Notice Seeking Exemption Under Section 312 of the Small Business Investment Act, Conflicts of Interest, 74153-74154 [2014-29271]

Download as PDF Federal Register / Vol. 79, No. 240 / Monday, December 15, 2014 / Notices emcdonald on DSK67QTVN1PROD with NOTICES highest rate charged by the away exchange if the Exchange cannot discern the per contract charge in the option class in question in advance of the execution is reasonable and equitable because the Exchange cannot know in advance what the charge would be on the away exchange. If the Exchange charged the lowest feasible charge, the Exchange could end up bearing the costs of routing an order to an away exchange. The Exchange notes that— just as they do today—to avoid incurring any Routing Surcharge in preference of an execution on the Exchange, ATP Holders are able to designate their orders as non-routable. The Exchange believes that the proposed non-substantive change to the Fee Schedule is reasonable and equitable because it conforms the terms used in the Fee Schedule to terms used by NYSE Arca and that better describe the applicable charges. The Exchange further believes that this proposed change is not unfairly discriminatory either as it applies equally to all ATP Holders that send orders to the Exchange. Finally, the Exchange notes that it operates in a highly competitive market in which market participants can readily favor competing venues. In such an environment, the Exchange must continually review, and consider adjusting, its fees and credits to remain competitive with other exchanges. For the reasons described above, the Exchange believes that the proposed rule change reflects this competitive environment. B. Self-Regulatory Organization’s Statement on Burden on Competition The Exchange does not believe that the proposed rule change will impose any burden on competition that is not necessary or appropriate in furtherance of the purposes of the Act. The Exchange believes the proposed fee change is reasonably designed to be fair and equitable, and therefore, will not unduly burden any particular group of market participants trading on the ` Exchange vis-a-vis another group (i.e., Market Markers versus non-Market Makers) as it applies equally to all ATP Holders that send routable orders to the Exchange. The Exchange notes that it operates in a highly competitive market in which market participants can readily favor competing venues. In such an environment, the Exchange must continually review, and consider adjusting, its fees and credits to remain competitive with other exchanges. For the reasons described above, the Exchange believes that the proposed VerDate Sep<11>2014 04:14 Dec 13, 2014 Jkt 235001 rule change reflects this competitive environment. C. Self-Regulatory Organization’s Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others No written comments were solicited or received with respect to the proposed rule change. III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action The foregoing rule change is effective upon filing pursuant to Section 19(b)(3)(A) 7 of the Act and subparagraph (f)(2) of Rule 19b–4 8 thereunder, because it establishes a due, fee, or other charge imposed by the Exchange. At any time within 60 days of the filing of such proposed rule change, the Commission summarily may temporarily suspend such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act. If the Commission takes such action, the Commission shall institute proceedings under Section 19(b)(2)(B) 9 of the Act to determine whether the proposed rule change should be approved or disapproved. IV. Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission’s Internet comment form (https://www.sec.gov/ rules/sro.shtml); or • Send an email to rule-comments@ sec.gov. Please include File Number SR– NYSEMKT–2014–98 on the subject line. Paper Comments • Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549–1090. All submissions should refer to File Number SR–NYSEMKT–2014–98. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use 7 15 U.S.C. 78s(b)(3)(A). CFR 240.19b–4(f)(2). 9 15 U.S.C. 78s(b)(2)(B). only one method. The Commission will post all comments on the Commission’s Internet Web site (https://www.sec.gov/ rules/sro.shtml). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for Web site viewing and printing in the Commission’s Public Reference Room, 100 F Street NE., Washington, DC 20549 on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of such filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR– NYSEMKT–2014–98, and should be submitted on or before January 5, 2015. For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.10 Kevin M. O’Neill, Deputy Secretary. [FR Doc. 2014–29242 Filed 12–12–14; 8:45 am] BILLING CODE 8011–01–P SMALL BUSINESS ADMINISTRATION [Midwest Mezzanine Fund V SBIC, L.P. License No. 05/05–0318] Notice Seeking Exemption Under Section 312 of the Small Business Investment Act, Conflicts of Interest Notice is hereby given that Midwest Mezzanine Fund V SBIC, L.P., 55 West Monroe Street, Suite 3650 Chicago, IL 60603, a Federal Licensee under the Small Business Investment Act of 1958, as amended (‘‘the Act’’), in connection with the financing of a small concern, has sought an exemption under Section 312 of the Act and Section 107.730, Financings which constitute Conflicts of Interest of the Small Business Administration (‘‘SBA’’) Rules and Regulations (13 CFR 107). Midwest Mezzanine Fund V SBIC, L.P., proposes purchasing subordinated debt and equity financings provided to Currie 8 17 PO 00000 Frm 00091 Fmt 4703 10 17 Sfmt 4703 74153 E:\FR\FM\15DEN1.SGM CFR 200.30–3(a)(12). 15DEN1 74154 Federal Register / Vol. 79, No. 240 / Monday, December 15, 2014 / Notices Medical Specialties, Inc. of 8758 Hellman Avenue, Rancho Cucamonga, CA 91730, Denison Pharmaceuticals, Inc. of One Power Hill Road, Lincoln, RI 02865, Packaging Concepts & Design, LLC of 1307 I Allen Drive, Troy, Mi 48083, Uncle Milton Industries, Inc. of 29209 Canwood Street, Suite 120, Agoura Hills, CA 91301, and Vapor Power International, LLC of 551 South County Line Road, Franklin Park, IL 60131. The financings Midwest Mezzanine Fund V SBIC, L.P. seeks to purchase are held by Midwest Mezzanine Fund V, L.P. These financings are brought within the purview of § 107.730(d) of the Regulations because Midwest Mezzanine Fund V SBIC, L.P. and Midwest Mezzanine Fund V, L.P. Partners II SBIC, L.P. are Associates. Therefore this transaction requires prior SBA exemption. Notice is hereby given that any interested person may submit written comments on the transaction, within fifteen days of the date of this publication, to the Associate Administrator for Investment and Innovation, U.S. Small Business Administration, 409 Third Street, SW., Washington, DC 20416. Javier E. Saade, Associate Administrator for Office of Investment and Innovation. [FR Doc. 2014–29271 Filed 12–12–14; 8:45 am] BILLING CODE P SOCIAL SECURITY ADMINISTRATION [Docket No SSA–2014–0077] Agency Information Collection Activities: Comment Request The Social Security Administration (SSA) publishes a list of information collection packages requiring clearance by the Office of Management and Budget (OMB) in compliance with Public Law 104–13, the Paperwork Reduction Act of 1995, effective October 1, 1995. This notice includes revisions and an extension of OMB-approved information collections. SSA is soliciting comments on the accuracy of the agency’s burden estimate; the need for the information; its practical utility; ways to enhance its quality, utility, and clarity; and ways to minimize burden on respondents, including the use of automated collection techniques or other forms of information technology. Mail, email, or fax your comments and recommendations on the information collection(s) to the OMB Desk Officer and SSA Reports Clearance Officer at the following addresses or fax numbers. (OMB) Office of Management and Budget, Attn: Desk Officer for SSA, Fax: 202–395–6974, Email address: OIRA_ Submission@omb.eop.gov. (SSA) Social Security Administration, OLCA, Attn: Reports Clearance Director, 3100 West High Rise, 6401 Security Blvd., Baltimore, MD 21235, Fax: 410– 966–2830, Email address: OR.Reports.Clearance@ssa.gov, or you may submit your comments online through www.regulations.gov, referencing Docket ID Number [SSA– 2014–0077]. SSA submitted the information collections below to OMB for clearance. Your comments regarding the information collections would be most useful if OMB and SSA receive them 30 days from the date of this publication. To be sure we consider your comments, we must receive them no later than January 14, 2015. Individuals can obtain copies of the OMB clearance package by writing to OR.Reports.Clearance@ ssa.gov. 1. Supplemental Security Income (SSI) Claim Information Notice—20 CFR 416.210–0960–0324. Section 1611(e)(2) of the Social Security Act requires individuals to file for and obtain all payments (annuities, pensions, disability benefits, veteran’s compensation, etc.) for which they are eligible before qualifying for SSI payments. Individuals do not qualify for SSI if they do not first apply for all other benefits. SSA uses the information on Form SSA–L8050–U3 to verify and establish a claimant or recipient’s eligibility under the SSI program. Respondents are SSI applicants or recipients who may be eligible for other payments from public or private programs. Note: This is a correction notice. SSA published this information collection as a revision on September 25, 2014, at 79 FR 57650. Since we are no longer revising this information collection, it is now an extension of an OMB-approved information collection. Type of Request: Extension of an OMB-approved information collection. Modality of completion Number of respondents Frequency of response Average burden per response (minutes) Estimated total annual burden (hours) SSA–L8050–U3 ............................................................................................... 17,044 1 10 2,841 emcdonald on DSK67QTVN1PROD with NOTICES 2. You Can Make Your Payment by Credit Card—0960–0462. Using information from Form SSA–4588 and its electronic application, Form SSA– 4589, SSA updates individuals’ Social Security records to reflect payments made on their overpayments. In addition, SSA uses this information to process payments through the appropriate credit card company. SSA provides the SSA–4588 when we inform an individual that we detected an overpayment. Individuals may choose to make a one-time payment or recurring monthly payments by completing and submitting the SSA–4588. SSA uses the SSA–4589 electronic intranet application only when individuals choose to telephone the Program Service Centers to make a one-time payment in Number of respondents Modality of completion SSA–4588 Paper Form ................................................................................... SSA–4589 Electronic Intranet Application ....................................................... VerDate Sep<11>2014 02:54 Dec 13, 2014 Jkt 235001 PO 00000 Frm 00092 Fmt 4703 Sfmt 4703 lieu of completing Form SSA–4588. An SSA debtor contact representative completes the SSA–4589 electronic intranet application. Respondents are OASDI beneficiaries and SSI recipients who have outstanding overpayments. Type of Request: Revision of an OMBapproved information collection. Average burden per response (minutes) Frequency of response 13,200 221,3196 E:\FR\FM\15DEN1.SGM 1 1 15DEN1 10 5 Estimated total annual burden (hours) 2,200 18,443

Agencies

[Federal Register Volume 79, Number 240 (Monday, December 15, 2014)]
[Notices]
[Pages 74153-74154]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2014-29271]


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SMALL BUSINESS ADMINISTRATION

[Midwest Mezzanine Fund V SBIC, L.P. License No. 05/05-0318]


Notice Seeking Exemption Under Section 312 of the Small Business 
Investment Act, Conflicts of Interest

    Notice is hereby given that Midwest Mezzanine Fund V SBIC, L.P., 55 
West Monroe Street, Suite 3650 Chicago, IL 60603, a Federal Licensee 
under the Small Business Investment Act of 1958, as amended (``the 
Act''), in connection with the financing of a small concern, has sought 
an exemption under Section 312 of the Act and Section 107.730, 
Financings which constitute Conflicts of Interest of the Small Business 
Administration (``SBA'') Rules and Regulations (13 CFR 107). Midwest 
Mezzanine Fund V SBIC, L.P., proposes purchasing subordinated debt and 
equity financings provided to Currie

[[Page 74154]]

Medical Specialties, Inc. of 8758 Hellman Avenue, Rancho Cucamonga, CA 
91730, Denison Pharmaceuticals, Inc. of One Power Hill Road, Lincoln, 
RI 02865, Packaging Concepts & Design, LLC of 1307 I Allen Drive, Troy, 
Mi 48083, Uncle Milton Industries, Inc. of 29209 Canwood Street, Suite 
120, Agoura Hills, CA 91301, and Vapor Power International, LLC of 551 
South County Line Road, Franklin Park, IL 60131. The financings Midwest 
Mezzanine Fund V SBIC, L.P. seeks to purchase are held by Midwest 
Mezzanine Fund V, L.P.
    These financings are brought within the purview of Sec.  107.730(d) 
of the Regulations because Midwest Mezzanine Fund V SBIC, L.P. and 
Midwest Mezzanine Fund V, L.P. Partners II SBIC, L.P. are Associates. 
Therefore this transaction requires prior SBA exemption.
    Notice is hereby given that any interested person may submit 
written comments on the transaction, within fifteen days of the date of 
this publication, to the Associate Administrator for Investment and 
Innovation, U.S. Small Business Administration, 409 Third Street, SW., 
Washington, DC 20416.

Javier E. Saade,
Associate Administrator for Office of Investment and Innovation.
[FR Doc. 2014-29271 Filed 12-12-14; 8:45 am]
BILLING CODE P
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