Toluene Diisocyanates (TDI) and Related Compounds; Significant New Use Rule, 2068-2077 [2015-00474]
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Federal Register / Vol. 80, No. 10 / Thursday, January 15, 2015 / Proposed Rules
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 721
[EPA–HQ–OPPT–2011–0976; FRL–9915–62]
RIN 2070–AJ91
Toluene Diisocyanates (TDI) and
Related Compounds; Significant New
Use Rule
Environmental Protection
Agency (EPA).
ACTION: Proposed rule.
AGENCY:
Under the Toxic Substance
Control Act (TSCA), EPA is proposing a
significant new use rule (SNUR) for 2,4toluene diisocyanate, 2,6-toluene
diisocyanate, toluene diisocyanate
unspecified isomers (these three
chemical substances are hereafter
referred to as toluene diisocyanates or
TDI) and related compounds as
identified in this proposed rule. The
proposed significant new use is any use
in a consumer product, with a proposed
exception for use of certain chemical
substances in coatings, elastomers,
adhesives, binders, and sealants that
results in less than or equal to 0.1
percent by weight of TDI in a consumer
product. In addition, EPA is also
proposing that the general SNUR article
exemption for persons who import or
process these chemical substances as
part of an article would not apply.
Persons subject to the SNUR would be
required to notify EPA at least 90 days
before commencing any manufacturing
or processing. The required notification
would provide EPA with the
opportunity to evaluate the intended
use and, if necessary based on the
information available at that time, an
opportunity to protect against potential
unreasonable risks, if any, from that
activity before it occurs.
DATES: Comments must be received on
or before March 16, 2015.
ADDRESSES: Submit your comments,
identified by docket identification (ID)
number EPA–HQ–OPPT–2011–0976, by
one of the following methods:
• Federal eRulemaking Portal: https://
www.regulations.gov. Follow the online
instructions for submitting comments.
Do not submit electronically any
information you consider to be
Confidential Business Information (CBI)
or other information whose disclosure is
restricted by statute.
• Mail: Document Control Office
(7407M), Office of Pollution Prevention
and Toxics (OPPT), Environmental
Protection Agency, 1200 Pennsylvania
Ave. NW., Washington, DC 20460–0001.
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SUMMARY:
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• Hand Delivery: To make special
arrangements for hand delivery or
delivery of boxed information, please
follow the instructions at https://
www.epa.gov/dockets/contacts.html.
Additional instructions on
commenting or visiting the docket,
along with more information about
dockets generally, is available at
https://www.epa.gov/dockets.
FOR FURTHER INFORMATION CONTACT:
For technical information contact:
Katherine Sleasman, Chemical Control
Division (7405M), Office of Pollution
Prevention and Toxics, Environmental
Protection Agency, 1200 Pennsylvania
Ave. NW., Washington, DC 20460–0001;
telephone number: 202–564–7716;
email address: sleasman.katherine@
epa.gov.
For general information contact: The
TSCA-Hotline, ABVI-Goodwill, 422
South Clinton Ave., Rochester, NY
14620; telephone number: (202) 554–
1404; email address: TSCA-Hotline@
epa.gov.
SUPPLEMENTARY INFORMATION:
I. Executive Summary
A. Does this action apply to me?
You may be potentially affected by
this action if you manufacture, process,
or distribute in commerce chemical
substances and mixtures. The following
list of North American Industrial
Classification System (NAICS) codes is
not intended to be exhaustive, but rather
provides a guide to help readers
determine whether this document
applies to them. Potentially affected
entities may include:
• Chemical and Allied Products
Manufacturers (NAICS code 32411).
• Petroleum Refining (NAICS code
325 and 32411).
• Paints, coatings and adhesives
manufacturing (NAICS code 3255).
• Urethane and other foam product
manufacturing (NAICS code 326150).
• Transportation polyurethane foam
products (NAICS code 32615011).
• Building and construction
polyurethane foam products (NAICS
code 32615031).
• Products made of foam other than
polystyrene or polyurethane (NAICS
code 32615091).
• All other miscellaneous
polyurethane foam products (NAICS
code 32615061).
• Consumer and institutional
polyurethane foam products (NAICS
code 32615051).
• Packing polyurethane foam
products (NAICS code 32615021).
• Elastomers (NAICS code 326199).
This action may also affect certain
entities through pre-existing import
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certification and export notification
rules under TSCA. Persons who import
any chemical substance governed by a
final SNUR are subject to the TSCA
section 13 (15 U.S.C. 2612) import
certification requirements and the
corresponding regulations at 19 CFR
12.118 through 12.127; see also 19 CFR
127.28. Those persons must certify that
the shipment of the chemical substance
complies with all applicable rules and
orders under TSCA, including any
SNUR requirements. The EPA policy in
support of import certification appears
at 40 CFR part 707, subpart B. In
addition, any persons who export or
intend to export a chemical substance
that is the subject of this proposed rule
on or after February 17, 2015 are subject
to the export notification provisions of
TSCA section 12(b) (15 U.S.C. 2611(b)),
(see 40 CFR 721.20), and must comply
with the export notification
requirements in 40 CFR part 707,
subpart D.
If you have any questions regarding
the applicability of this action to a
particular entity, consult the technical
information contact listed under FOR
FURTHER INFORMATION CONTACT.
B. What is the agency’s authority for
taking this action?
Section 5(a)(2) of TSCA (15 U.S.C.
2604(a)(2)) authorizes EPA to determine
that a use of a chemical substance is a
‘‘significant new use.’’ EPA must make
this determination by rule after
considering all relevant factors,
including those listed in TSCA section
5(a)(2). Once EPA determines that a use
of a chemical substance is a significant
new use, TSCA section 5(a)(1)(B)
requires persons to submit a significant
new use notice (SNUN) to EPA at least
90 days before they manufacture or
process the chemical substance for that
use (15 U.S.C. 2604(a)(1)(B)). As
described in Unit V., the general SNUR
provisions are found at 40 CFR part 721,
subpart A.
C. What action is the agency taking?
EPA is proposing a SNUR for 2,4toluene diisocyanate, 2,6-toluene
diisocyanate, toluene diisocyanate
unspecified isomers (these three
chemical substances are hereafter
referred to as toluene diisocyanates or
TDI) and related compounds. The
proposed significant new use is: Any
use in a consumer product of any
chemical substance listed in Table 1 of
Unit II.A.; and any use in a consumer
product of any chemical listed in Table
2 of Unit II.A. (except for use in
coatings, elastomers, adhesives, binders,
and sealants that results in less than or
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equal to 0.1 percent by weight of TDI in
a consumer product).
This proposed significant new use
rule would apply to the uses EPA has
identified in this unit that EPA believes
are not ongoing at the time of this
proposed rule. EPA is requesting public
comment on this proposal, and
specifically on the Agency’s
understanding of ongoing uses for the
chemicals identified in Table 1 of Unit
II.A and Table 2 of Unit II.A. in
consumer products. EPA is particularly
interested in whether there are any
ongoing uses of these chemicals in
consumer products of which the Agency
is currently unaware and would
welcome specific documentation of any
such ongoing uses. A consumer product
is defined at 40 CFR 721.3 as: A
chemical substance that is directly, or as
part of a mixture, sold or made available
to consumers for their use in or around
a permanent or temporary household or
residence, in or around a school, or in
recreational settings.
This proposed SNUR would require
persons that manufacture (including
import) or process any of the chemicals
for a significant new use, consistent
with the requirements at 40 CFR 721.25,
to notify EPA at least 90 days before
commencing such manufacture or
process of the chemical substance for a
significant new use. For this proposed
rule, EPA is proposing that the general
SNUR article exemption at 40 CFR
721.45(f) for persons who import or
process chemical substances as part of
an article would not apply. The article
exemption at 40 CFR 721.45(f) is based
on an assumption that people and the
environment will generally not be
exposed to chemical substances in
articles (see September 5, 1984; 49 FR
35014; FRL–2541–8) (Ref. 1). However,
TDI and related compounds are volatile
and as such could migrate out of articles
that contain them. For instance, studies
of TDI in polyurethane products
reported that after the reaction between
an isocyanate and an alcohol to form
polyurethane products, residual levels
of isocyanates were detected on the
surface of the products, (e.g. flexible
foams), which if used could lead to
exposure (Refs. 2 and 3). Because TDI
and related compounds are known to be
volatile chemical substances, have been
reported to migrate from products, are
sensitizers, and would be expected to
present a higher potential for exposure
if the TDI in the article were a consumer
product, EPA would like the
opportunity to evaluate such potential
uses in consumer products for any
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associated risks or hazards that might
exist before those uses would begin.
II. Chemical Substances Subject to This
Proposed Rule
D. Why is the agency taking this action?
A. What chemicals are included in the
proposed SNUR?
These SNURs are necessary to ensure
that EPA receives timely advance notice
of any future manufacturing and
processing of TDI and related
compounds for new uses that may
produce changes in human and
environmental exposures. The rationale
and objectives for this SNUR are
explained in Unit III.
E. What are the estimated incremental
impacts of this action?
EPA has evaluated the potential costs
of establishing SNUR reporting
requirements for potential
manufacturers and processors of the
chemical substances included in this
proposed rule. This analysis, which is
available in the docket, is discussed in
Unit IX., and is briefly summarized
here. In the event that a SNUN is
submitted, costs are estimated to be less
than $8,589 per SNUN submission for
large business submitters and $6,189 for
small business submitters. These
estimates include the cost to prepare
and submit the SNUN and the payment
of a user fee. The proposed SNUR
would require first-time submitters of
any TSCA section 5 notice to register
their company and key users with the
CDX reporting tool, deliver a CDX
electronic signature to EPA, and
establish and use a Pay.gov E-payment
account before they may submit a
SNUN, for a cost of $200 per firm.
However, these activities are only
required of first-time submitters of
section 5 notices. In addition, for
persons exporting a substance that is the
subject of a SNUR, a one-time notice
must be provided for the first export or
intended export to a particular country,
which is estimated to be $84.22 per
notification. The rule may also affect
firms that plan to import or process
articles that contain TDI and related
compounds, because, while not required
by the SNUR, these parties may take
additional steps to determine whether
TDI and related compounds are part of
the articles that they are considering to
import or process. Since EPA is unable
to predict whether anyone might engage
in future activities that would require
reporting, potential total costs were not
estimated.
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This proposed SNUR would apply to
TDI and its related compounds listed in
Table 1 of this unit and Table 2 of this
unit in consumer products.
Diisocyanates contain free isocyanate
functional groups (=N=C=O).
Diisocyanates are combined with other
compounds that contain free hydroxyl
functional groups (i.e., =OH), typically
called ‘‘polyols.’’ These two-part
components react and begin to form
polyurethane polymers. This chemical
reaction is completed when all of the
isocyanate functional groups are bound
within the polymer network. This
process is commonly referred to as
‘‘curing.’’ Products that contain free
isocyanate functional groups are
intended to react further and undergo
‘‘curing’’ in the process of use. The
chemical substances subject to this
proposed SNUR contain free isocyanate
functional groups and are by definition
uncured. Prior to complete curing,
consumers and bystanders can
potentially be exposed to isocyanates
through both dermal and respiratory
routes. Exposures to uncured
isocyanates could lead to sensitization.
To ascertain if TDI and related
compounds are used in consumer
products, EPA reviewed published
literature, the most recent data from
EPA’s Chemical Data Reporting program
(CDR), and communicated directly with
manufacturers and processors.
Reporting under the CDR indicated no
consumer uses of TDI or related
compounds. However, during
conversations between EPA personnel
and manufacturers and processors, it
was revealed that in some cases
consumer products may still contain
residual TDI of no more than 0.1 percent
by weight, as noted in Table 2 of this
unit (Ref. 4). This was also confirmed by
review of published literature and SDS
for consumer adhesives and sealants
available in retail outlets. It is EPA’s
understanding that any TDI present in a
coating, adhesive, elastomer, binder or
sealant consumer product is at levels of
no more than 0.1 percent by weight and
would typically be considered residual
diisocyanate remaining from the
manufacture of a polyurethane polymer,
a concentration which is above the
detection level (Ref. 5). EPA believes
that other consumer products do not
contain TDI or related compounds at
any level.
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TABLE 1—TOLUENE DIISOCYANATE RELATED COMPOUNDS SUBJECT TO THIS ACTION WITH A PROPOSED SIGNIFICANT
NEW USE OF ‘‘ANY USE IN A CONSUMER PRODUCT’’
Chemical name
Chemical abstracts index name
Toluene diisocyanate trimer ...................................
Poly(toluene diisocyanate) .....................................
Toluene diisocyanate dimer ...................................
Toluene diisocyanate ‘‘cyclic’’ trimer ......................
Benzene, 1,3-diisocyanatomethyl-, trimer ......................................................
Benzene, 1,3-diisocyanatomethyl-, homopolymer ..........................................
1,3-Diazetidine-2,4-dione, 1,3bis(3-isocyanatomethylphenyl)- .......................
1,3,5-Triazine-2,4,6(1H,3H,5H)trione, 1,3,5-tris(3isocyanatomethylphenyl)-
Chemical
abstracts
service
registry
(CASRN) No.
9019–85–6
9017–01–0
26747–90–0
26603–40–7
TABLE 2—TOLUENE DIISOCYANATES SUBJECT TO THIS ACTION WITH A PROPOSED SIGNIFICANT USE OF ‘‘ANY USE IN A
CONSUMER PRODUCT (EXCEPT FOR USE IN COATINGS, ADHESIVES, ELASTOMERS, BINDERS, AND SEALANTS AT LESS
THAN OR EQUAL TO 0.1 PERCENT IN A CONSUMER PRODUCT)’’
Chemical name
Chemical abstracts index name
2,6-Toluene diisocyanate .......................................
2,4-Toluene diisocyanate .......................................
Toluene diisocyanate unspecified isomer ..............
Benzene, 1,3-diisocyanato-2-methyl- .............................................................
Benzene, 2,4-diisocyanato-1-methyl- .............................................................
Benzene, 1,3-diisocyanatomethyl- ..................................................................
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B. What are the production volumes and
uses of TDI and related compounds?
associated risks or hazards that might
exist before those uses would begin.
TDI and the related compounds are
generally high production volume
chemicals, predominantly used in the
production of polyurethanes. There are
many types of polyurethane products in
the marketplace, with foams
representing the largest sector of the
polyurethane industry. Flexible foam is
primarily used for cushioning, while
rigid foam is used mainly for insulation
(Ref. 6). Approximately 90 percent of
TDI, typically a mixture of toluene
diisocyanate isomers, is used in the
production of flexible foams, which are
designed to be fully cured in a final
product. Non-foam polyurethane use
sectors of TDI include coatings,
adhesives, elastomers, binders, and
sealants. These products may be sold
and used, most often in a mixture of
formulated product, in an uncured form.
Because of its hazards, some industry
representatives assert that TDI is used in
products intended for industrial use
only (Ref. 7). In contrast, EPA believes
coatings, adhesives, elastomers, binders,
and sealants used by general consumers
contain residual TDI of no more than 0.1
percent by weight. Due to the projected
growth of the market for such use in
consumer products as discussed further
in Unit II.D., EPA is concerned that
consumer products in the future might
contain amounts of TDI above these
levels. Therefore, EPA is proposing this
action to provide the Agency with an
opportunity to evaluate such potential
uses in consumer products for any
C. What are the potential health effects
of TDI and related compounds?
In acute, subacute, and chronic
animal exposure studies for TDI, the
respiratory tract was the target organ,
with nasal irritation evident at
concentrations above 0.1 ppm and
effects becoming more severe with
increasing concentration (Ref. 8). TDI is
uniformly distributed throughout the
body, following inhalation exposure
(Refs. 8 and 9). TDI causes skin, eye,
and lung irritation, progressive
impairment of lung function with longterm inhalation exposure and is a
respiratory sensitizer via both the
dermal and inhalation routes of
exposure in animals (Ref. 8).
Most data on human health hazards
resulting from diisocyanate exposures
are from occupational populations
rather than exposures to consumer
products. As discussed in the Toluene
Diisocyanate and Related Compounds
Action Plan (Ref. 10), diisocyanates,
including TDI and related compounds,
are well-known dermal, eye, and
inhalation irritants and sensitizers based
on worker data. They have been
documented in the workplace to cause
asthma and respiratory problems, such
as hypersensitivity pneumonitis, an
inflammation of the lungs. In severe
cases, there have been reported fatal
reactions.
Isocyanate exposure has been
identified as the leading attributable
cause of work-related asthma, and
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Chemical
abstracts
service
registry
(CASRN) No.
91–08–7
584–84–9
26471–62–5
prevalence in the exposed workforce
has been estimated at 1–20 percent
(Refs. 11 and 12). Once a worker is
sensitized to diisocyanates, subsequent
exposures can trigger severe asthma
attacks. Spray application and heated
processes are associated with higher
incidences of asthma than other
application methods because they can
generate airborne isocyanate vapors and
mists, which lead to worker exposure
via the respiratory and dermal routes.
Most workers who develop diisocyanate
asthma have experienced long periods
of exposure (months or longer);
however, the minimum exposure to
isocyanates that can elicit sensitization
responses or asthma is unknown. In
addition, immune response and
subsequent disease in humans can vary
significantly between individuals (Ref.
6). Fatalities linked to diisocyanate
exposures in sensitized persons have
been reported (Refs. 13 and 14).
The International Agency for Research
on Cancer (IARC) classified toluene
diisocyanates as ‘‘possibly carcinogenic
to humans’’ (Carcinogenicity Group 2B),
based on inadequate evidence for the
carcinogenicity of TDI in humans and
sufficient evidence for the
carcinogenicity of TDI in experimental
animals (Ref. 15). TDI has also been
classified by the European Commission
(EC) as Category 3 for carcinogenicity
(‘‘causes concerns for humans owing to
possible carcinogenic effects’’) (Ref. 16)
and by the United States National
Toxicology Program (NTP) as
‘‘reasonably anticipated to be a human
carcinogen’’ (Ref. 17). National
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Institutes for Occupational Safety and
Health (NIOSH) considers TDI to be an
occupational carcinogen and
recommends exposure reduction to the
lowest feasible levels (Ref 18).
There are very few reports available
regarding non-occupational health
effects from exposures to TDI products.
However, there are case reports
suggesting that paraoccupational
(brought outside of the workplace)
asthma may have resulted from
incidental exposure to TDI, one of
which involved incidental exposure to
varnishing products (Ref. 19). A
specific, potential concern for consumer
products is exposures to children.
Children exposed to the same levels of
TDI vapor as adults may receive a larger
dose because they have greater lung
surface area to body weight ratios and
increased respiratory minute volumes to
weight ratios. TDI vapor is heavier than
air and may layer close to the floor;
therefore, children who crawl, roll, or
sit on surfaces treated with chemicals
(i.e. carpets and floors) and play with
objects such as toys where residues may
settle could potentially receive higher
doses of inhaled toxicants than adults
present in the same room (Ref. 20).
D. What are the potential route and
sources of exposure to TDI and related
compounds?
There is available information on
worker exposures to industrial products
containing TDI, such as coatings,
adhesives, and sealants. Exposures
resulting from the use of these industrial
products may indicate potential but
lower level exposures that may result
for users conducting similar activities
with consumer products containing
residual TDI. There is a potential for
worker exposure to TDI in all industrial
and commercial settings where TDI is
present (Ref. 7). Because of the high
volatility of TDI, exposure can occur in
all phases of its use, even in the final
product (Ref.17), and it is unknown to
what extent factors such as application
techniques, product composition, and
environmental conditions influence the
availability of TDI in products. One
activity where overexposures have been
documented is floor finishing in both
personal and area samples in one
NIOSH evaluation (Ref. 21). Exposure
data for professional workers may
provide an indication of possible
exposures if consumer products and
articles were to contain residual TDI.
As previously discussed, TDI is used
in coatings, adhesives, sealants, and
other polyurethane products. TDI is
used in the manufacturing process of
the polymer and as a result, a small
percentage of TDI may be present in
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consumer products, including articles.
Further, researchers looking at
workplace exposures to diisocyanates
have noted an increase in the number of
isocyanate-containing products used by
consumers (Ref. 6). In addition,
consumer use of adhesives and sealants
is a potential growth sector as seen in
the increasing numbers of ‘‘Do It
Yourself’’ (DIY), energy-conscious
homeowners doing more of their own
home renovation and repair work, as
well as from craftsmen and consumers
generally continuing to use adhesives
(Ref. 22). Most consumers would be
unaware of the potential hazards of
consumer products, including articles,
containing TDI or other diisocyanates.
Consequently, insufficient and
inadequate hazard communication may
lead to incorrect use and increased
consumer and bystander exposures,
particularly for sensitive groups, such as
children. For example, exposures to
bystanders and building occupants
(including children) to TDI in industrial
products have been reported in the
literature, including emissions of TDI
from concrete patio sealants (Refs. 23
and 24) and detection of TDI in building
air samples following use of urethanes
containing TDI to coat wood floors (Ref.
25). It is possible that lower level
exposures could occur when conducting
comparable activities using similar
types of consumer products containing
residual TDI. Even if consumers are
aware of such potential hazards, they
may not take appropriate precautions or
research the appropriate resources in
which these precautions are addressed.
Of particular concern is the fact that
children may have a greater potential for
exposure if they use or are bystanders to
the use of consumer products
containing even residual amounts of
TDI, because they may not have fully
developed judgment for following
labeling instructions and safety
precautions and may not cease activity
even when they are experiencing
symptoms of exposure.
III. Rationale and Objectives
A. Rationale
Diisocyanates are potent dermal and
lung sensitizers and an attributable
cause of work-related asthma worldwide
(Ref. 26). In the past, consumer
exposures have not been a focus of
concern with respect to diisocyanates,
because it had been assumed that
consumers were generally exposed to
products containing only completely
cured polyurethanes, which have been
generally considered to have low
toxicity (Ref. 2). However, an increase in
consumer use of polyurethane products
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that may further react and undergo
‘‘curing’’ could occur if consumer
products, such as coatings, elastomers,
adhesives, and sealants contained TDI
in amounts greater than residual
amounts. In such instances, TDI and
related compounds that are not
completely reacted upon their
application can provide potential
exposures both to the consumer as the
direct user or to bystanders when
products are used by others (Refs. 2 and
3). In sensitized individuals, exposure
to even small amounts of diisocyanates
may cause allergic respiratory reactions
like asthma and severe breathing
difficulties (Ref. 6). EPA believes that
the use of any of these chemical
substances in consumer products above
current levels could significantly
increase human exposure, and that such
increase should not occur without an
opportunity for EPA review and control
as appropriate. As discussed in Unit II.,
regarding the chemicals listed in Table
2 of Unit II.A., based on Safety Data
Sheets (SDS) information that coating-,
adhesive-, elastomer-, binder-, or
sealant-consumer products may contain
residual TDI of no more than 0.1 percent
by weight, EPA believes that these
consumer products do not contain
residual TDI of more than 0.1 percent by
weight. EPA believes that other
consumer products do not contain TDI
or related compounds at any level.
Consistent with EPA’s past practice
for issuing SNURs under TSCA section
5(a)(2), EPA’s decision to propose a
SNUR for a particular chemical use
need not be based on an extensive
evaluation of the hazard, exposure, or
potential risk associated with that use.
Rather, the Agency action is based on
EPA’s determination that if the use
begins or resumes, it may present a risk
that EPA should evaluate under TSCA
before the manufacturing or processing
for that use begins. Since the new use
does not currently exist, deferring a
detailed consideration of potential risks
or hazards related to that use is an
effective use of resources. If a person
decides to begin manufacturing or
processing the chemical for the use, the
notice to EPA allows EPA to evaluate
the use according to the specific
parameters and circumstances
surrounding that intended use.
B. Objectives
Based on the considerations in Unit
III.A., EPA wants to achieve the
following objectives with regard to the
significant new use(s) that are
designated in this proposed rule:
1. EPA would receive notice of any
person’s intent to manufacture or
process TDI or its related compounds
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(see Table 1 of Unit II.A. and Table 2 of
Unit II.A.) for the described significant
new use before that activity begins.
2. EPA would have an opportunity to
review and evaluate data submitted in a
SNUN before the notice submitter
begins manufacturing or processing TDI
or its related compounds (see Table 1 of
Unit II.A. and Table 2 of Unit II.A.) for
the described significant new use.
3. EPA would be able to regulate
prospective manufacturers or processors
of TDI or its related compounds (see
Table 1 of Unit II.A. and Table 2 of Unit
II.A.) before the described significant
new use of the chemical substance
occurs, provided that regulation is
warranted pursuant to TSCA sections
5(e), 5(f), 6 or 7.
IV. Significant New Use Determination
Section 5(a)(2) of TSCA states that
EPA’s determination that a use of a
chemical substance is a significant new
use must be made after consideration of
all relevant factors including:
1. The projected volume of
manufacturing and processing of a
chemical substance.
2. The extent to which a use changes
the type or form of exposure of human
beings or the environment to a chemical
substance.
3. The extent to which a use increases
the magnitude and duration of exposure
of human beings or the environment to
a chemical substance.
4. The reasonably anticipated manner
and methods of manufacturing,
processing, distribution in commerce,
and disposal of a chemical substance.
In addition to these factors
enumerated in TSCA section 5(a)(2), the
statute authorizes EPA to consider any
other relevant factors.
To determine what would constitute a
significant new use of TDI or its related
compounds subject to this proposed
rule, as discussed in this unit, EPA
considered relevant information about
the toxicity of these substances, likely
human exposures and environmental
releases associated with possible uses,
and the four factors listed in section
5(a)(2) of TSCA. EPA has preliminarily
determined as the significant new uses:
Any use in a consumer product for any
chemical listed in Table 1 of Unit II.A.;
and any use in a consumer product for
any chemical listed in Table 2 of Unit
II.A. (except for use in coatings,
elastomers, adhesives, binders, and
sealants that results in less than or equal
to 0.1 percent by weight of TDI in a
consumer product).
The article exemption at 40 CFR
721.45(f) is based on an assumption that
people and the environment will
generally not be exposed to chemical
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substances in articles (see September 5,
1984; 49 FR 35014,) (Ref. 1). However,
TDI and related compounds are volatile
and as such could migrate out of articles
that contain them. For instance, studies
of TDI in polyurethane products
reported that after the reaction between
an isocyanate and an alcohol to form
polyurethane products, residual levels
of isocyanates were detected on the
surface of the products, which if used
could lead to exposure (Refs. 2 and 3).
Because TDI and related compounds are
known to be volatile chemical
substances, have been reported to
migrate from products, are sensitizers,
and would be expected to present a
higher potential for exposure if the TDI
in the article were a consumer product,
EPA would like the opportunity to
evaluate such potential uses in
consumer products for any associated
risks or hazards that might exist before
those uses would begin.
EPA believes any new use of TDI and
related compounds as part of articles
would increase the duration and
magnitude of human exposure to the
substance. Based on these
considerations, EPA has preliminarily
determined that importing or processing
substances in Table 1 of Unit II.A. and
Table 2 of Unit II.A. as part of articles
warrants making inapplicable the article
exemption at 40 CFR 721.45(f) for the
significant new uses identified in the
tables in Unit II.A.
V. Importers and Processors of These
Chemical Substances as Part of Articles
Once the determination of a
significant new use under TSCA section
5(a)(2) has been made, EPA may
separately determine whether it would
be appropriate to make the regulatory
exemption for some or all persons who
import or process a chemical substance
as part of an article (40 CFR 721.45(f))
inapplicable to a SNUR. In this case,
EPA believes that the assumption
underpinning this exemption, that
people and the environment will
generally not be exposed to chemical
substances as part of articles, does not
hold true. See Unit IV. for a discussion
of why EPA believes this assumption is
incorrect. Thus EPA is proposing to
make this exemption inapplicable to
importers or processors of the TDI and
related compounds as part of an article
for the identified significant new uses.
EPA is requesting comment on the
potential for exposure to these chemical
substances via these articles and for
comments on the ongoing uses of the
TDI and related compounds as part of
an article.
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VI. Applicability of General Provisions
General provisions for SNURs appear
under 40 CFR part 721, subpart A.
These provisions describe persons
subject to the rule, recordkeeping
requirements, exemptions to reporting
requirements, and applicability of the
rule to uses occurring before the
effective date of the final rule. However,
for this action, EPA is proposing that 40
CFR 721.45(f) (which generally exempts
persons importing or processing a
substance as part of an article) will not
apply and a person who imports or
processes a chemical substance as part
of an article would not be exempt from
submitting a SNUN.
Provisions relating to user fees appear
at 40 CFR part 700. According to 40 CFR
721.1(c), persons subject to SNURs must
comply with the same notice
requirements and EPA regulatory
procedures as submitters of
Premanufacture Notices (PMNs) under
TSCA section 5(a)(1)(A). In particular,
these requirements include the
information submissions requirements
of TSCA section 5(b) and 5(d)(1), the
exemptions authorized by TSCA section
5(h)(1), (h)(2), (h)(3), and (h)(5), and the
regulations at 40 CFR part 720. Once
EPA receives a SNUN, EPA may take
regulatory action under TSCA section
5(e), 5(f), 6 or 7 to control the activities
on which it has received the SNUN. If
EPA does not take action, EPA is
required under TSCA section 5(g) to
explain in the Federal Register its
reasons for not taking action.
Persons who export or intend to
export a chemical substance identified
in a proposed or final SNUR are subject
to the export notification provisions of
TSCA section 12(b). The regulations that
interpret TSCA section 12(b) appear at
40 CFR part 707, subpart D. In
accordance with 40 CFR 707.60(b) this
proposed SNUR does not trigger export
notification for articles. Persons who
import a chemical substance identified
in a final SNUR are subject to the TSCA
section 13 import certification
requirements, codified at 19 CFR 12.118
through 12.127; see also 19 CFR 127.28.
Those persons must certify that the
shipment of the chemical substance
complies with all applicable rules and
orders under TSCA, including any
SNUR requirements. The EPA policy in
support of import certification appears
at 40 CFR part 707, subpart B. The
TSCA section 13 import certification
requirement applies to articles
containing a chemical substance or
mixture if so required by the
Administrator by a specific rule under
TSCA. At this time EPA is not
proposing to require import certification
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articles.
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VII. Applicability of Rule to Uses
Occurring Before Effective Date of the
Final Rule
As discussed in the Federal Register
of April 24, 1990 (55 FR 17376; FRL–
3658–5) (Ref. 27), EPA has decided that
the intent of section 5(a)(1)(B) of TSCA
is best served by designating a use as a
significant new use as of the date of
publication of the proposed rule rather
than as of the effective date of the final
rule. If uses begun after publication of
the proposed rule were considered
ongoing rather than new, it would be
difficult for EPA to establish SNUR
notice requirements, because a person
could defeat the SNUR by initiating the
proposed significant new use before the
rule became final, and then argue that
the use was ongoing as of the effective
date of the final rule. Thus, persons who
begin commercial manufacture or
processing of the chemical substance(s)
that would be regulated through this
proposed rule, if finalized, would have
to cease any such activity before the
effective date of the rule if and when
finalized. To resume their activities,
these persons would have to comply
with all applicable SNUR notice
requirements and wait until the notice
review period, including all extensions,
expires. Uses arising after the
publication of the proposed rule are
distinguished from uses that exist at
publication of the proposed rule. The
former would be new uses, the latter
ongoing uses, except that uses that are
ongoing as of the publication of the
proposed rule would not be considered
ongoing uses if they have ceased by the
date of issuance of a final rule. To the
extent that additional ongoing uses are
found in the course of rulemaking, EPA
would exclude those specific chemical
substances for those specific uses from
the final SNUR. EPA has promulgated
provisions to allow persons to comply
with the final SNUR before the effective
date. If a person were to meet the
conditions of advance compliance
under 40 CFR 721.45(h), that person
would be considered to have met the
requirements of the final SNUR for
those activities.
VIII. Test Data and Other Information
EPA recognizes that TSCA section 5
does not usually require developing any
particular test data before submission of
a SNUN. There are two exceptions:
1. Development of test data is
required where the chemical substance
subject to the SNUR is also subject to a
test rule under TSCA section 4 (see
TSCA section 5(b)(1)); and
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2. Development of test data may be
necessary where the chemical substance
has been listed under TSCA section
5(b)(4) (see TSCA section 5(b)(2)).
In the absence of a section 4 test rule
or a section 5(b)(4) listing covering the
chemical substance, persons are
required to submit only test data in their
possession or control and to describe
any other data known to or reasonably
ascertainable by them (15 U.S.C.
2604(d); 40 CFR 721.25, and 40 CFR
720.50). However, as a general matter,
EPA recommends that SNUN submitters
include data that would permit a
reasoned evaluation of risks posed by
the chemical substance during its
manufacture, processing, use,
distribution in commerce, or disposal.
EPA encourages persons to consult with
the agency before submitting a SNUN.
As part of this optional pre-notice
consultation, EPA would discuss
specific data it believes may be useful
in evaluating a significant new use.
SNUNs submitted for significant new
uses without any test data may increase
the likelihood that EPA will take action
under TSCA section 5(e) to prohibit or
limit activities associated with this
chemical.
SNUN submitters should be aware
that EPA will be better able to evaluate
SNUNs that provide detailed
information on:
• Human exposure and
environmental releases that may result
from the significant new uses of the
chemical substance,
• Potential benefits of the chemical
substance, and
• Information on risks posed by the
chemical substances compared to risks
posed by potential substitutes.
IX. SNUN Submissions
EPA recommends that submitters
consult with the Agency prior to
submitting a SNUN to discuss what data
may be useful in evaluating a significant
new use. Discussions with the Agency
prior to submission can afford ample
time to conduct any tests that might be
helpful in evaluating risks posed by the
substance. According to 40 CFR
721.1(c), persons submitting a SNUN
must comply with the same notice
requirements and EPA regulatory
procedures as persons submitting a
PMN, including submission of test data
on health and environmental effects as
described in 40 CFR 720.50. SNUNs
must be submitted on EPA Form No.
7710–25, generated using e-PMN
software, and submitted to the Agency
in accordance with the procedures set
forth in 40 CFR 721.25 and 40 CFR
720.40. E-PMN software is available
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electronically at https://www.epa.gov/
opptintr/newchems.
X. Economic Analysis
A. SNUNs
EPA has evaluated the potential costs
of establishing SNUR reporting
requirements for potential
manufacturers and processors of the
chemical substances included in this
proposed rule, including as part of
articles (Ref. 28). In the event that a
SNUN is submitted, costs are estimated
at approximately $8,589 per SNUN
submission for large business submitters
and $6,189 for small business
submitters. These estimates include the
cost to prepare and submit the SNUN,
and the payment of a user fee.
Businesses that submit a SNUN would
be subject to either a $2,500 user fee
required by 40 CFR 700.45(b)(2)(iii), or,
if they are a small business with annual
sales of less than $40 million when
combined with those of the parent
company (if any), a reduced user fee of
$100 (40 CFR 700.45(b)(1)). EPA’s
complete economic analysis is available
in the public docket for this proposed
rule (Ref. 28).
B. Export Notification
Under section 12(b) of TSCA and the
implementing regulations at 40 CFR part
707, subpart D, exporters must notify
EPA if they export or intend to export
a chemical substance or mixture for
which, among other things, a rule has
been proposed or promulgated under
TSCA section 5. For persons exporting
a substance that is the subject of a
SNUR, a one-time notice must be
provided for the first export or intended
export to a particular country. The total
costs of export notification will vary by
chemical, depending on the number of
required notifications (i.e., the number
of countries to which the chemical is
exported). While EPA is unable to make
any estimate of the likely number of
export notifications for the chemical
covered in this proposed SNUR, as
stated in the accompanying EA of this
proposed SNUR, the estimated cost of
the export notification requirement on a
per unit basis is $84.22.
C. Import or Processing Chemical
Substances as Part of an Article
In proposing to make inapplicable the
exemption relating to persons that
import or process certain chemical
substances as part of an article, this
action may affect firms that plan to
import or process types of articles that
may contain the subject chemical
substance. Some firms have an
understanding of the contents of the
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articles they import or process.
However, EPA acknowledges that
importers and processors of articles may
have varying levels of knowledge about
the chemical content of the articles that
they import or process. These parties
may need to become familiar with the
requirements of the rule. And, while not
required by the SNUR, these parties may
take additional steps to determine
whether the subject chemical substances
are part of the articles that they are
considering to import or process. This
determination may involve activities
such as gathering information from
suppliers along the supply chain, and/
or testing samples of the article itself.
Costs vary across the activities chosen
and the extent of familiarity a firm has
regarding the articles it imports or
processes. Cost ranges are presented in
the ‘‘Understanding the Costs
Associated with Eliminating
Exemptions for Articles in SNURs’’ (Ref.
29). Based on available information,
EPA believes that article importers that
choose to investigate their products
would incur costs at the lower end of
the ranges presented in the Economic
Analysis. For those companies choosing
to undertake actions to assess the
composition of the articles they import
or process, EPA expects that importers
would take actions that are
commensurate with the company’s
perceived likelihood that a chemical
substance might be a part of an article,
and the resources it has available.
Example activities and their costs are
provided in the accompanying
Economic Analysis of this rule (Ref. 28).
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XI. Alternatives
Before proposing this SNUR, EPA
considered the following alternative
regulatory action:
A. Promulgate a TSCA Section 8(a)
Reporting Rule
Under a TSCA section 8(a) rule, EPA
could, among other things, generally
require persons to report information to
the agency when they intend to
manufacture or process a listed
chemical for a specific use or any use.
However, for TDI, the use of TSCA
section 8(a) rather than SNUR authority
would have several limitations. First, if
EPA were to require reporting under
TSCA section 8(a) instead of TSCA
section 5(a), EPA would not have the
opportunity to review human and
environmental hazards and exposures
associated with the proposed significant
new use and, if necessary, take
immediate follow-up regulatory action
under TSCA sections 5(e) or 5(f) to
prohibit or limit the activity before it
begins. In addition, EPA may not
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receive important information from
small businesses, because such firms
generally are exempt from TSCA section
8(a) reporting requirements (see TSCA
sections 8(a)(1)(A) and 8(a)(1)(B)). In
view of the level of health concerns
about TDI if used for the proposed
significant new use, EPA believes that a
TSCA section 8(a) rule for this
substance would not meet EPA’s
regulatory objectives.
B. Allow the Exemption for Persons Who
Import or Process TDI and Related
Compounds as Part of Articles That
Would Be Subject to the Proposed SNUR
Under the SNUR exemption provision
at 40 CFR 721.45(f), a person who
imports or processes a chemical
substance covered by a SNUR identified
in 40 CFR part 721, subpart E, as part
of an article is not generally subject to
the notification requirements of 40 CFR
721.25 for that chemical substance.
However, EPA is concerned that
exempting TDI and related compounds
as part of articles would render the
SNUR less effective because of the
possibility that articles could be
imported or processed for uses subject
to this proposed SNUR without the
submission of a SNUN. This proposed
rule would not include the exemption at
40 CFR 721.45(f).
XII. Request for Comment
A. Do you have comments or
information about ongoing uses?
EPA welcomes comment on all
aspects of this proposed rule. EPA based
its understanding of the use profile of
these chemicals on the published
literature, the 2012 CDR submissions,
market research, discussions with
manufacturers, and product SDSs. To
confirm EPA’s understanding, the
Agency is requesting public comment
on the EPA’s understanding that
coating, adhesive, elastomer, binder, or
sealant consumer products do not
contain residual TDI of more than 0.1
percent by weight, as noted in Table 2
of Unit II.A. EPA believes that other
consumer products do not contain TDI
or related compounds at any level. In
providing comments on the
concentration of TDI and related
compounds in the consumer product, it
would be helpful if you provide
sufficient information for EPA to
substantiate any assertions of use and
concentrations.
B. What should I consider as I prepare
my comments for EPA?
1. Submitting CBI. It is EPA’s policy
to include all comments received in the
public docket without change or further
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notice to the commenter and to make
the comments available on-line at
www.regulations.gov, including any
personal information provided, unless a
comment includes information claimed
to be CBI or other information whose
disclosure is restricted by statute. Do
not submit this information to EPA
through regulations.gov or email.
Clearly mark the part or all of the
information that you claim to be CBI.
For CBI information in a disk or CD
ROM that you mail to EPA, mark the
outside of the disk or CD ROM that you
mail to EPA as CBI and then identify
electronically within the disk or CD
ROM the specific information that is
claimed as CBI. In addition to one
complete version of the comment that
includes information claimed as CBI, a
copy of the comment that does not
contain the information claimed as CBI
must be submitted for inclusion in the
public docket. Information so marked
will not be disclosed except in
accordance with procedures set forth in
40 CFR part 2, subpart B.
2. Tips for preparing your comments.
When submitting comments, remember
to:
i. Identify the document by docket ID
number and other identifying
information (subject heading, Federal
Register date, and page number).
ii. Follow directions. The agency may
ask you to respond to specific questions
or organize comments by referencing a
CFR part or section number.
iii. Explain why you agree or disagree;
suggest alternatives and substitute
language for your requested changes.
iv. Describe any assumptions and
provide any technical information and/
or data that you used.
v. If you estimate potential costs or
burdens, explain how you arrived at
your estimate in sufficient detail to
allow for it to be reproduced.
vi. Provide specific examples to
illustrate your concerns and suggest
alternatives.
vii. Explain your views as clearly as
possible, avoiding the use of profanity
or personal threats.
viii. Make sure to submit your
comments by the comment period
deadline identified.
XIII. References
The following is a listing of the
documents that are specifically
referenced in this document. The docket
includes these documents and other
information considered by EPA,
including documents that are referenced
within the documents that are in the
docket, even if the referenced document
is not physically located in the docket.
For assistance in locating these other
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documents, please consult technical
person listed under FOR FURTHER
INFORMATION CONTACT.
1. U.S. EPA. Significant New Uses of
Chemical Substances; Certain Chemicals.
49 FR 35014, September 5, 1984 (FRL–
2541–8).
2. Krone, C., and Klinger, T. (2005).
Isocyanates, polyurethane and childhood
asthma. Pediatric Allergy and
Immunology 16, 378–379.
3. Bello, D., Herrick, C. A., Smith, T. J.,
Woskie, S. R., Streicher, R. P., Cullen, M.
R., Liu, Y., and Redlich, C. A. (2007).
Skin Exposure to Isocyanates: Reasons
for Concern. Environmental Health
Perspectives 115.
4. BASF Corporation. (2011). Project
Summary Report Requested Industrial
Hygiene personal and Area Monitoring
for Identified Airborne Chemical
Hazards of MDI and/or TDI Associated
with Isocyanate-Containing Product Use
Scenarios for Identified Construction
Sealants and/or Basecoat Products
(Sanitized Version). JKInc. Report #:
111–11, 1–6.
5. Vangronsveld, E, Berckmans, S., and
Spence, M. (2013). Comparison of
Solvent/Derivatization Agent Systems for
Determination of Extractable Toluene
Diisocyanate from Flexible Polyurethane
Foam. Annals of Occupational Hygiene
57(5), 640–649.
6. Redlich, C. A., Bello, D., and Wisnewski,
A. (2006). Isocyanate exposures and
health effects. In Environmental and
Occupational Medicine (W. Rom, and S.
Markowitz, Eds.), pp. 502–516.
Lippincott Williams & Wilkins
Philadelphia, PA.
7. DOW (2009). Product Safety Assessment
DOW Modified Toluene Diisocyanate
(TDI) Products. July 16 2010. https://
www.dow.com/PublishedLiterature/dh_
034d/0901b8038034d515.pdf?filepath=
pructsay/pdfs/noreg/233-00617.pdf&
fromPage=GetDoc.
8. Collins, M.A. (2002). Toxicology of
Toluene Diisocyanate. Applied
Occupational and Environmental
Hygiene 17, 846–855.
9. Gledhill, A. Wake, A., Hext, P., Leiobold,
E., and Shiotsuka, R. (2005). Absorption,
distribution, metabolism and excretion
of an inhalation does of 14C 4,4′
methylenediphenyl diisocyanate in the
male rat. Xenobiotica 35, 273–292.
10. EPA. 2011. Toluene Diisocyanate (TDI)
and Related Compounds Action Plan.
Available online at: https://www.epa.gov/
oppt/existingchemicals/pubs/action
plans/tdi.pdf.
11. Ott, M.G., Diller, W.F., and Jolly, A.T.
(2003). Respiratory effects of toluene
diisocyanates in the workplace; a
discussion of exposure-response
relationships. Critical Review Toxicology
33, 1–59.
12. Bello, D., Woskie, S. R., Streicher, R. P.,
Liu, Y., Stowe, M. H., Eisen, E. A.
Ellenbecker, M. J., Sparer, J., Youngs, F.,
Cullen, M. R., and Redlich, C. A. (2004).
Polyisocyanates in occupational
environments: a critical review of
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exposure limits and metrics. American
Journal Industrial Medicine 46, 480–491.
13. NIOSH (1996). National Institute for
Occupational Safety and Health.
Preventing asthma and death from
diisocyanate exposure: NIOSH Alert.
(DHHS, Ed.).
14. American Chemistry Council (ACC)
(2005). TSCA Section 8(e) Notice of
Substantial Risk 8EHQ–0905–16225
Fatalities linked to diisocyanates. EPA.
15. IARC. (1999).Toluene Diisocyanates.
WHO. p. 865–879.
16. Environment Canada. (2008). Screening
Assessment for the Challenge: Toluene
Diisocyanate. https://www.ec.gc.ca/eseees/default.asp?lang=En&n=69A64ACA.
17. NTP (2011). National Toxicology
Program. Report on Carcinogens, Twelfth
Edition; U.S. Department of Health and
Human Services, Public Health Service.
Substance Profile, Toluene
Diisocyanates. https://
ntp.niesh.nih.gov?objectid=03C9AF75E1BF-FF40-DBA9EC0928DF8B15.
18. NIOSH (2005). National Institute of
Occupational Safety and Health. NIOSH
Pocket Guide to Chemical Hazards July
16, 2010. https://www.cdc.gov/NIOSH/
npg/npgdcas.html.
19. De Zotti (2000). De Zotti, R., Muran, A.,
and Zambon, F. (2000). Two cases of
paraoccupational asthma due to toluene
diisocyanate (TDI). Occupational and
Environmental Medicine 57, 837–839.
20. Agency for Toxic Disease Registry
(ATSDR) (2002). Case Studies in
Environmental Medicine: Pediatric
Environmental Health. ATSDR
Publication No. ATSDR–HE–CD–2002–
0002.
21. NIOSH (2004). National Institute for
Occupational Safety and Health. A
Summary of Health Hazard Evaluations:
Issues Related to Occupational Exposure
to Isocyanates 1989–2002. (D. o. H. a. H.
Services, Ed.), pp. 1–42, Cincinnati, OH.
22. Pianoforte, K. (2009). Adhesives and
sealants market update, November 1,
2009. In Coatings World.
23. Kelly, T. J., Myers, J. D., and Holdren, M.
W. (1999). Testing of Household
Products and Materials for Emission of
Toluene Diisocyanate. Indoor Air 9, 117–
124.
24. Jarand, C. W., Akapo, S. O., Swenson, L.
J., and Kelman, B. J. (2002). Diisocyanate
emission from a paint product: a
preliminary analysis. Applied
Occupational Environmental Hygiene 17,
491–494.
25. NYC–DOHMH (2010). New York City
Department of Health and Mental
Hygiene. Moisture Cure Urethanes
(MCU). July 16, 2010. https://
www.nyc.gov/html/doh/html/epi/
mcufact.shtml.
26. NIOSH (2006). National Institute for
Occupational Safety and Health.
Preventing Asthma and Death from MDI
Exposure During Spray-on Truck Bed
Liner and Related Applications: NIOSH
Alert. https://www.cdc.gov/niosh/docs/
2006-149/default.html.
27. U.S. EPA. Significant New Uses of
Certain Chemical Substances. 55 FR
173776, April 24, 1990 (FRL–3658–5).
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28. EPA. Economic Analysis of the
Significant New Use Rule for Toluene
Diisocyanate (TDI) and Related
Compounds. April 2, 2014.
29. EPA, Understanding the Costs Associated
with Eliminating Exemptions for Articles
in SNURs. May 1, 2013.
30. U.S. EPA. Modifications of Significant
New Use Rules for Certain Substances.
62 FR 42690, August 8, 1997 (FRL–5735–
4).
XIV. Statutory and Executive Order
Reviews
A. Executive Order 12866: Regulatory
Planning and Review and Executive
Order 13563: Improving Regulation and
Regulatory Review
This proposed SNUR has been
designated by the Office of Management
and Budget (OMB) as a ‘‘significant
regulatory action’’ under section 3(f) of
Executive Order (58 FR 51735, October
4, 1993). Accordingly, EPA submitted
this action to OMB for review under
Executive Orders 12866 and 13563 (76
FR 3821, January 21, 2011), and any
changes made in response to OMB
recommendations are documented in
the docket.
B. Paperwork Reduction Act (PRA)
This action does not impose any new
information collection burden under the
PRA, 44 U.S.C. 3501 et seq. Burden is
defined in 5 CFR 1320.3(b). The
information collection activities
associated with existing chemical
SNURs are already approved by OMB
under OMB control number 2070–0038
(EPA ICR No. 1188); and the
information collection activities
associated with export notifications are
already approved by OMB under OMB
control number 2070–0030 (EPA ICR
No. 0795). If an entity were to submit a
SNUN to the Agency, the annual burden
is estimated to be less than 100 hours
per response, and the estimated burden
for an export notifications is less than
1.5 hours per notification. In both cases,
burden is estimated to be reduced for
submitters who have already registered
to use the electronic submission system.
Additional burden, estimated to be less
than 10 hours, could be incurred where
additional record keeping requirements
are specified under 40 CFR 721.125(a),
(b), and (c).
An agency may not conduct or
sponsor, and a person is not required to
respond to a collection of information
that requires OMB approval under the
PRA, unless it has been approved by
OMB and displays a currently valid
OMB control number. The OMB control
numbers for EPA’s regulations in Title
40 of the CFR, after appearing in the
Federal Register, are listed in 40 CFR,
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rljohnson on DSK3VPTVN1PROD with PROPOSALS
part 9, and included on the related
collection instrument, or form, if
applicable. EPA is amending the table in
40 CFR part 9 to list this SNUR. This
listing of the OMB control numbers and
their subsequent codification in the CFR
satisfies the display requirements of the
PRA and OMB’s implementing
regulations at 5 CFR part 1320. Since
the existing OMB approval was
previously subject to public notice and
comment before OMB approval, and
given the technical nature of the table,
EPA finds that further notice and
comment to amend the table is
unnecessary. As a result, EPA finds that
there is ‘‘good cause’’ under section
553(b)(3)(B) of the Administrative
Procedure Act (5 U.S.C. 553(b)(3)(B)) to
amend this table without further notice
and comment.
C. Regulatory Flexibility Act (RFA)
Pursuant to section 605(b) of the RFA,
5 U.S.C. 601 et seq., I hereby certify that
promulgation of this proposed SNUR
would not have a significant economic
impact on a substantial number of small
entities. The rationale supporting this
conclusion is as follows.
EPA generally finds that proposed
and final SNURs are not expected to
have a significant economic impact on
a substantial number of small entities
(See, e.g., Ref. 30). Since these proposed
SNURs would require a person who
intends to engage in such activity in the
future to first notify EPA by submitting
a SNUN, no economic impact would
occur unless someone files a SNUN to
pursue a significant new use in the
future or forgoes profits by avoiding or
delaying the significant new use.
Although some small entities may
decide to engage in such activities in the
future, EPA cannot presently determine
how many, if any, there may be.
However, EPA’s experience to date is
that, in response to the promulgation of
SNURs covering over 1,000 chemical
substances, the Agency receives only a
handful of notices per year. During the
six year period from 2005–2011, only
three submitters self-identified as small
in their SNUN submission (Ref. 28).
EPA believes the cost of submitting a
SNUN is relatively small compared to
the cost of developing and marketing a
chemical new to a firm and that the
requirement to submit a SNUN
generally does not have a significant
economic impact.
A SNUR applies to any person
(including small or large entities) who
intends to engage in any activity
described in the rule as a ‘‘significant
new use.’’ EPA has preliminarily
determined, based in part, on the
Agency’s market research, that these
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chemical substances are not being
manufactured (including imported) or
processed for a significant new use. This
preliminary determination also includes
importation and processing of these
chemical substances as part of articles
for the significant new use (Unit IV.).
Therefore, based on current knowledge,
EPA has preliminarily determined that
these uses, including the importation of
these chemical substances as part of
articles, are not ongoing, and that no
small entities presently manufacture for
the significant new uses addressed in
this proposed rule. EPA will consider
information received during the
comment period that might indicate that
this preliminary determination is
incorrect.
EPA believes that there will be
minimal impact to processors and
importers of these chemical substances
as part of articles from this proposed
SNUR. The SNUR does not require
processors and importers of articles to
conduct specific activities to ascertain if
they are importing or processing an
article that uses a chemical subject to
the proposed rule. EPA expects
importers would take actions that are
commensurate with their perceived
likelihood of a chemical substance
subject to the SNUR being part of an
article, and the resources it has
available. EPA has no reason to believe
that a firm would voluntarily incur
substantial costs to comply with the
SNUR, but rather EPA believes each
firm will choose the most efficient route
to identify whether it is importing the
subject chemical substances in articles.
Therefore, EPA believes that the
potential economic impact of complying
with this proposed SNUR is not
expected to be significant or adversely
impact a substantial number of small
entities.
levels of government, as specified in
Executive Order 13132 (64 FR 43255,
August 10, 1999).
D. Unfunded Mandates Reform Act
(UMRA)
Based on EPA’s experience with
proposing and finalizing SNURs, State,
local, and Tribal governments have not
been impacted by these rulemakings,
and EPA does not have any reason to
believe that any State, local, or Tribal
government would be impacted by this
rulemaking. As such, the requirements
of sections 202, 203, 204, or 205 of
UMRA, 2 U.S.C. 1531–1538, do not
apply to this action.
J. Executive Order 12898: Federal
Actions To Address Environmental
Justice in Minority Populations and
Low-Income Populations
E. Executive Order 13132: Federalism
This action will not have a substantial
direct effect on States, on the
relationship between the national
government and the States, or on the
distribution of power and
responsibilities among the various
PO 00000
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Fmt 4702
Sfmt 4702
F. Executive Order 13175: Consultation
and Coordination With Indian Tribal
Governments
This proposed rule does not have
Tribal implications because it is not
expected to have any effect (i.e., there
will be no increase or decrease in
authority or jurisdiction) on Tribal
governments, on the relationship
between the Federal government and
the Indian tribes, or on the distribution
of power and responsibilities between
the Federal government and Indian
tribes. Thus, Executive Order 13175 (65
FR 67249, November 9, 2000), does not
apply to this action.
G. Executive Order 13045: Protection of
Children From Environmental Health
Risks and Safety Risks
This action is not subject to Executive
Order 13045 (62 FR 19885, April 23,
1997), because this action is not
intended to address environmental
health or safety risks for children.
H. Executive Order 13211: Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution, or Use
This proposed rule is not subject to
Executive Order 13211 (66 FR 28355,
May 22, 2001), because this action is not
expected to affect energy supply,
distribution, or use.
I. National Technology Transfer and
Advancement Act (NTTAA)
Since this action does not involve any
technical standards, section 12(d) of
NTTAA, 15 U.S.C. 272 note, does not
apply to this section.
This proposed rule does not invoke
special consideration of environmental
justice related issues as delineated by
Executive Order 12898 (59 FR 7629,
February 16, 1994), because EPA has
determined that this action will not
have disproportionately high and
adverse human health or environmental
effects on minority or low-income
populations. This action does not affect
the level of protection provided to
human health or the environment.
List of Subjects in 40 CFR Part 721
Environmental protection, Chemicals,
Hazardous substances, Reporting and
recordkeeping requirements.
E:\FR\FM\15JAP1.SGM
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Federal Register / Vol. 80, No. 10 / Thursday, January 15, 2015 / Proposed Rules
Dated: January 7, 2015.
Wendy C. Hamnett,
Director, Office of Pollution Prevention and
Toxics.
Therefore, it is proposed that 40 CFR
chapter I be amended as follows:
2077
PART 721—[AMENDED]
§ 721.10789 Toluene diisocyanates and
related compounds.
1. The authority citation for part 721
continues to read as follows:
(a) Chemical substances and
significant new uses subject to reporting.
(1) The chemical substances listed in
Table 1 and Table 2 of this paragraph
are subject to reporting under this
section for the significant new uses
described in paragraph (a)(2) of this
section.
■
Authority: 15 U.S.C. 2604, 2607, and
2625(c).
2. Add § 721.10789 to subpart E to
read as follows:
■
TABLE 1—TOLUENE DIISOCYANATES AND RELATED COMPOUNDS SUBJECT TO REPORTING FOR ANY USE IN A CONSUMER
PRODUCT
Chemical name
Chemical abstracts index name
Toluene diisocyanate trimer ...................................
Poly(toluene diisocyanate) .....................................
Toluene diisocyanate dimer ...................................
Toluene diisocyanate ‘‘cyclic’’ trimer ......................
Benzene, 1,3-diisocyanatomethyl-, trimer ......................................................
Benzene, 1,3-diisocyanatomethyl-, homopolymer ..........................................
1,3-Diazetidine-2,4-dione, 1,3bis(3-isocyanatomethylphenyl)- .......................
1,3,5-Triazine-2,4,6(1H,3H,5H)trione, 1,3,5-tris(3isocyanatomethylphenyl)-
Chemical
abstracts
service
registry
(CASRN)
9019–85–6
9017–01–0
26747–90–0
26603–40–7
TABLE 2—TOLUENE DIISOCYANATES AND RELATED COMPOUNDS SUBJECT TO REPORTING FOR ANY USE IN A CONSUMER
PRODUCT
[Except for use in coatings, adhesives, elastomers, binders, and sealants at less than or equal to 0.1 percent in a consumer product]
Chemical abstracts index name
2,6-Toluene diisocyanate .......................................
2,4-Toluene diisocyanate .......................................
Toluene diisocyanate unspecified isomers ............
rljohnson on DSK3VPTVN1PROD with PROPOSALS
Chemical name
Benzene, 1,3-diisocyanato-2-methyl- .............................................................
Benzene, 2,4-diisocyanato-1-methyl- .............................................................
Benzene, 1,3-diisocyanatomethyl- ..................................................................
(2) The significant new uses are:
(i) For the chemical substances listed
in Table 1 of paragraph (a)(1), any use
of the chemical substance in consumer
products.
(ii) For the chemical substances listed
in Table 2 of paragraph (a)(1), any use
of the chemical substance in a consumer
product (except for use in coatings,
adhesives, elastomers, binders, and
sealants, that results in less than or
equal to 0.1 percent by weight of such
chemical substance in the consumer
product).
(b) Specific requirements. The
provisions of subpart A of this part
apply to this section except as modified
by this paragraph (b):
(1) Revocation of certain notification
exemptions. The provisions of
§ 721.45(f) do not apply to this section.
A person who imports or processes a
chemical substance identified in
paragraph (a)(1) of this section as part of
an article for a significant new use
described in paragraph (a)(2) of this
section is not thereby exempt from
submitting a significant new use notice.
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13:53 Jan 14, 2015
Jkt 235001
(2) [Reserved]
[FR Doc. 2015–00474 Filed 1–14–15; 8:45 am]
BILLING CODE 6560–50–P
FEDERAL COMMUNICATIONS
COMMISSION
47 CFR Part 73
[MB Docket No. 15–2, RM–11744; DA 15–
15]
Television Broadcasting Services;
Lansing, Michigan
Federal Communications
Commission.
ACTION: Proposed rule.
AGENCY:
The Commission has before it
a petition for rulemaking filed by
WLAJ–TV LLC, the licensee of station
WLAJ–TV, channel 51, Lansing,
Michigan, requesting the substitution of
channel 25 for channel 51 at Lansing.
While the Commission instituted a
freeze on the acceptance of full power
television rulemaking petitions
requesting channel substitutions in May
2011, it subsequently announced that it
SUMMARY:
PO 00000
Frm 00041
Fmt 4702
Sfmt 4702
Chemical
abstracts
service
registry No.
(CASRN)
91–08–7
584–84–9
26471–62–5
would lift the freeze to accept such
petitions for rulemaking seeking to
relocate from channel 51 pursuant to a
voluntary relocation agreement with
Lower 700 MHz A Block licensees.
WLAJ–TV LLC has entered into such a
voluntary relocation agreement with TMobile USA, Inc. and states that
operation on channel 25 would
eliminate potential interference to and
from wireless operations in the adjacent
Lower 700 MHZ A Block.
DATES: Comments must be filed on or
before January 30, 2015, and reply
comments on or before February 9,
2015.
Federal Communications
Commission, Office of the Secretary,
445 12th Street SW., Washington, DC
20554. In addition to filing comments
with the FCC, interested parties should
serve counsel for petitioner as follows:
Christine Reilly, Esq., Pillsbury
Winthrop Shaw Pittman, LLP, 2300 N
Street NW., Washington, DC 20037–
1128.
ADDRESSES:
FOR FURTHER INFORMATION CONTACT:
Joyce Bernstein, Joyce.Bernstein@
fcc.gov, Media Bureau, (202) 418–1600.
E:\FR\FM\15JAP1.SGM
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Agencies
[Federal Register Volume 80, Number 10 (Thursday, January 15, 2015)]
[Proposed Rules]
[Pages 2068-2077]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2015-00474]
[[Page 2068]]
-----------------------------------------------------------------------
ENVIRONMENTAL PROTECTION AGENCY
40 CFR Part 721
[EPA-HQ-OPPT-2011-0976; FRL-9915-62]
RIN 2070-AJ91
Toluene Diisocyanates (TDI) and Related Compounds; Significant
New Use Rule
AGENCY: Environmental Protection Agency (EPA).
ACTION: Proposed rule.
-----------------------------------------------------------------------
SUMMARY: Under the Toxic Substance Control Act (TSCA), EPA is proposing
a significant new use rule (SNUR) for 2,4-toluene diisocyanate, 2,6-
toluene diisocyanate, toluene diisocyanate unspecified isomers (these
three chemical substances are hereafter referred to as toluene
diisocyanates or TDI) and related compounds as identified in this
proposed rule. The proposed significant new use is any use in a
consumer product, with a proposed exception for use of certain chemical
substances in coatings, elastomers, adhesives, binders, and sealants
that results in less than or equal to 0.1 percent by weight of TDI in a
consumer product. In addition, EPA is also proposing that the general
SNUR article exemption for persons who import or process these chemical
substances as part of an article would not apply. Persons subject to
the SNUR would be required to notify EPA at least 90 days before
commencing any manufacturing or processing. The required notification
would provide EPA with the opportunity to evaluate the intended use
and, if necessary based on the information available at that time, an
opportunity to protect against potential unreasonable risks, if any,
from that activity before it occurs.
DATES: Comments must be received on or before March 16, 2015.
ADDRESSES: Submit your comments, identified by docket identification
(ID) number EPA-HQ-OPPT-2011-0976, by one of the following methods:
Federal eRulemaking Portal: https://www.regulations.gov.
Follow the online instructions for submitting comments. Do not submit
electronically any information you consider to be Confidential Business
Information (CBI) or other information whose disclosure is restricted
by statute.
Mail: Document Control Office (7407M), Office of Pollution
Prevention and Toxics (OPPT), Environmental Protection Agency, 1200
Pennsylvania Ave. NW., Washington, DC 20460-0001.
Hand Delivery: To make special arrangements for hand
delivery or delivery of boxed information, please follow the
instructions at https://www.epa.gov/dockets/contacts.html.
Additional instructions on commenting or visiting the docket, along
with more information about dockets generally, is available at https://www.epa.gov/dockets.
FOR FURTHER INFORMATION CONTACT:
For technical information contact: Katherine Sleasman, Chemical
Control Division (7405M), Office of Pollution Prevention and Toxics,
Environmental Protection Agency, 1200 Pennsylvania Ave. NW.,
Washington, DC 20460-0001; telephone number: 202-564-7716; email
address: sleasman.katherine@epa.gov.
For general information contact: The TSCA-Hotline, ABVI-Goodwill,
422 South Clinton Ave., Rochester, NY 14620; telephone number: (202)
554-1404; email address: TSCA-Hotline@epa.gov.
SUPPLEMENTARY INFORMATION:
I. Executive Summary
A. Does this action apply to me?
You may be potentially affected by this action if you manufacture,
process, or distribute in commerce chemical substances and mixtures.
The following list of North American Industrial Classification System
(NAICS) codes is not intended to be exhaustive, but rather provides a
guide to help readers determine whether this document applies to them.
Potentially affected entities may include:
Chemical and Allied Products Manufacturers (NAICS code
32411).
Petroleum Refining (NAICS code 325 and 32411).
Paints, coatings and adhesives manufacturing (NAICS code
3255).
Urethane and other foam product manufacturing (NAICS code
326150).
Transportation polyurethane foam products (NAICS code
32615011).
Building and construction polyurethane foam products
(NAICS code 32615031).
Products made of foam other than polystyrene or
polyurethane (NAICS code 32615091).
All other miscellaneous polyurethane foam products (NAICS
code 32615061).
Consumer and institutional polyurethane foam products
(NAICS code 32615051).
Packing polyurethane foam products (NAICS code 32615021).
Elastomers (NAICS code 326199).
This action may also affect certain entities through pre-existing
import certification and export notification rules under TSCA. Persons
who import any chemical substance governed by a final SNUR are subject
to the TSCA section 13 (15 U.S.C. 2612) import certification
requirements and the corresponding regulations at 19 CFR 12.118 through
12.127; see also 19 CFR 127.28. Those persons must certify that the
shipment of the chemical substance complies with all applicable rules
and orders under TSCA, including any SNUR requirements. The EPA policy
in support of import certification appears at 40 CFR part 707, subpart
B. In addition, any persons who export or intend to export a chemical
substance that is the subject of this proposed rule on or after
February 17, 2015 are subject to the export notification provisions of
TSCA section 12(b) (15 U.S.C. 2611(b)), (see 40 CFR 721.20), and must
comply with the export notification requirements in 40 CFR part 707,
subpart D.
If you have any questions regarding the applicability of this
action to a particular entity, consult the technical information
contact listed under FOR FURTHER INFORMATION CONTACT.
B. What is the agency's authority for taking this action?
Section 5(a)(2) of TSCA (15 U.S.C. 2604(a)(2)) authorizes EPA to
determine that a use of a chemical substance is a ``significant new
use.'' EPA must make this determination by rule after considering all
relevant factors, including those listed in TSCA section 5(a)(2). Once
EPA determines that a use of a chemical substance is a significant new
use, TSCA section 5(a)(1)(B) requires persons to submit a significant
new use notice (SNUN) to EPA at least 90 days before they manufacture
or process the chemical substance for that use (15 U.S.C.
2604(a)(1)(B)). As described in Unit V., the general SNUR provisions
are found at 40 CFR part 721, subpart A.
C. What action is the agency taking?
EPA is proposing a SNUR for 2,4-toluene diisocyanate, 2,6-toluene
diisocyanate, toluene diisocyanate unspecified isomers (these three
chemical substances are hereafter referred to as toluene diisocyanates
or TDI) and related compounds. The proposed significant new use is: Any
use in a consumer product of any chemical substance listed in Table 1
of Unit II.A.; and any use in a consumer product of any chemical listed
in Table 2 of Unit II.A. (except for use in coatings, elastomers,
adhesives, binders, and sealants that results in less than or
[[Page 2069]]
equal to 0.1 percent by weight of TDI in a consumer product).
This proposed significant new use rule would apply to the uses EPA
has identified in this unit that EPA believes are not ongoing at the
time of this proposed rule. EPA is requesting public comment on this
proposal, and specifically on the Agency's understanding of ongoing
uses for the chemicals identified in Table 1 of Unit II.A and Table 2
of Unit II.A. in consumer products. EPA is particularly interested in
whether there are any ongoing uses of these chemicals in consumer
products of which the Agency is currently unaware and would welcome
specific documentation of any such ongoing uses. A consumer product is
defined at 40 CFR 721.3 as: A chemical substance that is directly, or
as part of a mixture, sold or made available to consumers for their use
in or around a permanent or temporary household or residence, in or
around a school, or in recreational settings.
This proposed SNUR would require persons that manufacture
(including import) or process any of the chemicals for a significant
new use, consistent with the requirements at 40 CFR 721.25, to notify
EPA at least 90 days before commencing such manufacture or process of
the chemical substance for a significant new use. For this proposed
rule, EPA is proposing that the general SNUR article exemption at 40
CFR 721.45(f) for persons who import or process chemical substances as
part of an article would not apply. The article exemption at 40 CFR
721.45(f) is based on an assumption that people and the environment
will generally not be exposed to chemical substances in articles (see
September 5, 1984; 49 FR 35014; FRL-2541-8) (Ref. 1). However, TDI and
related compounds are volatile and as such could migrate out of
articles that contain them. For instance, studies of TDI in
polyurethane products reported that after the reaction between an
isocyanate and an alcohol to form polyurethane products, residual
levels of isocyanates were detected on the surface of the products,
(e.g. flexible foams), which if used could lead to exposure (Refs. 2
and 3). Because TDI and related compounds are known to be volatile
chemical substances, have been reported to migrate from products, are
sensitizers, and would be expected to present a higher potential for
exposure if the TDI in the article were a consumer product, EPA would
like the opportunity to evaluate such potential uses in consumer
products for any associated risks or hazards that might exist before
those uses would begin.
D. Why is the agency taking this action?
These SNURs are necessary to ensure that EPA receives timely
advance notice of any future manufacturing and processing of TDI and
related compounds for new uses that may produce changes in human and
environmental exposures. The rationale and objectives for this SNUR are
explained in Unit III.
E. What are the estimated incremental impacts of this action?
EPA has evaluated the potential costs of establishing SNUR
reporting requirements for potential manufacturers and processors of
the chemical substances included in this proposed rule. This analysis,
which is available in the docket, is discussed in Unit IX., and is
briefly summarized here. In the event that a SNUN is submitted, costs
are estimated to be less than $8,589 per SNUN submission for large
business submitters and $6,189 for small business submitters. These
estimates include the cost to prepare and submit the SNUN and the
payment of a user fee. The proposed SNUR would require first-time
submitters of any TSCA section 5 notice to register their company and
key users with the CDX reporting tool, deliver a CDX electronic
signature to EPA, and establish and use a Pay.gov E-payment account
before they may submit a SNUN, for a cost of $200 per firm. However,
these activities are only required of first-time submitters of section
5 notices. In addition, for persons exporting a substance that is the
subject of a SNUR, a one-time notice must be provided for the first
export or intended export to a particular country, which is estimated
to be $84.22 per notification. The rule may also affect firms that plan
to import or process articles that contain TDI and related compounds,
because, while not required by the SNUR, these parties may take
additional steps to determine whether TDI and related compounds are
part of the articles that they are considering to import or process.
Since EPA is unable to predict whether anyone might engage in future
activities that would require reporting, potential total costs were not
estimated.
II. Chemical Substances Subject to This Proposed Rule
A. What chemicals are included in the proposed SNUR?
This proposed SNUR would apply to TDI and its related compounds
listed in Table 1 of this unit and Table 2 of this unit in consumer
products. Diisocyanates contain free isocyanate functional groups
(=N=C=O). Diisocyanates are combined with other compounds that contain
free hydroxyl functional groups (i.e., =OH), typically called
``polyols.'' These two-part components react and begin to form
polyurethane polymers. This chemical reaction is completed when all of
the isocyanate functional groups are bound within the polymer network.
This process is commonly referred to as ``curing.'' Products that
contain free isocyanate functional groups are intended to react further
and undergo ``curing'' in the process of use. The chemical substances
subject to this proposed SNUR contain free isocyanate functional groups
and are by definition uncured. Prior to complete curing, consumers and
bystanders can potentially be exposed to isocyanates through both
dermal and respiratory routes. Exposures to uncured isocyanates could
lead to sensitization.
To ascertain if TDI and related compounds are used in consumer
products, EPA reviewed published literature, the most recent data from
EPA's Chemical Data Reporting program (CDR), and communicated directly
with manufacturers and processors. Reporting under the CDR indicated no
consumer uses of TDI or related compounds. However, during
conversations between EPA personnel and manufacturers and processors,
it was revealed that in some cases consumer products may still contain
residual TDI of no more than 0.1 percent by weight, as noted in Table 2
of this unit (Ref. 4). This was also confirmed by review of published
literature and SDS for consumer adhesives and sealants available in
retail outlets. It is EPA's understanding that any TDI present in a
coating, adhesive, elastomer, binder or sealant consumer product is at
levels of no more than 0.1 percent by weight and would typically be
considered residual diisocyanate remaining from the manufacture of a
polyurethane polymer, a concentration which is above the detection
level (Ref. 5). EPA believes that other consumer products do not
contain TDI or related compounds at any level.
[[Page 2070]]
Table 1--Toluene Diisocyanate Related Compounds Subject to This Action
With a Proposed Significant New Use of ``Any Use in a Consumer Product''
------------------------------------------------------------------------
Chemical
abstracts
Chemical name Chemical abstracts service
index name registry
(CASRN) No.
------------------------------------------------------------------------
Toluene diisocyanate trimer....... Benzene, 1,3- 9019-85-6
diisocyanatomethyl-
, trimer.
Poly(toluene diisocyanate)........ Benzene, 1,3- 9017-01-0
diisocyanatomethyl-
, homopolymer.
Toluene diisocyanate dimer........ 1,3-Diazetidine-2,4- 26747-90-0
dione, 1,3bis(3-
isocyanatomethylphe
nyl)-.
Toluene diisocyanate ``cyclic'' 1,3,5-Triazine- 26603-40-7
trimer. 2,4,6(1H,3H,5H)trio
ne, 1,3,5-
tris(3isocyanatomet
hylphenyl)-.
------------------------------------------------------------------------
Table 2--Toluene Diisocyanates Subject to This Action With a Proposed
Significant Use of ``Any Use in a Consumer Product (Except for use in
Coatings, Adhesives, Elastomers, Binders, and Sealants at Less Than or
Equal to 0.1 Percent in a Consumer Product)''
------------------------------------------------------------------------
Chemical
abstracts
Chemical name Chemical abstracts service
index name registry
(CASRN) No.
------------------------------------------------------------------------
2,6-Toluene diisocyanate.......... Benzene, 1,3- 91-08-7
diisocyanato-2-
methyl-.
2,4-Toluene diisocyanate.......... Benzene, 2,4- 584-84-9
diisocyanato-1-
methyl-.
Toluene diisocyanate unspecified Benzene, 1,3- 26471-62-5
isomer. diisocyanatomethyl-.
------------------------------------------------------------------------
B. What are the production volumes and uses of TDI and related
compounds?
TDI and the related compounds are generally high production volume
chemicals, predominantly used in the production of polyurethanes. There
are many types of polyurethane products in the marketplace, with foams
representing the largest sector of the polyurethane industry. Flexible
foam is primarily used for cushioning, while rigid foam is used mainly
for insulation (Ref. 6). Approximately 90 percent of TDI, typically a
mixture of toluene diisocyanate isomers, is used in the production of
flexible foams, which are designed to be fully cured in a final
product. Non-foam polyurethane use sectors of TDI include coatings,
adhesives, elastomers, binders, and sealants. These products may be
sold and used, most often in a mixture of formulated product, in an
uncured form. Because of its hazards, some industry representatives
assert that TDI is used in products intended for industrial use only
(Ref. 7). In contrast, EPA believes coatings, adhesives, elastomers,
binders, and sealants used by general consumers contain residual TDI of
no more than 0.1 percent by weight. Due to the projected growth of the
market for such use in consumer products as discussed further in Unit
II.D., EPA is concerned that consumer products in the future might
contain amounts of TDI above these levels. Therefore, EPA is proposing
this action to provide the Agency with an opportunity to evaluate such
potential uses in consumer products for any associated risks or hazards
that might exist before those uses would begin.
C. What are the potential health effects of TDI and related compounds?
In acute, subacute, and chronic animal exposure studies for TDI,
the respiratory tract was the target organ, with nasal irritation
evident at concentrations above 0.1 ppm and effects becoming more
severe with increasing concentration (Ref. 8). TDI is uniformly
distributed throughout the body, following inhalation exposure (Refs. 8
and 9). TDI causes skin, eye, and lung irritation, progressive
impairment of lung function with long-term inhalation exposure and is a
respiratory sensitizer via both the dermal and inhalation routes of
exposure in animals (Ref. 8).
Most data on human health hazards resulting from diisocyanate
exposures are from occupational populations rather than exposures to
consumer products. As discussed in the Toluene Diisocyanate and Related
Compounds Action Plan (Ref. 10), diisocyanates, including TDI and
related compounds, are well-known dermal, eye, and inhalation irritants
and sensitizers based on worker data. They have been documented in the
workplace to cause asthma and respiratory problems, such as
hypersensitivity pneumonitis, an inflammation of the lungs. In severe
cases, there have been reported fatal reactions.
Isocyanate exposure has been identified as the leading attributable
cause of work-related asthma, and prevalence in the exposed workforce
has been estimated at 1-20 percent (Refs. 11 and 12). Once a worker is
sensitized to diisocyanates, subsequent exposures can trigger severe
asthma attacks. Spray application and heated processes are associated
with higher incidences of asthma than other application methods because
they can generate airborne isocyanate vapors and mists, which lead to
worker exposure via the respiratory and dermal routes. Most workers who
develop diisocyanate asthma have experienced long periods of exposure
(months or longer); however, the minimum exposure to isocyanates that
can elicit sensitization responses or asthma is unknown. In addition,
immune response and subsequent disease in humans can vary significantly
between individuals (Ref. 6). Fatalities linked to diisocyanate
exposures in sensitized persons have been reported (Refs. 13 and 14).
The International Agency for Research on Cancer (IARC) classified
toluene diisocyanates as ``possibly carcinogenic to humans''
(Carcinogenicity Group 2B), based on inadequate evidence for the
carcinogenicity of TDI in humans and sufficient evidence for the
carcinogenicity of TDI in experimental animals (Ref. 15). TDI has also
been classified by the European Commission (EC) as Category 3 for
carcinogenicity (``causes concerns for humans owing to possible
carcinogenic effects'') (Ref. 16) and by the United States National
Toxicology Program (NTP) as ``reasonably anticipated to be a human
carcinogen'' (Ref. 17). National
[[Page 2071]]
Institutes for Occupational Safety and Health (NIOSH) considers TDI to
be an occupational carcinogen and recommends exposure reduction to the
lowest feasible levels (Ref 18).
There are very few reports available regarding non-occupational
health effects from exposures to TDI products. However, there are case
reports suggesting that paraoccupational (brought outside of the
workplace) asthma may have resulted from incidental exposure to TDI,
one of which involved incidental exposure to varnishing products (Ref.
19). A specific, potential concern for consumer products is exposures
to children. Children exposed to the same levels of TDI vapor as adults
may receive a larger dose because they have greater lung surface area
to body weight ratios and increased respiratory minute volumes to
weight ratios. TDI vapor is heavier than air and may layer close to the
floor; therefore, children who crawl, roll, or sit on surfaces treated
with chemicals (i.e. carpets and floors) and play with objects such as
toys where residues may settle could potentially receive higher doses
of inhaled toxicants than adults present in the same room (Ref. 20).
D. What are the potential route and sources of exposure to TDI and
related compounds?
There is available information on worker exposures to industrial
products containing TDI, such as coatings, adhesives, and sealants.
Exposures resulting from the use of these industrial products may
indicate potential but lower level exposures that may result for users
conducting similar activities with consumer products containing
residual TDI. There is a potential for worker exposure to TDI in all
industrial and commercial settings where TDI is present (Ref. 7).
Because of the high volatility of TDI, exposure can occur in all phases
of its use, even in the final product (Ref.17), and it is unknown to
what extent factors such as application techniques, product
composition, and environmental conditions influence the availability of
TDI in products. One activity where overexposures have been documented
is floor finishing in both personal and area samples in one NIOSH
evaluation (Ref. 21). Exposure data for professional workers may
provide an indication of possible exposures if consumer products and
articles were to contain residual TDI.
As previously discussed, TDI is used in coatings, adhesives,
sealants, and other polyurethane products. TDI is used in the
manufacturing process of the polymer and as a result, a small
percentage of TDI may be present in consumer products, including
articles. Further, researchers looking at workplace exposures to
diisocyanates have noted an increase in the number of isocyanate-
containing products used by consumers (Ref. 6). In addition, consumer
use of adhesives and sealants is a potential growth sector as seen in
the increasing numbers of ``Do It Yourself'' (DIY), energy-conscious
homeowners doing more of their own home renovation and repair work, as
well as from craftsmen and consumers generally continuing to use
adhesives (Ref. 22). Most consumers would be unaware of the potential
hazards of consumer products, including articles, containing TDI or
other diisocyanates. Consequently, insufficient and inadequate hazard
communication may lead to incorrect use and increased consumer and
bystander exposures, particularly for sensitive groups, such as
children. For example, exposures to bystanders and building occupants
(including children) to TDI in industrial products have been reported
in the literature, including emissions of TDI from concrete patio
sealants (Refs. 23 and 24) and detection of TDI in building air samples
following use of urethanes containing TDI to coat wood floors (Ref.
25). It is possible that lower level exposures could occur when
conducting comparable activities using similar types of consumer
products containing residual TDI. Even if consumers are aware of such
potential hazards, they may not take appropriate precautions or
research the appropriate resources in which these precautions are
addressed. Of particular concern is the fact that children may have a
greater potential for exposure if they use or are bystanders to the use
of consumer products containing even residual amounts of TDI, because
they may not have fully developed judgment for following labeling
instructions and safety precautions and may not cease activity even
when they are experiencing symptoms of exposure.
III. Rationale and Objectives
A. Rationale
Diisocyanates are potent dermal and lung sensitizers and an
attributable cause of work-related asthma worldwide (Ref. 26). In the
past, consumer exposures have not been a focus of concern with respect
to diisocyanates, because it had been assumed that consumers were
generally exposed to products containing only completely cured
polyurethanes, which have been generally considered to have low
toxicity (Ref. 2). However, an increase in consumer use of polyurethane
products that may further react and undergo ``curing'' could occur if
consumer products, such as coatings, elastomers, adhesives, and
sealants contained TDI in amounts greater than residual amounts. In
such instances, TDI and related compounds that are not completely
reacted upon their application can provide potential exposures both to
the consumer as the direct user or to bystanders when products are used
by others (Refs. 2 and 3). In sensitized individuals, exposure to even
small amounts of diisocyanates may cause allergic respiratory reactions
like asthma and severe breathing difficulties (Ref. 6). EPA believes
that the use of any of these chemical substances in consumer products
above current levels could significantly increase human exposure, and
that such increase should not occur without an opportunity for EPA
review and control as appropriate. As discussed in Unit II., regarding
the chemicals listed in Table 2 of Unit II.A., based on Safety Data
Sheets (SDS) information that coating-, adhesive-, elastomer-, binder-,
or sealant-consumer products may contain residual TDI of no more than
0.1 percent by weight, EPA believes that these consumer products do not
contain residual TDI of more than 0.1 percent by weight. EPA believes
that other consumer products do not contain TDI or related compounds at
any level.
Consistent with EPA's past practice for issuing SNURs under TSCA
section 5(a)(2), EPA's decision to propose a SNUR for a particular
chemical use need not be based on an extensive evaluation of the
hazard, exposure, or potential risk associated with that use. Rather,
the Agency action is based on EPA's determination that if the use
begins or resumes, it may present a risk that EPA should evaluate under
TSCA before the manufacturing or processing for that use begins. Since
the new use does not currently exist, deferring a detailed
consideration of potential risks or hazards related to that use is an
effective use of resources. If a person decides to begin manufacturing
or processing the chemical for the use, the notice to EPA allows EPA to
evaluate the use according to the specific parameters and circumstances
surrounding that intended use.
B. Objectives
Based on the considerations in Unit III.A., EPA wants to achieve
the following objectives with regard to the significant new use(s) that
are designated in this proposed rule:
1. EPA would receive notice of any person's intent to manufacture
or process TDI or its related compounds
[[Page 2072]]
(see Table 1 of Unit II.A. and Table 2 of Unit II.A.) for the described
significant new use before that activity begins.
2. EPA would have an opportunity to review and evaluate data
submitted in a SNUN before the notice submitter begins manufacturing or
processing TDI or its related compounds (see Table 1 of Unit II.A. and
Table 2 of Unit II.A.) for the described significant new use.
3. EPA would be able to regulate prospective manufacturers or
processors of TDI or its related compounds (see Table 1 of Unit II.A.
and Table 2 of Unit II.A.) before the described significant new use of
the chemical substance occurs, provided that regulation is warranted
pursuant to TSCA sections 5(e), 5(f), 6 or 7.
IV. Significant New Use Determination
Section 5(a)(2) of TSCA states that EPA's determination that a use
of a chemical substance is a significant new use must be made after
consideration of all relevant factors including:
1. The projected volume of manufacturing and processing of a
chemical substance.
2. The extent to which a use changes the type or form of exposure
of human beings or the environment to a chemical substance.
3. The extent to which a use increases the magnitude and duration
of exposure of human beings or the environment to a chemical substance.
4. The reasonably anticipated manner and methods of manufacturing,
processing, distribution in commerce, and disposal of a chemical
substance.
In addition to these factors enumerated in TSCA section 5(a)(2),
the statute authorizes EPA to consider any other relevant factors.
To determine what would constitute a significant new use of TDI or
its related compounds subject to this proposed rule, as discussed in
this unit, EPA considered relevant information about the toxicity of
these substances, likely human exposures and environmental releases
associated with possible uses, and the four factors listed in section
5(a)(2) of TSCA. EPA has preliminarily determined as the significant
new uses: Any use in a consumer product for any chemical listed in
Table 1 of Unit II.A.; and any use in a consumer product for any
chemical listed in Table 2 of Unit II.A. (except for use in coatings,
elastomers, adhesives, binders, and sealants that results in less than
or equal to 0.1 percent by weight of TDI in a consumer product).
The article exemption at 40 CFR 721.45(f) is based on an assumption
that people and the environment will generally not be exposed to
chemical substances in articles (see September 5, 1984; 49 FR 35014,)
(Ref. 1). However, TDI and related compounds are volatile and as such
could migrate out of articles that contain them. For instance, studies
of TDI in polyurethane products reported that after the reaction
between an isocyanate and an alcohol to form polyurethane products,
residual levels of isocyanates were detected on the surface of the
products, which if used could lead to exposure (Refs. 2 and 3). Because
TDI and related compounds are known to be volatile chemical substances,
have been reported to migrate from products, are sensitizers, and would
be expected to present a higher potential for exposure if the TDI in
the article were a consumer product, EPA would like the opportunity to
evaluate such potential uses in consumer products for any associated
risks or hazards that might exist before those uses would begin.
EPA believes any new use of TDI and related compounds as part of
articles would increase the duration and magnitude of human exposure to
the substance. Based on these considerations, EPA has preliminarily
determined that importing or processing substances in Table 1 of Unit
II.A. and Table 2 of Unit II.A. as part of articles warrants making
inapplicable the article exemption at 40 CFR 721.45(f) for the
significant new uses identified in the tables in Unit II.A.
V. Importers and Processors of These Chemical Substances as Part of
Articles
Once the determination of a significant new use under TSCA section
5(a)(2) has been made, EPA may separately determine whether it would be
appropriate to make the regulatory exemption for some or all persons
who import or process a chemical substance as part of an article (40
CFR 721.45(f)) inapplicable to a SNUR. In this case, EPA believes that
the assumption underpinning this exemption, that people and the
environment will generally not be exposed to chemical substances as
part of articles, does not hold true. See Unit IV. for a discussion of
why EPA believes this assumption is incorrect. Thus EPA is proposing to
make this exemption inapplicable to importers or processors of the TDI
and related compounds as part of an article for the identified
significant new uses. EPA is requesting comment on the potential for
exposure to these chemical substances via these articles and for
comments on the ongoing uses of the TDI and related compounds as part
of an article.
VI. Applicability of General Provisions
General provisions for SNURs appear under 40 CFR part 721, subpart
A. These provisions describe persons subject to the rule, recordkeeping
requirements, exemptions to reporting requirements, and applicability
of the rule to uses occurring before the effective date of the final
rule. However, for this action, EPA is proposing that 40 CFR 721.45(f)
(which generally exempts persons importing or processing a substance as
part of an article) will not apply and a person who imports or
processes a chemical substance as part of an article would not be
exempt from submitting a SNUN.
Provisions relating to user fees appear at 40 CFR part 700.
According to 40 CFR 721.1(c), persons subject to SNURs must comply with
the same notice requirements and EPA regulatory procedures as
submitters of Premanufacture Notices (PMNs) under TSCA section
5(a)(1)(A). In particular, these requirements include the information
submissions requirements of TSCA section 5(b) and 5(d)(1), the
exemptions authorized by TSCA section 5(h)(1), (h)(2), (h)(3), and
(h)(5), and the regulations at 40 CFR part 720. Once EPA receives a
SNUN, EPA may take regulatory action under TSCA section 5(e), 5(f), 6
or 7 to control the activities on which it has received the SNUN. If
EPA does not take action, EPA is required under TSCA section 5(g) to
explain in the Federal Register its reasons for not taking action.
Persons who export or intend to export a chemical substance
identified in a proposed or final SNUR are subject to the export
notification provisions of TSCA section 12(b). The regulations that
interpret TSCA section 12(b) appear at 40 CFR part 707, subpart D. In
accordance with 40 CFR 707.60(b) this proposed SNUR does not trigger
export notification for articles. Persons who import a chemical
substance identified in a final SNUR are subject to the TSCA section 13
import certification requirements, codified at 19 CFR 12.118 through
12.127; see also 19 CFR 127.28. Those persons must certify that the
shipment of the chemical substance complies with all applicable rules
and orders under TSCA, including any SNUR requirements. The EPA policy
in support of import certification appears at 40 CFR part 707, subpart
B. The TSCA section 13 import certification requirement applies to
articles containing a chemical substance or mixture if so required by
the Administrator by a specific rule under TSCA. At this time EPA is
not proposing to require import certification
[[Page 2073]]
for these chemical substances as part of articles.
VII. Applicability of Rule to Uses Occurring Before Effective Date of
the Final Rule
As discussed in the Federal Register of April 24, 1990 (55 FR
17376; FRL-3658-5) (Ref. 27), EPA has decided that the intent of
section 5(a)(1)(B) of TSCA is best served by designating a use as a
significant new use as of the date of publication of the proposed rule
rather than as of the effective date of the final rule. If uses begun
after publication of the proposed rule were considered ongoing rather
than new, it would be difficult for EPA to establish SNUR notice
requirements, because a person could defeat the SNUR by initiating the
proposed significant new use before the rule became final, and then
argue that the use was ongoing as of the effective date of the final
rule. Thus, persons who begin commercial manufacture or processing of
the chemical substance(s) that would be regulated through this proposed
rule, if finalized, would have to cease any such activity before the
effective date of the rule if and when finalized. To resume their
activities, these persons would have to comply with all applicable SNUR
notice requirements and wait until the notice review period, including
all extensions, expires. Uses arising after the publication of the
proposed rule are distinguished from uses that exist at publication of
the proposed rule. The former would be new uses, the latter ongoing
uses, except that uses that are ongoing as of the publication of the
proposed rule would not be considered ongoing uses if they have ceased
by the date of issuance of a final rule. To the extent that additional
ongoing uses are found in the course of rulemaking, EPA would exclude
those specific chemical substances for those specific uses from the
final SNUR. EPA has promulgated provisions to allow persons to comply
with the final SNUR before the effective date. If a person were to meet
the conditions of advance compliance under 40 CFR 721.45(h), that
person would be considered to have met the requirements of the final
SNUR for those activities.
VIII. Test Data and Other Information
EPA recognizes that TSCA section 5 does not usually require
developing any particular test data before submission of a SNUN. There
are two exceptions:
1. Development of test data is required where the chemical
substance subject to the SNUR is also subject to a test rule under TSCA
section 4 (see TSCA section 5(b)(1)); and
2. Development of test data may be necessary where the chemical
substance has been listed under TSCA section 5(b)(4) (see TSCA section
5(b)(2)).
In the absence of a section 4 test rule or a section 5(b)(4)
listing covering the chemical substance, persons are required to submit
only test data in their possession or control and to describe any other
data known to or reasonably ascertainable by them (15 U.S.C. 2604(d);
40 CFR 721.25, and 40 CFR 720.50). However, as a general matter, EPA
recommends that SNUN submitters include data that would permit a
reasoned evaluation of risks posed by the chemical substance during its
manufacture, processing, use, distribution in commerce, or disposal.
EPA encourages persons to consult with the agency before submitting a
SNUN. As part of this optional pre-notice consultation, EPA would
discuss specific data it believes may be useful in evaluating a
significant new use. SNUNs submitted for significant new uses without
any test data may increase the likelihood that EPA will take action
under TSCA section 5(e) to prohibit or limit activities associated with
this chemical.
SNUN submitters should be aware that EPA will be better able to
evaluate SNUNs that provide detailed information on:
Human exposure and environmental releases that may result
from the significant new uses of the chemical substance,
Potential benefits of the chemical substance, and
Information on risks posed by the chemical substances
compared to risks posed by potential substitutes.
IX. SNUN Submissions
EPA recommends that submitters consult with the Agency prior to
submitting a SNUN to discuss what data may be useful in evaluating a
significant new use. Discussions with the Agency prior to submission
can afford ample time to conduct any tests that might be helpful in
evaluating risks posed by the substance. According to 40 CFR 721.1(c),
persons submitting a SNUN must comply with the same notice requirements
and EPA regulatory procedures as persons submitting a PMN, including
submission of test data on health and environmental effects as
described in 40 CFR 720.50. SNUNs must be submitted on EPA Form No.
7710-25, generated using e-PMN software, and submitted to the Agency in
accordance with the procedures set forth in 40 CFR 721.25 and 40 CFR
720.40. E-PMN software is available electronically at https://www.epa.gov/opptintr/newchems.
X. Economic Analysis
A. SNUNs
EPA has evaluated the potential costs of establishing SNUR
reporting requirements for potential manufacturers and processors of
the chemical substances included in this proposed rule, including as
part of articles (Ref. 28). In the event that a SNUN is submitted,
costs are estimated at approximately $8,589 per SNUN submission for
large business submitters and $6,189 for small business submitters.
These estimates include the cost to prepare and submit the SNUN, and
the payment of a user fee. Businesses that submit a SNUN would be
subject to either a $2,500 user fee required by 40 CFR
700.45(b)(2)(iii), or, if they are a small business with annual sales
of less than $40 million when combined with those of the parent company
(if any), a reduced user fee of $100 (40 CFR 700.45(b)(1)). EPA's
complete economic analysis is available in the public docket for this
proposed rule (Ref. 28).
B. Export Notification
Under section 12(b) of TSCA and the implementing regulations at 40
CFR part 707, subpart D, exporters must notify EPA if they export or
intend to export a chemical substance or mixture for which, among other
things, a rule has been proposed or promulgated under TSCA section 5.
For persons exporting a substance that is the subject of a SNUR, a one-
time notice must be provided for the first export or intended export to
a particular country. The total costs of export notification will vary
by chemical, depending on the number of required notifications (i.e.,
the number of countries to which the chemical is exported). While EPA
is unable to make any estimate of the likely number of export
notifications for the chemical covered in this proposed SNUR, as stated
in the accompanying EA of this proposed SNUR, the estimated cost of the
export notification requirement on a per unit basis is $84.22.
C. Import or Processing Chemical Substances as Part of an Article
In proposing to make inapplicable the exemption relating to persons
that import or process certain chemical substances as part of an
article, this action may affect firms that plan to import or process
types of articles that may contain the subject chemical substance. Some
firms have an understanding of the contents of the
[[Page 2074]]
articles they import or process. However, EPA acknowledges that
importers and processors of articles may have varying levels of
knowledge about the chemical content of the articles that they import
or process. These parties may need to become familiar with the
requirements of the rule. And, while not required by the SNUR, these
parties may take additional steps to determine whether the subject
chemical substances are part of the articles that they are considering
to import or process. This determination may involve activities such as
gathering information from suppliers along the supply chain, and/or
testing samples of the article itself. Costs vary across the activities
chosen and the extent of familiarity a firm has regarding the articles
it imports or processes. Cost ranges are presented in the
``Understanding the Costs Associated with Eliminating Exemptions for
Articles in SNURs'' (Ref. 29). Based on available information, EPA
believes that article importers that choose to investigate their
products would incur costs at the lower end of the ranges presented in
the Economic Analysis. For those companies choosing to undertake
actions to assess the composition of the articles they import or
process, EPA expects that importers would take actions that are
commensurate with the company's perceived likelihood that a chemical
substance might be a part of an article, and the resources it has
available. Example activities and their costs are provided in the
accompanying Economic Analysis of this rule (Ref. 28).
XI. Alternatives
Before proposing this SNUR, EPA considered the following
alternative regulatory action:
A. Promulgate a TSCA Section 8(a) Reporting Rule
Under a TSCA section 8(a) rule, EPA could, among other things,
generally require persons to report information to the agency when they
intend to manufacture or process a listed chemical for a specific use
or any use. However, for TDI, the use of TSCA section 8(a) rather than
SNUR authority would have several limitations. First, if EPA were to
require reporting under TSCA section 8(a) instead of TSCA section 5(a),
EPA would not have the opportunity to review human and environmental
hazards and exposures associated with the proposed significant new use
and, if necessary, take immediate follow-up regulatory action under
TSCA sections 5(e) or 5(f) to prohibit or limit the activity before it
begins. In addition, EPA may not receive important information from
small businesses, because such firms generally are exempt from TSCA
section 8(a) reporting requirements (see TSCA sections 8(a)(1)(A) and
8(a)(1)(B)). In view of the level of health concerns about TDI if used
for the proposed significant new use, EPA believes that a TSCA section
8(a) rule for this substance would not meet EPA's regulatory
objectives.
B. Allow the Exemption for Persons Who Import or Process TDI and
Related Compounds as Part of Articles That Would Be Subject to the
Proposed SNUR
Under the SNUR exemption provision at 40 CFR 721.45(f), a person
who imports or processes a chemical substance covered by a SNUR
identified in 40 CFR part 721, subpart E, as part of an article is not
generally subject to the notification requirements of 40 CFR 721.25 for
that chemical substance. However, EPA is concerned that exempting TDI
and related compounds as part of articles would render the SNUR less
effective because of the possibility that articles could be imported or
processed for uses subject to this proposed SNUR without the submission
of a SNUN. This proposed rule would not include the exemption at 40 CFR
721.45(f).
XII. Request for Comment
A. Do you have comments or information about ongoing uses?
EPA welcomes comment on all aspects of this proposed rule. EPA
based its understanding of the use profile of these chemicals on the
published literature, the 2012 CDR submissions, market research,
discussions with manufacturers, and product SDSs. To confirm EPA's
understanding, the Agency is requesting public comment on the EPA's
understanding that coating, adhesive, elastomer, binder, or sealant
consumer products do not contain residual TDI of more than 0.1 percent
by weight, as noted in Table 2 of Unit II.A. EPA believes that other
consumer products do not contain TDI or related compounds at any level.
In providing comments on the concentration of TDI and related compounds
in the consumer product, it would be helpful if you provide sufficient
information for EPA to substantiate any assertions of use and
concentrations.
B. What should I consider as I prepare my comments for EPA?
1. Submitting CBI. It is EPA's policy to include all comments
received in the public docket without change or further notice to the
commenter and to make the comments available on-line at
www.regulations.gov, including any personal information provided,
unless a comment includes information claimed to be CBI or other
information whose disclosure is restricted by statute. Do not submit
this information to EPA through regulations.gov or email. Clearly mark
the part or all of the information that you claim to be CBI. For CBI
information in a disk or CD ROM that you mail to EPA, mark the outside
of the disk or CD ROM that you mail to EPA as CBI and then identify
electronically within the disk or CD ROM the specific information that
is claimed as CBI. In addition to one complete version of the comment
that includes information claimed as CBI, a copy of the comment that
does not contain the information claimed as CBI must be submitted for
inclusion in the public docket. Information so marked will not be
disclosed except in accordance with procedures set forth in 40 CFR part
2, subpart B.
2. Tips for preparing your comments. When submitting comments,
remember to:
i. Identify the document by docket ID number and other identifying
information (subject heading, Federal Register date, and page number).
ii. Follow directions. The agency may ask you to respond to
specific questions or organize comments by referencing a CFR part or
section number.
iii. Explain why you agree or disagree; suggest alternatives and
substitute language for your requested changes.
iv. Describe any assumptions and provide any technical information
and/or data that you used.
v. If you estimate potential costs or burdens, explain how you
arrived at your estimate in sufficient detail to allow for it to be
reproduced.
vi. Provide specific examples to illustrate your concerns and
suggest alternatives.
vii. Explain your views as clearly as possible, avoiding the use of
profanity or personal threats.
viii. Make sure to submit your comments by the comment period
deadline identified.
XIII. References
The following is a listing of the documents that are specifically
referenced in this document. The docket includes these documents and
other information considered by EPA, including documents that are
referenced within the documents that are in the docket, even if the
referenced document is not physically located in the docket. For
assistance in locating these other
[[Page 2075]]
documents, please consult technical person listed under FOR FURTHER
INFORMATION CONTACT.
1. U.S. EPA. Significant New Uses of Chemical Substances; Certain
Chemicals. 49 FR 35014, September 5, 1984 (FRL-2541-8).
2. Krone, C., and Klinger, T. (2005). Isocyanates, polyurethane and
childhood asthma. Pediatric Allergy and Immunology 16, 378-379.
3. Bello, D., Herrick, C. A., Smith, T. J., Woskie, S. R.,
Streicher, R. P., Cullen, M. R., Liu, Y., and Redlich, C. A. (2007).
Skin Exposure to Isocyanates: Reasons for Concern. Environmental
Health Perspectives 115.
4. BASF Corporation. (2011). Project Summary Report Requested
Industrial Hygiene personal and Area Monitoring for Identified
Airborne Chemical Hazards of MDI and/or TDI Associated with
Isocyanate-Containing Product Use Scenarios for Identified
Construction Sealants and/or Basecoat Products (Sanitized Version).
JKInc. Report #: 111-11, 1-6.
5. Vangronsveld, E, Berckmans, S., and Spence, M. (2013). Comparison
of Solvent/Derivatization Agent Systems for Determination of
Extractable Toluene Diisocyanate from Flexible Polyurethane Foam.
Annals of Occupational Hygiene 57(5), 640-649.
6. Redlich, C. A., Bello, D., and Wisnewski, A. (2006). Isocyanate
exposures and health effects. In Environmental and Occupational
Medicine (W. Rom, and S. Markowitz, Eds.), pp. 502-516. Lippincott
Williams & Wilkins Philadelphia, PA.
7. DOW (2009). Product Safety Assessment DOW Modified Toluene
Diisocyanate (TDI) Products. July 16 2010. https://www.dow.com/PublishedLiterature/dh_034d/0901b8038034d515.pdf?filepath=pructsay/pdfs/noreg/233-00617.pdf&fromPage=GetDoc.
8. Collins, M.A. (2002). Toxicology of Toluene Diisocyanate. Applied
Occupational and Environmental Hygiene 17, 846-855.
9. Gledhill, A. Wake, A., Hext, P., Leiobold, E., and Shiotsuka, R.
(2005). Absorption, distribution, metabolism and excretion of an
inhalation does of 14C 4,4' methylenediphenyl diisocyanate in the
male rat. Xenobiotica 35, 273-292.
10. EPA. 2011. Toluene Diisocyanate (TDI) and Related Compounds
Action Plan. Available online at: https://www.epa.gov/oppt/existingchemicals/pubs/actionplans/tdi.pdf.
11. Ott, M.G., Diller, W.F., and Jolly, A.T. (2003). Respiratory
effects of toluene diisocyanates in the workplace; a discussion of
exposure-response relationships. Critical Review Toxicology 33, 1-
59.
12. Bello, D., Woskie, S. R., Streicher, R. P., Liu, Y., Stowe, M.
H., Eisen, E. A. Ellenbecker, M. J., Sparer, J., Youngs, F., Cullen,
M. R., and Redlich, C. A. (2004). Polyisocyanates in occupational
environments: a critical review of exposure limits and metrics.
American Journal Industrial Medicine 46, 480-491.
13. NIOSH (1996). National Institute for Occupational Safety and
Health. Preventing asthma and death from diisocyanate exposure:
NIOSH Alert. (DHHS, Ed.).
14. American Chemistry Council (ACC) (2005). TSCA Section 8(e)
Notice of Substantial Risk 8EHQ-0905-16225 Fatalities linked to
diisocyanates. EPA.
15. IARC. (1999).Toluene Diisocyanates. WHO. p. 865-879.
16. Environment Canada. (2008). Screening Assessment for the
Challenge: Toluene Diisocyanate. https://www.ec.gc.ca/ese-ees/default.asp?lang=En&n=69A64ACA.
17. NTP (2011). National Toxicology Program. Report on Carcinogens,
Twelfth Edition; U.S. Department of Health and Human Services,
Public Health Service. Substance Profile, Toluene Diisocyanates.
https://ntp.niesh.nih.gov?objectid=03C9AF75-E1BF-FF40-
DBA9EC0928DF8B15.
18. NIOSH (2005). National Institute of Occupational Safety and
Health. NIOSH Pocket Guide to Chemical Hazards July 16, 2010. https://www.cdc.gov/NIOSH/npg/npgdcas.html.
19. De Zotti (2000). De Zotti, R., Muran, A., and Zambon, F. (2000).
Two cases of paraoccupational asthma due to toluene diisocyanate
(TDI). Occupational and Environmental Medicine 57, 837-839.
20. Agency for Toxic Disease Registry (ATSDR) (2002). Case Studies
in Environmental Medicine: Pediatric Environmental Health. ATSDR
Publication No. ATSDR-HE-CD-2002-0002.
21. NIOSH (2004). National Institute for Occupational Safety and
Health. A Summary of Health Hazard Evaluations: Issues Related to
Occupational Exposure to Isocyanates 1989-2002. (D. o. H. a. H.
Services, Ed.), pp. 1-42, Cincinnati, OH.
22. Pianoforte, K. (2009). Adhesives and sealants market update,
November 1, 2009. In Coatings World.
23. Kelly, T. J., Myers, J. D., and Holdren, M. W. (1999). Testing
of Household Products and Materials for Emission of Toluene
Diisocyanate. Indoor Air 9, 117-124.
24. Jarand, C. W., Akapo, S. O., Swenson, L. J., and Kelman, B. J.
(2002). Diisocyanate emission from a paint product: a preliminary
analysis. Applied Occupational Environmental Hygiene 17, 491-494.
25. NYC-DOHMH (2010). New York City Department of Health and Mental
Hygiene. Moisture Cure Urethanes (MCU). July 16, 2010. https://www.nyc.gov/html/doh/html/epi/mcufact.shtml.
26. NIOSH (2006). National Institute for Occupational Safety and
Health. Preventing Asthma and Death from MDI Exposure During Spray-
on Truck Bed Liner and Related Applications: NIOSH Alert. https://www.cdc.gov/niosh/docs/2006-149/default.html.
27. U.S. EPA. Significant New Uses of Certain Chemical Substances.
55 FR 173776, April 24, 1990 (FRL-3658-5).
28. EPA. Economic Analysis of the Significant New Use Rule for
Toluene Diisocyanate (TDI) and Related Compounds. April 2, 2014.
29. EPA, Understanding the Costs Associated with Eliminating
Exemptions for Articles in SNURs. May 1, 2013.
30. U.S. EPA. Modifications of Significant New Use Rules for Certain
Substances. 62 FR 42690, August 8, 1997 (FRL-5735-4).
XIV. Statutory and Executive Order Reviews
A. Executive Order 12866: Regulatory Planning and Review and Executive
Order 13563: Improving Regulation and Regulatory Review
This proposed SNUR has been designated by the Office of Management
and Budget (OMB) as a ``significant regulatory action'' under section
3(f) of Executive Order (58 FR 51735, October 4, 1993). Accordingly,
EPA submitted this action to OMB for review under Executive Orders
12866 and 13563 (76 FR 3821, January 21, 2011), and any changes made in
response to OMB recommendations are documented in the docket.
B. Paperwork Reduction Act (PRA)
This action does not impose any new information collection burden
under the PRA, 44 U.S.C. 3501 et seq. Burden is defined in 5 CFR
1320.3(b). The information collection activities associated with
existing chemical SNURs are already approved by OMB under OMB control
number 2070-0038 (EPA ICR No. 1188); and the information collection
activities associated with export notifications are already approved by
OMB under OMB control number 2070-0030 (EPA ICR No. 0795). If an entity
were to submit a SNUN to the Agency, the annual burden is estimated to
be less than 100 hours per response, and the estimated burden for an
export notifications is less than 1.5 hours per notification. In both
cases, burden is estimated to be reduced for submitters who have
already registered to use the electronic submission system. Additional
burden, estimated to be less than 10 hours, could be incurred where
additional record keeping requirements are specified under 40 CFR
721.125(a), (b), and (c).
An agency may not conduct or sponsor, and a person is not required
to respond to a collection of information that requires OMB approval
under the PRA, unless it has been approved by OMB and displays a
currently valid OMB control number. The OMB control numbers for EPA's
regulations in Title 40 of the CFR, after appearing in the Federal
Register, are listed in 40 CFR,
[[Page 2076]]
part 9, and included on the related collection instrument, or form, if
applicable. EPA is amending the table in 40 CFR part 9 to list this
SNUR. This listing of the OMB control numbers and their subsequent
codification in the CFR satisfies the display requirements of the PRA
and OMB's implementing regulations at 5 CFR part 1320. Since the
existing OMB approval was previously subject to public notice and
comment before OMB approval, and given the technical nature of the
table, EPA finds that further notice and comment to amend the table is
unnecessary. As a result, EPA finds that there is ``good cause'' under
section 553(b)(3)(B) of the Administrative Procedure Act (5 U.S.C.
553(b)(3)(B)) to amend this table without further notice and comment.
C. Regulatory Flexibility Act (RFA)
Pursuant to section 605(b) of the RFA, 5 U.S.C. 601 et seq., I
hereby certify that promulgation of this proposed SNUR would not have a
significant economic impact on a substantial number of small entities.
The rationale supporting this conclusion is as follows.
EPA generally finds that proposed and final SNURs are not expected
to have a significant economic impact on a substantial number of small
entities (See, e.g., Ref. 30). Since these proposed SNURs would require
a person who intends to engage in such activity in the future to first
notify EPA by submitting a SNUN, no economic impact would occur unless
someone files a SNUN to pursue a significant new use in the future or
forgoes profits by avoiding or delaying the significant new use.
Although some small entities may decide to engage in such activities in
the future, EPA cannot presently determine how many, if any, there may
be. However, EPA's experience to date is that, in response to the
promulgation of SNURs covering over 1,000 chemical substances, the
Agency receives only a handful of notices per year. During the six year
period from 2005-2011, only three submitters self-identified as small
in their SNUN submission (Ref. 28). EPA believes the cost of submitting
a SNUN is relatively small compared to the cost of developing and
marketing a chemical new to a firm and that the requirement to submit a
SNUN generally does not have a significant economic impact.
A SNUR applies to any person (including small or large entities)
who intends to engage in any activity described in the rule as a
``significant new use.'' EPA has preliminarily determined, based in
part, on the Agency's market research, that these chemical substances
are not being manufactured (including imported) or processed for a
significant new use. This preliminary determination also includes
importation and processing of these chemical substances as part of
articles for the significant new use (Unit IV.). Therefore, based on
current knowledge, EPA has preliminarily determined that these uses,
including the importation of these chemical substances as part of
articles, are not ongoing, and that no small entities presently
manufacture for the significant new uses addressed in this proposed
rule. EPA will consider information received during the comment period
that might indicate that this preliminary determination is incorrect.
EPA believes that there will be minimal impact to processors and
importers of these chemical substances as part of articles from this
proposed SNUR. The SNUR does not require processors and importers of
articles to conduct specific activities to ascertain if they are
importing or processing an article that uses a chemical subject to the
proposed rule. EPA expects importers would take actions that are
commensurate with their perceived likelihood of a chemical substance
subject to the SNUR being part of an article, and the resources it has
available. EPA has no reason to believe that a firm would voluntarily
incur substantial costs to comply with the SNUR, but rather EPA
believes each firm will choose the most efficient route to identify
whether it is importing the subject chemical substances in articles.
Therefore, EPA believes that the potential economic impact of
complying with this proposed SNUR is not expected to be significant or
adversely impact a substantial number of small entities.
D. Unfunded Mandates Reform Act (UMRA)
Based on EPA's experience with proposing and finalizing SNURs,
State, local, and Tribal governments have not been impacted by these
rulemakings, and EPA does not have any reason to believe that any
State, local, or Tribal government would be impacted by this
rulemaking. As such, the requirements of sections 202, 203, 204, or 205
of UMRA, 2 U.S.C. 1531-1538, do not apply to this action.
E. Executive Order 13132: Federalism
This action will not have a substantial direct effect on States, on
the relationship between the national government and the States, or on
the distribution of power and responsibilities among the various levels
of government, as specified in Executive Order 13132 (64 FR 43255,
August 10, 1999).
F. Executive Order 13175: Consultation and Coordination With Indian
Tribal Governments
This proposed rule does not have Tribal implications because it is
not expected to have any effect (i.e., there will be no increase or
decrease in authority or jurisdiction) on Tribal governments, on the
relationship between the Federal government and the Indian tribes, or
on the distribution of power and responsibilities between the Federal
government and Indian tribes. Thus, Executive Order 13175 (65 FR 67249,
November 9, 2000), does not apply to this action.
G. Executive Order 13045: Protection of Children From Environmental
Health Risks and Safety Risks
This action is not subject to Executive Order 13045 (62 FR 19885,
April 23, 1997), because this action is not intended to address
environmental health or safety risks for children.
H. Executive Order 13211: Actions Concerning Regulations That
Significantly Affect Energy Supply, Distribution, or Use
This proposed rule is not subject to Executive Order 13211 (66 FR
28355, May 22, 2001), because this action is not expected to affect
energy supply, distribution, or use.
I. National Technology Transfer and Advancement Act (NTTAA)
Since this action does not involve any technical standards, section
12(d) of NTTAA, 15 U.S.C. 272 note, does not apply to this section.
J. Executive Order 12898: Federal Actions To Address Environmental
Justice in Minority Populations and Low-Income Populations
This proposed rule does not invoke special consideration of
environmental justice related issues as delineated by Executive Order
12898 (59 FR 7629, February 16, 1994), because EPA has determined that
this action will not have disproportionately high and adverse human
health or environmental effects on minority or low-income populations.
This action does not affect the level of protection provided to human
health or the environment.
List of Subjects in 40 CFR Part 721
Environmental protection, Chemicals, Hazardous substances,
Reporting and recordkeeping requirements.
[[Page 2077]]
Dated: January 7, 2015.
Wendy C. Hamnett,
Director, Office of Pollution Prevention and Toxics.
Therefore, it is proposed that 40 CFR chapter I be amended as
follows:
PART 721--[AMENDED]
0
1. The authority citation for part 721 continues to read as follows:
Authority: 15 U.S.C. 2604, 2607, and 2625(c).
0
2. Add Sec. 721.10789 to subpart E to read as follows:
Sec. 721.10789 Toluene diisocyanates and related compounds.
(a) Chemical substances and significant new uses subject to
reporting. (1) The chemical substances listed in Table 1 and Table 2 of
this paragraph are subject to reporting under this section for the
significant new uses described in paragraph (a)(2) of this section.
Table 1--Toluene Diisocyanates and Related Compounds Subject To
Reporting for Any Use in a Consumer Product
------------------------------------------------------------------------
Chemical
abstracts
Chemical name Chemical abstracts service
index name registry
(CASRN)
------------------------------------------------------------------------
Toluene diisocyanate trimer....... Benzene, 1,3- 9019-85-6
diisocyanatomethyl-
, trimer.
Poly(toluene diisocyanate)........ Benzene, 1,3- 9017-01-0
diisocyanatomethyl-
, homopolymer.
Toluene diisocyanate dimer........ 1,3-Diazetidine-2,4- 26747-90-0
dione, 1,3bis(3-
isocyanatomethylphe
nyl)-.
Toluene diisocyanate ``cyclic'' 1,3,5-Triazine- 26603-40-7
trimer. 2,4,6(1H,3H,5H)trio
ne, 1,3,5-
tris(3isocyanatomet
hylphenyl)-.
------------------------------------------------------------------------
Table 2--Toluene Diisocyanates and Related Compounds Subject To
Reporting for Any Use in a Consumer Product
[Except for use in coatings, adhesives, elastomers, binders, and
sealants at less than or equal to 0.1 percent in a consumer product]
------------------------------------------------------------------------
Chemical
abstracts
Chemical name Chemical abstracts service
index name registry No.
(CASRN)
------------------------------------------------------------------------
2,6-Toluene diisocyanate.......... Benzene, 1,3- 91-08-7
diisocyanato-2-
methyl-.
2,4-Toluene diisocyanate.......... Benzene, 2,4- 584-84-9
diisocyanato-1-
methyl-.
Toluene diisocyanate unspecified Benzene, 1,3- 26471-62-5
isomers. diisocyanatomethyl-.
------------------------------------------------------------------------
(2) The significant new uses are:
(i) For the chemical substances listed in Table 1 of paragraph
(a)(1), any use of the chemical substance in consumer products.
(ii) For the chemical substances listed in Table 2 of paragraph
(a)(1), any use of the chemical substance in a consumer product (except
for use in coatings, adhesives, elastomers, binders, and sealants, that
results in less than or equal to 0.1 percent by weight of such chemical
substance in the consumer product).
(b) Specific requirements. The provisions of subpart A of this part
apply to this section except as modified by this paragraph (b):
(1) Revocation of certain notification exemptions. The provisions
of Sec. 721.45(f) do not apply to this section. A person who imports
or processes a chemical substance identified in paragraph (a)(1) of
this section as part of an article for a significant new use described
in paragraph (a)(2) of this section is not thereby exempt from
submitting a significant new use notice.
(2) [Reserved]
[FR Doc. 2015-00474 Filed 1-14-15; 8:45 am]
BILLING CODE 6560-50-P