Electronic Distribution of Prescribing Information for Human Prescription Drugs, Including Biological Products, 75506-75527 [2014-29522]
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Federal Register / Vol. 79, No. 243 / Thursday, December 18, 2014 / Proposed Rules
• Federal eRulemaking Portal: https://
www.regulations.gov. Follow the
instructions for submitting comments.
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
Food and Drug Administration
21 CFR Parts 201, 606, and 610
[Docket No. FDA–2007–N–0363]
RIN 0910–AG18
Electronic Distribution of Prescribing
Information for Human Prescription
Drugs, Including Biological Products
AGENCY:
Food and Drug Administration,
HHS.
ACTION:
Proposed rule.
The Food and Drug
Administration (FDA or the Agency) is
proposing to amend its prescription
drug and biological product labeling
regulations to require electronic
distribution of the prescribing
information intended for health care
professionals, which is currently
distributed in paper form on or within
the package from which a prescription
drug or biological product is dispensed.
FDA is also proposing that prescribing
information intended for health care
professionals will no longer be
permitted to be distributed in paper
form with the package from which a
prescription drug or biological product
is dispensed, except as provided by this
regulation. We are proposing these
actions to help ensure that the most
current prescribing information is
publicly accessible for the safe and
effective use of human prescription
drugs.
SUMMARY:
Submit either electronic or
written comments on the proposed rule
by March 18, 2015. Submit comments
on information collection issues under
the Paperwork Reduction Act of 1995 by
January 20, 2015 (see the ‘‘Paperwork
Reduction Act of 1995’’ section of this
document). See section XI for the
proposed effective date of a final rule
based on this proposed rule.
ADDRESSES: You may submit comments,
by any of the following methods, except
that written comments on information
collection issues under the Paperwork
Reduction Act of 1995 must be faxed to
the Office of Information and Regulatory
Affairs, Office of Management and
Budget (OMB), Attn: FDA Desk Officer,
FAX: 202–395–7285, or emailed to oira_
submission@omb.eop.gov (see the
‘‘Paperwork Reduction Act of 1995’’
section of this document).
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DATES:
Electronic Submissions
Submit electronic comments in the
following way:
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Written Submissions
Submit written submissions in the
following ways:
• Mail/Hand delivery/Courier (for
paper submissions): Division of Dockets
Management (HFA–305), Food and Drug
Administration, 5630 Fishers Lane, Rm.
1061, Rockville, MD 20852.
Instructions: All submissions received
must include the Docket No. FDA–
2007–N–0363 for this rulemaking. All
comments received may be posted
without change to https://
www.regulations.gov, including any
personal information provided. For
additional information on submitting
comments, see the ‘‘Comments’’ heading
of the SUPPLEMENTARY INFORMATION
section of this document.
Docket: For access to the docket to
read background documents or
comments received, go to https://
www.regulations.gov and insert the
docket number, found in brackets in the
heading of this document, into the
‘‘Search’’ box and follow the prompts
and/or go to the Division of Dockets
Management, 5630 Fishers Lane, Rm.
1061, Rockville, MD 20852.
FOR FURTHER INFORMATION CONTACT:
Emily Gebbia, Center for Drug
Evaluation and Research, Food and
Drug Administration, 10903 New
Hampshire Ave., Bldg. 51, Rm. 6217,
Silver Spring, MD 20993, 240–402–
0980.
SUPPLEMENTARY INFORMATION:
Table of Contents
Executive Summary
Purpose of the Regulatory Action
Summary of the Major Provisions of the
Regulatory Action
Costs and Benefits
I. Background
A. How do ‘‘Prescription Drug Labeling’’,
‘‘Prescribing Information’’, and ‘‘Patient
Labeling’’ for human prescription drugs
differ?
B. Who receives paper prescribing
information and who uses it?
C. Discussion of Special Consideration of
Types of Human Prescription Drug
Labeling
D. What is the history of electronic
regulatory submissions?
E. Discussion of Other Labeling Initiatives
II. Discussion
A. What are we proposing?
B. Why is electronic distribution of
prescribing information better?
C. Need for Up-To-Date Prescribing
Information
D. How are the application processes for
changes to labeling affected?
III. Public Hearing on the Electronic
Distribution of Prescribing Information
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A. Summary of Comments
B. FDA’s View on the Comments and
Testimony
IV. Description of the Proposed Rule
A. Labeling Accompanying the Product
B. Label Statement
C. Paper Versus Electronic
D. Exemptions
E. Submission of Most Current Version of
Prescribing Information to FDA
F. Conforming Amendments
V. Legal Authority
VI. Environmental Impact
VII. Paperwork Reduction Act of 1995
A. Summary of Provisions in Proposed
Rule That Contain Collections of
Information
B. Estimates of Reporting Burden
C. Other Annualized Cost Burdens to
Respondents: Operating and
Maintenance Costs of the Toll-Free
Telephone Number and Responding to
Requests
D. Capital Costs
VIII. Federalism
IX. Analysis of Impacts
X. Comments
XI. Proposed Effective Date
XII. Proposed Compliance Date
XIII. References
Executive Summary
Purpose of the Regulatory Action
The Food and Drug Administration
(FDA) is proposing to amend its labeling
regulations at 21 CFR 201.100, 201.306,
201.310, 606.121, 606.122, 610.60, and
610.61 for human prescription drugs
and biological products, and blood and
blood components intended for
transfusion, to require that the
prescribing information intended for
health care professionals be distributed
electronically and, with few exceptions,
not in paper form. Prescribing
information provides health care
professionals the information necessary
for the safe and effective use of the
product. It is updated periodically to
include the most current information,
such as newly acquired safety
information. Currently, the prescribing
information is distributed in paper form
on or within the package from which a
prescription drug is dispensed. The
paper form of the prescribing
information may not contain the most
current information because it may have
been printed and distributed prior to
more recent labeling changes, while the
electronic form of prescribing
information can be updated in real-time.
FDA is taking this action to ensure that
the most current prescribing
information for prescription drugs will
be available and readily accessible to
health care professionals at the time of
clinical decisionmaking and dispensing.
The electronic distribution
requirements of this proposed rule
would not apply to patient labeling
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(including patient package inserts and
Medication Guides), or to prescribing
information accompanying promotional
labeling, which would continue to be
provided in paper form.
FDA is authorized under various
sections of the Federal Food, Drug, and
Cosmetic Act (the FD&C Act) to require
that prescribing information be
distributed electronically and to require
that paper copies of the prescribing
information no longer be distributed,
except as provided in this regulation, to
ensure that human prescription drugs
have adequate directions for use and to
ensure the efficient enforcement of the
FD&C Act. These sections include
sections 201(n), 502, 503, 505, and
701(a) of the FD&C Act (21 U.S.C.
321(n), 352, 353, 355, and 371(a)), and
section 351 of the Public Health Service
Act (the PHS Act) (42 U.S.C. 262). The
electronic distribution of prescribing
information for human prescription
drugs would permit the efficient
enforcement of the misbranding
provisions in sections 502(a) and (f) of
the FD&C Act, as well as the safety and
effectiveness provisions of section 505
of the FD&C Act.
Summary of the Major Provisions of the
Regulatory Action
The proposed rule would amend the
labeling regulations to require
manufacturers to distribute the
prescribing information electronically,
instead of in paper form. Manufacturers
would be required to submit the
prescribing information to FDA for
posting on FDA’s publicly available
labeling repository Web site
(labels.fda.gov) every time there is a
change in the labeling. Manufacturers
would also be required to review the
labeling posted at FDA’s Web site to
verify that the correct version of the
labeling appears in the repository, and
to promptly notify FDA if the correct
version is not posted. This would
ensure that the most up-to-date version
of the prescribing information is
available to health care professionals
and the public.
The proposed rule would require a
product’s immediate container label and
outside package to bear a statement
directing health care professionals to
FDA’s labeling repository to view the
electronic version of prescribing
information. The statement would also
provide a toll-free telephone number,
maintained by the manufacturer, to
receive requests for the manufacturer to
send an emailed, faxed or mailed paper
copy of the prescribing information. The
manufacturer would be required to
ensure the toll-free number service was
available 24 hours a day, 7 days a week.
This would ensure that the prescribing
information is accessible in most
situations when Internet access is not
available to the health care professional.
In addition, the proposed rule would
provide that FDA may grant an
exemption from the electronic
distribution of labeling requirements
when compliance could adversely affect
the safety, effectiveness, purity, or
potency of the drug, is not
technologically feasible, or is otherwise
inappropriate. Manufacturers of
exempted products would distribute
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prescribing information in paper form
on or within the package from which
the product is dispensed. Examples of
circumstances where it may be
appropriate to exempt a product include
a product intended for use in an
emergency room or a product that may
be stockpiled for an emergency.
Costs and Benefits
The proposed rule impacts the drug
and biological products industries that
supply prescribing information, as well
as the prescribers, pharmacists and
other health care professionals who are
the intended users of the information.
After initial set-up costs, industry will
experience net savings by providing the
prescription information electronically.
Pharmacies will incur net costs due to
initial capital costs to access the
information, increased search time
when accessing the information and the
printing cost when a request is received
for the prescribing information in
printed form. We estimate no cost
increases to most health care
professionals to access the information.
At a 7 percent discount rate over a 10year period, the annualized cost savings
range from $52 million to $164 million
and are predominantly savings to
industry; the annualized costs range
from $47 million to $89 million and are
mainly incurred by pharmacies; and the
annualized net savings range from $5
million to $74 million. The public
health benefits of users having access to
the most up-to-date version of the
prescribing information have not been
quantified.
SUMMARY OF ANNUALIZED COSTS AND COST SAVINGS OF THE PROPOSED RULE
[$ millions]
7% discount rate, 10 years
Low
High
3% discount rate, 10 years
Low
High
Cost Savings ....................................................................................................
Costs ................................................................................................................
$51.8
46.8
$163.7
89.2
$56.6
46.6
$170.8
88.6
Net savings ...............................................................................................
5.0
73.5
10.0
82.2
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I. Background
We are proposing to amend the
labeling regulations to require electronic
distribution of prescribing information
for human prescription drugs.1 This is
intended to facilitate the distribution of
1 When used in this proposed rule, the term
‘‘drug’’ includes biological products e.g. allergenic
products, vaccines, blood and blood components
intended for transfusion, plasma derivatives, gene
therapies, and human cells, tissues, and cellularand tissue-based products licensed under section
351 of the PHS Act.
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updated prescribing information as new
information becomes available and as
changes in prescribing information are
made. FDA is taking this action so that
the most current prescribing
information for distributed prescription
drugs will be available and readily
accessible to health care professionals at
the time of clinical decisionmaking and
dispensing.
This proposed rule complements
other FDA and Department of Health
and Human Services initiatives that are
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intended to provide accessible
electronic drug product information to
health care professionals, consumers,
and/or the public. These initiatives
include the electronic prescribing
provisions of the Medicare Prescription
Drug Improvement and Modernization
Act (Pub. L. 108–173), the requirement
for bar codes on certain drug product
labels, the requirement for submission
of electronic labeling in product
approval applications, and electronic
registration of drug establishments and
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listing of drug products. Additionally,
the Agency has been involved in an
initiative known as ‘‘DailyMed’’.
‘‘DailyMed’’ is a publicly-available,
computerized repository of a broad
array of drug information, which is
maintained by the National Library of
Medicine.
A. How do ‘‘Prescription Drug
Labeling’’, ‘‘Prescribing Information’’,
and ‘‘Patient Labeling’’ for human
prescription drugs differ?
‘‘Prescription drug labeling,’’ as
relevant to this proposed rule, includes
prescribing information; patient
labeling; the product’s immediate
container label; outer container; the
outside package; and other written,
printed, or graphic information that
accompanies the product. Prescription
drug labeling meets the definition of
‘‘labeling’’ in section 201(m) of the
Federal Food, Drug, and Cosmetic Act
(the FD&C Act) (21 U.S.C. 321(m)) and
must comply with all applicable
provisions of section 502 of the FD&C
Act (21 U.S.C. 352). In addition, in order
to be exempt from the statutory
requirement of section 502(f)(1) of the
FD&C Act, prescription drug labeling
must also satisfy the requirement of
§ 201.100(d) (21 CFR 201.100(d)) which
states that any labeling, as defined in
section 201(m) of the FD&C Act,
whether or not it is on or within a
package from which the drug is to be
dispensed, distributed on or behalf of
the manufacturer, packer, or distributor
of the drug, that furnishes or purports to
furnish information for use or which
prescribes, recommends, or suggests a
dosage for the use of the drug contains
adequate information for such use, as
further described in that provision. In
this document, the terms ‘‘prescription
drug labeling’’, ‘‘product labeling’’, and
‘‘labeling’’ will be used interchangeably
as broader terms to encompass
prescribing information and other
information considered to be
components of labeling. All components
of labeling are submitted to FDA as part
of an applicant’s new drug application
(NDA), abbreviated new drug
application (ANDA), biologics license
application (BLA), supplement, annual
report, or in other submissions, such as
establishment registration and drug
listing.
‘‘Prescribing information’’, commonly
referred to as ‘‘professional labeling’’,
‘‘content of labeling’’, ‘‘package insert’’,
‘‘physician labeling’’, ‘‘direction
circular’’, ‘‘circular of information’’, or
‘‘package circular’’, is a component of
prescription drug labeling and is
periodically updated to include the
most current information about the
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product. For products approved by
FDA, approval of the prescribing
information is based on the Agency’s
thorough analysis of the marketing
application, including the proposed
label, submitted by the applicant.
Prescribing information contains the
information necessary for safe and
effective use of the product, and is
intended for use by the health care
professional. Prescribing information is
subject to the format and content
requirements of §§ 201.56, 201.57,
201.80, 606.122, or 610.61 (21 CFR
201.56, 201.57, 201.80, 606.122, or
610.61). Prescribing information is
currently distributed in paper form with
the product to meet the condition
stating that labeling on or within the
package from which a prescription drug
is to be dispensed bears adequate
information for its use (§ 201.100(c)(1)).
This proposed rule applies to
prescribing information that is currently
distributed in paper form on or within
the package from which the prescription
drug is to be dispensed. In addition,
prescribing information must also
accompany ‘‘promotional’’ labeling, as
described in § 202.1(l)(2) (21 CFR
202.1(l)(2)).2 This proposed rule will not
apply to prescribing information that
accompanies promotional labeling,
which will continue to be distributed in
paper form. Therefore, we propose new
§ 201.100(d)(4) to make clear that
prescribing information accompanying
promotional labeling must be
distributed in paper form.
‘‘Patient labeling’’, another
component of labeling for some
prescription drugs, is FDA-approved
information that is intended for patient
use and includes patient package inserts
and Medication Guides. Patient labeling
must be reprinted in the prescribing
information or must accompany the
prescribing information
(§§ 201.57(c)(18) and 201.80(f)(2)).
Because FDA is examining methods to
improve the content and distribution of
patient labeling in a different initiative,
2 Such labeling is described in § 202.1(l)(2) and
includes, for example, printed, audio, or visual
matter containing drug information supplied by and
disseminated by or on behalf of the manufacturer,
packer, or distributer. Examples include but are not
limited to: Brochures, booklets, mailing pieces,
calendars, price lists, catalogs, letters, motion
picture films, sound recordings, exhibits, or
literature. Such promotional material is labeling as
defined in section 201(m) of the FD&C Act, and
therefore, must comply with § 201.100(d) which
states that any labeling, as defined in section
201(m) of the FD&C Act, whether or not it is on or
within a package from which the drug is to be
dispensed, distributed by or on behalf of the
manufacturer, packer, or distributor, that furnishes
or purports to furnish information for use or which
prescribes, recommends, or suggests a dosage for
the use of the drug contains adequate information
for such use.
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patient labeling is not affected by this
proposed rule and will continue to be
provided in paper form, as required by
applicable regulations, and to be
electronically submitted to FDA with
the prescribing information. Therefore,
for those products including patient
labeling, patients will continue to
receive warnings, risk information, and
special instructions for use in paper
form as patient labeling.
Prescription drug labeling also
includes the product’s immediate
container label and the outside package.
It is noted that labeling regulations of
biological products distinguish between
a ‘‘container label’’ and ‘‘package label’’
(§§ 610.60 and 610.61 (21 CFR 610.60
and 610.61)). For purposes of this
document, any reference to the ‘‘outside
package’’ applies to the ‘‘package label’’
for biological products or the outer
carton, outer container, or outer package
of the prescription drug. Based on the
FD&C Act definitions of the terms
‘‘label’’ and ‘‘labeling’’, any outer
container, carton, or package is
‘‘labeling’’.
B. Who receives paper prescribing
information and who uses it?
The prescribing information that is
the subject of this proposed rule is the
paper version that is on or within the
package from which the drug is to be
dispensed (e.g., physically attached to
the bottle containing the drug, inside
the carton or box containing the drug,
with the bulk pharmacy package).
Usually, it is printed on thin paper in
small size font, and is folded multiple
times so that it can be contained within
the drug carton or can be otherwise
attached to drug packaging. Drug
products, with the paper prescribing
information on or within their
packaging, are distributed to pharmacies
for dispensing.
This paper prescribing information is
intended for use by all health care
professionals. However, health care
professionals have come to rely on
electronic or other paper versions (e.g.,
compendia such as the Physicians’ Desk
Reference (PDR)) compiled by third
parties instead of this paper version.
Prescribing physicians and many health
care professionals (e.g., nurses) typically
do not receive this paper version
because they do not dispense drugs.
Pharmacists do receive it along with the
drug product from the manufacturer or
distributer, but it is often difficult to
read due to the small font size, thin
paper, and multiple folds, and we have
heard anecdotally that it is often
discarded. In addition, pharmacies
usually have some form of compendia
purchased from a third party, and many
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hospitals and chain pharmacies rely on
electronic compendia. Patients
ordinarily do not receive the paper
prescribing information because the
pharmacist dispenses the drug to a
patient in a different container than the
packaging from the manufacturer, but
they do receive other information
intended for patients from the pharmacy
(see section I.A).
C. Discussion of Special Consideration
of Types of Human Prescription Drug
Labeling
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1. Instructions for Use for the
Pharmacist
Instructions for use for the pharmacist
are considered part of human
prescription drug labeling, specifically
part of the prescribing information. For
the purposes of this proposed rule,
instructions for use for the pharmacist
include any instructions for
administering, assembling,
reconstituting, mixing, diluting, or other
preparation that is done prior to
dispensing the drug product to the
patient. These preparation steps for the
pharmacist are contained in the ‘‘Dosage
and Administration’’ section of the
prescribing information (§§ 201.57(c)(3)
and 201.80(j)), which currently
accompanies the product in paper form.
If the information is adequately concise,
it may also be printed on the product’s
immediate container label or on the
outside package. To the extent that this
information is available on the
immediate container label or outside
package, it does not fall within the
scope of this proposed rule. However,
usually the product’s immediate
container label is too small to contain
the preparation instructions, so the
immediate container label or the outside
package typically bears a statement
referring to the prescribing information
for the detailed instructions. Therefore,
where the container label refers to the
prescribing information for preparation
instructions, this proposed rule would
require that these instructions for use
for the pharmacist be available
electronically, rather than in paper
form. This proposed rule provides a
mechanism, if needed, to request the
prescribing information in paper form.
FDA welcomes comments on whether,
in circumstances where the instructions
for use for the pharmacist are not
sufficiently concise to be printed on the
immediate container label or outside
package, the electronic version of the
prescribing information is adequate.
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2. Prescribing Information (Circular of
Information) for Blood and Blood
Components Intended for Transfusion
In addition to § 201.100, blood and
blood components intended for
transfusion are also subject to labeling
requirements under §§ 606.121 and
606.122, including the requirement that
the circular of information be available
for distribution, and to registration and
listing requirements under 21 CFR part
607. This rule, if finalized, would
require that the prescribing information
(i.e., the circular of information) for
blood and blood components intended
for transfusion be provided
electronically, rather than in paper
form. This rule would also provide the
mechanism for a request to be made for
prescribing information in paper form.
In contrast to biological products that
register and list under part 207 (21 CFR
part 207), however, labeling and
registration and listing information for
blood and blood components are
currently not electronically submitted to
the Agency. FDA is in the process of
developing standards for the electronic
submission of labeling for these
products, and these standards will
eventually accommodate blood and
blood components. The Agency will
consider progress in developing such
standards when setting a compliance
date for blood and blood components
and/or on our own initiative granting an
exemption for blood and blood
components for a period of time until
electronic submission of the labeling for
blood and blood components is
supported. Thus, the final regulation
may include staggered compliance
dates, with a later compliance date for
blood and blood components and an
earlier compliance date for all other
drug products. We also invite public
comment on whether blood and blood
components intended for transfusion
should be subject to the electronic
distribution of prescribing information
requirements in this proposed rule once
the electronic submission standards
accommodate these products.
3. Access to Prescribing Information
When Internet Access Is Unavailable
FDA recognizes that there may be
situations that present challenges for
accessing electronic prescribing
information of prescription drugs. Some
of these situations were identified in the
July 2013 Government Accountability
Office Report ‘‘Electronic Drug Labeling:
No Consensus on the Advantages and
Disadvantages of Its Exclusive Use’’
(GAO Report) (Ref. 1).
During a public health emergency,
natural disaster, or other situation
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involving field response, there may be
power outages or technology service
interruptions that render electronic
prescribing information unavailable to
health care professionals. Responders
generally enter an emergency situation
with all the medical supplies and
materials necessary to address the
emergency situation. Therefore, we do
not anticipate that they would rely on
the Internet being available to be able to
provide medical care. For example,
deployment units often have electronic
medical resources that can be used with
wireless mobile devices. If wireless
service is not available, units are also
equipped with back-up sources of drug
information (e.g., compendia
downloaded onto laptops or tablets,
paper compendia, and other targeted
information to address the public health
emergency). Responders also train
extensively for emergency situations
and are very familiar with the specific
drugs they are dispensing, reducing the
risks associated with not having access
to the electronic prescribing
information. Thus, reference to the full
content of labeling would rarely be
necessary in such an emergency. When
it comes to natural disasters that affect
pharmacies, they often have
contingency plans in place for how
services will be provided (e.g., during
events such as power disruptions). For
example, some pharmacies may rely on
back-up generators or refer patients to
another nearby pharmacy (Ref. 1). We
invite comment from public health
authorities and the medical care
community on how product labeling is
currently handled and whether current
practices are sufficient when Internet
access is not available due to disasters
or public health emergencies. We also
invite comment on what impact, if any,
this proposed rule will have during a
public health emergency, natural
disaster, or other situation involving
field response when Internet or wireless
access is not available or reliable.
We also recognize that, during the
course of a declared emergency, FDA
may issue an emergency use
authorization for an unapproved use of
an FDA-approved drug (21 U.S.C.
360bbb–3). In such a situation, it may be
appropriate to direct health care
providers to materials about the
Emergency Use Authorization as the
primary source of information about
product use for and during the
emergency, in addition to FDAapproved labeling available in the
labeling repository or in paper form, as
appropriate. We invite comment on
whether the proposed exemptions
provision provides emergency planners
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with sufficient flexibility regarding the
labeling of their stockpiled products.
We also are concerned that there may
be health care providers that are
routinely unable to access electronic
prescribing information due to a lack of
Internet access, either because of
resource constraints or geographic
location, e.g., in rural areas with limited
Internet access. As described in detail in
section IV.B, we are proposing that such
health care providers would be able to
access current prescribing information
through mail, fax, or email, by calling a
toll-free number that would be required
to be included on the immediate
container label and outer container of
human prescription drugs. In section
IV.B, we invite comment on whether
requesting the prescribing information
over the telephone is a sufficient
method for obtaining it when it cannot
be accessed using the Internet. We also
invite comment on alternative or
additional methods for ensuring that
health care professionals without
regular Internet access have the most
current prescribing information,
including comment on other systems
described in section II.C.
Finally, we note that drugs may be
exported from the United States for
humanitarian use in other countries. We
expect that labeling for such products
will often be in the language of the
country to which it is being exported
and include units of measurement used
in or designated by the country to which
the drug would be exported. Further, in
some instances, the country to which a
drug is being exported may have
different or additional labeling
requirements or conditions for use
(compared to those on the FDAapproved labeling), and the foreign
country may require the drug to be
labeled in accordance with those
requirements or uses. For these reasons,
we expect that drugs intended for export
generally will be labeled in accordance
with the foreign requirements and
conditions for use, as long as the
conditions in the relevant provisions of
the FD&C Act, or if applicable, section
351(h) of the PHS Act, are met.
Nevertheless, we request comment on
any impact that our current proposal to
require the electronic distribution of
labeling may have on drugs exported for
humanitarian use and whether any
modifications to the proposal should be
made to address such products.
D. What is the history of electronic
regulatory submissions?
On December 11, 2003, we amended
the regulations governing the format in
which certain labeling is required to be
submitted for review with NDAs,
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ANDAs, certain BLAs, supplements,
and annual reports (68 FR 69009). The
final rule required the electronic
submission of certain prescribing
information in a form that FDA can
process, review, and archive. This
action was taken to simplify the labeling
review process and to provide more
timely approval of labeling changes. To
support this requirement, we issued
guidance in April 2005 entitled
‘‘Providing Regulatory Submissions in
Electronic Format—Content of
Labeling’’ (https://www.fda.gov/
downloads/Drugs/GuidanceCompliance
RegulatoryInformation/Guidances/
ucm072331.pdf). This guidance
describes the Structured Product
Labeling (SPL) standard, which is based
on extensible markup language (XML),
as the most up-to-date electronic format
that FDA can use to process, review,
and archive prescribing information,
and other labeling changes that are
submitted electronically as part of a
regulatory submission.
In 2007, Congress enacted the Food
and Drug Administration Amendments
Act of 2007 (Pub. L. 110–85) (FDAAA).
Section 224 of FDAAA, which amends
section 510(p) of the FD&C Act (21
U.S.C. 360(p)), expressly requires
owners and operators of establishments
engaged in the manufacture of drugs
(manufacturers 3) to submit drug
establishment registration and drug
listing information electronically unless
an exemption is granted. As part of the
drug listing information, each
manufacturer must submit a copy of all
components of each drug’s current
labeling to the Agency with the
exception of promotional labeling
(§ 207.25(b)). To assist manufacturers
with electronic submissions of drug
establishment registration and drug
listing information, FDA issued a
guidance on May 28, 2009, entitled
‘‘Providing Regulatory Submissions in
Electronic Format—Drug Establishment
Registration and Drug Listing’’ (https://
www.fda.gov/downloads/Drugs/
GuidanceComplianceRegulatory
Information/Guidances/
ucm072339.pdf). This guidance
provides recommendations to
manufacturers on how to create and
submit separate electronic SPL files
containing drug establishment
registration and drug listing
information, including a copy of the
required components of labeling, for
each marketed prescription human
3 For the purposes of this proposed rule, the term
‘‘manufacturer’’ will be used to refer to
manufacturers, repackers, relabelers, and private
label distributors, unless otherwise stated. (See
§ 207.3(a)(8)).
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drug, including biological products
covered by part 207. The FD&C Act
currently requires manufacturers to
update the drug listing information
(which includes the product labeling) at
least twice a year, in June and
December, if there have been changes to
the listing elements in the prior 6
months (21 U.S.C. 360(j)(2)).
This proposed rule will complement
FDA’s other electronic initiatives and is
intended to improve access to up-todate prescribing information for health
care professionals, thereby enhancing
the safe and effective use of prescription
drugs.
E. Discussion of Other Labeling
Initiatives
The final rule entitled ‘‘Requirements
on Content and Format of Labeling for
Human Prescription Drug and Biological
Products’’ (71 FR 3922; January 24,
2006) became effective on June 30, 2006
(the 2006 rule) (21 CFR parts 201, 314,
and 601). The purposes of this final rule
were to improve the management of the
risks of medical product use and reduce
medical errors by health care
professionals, as well as enable health
care professionals to better
communicate risk information to their
patients. The new content and format
requirements make it easier for health
care professionals to access, read, and
use prescribing information, thereby
increasing the extent to which they rely
on it to obtain information on
prescribing, dispensing, and
administering prescription drugs. In
announcing the final rule, FDA
explained that these new requirements
should enhance the safe and effective
use of prescription human drugs and in
turn reduce the number of adverse
reactions resulting from medication
errors due to misunderstood or
incorrectly applied drug information.
The 2006 rule only applies to
applications or efficacy supplements
approved since June 30, 2001; those
pending on June 30, 2006; and to new
applications and efficacy supplements
submitted after June 30, 2006. There are
older drug products that are not subject
to the new labeling content and format
requirements and that have a different
format of labeling and may have
different headings in the labeling. As
proposed, this rule does not require the
electronic versions of the labeling of
these older drug products to comply
with the content and format
requirements of the 2006 rule. FDA
invites comment on whether the
existence of the two different formats of
electronic labeling would present
barriers to their value when used in the
health care setting.
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II. Discussion
A. What are we proposing?
This proposed rule would require
electronic distribution of prescribing
information for human prescription
drugs and biological products that meet
the definition of a drug (see footnote 1)
instead of the paper form. Electronic
distribution would ensure that the most
current prescribing information is
available so that health care
professionals can readily access the
information and be better informed at
the time of clinical decisionmaking and
dispensing. This proposed rule would
apply to manufacturers, applicants, and
persons who market prescription drugs
that they regard as not subject to section
505 of the FD&C Act (21 U.S.C. 355).
Again, for ease of reference, in the
preamble of this regulation, we will use
the phrase ‘‘manufacturer or applicant’’
to refer to manufacturers, applicants
(including holders of NDAs, ANDAs,
and BLAs), and persons who market
unapproved drugs. The proposed rule
would require manufacturers and
applicants to distribute electronically
prescribing information by submitting
the labeling in an electronic format that
FDA can process, review, and archive
(currently SPL format) to FDA each time
the labeling content is changed. The
submitted labeling would be distributed
via FDA’s labeling repository Web site
(labels.fda.gov), which is a publicly
available Web site. By proposing to
make the most current prescribing
information available at a single,
comprehensive Web site, the rule would
address a concern raised by
stakeholders and identified in the GAO
Report regarding the limitations of the
multiple Web sites that currently
provide electronic labeling and the
importance of having a single data
source that is reliable, authoritative, and
comprehensive (Ref. 1). The proposed
rule also would require the immediate
container label and outer container of
human prescription drugs to bear a
statement explaining that the most
current prescribing information is
available at FDA’s labeling repository
Web site (labels.fda.gov) and to provide
a toll-free telephone number that health
care professionals may use to request
that the manufacturer or applicant send
current prescribing information through
alternative means, such as FAX, email,
or mail (e.g., U.S. Postal Service or other
delivery service). In cases where the
immediate container label does not have
adequate space for the statement, the
statement would be required to be
affixed to the immediate container by
other means such as a peel-back label.
As described in further detail in section
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IV.B, the only products that would not
be required to bear the statement on
both the immediate container and the
outside package are biological products
that are capable of bearing only a partial
label or are incapable of bearing a
container label.
Given the time necessary for industry
to make preparations needed to comply
with this regulation, FDA is proposing
an effective date of 6 months after the
publication date of the final rule in the
Federal Register and a compliance date
of 2 years after the date of publication
of the final rule (see sections XI and XII
for the compliance dates and
implementation plans for this rule).
FDA is requesting comments on the
proposed effective and compliance
dates, and whether they allow sufficient
time for industry to implement this rule
and, if not, how much additional time
would be needed for implementation.
B. Why is electronic distribution of
prescribing information better?
FDA has determined that requiring
electronic distribution of prescribing
information and eliminating the paper
form that is contained on or within the
package from which the drug is to be
dispensed is important to ensure health
care professionals have access to the
most up-to-date information about the
safe and effective use of the drug. To
meet the requirement that states that
labeling on or within the package from
which the drug is to be dispensed bears
adequate information for its use
(§ 201.100(c)(1)), currently, prescribing
information that accompanies human
prescription drugs is provided in paper
form. The paper form of the prescribing
information is either attached to the
immediate container or it may
accompany the product if the product
has an outer container or package. It is
possible that the paper form of the
prescribing information accompanying a
product in interstate commerce or in the
possession of a pharmacist or other
health care professional may not contain
the most current information because, as
described in II.B.1, the paper form
accompanying the product may have
been printed and distributed prior to
more recent labeling changes.
1. Time for Updated Paper Form of
Prescribing Information To Reach
Marketplace
Paper prescribing information may be
outdated by the time the drug product
reaches pharmacy shelves. The
manufacturer or applicant of a
prescription drug may take months to
incorporate a labeling change for the
product and print new paper forms of
the updated prescribing information.
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This process includes printing, folding,
storing until used, and attaching the
prescribing information to the
immediate container or placing the
prescribing information within the outer
package that may house the product.
Each of these steps typically requires
equipment made specifically for these
functions. For some products,
manufacturers or applicants may only
produce updated printed prescribing
information once a year. In cases such
as this, the information in the paper
form of the prescribing information may
be outdated if the product is not
manufactured frequently and there have
been new labeling changes since
manufacturing. Because of these factors,
products with prior versions of the
prescribing information in paper form
may remain in use. FDA contracted with
the consulting firm Eastern Research
Group, Inc. (ERG) to investigate, among
other things, how industry currently
implements safety labeling changes and
the associated timelines for making
changes. ERG issued a report entitled
‘‘Analysis of the Feasibility of Safety
Labeling Changes Implementation
Timelines’’ that describes that it may be
months, if not years, before updated
prescribing information is available
with finished drug product. It was
estimated that, for printed prescribing
information attached to a drug product,
a change will generally reach the market
anywhere from as little as 3 months to
more than 39 months after the change is
made (Ref. 2).
Such delays in updating the paper
prescribing information raise concerns
about health care professionals using
outdated information for clinical
decisionmaking. While not all changes
may be related to significant safety or
effectiveness concerns, some changes to
the prescribing information are critically
important for the safe use of the drug
(e.g., a new contraindication or
warning). Because drugs that are already
in distribution are not generally recalled
to update the prescribing information,
this new risk information would not
appear in the paper prescribing
information, while it could be promptly
incorporated in an electronic version.
2. Time for Updated Electronic
Prescribing Information To Reach the
Marketplace
Unlike the paper form, electronic
prescribing information can be updated
in real-time with newly acquired safety
or effectiveness information, and would
be available for use by prescribers and
other health care professionals within
days of an update. Currently, electronic
forms of the prescribing information for
many, but not all, human prescription
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drugs, are available through various
sources to health care professionals and
consumers in a variety of formats. This
information, though, may not be the
most up-to-date version of the
prescribing information. The proposed
rule would require that applicants and
manufacturers distribute the drug’s most
current labeling electronically by
submitting the prescribing information
to FDA in a format that FDA can
process, review, and archive each time
the content is changed. These
submissions will populate FDA’s
publicly available labeling repository so
that the updated prescribing
information is distributed in a timely
fashion to prescribers, pharmacists, and
health care providers. This proposed
rule would require the manufacturer or
applicant to verify that its prescribing
information appears on FDA’s labeling
repository Web site and is accurate,
complete, and up-to-date, and to notify
FDA if the labeling is not promptly
posted or if the labeling on FDA’s
labeling repository Web site is not
accurate, complete, and up-to-date.
Since FDA’s labeling repository Web
site will link prescribing information to
specific National Drug Code (NDC)
numbers, the prescribing information
will be product-specific and will
correspond to the NDC that may appear
on a product’s label. The Agency
expects that the repository will also be
searchable by, among other things,
active ingredient and proprietary name.
In this way, FDA will be able to provide
the public with a complete source for
the most current prescribing
information for products approved
under NDAs, ANDAs, and BLAs, and
those marketed and not approved.
C. Need for Up-To-Date Prescribing
Information
Based on the availability of a
complete source for up-to-date
electronic prescribing information upon
implementation of this regulation,
coupled with much higher use of
electronic systems in health care, FDA
concludes that the time is right to
transition to electronic distribution of
prescribing information from the static,
potentially outdated paper version on
pharmacy shelves. A recent survey of
436 pharmacists was conducted to
assess pharmacists’ readiness to adopt
‘‘paperless labeling’’ (i.e., electronic
prescribing information) (Ref. 3). Among
this sample of pharmacists from chain
pharmacies, independent retail
pharmacies, hospitals, and other rural or
urban dispensing sites, approximately
79 percent of respondents believed that
paperless labeling would improve the
adequacy of drug information available
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in their worksite and most pharmacists
believed that patient safety would
improve as a result because updated
information about a drug would be
readily accessible. Most pharmacists
also reported that communication with
patients would improve as a result of a
paperless system as 81 percent of
pharmacists reported using prescribing
information when educating or
counseling patients and verifying dose
information. Pharmacists participating
in the survey, in all settings except
chain pharmacies, reported relying on
manufacturer Web sites for online
prescribing information. Pharmacists of
chain pharmacies reported using
corporately curated prescribing
information. Of all pharmacists
surveyed, only 6 percent reported using
exclusively paper resources to retrieve
prescribing information and only 4
percent did not have Internet access.
In addition, as described in this
document, at present there are delays
between when the labeling change
occurs and when a product with the
updated paper copy of the prescribing
information actually reaches the
pharmacy or point of care. During our
public meeting in 2007 (see 72 FR
15701; April 2, 2007), described in
section III, we heard that this is a
concern of many health care
professionals and consumers. Health
care professionals and representative
organizations believed that having the
most up-to-date prescribing information
would allow them to make better
informed clinical decisions for their
patients and would benefit the public
health overall.
FDA tracks safety labeling changes
and classifies them by type, depending
on the risk described and the section of
the prescribing information that is
changed. Based on 11 years of data
(2003 to 2013), we determined that there
are approximately 500 safety labeling
changes made each year (Ref. 4).
Postapproval, safety-related labeling
changes to the prescribing information
that may impact public health include
adding or strengthening a
contraindication, warning, precaution,
or adverse reaction, or the addition of,
or changes to, a boxed warning for the
product. In general, when important
new safety information has been
acquired, a new boxed warning may be
added to the prescribing information to
alert prescribers about the new serious
risk. Our regulations also require that
the boxed warning information be
explained in more detail in the
‘‘Contraindications’’ or ‘‘Warnings and
Precautions’’ sections of the labeling
(§ 201.57(c)(1)). Therefore, addition of a
new boxed warning or changes to the
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boxed warning generally will also affect
more than one section of the prescribing
information.
We conducted an internal review of
labeling changes for new molecular
entities, a small subset of all marketed
prescription drugs, for the calendar
years of 2005 to 2007, and found 36 new
boxed warnings were added to the
prescribing information during this 3
year period (Ref. 5). It should be noted
that approximately two-thirds of these
boxed warnings were the result of classrelated safety labeling changes that
added new boxed warnings to several
different products in specific drug
classes, including antidepressants,
nonsteroidal anti-inflammatory drugs,
and atypical antipsychotics.
In addition to boxed warnings, there
are many other safety-related changes to
other sections of the labeling that will
add new information that is important
for patient care. For example, changes to
the ‘‘Contraindications’’ section can
affect prescribing decisions and the
patient population eligible for the drug,
while changes to the ‘‘Warnings and
Precautions’’ section and ‘‘Adverse
Reactions’’ section can affect patient
monitoring or management. We
conducted an internal review of changes
made to the boxed warning and
‘‘Contraindications’’ sections between
the years 2003 to 2013 and found that
there are about 50 additions or changes
to boxed warnings each year and about
60 changes to the ‘‘Contraindications’’
section (Ref. 4). For example, in 2013,
the prescribing information for codeine
products (including all generic products
containing codeine) was revised to
include a new boxed warning and an
addition to the ‘‘Contraindications’’
section to inform prescribers of the risk
of respiratory depression and death in
children who underwent tonsillectomy
and/or adenoidectomy related to ultrarapid metabolism of codeine to
morphine. That same year, FDA issued
a safety announcement regarding the
use of valproate drug products for
pregnant women taking the drug for
migraine prevention and the prescribing
information was updated to add new
information to the boxed warning to
inform prescribers that use of the drug
while pregnant can cause major
congenital malformations, particularly
neural tube defects such as spina bifida,
and decreased IQ scores in children.
The serious nature of these warnings
highlight the need for health care
professionals to have access to, and
utilize, the most current prescribing
information from a reliable and
consistent source.
FDA has tentatively concluded that
health care professionals should have
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access to, and rely on the most updated
prescribing information when making
prescribing or other clinical decisions
about the safe and effective use of a
drug. For this reason, FDA considered a
mandatory dual system for distribution
of prescribing information (i.e., one in
which both paper and electronic
versions would be distributed
simultaneously). Under such a system,
the paper version of the prescribing
information could include a statement
that would notify the health care
professional that the paper version may
not contain the most up-to-date
information and would direct the health
care professional to the electronic
version. FDA is concerned that, even
with this statement, the potentially
outdated paper version may be used to
make a decision impacting patient care.
If the paper prescribing information
remains available, a busy health care
professional may not look to the
labeling repository to ensure he or she
is reading the current paper version of
the prescribing information or to
ascertain what section of the prescribing
information has been updated since the
paper version was printed. A health care
provider who does not have Internet
access may continue to rely on an
outdated paper version of the
prescribing information, rather than
contacting the manufacturer for the
most updated version.
FDA also considered a dual system
that requires the electronic version of
the prescribing information and permits
voluntary distribution of the paper
version. In addition, to the concerns we
describe previously with a mandatory
dual system, FDA is concerned that a
voluntary dual labeling system could
cause confusion and workflow
disruptions for health care professionals
where it would be left to each
manufacturer’s discretion to decide
whether its products will be distributed
with the paper version of the
prescribing information.
One additional system that FDA is
soliciting comment on is a system that
requires manufacturers to distribute the
prescribing information electronically,
as described in this proposed rule.
Where paper prescribing information is
needed, dispensers (e.g., pharmacies)
would have the option of ordering
single or multiple copies of the paper
prescribing information when ordering a
shipment of drug from the distributor.
The distributor, or other entity that
delivers the drug to a dispenser, would
be required to provide the paper
prescribing information in the quantity
ordered along with the shipment of the
drug to the dispenser. The manufacturer
would be required to provide sufficient
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numbers, or a means to produce
sufficient numbers, of the paper
prescribing information to the
distributor. With this option, for the
reasons described previously, FDA does
not anticipate that dispensers would
routinely order paper prescribing
information because they would rely on
the electronic version of the prescribing
information and because pharmacies
usually have some other form of
compendia purchased from a third
party. Nevertheless, this option would
permit dispensers to receive paper
prescribing information with drug
shipments, as needed.
We seek comment on the dual
systems described previously.
Specifically, we request comment on
whether and how dual systems could
achieve the goal of ensuring that health
care providers have the most current
prescribing information. We also request
comment on the structure of a dual
system (e.g., if such a system should
require both a paper and electronic
version be distributed, or require the
electronic version while allowing the
paper version to be distributed
voluntarily or ordered by dispensers),
what kind of statement the paper
prescribing information should contain
to advise health care providers about the
electronic version, and if there are
concerns or benefits not identified by
FDA with such an approach. With
respect to the system that would
provide the dispenser the option of
ordering paper prescribing information,
we request comment on any challenges,
including administrative challenges, to
manufacturers, distributors, or
dispensers related to an ordering and
fulfillment process for paper prescribing
information. Finally, we note that a
system in which paper copies could be
ordered from the distributor could
address concerns discussed in section
I.C.3 about health care providers that do
not have reliable regular Internet access
and we invite comment on this aspect
of a system.
The GAO Report noted that a
potential disadvantage of the exclusive
use of electronic prescribing
information is that it could disrupt
pharmacists’ workflow by requiring
different steps for pharmacists to use to
consult prescribing information and also
preventing them from retrieving the
prescribing information from the box
when the pharmacist felt it was
necessary to show it to the patient
during a consultation (Ref. 1). The GAO
Report said that these workflow
disruptions could reduce the time
available for patient consultations and
noted that interruptions to pharmacists’
workflow have been shown to increase
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the risk of errors made when dispensing
a drug. We are aware that transitioning
from a paper to electronic delivery
system for prescribing information may
be a change in practice that may require
adjustments. In addition, if a pharmacist
determines that accessing electronic
prescribing information would be too
disruptive, the pharmacist might instead
rely on memory or outdated prescribing
information available to the pharmacist
in paper format, e.g., in a paper-based
compendia. We note, however, that in
the recent survey of pharmacists
discussed previously, most reported that
a paperless system would improve
patient safety and communication with
patients (Ref. 3). Further, some of the
workflow disruptions that a paperless
system might cause could be offset by
the advantages of having electronic
prescribing information. For example, as
noted in the GAO Report, in comments,
and in public testimony received by
FDA, electronic prescribing information
is more user-friendly than the current
paper package inserts: Pharmacists can
quickly identify the information they
are seeking by using hyperlinks and can
adjust the font size to make it easy it
read. We request comment on the
potential workflow disruptions
associated with a switch to an onlineonly system, and any related risks to the
public health. We also request comment
on whether the effective and
compliance dates described in sections
XI and XII of this proposed rule should
be modified to allow for more time to
adapt to workflow changes and to
mitigate any potential risks caused by
changes in workflow resulting from the
proposed rule.
D. How are the application processes for
changes to labeling affected?
This proposed rule would not affect
the applicant’s responsibilities
regarding the content of labeling or the
process for submitting labeling changes
to FDA for approval. The prescribing
information component of labeling
would contain the most current changes
approved by FDA, changes being
effected pending FDA approval, and
editorial changes that may be submitted
in the annual report. Any postapproval
labeling changes to an application
(NDA, ANDA, or BLA) must comply
with §§ 314.70, 314.97, or 601.12, as
applicable, and under those
requirements FDA would continue to be
notified about supplements and other
changes to approved applications
(§§ 314.70(a) and 601.12(a)). Depending
on the type of change, the changes
would continue to be submitted as a
supplement for prior approval (‘‘prior
approval supplements’’) before
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distribution, as a Changes Being
Effected (CBE) supplement, or by
inclusion of the information in the
annual report (§§ 314.70(b), (c), and (d);
314.81(b)(2); 601.12(b), (c), and (d)).
(See, also section IV.E. ‘‘Submission of
Most Current Version of Prescribing
Information to FDA’’ for more
information.)
This proposed rule would require
manufacturers and applicants to
distribute labeling electronically via
posting on FDA’s labeling repository.
We propose to require submission of the
prescribing information, in a format that
FDA can process, review, and archive
for distribution via the FDA’s labeling
repository Web site. Generally, it is
expected that labeling can be posted as
early as the next business day following
its submission to FDA. In the case of a
labeling change submitted in a prior
approval supplement, the proposed
regulation would require applicants to
submit the labeling within 2 business
days following FDA approval of the
supplement.
For changes contained in a CBE
supplement, the labeling should be
submitted to FDA on the same day that
a CBE supplement is submitted to the
Agency. Minor changes to the
prescribing information that would
normally be documented in the
applicant’s annual report to FDA would
still be reported and described in the
annual report, but the prescribing
information reflecting the labeling
update would be sent to FDA at the time
of the change for posting on FDA’s
labeling repository Web site. This will
help to ensure that the most current
labeling is considered by FDA and
available to the public.
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III. Public Hearing on the Electronic
Distribution of Prescribing Information
A. Summary of Comments
In the Federal Register of April 2,
2007 (72 FR 15701), we announced a
public hearing to solicit views and
information from interested parties
concerning the concept of electronic
distribution of FDA-approved
prescribing information currently
contained in the package insert for
human prescription drug and biological
products. We also sought information
on the feasibility of establishing a
modern and efficient process for
industry to electronically distribute
prescribing information to dispensers
and asked specific questions to evaluate
the possible benefits of electronic
prescribing information and the logistics
of such an electronic system (72 FR
15701 at 15702). At the public hearing,
we explained that FDA is committed to
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facilitating the transition to use of
electronic information and capitalizing
on the efficiencies that an electronic
environment could offer. The public
hearing and comments submitted to
FDA in connection with the public
hearing suggested that:
• The majority believe that electronic
distribution of prescribing information
would give health care professionals
access to the most current information
in the labeling, and this would result in
better care for patients and improved
public health.
• Electronic distribution of
prescribing information would be better
for the environment (because most
prescribing information provided in
paper form is discarded) and could be
more user-friendly if individuals are
able to manipulate font sizes to make
the print larger and easier to read.
• Use of electronic distribution of
prescribing information should not
impose undue hardship on pharmacists
and pharmacies in regard to workflow,
process, and costs related to
implementing a new system (which may
include training, maintenance, and
printing).
• Education or training should be
provided to health care professionals if
FDA converts to electronic distribution
of prescribing information.
• There are varying opinions as to
whether FDA should require electronic
distribution of prescribing information
for all prescription drugs, whether there
should be a transition period whereby
paper forms would coexist with the
electronic format, and whether certain
drugs, due to warnings for the drugs or
special instructions regarding their use,
always should be accompanied by
prescribing information in paper form.
• Parties also differed as to whether
we should provide for other sources of
prescribing information if emergency
situations resulting in a loss of
electricity or Internet access arose. Some
suggested that we should create an
annual compendium that health care
professionals could consult as a backup
resource.
B. FDA’s View on the Comments and
Testimony
We considered these comments in
drafting this proposed rule. For
example, FDA agrees that electronic
distribution of prescribing information
should give health professionals access
to the latest information for a particular
human prescription drug and contribute
to improving patient care. The paper
prescribing information that is the
subject of this proposed rule is the
version that is on or within the package
from which the drug is to be dispensed
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(e.g., the bulk pharmacy package). In
general, prescribing physicians do not
dispense drugs, so they usually do not
have access to the paper version
appended to the bulk pharmacy
package. Instead, they use electronic or
paper versions (e.g., compendia such as
the Physicians’ Desk Reference (PDR))
and would have access to FDA’s
labeling repository. Pharmacists that
currently use the paper prescribing
information will need to seek drug
information by accessing FDA’s up-todate electronic labeling repository or by
requesting the paper version of the
prescribing information from the
manufacturer or, if needed, consulting
another source (e.g., paper or electronic
compendia). Patients generally do not
receive the paper prescribing
information, but they would also have
access to up-to-date electronic
prescribing information from FDA’s
labeling repository Web site. Since
patient labeling is not subject to this
rule, warnings, risk information, and
special instructions for use in patient
labeling will continue to be provided in
paper form to patients.
We also agree that electronic
distribution of prescribing information
may reduce waste. We have heard
anecdotally that the paper form of
prescribing information is not generally
used and is frequently discarded with
the drug packaging to conserve shelf
space in the pharmacy. However, we
did not evaluate the environmental
impacts resulting from fewer paper
forms of labeling and did not cite
environmental benefits as a justification
for this proposed rule.
We also agree that electronic
prescribing information is more userfriendly. Pharmacists have stated that
the paper version is very difficult to
read because of small font sizes and
hard to keep organized once it is
unfolded. The user of an electronic
version would have ability to make the
print larger and easier to read, and to
navigate the prescribing information
through the use of hyperlinks.
This proposal represents a
continuation of our efforts to improve
access to prescription drug labeling and
to make a transition from paper to
electronic distribution of prescribing
information so that health care
providers utilize the most up-to-date
version of the prescribing information.
To help understand the impact of this
proposed rule, we invite any additional
comments on the use of prescribing
information by prescribers and other
health care professionals, as well as
consumers/patients.
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IV. Description of the Proposed Rule
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A. Labeling Accompanying the Product
Section 201(m) of the FD&C Act
defines ‘‘labeling’’ to mean ‘‘all labels
and other written, printed, or graphic
matter (1) upon any article or any of its
containers or wrappers, or (2)
accompanying such article.’’ For
purposes of this rulemaking only, we
consider electronic distribution of
prescribing information to be
‘‘accompanying’’ the drug, through the
label statement directing interested
parties to access the prescribing
information through the Internet or
other electronic means.
B. Label Statement
Proposed §§ 201.100(b)(8) and
610.61(t) would require a statement to
appear on the immediate container label
(or be affixed to the immediate
container by other means such as a peelback label) and the outer container or
package stating that to obtain the
current prescribing information, go to
labels.fda.gov or call (insert the toll-free
telephone number) for a faxed, emailed,
or mailed copy. In order to ensure that
it is readable, the statement would be
required to be no smaller than 6-point
type.
Proposed § 610.60(a)(8) would require
biological product containers capable of
bearing a full label to bear the statement.
However, we do not propose to amend
§ 610.60(c) or (d) to require the
statement to appear on the container
label or to be affixed to the immediate
container by other means for containers
that bear only a partial label or no
container label. Consistent with current
§ 610.60(c) and (d) and proposed
§ 610.61(t), containers capable of
bearing only a partial label and
containers incapable of bearing a label
must be placed in a package that must
have a label bearing the required
statement detailed in this proposed rule.
FDA recognizes that the package may be
discarded at the time containers are
stored and invites comment on the
availability of the package in cases
where the immediate container label
does not have adequate space for the
required statement.
Proposed § 606.121(c) would require
the container label of blood and blood
components to bear the statement: See
circular of information for indications,
contraindications, cautions, and
methods of infusion. To obtain the
current circular of information, go to
labels.fda.gov or call (insert toll-free
telephone number) for a faxed, emailed,
or mailed copy. In order to ensure that
it is readable, the statement would be no
smaller than 6-point type. If the
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immediate container label is too small
to accommodate the statement, the
statement must be affixed to the
immediate container by other means,
such as a peel-back label.
We request comment on the feasibility
of requiring a statement of this length on
containers such as small volume single
dose vials and syringes of product, some
of which already bear one or more peeloff labels for product identification and
inclusion in patient charts. In addition,
we request comments on whether the
new required statement will diminish
the ability to include peel offs for
inclusion in patient charts.
In order to ensure that the prescribing
information is accessible in situations
when Internet access is not available to
the health care professional seeking the
current prescribing information, the
manufacturer or applicant would be
required to print a toll-free telephone
number in the statement appearing on
the immediate container label and outer
container or package that the health care
professional could call to have the
manufacturer or applicant send the most
current prescribing information by FAX,
email, or mail. This is intended
primarily for use by health care
professionals without regular access to
the Internet, but could also be used in
the case of a public health emergency or
natural disaster to the extent that the
emergency responders retain some
means of communication, e.g.,
telephone and fax. As discussed in
section I.C.3, we expect that in most
emergency situations, first responders
and other deployed units would be
prepared with the key information from
prescribing information necessary to
appropriately dispense medications in
an emergency, even if Internet and other
methods of communication are
unavailable.
Under proposed § 201.100(c)(5), the
manufacturer or applicant would be
required to ensure that the toll-free
telephone number is current, fully
functioning, and maintained so that
there is always an alternate method to
obtain the current prescribing
information if the requestor cannot
access the FDA’s labeling repository
Web site. The toll-free telephone
number service would be required to be
available 24 hours a day, 7 days a week.
If a request is received for a FAX, email,
or mailing of the current prescribing
information, the manufacturer or
applicant would be required to take
adequate steps to ensure that it provides
the requested prescribing information
promptly. As previously noted, the
requirements of this regulation,
including the requirement to provide
the toll-free number and to provide the
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requested prescribing information
applies to all manufacturers, including
repackagers and relabelers. Thus, each
manufacturer would be required to
provide a toll-free number on the label
and outer container and to respond to
requests for faxed, emailed, or mailed
copies of the labeling. FDA invites
comment on whether these alternatives
available on request through the
telephone are sufficient methods for
obtaining the current prescribing
information if it cannot be accessed
using the Internet. FDA also invites
comment on what would be considered
a reasonable amount of time to respond
to a request for current prescribing
information. The proposed requirement
is to ‘‘promptly’’ respond.
C. Paper Versus Electronic
Under proposed § 201.100(c)(3), the
covered prescribing information would
be distributed electronically and would
not be distributed in paper form, except
where a paper copy is requested or
where an exemption is granted. By
contrast, FDA-approved patient package
inserts, including patient instructions
for use, Medication Guides required
under 21 CFR part 208, and any other
type of patient labeling are not within
the scope of this rule and would
continue to be provided in paper form.
The Web site labels.fda.gov presently
holds prescribing information submitted
to the Agency under current
requirements, such as with listing
information and annual reports. It is
searchable by proprietary name, active
ingredient, company name, NDC
number, and application number or
regulatory citation. We note that certain
classes of products, such as cord blood
products, may not have a proprietary
name or NDC number, and we request
comment on other categories by which
the repository should be searchable.
FDA also solicits comment regarding the
ease of use of the labels.fda.gov Web
site.
D. Exemptions
Under proposed § 201.100(g) a
manufacturer or applicant would be
able to submit a written request to FDA
for exemption of a human prescription
drug from the requirements for
electronic distribution of prescribing
information. The person requesting the
exemption would be required to
describe the reasons that compliance
with the electronic distribution of
prescribing information requirements
could adversely affect the safety,
effectiveness, purity, or potency of the
drug; is not technologically feasible; or
is otherwise inappropriate; and explain
why the concerns underlying the
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request could not reasonably be
addressed by other measures.
Additionally, FDA, on its own initiative,
would be able to exempt a drug from the
requirements for electronic distribution
of prescribing information, if FDA
determines that compliance with the
electronic distribution of labeling
requirements could adversely affect the
safety, effectiveness, purity, or potency
of the drug; is not technologically
feasible; or is otherwise inappropriate.
Examples of circumstances where it
may be appropriate to exempt a product
from the requirements for electronic
distribution of prescribing information
include a product which requires
multiple steps for reconstitution, a
product that is intended for use in an
emergency room, or a product that may
be stockpiled for use during an
emergency. In addition, many cell
therapy products require proper
handling, preparation, and
administration of the final licensed
product to ensure that the correct
product has been received; that the
product remains viable, pure, and
potent; and that the product is
administered safely. Because steps for
ensuring the safety and effectiveness of
cell therapy products are important, we
request comment on the feasibility of
the application of electronic distribution
of prescribing information under this
proposed rule for cellular therapy
products regulated under section 351 of
the PHS Act.
We propose that requests for
exemption be directed to the
appropriate review division and
submitted to the Center for Drug
Evaluation and Research and the Center
for Biologics Evaluation and Research at
the addresses in proposed
§ 201.100(g)(2). We plan to issue
guidance prior to the effective date of
the final regulation to inform
manufacturers of any additional means
of submitting requests for exemption,
such as electronic submission.
E. Submission of Most Current Version
of Prescribing Information to FDA
This proposed rule would require
submission of the prescribing
information, in a format that FDA can
process, review, and archive, for
distribution via FDA’s labeling
repository Web site. For newly
approved drugs, proposed
§ 201.100(c)(4) would require that
applicants, including NDA, BLA, and
ANDA applicants, submit prescribing
information in this format in time for
the prescribing information to be posted
in the labeling repository before the
drug enters interstate commerce. For
drugs already approved, proposed
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§ 201.100(c)(4) would require applicants
or manufacturers to submit the most
current labeling to FDA each time the
prescribing information is changed,
including those changes submitted as
supplements or in an annual report
(§§ 314.70 and 601.12). Compliance
with this proposed section would not
exempt applicants from compliance
with § 314.70 or § 601.12, related to
supplements and other changes to
approved applications, including for
labeling. Applicants would be required
to submit updated labeling within 2
business days of FDA approval of a
prior approval supplement. Under the
proposed regulation, labeling should be
submitted to FDA for distribution on the
same day that a CBE supplement is
submitted to the Agency under
§ 314.70(c)(6). Manufacturers who are
not applicants, for example, repackers,
would be required to submit the
prescribing information within 2
business days of the posting of the
applicant’s updated labeling. For
unapproved drugs, the person
responsible for the content of labeling
must submit the labeling within 2
business days of a change to the
labeling. Finally, with regard to
supplements to ANDAs, we request
comment on whether a conforming
amendment cross-referencing § 201.100
should be added to § 314.97, which
addresses the requirements for
submitting supplemental applications
and other changes to an approved
abbreviated application.
A primary reason for migrating to
electronic prescribing information is to
ensure that the most up-to-date
information about the drug product is
available. Currently, per § 207.30(a),
every manufacturer required to list
drugs under § 207.20 must review and
provide updated listing information to
the Agency, including labeling, each
subsequent June and December, or at
their discretion as the change occurs. To
minimize the number of submissions to
the Agency, if a supplemental change to
the prescribing information is submitted
to FDA under proposed § 201.100(c)(4)
before the required submission for
updating electronic registration and
listing (part 207), and there is no
additional change to the labeling
between the time of the § 201.100(c)(4)
submission reflecting the supplemental
change and the date on which updated
drug listing information would be
required to be submitted under § 207.30,
then this labeling information would
not need to be submitted again when
electronic registration and listing
information is updated.
FDA anticipates that prescribing
information will be posted on the next
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business day following the date of
submission. In addition, under
proposed § 201.100(c)(4), it would be
the responsibility of the entity who
submits the labeling to verify, within 2
business days of submission to the FDA
labeling repository, that the correct
version of the prescribing information is
being distributed at FDA’s labeling
repository Web site and available for
public access. FDA would not be
responsible for incorrect prescribing
information that is submitted and then
posted. If prescribing information is not
posted to the labeling repository within
2 business days of submission, the
manufacturer, applicant, or other person
submitting the labeling must notify
FDA’s SPL Coordinator by calling 1–
888–463–6332 or emailing spl@
fda.hhs.gov within 4 business days of
submission. If the manufacturer,
applicant, or other person submitting
the labeling observes that incorrect
prescribing information has been posted
on the labeling repository, that person
must contact FDA’s SPL Coordinator by
calling 1–888–463–6332 or emailing
spl@fda.hhs.gov within 2 business days
of its posting. We invite comment on
whether this is a sufficient amount of
time for a manufacturer or applicant to
check the accuracy and completeness of
the posted prescribing information. The
SPL coordinator should be provided
information such as the NDC code, drug
name, and a description of the problem
with the labeling. If updates to labeling
are not provided as required, labeling
posted on FDA’s labeling repository
Web site will be outdated and
inaccurate. Outdated labeling posted on
the labeling repository renders a
product misbranded and in these cases
the applicant or manufacturer may be
subject to enforcement action by the
Agency.
F. Conforming Amendments
We propose the following conforming
amendments. Proposed § 201.100(b)(7),
would replace the phrase on or within
the package from which it is to be
dispensed with the phrase either on or
within the package from which it is to
be dispensed or accompanying the
package from which it is to be
dispensed under 21 CFR 201.100(b)(8).
Proposed §§ 201.100(c)(1) and (d)(2),
201.306(a)(1)(ii) and (b)(2), and
201.310(a) would replace the phrase on
or within the package from which the
drug is to be dispensed with the phrase
either on or within the package from
which the drug is to be dispensed or
accompanying the package from which
the drug is to be dispensed under 21
CFR 201.100(b)(8). The first sentence of
§ 201.100(d) would be revised to state
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whether or not it is on or within a
package from which it is to be
dispensed or accompanying a package
from which the drug is to be dispensed
under 21 CFR 201.100(b)(8).
Proposed § 201.100(d)(4) would
require that promotional labeling
continue to be disseminated with a copy
of FDA-approved product labeling in
paper form. This requirement would
ensure that, for example, a health care
professional that receives promotional
labeling or detailing materials
containing promotional claims would
also have the full FDA-approved
product labeling readily available in
paper form.
The introductory paragraph of
§ 606.122 would be revised to replace
the phrase must be available for
distribution with the phrase must be
distributed electronically. Finally,
paragraph (k) of § 610.61 would be
revised to state that the route of
administration recommended, or
reference to such directions in an
enclosed circular or the electronic
prescribing information and paragraph
(n) would be revised to state that the
inactive ingredients when a safety
factor, or reference to an enclosed
circular or the electronic prescribing
information.
V. Legal Authority
FDA is authorized under various
sections of the FD&C Act to require that
prescribing information be distributed
electronically and to require that paper
copies of the prescribing information no
longer be distributed, except as
provided in this regulation, to ensure
that human prescription drugs have
adequate directions for use and to
ensure the efficient enforcement of the
FD&C Act. These sections include
sections 201(n), 502, 503, 505, and
701(a) of the FD&C Act (21 U.S.C.
321(n), 352, 353, 355, and 371(a)), and
section 351 of the PHS Act (42 U.S.C.
262). The electronic distribution of
prescribing information for human
prescription drugs would permit the
efficient enforcement of the
misbranding provisions in sections
502(a) and (f) of the FD&C Act, as well
as the safety and effectiveness
provisions of section 505 of the FD&C
Act.
First, FDA has the authority to require
that the prescribing information be
distributed electronically, rather than by
the shipment of a paper copy of the
prescribing information with each
container of a prescription drug. Under
section 502(f) of the FD&C Act, a drug
or device is deemed to be misbranded
unless its labeling bears adequate
directions for use, adequate warnings
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against use by patients where its use
may be dangerous to health, and
adequate warnings against unsafe
dosage or methods or duration of
administration, in such manner and
form as are necessary to protect users.
(See 21 U.S.C. 352(f).) Adequate
directions for use means directions
under which the layman can use a drug
safely and for the purposes for which it
is intended. (See 21 CFR 201.5.)
Additionally, section 502(f) of the FD&C
Act authorizes FDA to create a
regulatory exemption from this
requirement.
Under this authority, FDA has issued
regulations exempting drugs subject to
section 503(b)(1) of the FD&C Act
(prescription drugs) from the
requirements of section 502(f)(1) of the
FD&C Act if certain conditions are met.
(See e.g., 26 FR 8389 (September 6,
1961) (final rule amending then § 1.106
(21 CFR 1.106)); see also 17 FR 6818
(July 25, 1952) (final rule amending then
§ 1.106).) The 1961 amendments to then
§ 1.106 exempted a drug subject to
section 503(b)(1) of the FD&C Act from
section 502(f)(1) of the FD&C Act if,
among other things, labeling on or
within the package from which the drug
is to be dispensed bears adequate
information for its use, under which
professionals licensed by law to
administer the drug can use the drug
safely and for the purposes for which it
is advertised or represented. (See
§ 1.106(b)(3).) The relevant provision of
the exempting regulations is currently
codified at § 201.100(c)(1). Section
201.100(c)(1), like its predecessor
§ 1.106(b)(3), exempts a drug subject to
section 503(b)(1) of the FD&C Act from
section 502(f)(1) of the FD&C Act if
labeling on or within the package from
which the drug is to be dispensed bears
adequate information for its use, under
which professionals licensed by law to
administer the drug can use the drug
safely and for the purposes for which it
is advertised or represented. Subsection
(c)(2) provides that, for an article subject
to section 505 of the FD&C Act, the
labeling bearing such information is the
labeling authorized by the approved
new drug application or required as a
condition for the certification or the
exemption from certification
requirements applicable to preparations
of insulin or antibiotic drugs. (See
§ 201.100(c)(2).)
The review in this proposed rule of
the language of the exempting
regulations shows that, for decades, the
mechanism through which the
pharmaceutical industry has met the
requirement for exempting a
prescription drug from section 502(f)(1)
of the FD&C Act is the shipment of a
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paper copy of the prescribing
information with each container of a
prescription drug. The statutory
language authorizing FDA to create a
regulatory exemption from the
requirements of section 502(f)(1) of the
FD&C Act is broad. We have concluded
that nothing in the statutory language
mandates that the regulatory exemption
can be met only through shipment of a
paper copy of the labeling
accompanying each container of the
drug. Advances in technology now
allow for the electronic distribution of
labeling, an option that was not feasible
at the time FDA initially issued the
predecessor to this proposed regulation.
The electronic distribution of
prescribing information is expected to
advance: (1) The provision of adequate
directions for use to persons
prescribing, dispensing, and
administering the drug; (2) the provision
of adequate warnings to prescribers
against use in patients where a drug’s
use may be dangerous to health; and (3)
the prevention of unsafe prescribing of
prescription drugs. Currently, the
prescriber, health care provider, or
pharmacist may review a paper copy of
the labeling that has been shipped and
stored with a drug for a number of
months and that may not contain the
most recent information with regard to
indications, warnings, or directions for
use. In contrast, the electronic
distribution of prescribing information
provides access to the most recent
information about the directions for use,
warnings, and contraindications. This
information will be available within
days of a change via posting on the FDA
labeling repository or by FAX, email, or
mail. Accordingly, FDA has concluded
that it has the authority to amend
§ 201.100(c)(1) to require that the
exemption from section 502(f)(1) of the
FD&C Act must be met through
electronic means.
Second, FDA concludes that it has
authority to base the regulatory
exemption from the adequate directions
for use requirements of section 502(f) of
the FD&C Act on the condition that a
paper copy of the prescribing
information not be shipped with each
container of the drug, except where FDA
has concluded that compliance with
electronic distribution would adversely
affect the safely, effectiveness, purity, or
potency of the drug; is not technically
feasible; or is otherwise inappropriate.
Although the regulation exempting
prescription drugs from the requirement
to provide adequate directions for use
has previously conditioned the
exemption on distribution of paper
copies of the prescribing information, at
the time those regulations were drafted
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the electronic distribution of prescribing
information was not feasible. As
described in this document, given the
shelf life of many prescription drug
products, changes to the prescribing
information may occur between the time
a product is shipped from the
manufacturer and the time the product
is received at the pharmacy or health
care facility. Changes to the prescribing
information may also occur during the
time that the drug is stored at the
pharmacy and prior to the time it is
dispensed. Under such circumstances, a
pharmacist or health care provider who
relies upon a paper copy of the labeling,
rather than the electronic version, may
not have access to the current version of
the prescribing information, including
the latest warnings or contraindications
that may appear in the electronic
version of the prescribing information at
the time a drug is prescribed and
dispensed. Thus, where the electronic
distribution of labeling is feasible, the
continued distribution of paper labeling
is not always sufficient to ensure that
the products have adequate directions
for use, adequate warnings against use
by patients where its use may be
dangerous to health, and adequate
warnings against unsafe dosage or
methods or duration of administration,
in such manner and form as are
necessary to protect users.
In contrast, the electronic distribution
of prescribing information would make
it easier for the person prescribing,
dispensing, or administering the drug to
have full access to all of the drug’s
current prescribing information,
including directions for use, warnings,
and contraindications. Specifically, the
electronic distribution of the prescribing
information via its placement in the
FDA labeling repository, accessible
through FDA’s Web site, would better
ensure that pharmacists and other
health professionals have access to the
most recent version of the directions for
use and to the most current warnings
and contraindications. With the
electronic distribution of prescribing
information, pharmacists and health
care professionals would have timely
access to the most current version of the
prescribing information, in contrast to
the paper form of the prescribing
information, which may contain
outdated information by the time it
reaches the pharmacist or other health
care professional. For these reasons,
FDA has concluded that it has legal
authority to require the prescribing
information no longer physically
accompany the product in paper form,
except as provided in the exempting
provisions of this proposed regulation.
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Third, we conclude that FDA has the
legal authority to require the label to
bear a statement including the FDA
labeling repository Web site where the
electronic prescribing information will
appear and a toll-free telephone number
maintained by the manufacturer or
applicant and that a manufacturer or
applicant must maintain a toll-free
telephone number through which
individuals may request the prescribing
information to be faxed, emailed, or
mailed.
As explained in this document,
section 502(f) of the FD&C Act provides
that a drug is misbranded unless its
labeling bears adequate directions for
use, adequate warnings against use by
patients for whom use may be
dangerous to health, and adequate
warnings against unsafe dosage or
methods or duration of administration
in such manner and form as necessary
to protect users. Since this rule would
make the distribution of this
information electronic, the requirement
that the Internet address and telephone
number appear on the label is necessary
so that a health care professional
prescribing, administering, or
dispensing the product would have the
information needed to access the most
current prescribing information. This
statement will ensure that health care
providers are directed to the FDA
labeling repository (which will contain
the most updated version of the
prescribing information), as opposed to
other electronic versions of the
prescribing information, which may not
be updated as frequently as the FDA
labeling repository. Similarly, the tollfree number and the requirement that
manufacturers and applicants maintain
labeling via FAX, email, or mail will
ensure that health care providers and
pharmacists without Internet access can
obtain the most current version of the
prescribing information. Thus, this
requirement ensures that the prescribing
information bearing adequate directions
for use, adequate warnings against use
by patients for whom use may be
dangerous to health, and adequate
warnings against unsafe dosage or
methods or duration of administration
in such manner and form as necessary
to protect users accompanies the drug.
In addition, section 502(a) of the
FD&C Act prohibits false or misleading
labeling of drugs, including the failure
to reveal material facts relating to
potential consequences under
customary conditions of use under
section 201(n) of the FD&C Act. The
requirement that the label include the
Internet address of the FDA labeling
repository and the manufacturer’s or
applicant’s telephone number ensures
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that the drug product will have
accompanying labeling, which should
include relevant information such as the
drug strength, dosage form, route of
administration, active ingredient, and
drug interactions. In addition, it ensures
that the prescribing information is
accurate, up-to-date, and readily
available to the health care provider.
Because the labeling that is linked to the
drug product via either the Internet
address or the telephone number
includes material facts relating to
potential consequences under
customary conditions of use under
section 201(n) of the FD&C Act, the
requirement that the Internet address
and telephone number be placed on the
label is also justified under section
502(a) of the FD&C Act. Furthermore,
section 701(a) of the FD&C Act
authorizes FDA to issue regulations for
the efficient enforcement of the FD&C
Act.
For all these reasons, FDA concludes
that we have the legal authority to
require that the prescribing information
be provided electronically, rather than
by the shipment of a paper copy of the
prescribing information with each
container of a prescription drug (except
where exempted by this regulation), and
to require that the label bear a statement
including the Internet address where the
electronic labeling may be found and a
toll-free telephone number through
which individuals may request the
prescribing information by other means
(such as by FAX, email, or mailing of a
paper copy).
VI. Environmental Impact
The Agency has determined under 21
CFR 25.30(i) and (k) that this action is
of a type that does not individually or
cumulatively have a significant effect on
the human environment. Therefore,
neither an environmental assessment
nor an environmental impact statement
is required.
VII. Paperwork Reduction Act of 1995
This proposed rule contains
information collection provisions that
are subject to review by OMB under the
Paperwork Reduction Act of 1995 (44
U.S.C. 3501–3520). The title,
description, and respondent description
of the information collection are given
under this section with an estimate of
the annual reporting burden. Included
in the estimate is the time for reviewing
instructions, searching existing data
sources, gathering and maintaining the
data needed, and completing and
reviewing the collection of information.
We invite comments on these topics:
(1) Whether the proposed collection of
information is necessary for the proper
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performance of FDA’s functions,
including whether the information will
have practical utility; (2) the accuracy of
FDA’s estimate of the burden of the
proposed collection of information,
including the validity of the
methodology and assumptions used; (3)
ways to enhance the quality, utility, and
clarity of the information to be
collected; and (4) ways to minimize the
burden of the collection of information
on respondents, including through the
use of automated collection techniques,
when appropriate, and other forms of
information technology.
Title: Electronic Distribution of
Prescribing Information for Human
Prescription Drugs, Including Biological
Products
Description: The proposed rule would
amend certain labeling regulations to
require applicants or manufacturers of
human prescription drugs (including
biological products and blood and blood
components intended for transfusion) to
distribute the prescribing information
for these drugs electronically. This
information is currently distributed in
paper form on or within the package
from which a prescription drug is
dispensed. The electronic distribution
requirements of this regulation would
not apply to patient labeling (including
patient package inserts and Medication
Guides), which would continue to be
provided in paper form, as currently
required by applicable regulations. The
proposed regulation would require
manufacturers and applicants to submit
labeling containing prescribing
information to FDA for distribution via
FDA’s labeling repository Web site
every time there is a change in the
labeling and to review the labeling
posted at FDA’s Web site to ensure that
the correct version of the labeling
appears in the repository. The
regulation would require a product’s
immediate container label or a label
affixed to the immediate container by
other means, such as a peel-back label
(if the immediate container label is too
small to bear the statement) and outside
package to bear a statement directing
health care professionals to FDA’s
labeling repository to view the
electronic version of prescribing
information and to provide a toll-free
telephone number maintained by the
manufacturer to receive requests that
the manufacturer send an emailed,
faxed, or mailed paper copy of the
prescribing information. The prescribing
information would be distributed in
paper form where a pharmacist or
health care provider requests that the
manufacturer send a paper copy of the
labeling or where an exemption to the
electronic distribution of labeling
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requirements has been granted.
Manufacturers and applicants of
exempted products would distribute
prescribing information in paper form
on or within the package from which
the product is dispensed and would not
be required to distribute the labeling
electronically or by FAX, email, or mail.
We are taking this action to help ensure
that the most current prescribing
information is publicly accessible for
the safe and effective use of the product.
Description of Respondents: Persons
and businesses, including small
businesses and manufacturers
responsible for the labeling of
prescription drugs, including
applicants, repackagers, relabelers, and
persons responsible for the labeling of
unapproved drugs.
A. Summary of Provisions in Proposed
Rule That Contain Collections of
Information
1. Labeling Accompanying a Product To
Include Electronic Distribution of
Prescribing Information (proposed
§§ 201.100(c)(1), (c)(3), (c)(4), (c)(5), (d),
and (d)(2); 201.306; 201.310; 606.122;
610.61(k) and (n))
This proposed rule would require that
prescribing information be distributed
through electronic means, unless FDA
exempts a specific product from the
electronic distribution requirement or
unless the manufacturer is requested to
send a paper copy of the labeling. The
addition of new § 201.100(c)(3) would
require prescribing information to be
distributed electronically and, with the
exceptions noted in this document, not
in paper form. The mechanism by
which the labeling will be distributed
electronically would be through posting
on the FDA labeling repository at
labels.fda.gov. The labeling repository
would be initially populated with
labeling that had already been
electronically submitted to FDA to
comply with current requirements (part
207, and §§ 314.50(l), 314.94(d), 601.14).
On the effective date of this regulation,
manufacturers and applicants would not
need to make a new submission of
labeling to FDA under this regulation if
the labeling available in the repository
is current. However, before distributing
product with labels directing users to
labels.fda.gov for prescribing
information, the manufacturer or
applicant must review the prescribing
information in the repository, and, if the
prescribing information in the
repository is not current, must submit
the current version of the prescribing
information.
This proposed rule would revise
§ 201.100, with the addition of
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paragraph (c)(4), which would require
that, upon initial approval of a drug, or
following any change to approved
labeling, the applicant or other
manufacturer must submit the content
of labeling in an electronic format to
FDA at the time of the change for
distribution via the FDA’s labeling
repository Web site. Minor changes to
the prescribing information would
continue to be reported in the
applicant’s annual report; however, the
revised labeling would be required to be
submitted to FDA at the time of the
change for distribution via FDA’s
labeling repository Web site.
Submissions at the time of a change
would ensure that the most up-to-date
prescribing information is posted on the
FDA’s labeling repository Web site and
available to the public, particularly
health care professionals, for use with
the drug at the time it is prescribed,
dispensed, or administered.
2. Label Statement for Human
Prescription Drugs, Including Biological
Products and Blood and Blood
Components Intended for Transfusion,
on the Product’s Immediate Container
Label and Outside Package (Proposed
§§ 201.100(b)(8), 606.121(c),
610.60(a)(8), and 610.61(t))
Current §§ 201.100(b), 606.121,
610.60, and 610.61 set forth the
information that is required to appear
on the label of the prescription drug
product or the container label and
outside package of biological products.
This proposed rule would require,
except where an exemption is granted,
that all immediate container labels and
outside packages bear a statement
directing users to the FDA labeling
repository to obtain the current
prescribing information or circular of
information and to a toll-free number to
request that this information instead be
provided by mail, email, or FAX. In
order to ensure that the statement is
readable, this statement would be no
smaller than 6-point type. Where the
immediate container label does not have
sufficient space to bear this statement, it
would be required to be affixed to the
immediate container by other means,
such as a peel-back label.
3. Provision of Prescribing Information
via Fax, Email, or Mail (Proposed
§ 201.100(c)(5)) and Exemptions
(§ 201.100(g))
To ensure that the prescribing
information is readily accessible if
Internet access is not available to the
health care professional seeking the
current prescribing information, the
label statement would be required to
include a toll-free telephone number on
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the product’s immediate container label
and outside package. The health care
professional would call this number to
request the most current prescribing
information by FAX, email, or mail. The
manufacturer would be responsible for
ensuring that the toll-free telephone
number is current, fully functioning,
and maintained so that there is always
an alternate method available (24 hours
a day, 7 days a week) to obtain the
current prescribing information if the
requestor cannot access the information
electronically. The manufacturer would
be responsible for taking adequate steps
to ensure that it promptly provides the
prescribing information to the requestor.
Proposed § 201.100(g) would permit a
manufacturer to request that a drug or
biological product be exempt from the
requirements for electronic distribution
of labeling set forth in this section. The
exemption request must document why
compliance with the electronic
distribution of labeling requirements
could adversely affect the safety,
effectiveness, purity, or potency of the
drug; is not technologically feasible; or
is otherwise inappropriate and must
document that the concerns underlying
the request could not reasonably be
addressed by other measures. In
addition, FDA would be able to exempt
products on its own initiative.
Manufacturers and applicants of
exempted products would be required
to distribute prescribing information in
paper form on or within the package
from which the drug is to be dispensed.
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B. Estimates of Reporting Burden
1. Electronic Submissions of Prescribing
Information to the Agency, for Inclusion
in the Electronic Labeling Repository
(Proposed § 201.100(c)(4))
Prescribing information for
prescription drugs (i.e., content of
labeling required under § 201.100(d))
already must be submitted to the
Agency in an electronic format that the
Agency can process, review, and archive
as part of NDAs, ANDAs, BLAs, and
annual reports. (See §§ 314.50(l),
314.94(d), 601.14(b), and 314.81(b).)
These submissions are approved by
OMB under the PRA under OMB control
numbers 0910–0530 and 0910–0338. In
addition, under section 510(p) of the
FD&C Act, enacted in 2007, listing
information required to be submitted
under section 510(j) of the FD&C Act
and implementing regulations in part
207 has been required to be submitted
electronically since June 2009. Labeling
for all drugs is a subset of that
information, including prescribing
information both for prescription drugs
that are subject to approved NDAs,
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ANDAs, and BLAs, and for prescription
drugs that are not subject to approved
applications. Information collections
associated with the electronic
submission of listing information are
approved under OMB control number
0910–0045. In May 2009, FDA issued a
guidance entitled ‘‘Providing Regulatory
Submissions in Electronic Format—
Drug Establishment Registration and
Drug Listing,’’ (https://www.fda.gov/
downloads/Drugs/GuidanceCompliance
RegulatoryInformation/Guidances/
ucm072339.pdf. In this guidance, FDA
explained that labeling updates to
applications under the content of
labeling regulations could be
duplicative in content and format of
labeling required to be submitted for
listing under part 207. To avoid
duplicative submissions, FDA
recommended that applicants
simultaneously fulfill the ‘‘content of
labeling’’ and listing requirements
regarding submission of labeling by
submitting a single SPL file through the
listing system and cross-referencing it in
their applications.
FDA intends to adopt the same
electronic format used in these other
submissions (currently SPL) for
submitting labeling required under this
proposed regulation. FDA intends to use
labeling previously submitted under
these other provisions to initially
populate the labeling repository prior to
the effective date of the rule, so that
where labeling is current, no new
submissions will be needed to achieve
initial compliance. Further, if this
proposed rule becomes final, going
forward, a single submission will in
many cases fulfill the requirements
under this regulation, under the content
of labeling requirements in parts 314
and 601, and under certain provisions of
part 207. Because this regulation would
require submission of labeling in
electronic form prior to the time at
which such labeling must be submitted
under those other provisions (and
therefore, may result in some additional
submissions not accounted for in those
information collections), in the burden
estimates that follow, FDA has included
the estimated burden of all submissions
that would be required to meet the
terms of this proposed regulation,
without excluding those that would
duplicate submissions already
addressed under one of the previously
named provisions. In the future,
however, FDA anticipates that if this
rule becomes final and its information
collection provisions are approved, it
would be appropriate to reduce the
estimated information collection
burdens approved under control
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numbers 0910–0530, 0910–0338, and
0910–0045, as FDA does not intend to
require duplicative submissions.
To estimate the burden hours per
submission, we adopted an estimate of
1.25 hours per submission (which was
the time estimate used for submission of
electronic content of labeling under the
most recent OMB extension of approval
for that information collection,
approved under OMB control number
0910–0338, which expires on January
31, 2017). The total estimated number of
labeling submissions is the sum of
several items.
The proposed regulation would
require applicants to submit the labeling
upon initial approval of a drug. To
estimate the annual number of
submissions for newly approved
products, the Agency reviewed the
number of NDA and ANDA approvals
and new licenses for biological products
to estimate the average number of
approvals on an annual basis. We have
estimated that there will be
approximately 106 NDA applicants who
had an average of 150 NDA approvals
per year and approximately 250 ANDA
applicants who had 1,200 ANDA
approvals. We further estimate that
approximately 25 respondents will have
an average of 45 BLAs licensed on an
annual basis. The total burden hour
estimate for these submissions to the
Agency is 1,744 hours (1,395 × 1.25 =
1,744).
To estimate the number of labeling
submissions that may occur due to
updates to the labeling of currently
marketed drugs for changes that would
require a supplement to an application,
we reviewed the number of
supplements to NDAs and BLAs
reflecting labeling changes that were
submitted to FDA in fiscal year 2013 for
drug and biological product
manufacturers and applicants. An
average of 200 applicants submitted an
average of 5.5 supplements reflecting
labeling changes per applicant per year
to the Agency (n = 1,100). The burden
hour estimate for these submissions to
the Agency is 1,375 hours ([200 × 5.5]
× 1.25 = 1,375).
Because this proposed rule would
require that applicants submit labeling
changes to FDA at the time of the
change, there may be submissions to the
Agency due to a minor labeling change
that previously would have been
submitted to the Agency with annual
reports (§§ 314.81 and 601.12). To
estimate the number of submissions for
minor label changes, we assumed that
the percentage of firms making label
changes via annual reports would be
similar to the percentage making
changes via supplements and moderate
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changes being effected in 30 days. Thus,
we assumed that one change per
applicant, (200 NDA/BLA firms, 225
ANDA firms, and 457 repackagers), for
a total of 882 submissions. The total
burden hour estimate for these
submissions to the Agency is 1,103
hours (882 × 1.25 = 1,103).
Holders of ANDA applications would
also submit updated labeling if the
applicant who holds the NDA for the
innovator drug makes a change to its
labeling. We estimate that, on an annual
basis, 225 ANDA applicants will make
1,830 submissions of updated labeling.
The total burden hour estimate for these
additional submissions to the Agency is
2,288 hours (1,830 × 1.25 = 2,288).
This regulation also would require
repackagers and relabelers (who are
subject to part 207 but not to parts 314
or 612) to submit labeling for their
repackaged or relabeled products. Thus,
each time an applicant submits updated
labeling for a particular product for
distribution via the repository, any
manufacturers who repack or relabel
that product would also be required to
submit updated labeling for posting in
the labeling repository. Based on the
number of repackers and relabelers that
would be subject to this proposal, we
estimate that 169 repackers and
relabelers would make approximately
566 submissions of updated labeling for
NDA products for posting in the
labeling repository. In addition, we
estimate that 575 repackers and
relabelers would make a total of 2,196
submissions of labeling due to an ANDA
change. The total burden hour estimate
for these submissions to the Agency is
3,453 hours (2,762 × 1.25 = 3,453).
To estimate the annual burden on
blood establishments of submitting
updated versions of the circular of
information and reviewing the posted
circular of information, we have
estimated that there are 1,300 blood
establishments that will be affected by
this regulation. The vast majority of
blood establishments use the same
circular of information, and we estimate
that the circular of information will
change once annually. Thus, the annual
burden of submitting the circular of
information is estimated to be 1,625
hours (1,300 × 1.25 = 1,625).
The sums of all of these prior
estimates are included in tables 1 and 2
as our estimates of the information
collection burden associated with
proposed § 201.100(c)(4). In developing
our estimates for NDA, ANDA, and BLA
products, we are not able to fully
account for the possible overlap in
respondents submitting labeling under
each of the scenarios described in this
document. For example, it is possible
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that a firm submitting labeling in
conjunction with a new drug approval
might also submit labeling to address a
minor labeling change that is reportable
in an annual report. In the number of
respondents reported in the table, we
have not attempted to account for this
overlap, but have merely added the
number of respondents from each
subestimate. The result may be an
overestimate of the number of
respondents, and a consequent
underestimate of the average number of
responses per respondent. We invite
comment on this and other aspects of
our estimate.
2. Submission and Review of Circular of
Information by Blood Establishments
Because FDA regulations do not
currently require blood establishments
to submit the circular of information
electronically, blood establishments
would be required to submit the circular
of information to FDA prior to the
effective date of this regulation. To
estimate the burden on blood
establishments of submitting updated
versions of the circular of information,
we have estimated that there are 1,300
blood establishments that will be
affected by this regulation. The vast
majority of blood establishments use the
same circular of information. Thus, the
initial burden of submitting the circular
of information is estimated to be 1,625
hours (1,300 × 1.25 = 1,625) (table 2).
3. Review of Accuracy and
Completeness of Posted Prescribing
Information (Proposed § 201.100(c)(4))
Because the labeling repository will
be populated with labeling received by
the Agency under current requirements,
we do not expect a mass submission of
prescribing information upon the
effective date of this regulation. We
require that manufacturers and
applicants will verify the accuracy and
completeness of the labeling already
posted in the repository. This will
ensure that labeling available via the
FDA labeling repository is accurate and
up-to-date. An estimate of
establishments that would be affected
by this rule was made based on
information available in FDA’s
establishment and product listing
databases for drug and biological
products. An average of the estimated
1,500 to 2,000 drug manufacturers and
applicants was combined with an
estimate of 1,800 biological
establishments (either licensed
establishment or registered blood
establishments) for an estimate of 3,550
possible respondents (1,750 + 1,800 =
3,550) for estimating the burden.
Collectively, these respondents are
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responsible for producing 46,000 to
57,600 prescription drug products. An
average of this range was used for
determining the frequency of responses,
resulting in 51,800 individual
prescription drug products. The
frequency of responses was determined
by taking the number of individual
prescription drug products divided by
the number of respondents, resulting in
an estimate of 14.60 responses per
respondent. (51,800/3,550 = 14.60).
To estimate the burden hours
associated with each submission, we
adopted an estimate of 5 hours, which
is equal to the time estimated for
proofreading the electronic document in
the electronic submission final rule (68
FR 69009). We believed this estimate
would be similar to the estimate of the
amount of time needed to review the
accuracy and completeness of the
posted prescribing information and
compare it with the electronic file that
was submitted to the Agency. Although
a manufacturer may have to review the
accuracy of more than one copy of a
single version of the prescribing
information that corresponds to
multiple NDC numbers, we believe the
5-hour estimate is reasonable. We
request comment on whether this
estimate would be applicable to the
proposed requirement for reviewing the
accuracy and completeness of the
prescribing information after it is
posted. The total first year burden hour
estimate for review for accuracy and
completeness of the posted prescribing
information is 259,150 hours (3,550 ×
14.60 × 5 = 259,150) (table 2). This
burden hour estimate includes the time
for each manufacturer to review the
accuracy and completeness of the
prescribing information once it is
posted, following a change to the
labeling, on the FDA’s labeling
repository Web site.
In addition, on an annual basis, upon
approval of a new NDA, ANDA, or BLA,
or upon a change made to prescribing
information, all manufacturers and
applicants, including repackers of such
products will be required to review for
accuracy the newly posted prescribing
information. As explained in this
document, on an annual basis we
estimate that there will be 1,395 labeling
submissions for newly approved or
licensed products (NDAs, BLAs,
ANDAs), 1,100 labeling submissions for
NDA/BLA supplements, 1,830 labeling
submissions for ANDA supplements
due to innovators’ labeling changes, 882
labeling submissions for annual
reportable changes, and 2,762 labeling
submissions by repackers due to
changes in NDA/ANDA holders’
labeling. The total annual burden hour
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estimate for review for accuracy and
completeness of the posted prescribing
information for these products is 13,480
hours ([1,395 + 1,100 + 1,830 + 882 +
2,762 = 7,969] × 5 = 39,845) (table 1).
The annual burden of checking the
circular of information for accuracy is
estimated to be 6,500 (1,300 × 5 =
6,500). The total annual burden for
drugs, biologics, and blood and blood
components is 46,345 hours (table 1).
4. Production of New Product Labels for
the Immediate Container Label and
Outer Container or Package To Bear
Label Statement (Proposed
§ 201.100(b)(8))
Under proposed § 201.100(b)(8), a
new label statement would be required
on a product’s immediate container
label (or on a label affixed to the
container by other means, such as a
peel-back label, if the immediate
container is too small to bear the
statement) and outer container or
package. A portion of this statement,
directing users to access labels.fda.gov
to view electronic prescribing
information, is information provided by
FDA to manufacturers and applicants
for disclosure to the public, and
therefore does not constitute a
collection of information under 5 CFR
1320.3(c)(2). However, the portion of the
statement that provides a toll-free
number for requesting prescribing
information by mail, email, or FAX is
not provided by FDA. Accordingly, we
have accounted for the burden of
including that statement. The frequency
of responses was determined by taking
the average of the estimated number of
stock keeping units (SKUs) (150,000–
200,000), divided by the number of
respondents, resulting in an estimate of
49.3 responses per respondent (175,000/
3,550 = 49.3). To estimate the burden
hours associated with adding the
statement to existing product labels, we
adopted an estimate of 24 hours, which
was the estimate used for redesigning
labels to incorporate bar codes (see 69
FR 9119 at 9149; February 26, 2004).
The total burden hour estimate for
adding the new label statement to all
presently marketed prescription drugs is
4,200,360 hours (3,550 × 49.3 × 24 =
4,200,360) (table 3).
In addition, immediate container
labels and outside packages for newly
approved products would need to be
designed to include the statement.
Because the inclusion of the statement
would be one requirement of multiple
requirements considered in preparing
drug product labels, this burden is
included as part of the overall burden to
design, test, and produce the label for a
drug product’s immediate container and
outer container or package. The format
and content of prescription drug and
biological product labels must comply
with FDA regulations in 21 CFR part
201 for drugs, including § 201.100(b)
and other sections in subparts A and B,
and 21 CFR part 610 subpart G. For
blood and blood components, the label
must comply with 21 CFR part 606
subpart G. Based on characteristics of
the product, there are some differences
in the label requirements for
prescription drugs, biological products
and blood and blood components.
However, in general, prescription drug
labels contain the following information
about the drug: (1) Proprietary and
established name (or proper name for
biological products); (2) recommended
or usual dose; (3) route of
administration; (4) any warnings or
cautionary statements; (5) ‘‘Rx only’’
statement; (6) other required statements
or information based on type of product;
(7) quantity or proportion of each active
ingredient, or amount of product; (8)
names of inactive ingredients (if the
drug is for other than oral use); (9)
identifying lot or control number; (10)
manufacturer name and address (and
license number for biologics); (11)
expiration date; and (12) barcode. Based
on FDA’s burden estimates for other
types of drug product labeling and
information from the pharmaceutical
industry, FDA estimates that it takes
applicants or manufacturers
approximately 160 hours to design, test
(i.e., to ensure that the designed label
fits on the drug product container or
carton), and produce each prescription
drug product label, including the
statement required under proposed
§ 201.100(b)(8). Based on an average of
the estimated number of SKUs (175,015)
and the estimated number of
respondents (3,550), as discussed
previously, the total burden for the
design, testing, and production of
prescription drug product labels for
existing products is approximately
28,002,400 hours (table 3). Going
forward for newly approved drug
products, we estimate that the total
burden hours for the design, testing and
production of new prescription drug
product labels for a drug product’s
immediate container and outer
container or package would be
approximately 223,220 hours (table 4).
This is based on the average annual
submission of approximately 150 NDAs
from approximately 106 applicants,
approximately 1200 ANDAs from
approximately 250 applicants, and
approximately 45 BLAs from
approximately 25 applicants.
5. Exemptions (Proposed § 201.100(g))
Under proposed § 201.100(g), the
Agency would permit a manufacturer
who markets a product to submit a
written request to FDA for exemption of
a human prescription drug, including a
biological product, from the
requirements for electronic distribution
of prescribing information. We
anticipate very few exemption requests
will be submitted. Therefore, we
estimate that approximately 10
manufacturers and applicants would
request an exemption annually, and that
each request would take approximately
1 hour to prepare and submit to FDA.
In those instances where we grant an
exemption, the covered prescribing
information would be distributed in
paper form by the manufacturer.
The total estimated annual reporting
burden for this collection of information
is as follows:
TABLE 1—ESTIMATED ANNUAL REPORTING BURDEN 1 2
Number of
respondents
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Type of reporting and 21 CFR section
Submission of updated labeling and circular of information under § 201.100(c)(4) ............................................
Review of accuracy of posted labeling and circular of information under § 201.100(c)(4) ...................................
Requests for exemptions under § 201.100(g) .................
Requests to receive prescribing information by fax,
email, or mail when requested (§§ 201.100(c)(5) and
201.100(g)) ...................................................................
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Frm 00068
Number of
responses per
respondent
Total annual
responses
Average
burden per
response
Total hours
3,732
2.5
9,269
1.25
11,586
3,732
10
2.5
1
9,269
10
5
1
46,345
10
129,090
Fmt 4702
1
Sfmt 4702
129,090
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18DEP1
*0.25
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75523
TABLE 1—ESTIMATED ANNUAL REPORTING BURDEN 1 2—Continued
Number of
respondents
Type of reporting and 21 CFR section
Total ..........................................................................
Number of
responses per
respondent
Total annual
responses
Average
burden per
response
........................
..........................
........................
..........................
Total hours
574,301
1 Totals
may not sum because frequency numbers are rounded.
are no capital costs or operating and maintenance costs associated with this collection of information.
* (15 minutes).
2 There
TABLE 2—ESTIMATED ONE-TIME REPORTING BURDEN 1
Number of
responses per
respondent
Number of
respondents
Type of reporting and 21 CFR section
Total onetime
responses
Average
burden per
response
Total hours
Review for accuracy and completeness of posted prescribing information under § 201.100(c)(4) ....................
Submission of circular of information by blood establishments under § 201.100(c)(4) ..........................................
3,550
14.60
51,830
1,300
1
1,300
1.25
1,625
Total ............................................................................
..........................
........................
......................
..........................
260,775
1 There
5
259,150
are no capital costs or operating and maintenance costs associated with this collection of information.
TABLE 3—ESTIMATED ONE-TIME THIRD-PARTY DISCLOSURE BURDEN 1
Number of
respondents
Type of disclosure and 21 CFR section
Design, testing, and production of labels for existing products .....................................................................................
Production of new label statement on immediate container
label or outside package (Web site and toll-free number)
under §§ 201.100(b)(8), 606.121(c)(8)(ii), 610.60(a)(8),
and 610.61(t) ......................................................................
Total ................................................................................
1 There
Frequency per
disclosure
Total
disclosures
Hours per
disclosure
Total hours
3,550
49.3
175,015
160
28,002,400
3,550
49.3
175,015
24
4,200,360
..........................
........................
......................
......................
32,202,760
are no capital costs or operating and maintenance costs associated with this collection of information.
TABLE 4—ESTIMATED ANNUAL THIRD-PARTY DISCLOSURE BURDEN
Number of
disclosures per
respondent
Number of
responses per
respondent
Total annual
disclosures
Distribution of prescribing information by
fax, email, or mail when requested
(§§ 201.100(c)(5) and 201.100(g)).
Design, testing and production of labels for
new prescription drug and biological products and blood and blood components.
993
130
129,090
1
129,090
381
3.80
1,395
160
Total .......................................................
..........................
........................
......................
......................
352,290
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C. Other Annualized Cost Burdens to
Respondents: Operating and
Maintenance Costs of the Toll-Free
Telephone Number and Responding to
Requests
This proposed rule would require that
manufacturers provide and maintain a
toll-free telephone number that users of
prescribing information can call if they
want the prescribing information to be
faxed, emailed, or mailed to them. It
was assumed that all manufacturers
would use existing telephone
infrastructure, and they would need to
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add options to the system so that
someone could request the prescribing
information in other forms, particularly
if Internet access is not available. The
costs would include labor costs to
modify the phone system and to
respond to requests. We will adopt the
estimate for the annualized cost to have
a functioning system and maintaining it
from the economic impact analysis. The
recurring annual costs to operate and
maintain the toll-free telephone number
and to send paper prescribing
information upon request would range
from $26,500 to $90,750 (Ref. 6). An
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Frm 00069
Fmt 4702
Sfmt 4702
Average
burden per
disclosure
Total capital,
operating
and maintenance costs
223,200
Type of disclosure and 21 CFR section
Total hours
$26,500 to
$90,750.
average of this range will be used for
this estimation, resulting in $58,619 per
manufacturer.
Concerning the distribution of
prescribing information by fax, email, or
mail when requested (§§ 201.100(c)(5)
and 201.100(g)), and based on data
described in section IX.H of the
Analysis of Impacts, we estimate that
each manufacturer, repacker, relabeler,
or contract manufacturer will receive
approximately 130 requests annually to
distribute prescribing information by
fax, email, or mail, and that each
distribution of prescribing information
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would take approximately 1 hour (table
4). In addition, we estimate that each
request to receive prescribing
information by fax, email, or mail will
take approximately 15 minutes (table 1).
In compliance with the Paperwork
Reduction Act of 1995 (44 U.S.C.
3507)(d)), the Agency has submitted the
information collection provisions of this
proposed rule to OMB for review. To
ensure that comments on the
information collection are received by
January 20, 2015, OMB recommends
that written comments be faxed to the
Office of Information and Regulatory
Affairs, OMB, Attn: FDA Desk Officer,
FAX: 202–395–7285, or emailed to oira_
submission@omb.eop.gov. All
comments should be identified with the
title ‘‘Electronic Distribution of
Prescribing Information for Human
Prescription Drugs, Including Biological
Products.’’
VIII. Federalism
FDA has analyzed this proposed rule
in accordance with the principles set
forth in Executive Order 13132. We
have determined that the proposed rule,
does not contain policies that have
substantial direct effects on the States,
on the relationship between the
National Government and the States, or
on the distribution of power and
responsibilities among the various
levels of government. Accordingly, we
have concluded that the proposed rule
does not contain policies that have
federalism implications as defined in
the Executive order and, consequently,
a federalism summary impact statement
is not required.
IX. Analysis of Impacts
FDA has examined the impacts of the
proposed rule under Executive Order
12866, Executive Order 13563, the
Regulatory Flexibility Act (5 U.S.C.
601–612), and the Unfunded Mandates
Reform Act of 1995 (Pub. L. 104–4).
Executive Orders 12866 and 13563
direct Agencies to assess all costs and
benefits of available regulatory
alternatives and, when regulation is
necessary, to select regulatory
approaches that maximize net benefits
(including potential economic,
environmental, public health and safety,
and other advantages; distributive
impacts; and equity). This proposed rule
would be an economically significant
regulatory action under Executive Order
12866.
The Regulatory Flexibility Act
requires Agencies to analyze regulatory
options that would minimize any
significant impact of a rule on small
entities. The proposed rule would have
a significant economic impact on a
substantial number of small entities.
Section 202(a) of the Unfunded
Mandates Reform Act of 1995 requires
that Agencies prepare a written
statement, which includes an
assessment of anticipated costs and
benefits, before proposing ‘‘any rule that
includes any Federal mandate that may
result in the expenditure by State, local,
and tribal governments, in the aggregate,
or by the private sector, of $100,000,000
or more (adjusted annually for inflation)
in any one year.’’ The current threshold
after adjustment for inflation is $141
million, using the most current (2013)
Implicit Price Deflator for the Gross
Domestic Product. FDA expects this
proposed rule to result in a 1-year
expenditure that would meet or exceed
this amount.
Summary
The proposed rule would generate
costs to set up a system for the
electronic distribution of prescribing
information for human prescription
drugs. While this system may support
other or all components of the product
labeling in addition to the prescribing
information, this proposed rule covers
the prescribing information portion of
product labeling.
The proposed rule would generate
costs for users of prescribing
information who would need additional
hardware, training, Internet access, and
information access time. In addition,
incremental costs would be associated
with some printing of the prescribing
information. Table 5 shows a summary
of the ranges of annualized costs using
discount rates of 7 percent and 3
percent over 10 years. The proposed
rule would generate benefits in the form
of production cost savings because
eliminating the production of most
paper forms would reduce the costs of
providing prescribing information on
human prescription drugs. Table 5
shows the ranges of savings. The large
ranges for both costs and savings
indicate the uncertainty associated with
such a large change in practices for such
a large number of manufacturers and
users. If we use a 7 percent discount rate
to annualize the costs and savings over
10 years, the effects of the proposed rule
could range from annualized net savings
of $5.0 million to annualized net
savings of $73.5 million. With a 3
percent discount rate to annualize cost
savings, the effects could range from an
annualized net savings of $10.0 million
to annualized net savings of $82.2
million. These quantified effects do not
include the public health benefits
associated with users having access to
the most up-to-date versions of the
prescribing information.
The full assessment of the economic
analysis is available in Docket FDA–
2007–N–0363 and at https://www.fda.
gov/AboutFDA/ReportsManualsForms/
Reports/EconomicAnalyses/default.htm
(Ref. 7).
TABLE 5—SUMMARY OF ANNUALIZED COSTS AND COST SAVINGS
[In millions]
Low
(7%)
High
(7%)
Low
(3%)
High
(3%)
$51.8
46.8
$163.7
89.2
$56.6
46.6
$170.8
88.6
Net Savings (Cost Savings¥Costs) .........................................................
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Cost Savings ....................................................................................................
Costs ................................................................................................................
5.0
73.5
10.0
82.2
X. Comments
Interested persons may submit either
electronic comments regarding this
document to https://www.regulations.gov
or written comments to the Division of
Dockets Management (see ADDRESSES). It
is only necessary to send one set of
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comments. Identify comments with the
docket number found in brackets in the
heading of this document. Received
comments may be seen in the Division
of Dockets Management between 9 a.m.
and 4 p.m., Monday through Friday, and
PO 00000
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Fmt 4702
Sfmt 4702
will be posted to the docket at https://
www.regulations.gov.
XI. Proposed Effective Date
We propose that any final rule based
on this proposal become effective 6
months after publication in the Federal
Register. Implementation of this rule
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Federal Register / Vol. 79, No. 243 / Thursday, December 18, 2014 / Proposed Rules
would require that manufacturers and
applicants have up-to-date electronic
prescribing information posted on
FDA’s labeling repository Web site, that
manufacturers and applicants have
verified the content of that information,
that the immediate container label and
outer container or package bear the
required statement, and that paper
labeling no longer accompany the drug.
The FDA labeling repository Web site is
currently available at labels.fda.gov and
is populated with prescribing
information submitted to the Agency
under current regulatory requirements,
such as requirements to submit labeling
with listing information or with annual
reports. If the prescribing information
available in the repository is current,
manufacturers and applicants would not
be required to resubmit labeling before
beginning the electronic distribution of
labeling.
Any human prescription drug that an
applicant or manufacturer introduces
into interstate commerce after the
effective date that does not have
accurate, complete, and updated
electronic prescribing information
available on FDA’s labeling repository
Web site, as well as the statement on the
product’s immediate container label and
the outer container or package
explaining how to access the
information, or that continues to be
accompanied by paper prescribing
information would not meet the criteria
to be exempt from the requirement to
provide ‘‘adequate directions for use’’
and would be misbranded under section
502(f)(1) of the FD&C Act. As explained
further in section XII, we understand
that 6 months is not likely to be
sufficient time for many manufacturers
and applicants to implement this rule
with regard to some or all of their
marketed products. As a result, we are
proposing to exercise enforcement
discretion for 2 years from publication
of the final rule. However, we anticipate
that some will be able to comply with
the rule beginning on the effective date.
We want to ensure that those that are
able to comply as soon as 6 months after
publication can take advantage of the
benefits of electronic distribution of
labeling at that time and will no longer
need to provide paper labeling with
their products (as long as all other
requirements of the rule are met).
Because, technically, full
implementation (elimination of paper
labeling that accompanies the product)
cannot take place until the rule is
effective, a longer effective date could
delay implementation by those able to
comply as soon as 6 months after the
publication date. We request comment
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on whether a 6 month effective date is
sufficient given the concerns raised in
the GAO report about potential
workflow disruptions in pharmacies as
a result of an online-only system for
prescribing information. Additionally,
FDA requests comments on whether a
dual system, where the regulation
would require distribution of both paper
and electronic versions of labeling until
the compliance date, is desirable and
information about the potential benefits
or consequences of such a requirement.
XII. Proposed Compliance Date
Given the time that may be needed for
industry to make necessary changes to
the drugs’ immediate container labels
and outer containers or packages to
comply with this rule and to enable
firms to exhaust existing stock of drugs
already packaged with paper prescribing
information, we propose a compliance
date of 2 years after the final rule is
published. Thus, until the compliance
date, we will exercise enforcement
discretion with regard to products
subject to the electronic labeling
requirements, so long as those products
continue to be distributed with the
current prescribing information in paper
form. However, a product distributed
between the effective date and the
compliance date that bears the new
required statement on the label and
outer container must have the current
electronic prescribing information in the
labeling repository at labels.fda.gov and
should not be accompanied by the paper
prescribing information.
We note that registration and listing
information for blood and blood
components is currently not
electronically submitted to the Agency.
FDA is in the process of developing
standards for the electronic submission
of labeling for blood and blood
components. The Agency will consider
progress in developing such standards
when setting a compliance date in a
final rule for blood and blood
components and/or on our own
initiative grant an exemption for blood
and blood components for a period of
time until electronic submission of the
labeling for blood and blood
components is supported. Thus, the
final regulation may include staggered
compliance dates, with a later
compliance date for blood and blood
components and an earlier compliance
date for all other drug products.
FDA is requesting comments on the
proposed effective and compliance
dates, and whether they are appropriate.
Specifically, we request comment on
whether a delayed compliance date
would alleviate concerns raised in the
GAO report about potential workflow
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Fmt 4702
Sfmt 4702
75525
disruptions in pharmacies as a result of
an online-only system for prescribing
information and, if so, how much
additional time would be needed to
change operations.
XIII. References
The following references have been
placed on display in the Division of
Dockets Management (see ADDRESSES)
and may be seen by interested persons
between 9 a.m. and 4 p.m., Monday
through Friday, and are available
electronically at https://
www.regulations.gov. (FDA has verified
the Web site address in this reference
section, but FDA is not responsible for
any subsequent changes to the Web site
after this document publishes in the
Federal Register.)
1. ‘‘Electronic Drug Labeling: No Consensus
on the Advantages and Disadvantages of
Its Exclusive Use,’’ GAO–13–592, Report
by the Government Accountability
Office, July 8, 2013.
2. ‘‘Analysis of the Feasibility of Safety
Labeling Changes Implementation
Timeline,’’ Final Report by Eastern
Research Group, Inc., June 22, 2012.
3. Ho, Y., Q. Chen, H. Nian, K.B. Johnson,
‘‘An Assessment of Pharmacists’
Readiness for Paperless Labeling: A
National Survey.’’ Journal of the
American Medical Informatics
Association, 1–6, 2013.
4. Internal analysis of safety-related labeling
changes approved by FDA between 2003
and 2013.
5. Internal review of labeling changes for new
molecular entities for calendar years
2005 to 2007.
6. ‘‘Electronic Distribution of Labeling
Proposed Rule Final Report Economic
Impact Analysis,’’ Report by Eastern
Research Group, Inc., October 4, 2010.
7. Preliminary Regulatory Impact Analysis,
Initial Regulatory Flexibility Analysis,
and Unfunded Mandates Reform Act
Analysis for Electronic Distribution of
Prescribing Information for Human
Prescription Drugs, Including Biological
Products; Proposed Rule, available at
https://www.fda.gov/AboutFDA/Reports
ManualsForms/Reports/Economic
Analyses/default.htm.
List of Subjects
21 CFR Part 201
Drugs, Labeling, Reporting and
recordkeeping requirements.
21 CFR Part 606
Blood, Labeling, Laboratories,
Reporting and recordkeeping
requirements.
21 CFR Part 610
Biologics, Labeling, Reporting and
recordkeeping requirements.
Therefore, under the Federal Food,
Drug, and Cosmetic Act, the Public
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Health Service Act, and under authority
delegated to the Commissioner of Food
and Drugs, it is proposed that 21 CFR
parts 201, 606, and 610 be amended as
follows:
PART 201—LABELING
1. The authority citation for 21 CFR
part 201 continues to read as follows:
■
Authority: 21 U.S.C. 321, 331, 351, 352,
353, 355, 358, 360, 360b, 360gg-360ss, 371,
374, 379e; 42 U.S.C. 216, 241, 262, 264.
2. Amend § 201.100 as follows:
a. In paragraph (b)(7), remove the
phrase ‘‘on or within the package from
which it is to be dispensed’’ and add in
its place ‘‘either on or within the
package from which it is to be
dispensed, or accompanying the
package from which it is to be
dispensed under paragraph (b)(8) of this
section’’;
■ b. Add paragraph (b)(8);
■ c. In paragraph (c)(1) remove the
phrase ‘‘on or within the package from
which the drug is to be dispensed’’ and
add in its place ‘‘on or within or
accompanying the package from which
the drug is to be dispensed under
paragraph (b)(8) of this section’’;
■ d. Add paragraphs (c)(3) through (5);
■ e. Revise the introductory text of
paragraph (d);
■ f. In paragraph (d)(2), remove the
phrase ‘‘on or within the package from
which the drug is to be dispensed’’ and
add in its place ‘‘on or within or
accompanying the package from which
the drug is to be dispensed under
paragraph (b)(8) of this section’’;
■ g. Add paragraphs (d)(4) and (g).
The additions and revisions read as
follows:
■
■
§ 201.100
use.
Prescription drugs for human
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*
*
*
*
*
(b) * * *
(8) The statement: ‘‘To obtain the
current prescribing information, go to
labels.fda.gov or call (insert the toll-free
telephone number) for a faxed, emailed,
or mailed copy.’’ This statement must be
no smaller than 6-point type. Provided,
however, that in the case of a container
too small or otherwise unable to
accommodate a label with sufficient
space to bear the statement, the
statement shall be affixed to the
immediate container label by other
means, such as a peel-back label.
Additionally, if the container is
packaged within an outer container
from which it is removed for dispensing
or use, the statement shall also be
included on the outer container or
package.
(c) * * *
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(3) Labeling containing prescribing
information accompanying the package
from which the drug is to be dispensed
under paragraphs (b)(8) and (c)(4) of this
section is distributed electronically and
not in paper form except for any FDAapproved patient labeling, any labeling
containing prescribing information that
is distributed upon request by FAX or
mail, any labeling distributed under the
exemption provisions of paragraph (g) of
this section that is on or within the
package from which the drug is to be
dispensed, and any prescribing
information accompanying promotional
labeling.
(4) Labeling containing prescribing
information must be submitted to FDA
in an electronic format that FDA can
process, review, and archive. FDA will
periodically issue guidance on how to
provide the electronic submission (e.g.,
method of transmission, media, file
formats, preparation and organization of
files). Upon initial approval of a new
drug or biological product, labeling
containing prescribing information must
be submitted and posted before
introducing the drug into interstate
commerce. For drugs already approved
under section 505 of the Federal Food,
Drug, and Cosmetic Act or biological
products licensed under section 351 of
the Public Health Service Act,
applicants must submit labeling
containing prescribing information
within 2 business days of a change to
the prescribing information. For
unapproved drugs, the person
responsible for the content of labeling
must submit labeling containing
prescribing information within 2
business days of a change to the
prescribing information. Other
manufacturers, such as repackers or
relabelers, must submit labeling
containing prescribing information
within 2 business days of the posting or
new posting of an applicant’s labeling.
The entity responsible for submitting
the labeling for the drug must verify that
the correct version of the prescribing
information appears on FDA’s labeling
repository Web site labels.fda.gov. The
entity responsible for submitting the
labeling must contact FDA’s Structured
Product Labeling Coordinator by calling
1–888–463–6332 or emailing spl@
fda.hhs.gov within 4 business days of its
submission if the labeling is not posted
on FDA’s labeling repository Web site or
within 2 business days of its posting if
the labeling that is posted is incorrect.
Products with missing, inaccurate, false,
misleading, or outdated labeling on the
FDA’s labeling repository Web site are
misbranded.
(5) The applicant, manufacturer, or
person responsible for the content of
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Sfmt 4702
labeling must provide a toll-free
telephone number in the label statement
required in paragraph (b)(8) of this
section.
(i) The applicant, manufacturer, or
person responsible for the content of
labeling must ensure that the telephone
number is current, fully functioning,
and maintained for 24 hours a day, 7
days a week.
(ii) The applicant, manufacturer, or
person responsible for the content of
labeling must have a fully functioning
and maintained system to respond to
requests to obtain an alternate form of
the prescribing information which the
manufacturer receives through the tollfree number. The applicant,
manufacturer, or person responsible for
the content of labeling must take
adequate steps to provide the requested
prescribing information promptly to the
requestor.
(d) Any labeling, as defined in section
201(m) of the Federal Food, Drug, and
Cosmetic Act, whether or not it is on or
within a package from which the drug
is to be dispensed or accompanying a
package from which the drug is to be
dispensed under paragraph (b)(8) of this
section, distributed by or on behalf of
the manufacturer, packer, or distributor
of the drug, that furnishes or purports to
furnish information for use or which
prescribes, recommends, or suggests a
dosage for the use of the drug (other
than dose information required by
paragraph (b)(2) of this section and
§ 201.105(b)(2)) contains:
*
*
*
*
*
(4) In the case of prescribing
information accompanying promotional
labeling, the information required, in
paper form and in the format specified,
by §§ 201.56, 201.57, and 201.80.
*
*
*
*
*
(g) If FDA has granted an exemption
of the drug from the requirements for
the electronic distribution of labeling,
the applicant, manufacturer, or person
responsible for the content of labeling of
unapproved drugs, distributes the
content of labeling in paper form.
(1) On FDA’s initiative, or in response
to a written request from an applicant,
manufacturer, or person responsible for
the content of labeling of unapproved
drugs, the appropriate Center Director
may exempt a human prescription drug
from the requirements for electronic
distribution of labeling set forth in this
section. The exemption request must
document why compliance with the
electronic distribution of labeling
requirements could adversely affect the
safety, effectiveness, purity, or potency
of the drug; is not technologically
feasible; or is otherwise inappropriate;
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and must explain why the concerns
underlying the request could not
reasonably be addressed by other
measures. If an exemption is granted,
the applicant, manufacturer, or person
responsible for the content of labeling of
unapproved drugs must distribute the
content of labeling in paper form.
(2) For products regulated by the
Center for Drug Evaluation and
Research, requests for an exemption
should be sent to the Office of New
Drugs, Center for Drug Evaluation and
Research, Food and Drug
Administration, 10903 New Hampshire
Ave., Silver Spring, MD 20993, or for
drug products for which there is no
reference listed drug, to the Office of
Generic Drugs, Center for Drug
Evaluation and Research, Food and
Drug Administration, 7500 Standish Pl.,
Rockville, MD 20855. For products
regulated by the Center for Biologics
Evaluation and Research, requests for an
exemption should be submitted to the
attention of the appropriate Review
Division in the relevant Center for
Biologics Evaluation and Research
Product Office using the following
address: Center for Biologics Evaluation
and Research, Food and Drug
Administration, Document Control
Center, 1401 Rockville Pike (HFM–99),
Rockville, MD 20852.
■ 3. In § 201.306, revise paragraph
(a)(1)(ii) introductory text and paragraph
(b)(2) to read as follows:
mstockstill on DSK4VPTVN1PROD with PROPOSALS
§ 201.306 Potassium salt preparations
intended for oral ingestion by man.
(a) * * *
(1) * * *
(ii) The labeling either on or within
the package from which the drug is to
be dispensed or accompanying the
package from which the drug is to be
dispensed under § 201.100(b)(8) bears
adequate information for its use by
practitioners in accord with the ‘‘full
disclosure’’ labeling requirements of
§ 201.100, including the following
warning statement: * * *
*
*
*
*
*
(b) * * *
(2) The labeling either on or within
the package from which the drug is to
be dispensed or accompanying the
package from which the drug is to be
dispensed under § 201.100(b)(8) bears
adequate information for its use by
practitioners in accord with the ‘‘full
disclosure’’ labeling requirements of
§ 201.100, including a recommendation
that patients be directed to dissolve any
such tablets in an appropriate amount of
liquid and to dilute any such liquid
preparations adequately to assure
against gastrointestinal injury associated
VerDate Sep<11>2014
17:58 Dec 17, 2014
Jkt 235001
with the oral ingestion of concentrated
potassium salt preparations.
■ 4. In § 201.310, revise the third
sentence of paragraph (a) to read as
follows:
§ 201.310 Phenindione; labeling of drug
preparations intended for use by man.
(a) * * * In view of the potentially
serious effects found to be associated
with preparations of this drug intended
for use by man, the Commissioner of
Food and Drugs will regard such
preparations as misbranded within the
meaning of section 502(f)(1) and (2) of
the Federal Food, Drug, and Cosmetic
Act, unless the label and labeling either
on or within the package from which
the drug is to be dispensed or
accompanying the package from which
the drug is to be dispensed under
§ 201.100(b)(8), and any other labeling
furnishing or purporting to furnish
information for use of the drug, bear a
conspicuous warning statement to the
following effect: * * *
*
*
*
*
*
PART 606—CURRENT GOOD
MANUFACTURING PRACTICE FOR
BLOOD AND BLOOD COMPONENTS
5. The authority citation for 21 CFR
part 606 continues to read as follows:
■
Authority: 21 U.S.C. 321, 331, 351, 352,
355, 360, 360j, 371, 374; 42 U.S.C. 216, 262,
263a, 264.
6. In § 606.121 revise paragraph
(c)(8)(ii) to read as follows:
■
§ 606.121
Container label.
*
*
*
*
*
(c) * * *
(8) * * *
(ii) ‘‘See circular of information for
indications, contraindications, cautions,
and methods of infusion. To obtain the
current circular of information, go to
labels.fda.gov, or call (insert toll-free
telephone number) for a faxed, emailed,
or mailed copy.’’ This statement must be
no smaller than 6-point type.
*
*
*
*
*
§ 606.122
[Amended]
7. In § 606.122 introductory text,
remove the words ‘‘must be available for
distribution’’ and add in their place
‘‘must be distributed electronically.’’
75527
9. In § 610.60, add paragraph (a)(8) to
read as follows:
■
§ 610.60
Container label.
(a) * * *
(8) The container label for biological
products must bear the statement: ‘‘To
obtain the current prescribing
information, go to labels.fda.gov, or call
(insert the toll-free telephone number)
for a faxed, emailed, or mailed copy.’’
This statement must be no smaller than
6-point type. If the container label is
incapable of bearing the statement due
to inadequate space, the statement must
be affixed to the container by other
means, such as a peel-back label.
*
*
*
*
*
■ 10. In § 610.61, revise paragraphs (k)
and (n) and add paragraph (t) to read as
follows:
§ 610.61
Package label.
*
*
*
*
*
(k) The route of administration
recommended, or reference to such
directions in an enclosed circular or the
electronic prescribing information;
*
*
*
*
*
(n) The inactive ingredients when a
safety factor, or reference to an enclosed
circular or the electronic prescribing
information;
*
*
*
*
*
(t) The package label for products
must bear the statement: ‘‘To obtain the
current prescribing information, go to
labels.fda.gov or call (insert the toll-free
telephone number) for a faxed, emailed,
or mailed copy.’’ This statement must be
no smaller than 6-point type.
Dated: December 11, 2014.
Leslie Kux,
Associate Commissioner for Policy.
[FR Doc. 2014–29522 Filed 12–16–14; 11:15 am]
BILLING CODE 4164–01–P
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 52
[EPA–R05–OAR–2014–0661; FRL–9920–46–
Region–5]
■
PART 610—GENERAL BIOLOGICAL
PRODUCTS STANDARDS
8. The authority citation for 21 CFR
part 610 continues to read as follows:
■
Authority: 21 U.S.C. 321, 331, 351, 352,
353, 355, 360, 360c, 360d, 360h, 360i, 371,
372, 374, 381; 42 U.S.C. 216, 262, 263, 263a,
264.
PO 00000
Frm 00073
Fmt 4702
Sfmt 4702
Approval and Promulgation of Air
Quality Implementation Plans; Indiana;
Ozone and PM2.5 Standards
Environmental Protection
Agency.
ACTION: Proposed rule.
AGENCY:
The Environmental Protection
Agency (EPA) is proposing to approve a
submission by the State of Indiana as a
revision to the Indiana State
Implementation Plan (SIP). The
SUMMARY:
E:\FR\FM\18DEP1.SGM
18DEP1
Agencies
[Federal Register Volume 79, Number 243 (Thursday, December 18, 2014)]
[Proposed Rules]
[Pages 75506-75527]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2014-29522]
[[Page 75506]]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF HEALTH AND HUMAN SERVICES
Food and Drug Administration
21 CFR Parts 201, 606, and 610
[Docket No. FDA-2007-N-0363]
RIN 0910-AG18
Electronic Distribution of Prescribing Information for Human
Prescription Drugs, Including Biological Products
AGENCY: Food and Drug Administration, HHS.
ACTION: Proposed rule.
-----------------------------------------------------------------------
SUMMARY: The Food and Drug Administration (FDA or the Agency) is
proposing to amend its prescription drug and biological product
labeling regulations to require electronic distribution of the
prescribing information intended for health care professionals, which
is currently distributed in paper form on or within the package from
which a prescription drug or biological product is dispensed. FDA is
also proposing that prescribing information intended for health care
professionals will no longer be permitted to be distributed in paper
form with the package from which a prescription drug or biological
product is dispensed, except as provided by this regulation. We are
proposing these actions to help ensure that the most current
prescribing information is publicly accessible for the safe and
effective use of human prescription drugs.
DATES: Submit either electronic or written comments on the proposed
rule by March 18, 2015. Submit comments on information collection
issues under the Paperwork Reduction Act of 1995 by January 20, 2015
(see the ``Paperwork Reduction Act of 1995'' section of this document).
See section XI for the proposed effective date of a final rule based on
this proposed rule.
ADDRESSES: You may submit comments, by any of the following methods,
except that written comments on information collection issues under the
Paperwork Reduction Act of 1995 must be faxed to the Office of
Information and Regulatory Affairs, Office of Management and Budget
(OMB), Attn: FDA Desk Officer, FAX: 202-395-7285, or emailed to
oira_submission@omb.eop.gov (see the ``Paperwork Reduction Act of
1995'' section of this document).
Electronic Submissions
Submit electronic comments in the following way:
Federal eRulemaking Portal: https://www.regulations.gov.
Follow the instructions for submitting comments.
Written Submissions
Submit written submissions in the following ways:
Mail/Hand delivery/Courier (for paper submissions):
Division of Dockets Management (HFA-305), Food and Drug Administration,
5630 Fishers Lane, Rm. 1061, Rockville, MD 20852.
Instructions: All submissions received must include the Docket No.
FDA-2007-N-0363 for this rulemaking. All comments received may be
posted without change to https://www.regulations.gov, including any
personal information provided. For additional information on submitting
comments, see the ``Comments'' heading of the SUPPLEMENTARY INFORMATION
section of this document.
Docket: For access to the docket to read background documents or
comments received, go to https://www.regulations.gov and insert the
docket number, found in brackets in the heading of this document, into
the ``Search'' box and follow the prompts and/or go to the Division of
Dockets Management, 5630 Fishers Lane, Rm. 1061, Rockville, MD 20852.
FOR FURTHER INFORMATION CONTACT: Emily Gebbia, Center for Drug
Evaluation and Research, Food and Drug Administration, 10903 New
Hampshire Ave., Bldg. 51, Rm. 6217, Silver Spring, MD 20993, 240-402-
0980.
SUPPLEMENTARY INFORMATION:
Table of Contents
Executive Summary
Purpose of the Regulatory Action
Summary of the Major Provisions of the Regulatory Action
Costs and Benefits
I. Background
A. How do ``Prescription Drug Labeling'', ``Prescribing
Information'', and ``Patient Labeling'' for human prescription drugs
differ?
B. Who receives paper prescribing information and who uses it?
C. Discussion of Special Consideration of Types of Human
Prescription Drug Labeling
D. What is the history of electronic regulatory submissions?
E. Discussion of Other Labeling Initiatives
II. Discussion
A. What are we proposing?
B. Why is electronic distribution of prescribing information
better?
C. Need for Up-To-Date Prescribing Information
D. How are the application processes for changes to labeling
affected?
III. Public Hearing on the Electronic Distribution of Prescribing
Information
A. Summary of Comments
B. FDA's View on the Comments and Testimony
IV. Description of the Proposed Rule
A. Labeling Accompanying the Product
B. Label Statement
C. Paper Versus Electronic
D. Exemptions
E. Submission of Most Current Version of Prescribing Information
to FDA
F. Conforming Amendments
V. Legal Authority
VI. Environmental Impact
VII. Paperwork Reduction Act of 1995
A. Summary of Provisions in Proposed Rule That Contain
Collections of Information
B. Estimates of Reporting Burden
C. Other Annualized Cost Burdens to Respondents: Operating and
Maintenance Costs of the Toll-Free Telephone Number and Responding
to Requests
D. Capital Costs
VIII. Federalism
IX. Analysis of Impacts
X. Comments
XI. Proposed Effective Date
XII. Proposed Compliance Date
XIII. References
Executive Summary
Purpose of the Regulatory Action
The Food and Drug Administration (FDA) is proposing to amend its
labeling regulations at 21 CFR 201.100, 201.306, 201.310, 606.121,
606.122, 610.60, and 610.61 for human prescription drugs and biological
products, and blood and blood components intended for transfusion, to
require that the prescribing information intended for health care
professionals be distributed electronically and, with few exceptions,
not in paper form. Prescribing information provides health care
professionals the information necessary for the safe and effective use
of the product. It is updated periodically to include the most current
information, such as newly acquired safety information. Currently, the
prescribing information is distributed in paper form on or within the
package from which a prescription drug is dispensed. The paper form of
the prescribing information may not contain the most current
information because it may have been printed and distributed prior to
more recent labeling changes, while the electronic form of prescribing
information can be updated in real-time. FDA is taking this action to
ensure that the most current prescribing information for prescription
drugs will be available and readily accessible to health care
professionals at the time of clinical decisionmaking and dispensing.
The electronic distribution requirements of this proposed rule
would not apply to patient labeling
[[Page 75507]]
(including patient package inserts and Medication Guides), or to
prescribing information accompanying promotional labeling, which would
continue to be provided in paper form.
FDA is authorized under various sections of the Federal Food, Drug,
and Cosmetic Act (the FD&C Act) to require that prescribing information
be distributed electronically and to require that paper copies of the
prescribing information no longer be distributed, except as provided in
this regulation, to ensure that human prescription drugs have adequate
directions for use and to ensure the efficient enforcement of the FD&C
Act. These sections include sections 201(n), 502, 503, 505, and 701(a)
of the FD&C Act (21 U.S.C. 321(n), 352, 353, 355, and 371(a)), and
section 351 of the Public Health Service Act (the PHS Act) (42 U.S.C.
262). The electronic distribution of prescribing information for human
prescription drugs would permit the efficient enforcement of the
misbranding provisions in sections 502(a) and (f) of the FD&C Act, as
well as the safety and effectiveness provisions of section 505 of the
FD&C Act.
Summary of the Major Provisions of the Regulatory Action
The proposed rule would amend the labeling regulations to require
manufacturers to distribute the prescribing information electronically,
instead of in paper form. Manufacturers would be required to submit the
prescribing information to FDA for posting on FDA's publicly available
labeling repository Web site (labels.fda.gov) every time there is a
change in the labeling. Manufacturers would also be required to review
the labeling posted at FDA's Web site to verify that the correct
version of the labeling appears in the repository, and to promptly
notify FDA if the correct version is not posted. This would ensure that
the most up-to-date version of the prescribing information is available
to health care professionals and the public.
The proposed rule would require a product's immediate container
label and outside package to bear a statement directing health care
professionals to FDA's labeling repository to view the electronic
version of prescribing information. The statement would also provide a
toll-free telephone number, maintained by the manufacturer, to receive
requests for the manufacturer to send an emailed, faxed or mailed paper
copy of the prescribing information. The manufacturer would be required
to ensure the toll-free number service was available 24 hours a day, 7
days a week. This would ensure that the prescribing information is
accessible in most situations when Internet access is not available to
the health care professional.
In addition, the proposed rule would provide that FDA may grant an
exemption from the electronic distribution of labeling requirements
when compliance could adversely affect the safety, effectiveness,
purity, or potency of the drug, is not technologically feasible, or is
otherwise inappropriate. Manufacturers of exempted products would
distribute prescribing information in paper form on or within the
package from which the product is dispensed. Examples of circumstances
where it may be appropriate to exempt a product include a product
intended for use in an emergency room or a product that may be
stockpiled for an emergency.
Costs and Benefits
The proposed rule impacts the drug and biological products
industries that supply prescribing information, as well as the
prescribers, pharmacists and other health care professionals who are
the intended users of the information. After initial set-up costs,
industry will experience net savings by providing the prescription
information electronically. Pharmacies will incur net costs due to
initial capital costs to access the information, increased search time
when accessing the information and the printing cost when a request is
received for the prescribing information in printed form. We estimate
no cost increases to most health care professionals to access the
information.
At a 7 percent discount rate over a 10-year period, the annualized
cost savings range from $52 million to $164 million and are
predominantly savings to industry; the annualized costs range from $47
million to $89 million and are mainly incurred by pharmacies; and the
annualized net savings range from $5 million to $74 million. The public
health benefits of users having access to the most up-to-date version
of the prescribing information have not been quantified.
Summary of Annualized Costs and Cost Savings of the Proposed Rule
[$ millions]
----------------------------------------------------------------------------------------------------------------
7% discount rate, 10 years 3% discount rate, 10 years
---------------------------------------------------------------
Low High Low High
----------------------------------------------------------------------------------------------------------------
Cost Savings.................................... $51.8 $163.7 $56.6 $170.8
Costs........................................... 46.8 89.2 46.6 88.6
---------------------------------------------------------------
Net savings................................. 5.0 73.5 10.0 82.2
----------------------------------------------------------------------------------------------------------------
I. Background
We are proposing to amend the labeling regulations to require
electronic distribution of prescribing information for human
prescription drugs.\1\ This is intended to facilitate the distribution
of updated prescribing information as new information becomes available
and as changes in prescribing information are made. FDA is taking this
action so that the most current prescribing information for distributed
prescription drugs will be available and readily accessible to health
care professionals at the time of clinical decisionmaking and
dispensing.
---------------------------------------------------------------------------
\1\ When used in this proposed rule, the term ``drug'' includes
biological products e.g. allergenic products, vaccines, blood and
blood components intended for transfusion, plasma derivatives, gene
therapies, and human cells, tissues, and cellular- and tissue-based
products licensed under section 351 of the PHS Act.
---------------------------------------------------------------------------
This proposed rule complements other FDA and Department of Health
and Human Services initiatives that are intended to provide accessible
electronic drug product information to health care professionals,
consumers, and/or the public. These initiatives include the electronic
prescribing provisions of the Medicare Prescription Drug Improvement
and Modernization Act (Pub. L. 108-173), the requirement for bar codes
on certain drug product labels, the requirement for submission of
electronic labeling in product approval applications, and electronic
registration of drug establishments and
[[Page 75508]]
listing of drug products. Additionally, the Agency has been involved in
an initiative known as ``DailyMed''. ``DailyMed'' is a publicly-
available, computerized repository of a broad array of drug
information, which is maintained by the National Library of Medicine.
A. How do ``Prescription Drug Labeling'', ``Prescribing Information'',
and ``Patient Labeling'' for human prescription drugs differ?
``Prescription drug labeling,'' as relevant to this proposed rule,
includes prescribing information; patient labeling; the product's
immediate container label; outer container; the outside package; and
other written, printed, or graphic information that accompanies the
product. Prescription drug labeling meets the definition of
``labeling'' in section 201(m) of the Federal Food, Drug, and Cosmetic
Act (the FD&C Act) (21 U.S.C. 321(m)) and must comply with all
applicable provisions of section 502 of the FD&C Act (21 U.S.C. 352).
In addition, in order to be exempt from the statutory requirement of
section 502(f)(1) of the FD&C Act, prescription drug labeling must also
satisfy the requirement of Sec. 201.100(d) (21 CFR 201.100(d)) which
states that any labeling, as defined in section 201(m) of the FD&C Act,
whether or not it is on or within a package from which the drug is to
be dispensed, distributed on or behalf of the manufacturer, packer, or
distributor of the drug, that furnishes or purports to furnish
information for use or which prescribes, recommends, or suggests a
dosage for the use of the drug contains adequate information for such
use, as further described in that provision. In this document, the
terms ``prescription drug labeling'', ``product labeling'', and
``labeling'' will be used interchangeably as broader terms to encompass
prescribing information and other information considered to be
components of labeling. All components of labeling are submitted to FDA
as part of an applicant's new drug application (NDA), abbreviated new
drug application (ANDA), biologics license application (BLA),
supplement, annual report, or in other submissions, such as
establishment registration and drug listing.
``Prescribing information'', commonly referred to as ``professional
labeling'', ``content of labeling'', ``package insert'', ``physician
labeling'', ``direction circular'', ``circular of information'', or
``package circular'', is a component of prescription drug labeling and
is periodically updated to include the most current information about
the product. For products approved by FDA, approval of the prescribing
information is based on the Agency's thorough analysis of the marketing
application, including the proposed label, submitted by the applicant.
Prescribing information contains the information necessary for safe and
effective use of the product, and is intended for use by the health
care professional. Prescribing information is subject to the format and
content requirements of Sec. Sec. 201.56, 201.57, 201.80, 606.122, or
610.61 (21 CFR 201.56, 201.57, 201.80, 606.122, or 610.61). Prescribing
information is currently distributed in paper form with the product to
meet the condition stating that labeling on or within the package from
which a prescription drug is to be dispensed bears adequate information
for its use (Sec. 201.100(c)(1)). This proposed rule applies to
prescribing information that is currently distributed in paper form on
or within the package from which the prescription drug is to be
dispensed. In addition, prescribing information must also accompany
``promotional'' labeling, as described in Sec. 202.1(l)(2) (21 CFR
202.1(l)(2)).\2\ This proposed rule will not apply to prescribing
information that accompanies promotional labeling, which will continue
to be distributed in paper form. Therefore, we propose new Sec.
201.100(d)(4) to make clear that prescribing information accompanying
promotional labeling must be distributed in paper form.
---------------------------------------------------------------------------
\2\ Such labeling is described in Sec. 202.1(l)(2) and
includes, for example, printed, audio, or visual matter containing
drug information supplied by and disseminated by or on behalf of the
manufacturer, packer, or distributer. Examples include but are not
limited to: Brochures, booklets, mailing pieces, calendars, price
lists, catalogs, letters, motion picture films, sound recordings,
exhibits, or literature. Such promotional material is labeling as
defined in section 201(m) of the FD&C Act, and therefore, must
comply with Sec. 201.100(d) which states that any labeling, as
defined in section 201(m) of the FD&C Act, whether or not it is on
or within a package from which the drug is to be dispensed,
distributed by or on behalf of the manufacturer, packer, or
distributor, that furnishes or purports to furnish information for
use or which prescribes, recommends, or suggests a dosage for the
use of the drug contains adequate information for such use.
---------------------------------------------------------------------------
``Patient labeling'', another component of labeling for some
prescription drugs, is FDA-approved information that is intended for
patient use and includes patient package inserts and Medication Guides.
Patient labeling must be reprinted in the prescribing information or
must accompany the prescribing information (Sec. Sec. 201.57(c)(18)
and 201.80(f)(2)). Because FDA is examining methods to improve the
content and distribution of patient labeling in a different initiative,
patient labeling is not affected by this proposed rule and will
continue to be provided in paper form, as required by applicable
regulations, and to be electronically submitted to FDA with the
prescribing information. Therefore, for those products including
patient labeling, patients will continue to receive warnings, risk
information, and special instructions for use in paper form as patient
labeling.
Prescription drug labeling also includes the product's immediate
container label and the outside package. It is noted that labeling
regulations of biological products distinguish between a ``container
label'' and ``package label'' (Sec. Sec. 610.60 and 610.61 (21 CFR
610.60 and 610.61)). For purposes of this document, any reference to
the ``outside package'' applies to the ``package label'' for biological
products or the outer carton, outer container, or outer package of the
prescription drug. Based on the FD&C Act definitions of the terms
``label'' and ``labeling'', any outer container, carton, or package is
``labeling''.
B. Who receives paper prescribing information and who uses it?
The prescribing information that is the subject of this proposed
rule is the paper version that is on or within the package from which
the drug is to be dispensed (e.g., physically attached to the bottle
containing the drug, inside the carton or box containing the drug, with
the bulk pharmacy package). Usually, it is printed on thin paper in
small size font, and is folded multiple times so that it can be
contained within the drug carton or can be otherwise attached to drug
packaging. Drug products, with the paper prescribing information on or
within their packaging, are distributed to pharmacies for dispensing.
This paper prescribing information is intended for use by all
health care professionals. However, health care professionals have come
to rely on electronic or other paper versions (e.g., compendia such as
the Physicians' Desk Reference (PDR)) compiled by third parties instead
of this paper version. Prescribing physicians and many health care
professionals (e.g., nurses) typically do not receive this paper
version because they do not dispense drugs. Pharmacists do receive it
along with the drug product from the manufacturer or distributer, but
it is often difficult to read due to the small font size, thin paper,
and multiple folds, and we have heard anecdotally that it is often
discarded. In addition, pharmacies usually have some form of compendia
purchased from a third party, and many
[[Page 75509]]
hospitals and chain pharmacies rely on electronic compendia. Patients
ordinarily do not receive the paper prescribing information because the
pharmacist dispenses the drug to a patient in a different container
than the packaging from the manufacturer, but they do receive other
information intended for patients from the pharmacy (see section I.A).
C. Discussion of Special Consideration of Types of Human Prescription
Drug Labeling
1. Instructions for Use for the Pharmacist
Instructions for use for the pharmacist are considered part of
human prescription drug labeling, specifically part of the prescribing
information. For the purposes of this proposed rule, instructions for
use for the pharmacist include any instructions for administering,
assembling, reconstituting, mixing, diluting, or other preparation that
is done prior to dispensing the drug product to the patient. These
preparation steps for the pharmacist are contained in the ``Dosage and
Administration'' section of the prescribing information (Sec. Sec.
201.57(c)(3) and 201.80(j)), which currently accompanies the product in
paper form. If the information is adequately concise, it may also be
printed on the product's immediate container label or on the outside
package. To the extent that this information is available on the
immediate container label or outside package, it does not fall within
the scope of this proposed rule. However, usually the product's
immediate container label is too small to contain the preparation
instructions, so the immediate container label or the outside package
typically bears a statement referring to the prescribing information
for the detailed instructions. Therefore, where the container label
refers to the prescribing information for preparation instructions,
this proposed rule would require that these instructions for use for
the pharmacist be available electronically, rather than in paper form.
This proposed rule provides a mechanism, if needed, to request the
prescribing information in paper form. FDA welcomes comments on
whether, in circumstances where the instructions for use for the
pharmacist are not sufficiently concise to be printed on the immediate
container label or outside package, the electronic version of the
prescribing information is adequate.
2. Prescribing Information (Circular of Information) for Blood and
Blood Components Intended for Transfusion
In addition to Sec. 201.100, blood and blood components intended
for transfusion are also subject to labeling requirements under
Sec. Sec. 606.121 and 606.122, including the requirement that the
circular of information be available for distribution, and to
registration and listing requirements under 21 CFR part 607. This rule,
if finalized, would require that the prescribing information (i.e., the
circular of information) for blood and blood components intended for
transfusion be provided electronically, rather than in paper form. This
rule would also provide the mechanism for a request to be made for
prescribing information in paper form. In contrast to biological
products that register and list under part 207 (21 CFR part 207),
however, labeling and registration and listing information for blood
and blood components are currently not electronically submitted to the
Agency. FDA is in the process of developing standards for the
electronic submission of labeling for these products, and these
standards will eventually accommodate blood and blood components. The
Agency will consider progress in developing such standards when setting
a compliance date for blood and blood components and/or on our own
initiative granting an exemption for blood and blood components for a
period of time until electronic submission of the labeling for blood
and blood components is supported. Thus, the final regulation may
include staggered compliance dates, with a later compliance date for
blood and blood components and an earlier compliance date for all other
drug products. We also invite public comment on whether blood and blood
components intended for transfusion should be subject to the electronic
distribution of prescribing information requirements in this proposed
rule once the electronic submission standards accommodate these
products.
3. Access to Prescribing Information When Internet Access Is
Unavailable
FDA recognizes that there may be situations that present challenges
for accessing electronic prescribing information of prescription drugs.
Some of these situations were identified in the July 2013 Government
Accountability Office Report ``Electronic Drug Labeling: No Consensus
on the Advantages and Disadvantages of Its Exclusive Use'' (GAO Report)
(Ref. 1).
During a public health emergency, natural disaster, or other
situation involving field response, there may be power outages or
technology service interruptions that render electronic prescribing
information unavailable to health care professionals. Responders
generally enter an emergency situation with all the medical supplies
and materials necessary to address the emergency situation. Therefore,
we do not anticipate that they would rely on the Internet being
available to be able to provide medical care. For example, deployment
units often have electronic medical resources that can be used with
wireless mobile devices. If wireless service is not available, units
are also equipped with back-up sources of drug information (e.g.,
compendia downloaded onto laptops or tablets, paper compendia, and
other targeted information to address the public health emergency).
Responders also train extensively for emergency situations and are very
familiar with the specific drugs they are dispensing, reducing the
risks associated with not having access to the electronic prescribing
information. Thus, reference to the full content of labeling would
rarely be necessary in such an emergency. When it comes to natural
disasters that affect pharmacies, they often have contingency plans in
place for how services will be provided (e.g., during events such as
power disruptions). For example, some pharmacies may rely on back-up
generators or refer patients to another nearby pharmacy (Ref. 1). We
invite comment from public health authorities and the medical care
community on how product labeling is currently handled and whether
current practices are sufficient when Internet access is not available
due to disasters or public health emergencies. We also invite comment
on what impact, if any, this proposed rule will have during a public
health emergency, natural disaster, or other situation involving field
response when Internet or wireless access is not available or reliable.
We also recognize that, during the course of a declared emergency,
FDA may issue an emergency use authorization for an unapproved use of
an FDA-approved drug (21 U.S.C. 360bbb-3). In such a situation, it may
be appropriate to direct health care providers to materials about the
Emergency Use Authorization as the primary source of information about
product use for and during the emergency, in addition to FDA-approved
labeling available in the labeling repository or in paper form, as
appropriate. We invite comment on whether the proposed exemptions
provision provides emergency planners
[[Page 75510]]
with sufficient flexibility regarding the labeling of their stockpiled
products.
We also are concerned that there may be health care providers that
are routinely unable to access electronic prescribing information due
to a lack of Internet access, either because of resource constraints or
geographic location, e.g., in rural areas with limited Internet access.
As described in detail in section IV.B, we are proposing that such
health care providers would be able to access current prescribing
information through mail, fax, or email, by calling a toll-free number
that would be required to be included on the immediate container label
and outer container of human prescription drugs. In section IV.B, we
invite comment on whether requesting the prescribing information over
the telephone is a sufficient method for obtaining it when it cannot be
accessed using the Internet. We also invite comment on alternative or
additional methods for ensuring that health care professionals without
regular Internet access have the most current prescribing information,
including comment on other systems described in section II.C.
Finally, we note that drugs may be exported from the United States
for humanitarian use in other countries. We expect that labeling for
such products will often be in the language of the country to which it
is being exported and include units of measurement used in or
designated by the country to which the drug would be exported. Further,
in some instances, the country to which a drug is being exported may
have different or additional labeling requirements or conditions for
use (compared to those on the FDA-approved labeling), and the foreign
country may require the drug to be labeled in accordance with those
requirements or uses. For these reasons, we expect that drugs intended
for export generally will be labeled in accordance with the foreign
requirements and conditions for use, as long as the conditions in the
relevant provisions of the FD&C Act, or if applicable, section 351(h)
of the PHS Act, are met. Nevertheless, we request comment on any impact
that our current proposal to require the electronic distribution of
labeling may have on drugs exported for humanitarian use and whether
any modifications to the proposal should be made to address such
products.
D. What is the history of electronic regulatory submissions?
On December 11, 2003, we amended the regulations governing the
format in which certain labeling is required to be submitted for review
with NDAs, ANDAs, certain BLAs, supplements, and annual reports (68 FR
69009). The final rule required the electronic submission of certain
prescribing information in a form that FDA can process, review, and
archive. This action was taken to simplify the labeling review process
and to provide more timely approval of labeling changes. To support
this requirement, we issued guidance in April 2005 entitled ``Providing
Regulatory Submissions in Electronic Format--Content of Labeling''
(https://www.fda.gov/downloads/Drugs/GuidanceComplianceRegulatoryInformation/Guidances/ucm072331.pdf). This
guidance describes the Structured Product Labeling (SPL) standard,
which is based on extensible markup language (XML), as the most up-to-
date electronic format that FDA can use to process, review, and archive
prescribing information, and other labeling changes that are submitted
electronically as part of a regulatory submission.
In 2007, Congress enacted the Food and Drug Administration
Amendments Act of 2007 (Pub. L. 110-85) (FDAAA). Section 224 of FDAAA,
which amends section 510(p) of the FD&C Act (21 U.S.C. 360(p)),
expressly requires owners and operators of establishments engaged in
the manufacture of drugs (manufacturers \3\) to submit drug
establishment registration and drug listing information electronically
unless an exemption is granted. As part of the drug listing
information, each manufacturer must submit a copy of all components of
each drug's current labeling to the Agency with the exception of
promotional labeling (Sec. 207.25(b)). To assist manufacturers with
electronic submissions of drug establishment registration and drug
listing information, FDA issued a guidance on May 28, 2009, entitled
``Providing Regulatory Submissions in Electronic Format--Drug
Establishment Registration and Drug Listing'' (https://www.fda.gov/downloads/Drugs/GuidanceComplianceRegulatoryInformation/Guidances/ucm072339.pdf). This guidance provides recommendations to manufacturers
on how to create and submit separate electronic SPL files containing
drug establishment registration and drug listing information, including
a copy of the required components of labeling, for each marketed
prescription human drug, including biological products covered by part
207. The FD&C Act currently requires manufacturers to update the drug
listing information (which includes the product labeling) at least
twice a year, in June and December, if there have been changes to the
listing elements in the prior 6 months (21 U.S.C. 360(j)(2)).
---------------------------------------------------------------------------
\3\ For the purposes of this proposed rule, the term
``manufacturer'' will be used to refer to manufacturers, repackers,
relabelers, and private label distributors, unless otherwise stated.
(See Sec. 207.3(a)(8)).
---------------------------------------------------------------------------
This proposed rule will complement FDA's other electronic
initiatives and is intended to improve access to up-to-date prescribing
information for health care professionals, thereby enhancing the safe
and effective use of prescription drugs.
E. Discussion of Other Labeling Initiatives
The final rule entitled ``Requirements on Content and Format of
Labeling for Human Prescription Drug and Biological Products'' (71 FR
3922; January 24, 2006) became effective on June 30, 2006 (the 2006
rule) (21 CFR parts 201, 314, and 601). The purposes of this final rule
were to improve the management of the risks of medical product use and
reduce medical errors by health care professionals, as well as enable
health care professionals to better communicate risk information to
their patients. The new content and format requirements make it easier
for health care professionals to access, read, and use prescribing
information, thereby increasing the extent to which they rely on it to
obtain information on prescribing, dispensing, and administering
prescription drugs. In announcing the final rule, FDA explained that
these new requirements should enhance the safe and effective use of
prescription human drugs and in turn reduce the number of adverse
reactions resulting from medication errors due to misunderstood or
incorrectly applied drug information.
The 2006 rule only applies to applications or efficacy supplements
approved since June 30, 2001; those pending on June 30, 2006; and to
new applications and efficacy supplements submitted after June 30,
2006. There are older drug products that are not subject to the new
labeling content and format requirements and that have a different
format of labeling and may have different headings in the labeling. As
proposed, this rule does not require the electronic versions of the
labeling of these older drug products to comply with the content and
format requirements of the 2006 rule. FDA invites comment on whether
the existence of the two different formats of electronic labeling would
present barriers to their value when used in the health care setting.
[[Page 75511]]
II. Discussion
A. What are we proposing?
This proposed rule would require electronic distribution of
prescribing information for human prescription drugs and biological
products that meet the definition of a drug (see footnote 1) instead of
the paper form. Electronic distribution would ensure that the most
current prescribing information is available so that health care
professionals can readily access the information and be better informed
at the time of clinical decisionmaking and dispensing. This proposed
rule would apply to manufacturers, applicants, and persons who market
prescription drugs that they regard as not subject to section 505 of
the FD&C Act (21 U.S.C. 355). Again, for ease of reference, in the
preamble of this regulation, we will use the phrase ``manufacturer or
applicant'' to refer to manufacturers, applicants (including holders of
NDAs, ANDAs, and BLAs), and persons who market unapproved drugs. The
proposed rule would require manufacturers and applicants to distribute
electronically prescribing information by submitting the labeling in an
electronic format that FDA can process, review, and archive (currently
SPL format) to FDA each time the labeling content is changed. The
submitted labeling would be distributed via FDA's labeling repository
Web site (labels.fda.gov), which is a publicly available Web site. By
proposing to make the most current prescribing information available at
a single, comprehensive Web site, the rule would address a concern
raised by stakeholders and identified in the GAO Report regarding the
limitations of the multiple Web sites that currently provide electronic
labeling and the importance of having a single data source that is
reliable, authoritative, and comprehensive (Ref. 1). The proposed rule
also would require the immediate container label and outer container of
human prescription drugs to bear a statement explaining that the most
current prescribing information is available at FDA's labeling
repository Web site (labels.fda.gov) and to provide a toll-free
telephone number that health care professionals may use to request that
the manufacturer or applicant send current prescribing information
through alternative means, such as FAX, email, or mail (e.g., U.S.
Postal Service or other delivery service). In cases where the immediate
container label does not have adequate space for the statement, the
statement would be required to be affixed to the immediate container by
other means such as a peel-back label. As described in further detail
in section IV.B, the only products that would not be required to bear
the statement on both the immediate container and the outside package
are biological products that are capable of bearing only a partial
label or are incapable of bearing a container label.
Given the time necessary for industry to make preparations needed
to comply with this regulation, FDA is proposing an effective date of 6
months after the publication date of the final rule in the Federal
Register and a compliance date of 2 years after the date of publication
of the final rule (see sections XI and XII for the compliance dates and
implementation plans for this rule). FDA is requesting comments on the
proposed effective and compliance dates, and whether they allow
sufficient time for industry to implement this rule and, if not, how
much additional time would be needed for implementation.
B. Why is electronic distribution of prescribing information better?
FDA has determined that requiring electronic distribution of
prescribing information and eliminating the paper form that is
contained on or within the package from which the drug is to be
dispensed is important to ensure health care professionals have access
to the most up-to-date information about the safe and effective use of
the drug. To meet the requirement that states that labeling on or
within the package from which the drug is to be dispensed bears
adequate information for its use (Sec. 201.100(c)(1)), currently,
prescribing information that accompanies human prescription drugs is
provided in paper form. The paper form of the prescribing information
is either attached to the immediate container or it may accompany the
product if the product has an outer container or package. It is
possible that the paper form of the prescribing information
accompanying a product in interstate commerce or in the possession of a
pharmacist or other health care professional may not contain the most
current information because, as described in II.B.1, the paper form
accompanying the product may have been printed and distributed prior to
more recent labeling changes.
1. Time for Updated Paper Form of Prescribing Information To Reach
Marketplace
Paper prescribing information may be outdated by the time the drug
product reaches pharmacy shelves. The manufacturer or applicant of a
prescription drug may take months to incorporate a labeling change for
the product and print new paper forms of the updated prescribing
information. This process includes printing, folding, storing until
used, and attaching the prescribing information to the immediate
container or placing the prescribing information within the outer
package that may house the product. Each of these steps typically
requires equipment made specifically for these functions. For some
products, manufacturers or applicants may only produce updated printed
prescribing information once a year. In cases such as this, the
information in the paper form of the prescribing information may be
outdated if the product is not manufactured frequently and there have
been new labeling changes since manufacturing. Because of these
factors, products with prior versions of the prescribing information in
paper form may remain in use. FDA contracted with the consulting firm
Eastern Research Group, Inc. (ERG) to investigate, among other things,
how industry currently implements safety labeling changes and the
associated timelines for making changes. ERG issued a report entitled
``Analysis of the Feasibility of Safety Labeling Changes Implementation
Timelines'' that describes that it may be months, if not years, before
updated prescribing information is available with finished drug
product. It was estimated that, for printed prescribing information
attached to a drug product, a change will generally reach the market
anywhere from as little as 3 months to more than 39 months after the
change is made (Ref. 2).
Such delays in updating the paper prescribing information raise
concerns about health care professionals using outdated information for
clinical decisionmaking. While not all changes may be related to
significant safety or effectiveness concerns, some changes to the
prescribing information are critically important for the safe use of
the drug (e.g., a new contraindication or warning). Because drugs that
are already in distribution are not generally recalled to update the
prescribing information, this new risk information would not appear in
the paper prescribing information, while it could be promptly
incorporated in an electronic version.
2. Time for Updated Electronic Prescribing Information To Reach the
Marketplace
Unlike the paper form, electronic prescribing information can be
updated in real-time with newly acquired safety or effectiveness
information, and would be available for use by prescribers and other
health care professionals within days of an update. Currently,
electronic forms of the prescribing information for many, but not all,
human prescription
[[Page 75512]]
drugs, are available through various sources to health care
professionals and consumers in a variety of formats. This information,
though, may not be the most up-to-date version of the prescribing
information. The proposed rule would require that applicants and
manufacturers distribute the drug's most current labeling
electronically by submitting the prescribing information to FDA in a
format that FDA can process, review, and archive each time the content
is changed. These submissions will populate FDA's publicly available
labeling repository so that the updated prescribing information is
distributed in a timely fashion to prescribers, pharmacists, and health
care providers. This proposed rule would require the manufacturer or
applicant to verify that its prescribing information appears on FDA's
labeling repository Web site and is accurate, complete, and up-to-date,
and to notify FDA if the labeling is not promptly posted or if the
labeling on FDA's labeling repository Web site is not accurate,
complete, and up-to-date. Since FDA's labeling repository Web site will
link prescribing information to specific National Drug Code (NDC)
numbers, the prescribing information will be product-specific and will
correspond to the NDC that may appear on a product's label. The Agency
expects that the repository will also be searchable by, among other
things, active ingredient and proprietary name. In this way, FDA will
be able to provide the public with a complete source for the most
current prescribing information for products approved under NDAs,
ANDAs, and BLAs, and those marketed and not approved.
C. Need for Up-To-Date Prescribing Information
Based on the availability of a complete source for up-to-date
electronic prescribing information upon implementation of this
regulation, coupled with much higher use of electronic systems in
health care, FDA concludes that the time is right to transition to
electronic distribution of prescribing information from the static,
potentially outdated paper version on pharmacy shelves. A recent survey
of 436 pharmacists was conducted to assess pharmacists' readiness to
adopt ``paperless labeling'' (i.e., electronic prescribing information)
(Ref. 3). Among this sample of pharmacists from chain pharmacies,
independent retail pharmacies, hospitals, and other rural or urban
dispensing sites, approximately 79 percent of respondents believed that
paperless labeling would improve the adequacy of drug information
available in their worksite and most pharmacists believed that patient
safety would improve as a result because updated information about a
drug would be readily accessible. Most pharmacists also reported that
communication with patients would improve as a result of a paperless
system as 81 percent of pharmacists reported using prescribing
information when educating or counseling patients and verifying dose
information. Pharmacists participating in the survey, in all settings
except chain pharmacies, reported relying on manufacturer Web sites for
online prescribing information. Pharmacists of chain pharmacies
reported using corporately curated prescribing information. Of all
pharmacists surveyed, only 6 percent reported using exclusively paper
resources to retrieve prescribing information and only 4 percent did
not have Internet access.
In addition, as described in this document, at present there are
delays between when the labeling change occurs and when a product with
the updated paper copy of the prescribing information actually reaches
the pharmacy or point of care. During our public meeting in 2007 (see
72 FR 15701; April 2, 2007), described in section III, we heard that
this is a concern of many health care professionals and consumers.
Health care professionals and representative organizations believed
that having the most up-to-date prescribing information would allow
them to make better informed clinical decisions for their patients and
would benefit the public health overall.
FDA tracks safety labeling changes and classifies them by type,
depending on the risk described and the section of the prescribing
information that is changed. Based on 11 years of data (2003 to 2013),
we determined that there are approximately 500 safety labeling changes
made each year (Ref. 4). Postapproval, safety-related labeling changes
to the prescribing information that may impact public health include
adding or strengthening a contraindication, warning, precaution, or
adverse reaction, or the addition of, or changes to, a boxed warning
for the product. In general, when important new safety information has
been acquired, a new boxed warning may be added to the prescribing
information to alert prescribers about the new serious risk. Our
regulations also require that the boxed warning information be
explained in more detail in the ``Contraindications'' or ``Warnings and
Precautions'' sections of the labeling (Sec. 201.57(c)(1)). Therefore,
addition of a new boxed warning or changes to the boxed warning
generally will also affect more than one section of the prescribing
information.
We conducted an internal review of labeling changes for new
molecular entities, a small subset of all marketed prescription drugs,
for the calendar years of 2005 to 2007, and found 36 new boxed warnings
were added to the prescribing information during this 3 year period
(Ref. 5). It should be noted that approximately two-thirds of these
boxed warnings were the result of class-related safety labeling changes
that added new boxed warnings to several different products in specific
drug classes, including antidepressants, nonsteroidal anti-inflammatory
drugs, and atypical antipsychotics.
In addition to boxed warnings, there are many other safety-related
changes to other sections of the labeling that will add new information
that is important for patient care. For example, changes to the
``Contraindications'' section can affect prescribing decisions and the
patient population eligible for the drug, while changes to the
``Warnings and Precautions'' section and ``Adverse Reactions'' section
can affect patient monitoring or management. We conducted an internal
review of changes made to the boxed warning and ``Contraindications''
sections between the years 2003 to 2013 and found that there are about
50 additions or changes to boxed warnings each year and about 60
changes to the ``Contraindications'' section (Ref. 4). For example, in
2013, the prescribing information for codeine products (including all
generic products containing codeine) was revised to include a new boxed
warning and an addition to the ``Contraindications'' section to inform
prescribers of the risk of respiratory depression and death in children
who underwent tonsillectomy and/or adenoidectomy related to ultra-rapid
metabolism of codeine to morphine. That same year, FDA issued a safety
announcement regarding the use of valproate drug products for pregnant
women taking the drug for migraine prevention and the prescribing
information was updated to add new information to the boxed warning to
inform prescribers that use of the drug while pregnant can cause major
congenital malformations, particularly neural tube defects such as
spina bifida, and decreased IQ scores in children. The serious nature
of these warnings highlight the need for health care professionals to
have access to, and utilize, the most current prescribing information
from a reliable and consistent source.
FDA has tentatively concluded that health care professionals should
have
[[Page 75513]]
access to, and rely on the most updated prescribing information when
making prescribing or other clinical decisions about the safe and
effective use of a drug. For this reason, FDA considered a mandatory
dual system for distribution of prescribing information (i.e., one in
which both paper and electronic versions would be distributed
simultaneously). Under such a system, the paper version of the
prescribing information could include a statement that would notify the
health care professional that the paper version may not contain the
most up-to-date information and would direct the health care
professional to the electronic version. FDA is concerned that, even
with this statement, the potentially outdated paper version may be used
to make a decision impacting patient care. If the paper prescribing
information remains available, a busy health care professional may not
look to the labeling repository to ensure he or she is reading the
current paper version of the prescribing information or to ascertain
what section of the prescribing information has been updated since the
paper version was printed. A health care provider who does not have
Internet access may continue to rely on an outdated paper version of
the prescribing information, rather than contacting the manufacturer
for the most updated version.
FDA also considered a dual system that requires the electronic
version of the prescribing information and permits voluntary
distribution of the paper version. In addition, to the concerns we
describe previously with a mandatory dual system, FDA is concerned that
a voluntary dual labeling system could cause confusion and workflow
disruptions for health care professionals where it would be left to
each manufacturer's discretion to decide whether its products will be
distributed with the paper version of the prescribing information.
One additional system that FDA is soliciting comment on is a system
that requires manufacturers to distribute the prescribing information
electronically, as described in this proposed rule. Where paper
prescribing information is needed, dispensers (e.g., pharmacies) would
have the option of ordering single or multiple copies of the paper
prescribing information when ordering a shipment of drug from the
distributor. The distributor, or other entity that delivers the drug to
a dispenser, would be required to provide the paper prescribing
information in the quantity ordered along with the shipment of the drug
to the dispenser. The manufacturer would be required to provide
sufficient numbers, or a means to produce sufficient numbers, of the
paper prescribing information to the distributor. With this option, for
the reasons described previously, FDA does not anticipate that
dispensers would routinely order paper prescribing information because
they would rely on the electronic version of the prescribing
information and because pharmacies usually have some other form of
compendia purchased from a third party. Nevertheless, this option would
permit dispensers to receive paper prescribing information with drug
shipments, as needed.
We seek comment on the dual systems described previously.
Specifically, we request comment on whether and how dual systems could
achieve the goal of ensuring that health care providers have the most
current prescribing information. We also request comment on the
structure of a dual system (e.g., if such a system should require both
a paper and electronic version be distributed, or require the
electronic version while allowing the paper version to be distributed
voluntarily or ordered by dispensers), what kind of statement the paper
prescribing information should contain to advise health care providers
about the electronic version, and if there are concerns or benefits not
identified by FDA with such an approach. With respect to the system
that would provide the dispenser the option of ordering paper
prescribing information, we request comment on any challenges,
including administrative challenges, to manufacturers, distributors, or
dispensers related to an ordering and fulfillment process for paper
prescribing information. Finally, we note that a system in which paper
copies could be ordered from the distributor could address concerns
discussed in section I.C.3 about health care providers that do not have
reliable regular Internet access and we invite comment on this aspect
of a system.
The GAO Report noted that a potential disadvantage of the exclusive
use of electronic prescribing information is that it could disrupt
pharmacists' workflow by requiring different steps for pharmacists to
use to consult prescribing information and also preventing them from
retrieving the prescribing information from the box when the pharmacist
felt it was necessary to show it to the patient during a consultation
(Ref. 1). The GAO Report said that these workflow disruptions could
reduce the time available for patient consultations and noted that
interruptions to pharmacists' workflow have been shown to increase the
risk of errors made when dispensing a drug. We are aware that
transitioning from a paper to electronic delivery system for
prescribing information may be a change in practice that may require
adjustments. In addition, if a pharmacist determines that accessing
electronic prescribing information would be too disruptive, the
pharmacist might instead rely on memory or outdated prescribing
information available to the pharmacist in paper format, e.g., in a
paper-based compendia. We note, however, that in the recent survey of
pharmacists discussed previously, most reported that a paperless system
would improve patient safety and communication with patients (Ref. 3).
Further, some of the workflow disruptions that a paperless system might
cause could be offset by the advantages of having electronic
prescribing information. For example, as noted in the GAO Report, in
comments, and in public testimony received by FDA, electronic
prescribing information is more user-friendly than the current paper
package inserts: Pharmacists can quickly identify the information they
are seeking by using hyperlinks and can adjust the font size to make it
easy it read. We request comment on the potential workflow disruptions
associated with a switch to an online-only system, and any related
risks to the public health. We also request comment on whether the
effective and compliance dates described in sections XI and XII of this
proposed rule should be modified to allow for more time to adapt to
workflow changes and to mitigate any potential risks caused by changes
in workflow resulting from the proposed rule.
D. How are the application processes for changes to labeling affected?
This proposed rule would not affect the applicant's
responsibilities regarding the content of labeling or the process for
submitting labeling changes to FDA for approval. The prescribing
information component of labeling would contain the most current
changes approved by FDA, changes being effected pending FDA approval,
and editorial changes that may be submitted in the annual report. Any
postapproval labeling changes to an application (NDA, ANDA, or BLA)
must comply with Sec. Sec. 314.70, 314.97, or 601.12, as applicable,
and under those requirements FDA would continue to be notified about
supplements and other changes to approved applications (Sec. Sec.
314.70(a) and 601.12(a)). Depending on the type of change, the changes
would continue to be submitted as a supplement for prior approval
(``prior approval supplements'') before
[[Page 75514]]
distribution, as a Changes Being Effected (CBE) supplement, or by
inclusion of the information in the annual report (Sec. Sec.
314.70(b), (c), and (d); 314.81(b)(2); 601.12(b), (c), and (d)). (See,
also section IV.E. ``Submission of Most Current Version of Prescribing
Information to FDA'' for more information.)
This proposed rule would require manufacturers and applicants to
distribute labeling electronically via posting on FDA's labeling
repository. We propose to require submission of the prescribing
information, in a format that FDA can process, review, and archive for
distribution via the FDA's labeling repository Web site. Generally, it
is expected that labeling can be posted as early as the next business
day following its submission to FDA. In the case of a labeling change
submitted in a prior approval supplement, the proposed regulation would
require applicants to submit the labeling within 2 business days
following FDA approval of the supplement.
For changes contained in a CBE supplement, the labeling should be
submitted to FDA on the same day that a CBE supplement is submitted to
the Agency. Minor changes to the prescribing information that would
normally be documented in the applicant's annual report to FDA would
still be reported and described in the annual report, but the
prescribing information reflecting the labeling update would be sent to
FDA at the time of the change for posting on FDA's labeling repository
Web site. This will help to ensure that the most current labeling is
considered by FDA and available to the public.
III. Public Hearing on the Electronic Distribution of Prescribing
Information
A. Summary of Comments
In the Federal Register of April 2, 2007 (72 FR 15701), we
announced a public hearing to solicit views and information from
interested parties concerning the concept of electronic distribution of
FDA-approved prescribing information currently contained in the package
insert for human prescription drug and biological products. We also
sought information on the feasibility of establishing a modern and
efficient process for industry to electronically distribute prescribing
information to dispensers and asked specific questions to evaluate the
possible benefits of electronic prescribing information and the
logistics of such an electronic system (72 FR 15701 at 15702). At the
public hearing, we explained that FDA is committed to facilitating the
transition to use of electronic information and capitalizing on the
efficiencies that an electronic environment could offer. The public
hearing and comments submitted to FDA in connection with the public
hearing suggested that:
The majority believe that electronic distribution of
prescribing information would give health care professionals access to
the most current information in the labeling, and this would result in
better care for patients and improved public health.
Electronic distribution of prescribing information would
be better for the environment (because most prescribing information
provided in paper form is discarded) and could be more user-friendly if
individuals are able to manipulate font sizes to make the print larger
and easier to read.
Use of electronic distribution of prescribing information
should not impose undue hardship on pharmacists and pharmacies in
regard to workflow, process, and costs related to implementing a new
system (which may include training, maintenance, and printing).
Education or training should be provided to health care
professionals if FDA converts to electronic distribution of prescribing
information.
There are varying opinions as to whether FDA should
require electronic distribution of prescribing information for all
prescription drugs, whether there should be a transition period whereby
paper forms would coexist with the electronic format, and whether
certain drugs, due to warnings for the drugs or special instructions
regarding their use, always should be accompanied by prescribing
information in paper form.
Parties also differed as to whether we should provide for
other sources of prescribing information if emergency situations
resulting in a loss of electricity or Internet access arose. Some
suggested that we should create an annual compendium that health care
professionals could consult as a backup resource.
B. FDA's View on the Comments and Testimony
We considered these comments in drafting this proposed rule. For
example, FDA agrees that electronic distribution of prescribing
information should give health professionals access to the latest
information for a particular human prescription drug and contribute to
improving patient care. The paper prescribing information that is the
subject of this proposed rule is the version that is on or within the
package from which the drug is to be dispensed (e.g., the bulk pharmacy
package). In general, prescribing physicians do not dispense drugs, so
they usually do not have access to the paper version appended to the
bulk pharmacy package. Instead, they use electronic or paper versions
(e.g., compendia such as the Physicians' Desk Reference (PDR)) and
would have access to FDA's labeling repository. Pharmacists that
currently use the paper prescribing information will need to seek drug
information by accessing FDA's up-to-date electronic labeling
repository or by requesting the paper version of the prescribing
information from the manufacturer or, if needed, consulting another
source (e.g., paper or electronic compendia). Patients generally do not
receive the paper prescribing information, but they would also have
access to up-to-date electronic prescribing information from FDA's
labeling repository Web site. Since patient labeling is not subject to
this rule, warnings, risk information, and special instructions for use
in patient labeling will continue to be provided in paper form to
patients.
We also agree that electronic distribution of prescribing
information may reduce waste. We have heard anecdotally that the paper
form of prescribing information is not generally used and is frequently
discarded with the drug packaging to conserve shelf space in the
pharmacy. However, we did not evaluate the environmental impacts
resulting from fewer paper forms of labeling and did not cite
environmental benefits as a justification for this proposed rule.
We also agree that electronic prescribing information is more user-
friendly. Pharmacists have stated that the paper version is very
difficult to read because of small font sizes and hard to keep
organized once it is unfolded. The user of an electronic version would
have ability to make the print larger and easier to read, and to
navigate the prescribing information through the use of hyperlinks.
This proposal represents a continuation of our efforts to improve
access to prescription drug labeling and to make a transition from
paper to electronic distribution of prescribing information so that
health care providers utilize the most up-to-date version of the
prescribing information. To help understand the impact of this proposed
rule, we invite any additional comments on the use of prescribing
information by prescribers and other health care professionals, as well
as consumers/patients.
[[Page 75515]]
IV. Description of the Proposed Rule
A. Labeling Accompanying the Product
Section 201(m) of the FD&C Act defines ``labeling'' to mean ``all
labels and other written, printed, or graphic matter (1) upon any
article or any of its containers or wrappers, or (2) accompanying such
article.'' For purposes of this rulemaking only, we consider electronic
distribution of prescribing information to be ``accompanying'' the
drug, through the label statement directing interested parties to
access the prescribing information through the Internet or other
electronic means.
B. Label Statement
Proposed Sec. Sec. 201.100(b)(8) and 610.61(t) would require a
statement to appear on the immediate container label (or be affixed to
the immediate container by other means such as a peel-back label) and
the outer container or package stating that to obtain the current
prescribing information, go to labels.fda.gov or call (insert the toll-
free telephone number) for a faxed, emailed, or mailed copy. In order
to ensure that it is readable, the statement would be required to be no
smaller than 6-point type.
Proposed Sec. 610.60(a)(8) would require biological product
containers capable of bearing a full label to bear the statement.
However, we do not propose to amend Sec. 610.60(c) or (d) to require
the statement to appear on the container label or to be affixed to the
immediate container by other means for containers that bear only a
partial label or no container label. Consistent with current Sec.
610.60(c) and (d) and proposed Sec. 610.61(t), containers capable of
bearing only a partial label and containers incapable of bearing a
label must be placed in a package that must have a label bearing the
required statement detailed in this proposed rule. FDA recognizes that
the package may be discarded at the time containers are stored and
invites comment on the availability of the package in cases where the
immediate container label does not have adequate space for the required
statement.
Proposed Sec. 606.121(c) would require the container label of
blood and blood components to bear the statement: See circular of
information for indications, contraindications, cautions, and methods
of infusion. To obtain the current circular of information, go to
labels.fda.gov or call (insert toll-free telephone number) for a faxed,
emailed, or mailed copy. In order to ensure that it is readable, the
statement would be no smaller than 6-point type. If the immediate
container label is too small to accommodate the statement, the
statement must be affixed to the immediate container by other means,
such as a peel-back label.
We request comment on the feasibility of requiring a statement of
this length on containers such as small volume single dose vials and
syringes of product, some of which already bear one or more peel-off
labels for product identification and inclusion in patient charts. In
addition, we request comments on whether the new required statement
will diminish the ability to include peel offs for inclusion in patient
charts.
In order to ensure that the prescribing information is accessible
in situations when Internet access is not available to the health care
professional seeking the current prescribing information, the
manufacturer or applicant would be required to print a toll-free
telephone number in the statement appearing on the immediate container
label and outer container or package that the health care professional
could call to have the manufacturer or applicant send the most current
prescribing information by FAX, email, or mail. This is intended
primarily for use by health care professionals without regular access
to the Internet, but could also be used in the case of a public health
emergency or natural disaster to the extent that the emergency
responders retain some means of communication, e.g., telephone and fax.
As discussed in section I.C.3, we expect that in most emergency
situations, first responders and other deployed units would be prepared
with the key information from prescribing information necessary to
appropriately dispense medications in an emergency, even if Internet
and other methods of communication are unavailable.
Under proposed Sec. 201.100(c)(5), the manufacturer or applicant
would be required to ensure that the toll-free telephone number is
current, fully functioning, and maintained so that there is always an
alternate method to obtain the current prescribing information if the
requestor cannot access the FDA's labeling repository Web site. The
toll-free telephone number service would be required to be available 24
hours a day, 7 days a week. If a request is received for a FAX, email,
or mailing of the current prescribing information, the manufacturer or
applicant would be required to take adequate steps to ensure that it
provides the requested prescribing information promptly. As previously
noted, the requirements of this regulation, including the requirement
to provide the toll-free number and to provide the requested
prescribing information applies to all manufacturers, including
repackagers and relabelers. Thus, each manufacturer would be required
to provide a toll-free number on the label and outer container and to
respond to requests for faxed, emailed, or mailed copies of the
labeling. FDA invites comment on whether these alternatives available
on request through the telephone are sufficient methods for obtaining
the current prescribing information if it cannot be accessed using the
Internet. FDA also invites comment on what would be considered a
reasonable amount of time to respond to a request for current
prescribing information. The proposed requirement is to ``promptly''
respond.
C. Paper Versus Electronic
Under proposed Sec. 201.100(c)(3), the covered prescribing
information would be distributed electronically and would not be
distributed in paper form, except where a paper copy is requested or
where an exemption is granted. By contrast, FDA-approved patient
package inserts, including patient instructions for use, Medication
Guides required under 21 CFR part 208, and any other type of patient
labeling are not within the scope of this rule and would continue to be
provided in paper form.
The Web site labels.fda.gov presently holds prescribing information
submitted to the Agency under current requirements, such as with
listing information and annual reports. It is searchable by proprietary
name, active ingredient, company name, NDC number, and application
number or regulatory citation. We note that certain classes of
products, such as cord blood products, may not have a proprietary name
or NDC number, and we request comment on other categories by which the
repository should be searchable. FDA also solicits comment regarding
the ease of use of the labels.fda.gov Web site.
D. Exemptions
Under proposed Sec. 201.100(g) a manufacturer or applicant would
be able to submit a written request to FDA for exemption of a human
prescription drug from the requirements for electronic distribution of
prescribing information. The person requesting the exemption would be
required to describe the reasons that compliance with the electronic
distribution of prescribing information requirements could adversely
affect the safety, effectiveness, purity, or potency of the drug; is
not technologically feasible; or is otherwise inappropriate; and
explain why the concerns underlying the
[[Page 75516]]
request could not reasonably be addressed by other measures.
Additionally, FDA, on its own initiative, would be able to exempt a
drug from the requirements for electronic distribution of prescribing
information, if FDA determines that compliance with the electronic
distribution of labeling requirements could adversely affect the
safety, effectiveness, purity, or potency of the drug; is not
technologically feasible; or is otherwise inappropriate. Examples of
circumstances where it may be appropriate to exempt a product from the
requirements for electronic distribution of prescribing information
include a product which requires multiple steps for reconstitution, a
product that is intended for use in an emergency room, or a product
that may be stockpiled for use during an emergency. In addition, many
cell therapy products require proper handling, preparation, and
administration of the final licensed product to ensure that the correct
product has been received; that the product remains viable, pure, and
potent; and that the product is administered safely. Because steps for
ensuring the safety and effectiveness of cell therapy products are
important, we request comment on the feasibility of the application of
electronic distribution of prescribing information under this proposed
rule for cellular therapy products regulated under section 351 of the
PHS Act.
We propose that requests for exemption be directed to the
appropriate review division and submitted to the Center for Drug
Evaluation and Research and the Center for Biologics Evaluation and
Research at the addresses in proposed Sec. 201.100(g)(2). We plan to
issue guidance prior to the effective date of the final regulation to
inform manufacturers of any additional means of submitting requests for
exemption, such as electronic submission.
E. Submission of Most Current Version of Prescribing Information to FDA
This proposed rule would require submission of the prescribing
information, in a format that FDA can process, review, and archive, for
distribution via FDA's labeling repository Web site. For newly approved
drugs, proposed Sec. 201.100(c)(4) would require that applicants,
including NDA, BLA, and ANDA applicants, submit prescribing information
in this format in time for the prescribing information to be posted in
the labeling repository before the drug enters interstate commerce. For
drugs already approved, proposed Sec. 201.100(c)(4) would require
applicants or manufacturers to submit the most current labeling to FDA
each time the prescribing information is changed, including those
changes submitted as supplements or in an annual report (Sec. Sec.
314.70 and 601.12). Compliance with this proposed section would not
exempt applicants from compliance with Sec. 314.70 or Sec. 601.12,
related to supplements and other changes to approved applications,
including for labeling. Applicants would be required to submit updated
labeling within 2 business days of FDA approval of a prior approval
supplement. Under the proposed regulation, labeling should be submitted
to FDA for distribution on the same day that a CBE supplement is
submitted to the Agency under Sec. 314.70(c)(6). Manufacturers who are
not applicants, for example, repackers, would be required to submit the
prescribing information within 2 business days of the posting of the
applicant's updated labeling. For unapproved drugs, the person
responsible for the content of labeling must submit the labeling within
2 business days of a change to the labeling. Finally, with regard to
supplements to ANDAs, we request comment on whether a conforming
amendment cross-referencing Sec. 201.100 should be added to Sec.
314.97, which addresses the requirements for submitting supplemental
applications and other changes to an approved abbreviated application.
A primary reason for migrating to electronic prescribing
information is to ensure that the most up-to-date information about the
drug product is available. Currently, per Sec. 207.30(a), every
manufacturer required to list drugs under Sec. 207.20 must review and
provide updated listing information to the Agency, including labeling,
each subsequent June and December, or at their discretion as the change
occurs. To minimize the number of submissions to the Agency, if a
supplemental change to the prescribing information is submitted to FDA
under proposed Sec. 201.100(c)(4) before the required submission for
updating electronic registration and listing (part 207), and there is
no additional change to the labeling between the time of the Sec.
201.100(c)(4) submission reflecting the supplemental change and the
date on which updated drug listing information would be required to be
submitted under Sec. 207.30, then this labeling information would not
need to be submitted again when electronic registration and listing
information is updated.
FDA anticipates that prescribing information will be posted on the
next business day following the date of submission. In addition, under
proposed Sec. 201.100(c)(4), it would be the responsibility of the
entity who submits the labeling to verify, within 2 business days of
submission to the FDA labeling repository, that the correct version of
the prescribing information is being distributed at FDA's labeling
repository Web site and available for public access. FDA would not be
responsible for incorrect prescribing information that is submitted and
then posted. If prescribing information is not posted to the labeling
repository within 2 business days of submission, the manufacturer,
applicant, or other person submitting the labeling must notify FDA's
SPL Coordinator by calling 1-888-463-6332 or emailing spl@fda.hhs.gov
within 4 business days of submission. If the manufacturer, applicant,
or other person submitting the labeling observes that incorrect
prescribing information has been posted on the labeling repository,
that person must contact FDA's SPL Coordinator by calling 1-888-463-
6332 or emailing spl@fda.hhs.gov within 2 business days of its posting.
We invite comment on whether this is a sufficient amount of time for a
manufacturer or applicant to check the accuracy and completeness of the
posted prescribing information. The SPL coordinator should be provided
information such as the NDC code, drug name, and a description of the
problem with the labeling. If updates to labeling are not provided as
required, labeling posted on FDA's labeling repository Web site will be
outdated and inaccurate. Outdated labeling posted on the labeling
repository renders a product misbranded and in these cases the
applicant or manufacturer may be subject to enforcement action by the
Agency.
F. Conforming Amendments
We propose the following conforming amendments. Proposed Sec.
201.100(b)(7), would replace the phrase on or within the package from
which it is to be dispensed with the phrase either on or within the
package from which it is to be dispensed or accompanying the package
from which it is to be dispensed under 21 CFR 201.100(b)(8). Proposed
Sec. Sec. 201.100(c)(1) and (d)(2), 201.306(a)(1)(ii) and (b)(2), and
201.310(a) would replace the phrase on or within the package from which
the drug is to be dispensed with the phrase either on or within the
package from which the drug is to be dispensed or accompanying the
package from which the drug is to be dispensed under 21 CFR
201.100(b)(8). The first sentence of Sec. 201.100(d) would be revised
to state
[[Page 75517]]
whether or not it is on or within a package from which it is to be
dispensed or accompanying a package from which the drug is to be
dispensed under 21 CFR 201.100(b)(8).
Proposed Sec. 201.100(d)(4) would require that promotional
labeling continue to be disseminated with a copy of FDA-approved
product labeling in paper form. This requirement would ensure that, for
example, a health care professional that receives promotional labeling
or detailing materials containing promotional claims would also have
the full FDA-approved product labeling readily available in paper form.
The introductory paragraph of Sec. 606.122 would be revised to
replace the phrase must be available for distribution with the phrase
must be distributed electronically. Finally, paragraph (k) of Sec.
610.61 would be revised to state that the route of administration
recommended, or reference to such directions in an enclosed circular or
the electronic prescribing information and paragraph (n) would be
revised to state that the inactive ingredients when a safety factor, or
reference to an enclosed circular or the electronic prescribing
information.
V. Legal Authority
FDA is authorized under various sections of the FD&C Act to require
that prescribing information be distributed electronically and to
require that paper copies of the prescribing information no longer be
distributed, except as provided in this regulation, to ensure that
human prescription drugs have adequate directions for use and to ensure
the efficient enforcement of the FD&C Act. These sections include
sections 201(n), 502, 503, 505, and 701(a) of the FD&C Act (21 U.S.C.
321(n), 352, 353, 355, and 371(a)), and section 351 of the PHS Act (42
U.S.C. 262). The electronic distribution of prescribing information for
human prescription drugs would permit the efficient enforcement of the
misbranding provisions in sections 502(a) and (f) of the FD&C Act, as
well as the safety and effectiveness provisions of section 505 of the
FD&C Act.
First, FDA has the authority to require that the prescribing
information be distributed electronically, rather than by the shipment
of a paper copy of the prescribing information with each container of a
prescription drug. Under section 502(f) of the FD&C Act, a drug or
device is deemed to be misbranded unless its labeling bears adequate
directions for use, adequate warnings against use by patients where its
use may be dangerous to health, and adequate warnings against unsafe
dosage or methods or duration of administration, in such manner and
form as are necessary to protect users. (See 21 U.S.C. 352(f).)
Adequate directions for use means directions under which the layman can
use a drug safely and for the purposes for which it is intended. (See
21 CFR 201.5.) Additionally, section 502(f) of the FD&C Act authorizes
FDA to create a regulatory exemption from this requirement.
Under this authority, FDA has issued regulations exempting drugs
subject to section 503(b)(1) of the FD&C Act (prescription drugs) from
the requirements of section 502(f)(1) of the FD&C Act if certain
conditions are met. (See e.g., 26 FR 8389 (September 6, 1961) (final
rule amending then Sec. 1.106 (21 CFR 1.106)); see also 17 FR 6818
(July 25, 1952) (final rule amending then Sec. 1.106).) The 1961
amendments to then Sec. 1.106 exempted a drug subject to section
503(b)(1) of the FD&C Act from section 502(f)(1) of the FD&C Act if,
among other things, labeling on or within the package from which the
drug is to be dispensed bears adequate information for its use, under
which professionals licensed by law to administer the drug can use the
drug safely and for the purposes for which it is advertised or
represented. (See Sec. 1.106(b)(3).) The relevant provision of the
exempting regulations is currently codified at Sec. 201.100(c)(1).
Section 201.100(c)(1), like its predecessor Sec. 1.106(b)(3), exempts
a drug subject to section 503(b)(1) of the FD&C Act from section
502(f)(1) of the FD&C Act if labeling on or within the package from
which the drug is to be dispensed bears adequate information for its
use, under which professionals licensed by law to administer the drug
can use the drug safely and for the purposes for which it is advertised
or represented. Subsection (c)(2) provides that, for an article subject
to section 505 of the FD&C Act, the labeling bearing such information
is the labeling authorized by the approved new drug application or
required as a condition for the certification or the exemption from
certification requirements applicable to preparations of insulin or
antibiotic drugs. (See Sec. 201.100(c)(2).)
The review in this proposed rule of the language of the exempting
regulations shows that, for decades, the mechanism through which the
pharmaceutical industry has met the requirement for exempting a
prescription drug from section 502(f)(1) of the FD&C Act is the
shipment of a paper copy of the prescribing information with each
container of a prescription drug. The statutory language authorizing
FDA to create a regulatory exemption from the requirements of section
502(f)(1) of the FD&C Act is broad. We have concluded that nothing in
the statutory language mandates that the regulatory exemption can be
met only through shipment of a paper copy of the labeling accompanying
each container of the drug. Advances in technology now allow for the
electronic distribution of labeling, an option that was not feasible at
the time FDA initially issued the predecessor to this proposed
regulation.
The electronic distribution of prescribing information is expected
to advance: (1) The provision of adequate directions for use to persons
prescribing, dispensing, and administering the drug; (2) the provision
of adequate warnings to prescribers against use in patients where a
drug's use may be dangerous to health; and (3) the prevention of unsafe
prescribing of prescription drugs. Currently, the prescriber, health
care provider, or pharmacist may review a paper copy of the labeling
that has been shipped and stored with a drug for a number of months and
that may not contain the most recent information with regard to
indications, warnings, or directions for use. In contrast, the
electronic distribution of prescribing information provides access to
the most recent information about the directions for use, warnings, and
contraindications. This information will be available within days of a
change via posting on the FDA labeling repository or by FAX, email, or
mail. Accordingly, FDA has concluded that it has the authority to amend
Sec. 201.100(c)(1) to require that the exemption from section
502(f)(1) of the FD&C Act must be met through electronic means.
Second, FDA concludes that it has authority to base the regulatory
exemption from the adequate directions for use requirements of section
502(f) of the FD&C Act on the condition that a paper copy of the
prescribing information not be shipped with each container of the drug,
except where FDA has concluded that compliance with electronic
distribution would adversely affect the safely, effectiveness, purity,
or potency of the drug; is not technically feasible; or is otherwise
inappropriate. Although the regulation exempting prescription drugs
from the requirement to provide adequate directions for use has
previously conditioned the exemption on distribution of paper copies of
the prescribing information, at the time those regulations were drafted
[[Page 75518]]
the electronic distribution of prescribing information was not
feasible. As described in this document, given the shelf life of many
prescription drug products, changes to the prescribing information may
occur between the time a product is shipped from the manufacturer and
the time the product is received at the pharmacy or health care
facility. Changes to the prescribing information may also occur during
the time that the drug is stored at the pharmacy and prior to the time
it is dispensed. Under such circumstances, a pharmacist or health care
provider who relies upon a paper copy of the labeling, rather than the
electronic version, may not have access to the current version of the
prescribing information, including the latest warnings or
contraindications that may appear in the electronic version of the
prescribing information at the time a drug is prescribed and dispensed.
Thus, where the electronic distribution of labeling is feasible, the
continued distribution of paper labeling is not always sufficient to
ensure that the products have adequate directions for use, adequate
warnings against use by patients where its use may be dangerous to
health, and adequate warnings against unsafe dosage or methods or
duration of administration, in such manner and form as are necessary to
protect users.
In contrast, the electronic distribution of prescribing information
would make it easier for the person prescribing, dispensing, or
administering the drug to have full access to all of the drug's current
prescribing information, including directions for use, warnings, and
contraindications. Specifically, the electronic distribution of the
prescribing information via its placement in the FDA labeling
repository, accessible through FDA's Web site, would better ensure that
pharmacists and other health professionals have access to the most
recent version of the directions for use and to the most current
warnings and contraindications. With the electronic distribution of
prescribing information, pharmacists and health care professionals
would have timely access to the most current version of the prescribing
information, in contrast to the paper form of the prescribing
information, which may contain outdated information by the time it
reaches the pharmacist or other health care professional. For these
reasons, FDA has concluded that it has legal authority to require the
prescribing information no longer physically accompany the product in
paper form, except as provided in the exempting provisions of this
proposed regulation.
Third, we conclude that FDA has the legal authority to require the
label to bear a statement including the FDA labeling repository Web
site where the electronic prescribing information will appear and a
toll-free telephone number maintained by the manufacturer or applicant
and that a manufacturer or applicant must maintain a toll-free
telephone number through which individuals may request the prescribing
information to be faxed, emailed, or mailed.
As explained in this document, section 502(f) of the FD&C Act
provides that a drug is misbranded unless its labeling bears adequate
directions for use, adequate warnings against use by patients for whom
use may be dangerous to health, and adequate warnings against unsafe
dosage or methods or duration of administration in such manner and form
as necessary to protect users. Since this rule would make the
distribution of this information electronic, the requirement that the
Internet address and telephone number appear on the label is necessary
so that a health care professional prescribing, administering, or
dispensing the product would have the information needed to access the
most current prescribing information. This statement will ensure that
health care providers are directed to the FDA labeling repository
(which will contain the most updated version of the prescribing
information), as opposed to other electronic versions of the
prescribing information, which may not be updated as frequently as the
FDA labeling repository. Similarly, the toll-free number and the
requirement that manufacturers and applicants maintain labeling via
FAX, email, or mail will ensure that health care providers and
pharmacists without Internet access can obtain the most current version
of the prescribing information. Thus, this requirement ensures that the
prescribing information bearing adequate directions for use, adequate
warnings against use by patients for whom use may be dangerous to
health, and adequate warnings against unsafe dosage or methods or
duration of administration in such manner and form as necessary to
protect users accompanies the drug.
In addition, section 502(a) of the FD&C Act prohibits false or
misleading labeling of drugs, including the failure to reveal material
facts relating to potential consequences under customary conditions of
use under section 201(n) of the FD&C Act. The requirement that the
label include the Internet address of the FDA labeling repository and
the manufacturer's or applicant's telephone number ensures that the
drug product will have accompanying labeling, which should include
relevant information such as the drug strength, dosage form, route of
administration, active ingredient, and drug interactions. In addition,
it ensures that the prescribing information is accurate, up-to-date,
and readily available to the health care provider. Because the labeling
that is linked to the drug product via either the Internet address or
the telephone number includes material facts relating to potential
consequences under customary conditions of use under section 201(n) of
the FD&C Act, the requirement that the Internet address and telephone
number be placed on the label is also justified under section 502(a) of
the FD&C Act. Furthermore, section 701(a) of the FD&C Act authorizes
FDA to issue regulations for the efficient enforcement of the FD&C Act.
For all these reasons, FDA concludes that we have the legal
authority to require that the prescribing information be provided
electronically, rather than by the shipment of a paper copy of the
prescribing information with each container of a prescription drug
(except where exempted by this regulation), and to require that the
label bear a statement including the Internet address where the
electronic labeling may be found and a toll-free telephone number
through which individuals may request the prescribing information by
other means (such as by FAX, email, or mailing of a paper copy).
VI. Environmental Impact
The Agency has determined under 21 CFR 25.30(i) and (k) that this
action is of a type that does not individually or cumulatively have a
significant effect on the human environment. Therefore, neither an
environmental assessment nor an environmental impact statement is
required.
VII. Paperwork Reduction Act of 1995
This proposed rule contains information collection provisions that
are subject to review by OMB under the Paperwork Reduction Act of 1995
(44 U.S.C. 3501-3520). The title, description, and respondent
description of the information collection are given under this section
with an estimate of the annual reporting burden. Included in the
estimate is the time for reviewing instructions, searching existing
data sources, gathering and maintaining the data needed, and completing
and reviewing the collection of information.
We invite comments on these topics: (1) Whether the proposed
collection of information is necessary for the proper
[[Page 75519]]
performance of FDA's functions, including whether the information will
have practical utility; (2) the accuracy of FDA's estimate of the
burden of the proposed collection of information, including the
validity of the methodology and assumptions used; (3) ways to enhance
the quality, utility, and clarity of the information to be collected;
and (4) ways to minimize the burden of the collection of information on
respondents, including through the use of automated collection
techniques, when appropriate, and other forms of information
technology.
Title: Electronic Distribution of Prescribing Information for Human
Prescription Drugs, Including Biological Products
Description: The proposed rule would amend certain labeling
regulations to require applicants or manufacturers of human
prescription drugs (including biological products and blood and blood
components intended for transfusion) to distribute the prescribing
information for these drugs electronically. This information is
currently distributed in paper form on or within the package from which
a prescription drug is dispensed. The electronic distribution
requirements of this regulation would not apply to patient labeling
(including patient package inserts and Medication Guides), which would
continue to be provided in paper form, as currently required by
applicable regulations. The proposed regulation would require
manufacturers and applicants to submit labeling containing prescribing
information to FDA for distribution via FDA's labeling repository Web
site every time there is a change in the labeling and to review the
labeling posted at FDA's Web site to ensure that the correct version of
the labeling appears in the repository. The regulation would require a
product's immediate container label or a label affixed to the immediate
container by other means, such as a peel-back label (if the immediate
container label is too small to bear the statement) and outside package
to bear a statement directing health care professionals to FDA's
labeling repository to view the electronic version of prescribing
information and to provide a toll-free telephone number maintained by
the manufacturer to receive requests that the manufacturer send an
emailed, faxed, or mailed paper copy of the prescribing information.
The prescribing information would be distributed in paper form where a
pharmacist or health care provider requests that the manufacturer send
a paper copy of the labeling or where an exemption to the electronic
distribution of labeling requirements has been granted. Manufacturers
and applicants of exempted products would distribute prescribing
information in paper form on or within the package from which the
product is dispensed and would not be required to distribute the
labeling electronically or by FAX, email, or mail. We are taking this
action to help ensure that the most current prescribing information is
publicly accessible for the safe and effective use of the product.
Description of Respondents: Persons and businesses, including small
businesses and manufacturers responsible for the labeling of
prescription drugs, including applicants, repackagers, relabelers, and
persons responsible for the labeling of unapproved drugs.
A. Summary of Provisions in Proposed Rule That Contain Collections of
Information
1. Labeling Accompanying a Product To Include Electronic Distribution
of Prescribing Information (proposed Sec. Sec. 201.100(c)(1), (c)(3),
(c)(4), (c)(5), (d), and (d)(2); 201.306; 201.310; 606.122; 610.61(k)
and (n))
This proposed rule would require that prescribing information be
distributed through electronic means, unless FDA exempts a specific
product from the electronic distribution requirement or unless the
manufacturer is requested to send a paper copy of the labeling. The
addition of new Sec. 201.100(c)(3) would require prescribing
information to be distributed electronically and, with the exceptions
noted in this document, not in paper form. The mechanism by which the
labeling will be distributed electronically would be through posting on
the FDA labeling repository at labels.fda.gov. The labeling repository
would be initially populated with labeling that had already been
electronically submitted to FDA to comply with current requirements
(part 207, and Sec. Sec. 314.50(l), 314.94(d), 601.14). On the
effective date of this regulation, manufacturers and applicants would
not need to make a new submission of labeling to FDA under this
regulation if the labeling available in the repository is current.
However, before distributing product with labels directing users to
labels.fda.gov for prescribing information, the manufacturer or
applicant must review the prescribing information in the repository,
and, if the prescribing information in the repository is not current,
must submit the current version of the prescribing information.
This proposed rule would revise Sec. 201.100, with the addition of
paragraph (c)(4), which would require that, upon initial approval of a
drug, or following any change to approved labeling, the applicant or
other manufacturer must submit the content of labeling in an electronic
format to FDA at the time of the change for distribution via the FDA's
labeling repository Web site. Minor changes to the prescribing
information would continue to be reported in the applicant's annual
report; however, the revised labeling would be required to be submitted
to FDA at the time of the change for distribution via FDA's labeling
repository Web site. Submissions at the time of a change would ensure
that the most up-to-date prescribing information is posted on the FDA's
labeling repository Web site and available to the public, particularly
health care professionals, for use with the drug at the time it is
prescribed, dispensed, or administered.
2. Label Statement for Human Prescription Drugs, Including Biological
Products and Blood and Blood Components Intended for Transfusion, on
the Product's Immediate Container Label and Outside Package (Proposed
Sec. Sec. 201.100(b)(8), 606.121(c), 610.60(a)(8), and 610.61(t))
Current Sec. Sec. 201.100(b), 606.121, 610.60, and 610.61 set
forth the information that is required to appear on the label of the
prescription drug product or the container label and outside package of
biological products. This proposed rule would require, except where an
exemption is granted, that all immediate container labels and outside
packages bear a statement directing users to the FDA labeling
repository to obtain the current prescribing information or circular of
information and to a toll-free number to request that this information
instead be provided by mail, email, or FAX. In order to ensure that the
statement is readable, this statement would be no smaller than 6-point
type. Where the immediate container label does not have sufficient
space to bear this statement, it would be required to be affixed to the
immediate container by other means, such as a peel-back label.
3. Provision of Prescribing Information via Fax, Email, or Mail
(Proposed Sec. 201.100(c)(5)) and Exemptions (Sec. 201.100(g))
To ensure that the prescribing information is readily accessible if
Internet access is not available to the health care professional
seeking the current prescribing information, the label statement would
be required to include a toll-free telephone number on
[[Page 75520]]
the product's immediate container label and outside package. The health
care professional would call this number to request the most current
prescribing information by FAX, email, or mail. The manufacturer would
be responsible for ensuring that the toll-free telephone number is
current, fully functioning, and maintained so that there is always an
alternate method available (24 hours a day, 7 days a week) to obtain
the current prescribing information if the requestor cannot access the
information electronically. The manufacturer would be responsible for
taking adequate steps to ensure that it promptly provides the
prescribing information to the requestor.
Proposed Sec. 201.100(g) would permit a manufacturer to request
that a drug or biological product be exempt from the requirements for
electronic distribution of labeling set forth in this section. The
exemption request must document why compliance with the electronic
distribution of labeling requirements could adversely affect the
safety, effectiveness, purity, or potency of the drug; is not
technologically feasible; or is otherwise inappropriate and must
document that the concerns underlying the request could not reasonably
be addressed by other measures. In addition, FDA would be able to
exempt products on its own initiative. Manufacturers and applicants of
exempted products would be required to distribute prescribing
information in paper form on or within the package from which the drug
is to be dispensed.
B. Estimates of Reporting Burden
1. Electronic Submissions of Prescribing Information to the Agency, for
Inclusion in the Electronic Labeling Repository (Proposed Sec.
201.100(c)(4))
Prescribing information for prescription drugs (i.e., content of
labeling required under Sec. 201.100(d)) already must be submitted to
the Agency in an electronic format that the Agency can process, review,
and archive as part of NDAs, ANDAs, BLAs, and annual reports. (See
Sec. Sec. 314.50(l), 314.94(d), 601.14(b), and 314.81(b).) These
submissions are approved by OMB under the PRA under OMB control numbers
0910-0530 and 0910-0338. In addition, under section 510(p) of the FD&C
Act, enacted in 2007, listing information required to be submitted
under section 510(j) of the FD&C Act and implementing regulations in
part 207 has been required to be submitted electronically since June
2009. Labeling for all drugs is a subset of that information, including
prescribing information both for prescription drugs that are subject to
approved NDAs, ANDAs, and BLAs, and for prescription drugs that are not
subject to approved applications. Information collections associated
with the electronic submission of listing information are approved
under OMB control number 0910-0045. In May 2009, FDA issued a guidance
entitled ``Providing Regulatory Submissions in Electronic Format--Drug
Establishment Registration and Drug Listing,'' (https://www.fda.gov/downloads/Drugs/GuidanceComplianceRegulatoryInformation/Guidances/ucm072339.pdf. In this guidance, FDA explained that labeling updates to
applications under the content of labeling regulations could be
duplicative in content and format of labeling required to be submitted
for listing under part 207. To avoid duplicative submissions, FDA
recommended that applicants simultaneously fulfill the ``content of
labeling'' and listing requirements regarding submission of labeling by
submitting a single SPL file through the listing system and cross-
referencing it in their applications.
FDA intends to adopt the same electronic format used in these other
submissions (currently SPL) for submitting labeling required under this
proposed regulation. FDA intends to use labeling previously submitted
under these other provisions to initially populate the labeling
repository prior to the effective date of the rule, so that where
labeling is current, no new submissions will be needed to achieve
initial compliance. Further, if this proposed rule becomes final, going
forward, a single submission will in many cases fulfill the
requirements under this regulation, under the content of labeling
requirements in parts 314 and 601, and under certain provisions of part
207. Because this regulation would require submission of labeling in
electronic form prior to the time at which such labeling must be
submitted under those other provisions (and therefore, may result in
some additional submissions not accounted for in those information
collections), in the burden estimates that follow, FDA has included the
estimated burden of all submissions that would be required to meet the
terms of this proposed regulation, without excluding those that would
duplicate submissions already addressed under one of the previously
named provisions. In the future, however, FDA anticipates that if this
rule becomes final and its information collection provisions are
approved, it would be appropriate to reduce the estimated information
collection burdens approved under control numbers 0910-0530, 0910-0338,
and 0910-0045, as FDA does not intend to require duplicative
submissions.
To estimate the burden hours per submission, we adopted an estimate
of 1.25 hours per submission (which was the time estimate used for
submission of electronic content of labeling under the most recent OMB
extension of approval for that information collection, approved under
OMB control number 0910-0338, which expires on January 31, 2017). The
total estimated number of labeling submissions is the sum of several
items.
The proposed regulation would require applicants to submit the
labeling upon initial approval of a drug. To estimate the annual number
of submissions for newly approved products, the Agency reviewed the
number of NDA and ANDA approvals and new licenses for biological
products to estimate the average number of approvals on an annual
basis. We have estimated that there will be approximately 106 NDA
applicants who had an average of 150 NDA approvals per year and
approximately 250 ANDA applicants who had 1,200 ANDA approvals. We
further estimate that approximately 25 respondents will have an average
of 45 BLAs licensed on an annual basis. The total burden hour estimate
for these submissions to the Agency is 1,744 hours (1,395 x 1.25 =
1,744).
To estimate the number of labeling submissions that may occur due
to updates to the labeling of currently marketed drugs for changes that
would require a supplement to an application, we reviewed the number of
supplements to NDAs and BLAs reflecting labeling changes that were
submitted to FDA in fiscal year 2013 for drug and biological product
manufacturers and applicants. An average of 200 applicants submitted an
average of 5.5 supplements reflecting labeling changes per applicant
per year to the Agency (n = 1,100). The burden hour estimate for these
submissions to the Agency is 1,375 hours ([200 x 5.5] x 1.25 = 1,375).
Because this proposed rule would require that applicants submit
labeling changes to FDA at the time of the change, there may be
submissions to the Agency due to a minor labeling change that
previously would have been submitted to the Agency with annual reports
(Sec. Sec. 314.81 and 601.12). To estimate the number of submissions
for minor label changes, we assumed that the percentage of firms making
label changes via annual reports would be similar to the percentage
making changes via supplements and moderate
[[Page 75521]]
changes being effected in 30 days. Thus, we assumed that one change per
applicant, (200 NDA/BLA firms, 225 ANDA firms, and 457 repackagers),
for a total of 882 submissions. The total burden hour estimate for
these submissions to the Agency is 1,103 hours (882 x 1.25 = 1,103).
Holders of ANDA applications would also submit updated labeling if
the applicant who holds the NDA for the innovator drug makes a change
to its labeling. We estimate that, on an annual basis, 225 ANDA
applicants will make 1,830 submissions of updated labeling. The total
burden hour estimate for these additional submissions to the Agency is
2,288 hours (1,830 x 1.25 = 2,288).
This regulation also would require repackagers and relabelers (who
are subject to part 207 but not to parts 314 or 612) to submit labeling
for their repackaged or relabeled products. Thus, each time an
applicant submits updated labeling for a particular product for
distribution via the repository, any manufacturers who repack or
relabel that product would also be required to submit updated labeling
for posting in the labeling repository. Based on the number of
repackers and relabelers that would be subject to this proposal, we
estimate that 169 repackers and relabelers would make approximately 566
submissions of updated labeling for NDA products for posting in the
labeling repository. In addition, we estimate that 575 repackers and
relabelers would make a total of 2,196 submissions of labeling due to
an ANDA change. The total burden hour estimate for these submissions to
the Agency is 3,453 hours (2,762 x 1.25 = 3,453).
To estimate the annual burden on blood establishments of submitting
updated versions of the circular of information and reviewing the
posted circular of information, we have estimated that there are 1,300
blood establishments that will be affected by this regulation. The vast
majority of blood establishments use the same circular of information,
and we estimate that the circular of information will change once
annually. Thus, the annual burden of submitting the circular of
information is estimated to be 1,625 hours (1,300 x 1.25 = 1,625).
The sums of all of these prior estimates are included in tables 1
and 2 as our estimates of the information collection burden associated
with proposed Sec. 201.100(c)(4). In developing our estimates for NDA,
ANDA, and BLA products, we are not able to fully account for the
possible overlap in respondents submitting labeling under each of the
scenarios described in this document. For example, it is possible that
a firm submitting labeling in conjunction with a new drug approval
might also submit labeling to address a minor labeling change that is
reportable in an annual report. In the number of respondents reported
in the table, we have not attempted to account for this overlap, but
have merely added the number of respondents from each subestimate. The
result may be an overestimate of the number of respondents, and a
consequent underestimate of the average number of responses per
respondent. We invite comment on this and other aspects of our
estimate.
2. Submission and Review of Circular of Information by Blood
Establishments
Because FDA regulations do not currently require blood
establishments to submit the circular of information electronically,
blood establishments would be required to submit the circular of
information to FDA prior to the effective date of this regulation. To
estimate the burden on blood establishments of submitting updated
versions of the circular of information, we have estimated that there
are 1,300 blood establishments that will be affected by this
regulation. The vast majority of blood establishments use the same
circular of information. Thus, the initial burden of submitting the
circular of information is estimated to be 1,625 hours (1,300 x 1.25 =
1,625) (table 2).
3. Review of Accuracy and Completeness of Posted Prescribing
Information (Proposed Sec. 201.100(c)(4))
Because the labeling repository will be populated with labeling
received by the Agency under current requirements, we do not expect a
mass submission of prescribing information upon the effective date of
this regulation. We require that manufacturers and applicants will
verify the accuracy and completeness of the labeling already posted in
the repository. This will ensure that labeling available via the FDA
labeling repository is accurate and up-to-date. An estimate of
establishments that would be affected by this rule was made based on
information available in FDA's establishment and product listing
databases for drug and biological products. An average of the estimated
1,500 to 2,000 drug manufacturers and applicants was combined with an
estimate of 1,800 biological establishments (either licensed
establishment or registered blood establishments) for an estimate of
3,550 possible respondents (1,750 + 1,800 = 3,550) for estimating the
burden. Collectively, these respondents are responsible for producing
46,000 to 57,600 prescription drug products. An average of this range
was used for determining the frequency of responses, resulting in
51,800 individual prescription drug products. The frequency of
responses was determined by taking the number of individual
prescription drug products divided by the number of respondents,
resulting in an estimate of 14.60 responses per respondent. (51,800/
3,550 = 14.60).
To estimate the burden hours associated with each submission, we
adopted an estimate of 5 hours, which is equal to the time estimated
for proofreading the electronic document in the electronic submission
final rule (68 FR 69009). We believed this estimate would be similar to
the estimate of the amount of time needed to review the accuracy and
completeness of the posted prescribing information and compare it with
the electronic file that was submitted to the Agency. Although a
manufacturer may have to review the accuracy of more than one copy of a
single version of the prescribing information that corresponds to
multiple NDC numbers, we believe the 5-hour estimate is reasonable. We
request comment on whether this estimate would be applicable to the
proposed requirement for reviewing the accuracy and completeness of the
prescribing information after it is posted. The total first year burden
hour estimate for review for accuracy and completeness of the posted
prescribing information is 259,150 hours (3,550 x 14.60 x 5 = 259,150)
(table 2). This burden hour estimate includes the time for each
manufacturer to review the accuracy and completeness of the prescribing
information once it is posted, following a change to the labeling, on
the FDA's labeling repository Web site.
In addition, on an annual basis, upon approval of a new NDA, ANDA,
or BLA, or upon a change made to prescribing information, all
manufacturers and applicants, including repackers of such products will
be required to review for accuracy the newly posted prescribing
information. As explained in this document, on an annual basis we
estimate that there will be 1,395 labeling submissions for newly
approved or licensed products (NDAs, BLAs, ANDAs), 1,100 labeling
submissions for NDA/BLA supplements, 1,830 labeling submissions for
ANDA supplements due to innovators' labeling changes, 882 labeling
submissions for annual reportable changes, and 2,762 labeling
submissions by repackers due to changes in NDA/ANDA holders' labeling.
The total annual burden hour
[[Page 75522]]
estimate for review for accuracy and completeness of the posted
prescribing information for these products is 13,480 hours ([1,395 +
1,100 + 1,830 + 882 + 2,762 = 7,969] x 5 = 39,845) (table 1). The
annual burden of checking the circular of information for accuracy is
estimated to be 6,500 (1,300 x 5 = 6,500). The total annual burden for
drugs, biologics, and blood and blood components is 46,345 hours (table
1).
4. Production of New Product Labels for the Immediate Container Label
and Outer Container or Package To Bear Label Statement (Proposed Sec.
201.100(b)(8))
Under proposed Sec. 201.100(b)(8), a new label statement would be
required on a product's immediate container label (or on a label
affixed to the container by other means, such as a peel-back label, if
the immediate container is too small to bear the statement) and outer
container or package. A portion of this statement, directing users to
access labels.fda.gov to view electronic prescribing information, is
information provided by FDA to manufacturers and applicants for
disclosure to the public, and therefore does not constitute a
collection of information under 5 CFR 1320.3(c)(2). However, the
portion of the statement that provides a toll-free number for
requesting prescribing information by mail, email, or FAX is not
provided by FDA. Accordingly, we have accounted for the burden of
including that statement. The frequency of responses was determined by
taking the average of the estimated number of stock keeping units
(SKUs) (150,000-200,000), divided by the number of respondents,
resulting in an estimate of 49.3 responses per respondent (175,000/
3,550 = 49.3). To estimate the burden hours associated with adding the
statement to existing product labels, we adopted an estimate of 24
hours, which was the estimate used for redesigning labels to
incorporate bar codes (see 69 FR 9119 at 9149; February 26, 2004). The
total burden hour estimate for adding the new label statement to all
presently marketed prescription drugs is 4,200,360 hours (3,550 x 49.3
x 24 = 4,200,360) (table 3).
In addition, immediate container labels and outside packages for
newly approved products would need to be designed to include the
statement. Because the inclusion of the statement would be one
requirement of multiple requirements considered in preparing drug
product labels, this burden is included as part of the overall burden
to design, test, and produce the label for a drug product's immediate
container and outer container or package. The format and content of
prescription drug and biological product labels must comply with FDA
regulations in 21 CFR part 201 for drugs, including Sec. 201.100(b)
and other sections in subparts A and B, and 21 CFR part 610 subpart G.
For blood and blood components, the label must comply with 21 CFR part
606 subpart G. Based on characteristics of the product, there are some
differences in the label requirements for prescription drugs,
biological products and blood and blood components. However, in
general, prescription drug labels contain the following information
about the drug: (1) Proprietary and established name (or proper name
for biological products); (2) recommended or usual dose; (3) route of
administration; (4) any warnings or cautionary statements; (5) ``Rx
only'' statement; (6) other required statements or information based on
type of product; (7) quantity or proportion of each active ingredient,
or amount of product; (8) names of inactive ingredients (if the drug is
for other than oral use); (9) identifying lot or control number; (10)
manufacturer name and address (and license number for biologics); (11)
expiration date; and (12) barcode. Based on FDA's burden estimates for
other types of drug product labeling and information from the
pharmaceutical industry, FDA estimates that it takes applicants or
manufacturers approximately 160 hours to design, test (i.e., to ensure
that the designed label fits on the drug product container or carton),
and produce each prescription drug product label, including the
statement required under proposed Sec. 201.100(b)(8). Based on an
average of the estimated number of SKUs (175,015) and the estimated
number of respondents (3,550), as discussed previously, the total
burden for the design, testing, and production of prescription drug
product labels for existing products is approximately 28,002,400 hours
(table 3). Going forward for newly approved drug products, we estimate
that the total burden hours for the design, testing and production of
new prescription drug product labels for a drug product's immediate
container and outer container or package would be approximately 223,220
hours (table 4). This is based on the average annual submission of
approximately 150 NDAs from approximately 106 applicants, approximately
1200 ANDAs from approximately 250 applicants, and approximately 45 BLAs
from approximately 25 applicants.
5. Exemptions (Proposed Sec. 201.100(g))
Under proposed Sec. 201.100(g), the Agency would permit a
manufacturer who markets a product to submit a written request to FDA
for exemption of a human prescription drug, including a biological
product, from the requirements for electronic distribution of
prescribing information. We anticipate very few exemption requests will
be submitted. Therefore, we estimate that approximately 10
manufacturers and applicants would request an exemption annually, and
that each request would take approximately 1 hour to prepare and submit
to FDA. In those instances where we grant an exemption, the covered
prescribing information would be distributed in paper form by the
manufacturer.
The total estimated annual reporting burden for this collection of
information is as follows:
Table 1--Estimated Annual Reporting Burden 1 2
----------------------------------------------------------------------------------------------------------------
Number of Average
Type of reporting and 21 CFR Number of responses per Total annual burden per Total hours
section respondents respondent responses response
----------------------------------------------------------------------------------------------------------------
Submission of updated labeling 3,732 2.5 9,269 1.25 11,586
and circular of information
under Sec. 201.100(c)(4)....
Review of accuracy of posted 3,732 2.5 9,269 5 46,345
labeling and circular of
information under Sec.
201.100(c)(4).................
Requests for exemptions under 10 1 10 1 10
Sec. 201.100(g).............
Requests to receive prescribing 129,090 1 129,090 *0.25 516,360
information by fax, email, or
mail when requested (Sec.
Sec. 201.100(c)(5) and
201.100(g))...................
--------------------------------------------------------------------------------
[[Page 75523]]
Total...................... .............. ............... .............. .............. 574,301
----------------------------------------------------------------------------------------------------------------
\1\ Totals may not sum because frequency numbers are rounded.
\2\ There are no capital costs or operating and maintenance costs associated with this collection of
information.
* (15 minutes).
Table 2--Estimated One-Time Reporting Burden 1
----------------------------------------------------------------------------------------------------------------
Number of Total one- Average
Type of reporting and 21 CFR Number of responses per time burden per Total hours
section respondents respondent responses response
----------------------------------------------------------------------------------------------------------------
Review for accuracy and 3,550 14.60 51,830 5 259,150
completeness of posted
prescribing information under
Sec. 201.100(c)(4)............
Submission of circular of 1,300 1 1,300 1.25 1,625
information by blood
establishments under Sec.
201.100(c)(4)...................
------------------------------------------------------------------------------
Total........................ ............... .............. ............ .............. 260,775
----------------------------------------------------------------------------------------------------------------
\1\ There are no capital costs or operating and maintenance costs associated with this collection of
information.
Table 3--Estimated One-Time Third-Party Disclosure Burden 1
----------------------------------------------------------------------------------------------------------------
Type of disclosure and 21 CFR Number of Frequency per Total Hours per
section respondents disclosure disclosures disclosure Total hours
----------------------------------------------------------------------------------------------------------------
Design, testing, and production of 3,550 49.3 175,015 160 28,002,400
labels for existing products......
Production of new label statement 3,550 49.3 175,015 24 4,200,360
on immediate container label or
outside package (Web site and toll-
free number) under Sec. Sec.
201.100(b)(8), 606.121(c)(8)(ii),
610.60(a)(8), and 610.61(t).......
----------------------------------------------------------------------------
Total.......................... ............... .............. ............ ............ 32,202,760
----------------------------------------------------------------------------------------------------------------
\1\ There are no capital costs or operating and maintenance costs associated with this collection of
information.
Table 4--Estimated Annual Third-Party Disclosure Burden
--------------------------------------------------------------------------------------------------------------------------------------------------------
Number of Number of Average
Type of disclosure and 21 CFR section disclosures per responses per Total annual burden per Total hours Total capital, operating and
respondent respondent disclosures disclosure maintenance costs
--------------------------------------------------------------------------------------------------------------------------------------------------------
Distribution of prescribing information by 993 130 129,090 1 129,090 $26,500 to $90,750.
fax, email, or mail when requested (Sec.
Sec. 201.100(c)(5) and 201.100(g)).
Design, testing and production of labels 381 3.80 1,395 160 223,200
for new prescription drug and biological
products and blood and blood components.
------------------------------------------------------------------------------------------------------------
Total.................................. ............... .............. ............ ............ 352,290
--------------------------------------------------------------------------------------------------------------------------------------------------------
C. Other Annualized Cost Burdens to Respondents: Operating and
Maintenance Costs of the Toll-Free Telephone Number and Responding to
Requests
This proposed rule would require that manufacturers provide and
maintain a toll-free telephone number that users of prescribing
information can call if they want the prescribing information to be
faxed, emailed, or mailed to them. It was assumed that all
manufacturers would use existing telephone infrastructure, and they
would need to add options to the system so that someone could request
the prescribing information in other forms, particularly if Internet
access is not available. The costs would include labor costs to modify
the phone system and to respond to requests. We will adopt the estimate
for the annualized cost to have a functioning system and maintaining it
from the economic impact analysis. The recurring annual costs to
operate and maintain the toll-free telephone number and to send paper
prescribing information upon request would range from $26,500 to
$90,750 (Ref. 6). An average of this range will be used for this
estimation, resulting in $58,619 per manufacturer.
Concerning the distribution of prescribing information by fax,
email, or mail when requested (Sec. Sec. 201.100(c)(5) and
201.100(g)), and based on data described in section IX.H of the
Analysis of Impacts, we estimate that each manufacturer, repacker,
relabeler, or contract manufacturer will receive approximately 130
requests annually to distribute prescribing information by fax, email,
or mail, and that each distribution of prescribing information
[[Page 75524]]
would take approximately 1 hour (table 4). In addition, we estimate
that each request to receive prescribing information by fax, email, or
mail will take approximately 15 minutes (table 1).
In compliance with the Paperwork Reduction Act of 1995 (44 U.S.C.
3507)(d)), the Agency has submitted the information collection
provisions of this proposed rule to OMB for review. To ensure that
comments on the information collection are received by January 20,
2015, OMB recommends that written comments be faxed to the Office of
Information and Regulatory Affairs, OMB, Attn: FDA Desk Officer, FAX:
202-395-7285, or emailed to oira_submission@omb.eop.gov. All comments
should be identified with the title ``Electronic Distribution of
Prescribing Information for Human Prescription Drugs, Including
Biological Products.''
VIII. Federalism
FDA has analyzed this proposed rule in accordance with the
principles set forth in Executive Order 13132. We have determined that
the proposed rule, does not contain policies that have substantial
direct effects on the States, on the relationship between the National
Government and the States, or on the distribution of power and
responsibilities among the various levels of government. Accordingly,
we have concluded that the proposed rule does not contain policies that
have federalism implications as defined in the Executive order and,
consequently, a federalism summary impact statement is not required.
IX. Analysis of Impacts
FDA has examined the impacts of the proposed rule under Executive
Order 12866, Executive Order 13563, the Regulatory Flexibility Act (5
U.S.C. 601-612), and the Unfunded Mandates Reform Act of 1995 (Pub. L.
104-4). Executive Orders 12866 and 13563 direct Agencies to assess all
costs and benefits of available regulatory alternatives and, when
regulation is necessary, to select regulatory approaches that maximize
net benefits (including potential economic, environmental, public
health and safety, and other advantages; distributive impacts; and
equity). This proposed rule would be an economically significant
regulatory action under Executive Order 12866.
The Regulatory Flexibility Act requires Agencies to analyze
regulatory options that would minimize any significant impact of a rule
on small entities. The proposed rule would have a significant economic
impact on a substantial number of small entities.
Section 202(a) of the Unfunded Mandates Reform Act of 1995 requires
that Agencies prepare a written statement, which includes an assessment
of anticipated costs and benefits, before proposing ``any rule that
includes any Federal mandate that may result in the expenditure by
State, local, and tribal governments, in the aggregate, or by the
private sector, of $100,000,000 or more (adjusted annually for
inflation) in any one year.'' The current threshold after adjustment
for inflation is $141 million, using the most current (2013) Implicit
Price Deflator for the Gross Domestic Product. FDA expects this
proposed rule to result in a 1-year expenditure that would meet or
exceed this amount.
Summary
The proposed rule would generate costs to set up a system for the
electronic distribution of prescribing information for human
prescription drugs. While this system may support other or all
components of the product labeling in addition to the prescribing
information, this proposed rule covers the prescribing information
portion of product labeling.
The proposed rule would generate costs for users of prescribing
information who would need additional hardware, training, Internet
access, and information access time. In addition, incremental costs
would be associated with some printing of the prescribing information.
Table 5 shows a summary of the ranges of annualized costs using
discount rates of 7 percent and 3 percent over 10 years. The proposed
rule would generate benefits in the form of production cost savings
because eliminating the production of most paper forms would reduce the
costs of providing prescribing information on human prescription drugs.
Table 5 shows the ranges of savings. The large ranges for both costs
and savings indicate the uncertainty associated with such a large
change in practices for such a large number of manufacturers and users.
If we use a 7 percent discount rate to annualize the costs and savings
over 10 years, the effects of the proposed rule could range from
annualized net savings of $5.0 million to annualized net savings of
$73.5 million. With a 3 percent discount rate to annualize cost
savings, the effects could range from an annualized net savings of
$10.0 million to annualized net savings of $82.2 million. These
quantified effects do not include the public health benefits associated
with users having access to the most up-to-date versions of the
prescribing information.
The full assessment of the economic analysis is available in Docket
FDA-2007-N-0363 and at https://www.fda.gov/AboutFDA/ReportsManualsForms/Reports/EconomicAnalyses/default.htm (Ref. 7).
Table 5--Summary of Annualized Costs and Cost Savings
[In millions]
----------------------------------------------------------------------------------------------------------------
Low (7%) High (7%) Low (3%) High (3%)
----------------------------------------------------------------------------------------------------------------
Cost Savings.................................... $51.8 $163.7 $56.6 $170.8
Costs........................................... 46.8 89.2 46.6 88.6
---------------------------------------------------------------
Net Savings (Cost Savings-Costs)............ 5.0 73.5 10.0 82.2
----------------------------------------------------------------------------------------------------------------
X. Comments
Interested persons may submit either electronic comments regarding
this document to https://www.regulations.gov or written comments to the
Division of Dockets Management (see ADDRESSES). It is only necessary to
send one set of comments. Identify comments with the docket number
found in brackets in the heading of this document. Received comments
may be seen in the Division of Dockets Management between 9 a.m. and 4
p.m., Monday through Friday, and will be posted to the docket at https://www.regulations.gov.
XI. Proposed Effective Date
We propose that any final rule based on this proposal become
effective 6 months after publication in the Federal Register.
Implementation of this rule
[[Page 75525]]
would require that manufacturers and applicants have up-to-date
electronic prescribing information posted on FDA's labeling repository
Web site, that manufacturers and applicants have verified the content
of that information, that the immediate container label and outer
container or package bear the required statement, and that paper
labeling no longer accompany the drug. The FDA labeling repository Web
site is currently available at labels.fda.gov and is populated with
prescribing information submitted to the Agency under current
regulatory requirements, such as requirements to submit labeling with
listing information or with annual reports. If the prescribing
information available in the repository is current, manufacturers and
applicants would not be required to resubmit labeling before beginning
the electronic distribution of labeling.
Any human prescription drug that an applicant or manufacturer
introduces into interstate commerce after the effective date that does
not have accurate, complete, and updated electronic prescribing
information available on FDA's labeling repository Web site, as well as
the statement on the product's immediate container label and the outer
container or package explaining how to access the information, or that
continues to be accompanied by paper prescribing information would not
meet the criteria to be exempt from the requirement to provide
``adequate directions for use'' and would be misbranded under section
502(f)(1) of the FD&C Act. As explained further in section XII, we
understand that 6 months is not likely to be sufficient time for many
manufacturers and applicants to implement this rule with regard to some
or all of their marketed products. As a result, we are proposing to
exercise enforcement discretion for 2 years from publication of the
final rule. However, we anticipate that some will be able to comply
with the rule beginning on the effective date. We want to ensure that
those that are able to comply as soon as 6 months after publication can
take advantage of the benefits of electronic distribution of labeling
at that time and will no longer need to provide paper labeling with
their products (as long as all other requirements of the rule are met).
Because, technically, full implementation (elimination of paper
labeling that accompanies the product) cannot take place until the rule
is effective, a longer effective date could delay implementation by
those able to comply as soon as 6 months after the publication date. We
request comment on whether a 6 month effective date is sufficient given
the concerns raised in the GAO report about potential workflow
disruptions in pharmacies as a result of an online-only system for
prescribing information. Additionally, FDA requests comments on whether
a dual system, where the regulation would require distribution of both
paper and electronic versions of labeling until the compliance date, is
desirable and information about the potential benefits or consequences
of such a requirement.
XII. Proposed Compliance Date
Given the time that may be needed for industry to make necessary
changes to the drugs' immediate container labels and outer containers
or packages to comply with this rule and to enable firms to exhaust
existing stock of drugs already packaged with paper prescribing
information, we propose a compliance date of 2 years after the final
rule is published. Thus, until the compliance date, we will exercise
enforcement discretion with regard to products subject to the
electronic labeling requirements, so long as those products continue to
be distributed with the current prescribing information in paper form.
However, a product distributed between the effective date and the
compliance date that bears the new required statement on the label and
outer container must have the current electronic prescribing
information in the labeling repository at labels.fda.gov and should not
be accompanied by the paper prescribing information.
We note that registration and listing information for blood and
blood components is currently not electronically submitted to the
Agency. FDA is in the process of developing standards for the
electronic submission of labeling for blood and blood components. The
Agency will consider progress in developing such standards when setting
a compliance date in a final rule for blood and blood components and/or
on our own initiative grant an exemption for blood and blood components
for a period of time until electronic submission of the labeling for
blood and blood components is supported. Thus, the final regulation may
include staggered compliance dates, with a later compliance date for
blood and blood components and an earlier compliance date for all other
drug products.
FDA is requesting comments on the proposed effective and compliance
dates, and whether they are appropriate. Specifically, we request
comment on whether a delayed compliance date would alleviate concerns
raised in the GAO report about potential workflow disruptions in
pharmacies as a result of an online-only system for prescribing
information and, if so, how much additional time would be needed to
change operations.
XIII. References
The following references have been placed on display in the
Division of Dockets Management (see ADDRESSES) and may be seen by
interested persons between 9 a.m. and 4 p.m., Monday through Friday,
and are available electronically at https://www.regulations.gov. (FDA
has verified the Web site address in this reference section, but FDA is
not responsible for any subsequent changes to the Web site after this
document publishes in the Federal Register.)
1. ``Electronic Drug Labeling: No Consensus on the Advantages and
Disadvantages of Its Exclusive Use,'' GAO-13-592, Report by the
Government Accountability Office, July 8, 2013.
2. ``Analysis of the Feasibility of Safety Labeling Changes
Implementation Timeline,'' Final Report by Eastern Research Group,
Inc., June 22, 2012.
3. Ho, Y., Q. Chen, H. Nian, K.B. Johnson, ``An Assessment of
Pharmacists' Readiness for Paperless Labeling: A National Survey.''
Journal of the American Medical Informatics Association, 1-6, 2013.
4. Internal analysis of safety-related labeling changes approved by
FDA between 2003 and 2013.
5. Internal review of labeling changes for new molecular entities
for calendar years 2005 to 2007.
6. ``Electronic Distribution of Labeling Proposed Rule Final Report
Economic Impact Analysis,'' Report by Eastern Research Group, Inc.,
October 4, 2010.
7. Preliminary Regulatory Impact Analysis, Initial Regulatory
Flexibility Analysis, and Unfunded Mandates Reform Act Analysis for
Electronic Distribution of Prescribing Information for Human
Prescription Drugs, Including Biological Products; Proposed Rule,
available at https://www.fda.gov/AboutFDA/ReportsManualsForms/Reports/EconomicAnalyses/default.htm.
List of Subjects
21 CFR Part 201
Drugs, Labeling, Reporting and recordkeeping requirements.
21 CFR Part 606
Blood, Labeling, Laboratories, Reporting and recordkeeping
requirements.
21 CFR Part 610
Biologics, Labeling, Reporting and recordkeeping requirements.
Therefore, under the Federal Food, Drug, and Cosmetic Act, the
Public
[[Page 75526]]
Health Service Act, and under authority delegated to the Commissioner
of Food and Drugs, it is proposed that 21 CFR parts 201, 606, and 610
be amended as follows:
PART 201--LABELING
0
1. The authority citation for 21 CFR part 201 continues to read as
follows:
Authority: 21 U.S.C. 321, 331, 351, 352, 353, 355, 358, 360,
360b, 360gg-360ss, 371, 374, 379e; 42 U.S.C. 216, 241, 262, 264.
0
2. Amend Sec. 201.100 as follows:
0
a. In paragraph (b)(7), remove the phrase ``on or within the package
from which it is to be dispensed'' and add in its place ``either on or
within the package from which it is to be dispensed, or accompanying
the package from which it is to be dispensed under paragraph (b)(8) of
this section'';
0
b. Add paragraph (b)(8);
0
c. In paragraph (c)(1) remove the phrase ``on or within the package
from which the drug is to be dispensed'' and add in its place ``on or
within or accompanying the package from which the drug is to be
dispensed under paragraph (b)(8) of this section'';
0
d. Add paragraphs (c)(3) through (5);
0
e. Revise the introductory text of paragraph (d);
0
f. In paragraph (d)(2), remove the phrase ``on or within the package
from which the drug is to be dispensed'' and add in its place ``on or
within or accompanying the package from which the drug is to be
dispensed under paragraph (b)(8) of this section'';
0
g. Add paragraphs (d)(4) and (g).
The additions and revisions read as follows:
Sec. 201.100 Prescription drugs for human use.
* * * * *
(b) * * *
(8) The statement: ``To obtain the current prescribing information,
go to labels.fda.gov or call (insert the toll-free telephone number)
for a faxed, emailed, or mailed copy.'' This statement must be no
smaller than 6-point type. Provided, however, that in the case of a
container too small or otherwise unable to accommodate a label with
sufficient space to bear the statement, the statement shall be affixed
to the immediate container label by other means, such as a peel-back
label. Additionally, if the container is packaged within an outer
container from which it is removed for dispensing or use, the statement
shall also be included on the outer container or package.
(c) * * *
(3) Labeling containing prescribing information accompanying the
package from which the drug is to be dispensed under paragraphs (b)(8)
and (c)(4) of this section is distributed electronically and not in
paper form except for any FDA-approved patient labeling, any labeling
containing prescribing information that is distributed upon request by
FAX or mail, any labeling distributed under the exemption provisions of
paragraph (g) of this section that is on or within the package from
which the drug is to be dispensed, and any prescribing information
accompanying promotional labeling.
(4) Labeling containing prescribing information must be submitted
to FDA in an electronic format that FDA can process, review, and
archive. FDA will periodically issue guidance on how to provide the
electronic submission (e.g., method of transmission, media, file
formats, preparation and organization of files). Upon initial approval
of a new drug or biological product, labeling containing prescribing
information must be submitted and posted before introducing the drug
into interstate commerce. For drugs already approved under section 505
of the Federal Food, Drug, and Cosmetic Act or biological products
licensed under section 351 of the Public Health Service Act, applicants
must submit labeling containing prescribing information within 2
business days of a change to the prescribing information. For
unapproved drugs, the person responsible for the content of labeling
must submit labeling containing prescribing information within 2
business days of a change to the prescribing information. Other
manufacturers, such as repackers or relabelers, must submit labeling
containing prescribing information within 2 business days of the
posting or new posting of an applicant's labeling. The entity
responsible for submitting the labeling for the drug must verify that
the correct version of the prescribing information appears on FDA's
labeling repository Web site labels.fda.gov. The entity responsible for
submitting the labeling must contact FDA's Structured Product Labeling
Coordinator by calling 1-888-463-6332 or emailing spl@fda.hhs.gov
within 4 business days of its submission if the labeling is not posted
on FDA's labeling repository Web site or within 2 business days of its
posting if the labeling that is posted is incorrect. Products with
missing, inaccurate, false, misleading, or outdated labeling on the
FDA's labeling repository Web site are misbranded.
(5) The applicant, manufacturer, or person responsible for the
content of labeling must provide a toll-free telephone number in the
label statement required in paragraph (b)(8) of this section.
(i) The applicant, manufacturer, or person responsible for the
content of labeling must ensure that the telephone number is current,
fully functioning, and maintained for 24 hours a day, 7 days a week.
(ii) The applicant, manufacturer, or person responsible for the
content of labeling must have a fully functioning and maintained system
to respond to requests to obtain an alternate form of the prescribing
information which the manufacturer receives through the toll-free
number. The applicant, manufacturer, or person responsible for the
content of labeling must take adequate steps to provide the requested
prescribing information promptly to the requestor.
(d) Any labeling, as defined in section 201(m) of the Federal Food,
Drug, and Cosmetic Act, whether or not it is on or within a package
from which the drug is to be dispensed or accompanying a package from
which the drug is to be dispensed under paragraph (b)(8) of this
section, distributed by or on behalf of the manufacturer, packer, or
distributor of the drug, that furnishes or purports to furnish
information for use or which prescribes, recommends, or suggests a
dosage for the use of the drug (other than dose information required by
paragraph (b)(2) of this section and Sec. 201.105(b)(2)) contains:
* * * * *
(4) In the case of prescribing information accompanying promotional
labeling, the information required, in paper form and in the format
specified, by Sec. Sec. 201.56, 201.57, and 201.80.
* * * * *
(g) If FDA has granted an exemption of the drug from the
requirements for the electronic distribution of labeling, the
applicant, manufacturer, or person responsible for the content of
labeling of unapproved drugs, distributes the content of labeling in
paper form.
(1) On FDA's initiative, or in response to a written request from
an applicant, manufacturer, or person responsible for the content of
labeling of unapproved drugs, the appropriate Center Director may
exempt a human prescription drug from the requirements for electronic
distribution of labeling set forth in this section. The exemption
request must document why compliance with the electronic distribution
of labeling requirements could adversely affect the safety,
effectiveness, purity, or potency of the drug; is not technologically
feasible; or is otherwise inappropriate;
[[Page 75527]]
and must explain why the concerns underlying the request could not
reasonably be addressed by other measures. If an exemption is granted,
the applicant, manufacturer, or person responsible for the content of
labeling of unapproved drugs must distribute the content of labeling in
paper form.
(2) For products regulated by the Center for Drug Evaluation and
Research, requests for an exemption should be sent to the Office of New
Drugs, Center for Drug Evaluation and Research, Food and Drug
Administration, 10903 New Hampshire Ave., Silver Spring, MD 20993, or
for drug products for which there is no reference listed drug, to the
Office of Generic Drugs, Center for Drug Evaluation and Research, Food
and Drug Administration, 7500 Standish Pl., Rockville, MD 20855. For
products regulated by the Center for Biologics Evaluation and Research,
requests for an exemption should be submitted to the attention of the
appropriate Review Division in the relevant Center for Biologics
Evaluation and Research Product Office using the following address:
Center for Biologics Evaluation and Research, Food and Drug
Administration, Document Control Center, 1401 Rockville Pike (HFM-99),
Rockville, MD 20852.
0
3. In Sec. 201.306, revise paragraph (a)(1)(ii) introductory text and
paragraph (b)(2) to read as follows:
Sec. 201.306 Potassium salt preparations intended for oral ingestion
by man.
(a) * * *
(1) * * *
(ii) The labeling either on or within the package from which the
drug is to be dispensed or accompanying the package from which the drug
is to be dispensed under Sec. 201.100(b)(8) bears adequate information
for its use by practitioners in accord with the ``full disclosure''
labeling requirements of Sec. 201.100, including the following warning
statement: * * *
* * * * *
(b) * * *
(2) The labeling either on or within the package from which the
drug is to be dispensed or accompanying the package from which the drug
is to be dispensed under Sec. 201.100(b)(8) bears adequate information
for its use by practitioners in accord with the ``full disclosure''
labeling requirements of Sec. 201.100, including a recommendation that
patients be directed to dissolve any such tablets in an appropriate
amount of liquid and to dilute any such liquid preparations adequately
to assure against gastrointestinal injury associated with the oral
ingestion of concentrated potassium salt preparations.
0
4. In Sec. 201.310, revise the third sentence of paragraph (a) to read
as follows:
Sec. 201.310 Phenindione; labeling of drug preparations intended for
use by man.
(a) * * * In view of the potentially serious effects found to be
associated with preparations of this drug intended for use by man, the
Commissioner of Food and Drugs will regard such preparations as
misbranded within the meaning of section 502(f)(1) and (2) of the
Federal Food, Drug, and Cosmetic Act, unless the label and labeling
either on or within the package from which the drug is to be dispensed
or accompanying the package from which the drug is to be dispensed
under Sec. 201.100(b)(8), and any other labeling furnishing or
purporting to furnish information for use of the drug, bear a
conspicuous warning statement to the following effect: * * *
* * * * *
PART 606--CURRENT GOOD MANUFACTURING PRACTICE FOR BLOOD AND BLOOD
COMPONENTS
0
5. The authority citation for 21 CFR part 606 continues to read as
follows:
Authority: 21 U.S.C. 321, 331, 351, 352, 355, 360, 360j, 371,
374; 42 U.S.C. 216, 262, 263a, 264.
0
6. In Sec. 606.121 revise paragraph (c)(8)(ii) to read as follows:
Sec. 606.121 Container label.
* * * * *
(c) * * *
(8) * * *
(ii) ``See circular of information for indications,
contraindications, cautions, and methods of infusion. To obtain the
current circular of information, go to labels.fda.gov, or call (insert
toll-free telephone number) for a faxed, emailed, or mailed copy.''
This statement must be no smaller than 6-point type.
* * * * *
Sec. 606.122 [Amended]
0
7. In Sec. 606.122 introductory text, remove the words ``must be
available for distribution'' and add in their place ``must be
distributed electronically.''
PART 610--GENERAL BIOLOGICAL PRODUCTS STANDARDS
0
8. The authority citation for 21 CFR part 610 continues to read as
follows:
Authority: 21 U.S.C. 321, 331, 351, 352, 353, 355, 360, 360c,
360d, 360h, 360i, 371, 372, 374, 381; 42 U.S.C. 216, 262, 263, 263a,
264.
0
9. In Sec. 610.60, add paragraph (a)(8) to read as follows:
Sec. 610.60 Container label.
(a) * * *
(8) The container label for biological products must bear the
statement: ``To obtain the current prescribing information, go to
labels.fda.gov, or call (insert the toll-free telephone number) for a
faxed, emailed, or mailed copy.'' This statement must be no smaller
than 6-point type. If the container label is incapable of bearing the
statement due to inadequate space, the statement must be affixed to the
container by other means, such as a peel-back label.
* * * * *
0
10. In Sec. 610.61, revise paragraphs (k) and (n) and add paragraph
(t) to read as follows:
Sec. 610.61 Package label.
* * * * *
(k) The route of administration recommended, or reference to such
directions in an enclosed circular or the electronic prescribing
information;
* * * * *
(n) The inactive ingredients when a safety factor, or reference to
an enclosed circular or the electronic prescribing information;
* * * * *
(t) The package label for products must bear the statement: ``To
obtain the current prescribing information, go to labels.fda.gov or
call (insert the toll-free telephone number) for a faxed, emailed, or
mailed copy.'' This statement must be no smaller than 6-point type.
Dated: December 11, 2014.
Leslie Kux,
Associate Commissioner for Policy.
[FR Doc. 2014-29522 Filed 12-16-14; 11:15 am]
BILLING CODE 4164-01-P