the Commission enhanced
ULS and the ASR System so that all
licensees and registrants can also access
the official electronic versions of their
current authorizations in Active status
through License Manager or ASR
Dashboard. The final procedures set
forth in the Initial Public Notice would
modify ULS and the ASR System so that
the default setting would be not to print
and mail out these authorizations. The
Bureau sought comment on whether this
process for providing current official
electronic authorizations in Active
status through License Manager or ASR
Dashboard sufficiently meets the needs
of licensees and registrants. The Bureau
also proposed a method by which a
licensee or registrant could receive its
official authorizations electronically
through email.
Discussion. The Bureau adopts the
procedures as proposed. Once final
procedures become effective, when an
application is granted, ULS or the ASR
System will generate an official
electronic authorization. The Bureau,
however, will no longer print out the
authorization on paper or mail it to the
licensee or registrant unless a licensee
or registrant notifies the Bureau that it
wishes to receive its official
authorization(s) on paper. The Bureau
finds this electronic process will
improve efficiency by simplifying
access to official authorizations in ULS
and the ASR System, shortening the
time period between grant of an
application and access to the official
authorization, and reducing regulatory
costs. As described below, links to
download authorizations in ULS can be
found on the License Manager
homepage and a registrant may
download authorizations through its
ASR Dashboard. Licensees and
registrants may also download more
than one authorization at a time. Once
downloaded, licensees and registrants
can save and print official
authorizations, to the extent needed.
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The Bureau further adopts the
proposed method by which licensees
and registrants can obtain electronic
versions of their authorizations by
email. The Bureau finds that this
procedure serves the public interest by
providing licensees or registrants an
additional method by which they may
obtain electronic versions of official
authorizations, in this case without
accessing ULS or the ASR System. If an
applicant includes a valid email address
under ‘‘Applicant Information’’
(licensee) in a ULS application or under
‘‘Antenna Structure Ownership
Information’’ (registrant) in an ASR
System application, the Bureau will
send the official electronic authorization
via email to the licensee or registrant
upon grant of the application. While in
most cases a single authorization will be
attached to a single email, the Bureau
will attach all authorizations granted on
the same day within the same system to
a single email, to the extent capacity
allows.
The Bureau further notes that if an
application is pending in ULS or the
ASR System once final procedures
become effective, and if the applicant or
registrant did not include a valid email
address in the pending application, the
licensee or registrant may access the
electronic version of the official
authorization through License Manager
or ASR Dashboard once the application
is granted. An applicant or registrant
may also amend a pending application
to include a valid email address. To add
an email address to or update email
information included in an application
pending in ULS or the ASR System, an
applicant or registrant must file an
application for ‘‘Administrative Update
(AU).’’ In that case, once the application
is granted, the Bureau will email an
electronic version of the official
authorization to the licensee or
registrant as already described.
The Bureau reminds licensees and
registrants that this is a voluntary
process and if a licensee or registrant
does not wish to provide an email
address in an application, it can instead
continue to access official electronic
authorizations through License Manager
or ASR Dashboard. While the Bureau
will email the licensee or registrant its
official authorizations, the new
procedure does not include sending an
official electronic authorization by
email to a ‘‘contact’’ listed on the
application. Finally, the Bureau will
send official electronic authorizations to
valid licensee or registrant email
addresses regardless of whether a
licensee or registrant obtains its
authorization(s) electronically through
License Manager or ASR Dashboard, or
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elects to receive official authorizations
on paper through the U.S. Postal
Service. Several commenters support
these procedures. EWA, a Commissioncertified Frequency Coordinator that
coordinates and files with the
Commission approximately 9,000 to
10,000 part 90 applications each year,
‘‘anticipates that a significant number of
parties will choose to rely on electronic
documents, if not immediately, then
over time as the process becomes more
familiar.’’ The National Association of
Manufacturers (NAM), which represents
14,000 small and large manufacturers in
every industrial sector, in all 50 states,
and MRFAC, Inc., a Commissioncertified Frequency Coordinator for
private land mobile bands and the
frequency coordinating arm for NAM,
support the Bureau’s proposals as ‘‘a
more expeditious and economical
means of providing official
authorizations to Commission
licensees.’’ AT&T also ‘‘welcomes and
supports’’ the Bureau’s proposals noting
that the ‘‘changes will lead to a more
efficient system to transmit
authorizations, save Commission
resources and reduce workloads for
Commission licensees and registrants.’’
AT&T further notes that ‘‘authorizations
sent to an email address that a licensee
or registrant provides for receipt are
likely to arrive at their ultimate
destination and be processed more
quickly than if sent by United States
mail.’’ AT&T concludes that providing
authorizations electronically ‘‘reduces
the paperwork collection burden on
licensees and registrants’’ and that it has
‘‘found License Manager and ASR
Dashboard to be sufficient to meet its
needs when official authorizations are
needed.’’
Those filing comments on behalf of
amateur service licensees, however,
raise concerns about electronic access as
the default method for obtaining
authorizations. In particular, ARRL, the
national association for amateur radio,
strongly recommends that the
Commission continue sending paper
authorizations to new amateur licensees
along with instructions to the licensee
on how to access electronic versions or
request paper copies of official modified
or renewed licenses issued after the
licensee receives his or her initial
license. ARRL’s concern is that
licensees do not interact with ULS
during the current licensing process for
the amateur service and that the new
procedures could ‘‘discourage
newcomers’’ to the amateur service or
‘‘make their experience difficult from
the outset.’’ In addition, ARRL and other
amateur radio commenters are
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concerned about ensuring the
authenticity of licenses printed by a
licensee from License Manager.
With respect to the interaction of
amateur licensees with ULS, the
Commission currently authorizes 14
Volunteer Examiner Coordinators
(VECs) to coordinate the efforts of
Volunteer Examiner (VE) teams in
preparing and administering amateur
service operation license examinations.
Before taking the examination, a
candidate must provide to the VE team
certain information needed for
submitting a license application through
ULS. In most cases, the candidate fills
out either online or on paper an NCVEC
Quick-Form 605 Application for
Amateur Operator/Primary Station
License (NCVEC Form 605) produced by
the VECs for use by VE teams.
Candidates who have not already
obtained an FCC Registration Number
(FRN) through the Commission’s
Registration System (CORES) before
taking the examination also provide the
VE team with a social security number.
Once a candidate passes the
examination, the VE team certifies that
the candidate is qualified for a
particular operator license class, and
forwards the candidate’s information to
the coordinating VEC. The VEC submits
all application information received
from the VE team in electronic batch
files. CORES then generates FRNs as
needed and ULS produces and
processes FCC Form 605 applications
from those files.
Once an application is granted, a new
licensee who did not provide an FRN at
the examination receives three separate
mailings through the U.S. Postal
Service: (1) A CORES-generated
document providing his or her FRN; (2)
another CORES-generated document
that provides a temporary password for
the FRN, along with instructions on
how to obtain a permanent password;
and (3) an official ULS-generated license
printed on paper. While the new
licensee may then access CORES to
obtain a permanent password, ARRL is
concerned that, under the new
procedures, licensees will also be
required to access ULS to obtain their
license electronically when they
currently do not necessarily interact
with ULS.
The Bureau is cognizant that the new
procedures may create confusion for
amateur service licensees; however, it
finds that ARRL’s concerns are
overstated. Most importantly, the new
procedures will not require any amateur
service applicant to interact directly
with ULS. To the contrary, if an
applicant includes an email address
when providing contact and other
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information to VE teams, that address
will be processed as part of the ULS
application and, once granted, ULS will
email the electronic version of the new
official authorization directly to the
licensee. While amateur licensees may
access ULS to request paper copies of
their authorizations or to download
authorizations from License Manager if
they choose, they are not required to do
so and may avail themselves of the
alternate methods described below.
The Bureau agrees with ARRL that
providing additional outreach and
education regarding this transition
would be highly beneficial. On the day
the final procedures become effective,
the Bureau will add a link on the ULS
homepage and the homepages of certain
wireless services to a new Web page
entitled ‘‘How to Obtain Your Official
Authorization,’’ which explains how
licensees can access both the electronic
and paper versions of their
authorizations. The Bureau will also
add a link on the ASR System homepage
to a new Web page, entitled ‘‘How to
Obtain Your Official Registration,’’
providing the same information for
obtaining Antenna Structure
Registrations. The information included
on these new explanatory Web pages is
set forth below.
In addition to adding explanatory
Web pages in ULS and the ASR System,
Bureau staff will work with each VEC,
COLEM and Frequency Coordinator to
educate new and existing licensees
about the new procedures. The Bureau
notes that EWA, in its comments, states
that ‘‘it will work with its members to
familiarize them with the various
options . . . [and] assist those who need
help in navigating License Manager in
ULS or ASR Dashboard in the ASR
System.’’ EWA explains that it
‘‘provides this assistance today and will
continue to do so as entities familiarize
themselves with the authorization
delivery options’’ adopted in the Notice.
The Bureau believes that the Notice, the
explanatory Web pages it is adding to
the ULS and ASR System homepages,
and additional outreach from these
private organizations, taken together,
will provide the vast majority of
licensees with the information they
need about the new procedures.
ARRL, as well as other commenters in
the amateur service, also raises concerns
about ensuring the authenticity of
authorizations that licensees download
and print from License Manager.
Commenters note certain circumstances
in which the Commission, as well as
foreign, state, and local governments,
requires paper copies of amateur service
licenses. According to ARRL, the most
urgent of these circumstances occurs
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when an amateur operator seeking an
upgrade in license class must provide
both an original and a copy of his or her
current license to the VE team.
Commenters also note that requirements
for obtaining European Conference of
Postal and Telecommunications
Administrations (CEPT) operating
authority for reciprocal operation in
CEPT countries and for obtaining an
International Amateur Radio Permit
necessitate a convenient method for
licensees to obtain ‘‘demonstrably
authentic license documents.’’ Finally,
commenters list certain situations where
a state or local government may require
a copy of an official license, including,
for example, when an amateur radio
operator who wishes to install an
antenna at his or her residence files an
application for a land-use authorization.
Commenters contend that the type of
paper the Bureau has used for printing
authorizations substantiates the
authenticity of a Commission-issued
paper license. For example, ARRL states
that ‘‘[i]f there is not a license printed
on distinctive license stock by the
Commission, authentication issues arise
and the possibility of electronic
alteration of a license document is
created.’’ To remedy the situation,
ARRL suggests that the Bureau issue a
separate public notice ‘‘explaining to
third parties that a licensee-generated
license document printed from the
official license file in the ULS has the
same validity and authenticity as a
Commission-issued paper document.’’
ARRL contends that an amateur service
licensee could use the public notice ‘‘to
persuade non-Federal authorities of the
validity of a license document.’’ The
Bureau first notes that it stopped using
‘‘distinctive stock’’ and started using
standard white recycled paper for
printing authorizations earlier this year.
The paper the Bureau used previously
was six times more expensive than the
standard white recycled paper it now
uses. Thus, any plausible distinction
between a Commission-printed
authorization and a licensee- or
registrant-printed authorization based
on the type of paper used no longer
exists. To address commenters’
concerns, however, the watermark
‘‘Official Copy’’ will be imprinted on
each page of an official authorization
that a licensee or registrant prints out
from License Manager or ASR
Dashboard and licenses and
registrations printed and mailed by the
Bureau will also include the watermark
‘‘Official Copy’’ on each page of the
authorization. While this enhancement
should address ARRL’s concerns about
‘‘maintaining the integrity of the
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2419
amateur radio examination process,’’
which ‘‘might be more difficult where
something other than a Commissionprinted license document on distinctive
paper stock is presented to VEs at an
examination session,’’ the Bureau also
notes that VE teams regularly use other
methods to authenticate the current
license status of the examination
candidate.
Finally, in its comments, AT&T
contends that those licensees and
registrants that elect to stop receiving
authorizations on paper during the
interim test period and that have
provided an email address on a pending
application that is granted during that
time period should receive an email
with the authorization attached, or at a
minimum, an email that includes a link
to the authorization in ULS or the ASR
System. The Bureau declines to provide
electronic authorizations by email
during the interim test period. The
Bureau first notes that no other person
or entity has made a similar request.
The Bureau also finds that providing
email-delivery during this interim
period only to licensees and registrants
that have elected to stop receiving
authorizations on paper during the
interim test period would complicate
the process and create additional
expense. If the Bureau were to
implement immediately the entire
email-delivery procedure adopted in the
Notice, all applicants that have included
an email address on an application
currently pending in ULS or the ASR
System, including those who continue
to receive paper authorizations through
the mail, would, without notice, begin
receiving electronic authorizations
delivered by email. It is important to
note that the Bureau is working
diligently to make all of the final
procedures effective for everyone
shortly.
B. Official Paper Authorizations
Background. While under the
Bureau’s final procedures, the
Commission, by default, will no longer
print and mail out official
authorizations, the Bureau proposed
and sought comment in its Initial Public
Notice on several options by which a
licensee or registrant could notify the
Bureau that it wishes to receive its
official authorization(s) on paper
through the U.S. Postal Service.
Discussion. The Bureau adopts each
option as proposed. License Manager
and ASR Dashboard both now include
settings that allow a licensee or
registrant to notify the Bureau whether
it wishes to receive official
authorization(s) on paper. Once final
procedures become effective designating
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electronic access as the default, if a
licensee or registrant wishes to receive
official authorizations on paper, the
licensee or registrant can change the
setting so that once an application is
granted, the Bureau will print and mail
out on paper the resulting official
authorization(s) associated with the
licensee’s or registrant’s FRN. Licensees
or registrants that use more than one
FRN must change the default setting for
each FRN in each applicable system,
ULS and ASR, to the extent they wish
to receive official paper authorizations
specifically associated with a particular
FRN. The procedures for changing the
setting(s) are detailed below.
In addition, a licensee or registrant
may contact the Licensing Support
Center via Web page, phone, or mail to
request paper authorizations. These
methods are also detailed below. The
Bureau notes that even if a licensee or
registrant elects to receive paper
authorizations using any of these
options, the licensee or registrant may
also continue to access its
authorizations electronically through
License Manager or ASR Dashboard, or
by email where the applicant or
registrant provides a valid email address
in its application.
Finally, the Bureau notes that the
process for obtaining duplicate paper
copies of licenses or registrations by
filing an application, along with any
applicable filing fee, through ULS or the
ASR System remains available under
the Bureau’s final procedures. While
under this modernized process the need
to request a duplicate paper license or
registration is virtually eliminated, the
Commission has retained the capability
in ULS and the ASR System as an
option for obtaining paper copies of
official authorizations.
The Bureau finds that these options
serve the public interest by providing
licensees and registrants a variety of
methods, electronic as well as by
telephone or in writing, to notify the
Bureau that they wish to receive official
authorizations on paper through the
mail. The Bureau agrees with EWA,
which supports the options, explaining
that ‘‘[e]ntities have different internal
processes for handling FCC
authorizations that may be better suited
to one approach versus another, at least
initially, although [EWA] would hope
that electronic documents will become
the norm.’’
C. Unofficial Reference Copies of
Authorizations
As explained in the Initial Public
Notice, electronically stored application
and licensing data for authorizations in
wireless radio services and application
VerDate Sep<11>2014
17:36 Jan 15, 2015
Jkt 235001
and registration data on antenna
structures is available for public
inspection via the ULS and ASR System
Web sites. The final procedures that the
Bureau adopts in the Notice do not
change this access. The Commission
will continue providing unofficial
reference copies of authorizations
online through ULS and the ASR
System with the watermark ‘‘Reference
Copy’’ imprinted on each page. The
reference copy includes the most recent
information on the authorization, thus
providing the public with current
licensing or registration data without
compromising the official status of the
official authorization.
D. Posting, Record Retention and Other
Rules Are Unaffected
Background. The Bureau explained in
the Initial Public Notice that some of the
Commission’s wireless service-specific
rules require licensees to retain current
authorizations as part of their station
records, and, for some services,
licensees must post paper copies of their
station authorizations at certain
locations. In addition, the Bureau
explained that Commission rules
require antenna structure owners to post
the Antenna Structure Registration
Number at each facility, and to provide
all tenant licensees (and permittees) on
the structure access to a copy of the FCC
Form 854R, Antenna Structure
Registration. The Bureau further stated
that enhancing the Commission’s
licensing and Antenna Structure
Registration systems to replace official
paper authorizations with official
electronic authorizations does not affect
any of these rules. The Bureau further
notes that the Commission adopted
revisions to its part 17 rules, which
became effective October 24, 2014,
including modified requirements for
posting Antenna Structure Registration
Numbers and mailing registrations to
tenant licensees and permittees. The
enhancements and final procedures
adopted in the Notice are independent
of the proposals adopted in that
rulemaking. Finally, the Bureau
explained that while the default setting
under the final procedures would be set
so that the Bureau would no longer
print and mail out official paper
authorizations, the setting would have
no effect on how the Commission
processed other applicant, licensee or
registrant correspondence and notices
generated by ULS or the ASR System.
Discussion. ARRL and other
commenters argue that certain rules
regarding posting of authorizations and
processing of correspondence should
change to effectuate the new
procedures. ARRL first contends that if
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Frm 00040
Fmt 4703
Sfmt 4703
the Commission eliminates the default
mailing of paper licenses to amateur
service licensees, it should consider
eliminating rules that require posting of
paper licenses at transmitter sites.
Similarly, while it supports the
requirement that licensees retain copies
of their authorizations as part of their
station records, EWA recommends that
the Commission consider eliminating
the rules that require part 90 licensees
to maintain physical copies of their
authorizations for base and other fixed
stations at every station control point.
Finally, NAM/MRFAC urge the
Commission to consider using
electronic delivery for letters that ULS
generates when an application is
returned as defective. The Bureau does
not disagree with commenters’
recommendations that amendment or
elimination of these rules or processes
should be considered one day. EWA,
however, is correct that its
recommendation falls outside the scope
of this proceeding, as do the other
commenters’ suggestions. The Bureau
similarly rejects, as outside the scope of
this proceeding, ARRL’s argument that
Section 97.23, which requires each
amateur license grant to include the
licensee’s mailing address, which must
be in an area where the licensee can
receive U.S. Postal Service, should be
amended to replace mailing addresses
with other alternatives, including email
addresses, for use in Commission
correspondence.
Finally, the Bureau rejects ARRL’s
contention that Section 97.29 must be
amended. Section 97.29 provides that
‘‘[e]ach grantee whose amateur station
license grant document is lost,
mutilated or destroyed may apply to the
FCC for a replacement in accordance
with § 1.913 of this chapter.’’ As the
Bureau stated earlier, it is retaining the
capability for licensees to file
applications through ULS as an optional
means of requesting duplicate paper
copies of official authorizations.
Moreover, in the event a copy of an
amateur service licensee’s official
authorization is lost or destroyed, the
rule, which is permissive, does not
preclude the licensee from obtaining a
replacement using other methods that
do not require Commission action,
including downloading and printing an
official authorization from License
Manager.
Instructions for Downloading Official
Authorizations in ULS
The Commission currently provides
both temporary and permanent links on
the License Manager homepage to
download current authorizations in
Active status. The temporary link,
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Federal Register / Vol. 80, No. 11 / Friday, January 16, 2015 / Notices
‘‘download your official electronic
authorizations now,’’ can be found on a
green bar across the top of the License
Manager homepage. The permanent
link, ‘‘Download Electronic
Authorizations,’’ can be found in the
navigation bar on the left side of the
License Manager homepage.
Instructions for Downloading Official
Registrations in ASR
The Commission provides a link,
‘‘Download Official Registration,’’ on a
registrant’s ASR Dashboard homepage
and under the ‘‘My Registrations’’ tab on
its ASR Dashboard to download current
Antenna Structure Registrations in
Active status.
Instructions for Accessing ElectronicOnly Official Authorizations in ULS
The Commission provides both
temporary and permanent links on the
License Manager homepage to access
the default setting that allows licensees
and registrants to notify the Commission
whether they wish to receive
authorizations on paper through the
U.S. Postal Service. The temporary link,
‘‘Change your paper authorization
preferences here,’’ can be found on a
green bar across the top of the License
Manager homepage. The permanent
link, ‘‘Set Paper Authorization
Preferences,’’ can be found in the
navigation bar on the left side of the
License Manager homepage. Once final
procedures become effective, the default
setting will look like this:
‘‘Receive Paper Authorizations? l
Yes x No’’
If licensees wish to obtain official
authorizations only electronically
through ULS, they do not need to make
any changes to the setting in License
Manager. If the licensee does not change
the setting, the Commission will no
longer print and mail out official
authorizations on paper through the
U.S. Postal Service.
asabaliauskas on DSK5VPTVN1PROD with NOTICES
Instructions for Accessing ElectronicOnly Official Registrations in ASR
17:36 Jan 15, 2015
Jkt 235001
Instructions for Receiving Official Paper
Authorizations From ULS and ASR
If a licensee or registrant wishes to
receive official authorizations on paper,
the licensee or registrant can change the
default setting(s) described above by
checking the ‘‘Yes’’ box in ULS or the
ASR System. Licensees and registrants
using multiple FRNs must choose the
setting for each FRN in each system.
OR
The licensee or registrant may contact
the Licensing Support Center via phone,
web or mail. All requests must include
the licensee’s or registrant’s FRN(s), and
whether the request applies to ULS or
the ASR System or both.
Phone: (877) 480–3201, Option 2;
TTY (888) 225–5322, Option 2.
Web: https://esupport.fcc.gov/
request.htm.
Mail: Send a letter to the Wireless
Telecommunications Bureau,
Technologies, Systems and Innovation
Division, 1270 Fairfield Road,
Gettysburg, Pennsylvania 17325–7245.
If a licensee or registrant changes the
setting(s) described above to ‘‘Yes’’ or
uses any of these other options, once an
application is granted, the Commission
will print and mail out on paper the
resulting official authorization(s)
associated with the licensee’s or
registrant’s FRN(s). If a licensee or
registrant elects to receive paper
authorizations, the licensee or registrant
can also continue to access its
authorizations electronically through
License Manager or ASR Dashboard, or
by email where the licensee or registrant
includes a valid email address in its
application.
Federal Communications Commission.
Jean Kiddoo,
Deputy Bureau Chief, Wireless
Telecommunications Bureau.
[FR Doc. 2015–00622 Filed 1–15–15; 8:45 am]
The Commission provides a link on
the registrant’s ASR Dashboard
homepage to access the default setting
that allows registrants to notify the
Commission whether they wish to
receive registrations on paper through
the U.S. Postal Service. Once final
procedures become effective, the default
setting will look like this:
‘‘Receive Paper Registrations? l Yes
x No’’
If registrants wish to obtain official
registrations only electronically through
the ASR System, they do not need to
make any changes to the setting in ASR
VerDate Sep<11>2014
Dashboard. If a registrant does not
change the setting, the Commission will
no longer print and mail out official
authorizations on paper through the
U.S. Postal Service.
BILLING CODE 6712–01–P
FEDERAL DEPOSIT INSURANCE
CORPORATION
Sunshine Act Meeting
Pursuant to the provisions of the
‘‘Government in the Sunshine Act’’ (5
U.S.C. 552b), notice is hereby given that
the Federal Deposit Insurance
Corporation’s Board of Directors will
meet in open session at 10:00 a.m. on
Wednesday, January 21, 2015, to
consider the following matters:
PO 00000
Frm 00041
Fmt 4703
Sfmt 4703
2421
Summary Agenda: No substantive
discussion of the following items is
anticipated. These matters will be
resolved with a single vote unless a
member of the Board of Directors
requests that an item be moved to the
discussion agenda.
Disposition of minutes of previous
Board of Directors’ Meetings.
Memorandum and resolution re: Notice
of Proposed Rulemaking Amending
the Securitization Safe Harbor (12
CFR 360.6).
Memorandum and resolution re: Review
of FDIC Regulations in Accordance
with the EGRPRA.
Memorandum and resolution re:
Rescission and Removal of
Regulations Transferred from the
Office of Thrift Supervision: Part 390,
Subpart N—Possession by
Conservators and Receivers for
Federal and State Savings
Associations.
Memorandum and resolution re: Final
Rule Regarding Removal of
Transferred OTS Regulations 12 CFR
part 390, Subparts B, C, D, and E
Relating to Rules of Practice and
Procedure and Amendments to 12
CFR part 308, Subparts A, B, C, K, and
N of the FDIC Rules and Regulations.
Memorandum and resolution re: Notice
of Proposed Rulemaking on Fair
Credit Reporting Regulations, Part 334
and Part 391, Subpart C: Review and
Removal of Regulations Transferred
from the Former Office of Thrift
Supervision; Removal of Regulations
Transferred to the Consumer
Financial Protection Bureau;
Amendment of Red Flag Identity
Theft Rules.
Memorandum and resolution re: Review
of Regulations Transferred from the
Former Office of Thrift Supervision:
Part 391, Subpart B—Safety and
Soundness Guidelines and
Compliance Procedures.
Reports of actions taken pursuant to
authority delegated by the Board of
Directors.
Discussion Agenda:
Memorandum and resolution re:
Regulatory Capital Rules, Liquidity
Coverage Ratio, Proposed Revisions to
the Definition of Qualifying Master
Netting Agreement and Related
Definitions.
The meeting will be held in the Board
Room temporarily located on the fourth
floor of the FDIC Building located at 550
17th Street NW., Washington, DC.
This Board meeting will be Webcast
live via the Internet and subsequently
made available on-demand
approximately one week after the event.
Visit https://
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Agencies
[Federal Register Volume 80, Number 11 (Friday, January 16, 2015)]
[Notices]
[Pages 2416-2421]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2015-00622]
=======================================================================
-----------------------------------------------------------------------
FEDERAL COMMUNICATIONS COMMISSION
[WT Docket No. 14-161; DA 14-1846]
Enhancements to the Commission's Universal Licensing System and
Antenna Structure Registration System for Providing Access to Official
Electronic Authorizations
AGENCY: Federal Communications Commission.
ACTION: Notice.
-----------------------------------------------------------------------
SUMMARY: In this document, the Wireless Telecommunications Bureau
(Bureau) announces the implementation of further enhancements to the
Commission's Universal Licensing System and Antenna Structure
Registration System for providing access to official electronic
authorizations through those systems or by email, while providing
options for receiving authorizations on paper through the U.S. Postal
Service.
DATES: Effective February 17, 2015.
FOR FURTHER INFORMATION CONTACT: Mary Bucher at (202) 418-2656 or via
email at Mary.Bucher@fcc.gov or the Licensing Support Center at (877)
480-3201, Option 2; TTY (888) 225-5322, Option 2, or via its Web page
at https://esupport.fcc.gov/request.htm.
SUPPLEMENTARY INFORMATION: This is a summary of the Commission's Public
Notice (Notice), DA 14-1846, released on December 18, 2014. The
complete text of this document is available for viewing via the
Commission's ECFS Web site by entering the docket number, WT Docket No.
14-161. The complete text of this document is also available for public
inspection and copying during business hours at the FCC Reference
Information Center on the Court Yard Level (Room CY-A257), 445 12th
Street SW., Washington, DC (telephone: 202-418-0270; TTY 202-418-2555).
In addition, copies of this document may be purchased through the FCC's
duplication contractor, Best Copy and Printing, Inc. (BCPI), Portals
II, 445 12th Street SW., Room CY-B402, Washington, DC 20554; Telephone
202-488-5300; Fax 202-488-5563; TTY 202-488-5562. BCPI may be reached
by email at fcc@bcpiweb.com or via its Web site at https://www.BCPIWEB.com. When ordering documents from BCPI, please provide the
appropriate FCC document number, for example, DA 14-1846. Alternate
formats of this Public Notice (computer diskette, large print, audio
recording, and Braille) are available to persons with disabilities by
contacting the Consumer & Governmental Affairs Bureau at (202) 418-0530
(voice), (202) 418-0432 (TTY), or by sending an email to
fcc504@fcc.gov.
In the Notice, the Bureau announces the implementation of further
enhancements to the Commission's Universal Licensing System (ULS) and
Antenna Structure Registration (ASR) System and adopts final procedures
for providing access to official electronic authorizations through
these systems. Under these procedures, all commercial, private and
public safety wireless service licensees and ASR registrants will
access their current official authorizations in ``Active'' status only
through License Manager in ULS or ASR Dashboard in the ASR System or by
email, unless a licensee or registrant notifies the Commission that it
wishes to receive its official authorizations on paper through the U.S.
Postal Service. For purposes of the Notice, the term ``authorization''
includes all current commercial, private, and public safety wireless
service licenses, commercial radio operator permits, vessel exemptions,
and spectrum leases in ``Active'' status authorized under parts 1, 13,
20, 22, 24, 26, 27, 74, 80, 87, 90, 95, 97 and 101 of the Commission's
rules. The term also includes all current FCC Forms 854R, Antenna
Structure Registrations, in ``Active'' status, including ``Granted'' or
``Constructed,'' authorized under part 17 of the Commission's rules.
The term does not include current authorizations in any status other
than ``Active,'' including, for example, current authorizations in
``Expired,'' ``Cancelled,'' or ``Terminated'' status in ULS, or
``Cancelled,'' ``Dismantled,'' or ``Terminated'' status in the ASR
System. In addition, the term does not include spectrum subleases or
private commons arrangements, which the Bureau will continue to process
on a manual basis, nor does the term include authorizations archived in
ULS. Antenna Structure Registrations are not archived in the ASR
System. Finally, while other Commission Bureaus manage other licensing
systems, the enhancements and final procedures in the Notice apply only
to ULS and the ASR System. The action taken in the Notice marks another
step in the Commission's process reform efforts, and allows the Bureau
to modernize the Commission's wireless service licensing and antenna
structure registration processes. As discussed in detail in the Notice,
the Bureau takes the following actions:
All licensees and registrants can access their official
authorizations in Active status by securely logging into License
Manager in ULS or ASR Dashboard in the ASR System. Once accessed, the
licensee or registrant can download, save and print official
authorizations, to the extent needed.
A licensee or registrant can also obtain an electronic
version of its authorization through email once its application is
granted if the licensee or registrant voluntarily includes a valid
email address in the application that it files through ULS or the ASR
System, or that it provides to a private organization through which the
applicant files applications, e.g., a Frequency Coordinator, Volunteer
Examiner Coordinator (VEC), or a Commercial Operator License
Examination Manager (COLEM).
Each official authorization will include a watermark
``Official Copy'' imprinted across the face of each page of the
authorization to authenticate the official status of the license or
registration.
If a licensee or registrant chooses to notify the Bureau
that it wishes to receive its official authorization(s) on paper
through the mail, it may do so electronically, by telephone, or in
writing. The Commission also retains the process by which licensees and
registrants may apply through ULS or the ASR System to have duplicate
paper copies of official authorizations mailed through the U.S. Postal
Service.
[[Page 2417]]
Finally, the Commission continues to provide unofficial
reference copies of authorizations online through ULS and the ASR
System. The unofficial copies include the watermark ``Reference Copy''
imprinted on the face of each page of the authorization.
An interim test period adopted in the Initial Public Notice (DA 14-
1478) released in this proceeding will continue until these final
procedures become effective. The Initial Public Notice was published in
the Federal Register on October 29, 2014. During the interim test
period, the Commission will continue to print authorizations on paper
and mail them out through the U.S. Postal Service to licensees or
registrants unless a licensee or registrant notifies the Commission
that it wishes to stop receiving authorizations on paper through the
mail. In the Initial Public Notice, the Bureau sought comment to better
inform its decision-making process even though section 4(b) of the
Administrative Procedure Act (APA) exempts agencies like the Federal
Communications Commission from the general APA requirements to provide
the public with advance notice and opportunity for comment when
promulgating ``rules of agency organization, procedure, or practice''--
so-called ``procedural rules.'' Section 3(a) of the APA requires
agencies to publish their ``rules of procedure'' in the Federal
Register and section 4(d) generally requires an agency to publish its
substantive rules 30 days prior to the date on which the rules become
effective. Because section 4(d) expressly applies to substantive rules
and not to procedural rules, the requirement to publish the final
procedures adopted in the Notice 30 days before they become effective
is inapplicable in this proceeding. The Bureau has nevertheless decided
to provide for a 30-day period after publication in the Federal
Register before the final procedures become effective to provide
licensees and registrants with an ample measure of time to facilitate
their use of these new procedures. After the effective date of these
final procedures is published in the Federal Register, the Bureau
anticipates releasing, as additional outreach, a further public notice
reminding licensees and registrants of that effective date.
Background
Stations in Wireless Radio Services may be operated only with a
valid authorization granted by the Commission, and owners of antenna
structures that require notice of proposed construction to the Federal
Aviation Administration (FAA) must register the structure with the
Commission. Once an application is granted, ULS or the ASR System
generates an authorization from information provided in the granted
application. Historically, the Bureau has then printed each
authorization on paper, placed it in a postage-paid envelope, and
mailed it out through the U.S. Postal Service to the licensee or
registrant.
On February 14, 2014, the FCC Staff Working Group released the
Commission's ``Report on FCC Process Reform,'' recommending that, ``to
the extent permitted by Federal records retention requirements,''
licensing Bureaus ``should eliminate paper copies of licenses.'' To
implement this recommendation, in October 2014, the Commission enhanced
ULS and the ASR System so that all licensees and registrants can now
access the official electronic versions of their current authorizations
in Active status by securely logging into License Manager or a
registrant's ASR Dashboard. Once logged in, the licensee or registrant
can download, save, and print copies of its authorizations, to the
extent needed.
In conjunction with the Commission's enhancements to ULS and the
ASR System, the Bureau released the Initial Public Notice, in which the
Bureau deemed the electronic version of an authorization stored in ULS
or the ASR System as the official Commission document and sought
comment on certain final procedures for licensees and registrants to
access official authorizations electronically through License Manager,
through ASR Dashboard, and by email. The Bureau also noted in the
Initial Public Notice that lifetime commercial radio operator licenses
issued prior to implementation of ULS that were not converted into the
ULS database remain valid even though the licenses themselves are not
stored in ULS. The Initial Public Notice also sought comment on options
for receiving official authorizations on paper through the U.S. Postal
Service. The comment period ended on November 10, 2014. The Bureau
received 11 comments in response to the Initial Public Notice. Eight
comments were filed on behalf of amateur service licensees: Michael D.
Adams (Adams); the American Radio Relay League, Incorporated (ARRL);
Richard S. Jandrt (Jandrt); David W. Johnson (Johnson); Nickolaus E.
Leggett (Leggett); Victor Magana (Magana); W. Lee McVey (McVey); and
Edward F. Pataky (Pataky). The remaining comments were filed by AT&T
Services, Inc. (AT&T); the Enterprise Wireless Alliance (EWA); and the
National Association of Manufacturers and MRFAC, Inc. (NAM/MRFAC).
Finally, the Initial Public Notice provided for an interim test period,
which will continue until final procedures become effective.
Discussion
A. Official Electronic Authorizations
Background. As explained in the Initial Public Notice, the Bureau's
goal in this proceeding is to stop printing and mailing out official
authorizations to the greatest extent possible. While the Bureau is
currently continuing to print and mail out authorizations on paper
unless otherwise notified, in October of this year, the Commission
enhanced ULS and the ASR System so that all licensees and registrants
can also access the official electronic versions of their current
authorizations in Active status through License Manager or ASR
Dashboard. The final procedures set forth in the Initial Public Notice
would modify ULS and the ASR System so that the default setting would
be not to print and mail out these authorizations. The Bureau sought
comment on whether this process for providing current official
electronic authorizations in Active status through License Manager or
ASR Dashboard sufficiently meets the needs of licensees and
registrants. The Bureau also proposed a method by which a licensee or
registrant could receive its official authorizations electronically
through email.
Discussion. The Bureau adopts the procedures as proposed. Once
final procedures become effective, when an application is granted, ULS
or the ASR System will generate an official electronic authorization.
The Bureau, however, will no longer print out the authorization on
paper or mail it to the licensee or registrant unless a licensee or
registrant notifies the Bureau that it wishes to receive its official
authorization(s) on paper. The Bureau finds this electronic process
will improve efficiency by simplifying access to official
authorizations in ULS and the ASR System, shortening the time period
between grant of an application and access to the official
authorization, and reducing regulatory costs. As described below, links
to download authorizations in ULS can be found on the License Manager
homepage and a registrant may download authorizations through its ASR
Dashboard. Licensees and registrants may also download more than one
authorization at a time. Once downloaded, licensees and registrants can
save and print official authorizations, to the extent needed.
[[Page 2418]]
The Bureau further adopts the proposed method by which licensees
and registrants can obtain electronic versions of their authorizations
by email. The Bureau finds that this procedure serves the public
interest by providing licensees or registrants an additional method by
which they may obtain electronic versions of official authorizations,
in this case without accessing ULS or the ASR System. If an applicant
includes a valid email address under ``Applicant Information''
(licensee) in a ULS application or under ``Antenna Structure Ownership
Information'' (registrant) in an ASR System application, the Bureau
will send the official electronic authorization via email to the
licensee or registrant upon grant of the application. While in most
cases a single authorization will be attached to a single email, the
Bureau will attach all authorizations granted on the same day within
the same system to a single email, to the extent capacity allows.
The Bureau further notes that if an application is pending in ULS
or the ASR System once final procedures become effective, and if the
applicant or registrant did not include a valid email address in the
pending application, the licensee or registrant may access the
electronic version of the official authorization through License
Manager or ASR Dashboard once the application is granted. An applicant
or registrant may also amend a pending application to include a valid
email address. To add an email address to or update email information
included in an application pending in ULS or the ASR System, an
applicant or registrant must file an application for ``Administrative
Update (AU).'' In that case, once the application is granted, the
Bureau will email an electronic version of the official authorization
to the licensee or registrant as already described.
The Bureau reminds licensees and registrants that this is a
voluntary process and if a licensee or registrant does not wish to
provide an email address in an application, it can instead continue to
access official electronic authorizations through License Manager or
ASR Dashboard. While the Bureau will email the licensee or registrant
its official authorizations, the new procedure does not include sending
an official electronic authorization by email to a ``contact'' listed
on the application. Finally, the Bureau will send official electronic
authorizations to valid licensee or registrant email addresses
regardless of whether a licensee or registrant obtains its
authorization(s) electronically through License Manager or ASR
Dashboard, or elects to receive official authorizations on paper
through the U.S. Postal Service. Several commenters support these
procedures. EWA, a Commission-certified Frequency Coordinator that
coordinates and files with the Commission approximately 9,000 to 10,000
part 90 applications each year, ``anticipates that a significant number
of parties will choose to rely on electronic documents, if not
immediately, then over time as the process becomes more familiar.'' The
National Association of Manufacturers (NAM), which represents 14,000
small and large manufacturers in every industrial sector, in all 50
states, and MRFAC, Inc., a Commission-certified Frequency Coordinator
for private land mobile bands and the frequency coordinating arm for
NAM, support the Bureau's proposals as ``a more expeditious and
economical means of providing official authorizations to Commission
licensees.'' AT&T also ``welcomes and supports'' the Bureau's proposals
noting that the ``changes will lead to a more efficient system to
transmit authorizations, save Commission resources and reduce workloads
for Commission licensees and registrants.'' AT&T further notes that
``authorizations sent to an email address that a licensee or registrant
provides for receipt are likely to arrive at their ultimate destination
and be processed more quickly than if sent by United States mail.''
AT&T concludes that providing authorizations electronically ``reduces
the paperwork collection burden on licensees and registrants'' and that
it has ``found License Manager and ASR Dashboard to be sufficient to
meet its needs when official authorizations are needed.''
Those filing comments on behalf of amateur service licensees,
however, raise concerns about electronic access as the default method
for obtaining authorizations. In particular, ARRL, the national
association for amateur radio, strongly recommends that the Commission
continue sending paper authorizations to new amateur licensees along
with instructions to the licensee on how to access electronic versions
or request paper copies of official modified or renewed licenses issued
after the licensee receives his or her initial license. ARRL's concern
is that licensees do not interact with ULS during the current licensing
process for the amateur service and that the new procedures could
``discourage newcomers'' to the amateur service or ``make their
experience difficult from the outset.'' In addition, ARRL and other
amateur radio commenters are concerned about ensuring the authenticity
of licenses printed by a licensee from License Manager.
With respect to the interaction of amateur licensees with ULS, the
Commission currently authorizes 14 Volunteer Examiner Coordinators
(VECs) to coordinate the efforts of Volunteer Examiner (VE) teams in
preparing and administering amateur service operation license
examinations. Before taking the examination, a candidate must provide
to the VE team certain information needed for submitting a license
application through ULS. In most cases, the candidate fills out either
online or on paper an NCVEC Quick-Form 605 Application for Amateur
Operator/Primary Station License (NCVEC Form 605) produced by the VECs
for use by VE teams. Candidates who have not already obtained an FCC
Registration Number (FRN) through the Commission's Registration System
(CORES) before taking the examination also provide the VE team with a
social security number. Once a candidate passes the examination, the VE
team certifies that the candidate is qualified for a particular
operator license class, and forwards the candidate's information to the
coordinating VEC. The VEC submits all application information received
from the VE team in electronic batch files. CORES then generates FRNs
as needed and ULS produces and processes FCC Form 605 applications from
those files.
Once an application is granted, a new licensee who did not provide
an FRN at the examination receives three separate mailings through the
U.S. Postal Service: (1) A CORES-generated document providing his or
her FRN; (2) another CORES-generated document that provides a temporary
password for the FRN, along with instructions on how to obtain a
permanent password; and (3) an official ULS-generated license printed
on paper. While the new licensee may then access CORES to obtain a
permanent password, ARRL is concerned that, under the new procedures,
licensees will also be required to access ULS to obtain their license
electronically when they currently do not necessarily interact with
ULS.
The Bureau is cognizant that the new procedures may create
confusion for amateur service licensees; however, it finds that ARRL's
concerns are overstated. Most importantly, the new procedures will not
require any amateur service applicant to interact directly with ULS. To
the contrary, if an applicant includes an email address when providing
contact and other
[[Page 2419]]
information to VE teams, that address will be processed as part of the
ULS application and, once granted, ULS will email the electronic
version of the new official authorization directly to the licensee.
While amateur licensees may access ULS to request paper copies of their
authorizations or to download authorizations from License Manager if
they choose, they are not required to do so and may avail themselves of
the alternate methods described below.
The Bureau agrees with ARRL that providing additional outreach and
education regarding this transition would be highly beneficial. On the
day the final procedures become effective, the Bureau will add a link
on the ULS homepage and the homepages of certain wireless services to a
new Web page entitled ``How to Obtain Your Official Authorization,''
which explains how licensees can access both the electronic and paper
versions of their authorizations. The Bureau will also add a link on
the ASR System homepage to a new Web page, entitled ``How to Obtain
Your Official Registration,'' providing the same information for
obtaining Antenna Structure Registrations. The information included on
these new explanatory Web pages is set forth below.
In addition to adding explanatory Web pages in ULS and the ASR
System, Bureau staff will work with each VEC, COLEM and Frequency
Coordinator to educate new and existing licensees about the new
procedures. The Bureau notes that EWA, in its comments, states that
``it will work with its members to familiarize them with the various
options . . . [and] assist those who need help in navigating License
Manager in ULS or ASR Dashboard in the ASR System.'' EWA explains that
it ``provides this assistance today and will continue to do so as
entities familiarize themselves with the authorization delivery
options'' adopted in the Notice. The Bureau believes that the Notice,
the explanatory Web pages it is adding to the ULS and ASR System
homepages, and additional outreach from these private organizations,
taken together, will provide the vast majority of licensees with the
information they need about the new procedures.
ARRL, as well as other commenters in the amateur service, also
raises concerns about ensuring the authenticity of authorizations that
licensees download and print from License Manager. Commenters note
certain circumstances in which the Commission, as well as foreign,
state, and local governments, requires paper copies of amateur service
licenses. According to ARRL, the most urgent of these circumstances
occurs when an amateur operator seeking an upgrade in license class
must provide both an original and a copy of his or her current license
to the VE team. Commenters also note that requirements for obtaining
European Conference of Postal and Telecommunications Administrations
(CEPT) operating authority for reciprocal operation in CEPT countries
and for obtaining an International Amateur Radio Permit necessitate a
convenient method for licensees to obtain ``demonstrably authentic
license documents.'' Finally, commenters list certain situations where
a state or local government may require a copy of an official license,
including, for example, when an amateur radio operator who wishes to
install an antenna at his or her residence files an application for a
land-use authorization.
Commenters contend that the type of paper the Bureau has used for
printing authorizations substantiates the authenticity of a Commission-
issued paper license. For example, ARRL states that ``[i]f there is not
a license printed on distinctive license stock by the Commission,
authentication issues arise and the possibility of electronic
alteration of a license document is created.'' To remedy the situation,
ARRL suggests that the Bureau issue a separate public notice
``explaining to third parties that a licensee-generated license
document printed from the official license file in the ULS has the same
validity and authenticity as a Commission-issued paper document.'' ARRL
contends that an amateur service licensee could use the public notice
``to persuade non-Federal authorities of the validity of a license
document.'' The Bureau first notes that it stopped using ``distinctive
stock'' and started using standard white recycled paper for printing
authorizations earlier this year. The paper the Bureau used previously
was six times more expensive than the standard white recycled paper it
now uses. Thus, any plausible distinction between a Commission-printed
authorization and a licensee- or registrant-printed authorization based
on the type of paper used no longer exists. To address commenters'
concerns, however, the watermark ``Official Copy'' will be imprinted on
each page of an official authorization that a licensee or registrant
prints out from License Manager or ASR Dashboard and licenses and
registrations printed and mailed by the Bureau will also include the
watermark ``Official Copy'' on each page of the authorization. While
this enhancement should address ARRL's concerns about ``maintaining the
integrity of the amateur radio examination process,'' which ``might be
more difficult where something other than a Commission-printed license
document on distinctive paper stock is presented to VEs at an
examination session,'' the Bureau also notes that VE teams regularly
use other methods to authenticate the current license status of the
examination candidate.
Finally, in its comments, AT&T contends that those licensees and
registrants that elect to stop receiving authorizations on paper during
the interim test period and that have provided an email address on a
pending application that is granted during that time period should
receive an email with the authorization attached, or at a minimum, an
email that includes a link to the authorization in ULS or the ASR
System. The Bureau declines to provide electronic authorizations by
email during the interim test period. The Bureau first notes that no
other person or entity has made a similar request. The Bureau also
finds that providing email-delivery during this interim period only to
licensees and registrants that have elected to stop receiving
authorizations on paper during the interim test period would complicate
the process and create additional expense. If the Bureau were to
implement immediately the entire email-delivery procedure adopted in
the Notice, all applicants that have included an email address on an
application currently pending in ULS or the ASR System, including those
who continue to receive paper authorizations through the mail, would,
without notice, begin receiving electronic authorizations delivered by
email. It is important to note that the Bureau is working diligently to
make all of the final procedures effective for everyone shortly.
B. Official Paper Authorizations
Background. While under the Bureau's final procedures, the
Commission, by default, will no longer print and mail out official
authorizations, the Bureau proposed and sought comment in its Initial
Public Notice on several options by which a licensee or registrant
could notify the Bureau that it wishes to receive its official
authorization(s) on paper through the U.S. Postal Service.
Discussion. The Bureau adopts each option as proposed. License
Manager and ASR Dashboard both now include settings that allow a
licensee or registrant to notify the Bureau whether it wishes to
receive official authorization(s) on paper. Once final procedures
become effective designating
[[Page 2420]]
electronic access as the default, if a licensee or registrant wishes to
receive official authorizations on paper, the licensee or registrant
can change the setting so that once an application is granted, the
Bureau will print and mail out on paper the resulting official
authorization(s) associated with the licensee's or registrant's FRN.
Licensees or registrants that use more than one FRN must change the
default setting for each FRN in each applicable system, ULS and ASR, to
the extent they wish to receive official paper authorizations
specifically associated with a particular FRN. The procedures for
changing the setting(s) are detailed below.
In addition, a licensee or registrant may contact the Licensing
Support Center via Web page, phone, or mail to request paper
authorizations. These methods are also detailed below. The Bureau notes
that even if a licensee or registrant elects to receive paper
authorizations using any of these options, the licensee or registrant
may also continue to access its authorizations electronically through
License Manager or ASR Dashboard, or by email where the applicant or
registrant provides a valid email address in its application.
Finally, the Bureau notes that the process for obtaining duplicate
paper copies of licenses or registrations by filing an application,
along with any applicable filing fee, through ULS or the ASR System
remains available under the Bureau's final procedures. While under this
modernized process the need to request a duplicate paper license or
registration is virtually eliminated, the Commission has retained the
capability in ULS and the ASR System as an option for obtaining paper
copies of official authorizations.
The Bureau finds that these options serve the public interest by
providing licensees and registrants a variety of methods, electronic as
well as by telephone or in writing, to notify the Bureau that they wish
to receive official authorizations on paper through the mail. The
Bureau agrees with EWA, which supports the options, explaining that
``[e]ntities have different internal processes for handling FCC
authorizations that may be better suited to one approach versus
another, at least initially, although [EWA] would hope that electronic
documents will become the norm.''
C. Unofficial Reference Copies of Authorizations
As explained in the Initial Public Notice, electronically stored
application and licensing data for authorizations in wireless radio
services and application and registration data on antenna structures is
available for public inspection via the ULS and ASR System Web sites.
The final procedures that the Bureau adopts in the Notice do not change
this access. The Commission will continue providing unofficial
reference copies of authorizations online through ULS and the ASR
System with the watermark ``Reference Copy'' imprinted on each page.
The reference copy includes the most recent information on the
authorization, thus providing the public with current licensing or
registration data without compromising the official status of the
official authorization.
D. Posting, Record Retention and Other Rules Are Unaffected
Background. The Bureau explained in the Initial Public Notice that
some of the Commission's wireless service-specific rules require
licensees to retain current authorizations as part of their station
records, and, for some services, licensees must post paper copies of
their station authorizations at certain locations. In addition, the
Bureau explained that Commission rules require antenna structure owners
to post the Antenna Structure Registration Number at each facility, and
to provide all tenant licensees (and permittees) on the structure
access to a copy of the FCC Form 854R, Antenna Structure Registration.
The Bureau further stated that enhancing the Commission's licensing and
Antenna Structure Registration systems to replace official paper
authorizations with official electronic authorizations does not affect
any of these rules. The Bureau further notes that the Commission
adopted revisions to its part 17 rules, which became effective October
24, 2014, including modified requirements for posting Antenna Structure
Registration Numbers and mailing registrations to tenant licensees and
permittees. The enhancements and final procedures adopted in the Notice
are independent of the proposals adopted in that rulemaking. Finally,
the Bureau explained that while the default setting under the final
procedures would be set so that the Bureau would no longer print and
mail out official paper authorizations, the setting would have no
effect on how the Commission processed other applicant, licensee or
registrant correspondence and notices generated by ULS or the ASR
System.
Discussion. ARRL and other commenters argue that certain rules
regarding posting of authorizations and processing of correspondence
should change to effectuate the new procedures. ARRL first contends
that if the Commission eliminates the default mailing of paper licenses
to amateur service licensees, it should consider eliminating rules that
require posting of paper licenses at transmitter sites. Similarly,
while it supports the requirement that licensees retain copies of their
authorizations as part of their station records, EWA recommends that
the Commission consider eliminating the rules that require part 90
licensees to maintain physical copies of their authorizations for base
and other fixed stations at every station control point. Finally, NAM/
MRFAC urge the Commission to consider using electronic delivery for
letters that ULS generates when an application is returned as
defective. The Bureau does not disagree with commenters'
recommendations that amendment or elimination of these rules or
processes should be considered one day. EWA, however, is correct that
its recommendation falls outside the scope of this proceeding, as do
the other commenters' suggestions. The Bureau similarly rejects, as
outside the scope of this proceeding, ARRL's argument that Section
97.23, which requires each amateur license grant to include the
licensee's mailing address, which must be in an area where the licensee
can receive U.S. Postal Service, should be amended to replace mailing
addresses with other alternatives, including email addresses, for use
in Commission correspondence.
Finally, the Bureau rejects ARRL's contention that Section 97.29
must be amended. Section 97.29 provides that ``[e]ach grantee whose
amateur station license grant document is lost, mutilated or destroyed
may apply to the FCC for a replacement in accordance with Sec. 1.913
of this chapter.'' As the Bureau stated earlier, it is retaining the
capability for licensees to file applications through ULS as an
optional means of requesting duplicate paper copies of official
authorizations. Moreover, in the event a copy of an amateur service
licensee's official authorization is lost or destroyed, the rule, which
is permissive, does not preclude the licensee from obtaining a
replacement using other methods that do not require Commission action,
including downloading and printing an official authorization from
License Manager.
Instructions for Downloading Official Authorizations in ULS
The Commission currently provides both temporary and permanent
links on the License Manager homepage to download current
authorizations in Active status. The temporary link,
[[Page 2421]]
``download your official electronic authorizations now,'' can be found
on a green bar across the top of the License Manager homepage. The
permanent link, ``Download Electronic Authorizations,'' can be found in
the navigation bar on the left side of the License Manager homepage.
Instructions for Downloading Official Registrations in ASR
The Commission provides a link, ``Download Official Registration,''
on a registrant's ASR Dashboard homepage and under the ``My
Registrations'' tab on its ASR Dashboard to download current Antenna
Structure Registrations in Active status.
Instructions for Accessing Electronic-Only Official Authorizations in
ULS
The Commission provides both temporary and permanent links on the
License Manager homepage to access the default setting that allows
licensees and registrants to notify the Commission whether they wish to
receive authorizations on paper through the U.S. Postal Service. The
temporary link, ``Change your paper authorization preferences here,''
can be found on a green bar across the top of the License Manager
homepage. The permanent link, ``Set Paper Authorization Preferences,''
can be found in the navigation bar on the left side of the License
Manager homepage. Once final procedures become effective, the default
setting will look like this:
``Receive Paper Authorizations? _ Yes x No''
If licensees wish to obtain official authorizations only
electronically through ULS, they do not need to make any changes to the
setting in License Manager. If the licensee does not change the
setting, the Commission will no longer print and mail out official
authorizations on paper through the U.S. Postal Service.
Instructions for Accessing Electronic-Only Official Registrations in
ASR
The Commission provides a link on the registrant's ASR Dashboard
homepage to access the default setting that allows registrants to
notify the Commission whether they wish to receive registrations on
paper through the U.S. Postal Service. Once final procedures become
effective, the default setting will look like this:
``Receive Paper Registrations? _ Yes x No''
If registrants wish to obtain official registrations only
electronically through the ASR System, they do not need to make any
changes to the setting in ASR Dashboard. If a registrant does not
change the setting, the Commission will no longer print and mail out
official authorizations on paper through the U.S. Postal Service.
Instructions for Receiving Official Paper Authorizations From ULS and
ASR
If a licensee or registrant wishes to receive official
authorizations on paper, the licensee or registrant can change the
default setting(s) described above by checking the ``Yes'' box in ULS
or the ASR System. Licensees and registrants using multiple FRNs must
choose the setting for each FRN in each system.
OR
The licensee or registrant may contact the Licensing Support Center
via phone, web or mail. All requests must include the licensee's or
registrant's FRN(s), and whether the request applies to ULS or the ASR
System or both.
Phone: (877) 480-3201, Option 2; TTY (888) 225-5322, Option 2.
Web: https://esupport.fcc.gov/request.htm.
Mail: Send a letter to the Wireless Telecommunications Bureau,
Technologies, Systems and Innovation Division, 1270 Fairfield Road,
Gettysburg, Pennsylvania 17325-7245.
If a licensee or registrant changes the setting(s) described above
to ``Yes'' or uses any of these other options, once an application is
granted, the Commission will print and mail out on paper the resulting
official authorization(s) associated with the licensee's or
registrant's FRN(s). If a licensee or registrant elects to receive
paper authorizations, the licensee or registrant can also continue to
access its authorizations electronically through License Manager or ASR
Dashboard, or by email where the licensee or registrant includes a
valid email address in its application.
Federal Communications Commission.
Jean Kiddoo,
Deputy Bureau Chief, Wireless Telecommunications Bureau.
[FR Doc. 2015-00622 Filed 1-15-15; 8:45 am]
BILLING CODE 6712-01-P