Approval and Promulgation of Implementation Plans; New York; Infrastructure SIP for the 2008 Lead NAAQS, 74046-74054 [2014-29332]
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Federal Register / Vol. 79, No. 240 / Monday, December 15, 2014 / Proposed Rules
8. Taking of Private Property
This proposed rule would not cause a
taking of private property or otherwise
have taking implications under
Executive Order 12630, Governmental
Actions and Interference with
Constitutionally Protected Property
Rights.
9. Civil Justice Reform
This proposed rule meets applicable
standards in sections 3(a) and 3(b)(2) of
Executive Order 12988, Civil Justice
Reform, to minimize litigation,
eliminate ambiguity, and reduce
burden.
10. Protection of Children From
Environmental Health Risks
We have analyzed this proposed rule
under Executive Order 13045,
Protection of Children from
Environmental Health Risks and Safety
Risks. This rule is not an economically
significant rule and would not create an
environmental risk to health or risk to
safety that might disproportionately
affect children.
11. Indian Tribal Governments
This proposed rule does not have
tribal implications under Executive
Order 13175, Consultation and
Coordination with Indian Tribal
Governments, because it would not have
a substantial direct effect on one or
more Indian tribes, on the relationship
between the Federal Government and
Indian tribes, or on the distribution of
power and responsibilities between the
Federal Government and Indian tribes.
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13. Technical Standards
This proposed rule does not use
technical standards. Therefore, we did
not consider the use of voluntary
consensus standards.
14. Environment
We have analyzed this proposed rule
under Department of Homeland
Security Management Directive 023–01
and Commandant Instruction
M16475.lD, which guide the Coast
Guard in complying with the National
Environmental Policy Act of 1969
(NEPA) (42 U.S.C. 4321–4370f), and
have made a preliminary determination
that this action is one of a category of
actions that do not individually or
cumulatively have a significant effect on
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List of Subjects in 33 CFR Part 165
Harbors, Marine safety, Navigation
(water), Reporting and recordkeeping
requirements, Security measures,
Waterways.
For the reasons discussed in the
preamble, the Coast Guard proposes to
amend 33 CFR part 165 as follows:
PART 165—REGULATED NAVIGATION
AREAS AND LIMITED ACCESS AREAS
1. The authority citation for part 165
continues to read as follows:
■
Authority: 33 U.S.C. 1231; 46 U.S.C.
Chapter 701; 3306, 3703; 50 U.S.C. 191, 195;
33 CFR 1.05–1, 6.04–1, 6.04–6, and 160.5;
Public Law 107–295, 116 Stat. 2064;
Department of Homeland Security Delegation
No. 0170.1.
2. Add § 165.T17–0668 to read as
follows:
■
approved by the COTP, Prince William
Sound.
(d) Regulations. (1) The general
regulations contained in 33 CFR 165.23,
as well as the following regulations,
apply.
(2) The safety zone is closed to all
vessel traffic, except as may be
permitted by the COTP or the
designated representative during
periods of enforcement.
(3) All persons and vessels shall
comply with the instructions of the
COTP or the designated representative.
Upon being hailed by a U.S. Coast
Guard vessel or other official patrol
vessel by siren, radio, flashing light or
other means, the operator of the vessel
shall proceed as directed.
(4) Vessel operators desiring to enter
or operate within the regulated area may
request permission from the COTP via
VHF Channel 16 or (907) 835–7205
(Prince William Sound Vessel Traffic
Center) to request permission to do so.
(5) The Coast Guard will issue a
broadcast notice to mariners to advise
mariners of the safety zone before and
during the event.
(6) The COTP may be aided by other
Federal, state, borough and local law
enforcement officials in the enforcement
of this section.
Dated: December 9, 2014.
M.R. Franklin,
Lieutenant Commander, U.S. Coast Guard,
Acting, Captain of the Port Prince William
Sound, Alaska.
[FR Doc. 2014–29229 Filed 12–12–14; 8:45 am]
BILLING CODE 9110–04–P
§ 165.T17–0668 Safety Zone; City of Valdez
July 4th Fireworks, Port Valdez; Valdez, AK.
12. Energy Effects
This proposed rule is not a
‘‘significant energy action’’ under
Executive Order 13211, Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution, or Use.
VerDate Sep<11>2014
the human environment. This proposed
rule involves the establishment of a
permanent safety zone on the navigable
waters of Port Valdez, in the vicinity of
the Valdez Spit. This rule is
categorically excluded from further
review under paragraph 34(g) of Figure
2–1 of the Commandant Instruction. A
preliminary environmental analysis
checklist supporting this determination
and a Categorical Exclusion
Determination are available in the
docket where indicated under
ADDRESSES. We seek any comments or
information that may lead to the
discovery of a significant environmental
impact from this proposed rule.
(a) Regulated area. The following area
is a permanent safety zone: All
navigable waters of Port Valdez within
a 200-yard radius from a position of
61°07′22″ N and 146°21′10″ W. This
includes the entrance to the Valdez
small boat harbor.
(b) Effective date. This rule will be
effective from 9:30 p.m. until 11:30 p.m.
on July 4th of each year, or during the
same timeframe on specified rain dates
of July 5th through July 8th of each year.
(c) Definitions. The following
definitions apply to this section:
(1) The term ‘‘designated
representative’’ means any Coast Guard
commissioned, warrant or petty officer
of the U.S. Coast Guard who has been
designated by the Captain of the Port
(COTP), Prince William Sound, to act on
his or her behalf.
(2) The term ‘‘official patrol vessel’’
may consist of any Coast Guard, Coast
Guard Auxiliary, state, or local law
enforcement vessels assigned or
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ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 52
[EPA–R02–OAR–2014–0683, FRL–9920–40–
Region 2]
Approval and Promulgation of
Implementation Plans; New York;
Infrastructure SIP for the 2008 Lead
NAAQS
Environmental Protection
Agency (EPA).
ACTION: Proposed rule.
AGENCY:
The Environmental Protection
Agency (EPA) is proposing to approve
certain elements of New York’s State
Implementation Plan (SIP) revision
submitted to demonstrate that the State
meets the requirements of section
110(a)(1) and (2) of the Clean Air Act
(CAA) for the 2008 National Ambient
Air Quality Standard (NAAQS) for lead
(Pb). Section 110(a) of the CAA requires
SUMMARY:
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Federal Register / Vol. 79, No. 240 / Monday, December 15, 2014 / Proposed Rules
that each state adopt and submit a SIP
for the implementation, maintenance
and enforcement of each NAAQS
promulgated by the EPA and is
commonly referred to as an
infrastructure SIP.
DATES: Comments must be received on
or before January 14, 2015.
ADDRESSES: Submit your comments,
identified by Docket ID number EPA–
R02–OAR–2014–0683, by one of the
following methods:
• www.regulations.gov: Follow the
on-line instructions for submitting
comments.
• Email: Ruvo.Richard@epa.gov.
• Fax: 212–637–3901.
• Mail: Richard Ruvo, Chief, Air
Programs Branch, Environmental
Protection Agency, Region 2 Office, 290
Broadway, 25th Floor, New York, New
York 10007–1866.
• Hand Delivery: Richard Ruvo,
Chief, Air Programs Branch,
Environmental Protection Agency,
Region 2 Office, 290 Broadway, 25th
Floor, New York, New York 10007–
1866. Such deliveries are only accepted
during the Regional Office’s normal
hours of operation. The Regional
Office’s official hours of business are
Monday through Friday, 8:30 to 4:00
excluding Federal holidays.
Instructions: Direct your comments to
Docket ID No. EPA–R02–OAR–2014–
0683. EPA’s policy is that all comments
received will be included in the public
docket without change and may be
made available online at
www.regulations.gov, including any
personal information provided, unless
the comment includes information
claimed to be Confidential Business
Information (CBI) or other information
whose disclosure is restricted by statute.
Do not submit information that you
consider to be CBI or otherwise
protected through www.regulations.gov
or email. The www.regulations.gov Web
site is an ‘‘anonymous access’’ system,
which means EPA will not know your
identity or contact information unless
you provide it in the body of your
comment. If you send an email
comment directly to EPA without going
through www.regulations.gov your email
address will be automatically captured
and included as part of the comment
that is placed in the public docket and
made available on the Internet. If you
submit an electronic comment, EPA
recommends that you include your
name and other contact information in
the body of your comment and with any
disk or CD–ROM you submit. If EPA
cannot read your comment due to
technical difficulties and cannot contact
you for clarification, EPA may not be
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able to consider your comment.
Electronic files should avoid the use of
special characters, any form of
encryption, and be free of any defects or
viruses. For additional information
about EPA’s public docket visit the EPA
Docket Center homepage at https://
www.epa.gov/epahome/dockets.htm.
Docket: All documents in the docket
are listed in the https://
www.regulations.gov index. Although
listed in the index, some information is
not publicly available, e.g., CBI or other
information whose disclosure is
restricted by statute. Certain other
material, such as copyrighted material,
will be publicly available only in hard
copy. Publicly available docket
materials are available either
electronically in https://
www.regulations.gov or in hard copy at
the Environmental Protection Agency,
Region 2 Office, Air Programs Branch,
290 Broadway, 25th Floor, New York,
New York 10007–1866. EPA requests, if
at all possible, that you contact the
individual listed in the FOR FURTHER
INFORMATION CONTACT section to view
the hard copy of the docket. You may
view the hard copy of the docket
Monday through Friday, 8:30 a.m. to
4:00 p.m., excluding Federal holidays.
Kirk
Wieber at telephone number: (212) 637–
3381, email address: Wieber.Kirk@
epa.gov, fax number: (212) 637–3901, or
the above EPA, Region 2 address.
FOR FURTHER INFORMATION CONTACT:
SUPPLEMENTARY INFORMATION:
I. What action is EPA proposing?
II. What is the background information?
III. What elements are required under section
110(a)(1) and (2)?
IV. What is EPA’s approach to the review of
infrastructure SIP submissions?
V. What did New York submit?
VI. How has the State addressed the elements
of the section 110(a)(1) and (2)
‘‘infrastructure’’ provisions?
VII. What is the impact of the June 2014
Supreme Court Green House Gas
decision on New York’s infrastructure
SIP for the 2008 Pb NAAQS?
VIII. What action is EPA taking?
IX. Statutory and Executive Order Reviews
I. What action is EPA proposing?
EPA is proposing to approve certain
elements of the State of New York
Infrastructure SIP as meeting the section
110(a) infrastructure requirements of the
Clean Air Act (CAA) for the 2008 lead
(Pb) National Ambient Air Quality
Standard (NAAQS or standard). As
explained below, the State has the
necessary infrastructure, resources, and
general authority to implement the 2008
Pb standard.
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II. What is the background
information?
On November 12, 2008, EPA
promulgated a new, rolling 3 month
average NAAQS for Pb (2008 Pb
NAAQS). See 73 FR 66964.1 The 2008
Pb NAAQS is 0.15 micrograms per cubic
meter of air (mg/m3) maximum (not-tobe-exceeded). In the same action EPA
revised the secondary Pb NAAQS to be
identical in all respects to the revised
primary standard, i.e., 0.15 mg/m3.
Section 110(a)(1) provides the
procedural and timing requirements for
State Implementation Plans (SIPs).
Section 110(a)(2) lists specific elements
that states must meet for SIP
requirements related to a newly
established or revised NAAQS. Sections
110(a)(1) and (2) of the CAA require, in
part, that states submit to EPA plans to
implement, maintain and enforce each
of the NAAQS promulgated by EPA. By
statute, SIPs meeting the requirements
of section 110(a)(1) and (2) are to be
submitted by states within three years
after promulgation of a new or revised
standard. These SIPs are commonly
called infrastructure SIPs. Based on the
October 15, 2008 date of signature,
infrastructure SIPs for the 2008 Pb
NAAQS were due on October 15, 2011.
III. What elements are required under
section 110(a)(1) and (2)?
The infrastructure requirements are
listed in EPA’s October 2, 2007,
memorandum entitled ‘‘Guidance on
SIP Elements Required Under Section
110(a)(1) and (2) for the 1997 8-Hour
Ozone and PM2.5 National Ambient Air
Quality Standards’’ and September 25,
2009, memorandum entitled ‘‘Guidance
on SIP Elements Required Under
Section 110(a)(1) and (2) for the 2006
24-Hour Fine Particle (PM2.5) National
Ambient Air Quality Standards.’’ In
addition, there were two memorandums
referenced: One dated October 14, 2011,
‘‘Guidance on Infrastructure State
Implementation Plan (SIP) Elements
Required Under Sections 110(a)(1) and
110(a)(2) for the 2008 Lead (Pb) National
Ambient Air Quality Standards
(NAAQS)’’ and the other dated
September 13, 2013, in which EPA
released new guidance entitled
‘‘Guidance on Infrastructure State
Implementation Plan (SIP) Elements
under Clean Air Act Sections 110(a)(1)
1 Final rule signed October 15, 2008. The 1978
lead standard (1.5 mg/m3 as a quarterly average)
remains in effect until one year after an area is
designated for the 2008 standard, except that in
areas designated nonattainment for the 1978 lead
standard, the 1978 standard remains in effect until
implementation plans to attain or maintain the 2008
standard are approved.
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and 110(a)(2).’’ 2 This new guidance
(2013 Guidance) addresses the 2008
ozone, 2010 NO2, 2010 SO2, and 2012
PM2.5 NAAQS, as well as infrastructure
SIPs for new or revised NAAQS
promulgated in the future. The 14
elements required to be addressed are as
follows: (1) Emission limits and other
control measures; (2) ambient air quality
monitoring/data system; (3) program for
enforcement of control measures; (4)
interstate transport; (5) adequate
resources; (6) stationary source
monitoring system; (7) emergency
power; (8) future SIP revisions; (9)
consultation with government officials;
(10) public notification; (11) prevention
of significant deterioration (PSD) and
visibility protection; (12) air quality
modeling/data; (13) permitting fees; and
(14) consultation/participation by
affected local entities.
Two elements identified in section
110(a)(2) are not governed by the 3 year
submission deadline of section 110(a)(1)
because SIPs incorporating necessary
local nonattainment area controls are
not due within 3 years after
promulgation of a new or revised
NAAQS, but rather are due at the time
that the nonattainment area plan
requirements are due pursuant to
section 172. See 77 FR 46354 (August 3,
2012); 77 FR 60308 (October 3, 2012,
footnote 1). These requirements are: (1)
Submissions required by section
110(a)(2)(C) to the extent that subsection
refers to a permit program as required in
part D title I of the CAA, and (2)
submissions required by section
110(a)(2)(I) which pertain to the
nonattainment planning requirements of
part D, title I of the CAA. As a result,
this action does not address the
nonattainment planning requirements
related to section 110(a)(2)(C) or
110(a)(2)(I).
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IV. What is EPA’s approach to the
review of infrastructure SIP
submissions?
EPA is acting upon the SIP
submission from New York State that
addresses the infrastructure
requirements of CAA sections 110(a)(1)
and 110(a)(2) for the 2008 Pb NAAQS.
The requirement for states to make a SIP
submission of this type arises out of
CAA section 110(a)(1). Pursuant to
2 ‘‘Guidance on Infrastructure State
Implementation Plan (SIP) Elements Required
Under Sections 110(a)(1) and 110(a)(2) for the 2008
Lead (Pb) National Ambient Air Quality Standards
(NAAQS)’’ can be found at: https://www.epa.gov/
airquality/lead/pdfs/20111014infrastructure.pdf.
‘‘Guidance on Infrastructure State Implementation
Plan (SIP) Elements under Clean Air Act Sections
110(a)(1) and 110(a)(2)’’ can be found at: https://
www.epa.gov/airquality/urbanair/sipstatus/
infrastructure.html.
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section 110(a)(1), states must make SIP
submissions ‘‘within 3 years (or such
shorter period as the Administrator may
prescribe) after the promulgation of a
national primary ambient air quality
standard (or any revision thereof),’’ and
these SIP submissions are to provide for
the ‘‘implementation, maintenance, and
enforcement’’ of such NAAQS. The
statute directly imposes on states the
duty to make these SIP submissions,
and the requirement to make the
submissions is not conditioned upon
EPA’s taking any action other than
promulgating a new or revised NAAQS.
Section 110(a)(2) includes a list of
specific elements that ‘‘[e]ach such
plan’’ submission must address.
EPA has historically referred to these
SIP submissions made for the purpose
of satisfying the requirements of CAA
sections 110(a)(1) and 110(a)(2) as
‘‘infrastructure SIP’’ submissions.
Although the term ‘‘infrastructure SIP’’
does not appear in the CAA, EPA uses
the term to distinguish this particular
type of SIP submission from
submissions that are intended to satisfy
other SIP requirements under the CAA,
such as ‘‘nonattainment SIP’’ or
‘‘attainment plan SIP’’ submissions to
address the nonattainment planning
requirements of part D of title I of the
CAA, ‘‘regional haze SIP’’ submissions
required by EPA rule to address the
visibility protection requirements of
CAA section 169A, and nonattainment
new source review permit program
submissions to address the permit
requirements of CAA, title I, part D.
Section 110(a)(1) addresses the timing
and general requirements for
infrastructure SIP submissions, and
section 110(a)(2) provides more details
concerning the required contents of
these submissions. The list of required
elements provided in section 110(a)(2)
contains a wide variety of provisions,
some of which pertain to required legal
authority, some of which pertain to
required substantive program
provisions, and some of which pertain
to requirements for both authority and
substantive program provisions.3 EPA
therefore believes that while the timing
requirement in section 110(a)(1) is
unambiguous, some of the other
statutory provisions are ambiguous. In
particular, EPA believes that the list of
required elements for infrastructure SIP
3 For example: Section 110(a)(2)(E)(i) provides
that states must provide assurances that they have
adequate legal authority under state and local law
to carry out the SIP; section 110(a)(2)(C) provides
that states must have a SIP-approved program to
address certain sources as required by part C of title
I of the CAA; and section 110(a)(2)(G) provides that
states must have legal authority to address
emergencies as well as contingency plans that are
triggered in the event of such emergencies.
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submissions provided in section
110(a)(2) contains ambiguities
concerning what is required for
inclusion in an infrastructure SIP
submission.
The following examples of
ambiguities illustrate the need for EPA
to interpret some section 110(a)(1) and
section 110(a)(2) requirements with
respect to infrastructure SIP
submissions for a given new or revised
NAAQS. One example of ambiguity is
that section 110(a)(2) requires that
‘‘each’’ SIP submission must meet the
list of requirements therein, while EPA
has long noted that this literal reading
of the statute is internally inconsistent
and would create a conflict with the
nonattainment provisions in part D of
title I of the CAA, which specifically
address nonattainment SIP
requirements.4 Section 110(a)(2)(I)
pertains to nonattainment SIP
requirements and part D addresses
when attainment plan SIP submissions
to address nonattainment area
requirements are due. For example,
section 172(b) requires EPA to establish
a schedule for submission of such plans
for certain pollutants when the
Administrator promulgates the
designation of an area as nonattainment,
and section 107(d)(1)(B) allows up to
two years, or in some cases three years,
for such designations to be
promulgated.5 This ambiguity illustrates
that rather than apply all the stated
requirements of section 110(a)(2) in a
strict literal sense, EPA must determine
which provisions of section 110(a)(2)
are applicable for a particular
infrastructure SIP submission.
Another example of ambiguity within
sections 110(a)(1) and 110(a)(2) with
respect to infrastructure SIPs pertains to
whether states must meet all of the
infrastructure SIP requirements in a
single SIP submission, and whether EPA
must act upon such SIP submission in
a single action. Although section
110(a)(1) directs states to submit ‘‘a
plan’’ to meet these requirements, EPA
interprets the CAA to allow states to
make multiple SIP submissions
4 See, e.g., ‘‘Rule To Reduce Interstate Transport
of Fine Particulate Matter and Ozone (Clean Air
Interstate Rule); Revisions to Acid Rain Program;
Revisions to the NOX SIP Call; Final Rule,’’ 70 FR
25162, at 25163–65 (May 12, 2005) (explaining
relationship between timing requirement of section
110(a)(2)(D) versus section 110(a)(2)(I)).
5 EPA notes that this ambiguity within section
110(a)(2) is heightened by the fact that various
subparts of part D set specific dates for submission
of certain types of SIP submissions in designated
nonattainment areas for various pollutants. Note,
e.g., that section 182(a)(1) provides specific dates
for submission of emissions inventories for the
ozone NAAQS. Some of these specific dates are
necessarily later than three years after promulgation
of the new or revised NAAQS.
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separately addressing infrastructure SIP
elements for the same NAAQS. If states
elect to make such multiple SIP
submissions to meet the infrastructure
SIP requirements, EPA can elect to act
on such submissions either individually
or in a larger combined action.6
Similarly, EPA interprets the CAA to
allow it to take action on the individual
parts of one larger, comprehensive
infrastructure SIP submission for a
given NAAQS without concurrent
action on the entire submission. For
example, EPA has sometimes elected to
act at different times on various
elements and sub-elements of the same
infrastructure SIP submission.7
Ambiguities within sections 110(a)(1)
and 110(a)(2) may also arise with
respect to infrastructure SIP submission
requirements for different NAAQS.
Thus, EPA notes that not every element
of section 110(a)(2) would be relevant,
or as relevant, or relevant in the same
way, for each new or revised NAAQS.
The states’ attendant infrastructure SIP
submissions for each NAAQS therefore
could be different. The monitoring
requirements that a state might need to
meet in its infrastructure SIP
submission for purposes of section
110(a)(2)(B) could be very different for
different pollutants, for example,
because the content and scope of a
state’s infrastructure SIP submission to
meet this element might be very
different for an entirely new NAAQS
than for a minor revision to an existing
NAAQS.8
EPA notes that interpretation of
section 110(a)(2) is also necessary when
6 See, e.g., ‘‘Approval and Promulgation of
Implementation Plans; New Mexico; Revisions to
the New Source Review (NSR) State
Implementation Plan (SIP); Prevention of
Significant Deterioration (PSD) and Nonattainment
New Source Review (NNSR) Permitting,’’ 78 FR
4339 (January 22, 2013) (EPA’s final action
approving the structural PSD elements of the New
Mexico SIP submitted by the State separately to
meet the requirements of EPA’s 2008 PM2.5 NSR
rule), and ‘‘Approval and Promulgation of Air
Quality Implementation Plans; New Mexico;
Infrastructure and Interstate Transport
Requirements for the 2006 PM2.5 NAAQS,’’ (78 FR
4337) (January 22, 2013) (EPA’s final action on the
infrastructure SIP for the 2006 PM2.5 NAAQS).
7 On December 14, 2007, the State of Tennessee,
through the Tennessee Department of Environment
and Conservation, made a SIP revision to EPA
demonstrating that the State meets the requirements
of sections 110(a)(1) and (2). EPA proposed action
for infrastructure SIP elements (C) and (J) on
January 23, 2012 (77 FR 3213) and took final action
on March 14, 2012 (77 FR 14976). On April 16,
2012 (77 FR 22533) and July 23, 2012 (77 FR
42997), EPA took separate proposed and final
actions on all other section 110(a)(2) infrastructure
SIP elements of Tennessee’s December 14, 2007
submittal.
8 For example, implementation of the 1997 PM
2.5
NAAQS required the deployment of a system of
new monitors to measure ambient levels of that new
indicator species for the new NAAQS.
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EPA reviews other types of SIP
submissions required under the CAA.
Therefore, as with infrastructure SIP
submissions, EPA also has to identify
and interpret the relevant elements of
section 110(a)(2) that logically apply to
these other types of SIP submissions.
For example, section 172(c)(7) requires
that attainment plan SIP submissions
required by part D have to meet the
‘‘applicable requirements’’ of section
110(a)(2). Thus, for example, attainment
plan SIP submissions must meet the
requirements of section 110(a)(2)(A)
regarding enforceable emission limits
and control measures and section
110(a)(2)(E)(i) regarding air agency
resources and authority. By contrast, it
is clear that attainment plan SIP
submissions required by part D would
not need to meet the portion of section
110(a)(2)(C) that pertains to the PSD
program required in part C of title I of
the CAA, because PSD does not apply
to a pollutant for which an area is
designated nonattainment and thus
subject to part D planning requirements.
As this example illustrates, each type of
SIP submission may implicate some
elements of section 110(a)(2) but not
others.
Given the potential for ambiguity in
some of the statutory language of section
110(a)(1) and section 110(a)(2), EPA
believes that it is appropriate to
interpret the ambiguous portions of
section 110(a)(1) and section 110(a)(2)
in the context of acting on a particular
SIP submission. In other words, EPA
assumes that Congress could not have
intended that each and every SIP
submission, regardless of the NAAQS in
question or the history of SIP
development for the relevant pollutant,
would meet each of the requirements, or
meet each of them in the same way.
Therefore, EPA has adopted an
approach under which it reviews
infrastructure SIP submissions against
the list of elements in section 110(a)(2),
but only to the extent each element
applies for that particular NAAQS.
Historically, EPA has elected to use
guidance documents to make
recommendations to states for
infrastructure SIPs, in some cases
conveying needed interpretations on
newly arising issues and in some cases
conveying interpretations that have
already been developed and applied to
individual SIP submissions for
particular elements.9 EPA most recently
9 EPA notes, however, that nothing in the CAA
requires EPA to provide guidance or to promulgate
regulations for infrastructure SIP submissions. The
CAA directly applies to states and requires the
submission of infrastructure SIP submissions,
regardless of whether or not EPA provides guidance
or regulations pertaining to such submissions. EPA
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issued guidance for infrastructure SIPs
on September 13, 2013 (2013
Guidance).10 EPA developed this
document to provide states with up-todate guidance for infrastructure SIPs for
any new or revised NAAQS. Within this
guidance, EPA describes the duty of
states to make infrastructure SIP
submissions to meet basic structural SIP
requirements within three years of
promulgation of a new or revised
NAAQS. EPA also made
recommendations about many specific
subsections of section 110(a)(2) that are
relevant in the context of infrastructure
SIP submissions.11 The guidance also
discusses the substantively important
issues that are germane to certain
subsections of section 110(a)(2).
Significantly, EPA interprets sections
110(a)(1) and 110(a)(2) such that
infrastructure SIP submissions need to
address certain issues and need not
address others. Accordingly, EPA
reviews each infrastructure SIP
submission for compliance with the
applicable statutory provisions of
section 110(a)(2), as appropriate.
As an example, section 110(a)(2)(E)(ii)
is a required element of section
110(a)(2) for infrastructure SIP
submissions. Under this element, a state
must meet the substantive requirements
of section 128, which pertain to state
boards that approve permits or
enforcement orders and heads of
executive agencies with similar powers.
Thus, EPA reviews infrastructure SIP
submissions to ensure that the state’s
SIP appropriately addresses the
requirements of section 110(a)(2)(E)(ii)
and section 128. The 2013 Guidance
explains EPA’s interpretation that there
may be a variety of ways by which states
can appropriately address these
substantive statutory requirements,
depending on the structure of an
individual state’s permitting or
enforcement program (e.g., whether
permits and enforcement orders are
elects to issue such guidance in order to assist
states, as appropriate.
10 ‘‘Guidance on Infrastructure State
Implementation Plan (SIP) Elements under Clean
Air Act Sections 110(a)(1) and 110(a)(2),’’
Memorandum from Stephen D. Page, September 13,
2013.
11 EPA’s September 13, 2013, guidance did not
make recommendations with respect to
infrastructure SIP submissions to address section
110(a)(2)(D)(i)(I). EPA issued the guidance shortly
after the U.S. Supreme Court agreed to review the
D.C. Circuit decision in EME Homer City, 696 F.3d7
(D.C. Cir. 2012) which had interpreted the
requirements of section 110(a)(2)(D)(i)(I). In light of
the uncertainty created by ongoing litigation, EPA
elected not to provide additional guidance on the
requirements of section 110(a)(2)(D)(i)(I) at that
time. As the guidance is neither binding nor
required by statute, whether EPA elects to provide
guidance on a particular section has no impact on
a state’s CAA obligations.
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approved by a multi-member board or
by a head of an executive agency).
However they are addressed by the
state, the substantive requirements of
section 128 are necessarily included in
EPA’s evaluation of infrastructure SIP
submissions because section
110(a)(2)(E)(ii) explicitly requires that
the state satisfy the provisions of section
128.
As another example, EPA’s review of
infrastructure SIP submissions with
respect to the PSD program
requirements in sections 110(a)(2)(C),
(D)(i)(II), and (J) focuses upon the
structural PSD program requirements
contained in part C and EPA’s PSD
regulations. Structural PSD program
requirements include provisions
necessary for the PSD program to
address all regulated sources and New
Source Review (NSR) pollutants. By
contrast, structural PSD program
requirements do not include provisions
that are not required under EPA’s
regulations at 40 CFR 51.166 but are
merely available as an option for the
state, such as the option to provide
grandfathering of complete permit
applications with respect to the 2008 Pb
NAAQS. Accordingly, the latter
optional provisions are types of
provisions EPA considers irrelevant in
the context of an infrastructure SIP
action.
For other section 110(a)(2) elements,
however, EPA’s review of a state’s
infrastructure SIP submission focuses
on assuring that the state’s SIP meets
basic structural requirements. For
example, section 110(a)(2)(C) includes,
inter alia, the requirement that states
have a program to regulate minor new
sources. Thus, EPA evaluates whether
the state has an EPA-approved minor
new source review program and
whether the program addresses the
pollutants relevant to that NAAQS. In
the context of acting on an
infrastructure SIP submission, however,
EPA does not think it is necessary to
conduct a review of each and every
provision of a state’s existing minor
source program (i.e., already in the
existing SIP) for compliance with the
requirements of the CAA and EPA’s
regulations that pertain to such
programs.
With respect to certain other issues,
EPA does not believe that an action on
a state’s infrastructure SIP submission is
necessarily the appropriate type of
action in which to address possible
deficiencies in a state’s existing SIP.
These issues include: (i) Existing
provisions related to excess emissions
from sources during periods of startup,
shutdown, or malfunction that may be
contrary to the CAA and EPA’s policies
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addressing such excess emissions
(‘‘SSM’’); (ii) existing provisions related
to ‘‘director’s variance’’ or ‘‘director’s
discretion’’ that may be contrary to the
CAA because they purport to allow
revisions to SIP-approved emissions
limits while limiting public process or
not requiring further approval by EPA;
and (iii) existing provisions for PSD
programs that may be inconsistent with
current requirements of EPA’s ‘‘Final
NSR Improvement Rule,’’ 67 FR 80186
(December 31, 2002), as amended by 72
FR 32526 (June 13, 2007) (‘‘NSR
Reform’’). Thus, EPA believes it may
approve an infrastructure SIP
submission without scrutinizing the
totality of the existing SIP for such
potentially deficient provisions and may
approve the submission even if it is
aware of such existing provisions.12 It is
important to note that EPA’s approval of
a state’s infrastructure SIP submission
should not be construed as explicit or
implicit re-approval of any existing
potentially deficient provisions that
relate to the three specific issues just
described.
EPA’s approach to review of
infrastructure SIP submissions is to
identify the CAA requirements that are
logically applicable to that submission.
EPA believes that this approach to the
review of a particular infrastructure SIP
submission is appropriate, because it
would not be reasonable to read the
general requirements of section
110(a)(1) and the list of elements in
110(a)(2) as requiring review of each
and every provision of a state’s existing
SIP against all requirements in the CAA
and EPA regulations merely for
purposes of assuring that the state in
question has the basic structural
elements for a functioning SIP for a new
or revised NAAQS. Because SIPs have
grown by accretion over the decades as
statutory and regulatory requirements
under the CAA have evolved, they may
include some outmoded provisions and
historical artifacts. These provisions,
while not fully up to date, nevertheless
may not pose a significant problem for
the purposes of ‘‘implementation,
maintenance, and enforcement’’ of a
new or revised NAAQS when EPA
evaluates adequacy of the infrastructure
SIP submission. EPA believes that a
better approach is for states and EPA to
focus attention on those elements of
section 110(a)(2) of the CAA most likely
12 By contrast, EPA notes that if a state were to
include a new provision in an infrastructure SIP
submission that contained a legal deficiency, such
as a new exemption for excess emissions during
SSM events, then EPA would need to evaluate that
provision for compliance against the rubric of
applicable CAA requirements in the context of the
action on the infrastructure SIP.
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to warrant a specific SIP revision due to
the promulgation of a new or revised
NAAQS or other factors.
For example, EPA’s 2013 Guidance
gives simpler recommendations with
respect to carbon monoxide than other
NAAQS pollutants to meet the visibility
requirements of section
110(a)(2)(D)(i)(II), because carbon
monoxide does not affect visibility. As
a result, an infrastructure SIP
submission for any future new or
revised NAAQS for carbon monoxide
need only state this fact in order to
address the visibility prong of section
110(a)(2)(D)(i)(II). Finally, EPA believes
that its approach with respect to
infrastructure SIP requirements is based
on a reasonable reading of sections
110(a)(1) and 110(a)(2) because the CAA
provides other avenues and mechanisms
to address specific substantive
deficiencies in existing SIPs. These
other statutory tools allow EPA to take
appropriately tailored action, depending
upon the nature and severity of the
alleged SIP deficiency. Section 110(k)(5)
authorizes EPA to issue a ‘‘SIP call’’
whenever the Agency determines that a
state’s SIP is substantially inadequate to
attain or maintain the NAAQS, to
mitigate interstate transport, or to
otherwise comply with the CAA.13
Section 110(k)(6) authorizes EPA to
correct errors in past actions, such as
past approvals of SIP submissions.14
Significantly, EPA’s determination that
an action on a state’s infrastructure SIP
submission is not the appropriate time
and place to address all potential
existing SIP deficiencies does not
preclude EPA’s subsequent reliance on
provisions in section 110(a)(2) as part of
the basis for action to correct those
deficiencies at a later time. For example,
although it may not be appropriate to
require a state to eliminate all existing
inappropriate director’s discretion
provisions in the course of acting on an
13 For example, EPA issued a SIP call to Utah to
address specific existing SIP deficiencies related to
the treatment of excess emissions during SSM
events. See ‘‘Finding of Substantial Inadequacy of
Implementation Plan; Call for Utah State
Implementation Plan Revisions,’’ 74 FR 21639
(April 18, 2011).
14 EPA has used this authority to correct errors in
past actions on SIP submissions related to PSD
programs. See ‘‘Limitation of Approval of
Prevention of Significant Deterioration Provisions
Concerning Greenhouse Gas Emitting-Sources in
State Implementation Plans; Final Rule,’’ 75 FR
82536 (December 30, 2010). EPA has previously
used its authority under CAA section 110(k)(6) to
remove numerous other SIP provisions that the
Agency determined it had approved in error. See,
e.g., 61 FR 38664 (July 25, 1996) and 62 FR 34641
(June 27, 1997) (corrections to American Samoa,
Arizona, California, Hawaii, and Nevada SIPs); 69
FR 67062 (November 16, 2004) (corrections to
California SIP); and 74 FR 57051 (November 3,
2009) (corrections to Arizona and Nevada SIPs).
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infrastructure SIP submission, EPA
believes that section 110(a)(2)(A) may be
among the statutory bases that EPA
relies upon in the course of addressing
such deficiency in a subsequent
action.15
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V. What did New York submit?
New York’s section 110 infrastructure
submittal which addressed the 2008 Pb
NAAQS was submitted by the New York
State Department of Environmental
Conservation (NYSDEC) on October 13,
2011. New York’s October 13, 2011
section 110 submittal demonstrates how
the State, where applicable, has a plan
in place that meets the requirements of
section 110 for the 2008 Pb NAAQS.
This plan references the current New
York Air Quality SIP, the New York
Codes of Rules and Regulations
(NYCRR), the New York Environmental
Conservation Law (ECL) and the New
York Public Officer’s Law (POL). The
NYCRR, ECL and POL referenced in the
submittal are publicly available. New
York’s SIP and air pollution control
regulations that have been previously
approved by EPA and incorporated into
the New York SIP can be found at 40
CFR 52.1670 and are posted on the
Internet at: https://www.epa.gov/
region02/air/sip/ny_reg.htm.
VI. How has the State addressed the
elements of the section 110(a)(1) and (2)
‘‘infrastructure’’ provisions?
EPA compared New York’s
Infrastructure SIP submittal for the 2008
Pb NAAQS to New York’s Infrastructure
SIP submittals for the 1997 8-hour
ozone, the 1997 and 2006 fine
particulate matter (PM2.5) and 2010
nitrogen dioxide (NO2) NAAQS. On
June 20, 2013, EPA took final action (see
78 FR 37122) approving certain
elements and sub-elements of New
York’s 1997 8-hour ozone and the 1997
and 2006 PM2.5 Infrastructure SIPs. EPA
also approved certain elements of New
York’s 2010 NO2 Infrastructure SIP on
September 12, 2014. Based upon EPA’s
comparison, EPA has determined that
the information provided in New York’s
2011 Pb Infrastructure SIP is nearly
identical to the information provided in
New York’s Infrastructure SIP
submittals for the 1997 8-hour ozone,
1997 and 2006 PM2.5 and NO2 NAAQS.
Infrastructure SIPs for different criteria
pollutants can have common aspects
15 See, e.g., EPA’s disapproval of a SIP submission
from Colorado on the grounds that it would have
included a director’s discretion provision
inconsistent with CAA requirements, including
section 110(a)(2)(A). See, e.g., 75 FR 42342 at 42344
(July 21, 2010) (proposed disapproval of director’s
discretion provisions); 76 FR 4540 (Jan. 26, 2011)
(final disapproval of such provisions).
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which are identical for each NAAQS
(e.g., authority to promulgate emission
limitations, enforcement, air quality
modeling capabilities, adequate
personnel, resources and legal
authority). The rationale for approving
certain elements of New York’s
Infrastructure SIP for Pb is the same as
the rationale for approving those
elements of New York’s 1997 8-hour
ozone, 1997 and 2006 PM2.5 and NO2
Infrastructure SIPs. Since the rationale
for approving certain elements of New
York’s Pb Infrastructure SIP is the same
as the rationale for approving certain
elements of New York’s 1997 8-hour
ozone, 1997 and 2006 PM2.5, and NO2
Infrastructure SIPs, EPA is not repeating
this evaluation in today’s proposal.
Instead, the reader is referred to EPA’s
evaluation of the three SIP submittals
(the 1997 8-hour ozone, 1997 and 2006
PM2.5 and 2010 NO2 Infrastructure SIPs)
detailed in the following four
documents: (1) ‘‘Technical Support
Document for EPA’s Proposed
Rulemaking for the New York’s State
Implementation Plan Revision: State
Implementation Plan Revision For
Meeting the Infrastructure Requirements
In the Clean Air Act Dated December 13,
2007, October 2, 2008 and March 15,
2010’’ (TSD); (2) EPA’s proposed
approval dated April 30, 2013 (78 FR
25236); and, (3) EPA’s June 20, 2013
final rule approving certain elements of
New York’s Infrastructure SIPs for the
1997 8-hour ozone and the 1997 and
2006 PM2.5 NAAQS (78 FR 37122) and
(4) EPA’s proposed rulemaking on the
2010 NO2 (May 2, 2014, 79 FR 25066).
These documents are available in the
electronic docket for this proposed
action at www.regulations.gov. We are,
of course, accepting comments on that
rationale as it applies to all elements of
our proposed approval of New York’s
Infrastructure SIP for the Pb NAAQS.
EPA is proposing approval of the
following elements and sub-elements of
New York’s Infrastructure SIP for Pb:
110(a)(2)(A) [Emission limits and other
control measures]; 110(a)(2)(B)
[Ambient air quality monitoring/data
system]; 110(a)(2)(C) [Program for
enforcement of control measures,
prevention of significant deterioration,
and new source review]; 110(a)(2)(D)
[Interstate/international transport];
110(a)(2)(E) [Adequate personnel,
funding, and authority]; 110(a)(2)(F)
[Stationary source monitoring and
reporting]; 110(a)(2)(G) [Emergency
episodes]; 110(a)(2)(H) [Future SIP
revisions]; 110(a)(2)(J) [Consultation
with government official, public
notification, PSD, and visibility
protection]; 110(a)(2)(K) [Air quality
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74051
modeling and data]; 110(a)(2)(L)
[Permitting fees]; and 110(a)(2)(M)
[Consultation/participation by affected
local entities].
As stated above, there are certain
aspects of the elements of New York’s
Infrastructure SIP for the 2008 Pb
NAAQS that are common to New York’s
1997 8-hour ozone, 1997 and 2006
PM2.5, and 2010 NO2 Infrastructure SIPs
that EPA approved on June 20, 2013 and
therefore EPA is not repeating the
rationale for approving the following
elements of New York’s Infrastructure
SIP for the 2010 Pb NAAQS in today’s
proposal: elements A, E, F, H, J, K, L,
and M.
As discussed in the following
sections, for those elements of New
York’s Pb Infrastructure SIP that differ
from New York’s 1997 8-hour ozone and
1997 and 2006 PM2.5 Infrastructure SIPs,
and 2010 NO2 Infrastructure SIP, EPA
has reviewed and evaluated the aspects
of those elements, namely elements B,
C, D and G.
Element B: Ambient air quality
monitoring/data system: Section
110(a)(2)(B) requires SIPs to include
provisions to provide for establishment
and operation of ambient air quality
monitors, to monitor, compile and
analyze ambient air quality data, and to
make these data available to EPA upon
request. On December 27, 2010 (75 FR
81126), EPA finalized additional
revisions pertaining to where state and
local monitoring agencies would be
required to conduct Pb monitoring. The
new regulations (40 CFR 58.10 and 40
CFR 58.13) replaced the populationoriented monitoring requirement with a
requirement to add Pb monitors to
urban National Core Monitoring
Program (NCore), a multi-pollutant
network that integrates several
advanced measurement systems for
particles, pollutant gases and
meteorology. Also, EPA lowered the
emission threshold from 1.0 ton(s) per
year (tpy) to 0.5 tpy for source-specific
monitoring of industrial sources of Pb.
New York addressed EPA’s new
monitoring requirements when it
submitted its Annual Monitoring
Network Review Plan (Plan) of 2014 on
July 29, 2014. EPA approved this Plan
on November 3, 2014. EPA is therefore
proposing to determine that New York
has met the requirements of section
110(a)(2)(B) of the CAA with respect to
the 2008 Pb NAAQS. A copy of New
York’s 2014 Monitoring Plan and EPA’s
November 3, 2014 approval letter are in
the docket for today’s proposal at
www.regulations.gov.
Element C: Program for enforcement
of control measures: Section 110(a)(2)(C)
requires states to have a plan that
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includes a program providing for
enforcement of all SIP measures and the
regulation of the modification and
construction of any stationary source,
including a program to meet PSD of Air
Quality and minor source new source
review.
New York’s Infrastructure SIP for Pb
references the State’s PSD and
Nonattainment New Source Review
(NNSR) permitting requirements
contained in 6 NYCRR Part 231, Part
200 and Part 201. EPA approved these
rules into the SIP on November 17, 2010
(75 FR 70140). New York’s minor source
new source review program is regulated
under Part 201.
EPA has reviewed and evaluated New
York’s Infrastructure SIP for the 2008 Pb
NAAQS for meeting the requirements of
element C. Under Part 231, a major Pb
facility is defined as one with annual
actual emissions equal to or greater than
five tpy. A proposed major Pb facility,
or an existing major Pb facility that
proposes a modification in excess of the
de minimis emission limit (0.6 tpy for
Pb), is subject to the relevant program
dependent upon its location. A Lowest
Achievable Emission Rate (LAER) or
Best Available Control Technology
(BACT) analysis would result.
The Infrastructure SIP ensures that all
applicable PSD requirements that are
included in PSD permits are
incorporated into title V operating
permits, and that all federallyenforceable requirements are applied
and enforced. Since Pb is a NAAQS, the
PSD provisions of Part 231 are
applicable to Pb. For these reasons, EPA
concludes that by referencing Part 231,
which is part of New York’s approved
SIP, New York’s Infrastructure SIP
addresses the PSD requirements of
section 110(a)(2)(C) for Pb.
Therefore, EPA proposes to find that
the State has adequate authority and
regulations to ensure that SIP-approved
control measures are enforced. EPA also
finds that based on the approval of New
York’s PSD program, New York has the
authority to regulate the construction of
new or modified stationary sources to
meet the PSD program requirements.
EPA is proposing to determine that New
York has met the requirements of
section 110(a)(2)(C) and (J) of the CAA
with respect to the 2008 Pb NAAQS. It
should be noted that the PSD provisions
of Part 231 address the requirements of
section 110(a)(2)(J) as well as section
110(a)(2)(C) and Part 231’s applicability
on Pb are consistent.
Element D: Interstate transport:
Section 110(a)(2)(D) of the Clean Air Act
is divided into two subsections,
110(a)(2)(D)(i) and 110(a)(2)(D)(ii). The
first of these, 110(a)(2)(D)(i), in turn,
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contains four ‘‘prongs’’ the first two of
which appear in 110(a)(2)(D)(i)(I) and
the second two of which appear in
110(a)(2)(D)(i)(II). The two prongs in
110(a)(2)(D)(i)(I) prohibit any source or
other type of emissions activity within
the state from emitting any air
pollutants in amounts which will
contribute significantly to
nonattainment in any other state with
respect to any primary or secondary
NAAQS (prong 1), or interfere with
maintenance by any other state with
respect to any primary or secondary
NAAQS (prong 2). The two prongs in
110(a)(2)(D)(i)(II) prohibit any source or
other type of emissions activity within
the state from emitting any air
pollutants in amounts which will
interfere with measures required to be
included in the applicable
implementation plan for any other state
under part C to prevent significant
deterioration of air quality (prong 3) or
to protect visibility (prong 4).
Subsection 110(a)(2)(D)(ii) addresses
interstate and international pollution
abatement, and requires SIPs to include
provisions insuring compliance with
sections 115 and 126 of the CAA,
relating to interstate and international
pollution abatement.
In this action, EPA is proposing to
approve the 110(a)(2)(D) portion of the
New York SIP submission and
determine that the existing New York
SIP contains provisions sufficient to
satisfy all of the requirements of
110(a)(2)(D) for the 2008 Pb NAAQS.
The New York SIP contains
provisions to address the requirements
of 110(a)(2)(D)(i)(I), i.e., prongs 1 and 2
of 110(a)(2)(D)(i), with respect to the Pb
NAAQS. In addition, the physical
properties of Pb prevent Pb emissions
from being transported long distances or
from participating in complex
atmospheric reactions such as PM2.5 or
ozone. More specifically, there is a
sharp decrease in Pb concentrations, at
least in the coarse fraction, as the
distance from a Pb source increases.
New York conducted a review of their
emissions inventory when they made
their designation recommendations for
the revised Pb NAAQS and a survey of
facility data showed no facilities with
emissions of 0.5 tons per year (tpy) or
greater existed in close proximity to
state borders or anywhere within the
State of New York. New York State is
designated either unclassifiable/
attainment or unclassifiable and current
air quality data continues to show
attainment. Based on New York not
having any facilities with emissions of
0.5 tpy or greater existing in close
proximity to a state border or anywhere
in the State which might impact a
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neighboring state, transport is not a
concern with respect to Pb. EPA is
proposing to determine that New York’s
SIP includes adequate provisions to
prohibit sources or other emission
activities within the State from emitting
Pb in amounts that will contribute
significantly to nonattainment or
interfere with maintenance by any other
state with respect specifically to the Pb
NAAQS.
To satisfy section 110(a)(2)(D)(i)(II),
New York confirms that new major
sources of Pb and major modifications
are subject to the State’s PSD program
(under prong 3). With regard to the
requirement of prong 4 (the visibility
protection requirement), New York
states that sources of Pb are distanced
far enough from any federal Class 1 area
as to not impact visibility in any
significant way. Also, New York states
that Pb-related visibility impacts in
general are considered to be
insignificant. With regard to the
applicable requirements for visibility
protection of section 110(a)(2)(D)(i)(II)—
prong 4, significant impacts from
stationary source Pb emissions are
expected to be limited to short distances
from the source and most, if not all, Pb
stationary sources are located at
distances from Class I areas such that
visibility impacts would be negligible.
Although Pb can be a component of
coarse and fine particles, Pb generally
comprises a small fraction of coarse and
fine particles. Furthermore, when
evaluating the extent that Pb could
impact visibility, Pb-related visibility
impacts were found to be insignificant
(e.g., less than 0.10%).16
With respect to 110(a)(2(D)(ii), New
York is not subject to any
determinations under sections 126 and
115 of the CAA and there are no
violations related to transport of
emissions from sources in the State.
Based upon EPA’s review of the air
quality data and the State’s submittal,
EPA is proposing to determine that the
State has met its obligations pursuant to
110(a)(2)(D) with respect to the 2008 Pb
NAAQS.
Element G: Emergency episodes:
Section 110(a)(2)(G) requires states to
provide for authority to address
activities causing imminent and
substantial endangerment to public
health, including contingency plans to
implement the emergency episode
provisions in their SIPs. Based on EPA’s
experience to date with the Pb NAAQS
and designating Pb nonattainment areas,
EPA expects that such an event would
16 Analysis by Mark Schmidt, OAQPS, ‘‘Ambient
Pb’s Contribution to Class I Area Visibility
Impairment,’’ June 17, 2011.
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be unlikely, and if it were to occur,
would be the result of a malfunction or
other emergency situation at a relatively
large source of lead.
New York’s plan to address air
pollution emergencies is stated in
articles 3 and 19 of the ECL. To prevent
and control these emergency episodes,
the State adopted 6 NYCRR Part 207,
‘‘Control Measures for Air Pollution
Episode,’’ which implements ECLsection 3–0301. Part 207 requires the
owner of a ‘‘significant air
contamination source’’ to submit a
proposed episode action plan to the
Department of Environmental
Conservation’s Commissioner,
containing detailed steps to be taken by
the source owner to reduce air
contaminant emissions at each stage of
an air pollution episode. The regulation
also enables the Commissioner to
designate air pollution episodes which
trigger the action plan. In October 2009,
New York completed a comprehensive
revision of its Air Pollution Episode
Procedures that involved updating the
contact information for the Bureaus of
Air Quality Assurance, Stationary
Sources, and Air Quality Surveillance,
and the Impact Assessment and
Meteorology Section, along with locallevel emergency contacts. EPA proposes
that New York has met the requirements
of section 110(a)(2)(G) for Pb.
VII. What is the impact of the June 2014
Supreme Court Green House Gas
decision on New York’s infrastructure
SIP for the 2008 Pb NAAQS?
With respect to Elements C and J, EPA
interprets the Clean Air Act to require
each state to make an infrastructure SIP
submission for a new or revised NAAQS
that demonstrates that the air agency
has a complete PSD permitting program
meeting the current requirements for all
regulated NSR pollutants. The
requirements of Element D(i)(II) may
also be satisfied by demonstrating the
air agency has a complete PSD
permitting program correctly addressing
all regulated NSR pollutants. New York
has shown that it currently has a PSD
program in place that covers all
regulated NSR pollutants, including
greenhouse gases (GHGs).
On June 23, 2014, the United States
Supreme Court issued a decision
addressing the application of PSD
permitting requirements to GHG
emissions. Utility Air Regulatory Group
v. Environmental Protection Agency,
134 S.Ct. 2427. The Supreme Court said
that the EPA may not treat GHGs as an
air pollutant for purposes of
determining whether a source is a major
source required to obtain a PSD permit.
The Court also said that the EPA could
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continue to require that PSD permits,
otherwise required based on emissions
of pollutants other than GHGs, contain
limitations on GHG emissions based on
the application of Best Available
Control Technology (BACT). In order to
act consistently with its understanding
of the Court’s decision pending further
judicial action to effectuate the decision,
the EPA is not continuing to apply EPA
regulations that would require that SIPs
include permitting requirements that
the Supreme Court found
impermissible. Specifically, EPA is not
applying the requirement that a state’s
SIP-approved PSD program require that
sources obtain PSD permits when GHGs
are the only pollutant (i) that the source
emits or has the potential to emit above
the major source thresholds, or (ii) for
which there is a significant emissions
increase and a significant net emissions
increase from a modification (e.g., 40
CFR 51.166(b)(48)(v)). EPA anticipates a
need to revise federal PSD rules in light
of the Supreme Court opinion. In
addition, EPA anticipates that many
states will revise their existing SIPapproved PSD programs in light of the
Supreme Court’s decision. The timing
and content of subsequent EPA actions
with respect to the EPA regulations and
state PSD program approvals are
expected to be informed by an
additional legal process before the
United States District Court for the
District of Columbia Circuit. At this
juncture, EPA is not expecting states to
have revised their PSD programs for
purposes of infrastructure SIP
submissions and is only evaluating such
submissions to assure that the state’s
program correctly addresses GHGs
consistent with the Supreme Court’s
decision.
At present, EPA has determined the
New York SIP is sufficient to satisfy
Elements C, D(i)(II), and J with respect
to GHGs because the PSD permitting
program previously approved by EPA
into the SIP continues to require that
PSD permits (otherwise required based
on emissions of pollutants other than
GHGs) contain limitations on GHG
emissions based on the application of
BACT. Although the approved New
York PSD permitting program may
currently contain provisions that are no
longer necessary in light of the Supreme
Court decision, this does not render the
infrastructure SIP submission
inadequate to satisfy Elements C,
D(i)(II), and J. The SIP contains the
necessary PSD requirements at this
time, and the application of those
requirements is not impeded by the
presence of other previously-approved
provisions regarding the permitting of
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Fmt 4702
Sfmt 4702
74053
sources of GHGs that EPA does not
consider necessary at this time in light
of the Supreme Court decision.
Accordingly, the Supreme Court
decision does not affect EPA’s proposed
approval of New York’s infrastructure
SIP as to the requirements of Elements
C, D(i)(II), and J.
VIII. What action is EPA taking?
EPA is proposing to approve New
York’s submittal as fully meeting the
infrastructure requirements for the 2008
primary Pb NAAQS for all section
110(a)(2) elements and sub-elements, as
follows: (A), (B), (C), (D), (E), (F), (G),
(H), (J), (K), (L), and (M).
EPA is not acting on New York’s
submittal as it relates to nonattainment
provisions, the NSR program required
by part D in section 110(a)(2)(C) and the
measures for attainment required by
section 110(a)(2)(I), as part of the
infrastructure SIPs because the State’s
infrastructure SIP submittal does not
include nonattainment requirements
and EPA will act on them when, if
necessary, they are submitted.
EPA is soliciting public comments on
the issues discussed in this proposal.
These comments will be considered
before EPA takes final action. Interested
parties may participate in the Federal
rulemaking procedure by submitting
written comments to the EPA Regional
Office listed in the ADDRESSES section of
this Federal Register, or by submitting
comments electronically, by mail, or
through hand delivery or courier
following the directions in the
ADDRESSES section of this Federal
Register.
IX. Statutory and Executive Order
Reviews
Under the Clean Air Act, the
Administrator is required to approve a
SIP submission that complies with the
provisions of the CAA and applicable
Federal regulations. 42 U.S.C. 7410(k);
40 CFR 52.02(a). Thus, in reviewing SIP
submissions, EPA’s role is to approve
state choices, provided that they meet
the criteria of the Clean Air Act.
Accordingly, this action merely
approves state law as meeting Federal
requirements and does not impose
additional requirements beyond those
imposed by state law. For that reason,
this action:
• Is not a ‘‘significant regulatory
action’’ subject to review by the Office
of Management and Budget under
Executive Order 12866 (58 FR 51735,
October 4, 1993);
• Does not impose an information
collection burden under the provisions
of the Paperwork Reduction Act (44
U.S.C. 3501 et seq.);
E:\FR\FM\15DEP1.SGM
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Federal Register / Vol. 79, No. 240 / Monday, December 15, 2014 / Proposed Rules
• Is certified as not having a
significant economic impact on a
substantial number of small entities
under the Regulatory Flexibility Act (5
U.S.C. 601 et seq.);
• Does not contain any unfunded
mandate or significantly or uniquely
affect small governments, as described
in the Unfunded Mandates Reform Act
of 1995 (Public Law 104–4);
• Does not have Federalism
implications as specified in Executive
Order 13132 (64 FR 43255, August 10,
1999);
• Is not an economically significant
regulatory action based on health or
safety risks subject to Executive Order
13045 (62 FR 19885, April 23, 1997);
• Is not a significant regulatory action
subject to Executive Order 13211 (66 FR
28355, May 22, 2001);
• Is not subject to requirements of
section 12(d) of the National
Technology Transfer and Advancement
Act of 1995 (15 U.S.C. 272 note) because
application of those requirements would
be inconsistent with the Clean Air Act;
and
• Does not provide EPA with the
discretionary authority to address, as
appropriate, disproportionate human
health or environmental effects, using
practicable and legally permissible
methods, under Executive Order 12898
(59 FR 7629, February 16, 1994).
In addition, this rule does not have
tribal implications as specified by
Executive Order 13175 (65 FR 67249,
November 9, 2000), because the SIP is
not approved to apply in Indian country
located in the state, and EPA notes that
it will not impose substantial direct
costs on tribal governments or preempt
tribal law.
List of Subjects in 40 CFR Part 52
Environmental protection, Air
pollution control, Incorporation by
reference, Intergovernmental relations,
Lead, Ozone, Particulate matter,
Reporting and recordkeeping
requirements.
tkelley on DSK3SPTVN1PROD with PROPOSALS
Authority: 42 U.S.C. 7401 et seq.
Dated: December 2, 2014.
Judith A. Enck,
Regional Administrator, Region 2.
[FR Doc. 2014–29332 Filed 12–12–14; 8:45 am]
BILLING CODE 6560–50–P
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OFFICE OF PERSONNEL
MANAGEMENT
48 CFR Parts 1609, 1615, 1632, and
1652
RIN 3206–AN13
Federal Employees Health Benefits
Program: FEHB Plan Performance
Assessment System
Office of Personnel
Management.
ACTION: Notice of proposed rulemaking.
AGENCY:
The United States Office of
Personnel Management (OPM) is issuing
a proposed rule to amend the system for
assessing the annual performance of
health plans contracted under the
Federal Employees Health Benefits
(FEHB) Program. The purpose of this
rule is to measure and assess all FEHB
plan performance (experience-rated and
community-rated) through the use of a
common, objective, and quantifiable
performance assessment for the 2016
plan year.
DATES: OPM must receive comments on
or before January 14, 2015.
ADDRESSES: Send written comments to
Wenqiong Fu, Policy Analyst, Planning
and Policy Analysis, U.S. Office of
Personnel Management, Room 4312,
1900 E Street NW., Washington, DC; or
FAX to (202) 606–6010 Attn: Wenqiong
Fu. You may also submit comments
using the Federal eRulemaking Portal:
https://www.regulations.gov. Follow the
instructions for submitting comments.
FOR FURTHER INFORMATION CONTACT:
Wenqiong Fu, Policy Analyst at (202)
606–0004.
SUPPLEMENTARY INFORMATION:
SUMMARY:
FEHB Background
The Federal Employees Health
Benefits (FEHB) Program was
established in 1960 and provides health
insurance to over eight million Federal
employees, annuitants, and their family
members. Chapter 89 of Title 5 United
States Code, which authorizes the FEHB
Program, allows OPM to contract with
health insurance carriers to provide
coverage under certain types of plans.
FEHB contracts are either communityrated or experience-rated. In
community-rated contracts, the overall
premium is based on the carrier’s
standard rating methodology, taking
into account factors in the larger
geographic area or ‘‘community.’’ In
experience-rated contracts, the FEHB
carrier considers actual ‘‘experience’’ or
medical costs of the group of covered
lives. The two types of contracts are
regulated under different sections of the
PO 00000
Frm 00023
Fmt 4702
Sfmt 4702
FEHB Acquisition Regulation
(FEHBAR). Premiums are determined
according to distinct processes and plan
performance is rewarded differently.
Current Performance Assessment
System
Under current regulations,
performance is assessed for experiencerated plans based on profit analysis
factors that are weighted to create a
service charge that OPM pays to
carriers. For community-rated plans,
performance is assessed according to
specific elements that can result in a
percentage of premium withheld from
payment to the carrier. Both of these
performance frameworks are under the
umbrella of the Federal Acquisition
Regulation, which governs contracting
government-wide.
In determining the level of the service
charge (profit/risk margin) for
experience-rated plans, Contracting
Officers consider six categories of
factors: Contractor performance,
contract cost, federal socioeconomic
programs, cost control, independent
development, and capital investments.
OPM Contracting Officers conduct the
service charge analysis and rely heavily
on the contractor performance factor.
Contractor performance is weighted the
highest, comprises a significant portion
of the total service charge, and involves
the largest amount of data.
Community-rated plans have two
performance elements that may lead to
a percentage of premium being
withheld: Customer service and critical
contract compliance requirements.
Proposed FEHB Plan Assessment
System
To establish a consistent assessment
system, create a more objective
performance standard, and provide
more transparency for enrollees, OPM is
developing a framework that will utilize
a discrete set of quantifiable measures
examining key aspects of contract
performance and specific criteria for
performance factors which will then be
linked to health plan premium
disbursements.
This regulation proposes to replace
the current methods of plan assessment
with a new framework, in which both
experience-rated and community-rated
plans utilize the same measurement
criteria. For experience-rated plans, the
performance-based service charge will
be administered similarly to the current
service charge process. For communityrated plans, the performance adjustment
will be administered similarly to the
current process using an adjustment to
net-to-carrier premium payments made
during the first quarter of the following
E:\FR\FM\15DEP1.SGM
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Agencies
[Federal Register Volume 79, Number 240 (Monday, December 15, 2014)]
[Proposed Rules]
[Pages 74046-74054]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2014-29332]
=======================================================================
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ENVIRONMENTAL PROTECTION AGENCY
40 CFR Part 52
[EPA-R02-OAR-2014-0683, FRL-9920-40-Region 2]
Approval and Promulgation of Implementation Plans; New York;
Infrastructure SIP for the 2008 Lead NAAQS
AGENCY: Environmental Protection Agency (EPA).
ACTION: Proposed rule.
-----------------------------------------------------------------------
SUMMARY: The Environmental Protection Agency (EPA) is proposing to
approve certain elements of New York's State Implementation Plan (SIP)
revision submitted to demonstrate that the State meets the requirements
of section 110(a)(1) and (2) of the Clean Air Act (CAA) for the 2008
National Ambient Air Quality Standard (NAAQS) for lead (Pb). Section
110(a) of the CAA requires
[[Page 74047]]
that each state adopt and submit a SIP for the implementation,
maintenance and enforcement of each NAAQS promulgated by the EPA and is
commonly referred to as an infrastructure SIP.
DATES: Comments must be received on or before January 14, 2015.
ADDRESSES: Submit your comments, identified by Docket ID number EPA-
R02-OAR-2014-0683, by one of the following methods:
www.regulations.gov: Follow the on-line instructions for
submitting comments.
Email: Ruvo.Richard@epa.gov.
Fax: 212-637-3901.
Mail: Richard Ruvo, Chief, Air Programs Branch,
Environmental Protection Agency, Region 2 Office, 290 Broadway, 25th
Floor, New York, New York 10007-1866.
Hand Delivery: Richard Ruvo, Chief, Air Programs Branch,
Environmental Protection Agency, Region 2 Office, 290 Broadway, 25th
Floor, New York, New York 10007-1866. Such deliveries are only accepted
during the Regional Office's normal hours of operation. The Regional
Office's official hours of business are Monday through Friday, 8:30 to
4:00 excluding Federal holidays.
Instructions: Direct your comments to Docket ID No. EPA-R02-OAR-
2014-0683. EPA's policy is that all comments received will be included
in the public docket without change and may be made available online at
www.regulations.gov, including any personal information provided,
unless the comment includes information claimed to be Confidential
Business Information (CBI) or other information whose disclosure is
restricted by statute. Do not submit information that you consider to
be CBI or otherwise protected through www.regulations.gov or email. The
www.regulations.gov Web site is an ``anonymous access'' system, which
means EPA will not know your identity or contact information unless you
provide it in the body of your comment. If you send an email comment
directly to EPA without going through www.regulations.gov your email
address will be automatically captured and included as part of the
comment that is placed in the public docket and made available on the
Internet. If you submit an electronic comment, EPA recommends that you
include your name and other contact information in the body of your
comment and with any disk or CD-ROM you submit. If EPA cannot read your
comment due to technical difficulties and cannot contact you for
clarification, EPA may not be able to consider your comment. Electronic
files should avoid the use of special characters, any form of
encryption, and be free of any defects or viruses. For additional
information about EPA's public docket visit the EPA Docket Center
homepage at https://www.epa.gov/epahome/dockets.htm.
Docket: All documents in the docket are listed in the https://www.regulations.gov index. Although listed in the index, some
information is not publicly available, e.g., CBI or other information
whose disclosure is restricted by statute. Certain other material, such
as copyrighted material, will be publicly available only in hard copy.
Publicly available docket materials are available either electronically
in https://www.regulations.gov or in hard copy at the Environmental
Protection Agency, Region 2 Office, Air Programs Branch, 290 Broadway,
25th Floor, New York, New York 10007-1866. EPA requests, if at all
possible, that you contact the individual listed in the FOR FURTHER
INFORMATION CONTACT section to view the hard copy of the docket. You
may view the hard copy of the docket Monday through Friday, 8:30 a.m.
to 4:00 p.m., excluding Federal holidays.
FOR FURTHER INFORMATION CONTACT: Kirk Wieber at telephone number: (212)
637-3381, email address: Wieber.Kirk@epa.gov, fax number: (212) 637-
3901, or the above EPA, Region 2 address.
SUPPLEMENTARY INFORMATION:
I. What action is EPA proposing?
II. What is the background information?
III. What elements are required under section 110(a)(1) and (2)?
IV. What is EPA's approach to the review of infrastructure SIP
submissions?
V. What did New York submit?
VI. How has the State addressed the elements of the section
110(a)(1) and (2) ``infrastructure'' provisions?
VII. What is the impact of the June 2014 Supreme Court Green House
Gas decision on New York's infrastructure SIP for the 2008 Pb NAAQS?
VIII. What action is EPA taking?
IX. Statutory and Executive Order Reviews
I. What action is EPA proposing?
EPA is proposing to approve certain elements of the State of New
York Infrastructure SIP as meeting the section 110(a) infrastructure
requirements of the Clean Air Act (CAA) for the 2008 lead (Pb) National
Ambient Air Quality Standard (NAAQS or standard). As explained below,
the State has the necessary infrastructure, resources, and general
authority to implement the 2008 Pb standard.
II. What is the background information?
On November 12, 2008, EPA promulgated a new, rolling 3 month
average NAAQS for Pb (2008 Pb NAAQS). See 73 FR 66964.\1\ The 2008 Pb
NAAQS is 0.15 micrograms per cubic meter of air ([mu]g/m\3\) maximum
(not-to-be-exceeded). In the same action EPA revised the secondary Pb
NAAQS to be identical in all respects to the revised primary standard,
i.e., 0.15 [mu]g/m\3\.
---------------------------------------------------------------------------
\1\ Final rule signed October 15, 2008. The 1978 lead standard
(1.5 [micro]g/m3 as a quarterly average) remains in effect until one
year after an area is designated for the 2008 standard, except that
in areas designated nonattainment for the 1978 lead standard, the
1978 standard remains in effect until implementation plans to attain
or maintain the 2008 standard are approved.
---------------------------------------------------------------------------
Section 110(a)(1) provides the procedural and timing requirements
for State Implementation Plans (SIPs). Section 110(a)(2) lists specific
elements that states must meet for SIP requirements related to a newly
established or revised NAAQS. Sections 110(a)(1) and (2) of the CAA
require, in part, that states submit to EPA plans to implement,
maintain and enforce each of the NAAQS promulgated by EPA. By statute,
SIPs meeting the requirements of section 110(a)(1) and (2) are to be
submitted by states within three years after promulgation of a new or
revised standard. These SIPs are commonly called infrastructure SIPs.
Based on the October 15, 2008 date of signature, infrastructure SIPs
for the 2008 Pb NAAQS were due on October 15, 2011.
III. What elements are required under section 110(a)(1) and (2)?
The infrastructure requirements are listed in EPA's October 2,
2007, memorandum entitled ``Guidance on SIP Elements Required Under
Section 110(a)(1) and (2) for the 1997 8-Hour Ozone and
PM2.5 National Ambient Air Quality Standards'' and September
25, 2009, memorandum entitled ``Guidance on SIP Elements Required Under
Section 110(a)(1) and (2) for the 2006 24-Hour Fine Particle
(PM2.5) National Ambient Air Quality Standards.'' In
addition, there were two memorandums referenced: One dated October 14,
2011, ``Guidance on Infrastructure State Implementation Plan (SIP)
Elements Required Under Sections 110(a)(1) and 110(a)(2) for the 2008
Lead (Pb) National Ambient Air Quality Standards (NAAQS)'' and the
other dated September 13, 2013, in which EPA released new guidance
entitled ``Guidance on Infrastructure State Implementation Plan (SIP)
Elements under Clean Air Act Sections 110(a)(1)
[[Page 74048]]
and 110(a)(2).'' \2\ This new guidance (2013 Guidance) addresses the
2008 ozone, 2010 NO2, 2010 SO2, and 2012
PM2.5 NAAQS, as well as infrastructure SIPs for new or
revised NAAQS promulgated in the future. The 14 elements required to be
addressed are as follows: (1) Emission limits and other control
measures; (2) ambient air quality monitoring/data system; (3) program
for enforcement of control measures; (4) interstate transport; (5)
adequate resources; (6) stationary source monitoring system; (7)
emergency power; (8) future SIP revisions; (9) consultation with
government officials; (10) public notification; (11) prevention of
significant deterioration (PSD) and visibility protection; (12) air
quality modeling/data; (13) permitting fees; and (14) consultation/
participation by affected local entities.
---------------------------------------------------------------------------
\2\ ``Guidance on Infrastructure State Implementation Plan (SIP)
Elements Required Under Sections 110(a)(1) and 110(a)(2) for the
2008 Lead (Pb) National Ambient Air Quality Standards (NAAQS)'' can
be found at: https://www.epa.gov/airquality/lead/pdfs/20111014infrastructure.pdf. ``Guidance on Infrastructure State
Implementation Plan (SIP) Elements under Clean Air Act Sections
110(a)(1) and 110(a)(2)'' can be found at: https://www.epa.gov/airquality/urbanair/sipstatus/infrastructure.html.
---------------------------------------------------------------------------
Two elements identified in section 110(a)(2) are not governed by
the 3 year submission deadline of section 110(a)(1) because SIPs
incorporating necessary local nonattainment area controls are not due
within 3 years after promulgation of a new or revised NAAQS, but rather
are due at the time that the nonattainment area plan requirements are
due pursuant to section 172. See 77 FR 46354 (August 3, 2012); 77 FR
60308 (October 3, 2012, footnote 1). These requirements are: (1)
Submissions required by section 110(a)(2)(C) to the extent that
subsection refers to a permit program as required in part D title I of
the CAA, and (2) submissions required by section 110(a)(2)(I) which
pertain to the nonattainment planning requirements of part D, title I
of the CAA. As a result, this action does not address the nonattainment
planning requirements related to section 110(a)(2)(C) or 110(a)(2)(I).
IV. What is EPA's approach to the review of infrastructure SIP
submissions?
EPA is acting upon the SIP submission from New York State that
addresses the infrastructure requirements of CAA sections 110(a)(1) and
110(a)(2) for the 2008 Pb NAAQS. The requirement for states to make a
SIP submission of this type arises out of CAA section 110(a)(1).
Pursuant to section 110(a)(1), states must make SIP submissions
``within 3 years (or such shorter period as the Administrator may
prescribe) after the promulgation of a national primary ambient air
quality standard (or any revision thereof),'' and these SIP submissions
are to provide for the ``implementation, maintenance, and enforcement''
of such NAAQS. The statute directly imposes on states the duty to make
these SIP submissions, and the requirement to make the submissions is
not conditioned upon EPA's taking any action other than promulgating a
new or revised NAAQS. Section 110(a)(2) includes a list of specific
elements that ``[e]ach such plan'' submission must address.
EPA has historically referred to these SIP submissions made for the
purpose of satisfying the requirements of CAA sections 110(a)(1) and
110(a)(2) as ``infrastructure SIP'' submissions. Although the term
``infrastructure SIP'' does not appear in the CAA, EPA uses the term to
distinguish this particular type of SIP submission from submissions
that are intended to satisfy other SIP requirements under the CAA, such
as ``nonattainment SIP'' or ``attainment plan SIP'' submissions to
address the nonattainment planning requirements of part D of title I of
the CAA, ``regional haze SIP'' submissions required by EPA rule to
address the visibility protection requirements of CAA section 169A, and
nonattainment new source review permit program submissions to address
the permit requirements of CAA, title I, part D.
Section 110(a)(1) addresses the timing and general requirements for
infrastructure SIP submissions, and section 110(a)(2) provides more
details concerning the required contents of these submissions. The list
of required elements provided in section 110(a)(2) contains a wide
variety of provisions, some of which pertain to required legal
authority, some of which pertain to required substantive program
provisions, and some of which pertain to requirements for both
authority and substantive program provisions.\3\ EPA therefore believes
that while the timing requirement in section 110(a)(1) is unambiguous,
some of the other statutory provisions are ambiguous. In particular,
EPA believes that the list of required elements for infrastructure SIP
submissions provided in section 110(a)(2) contains ambiguities
concerning what is required for inclusion in an infrastructure SIP
submission.
---------------------------------------------------------------------------
\3\ For example: Section 110(a)(2)(E)(i) provides that states
must provide assurances that they have adequate legal authority
under state and local law to carry out the SIP; section 110(a)(2)(C)
provides that states must have a SIP-approved program to address
certain sources as required by part C of title I of the CAA; and
section 110(a)(2)(G) provides that states must have legal authority
to address emergencies as well as contingency plans that are
triggered in the event of such emergencies.
---------------------------------------------------------------------------
The following examples of ambiguities illustrate the need for EPA
to interpret some section 110(a)(1) and section 110(a)(2) requirements
with respect to infrastructure SIP submissions for a given new or
revised NAAQS. One example of ambiguity is that section 110(a)(2)
requires that ``each'' SIP submission must meet the list of
requirements therein, while EPA has long noted that this literal
reading of the statute is internally inconsistent and would create a
conflict with the nonattainment provisions in part D of title I of the
CAA, which specifically address nonattainment SIP requirements.\4\
Section 110(a)(2)(I) pertains to nonattainment SIP requirements and
part D addresses when attainment plan SIP submissions to address
nonattainment area requirements are due. For example, section 172(b)
requires EPA to establish a schedule for submission of such plans for
certain pollutants when the Administrator promulgates the designation
of an area as nonattainment, and section 107(d)(1)(B) allows up to two
years, or in some cases three years, for such designations to be
promulgated.\5\ This ambiguity illustrates that rather than apply all
the stated requirements of section 110(a)(2) in a strict literal sense,
EPA must determine which provisions of section 110(a)(2) are applicable
for a particular infrastructure SIP submission.
---------------------------------------------------------------------------
\4\ See, e.g., ``Rule To Reduce Interstate Transport of Fine
Particulate Matter and Ozone (Clean Air Interstate Rule); Revisions
to Acid Rain Program; Revisions to the NOX SIP Call;
Final Rule,'' 70 FR 25162, at 25163-65 (May 12, 2005) (explaining
relationship between timing requirement of section 110(a)(2)(D)
versus section 110(a)(2)(I)).
\5\ EPA notes that this ambiguity within section 110(a)(2) is
heightened by the fact that various subparts of part D set specific
dates for submission of certain types of SIP submissions in
designated nonattainment areas for various pollutants. Note, e.g.,
that section 182(a)(1) provides specific dates for submission of
emissions inventories for the ozone NAAQS. Some of these specific
dates are necessarily later than three years after promulgation of
the new or revised NAAQS.
---------------------------------------------------------------------------
Another example of ambiguity within sections 110(a)(1) and
110(a)(2) with respect to infrastructure SIPs pertains to whether
states must meet all of the infrastructure SIP requirements in a single
SIP submission, and whether EPA must act upon such SIP submission in a
single action. Although section 110(a)(1) directs states to submit ``a
plan'' to meet these requirements, EPA interprets the CAA to allow
states to make multiple SIP submissions
[[Page 74049]]
separately addressing infrastructure SIP elements for the same NAAQS.
If states elect to make such multiple SIP submissions to meet the
infrastructure SIP requirements, EPA can elect to act on such
submissions either individually or in a larger combined action.\6\
Similarly, EPA interprets the CAA to allow it to take action on the
individual parts of one larger, comprehensive infrastructure SIP
submission for a given NAAQS without concurrent action on the entire
submission. For example, EPA has sometimes elected to act at different
times on various elements and sub-elements of the same infrastructure
SIP submission.\7\
---------------------------------------------------------------------------
\6\ See, e.g., ``Approval and Promulgation of Implementation
Plans; New Mexico; Revisions to the New Source Review (NSR) State
Implementation Plan (SIP); Prevention of Significant Deterioration
(PSD) and Nonattainment New Source Review (NNSR) Permitting,'' 78 FR
4339 (January 22, 2013) (EPA's final action approving the structural
PSD elements of the New Mexico SIP submitted by the State separately
to meet the requirements of EPA's 2008 PM2.5 NSR rule),
and ``Approval and Promulgation of Air Quality Implementation Plans;
New Mexico; Infrastructure and Interstate Transport Requirements for
the 2006 PM2.5 NAAQS,'' (78 FR 4337) (January 22, 2013)
(EPA's final action on the infrastructure SIP for the 2006
PM2.5 NAAQS).
\7\ On December 14, 2007, the State of Tennessee, through the
Tennessee Department of Environment and Conservation, made a SIP
revision to EPA demonstrating that the State meets the requirements
of sections 110(a)(1) and (2). EPA proposed action for
infrastructure SIP elements (C) and (J) on January 23, 2012 (77 FR
3213) and took final action on March 14, 2012 (77 FR 14976). On
April 16, 2012 (77 FR 22533) and July 23, 2012 (77 FR 42997), EPA
took separate proposed and final actions on all other section
110(a)(2) infrastructure SIP elements of Tennessee's December 14,
2007 submittal.
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Ambiguities within sections 110(a)(1) and 110(a)(2) may also arise
with respect to infrastructure SIP submission requirements for
different NAAQS. Thus, EPA notes that not every element of section
110(a)(2) would be relevant, or as relevant, or relevant in the same
way, for each new or revised NAAQS. The states' attendant
infrastructure SIP submissions for each NAAQS therefore could be
different. The monitoring requirements that a state might need to meet
in its infrastructure SIP submission for purposes of section
110(a)(2)(B) could be very different for different pollutants, for
example, because the content and scope of a state's infrastructure SIP
submission to meet this element might be very different for an entirely
new NAAQS than for a minor revision to an existing NAAQS.\8\
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\8\ For example, implementation of the 1997 PM2.5
NAAQS required the deployment of a system of new monitors to measure
ambient levels of that new indicator species for the new NAAQS.
---------------------------------------------------------------------------
EPA notes that interpretation of section 110(a)(2) is also
necessary when EPA reviews other types of SIP submissions required
under the CAA. Therefore, as with infrastructure SIP submissions, EPA
also has to identify and interpret the relevant elements of section
110(a)(2) that logically apply to these other types of SIP submissions.
For example, section 172(c)(7) requires that attainment plan SIP
submissions required by part D have to meet the ``applicable
requirements'' of section 110(a)(2). Thus, for example, attainment plan
SIP submissions must meet the requirements of section 110(a)(2)(A)
regarding enforceable emission limits and control measures and section
110(a)(2)(E)(i) regarding air agency resources and authority. By
contrast, it is clear that attainment plan SIP submissions required by
part D would not need to meet the portion of section 110(a)(2)(C) that
pertains to the PSD program required in part C of title I of the CAA,
because PSD does not apply to a pollutant for which an area is
designated nonattainment and thus subject to part D planning
requirements. As this example illustrates, each type of SIP submission
may implicate some elements of section 110(a)(2) but not others.
Given the potential for ambiguity in some of the statutory language
of section 110(a)(1) and section 110(a)(2), EPA believes that it is
appropriate to interpret the ambiguous portions of section 110(a)(1)
and section 110(a)(2) in the context of acting on a particular SIP
submission. In other words, EPA assumes that Congress could not have
intended that each and every SIP submission, regardless of the NAAQS in
question or the history of SIP development for the relevant pollutant,
would meet each of the requirements, or meet each of them in the same
way. Therefore, EPA has adopted an approach under which it reviews
infrastructure SIP submissions against the list of elements in section
110(a)(2), but only to the extent each element applies for that
particular NAAQS.
Historically, EPA has elected to use guidance documents to make
recommendations to states for infrastructure SIPs, in some cases
conveying needed interpretations on newly arising issues and in some
cases conveying interpretations that have already been developed and
applied to individual SIP submissions for particular elements.\9\ EPA
most recently issued guidance for infrastructure SIPs on September 13,
2013 (2013 Guidance).\10\ EPA developed this document to provide states
with up-to-date guidance for infrastructure SIPs for any new or revised
NAAQS. Within this guidance, EPA describes the duty of states to make
infrastructure SIP submissions to meet basic structural SIP
requirements within three years of promulgation of a new or revised
NAAQS. EPA also made recommendations about many specific subsections of
section 110(a)(2) that are relevant in the context of infrastructure
SIP submissions.\11\ The guidance also discusses the substantively
important issues that are germane to certain subsections of section
110(a)(2). Significantly, EPA interprets sections 110(a)(1) and
110(a)(2) such that infrastructure SIP submissions need to address
certain issues and need not address others. Accordingly, EPA reviews
each infrastructure SIP submission for compliance with the applicable
statutory provisions of section 110(a)(2), as appropriate.
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\9\ EPA notes, however, that nothing in the CAA requires EPA to
provide guidance or to promulgate regulations for infrastructure SIP
submissions. The CAA directly applies to states and requires the
submission of infrastructure SIP submissions, regardless of whether
or not EPA provides guidance or regulations pertaining to such
submissions. EPA elects to issue such guidance in order to assist
states, as appropriate.
\10\ ``Guidance on Infrastructure State Implementation Plan
(SIP) Elements under Clean Air Act Sections 110(a)(1) and
110(a)(2),'' Memorandum from Stephen D. Page, September 13, 2013.
\11\ EPA's September 13, 2013, guidance did not make
recommendations with respect to infrastructure SIP submissions to
address section 110(a)(2)(D)(i)(I). EPA issued the guidance shortly
after the U.S. Supreme Court agreed to review the D.C. Circuit
decision in EME Homer City, 696 F.3d7 (D.C. Cir. 2012) which had
interpreted the requirements of section 110(a)(2)(D)(i)(I). In light
of the uncertainty created by ongoing litigation, EPA elected not to
provide additional guidance on the requirements of section
110(a)(2)(D)(i)(I) at that time. As the guidance is neither binding
nor required by statute, whether EPA elects to provide guidance on a
particular section has no impact on a state's CAA obligations.
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As an example, section 110(a)(2)(E)(ii) is a required element of
section 110(a)(2) for infrastructure SIP submissions. Under this
element, a state must meet the substantive requirements of section 128,
which pertain to state boards that approve permits or enforcement
orders and heads of executive agencies with similar powers. Thus, EPA
reviews infrastructure SIP submissions to ensure that the state's SIP
appropriately addresses the requirements of section 110(a)(2)(E)(ii)
and section 128. The 2013 Guidance explains EPA's interpretation that
there may be a variety of ways by which states can appropriately
address these substantive statutory requirements, depending on the
structure of an individual state's permitting or enforcement program
(e.g., whether permits and enforcement orders are
[[Page 74050]]
approved by a multi-member board or by a head of an executive agency).
However they are addressed by the state, the substantive requirements
of section 128 are necessarily included in EPA's evaluation of
infrastructure SIP submissions because section 110(a)(2)(E)(ii)
explicitly requires that the state satisfy the provisions of section
128.
As another example, EPA's review of infrastructure SIP submissions
with respect to the PSD program requirements in sections 110(a)(2)(C),
(D)(i)(II), and (J) focuses upon the structural PSD program
requirements contained in part C and EPA's PSD regulations. Structural
PSD program requirements include provisions necessary for the PSD
program to address all regulated sources and New Source Review (NSR)
pollutants. By contrast, structural PSD program requirements do not
include provisions that are not required under EPA's regulations at 40
CFR 51.166 but are merely available as an option for the state, such as
the option to provide grandfathering of complete permit applications
with respect to the 2008 Pb NAAQS. Accordingly, the latter optional
provisions are types of provisions EPA considers irrelevant in the
context of an infrastructure SIP action.
For other section 110(a)(2) elements, however, EPA's review of a
state's infrastructure SIP submission focuses on assuring that the
state's SIP meets basic structural requirements. For example, section
110(a)(2)(C) includes, inter alia, the requirement that states have a
program to regulate minor new sources. Thus, EPA evaluates whether the
state has an EPA-approved minor new source review program and whether
the program addresses the pollutants relevant to that NAAQS. In the
context of acting on an infrastructure SIP submission, however, EPA
does not think it is necessary to conduct a review of each and every
provision of a state's existing minor source program (i.e., already in
the existing SIP) for compliance with the requirements of the CAA and
EPA's regulations that pertain to such programs.
With respect to certain other issues, EPA does not believe that an
action on a state's infrastructure SIP submission is necessarily the
appropriate type of action in which to address possible deficiencies in
a state's existing SIP. These issues include: (i) Existing provisions
related to excess emissions from sources during periods of startup,
shutdown, or malfunction that may be contrary to the CAA and EPA's
policies addressing such excess emissions (``SSM''); (ii) existing
provisions related to ``director's variance'' or ``director's
discretion'' that may be contrary to the CAA because they purport to
allow revisions to SIP-approved emissions limits while limiting public
process or not requiring further approval by EPA; and (iii) existing
provisions for PSD programs that may be inconsistent with current
requirements of EPA's ``Final NSR Improvement Rule,'' 67 FR 80186
(December 31, 2002), as amended by 72 FR 32526 (June 13, 2007) (``NSR
Reform''). Thus, EPA believes it may approve an infrastructure SIP
submission without scrutinizing the totality of the existing SIP for
such potentially deficient provisions and may approve the submission
even if it is aware of such existing provisions.\12\ It is important to
note that EPA's approval of a state's infrastructure SIP submission
should not be construed as explicit or implicit re-approval of any
existing potentially deficient provisions that relate to the three
specific issues just described.
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\12\ By contrast, EPA notes that if a state were to include a
new provision in an infrastructure SIP submission that contained a
legal deficiency, such as a new exemption for excess emissions
during SSM events, then EPA would need to evaluate that provision
for compliance against the rubric of applicable CAA requirements in
the context of the action on the infrastructure SIP.
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EPA's approach to review of infrastructure SIP submissions is to
identify the CAA requirements that are logically applicable to that
submission. EPA believes that this approach to the review of a
particular infrastructure SIP submission is appropriate, because it
would not be reasonable to read the general requirements of section
110(a)(1) and the list of elements in 110(a)(2) as requiring review of
each and every provision of a state's existing SIP against all
requirements in the CAA and EPA regulations merely for purposes of
assuring that the state in question has the basic structural elements
for a functioning SIP for a new or revised NAAQS. Because SIPs have
grown by accretion over the decades as statutory and regulatory
requirements under the CAA have evolved, they may include some outmoded
provisions and historical artifacts. These provisions, while not fully
up to date, nevertheless may not pose a significant problem for the
purposes of ``implementation, maintenance, and enforcement'' of a new
or revised NAAQS when EPA evaluates adequacy of the infrastructure SIP
submission. EPA believes that a better approach is for states and EPA
to focus attention on those elements of section 110(a)(2) of the CAA
most likely to warrant a specific SIP revision due to the promulgation
of a new or revised NAAQS or other factors.
For example, EPA's 2013 Guidance gives simpler recommendations with
respect to carbon monoxide than other NAAQS pollutants to meet the
visibility requirements of section 110(a)(2)(D)(i)(II), because carbon
monoxide does not affect visibility. As a result, an infrastructure SIP
submission for any future new or revised NAAQS for carbon monoxide need
only state this fact in order to address the visibility prong of
section 110(a)(2)(D)(i)(II). Finally, EPA believes that its approach
with respect to infrastructure SIP requirements is based on a
reasonable reading of sections 110(a)(1) and 110(a)(2) because the CAA
provides other avenues and mechanisms to address specific substantive
deficiencies in existing SIPs. These other statutory tools allow EPA to
take appropriately tailored action, depending upon the nature and
severity of the alleged SIP deficiency. Section 110(k)(5) authorizes
EPA to issue a ``SIP call'' whenever the Agency determines that a
state's SIP is substantially inadequate to attain or maintain the
NAAQS, to mitigate interstate transport, or to otherwise comply with
the CAA.\13\ Section 110(k)(6) authorizes EPA to correct errors in past
actions, such as past approvals of SIP submissions.\14\ Significantly,
EPA's determination that an action on a state's infrastructure SIP
submission is not the appropriate time and place to address all
potential existing SIP deficiencies does not preclude EPA's subsequent
reliance on provisions in section 110(a)(2) as part of the basis for
action to correct those deficiencies at a later time. For example,
although it may not be appropriate to require a state to eliminate all
existing inappropriate director's discretion provisions in the course
of acting on an
[[Page 74051]]
infrastructure SIP submission, EPA believes that section 110(a)(2)(A)
may be among the statutory bases that EPA relies upon in the course of
addressing such deficiency in a subsequent action.\15\
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\13\ For example, EPA issued a SIP call to Utah to address
specific existing SIP deficiencies related to the treatment of
excess emissions during SSM events. See ``Finding of Substantial
Inadequacy of Implementation Plan; Call for Utah State
Implementation Plan Revisions,'' 74 FR 21639 (April 18, 2011).
\14\ EPA has used this authority to correct errors in past
actions on SIP submissions related to PSD programs. See ``Limitation
of Approval of Prevention of Significant Deterioration Provisions
Concerning Greenhouse Gas Emitting-Sources in State Implementation
Plans; Final Rule,'' 75 FR 82536 (December 30, 2010). EPA has
previously used its authority under CAA section 110(k)(6) to remove
numerous other SIP provisions that the Agency determined it had
approved in error. See, e.g., 61 FR 38664 (July 25, 1996) and 62 FR
34641 (June 27, 1997) (corrections to American Samoa, Arizona,
California, Hawaii, and Nevada SIPs); 69 FR 67062 (November 16,
2004) (corrections to California SIP); and 74 FR 57051 (November 3,
2009) (corrections to Arizona and Nevada SIPs).
\15\ See, e.g., EPA's disapproval of a SIP submission from
Colorado on the grounds that it would have included a director's
discretion provision inconsistent with CAA requirements, including
section 110(a)(2)(A). See, e.g., 75 FR 42342 at 42344 (July 21,
2010) (proposed disapproval of director's discretion provisions); 76
FR 4540 (Jan. 26, 2011) (final disapproval of such provisions).
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V. What did New York submit?
New York's section 110 infrastructure submittal which addressed the
2008 Pb NAAQS was submitted by the New York State Department of
Environmental Conservation (NYSDEC) on October 13, 2011. New York's
October 13, 2011 section 110 submittal demonstrates how the State,
where applicable, has a plan in place that meets the requirements of
section 110 for the 2008 Pb NAAQS. This plan references the current New
York Air Quality SIP, the New York Codes of Rules and Regulations
(NYCRR), the New York Environmental Conservation Law (ECL) and the New
York Public Officer's Law (POL). The NYCRR, ECL and POL referenced in
the submittal are publicly available. New York's SIP and air pollution
control regulations that have been previously approved by EPA and
incorporated into the New York SIP can be found at 40 CFR 52.1670 and
are posted on the Internet at: https://www.epa.gov/region02/air/sip/ny_reg.htm.
VI. How has the State addressed the elements of the section 110(a)(1)
and (2) ``infrastructure'' provisions?
EPA compared New York's Infrastructure SIP submittal for the 2008
Pb NAAQS to New York's Infrastructure SIP submittals for the 1997 8-
hour ozone, the 1997 and 2006 fine particulate matter
(PM2.5) and 2010 nitrogen dioxide (NO2) NAAQS. On
June 20, 2013, EPA took final action (see 78 FR 37122) approving
certain elements and sub-elements of New York's 1997 8-hour ozone and
the 1997 and 2006 PM2.5 Infrastructure SIPs. EPA also
approved certain elements of New York's 2010 NO2
Infrastructure SIP on September 12, 2014. Based upon EPA's comparison,
EPA has determined that the information provided in New York's 2011 Pb
Infrastructure SIP is nearly identical to the information provided in
New York's Infrastructure SIP submittals for the 1997 8-hour ozone,
1997 and 2006 PM2.5 and NO2 NAAQS. Infrastructure
SIPs for different criteria pollutants can have common aspects which
are identical for each NAAQS (e.g., authority to promulgate emission
limitations, enforcement, air quality modeling capabilities, adequate
personnel, resources and legal authority). The rationale for approving
certain elements of New York's Infrastructure SIP for Pb is the same as
the rationale for approving those elements of New York's 1997 8-hour
ozone, 1997 and 2006 PM2.5 and NO2 Infrastructure
SIPs. Since the rationale for approving certain elements of New York's
Pb Infrastructure SIP is the same as the rationale for approving
certain elements of New York's 1997 8-hour ozone, 1997 and 2006
PM2.5, and NO2 Infrastructure SIPs, EPA is not
repeating this evaluation in today's proposal. Instead, the reader is
referred to EPA's evaluation of the three SIP submittals (the 1997 8-
hour ozone, 1997 and 2006 PM2.5 and 2010 NO2
Infrastructure SIPs) detailed in the following four documents: (1)
``Technical Support Document for EPA's Proposed Rulemaking for the New
York's State Implementation Plan Revision: State Implementation Plan
Revision For Meeting the Infrastructure Requirements In the Clean Air
Act Dated December 13, 2007, October 2, 2008 and March 15, 2010''
(TSD); (2) EPA's proposed approval dated April 30, 2013 (78 FR 25236);
and, (3) EPA's June 20, 2013 final rule approving certain elements of
New York's Infrastructure SIPs for the 1997 8-hour ozone and the 1997
and 2006 PM2.5 NAAQS (78 FR 37122) and (4) EPA's proposed
rulemaking on the 2010 NO2 (May 2, 2014, 79 FR 25066). These
documents are available in the electronic docket for this proposed
action at www.regulations.gov. We are, of course, accepting comments on
that rationale as it applies to all elements of our proposed approval
of New York's Infrastructure SIP for the Pb NAAQS.
EPA is proposing approval of the following elements and sub-
elements of New York's Infrastructure SIP for Pb: 110(a)(2)(A)
[Emission limits and other control measures]; 110(a)(2)(B) [Ambient air
quality monitoring/data system]; 110(a)(2)(C) [Program for enforcement
of control measures, prevention of significant deterioration, and new
source review]; 110(a)(2)(D) [Interstate/international transport];
110(a)(2)(E) [Adequate personnel, funding, and authority]; 110(a)(2)(F)
[Stationary source monitoring and reporting]; 110(a)(2)(G) [Emergency
episodes]; 110(a)(2)(H) [Future SIP revisions]; 110(a)(2)(J)
[Consultation with government official, public notification, PSD, and
visibility protection]; 110(a)(2)(K) [Air quality modeling and data];
110(a)(2)(L) [Permitting fees]; and 110(a)(2)(M) [Consultation/
participation by affected local entities].
As stated above, there are certain aspects of the elements of New
York's Infrastructure SIP for the 2008 Pb NAAQS that are common to New
York's 1997 8-hour ozone, 1997 and 2006 PM2.5, and 2010
NO2 Infrastructure SIPs that EPA approved on June 20, 2013
and therefore EPA is not repeating the rationale for approving the
following elements of New York's Infrastructure SIP for the 2010 Pb
NAAQS in today's proposal: elements A, E, F, H, J, K, L, and M.
As discussed in the following sections, for those elements of New
York's Pb Infrastructure SIP that differ from New York's 1997 8-hour
ozone and 1997 and 2006 PM2.5 Infrastructure SIPs, and 2010
NO2 Infrastructure SIP, EPA has reviewed and evaluated the
aspects of those elements, namely elements B, C, D and G.
Element B: Ambient air quality monitoring/data system: Section
110(a)(2)(B) requires SIPs to include provisions to provide for
establishment and operation of ambient air quality monitors, to
monitor, compile and analyze ambient air quality data, and to make
these data available to EPA upon request. On December 27, 2010 (75 FR
81126), EPA finalized additional revisions pertaining to where state
and local monitoring agencies would be required to conduct Pb
monitoring. The new regulations (40 CFR 58.10 and 40 CFR 58.13)
replaced the population-oriented monitoring requirement with a
requirement to add Pb monitors to urban National Core Monitoring
Program (NCore), a multi-pollutant network that integrates several
advanced measurement systems for particles, pollutant gases and
meteorology. Also, EPA lowered the emission threshold from 1.0 ton(s)
per year (tpy) to 0.5 tpy for source-specific monitoring of industrial
sources of Pb.
New York addressed EPA's new monitoring requirements when it
submitted its Annual Monitoring Network Review Plan (Plan) of 2014 on
July 29, 2014. EPA approved this Plan on November 3, 2014. EPA is
therefore proposing to determine that New York has met the requirements
of section 110(a)(2)(B) of the CAA with respect to the 2008 Pb NAAQS. A
copy of New York's 2014 Monitoring Plan and EPA's November 3, 2014
approval letter are in the docket for today's proposal at
www.regulations.gov.
Element C: Program for enforcement of control measures: Section
110(a)(2)(C) requires states to have a plan that
[[Page 74052]]
includes a program providing for enforcement of all SIP measures and
the regulation of the modification and construction of any stationary
source, including a program to meet PSD of Air Quality and minor source
new source review.
New York's Infrastructure SIP for Pb references the State's PSD and
Nonattainment New Source Review (NNSR) permitting requirements
contained in 6 NYCRR Part 231, Part 200 and Part 201. EPA approved
these rules into the SIP on November 17, 2010 (75 FR 70140). New York's
minor source new source review program is regulated under Part 201.
EPA has reviewed and evaluated New York's Infrastructure SIP for
the 2008 Pb NAAQS for meeting the requirements of element C. Under Part
231, a major Pb facility is defined as one with annual actual emissions
equal to or greater than five tpy. A proposed major Pb facility, or an
existing major Pb facility that proposes a modification in excess of
the de minimis emission limit (0.6 tpy for Pb), is subject to the
relevant program dependent upon its location. A Lowest Achievable
Emission Rate (LAER) or Best Available Control Technology (BACT)
analysis would result.
The Infrastructure SIP ensures that all applicable PSD requirements
that are included in PSD permits are incorporated into title V
operating permits, and that all federally-enforceable requirements are
applied and enforced. Since Pb is a NAAQS, the PSD provisions of Part
231 are applicable to Pb. For these reasons, EPA concludes that by
referencing Part 231, which is part of New York's approved SIP, New
York's Infrastructure SIP addresses the PSD requirements of section
110(a)(2)(C) for Pb.
Therefore, EPA proposes to find that the State has adequate
authority and regulations to ensure that SIP-approved control measures
are enforced. EPA also finds that based on the approval of New York's
PSD program, New York has the authority to regulate the construction of
new or modified stationary sources to meet the PSD program
requirements. EPA is proposing to determine that New York has met the
requirements of section 110(a)(2)(C) and (J) of the CAA with respect to
the 2008 Pb NAAQS. It should be noted that the PSD provisions of Part
231 address the requirements of section 110(a)(2)(J) as well as section
110(a)(2)(C) and Part 231's applicability on Pb are consistent.
Element D: Interstate transport: Section 110(a)(2)(D) of the Clean
Air Act is divided into two subsections, 110(a)(2)(D)(i) and
110(a)(2)(D)(ii). The first of these, 110(a)(2)(D)(i), in turn,
contains four ``prongs'' the first two of which appear in
110(a)(2)(D)(i)(I) and the second two of which appear in
110(a)(2)(D)(i)(II). The two prongs in 110(a)(2)(D)(i)(I) prohibit any
source or other type of emissions activity within the state from
emitting any air pollutants in amounts which will contribute
significantly to nonattainment in any other state with respect to any
primary or secondary NAAQS (prong 1), or interfere with maintenance by
any other state with respect to any primary or secondary NAAQS (prong
2). The two prongs in 110(a)(2)(D)(i)(II) prohibit any source or other
type of emissions activity within the state from emitting any air
pollutants in amounts which will interfere with measures required to be
included in the applicable implementation plan for any other state
under part C to prevent significant deterioration of air quality (prong
3) or to protect visibility (prong 4). Subsection 110(a)(2)(D)(ii)
addresses interstate and international pollution abatement, and
requires SIPs to include provisions insuring compliance with sections
115 and 126 of the CAA, relating to interstate and international
pollution abatement.
In this action, EPA is proposing to approve the 110(a)(2)(D)
portion of the New York SIP submission and determine that the existing
New York SIP contains provisions sufficient to satisfy all of the
requirements of 110(a)(2)(D) for the 2008 Pb NAAQS.
The New York SIP contains provisions to address the requirements of
110(a)(2)(D)(i)(I), i.e., prongs 1 and 2 of 110(a)(2)(D)(i), with
respect to the Pb NAAQS. In addition, the physical properties of Pb
prevent Pb emissions from being transported long distances or from
participating in complex atmospheric reactions such as PM2.5
or ozone. More specifically, there is a sharp decrease in Pb
concentrations, at least in the coarse fraction, as the distance from a
Pb source increases. New York conducted a review of their emissions
inventory when they made their designation recommendations for the
revised Pb NAAQS and a survey of facility data showed no facilities
with emissions of 0.5 tons per year (tpy) or greater existed in close
proximity to state borders or anywhere within the State of New York.
New York State is designated either unclassifiable/attainment or
unclassifiable and current air quality data continues to show
attainment. Based on New York not having any facilities with emissions
of 0.5 tpy or greater existing in close proximity to a state border or
anywhere in the State which might impact a neighboring state, transport
is not a concern with respect to Pb. EPA is proposing to determine that
New York's SIP includes adequate provisions to prohibit sources or
other emission activities within the State from emitting Pb in amounts
that will contribute significantly to nonattainment or interfere with
maintenance by any other state with respect specifically to the Pb
NAAQS.
To satisfy section 110(a)(2)(D)(i)(II), New York confirms that new
major sources of Pb and major modifications are subject to the State's
PSD program (under prong 3). With regard to the requirement of prong 4
(the visibility protection requirement), New York states that sources
of Pb are distanced far enough from any federal Class 1 area as to not
impact visibility in any significant way. Also, New York states that
Pb-related visibility impacts in general are considered to be
insignificant. With regard to the applicable requirements for
visibility protection of section 110(a)(2)(D)(i)(II)--prong 4,
significant impacts from stationary source Pb emissions are expected to
be limited to short distances from the source and most, if not all, Pb
stationary sources are located at distances from Class I areas such
that visibility impacts would be negligible. Although Pb can be a
component of coarse and fine particles, Pb generally comprises a small
fraction of coarse and fine particles. Furthermore, when evaluating the
extent that Pb could impact visibility, Pb-related visibility impacts
were found to be insignificant (e.g., less than 0.10%).\16\
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\16\ Analysis by Mark Schmidt, OAQPS, ``Ambient Pb's
Contribution to Class I Area Visibility Impairment,'' June 17, 2011.
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With respect to 110(a)(2(D)(ii), New York is not subject to any
determinations under sections 126 and 115 of the CAA and there are no
violations related to transport of emissions from sources in the State.
Based upon EPA's review of the air quality data and the State's
submittal, EPA is proposing to determine that the State has met its
obligations pursuant to 110(a)(2)(D) with respect to the 2008 Pb NAAQS.
Element G: Emergency episodes: Section 110(a)(2)(G) requires states
to provide for authority to address activities causing imminent and
substantial endangerment to public health, including contingency plans
to implement the emergency episode provisions in their SIPs. Based on
EPA's experience to date with the Pb NAAQS and designating Pb
nonattainment areas, EPA expects that such an event would
[[Page 74053]]
be unlikely, and if it were to occur, would be the result of a
malfunction or other emergency situation at a relatively large source
of lead.
New York's plan to address air pollution emergencies is stated in
articles 3 and 19 of the ECL. To prevent and control these emergency
episodes, the State adopted 6 NYCRR Part 207, ``Control Measures for
Air Pollution Episode,'' which implements ECL- section 3-0301. Part 207
requires the owner of a ``significant air contamination source'' to
submit a proposed episode action plan to the Department of
Environmental Conservation's Commissioner, containing detailed steps to
be taken by the source owner to reduce air contaminant emissions at
each stage of an air pollution episode. The regulation also enables the
Commissioner to designate air pollution episodes which trigger the
action plan. In October 2009, New York completed a comprehensive
revision of its Air Pollution Episode Procedures that involved updating
the contact information for the Bureaus of Air Quality Assurance,
Stationary Sources, and Air Quality Surveillance, and the Impact
Assessment and Meteorology Section, along with local-level emergency
contacts. EPA proposes that New York has met the requirements of
section 110(a)(2)(G) for Pb.
VII. What is the impact of the June 2014 Supreme Court Green House Gas
decision on New York's infrastructure SIP for the 2008 Pb NAAQS?
With respect to Elements C and J, EPA interprets the Clean Air Act
to require each state to make an infrastructure SIP submission for a
new or revised NAAQS that demonstrates that the air agency has a
complete PSD permitting program meeting the current requirements for
all regulated NSR pollutants. The requirements of Element D(i)(II) may
also be satisfied by demonstrating the air agency has a complete PSD
permitting program correctly addressing all regulated NSR pollutants.
New York has shown that it currently has a PSD program in place that
covers all regulated NSR pollutants, including greenhouse gases (GHGs).
On June 23, 2014, the United States Supreme Court issued a decision
addressing the application of PSD permitting requirements to GHG
emissions. Utility Air Regulatory Group v. Environmental Protection
Agency, 134 S.Ct. 2427. The Supreme Court said that the EPA may not
treat GHGs as an air pollutant for purposes of determining whether a
source is a major source required to obtain a PSD permit. The Court
also said that the EPA could continue to require that PSD permits,
otherwise required based on emissions of pollutants other than GHGs,
contain limitations on GHG emissions based on the application of Best
Available Control Technology (BACT). In order to act consistently with
its understanding of the Court's decision pending further judicial
action to effectuate the decision, the EPA is not continuing to apply
EPA regulations that would require that SIPs include permitting
requirements that the Supreme Court found impermissible. Specifically,
EPA is not applying the requirement that a state's SIP-approved PSD
program require that sources obtain PSD permits when GHGs are the only
pollutant (i) that the source emits or has the potential to emit above
the major source thresholds, or (ii) for which there is a significant
emissions increase and a significant net emissions increase from a
modification (e.g., 40 CFR 51.166(b)(48)(v)). EPA anticipates a need to
revise federal PSD rules in light of the Supreme Court opinion. In
addition, EPA anticipates that many states will revise their existing
SIP-approved PSD programs in light of the Supreme Court's decision. The
timing and content of subsequent EPA actions with respect to the EPA
regulations and state PSD program approvals are expected to be informed
by an additional legal process before the United States District Court
for the District of Columbia Circuit. At this juncture, EPA is not
expecting states to have revised their PSD programs for purposes of
infrastructure SIP submissions and is only evaluating such submissions
to assure that the state's program correctly addresses GHGs consistent
with the Supreme Court's decision.
At present, EPA has determined the New York SIP is sufficient to
satisfy Elements C, D(i)(II), and J with respect to GHGs because the
PSD permitting program previously approved by EPA into the SIP
continues to require that PSD permits (otherwise required based on
emissions of pollutants other than GHGs) contain limitations on GHG
emissions based on the application of BACT. Although the approved New
York PSD permitting program may currently contain provisions that are
no longer necessary in light of the Supreme Court decision, this does
not render the infrastructure SIP submission inadequate to satisfy
Elements C, D(i)(II), and J. The SIP contains the necessary PSD
requirements at this time, and the application of those requirements is
not impeded by the presence of other previously-approved provisions
regarding the permitting of sources of GHGs that EPA does not consider
necessary at this time in light of the Supreme Court decision.
Accordingly, the Supreme Court decision does not affect EPA's proposed
approval of New York's infrastructure SIP as to the requirements of
Elements C, D(i)(II), and J.
VIII. What action is EPA taking?
EPA is proposing to approve New York's submittal as fully meeting
the infrastructure requirements for the 2008 primary Pb NAAQS for all
section 110(a)(2) elements and sub-elements, as follows: (A), (B), (C),
(D), (E), (F), (G), (H), (J), (K), (L), and (M).
EPA is not acting on New York's submittal as it relates to
nonattainment provisions, the NSR program required by part D in section
110(a)(2)(C) and the measures for attainment required by section
110(a)(2)(I), as part of the infrastructure SIPs because the State's
infrastructure SIP submittal does not include nonattainment
requirements and EPA will act on them when, if necessary, they are
submitted.
EPA is soliciting public comments on the issues discussed in this
proposal. These comments will be considered before EPA takes final
action. Interested parties may participate in the Federal rulemaking
procedure by submitting written comments to the EPA Regional Office
listed in the ADDRESSES section of this Federal Register, or by
submitting comments electronically, by mail, or through hand delivery
or courier following the directions in the ADDRESSES section of this
Federal Register.
IX. Statutory and Executive Order Reviews
Under the Clean Air Act, the Administrator is required to approve a
SIP submission that complies with the provisions of the CAA and
applicable Federal regulations. 42 U.S.C. 7410(k); 40 CFR 52.02(a).
Thus, in reviewing SIP submissions, EPA's role is to approve state
choices, provided that they meet the criteria of the Clean Air Act.
Accordingly, this action merely approves state law as meeting Federal
requirements and does not impose additional requirements beyond those
imposed by state law. For that reason, this action:
Is not a ``significant regulatory action'' subject to
review by the Office of Management and Budget under Executive Order
12866 (58 FR 51735, October 4, 1993);
Does not impose an information collection burden under the
provisions of the Paperwork Reduction Act (44 U.S.C. 3501 et seq.);
[[Page 74054]]
Is certified as not having a significant economic impact
on a substantial number of small entities under the Regulatory
Flexibility Act (5 U.S.C. 601 et seq.);
Does not contain any unfunded mandate or significantly or
uniquely affect small governments, as described in the Unfunded
Mandates Reform Act of 1995 (Public Law 104-4);
Does not have Federalism implications as specified in
Executive Order 13132 (64 FR 43255, August 10, 1999);
Is not an economically significant regulatory action based
on health or safety risks subject to Executive Order 13045 (62 FR
19885, April 23, 1997);
Is not a significant regulatory action subject to
Executive Order 13211 (66 FR 28355, May 22, 2001);
Is not subject to requirements of section 12(d) of the
National Technology Transfer and Advancement Act of 1995 (15 U.S.C. 272
note) because application of those requirements would be inconsistent
with the Clean Air Act; and
Does not provide EPA with the discretionary authority to
address, as appropriate, disproportionate human health or environmental
effects, using practicable and legally permissible methods, under
Executive Order 12898 (59 FR 7629, February 16, 1994).
In addition, this rule does not have tribal implications as
specified by Executive Order 13175 (65 FR 67249, November 9, 2000),
because the SIP is not approved to apply in Indian country located in
the state, and EPA notes that it will not impose substantial direct
costs on tribal governments or preempt tribal law.
List of Subjects in 40 CFR Part 52
Environmental protection, Air pollution control, Incorporation by
reference, Intergovernmental relations, Lead, Ozone, Particulate
matter, Reporting and recordkeeping requirements.
Authority: 42 U.S.C. 7401 et seq.
Dated: December 2, 2014.
Judith A. Enck,
Regional Administrator, Region 2.
[FR Doc. 2014-29332 Filed 12-12-14; 8:45 am]
BILLING CODE 6560-50-P