Benzidine-Based Chemical Substances; Di-n-pentyl Phthalate (DnPP); and Alkanes, C12-13, Chloro; Significant New Use Rule, 77891-77911 [2014-29887]
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Federal Register / Vol. 79, No. 248 / Monday, December 29, 2014 / Rules and Regulations
77891
As used in this exclusion, ‘‘anti-personnel landmine’’ means any mine placed under, on, or near the ground or other surface area, or delivered
by artillery, rocket, mortar, or similar means or dropped from an aircraft and which is designed to be detonated or exploded by the presence,
proximity, or contact of a person; any device or material which is designed, constructed, or adapted to kill or injure and which functions unexpectedly when a person disturbs or approaches an apparently harmless object or performs an apparently safe act; any manually-emplaced munition
or device designed to kill, injure, or damage and which is actuated by remote control or automatically after a lapse of time.
Note 16: The radar systems described are controlled in USML Category XI(a)(3)(i) through (v). As used in this entry, the term ‘‘systems’’ includes equipment, devices, software, assemblies, modules, components, practices, processes, methods, approaches, schema, frameworks, and
models.
Note 17: This exclusion does not apply to the export of defense articles previously notified to Congress pursuant to § 123.15 or § 124.11 of
this subchapter. For use of the Australian and UK exemptions for congressional notification, see § 126.16(o) and § 126.17(o).
Rose E. Gottemoeller,
Under Secretary, Arms Control and
International Security, Department of State.
[FR Doc. 2014–30232 Filed 12–24–14; 8:45 am]
BILLING CODE 4710–25–P
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Parts 9 and 721
[EPA–HQ–OPPT–2010–0573; FRL–9915–60]
RIN 2070–AJ73
Benzidine-Based Chemical
Substances; Di-n-pentyl Phthalate
(DnPP); and Alkanes, C12-13, Chloro;
Significant New Use Rule
Environmental Protection
Agency (EPA).
ACTION: Final rule.
AGENCY:
Under the Toxic Substances
Control Act (TSCA), EPA is
promulgating a significant new use rule
(SNUR) to add nine benzidine-based
chemical substances to the existing
SNUR on benzidine-based chemical
substances. With respect to both the
newly-added benzidine-based chemical
substances and the previously-listed
benzidine-based chemical substances,
this rule makes inapplicable the
exemption relating to persons that
import or process substances as part of
an article. EPA is also promulgating a
SNUR for di-n-pentyl phthalate (DnPP)
and a SNUR for alkanes, C12-13, chloro.
These actions require persons who
intend to manufacture (defined by
statute to include import) or process
these chemical substances for an
activity that is designated as a
significant new use to notify EPA at
least 90 days before commencing such
manufacture or processing. The required
notifications will provide EPA with the
opportunity to evaluate activities
associated with a significant new use
and, if necessary based on the
information available at that time, an
opportunity to protect against potential
unreasonable risks, if any, from that
activity before it occurs. EPA is also
making a technical amendment to the
codified list of control numbers for
approved information collection
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SUMMARY:
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activities so that it includes the control
number assigned by the Office of
Management and Budget (OMB) to the
information collection activities
contained in this rule.
DATES: This final rule is effective
February 27, 2015.
ADDRESSES: The docket for this action,
identified by docket identification (ID)
number EPA–HQ–OPPT–2010–0573, is
available at https://www.regulations.gov
or at the Office of Pollution Prevention
and Toxics Docket (OPPT Docket), EPA
Docket Center (EPA/DC), EPA West
Bldg., Rm. 3334, 1301 Constitution Ave.
NW., Washington, DC. The Public
Reading Room is open from 8:30 a.m. to
4:30 p.m., Monday through Friday,
excluding legal holidays. The telephone
number for the Public Reading Room is
(202) 566–1744, and the telephone
number for the OPPT Docket is (202)
566–0280. Please review the visitor
instructions and additional information
about the docket available at https://
www.epa.gov/dockets.
FOR FURTHER INFORMATION CONTACT:
For technical information contact:
Sara Kemme, National Program
Chemicals Division (7404T), Office of
Pollution Prevention and Toxics,
Environmental Protection Agency, 1200
Pennsylvania Ave. NW., Washington,
DC 20460–0001; telephone number:
(202) 566–0511; email address:
kemme.sara@epa.gov.
For general information contact: The
TSCA-Hotline, ABVI-Goodwill, 422
South Clinton Ave., Rochester, NY
14620; telephone number: (202) 554–
1404; email address: TSCA-Hotline@
epa.gov.
SUPPLEMENTARY INFORMATION:
I. Executive Summary
A. Does this action apply to me?
These three different SNURs may
apply to different entities. The North
American Industrial Classification
System (NAICS) codes have been
provided to assist you and others in
determining whether this action might
apply to certain entities.
1. Benzidine-based chemical
substances. You may be potentially
affected by this action if you
manufacture (defined by statute to
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include import), or process, including as
part of an article, any of the benzidinebased chemical substances listed in
Tables 1 and 2 of the regulatory text in
this document. Potentially affected
entities may include, but are not limited
to:
• Manufacturers or processors of one
or more of the subject chemical
substances.
• Entities which plan to use the listed
chemical substances in conjunction
with apparel and other finished
products made from fabrics, leather, and
similar materials.
• Entities which plan to use the listed
chemical substances in conjunction
with paper and allied products.
• Manufacturers or processors of the
subject chemical substances in printing
inks. These entities may include those
described by the NAICS codes 325—
chemical manufacturing, 31—textile
manufacturers, 316—leather and allied
products manufacturers, 322—paper
manufacturers, 4243 apparel, piece
goods, and notions wholesalers, or
443—clothing and accessories stores.
2. DnPP. You may be potentially
affected by this action if you
manufacture (defined by statute to
include import), or process DnPP.
Potentially affected entities may
include, but are not limited to: Chemical
industry—plastic material and resins
(NAICS code 325211).
3. Alkanes, C12-13, chloro (CAS No.
71011–12–6). You may be potentially
affected by this action if you
manufacture or process the following
short-chained chlorinated paraffin
(SCCP): Alkanes, C12-13, chloro (CAS No.
71011–12–6). Potentially affected
entities may include, but are not limited
to: Manufacturers of SCCPs (NAICS
codes 325 and 325998), chemical
manufacturing; including miscellaneous
chemical product and preparation
manufacturing; and processors of SCCPs
(NAICS codes 324 and 324191),
petroleum lubricating oil and grease
manufacturing.
This action may also affect certain
entities through pre-existing import
certification and export notification
rules under TSCA. Persons who import
any chemical substance governed by a
final SNUR are subject to the TSCA
section 13 (15 U.S.C. 2612) import
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certification requirements and the
corresponding regulations at 19 CFR
12.118 through 12.127; see also 19 CFR
127.28. Those persons must certify that
the shipment of the chemical substance
complies with all applicable rules and
orders under TSCA, including any
SNUR requirements. The EPA policy in
support of import certification appears
at 40 CFR part 707, subpart B. In
addition, any persons who export or
intend to export a chemical substance
that is the subject of a proposed or final
SNUR are subject to the export
notification provisions of TSCA section
12(b) (15 U.S.C. 2611(b)) (see 40 CFR
721.20) and must comply with the
export notification requirements in 40
CFR part 707, subpart D.
To determine whether you or your
business may be affected by this action,
you should carefully examine the
applicability provisions in 40 CFR 721.5
for SNUR-related obligations and with
respect to benzidine-based chemical
substances, the applicability provisions
in Unit V. If you have any questions
regarding the applicability of this action
to a particular entity, consult the
technical person listed under FOR
FURTHER INFORMATION CONTACT.
B. What Is the Agency’s Authority for
Taking this Action?
Section 5(a)(2) of TSCA (15 U.S.C.
2604(a)(2)) authorizes EPA to determine
that a use of a chemical substance is a
‘‘significant new use.’’ EPA must make
this determination by rule after
considering all relevant factors,
including those listed in TSCA section
5(a)(2). Once EPA determines that a use
of a chemical substance is a significant
new use, TSCA section 5(a)(1)(B)
requires persons to submit a significant
new use notice (SNUN) to EPA at least
90 days before they manufacture or
process the chemical substance for that
use (15 U.S.C. 2604(a)(1)(B)). As
described in Unit V., the general SNUR
provisions are found at 40 CFR part 721,
subpart A.
C. What action is the agency taking?
In a Federal Register proposed rule
published on March 28, 2012 (77 FR
18752) (FRL–8865–2), EPA proposed
three chemical specific SNURs being
addressed in this final rule (Ref. 1).
EPA’s response to public comments
received on the proposed rule appears
in Unit X. Please consult the March 28,
2012 Federal Register proposed rule
(Ref. 1) for further background
information for this final rule.
These final SNURs will require
persons to notify EPA at least 90 days
before commencing the manufacture
(including import) or processing of:
• The nine benzidine-based chemical
substances identified in Table A of Unit
II., which are being added to 40 CFR
721.1660 with a designation of any use
as a significant new use;
• DnPP with a designation of any use
other than as a chemical standard for
analytical experiments as a significant
new use; and
• Alkanes, C12–13, chloro (CAS No.
71011–12–6) with a designation of any
use as a significant new use.
In addition, this final rule amends the
SNUR at 40 CFR 721.1660 to make
inapplicable the exemption at 40 CFR
721.45(f) for persons that import or
process benzidine-based chemical
substances as part of an article. For the
benzidine-based chemical substances,
the elimination of the article exemption
at 40 CFR 721.45(f) will require persons
to notify EPA at least 90 days before
commencing processing or importing as
part of an article any of the newly-added
benzidine-based chemical substances, as
well as those already covered (61 FR
52287, October 7, 1996 (FRL–5396–6),
codified at 40 CFR 721.1660) (Ref. 2).
D. Why is the agency taking this action?
These SNURs are necessary to ensure
that EPA receives timely advance notice
of any future manufacturing and
processing of these chemical substances
for new uses that may produce changes
in human and environmental exposures.
The rationale and objectives for this
SNUR are explained in Unit III.
E. What are the estimated incremental
impacts of this action?
EPA has evaluated the potential costs
of establishing SNUR reporting
requirements for potential
manufacturers and processors of the
chemical substances included in this
final rule. This analysis, which is
available in the docket, is discussed in
Unit IX., and is briefly summarized
here. In the event that a SNUN is
submitted, costs are estimated to be less
than $8,700 per SNUN submission for
large business submitters and $6,300 for
small business submitters. These
estimates include the cost to prepare
and submit the SNUN and the payment
of a user fee. In addition, for persons
exporting a substance that is the subject
of a SNUR, a one-time notice must be
provided for the first export or intended
export to a particular country, which is
estimated to cost less than $100 on
average per notification. The rule may
also affect firms that import or process
articles that may contain benzidinebased chemicals, because, while not
required by the SNUR, these parties may
take additional steps to determine
whether benzidine-based chemicals are
part of the articles that they are
considering to import or process. Since
EPA is unable to predict whether
anyone might engage in future activities
that would require reporting, potential
total costs were not estimated.
II. Overview of the Chemical
Substances Subject to This Rule
The SNURs in this final rule involve
certain benzidine-based chemical
substances in the existing SNUR at 40
CFR 721.1660 (Ref. 1), the nine
benzidine-based chemical substances
listed in Table A of this unit, DnPP
(CAS No. 131–18–0), and alkanes, C1213, chloro (CAS No. 71011–12–6).
TABLE A—NEWLY ADDED BENZIDINE-BASED CHEMICAL SUBSTANCES
C.I. name
C.I. No.
Chemical name
117–33–9 ........................
Not available ..................
Not available ..................
65150–87–0 ....................
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CAS or accession No.
Not available ..................
Not available ..................
68214–82–4 ....................
Direct Navy BH ..............
Not available ..................
72379–45–4 ....................
Not available ..................
Not available ..................
1,3-Naphthalenedisulfonic
acid,
7-hydroxy-8-[2-[4’-[2-(4hydroxyphenyl)diazenyl][1,1’- biphenyl]-4-yl]diazenyl]-.
1,3,6-Naphthalenetrisulfonic acid, 8-hydroxy-7-[2-[4’-[2-(2-hydroxy-1-naphthalenyl)diazenyl][1,1’-biphenyl]-4-yl]diazenyl]-,
lithium salt (1:3).
2,7-Naphthalenedisulfonic acid, 5-amino-3-[2-[4’-[2-(7-amino-1hydroxy-3-sulfo-2naphthalenyl)diazenyl][1,1’-biphenyl]-4yl]diazenyl]-4-hydroxy-, sodium salt (1:2).
2,7-Naphthalenedisulfonic acid, 4-amino-5-hydroxy-3-[2-[4’-[2[2-hydroxy-4-[(2- methylphenyl)amino] phenyl]diazenyl][1,1’biphenyl]-4-yl]diazenyl]-6-(2- phenyldiazenyl)-.
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77893
TABLE A—NEWLY ADDED BENZIDINE-BASED CHEMICAL SUBSTANCES—Continued
CAS or accession No.
C.I. name
C.I. No.
Chemical name
Accession No. 21808 .....
CAS No. CBI (NA)
CBI .................................
CBI .................................
Accession No. 24921 .....
CAS No. CBI (NA)
CBI .................................
CBI .................................
Accession No. 26256 .....
CAS No. CBI (NA)
CBI .................................
CBI .................................
Accession No. 26267 .....
CAS No. CBI (NA)
CBI .................................
CBI .................................
Accession No. 26701 .....
CAS No. CBI (NA)
CBI .................................
CBI .................................
2,7-Naphthalenedisulfonic acid, 4-amino-5-hydroxy [[[(substituted phenylamino)] substituted phenylazo] diphenyl]azo-,
phenylazo-, disodium salt. (generic name).
4-(Substituted naphthalenyl)azo diphenylyl
azo-substituted carbopolycycle azo benzenesulfonic acid, sodium salt. (generic name).
4-(Substituted
phenyl)azo
biphenylyl
azo-substituted
carbopolycycloazo benzenesulfonic acid, sodium salt. (generic name)
4-(Substituted
phenyl)azo
biphenylyl
azo-substituted
carbopolycycle azo benzenesulfonic acid, sodium salt. (generic name).
Phenylazoaminohydroxynaphthalenylazobiphenylazo
substituted benzene sodium sulfonate. (generic name).
CAS = Chemical Abstracts Services. CBI = Confidential Business Information. CBI (NA) = Confidential Business Information (Not Available).
C.I. = Chemical Index.
III. Rationale and Objectives
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A. Rationale
Consistent with EPA’s past practice
for issuing SNURs under TSCA section
5(a)(2), EPA’s decision to issue a SNUR
for a particular chemical use need not
be based on an extensive evaluation of
the hazard, exposure, or potential risk
associated with that use. Rather, the
Agency’s action is based on EPA’s
determination that if the use begins or
resumes, it may present a risk that EPA
should evaluate under TSCA before the
manufacturing or processing for that use
begins. Since the new use does not
currently exist, deferring a detailed
consideration of potential risks or
hazards related to that use is an effective
use of resources. If a person decides to
begin manufacturing or processing the
chemical for the use, the notice to EPA
allows EPA to evaluate the use
according to the specific parameters and
circumstances surrounding that
intended use.
1. Benzidine-based chemical
substances. As described in the
proposal (Ref. 1), EPA is concerned
about potential carcinogenic effects on
workers and consumers from the
manufacture, processing, or use of these
substances. Consumers exposed via
dermal exposure to consumer products
containing the benzidine-based
chemical substances are a particular
concern because enzymes present in the
human body and in bacteria on the skin
aid in the reduction of these chemical
substances to the benzidine unit, an
established human carcinogen (Ref. 3).
The main consumer products that could
result in dermal exposure if containing
these chemical substances include
textiles and leather products because
they are in prolonged contact with
human skin.
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During the review of information on
benzidine-based chemical substances,
EPA determined that the newly
identified chemical substances that are
being added to 40 CFR 721.1660 by this
final rule present the same concerns
(Ref. 4) as those of the benzidine-based
chemical substances already listed in
the rule ((Ref. 2)), codified at 40 CFR
721.1660). EPA does not believe there is
any current use of these nine benzidinebased chemical substances within or
outside the United States. This
conclusion is based on a review of
EPA’s own Inventory Update Reporting
(IUR) data, and more recent Chemical
Data Reporting (CDR) data as well as
other sources including the Colour
Index International, published by the
Society of Dyers and Colourists and
American Association of Textile
Chemists and Colorists; IHS Chemical
Economics Handbook, Dyes; and ICIS
Directory of World Chemical Producers.
In addition, as discussed earlier,
although some of the benzidine-based
chemical substances subject to the 1996
SNUR may be manufactured or
processed outside the United States, an
analysis of the benzidine-based
chemical substances market (Ref. 4)
revealed no information indicating
import of articles containing benzidinebased chemical substances for nonexcluded purposes.
Although it appears there is no
ongoing domestic manufacture of the
nine newly added benzidine-based
chemical substances, or import for a
non-excluded use of articles containing
any benzidine-based chemical
substances, the manufacture (including
import) or processing of the nine newly
added benzidine-based chemical
substances and the import or processing
of articles containing any benzidinebased chemical substances may begin at
any time, without prior notice to EPA.
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Thus, EPA is concerned that
commencement of the manufacture
(including import) or processing for any
new uses, including resumption of past
uses, of benzidine-based chemical
substances could significantly increase
the magnitude and duration of exposure
to humans over that which would
otherwise exist currently. EPA is
concerned that such an increase should
not occur without an opportunity for the
Agency to evaluate activities associated
with a significant new use and an
opportunity to protect against potential
unreasonable risks, if any, from
exposure to the chemical substance.
Accordingly, EPA is finalizing a
SNUR for the nine benzidine-based
chemical substances by adding them to
those currently listed at 40 CFR
721.1660, and making inapplicable the
article exemption at 40 CFR 721.45(f) for
those chemical substances newly added
in this rulemaking as well as for those
already listed at 40 CFR 721.1660. This
final rule will require persons who
intend to manufacture (including
import) or process any of the benzidinebased chemical substances for a nonexcluded use, including importing or
processing any listed benzidine-based
chemical substance for a non-excluded
use as part of an article, to submit a
SNUN.
2. DnPP. As described in the proposal
(Ref. 1), EPA has concerns regarding
potential adverse human health and
environmental effects that may be
caused by DnPP. EPA has direct
information from animal studies that
DnPP specifically can elicit
developmental/reproductive effects that
are relevant to human health and also
indicate potential effects in wildlife.
EPA also is concerned that due to its
general structure and categorization as a
phthalate that DnPP may elicit adverse
environmental effects similar to those
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described for other phthalates. EPA is
concerned that any manufacturing
(including import) or processing of
DnPP, beyond that for its limited
ongoing use as a chemical standard for
laboratory use, could significantly
increase the magnitude and duration of
exposure to humans over that which
would otherwise exist currently. EPA is
concerned that such an increase should
not occur without an opportunity to
evaluate activities associated with a
significant new use and an opportunity
to protect against potential unreasonable
risks, if any, from exposure to the
chemical substance. Accordingly, EPA
is finalizing a SNUR for DnPP that
would designate, as a significant new
use, any use of the chemical substance
other than use as a chemical standard
for analytical experiments. A person
who intends to manufacture or process
DnPP for use other than use as a
chemical standard for analytical
experiments would be required to
submit a SNUN.
3. Alkanes, C12-13, chloro (CAS No.
71011–12–6). As described in the
proposal (Ref. 1), EPA has a primary
concern regarding adverse
environmental effects that may be
caused by alkanes, C12-13, chloro (CAS
No. 71011–12–6), one type of SCCP. For
example, alkanes, C12-13, chloro, have
been shown to be highly toxic to aquatic
invertebrates following acute and
chronic exposures and to fish following
chronic exposures. EPA also has
concerns about the persistence and
bioaccumulation potential of SCCPs,
including alkanes, C12-13, chloro, since
these substances have been measured in
a variety of biota (i.e., freshwater aquatic
species, marine mammals, and avian
and terrestrial wildlife) and have also
been measured in human breast milk
from Canada and the United Kingdom.
The mechanisms or pathways by which
SCCPs, including alkanes, C12-13,
chloro (CAS No. 71011–12–6), move
into and through the environment and
humans are not fully understood, but
are likely to include releases from
manufacturing of the chemicals,
manufacturing of products like plastics
or textiles, aging and wear of products
like sofas and electronics, and releases
at the end of product life (e.g., disposal,
recycling).
EPA believes that all manufacture and
processing into the United States of
alkanes, C12-13, chloro (CAS No.
71011–12–6) has ceased. Given that EPA
has no evidence to suggest that there is
any manufacture or processing of this
chemical substance in the United States,
and taking into consideration the
negative commercial and regulatory
environment associated with this
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chemical internationally (including the
European Union (EU) and Canadian ban
on marketing) and use of the alkanes,
C12-13, chloro (CAS No. 71011–12–6)
domestically, EPA does not expect to
find such activity. However, EPA is
concerned that commencement of the
manufacture or processing for any new
uses, including resumption of past uses,
could significantly increase the
magnitude and duration of exposure to
humans over that which would
otherwise exist. EPA is concerned that
such an increase should not occur
without an opportunity to evaluate
activities associated with a significant
new use and an opportunity to protect
against potential unreasonable risks, if
any, from exposure to the chemical
substance. Accordingly, EPA is
finalizing a SNUR for alkanes, C12-13,
chloro (CAS No. 71011–12–6) that
designates as a significant new use any
use of the chemical substance. This
SNUR requires a person who intends to
manufacture or process alkanes, C12-13,
chloro (CAS No. 71011–12–6) for any
use to submit a SNUN.
B. Objectives
Based on the considerations described
in the proposal (Ref. 1) and in the
response to public comments, EPA
expects to achieve the following
objectives with regard to the significant
new uses that are designated in this
final rule:
1. EPA will receive notice of any
person’s intent to manufacture or
process the specified chemicals for the
described significant new uses before
that activity begins;
2. EPA will have an opportunity to
review and evaluate data submitted in
the SNUN before the notice submitter
begins manufacturing or processing of
the specified chemicals for the
described significant new use;
3. EPA will be able to regulate
prospective uses of the specified
chemicals before the described
significant new uses occur, provided
that regulation is warranted pursuant to
TSCA sections 5(e), 5(f), 6 or 7; and
4. EPA would receive a notice alerting
the Agency to a reversal of an industry
trend toward deselecting for a chemical.
IV. Significant New Use Determination
Section 5(a)(2) of TSCA states that
EPA’s determination that a use of a
chemical substance is a significant new
use must be made after consideration of
all relevant factors including:
• The projected volume of
manufacturing and processing of a
chemical substance.
• The extent to which a use changes
the type or form of exposure of human
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beings or the environment to a chemical
substance.
• The extent to which a use increases
the magnitude and duration of exposure
of human beings or the environment to
a chemical substance.
• The reasonably anticipated manner
and methods of manufacturing,
processing, distribution in commerce,
and disposal of a chemical substance.
In addition to these factors
enumerated in TSCA section 5(a)(2), the
statute authorizes EPA to consider any
other relevant factors.
To determine what constitutes a
significant new use of the benzidinebased chemical substances, DnPP, and
alkanes, C12-13, chloro (CAS No.
71011–12–6) subject to this rule, EPA
considered relevant information about
the toxicity of these substances, likely
human exposures and environmental
releases associated with possible uses,
and the four factors listed in section
5(a)(2) of TSCA. EPA has determined
that the manufacture or processing, of
any of the benzidine-based chemical
substances subject to the 1996 SNUR or
being newly added to 40 CFR 721.1660
by this final rule, except for ongoing
uses specified in 40 CFR
721.1660(a)(2)(i) of the regulatory text in
this document, is a significant new use.
EPA has also determined that the
manufacture or processing of DnPP for
any use other than use as a chemical
standard for analytical experiments is a
significant new use, and the
manufacture or processing of alkanes,
C12-13, chloro (CAS No. 71011–12–6)
for any use is a significant new use.
V. Applicability of the General
Provisions
General provisions for SNURs appear
under 40 CFR part 721, subpart A.
These provisions describe persons
subject to the rule, recordkeeping
requirements, exemptions to reporting
requirements, and applicability of the
rule to uses occurring before the
effective date of the final rule.
Provisions relating to user fees appear
at 40 CFR part 700. According to 40 CFR
721.1(c), persons subject to SNURs must
comply with the same notice
requirements and EPA regulatory
procedures as submitters of
Premanufacture Notices (PMNs) under
TSCA section 5(a)(1)(A). In particular,
these requirements include the
information submissions requirements
of TSCA section 5(b) and 5(d)(1), the
exemptions authorized by TSCA section
5(h)(1), (h)(2), (h)(3), and (h)(5), and the
regulations at 40 CFR part 720. Once
EPA receives a SNUN, EPA may take
regulatory action under TSCA section
5(e), 5(f), 6 or 7 to control the activities
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on which it has received the SNUN. If
EPA does not take action, EPA is
required under TSCA section 5(g) to
explain in the Federal Register its
reasons for not taking action.
However, 40 CFR 721.45(f) (which
generally exempts persons importing or
processing a substance as part of an
article) will not apply to the benzidinebased chemical substances listed at 40
CFR 721.1660 and those added by this
final rule. Therefore, a person who
imports or processes as part of an article
a benzidine-based chemical substance
that is covered by this rule would not
be exempt from submitting a SNUN.
Persons who export or intend to
export a chemical substance identified
in a proposed or final SNUR are subject
to the export notification provisions of
TSCA section 12(b). The regulations that
interpret TSCA section 12(b) appear at
40 CFR part 707, subpart D. Persons
who import a chemical substance
identified in a final SNUR are subject to
the TSCA section 13 import certification
requirements, codified at 19 CFR 12.118
through 12.127; see also 19 CFR 127.28.
Those persons must certify that the
shipment of the chemical substance
complies with all applicable rules and
orders under TSCA, including any
SNUR requirements. The EPA policy in
support of import certification appears
at 40 CFR part 707, subpart B.
VI. Applicability of the Final Rule to
Uses Occurring Before the Effective
Date of the Final Rule
As discussed in the Federal Register
of April 24, 1990 (55 FR 17376) (FRL–
3658–5) (Ref. 5), EPA has decided that
the intent of section 5(a)(1)(B) of TSCA
is best served by designating a use as a
significant new use as of the date of
publication of the proposed rule rather
than as of the effective date of the final
rule. If uses begun after publication of
the proposed rule were considered
ongoing rather than new, it would be
difficult for EPA to establish SNUR
notice requirements, because a person
could defeat the SNUR by initiating the
proposed significant new use before the
rule became final, and then argue that
the use was ongoing as of the effective
date of the final rule. Thus, persons who
begin the commercial manufacture or
processing of a covered substance as a
significant new use have to cease any
such activity as of the effective date of
the rule if and when finalized. To
resume their activities, these persons
would have to comply with all
applicable SNUR notice requirements
and wait until the notice review period,
including all extensions, expires. If a
person were to meet the conditions of
advance compliance under 40 CFR
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721.45(h), that person would be
considered to have met the
requirements of the final SNUR for
those activities.
VII. Test Data and Other Information
EPA recognizes that TSCA section 5
does not require developing any
particular test data before submission of
a SNUN. There are two exceptions:
1. Development of test data is
required where the chemical substance
subject to the SNUR is also subject to a
test rule under TSCA section 4 (see
TSCA section 5(b)(1)) and
2. Development of test data may be
necessary where the chemical substance
has been listed under TSCA section
5(b)(4) (see TSCA section 5(b)(2)).
In the absence of a section 4 test rule
or a section 5(b)(4) listing covering the
chemical substance, persons are
required only to submit test data in their
possession or control and to describe
any other data known to or reasonably
ascertainable by them (15 U.S.C.
2604(d); 40 CFR 721.25, and 40 CFR
720.50). However, as a general matter,
EPA recommends that SNUN submitters
include data that would permit a
reasoned evaluation of risks posed by
the chemical substance during its
manufacture, import, processing, use,
distribution in commerce, or disposal.
EPA encourages persons to consult with
the Agency before submitting a SNUN.
As part of this optional pre-notice
consultation, EPA would discuss
specific data it believes may be useful
in evaluating a significant new use.
SNUNs submitted for significant new
uses without any test data may increase
the likelihood that EPA would take
action under TSCA section 5(e) to
prohibit or limit activities associated
with this chemical. SNUN submitters
should be aware that EPA will be better
able to evaluate SNUNs that provide
detailed information on:
• Human exposure and
environmental releases that may result
from the significant new uses of the
chemical substance.
• Potential benefits of the chemical
substance.
• Information on risks posed by the
chemical substances compared to risks
posed by potential substitutes.
VIII. SNUN Submissions
According to 40 CFR 721.1(c), persons
submitting a SNUN must comply with
the same notice requirements and EPA
regulatory procedures as persons
submitting a PMN, including
submission of test data on health and
environmental effects as described in 40
CFR 720.50. SNUNs must be on EPA
Form No. 7710–25, generated using e-
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PMN software, and submitted to the
Agency in accordance with the
procedures set forth in 40 CFR 721.25
and 720.40. E–PMN software is
available electronically at https://
www.epa.gov/opptintr/newchems.
IX. Economic Analysis
A. SNUNs
EPA has evaluated the potential costs
of establishing SNUR reporting
requirements for potential
manufacturers and processors of these
chemicals and for articles containing
any of the benzidine-based chemical
substances included in the 1996 SNUR
and those newly added by this final rule
when imported or processed as part of
an article. These economic analyses,
which are briefly summarized here, are
available in the docket for this rule. EPA
added additional information to the
economic analysis for the benzidinebased chemical substances in response
to public comments.
The costs of submission of a SNUN
would be incurred when a company
decides to pursue a significant new use
of one of these chemicals. In the event
that a SNUN is submitted, costs are
estimated at approximately $8,600 per
SNUN submission, and include the cost
for preparing and submitting the SNUN,
recordkeeping, and the payment of a
user fee. Businesses that submit a SNUN
are either subject to a $2,500 user fee
required by 40 CFR 700.45(b)(2)(iii), or,
if they are a small business with annual
sales of less than $40 million when
combined with those of the parent
company (if any), a reduced user fee of
$100 (40 CFR 700.45(b)(1)). In its
evaluation of this final rule, EPA also
considered the potential costs a
company might incur by avoiding or
delaying the significant new use in the
future, but these costs have not been
quantified.
B. Export Notification
EPA regulations under TSCA section
12(b) (15 U.S.C. 2611(b)) at 40 CFR part
707, subpart D require that, for
chemicals subject to a proposed or final
SNUR, a company notify EPA of the first
export or intended export to a particular
country of an affected chemical
substance. EPA estimated that the onetime cost of preparing and submitting an
export notification to be $84. The total
costs of export notification would vary
per chemical, depending on the number
of required notifications (i.e., number of
countries to which the chemical is
exported).
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C. Import or Processing Benzidine-Based
Chemical Substances as Part of an
Article
In the case of the benzidine-based
chemical substances, this rule makes
inapplicable the exemption relating to
persons that import or process
substances as part of an article. In the
proposed rule EPA preliminarily
determined, based on the Agency’s
market research, that there was no
ongoing manufacturing (including
import) or processing of these chemical
substances for significant new uses as
part of articles or otherwise. For the
nine newly-added benzidine-based
chemical substances, EPA found no
evidence of manufacture either
domestically or abroad, and thus also no
evidence of importation or processing of
these chemical substances as part of
articles (Ref. 1). For the majority of the
24 previously listed benzidine-based
chemical substances, EPA found no
evidence of manufacture, either
domestically or abroad. While EPA
found that some of the previously listed
benzidine-based chemical substances
were being manufactured domestically
for discrete uses that are not subject to
this SNUR, EPA found no evidence that
these chemical substances were being
imported or processed as part of articles
(Ref. 1). EPA received no public
comments indicating otherwise. Based
on the global trend away from using
these chemical substances, the fact that
they are regulated in numerous
jurisdictions, and the absence of public
comments indicating their ongoing use
for significant new uses, EPA is
finalizing its determination that these
benzidine-based chemical substances
are not being manufactured (including
import) or processed for a significant
new use as part of articles or otherwise.
However, the rule may affect firms
that plan to import or process types of
articles that benzidine-based chemicals
are potentially a part of. Some firms
have an understanding of the contents
of the articles they import or process.
However, EPA acknowledges that
importers and processors of articles may
have varying levels of knowledge about
the chemical content of the articles that
they import or process. These parties
may need to become familiar with the
requirements of the rule. And, while not
required by the SNUR, these parties may
take additional steps to determine
whether benzidine-based chemicals are
part of the articles that they are
considering to import or process. This
determination may involve activities
such as gathering information from
suppliers along the supply chain, and/
or testing samples of the article itself.
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Costs vary across the activities chosen
and the extent of familiarity a firm has
regarding the articles it imports or
processes. Cost ranges are presented in
the ‘‘Economic Analysis of the Final
Significant New Use Rule for Nine
Benzidine Based Chemical Substances’’
(Ref. 4). Given existing regulatory
limitations on certain benzidine-based
substances both internationally and
within the U.S., industry-wide
processes, resources that support
companies in understanding and
managing their supply chains, and
evidence showing minimal worldwide
availability of the dyes regulated under
the SNUR, EPA believes that article
importers that choose to investigate
their products would incur costs at the
lower end of the ranges presented in the
Economic Analysis as a result of this
rule. For those companies choosing to
undertake actions to assess the
composition of the articles they import
or process, EPA expects that in all
likelihood, these importers and
processors would take actions that are
commensurate with the company’s
perceived likelihood that a chemical
substance might be a part of an article
they intend to import into the United
States and the resources it has available.
X. Response to Public Comment
The Agency reviewed and considered
all comments received related to the
proposed rule. Copies of all non-CBI
comments are available in the docket for
this action. A discussion of the major
comments germane to the rulemaking
and the Agency’s responses follow
A. Legal Authority To Make
Inapplicable the Exemption for Persons
Who Import or Process Chemical
Substances as Part of Articles
One commenter suggests that if
chemical substances are not exempted
from the SNUR at the point they are
incorporated into articles, then EPA
should consider whether it is
inappropriately regulating ‘‘articles
under the chemical management
authorities of TSCA,’’ (emphasis
original) inconsistent with
Congressional intent in enacting TSCA.
The commenter argues further that the
regulation of articles is not the primary
purpose of TSCA and that such
regulation should be addressed by other
agencies operating under other statutes
such as the Occupational Safety and
Health Act of 1970 and the Consumer
Product Safety Act of 1972. Another
comment raises similar issues.
EPA responded that the SNUR for
benzidine-based chemical substances
does not regulate articles per se, but
rather persons who manufacture or
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process these chemical substances,
including when the chemical substances
are present as part of articles. TSCA
clearly contemplates such regulation, as
certain articles are expressly removed
from TSCA jurisdiction at TSCA section
3(2). Indeed, EPA has a long history of
regulating chemical substances as part
of articles under TSCA. For
polychlorinated biphenyls (the only
chemical substance specifically
addressed in TSCA as it was originally
enacted), section 6(e) of TSCA provides
authority for EPA to promulgate rules
related to polychlorinated biphenyls in
articles, such as electrical transformers.
Other examples include the regulation
of asbestos (40 CFR 763.160) and
regulation of manufacturers of consumer
products intended for use by children
who also manufacture (including
import) lead (40 CFR 716.21(a)(8)).
TSCA section 5 provides EPA with
authority to regulate chemical
substances, including chemical
substances that are part of articles.1
Under this section, EPA has previously
regulated persons that import or process
chemical substances as part of articles,
including articles containing erionite
fiber (40 CFR 721.2800) and mercury (40
CFR 721.10068). This is in keeping with
the statutory language authorizing the
Administrator to designate a ‘‘use of a
chemical substance as a significant new
use’’ and to require SNUN submissions
from persons that intend to manufacture
or process a chemical for a designated
significant new use. The commenter is
incorrect in suggesting that regulation to
address chemical substances in articles
is beyond the originally intended
functions of TSCA. When TSCA was
being drafted, legislators characterized it
as ‘‘a mechanism to protect against
dangerous chemical materials contained
in consumer and industrial products’’;
by way of example, the drafters cited
‘‘the presence of mercury in such
consumer products as paint, home
thermometers, sponges, and a variety of
other products.’’ S. Rep. No. 94–698,
94th Cong., 2d Sess., 5–6 (1976).
Furthermore, this application of the
regulations (to persons who
manufacture or process the chemical
substance as part of articles) is
consistent with legislators’ observation,
in drafting this section, that:
1 It should be noted that there is no general SNUN
exemption for uses of a chemical substances
involving articles and EPA routinely defines
significant new uses to include use in articles. The
exemption at 40 CFR 721.45(f) relates to a different
question: whether the SNUR applies to persons who
process or import a chemical substance by
processing or importing the substance as part of an
article.
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[T]he most desirable time to determine the
health and environmental effects of a
substance, and to take action to protect
against any potential adverse effects, occurs
before commercial production begins. Not
only is human and environmental harm
avoided or alleviated, but the cost of any
regulatory action in terms of loss of jobs and
capital investment is minimized.
H.R. Rep. 94–1679, 94th Cong., 2d Sess.,
65 (1976).
When a chemical substance is
domestically produced, the substance
generally exists in non-article form at
the earliest point of commercial
production in the United States. When
a chemical substance is imported,
however, it may in many instances
already be part of an article, even at the
earliest point that it enters U.S.
commerce. By this action, EPA makes
importers of specific chemical
substances subject to the same SNUN
requirements as domestic manufacturers
of the same substance, irrespective of
whether such import is as part of an
article. This action is consistent with
the plain text of TSCA 5(a)(1)(B)
(generally, ‘‘no person may . . .
manufacture or process’’ for a
significant new use without proper
notice) and with one of the intended
goals of TSCA: to hold importers to ‘‘the
same responsibilities and obligations as
domestic manufacturers,’’ H.R. Rep. No.
94–1341, 94th Cong. 2d. Sess., 12–13
(1976). This action is also consistent
with EPA’s identified concerns
regarding benzidine-based chemical
substances when they are present as
part of an article (See Ref. 1, pg. 18756).
Moreover, when originally
promulgating the presumptive SNUN
submission exemption for persons who
import or process chemical substances
as part of articles (40 CFR 721.45(f)),
EPA did so based on a belief that people
and the environment would generally
not be exposed to chemical substances
in articles. To address those cases where
the assumption may not be valid, EPA
specifically noted that, ‘‘EPA may
decide to eliminate one or all of
these . . . exemptions [including the
exemption for importers and processors
of chemicals as part of articles] if EPA
decides that review under a SNUR is
warranted for specific substances . . .
in articles.’’ (Ref. 6). Thus, while EPA
clearly has statutory authority to subject
importers and processors of chemical
substances in articles to SNUN
requirements, they are presumptively
excluded by rule at 40 CFR 721.45(f),
based on an assumption that people and
the environment will generally not be
exposed to substances in articles. (Ref.
6). To the extent that potential exposure
to a chemical substance as part of an
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article contributes to the EPA’s
determination pursuant to the factors in
section 5(a)(2) of TSCA that the new use
is significant (i.e., EPA has reason to
anticipate that use as part of an article
would raise important questions, related
to potential exposure, that EPA should
have an opportunity to review before
such use could resume or occur), it is
appropriate to make the exemption
inapplicable.
EPA notes that one of the commenters
appears to have conflated the Federal
Register notice establishing the article
importers’ and article processors’
exemption from PMN requirements (Ref.
7), discussing 40 CFR 720.22(b)) with
another Federal Register notice
establishing the comparable exemptions
from SNUR requirements (Ref. 6),
discussing 40 CFR 721.45(f)). While
EPA recognizes that parts 720 and 721
deal with many similar issues, they are
also distinct from each other in
important respects. It is significant that
in the 1984 action, whereby EPA
established the article importers’ and
article processors’ exemption for
SNURs, it did not simply mirror the
1983 rationale for the comparable
exemption from PMN obligations. For
PMNs, EPA noted the difficulties
associated with determining the identity
and Inventory status of each chemical
substance in imported articles (e.g.,
automobiles) (Ref. 7). But for SNURs,
EPA placed special emphasis on its
assumption that import of the substance
as part of an article would not affect
human or environmental exposure to
the substance, while taking particular
care to reserve ongoing discretion to
revise its assumption as warranted in
the case of specific substances. EPA had
reason to differentiate between the two
rationales. SNURs are for specified
chemical substances for which EPA has
identified exposure-based concerns for
the defined significant new use (per the
TSCA section 5(a)(2) factors). By
contrast, PMNs are required for all new
chemicals (i.e., those not on the TSCA
inventory), not a specified set of
chemicals.
Finally, there is no basis for the
commenter’s suggestion that EPA
should decline to review significant
new uses, in deference to the
Occupational Safety and Health
Administration (OSHA) or the
Consumer Product Safety Commission
(CPSC), simply because a significant
new use notice would be submitted by
a person who imports or processes the
chemical substance as part of an article.
Neither the Occupational Safety and
Health Act of 1970 nor the Consumer
Product Safety Act of 1972 contains a
comparable mechanism to ensure
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advance notice and opportunity to
review significant new uses of chemical
substances, as part of articles or
otherwise.
B. Development of a Separate Policy
Framework for Making Inapplicable the
Exemption for Persons Who Import or
Process Chemical Substances as Part of
Articles
1. Comment. Some commenters
suggest that before finalizing a
rulemaking to make the ‘‘articles
exemption’’ inapplicable to the
benzidine-based chemical substances,
the EPA should complete a separate
public comment process to develop a
general ‘‘policy framework for the
issuance of article SNURs.’’
Commenters suggest that this policy
framework should include science
based criteria, feasibility criteria, costs,
and other factors.
One comment suggests that, in
formulating the ‘‘policy framework’’ or
criteria for making the exemption for
importers and processors of chemical
substances as part of articles
inapplicable, EPA should address the
following questions:
• Can the risk posed by the chemical
of concern be addressed through the
standard regulation?
• Why is the standard approach for
SNURs that exempts articles not
sufficient?
• What conditions make direct
regulation of articles necessary?
• What gaps in health and
environmental protection are likely to
occur if a SNUR only regulates
chemicals and mixtures?
Response. The comments conflate two
separate issues: The determination of a
significant new use under TSCA section
5(a)(2), and the decision to make the
regulatory exemption at 40 CFR
721.45(f) inapplicable. (40 CFR 721.45(f)
provides that persons who import or
process a chemical substance as part of
an article are not subject to the
notification requirements at 40 CFR
721.25; this exemption is referred to as
the ‘‘articles exemption’’ by some
commenters). EPA first makes a
determination on whether a use of a
chemical substance is a significant new
use considering the factors listed in
TSCA section 5(a)(2). Once that
determination is made, EPA separately
determines whether it would be
appropriate to revoke the regulatory
exemption at 40 CFR 721.45(f) for
persons who import or process a
chemical substance as part of an article.
EPA notes that there may be a variety
of cases in which it may be appropriate
for EPA to include persons who import
or process the chemical substance as
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part of an article among the persons
subject to SNUN submission
obligations. Knowledge regarding
chemical exposures from articles has
evolved since the Agency established
the exemption at 40 CFR 721.45(f) in
1984, and there has been a steady
increase in international trade of
chemicals in articles. Accumulated data
illustrate that SNURs (and section 5(e)
consent orders) that include the
exemption for persons who import or
process a chemical substance as part of
an article are sometimes insufficient to
appropriately flag significant new
exposures from downstream uses. For
example, there have been instances in
which a section 5(e) consent order for a
new chemical substance was issued,
prohibiting the release of the chemical
substance to water, and yet the chemical
substance at issue was later found in the
environment and biota. The presence of
the chemical substance in the
environment and in biota then appears
to be associated with the use of the
substance in articles (Ref. 8). There are
also documented exposures (and
resulting toxicity) of children to lead
and cadmium and their compounds
from a variety of articles, such as toys
(Ref. 9), and exposures to other heavy
metals from articles, as measured in
indoor air and house dust samples,
which are direct routes of exposure
accounting for children’s levels and
toxicity (Ref. 10). Other welldocumented examples are the presence
of brominated flame retardants (e.g.,
polybrominated diphenyl ethers and
brominated phthalates and benzoates) in
samplings of articles, indoor air, people,
and house dust. The low exchange rate
of indoor air and house dust to sources
outside the home support the flame
retardant release from articles postulate.
Likewise, other semi-sealed
environments, such as automobiles,
have demonstrated migration of flame
retardants from treated articles to
interior surfaces and indoor air, as no
other source was possible. In addition,
high flame retardant levels have been
observed in biota raised in proximity to
articles and living near article recyling
sites. Further, observed flame retardant
levels in biota and in the environment
at locations remote from manufacturing
sites suggest transport of these nonvolatile chemical substances on
associated particulate matter from
distributed treated articles, which
strongly suggest release from articles as
one potential source (Ref. 11–15).
The information discussed in this
unit—the well-documented exposures
(and resulting toxicity) of children to
lead, cadmium, and other metals from a
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variety of articles; the data on other
chemicals used in articles; and the
presence in the environment and biota
of certain brominated flame retardants
(e.g., polybrominated diphenyl ethers
and brominated phthalates and
benzoates)—all illustrate that there can
be exposure to the chemicals associated
with their presence in articles (Refs. 9–
15).
The scope of the suggested criteria
(which the commenters suggest EPA
should now develop to govern its
exercise of its authority to make the
exemption at 40 CFR 721.45(f)
inapplicable) is incommensurate with
the level of analysis supporting the
original development of the exemption.
EPA notes that TSCA section 5(a)(1)
establishes a general prohibition on
manufacturing or processing a chemical
substance for a significant new use
without prior notice to EPA. 40 CFR
721.45(f) establishes an exemption from
this prohibition, but it is based on a
fairly minimal rationale: ‘‘EPA believes
people and the environment will
generally not be exposed to substances
in articles.’’ (Ref. 6). EPA
counterbalanced its reliance on this
generalized assumption (about all
chemicals that exist as part of articles)
with a broad reservation of case-by-case
discretion to make the exemption
inapplicable as ‘‘warranted for specific
substances.’’ (Ref. 6).
EPA does not think that development
of a ‘‘policy framework’’ is necessary
before reaching the conclusion, with
respect to benzidine-based chemical
substances, that persons who import or
process these substances as part of
articles should be subject to the
notification provisions of 40 CFR
721.25. Dermal exposure can occur from
the leaching of the benzidine-based
chemical substances by sweat in contact
with the dyed textiles (Ref. 1)). In
addition, data indicate that exposure to
other chemicals in materials such as
textiles and foam can result from the
dust that is generated from abrasion
and/or degradation of the materials (Ref.
16). EPA notes that the commenter did
not offer data to undercut the
conclusion that such exposure can
occur. Because of this information, and
other information described in Unit
III.E. of the (Ref. 1), EPA does not
assume that new types or forms of
exposure associated with new use of
benzidine-based chemical substances
would be insignificant merely because
the chemical substance is imported or
processed as part of an article. Thus,
EPA does not believe the default
assumption used to support 40 CFR
721.45(f) (that people and the
environment will generally not be
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exposed to substances in articles) holds
with respect to benzidine-based
chemical substances.
2. Comment. Comments also suggest
that EPA analyze the ‘‘variety of
products’’ that could be construed as
articles, the ‘‘practical questions that
will arise’’ if the import and processing
of such products were not exempt from
SNURs, and the ‘‘unique channels of
trade,’’ through which different varieties
of products move. Commenters
encouraged EPA to develop and
articulate publicly a policy framework,
considering the following factors on an
article-specific basis, before proceeding
to revoke the article exemption with
respect to a particular chemical
substance:
• Whether there is, or will be, direct
exposure to the chemical substance in
the article during the course of the
article’s use.
• Whether there is, or will be, a
release of the regulated substance, or a
metabolite or breakdown product from
the substance, during subsequent
processing, distribution, use or disposal
of the article.
• Whether there is, or will be, a link
between import or export of an article
and cross-border exposure to the U.S.
population.
Response. Given the variety of
substances and uses addressed under
SNUR regulations, EPA believes it is
more efficient to address article-specific
issues as they actually arise within each
regulatory action than to develop, as
suggested by the commenter, an
anticipatory ‘‘policy framework’’
document.
The importers and processors of
chemical substances present in articles
are generally in the best position to
know which chemical substances are
used in which types of articles. When
EPA identifies a particular chemical
substance in a SNUR, such stakeholders
have an opportunity to identify, in their
public comments, any article-specific
issues that concern them. Furthermore,
these issues are likely to be more
accurately identified and more
appropriately addressed in connection
with the development of a SNUR for
particular chemical substances than
they would be if they were reviewed
generically. In this case, commenters
did not raise any issues specific to
certain articles.
C. A Compelling Basis Standard for
Making Inapplicable the Exemption for
Persons Who Import or Process
Chemical Substances as Part of Articles
1. Comment. Some commenters made
the point that revocation of the
exemption at 40 CFR 721.45(f) should
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not be a presumed component of all
SNURs. This was part of a broader
comment that EPA should not make this
exemption inapplicable unless there
was a ‘‘compelling basis’’ to do so. One
commenter was concerned that if EPA
proceeds on a case-by-case basis,
following reasoning that ‘‘could be
applied to many chemicals,’’ then
elimination of the exemption would
come to be a ‘‘kind of ‘default’ step’’ in
future SNURs. One commenter also
argues that, where the SNUN
submission requirement is to apply to
importers and processors of substances
as part of articles, the TSCA section
5(a)(2) criteria require EPA to undertake
a compelling analysis of how the use
and distribution of the ‘‘specific articles
or article categories,’’ would ‘‘contribute
to potential exposures of concern.’’
Response. As an initial matter, the
comments conflate two separate issues:
The determination of a significant new
use under TSCA section 5(a)(2), and the
decision to make the regulatory
exemption at 40 CFR 721.45(f)
inapplicable. The TSCA section 5(a)(2)
factors do not impose a ‘‘compelling
analysis’’ requirement on the
elimination of the 40 CFR 721.45(f)
exemption because (among other
reasons) these two actions concern two
discrete issues. The section 5(a)(2)
factors speak to the significant new use
itself. 40 CFR 721.45(f) speaks to who is
required to notify EPA of the significant
new use.
In this case, EPA identified its
reasons, under the TSCA section 5(a)(2)
factor analysis, to anticipate that the
new use would pose important new
questions related to the substances’
potential to threaten health or the
environment (Ref. 1, pg. 18756), and
that EPA should have an opportunity to
consider those questions before such
use could occur. (In essence, a SNUR
puts a particular set of uses on the same
footing as a new chemical, which is
subject to automatic review under TSCA
section 5(a)(1) unless EPA specifically
excludes it from such review.) EPA also
identified a basis, specific to benzidinebased chemical substances, to question
the assumption that people and the
environment will generally not be
exposed to the chemical substances in
articles. Therefore, EPA is also making
inapplicable the exemption at 40 CFR
721.45(f) for persons who import or
process a chemical substance as part of
an article. No commenter provided data
or other information to undercut the
factual basis for either decision.
Neither TSCA nor the implementing
regulations for SNURs establish a
separate ‘‘compelling basis’’ standard,
either with respect to the determination
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of a significant new use or with respect
to the decision to make the exemption
at 40 CFR 721.45(f) inapplicable. Nor
have commenters identified a
persuasive basis for EPA to adopt such
a standard under either scenario.
EPA’s specific action with respect to
benzidine-based chemical substances is
not, as commenters suggest, tantamount
to the presumptive revocation of the
SNUN submission exemption for
importers and processors of chemical
substances as part of articles in all
future instances. EPA has not proposed
to globally modify or eliminate the
SNUR exemption for persons who
import or process chemical substances
as part of articles. EPA need not
presently address the merits of an action
it is not presently taking, and did not
previously propose to take.
TSCA sections 5(a)(2)(B) and (C)
require EPA to consider the extent to
which a new use ‘‘changes the type or
form of exposure’’ or ‘‘increases the
magnitude and duration of exposure’’
before making a determination that a
particular use is a ‘‘significant new
use.’’ EPA disagrees that it must
therefore, as one commenter suggests,
conduct a multiplicity of separate
significant new use analyses whenever
the use under consideration involves an
article (i.e., one for each specific article
or article category, comparing the
relative significance of each particular
article or article category). In particular,
the commenter’s interpretation of TSCA
section 5(a)(2) misconstrues the baseline
against which the ‘‘newness’’ and the
‘‘significance’’ of a significant new use
are evaluated. As EPA has long
maintained, the single analytical
baseline is the set of uses that were
ongoing ‘‘as of the date of publication’’
of the SNUR proposal. (See e.g., Ref. 1).
Furthermore, the particular analytical
standards the commenter suggests are
not commensurate with the
establishment of a one-time notice
requirement intended to give EPA an
opportunity to later evaluate the need
for testing or other regulatory action
under TSCA. Requiring upfront answers
to the very questions EPA would
evaluate after receiving a significant
new use notice, as a pre-condition of
requiring the notices, would undermine
the statutory authorization to issue
SNURs in the first place. EPA’s decision
to propose a SNUR for a particular
chemical use and to make the
exemption at 40 CFR 721.45(f)
inapplicable to that SNUR need not be
based on an extensive evaluation of the
hazard, exposure, or potential risk
associated with that use. Rather, the
Agency is acting because it has reason
to anticipate that such use would raise
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important new questions related to the
substance’s potential to threaten health
or the environment, and that EPA
should have an opportunity to consider
those questions before such use could
occur. Since the use designated as a
significant new use does not currently
exist, deferring a detailed consideration
of potential risks or hazards related to
that use is an effective use of resources.
If a person decides to begin
manufacturing or processing the
chemical for the significant new use, in
articles or otherwise, the notice to EPA
allows EPA to evaluate the use
according to the specific parameters and
circumstances surrounding that
intended use.
Even if it were appropriate to construe
the decision to make the 40 CFR
721.45(f) exemption inapplicable as a
subcomponent of the significant new
use determination under section 5(a)(2)
(rather than as a subsequent
determination), EPA adequately
considered the section 5(a)(2) factors.
The first factor is the ‘‘projected
volume of manufacturing and
processing of a chemical substance’’
(TSCA section 5(a)(2)(A)). EPA projects
that these substances will not be
manufactured or processed at any
volume for the new uses in question and
notes that for the newly proposed nine
benzidine-based chemical substances,
data reported to EPA for the 2012, 2006,
2002, and 1998 reporting cycles, as
required by the TSCA IUR rule, indicate
no evidence of manufacture (including
import) (Refs. 1 and 17). Any increase
in the projected volume of
manufacturing (including import) or
processing of these substances, beyond
the very limited uses currently ongoing,
would reflect a significant departure
from prior trends. Given that these
chemical substances are anticipated to
metabolize to the parent benzidine
molecule, which is a known human
carcinogen, EPA anticipates that
information presented in the SNUN on
the quantities manufactured (including
imported) and processed of benzidine
based chemical substances would be
important to EPA’s overall evaluation of
whether the new use may present an
unreasonable risk to human health or
the environment. The necessary
increase in volume of this substance
from any new use weighs in favor of
determining that the new use is a
significant new use.
The second factor is ‘‘the extent to
which a use changes the type or form of
exposure of human beings or the
environment to a chemical substance’’
(TSCA section 5(a)(2)(B)). For the newly
added benzidine-based chemical
substances, a general market review on
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these chemical substances indicates no
current manufacture within or outside
the United States. Although some of the
chemical substances subject to the 1996
SNUR may still have certain limited
ongoing uses (e.g., as a test reagent, lab
standard, or microscopy stain), such
uses are expected to be confined to
limited laboratory or technical
applications that are not expected to
represent an appreciable amount of
overall exposure. Furthermore, EPA did
not find evidence of actual ongoing
importation or domestic production for
these uses. No comments provided
evidence of ongoing manufacture
(including import) or processing of
these chemical substances as part of
articles or otherwise. Thus, EPA
believes that there is no, or almost no,
current exposure to these chemical
substances in the United States.
Should a significant new use be
planned, EPA anticipates that the new
use would raise important new
questions such as the following:
• To what extent would the use be
expected to involve dermal contact with
the substance?
• Would the substance be used in a
setting where oral exposure is likely
(e.g., would young children be able to
mouth the article)?
• How would potential occupational
exposures and releases to the
environment over the substance’s
lifecycle be expected to be managed?
Given that these chemical substances
are anticipated to metabolize to the
parent benzidine molecule, which is a
known human carcinogen, EPA
anticipates that the answers to such
questions would be important to EPA’s
evaluation of whether the new use may
present an unreasonable risk to human
health or the environment. The
potential for a new use to change the
type or form of exposure weighs in favor
of determining that the new use is a
significant new use.
The third factor is ‘‘the extent to
which a use increases the magnitude
and duration of exposure of human
beings or the environment to a chemical
substance’’ (TSCA section 5(a)(2)(C)).
Should one of the designated significant
new uses be planned, EPA anticipates
that the planned new use would raise
important new questions relating to the
concentration in which the substance
would be used, the potential for
repeated exposure, and the potential for
continuous exposure. Given these
chemical substances are anticipated to
metabolize to the parent benzidine
molecule, which is a known human
carcinogen, EPA anticipates that the
answers to these questions would be
important to EPA’s overall evaluation of
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whether the new use may present an
unreasonable risk to human health or
the environment. EPA also notes that
dermal exposure can occur from the
leaching of the chemical substances by
sweat in contact with the dyed textiles
(Ref. 1). Because of this information,
and the information described in Unit
III.E. of the proposal (Ref. 1), EPA does
not assume that new types or forms of
exposure associated with new use of
these substances would be insignificant
merely because they relate to new use
in an article or because the pertinent
manufacturing or processing of the
substance occurred as part of an article.
The potential for activities related to a
new use to increase the magnitude and
duration of exposure weighs in favor of
determining that any non-ongoing use is
a significant new use.
The fourth factor is ‘‘the reasonably
anticipated manner and methods of
manufacturing, processing, distribution
in commerce, and disposal of a
chemical substance’’ (TSCA section
5(a)(2)(D)). EPA anticipates that any
new use, beyond the very limited uses
currently ongoing, would raise
important new questions such as the
following:
• To what extent can the anticipated
manufacturing, processing, distribution
in commerce, and disposal of the
chemical substance be expected to
result in worker exposure, user
exposure, or release of the chemical
substance to the environment?
• What potential controls are
available to limit such releases?
Given these chemical substances are
anticipated to metabolize to the parent
benzidine molecule, which is a known
human carcinogen, EPA anticipates that
the answers to these questions would be
important to EPA’s overall evaluation of
whether the new use ‘‘may present an
unreasonable risk to human health or
the environment.’’ The potential for
manufacturing, processing, distribution
in commerce or disposal of these
benzidine-based chemical substances to
change the overall exposure picture
weighs in favor of determining that
consumer textile use is a significant new
use.
After considering each of the four
TSCA 5(a)(2) factors, EPA has
concluded that the factors taken
together weigh in favor of determining
that manufacture or processing of these
benzidine-based chemical substances
for any non-ongoing use would be a
significant new use such that the
Agency should have an opportunity to
analyze the new use before such use
(and potential exposures) occurs. This
determination would still hold even if
one were to consider the 40 CFR
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721.45(f) exemption as a subcomponent
of the significant new use determination
under section 5(a)(2).
D. Narrowing the Scope of SNURs
Where the Exemption for Importers and
Processors of Chemical Substances as
Part of Articles Is Made Inapplicable
Some comments suggest that
significant new uses should not be
‘‘open-ended’’ but instead must be
targeted to specific articles, particularly
in cases where the exemption at 40 CFR
721.45(f) is made inapplicable. The
concern expressed is that if the SNUN
applies to ‘‘any use of a substance, then
regulated parties and the EPA would be
obligated to proceed through the SNUR
process for an article that would have
little relevance to the perceived hazard
that drove the original SNUR.’’ The
commenter further writes that ‘‘openended article SNUR’s can trigger
reviews for articles that may have no
relationship to the hazard or exposure
concerns that motivated EPA’s decision
to initiate the rule.’’
EPA’s concern with these benzidinebased dyes is not limited to certain
exposure pathways to specific articles.
EPA’s concern is specific to the
benzidine-based dyes and thus to the
range of exposures that could occur for
these chemical substances. The
preamble of the proposed rule notes
multiple potential routes and sources of
exposure including inhalation, skin
absorption via dyed textiles, and
ingestion. (Ref. 1). Furthermore, SNURs
need not be narrowly focused on the
mitigation of currently foreseeable
exposure scenarios—it is proper that
they will also ensure EPA has timely
notice of future (and currently
unforeseeable) exposure scenarios. An
additional requirement to make targeted
predictions of the particular uses that
‘‘may be proposed in the future’’ would
undermine this intended function of the
SNUR.
More generally, an exhaustive list of
all applications that could possibly fall
within the ambit of a significant new
use definition is not a prerequisite for
issuing a SNUR. Since the significant
new use does not currently exist,
deferring a detailed consideration of
potential risks related to the importation
or processing of these chemical
substances (including as part of articles)
is an effective use of resources. If a
person decides to begin importing or
processing the chemical, as part of an
article or otherwise, the notice to EPA
allows EPA to evaluate the significant
new use according to the specific
parameters and circumstances
surrounding that intended use.
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E. EPA Should Have a Reasonable Basis
To Conclude That Identified Articles
Would Be Distributed in the United
States
One comment states that ‘‘EPA
presents an exposure-based rationale for
why certain articles could be a concern,
but indicates that there is no current
expectation that these chemical
substances will be used in such
articles.’’ The commenter believes that
before issuing an article SNUR, EPA
should have a reasonable basis to
conclude that identified articles of
concern would be distributed in the
United States. The commenter contends
that EPA should identify an article
containing such a chemical that is
currently in global commerce and
explain why it is likely to be distributed
in the United States. The commenter
believes that it might also be possible to
identify an article at the research and
development stage that is likely to
proceed to commercial development.
Without such findings, however, the
commenter is concerned that EPA
would be issuing an article SNUR for a
situation that presents no current or
likely future threats to health or the
environment, and thus that the rule
would be a waste of public resources.
Another comment raises similar issues,
arguing that EPA should provide even
more specific information on how the
significant new uses contribute to risk.
Alternatively, the first commenter
suggests that EPA include a specific
provision suspending enforcement of
the SNUR until a determination is made
that there is a reasonable basis to believe
that an article containing the specific
chemical had been, or would be,
distributed in the United States.
EPA disagrees with the suggestion to
limit the application of SNUN
submission requirements for importers
and processors of the chemical
substances as part of articles to
situations where importation or
processing as part of an article is known
to be imminent. SNURs address
situations in which EPA is concerned
about the potential for use to commence
without prior opportunity for review
and risk management action where
appropriate. For purposes of SNURs,
EPA cannot be expected to predict
specific situations where new uses may
be imminent, or how those specific uses
may contribute to risk, before
designating significant new uses. The
purpose of a SNUR is to obtain such
information so that EPA can evaluate
risks associated with, and take risk
management action where appropriate
regarding, any notified activities. These
rules serve the important function of
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alerting EPA when a significant new use
is intended. Without them, EPA would
have no expectation of timely
identification of new uses of these
chemicals. Notice relating to the import
or processing of articles is particularly
important in this case, as the proposal
specifically identified a concern related
to the potential for dermal exposure via
dyed articles (i.e., from the leaching of
the benzidine-based chemical
substances by sweat in contact dyed
articles, such as textiles). (Ref. 1).
It would not be an efficient use of
government resources for EPA to
continually monitor global commerce to
try to predict which chemicals are about
to be imported as part of articles (but
have not yet been imported) into the
United States. Persons who wish to
manufacture (including import) or
process these chemical substances for a
significant new use, as part of an article
or otherwise, are in a better position
than EPA to evaluate when they are
about to initiate a particular significant
new use.
Given that SNURs cannot be issued
for ongoing uses, the commenter’s
suggestion (that EPA must itself make
an upfront demonstration that a
particular new use is about to begin, to
secure the opportunity to be notified of
when significant new uses involving
importation or processing of chemical
substances as part of articles are about
to begin) is impracticable. It would
likely result in a scenario in which an
otherwise significant new use would be
allowed to commence prior to the
issuance of a SNUR proposal, thereby
placing that use outside of EPA’s SNUR
authority. Furthermore, EPA has already
considered and rejected (in 2006,
following public comment on a 2004
proposal) the position that it must defer
revocation of the 40 CFR 721.45(f)
exemption for a SNUR until it appears
likely ‘‘that these chemical substances
will be imported as part of
articles.’’(Ref. 18). EPA concluded in
2006, after a re-evaluation of the issue
prompted by public comments, that ‘‘if
the subject substances when imported
as a part of articles are not subject to the
SNUR, EPA could miss the opportunity
to obtain notifications that would
provide information of potential
regulatory and assessment value.’’ (Ref.
19)(ultimately declining to make the
exemption inapplicable, based on a
separate concern that the use with
respect to articles appeared to be
already ongoing).
Finally, for essentially the same
reasons as set forth in this unit, EPA
believes it would be inappropriate to
follow one commenter’s alternative
suggestion: To promulgate a SNUR
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77901
without the exemption for importers
and processors of chemical substances
as part of articles, while somehow
‘‘suspending enforcement’’ until the
precise moment that manufacture or
processing for a significant new use as
part of an article is about to begin, but
has not yet begun.
In sum, EPA believes commenter’s
suggestions would turn the regulatory
process on its head. EPA would likely
need to already have a SNUR in place
in order to obtain the kind of timely
information about significant new use
that the commenter asserts should be
prerequisite to issuing the SNUR in the
first place.
F. Intended Coverage of the BenzidineBased Chemical Substances SNUR
1. Comment. One commenter writes
that ‘‘A proposed rule offering a clear
explanation of what uses EPA intends to
cover, including an explanation of the
alternatives if certain situations are
unclear, will greatly increase the
chances that useful information about
business practices and common terms of
art in an industry will be identified.’’
EPA should define the scope of the uses
to be regulated as clearly and precisely
as possible.
The commenter also contended that
soliciting public comment on the
appropriate scope of new uses to be
regulated, for a specific chemical
substance, constitutes ‘‘an abdication of
the role that EPA should be
undertaking.’’ The commenter suggests
that before soliciting public comments,
EPA should have first pursued an
informal coordination with downstream
industries and (as necessary) an exercise
of its ‘‘ample authority under TSCA,
either through regulatory action under
section 8 or order authority under
section 11(c).’’ Finally, the commenter
suggests that to the extent the proposed
significant new uses admit ambiguity or
potential need for adjustment in
response to public comment, that is
evidence that EPA ‘‘should have learned
more about the uses’’ before issuing the
proposal and is improperly seeking ‘‘to
shift the responsibility to stakeholders.’’
Response. The description of the
scope of the significant new uses in the
benzidine-based chemical substances
proposed SNUR and the Agency’s basis
for the proposal were explicit. The
SNUR proposal fairly apprised
stakeholders as to the chemical at issue
and the particular concerns driving the
proposed action. It further indicated
that based on information available to
EPA, the significant new uses identified
are not currently on-going. Stakeholders
had an opportunity to oppose any of
these preliminary findings by supplying
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countervailing information thorough the
rulemaking process itself. Grafting
additional pre-proposal steps onto the
SNUR rulemaking process would be
unnecessarily time-consuming and an
unsound use of agency resources. The
timelier, less resource-intensive, and
more transparent process is for
interested stakeholders, through the
public comment process itself, to simply
provide any pertinent countervailing
information they wish to add to the
initial collection of information EPA
presented in the proposal.
As noted earlier, TSCA section 5(a)(2)
does not compel nor contemplate an
article by article analysis to identify
every conceivable significant new use of
a chemical substance. EPA evaluates
whether a new use is ‘‘significant’’
consistent with the evidence of
Congressional intent underlying the
enactment of TSCA. See H.R. Rep. No.
94–1341 at 24 (1976) (‘‘[B]ecause of the
nature of a substance, it is possible that
any new use of it will be significant.
Thus, a potentially dangerous substance
which is manufactured for a particular
use may, if manufactured for a different
use present additional health or
environmental problems and
consequently there should be notice of
the intent to manufacture it for such
different use.’’ H.R. Rep. No 94–1679 at
66 (1976) (‘‘[T]he conferees intend that
any potential threats to health or the
environment from the manufacture,
processing, distribution in commerce, or
disposal of a substance associated with
a new use be considered by the
Administrator when determining the
significance of a new use.’’) Finally, a
broad construction of the significant
new use is particularly appropriate
where (as in the case of benzidine-based
dyes) any increase in the projected
volume of manufacturing (including
import) or processing of these
substances, beyond the very limited
uses currently ongoing, would reflect a
significant departure from prior trends.
2. Comment. ‘‘It does not make sense
to issue article SNUR’s [sic] for full size
machines or structures. An article SNUR
should focus on the specific
components of more complex machines
or structures that involve the chemical
of concern.’’
Response. The commenter neither
explains what the commenter means by
‘‘full size,’’ nor offers any specific
evidence to support their general view
that new uses of chemical substances in
‘‘full size machines or structures,’’ are
any less likely to be significant than
new uses of chemical substances in
‘‘specific components.’’ Nor does the
commenter indicate why persons who
import or process chemical substances
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as part of articles would be more likely
to be importing or processing the
chemical substances for use in ‘‘full
size’’ articles. Attempting to define and
distinguish between ‘‘full size’’ article
uses and other uses, and correlating
such distinctions to whether persons are
importing or processing these chemical
substances as part of articles, would
delay the rulemaking and increase its
complexity, in a manner that does not
seem warranted on the basis of the
limited information supplied in the
comment.
3. Comment. ‘‘Chemicals used in
articles may sometimes be incorporated
into ’internal’ mechanisms of the article
that are unlikely to come into contact
with people or be released into the
environment during normal use of the
article.’’
Response. The commenter does not
explain why the basis for a SNUR
should be limited to those exposures
that occur concurrent with the article
fulfilling its intended function, when
TSCA section 5(a)(2)(D) contemplates
that EPA will consider the value of
ensuring it has a future opportunity to
review the whole life-cycle impact (e.g.,
‘‘manufacturing, processing,
distribution in commerce, and
disposal’’) of a significant new use of a
chemical substance. The exposure to the
chemical substance, including when it
is in an article, may be larger during
disposal or recycling than during the
‘‘normal use’’ of the chemical. Further,
chemical substances that are ‘internal’
to an article may still result in exposure
if the chemical substance has certain
physical- chemical properties (e.g., a
relatively volatile chemical used as a
plasticizer in interior automobile parts)
or due to abrasion of the article (e.g., a
dye incorporated into furniture
covering.)
Nor does the commenter indicate why
persons who import or process chemical
substances as part of articles would be
more likely than any other
manufacturers or processors to be
manufacturing or processing for use in
the internal mechanisms of articles.
Attempting to define and meaningfully
distinguish between ‘‘internal’’ article
uses and other uses, and correlating
such distinctions to whether
manufacturing or processing of the
substance occurs as part of an article,
would delay the rulemaking and
increase its complexity, in a manner
that does not seem warranted on the
basis of the limited information
supplied in the comment.
4. Comment. ‘‘EPA should clarify
whether the SNUR applies to articles
containing the chemical of concern in a
solid, liquid, particle or gaseous form.’’
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Response. This SNUR applies to the
chemical substances regardless of form.
To the extent the commenter seeks to
continue some aspect of the exemption
at 40 CFR 721.45(f), depending on the
form of the chemical substance in the
article that is being imported or
processed, the commenter has not
offered any specific support for that
proposition, either generally or in any
particular case. In the SNUR at issue,
EPA does not believe it is prudent to
limit the application of the rule based
on the form (solid, liquid, or gaseous) of
the chemical substances at issue.
Chemicals that may have been used in
one form during the manufacture of the
article may be released from the article
in a different physical form. Also, fluids
and particles are not covered under the
applicable definition of article at 40 CFR
704.3. EPA received no comments
suggesting that use of these chemicals in
one form or another may not be
significant based on the TSCA section
5(a)(2) factors. Moreover, information
relevant to a specific form of a chemical
substance can be submitted in a SNUN
and may be considered by EPA in
review of that SNUN in determining
whether follow-up action is warranted,
and may support EPA’s amendment of
the SNUR to limit its scope.
5. Comment. ‘‘[A] chemical may be
present at a very low concentration that
is unlikely to be associated with a risk
warranting EPA risk management
action. . . . EPA should consider
whether it can establish a de minimus
exclusion [from the SNUR].’’
Response. EPA notes that the SNUR
already contains a general exemption for
unintentionally present impurities at 40
CFR 721.45(d). To the extent chemical
substances are intentionally added to
articles at very low concentrations, the
question of whether the substance
warrants risk management action is one
that EPA can address upon receipt of
the SNUN, not an analytical prerequisite
to deciding whether it should receive
the SNUN in the first place.
G. Screening for Benzidine-Based
Chemical Substances
Some commenters faulted the
proposal for not identifying precise
screening operations to be taken in
response to the SNUR, and for not
conducting additional analyses of the
cost and feasibility of such screening
operations. One commenter suggests, in
particular, that an article importer
should be deemed in compliance with
the SNUR if the chemical is present
below an established de minimis level
(based on mass or concentration), or if
it simply does not know the article’s
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content after conducting a reasonable
inquiry for such information.
With respect to processors, given the
requirements of 40 CFR 721.5(a)(2), a
processor of the chemical substance
should have received notification that
the chemical substance is the subject of
a SNUR. A processor is not required to
submit a SNUN for its unknowing
processing of a chemical substance
subject to a SNUR if (upon obtaining
knowledge) the processor can document
that when the past processing occurred,
the processor neither knew the chemical
identity of the substance it was
processing nor knew that substance was
subject to a SNUR. See 40 CFR 721.5(c).
EPA would generally expect that
processors would only fail to be aware
of the presence of a chemical subject to
a SNUR if the manufacturer (including
importer) or upstream processor of the
chemical substances failed to meet their
obligations under 40 CFR 721.5(a)(2).
With respect to importers, EPA
disagrees that it would be appropriate or
necessary for the SNUR itself to define
screening procedures to be employed for
compliance purposes. The Agency did
not propose to require a particular
screening procedure and, for the
following reasons, it does not agree that
particular screening procedures should
be specified and incorporated into the
final rule.
First, EPA believes that adding these
sort of screening-effort exemptions,
specifically for importers of chemical
substances as part of articles, would be
especially difficult to reconcile with the
general statutory prohibition (under
TSCA section 5(a)(1)) on manufacturing
or processing a chemical substance for
a significant new use without prior
notice to EPA. The issue under the
statute is whether or not an importer
actually imports a substance. This is a
separate question from the importers’
level of knowledge or level of effort to
obtain knowledge respecting the content
of the imports.2 With respect to SNURs,
EPA notes that its direct rulemaking
authority is to identify significant new
uses under section 5(a)(2). The Agency
has been appropriately cautious in
exercising its implicit rulemaking
authority to limit the applicability of
section 5(a)(1). EPA recognizes that it
did previously exercise such implicit
rulemaking authority when establishing
40 CFR 721.45(f). However, as noted in
2 The limiting clause in the definition of
‘‘principal importer’’ at 40 CFR 721.3—‘‘knowing
that a chemical substance will be imported’’—is a
limit based on the person’s knowledge that he or
she is engaged in an import transaction, not a limit
based on the person’s knowledge of a particular
chemical’s identity and regulatory status. (48 FR
21727, May 13, 1983) (FRL 2998–5).
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this unit, the exemption at 40 CFR
721.45(f) was established along with a
broad reservation of authority to
withdraw the exemption where, as here,
it is inaccurate to assume that there
would not be exposure to the substance
simply because it is present as part of
an article. And a screening-effort
exemption is especially difficult to
reconcile with the statute in the case of
importers. With importers, unlike with
processors, there are no upstream
entities with a duty under TSCA to
notify importers of the presence of a
chemical substance subject to a SNUR.
Second, establishing a safe-harbor for
importers based on lack of knowledge
would create incentives for foreign
suppliers to deliberately withhold
information from importers. This could
greatly reduce the efficacy of this SNUR.
Currently, when an importer wishes to
import a substance it knows would be
subject to notification requirements, but
for which the chemical identity is
claimed as CBI by a foreign
manufacturer, EPA’s longstanding
practice when reviewing PMNs and
SNUNs is to accept the relevant
information on chemical identity
directly from the foreign manufacturer.
See, (Ref. 7)(‘‘[t]he principal importer
need not know the specific chemical
identity of the imported substance’’ and
‘‘may have its foreign manufacturer or
supplier, or some other person, report
the chemical identity to EPA.’’) Offering
an outright regulatory exemption to an
importer simply because it is ignorant of
the existence of a SNUR-regulated
substance in the imported article (after
conducting a prescribed inquiry) would
allow foreign suppliers to short-circuit
this process simply by refusing to
divulge to the importer whether the
import contains a chemical substance
subject to SNUR.
Third, to the extent the chemical
substance subject to the SNUR is only
‘‘unintentionally present’’ at the point of
foreign manufacture, it is already
exempt from reporting by the importer
as an imported impurity. See 40 CFR
721.3 (chapeau), 40 CFR 720.3(m), and
40 CFR 721.45(d). Thus, importers are
not required to submit a SNUN for a
substance based simply on that
substance’s presence as an impurity
(i.e., a chemical substances
unintentionally present with another
chemical substance).
Fourth, whether and how it may
appropriate for importers to screen for
benzidine-based chemical substances
will depend on many factors, including
their current state of knowledge about
the articles that they import and the
potential risk of unknowingly importing
articles that contain these chemical
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77903
substances. The relevant factors are
largely impossible for EPA to establish
at this time, given that there is currently
no on-going import of these substances
for the designated significant new uses.
Finally, EPA did conduct additional
analysis of potential screening burden to
explore commenters’ concerns. As
described in Unit X.H., EPA
acknowledges the costs of the various
activities that certain entities may
choose to undertake, in response to this
rule, to ensure that the chemicals they
import or process as part of articles do
not trigger SNUN submission
requirements (Ref. 20). Based on EPA’s
economic analysis and the responses to
the proposed rule, EPA does not believe
that these costs will be significant for
any individual entity.
H. Costs Associated With Making the
Exemption for Persons That Import or
Process Chemical Substances as Part of
Articles Inapplicable
Some comments note that the
economic analysis, which focuses on
the cost of filing a SNUN, does not
include any analysis of the costs that
might be associated with screening
articles to determine whether these
SNURs would apply. One comment also
notes that ‘‘the preambles to the
proposed rules do not discuss what, if
any obligations companies have to
screen articles for the chemicals
included in the SNUR’s.’’
With respect to processors: existing
SNUR regulations already provide that
the unknowing processing of a chemical
substance does not itself trigger SNUN
requirements if the processor can (upon
obtaining knowledge) document that
when the past processing occurred, the
processor neither knew the chemical
identity of the substance it was
processing nor knew that substance was
subject to a SNUR. See 40 CFR 721.5(c).
With respect to importers: Based on
an assessment of current market activity
in the economic analysis, EPA believes
that the chemicals subject to the final
SNUR are not currently being imported
into the United States for the identified
significant new uses in articles. EPA
received no public comments on the
proposed SNUR that indicate that
importation of these benzidine-based
chemical substances for the finalized
significant new uses, in articles or
otherwise, is ongoing. However, because
this SNUR makes inapplicable the
exemption for persons that import or
process chemical substances as part of
articles, companies may take actions to
ensure that they do not import any
articles containing the subject chemical
substances after promulgation of this
rule, by such means they deem
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appropriate. This is not necessarily a
new consideration for importers given
that importers of mixtures have needed
to be aware of chemical substances
subject to a SNUR that may be a
component of imported mixtures.
Whether and how companies respond
will depend on many factors, including
their current state of knowledge about
articles that they import and their own
assessments of the potential risk of
unknowingly importing articles that
contain these chemicals. As noted in
this unit, EPA did conduct additional
analysis of burdens that may be
associated with activities entities may
undertake to ensure the chemicals they
import or process as part of articles do
not trigger SNUN submission
requirements (Ref. 20).
In any event, EPA did not propose to
mandate any particular level of
screening of imported or processed
articles. The preamble to the proposed
SNUR did not discuss the precise steps
that an importer or processor must take
in this regard because there is no precise
level of screening by which the
manufacturer or processor could be
separately liable under the rule (if not
performed) or by which a manufacturer
or processor could obtain ‘‘safe harbor’’
from what would otherwise be a
violation of the rule. While EPA might
potentially take screening practices into
consideration when evaluating a
particular instance in which the SNUR
was nevertheless violated, that would be
as a matter of enforcement policy, not as
a provision of the rule itself.
EPA has included estimates for some
activities that importers may undertake
(e.g., supplier inquiries) in order to
evaluate the likelihood of chemicals
being imported as part of articles. These
costs will vary for individual companies
and their experience with suppliers.
Awareness of article components and
constituents is becoming more
commonplace as companies frequently
operate on a global scale and are subject
to numerous regulatory requirements
around the world that affect product
stewardship responsibilities. Existing
requirements that may compel a
company to investigate an article’s
components include the Consumer
Product Safety Act, California’s
Proposition 65, and the EU’s regulation
on Registration, Evaluation,
Authorization and Restriction of
Chemical (REACH), which requires
customer notification about the
presence of certain chemical in articles
that a company distributes. U.S.
importing companies may already be
familiar with the process of determining
whether the articles they import contain
restricted chemical substances, if they
are subject to the requirements cited
above or various U.S. regulations, such
as the Product Safety Improvement Act
(CPSIA) of 2008, Washington’s
Children’s Safe Product Act, and
Maine’s Act to Protect Children’s Health
and the Environment from Toxic
Chemicals in Toys and Children’s
Products (Ref. 20).
Given the existing regulatory
limitations on certain chemicals both
internationally and within the United
States, regulated industries have begun
to develop industry-wide processes and
other resources to obtain information on
chemical substances in articles. Policies
and procedures could include supplier
agreements, such as Hewlett Packard’s
requirement that suppliers meet their
General Specifications for the
Environment (GSE) (Ref. 21) and
Walmart’s requirement that suppliers
participate in International Compliance
Information Exchange (iCiX) to manage
and share compliance information
throughout the supply chain (Ref. 22).
More extensive policies and procedures
could even include product testing.
Companies may choose to use existing
procedures or develop new ones that
could range from document review, to
supplier agreements, to product testing.
Additional analysis conducted by
EPA on activities that companies may
choose to undertake to ensure that the
chemicals they import or process as part
of articles do not trigger requirements of
the SNUR shows a wide range of
potential activities and associated costs.
The conduct of these activities and
associated costs are at the discretion of
the company. Table B of this unit shows
EPA’s estimated range of costs
associated with some of these potential
activities for importers of articles.
TABLE B—RANGE OF COSTS ASSOCIATED WITH AN IMPORTER’S IDENTIFICATION OF CHEMICALS SUBJECT TO SNURS IN
ARTICLES
Activity
Cost US
($)
Notes
Per Rule Costs
1. Rule familiarization ..........
2. Identify the type of imported articles that potentially contain the restricted
substances.
3. Identify all suppliers involved.
6. Recordkeeping .................
$55 .....................................
$130 to $1,550 ...................
Cost typically already included in SNUR Economic Analyses.
Actual costs may vary based on number of articles imported and the complexity of
the article itself (number of components).
$950 ...................................
Actual costs may vary depending on the number of articles imported, number of
suppliers, and frequency of supplier changes.
Cost typically already included in SNUR Economic Analyses.
$10 .....................................
Article-Related Costs
$5 to $515 per article reviewed. $0 if no data collected
5. Chemical testing ..............
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4. Collect data from suppliers.
$130 per article tested. $0
if no testing.
Should processors of articles need to
demonstrate compliance with a SNUR,
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Actual costs only apply to those companies that choose to collect data from suppliers. They will vary depending on the specific data collection method chosen.
Total costs depend on considerations including the number of articles imported,
number of suppliers, and frequency of supplier changes.
Actual costs only apply to those companies that choose to collect data from suppliers. Total costs per company will depend on considerations including the number of articles tested, which may be affected by the number of suppliers and risk
associated with each, and frequency of supplier changes.
it is expected that they could use the
shipping or labeling documents
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course of business. As these documents
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would be received and stored anyway,
as per standard business practices, the
elimination of the exemption in the
SNUR for persons that import or process
chemical substances as part of articles
would be unlikely to lead such persons
to incur significant additional costs. To
the extent that processors choose to
undertake more steps to identify
regulated chemicals as part of articles,
the costs of these activities would be
similar to those in Table B of this unit
for importers of similar size, supply
chain complexity, and level of
compliance with other chemical
regulations.
There are a number of regulations,
including California’s Proposition 65
and the EU’s REACH that currently
restrict or otherwise affect the use of
certain benzidine-based substances,
particularly in their use as dyes in
textiles and leather. California’s
Proposition 65 Chemical List includes
benzidine-based dyes as a potential
carcinogen and requires that firms
provide a clear and reasonable warning
before knowingly and intentionally
exposing anyone to a listed chemical.
This warning may include the labeling
of consumer products (Refs. 23–24).
The EU has banned, in textile and
leather articles which may come into
direct and prolonged contact with
humans, the use of azo dyes which can
break down to release any of 22 listed
carcinogenic aromatic amines
(including benzidine and its congeners)
in amounts above 30 ppm (Ref. 25). The
European Commission’s Directorate
General for Health and Consumers
maintains the RAPEX database that
member countries can use to report
dangerous products and the measures
they have taken to prevent or restrict
those products. Despite the EU ban,
small numbers of products containing
such azo dyes have recently been listed
on RAPEX. The products are typically
voluntarily withdrawn from the market
and/or destroyed by the importer or
have been placed under an order by the
authorities to cease sales (Refs. 26, 27).
Therefore, azo dyes in imported articles
still remain a potential issue in the EU.
Other countries have also banned the
manufacture and use of the azo dyes in
textiles. Currently the manufacture of
azo dyes is banned in South Korea and
Japan (Ref. 27). Use of these chemicals
is banned by Egypt, India, China, South
Korea, Taiwan and Vietnam (Ref. 28),
and Indonesia has banned the use of the
dyes in children’s and baby’s clothing
(Ref. 29). In 2012, the Japanese textiles
and leather industry announced
voluntary restrictions of the chemicals
(Refs. 29, 30). Canada has also expressed
concern about the potential release of
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benzidine or its congeners from azo
dyes and is evaluating potential
approaches for addressing azo dyes (Ref.
30). Organizations, such as the
American Apparel & Footwear
Association (AAFA), have developed a
comprehensive Restricted Substances
List (RSL) as a reference for companies
and have developed a toolkit to help
apparel and footwear companies to
better manage chemicals throughout the
supply chain. Given the current level of
international and domestic regulation
and attention to benzidine-related
chemicals, EPA believes that importers
and processors of articles may already
have undertaken a number of activities
to manage chemicals within their
supply chains and generally to deselect
for these chemicals. Therefore, EPA
expects that companies that could
potentially commence importing or
processing benzidine-based chemicals
as part of articles may already have
some knowledge of the chemicals
within their supply chain and would
undertake few of the activities listed in
Table B and would fall toward the lower
end of the cost range for any activities
undertaken. More detailed information
is included in EPA’s economic analysis.
EPA does not believe that the subject
chemicals are entering the United States
in imported articles for the significant
new uses defined by the final
regulation. However, companies may
screen or initiate other activities to
determine if articles they import in the
future contain chemicals included in
this SNUR. EPA notes that no
commenters provided data that could be
used to estimate what, if any, costs
might be associated with continued
assurance that imported articles are free
from the chemical substances subject to
this SNUR. The number of companies
that may take such actions is not
known, nor is the level of action that
may be taken by a particular company.
Based on EPA’s economic analysis and
the responses to the proposed rule, EPA
does not believe that these costs will be
significant for any individual entity.
I. Import and Export Regulations for
Chemical Substances as Part of Articles
One comment noted that EPA is not
proposing to change the way in which
TSCA’s export and import rules
(pursuant to TSCA sections 12(b) and
13, respectively) apply to articles
containing these chemical substances.
The comment indicates that (under the
status quo of the import rules) the U.S.
Customs and Border Protection (CBP)
will not be screening articles for the
chemical substances in the proposed
SNURs.
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77905
EPA agrees that the TSCA import
rules are important TSCA compliance
mechanisms and that 19 CFR 12.119
allows EPA to establish section 13
import certification requirements for
chemicals in articles. However,
declining to subject importers to one
notice requirement (section 13 import
certification) does not render another
notice requirement (section 5 SNUN
submission) unenforceable.
In this case, EPA did not propose to
require section 13 import certification or
section 12 export notification for the
subject chemical substances when part
of articles. This is consistent with EPA’s
past practice of making the exemption at
40 CFR 721.45(f) inapplicable without
also requiring import certification or
export notification for these chemical
substances as part of articles (40 CFR
721.2800; 40 CFR 721.10068). However,
the Agency continues to study this issue
and has not ruled out a later proposal
to require import certification and/or
export notification for these chemical
substances as part of articles.
With or without an import
certification requirement, it is the
importer that is ‘‘responsible for
insuring that chemical importation
complies with TSCA just as domestic
manufacturers are responsible for
insuring that chemical manufacture
compliance with TSCA.’’ 40 CFR
707.20(b)(1).
J. Distinguishing Between Chemicals in
Non-Article Form and Other Products
One comment contends that the rule,
as proposed, ‘‘would not allow [EPA] to
distinguish between a chemical being
brought into the United States in its raw
form and a chemical being brought in on
a shift as a dye or finish.’’ The comment
goes on to state that treating them the
same way is unrealistic and
scientifically unsound.
EPA disagrees with the comment and
notes that it was not proposing to
eliminate all distinctions, in all
regulatory provisions under TSCA,
between import of a chemical substance
in non-article form, and import of a
chemical substance as part of an article.
The rule simply removes one particular
distinction between persons who import
or process a chemical substance in nonarticle form and persons who import or
process a chemical substance as part of
an article. Thus, while the raw chemical
manufacturer and the article importer
may both be required to submit a SNUN,
EPA would be able distinguish between
the two scenarios, as appropriate, in its
review of the SNUN. The SNUN review
process will allow case-by-case analysis
of each circumstance.
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With respect to the commenter’s
comparison of the volume at which
these chemical substances are currently
manufactured in non-article form and
the volume at which these chemical
substances are currently manufactured
in article form (i.e., via import of a
chemical substance as part of an article),
EPA’s conclusion, with respect to the
significant new uses, is that the two
volumes are currently the same. This is
because EPA has concluded that there is
no current manufacture of these
chemical substances for the significant
new uses, either through domestic
manufacture of the substances in nonarticle form, or through import of
articles containing the substances. Thus,
both production volumes are currently
zero.
K. Provisions for Processors
In a comment submitted after the
closing of the public comment period,
one commenter questions the utility of
a provision for processors at 40 CFR
721.5(c), as applied to notice
requirements under this rule. The
commenter states that 40 CFR 721.5(c)
would not protect companies unless
they could document lack of knowledge
that a SNUR applies. The commenter
believes that this requirement is
therefore impossible to meet, explaining
that it is impossible to document what
one does not know.
EPA will respond to this comment,
although it was submitted after the
closing of the public comment period
for this action, because it relates closely
to the timely submitted comments. EPA
disagrees that applying 40 CFR 721.5(c)
is impossible or impracticable. The
provisions at 40 CFR 721.5(c) provide
that the unknowing processing of a
chemical substance does not itself
trigger SNUN submission requirements,
subject to meeting certain
documentation requirements. Upon
obtaining knowledge that it previously
engaged in activities covered by the
SNUR, a processor can at that time
assemble evidence relating to the period
when the past processing occurred.
Specifically, this would be evidence
bearing on whether the processor
previously knew the chemical identity
of the substance it was processing or
previously knew that that substance was
subject to a SNUR. Evidence to establish
a prior lack of knowledge could include
items such as a purchase order and,
where applicable, a material safety data
sheet (MSDS) that indicates neither the
relevant chemical identity nor the
presence of a chemical subject to a
SNUR. Another type of evidence would
be the affidavit of a person in a position
of appropriate authority swearing to the
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prior lack of knowledge. EPA would
generally consider the wording on a
purchase order and, where applicable,
an MSDS, along with an affidavit as
described above, in determining
whether there is sufficiently clear
documentation for purposes of 40 CFR
721.5(c). However, if there was also
contrary documentary evidence,
indicative of the prior possession of
knowledge (e.g., receipt of a notice
given to the processor pursuant to 40
CFR 721.5(a)(1)(i)) then the overall
documentary evidence would not allow
the processor to take advantage of the
provisions of 40 CFR 721.5(c).
L. Potential Ongoing Use of DnPP
One commenter identified a potential
ongoing use of DnPP in grease in
automotive switches. The commenter
requested that EPA exclude the
identified use from the SNUR.
After investigation, EPA has
determined that there is no ongoing use
of DnPP in grease in automotive
switches.
The commenter states that ‘‘[b]ased on
current use information . . . [the
commenter] believes that DnPP is being
used in grease in some automotive
switches.’’ The proposal stated that EPA
‘‘welcome[d] specific information that
documents [ongoing] use.’’ Yet the
commenter does not provide any
current use information to substantiate
this belief. When raising a potential
ongoing use, it is generally preferable to
include information substantiating that
use, especially where the entity raising
that use is not an actual manufacturer
(including importer) or processor of that
chemical substance for that use and thus
would not be anticipated to have direct
knowledge of that use.
In order to determine whether there is
an ongoing use of DnPP in grease in
automotive switches, EPA performed
targeted searches of sources including
IHS Chemical Economics Handbook,
MSDS search tools such as Seton’s
MSDS Hazard Communication Library
and patent searches and was unable to
substantiate this use as an ongoing use
of DnPP. EPA reviewed several grease
MSDS, and no grease MSDS listed any
phthalate in its composition. EPA’s DfE
alternatives analysis also has not
identified use in grease in automotive
switches as an ongoing use of DnPP.
EPA also conducted patent searches
for grease in automotive switches, and
dampening greases in general. A patent
search found mentions of the term
phthalates with electronic components,
but not DnPP specifically for automotive
switches. However, one patent gave a
very broad alkyl range that release of
phthalates C4 and C8 were observed
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during the vacuum burn pretreatment of
electronic components [disc drives].
This process is routine treatment to
remove volatiles from electronic
components, including electronic
switches (Vacuum baking process USP
6,051,169 and Electric switches USP
3,694,601). EPA does not believe the
existence of this information is
indicative of current use of DnPP in
grease in automotive switches because,
patents do not necessarily indicate
current use. As noted in the proposed
rule (Ref. 1), no IUR production volume
data were reported for DnPP during the
2006, 2002, 1998 and 1994 reporting
cycles. In addition, no production
volume data were reported for the 2012
CDR (Ref. 17)
Accordingly, EPA is declining to
exclude use ‘‘in grease in automotive
switches’’ from the significant new uses
of DnPP.
M. Reliance on Inventory Update Rule
(IUR) Data in Assessing Ongoing Use of
DnPP
One commenter suggests that EPA
relied solely on the IUR data for
determining ongoing uses of DnPP, and
that such reliance may be misleading or
incomplete. The commenter notes that
ongoing uses below the IUR reporting
threshold of 10,000 lbs would not be
reported to EPA through the IUR
process.
EPA uses IUR data to identify ongoing
uses of chemical substances. However,
this is not the sole source of information
relied upon to support the SNUR. EPA
first identified a SNUR as a regulatory
alternative for DnPP in the Phthalates
Action Plan because EPA found that the
most recent IUR data contained no
reports of DnPP being produced in or
imported into the United States. In
proposing the SNUR, EPA prepared the
‘‘Economic Analysis of the Proposed
Significant New Use Rule for Di-npentyl Phthalate (DnPP)’’ (Ref. 31) and
conducted internet queries in order to
ascertain whether there were any
ongoing uses of DnPP at levels below
the IUR reporting threshold. During the
course of this research EPA identified
several companies which either use or
sell DnPP as a chemical standard for use
in phthalates testing. Accordingly, the
significant new uses of DnPP does not
include use of DnPP as a chemical
standard for analytical experiments as a
significant new use.
N. Design for the Environment (DfE)
Assessment for Phthalates
One commenter noted that EPA has
undertaken a DfE project focused on
phthalates, including but not limited to,
DnPP. The commenter believes that the
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DfE phthalates alternative assessment
will provide valuable information about
potential alternatives to industries using
phthalates. The commenter
recommends that EPA refrain from
further action on any phthalate until the
DfE project is finalized.
EPA disagrees that finalization of the
DnPP SNUR should be delayed until the
DfE project is complete. (To the extent
the comment is discussing the timing of
other potential EPA actions to address
phthalates, it is outside the scope of this
proposal.)
The comment states that the final DfE
report would identify alternatives, their
viability as substitutes, and EPA’s
comparative hazard information. EPA
disagrees that this report is likely to
provide information relevant to this
SNUR. When defining the ‘‘significant
new use,’’ EPA is limited to uses of the
chemical substance that are not ongoing.
The DfE report is not expected to
identify alternatives for chemical
substances that are generally no longer
in use. It is already clear that there are
many alternatives to DnPP use, because
there are almost no ongoing uses of
DnPP. Furthermore, the DfE report is
not expected to suggest DnPP itself as an
alternative to another phthalate because
of its toxicity relative to other
phthalates. Even if the DfE report were
to identify a significant new use of
DnPP as an alternative to some other
chemical substance, then EPA would
have the opportunity to consider that
information at such time as it received
the significant new use notice for DnPP.
EPA notes that it is a regular practice
to finalize SNURs for chemical
substances that have not undergone a
DfE assessment. Given that the DfE
report is unlikely to provide additional
information relevant to EPA’s
significant new use determination for
DnPP, that newly available information
respecting any particular use of DnPP
could be included in the significant new
use notice itself, and that further delay
would increase regulatory uncertainty,
EPA disagrees that it would be
appropriate to delay issuance of the
SNUR on DnPP pending the release of
the DfE report.
XI. References
The following is a listing of the
documents that are specifically
referenced in this action. The docket
includes these documents and other
information considered by EPA,
including documents that are referenced
within the documents that are in the
docket, even if the referenced document
is not physically located in the docket.
For assistance in locating these other
documents, please consult the technical
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person listed under FOR FURTHER
INFORMATION CONTACT.
1. U.S. EPA. Proposed Rule; Benzidine-Based
Chemical Substances; Di-n-pentyl
phthalate (DnPP); and Alkanes, C12–13,
Chloro; Significant New Use Rules. 77
FR 18752, March 28, 2012 (FRL–8865–2).
2. U.S. EPA. Benzidine-Based Chemical
Substances; Significant New Uses of
Certain Chemical Substances, 61 FR
52287, October 7, 1996 (FRL–5396–6).
3. U.S. EPA, 2010. U.S. Environmental
Protection Agency. Chemical Substances
Derived from Benzidine and Its
Congeners, https://www.epa.gov/oppt/
existingchemicals/pubs/actionplans/
DCB%20Action%20Plan_
06232010.noheader.pdf (Accessed
January 24, 2011).
4. U.S. EPA. Economics and Policy Branch,
USEPA/OCSPP/Economics, Exposure,
and Technology Division. ‘‘Economic
Analysis to Support the Final SNUR for
Benzidine and Benzidine-based
Chemical substances.’’
5. U.S. EPA. Significant New Uses of Certain
Chemical Substances, 55 FR 17376, April
24, 1990 (FRL–3658–5).
6. U.S. EPA. Significant New Uses of
Chemical Substances; Certain Chemicals.
49 FR 35014, September 5, 1984 (FRL–
2541–8).
7. U.S. EPA. Premanufacture Notification;
Premanufacture Notice Requirements
and Review Procedures. 48 FR 21722,
May 13, 1983 (FRL 2998–5).
8. Testimony of James J. Jones, Acting
Assistant Administrator Office of
Chemical Safety and Pollution
Prevention, U.S. Environmental
Protection Agency before the Committee
on Environment and Public Works and
the Subcommittee on Superfund, Toxic
and Environmental Health United States
Senate, July 24, 2012, available at https://
www.epa.gov/ocir/hearings/pdf/2012_
jjones_testimony1.pdf.
9. CPSC, 2011. Staff Briefing Package.
Petition HP 10–2. Requesting Restriction
of Cadmium in Toy Jewelry (Consumer
Product Safety Commission (February 9,
2011). Staff Report, Cadmium in
Children’s Metal Jewelry. Toxicity
Review of Cadmium. TAB B pp19–39
https://www.cpsc.gov/PageFiles/96192/
cadmiumtoy.pdf (October 14, 2010).
10. Danish Environmental Protection Agency,
Survey of Chemical Substances in
Consumer Products Survey No. 25 2003,
Mapping the Liberation of Organic Tin
Compounds in Mattress Pads, To
Mattresses, and Baby/Junior Duvets.
11. Stapleton, et al., 2008, Alternate and New
Brominated Flame Retardants Detected
in U.S. House Dust, Environ. Sci.
Technol.
12. CPSC Staff Preliminary Risk Assessment
of Flame Retardant [FR] Chemicals in
Upholstered Furniture Foam, December
21, 2006.
13. Muller, et al., 2011, Car Indoor Air
Pollution—Analysis of Potential Sources,
Journal of Occupations Medicine and
Toxicology 2011, 6:33.
14. Wu, et al., 2009, Residues of
Polybrominated Diphenyl Ethers in
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Frogs (Rana limnocharis) from a
Contaminated Site, South China: Tissue
Distribution, Biomagnification, and
Maternal Transfer, Environ. Sci. Technol.
2009, 42: 5212–5217.
15. Gaylor, et al. 2012, House Crickets Can
Accumulate Polybrominated Diphenyl
Ethers (PBDEs) Directly from
Polyurethane Foam Common in
Consumer Products, Chemosphere, 2012,
86: 500–505.
16. Covaci, et al. 2006,
Hexabromocyclododecanes (HBCDs) in
the Environment and Humans: A
Review. Environ. Sci. Technol. 2006, 40:
3679–3688.
17. U.S. EPA, Chemical Data Access Tool
(CDAT), https://java.epa.gov/oppt_
chemical_search/.
18. U.S. EPA, Certain Polybrominated
Diphenylethers; Proposed Significant
New Use Rule. 69 FR 70409, December
6, 2004 (FRL 7633–1).
19. U.S. EPA, Certain Polybrominated
Diphenylethers; Significant New Use
Rule.71 FR 34018, June 13, 2006 (FRL
7743–2).
20. U.S. EPA, Understanding the Costs
Associated with Eliminating Exemptions
for Articles in SNURs, May 1, 2013.
21. Hewlett-Packard Development Company,
LP. (2010). ‘‘International Material Data
System.’’ Retrieved from https://
www.mdsystem.com/.
22. Wal-Mart. (2012). Become a Supplier:
Requirements. Retrieved from https://
www.walmartstores.com/Suppliers/
248.aspx.
23. CAEPA, 2013a. State of California
Environmental Protection Agency.
Chemicals Known to the State to Cause
Cancer or Reproductive Toxicity. Office
of Environmental Health Hazard
Assessment, 04 February 2013. https://
oehha.ca.gov/prop65/prop65_list/files/
P65list020813.pdf.
24. CAEPA, 2013b. State of California
Environmental Protection Agency.
Proposition 65 in Plain Language!
Febuary 2013. https://oehha.ca.gov/
prop65/background/p65plain.html.
25. European Commission. 2009.
Commission Regulation EC No. 552/2009
Commission Regulation (EC) No 552/
2009 of 22 June 2009 amending
Regulation (EC) No 1907/2006 of the
European Parliament and of the Council
on REACH as regards Annex XVII.
26. European Commission. 2010. RAPEX—
Latest Notifications. Directorate General
for Health and Consumers. https://
ec.europa.eu/consumers/dynex/rapex/
rapex_achives_en.cfm.
27. IARC, 2012. International Agency for the
Research on Cancer. IARC Monographs
on the Evaluation of Carcinogenic Risks
to Humans—Benzidine.Volume 100F:
53–63.
28. Textination, 2012. Textination ‘‘Textile
and Apparel Weekly June, 8 2012’’.
https://textination.de/en/tiw/2012/
TIW08062012.pdf.
29. Intertek, 2013. Intertek, ‘‘Requirements of
Azo dyes and Formaldehyde content in
fabric for babies and children clothing in
Indonesia’’ Jan 4, 2013.
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30. HKTDC, 2012. HKTDC Research ‘‘Japan
Industry Stipulates Voluntary AZO Dyes
Standard for Textile and Leather
Products’’ May 22, 2012.
31. Environment Canada. 2009. Strategic
options for the management of toxic
substances benzidine and 3,3dichlorobenzidine. Available at: https://
www.ec.gc.ca/toxics/docs/sor/bdine/EN/
sum.cfm (Accessed 10 September, 2009).
32. U.S. EPA. Economics and Policy Branch,
USEPA/OCSPP/Economics, Exposure,
and Technology Division. ‘‘Economic
Analysis of the Final Significant New
Use Rule for Di-n-pentyl phthalate
(DnPP).’’
33. U.S. EPA. Economics and Policy Branch,
USEPA/OCSPP/Economics, Exposure,
and Technology Division. ‘‘Economic
Analysis of the Final Significant New
Use Rule for Alkanes, C12-13, chloro (CAS
RN: 71011–12–6).’’
34. U.S. EPA. Modification of Significant
New Use Rules for Certain Substances,
62 FR 42690, August 8, 1997 (FRL–5735–
4).
XII. Statutory and Executive Order
Reviews
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A. Executive Order 12866: Regulatory
Planning and Review and Executive
Order 13563: Improving Regulation and
Regulatory Review
This final rule has been designated by
OMB as a ‘‘significant regulatory action’’
under section 3(f) of Executive Order
12866 (58 FR 51735, October 4, 1993).
Accordingly, EPA submitted this action
to OMB for review under Executive
Order 12866 and 13563 (76 FR 3821,
January 21, 2011), and any changes
made in response to OMB
recommendations are documented in
the docket.
B. Paperwork Reduction Act (PRA)
This action does not impose any new
information collection burden under the
PRA, 44 U.S.C. 3501 et seq. Burden is
defined in 5 CFR 1320.3(b). The
information collection activities
associated with existing chemical
SNURs are already approved by OMB
under OMB control number 2070–0038
(EPA ICR No. 1188); and the
information collection activities
associated with export notifications are
already approved by OMB under OMB
control number 2070–0030 (EPA ICR
No. 0795). If an entity were to submit a
SNUN to the agency, the annual burden
is estimated to be less than 100 hours
per response, and the estimated burden
for an export notifications is less than
1.5 hours per notification. In both cases,
burden is estimated to be reduced for
submitters who have already registered
to use the electronic submission system.
Additional burden, estimated to be less
than 10 hours, could be incurred where
additional record keeping requirements
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are specified under 40 CFR 721.125(a),
(b), and (c).
An Agency may not conduct or
sponsor, and a person is not required to
respond to a collection of information
that requires OMB approval under the
PRA, unless it has been approved by
OMB and displays a currently valid
OMB control number. The OMB control
numbers for EPA’s regulations in Title
40 of the CFR, after appearing in the
Federal Register, are listed in 40 CFR
part 9 and included on the related
collection instrument, or form, if
applicable. EPA is amending the table in
40 CFR part 9 to list this SNUR. This
listing of the OMB control numbers and
their subsequent codification in the CFR
satisfies the display requirements of the
PRA and OMB’s implementing
regulations at 5 CFR part 1320. Since
the existing OMB approval was
previously subject to public notice and
comment before OMB approval, and
given the technical nature of the table,
EPA finds that further notice and
comment to amend the table is
unnecessary. As a result, EPA finds that
there is ‘‘good cause’’ under section
553(b)(3)(B) of the Administrative
Procedure Act, 5 U.S.C. 553(b)(3)(B), to
amend this table without further notice
and comment.
C. Regulatory Flexibility Act (RFA)
Pursuant to section 605(b) of the RFA,
5 U.S.C. 601 et seq., I hereby certify that
promulgation of this SNUR will not
have a significant economic impact on
a substantial number of small entities.
The rationale supporting this
conclusion is as follows.
EPA generally finds that proposed
and final SNURs are not expected to
have a significant economic impact on
a substantial number of small entities
(See, e.g., Ref. 34). Since these SNURs
will require a person who intends to
engage in such activity in the future to
first notify EPA by submitting a SNUN,
no economic impact will occur unless
someone files a SNUN to pursue a
significant new use in the future or
forgoes profits by avoiding or delaying
the significant new use. Although some
small entities may decide to engage in
such activities in the future, EPA cannot
presently determine how many, if any,
there may be. However, EPA’s
experience to date is that, in response to
the promulgation of SNURs covering
over 1,000 chemical substances, the
Agency receives only a handful of
notices per year. During the six year
period from 2005–2011, only three
submitters self-identified as small in
their SNUN submission (Refs. 5, 32, 33).
EPA believes the cost of submitting a
SNUN is relatively small compared to
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the cost of developing and marketing a
chemical new to a firm and that the
requirement to submit a SNUN
generally does not have a significant
economic impact.
A SNUR applies to any person
(including small or large entities) who
intends to engage in any activity
described in the rule as a ‘‘significant
new use.’’ In the proposed SNUR EPA
preliminarily determined, based in part,
on the Agency’s market research, that
these chemical substances are not being
manufactured (including imported) or
processed for a significant new use. In
the case of the benzidine-based dyes,
this preliminary determination also
included importation and processing of
these chemical substances as part of
articles (Ref. 1). EPA received no public
comment indicating any ongoing
importation of the benzidine-based
chemical substances as part of articles
or otherwise. Therefore, EPA is
finalizing its determination that these
uses, including the importation and
processing of benzidine-based dyes as
part of articles, are new and not
ongoing. Thus no small entities
presently engage in a significant new
use.
Therefore, EPA believes that the
potential economic impact of complying
with this SNUR is not expected to be
significant or adversely impact a
substantial number of small entities.
D. Unfunded Mandates Reform Act
(UMRA)
Based on EPA’s experience with
proposing and finalizing SNURs, State,
local, and Tribal governments have not
been impacted by these rulemakings,
and EPA does not have any reason to
believe that any State, local, or Tribal
government would be impacted by this
rulemaking. As such, EPA has
determined that this regulatory action
would not impose any enforceable duty,
contain any unfunded mandate, or
otherwise have any effect on small
governments subject to the requirements
of sections 202, 203, 204, or 205 of
UMRA, 2 U.S.C. 1531–1538.
E. Executive Order 13132: Federalism
This action does not have a
substantial direct effect on States, on the
relationship between the national
government and the States, or on the
distribution of power and
responsibilities among the various
levels of government, as specified in
Executive Order 13132 (64 FR 43255,
August 10, 1999).
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F. Executive Order 13175: Consultation
and Coordination With Indian Tribal
Governments
This action does not have Tribal
implications because it will not have
any effect (i.e., there will be no increase
or decrease in authority or jurisdiction)
on Tribal governments, on the
relationship between the Federal
government and the Indian tribes, or on
the distribution of power and
responsibilities between the Federal
government and Indian tribes. Thus,
Executive Order 13175 (65 FR 67249,
November 9, 2000), does not apply to
this action.
G. Executive Order 13045: Protection of
Children From Environmental Health
Risks and Safety Risks
This action is not subject to Executive
Order 13045 (62 FR 19885, April 23,
1997), because this action is not
intended to address environmental
health or safety risks for children.
H. Executive Order 13211: Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution, or Use
This action is not subject to Executive
Order 13211 (66 FR 28355, May 22,
2001), because it is not expected to
affect energy supply, distribution, or
use.
I. National Technology Transfer and
Advancement Act (NTTAA)
Since this action does not involve any
technical standards, section 12(d) of
NTTAA, 15 U.S.C. 272 note, does not
apply to this action.
J. Executive Order 12898: Federal
Actions To Address Environmental
Justice in Minority Populations and
Low-Income Populations
This action does not entail special
considerations of environmental justice
related issues as delineated by
Executive Order 12898 (59 FR 7629,
February 16, 1994), because EPA has
determined that this action will not
have disproportionately high and
adverse human health or environmental
effects on minority or low-income
populations. This action does not affect
the level of protection provided to
human health or the environment.
K. Congressional Review Act (CRA)
Pursuant to the CRA, 5 U.S.C. 801 et
seq., EPA will submit a report
containing this rule and other required
information to the U.S. Senate, the U.S.
House of Representatives, and the
Comptroller General of the United
States prior to publication of the rule in
the Federal Register. This action is not
a ‘‘major rule’’ as defined by 5 U.S.C.
804(2).
242b, 243, 246, 300f, 300g, 300g–1, 300g–2,
300g–3, 300g–4, 300g–5, 300g–6, 300j–1,
300j–2, 300j–3, 300j–4, 300j–9, 1857 et seq.,
6901–6992k, 7401–7671q, 7542, 9601–9657,
11023, 11048.
2. In § 9.1, add the following sections
in numerical order under the
undesignated center heading
‘‘Significant New Uses of Chemical
Substances’’ to read as follows:
■
§ 9.1 OMB approvals under the Paperwork
Reduction Act.
*
*
*
*
*
40 CFR citation
*
*
OMB Control No.
*
*
*
Significant New Uses of Chemical
Substances
List of Subjects
40 CFR Part 9
Environmental protection, Reporting
and recordkeeping requirements.
*
*
*
721.10226 .........................
721.10227 .........................
*
40 CFR Part 721
Environmental protection, Chemicals,
Hazardous substances, Reporting and
recordkeeping requirements.
*
Dated: December 16, 2014.
Wendy C. Hamnett,
Director, Office of Pollution Prevention and
Toxics.
*
PART 9—[AMENDED]
1. The authority citation for part 9
continues to read as follows:
■
Authority: 7 U.S.C. 135 et seq., 136–136y;
15 U.S.C. 2001, 2003, 2005, 2006, 2601–2671;
21 U.S.C. 331j, 346a, 348; 31 U.S.C. 9701; 33
U.S.C. 1251 et seq., 1311, 1313d, 1314, 1318,
1321, 1326, 1330, 1342, 1344, 1345 (d) and
(e), 1361; E.O. 11735, 38 FR 21243, 3 CFR,
1971–1975 Comp. p. 973; 42 U.S.C. 241,
*
*
*
2070–0038
2070–0038
*
*
■
Therefore, 40 CFR chapter I is
amended as follows:
*
*
*
*
PART 721—[AMENDED]
3. The authority citation for part 721
continues to read as follows:
Authority: 15 U.S.C. 2604, 2607, and
2625(c).
4. Revise § 721.1660 to read as
follows:
■
§ 721.1660 Benzidine-based chemical
substances.
(a) Chemical substances and
significant new uses subject to reporting.
(1) The benzidine-based chemical
substances listed in Table 1 and Table
2 of this section are subject to reporting
under this section for the significant
new uses described in paragraph (a)(2)
of this section.
TABLE 1—BENZIDINE-BASED CHEMICAL SUBSTANCES
C.I. name
C.I. No.
Chemical name
117–33–9 .....................
Not available ..............
Not available ..............
65150–87–0 .................
Not available ..............
Not available ..............
68214–82–4 .................
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CAS or accession No.
Direct Navy BH ..........
22590 .........................
72379–45–4 .................
Not available ..............
Not available ..............
Accession No. 21808 ..
CAS No. CBI (NA)
CBI .............................
CBI .............................
1,3-Naphthalenedisulfonic
acid,
7-hydroxy-8-[2-[4’-[2-(4hydroxyphenyl)diazenyl][1,1’-biphenyl]-4-yl]diazenyl]1,3,6-Naphthalenetrisulfonic acid, 8-hydroxy-7-[2-[4’-[2-(2-hydroxy-1naphthalenyl)diazenyl][1,1’- biphenyl]-4-yl]diazenyl]-, lithium salt
(1:3)
2,7-Naphthalenedisulfonic acid, 5-amino-3-[2-[4’-[2-(7-amino-1-hydroxy-3-sulfo-2naphthalenyl)diazenyl][1,1’-biphenyl]-4yl]diazenyl]-4-hydroxy-, sodium salt (1:2)
2,7-Naphthalenedisulfonic acid, 4-amino-5hydroxy-3-[2-[4’-[2-[2-hydroxy-4-[(2methylphenyl)amino]phenyl]diazenyl][1,1’- biphenyl]-4-yl]diazenyl]6-(2-phenyldiazenyl)2,7-Naphthalenedisulfonic acid, 4-amino-5hydroxy [[[(substituted phenylamino)] substituted phenylazo] diphenyl]azo-, phenylazo-, disodium salt. (generic name)
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TABLE 1—BENZIDINE-BASED CHEMICAL SUBSTANCES—Continued
CAS or accession No.
C.I. name
C.I. No.
Chemical name
Accession No. 24921 ..
CAS No.
CBI .............................
CBI .............................
Accession No. 26256 ..
CAS No. CBI (NA)
CBI .............................
CBI .............................
Accession No. 26267 ..
CAS No. CBI (NA)
CBI .............................
CBI .............................
Accession No. 26701 ..
CAS No. CBI (NA)
CBI .............................
CBI .............................
4-(Substituted naphthalenyl )azo diphenylyl azo-substituted
carbopolycycle azo benzenesulfonic acid, sodium salt. (generic
name)
4-(Substituted phenyl)azo biphenylyl azosubstituted carbopolycycloazo benzenesulfonic acid, sodium salt.
(generic name)
4-(Substituted phenyl)azo biphenylyl azo substituted carbopolycycle azo benzenesulfonic acid, sodium salt.
(generic name)
Phenylazoaminohydroxynaphthalenylazobiphenylazo
substituted
benzene sodium sulfonate. (generic name).
TABLE 2—BENZIDINE-BASED CHEMICAL SUBSTANCES
C.I. name
C.I. No.
Chemical name
92–87–5 ..................
531–85–1 ................
573–58–0 ................
Benzidine ..............
Benzidine · 2HCl ...
C.I. Direct Red 28
Not available .........
Not available .........
22120 ....................
1937–37–7 ..............
C.I. Direct Black 38
30235 ....................
2302–97–8 ..............
C.I. Direct Red 44
22500 ....................
2429–73–4 ..............
C.I. Direct Blue 2 ..
22590 ....................
2429–79–0 ..............
C.I. Direct Orange
8.
C.I. Direct Brown
31.
22130 ....................
2429–81–4 ..............
2429–82–5 ..............
C.I. Direct Brown 2
22311 ....................
2429–83–6 ..............
Direct Black 4 .......
30245 ....................
2429–84–7 ..............
C.I. Direct Red 1 ...
22310 ....................
2586–58–5 ..............
C.I. Direct Brown
1:2.
30110 ....................
2602–46–2 ..............
C.I. Direct Blue 6 ..
22610 ....................
2893–80–3 ..............
C.I. Direct Brown 6
30140 ....................
3530–19–6 ..............
C.I. Direct Red 37
22240 ....................
3567–65–5 ..............
C.I. Acid Red 85 ...
22245 ....................
3626–28–6 ..............
C.I. Direct Green 1
30280 ....................
3811–71–0 ..............
C.I. Direct Brown 1
30045 ....................
4335–09–5 ..............
C.I. Direct Green 6
30295 ....................
6358–80–1 ..............
C.I. Acid Black 94
30336 ....................
6360–29–8 ..............
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CAS No.
C.I. Direct Brown
27.
C.I. Direct Brown
154.
C.I. Direct Brown
74.
31725 ....................
C.I. Direct Brown
95.
30145 ....................
[1,1′-Biphenyl]-4,4′-diamine.
[1,1′-Biphenyl]-4,4′-diamine, dihydrochloride.
1- Naphthalenesulfonic acid, 3,3′-[[1,1′-biphenyl]-4,4′-diylbis(azo)]bis[4-amino-,
disodium salt.
2,7-Naphthalenedisulfonic acid, 4-amino-3-[[4′-[(2,4-diaminophenyl) azo][1,1′biphenyl]-4- yl]azo]-5-hydroxy-6-(phenylazo)-, disodium salt.
1-Naphthalenesulfonic
acid,
8,8′-[[1,1′-biphenyl]-4,4′-diylbis(azo)]bis[7-hydroxy-, disodium salt.
2,7-Naphthalenedisulfonic acid, 5-amino-3-[[4′-[(7-amino-1-hydroxy-3-sulfo-2naphthalenyl)azo][1,1′-biphenyl]-4-yl]azo]-4-hydroxy-, trisodium salt.
Benzoic acid, 5-[[4′-[(1-amino-4-sulfo-2-naphthalenyl) azo][1,1′-biphenyl]-4yl]azo]-2- hydroxy-, disodium salt.
Benzoic
acid,
5-[[4′-[[2,6-diamino-3-[[8-hydroxy-3,6-disulfo-7-[(4-sulfo-1naphthalenyl)azo]-2- naphthalenyl]azo]-5-methylphenyl]azo][1,1′- biphenyl]4-yl]azo]-2-hydroxy-, tetrasodium salt.
Benzoic acid, 5-[[4′-[(7-amino-1-hydroxy-3-sulfo-2-naphthalenyl) azo][1,1′biphenyl]-4-yl]azo]-2-hydroxy-, disodium salt.
2,7-Naphthalenedisulfonic
acid,
4-amino-3-[[4′-[(2,4-diamino-5methylphenyl)azo][1,1′-biphenyl]-4-yl]azo] -5-hydroxy-6-(phenylazo)-, disodium salt.
Benzoic
acid,
5-[[4′-[(2-amino-8-hydroxy-6-sulfo-1-naphthalenyl)azo][1,1′biphenyl]-4-yl]azo]-2-hydroxy-, disodium salt.
Benzoic
acid,
5-[[4′-[[2,6-diamino-3-methyl-5-[(4sulfophenyl)azo]phenyl]azo][1,1′-biphenyl]-4- yl]azo]-2-hydroxy-, disodium
salt.
2,7-Naphthalenedisulfonic acid, 3,3′-[[1,1′-biphenyl]-4,4′-diylbis(azo)]bis[5amino-4-hydroxy-, tetrasodium salt.
Benzoic acid, 5-[[4′-[[2,4-dihydroxy-3-[(4-sulfophenyl) azo]phenyl]azo][1,1′biphenyl]-4- yl]azo]-2-hydroxy-, disodium salt.
1,3-Naphthalenedisulfonic acid, 8-[[4′-[(4-ethoxyphenyl)azo][1,1′-biphenyl]-4yl]azo]-7-hydroxy-, disodium salt
1,3-Naphthalenedisulfonic
acid,
7-hydroxy-8-[[4′-[[4-[[(4methylphenyl)sulfonyl]oxy]phenyl]azo][1,1′-biphenyl]-4-yl]azo]-,
disodium
salt.
2,7-Naphthalenedisulfonic
acid,
4-amino-5-hydroxy-3-[[4′-[(4hydroxyphenyl)azo][1,1′- biphenyl]-4- yl]azo]-6-(phenylazo)-, disodium salt.
Benzoic acid, 5-[[4′-[[2,4-diamino-5-[(4-sulfophenyl) azo]phenyl]azo][1,1′
biphenyl]-4- yl]azo]-2-hydroxy-, disodium salt.
2,7-Naphthalenedisulfonic
acid,
4-amino-5-hydroxy-6-[[4′-[(4hydroxyphenyl)azo][1,1′-biphenyl]-4- yl]azo]-3-[(4-nitrophenyl)azo]-, disodium salt.
2,7-Naphthalenedisulfonic acid, 4-amino-5-hydroxy-3-[[4′-[[4-hydroxy-2-[(2methylphenyl)amino]phenyl]azo] [1,1′- biphenyl]-4-yl]azo]-6-[(4-sulfophenyl)
azo]-, trisodium salt.
Benzoic
acid,
5-[[4′-[[4-[(4-amino-7-sulfo-1-naphthalenyl)azo]-6-sulfo-1naphthalenyl]azo][1,1′-biphenyl]-4-yl] azo]-2- hydroxy-, trisodium salt.
Benzoic
acid,
5-[[4′-[[2,6-diamino-3-methyl-5-[(4-sulfophenyl)azo]phenyl]
azo][1,1′-biphenyl]-4-yl]azo]-2- hydroxy-3-methyl-, disodium salt.
Benzoic acid, 3,3′-[(3,7-disulfo-1,5-naphthalenediyl)bis [azo(6-hydroxy-3,1phenylene)azo[6(or7)-sulfo-4,1-naphthalenediyl]azo[1,1′-biphenyl]-4,4′diylazo]]bis[6-hydroxy-, hexasodium salt.
Cuprate(2-),
[5-[[4′-[[2,6-dihydroxy-3-[(2-hydroxy-5-sulfophenyl)azo]phenyl]
azo][1,1′- biphenyl]-4-yl]azo]-2-hydroxybenzoato(4-)]-, disodium salt.
6360–54–9 ..............
8014–91–3 ..............
16071–86–6 ............
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Federal Register / Vol. 79, No. 248 / Monday, December 29, 2014 / Rules and Regulations
(2) The significant new uses are:
(i) For each of the chemical
substances listed in Table 2 of this
section, any use other than use as a
reagent to test for hydrogen peroxide in
milk; a reagent to test for hydrogen
sulfate, hydrogen cyanide, and nicotine;
a stain in microscopy; a reagent for
detecting blood; an analytical standard;
and, additionally for Colour Index (C.I.)
Direct Red 28 (Congo Red) (CAS No.
573–58–0), an indicator dye.
(ii) For the chemical substances listed
in Table 1 of this section: Any use.
(b) Specific requirements. The
provisions of subpart A of this part
apply to this section except as modified
by this paragraph (b).
(1) Revocation of certain notification
exemptions. The provisions of
§ 721.45(f) do not apply to this section.
A person who imports or processes a
chemical substance identified in
paragraph (a)(1) of this section as part of
an article for a significant new use
described in paragraph (a)(2) of this
section is not exempt from submitting a
significant new use notice.
(2) [Reserved]
■ 5. Add § 721.10226 to subpart E to
read as follows:
§ 721.10226
Di-n-pentyl phthalate (DnPP).
(a) Chemical substance and
significant new uses subject to reporting.
(1) The chemical substance identified as
di-n-pentyl phthalate (DnPP) (1,2benzenedicarboxylic acid, 1,2-dipentyl
ester) (CAS No. 131–18–0) is subject to
reporting under this section for the
significant new uses described in
paragraph (a)(2) of this section.
(2) The significant new use is: Any
use other than use as a chemical
standard for analytical experiments.
(b) [Reserved]
■ 6. Add § 721.10227 to subpart E to
read as follows:
mstockstill on DSK4VPTVN1PROD with RULES
§ 721.10227 Alkanes, C12-13, chloro (CAS
No. 71011–12–6).
(a) Chemical substance and
significant new uses subject to reporting.
(1) The chemical substance identified as
alkanes, C12-13, chloro (CAS No. 71011–
12–6) is subject to reporting under this
section for the significant new uses
described in paragraph (a)(2) of this
section.
(2) The significant new use is: Any
use.
(b) Specific requirements. The
provisions of subpart A of this part
apply to this section except as modified
by this paragraph (b).
(1) Persons who must report. Section
721.5 applies to this section except for
§ 721.5(a)(2). A person who intends to
manufacture for commercial purposes a
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substance identified in paragraph (a)(1)
of this section and intends to distribute
the substance in commerce must submit
a significant new use notice.
(2) [Reserved]
[FR Doc. 2014–29887 Filed 12–24–14; 8:45 am]
BILLING CODE 6560–50–P
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 52
[EPA–R03–OAR–2014–0409; FRL–9920–68–
Region–3]
Approval and Promulgation of Air
Quality Implementation Plan;
Pennsylvania; Determination of
Attainment for the 2008 Lead National
Ambient Air Quality Standard for the
Lyons Nonattainment Area
Environmental Protection
Agency.
ACTION: Final rule.
AGENCY:
The Environmental Protection
Agency (EPA) is taking final action to
determine that the Lyons, Pennsylvania
nonattainment area (hereafter referred to
as the ‘‘Lyons Area’’ or ‘‘Area’’) has
attained the 2008 lead (Pb) national
ambient air quality standard (NAAQS).
On March 31, 2014, the Commonwealth
of Pennsylvania, through the
Pennsylvania Department of
Environmental Protection, submitted a
request to EPA to make a determination
that the Lyons Area has attained the
2008 Pb NAAQS. This determination of
attainment is based upon certified,
quality-assured, and quality-controlled
ambient air monitoring data from 2011–
2013 which shows that the Area has
monitored attainment for the 2008 Pb
NAAQS. Additionally, as a result of this
determination, EPA is taking final
action to suspend the requirements for
the Area to submit an attainment
demonstration, together with reasonably
available control measures (RACM), a
reasonable further progress (RFP) plan,
and contingency measures for failure to
meet RFP or attainment deadlines for so
long as the Area continues to attain the
2008 Pb NAAQS. This determination
does not constitute a redesignation to
attainment. The Lyons Area will remain
designated nonattainment for the 2008
Pb NAAQS until such time as EPA
determines that the Lyons Area meets
the Clean Air Act (CAA) requirements
for redesignation to attainment,
including an approved maintenance
plan. These actions are being taken
under the Clean Air Act (CAA).
DATES: This final rule is effective on
January 28, 2015.
SUMMARY:
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77911
EPA has established a
docket for this action under Docket ID
Number EPA–R03–OAR–2014–0409. All
documents in the docket are listed in
the www.regulations.gov. Although
listed in the electronic docket, some
information is not publicly available,
i.e., confidential business information
(CBI) or other information whose
disclosure is restricted by statute.
Certain other material, such as
copyrighted material, is not placed on
the Internet and will be publicly
available only in hard copy form.
Publicly available docket materials are
available either electronically through
www.regulations.gov or in hard copy for
public inspection during normal
business hours at the Air Protection
Division, U.S. Environmental Protection
Agency, Region III, 1650 Arch Street,
Philadelphia, Pennsylvania 19103.
FOR FURTHER INFORMATION CONTACT:
Ellen Schmitt, (215) 814–5787, or by
email at schmitt.ellen@epa.gov.
SUPPLEMENTARY INFORMATION:
ADDRESSES:
I. Background
On August 7, 2014 (79 FR 46211),
EPA published a notice of proposed
rulemaking (NPR) for the
Commonwealth of Pennsylvania. In the
August 7, 2014 NPR, EPA proposed to
make a clean data determination,
finding that the Lyons Area has attained
the 2008 Pb NAAQS, based on certified,
quality-assured, and quality-controlled
ambient air monitoring data from 2011–
2013. The Lyons Area is located in
Berks County, Pennsylvania and
bounded by Kutztown Borough, Lyons
Borough, Maxatawny Township, and
Richmond Township. See 40 CFR
81.339.
II. Summary of Rulemaking Action
EPA is taking final action to
determine that the Lyons Area has
attaining data for the 2008 Pb NAAQS.
This determination of attainment is
based upon certified, quality-assured,
and quality-controlled air monitoring
data that shows the Area has monitored
attainment of the 2008 Pb NAAQS based
on 2011–2013 data.
Other specific requirements of the
determination of attainment and the
rationale for EPA’s action are explained
in the NPR published on August 7, 2014
(79 FR 46211) as well as in the
Technical Support Document (TSD) that
accompanied the NPR, and will not be
restated here. The TSD is available in
the docket for this rulemaking action at
www.regulations.gov.
III. Effect of This Action
This final action suspends the
requirements for the Lyons Area to
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Agencies
[Federal Register Volume 79, Number 248 (Monday, December 29, 2014)]
[Rules and Regulations]
[Pages 77891-77911]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2014-29887]
=======================================================================
-----------------------------------------------------------------------
ENVIRONMENTAL PROTECTION AGENCY
40 CFR Parts 9 and 721
[EPA-HQ-OPPT-2010-0573; FRL-9915-60]
RIN 2070-AJ73
Benzidine-Based Chemical Substances; Di-n-pentyl Phthalate
(DnPP); and Alkanes, C12-13, Chloro; Significant New Use Rule
AGENCY: Environmental Protection Agency (EPA).
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: Under the Toxic Substances Control Act (TSCA), EPA is
promulgating a significant new use rule (SNUR) to add nine benzidine-
based chemical substances to the existing SNUR on benzidine-based
chemical substances. With respect to both the newly-added benzidine-
based chemical substances and the previously-listed benzidine-based
chemical substances, this rule makes inapplicable the exemption
relating to persons that import or process substances as part of an
article. EPA is also promulgating a SNUR for di-n-pentyl phthalate
(DnPP) and a SNUR for alkanes, C12-13, chloro. These actions
require persons who intend to manufacture (defined by statute to
include import) or process these chemical substances for an activity
that is designated as a significant new use to notify EPA at least 90
days before commencing such manufacture or processing. The required
notifications will provide EPA with the opportunity to evaluate
activities associated with a significant new use and, if necessary
based on the information available at that time, an opportunity to
protect against potential unreasonable risks, if any, from that
activity before it occurs. EPA is also making a technical amendment to
the codified list of control numbers for approved information
collection activities so that it includes the control number assigned
by the Office of Management and Budget (OMB) to the information
collection activities contained in this rule.
DATES: This final rule is effective February 27, 2015.
ADDRESSES: The docket for this action, identified by docket
identification (ID) number EPA-HQ-OPPT-2010-0573, is available at
https://www.regulations.gov or at the Office of Pollution Prevention and
Toxics Docket (OPPT Docket), EPA Docket Center (EPA/DC), EPA West
Bldg., Rm. 3334, 1301 Constitution Ave. NW., Washington, DC. The Public
Reading Room is open from 8:30 a.m. to 4:30 p.m., Monday through
Friday, excluding legal holidays. The telephone number for the Public
Reading Room is (202) 566-1744, and the telephone number for the OPPT
Docket is (202) 566-0280. Please review the visitor instructions and
additional information about the docket available at https://www.epa.gov/dockets.
FOR FURTHER INFORMATION CONTACT:
For technical information contact: Sara Kemme, National Program
Chemicals Division (7404T), Office of Pollution Prevention and Toxics,
Environmental Protection Agency, 1200 Pennsylvania Ave. NW.,
Washington, DC 20460-0001; telephone number: (202) 566-0511; email
address: kemme.sara@epa.gov.
For general information contact: The TSCA-Hotline, ABVI-Goodwill,
422 South Clinton Ave., Rochester, NY 14620; telephone number: (202)
554-1404; email address: TSCA-Hotline@epa.gov.
SUPPLEMENTARY INFORMATION:
I. Executive Summary
A. Does this action apply to me?
These three different SNURs may apply to different entities. The
North American Industrial Classification System (NAICS) codes have been
provided to assist you and others in determining whether this action
might apply to certain entities.
1. Benzidine-based chemical substances. You may be potentially
affected by this action if you manufacture (defined by statute to
include import), or process, including as part of an article, any of
the benzidine-based chemical substances listed in Tables 1 and 2 of the
regulatory text in this document. Potentially affected entities may
include, but are not limited to:
Manufacturers or processors of one or more of the subject
chemical substances.
Entities which plan to use the listed chemical substances
in conjunction with apparel and other finished products made from
fabrics, leather, and similar materials.
Entities which plan to use the listed chemical substances
in conjunction with paper and allied products.
Manufacturers or processors of the subject chemical
substances in printing inks. These entities may include those described
by the NAICS codes 325--chemical manufacturing, 31--textile
manufacturers, 316--leather and allied products manufacturers, 322--
paper manufacturers, 4243 apparel, piece goods, and notions
wholesalers, or 443--clothing and accessories stores.
2. DnPP. You may be potentially affected by this action if you
manufacture (defined by statute to include import), or process DnPP.
Potentially affected entities may include, but are not limited to:
Chemical industry--plastic material and resins (NAICS code 325211).
3. Alkanes, C12-13, chloro (CAS No. 71011-12-6). You may be
potentially affected by this action if you manufacture or process the
following short-chained chlorinated paraffin (SCCP): Alkanes,
C12-13, chloro (CAS No. 71011-12-6). Potentially affected
entities may include, but are not limited to: Manufacturers of SCCPs
(NAICS codes 325 and 325998), chemical manufacturing; including
miscellaneous chemical product and preparation manufacturing; and
processors of SCCPs (NAICS codes 324 and 324191), petroleum lubricating
oil and grease manufacturing.
This action may also affect certain entities through pre-existing
import certification and export notification rules under TSCA. Persons
who import any chemical substance governed by a final SNUR are subject
to the TSCA section 13 (15 U.S.C. 2612) import
[[Page 77892]]
certification requirements and the corresponding regulations at 19 CFR
12.118 through 12.127; see also 19 CFR 127.28. Those persons must
certify that the shipment of the chemical substance complies with all
applicable rules and orders under TSCA, including any SNUR
requirements. The EPA policy in support of import certification appears
at 40 CFR part 707, subpart B. In addition, any persons who export or
intend to export a chemical substance that is the subject of a proposed
or final SNUR are subject to the export notification provisions of TSCA
section 12(b) (15 U.S.C. 2611(b)) (see 40 CFR 721.20) and must comply
with the export notification requirements in 40 CFR part 707, subpart
D.
To determine whether you or your business may be affected by this
action, you should carefully examine the applicability provisions in 40
CFR 721.5 for SNUR-related obligations and with respect to benzidine-
based chemical substances, the applicability provisions in Unit V. If
you have any questions regarding the applicability of this action to a
particular entity, consult the technical person listed under FOR
FURTHER INFORMATION CONTACT.
B. What Is the Agency's Authority for Taking this Action?
Section 5(a)(2) of TSCA (15 U.S.C. 2604(a)(2)) authorizes EPA to
determine that a use of a chemical substance is a ``significant new
use.'' EPA must make this determination by rule after considering all
relevant factors, including those listed in TSCA section 5(a)(2). Once
EPA determines that a use of a chemical substance is a significant new
use, TSCA section 5(a)(1)(B) requires persons to submit a significant
new use notice (SNUN) to EPA at least 90 days before they manufacture
or process the chemical substance for that use (15 U.S.C.
2604(a)(1)(B)). As described in Unit V., the general SNUR provisions
are found at 40 CFR part 721, subpart A.
C. What action is the agency taking?
In a Federal Register proposed rule published on March 28, 2012 (77
FR 18752) (FRL-8865-2), EPA proposed three chemical specific SNURs
being addressed in this final rule (Ref. 1). EPA's response to public
comments received on the proposed rule appears in Unit X. Please
consult the March 28, 2012 Federal Register proposed rule (Ref. 1) for
further background information for this final rule.
These final SNURs will require persons to notify EPA at least 90
days before commencing the manufacture (including import) or processing
of:
The nine benzidine-based chemical substances identified in
Table A of Unit II., which are being added to 40 CFR 721.1660 with a
designation of any use as a significant new use;
DnPP with a designation of any use other than as a
chemical standard for analytical experiments as a significant new use;
and
Alkanes, C12-13, chloro (CAS No. 71011-12-6) with a
designation of any use as a significant new use.
In addition, this final rule amends the SNUR at 40 CFR 721.1660 to
make inapplicable the exemption at 40 CFR 721.45(f) for persons that
import or process benzidine-based chemical substances as part of an
article. For the benzidine-based chemical substances, the elimination
of the article exemption at 40 CFR 721.45(f) will require persons to
notify EPA at least 90 days before commencing processing or importing
as part of an article any of the newly-added benzidine-based chemical
substances, as well as those already covered (61 FR 52287, October 7,
1996 (FRL-5396-6), codified at 40 CFR 721.1660) (Ref. 2).
D. Why is the agency taking this action?
These SNURs are necessary to ensure that EPA receives timely
advance notice of any future manufacturing and processing of these
chemical substances for new uses that may produce changes in human and
environmental exposures. The rationale and objectives for this SNUR are
explained in Unit III.
E. What are the estimated incremental impacts of this action?
EPA has evaluated the potential costs of establishing SNUR
reporting requirements for potential manufacturers and processors of
the chemical substances included in this final rule. This analysis,
which is available in the docket, is discussed in Unit IX., and is
briefly summarized here. In the event that a SNUN is submitted, costs
are estimated to be less than $8,700 per SNUN submission for large
business submitters and $6,300 for small business submitters. These
estimates include the cost to prepare and submit the SNUN and the
payment of a user fee. In addition, for persons exporting a substance
that is the subject of a SNUR, a one-time notice must be provided for
the first export or intended export to a particular country, which is
estimated to cost less than $100 on average per notification. The rule
may also affect firms that import or process articles that may contain
benzidine-based chemicals, because, while not required by the SNUR,
these parties may take additional steps to determine whether benzidine-
based chemicals are part of the articles that they are considering to
import or process. Since EPA is unable to predict whether anyone might
engage in future activities that would require reporting, potential
total costs were not estimated.
II. Overview of the Chemical Substances Subject to This Rule
The SNURs in this final rule involve certain benzidine-based
chemical substances in the existing SNUR at 40 CFR 721.1660 (Ref. 1),
the nine benzidine-based chemical substances listed in Table A of this
unit, DnPP (CAS No. 131-18-0), and alkanes, C12-13, chloro (CAS No.
71011-12-6).
Table A--Newly Added Benzidine-Based Chemical Substances
----------------------------------------------------------------------------------------------------------------
CAS or accession No. C.I. name C.I. No. Chemical name
----------------------------------------------------------------------------------------------------------------
117-33-9........................... Not available......... Not available......... 1,3-Naphthalenedisulfonic
acid, 7-hydroxy-8-[2-[4'-
[2-(4-
hydroxyphenyl)diazenyl][1,
1'- biphenyl]-4-
yl]diazenyl]-.
65150-87-0......................... Not available......... Not available......... 1,3,6-
Naphthalenetrisulfonic
acid, 8-hydroxy-7-[2-[4'-
[2-(2-hydroxy-1-
naphthalenyl)diazenyl][1,1
'-biphenyl]-4-yl]diazenyl]-
, lithium salt (1:3).
68214-82-4......................... Direct Navy BH........ Not available......... 2,7-Naphthalenedisulfonic
acid, 5-amino-3-[2-[4'-[2-
(7-amino-1-hydroxy-3-sulfo-
2-
naphthalenyl)diazenyl][1,1
'-biphenyl]-4-
yl]diazenyl]-4-hydroxy-,
sodium salt (1:2).
72379-45-4......................... Not available......... Not available......... 2,7-Naphthalenedisulfonic
acid, 4-amino-5-hydroxy-3-
[2-[4'-[2-[2-hydroxy-4-[(2-
methylphenyl)amino]
phenyl]diazenyl][1,1'-
biphenyl]-4-yl]diazenyl]-6-
(2- phenyldiazenyl)-.
[[Page 77893]]
Accession No. 21808................ CBI................... CBI................... 2,7-Naphthalenedisulfonic
CAS No. CBI (NA)................... acid, 4-amino-5-hydroxy
[[[(substituted
phenylamino)] substituted
phenylazo] diphenyl]azo-,
phenylazo-, disodium salt.
(generic name).
Accession No. 24921................ CBI................... CBI................... 4-(Substituted
CAS No. CBI (NA)................... naphthalenyl)azo
diphenylyl
azo-substituted
carbopolycycle azo
benzenesulfonic acid,
sodium salt. (generic
name).
Accession No. 26256................ CBI................... CBI................... 4-(Substituted phenyl)azo
CAS No. CBI (NA)................... biphenylyl azo-substituted
carbopolycycloazo
benzenesulfonic acid,
sodium salt. (generic
name)
Accession No. 26267................ CBI................... CBI................... 4-(Substituted phenyl)azo
CAS No. CBI (NA)................... biphenylyl azo-substituted
carbopolycycle azo
benzenesulfonic acid,
sodium salt. (generic
name).
Accession No. 26701................ CBI................... CBI................... Phenylazoaminohydroxynaphth
CAS No. CBI (NA)................... alenylazobiphenylazo
substituted benzene sodium
sulfonate. (generic name).
----------------------------------------------------------------------------------------------------------------
CAS = Chemical Abstracts Services. CBI = Confidential Business Information. CBI (NA) = Confidential Business
Information (Not Available). C.I. = Chemical Index.
III. Rationale and Objectives
A. Rationale
Consistent with EPA's past practice for issuing SNURs under TSCA
section 5(a)(2), EPA's decision to issue a SNUR for a particular
chemical use need not be based on an extensive evaluation of the
hazard, exposure, or potential risk associated with that use. Rather,
the Agency's action is based on EPA's determination that if the use
begins or resumes, it may present a risk that EPA should evaluate under
TSCA before the manufacturing or processing for that use begins. Since
the new use does not currently exist, deferring a detailed
consideration of potential risks or hazards related to that use is an
effective use of resources. If a person decides to begin manufacturing
or processing the chemical for the use, the notice to EPA allows EPA to
evaluate the use according to the specific parameters and circumstances
surrounding that intended use.
1. Benzidine-based chemical substances. As described in the
proposal (Ref. 1), EPA is concerned about potential carcinogenic
effects on workers and consumers from the manufacture, processing, or
use of these substances. Consumers exposed via dermal exposure to
consumer products containing the benzidine-based chemical substances
are a particular concern because enzymes present in the human body and
in bacteria on the skin aid in the reduction of these chemical
substances to the benzidine unit, an established human carcinogen (Ref.
3). The main consumer products that could result in dermal exposure if
containing these chemical substances include textiles and leather
products because they are in prolonged contact with human skin.
During the review of information on benzidine-based chemical
substances, EPA determined that the newly identified chemical
substances that are being added to 40 CFR 721.1660 by this final rule
present the same concerns (Ref. 4) as those of the benzidine-based
chemical substances already listed in the rule ((Ref. 2)), codified at
40 CFR 721.1660). EPA does not believe there is any current use of
these nine benzidine-based chemical substances within or outside the
United States. This conclusion is based on a review of EPA's own
Inventory Update Reporting (IUR) data, and more recent Chemical Data
Reporting (CDR) data as well as other sources including the Colour
Index International, published by the Society of Dyers and Colourists
and American Association of Textile Chemists and Colorists; IHS
Chemical Economics Handbook, Dyes; and ICIS Directory of World Chemical
Producers.
In addition, as discussed earlier, although some of the benzidine-
based chemical substances subject to the 1996 SNUR may be manufactured
or processed outside the United States, an analysis of the benzidine-
based chemical substances market (Ref. 4) revealed no information
indicating import of articles containing benzidine-based chemical
substances for non-excluded purposes.
Although it appears there is no ongoing domestic manufacture of the
nine newly added benzidine-based chemical substances, or import for a
non-excluded use of articles containing any benzidine-based chemical
substances, the manufacture (including import) or processing of the
nine newly added benzidine-based chemical substances and the import or
processing of articles containing any benzidine-based chemical
substances may begin at any time, without prior notice to EPA. Thus,
EPA is concerned that commencement of the manufacture (including
import) or processing for any new uses, including resumption of past
uses, of benzidine-based chemical substances could significantly
increase the magnitude and duration of exposure to humans over that
which would otherwise exist currently. EPA is concerned that such an
increase should not occur without an opportunity for the Agency to
evaluate activities associated with a significant new use and an
opportunity to protect against potential unreasonable risks, if any,
from exposure to the chemical substance.
Accordingly, EPA is finalizing a SNUR for the nine benzidine-based
chemical substances by adding them to those currently listed at 40 CFR
721.1660, and making inapplicable the article exemption at 40 CFR
721.45(f) for those chemical substances newly added in this rulemaking
as well as for those already listed at 40 CFR 721.1660. This final rule
will require persons who intend to manufacture (including import) or
process any of the benzidine-based chemical substances for a non-
excluded use, including importing or processing any listed benzidine-
based chemical substance for a non-excluded use as part of an article,
to submit a SNUN.
2. DnPP. As described in the proposal (Ref. 1), EPA has concerns
regarding potential adverse human health and environmental effects that
may be caused by DnPP. EPA has direct information from animal studies
that DnPP specifically can elicit developmental/reproductive effects
that are relevant to human health and also indicate potential effects
in wildlife. EPA also is concerned that due to its general structure
and categorization as a phthalate that DnPP may elicit adverse
environmental effects similar to those
[[Page 77894]]
described for other phthalates. EPA is concerned that any manufacturing
(including import) or processing of DnPP, beyond that for its limited
ongoing use as a chemical standard for laboratory use, could
significantly increase the magnitude and duration of exposure to humans
over that which would otherwise exist currently. EPA is concerned that
such an increase should not occur without an opportunity to evaluate
activities associated with a significant new use and an opportunity to
protect against potential unreasonable risks, if any, from exposure to
the chemical substance. Accordingly, EPA is finalizing a SNUR for DnPP
that would designate, as a significant new use, any use of the chemical
substance other than use as a chemical standard for analytical
experiments. A person who intends to manufacture or process DnPP for
use other than use as a chemical standard for analytical experiments
would be required to submit a SNUN.
3. Alkanes, C12-13, chloro (CAS No. 71011-12-6). As described in
the proposal (Ref. 1), EPA has a primary concern regarding adverse
environmental effects that may be caused by alkanes, C12-13, chloro
(CAS No. 71011-12-6), one type of SCCP. For example, alkanes, C12-13,
chloro, have been shown to be highly toxic to aquatic invertebrates
following acute and chronic exposures and to fish following chronic
exposures. EPA also has concerns about the persistence and
bioaccumulation potential of SCCPs, including alkanes, C12-13, chloro,
since these substances have been measured in a variety of biota (i.e.,
freshwater aquatic species, marine mammals, and avian and terrestrial
wildlife) and have also been measured in human breast milk from Canada
and the United Kingdom. The mechanisms or pathways by which SCCPs,
including alkanes, C12-13, chloro (CAS No. 71011-12-6), move into and
through the environment and humans are not fully understood, but are
likely to include releases from manufacturing of the chemicals,
manufacturing of products like plastics or textiles, aging and wear of
products like sofas and electronics, and releases at the end of product
life (e.g., disposal, recycling).
EPA believes that all manufacture and processing into the United
States of alkanes, C12-13, chloro (CAS No. 71011-12-6) has ceased.
Given that EPA has no evidence to suggest that there is any manufacture
or processing of this chemical substance in the United States, and
taking into consideration the negative commercial and regulatory
environment associated with this chemical internationally (including
the European Union (EU) and Canadian ban on marketing) and use of the
alkanes, C12-13, chloro (CAS No. 71011-12-6) domestically, EPA does not
expect to find such activity. However, EPA is concerned that
commencement of the manufacture or processing for any new uses,
including resumption of past uses, could significantly increase the
magnitude and duration of exposure to humans over that which would
otherwise exist. EPA is concerned that such an increase should not
occur without an opportunity to evaluate activities associated with a
significant new use and an opportunity to protect against potential
unreasonable risks, if any, from exposure to the chemical substance.
Accordingly, EPA is finalizing a SNUR for alkanes, C12-13, chloro (CAS
No. 71011-12-6) that designates as a significant new use any use of the
chemical substance. This SNUR requires a person who intends to
manufacture or process alkanes, C12-13, chloro (CAS No. 71011-12-6) for
any use to submit a SNUN.
B. Objectives
Based on the considerations described in the proposal (Ref. 1) and
in the response to public comments, EPA expects to achieve the
following objectives with regard to the significant new uses that are
designated in this final rule:
1. EPA will receive notice of any person's intent to manufacture or
process the specified chemicals for the described significant new uses
before that activity begins;
2. EPA will have an opportunity to review and evaluate data
submitted in the SNUN before the notice submitter begins manufacturing
or processing of the specified chemicals for the described significant
new use;
3. EPA will be able to regulate prospective uses of the specified
chemicals before the described significant new uses occur, provided
that regulation is warranted pursuant to TSCA sections 5(e), 5(f), 6 or
7; and
4. EPA would receive a notice alerting the Agency to a reversal of
an industry trend toward deselecting for a chemical.
IV. Significant New Use Determination
Section 5(a)(2) of TSCA states that EPA's determination that a use
of a chemical substance is a significant new use must be made after
consideration of all relevant factors including:
The projected volume of manufacturing and processing of a
chemical substance.
The extent to which a use changes the type or form of
exposure of human beings or the environment to a chemical substance.
The extent to which a use increases the magnitude and
duration of exposure of human beings or the environment to a chemical
substance.
The reasonably anticipated manner and methods of
manufacturing, processing, distribution in commerce, and disposal of a
chemical substance.
In addition to these factors enumerated in TSCA section 5(a)(2),
the statute authorizes EPA to consider any other relevant factors.
To determine what constitutes a significant new use of the
benzidine-based chemical substances, DnPP, and alkanes, C12-13, chloro
(CAS No. 71011-12-6) subject to this rule, EPA considered relevant
information about the toxicity of these substances, likely human
exposures and environmental releases associated with possible uses, and
the four factors listed in section 5(a)(2) of TSCA. EPA has determined
that the manufacture or processing, of any of the benzidine-based
chemical substances subject to the 1996 SNUR or being newly added to 40
CFR 721.1660 by this final rule, except for ongoing uses specified in
40 CFR 721.1660(a)(2)(i) of the regulatory text in this document, is a
significant new use. EPA has also determined that the manufacture or
processing of DnPP for any use other than use as a chemical standard
for analytical experiments is a significant new use, and the
manufacture or processing of alkanes, C12-13, chloro (CAS No. 71011-12-
6) for any use is a significant new use.
V. Applicability of the General Provisions
General provisions for SNURs appear under 40 CFR part 721, subpart
A. These provisions describe persons subject to the rule, recordkeeping
requirements, exemptions to reporting requirements, and applicability
of the rule to uses occurring before the effective date of the final
rule.
Provisions relating to user fees appear at 40 CFR part 700.
According to 40 CFR 721.1(c), persons subject to SNURs must comply with
the same notice requirements and EPA regulatory procedures as
submitters of Premanufacture Notices (PMNs) under TSCA section
5(a)(1)(A). In particular, these requirements include the information
submissions requirements of TSCA section 5(b) and 5(d)(1), the
exemptions authorized by TSCA section 5(h)(1), (h)(2), (h)(3), and
(h)(5), and the regulations at 40 CFR part 720. Once EPA receives a
SNUN, EPA may take regulatory action under TSCA section 5(e), 5(f), 6
or 7 to control the activities
[[Page 77895]]
on which it has received the SNUN. If EPA does not take action, EPA is
required under TSCA section 5(g) to explain in the Federal Register its
reasons for not taking action.
However, 40 CFR 721.45(f) (which generally exempts persons
importing or processing a substance as part of an article) will not
apply to the benzidine-based chemical substances listed at 40 CFR
721.1660 and those added by this final rule. Therefore, a person who
imports or processes as part of an article a benzidine-based chemical
substance that is covered by this rule would not be exempt from
submitting a SNUN.
Persons who export or intend to export a chemical substance
identified in a proposed or final SNUR are subject to the export
notification provisions of TSCA section 12(b). The regulations that
interpret TSCA section 12(b) appear at 40 CFR part 707, subpart D.
Persons who import a chemical substance identified in a final SNUR are
subject to the TSCA section 13 import certification requirements,
codified at 19 CFR 12.118 through 12.127; see also 19 CFR 127.28. Those
persons must certify that the shipment of the chemical substance
complies with all applicable rules and orders under TSCA, including any
SNUR requirements. The EPA policy in support of import certification
appears at 40 CFR part 707, subpart B.
VI. Applicability of the Final Rule to Uses Occurring Before the
Effective Date of the Final Rule
As discussed in the Federal Register of April 24, 1990 (55 FR
17376) (FRL-3658-5) (Ref. 5), EPA has decided that the intent of
section 5(a)(1)(B) of TSCA is best served by designating a use as a
significant new use as of the date of publication of the proposed rule
rather than as of the effective date of the final rule. If uses begun
after publication of the proposed rule were considered ongoing rather
than new, it would be difficult for EPA to establish SNUR notice
requirements, because a person could defeat the SNUR by initiating the
proposed significant new use before the rule became final, and then
argue that the use was ongoing as of the effective date of the final
rule. Thus, persons who begin the commercial manufacture or processing
of a covered substance as a significant new use have to cease any such
activity as of the effective date of the rule if and when finalized. To
resume their activities, these persons would have to comply with all
applicable SNUR notice requirements and wait until the notice review
period, including all extensions, expires. If a person were to meet the
conditions of advance compliance under 40 CFR 721.45(h), that person
would be considered to have met the requirements of the final SNUR for
those activities.
VII. Test Data and Other Information
EPA recognizes that TSCA section 5 does not require developing any
particular test data before submission of a SNUN. There are two
exceptions:
1. Development of test data is required where the chemical
substance subject to the SNUR is also subject to a test rule under TSCA
section 4 (see TSCA section 5(b)(1)) and
2. Development of test data may be necessary where the chemical
substance has been listed under TSCA section 5(b)(4) (see TSCA section
5(b)(2)).
In the absence of a section 4 test rule or a section 5(b)(4)
listing covering the chemical substance, persons are required only to
submit test data in their possession or control and to describe any
other data known to or reasonably ascertainable by them (15 U.S.C.
2604(d); 40 CFR 721.25, and 40 CFR 720.50). However, as a general
matter, EPA recommends that SNUN submitters include data that would
permit a reasoned evaluation of risks posed by the chemical substance
during its manufacture, import, processing, use, distribution in
commerce, or disposal. EPA encourages persons to consult with the
Agency before submitting a SNUN. As part of this optional pre-notice
consultation, EPA would discuss specific data it believes may be useful
in evaluating a significant new use. SNUNs submitted for significant
new uses without any test data may increase the likelihood that EPA
would take action under TSCA section 5(e) to prohibit or limit
activities associated with this chemical. SNUN submitters should be
aware that EPA will be better able to evaluate SNUNs that provide
detailed information on:
Human exposure and environmental releases that may result
from the significant new uses of the chemical substance.
Potential benefits of the chemical substance.
Information on risks posed by the chemical substances
compared to risks posed by potential substitutes.
VIII. SNUN Submissions
According to 40 CFR 721.1(c), persons submitting a SNUN must comply
with the same notice requirements and EPA regulatory procedures as
persons submitting a PMN, including submission of test data on health
and environmental effects as described in 40 CFR 720.50. SNUNs must be
on EPA Form No. 7710-25, generated using e-PMN software, and submitted
to the Agency in accordance with the procedures set forth in 40 CFR
721.25 and 720.40. E-PMN software is available electronically at https://www.epa.gov/opptintr/newchems.
IX. Economic Analysis
A. SNUNs
EPA has evaluated the potential costs of establishing SNUR
reporting requirements for potential manufacturers and processors of
these chemicals and for articles containing any of the benzidine-based
chemical substances included in the 1996 SNUR and those newly added by
this final rule when imported or processed as part of an article. These
economic analyses, which are briefly summarized here, are available in
the docket for this rule. EPA added additional information to the
economic analysis for the benzidine-based chemical substances in
response to public comments.
The costs of submission of a SNUN would be incurred when a company
decides to pursue a significant new use of one of these chemicals. In
the event that a SNUN is submitted, costs are estimated at
approximately $8,600 per SNUN submission, and include the cost for
preparing and submitting the SNUN, recordkeeping, and the payment of a
user fee. Businesses that submit a SNUN are either subject to a $2,500
user fee required by 40 CFR 700.45(b)(2)(iii), or, if they are a small
business with annual sales of less than $40 million when combined with
those of the parent company (if any), a reduced user fee of $100 (40
CFR 700.45(b)(1)). In its evaluation of this final rule, EPA also
considered the potential costs a company might incur by avoiding or
delaying the significant new use in the future, but these costs have
not been quantified.
B. Export Notification
EPA regulations under TSCA section 12(b) (15 U.S.C. 2611(b)) at 40
CFR part 707, subpart D require that, for chemicals subject to a
proposed or final SNUR, a company notify EPA of the first export or
intended export to a particular country of an affected chemical
substance. EPA estimated that the one-time cost of preparing and
submitting an export notification to be $84. The total costs of export
notification would vary per chemical, depending on the number of
required notifications (i.e., number of countries to which the chemical
is exported).
[[Page 77896]]
C. Import or Processing Benzidine-Based Chemical Substances as Part of
an Article
In the case of the benzidine-based chemical substances, this rule
makes inapplicable the exemption relating to persons that import or
process substances as part of an article. In the proposed rule EPA
preliminarily determined, based on the Agency's market research, that
there was no ongoing manufacturing (including import) or processing of
these chemical substances for significant new uses as part of articles
or otherwise. For the nine newly-added benzidine-based chemical
substances, EPA found no evidence of manufacture either domestically or
abroad, and thus also no evidence of importation or processing of these
chemical substances as part of articles (Ref. 1). For the majority of
the 24 previously listed benzidine-based chemical substances, EPA found
no evidence of manufacture, either domestically or abroad. While EPA
found that some of the previously listed benzidine-based chemical
substances were being manufactured domestically for discrete uses that
are not subject to this SNUR, EPA found no evidence that these chemical
substances were being imported or processed as part of articles (Ref.
1). EPA received no public comments indicating otherwise. Based on the
global trend away from using these chemical substances, the fact that
they are regulated in numerous jurisdictions, and the absence of public
comments indicating their ongoing use for significant new uses, EPA is
finalizing its determination that these benzidine-based chemical
substances are not being manufactured (including import) or processed
for a significant new use as part of articles or otherwise.
However, the rule may affect firms that plan to import or process
types of articles that benzidine-based chemicals are potentially a part
of. Some firms have an understanding of the contents of the articles
they import or process. However, EPA acknowledges that importers and
processors of articles may have varying levels of knowledge about the
chemical content of the articles that they import or process. These
parties may need to become familiar with the requirements of the rule.
And, while not required by the SNUR, these parties may take additional
steps to determine whether benzidine-based chemicals are part of the
articles that they are considering to import or process. This
determination may involve activities such as gathering information from
suppliers along the supply chain, and/or testing samples of the article
itself. Costs vary across the activities chosen and the extent of
familiarity a firm has regarding the articles it imports or processes.
Cost ranges are presented in the ``Economic Analysis of the Final
Significant New Use Rule for Nine Benzidine Based Chemical Substances''
(Ref. 4). Given existing regulatory limitations on certain benzidine-
based substances both internationally and within the U.S., industry-
wide processes, resources that support companies in understanding and
managing their supply chains, and evidence showing minimal worldwide
availability of the dyes regulated under the SNUR, EPA believes that
article importers that choose to investigate their products would incur
costs at the lower end of the ranges presented in the Economic Analysis
as a result of this rule. For those companies choosing to undertake
actions to assess the composition of the articles they import or
process, EPA expects that in all likelihood, these importers and
processors would take actions that are commensurate with the company's
perceived likelihood that a chemical substance might be a part of an
article they intend to import into the United States and the resources
it has available.
X. Response to Public Comment
The Agency reviewed and considered all comments received related to
the proposed rule. Copies of all non-CBI comments are available in the
docket for this action. A discussion of the major comments germane to
the rulemaking and the Agency's responses follow
A. Legal Authority To Make Inapplicable the Exemption for Persons Who
Import or Process Chemical Substances as Part of Articles
One commenter suggests that if chemical substances are not exempted
from the SNUR at the point they are incorporated into articles, then
EPA should consider whether it is inappropriately regulating ``articles
under the chemical management authorities of TSCA,'' (emphasis
original) inconsistent with Congressional intent in enacting TSCA. The
commenter argues further that the regulation of articles is not the
primary purpose of TSCA and that such regulation should be addressed by
other agencies operating under other statutes such as the Occupational
Safety and Health Act of 1970 and the Consumer Product Safety Act of
1972. Another comment raises similar issues.
EPA responded that the SNUR for benzidine-based chemical substances
does not regulate articles per se, but rather persons who manufacture
or process these chemical substances, including when the chemical
substances are present as part of articles. TSCA clearly contemplates
such regulation, as certain articles are expressly removed from TSCA
jurisdiction at TSCA section 3(2). Indeed, EPA has a long history of
regulating chemical substances as part of articles under TSCA. For
polychlorinated biphenyls (the only chemical substance specifically
addressed in TSCA as it was originally enacted), section 6(e) of TSCA
provides authority for EPA to promulgate rules related to
polychlorinated biphenyls in articles, such as electrical transformers.
Other examples include the regulation of asbestos (40 CFR 763.160) and
regulation of manufacturers of consumer products intended for use by
children who also manufacture (including import) lead (40 CFR
716.21(a)(8)).
TSCA section 5 provides EPA with authority to regulate chemical
substances, including chemical substances that are part of articles.\1\
Under this section, EPA has previously regulated persons that import or
process chemical substances as part of articles, including articles
containing erionite fiber (40 CFR 721.2800) and mercury (40 CFR
721.10068). This is in keeping with the statutory language authorizing
the Administrator to designate a ``use of a chemical substance as a
significant new use'' and to require SNUN submissions from persons that
intend to manufacture or process a chemical for a designated
significant new use. The commenter is incorrect in suggesting that
regulation to address chemical substances in articles is beyond the
originally intended functions of TSCA. When TSCA was being drafted,
legislators characterized it as ``a mechanism to protect against
dangerous chemical materials contained in consumer and industrial
products''; by way of example, the drafters cited ``the presence of
mercury in such consumer products as paint, home thermometers, sponges,
and a variety of other products.'' S. Rep. No. 94-698, 94th Cong., 2d
Sess., 5-6 (1976).
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\1\ It should be noted that there is no general SNUN exemption
for uses of a chemical substances involving articles and EPA
routinely defines significant new uses to include use in articles.
The exemption at 40 CFR 721.45(f) relates to a different question:
whether the SNUR applies to persons who process or import a chemical
substance by processing or importing the substance as part of an
article.
---------------------------------------------------------------------------
Furthermore, this application of the regulations (to persons who
manufacture or process the chemical substance as part of articles) is
consistent with legislators' observation, in drafting this section,
that:
[[Page 77897]]
[T]he most desirable time to determine the health and
environmental effects of a substance, and to take action to protect
against any potential adverse effects, occurs before commercial
production begins. Not only is human and environmental harm avoided
or alleviated, but the cost of any regulatory action in terms of
loss of jobs and capital investment is minimized.
H.R. Rep. 94-1679, 94th Cong., 2d Sess., 65 (1976).
When a chemical substance is domestically produced, the substance
generally exists in non-article form at the earliest point of
commercial production in the United States. When a chemical substance
is imported, however, it may in many instances already be part of an
article, even at the earliest point that it enters U.S. commerce. By
this action, EPA makes importers of specific chemical substances
subject to the same SNUN requirements as domestic manufacturers of the
same substance, irrespective of whether such import is as part of an
article. This action is consistent with the plain text of TSCA
5(a)(1)(B) (generally, ``no person may . . . manufacture or process''
for a significant new use without proper notice) and with one of the
intended goals of TSCA: to hold importers to ``the same
responsibilities and obligations as domestic manufacturers,'' H.R. Rep.
No. 94-1341, 94th Cong. 2d. Sess., 12-13 (1976). This action is also
consistent with EPA's identified concerns regarding benzidine-based
chemical substances when they are present as part of an article (See
Ref. 1, pg. 18756).
Moreover, when originally promulgating the presumptive SNUN
submission exemption for persons who import or process chemical
substances as part of articles (40 CFR 721.45(f)), EPA did so based on
a belief that people and the environment would generally not be exposed
to chemical substances in articles. To address those cases where the
assumption may not be valid, EPA specifically noted that, ``EPA may
decide to eliminate one or all of these . . . exemptions [including the
exemption for importers and processors of chemicals as part of
articles] if EPA decides that review under a SNUR is warranted for
specific substances . . . in articles.'' (Ref. 6). Thus, while EPA
clearly has statutory authority to subject importers and processors of
chemical substances in articles to SNUN requirements, they are
presumptively excluded by rule at 40 CFR 721.45(f), based on an
assumption that people and the environment will generally not be
exposed to substances in articles. (Ref. 6). To the extent that
potential exposure to a chemical substance as part of an article
contributes to the EPA's determination pursuant to the factors in
section 5(a)(2) of TSCA that the new use is significant (i.e., EPA has
reason to anticipate that use as part of an article would raise
important questions, related to potential exposure, that EPA should
have an opportunity to review before such use could resume or occur),
it is appropriate to make the exemption inapplicable.
EPA notes that one of the commenters appears to have conflated the
Federal Register notice establishing the article importers' and article
processors' exemption from PMN requirements (Ref. 7), discussing 40 CFR
720.22(b)) with another Federal Register notice establishing the
comparable exemptions from SNUR requirements (Ref. 6), discussing 40
CFR 721.45(f)). While EPA recognizes that parts 720 and 721 deal with
many similar issues, they are also distinct from each other in
important respects. It is significant that in the 1984 action, whereby
EPA established the article importers' and article processors'
exemption for SNURs, it did not simply mirror the 1983 rationale for
the comparable exemption from PMN obligations. For PMNs, EPA noted the
difficulties associated with determining the identity and Inventory
status of each chemical substance in imported articles (e.g.,
automobiles) (Ref. 7). But for SNURs, EPA placed special emphasis on
its assumption that import of the substance as part of an article would
not affect human or environmental exposure to the substance, while
taking particular care to reserve ongoing discretion to revise its
assumption as warranted in the case of specific substances. EPA had
reason to differentiate between the two rationales. SNURs are for
specified chemical substances for which EPA has identified exposure-
based concerns for the defined significant new use (per the TSCA
section 5(a)(2) factors). By contrast, PMNs are required for all new
chemicals (i.e., those not on the TSCA inventory), not a specified set
of chemicals.
Finally, there is no basis for the commenter's suggestion that EPA
should decline to review significant new uses, in deference to the
Occupational Safety and Health Administration (OSHA) or the Consumer
Product Safety Commission (CPSC), simply because a significant new use
notice would be submitted by a person who imports or processes the
chemical substance as part of an article. Neither the Occupational
Safety and Health Act of 1970 nor the Consumer Product Safety Act of
1972 contains a comparable mechanism to ensure advance notice and
opportunity to review significant new uses of chemical substances, as
part of articles or otherwise.
B. Development of a Separate Policy Framework for Making Inapplicable
the Exemption for Persons Who Import or Process Chemical Substances as
Part of Articles
1. Comment. Some commenters suggest that before finalizing a
rulemaking to make the ``articles exemption'' inapplicable to the
benzidine-based chemical substances, the EPA should complete a separate
public comment process to develop a general ``policy framework for the
issuance of article SNURs.'' Commenters suggest that this policy
framework should include science based criteria, feasibility criteria,
costs, and other factors.
One comment suggests that, in formulating the ``policy framework''
or criteria for making the exemption for importers and processors of
chemical substances as part of articles inapplicable, EPA should
address the following questions:
Can the risk posed by the chemical of concern be addressed
through the standard regulation?
Why is the standard approach for SNURs that exempts
articles not sufficient?
What conditions make direct regulation of articles
necessary?
What gaps in health and environmental protection are
likely to occur if a SNUR only regulates chemicals and mixtures?
Response. The comments conflate two separate issues: The
determination of a significant new use under TSCA section 5(a)(2), and
the decision to make the regulatory exemption at 40 CFR 721.45(f)
inapplicable. (40 CFR 721.45(f) provides that persons who import or
process a chemical substance as part of an article are not subject to
the notification requirements at 40 CFR 721.25; this exemption is
referred to as the ``articles exemption'' by some commenters). EPA
first makes a determination on whether a use of a chemical substance is
a significant new use considering the factors listed in TSCA section
5(a)(2). Once that determination is made, EPA separately determines
whether it would be appropriate to revoke the regulatory exemption at
40 CFR 721.45(f) for persons who import or process a chemical substance
as part of an article.
EPA notes that there may be a variety of cases in which it may be
appropriate for EPA to include persons who import or process the
chemical substance as
[[Page 77898]]
part of an article among the persons subject to SNUN submission
obligations. Knowledge regarding chemical exposures from articles has
evolved since the Agency established the exemption at 40 CFR 721.45(f)
in 1984, and there has been a steady increase in international trade of
chemicals in articles. Accumulated data illustrate that SNURs (and
section 5(e) consent orders) that include the exemption for persons who
import or process a chemical substance as part of an article are
sometimes insufficient to appropriately flag significant new exposures
from downstream uses. For example, there have been instances in which a
section 5(e) consent order for a new chemical substance was issued,
prohibiting the release of the chemical substance to water, and yet the
chemical substance at issue was later found in the environment and
biota. The presence of the chemical substance in the environment and in
biota then appears to be associated with the use of the substance in
articles (Ref. 8). There are also documented exposures (and resulting
toxicity) of children to lead and cadmium and their compounds from a
variety of articles, such as toys (Ref. 9), and exposures to other
heavy metals from articles, as measured in indoor air and house dust
samples, which are direct routes of exposure accounting for children's
levels and toxicity (Ref. 10). Other well-documented examples are the
presence of brominated flame retardants (e.g., polybrominated diphenyl
ethers and brominated phthalates and benzoates) in samplings of
articles, indoor air, people, and house dust. The low exchange rate of
indoor air and house dust to sources outside the home support the flame
retardant release from articles postulate. Likewise, other semi-sealed
environments, such as automobiles, have demonstrated migration of flame
retardants from treated articles to interior surfaces and indoor air,
as no other source was possible. In addition, high flame retardant
levels have been observed in biota raised in proximity to articles and
living near article recyling sites. Further, observed flame retardant
levels in biota and in the environment at locations remote from
manufacturing sites suggest transport of these non-volatile chemical
substances on associated particulate matter from distributed treated
articles, which strongly suggest release from articles as one potential
source (Ref. 11-15).
The information discussed in this unit--the well-documented
exposures (and resulting toxicity) of children to lead, cadmium, and
other metals from a variety of articles; the data on other chemicals
used in articles; and the presence in the environment and biota of
certain brominated flame retardants (e.g., polybrominated diphenyl
ethers and brominated phthalates and benzoates)--all illustrate that
there can be exposure to the chemicals associated with their presence
in articles (Refs. 9-15).
The scope of the suggested criteria (which the commenters suggest
EPA should now develop to govern its exercise of its authority to make
the exemption at 40 CFR 721.45(f) inapplicable) is incommensurate with
the level of analysis supporting the original development of the
exemption. EPA notes that TSCA section 5(a)(1) establishes a general
prohibition on manufacturing or processing a chemical substance for a
significant new use without prior notice to EPA. 40 CFR 721.45(f)
establishes an exemption from this prohibition, but it is based on a
fairly minimal rationale: ``EPA believes people and the environment
will generally not be exposed to substances in articles.'' (Ref. 6).
EPA counterbalanced its reliance on this generalized assumption (about
all chemicals that exist as part of articles) with a broad reservation
of case-by-case discretion to make the exemption inapplicable as
``warranted for specific substances.'' (Ref. 6).
EPA does not think that development of a ``policy framework'' is
necessary before reaching the conclusion, with respect to benzidine-
based chemical substances, that persons who import or process these
substances as part of articles should be subject to the notification
provisions of 40 CFR 721.25. Dermal exposure can occur from the
leaching of the benzidine-based chemical substances by sweat in contact
with the dyed textiles (Ref. 1)). In addition, data indicate that
exposure to other chemicals in materials such as textiles and foam can
result from the dust that is generated from abrasion and/or degradation
of the materials (Ref. 16). EPA notes that the commenter did not offer
data to undercut the conclusion that such exposure can occur. Because
of this information, and other information described in Unit III.E. of
the (Ref. 1), EPA does not assume that new types or forms of exposure
associated with new use of benzidine-based chemical substances would be
insignificant merely because the chemical substance is imported or
processed as part of an article. Thus, EPA does not believe the default
assumption used to support 40 CFR 721.45(f) (that people and the
environment will generally not be exposed to substances in articles)
holds with respect to benzidine-based chemical substances.
2. Comment. Comments also suggest that EPA analyze the ``variety of
products'' that could be construed as articles, the ``practical
questions that will arise'' if the import and processing of such
products were not exempt from SNURs, and the ``unique channels of
trade,'' through which different varieties of products move. Commenters
encouraged EPA to develop and articulate publicly a policy framework,
considering the following factors on an article-specific basis, before
proceeding to revoke the article exemption with respect to a particular
chemical substance:
Whether there is, or will be, direct exposure to the
chemical substance in the article during the course of the article's
use.
Whether there is, or will be, a release of the regulated
substance, or a metabolite or breakdown product from the substance,
during subsequent processing, distribution, use or disposal of the
article.
Whether there is, or will be, a link between import or
export of an article and cross-border exposure to the U.S. population.
Response. Given the variety of substances and uses addressed under
SNUR regulations, EPA believes it is more efficient to address article-
specific issues as they actually arise within each regulatory action
than to develop, as suggested by the commenter, an anticipatory
``policy framework'' document.
The importers and processors of chemical substances present in
articles are generally in the best position to know which chemical
substances are used in which types of articles. When EPA identifies a
particular chemical substance in a SNUR, such stakeholders have an
opportunity to identify, in their public comments, any article-specific
issues that concern them. Furthermore, these issues are likely to be
more accurately identified and more appropriately addressed in
connection with the development of a SNUR for particular chemical
substances than they would be if they were reviewed generically. In
this case, commenters did not raise any issues specific to certain
articles.
C. A Compelling Basis Standard for Making Inapplicable the Exemption
for Persons Who Import or Process Chemical Substances as Part of
Articles
1. Comment. Some commenters made the point that revocation of the
exemption at 40 CFR 721.45(f) should
[[Page 77899]]
not be a presumed component of all SNURs. This was part of a broader
comment that EPA should not make this exemption inapplicable unless
there was a ``compelling basis'' to do so. One commenter was concerned
that if EPA proceeds on a case-by-case basis, following reasoning that
``could be applied to many chemicals,'' then elimination of the
exemption would come to be a ``kind of `default' step'' in future
SNURs. One commenter also argues that, where the SNUN submission
requirement is to apply to importers and processors of substances as
part of articles, the TSCA section 5(a)(2) criteria require EPA to
undertake a compelling analysis of how the use and distribution of the
``specific articles or article categories,'' would ``contribute to
potential exposures of concern.''
Response. As an initial matter, the comments conflate two separate
issues: The determination of a significant new use under TSCA section
5(a)(2), and the decision to make the regulatory exemption at 40 CFR
721.45(f) inapplicable. The TSCA section 5(a)(2) factors do not impose
a ``compelling analysis'' requirement on the elimination of the 40 CFR
721.45(f) exemption because (among other reasons) these two actions
concern two discrete issues. The section 5(a)(2) factors speak to the
significant new use itself. 40 CFR 721.45(f) speaks to who is required
to notify EPA of the significant new use.
In this case, EPA identified its reasons, under the TSCA section
5(a)(2) factor analysis, to anticipate that the new use would pose
important new questions related to the substances' potential to
threaten health or the environment (Ref. 1, pg. 18756), and that EPA
should have an opportunity to consider those questions before such use
could occur. (In essence, a SNUR puts a particular set of uses on the
same footing as a new chemical, which is subject to automatic review
under TSCA section 5(a)(1) unless EPA specifically excludes it from
such review.) EPA also identified a basis, specific to benzidine-based
chemical substances, to question the assumption that people and the
environment will generally not be exposed to the chemical substances in
articles. Therefore, EPA is also making inapplicable the exemption at
40 CFR 721.45(f) for persons who import or process a chemical substance
as part of an article. No commenter provided data or other information
to undercut the factual basis for either decision.
Neither TSCA nor the implementing regulations for SNURs establish a
separate ``compelling basis'' standard, either with respect to the
determination of a significant new use or with respect to the decision
to make the exemption at 40 CFR 721.45(f) inapplicable. Nor have
commenters identified a persuasive basis for EPA to adopt such a
standard under either scenario.
EPA's specific action with respect to benzidine-based chemical
substances is not, as commenters suggest, tantamount to the presumptive
revocation of the SNUN submission exemption for importers and
processors of chemical substances as part of articles in all future
instances. EPA has not proposed to globally modify or eliminate the
SNUR exemption for persons who import or process chemical substances as
part of articles. EPA need not presently address the merits of an
action it is not presently taking, and did not previously propose to
take.
TSCA sections 5(a)(2)(B) and (C) require EPA to consider the extent
to which a new use ``changes the type or form of exposure'' or
``increases the magnitude and duration of exposure'' before making a
determination that a particular use is a ``significant new use.'' EPA
disagrees that it must therefore, as one commenter suggests, conduct a
multiplicity of separate significant new use analyses whenever the use
under consideration involves an article (i.e., one for each specific
article or article category, comparing the relative significance of
each particular article or article category). In particular, the
commenter's interpretation of TSCA section 5(a)(2) misconstrues the
baseline against which the ``newness'' and the ``significance'' of a
significant new use are evaluated. As EPA has long maintained, the
single analytical baseline is the set of uses that were ongoing ``as of
the date of publication'' of the SNUR proposal. (See e.g., Ref. 1).
Furthermore, the particular analytical standards the commenter
suggests are not commensurate with the establishment of a one-time
notice requirement intended to give EPA an opportunity to later
evaluate the need for testing or other regulatory action under TSCA.
Requiring upfront answers to the very questions EPA would evaluate
after receiving a significant new use notice, as a pre-condition of
requiring the notices, would undermine the statutory authorization to
issue SNURs in the first place. EPA's decision to propose a SNUR for a
particular chemical use and to make the exemption at 40 CFR 721.45(f)
inapplicable to that SNUR need not be based on an extensive evaluation
of the hazard, exposure, or potential risk associated with that use.
Rather, the Agency is acting because it has reason to anticipate that
such use would raise important new questions related to the substance's
potential to threaten health or the environment, and that EPA should
have an opportunity to consider those questions before such use could
occur. Since the use designated as a significant new use does not
currently exist, deferring a detailed consideration of potential risks
or hazards related to that use is an effective use of resources. If a
person decides to begin manufacturing or processing the chemical for
the significant new use, in articles or otherwise, the notice to EPA
allows EPA to evaluate the use according to the specific parameters and
circumstances surrounding that intended use.
Even if it were appropriate to construe the decision to make the 40
CFR 721.45(f) exemption inapplicable as a subcomponent of the
significant new use determination under section 5(a)(2) (rather than as
a subsequent determination), EPA adequately considered the section
5(a)(2) factors.
The first factor is the ``projected volume of manufacturing and
processing of a chemical substance'' (TSCA section 5(a)(2)(A)). EPA
projects that these substances will not be manufactured or processed at
any volume for the new uses in question and notes that for the newly
proposed nine benzidine-based chemical substances, data reported to EPA
for the 2012, 2006, 2002, and 1998 reporting cycles, as required by the
TSCA IUR rule, indicate no evidence of manufacture (including import)
(Refs. 1 and 17). Any increase in the projected volume of manufacturing
(including import) or processing of these substances, beyond the very
limited uses currently ongoing, would reflect a significant departure
from prior trends. Given that these chemical substances are anticipated
to metabolize to the parent benzidine molecule, which is a known human
carcinogen, EPA anticipates that information presented in the SNUN on
the quantities manufactured (including imported) and processed of
benzidine based chemical substances would be important to EPA's overall
evaluation of whether the new use may present an unreasonable risk to
human health or the environment. The necessary increase in volume of
this substance from any new use weighs in favor of determining that the
new use is a significant new use.
The second factor is ``the extent to which a use changes the type
or form of exposure of human beings or the environment to a chemical
substance'' (TSCA section 5(a)(2)(B)). For the newly added benzidine-
based chemical substances, a general market review on
[[Page 77900]]
these chemical substances indicates no current manufacture within or
outside the United States. Although some of the chemical substances
subject to the 1996 SNUR may still have certain limited ongoing uses
(e.g., as a test reagent, lab standard, or microscopy stain), such uses
are expected to be confined to limited laboratory or technical
applications that are not expected to represent an appreciable amount
of overall exposure. Furthermore, EPA did not find evidence of actual
ongoing importation or domestic production for these uses. No comments
provided evidence of ongoing manufacture (including import) or
processing of these chemical substances as part of articles or
otherwise. Thus, EPA believes that there is no, or almost no, current
exposure to these chemical substances in the United States.
Should a significant new use be planned, EPA anticipates that the
new use would raise important new questions such as the following:
To what extent would the use be expected to involve dermal
contact with the substance?
Would the substance be used in a setting where oral
exposure is likely (e.g., would young children be able to mouth the
article)?
How would potential occupational exposures and releases to
the environment over the substance's lifecycle be expected to be
managed?
Given that these chemical substances are anticipated to metabolize
to the parent benzidine molecule, which is a known human carcinogen,
EPA anticipates that the answers to such questions would be important
to EPA's evaluation of whether the new use may present an unreasonable
risk to human health or the environment. The potential for a new use to
change the type or form of exposure weighs in favor of determining that
the new use is a significant new use.
The third factor is ``the extent to which a use increases the
magnitude and duration of exposure of human beings or the environment
to a chemical substance'' (TSCA section 5(a)(2)(C)). Should one of the
designated significant new uses be planned, EPA anticipates that the
planned new use would raise important new questions relating to the
concentration in which the substance would be used, the potential for
repeated exposure, and the potential for continuous exposure. Given
these chemical substances are anticipated to metabolize to the parent
benzidine molecule, which is a known human carcinogen, EPA anticipates
that the answers to these questions would be important to EPA's overall
evaluation of whether the new use may present an unreasonable risk to
human health or the environment. EPA also notes that dermal exposure
can occur from the leaching of the chemical substances by sweat in
contact with the dyed textiles (Ref. 1). Because of this information,
and the information described in Unit III.E. of the proposal (Ref. 1),
EPA does not assume that new types or forms of exposure associated with
new use of these substances would be insignificant merely because they
relate to new use in an article or because the pertinent manufacturing
or processing of the substance occurred as part of an article. The
potential for activities related to a new use to increase the magnitude
and duration of exposure weighs in favor of determining that any non-
ongoing use is a significant new use.
The fourth factor is ``the reasonably anticipated manner and
methods of manufacturing, processing, distribution in commerce, and
disposal of a chemical substance'' (TSCA section 5(a)(2)(D)). EPA
anticipates that any new use, beyond the very limited uses currently
ongoing, would raise important new questions such as the following:
To what extent can the anticipated manufacturing,
processing, distribution in commerce, and disposal of the chemical
substance be expected to result in worker exposure, user exposure, or
release of the chemical substance to the environment?
What potential controls are available to limit such
releases?
Given these chemical substances are anticipated to metabolize to
the parent benzidine molecule, which is a known human carcinogen, EPA
anticipates that the answers to these questions would be important to
EPA's overall evaluation of whether the new use ``may present an
unreasonable risk to human health or the environment.'' The potential
for manufacturing, processing, distribution in commerce or disposal of
these benzidine-based chemical substances to change the overall
exposure picture weighs in favor of determining that consumer textile
use is a significant new use.
After considering each of the four TSCA 5(a)(2) factors, EPA has
concluded that the factors taken together weigh in favor of determining
that manufacture or processing of these benzidine-based chemical
substances for any non-ongoing use would be a significant new use such
that the Agency should have an opportunity to analyze the new use
before such use (and potential exposures) occurs. This determination
would still hold even if one were to consider the 40 CFR 721.45(f)
exemption as a subcomponent of the significant new use determination
under section 5(a)(2).
D. Narrowing the Scope of SNURs Where the Exemption for Importers and
Processors of Chemical Substances as Part of Articles Is Made
Inapplicable
Some comments suggest that significant new uses should not be
``open-ended'' but instead must be targeted to specific articles,
particularly in cases where the exemption at 40 CFR 721.45(f) is made
inapplicable. The concern expressed is that if the SNUN applies to
``any use of a substance, then regulated parties and the EPA would be
obligated to proceed through the SNUR process for an article that would
have little relevance to the perceived hazard that drove the original
SNUR.'' The commenter further writes that ``open-ended article SNUR's
can trigger reviews for articles that may have no relationship to the
hazard or exposure concerns that motivated EPA's decision to initiate
the rule.''
EPA's concern with these benzidine-based dyes is not limited to
certain exposure pathways to specific articles. EPA's concern is
specific to the benzidine-based dyes and thus to the range of exposures
that could occur for these chemical substances. The preamble of the
proposed rule notes multiple potential routes and sources of exposure
including inhalation, skin absorption via dyed textiles, and ingestion.
(Ref. 1). Furthermore, SNURs need not be narrowly focused on the
mitigation of currently foreseeable exposure scenarios--it is proper
that they will also ensure EPA has timely notice of future (and
currently unforeseeable) exposure scenarios. An additional requirement
to make targeted predictions of the particular uses that ``may be
proposed in the future'' would undermine this intended function of the
SNUR.
More generally, an exhaustive list of all applications that could
possibly fall within the ambit of a significant new use definition is
not a prerequisite for issuing a SNUR. Since the significant new use
does not currently exist, deferring a detailed consideration of
potential risks related to the importation or processing of these
chemical substances (including as part of articles) is an effective use
of resources. If a person decides to begin importing or processing the
chemical, as part of an article or otherwise, the notice to EPA allows
EPA to evaluate the significant new use according to the specific
parameters and circumstances surrounding that intended use.
[[Page 77901]]
E. EPA Should Have a Reasonable Basis To Conclude That Identified
Articles Would Be Distributed in the United States
One comment states that ``EPA presents an exposure-based rationale
for why certain articles could be a concern, but indicates that there
is no current expectation that these chemical substances will be used
in such articles.'' The commenter believes that before issuing an
article SNUR, EPA should have a reasonable basis to conclude that
identified articles of concern would be distributed in the United
States. The commenter contends that EPA should identify an article
containing such a chemical that is currently in global commerce and
explain why it is likely to be distributed in the United States. The
commenter believes that it might also be possible to identify an
article at the research and development stage that is likely to proceed
to commercial development. Without such findings, however, the
commenter is concerned that EPA would be issuing an article SNUR for a
situation that presents no current or likely future threats to health
or the environment, and thus that the rule would be a waste of public
resources. Another comment raises similar issues, arguing that EPA
should provide even more specific information on how the significant
new uses contribute to risk.
Alternatively, the first commenter suggests that EPA include a
specific provision suspending enforcement of the SNUR until a
determination is made that there is a reasonable basis to believe that
an article containing the specific chemical had been, or would be,
distributed in the United States.
EPA disagrees with the suggestion to limit the application of SNUN
submission requirements for importers and processors of the chemical
substances as part of articles to situations where importation or
processing as part of an article is known to be imminent. SNURs address
situations in which EPA is concerned about the potential for use to
commence without prior opportunity for review and risk management
action where appropriate. For purposes of SNURs, EPA cannot be expected
to predict specific situations where new uses may be imminent, or how
those specific uses may contribute to risk, before designating
significant new uses. The purpose of a SNUR is to obtain such
information so that EPA can evaluate risks associated with, and take
risk management action where appropriate regarding, any notified
activities. These rules serve the important function of alerting EPA
when a significant new use is intended. Without them, EPA would have no
expectation of timely identification of new uses of these chemicals.
Notice relating to the import or processing of articles is particularly
important in this case, as the proposal specifically identified a
concern related to the potential for dermal exposure via dyed articles
(i.e., from the leaching of the benzidine-based chemical substances by
sweat in contact dyed articles, such as textiles). (Ref. 1).
It would not be an efficient use of government resources for EPA to
continually monitor global commerce to try to predict which chemicals
are about to be imported as part of articles (but have not yet been
imported) into the United States. Persons who wish to manufacture
(including import) or process these chemical substances for a
significant new use, as part of an article or otherwise, are in a
better position than EPA to evaluate when they are about to initiate a
particular significant new use.
Given that SNURs cannot be issued for ongoing uses, the commenter's
suggestion (that EPA must itself make an upfront demonstration that a
particular new use is about to begin, to secure the opportunity to be
notified of when significant new uses involving importation or
processing of chemical substances as part of articles are about to
begin) is impracticable. It would likely result in a scenario in which
an otherwise significant new use would be allowed to commence prior to
the issuance of a SNUR proposal, thereby placing that use outside of
EPA's SNUR authority. Furthermore, EPA has already considered and
rejected (in 2006, following public comment on a 2004 proposal) the
position that it must defer revocation of the 40 CFR 721.45(f)
exemption for a SNUR until it appears likely ``that these chemical
substances will be imported as part of articles.''(Ref. 18). EPA
concluded in 2006, after a re-evaluation of the issue prompted by
public comments, that ``if the subject substances when imported as a
part of articles are not subject to the SNUR, EPA could miss the
opportunity to obtain notifications that would provide information of
potential regulatory and assessment value.'' (Ref. 19)(ultimately
declining to make the exemption inapplicable, based on a separate
concern that the use with respect to articles appeared to be already
ongoing).
Finally, for essentially the same reasons as set forth in this
unit, EPA believes it would be inappropriate to follow one commenter's
alternative suggestion: To promulgate a SNUR without the exemption for
importers and processors of chemical substances as part of articles,
while somehow ``suspending enforcement'' until the precise moment that
manufacture or processing for a significant new use as part of an
article is about to begin, but has not yet begun.
In sum, EPA believes commenter's suggestions would turn the
regulatory process on its head. EPA would likely need to already have a
SNUR in place in order to obtain the kind of timely information about
significant new use that the commenter asserts should be prerequisite
to issuing the SNUR in the first place.
F. Intended Coverage of the Benzidine-Based Chemical Substances SNUR
1. Comment. One commenter writes that ``A proposed rule offering a
clear explanation of what uses EPA intends to cover, including an
explanation of the alternatives if certain situations are unclear, will
greatly increase the chances that useful information about business
practices and common terms of art in an industry will be identified.''
EPA should define the scope of the uses to be regulated as clearly and
precisely as possible.
The commenter also contended that soliciting public comment on the
appropriate scope of new uses to be regulated, for a specific chemical
substance, constitutes ``an abdication of the role that EPA should be
undertaking.'' The commenter suggests that before soliciting public
comments, EPA should have first pursued an informal coordination with
downstream industries and (as necessary) an exercise of its ``ample
authority under TSCA, either through regulatory action under section 8
or order authority under section 11(c).'' Finally, the commenter
suggests that to the extent the proposed significant new uses admit
ambiguity or potential need for adjustment in response to public
comment, that is evidence that EPA ``should have learned more about the
uses'' before issuing the proposal and is improperly seeking ``to shift
the responsibility to stakeholders.''
Response. The description of the scope of the significant new uses
in the benzidine-based chemical substances proposed SNUR and the
Agency's basis for the proposal were explicit. The SNUR proposal fairly
apprised stakeholders as to the chemical at issue and the particular
concerns driving the proposed action. It further indicated that based
on information available to EPA, the significant new uses identified
are not currently on-going. Stakeholders had an opportunity to oppose
any of these preliminary findings by supplying
[[Page 77902]]
countervailing information thorough the rulemaking process itself.
Grafting additional pre-proposal steps onto the SNUR rulemaking process
would be unnecessarily time-consuming and an unsound use of agency
resources. The timelier, less resource-intensive, and more transparent
process is for interested stakeholders, through the public comment
process itself, to simply provide any pertinent countervailing
information they wish to add to the initial collection of information
EPA presented in the proposal.
As noted earlier, TSCA section 5(a)(2) does not compel nor
contemplate an article by article analysis to identify every
conceivable significant new use of a chemical substance. EPA evaluates
whether a new use is ``significant'' consistent with the evidence of
Congressional intent underlying the enactment of TSCA. See H.R. Rep.
No. 94-1341 at 24 (1976) (``[B]ecause of the nature of a substance, it
is possible that any new use of it will be significant. Thus, a
potentially dangerous substance which is manufactured for a particular
use may, if manufactured for a different use present additional health
or environmental problems and consequently there should be notice of
the intent to manufacture it for such different use.'' H.R. Rep. No 94-
1679 at 66 (1976) (``[T]he conferees intend that any potential threats
to health or the environment from the manufacture, processing,
distribution in commerce, or disposal of a substance associated with a
new use be considered by the Administrator when determining the
significance of a new use.'') Finally, a broad construction of the
significant new use is particularly appropriate where (as in the case
of benzidine-based dyes) any increase in the projected volume of
manufacturing (including import) or processing of these substances,
beyond the very limited uses currently ongoing, would reflect a
significant departure from prior trends.
2. Comment. ``It does not make sense to issue article SNUR's [sic]
for full size machines or structures. An article SNUR should focus on
the specific components of more complex machines or structures that
involve the chemical of concern.''
Response. The commenter neither explains what the commenter means
by ``full size,'' nor offers any specific evidence to support their
general view that new uses of chemical substances in ``full size
machines or structures,'' are any less likely to be significant than
new uses of chemical substances in ``specific components.'' Nor does
the commenter indicate why persons who import or process chemical
substances as part of articles would be more likely to be importing or
processing the chemical substances for use in ``full size'' articles.
Attempting to define and distinguish between ``full size'' article uses
and other uses, and correlating such distinctions to whether persons
are importing or processing these chemical substances as part of
articles, would delay the rulemaking and increase its complexity, in a
manner that does not seem warranted on the basis of the limited
information supplied in the comment.
3. Comment. ``Chemicals used in articles may sometimes be
incorporated into 'internal' mechanisms of the article that are
unlikely to come into contact with people or be released into the
environment during normal use of the article.''
Response. The commenter does not explain why the basis for a SNUR
should be limited to those exposures that occur concurrent with the
article fulfilling its intended function, when TSCA section 5(a)(2)(D)
contemplates that EPA will consider the value of ensuring it has a
future opportunity to review the whole life-cycle impact (e.g.,
``manufacturing, processing, distribution in commerce, and disposal'')
of a significant new use of a chemical substance. The exposure to the
chemical substance, including when it is in an article, may be larger
during disposal or recycling than during the ``normal use'' of the
chemical. Further, chemical substances that are `internal' to an
article may still result in exposure if the chemical substance has
certain physical- chemical properties (e.g., a relatively volatile
chemical used as a plasticizer in interior automobile parts) or due to
abrasion of the article (e.g., a dye incorporated into furniture
covering.)
Nor does the commenter indicate why persons who import or process
chemical substances as part of articles would be more likely than any
other manufacturers or processors to be manufacturing or processing for
use in the internal mechanisms of articles. Attempting to define and
meaningfully distinguish between ``internal'' article uses and other
uses, and correlating such distinctions to whether manufacturing or
processing of the substance occurs as part of an article, would delay
the rulemaking and increase its complexity, in a manner that does not
seem warranted on the basis of the limited information supplied in the
comment.
4. Comment. ``EPA should clarify whether the SNUR applies to
articles containing the chemical of concern in a solid, liquid,
particle or gaseous form.''
Response. This SNUR applies to the chemical substances regardless
of form. To the extent the commenter seeks to continue some aspect of
the exemption at 40 CFR 721.45(f), depending on the form of the
chemical substance in the article that is being imported or processed,
the commenter has not offered any specific support for that
proposition, either generally or in any particular case. In the SNUR at
issue, EPA does not believe it is prudent to limit the application of
the rule based on the form (solid, liquid, or gaseous) of the chemical
substances at issue. Chemicals that may have been used in one form
during the manufacture of the article may be released from the article
in a different physical form. Also, fluids and particles are not
covered under the applicable definition of article at 40 CFR 704.3. EPA
received no comments suggesting that use of these chemicals in one form
or another may not be significant based on the TSCA section 5(a)(2)
factors. Moreover, information relevant to a specific form of a
chemical substance can be submitted in a SNUN and may be considered by
EPA in review of that SNUN in determining whether follow-up action is
warranted, and may support EPA's amendment of the SNUR to limit its
scope.
5. Comment. ``[A] chemical may be present at a very low
concentration that is unlikely to be associated with a risk warranting
EPA risk management action. . . . EPA should consider whether it can
establish a de minimus exclusion [from the SNUR].''
Response. EPA notes that the SNUR already contains a general
exemption for unintentionally present impurities at 40 CFR 721.45(d).
To the extent chemical substances are intentionally added to articles
at very low concentrations, the question of whether the substance
warrants risk management action is one that EPA can address upon
receipt of the SNUN, not an analytical prerequisite to deciding whether
it should receive the SNUN in the first place.
G. Screening for Benzidine-Based Chemical Substances
Some commenters faulted the proposal for not identifying precise
screening operations to be taken in response to the SNUR, and for not
conducting additional analyses of the cost and feasibility of such
screening operations. One commenter suggests, in particular, that an
article importer should be deemed in compliance with the SNUR if the
chemical is present below an established de minimis level (based on
mass or concentration), or if it simply does not know the article's
[[Page 77903]]
content after conducting a reasonable inquiry for such information.
With respect to processors, given the requirements of 40 CFR
721.5(a)(2), a processor of the chemical substance should have received
notification that the chemical substance is the subject of a SNUR. A
processor is not required to submit a SNUN for its unknowing processing
of a chemical substance subject to a SNUR if (upon obtaining knowledge)
the processor can document that when the past processing occurred, the
processor neither knew the chemical identity of the substance it was
processing nor knew that substance was subject to a SNUR. See 40 CFR
721.5(c). EPA would generally expect that processors would only fail to
be aware of the presence of a chemical subject to a SNUR if the
manufacturer (including importer) or upstream processor of the chemical
substances failed to meet their obligations under 40 CFR 721.5(a)(2).
With respect to importers, EPA disagrees that it would be
appropriate or necessary for the SNUR itself to define screening
procedures to be employed for compliance purposes. The Agency did not
propose to require a particular screening procedure and, for the
following reasons, it does not agree that particular screening
procedures should be specified and incorporated into the final rule.
First, EPA believes that adding these sort of screening-effort
exemptions, specifically for importers of chemical substances as part
of articles, would be especially difficult to reconcile with the
general statutory prohibition (under TSCA section 5(a)(1)) on
manufacturing or processing a chemical substance for a significant new
use without prior notice to EPA. The issue under the statute is whether
or not an importer actually imports a substance. This is a separate
question from the importers' level of knowledge or level of effort to
obtain knowledge respecting the content of the imports.\2\ With respect
to SNURs, EPA notes that its direct rulemaking authority is to identify
significant new uses under section 5(a)(2). The Agency has been
appropriately cautious in exercising its implicit rulemaking authority
to limit the applicability of section 5(a)(1). EPA recognizes that it
did previously exercise such implicit rulemaking authority when
establishing 40 CFR 721.45(f). However, as noted in this unit, the
exemption at 40 CFR 721.45(f) was established along with a broad
reservation of authority to withdraw the exemption where, as here, it
is inaccurate to assume that there would not be exposure to the
substance simply because it is present as part of an article. And a
screening-effort exemption is especially difficult to reconcile with
the statute in the case of importers. With importers, unlike with
processors, there are no upstream entities with a duty under TSCA to
notify importers of the presence of a chemical substance subject to a
SNUR.
---------------------------------------------------------------------------
\2\ The limiting clause in the definition of ``principal
importer'' at 40 CFR 721.3--``knowing that a chemical substance will
be imported''--is a limit based on the person's knowledge that he or
she is engaged in an import transaction, not a limit based on the
person's knowledge of a particular chemical's identity and
regulatory status. (48 FR 21727, May 13, 1983) (FRL 2998-5).
---------------------------------------------------------------------------
Second, establishing a safe-harbor for importers based on lack of
knowledge would create incentives for foreign suppliers to deliberately
withhold information from importers. This could greatly reduce the
efficacy of this SNUR. Currently, when an importer wishes to import a
substance it knows would be subject to notification requirements, but
for which the chemical identity is claimed as CBI by a foreign
manufacturer, EPA's longstanding practice when reviewing PMNs and SNUNs
is to accept the relevant information on chemical identity directly
from the foreign manufacturer. See, (Ref. 7)(``[t]he principal importer
need not know the specific chemical identity of the imported
substance'' and ``may have its foreign manufacturer or supplier, or
some other person, report the chemical identity to EPA.'') Offering an
outright regulatory exemption to an importer simply because it is
ignorant of the existence of a SNUR-regulated substance in the imported
article (after conducting a prescribed inquiry) would allow foreign
suppliers to short-circuit this process simply by refusing to divulge
to the importer whether the import contains a chemical substance
subject to SNUR.
Third, to the extent the chemical substance subject to the SNUR is
only ``unintentionally present'' at the point of foreign manufacture,
it is already exempt from reporting by the importer as an imported
impurity. See 40 CFR 721.3 (chapeau), 40 CFR 720.3(m), and 40 CFR
721.45(d). Thus, importers are not required to submit a SNUN for a
substance based simply on that substance's presence as an impurity
(i.e., a chemical substances unintentionally present with another
chemical substance).
Fourth, whether and how it may appropriate for importers to screen
for benzidine-based chemical substances will depend on many factors,
including their current state of knowledge about the articles that they
import and the potential risk of unknowingly importing articles that
contain these chemical substances. The relevant factors are largely
impossible for EPA to establish at this time, given that there is
currently no on-going import of these substances for the designated
significant new uses.
Finally, EPA did conduct additional analysis of potential screening
burden to explore commenters' concerns. As described in Unit X.H., EPA
acknowledges the costs of the various activities that certain entities
may choose to undertake, in response to this rule, to ensure that the
chemicals they import or process as part of articles do not trigger
SNUN submission requirements (Ref. 20). Based on EPA's economic
analysis and the responses to the proposed rule, EPA does not believe
that these costs will be significant for any individual entity.
H. Costs Associated With Making the Exemption for Persons That Import
or Process Chemical Substances as Part of Articles Inapplicable
Some comments note that the economic analysis, which focuses on the
cost of filing a SNUN, does not include any analysis of the costs that
might be associated with screening articles to determine whether these
SNURs would apply. One comment also notes that ``the preambles to the
proposed rules do not discuss what, if any obligations companies have
to screen articles for the chemicals included in the SNUR's.''
With respect to processors: existing SNUR regulations already
provide that the unknowing processing of a chemical substance does not
itself trigger SNUN requirements if the processor can (upon obtaining
knowledge) document that when the past processing occurred, the
processor neither knew the chemical identity of the substance it was
processing nor knew that substance was subject to a SNUR. See 40 CFR
721.5(c).
With respect to importers: Based on an assessment of current market
activity in the economic analysis, EPA believes that the chemicals
subject to the final SNUR are not currently being imported into the
United States for the identified significant new uses in articles. EPA
received no public comments on the proposed SNUR that indicate that
importation of these benzidine-based chemical substances for the
finalized significant new uses, in articles or otherwise, is ongoing.
However, because this SNUR makes inapplicable the exemption for persons
that import or process chemical substances as part of articles,
companies may take actions to ensure that they do not import any
articles containing the subject chemical substances after promulgation
of this rule, by such means they deem
[[Page 77904]]
appropriate. This is not necessarily a new consideration for importers
given that importers of mixtures have needed to be aware of chemical
substances subject to a SNUR that may be a component of imported
mixtures. Whether and how companies respond will depend on many
factors, including their current state of knowledge about articles that
they import and their own assessments of the potential risk of
unknowingly importing articles that contain these chemicals. As noted
in this unit, EPA did conduct additional analysis of burdens that may
be associated with activities entities may undertake to ensure the
chemicals they import or process as part of articles do not trigger
SNUN submission requirements (Ref. 20).
In any event, EPA did not propose to mandate any particular level
of screening of imported or processed articles. The preamble to the
proposed SNUR did not discuss the precise steps that an importer or
processor must take in this regard because there is no precise level of
screening by which the manufacturer or processor could be separately
liable under the rule (if not performed) or by which a manufacturer or
processor could obtain ``safe harbor'' from what would otherwise be a
violation of the rule. While EPA might potentially take screening
practices into consideration when evaluating a particular instance in
which the SNUR was nevertheless violated, that would be as a matter of
enforcement policy, not as a provision of the rule itself.
EPA has included estimates for some activities that importers may
undertake (e.g., supplier inquiries) in order to evaluate the
likelihood of chemicals being imported as part of articles. These costs
will vary for individual companies and their experience with suppliers.
Awareness of article components and constituents is becoming more
commonplace as companies frequently operate on a global scale and are
subject to numerous regulatory requirements around the world that
affect product stewardship responsibilities. Existing requirements that
may compel a company to investigate an article's components include the
Consumer Product Safety Act, California's Proposition 65, and the EU's
regulation on Registration, Evaluation, Authorization and Restriction
of Chemical (REACH), which requires customer notification about the
presence of certain chemical in articles that a company distributes.
U.S. importing companies may already be familiar with the process of
determining whether the articles they import contain restricted
chemical substances, if they are subject to the requirements cited
above or various U.S. regulations, such as the Product Safety
Improvement Act (CPSIA) of 2008, Washington's Children's Safe Product
Act, and Maine's Act to Protect Children's Health and the Environment
from Toxic Chemicals in Toys and Children's Products (Ref. 20).
Given the existing regulatory limitations on certain chemicals both
internationally and within the United States, regulated industries have
begun to develop industry-wide processes and other resources to obtain
information on chemical substances in articles. Policies and procedures
could include supplier agreements, such as Hewlett Packard's
requirement that suppliers meet their General Specifications for the
Environment (GSE) (Ref. 21) and Walmart's requirement that suppliers
participate in International Compliance Information Exchange (iCiX) to
manage and share compliance information throughout the supply chain
(Ref. 22). More extensive policies and procedures could even include
product testing. Companies may choose to use existing procedures or
develop new ones that could range from document review, to supplier
agreements, to product testing.
Additional analysis conducted by EPA on activities that companies
may choose to undertake to ensure that the chemicals they import or
process as part of articles do not trigger requirements of the SNUR
shows a wide range of potential activities and associated costs. The
conduct of these activities and associated costs are at the discretion
of the company. Table B of this unit shows EPA's estimated range of
costs associated with some of these potential activities for importers
of articles.
Table B--Range of Costs Associated With an Importer's Identification of Chemicals Subject to SNURs in Articles
----------------------------------------------------------------------------------------------------------------
Activity Cost US ($) Notes
----------------------------------------------------------------------------------------------------------------
Per Rule Costs
----------------------------------------------------------------------------------------------------------------
1. Rule familiarization................. $55........................ Cost typically already included in SNUR
Economic Analyses.
2. Identify the type of imported $130 to $1,550............. Actual costs may vary based on number of
articles that potentially contain the articles imported and the complexity of
restricted substances. the article itself (number of
components).
3. Identify all suppliers involved...... $950....................... Actual costs may vary depending on the
number of articles imported, number of
suppliers, and frequency of supplier
changes.
6. Recordkeeping........................ $10........................ Cost typically already included in SNUR
Economic Analyses.
----------------------------------------------------------------------------------------------------------------
Article-Related Costs
----------------------------------------------------------------------------------------------------------------
4. Collect data from suppliers.......... $5 to $515 per article Actual costs only apply to those
reviewed. $0 if no data companies that choose to collect data
collected from suppliers. They will vary depending
on the specific data collection method
chosen. Total costs depend on
considerations including the number of
articles imported, number of suppliers,
and frequency of supplier changes.
5. Chemical testing..................... $130 per article tested. $0 Actual costs only apply to those
if no testing. companies that choose to collect data
from suppliers. Total costs per company
will depend on considerations including
the number of articles tested, which may
be affected by the number of suppliers
and risk associated with each, and
frequency of supplier changes.
----------------------------------------------------------------------------------------------------------------
Should processors of articles need to demonstrate compliance with a
SNUR, it is expected that they could use the shipping or labeling
documents received with the article in the ordinary course of business.
As these documents
[[Page 77905]]
would be received and stored anyway, as per standard business
practices, the elimination of the exemption in the SNUR for persons
that import or process chemical substances as part of articles would be
unlikely to lead such persons to incur significant additional costs. To
the extent that processors choose to undertake more steps to identify
regulated chemicals as part of articles, the costs of these activities
would be similar to those in Table B of this unit for importers of
similar size, supply chain complexity, and level of compliance with
other chemical regulations.
There are a number of regulations, including California's
Proposition 65 and the EU's REACH that currently restrict or otherwise
affect the use of certain benzidine-based substances, particularly in
their use as dyes in textiles and leather. California's Proposition 65
Chemical List includes benzidine-based dyes as a potential carcinogen
and requires that firms provide a clear and reasonable warning before
knowingly and intentionally exposing anyone to a listed chemical. This
warning may include the labeling of consumer products (Refs. 23-24).
The EU has banned, in textile and leather articles which may come
into direct and prolonged contact with humans, the use of azo dyes
which can break down to release any of 22 listed carcinogenic aromatic
amines (including benzidine and its congeners) in amounts above 30 ppm
(Ref. 25). The European Commission's Directorate General for Health and
Consumers maintains the RAPEX database that member countries can use to
report dangerous products and the measures they have taken to prevent
or restrict those products. Despite the EU ban, small numbers of
products containing such azo dyes have recently been listed on RAPEX.
The products are typically voluntarily withdrawn from the market and/or
destroyed by the importer or have been placed under an order by the
authorities to cease sales (Refs. 26, 27). Therefore, azo dyes in
imported articles still remain a potential issue in the EU. Other
countries have also banned the manufacture and use of the azo dyes in
textiles. Currently the manufacture of azo dyes is banned in South
Korea and Japan (Ref. 27). Use of these chemicals is banned by Egypt,
India, China, South Korea, Taiwan and Vietnam (Ref. 28), and Indonesia
has banned the use of the dyes in children's and baby's clothing (Ref.
29). In 2012, the Japanese textiles and leather industry announced
voluntary restrictions of the chemicals (Refs. 29, 30). Canada has also
expressed concern about the potential release of benzidine or its
congeners from azo dyes and is evaluating potential approaches for
addressing azo dyes (Ref. 30). Organizations, such as the American
Apparel & Footwear Association (AAFA), have developed a comprehensive
Restricted Substances List (RSL) as a reference for companies and have
developed a toolkit to help apparel and footwear companies to better
manage chemicals throughout the supply chain. Given the current level
of international and domestic regulation and attention to benzidine-
related chemicals, EPA believes that importers and processors of
articles may already have undertaken a number of activities to manage
chemicals within their supply chains and generally to deselect for
these chemicals. Therefore, EPA expects that companies that could
potentially commence importing or processing benzidine-based chemicals
as part of articles may already have some knowledge of the chemicals
within their supply chain and would undertake few of the activities
listed in Table B and would fall toward the lower end of the cost range
for any activities undertaken. More detailed information is included in
EPA's economic analysis.
EPA does not believe that the subject chemicals are entering the
United States in imported articles for the significant new uses defined
by the final regulation. However, companies may screen or initiate
other activities to determine if articles they import in the future
contain chemicals included in this SNUR. EPA notes that no commenters
provided data that could be used to estimate what, if any, costs might
be associated with continued assurance that imported articles are free
from the chemical substances subject to this SNUR. The number of
companies that may take such actions is not known, nor is the level of
action that may be taken by a particular company. Based on EPA's
economic analysis and the responses to the proposed rule, EPA does not
believe that these costs will be significant for any individual entity.
I. Import and Export Regulations for Chemical Substances as Part of
Articles
One comment noted that EPA is not proposing to change the way in
which TSCA's export and import rules (pursuant to TSCA sections 12(b)
and 13, respectively) apply to articles containing these chemical
substances. The comment indicates that (under the status quo of the
import rules) the U.S. Customs and Border Protection (CBP) will not be
screening articles for the chemical substances in the proposed SNURs.
EPA agrees that the TSCA import rules are important TSCA compliance
mechanisms and that 19 CFR 12.119 allows EPA to establish section 13
import certification requirements for chemicals in articles. However,
declining to subject importers to one notice requirement (section 13
import certification) does not render another notice requirement
(section 5 SNUN submission) unenforceable.
In this case, EPA did not propose to require section 13 import
certification or section 12 export notification for the subject
chemical substances when part of articles. This is consistent with
EPA's past practice of making the exemption at 40 CFR 721.45(f)
inapplicable without also requiring import certification or export
notification for these chemical substances as part of articles (40 CFR
721.2800; 40 CFR 721.10068). However, the Agency continues to study
this issue and has not ruled out a later proposal to require import
certification and/or export notification for these chemical substances
as part of articles.
With or without an import certification requirement, it is the
importer that is ``responsible for insuring that chemical importation
complies with TSCA just as domestic manufacturers are responsible for
insuring that chemical manufacture compliance with TSCA.'' 40 CFR
707.20(b)(1).
J. Distinguishing Between Chemicals in Non-Article Form and Other
Products
One comment contends that the rule, as proposed, ``would not allow
[EPA] to distinguish between a chemical being brought into the United
States in its raw form and a chemical being brought in on a shift as a
dye or finish.'' The comment goes on to state that treating them the
same way is unrealistic and scientifically unsound.
EPA disagrees with the comment and notes that it was not proposing
to eliminate all distinctions, in all regulatory provisions under TSCA,
between import of a chemical substance in non-article form, and import
of a chemical substance as part of an article. The rule simply removes
one particular distinction between persons who import or process a
chemical substance in non-article form and persons who import or
process a chemical substance as part of an article. Thus, while the raw
chemical manufacturer and the article importer may both be required to
submit a SNUN, EPA would be able distinguish between the two scenarios,
as appropriate, in its review of the SNUN. The SNUN review process will
allow case-by-case analysis of each circumstance.
[[Page 77906]]
With respect to the commenter's comparison of the volume at which
these chemical substances are currently manufactured in non-article
form and the volume at which these chemical substances are currently
manufactured in article form (i.e., via import of a chemical substance
as part of an article), EPA's conclusion, with respect to the
significant new uses, is that the two volumes are currently the same.
This is because EPA has concluded that there is no current manufacture
of these chemical substances for the significant new uses, either
through domestic manufacture of the substances in non-article form, or
through import of articles containing the substances. Thus, both
production volumes are currently zero.
K. Provisions for Processors
In a comment submitted after the closing of the public comment
period, one commenter questions the utility of a provision for
processors at 40 CFR 721.5(c), as applied to notice requirements under
this rule. The commenter states that 40 CFR 721.5(c) would not protect
companies unless they could document lack of knowledge that a SNUR
applies. The commenter believes that this requirement is therefore
impossible to meet, explaining that it is impossible to document what
one does not know.
EPA will respond to this comment, although it was submitted after
the closing of the public comment period for this action, because it
relates closely to the timely submitted comments. EPA disagrees that
applying 40 CFR 721.5(c) is impossible or impracticable. The provisions
at 40 CFR 721.5(c) provide that the unknowing processing of a chemical
substance does not itself trigger SNUN submission requirements, subject
to meeting certain documentation requirements. Upon obtaining knowledge
that it previously engaged in activities covered by the SNUR, a
processor can at that time assemble evidence relating to the period
when the past processing occurred. Specifically, this would be evidence
bearing on whether the processor previously knew the chemical identity
of the substance it was processing or previously knew that that
substance was subject to a SNUR. Evidence to establish a prior lack of
knowledge could include items such as a purchase order and, where
applicable, a material safety data sheet (MSDS) that indicates neither
the relevant chemical identity nor the presence of a chemical subject
to a SNUR. Another type of evidence would be the affidavit of a person
in a position of appropriate authority swearing to the prior lack of
knowledge. EPA would generally consider the wording on a purchase order
and, where applicable, an MSDS, along with an affidavit as described
above, in determining whether there is sufficiently clear documentation
for purposes of 40 CFR 721.5(c). However, if there was also contrary
documentary evidence, indicative of the prior possession of knowledge
(e.g., receipt of a notice given to the processor pursuant to 40 CFR
721.5(a)(1)(i)) then the overall documentary evidence would not allow
the processor to take advantage of the provisions of 40 CFR 721.5(c).
L. Potential Ongoing Use of DnPP
One commenter identified a potential ongoing use of DnPP in grease
in automotive switches. The commenter requested that EPA exclude the
identified use from the SNUR.
After investigation, EPA has determined that there is no ongoing
use of DnPP in grease in automotive switches.
The commenter states that ``[b]ased on current use information . .
. [the commenter] believes that DnPP is being used in grease in some
automotive switches.'' The proposal stated that EPA ``welcome[d]
specific information that documents [ongoing] use.'' Yet the commenter
does not provide any current use information to substantiate this
belief. When raising a potential ongoing use, it is generally
preferable to include information substantiating that use, especially
where the entity raising that use is not an actual manufacturer
(including importer) or processor of that chemical substance for that
use and thus would not be anticipated to have direct knowledge of that
use.
In order to determine whether there is an ongoing use of DnPP in
grease in automotive switches, EPA performed targeted searches of
sources including IHS Chemical Economics Handbook, MSDS search tools
such as Seton's MSDS Hazard Communication Library and patent searches
and was unable to substantiate this use as an ongoing use of DnPP. EPA
reviewed several grease MSDS, and no grease MSDS listed any phthalate
in its composition. EPA's DfE alternatives analysis also has not
identified use in grease in automotive switches as an ongoing use of
DnPP.
EPA also conducted patent searches for grease in automotive
switches, and dampening greases in general. A patent search found
mentions of the term phthalates with electronic components, but not
DnPP specifically for automotive switches. However, one patent gave a
very broad alkyl range that release of phthalates C4 and C8 were
observed during the vacuum burn pretreatment of electronic components
[disc drives]. This process is routine treatment to remove volatiles
from electronic components, including electronic switches (Vacuum
baking process USP 6,051,169 and Electric switches USP 3,694,601). EPA
does not believe the existence of this information is indicative of
current use of DnPP in grease in automotive switches because, patents
do not necessarily indicate current use. As noted in the proposed rule
(Ref. 1), no IUR production volume data were reported for DnPP during
the 2006, 2002, 1998 and 1994 reporting cycles. In addition, no
production volume data were reported for the 2012 CDR (Ref. 17)
Accordingly, EPA is declining to exclude use ``in grease in
automotive switches'' from the significant new uses of DnPP.
M. Reliance on Inventory Update Rule (IUR) Data in Assessing Ongoing
Use of DnPP
One commenter suggests that EPA relied solely on the IUR data for
determining ongoing uses of DnPP, and that such reliance may be
misleading or incomplete. The commenter notes that ongoing uses below
the IUR reporting threshold of 10,000 lbs would not be reported to EPA
through the IUR process.
EPA uses IUR data to identify ongoing uses of chemical substances.
However, this is not the sole source of information relied upon to
support the SNUR. EPA first identified a SNUR as a regulatory
alternative for DnPP in the Phthalates Action Plan because EPA found
that the most recent IUR data contained no reports of DnPP being
produced in or imported into the United States. In proposing the SNUR,
EPA prepared the ``Economic Analysis of the Proposed Significant New
Use Rule for Di-n-pentyl Phthalate (DnPP)'' (Ref. 31) and conducted
internet queries in order to ascertain whether there were any ongoing
uses of DnPP at levels below the IUR reporting threshold. During the
course of this research EPA identified several companies which either
use or sell DnPP as a chemical standard for use in phthalates testing.
Accordingly, the significant new uses of DnPP does not include use of
DnPP as a chemical standard for analytical experiments as a significant
new use.
N. Design for the Environment (DfE) Assessment for Phthalates
One commenter noted that EPA has undertaken a DfE project focused
on phthalates, including but not limited to, DnPP. The commenter
believes that the
[[Page 77907]]
DfE phthalates alternative assessment will provide valuable information
about potential alternatives to industries using phthalates. The
commenter recommends that EPA refrain from further action on any
phthalate until the DfE project is finalized.
EPA disagrees that finalization of the DnPP SNUR should be delayed
until the DfE project is complete. (To the extent the comment is
discussing the timing of other potential EPA actions to address
phthalates, it is outside the scope of this proposal.)
The comment states that the final DfE report would identify
alternatives, their viability as substitutes, and EPA's comparative
hazard information. EPA disagrees that this report is likely to provide
information relevant to this SNUR. When defining the ``significant new
use,'' EPA is limited to uses of the chemical substance that are not
ongoing. The DfE report is not expected to identify alternatives for
chemical substances that are generally no longer in use. It is already
clear that there are many alternatives to DnPP use, because there are
almost no ongoing uses of DnPP. Furthermore, the DfE report is not
expected to suggest DnPP itself as an alternative to another phthalate
because of its toxicity relative to other phthalates. Even if the DfE
report were to identify a significant new use of DnPP as an alternative
to some other chemical substance, then EPA would have the opportunity
to consider that information at such time as it received the
significant new use notice for DnPP.
EPA notes that it is a regular practice to finalize SNURs for
chemical substances that have not undergone a DfE assessment. Given
that the DfE report is unlikely to provide additional information
relevant to EPA's significant new use determination for DnPP, that
newly available information respecting any particular use of DnPP could
be included in the significant new use notice itself, and that further
delay would increase regulatory uncertainty, EPA disagrees that it
would be appropriate to delay issuance of the SNUR on DnPP pending the
release of the DfE report.
XI. References
The following is a listing of the documents that are specifically
referenced in this action. The docket includes these documents and
other information considered by EPA, including documents that are
referenced within the documents that are in the docket, even if the
referenced document is not physically located in the docket. For
assistance in locating these other documents, please consult the
technical person listed under FOR FURTHER INFORMATION CONTACT.
1. U.S. EPA. Proposed Rule; Benzidine-Based Chemical Substances; Di-
n-pentyl phthalate (DnPP); and Alkanes, C12-13, Chloro; Significant
New Use Rules. 77 FR 18752, March 28, 2012 (FRL-8865-2). 2. U.S.
EPA. Benzidine-Based Chemical Substances; Significant New Uses of
Certain Chemical Substances, 61 FR 52287, October 7, 1996 (FRL-5396-
6).
3. U.S. EPA, 2010. U.S. Environmental Protection Agency. Chemical
Substances Derived from Benzidine and Its Congeners, https://www.epa.gov/oppt/existingchemicals/pubs/actionplans/DCB%20Action%20Plan_06232010.noheader.pdf (Accessed January 24,
2011).
4. U.S. EPA. Economics and Policy Branch, USEPA/OCSPP/Economics,
Exposure, and Technology Division. ``Economic Analysis to Support
the Final SNUR for Benzidine and Benzidine-based Chemical
substances.''
5. U.S. EPA. Significant New Uses of Certain Chemical Substances, 55
FR 17376, April 24, 1990 (FRL-3658-5).
6. U.S. EPA. Significant New Uses of Chemical Substances; Certain
Chemicals. 49 FR 35014, September 5, 1984 (FRL-2541-8).
7. U.S. EPA. Premanufacture Notification; Premanufacture Notice
Requirements and Review Procedures. 48 FR 21722, May 13, 1983 (FRL
2998-5).
8. Testimony of James J. Jones, Acting Assistant Administrator
Office of Chemical Safety and Pollution Prevention, U.S.
Environmental Protection Agency before the Committee on Environment
and Public Works and the Subcommittee on Superfund, Toxic and
Environmental Health United States Senate, July 24, 2012, available
at https://www.epa.gov/ocir/hearings/pdf/2012_jjones_testimony1.pdf.
9. CPSC, 2011. Staff Briefing Package. Petition HP 10-2. Requesting
Restriction of Cadmium in Toy Jewelry (Consumer Product Safety
Commission (February 9, 2011). Staff Report, Cadmium in Children's
Metal Jewelry. Toxicity Review of Cadmium. TAB B pp19-39 https://www.cpsc.gov/PageFiles/96192/cadmiumtoy.pdf (October 14, 2010).
10. Danish Environmental Protection Agency, Survey of Chemical
Substances in Consumer Products Survey No. 25 2003, Mapping the
Liberation of Organic Tin Compounds in Mattress Pads, To Mattresses,
and Baby/Junior Duvets.
11. Stapleton, et al., 2008, Alternate and New Brominated Flame
Retardants Detected in U.S. House Dust, Environ. Sci. Technol.
12. CPSC Staff Preliminary Risk Assessment of Flame Retardant [FR]
Chemicals in Upholstered Furniture Foam, December 21, 2006.
13. Muller, et al., 2011, Car Indoor Air Pollution--Analysis of
Potential Sources, Journal of Occupations Medicine and Toxicology
2011, 6:33.
14. Wu, et al., 2009, Residues of Polybrominated Diphenyl Ethers in
Frogs (Rana limnocharis) from a Contaminated Site, South China:
Tissue Distribution, Biomagnification, and Maternal Transfer,
Environ. Sci. Technol. 2009, 42: 5212-5217.
15. Gaylor, et al. 2012, House Crickets Can Accumulate
Polybrominated Diphenyl Ethers (PBDEs) Directly from Polyurethane
Foam Common in Consumer Products, Chemosphere, 2012, 86: 500-505.
16. Covaci, et al. 2006, Hexabromocyclododecanes (HBCDs) in the
Environment and Humans: A Review. Environ. Sci. Technol. 2006, 40:
3679-3688.
17. U.S. EPA, Chemical Data Access Tool (CDAT), https://java.epa.gov/oppt_chemical_search/.
18. U.S. EPA, Certain Polybrominated Diphenylethers; Proposed
Significant New Use Rule. 69 FR 70409, December 6, 2004 (FRL 7633-
1).
19. U.S. EPA, Certain Polybrominated Diphenylethers; Significant New
Use Rule.71 FR 34018, June 13, 2006 (FRL 7743-2).
20. U.S. EPA, Understanding the Costs Associated with Eliminating
Exemptions for Articles in SNURs, May 1, 2013.
21. Hewlett-Packard Development Company, LP. (2010). ``International
Material Data System.'' Retrieved from https://www.mdsystem.com/.
22. Wal-Mart. (2012). Become a Supplier: Requirements. Retrieved
from https://www.walmartstores.com/Suppliers/248.aspx.
23. CAEPA, 2013a. State of California Environmental Protection
Agency. Chemicals Known to the State to Cause Cancer or Reproductive
Toxicity. Office of Environmental Health Hazard Assessment, 04
February 2013. https://oehha.ca.gov/prop65/prop65_list/files/P65list020813.pdf.
24. CAEPA, 2013b. State of California Environmental Protection
Agency. Proposition 65 in Plain Language! Febuary 2013. https://oehha.ca.gov/prop65/background/p65plain.html.
25. European Commission. 2009. Commission Regulation EC No. 552/2009
Commission Regulation (EC) No 552/2009 of 22 June 2009 amending
Regulation (EC) No 1907/2006 of the European Parliament and of the
Council on REACH as regards Annex XVII.
26. European Commission. 2010. RAPEX--Latest Notifications.
Directorate General for Health and Consumers. https://ec.europa.eu/consumers/dynex/rapex/rapex_achives_en.cfm.
27. IARC, 2012. International Agency for the Research on Cancer.
IARC Monographs on the Evaluation of Carcinogenic Risks to Humans--
Benzidine.Volume 100F: 53-63.
28. Textination, 2012. Textination ``Textile and Apparel Weekly
June, 8 2012''. https://textination.de/en/tiw/2012/TIW08062012.pdf.
29. Intertek, 2013. Intertek, ``Requirements of Azo dyes and
Formaldehyde content in fabric for babies and children clothing in
Indonesia'' Jan 4, 2013.
[[Page 77908]]
30. HKTDC, 2012. HKTDC Research ``Japan Industry Stipulates
Voluntary AZO Dyes Standard for Textile and Leather Products'' May
22, 2012.
31. Environment Canada. 2009. Strategic options for the management
of toxic substances benzidine and 3,3-dichlorobenzidine. Available
at: https://www.ec.gc.ca/toxics/docs/sor/bdine/EN/sum.cfm (Accessed
10 September, 2009).
32. U.S. EPA. Economics and Policy Branch, USEPA/OCSPP/Economics,
Exposure, and Technology Division. ``Economic Analysis of the Final
Significant New Use Rule for Di-n-pentyl phthalate (DnPP).''
33. U.S. EPA. Economics and Policy Branch, USEPA/OCSPP/Economics,
Exposure, and Technology Division. ``Economic Analysis of the Final
Significant New Use Rule for Alkanes, C12-13, chloro (CAS
RN: 71011-12-6).''
34. U.S. EPA. Modification of Significant New Use Rules for Certain
Substances, 62 FR 42690, August 8, 1997 (FRL-5735-4).
XII. Statutory and Executive Order Reviews
A. Executive Order 12866: Regulatory Planning and Review and Executive
Order 13563: Improving Regulation and Regulatory Review
This final rule has been designated by OMB as a ``significant
regulatory action'' under section 3(f) of Executive Order 12866 (58 FR
51735, October 4, 1993). Accordingly, EPA submitted this action to OMB
for review under Executive Order 12866 and 13563 (76 FR 3821, January
21, 2011), and any changes made in response to OMB recommendations are
documented in the docket.
B. Paperwork Reduction Act (PRA)
This action does not impose any new information collection burden
under the PRA, 44 U.S.C. 3501 et seq. Burden is defined in 5 CFR
1320.3(b). The information collection activities associated with
existing chemical SNURs are already approved by OMB under OMB control
number 2070-0038 (EPA ICR No. 1188); and the information collection
activities associated with export notifications are already approved by
OMB under OMB control number 2070-0030 (EPA ICR No. 0795). If an entity
were to submit a SNUN to the agency, the annual burden is estimated to
be less than 100 hours per response, and the estimated burden for an
export notifications is less than 1.5 hours per notification. In both
cases, burden is estimated to be reduced for submitters who have
already registered to use the electronic submission system. Additional
burden, estimated to be less than 10 hours, could be incurred where
additional record keeping requirements are specified under 40 CFR
721.125(a), (b), and (c).
An Agency may not conduct or sponsor, and a person is not required
to respond to a collection of information that requires OMB approval
under the PRA, unless it has been approved by OMB and displays a
currently valid OMB control number. The OMB control numbers for EPA's
regulations in Title 40 of the CFR, after appearing in the Federal
Register, are listed in 40 CFR part 9 and included on the related
collection instrument, or form, if applicable. EPA is amending the
table in 40 CFR part 9 to list this SNUR. This listing of the OMB
control numbers and their subsequent codification in the CFR satisfies
the display requirements of the PRA and OMB's implementing regulations
at 5 CFR part 1320. Since the existing OMB approval was previously
subject to public notice and comment before OMB approval, and given the
technical nature of the table, EPA finds that further notice and
comment to amend the table is unnecessary. As a result, EPA finds that
there is ``good cause'' under section 553(b)(3)(B) of the
Administrative Procedure Act, 5 U.S.C. 553(b)(3)(B), to amend this
table without further notice and comment.
C. Regulatory Flexibility Act (RFA)
Pursuant to section 605(b) of the RFA, 5 U.S.C. 601 et seq., I
hereby certify that promulgation of this SNUR will not have a
significant economic impact on a substantial number of small entities.
The rationale supporting this conclusion is as follows.
EPA generally finds that proposed and final SNURs are not expected
to have a significant economic impact on a substantial number of small
entities (See, e.g., Ref. 34). Since these SNURs will require a person
who intends to engage in such activity in the future to first notify
EPA by submitting a SNUN, no economic impact will occur unless someone
files a SNUN to pursue a significant new use in the future or forgoes
profits by avoiding or delaying the significant new use. Although some
small entities may decide to engage in such activities in the future,
EPA cannot presently determine how many, if any, there may be. However,
EPA's experience to date is that, in response to the promulgation of
SNURs covering over 1,000 chemical substances, the Agency receives only
a handful of notices per year. During the six year period from 2005-
2011, only three submitters self-identified as small in their SNUN
submission (Refs. 5, 32, 33). EPA believes the cost of submitting a
SNUN is relatively small compared to the cost of developing and
marketing a chemical new to a firm and that the requirement to submit a
SNUN generally does not have a significant economic impact.
A SNUR applies to any person (including small or large entities)
who intends to engage in any activity described in the rule as a
``significant new use.'' In the proposed SNUR EPA preliminarily
determined, based in part, on the Agency's market research, that these
chemical substances are not being manufactured (including imported) or
processed for a significant new use. In the case of the benzidine-based
dyes, this preliminary determination also included importation and
processing of these chemical substances as part of articles (Ref. 1).
EPA received no public comment indicating any ongoing importation of
the benzidine-based chemical substances as part of articles or
otherwise. Therefore, EPA is finalizing its determination that these
uses, including the importation and processing of benzidine-based dyes
as part of articles, are new and not ongoing. Thus no small entities
presently engage in a significant new use.
Therefore, EPA believes that the potential economic impact of
complying with this SNUR is not expected to be significant or adversely
impact a substantial number of small entities.
D. Unfunded Mandates Reform Act (UMRA)
Based on EPA's experience with proposing and finalizing SNURs,
State, local, and Tribal governments have not been impacted by these
rulemakings, and EPA does not have any reason to believe that any
State, local, or Tribal government would be impacted by this
rulemaking. As such, EPA has determined that this regulatory action
would not impose any enforceable duty, contain any unfunded mandate, or
otherwise have any effect on small governments subject to the
requirements of sections 202, 203, 204, or 205 of UMRA, 2 U.S.C. 1531-
1538.
E. Executive Order 13132: Federalism
This action does not have a substantial direct effect on States, on
the relationship between the national government and the States, or on
the distribution of power and responsibilities among the various levels
of government, as specified in Executive Order 13132 (64 FR 43255,
August 10, 1999).
[[Page 77909]]
F. Executive Order 13175: Consultation and Coordination With Indian
Tribal Governments
This action does not have Tribal implications because it will not
have any effect (i.e., there will be no increase or decrease in
authority or jurisdiction) on Tribal governments, on the relationship
between the Federal government and the Indian tribes, or on the
distribution of power and responsibilities between the Federal
government and Indian tribes. Thus, Executive Order 13175 (65 FR 67249,
November 9, 2000), does not apply to this action.
G. Executive Order 13045: Protection of Children From Environmental
Health Risks and Safety Risks
This action is not subject to Executive Order 13045 (62 FR 19885,
April 23, 1997), because this action is not intended to address
environmental health or safety risks for children.
H. Executive Order 13211: Actions Concerning Regulations That
Significantly Affect Energy Supply, Distribution, or Use
This action is not subject to Executive Order 13211 (66 FR 28355,
May 22, 2001), because it is not expected to affect energy supply,
distribution, or use.
I. National Technology Transfer and Advancement Act (NTTAA)
Since this action does not involve any technical standards, section
12(d) of NTTAA, 15 U.S.C. 272 note, does not apply to this action.
J. Executive Order 12898: Federal Actions To Address Environmental
Justice in Minority Populations and Low-Income Populations
This action does not entail special considerations of environmental
justice related issues as delineated by Executive Order 12898 (59 FR
7629, February 16, 1994), because EPA has determined that this action
will not have disproportionately high and adverse human health or
environmental effects on minority or low-income populations. This
action does not affect the level of protection provided to human health
or the environment.
K. Congressional Review Act (CRA)
Pursuant to the CRA, 5 U.S.C. 801 et seq., EPA will submit a report
containing this rule and other required information to the U.S. Senate,
the U.S. House of Representatives, and the Comptroller General of the
United States prior to publication of the rule in the Federal Register.
This action is not a ``major rule'' as defined by 5 U.S.C. 804(2).
List of Subjects
40 CFR Part 9
Environmental protection, Reporting and recordkeeping requirements.
40 CFR Part 721
Environmental protection, Chemicals, Hazardous substances,
Reporting and recordkeeping requirements.
Dated: December 16, 2014.
Wendy C. Hamnett,
Director, Office of Pollution Prevention and Toxics.
Therefore, 40 CFR chapter I is amended as follows:
PART 9--[AMENDED]
0
1. The authority citation for part 9 continues to read as follows:
Authority: 7 U.S.C. 135 et seq., 136-136y; 15 U.S.C. 2001, 2003,
2005, 2006, 2601-2671; 21 U.S.C. 331j, 346a, 348; 31 U.S.C. 9701; 33
U.S.C. 1251 et seq., 1311, 1313d, 1314, 1318, 1321, 1326, 1330,
1342, 1344, 1345 (d) and (e), 1361; E.O. 11735, 38 FR 21243, 3 CFR,
1971-1975 Comp. p. 973; 42 U.S.C. 241, 242b, 243, 246, 300f, 300g,
300g-1, 300g-2, 300g-3, 300g-4, 300g-5, 300g-6, 300j-1, 300j-2,
300j-3, 300j-4, 300j-9, 1857 et seq., 6901-6992k, 7401-7671q, 7542,
9601-9657, 11023, 11048.
0
2. In Sec. [emsp14]9.1, add the following sections in numerical order
under the undesignated center heading ``Significant New Uses of
Chemical Substances'' to read as follows:
Sec. [emsp14]9.1 OMB approvals under the Paperwork Reduction Act.
* * * * *
------------------------------------------------------------------------
40 CFR citation OMB Control No.
------------------------------------------------------------------------
* * * * *
------------------------------------------------------------------------
Significant New Uses of Chemical Substances
------------------------------------------------------------------------
* * * * *
721.10226............................................. 2070-0038
721.10227............................................. 2070-0038
* * * * *
------------------------------------------------------------------------
* * * * *
PART 721--[AMENDED]
0
3. The authority citation for part 721 continues to read as follows:
Authority: 15 U.S.C. 2604, 2607, and 2625(c).
0
4. Revise Sec. 721.1660 to read as follows:
Sec. 721.1660 Benzidine-based chemical substances.
(a) Chemical substances and significant new uses subject to
reporting. (1) The benzidine-based chemical substances listed in Table
1 and Table 2 of this section are subject to reporting under this
section for the significant new uses described in paragraph (a)(2) of
this section.
Table 1--Benzidine-Based Chemical Substances
--------------------------------------------------------------------------------------------------------------------------------------------------------
CAS or accession No. C.I. name C.I. No. Chemical name
--------------------------------------------------------------------------------------------------------------------------------------------------------
117-33-9.............................. Not available............ Not available........... 1,3-Naphthalenedisulfonic acid, 7-hydroxy-8-[2-[4'-[2-(4-
hydroxyphenyl)diazenyl][1,1'-biphenyl]-4-yl]diazenyl]-
65150-87-0............................ Not available............ Not available........... 1,3,6-Naphthalenetrisulfonic acid, 8-hydroxy-7-[2-[4'-[2-(2-
hydroxy-1-naphthalenyl)diazenyl][1,1'- biphenyl]-4-
yl]diazenyl]-, lithium salt (1:3)
68214-82-4............................ Direct Navy BH........... 22590................... 2,7-Naphthalenedisulfonic acid, 5-amino-3-[2-[4'-[2-(7-
amino-1-hydroxy-3-sulfo-2- naphthalenyl)diazenyl][1,1'-
biphenyl]-4- yl]diazenyl]-4-hydroxy-, sodium salt (1:2)
72379-45-4............................ Not available............ Not available........... 2,7-Naphthalenedisulfonic acid, 4-amino-5-
hydroxy-3-[2-[4'-[2-[2-hydroxy-4-[(2-
methylphenyl)amino]phenyl]diazenyl][1,1'- biphenyl]-4-
yl]diazenyl]-6-(2-phenyldiazenyl)-
Accession No. 21808................... CBI...................... CBI..................... 2,7-Naphthalenedisulfonic acid, 4-amino-5-
CAS No. CBI (NA)...................... hydroxy [[[(substituted phenylamino)] substituted
phenylazo] diphenyl]azo-, phenylazo-, disodium salt.
(generic name)
[[Page 77910]]
Accession No. 24921................... CBI...................... CBI..................... 4-(Substituted naphthalenyl )azo diphenylyl azo-substituted
CAS No................................ carbopolycycle azo benzenesulfonic acid, sodium salt.
(generic name)
Accession No. 26256................... CBI...................... CBI..................... 4-(Substituted phenyl)azo biphenylyl azo-
CAS No. CBI (NA)...................... substituted carbopolycycloazo benzenesulfonic acid, sodium
salt. (generic name)
Accession No. 26267................... CBI...................... CBI..................... 4-(Substituted phenyl)azo biphenylyl azo -
CAS No. CBI (NA)...................... substituted carbopolycycle azo benzenesulfonic acid, sodium
salt. (generic name)
Accession No. 26701................... CBI...................... CBI..................... Phenylazoaminohydroxynaphthalenylazobiphenylazo substituted
CAS No. CBI (NA)...................... benzene sodium sulfonate. (generic name).
--------------------------------------------------------------------------------------------------------------------------------------------------------
Table 2--Benzidine-Based Chemical Substances
----------------------------------------------------------------------------------------------------------------
CAS No. C.I. name C.I. No. Chemical name
----------------------------------------------------------------------------------------------------------------
92-87-5....................... Benzidine........ Not available.... [1,1'-Biphenyl]-4,4'-diamine.
531-85-1...................... Benzidine Not available.... [1,1'-Biphenyl]-4,4'-diamine,
[middot] 2HCl. dihydrochloride.
573-58-0...................... C.I. Direct Red 22120............ 1- Naphthalenesulfonic acid, 3,3'-[[1,1'-
28. biphenyl]-4,4'-diylbis(azo)]bis[4-amino-,
disodium salt.
1937-37-7..................... C.I. Direct Black 30235............ 2,7-Naphthalenedisulfonic acid, 4-amino-3-
38. [[4'-[(2,4-diaminophenyl) azo][1,1'-
biphenyl]-4- yl]azo]-5-hydroxy-6-
(phenylazo)-, disodium salt.
2302-97-8..................... C.I. Direct Red 22500............ 1-Naphthalenesulfonic acid, 8,8'-[[1,1'-
44. biphenyl]-4,4'-diylbis(azo)]bis[7-hydroxy-
, disodium salt.
2429-73-4..................... C.I. Direct Blue 22590............ 2,7-Naphthalenedisulfonic acid, 5-amino-3-
2. [[4'-[(7-amino-1-hydroxy-3-sulfo-2-
naphthalenyl)azo][1,1'-biphenyl]-4-
yl]azo]-4-hydroxy-, trisodium salt.
2429-79-0..................... C.I. Direct 22130............ Benzoic acid, 5-[[4'-[(1-amino-4-sulfo-2-
Orange 8. naphthalenyl) azo][1,1'-biphenyl]-4-
yl]azo]-2- hydroxy-, disodium salt.
2429-81-4..................... C.I. Direct Brown 35660............ Benzoic acid, 5-[[4'-[[2,6-diamino-3-[[8-
31. hydroxy-3,6-disulfo-7-[(4-sulfo-1-
naphthalenyl)azo]-2- naphthalenyl]azo]-5-
methylphenyl]azo][1,1'- biphenyl]-4-
yl]azo]-2-hydroxy-, tetrasodium salt.
2429-82-5..................... C.I. Direct Brown 22311............ Benzoic acid, 5-[[4'-[(7-amino-1-hydroxy-3-
2. sulfo-2-naphthalenyl) azo][1,1'-biphenyl]-
4-yl]azo]-2-hydroxy-, disodium salt.
2429-83-6..................... Direct Black 4... 30245............ 2,7-Naphthalenedisulfonic acid, 4-amino-3-
[[4'-[(2,4-diamino-5-
methylphenyl)azo][1,1'-biphenyl]-4-
yl]azo] -5-hydroxy-6-(phenylazo)-,
disodium salt.
2429-84-7..................... C.I. Direct Red 1 22310............ Benzoic acid, 5-[[4'-[(2-amino-8-hydroxy-6-
sulfo-1-naphthalenyl)azo][1,1'-biphenyl]-
4-yl]azo]-2-hydroxy-, disodium salt.
2586-58-5..................... C.I. Direct Brown 30110............ Benzoic acid, 5-[[4'-[[2,6-diamino-3-
1:2. methyl-5-[(4-
sulfophenyl)azo]phenyl]azo][1,1'-
biphenyl]-4- yl]azo]-2-hydroxy-, disodium
salt.
2602-46-2..................... C.I. Direct Blue 22610............ 2,7-Naphthalenedisulfonic acid, 3,3'-
6. [[1,1'-biphenyl]-4,4'-diylbis(azo)]bis[5-
amino-4-hydroxy-, tetrasodium salt.
2893-80-3..................... C.I. Direct Brown 30140............ Benzoic acid, 5-[[4'-[[2,4-dihydroxy-3-[(4-
6. sulfophenyl) azo]phenyl]azo][1,1'-
biphenyl]-4- yl]azo]-2-hydroxy-, disodium
salt.
3530-19-6..................... C.I. Direct Red 22240............ 1,3-Naphthalenedisulfonic acid, 8-[[4'-[(4-
37. ethoxyphenyl)azo][1,1'-biphenyl]-4-
yl]azo]-7-hydroxy-, disodium salt
3567-65-5..................... C.I. Acid Red 85. 22245............ 1,3-Naphthalenedisulfonic acid, 7-hydroxy-
8-[[4'-[[4-[[(4-
methylphenyl)sulfonyl]oxy]phenyl]azo][1,1
'-biphenyl]-4-yl]azo]-, disodium salt.
3626-28-6..................... C.I. Direct Green 30280............ 2,7-Naphthalenedisulfonic acid, 4-amino-5-
1. hydroxy-3-[[4'-[(4-
hydroxyphenyl)azo][1,1'- biphenyl]-4-
yl]azo]-6-(phenylazo)-, disodium salt.
3811-71-0..................... C.I. Direct Brown 30045............ Benzoic acid, 5-[[4'-[[2,4-diamino-5-[(4-
1. sulfophenyl) azo]phenyl]azo][1,1'
biphenyl]-4- yl]azo]-2-hydroxy-, disodium
salt.
4335-09-5..................... C.I. Direct Green 30295............ 2,7-Naphthalenedisulfonic acid, 4-amino-5-
6. hydroxy-6-[[4'-[(4-
hydroxyphenyl)azo][1,1'-biphenyl]-4-
yl]azo]-3-[(4-nitrophenyl)azo]-, disodium
salt.
6358-80-1..................... C.I. Acid Black 30336............ 2,7-Naphthalenedisulfonic acid, 4-amino-5-
94. hydroxy-3-[[4'-[[4-hydroxy-2-[(2-
methylphenyl)amino]phenyl]azo] [1,1'-
biphenyl]-4-yl]azo]-6-[(4-sulfophenyl)
azo]-, trisodium salt.
6360-29-8..................... C.I. Direct Brown 31725............ Benzoic acid, 5-[[4'-[[4-[(4-amino-7-sulfo-
27. 1-naphthalenyl)azo]-6-sulfo-1-
naphthalenyl]azo][1,1'-biphenyl]-4-yl]
azo]-2- hydroxy-, trisodium salt.
6360-54-9..................... C.I. Direct Brown 30120............ Benzoic acid, 5-[[4'-[[2,6-diamino-3-
154. methyl-5-[(4-sulfophenyl)azo]phenyl]
azo][1,1'-biphenyl]-4-yl]azo]-2- hydroxy-
3-methyl-, disodium salt.
8014-91-3..................... C.I. Direct Brown 36300............ Benzoic acid, 3,3'-[(3,7-disulfo-1,5-
74. naphthalenediyl)bis [azo(6-hydroxy-3,1-
phenylene)azo[6(or7)-sulfo-4,1-
naphthalenediyl]azo[1,1'-biphenyl]-4,4'-
diylazo]]bis[6-hydroxy-, hexasodium salt.
16071-86-6.................... C.I. Direct Brown 30145............ Cuprate(2-), [5-[[4'-[[2,6-dihydroxy-3-[(2-
95. hydroxy-5-sulfophenyl)azo]phenyl]
azo][1,1'- biphenyl]-4-yl]azo]-2-
hydroxybenzoato(4-)]-, disodium salt.
----------------------------------------------------------------------------------------------------------------
[[Page 77911]]
(2) The significant new uses are:
(i) For each of the chemical substances listed in Table 2 of this
section, any use other than use as a reagent to test for hydrogen
peroxide in milk; a reagent to test for hydrogen sulfate, hydrogen
cyanide, and nicotine; a stain in microscopy; a reagent for detecting
blood; an analytical standard; and, additionally for Colour Index
(C.I.) Direct Red 28 (Congo Red) (CAS No. 573-58-0), an indicator dye.
(ii) For the chemical substances listed in Table 1 of this section:
Any use.
(b) Specific requirements. The provisions of subpart A of this part
apply to this section except as modified by this paragraph (b).
(1) Revocation of certain notification exemptions. The provisions
of Sec. 721.45(f) do not apply to this section. A person who imports
or processes a chemical substance identified in paragraph (a)(1) of
this section as part of an article for a significant new use described
in paragraph (a)(2) of this section is not exempt from submitting a
significant new use notice.
(2) [Reserved]
0
5. Add Sec. 721.10226 to subpart E to read as follows:
Sec. 721.10226 Di-n-pentyl phthalate (DnPP).
(a) Chemical substance and significant new uses subject to
reporting. (1) The chemical substance identified as di-n-pentyl
phthalate (DnPP) (1,2-benzenedicarboxylic acid, 1,2-dipentyl ester)
(CAS No. 131-18-0) is subject to reporting under this section for the
significant new uses described in paragraph (a)(2) of this section.
(2) The significant new use is: Any use other than use as a
chemical standard for analytical experiments.
(b) [Reserved]
0
6. Add Sec. 721.10227 to subpart E to read as follows:
Sec. 721.10227 Alkanes, C[bdi1][bdi2]-[bdi1][bdi3], chloro
(CAS No. 71011-12-6).
(a) Chemical substance and significant new uses subject to
reporting. (1) The chemical substance identified as alkanes,
C12-13, chloro (CAS No. 71011-12-6) is subject to reporting
under this section for the significant new uses described in paragraph
(a)(2) of this section.
(2) The significant new use is: Any use.
(b) Specific requirements. The provisions of subpart A of this part
apply to this section except as modified by this paragraph (b).
(1) Persons who must report. Section 721.5 applies to this section
except for Sec. 721.5(a)(2). A person who intends to manufacture for
commercial purposes a substance identified in paragraph (a)(1) of this
section and intends to distribute the substance in commerce must submit
a significant new use notice.
(2) [Reserved]
[FR Doc. 2014-29887 Filed 12-24-14; 8:45 am]
BILLING CODE 6560-50-P