Prohibition Against Certain Flights in the Simferopol (UKFV) and Dnipropetrovsk (UKDV) Flight Information Regions (FIRs), 77857-77862 [2014-30365]
Download as PDF
Federal Register / Vol. 79, No. 248 / Monday, December 29, 2014 / Rules and Regulations
SUPPLEMENTARY INFORMATION:
FEDERAL HOUSING FINANCE
AGENCY
Background
12 CFR Part 1291
Federal Home Loan Banks’ Affordable
Housing Program
CFR Correction
In Title 12 of the Code of Federal
Regulations, Part 1100 to End, revised as
of January 1, 2014, on page 344, in
§ 1291.5, in paragraphs (c)(13)(iii)(A)
and (B) remove the term ‘‘951.9 of this
part’’ and add ‘‘1291.9’’ in its place, and
on page 345, in paragraph (c)(14)(iii),
remove the term ‘‘951.8, and 951.9,
respectively, of this part’’ and add in its
place ‘‘1291.8, and 1291.9’’.
[FR Doc. 2014–30469 Filed 12–24–14; 8:45 am]
BILLING CODE 1505–01–D
On December 16, 2014, the FAA
published a final rule with request for
comments, entitled ‘‘Elimination of the
Air Traffic Control Tower Operator
Certificate for Controllers Who Hold a
Federal Aviation Administration
Credential with a Tower Rating’’ (79
FR74607).
In that final rule, the FAA revised the
requirement for an air traffic control
tower operator to hold a control tower
operator certificate if the individual also
holds a Federal Aviation Administration
Credential with a tower rating (FAA
Credential). In that final rule, the FAA
inadvertently printed the incorrect part
heading for part 65 of Title 14, Code of
Federal Regulations.
Correction
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Part 65
In FR Doc. 2014–29386, beginning on
page 74611 in the Federal Register of
December 16, 2014, make the following
correction.
Correction to Regulatory Text
[Docket No.: FAA–FAA–2014–1000; Amdt.
No. 65–56A]
RIN 2120–AK40
1. On page 74611, in the third
column, revise the heading of Part 65 to
read as follows:
Elimination of the Air Traffic Control
Tower Operator Certificate for
Controllers Who Hold a Federal
Aviation Administration Credential
With a Tower Rating; Correction
PART 65—CERTIFICATION: AIRMEN
OTHER THAN FLIGHT
CREWMEMBERS
Federal Aviation
Administration (FAA), DOT.
ACTION: Final rule; request for
comments; correction.
Issued under authority provided by 49
U.S.C. 106(f), in Washington, DC, on
December 19, 2014.
Brenda D. Courtney,
Acting Director, Office of Rulemaking .
*
AGENCY:
The FAA is correcting a final
rule with request for comments,
published on December 16, 2014 (79 FR
74607). In that final rule, the FAA
amended its regulations to eliminate the
requirement for an air traffic control
tower operator to hold a control tower
operator certificate if the individual also
holds a Federal Aviation Administration
Credential with a tower rating (FAA
Credential). In that document, the FAA
inadvertently made an error in the part
heading for 14 CFR part 65. This
document corrects that error.
DATES: This correction will become
effective on February 17, 2015.
FOR FURTHER INFORMATION CONTACT: For
technical questions concerning this
action, contact Michele Cappelle, Air
Traffic Safety Oversight Service, Federal
Aviation Administration, 800
Independence Avenue SW.,
Washington, DC 20591; telephone (202)
267–5205; email michele.cappelle@
faa.gov.
mstockstill on DSK4VPTVN1PROD with RULES
SUMMARY:
VerDate Sep<11>2014
18:49 Dec 24, 2014
Jkt 235001
*
*
*
*
[FR Doc. 2014–30269 Filed 12–24–14; 8:45 am]
BILLING CODE 4910–13–P
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Part 91
[Docket No.: FAA–2014–0225; Amdt. No.
91–331A]
RIN 2120–AK56
Prohibition Against Certain Flights in
the Simferopol (UKFV) and
Dnipropetrovsk (UKDV) Flight
Information Regions (FIRs)
Federal Aviation
Administration (FAA), DOT.
ACTION: Immediately adopted final rule.
AGENCY:
This action amends Special
Federal Aviation Regulation (SFAR) No.
113, ‘‘Prohibition Against Certain
Flights in the Simferopol (UKFV) Flight
SUMMARY:
PO 00000
Frm 00025
Fmt 4700
Sfmt 4700
77857
Information Region (FIR),’’ which
prohibited certain flight operations in a
portion of the Simferopol (UKFV) FIR
by all U.S. air carriers; U.S. commercial
operators; persons exercising the
privileges of a U.S. airman certificate,
except when such persons are operating
a U.S.-registered aircraft for a foreign air
carrier; and operators of U.S.-registered
civil aircraft, except when such
operators are foreign air carriers. This
action expands the area in which flight
operations by persons subject to SFAR
No. 113 are prohibited, to include all of
the Simferopol (UKFV) FIR, as well as
the entire Dnipropetrovsk (UKDV) FIR.
The FAA finds this action to be
necessary to prevent a potential hazard
to persons and aircraft engaged in such
flight operations.
DATES: This final rule is effective on
December 29, 2014.
FOR FURTHER INFORMATION CONTACT: For
technical questions concerning this
action, contact Will Gonzalez, Air
Transportation Division, AFS–220,
Flight Standards Service Federal
Aviation Administration, 800
Independence Avenue SW.,
Washington, DC 20591; telephone 202–
267–8166; email will.gonzalez@faa.gov.
For legal questions concerning this
action, contact Robert Frenzel, Office of
the Chief Counsel, AGC–200, Federal
Aviation Administration, 800
Independence Avenue SW.,
Washington, DC 20591; telephone (202)
267–7638; email robert.frenzel@faa.gov.
SUPPLEMENTARY INFORMATION:
Good Cause for Immediate Adoption
Section 553(b)(3)(B) of title 5, U.S.
Code, authorizes agencies to dispense
with notice and comment procedures
for rules when the agency for ‘‘good
cause’’ finds that those procedures are
‘‘impracticable, unnecessary, or contrary
to the public interest.’’ In this instance,
the FAA finds that notice and public
comment to this immediately adopted
final rule, as well as any delay in the
effective date of this rule, are contrary
to the public interest due to the
immediate need to address the potential
hazard to civil aviation that now exists
in the Simferopol (UKFV) and
Dnepropetrovsk (UKDV) FIRs, as
described in the Background section of
this Notice.
Authority for This Rulemaking
The FAA is responsible for the safety
of flight in the United States (U.S.) and
for the safety of U.S. civil operators,
U.S.-registered civil aircraft, and U.S.certificated airmen throughout the
world. The FAA’s authority to issue
rules on aviation safety is found in title
E:\FR\FM\29DER1.SGM
29DER1
77858
Federal Register / Vol. 79, No. 248 / Monday, December 29, 2014 / Rules and Regulations
49, U.S. Code. Subtitle I, section 106(f),
describes the authority of the FAA
Administrator. Subtitle VII of title 49,
Aviation Programs, describes in more
detail the scope of the agency’s
authority. Section 40101(d)(1) provides
that the Administrator shall consider in
the public interest, among other matters,
assigning, maintaining, and enhancing
safety and security as the highest
priorities in air commerce. Section
40105(b)(1)(A) requires the
Administrator to exercise his authority
consistently with the obligations of the
U.S. Government under international
agreements.
This rulemaking is promulgated
under the authority described in
Subtitle VII, Part A, subpart III, section
44701, General requirements. Under
that section, the FAA is charged broadly
with promoting safe flight of civil
aircraft in air commerce by prescribing,
among other things, regulations and
minimum standards for practices,
methods, and procedures that the
Administrator finds necessary for safety
in air commerce and national security.
This regulation is within the scope of
that authority, because it prohibits the
persons subject to paragraph (a) of SFAR
No. 113 from conducting flight
operations in the entirety of the
Simferopol (UKFV) and Dnipropetrovsk
(UKDV) FIRs due to the potential hazard
to the safety of such persons’ flight
operations, as described in the
‘‘Background’’ section of this document.
mstockstill on DSK4VPTVN1PROD with RULES
I. Overview of Immediately Adopted
Final Rule Amending SFAR No. 113
This action prohibits flight operations
in the entirety of the Simferopol (UKFV)
and Dnipropetrovsk (UKDV) FIRs by all
U.S. air carriers; U.S. commercial
operators; persons exercising the
privileges of a U.S. airman certificate,
except when such persons are operating
a U.S.-registered aircraft for a foreign air
carrier; and operators of U.S.-registered
civil aircraft, except when such
operators are foreign air carriers. The
FAA finds this action necessary to
prevent a potential hazard to persons
and aircraft engaged in such flight
operations.
II. Background
On April 23, 2014, the FAA issued
SFAR No. 113, § 91.1607, which
prohibited flight operations in a portion
of the Simferopol (UKFV) FIR by all
U.S. air carriers; U.S. commercial
operators; persons exercising the
privileges of a U.S. airman certificate,
except when such persons are operating
a U.S.-registered aircraft for a foreign air
carrier; and operators of U.S.-registered
civil aircraft, except when such
VerDate Sep<11>2014
18:05 Dec 24, 2014
Jkt 235001
operators are foreign air carriers. On
March 28, 2014, the Russian Federation
had issued a Notice-to-Airmen
(NOTAM) purporting to establish
unilaterally a new FIR, effective April 3,
2014, in a significant portion of the
Simferopol (UKFV) FIR, which included
sovereign Ukrainian airspace over the
Crimean Peninsula and the associated
Ukrainian territorial sea, as well as
international airspace managed by
Ukraine over the Black Sea and the Sea
of Azov. Ukraine rejected the Russian
Federation’s purported establishment of
a new FIR within the existing
Simferopol (UKFV) FIR, established a
prohibited area over the Crimean
Peninsula for flight operations below
flight level 290, and closed various air
traffic services (ATS) route segments.
The Russian Federation responded by
issuing a NOTAM that rejected and
directly conflicted with Ukrainian
NOTAMs concerning the establishment
of the prohibited area and the route
segment closures. On April 2, 2014, the
International Civil Aviation
Organization’s (ICAO’s) Regional
Director for Europe and the North
Atlantic Regions issued a state letter to
countries and their civil aviation
authorities highlighting the possible
existence of serious risks to the safety of
international civil flights and
recommending that consideration be
given to implementing measures to
avoid the airspace and to
circumnavigate the Simferopol (UKFV)
FIR with alternative routings.
When SFAR No. 113, § 91.1607, was
issued, the FAA viewed the possibility
of civil aircraft receiving confusing and
conflicting air traffic control
instructions from both Ukrainian and
Russian ATS providers when operating
in the portion of the Simferopol (UKFV)
FIR covered by SFAR No. 113,
§ 91.1607, as an unsafe condition that
presented a potential hazard to civil
flight operations in the disputed
airspace. Because political and military
tensions between Ukraine and the
Russian Federation remained high, the
FAA was also concerned that
compliance with air traffic control
instructions issued by the authorities of
one country could result in a civil
aircraft being misidentified as a threat
and intercepted or otherwise engaged by
air defense forces of the other country.
The FAA continues to have these
concerns.
The FAA is now expanding SFAR No.
113, § 91.1607, due to safety and
national security concerns regarding
flight operations in the Simferopol
(UKFV) and Dnipropetrovsk (UKDV)
FIRs. The ongoing conflict in the region
poses a significant threat to civil
PO 00000
Frm 00026
Fmt 4700
Sfmt 4700
aviation operations in these FIRs. In
addition to a series of attacks on fixedwing and rotary-wing military aircraft
flying at lower altitudes, a Ukrainian
An-26 flying at 21,000 feet southeast of
Luhansk was shot down on July 14,
2014, and a Malaysia Airlines Boeing
777 was shot down on July 17, 2014,
while flying over Ukraine at 33,000 feet
just west of the Russian border.
Approximately 290 passengers and crew
perished. The use of weapons capable of
targeting and shooting down aircraft
flying on civil air routes at cruising
altitudes poses a significantly dangerous
threat to civil aircraft flying in the
Simferopol (UKFV) and Dnipropetrovsk
(UKDV) FIRs.
In response to this situation, the FAA
issued a NOTAM on July 18, 2014
(UTC), to prohibit operations within the
Simferopol (UKFV) and Dnipropetrovsk
(UKDV) FIRs by all U.S. air carriers;
U.S. commercial operators; persons
exercising the privileges of a U.S.
airman certificate, except when such
persons are operating a U.S.-registered
aircraft for a foreign air carrier; and
operators of U.S.-registered civil aircraft,
except when such operators are foreign
air carriers. Given the uncertainty about
when the conflict in the region will end,
this amendment follows up on that
action.
The FAA will continue to actively
evaluate the area and the airports in the
region to determine to what extent U.S.
civil operators may be able to safely
operate in the region. Amendments to
the SFAR may be appropriate if the risk
to aviation safety and security changes.
The FAA may amend or rescind the
SFAR as necessary prior to its
expiration date. This amendment also
makes a few technical corrections to
SFAR No. 113, § 91.1607.
Because the circumstances described
herein warrant immediate action by the
FAA, I find that notice and public
comment under 5 U.S.C. 553(b)(3)(B) are
impracticable and contrary to the public
interest. However, we will accept any
comments regarding the impact of this
action for consideration in any future
rulemaking action to amend or rescind
this SFAR. Further, I find that good
cause exists under 5 U.S.C. 553(d) for
making this rule effective immediately
upon issuance. I also find that this
action is fully consistent with the
obligations under 49 U.S.C. 40105 to
ensure that I exercise my duties
consistently with the obligations of the
United States under international
agreements.
E:\FR\FM\29DER1.SGM
29DER1
Federal Register / Vol. 79, No. 248 / Monday, December 29, 2014 / Rules and Regulations
mstockstill on DSK4VPTVN1PROD with RULES
Approval Based on Authorization
Request of an Agency of the United
States Government
On April 23, 2014, the FAA put an
approval process in place as part of
SFAR No. 113, § 91.1607. In this rule,
the approval process has been expanded
to address flight operations by persons
covered by SFAR No. 113, § 91.1607, in
the entirety of the Simferopol (UKFV)
and Dnipropetrovsk (UKDV) FIRs. If a
department, agency, or instrumentality
of the U.S. Government determines that
it has a critical need to engage any
person covered under SFAR No. 113,
§ 91.1607, including a U.S. air carrier or
a U.S. commercial operator, to conduct
a charter to transport civilian or military
passengers or cargo in the Simferopol
(UKFV) FIR and/or the Dnipropetrovsk
(UKDV) FIR, that department, agency, or
instrumentality may request the FAA to
approve persons covered under SFAR
No. 113, § 91.1607, to conduct such
operations. An approval request must be
made to the FAA in a letter signed by
an appropriate senior official of the
requesting department, agency, or
instrumentality of the U.S. Government.
The letter must be sent to the Associate
Administrator for Aviation Safety
(AVS–1), Federal Aviation
Administration, 800 Independence
Avenue SW., Washington, DC 20591.
Electronic submissions are acceptable,
and the requesting entity may request
that the FAA notify it electronically as
to whether the approval request is
granted. If a requestor wishes to make
an electronic submission to the FAA,
the requestor should contact the Air
Transportation Division, Flight
Standards Service, at (202) 267–8166, to
obtain the appropriate email address. A
single letter may request approval from
the FAA for multiple persons covered
under SFAR No. 113, § 91.1607, and/or
for multiple flight operations. To the
extent known, the letter must identify
the person(s) expected to be covered
under the SFAR on whose behalf the
U.S. Government department, agency, or
instrumentality is seeking FAA
approval, and it must describe—
• The proposed operation(s),
including the nature of the mission
being supported;
• The service to be provided by the
person(s) covered by the SFAR;
• To the extent known, the specific
locations within the Simferopol (UKFV)
FIR and/or the Dnipropetrovsk (UKDV)
FIR covered by this SFAR where the
proposed operation(s) will be
conducted; and
• The method by which the
department, agency, or instrumentality
will provide, or how the operator will
VerDate Sep<11>2014
18:05 Dec 24, 2014
Jkt 235001
otherwise obtain, current threat
information and an explanation of how
the operator will integrate this
information into all phases of its
proposed operations (e.g., pre-mission
planning and briefing, in-flight, and
post-flight).
The request for approval must also
include a list of operators with whom
the U.S. Government department,
agency, or instrumentality requesting
FAA approval has a current contract(s),
grant(s), or cooperative agreement(s) (or
with whom its prime contractor has a
subcontract(s)) for specific flight
operations in the Simferopol (UKFV)
FIR and/or the Dnipropetrovsk (UKDV)
FIR. Additional such operators may be
identified to the FAA at any time after
the FAA approval is issued. Updated
lists should be sent to the email address
to be obtained from the Air
Transportation Division, (202) 267–
8166.
If an approval request includes
classified information, requestors may
contact Aviation Safety Inspector Will
Gonzalez for instructions on submitting
it to the FAA. His contact information
is listed in the ‘‘For Further Information
Contact’’ section of this final rule.
FAA approval of an operation under
SFAR No. 113, § 91.1607, does not
relieve persons subject to this SFAR of
their responsibility to comply with all
applicable FAA rules and regulations.
Operators of civil aircraft will have to
comply with the conditions of their
certificate and Operations Specifications
(OpSpecs). Operators will also have to
comply with all rules and regulations of
other U.S. Government departments or
agencies that may apply to the proposed
operation, including, but not limited to,
the Transportation Security Regulations
issued by the Transportation Security
Administration, Department of
Homeland Security.
Approval Conditions
On April 23, 2014, the FAA put
approval conditions in place as part of
SFAR No. 113, § 91.1607. The approval
conditions will now apply to flight
operations conducted by persons
covered by SFAR No. 113, § 91.1607, in
the entirety of the Simferopol (UKFV)
and Dnipropetrovsk (UKDV) FIRs. If the
FAA approves the request, the FAA’s
Aviation Safety Organization (AVS) will
send an approval letter to the requesting
department, agency, or instrumentality
informing it that the FAA’s approval is
subject to all of the following
conditions:
(1) The approval will stipulate those
procedures and conditions that limit, to
the greatest degree possible, the risk to
the operator, while still allowing the
PO 00000
Frm 00027
Fmt 4700
Sfmt 4700
77859
operator to achieve its operational
objectives.
(2) The approval will specify that the
operation is not eligible for coverage
under a premium war risk insurance
policy issued by the FAA under chapter
443 of title 49, U.S. Code.1
(3) If the proposed operation would
have been covered by a premium war
risk insurance policy issued by the FAA
under chapter 443 of title 49, U.S. Code,
but for SFAR No. 113, § 91.1607, the
FAA will issue an endorsement to that
premium policy that specifically
excludes coverage for any operations
into, out of, within, or through the
Simferopol (UKFV) and Dnipropetrovsk
(UKDV) FIRs, including operations
under a flight plan that contemplates
landing in or taking off from Ukrainian
territory within those two FIRs. The
endorsement to the premium policy will
take effect before the approval’s
effective date. The exclusion specified
in the endorsement will remain in effect
as long as this SFAR remains in effect,
notwithstanding the issuance of any
approval under, or exemption from, this
SFAR (the chapter 443 premium policy
refers to such approval as a ‘‘waiver’’
and such exemption as an ‘‘exclusion’’).
(4) Before any approval takes effect,
the operator must submit to the FAA a
written release of the U.S. Government
(including but not limited to the United
States of America, as Insurer) from all
damages, claims, and liabilities,
including without limitation legal fees
and expenses, and the operator’s
agreement to indemnify the U.S.
Government (including but not limited
to the United States of America, as
Insurer) with respect to any and all
third-party damages, claims, and
liabilities, including without limitation
legal fees and expenses, relating to any
event arising from or related to the
approved operations in the Simferopol
(UKFV) FIR and/or Dnipropetrovsk
(UKDV) FIR. The release and agreement
to indemnify do not preclude an
operator from raising a claim under an
applicable non-premium war risk
insurance policy issued by the FAA
under chapter 443.
(5) Other conditions that the FAA
may specify, including those that may
be imposed in OpSpecs.
If the proposed operation or
operations are approved, the FAA will
issue OpSpecs to the certificate holder
1 If and when, in connection with an operator’s
contract with a department, agency, or
instrumentality of the U.S. Government, an
operation is covered by a non-premium war risk
insurance policy issued by FAA under 49 U.S.C.
44305, coverage under that operator’s FAA
premium war risk insurance policy is suspended as
a condition contained in that premium policy.
E:\FR\FM\29DER1.SGM
29DER1
77860
Federal Register / Vol. 79, No. 248 / Monday, December 29, 2014 / Rules and Regulations
mstockstill on DSK4VPTVN1PROD with RULES
authorizing these operations and will
notify a department, agency, or
instrumentality that requests FAA
approval of civil flight operations to be
conducted by one or more persons
described in paragraph (a) of SFAR No.
113, § 91.1607, of any additional
conditions beyond those contained in
the approval letter, if the operations are
approved. The requesting department,
agency, or instrumentality must have a
contract, grant, or cooperative
agreement (or its prime contractor must
have a subcontract) with the person(s)
described in paragraph (a) of SFAR No.
113, § 91.1607, on whose behalf the
department, agency, or instrumentality
requests FAA approval.
Request for Exemptions
The FAA included a section about
requests for exemption when it issued
SFAR No. 113, § 91.1607, on April 23,
2014. The section concerning requests
for exemption has been expanded to
address flight operations by persons
covered by SFAR No. 113, § 91.1607, in
both the Simferopol (UKFV) and the
Dnipropetrovsk (UKDV) FIRs. Any
operations not conducted under the
approval process set forth above must be
conducted under an exemption from
SFAR No. 113, § 91.1607. A request by
any person covered under SFAR No.
113, § 91.1607, for an exemption must
comply with 14 CFR part 11, and will
require exceptional circumstances
beyond those contemplated by the
approval process set forth above. In
addition to the information required by
14 CFR § 11.81, at a minimum, the
requestor must describe in its
submission to the FAA—
• The proposed operation(s),
including the nature of the operation;
• The service to be provided by the
person(s) covered by the SFAR;
• The specific locations within the
Simferopol (UKFV) FIR and/or the
Dnipropetrovsk (UKDV) FIR where the
proposed operation(s) will be
conducted; and
• The method by which the operator
will obtain current threat information,
and an explanation of how the operator
will integrate this information into all
phases of its proposed operations (e.g.,
the pre-mission planning and briefing,
in-flight, and post-flight phases).
Additionally, FAA’s endorsement of
any premium war risk insurance policy
issued under chapter 443 of title 49,
U.S. Code, and the release and
agreement to indemnify, all as referred
to above, will be required as a condition
of any exemption that may be issued
under SFAR No. 113, § 91.1607.
The FAA recognizes that operations
that may be affected by SFAR No. 113,
VerDate Sep<11>2014
18:05 Dec 24, 2014
Jkt 235001
§ 91.1607, including this amendment,
may be planned for the governments of
other countries with the support of the
U.S. Government. While these
operations will not be permitted
through the approval process, the FAA
will process exemption requests for
such operations on an expedited basis
and prior to any private exemption
requests.
III. Regulatory Evaluation, Regulatory
Flexibility Determination, International
Trade Impact Assessment, and
Unfunded Mandates Assessment
Changes to Federal regulations must
undergo several economic analyses.
First, Executive Order 12866 and
Executive Order 13563 direct that each
Federal agency shall propose or adopt a
regulation only upon a reasoned
determination that the benefits of the
intended regulation justify its costs.
Second, the Regulatory Flexibility Act
of 1980 (Pub. L. 96–354), as codified in
5 U.S.C. 603, requires agencies to
analyze the economic impact of
regulatory changes on small entities.
Third, the Trade Agreements Act of
1979 (Pub. L. 96–39), as codified in 19
U.S.C. 2532, prohibits agencies from
setting standards that create
unnecessary obstacles to the foreign
commerce of the United States. In
developing U.S. standards, the Trade
Agreements Act requires agencies to
consider international standards and,
where appropriate, that they be the basis
of U.S. standards. Fourth, the Unfunded
Mandates Reform Act of 1995 (Pub. L.
104–4), as codified in 2 U.S.C. 1532,
requires agencies to prepare a written
assessment of the costs, benefits, and
other effects of proposed or final rules
that include a Federal mandate likely to
result in the expenditure by State, local,
or tribal governments, in the aggregate,
or by the private sector, of $100 million
or more annually (adjusted for inflation
with base year of 1995). This portion of
the preamble summarizes the FAA’s
analysis of the economic impacts of this
final rule.
Department of Transportation (DOT)
Order 2100.5 prescribes policies and
procedures for simplification, analysis,
and review of regulations. If the
expected cost impact is so minimal that
a proposed or final rule does not
warrant a full evaluation, this order
permits that a statement to that effect
and the basis for it to be included in the
preamble if a full regulatory evaluation
of the cost and benefits is not prepared.
Such a determination has been made for
this final rule. The reasoning for this
determination follows:
This rule prohibits flights in both the
Simferopol (UKFV) and Dnipropetrovsk
PO 00000
Frm 00028
Fmt 4700
Sfmt 4700
(UKDV) FIRs due to the significant
hazards to civil aviation described in
the Background section of this
preamble. The alternative flight routes
result in some additional fuel and
operations costs to the operators, as well
as some costs attributed to passenger
time. However, no U.S. operators are
now operating in the portion of the
Simferopol (UKFV) FIR for which flight
operations have already been prohibited
by SFAR No. 113. Moreover, almost all
U.S. operators had already voluntarily
ceased their operations in these two
FIRs prior to the issuance of the FAA
NOTAM on July 18, 2014 (UTC),
because of the significant hazards
involved. Accordingly, the incremental
costs of this proposed amendment to
SFAR No. 113 are minimal. By
prohibiting unsafe flights, the benefits of
this rule will exceed the minimal flight
deviation costs.
In conducting these analyses, FAA
has determined this final rule is a
‘‘significant regulatory action,’’ as
defined in section 3(f) of Executive
Order 12866, because it raises novel
policy issues contemplated under that
Executive Order. The rule is also
‘‘significant’’ as defined in DOT’s
Regulatory Policies and Procedures. The
final rule, if adopted, will not have a
significant economic impact on a
substantial number of small entities,
will not create unnecessary obstacles to
international trade and will not impose
an unfunded mandate on state, local, or
tribal governments, or on the private
sector.
A. Regulatory Flexibility Analysis
The Regulatory Flexibility Act of 1980
(Public Law 96–354, ‘‘RFA’’) establishes
‘‘as a principle of regulatory issuance
that agencies shall endeavor, consistent
with the objectives of the rule and of
applicable statutes, to fit regulatory and
informational requirements to the scale
of the businesses, organizations, and
governmental jurisdictions subject to
regulation. To achieve this principle,
agencies are required to solicit and
consider flexible regulatory proposals
and to explain the rationale for their
actions to assure that such proposals are
given serious consideration.’’ The RFA
covers a wide-range of small entities,
including small businesses, not-forprofit organizations, and small
governmental jurisdictions.
Agencies must perform a review to
determine whether a rule will have a
significant economic impact on a
substantial number of small entities. If
the agency determines that it will, the
agency must prepare a regulatory
flexibility analysis as described in the
RFA.
E:\FR\FM\29DER1.SGM
29DER1
Federal Register / Vol. 79, No. 248 / Monday, December 29, 2014 / Rules and Regulations
However, if an agency determines that
a rule is not expected to have a
significant economic impact on a
substantial number of small entities,
section 605(b) of the RFA provides that
the head of the agency may so certify
and a regulatory flexibility analysis is
not required. The certification must
include a statement providing the
factual basis for this determination, and
the reasoning should be clear.
U.S. certificate holders affected by
this final rule are predominately large
passenger and all-cargo carriers. There
are some small entity operators flying
under U.S. government contract and
some operators providing flights that
support oil operations that the FAA
anticipates will also be affected. Many
of these operations are conducted by
small entities, but due to the immediacy
of the potential harm to U.S. certificate
holders, their passengers, crew, and
cargo, there is not a sufficient amount of
time to ascertain exact numbers. There
are likely to be enough such operators
to be considered a substantial number of
small entities. The incremental costs of
this amendment are minimal because
operators have largely stopped
overflying this area voluntarily.
Therefore, as provided in section
605(b), the head of the FAA certifies
that this rulemaking will not result in a
significant economic impact on a
substantial number of small entities.
mstockstill on DSK4VPTVN1PROD with RULES
B. International Trade Impact
Assessment
The Trade Agreements Act of 1979
(Pub. L. 96–39), as amended by the
Uruguay Round Agreements Act (Pub.
L. 103–465), prohibits Federal agencies
from establishing standards or engaging
in related activities that create
unnecessary obstacles to the foreign
commerce of the United States.
Pursuant to these Acts, the
establishment of standards is not
considered an unnecessary obstacle to
the foreign commerce of the United
States, so long as the standard has a
legitimate domestic objective, such as
the protection of safety, and does not
operate in a manner that excludes
imports that meet this objective. The
statute also requires consideration of
international standards and, where
appropriate, that they be the basis for
U.S. standards. The FAA has assessed
the potential effect of this final rule and
determined that its purpose is to protect
the safety of U.S. civil aviation from a
potential hazard outside the U.S.
Therefore, the rule is in compliance
with the Trade Agreements Act.
VerDate Sep<11>2014
18:05 Dec 24, 2014
Jkt 235001
C. Unfunded Mandates Assessment
Title II of the Unfunded Mandates
Reform Act of 1995 (Pub. L. 104–4)
requires each Federal agency to prepare
a written statement assessing the effects
of any Federal mandate in a proposed or
final agency rule that may result in an
expenditure of $100 million or more (in
1995 dollars) in any one year by State,
local, and tribal governments, in the
aggregate, or by the private sector; such
a mandate is deemed to be a ‘‘significant
regulatory action.’’ The FAA currently
uses an inflation-adjusted value of
$151.0 million in lieu of $100 million.
This final rule does not contain such a
mandate; therefore, the requirements of
Title II of the Act do not apply.
D. Paperwork Reduction Act
The Paperwork Reduction Act of 1995
(44 U.S.C. 3507(d)) requires that the
FAA consider the impact of paperwork
and other information collection
burdens imposed on the public. The
FAA has determined that there is no
new requirement for information
collection associated with this
immediately adopted final rule.
E. International Compatibility and
Cooperation
In keeping with U.S. obligations
under the Convention on International
Civil Aviation (the ‘‘Chicago
Convention’’), it is FAA policy to
conform to ICAO Standards and
Recommended Practices to the
maximum extent practicable. The FAA
has determined that there are no ICAO
Standards and Recommended Practices
that correspond to these proposed
regulations.
F. Environmental Analysis
FAA Order 1050.1E identifies FAA
actions that are categorically excluded
from preparation of an environmental
assessment or environmental impact
statement under the National
Environmental Policy Act (‘‘NEPA’’) in
the absence of extraordinary
circumstances. The FAA has
determined this rulemaking action
qualifies for the categorical exclusion
identified in paragraph 312(f) and
involves no extraordinary
circumstances.
The FAA has reviewed the
implementation of the proposed SFAR
and determined it is categorically
excluded from further environmental
review according to FAA Order 1050.1E,
‘‘Environmental Impacts: Policies and
Procedures,’’ paragraph 312(f). The FAA
has examined possible extraordinary
circumstances and determined that no
such circumstances exist. After careful
and thorough consideration of the
PO 00000
Frm 00029
Fmt 4700
Sfmt 4700
77861
proposed action, the FAA finds that the
Federal action does not require
preparation of an EA or EIS in
accordance with the requirements of
NEPA, Council on Environmental
Quality (CEQ) regulations, and FAA
Order 1050.1E.
IV. Executive Order Determinations
A. Executive Order 13132, ‘‘Federalism’’
The FAA has analyzed this
immediately adopted final rule under
the principles and criteria of Executive
Order 13132, ‘‘Federalism.’’ The agency
determined that this action will not
have a substantial direct effect on the
States, or the relationship between the
Federal Government and the States, or
on the distribution of power and
responsibilities among the various
levels of government, and, therefore,
does not have Federalism implications.
B. Executive Order 13211, Regulations
That Significantly Affect Energy Supply,
Distribution, or Use
The FAA analyzed this immediately
adopted final rule under Executive
Order 13211, ‘‘Actions Concerning
Regulations that Significantly Affect
Energy Supply, Distribution, or Use’’
(May 18, 2001). The agency has
determined that it is not a ‘‘significant
energy action’’ under the executive
order and it is not likely to have a
significant adverse effect on the supply,
distribution, or use of energy.
C. Executive Order 13609, Promoting
International Regulatory Cooperation
Executive Order 13609, Promoting
International Regulatory Cooperation,
promotes international regulatory
cooperation to meet shared challenges
involving health, safety, labor, security,
environmental, and other issues and to
reduce, eliminate, or prevent
unnecessary differences in regulatory
requirements. The FAA has analyzed
this action under the policies and
agency responsibilities of Executive
Order 13609, and has determined that
this action would have no effect on
international regulatory cooperation.
V. How To Obtain Additional
Information
A. Rulemaking Documents
An electronic copy of a rulemaking
document may be obtained by using the
Internet—
1. Search the Federal Document
Management System (FDMS) Portal
(https://www.regulations.gov);
2. Visit the FAA’s Regulations and
Policies Web page at https://
www.faa.gov/regulations_policies/ or
E:\FR\FM\29DER1.SGM
29DER1
77862
Federal Register / Vol. 79, No. 248 / Monday, December 29, 2014 / Rules and Regulations
3. Access the Government Printing
Office’s Web page at: https://
www.gpo.gov/fdsys/.
Copies may also be obtained by
sending a request (identified by notice,
amendment, or docket number of this
rulemaking) to the Federal Aviation
Administration, Office of Rulemaking,
ARM–1, 800 Independence Avenue
SW., Washington, DC 20591, or by
calling (202) 267–9680.
B. Small Business Regulatory
Enforcement Fairness Act
The Small Business Regulatory
Enforcement Fairness Act of 1996
(SBREFA) requires FAA to comply with
small entity requests for information or
advice about compliance with statutes
and regulations within its jurisdiction.
A small entity with questions regarding
this document may contact its local
FAA official, or the person listed under
the FOR FURTHER INFORMATION CONTACT
section at the beginning of the preamble.
To find out more about SBREFA on the
Internet, visit: https://www.faa.gov/
regulations_policies/rulemaking/sbre_
act/.
List of Subjects in 14 CFR Part 91
Air traffic control, Aircraft, Airmen,
Airports, Aviation safety, Freight,
Ukraine.
The Amendment
In consideration of the foregoing, the
Federal Aviation Administration
amends chapter I of Title 14, Code of
Federal Regulations as follows:
PART 91—GENERAL OPERATING AND
FLIGHT RULES
1. The authority citation for part 91 is
revised to read as follows:
■
Authority: 49 U.S.C. 106(f), 106(g), 1155,
40101, 40103, 40105, 40113, 40120, 44101,
44111, 44701, 44704, 44709, 44711, 44712,
44715, 44716, 44717, 44722, 46306, 46315,
46316, 46504, 46506–46507, 47122, 47508,
47528–47531, 47534, articles 12 and 29 of the
Convention on International Civil Aviation
(61 Stat. 1180), (126 Stat. 11).
■
2. Revise § 91.1607 to read as follows:
mstockstill on DSK4VPTVN1PROD with RULES
§ 91.1607 Special Federal Aviation
Regulation No. 113—Prohibition Against
Certain Flights in the Simferopol (UKFV)
and the Dnipropetrovsk (UKDV) Flight
Information Regions (FIRs).
(a) Applicability. This Special Federal
Aviation Regulation (SFAR) applies to
the following persons:
(1) All U.S. air carriers and U.S.
commercial operators;
(2) All persons exercising the
privileges of an airman certificate issued
by the FAA, except such persons
VerDate Sep<11>2014
18:05 Dec 24, 2014
Jkt 235001
operating U.S.-registered aircraft for a
foreign air carrier; and
(3) All operators of U.S.-registered
civil aircraft, except where the operator
of such aircraft is a foreign air carrier.
(b) Flight prohibition. Except as
provided in paragraphs (c) and (d) of
this section, no person described in
paragraph (a) of this section may
conduct flight operations in the
Simferopol (UKFV) FIR or the
Dnipropetrovsk (UKDV) FIR.
(c) Permitted operations. This section
does not prohibit persons described in
paragraph (a) of this section from
conducting flight operations in either or
both of the Simferopol (UKFV) and the
Dnipropetrovsk (UKDV) FIRs, provided
that such flight operations are
conducted under a contract, grant, or
cooperative agreement with a
department, agency, or instrumentality
of the U.S. government (or under a
subcontract between the prime
contractor of the department, agency, or
instrumentality, and the person subject
to paragraph (a)), with the approval of
the FAA, or under an exemption issued
by the FAA. The FAA will process
requests for approval or exemption in a
timely manner, with the order of
preference being: First, for those
operations in support of U.S.
government-sponsored activities;
second, for those operations in support
of government-sponsored activities of a
foreign country with the support of a
U.S. government department, agency, or
instrumentality; and third, for all other
operations.
(d) Emergency situations. In an
emergency that requires immediate
decision and action for the safety of the
flight, the pilot in command of an
aircraft may deviate from this section to
the extent required by that emergency.
Except for U.S. air carriers and
commercial operators that are subject to
the requirements of 14 CFR parts 119,
121, 125, or 135, each person who
deviates from this section must, within
10 days of the deviation, excluding
Saturdays, Sundays, and Federal
holidays, submit to the nearest FAA
Flight Standards District Office (FSDO)
a complete report of the operations of
the aircraft involved in the deviation,
including a description of the deviation
and the reasons for it.
(e) Expiration. This SFAR will remain
in effect until October 27, 2015. The
FAA may amend, rescind, or extend this
SFAR as necessary.
Issued under authority provided by 49
U.S.C. 106(f), 40101(d)(1), 40105(b)(1)(A),
PO 00000
Frm 00030
Fmt 4700
Sfmt 4700
and 44701(a)(5), in Washington, DC, on
December 19, 2014.
Michael P. Huerta,
Administrator.
[FR Doc. 2014–30365 Filed 12–24–14; 8:45 am]
BILLING CODE 4910–13–P
DEPARTMENT OF COMMERCE
Bureau of Industry and Security
15 CFR Parts 732, 736, 738, 740, 744,
and 774
[Docket No. 141027899–4899–01]
RIN 0694–AG34
Corrections and Clarifications to the
Export Administration Regulations
Bureau of Industry and
Security, Commerce.
ACTION: Final rule.
AGENCY:
The Bureau of Industry and
Security (BIS) is correcting certain
provisions of the Export Administration
Regulations (EAR) that were amended in
past rulemakings appearing in the
Federal Register between November 5,
2007 and October 14, 2014. This final
rule makes corrections to certain
provisions to ensure consistency and
clarity in the regulations. In addition,
this final rule makes other corrections to
the EAR to fix typographical errors to
ensure that the regulations accurately
reflect the revisions intended by these
past rulemakings.
DATES: This rule is effective December
29, 2014.
FOR FURTHER INFORMATION CONTACT:
Timothy Mooney, Regulatory Policy
Division, Bureau of Industry and
Security, Department of Commerce,
Phone: (202) 482–2440, Fax: (202) 482–
3355, Email: rpd2@bis.doc.gov.
SUPPLEMENTARY INFORMATION:
SUMMARY:
Background
The Bureau of Industry and Security
(BIS) is correcting certain provisions of
the Export Administration Regulations
(EAR) that were amended in past
rulemakings appearing in the Federal
Register between November 5, 2007 and
October 14, 2014. In total, this final rule
makes corrections and clarifications for
thirteen final rules that amended the
EAR during this time period. This final
rule corrects these provisions to
accurately reflect the revisions intended
by these past rulemakings. These final
rulemakings consist of the following:
Revisions to the Commerce Control List:
Imposition of Controls on Integrated
Circuits, Helicopter Landing System
E:\FR\FM\29DER1.SGM
29DER1
Agencies
[Federal Register Volume 79, Number 248 (Monday, December 29, 2014)]
[Rules and Regulations]
[Pages 77857-77862]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2014-30365]
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Part 91
[Docket No.: FAA-2014-0225; Amdt. No. 91-331A]
RIN 2120-AK56
Prohibition Against Certain Flights in the Simferopol (UKFV) and
Dnipropetrovsk (UKDV) Flight Information Regions (FIRs)
AGENCY: Federal Aviation Administration (FAA), DOT.
ACTION: Immediately adopted final rule.
-----------------------------------------------------------------------
SUMMARY: This action amends Special Federal Aviation Regulation (SFAR)
No. 113, ``Prohibition Against Certain Flights in the Simferopol (UKFV)
Flight Information Region (FIR),'' which prohibited certain flight
operations in a portion of the Simferopol (UKFV) FIR by all U.S. air
carriers; U.S. commercial operators; persons exercising the privileges
of a U.S. airman certificate, except when such persons are operating a
U.S.-registered aircraft for a foreign air carrier; and operators of
U.S.-registered civil aircraft, except when such operators are foreign
air carriers. This action expands the area in which flight operations
by persons subject to SFAR No. 113 are prohibited, to include all of
the Simferopol (UKFV) FIR, as well as the entire Dnipropetrovsk (UKDV)
FIR. The FAA finds this action to be necessary to prevent a potential
hazard to persons and aircraft engaged in such flight operations.
DATES: This final rule is effective on December 29, 2014.
FOR FURTHER INFORMATION CONTACT: For technical questions concerning
this action, contact Will Gonzalez, Air Transportation Division, AFS-
220, Flight Standards Service Federal Aviation Administration, 800
Independence Avenue SW., Washington, DC 20591; telephone 202-267-8166;
email will.gonzalez@faa.gov.
For legal questions concerning this action, contact Robert Frenzel,
Office of the Chief Counsel, AGC-200, Federal Aviation Administration,
800 Independence Avenue SW., Washington, DC 20591; telephone (202) 267-
7638; email robert.frenzel@faa.gov.
SUPPLEMENTARY INFORMATION:
Good Cause for Immediate Adoption
Section 553(b)(3)(B) of title 5, U.S. Code, authorizes agencies to
dispense with notice and comment procedures for rules when the agency
for ``good cause'' finds that those procedures are ``impracticable,
unnecessary, or contrary to the public interest.'' In this instance,
the FAA finds that notice and public comment to this immediately
adopted final rule, as well as any delay in the effective date of this
rule, are contrary to the public interest due to the immediate need to
address the potential hazard to civil aviation that now exists in the
Simferopol (UKFV) and Dnepropetrovsk (UKDV) FIRs, as described in the
Background section of this Notice.
Authority for This Rulemaking
The FAA is responsible for the safety of flight in the United
States (U.S.) and for the safety of U.S. civil operators, U.S.-
registered civil aircraft, and U.S.-certificated airmen throughout the
world. The FAA's authority to issue rules on aviation safety is found
in title
[[Page 77858]]
49, U.S. Code. Subtitle I, section 106(f), describes the authority of
the FAA Administrator. Subtitle VII of title 49, Aviation Programs,
describes in more detail the scope of the agency's authority. Section
40101(d)(1) provides that the Administrator shall consider in the
public interest, among other matters, assigning, maintaining, and
enhancing safety and security as the highest priorities in air
commerce. Section 40105(b)(1)(A) requires the Administrator to exercise
his authority consistently with the obligations of the U.S. Government
under international agreements.
This rulemaking is promulgated under the authority described in
Subtitle VII, Part A, subpart III, section 44701, General requirements.
Under that section, the FAA is charged broadly with promoting safe
flight of civil aircraft in air commerce by prescribing, among other
things, regulations and minimum standards for practices, methods, and
procedures that the Administrator finds necessary for safety in air
commerce and national security. This regulation is within the scope of
that authority, because it prohibits the persons subject to paragraph
(a) of SFAR No. 113 from conducting flight operations in the entirety
of the Simferopol (UKFV) and Dnipropetrovsk (UKDV) FIRs due to the
potential hazard to the safety of such persons' flight operations, as
described in the ``Background'' section of this document.
I. Overview of Immediately Adopted Final Rule Amending SFAR No. 113
This action prohibits flight operations in the entirety of the
Simferopol (UKFV) and Dnipropetrovsk (UKDV) FIRs by all U.S. air
carriers; U.S. commercial operators; persons exercising the privileges
of a U.S. airman certificate, except when such persons are operating a
U.S.-registered aircraft for a foreign air carrier; and operators of
U.S.-registered civil aircraft, except when such operators are foreign
air carriers. The FAA finds this action necessary to prevent a
potential hazard to persons and aircraft engaged in such flight
operations.
II. Background
On April 23, 2014, the FAA issued SFAR No. 113, Sec. 91.1607,
which prohibited flight operations in a portion of the Simferopol
(UKFV) FIR by all U.S. air carriers; U.S. commercial operators; persons
exercising the privileges of a U.S. airman certificate, except when
such persons are operating a U.S.-registered aircraft for a foreign air
carrier; and operators of U.S.-registered civil aircraft, except when
such operators are foreign air carriers. On March 28, 2014, the Russian
Federation had issued a Notice-to-Airmen (NOTAM) purporting to
establish unilaterally a new FIR, effective April 3, 2014, in a
significant portion of the Simferopol (UKFV) FIR, which included
sovereign Ukrainian airspace over the Crimean Peninsula and the
associated Ukrainian territorial sea, as well as international airspace
managed by Ukraine over the Black Sea and the Sea of Azov. Ukraine
rejected the Russian Federation's purported establishment of a new FIR
within the existing Simferopol (UKFV) FIR, established a prohibited
area over the Crimean Peninsula for flight operations below flight
level 290, and closed various air traffic services (ATS) route
segments.
The Russian Federation responded by issuing a NOTAM that rejected
and directly conflicted with Ukrainian NOTAMs concerning the
establishment of the prohibited area and the route segment closures. On
April 2, 2014, the International Civil Aviation Organization's (ICAO's)
Regional Director for Europe and the North Atlantic Regions issued a
state letter to countries and their civil aviation authorities
highlighting the possible existence of serious risks to the safety of
international civil flights and recommending that consideration be
given to implementing measures to avoid the airspace and to
circumnavigate the Simferopol (UKFV) FIR with alternative routings.
When SFAR No. 113, Sec. 91.1607, was issued, the FAA viewed the
possibility of civil aircraft receiving confusing and conflicting air
traffic control instructions from both Ukrainian and Russian ATS
providers when operating in the portion of the Simferopol (UKFV) FIR
covered by SFAR No. 113, Sec. 91.1607, as an unsafe condition that
presented a potential hazard to civil flight operations in the disputed
airspace. Because political and military tensions between Ukraine and
the Russian Federation remained high, the FAA was also concerned that
compliance with air traffic control instructions issued by the
authorities of one country could result in a civil aircraft being
misidentified as a threat and intercepted or otherwise engaged by air
defense forces of the other country. The FAA continues to have these
concerns.
The FAA is now expanding SFAR No. 113, Sec. 91.1607, due to safety
and national security concerns regarding flight operations in the
Simferopol (UKFV) and Dnipropetrovsk (UKDV) FIRs. The ongoing conflict
in the region poses a significant threat to civil aviation operations
in these FIRs. In addition to a series of attacks on fixed-wing and
rotary-wing military aircraft flying at lower altitudes, a Ukrainian
An-26 flying at 21,000 feet southeast of Luhansk was shot down on July
14, 2014, and a Malaysia Airlines Boeing 777 was shot down on July 17,
2014, while flying over Ukraine at 33,000 feet just west of the Russian
border. Approximately 290 passengers and crew perished. The use of
weapons capable of targeting and shooting down aircraft flying on civil
air routes at cruising altitudes poses a significantly dangerous threat
to civil aircraft flying in the Simferopol (UKFV) and Dnipropetrovsk
(UKDV) FIRs.
In response to this situation, the FAA issued a NOTAM on July 18,
2014 (UTC), to prohibit operations within the Simferopol (UKFV) and
Dnipropetrovsk (UKDV) FIRs by all U.S. air carriers; U.S. commercial
operators; persons exercising the privileges of a U.S. airman
certificate, except when such persons are operating a U.S.-registered
aircraft for a foreign air carrier; and operators of U.S.-registered
civil aircraft, except when such operators are foreign air carriers.
Given the uncertainty about when the conflict in the region will end,
this amendment follows up on that action.
The FAA will continue to actively evaluate the area and the
airports in the region to determine to what extent U.S. civil operators
may be able to safely operate in the region. Amendments to the SFAR may
be appropriate if the risk to aviation safety and security changes. The
FAA may amend or rescind the SFAR as necessary prior to its expiration
date. This amendment also makes a few technical corrections to SFAR No.
113, Sec. 91.1607.
Because the circumstances described herein warrant immediate action
by the FAA, I find that notice and public comment under 5 U.S.C.
553(b)(3)(B) are impracticable and contrary to the public interest.
However, we will accept any comments regarding the impact of this
action for consideration in any future rulemaking action to amend or
rescind this SFAR. Further, I find that good cause exists under 5
U.S.C. 553(d) for making this rule effective immediately upon issuance.
I also find that this action is fully consistent with the obligations
under 49 U.S.C. 40105 to ensure that I exercise my duties consistently
with the obligations of the United States under international
agreements.
[[Page 77859]]
Approval Based on Authorization Request of an Agency of the United
States Government
On April 23, 2014, the FAA put an approval process in place as part
of SFAR No. 113, Sec. 91.1607. In this rule, the approval process has
been expanded to address flight operations by persons covered by SFAR
No. 113, Sec. 91.1607, in the entirety of the Simferopol (UKFV) and
Dnipropetrovsk (UKDV) FIRs. If a department, agency, or instrumentality
of the U.S. Government determines that it has a critical need to engage
any person covered under SFAR No. 113, Sec. 91.1607, including a U.S.
air carrier or a U.S. commercial operator, to conduct a charter to
transport civilian or military passengers or cargo in the Simferopol
(UKFV) FIR and/or the Dnipropetrovsk (UKDV) FIR, that department,
agency, or instrumentality may request the FAA to approve persons
covered under SFAR No. 113, Sec. 91.1607, to conduct such operations.
An approval request must be made to the FAA in a letter signed by an
appropriate senior official of the requesting department, agency, or
instrumentality of the U.S. Government. The letter must be sent to the
Associate Administrator for Aviation Safety (AVS-1), Federal Aviation
Administration, 800 Independence Avenue SW., Washington, DC 20591.
Electronic submissions are acceptable, and the requesting entity may
request that the FAA notify it electronically as to whether the
approval request is granted. If a requestor wishes to make an
electronic submission to the FAA, the requestor should contact the Air
Transportation Division, Flight Standards Service, at (202) 267-8166,
to obtain the appropriate email address. A single letter may request
approval from the FAA for multiple persons covered under SFAR No. 113,
Sec. 91.1607, and/or for multiple flight operations. To the extent
known, the letter must identify the person(s) expected to be covered
under the SFAR on whose behalf the U.S. Government department, agency,
or instrumentality is seeking FAA approval, and it must describe--
The proposed operation(s), including the nature of the
mission being supported;
The service to be provided by the person(s) covered by the
SFAR;
To the extent known, the specific locations within the
Simferopol (UKFV) FIR and/or the Dnipropetrovsk (UKDV) FIR covered by
this SFAR where the proposed operation(s) will be conducted; and
The method by which the department, agency, or
instrumentality will provide, or how the operator will otherwise
obtain, current threat information and an explanation of how the
operator will integrate this information into all phases of its
proposed operations (e.g., pre-mission planning and briefing, in-
flight, and post-flight).
The request for approval must also include a list of operators with
whom the U.S. Government department, agency, or instrumentality
requesting FAA approval has a current contract(s), grant(s), or
cooperative agreement(s) (or with whom its prime contractor has a
subcontract(s)) for specific flight operations in the Simferopol (UKFV)
FIR and/or the Dnipropetrovsk (UKDV) FIR. Additional such operators may
be identified to the FAA at any time after the FAA approval is issued.
Updated lists should be sent to the email address to be obtained from
the Air Transportation Division, (202) 267-8166.
If an approval request includes classified information, requestors
may contact Aviation Safety Inspector Will Gonzalez for instructions on
submitting it to the FAA. His contact information is listed in the
``For Further Information Contact'' section of this final rule.
FAA approval of an operation under SFAR No. 113, Sec. 91.1607,
does not relieve persons subject to this SFAR of their responsibility
to comply with all applicable FAA rules and regulations. Operators of
civil aircraft will have to comply with the conditions of their
certificate and Operations Specifications (OpSpecs). Operators will
also have to comply with all rules and regulations of other U.S.
Government departments or agencies that may apply to the proposed
operation, including, but not limited to, the Transportation Security
Regulations issued by the Transportation Security Administration,
Department of Homeland Security.
Approval Conditions
On April 23, 2014, the FAA put approval conditions in place as part
of SFAR No. 113, Sec. 91.1607. The approval conditions will now apply
to flight operations conducted by persons covered by SFAR No. 113,
Sec. 91.1607, in the entirety of the Simferopol (UKFV) and
Dnipropetrovsk (UKDV) FIRs. If the FAA approves the request, the FAA's
Aviation Safety Organization (AVS) will send an approval letter to the
requesting department, agency, or instrumentality informing it that the
FAA's approval is subject to all of the following conditions:
(1) The approval will stipulate those procedures and conditions
that limit, to the greatest degree possible, the risk to the operator,
while still allowing the operator to achieve its operational
objectives.
(2) The approval will specify that the operation is not eligible
for coverage under a premium war risk insurance policy issued by the
FAA under chapter 443 of title 49, U.S. Code.\1\
---------------------------------------------------------------------------
\1\ If and when, in connection with an operator's contract with
a department, agency, or instrumentality of the U.S. Government, an
operation is covered by a non-premium war risk insurance policy
issued by FAA under 49 U.S.C. 44305, coverage under that operator's
FAA premium war risk insurance policy is suspended as a condition
contained in that premium policy.
---------------------------------------------------------------------------
(3) If the proposed operation would have been covered by a premium
war risk insurance policy issued by the FAA under chapter 443 of title
49, U.S. Code, but for SFAR No. 113, Sec. 91.1607, the FAA will issue
an endorsement to that premium policy that specifically excludes
coverage for any operations into, out of, within, or through the
Simferopol (UKFV) and Dnipropetrovsk (UKDV) FIRs, including operations
under a flight plan that contemplates landing in or taking off from
Ukrainian territory within those two FIRs. The endorsement to the
premium policy will take effect before the approval's effective date.
The exclusion specified in the endorsement will remain in effect as
long as this SFAR remains in effect, notwithstanding the issuance of
any approval under, or exemption from, this SFAR (the chapter 443
premium policy refers to such approval as a ``waiver'' and such
exemption as an ``exclusion'').
(4) Before any approval takes effect, the operator must submit to
the FAA a written release of the U.S. Government (including but not
limited to the United States of America, as Insurer) from all damages,
claims, and liabilities, including without limitation legal fees and
expenses, and the operator's agreement to indemnify the U.S. Government
(including but not limited to the United States of America, as Insurer)
with respect to any and all third-party damages, claims, and
liabilities, including without limitation legal fees and expenses,
relating to any event arising from or related to the approved
operations in the Simferopol (UKFV) FIR and/or Dnipropetrovsk (UKDV)
FIR. The release and agreement to indemnify do not preclude an operator
from raising a claim under an applicable non-premium war risk insurance
policy issued by the FAA under chapter 443.
(5) Other conditions that the FAA may specify, including those that
may be imposed in OpSpecs.
If the proposed operation or operations are approved, the FAA will
issue OpSpecs to the certificate holder
[[Page 77860]]
authorizing these operations and will notify a department, agency, or
instrumentality that requests FAA approval of civil flight operations
to be conducted by one or more persons described in paragraph (a) of
SFAR No. 113, Sec. 91.1607, of any additional conditions beyond those
contained in the approval letter, if the operations are approved. The
requesting department, agency, or instrumentality must have a contract,
grant, or cooperative agreement (or its prime contractor must have a
subcontract) with the person(s) described in paragraph (a) of SFAR No.
113, Sec. 91.1607, on whose behalf the department, agency, or
instrumentality requests FAA approval.
Request for Exemptions
The FAA included a section about requests for exemption when it
issued SFAR No. 113, Sec. 91.1607, on April 23, 2014. The section
concerning requests for exemption has been expanded to address flight
operations by persons covered by SFAR No. 113, Sec. 91.1607, in both
the Simferopol (UKFV) and the Dnipropetrovsk (UKDV) FIRs. Any
operations not conducted under the approval process set forth above
must be conducted under an exemption from SFAR No. 113, Sec. 91.1607.
A request by any person covered under SFAR No. 113, Sec. 91.1607, for
an exemption must comply with 14 CFR part 11, and will require
exceptional circumstances beyond those contemplated by the approval
process set forth above. In addition to the information required by 14
CFR Sec. 11.81, at a minimum, the requestor must describe in its
submission to the FAA--
The proposed operation(s), including the nature of the
operation;
The service to be provided by the person(s) covered by the
SFAR;
The specific locations within the Simferopol (UKFV) FIR
and/or the Dnipropetrovsk (UKDV) FIR where the proposed operation(s)
will be conducted; and
The method by which the operator will obtain current
threat information, and an explanation of how the operator will
integrate this information into all phases of its proposed operations
(e.g., the pre-mission planning and briefing, in-flight, and post-
flight phases).
Additionally, FAA's endorsement of any premium war risk insurance
policy issued under chapter 443 of title 49, U.S. Code, and the release
and agreement to indemnify, all as referred to above, will be required
as a condition of any exemption that may be issued under SFAR No. 113,
Sec. 91.1607.
The FAA recognizes that operations that may be affected by SFAR No.
113, Sec. 91.1607, including this amendment, may be planned for the
governments of other countries with the support of the U.S. Government.
While these operations will not be permitted through the approval
process, the FAA will process exemption requests for such operations on
an expedited basis and prior to any private exemption requests.
III. Regulatory Evaluation, Regulatory Flexibility Determination,
International Trade Impact Assessment, and Unfunded Mandates Assessment
Changes to Federal regulations must undergo several economic
analyses. First, Executive Order 12866 and Executive Order 13563 direct
that each Federal agency shall propose or adopt a regulation only upon
a reasoned determination that the benefits of the intended regulation
justify its costs. Second, the Regulatory Flexibility Act of 1980 (Pub.
L. 96-354), as codified in 5 U.S.C. 603, requires agencies to analyze
the economic impact of regulatory changes on small entities. Third, the
Trade Agreements Act of 1979 (Pub. L. 96-39), as codified in 19 U.S.C.
2532, prohibits agencies from setting standards that create unnecessary
obstacles to the foreign commerce of the United States. In developing
U.S. standards, the Trade Agreements Act requires agencies to consider
international standards and, where appropriate, that they be the basis
of U.S. standards. Fourth, the Unfunded Mandates Reform Act of 1995
(Pub. L. 104-4), as codified in 2 U.S.C. 1532, requires agencies to
prepare a written assessment of the costs, benefits, and other effects
of proposed or final rules that include a Federal mandate likely to
result in the expenditure by State, local, or tribal governments, in
the aggregate, or by the private sector, of $100 million or more
annually (adjusted for inflation with base year of 1995). This portion
of the preamble summarizes the FAA's analysis of the economic impacts
of this final rule.
Department of Transportation (DOT) Order 2100.5 prescribes policies
and procedures for simplification, analysis, and review of regulations.
If the expected cost impact is so minimal that a proposed or final rule
does not warrant a full evaluation, this order permits that a statement
to that effect and the basis for it to be included in the preamble if a
full regulatory evaluation of the cost and benefits is not prepared.
Such a determination has been made for this final rule. The reasoning
for this determination follows:
This rule prohibits flights in both the Simferopol (UKFV) and
Dnipropetrovsk (UKDV) FIRs due to the significant hazards to civil
aviation described in the Background section of this preamble. The
alternative flight routes result in some additional fuel and operations
costs to the operators, as well as some costs attributed to passenger
time. However, no U.S. operators are now operating in the portion of
the Simferopol (UKFV) FIR for which flight operations have already been
prohibited by SFAR No. 113. Moreover, almost all U.S. operators had
already voluntarily ceased their operations in these two FIRs prior to
the issuance of the FAA NOTAM on July 18, 2014 (UTC), because of the
significant hazards involved. Accordingly, the incremental costs of
this proposed amendment to SFAR No. 113 are minimal. By prohibiting
unsafe flights, the benefits of this rule will exceed the minimal
flight deviation costs.
In conducting these analyses, FAA has determined this final rule is
a ``significant regulatory action,'' as defined in section 3(f) of
Executive Order 12866, because it raises novel policy issues
contemplated under that Executive Order. The rule is also
``significant'' as defined in DOT's Regulatory Policies and Procedures.
The final rule, if adopted, will not have a significant economic impact
on a substantial number of small entities, will not create unnecessary
obstacles to international trade and will not impose an unfunded
mandate on state, local, or tribal governments, or on the private
sector.
A. Regulatory Flexibility Analysis
The Regulatory Flexibility Act of 1980 (Public Law 96-354, ``RFA'')
establishes ``as a principle of regulatory issuance that agencies shall
endeavor, consistent with the objectives of the rule and of applicable
statutes, to fit regulatory and informational requirements to the scale
of the businesses, organizations, and governmental jurisdictions
subject to regulation. To achieve this principle, agencies are required
to solicit and consider flexible regulatory proposals and to explain
the rationale for their actions to assure that such proposals are given
serious consideration.'' The RFA covers a wide-range of small entities,
including small businesses, not-for-profit organizations, and small
governmental jurisdictions.
Agencies must perform a review to determine whether a rule will
have a significant economic impact on a substantial number of small
entities. If the agency determines that it will, the agency must
prepare a regulatory flexibility analysis as described in the RFA.
[[Page 77861]]
However, if an agency determines that a rule is not expected to
have a significant economic impact on a substantial number of small
entities, section 605(b) of the RFA provides that the head of the
agency may so certify and a regulatory flexibility analysis is not
required. The certification must include a statement providing the
factual basis for this determination, and the reasoning should be
clear.
U.S. certificate holders affected by this final rule are
predominately large passenger and all-cargo carriers. There are some
small entity operators flying under U.S. government contract and some
operators providing flights that support oil operations that the FAA
anticipates will also be affected. Many of these operations are
conducted by small entities, but due to the immediacy of the potential
harm to U.S. certificate holders, their passengers, crew, and cargo,
there is not a sufficient amount of time to ascertain exact numbers.
There are likely to be enough such operators to be considered a
substantial number of small entities. The incremental costs of this
amendment are minimal because operators have largely stopped overflying
this area voluntarily.
Therefore, as provided in section 605(b), the head of the FAA
certifies that this rulemaking will not result in a significant
economic impact on a substantial number of small entities.
B. International Trade Impact Assessment
The Trade Agreements Act of 1979 (Pub. L. 96-39), as amended by the
Uruguay Round Agreements Act (Pub. L. 103-465), prohibits Federal
agencies from establishing standards or engaging in related activities
that create unnecessary obstacles to the foreign commerce of the United
States. Pursuant to these Acts, the establishment of standards is not
considered an unnecessary obstacle to the foreign commerce of the
United States, so long as the standard has a legitimate domestic
objective, such as the protection of safety, and does not operate in a
manner that excludes imports that meet this objective. The statute also
requires consideration of international standards and, where
appropriate, that they be the basis for U.S. standards. The FAA has
assessed the potential effect of this final rule and determined that
its purpose is to protect the safety of U.S. civil aviation from a
potential hazard outside the U.S. Therefore, the rule is in compliance
with the Trade Agreements Act.
C. Unfunded Mandates Assessment
Title II of the Unfunded Mandates Reform Act of 1995 (Pub. L. 104-
4) requires each Federal agency to prepare a written statement
assessing the effects of any Federal mandate in a proposed or final
agency rule that may result in an expenditure of $100 million or more
(in 1995 dollars) in any one year by State, local, and tribal
governments, in the aggregate, or by the private sector; such a mandate
is deemed to be a ``significant regulatory action.'' The FAA currently
uses an inflation-adjusted value of $151.0 million in lieu of $100
million. This final rule does not contain such a mandate; therefore,
the requirements of Title II of the Act do not apply.
D. Paperwork Reduction Act
The Paperwork Reduction Act of 1995 (44 U.S.C. 3507(d)) requires
that the FAA consider the impact of paperwork and other information
collection burdens imposed on the public. The FAA has determined that
there is no new requirement for information collection associated with
this immediately adopted final rule.
E. International Compatibility and Cooperation
In keeping with U.S. obligations under the Convention on
International Civil Aviation (the ``Chicago Convention''), it is FAA
policy to conform to ICAO Standards and Recommended Practices to the
maximum extent practicable. The FAA has determined that there are no
ICAO Standards and Recommended Practices that correspond to these
proposed regulations.
F. Environmental Analysis
FAA Order 1050.1E identifies FAA actions that are categorically
excluded from preparation of an environmental assessment or
environmental impact statement under the National Environmental Policy
Act (``NEPA'') in the absence of extraordinary circumstances. The FAA
has determined this rulemaking action qualifies for the categorical
exclusion identified in paragraph 312(f) and involves no extraordinary
circumstances.
The FAA has reviewed the implementation of the proposed SFAR and
determined it is categorically excluded from further environmental
review according to FAA Order 1050.1E, ``Environmental Impacts:
Policies and Procedures,'' paragraph 312(f). The FAA has examined
possible extraordinary circumstances and determined that no such
circumstances exist. After careful and thorough consideration of the
proposed action, the FAA finds that the Federal action does not require
preparation of an EA or EIS in accordance with the requirements of
NEPA, Council on Environmental Quality (CEQ) regulations, and FAA Order
1050.1E.
IV. Executive Order Determinations
A. Executive Order 13132, ``Federalism''
The FAA has analyzed this immediately adopted final rule under the
principles and criteria of Executive Order 13132, ``Federalism.'' The
agency determined that this action will not have a substantial direct
effect on the States, or the relationship between the Federal
Government and the States, or on the distribution of power and
responsibilities among the various levels of government, and,
therefore, does not have Federalism implications.
B. Executive Order 13211, Regulations That Significantly Affect Energy
Supply, Distribution, or Use
The FAA analyzed this immediately adopted final rule under
Executive Order 13211, ``Actions Concerning Regulations that
Significantly Affect Energy Supply, Distribution, or Use'' (May 18,
2001). The agency has determined that it is not a ``significant energy
action'' under the executive order and it is not likely to have a
significant adverse effect on the supply, distribution, or use of
energy.
C. Executive Order 13609, Promoting International Regulatory
Cooperation
Executive Order 13609, Promoting International Regulatory
Cooperation, promotes international regulatory cooperation to meet
shared challenges involving health, safety, labor, security,
environmental, and other issues and to reduce, eliminate, or prevent
unnecessary differences in regulatory requirements. The FAA has
analyzed this action under the policies and agency responsibilities of
Executive Order 13609, and has determined that this action would have
no effect on international regulatory cooperation.
V. How To Obtain Additional Information
A. Rulemaking Documents
An electronic copy of a rulemaking document may be obtained by
using the Internet--
1. Search the Federal Document Management System (FDMS) Portal
(https://www.regulations.gov);
2. Visit the FAA's Regulations and Policies Web page at https://www.faa.gov/regulations_policies/ or
[[Page 77862]]
3. Access the Government Printing Office's Web page at: https://www.gpo.gov/fdsys/.
Copies may also be obtained by sending a request (identified by
notice, amendment, or docket number of this rulemaking) to the Federal
Aviation Administration, Office of Rulemaking, ARM-1, 800 Independence
Avenue SW., Washington, DC 20591, or by calling (202) 267-9680.
B. Small Business Regulatory Enforcement Fairness Act
The Small Business Regulatory Enforcement Fairness Act of 1996
(SBREFA) requires FAA to comply with small entity requests for
information or advice about compliance with statutes and regulations
within its jurisdiction. A small entity with questions regarding this
document may contact its local FAA official, or the person listed under
the FOR FURTHER INFORMATION CONTACT section at the beginning of the
preamble. To find out more about SBREFA on the Internet, visit: https://www.faa.gov/regulations_policies/rulemaking/sbre_act/.
List of Subjects in 14 CFR Part 91
Air traffic control, Aircraft, Airmen, Airports, Aviation safety,
Freight, Ukraine.
The Amendment
In consideration of the foregoing, the Federal Aviation
Administration amends chapter I of Title 14, Code of Federal
Regulations as follows:
PART 91--GENERAL OPERATING AND FLIGHT RULES
0
1. The authority citation for part 91 is revised to read as follows:
Authority: 49 U.S.C. 106(f), 106(g), 1155, 40101, 40103, 40105,
40113, 40120, 44101, 44111, 44701, 44704, 44709, 44711, 44712,
44715, 44716, 44717, 44722, 46306, 46315, 46316, 46504, 46506-46507,
47122, 47508, 47528-47531, 47534, articles 12 and 29 of the
Convention on International Civil Aviation (61 Stat. 1180), (126
Stat. 11).
0
2. Revise Sec. 91.1607 to read as follows:
Sec. 91.1607 Special Federal Aviation Regulation No. 113--Prohibition
Against Certain Flights in the Simferopol (UKFV) and the Dnipropetrovsk
(UKDV) Flight Information Regions (FIRs).
(a) Applicability. This Special Federal Aviation Regulation (SFAR)
applies to the following persons:
(1) All U.S. air carriers and U.S. commercial operators;
(2) All persons exercising the privileges of an airman certificate
issued by the FAA, except such persons operating U.S.-registered
aircraft for a foreign air carrier; and
(3) All operators of U.S.-registered civil aircraft, except where
the operator of such aircraft is a foreign air carrier.
(b) Flight prohibition. Except as provided in paragraphs (c) and
(d) of this section, no person described in paragraph (a) of this
section may conduct flight operations in the Simferopol (UKFV) FIR or
the Dnipropetrovsk (UKDV) FIR.
(c) Permitted operations. This section does not prohibit persons
described in paragraph (a) of this section from conducting flight
operations in either or both of the Simferopol (UKFV) and the
Dnipropetrovsk (UKDV) FIRs, provided that such flight operations are
conducted under a contract, grant, or cooperative agreement with a
department, agency, or instrumentality of the U.S. government (or under
a subcontract between the prime contractor of the department, agency,
or instrumentality, and the person subject to paragraph (a)), with the
approval of the FAA, or under an exemption issued by the FAA. The FAA
will process requests for approval or exemption in a timely manner,
with the order of preference being: First, for those operations in
support of U.S. government-sponsored activities; second, for those
operations in support of government-sponsored activities of a foreign
country with the support of a U.S. government department, agency, or
instrumentality; and third, for all other operations.
(d) Emergency situations. In an emergency that requires immediate
decision and action for the safety of the flight, the pilot in command
of an aircraft may deviate from this section to the extent required by
that emergency. Except for U.S. air carriers and commercial operators
that are subject to the requirements of 14 CFR parts 119, 121, 125, or
135, each person who deviates from this section must, within 10 days of
the deviation, excluding Saturdays, Sundays, and Federal holidays,
submit to the nearest FAA Flight Standards District Office (FSDO) a
complete report of the operations of the aircraft involved in the
deviation, including a description of the deviation and the reasons for
it.
(e) Expiration. This SFAR will remain in effect until October 27,
2015. The FAA may amend, rescind, or extend this SFAR as necessary.
Issued under authority provided by 49 U.S.C. 106(f),
40101(d)(1), 40105(b)(1)(A), and 44701(a)(5), in Washington, DC, on
December 19, 2014.
Michael P. Huerta,
Administrator.
[FR Doc. 2014-30365 Filed 12-24-14; 8:45 am]
BILLING CODE 4910-13-P