Endangered and Threatened Wildlife and Plants; Threatened Species Status for the Rufa Red Knot, 73705-73748 [2014-28338]
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Vol. 79
Thursday,
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December 11, 2014
Part II
Department of the Interior
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Fish and Wildlife Service
50 CFR Part 17
Endangered and Threatened Wildlife and Plants; Threatened Species
Status for the Rufa Red Knot; Final Rule
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Federal Register / Vol. 79, No. 238 / Thursday, December 11, 2014 / Rules and Regulations
DEPARTMENT OF THE INTERIOR
Fish and Wildlife Service
50 CFR Part 17
[Docket No. FWS–R5–ES–2013–0097;
4500030113]
RIN 1018–AY17
Endangered and Threatened Wildlife
and Plants; Threatened Species Status
for the Rufa Red Knot
Fish and Wildlife Service,
Interior.
ACTION: Final rule.
AGENCY:
We, the U.S. Fish and
Wildlife Service (Service), determine
threatened species status under the
Endangered Species Act of 1973 (Act),
as amended, for the rufa red knot
(Calidris canutus rufa). The rufa red
knot is a migratory shorebird that breeds
in the Canadian Arctic, winters in parts
of the United States, the Caribbean, and
South America, and primarily uses wellknown spring and fall stopover areas on
the Atlantic coast of the United States,
although some follow a midcontinental
migratory route. The effect of this
regulation will be to add this species to
the list of Endangered and Threatened
Wildlife.
DATES: This rule becomes effective
January 12, 2015.
ADDRESSES: This final rule is available
on the internet at https://
www.regulations.gov at Docket Number
FWS–R5–ES–2013–0097 and at https://
www.fws.gov/northeast/redknot/.
Comments and materials we received, as
well as supporting documentation we
used in preparing this rule, are available
for public inspection at https://
www.regulations.gov. All of the
comments, materials, and
documentation that we considered in
this rulemaking are available by
appointment, during normal business
hours at: U.S. Fish and Wildlife Service,
New Jersey Field Office (see FOR
FURTHER INFORMATION CONTACT).
FOR FURTHER INFORMATION CONTACT: Eric
Schrading, Field Supervisor, U.S. Fish
and Wildlife Service, New Jersey Field
Office, 927 North Main Street, Building
D, Pleasantville, New Jersey 08232, by
telephone 609–383–3938 or by facsimile
609–646–0352. Persons who use a
telecommunications device for the deaf
(TDD) may call the Federal Information
Relay Service (FIRS) at 800–877–8339.
SUPPLEMENTARY INFORMATION:
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SUMMARY:
Executive Summary
Why we need to publish a rule. Under
the Endangered Species Act, a species
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may warrant protection through listing
if it is endangered or threatened
throughout all or a significant portion of
its range. Listing a species as an
endangered or threatened species can
only be completed by issuing a rule.
This rule will finalize the listing of the
rufa red knot (Calidris canutus rufa) as
a threatened species.
The basis for our action. Under the
Endangered Species Act, we may
determine that a species is an
endangered or threatened species based
on any of five factors: (A) The present
or threatened destruction, modification,
or curtailment of its habitat or range; (B)
Overutilization for commercial,
recreational, scientific, or educational
purposes; (C) Disease or predation; (D)
The inadequacy of existing regulatory
mechanisms; or (E) Other natural or
manmade factors affecting its continued
existence. We have determined that the
rufa red knot is a threatened species due
to loss of both breeding and
nonbreeding habitat; likely effects
related to disruption of natural predator
cycles on the breeding grounds; reduced
prey availability throughout the
nonbreeding range; and increasing
frequency and severity of asynchronies
(mismatches) in the timing of the birds’
annual migratory cycle relative to
favorable food and weather conditions.
Peer review and public comment. We
sought comments from three
independent specialists with expertise
on red knot biology and sea level rise to
ensure that our designation is based on
scientifically sound data, assumptions,
and analyses. We invited these peer
reviewers to comment on our listing
proposal. Only one of the three peer
reviewers provided comments on the
proposal. This peer reviewer was
generally supportive of the proposal,
and provided substantive comments and
documentation regarding biological
differences between red knots in
northern versus southern wintering
areas. Many of these differences were
already in the proposal but in separate
locations; we consolidated and
emphasized these differences, updating
as appropriate with new information.
Previous Federal Action
Please refer to the proposed listing
rule for the rufa red knot (78 FR 60024;
September 30, 2013) and its Previous
Actions supplement available online at
www.regulations.gov under Docket
Number FWS–R5–ES–2013–0097 for a
detailed description of previous Federal
actions concerning this species.
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Background
Species Information
The rufa red knot (Calidris canutus
rufa) is a medium-sized shorebird about
9 to 11 inches (in) (23 to 28 centimeters
(cm)) in length. (Throughout this
document, ‘‘rufa red knot,’’ ‘‘red knot,’’
and ‘‘knot’’ are used interchangeably to
refer to the rufa subspecies. ‘‘Calidris
canutus’’ and ‘‘C. canutus’’ are used to
refer to the species as a whole or to
birds of unknown subspecies.
References to other particular
subspecies are so indicated.) The red
knot migrates annually between its
breeding grounds in the Canadian Arctic
and several wintering regions, including
the Southeast United States (Southeast),
the Northeast Gulf of Mexico, northern
Brazil, and Tierra del Fuego at the
southern tip of South America. During
both the northbound (spring) and
southbound (fall) migrations, red knots
use key staging and stopover areas to
rest and feed.
The November 2014 Rufa Red Knot
Background Information and Threats
Assessment (Supplemental Document;
Service 2014, entire), available online at
www.regulations.gov under Docket
Number FWS–R5–ES–2013–0097,
provides a thorough assessment of the
rufa red knot biology and ecology,
historical distribution and abundance,
population surveys and estimates, and
threats to its survival. The
Supplemental Document has been
updated since the September 30, 2013
publication of the proposed rule with
data received during the peer review
and public comment processes and
relevant scientific data that have
become available. In the Supplemental
Document, we compile biological data
and a description of past, present, and
likely future threats facing the red knot.
Because data in these areas of science
can be limited, some uncertainties are
associated with the data and
conclusions drawn from the data. We
have attempted to clearly identify these
uncertainties and assumptions, which
are based on the best available scientific
and commercial data, explicit in the
Supplemental Document. The
Supplemental Document provides the
scientific basis for our decision (see
Summary of Biological Status and
Threats in this final rule), the legal basis
for which is the Act and its regulations
and policies (see Determination in this
final rule).
Summary of Biological Status and
Threats
In this section, we summarize the
population and threats information
previously provided in the proposed
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rule (78 FR 60024; September 30, 2013)
and updated as appropriate from new
information received since the proposed
rule’s publication. See the Summary of
Changes from the Proposed Rule section
below for what has been updated.
We note that the proposed rule
referenced four separate documents of
supporting material—Previous Federal
Actions, Rufa Red Knot Ecology and
Abundance, Climate Change
Background, and Factor D: The
Inadequacy of Existing Regulatory
Mechanisms. For this final rule, we
have combined those documents into
one Supplemental Document. From here
forward, when we are referencing
information in the proposed rule, we
will use the proposed rule’s Federal
Register citation and page number (e.g.,
78 FR 60024, p. 60032); when we are
referencing information in one of the
proposed rule’s supporting documents,
we will use the document’s name and
page number (e.g., Rufa Red Knot
Ecology and Abundance, p. 5); and
when we are referencing information
now contained in the final rule’s
Supplemental Document, we will use
the Supplemental Document’s title and
section (e.g., Supplemental Document,
Factor E—Reduced Food Availability—
Horseshoe Crab Harvest).
Population Information: After a
thorough review of the best available
population data, we conclude that we
do not have sufficient reliable data on
which to derive a precise rangewide
population estimate for the rufa red
knot. For example, there are no
rangewide population estimates for fall
migration or breeding areas because
birds are too dispersed. We have limited
confidence in any population trends
inferred from wintering areas in Brazil’s
north coast, the northern Gulf coast, and
the Southeast United States because
available data from these areas vary in
geographic coverage, methods, and level
of effort. However, there are several
areas where surveys have been
conducted using more consistent
observers, methods, and geographic
coverage: Tierra del Fuego and the
Argentine coast (winter), Delaware Bay
(spring), the east coast of South America
(spring), and Virginia (spring).
For Tierra del Fuego, baseline
population data are available from the
1980s, and annual counts are available
from 2000 to 2013, all collected with the
same methodology and surveyors. The
most recent counts (2011 to 2013) are
about 75 percent lower than the 1980s
baseline. The annual counts (2000 to
2013) show that the decline began after
2000, but the population has apparently
stabilized at a low level since 2011.
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For Delaware Bay, baseline data are
available from the early 1980s, and
annual peak counts are available for
1986 to 2014. The core years of 1986 to
2008 were collected with consistent
methodology and surveyors. Based on
these data, there may have been
declines in the Delaware Bay stopover
population in the 1990s, but variability
in the data makes it difficult to detect
trends. In contrast, the decline in
Delaware Bay red knot counts in the
2000s was sufficiently pronounced and
sustained that we have confidence in
the downward trend over this time
period despite the variability in the
data. The average of peak counts in
Delaware Bay over the past decade
(2005 to 2014) was about 70 percent
lower than the 1980s baseline. However,
Delaware Bay numbers appear to have
stabilized or increased slightly from
2009 to 2014, despite our lower
confidence in the data over this later
period due to shifts in methodology and
surveyors.
Data sets from three South American
Atlantic coast spring stopovers also
suggest declines roughly over this same
timeframe (early 2000s relative to
1990s). We previously concluded that
the Virginia spring stopover had been
stable since the mid-1990s, but new
information now indicates a decline in
Virginia relative to the 1990s.
In summary, our analysis of the best
available data concludes that an overall,
sustained decline of red knot numbers
occurred at Tierra del Fuego and
Delaware Bay in the 2000s, and that
these red knot populations may have
stabilized at a relatively low level in the
last few years. Although we lack
sufficiently robust data to conclude if
other wintering and stopover areas also
declined, we conclude it is likely that
declines at Tierra del Fuego and
Delaware Bay drove an overall
population decline (i.e., lower total
numbers), because these two sites
supported a large majority of rangewide
knots during the baseline 1980s period.
This conclusion is consistent with
efforts (by others) to evaluate long-term
population trends using national or
regional data from volunteer shorebird
surveys and other sources, which have
also generally concluded that red knot
numbers have declined. Please refer to
this final rule’s Supplemental
Document—Population Surveys and
Estimates for a more detailed discussion
of the population information available
for the rufa red knot throughout its
range, available online at
www.regulations.gov under Docket
FWS–R5–ES–2013–0097.
Threats: Substantial threats exist
throughout the red knot’s breeding,
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migration, and wintering range and
these threats are likely to continue or
intensify into the future. For a full
discussion of the five factors (i.e.,
Factors A, B, C, D, and E) assessed as
a basis for making the listing
determination, please see the
Supplemental Document—Summary of
Factors Affecting the Species available
online at www.regulations.gov under
Docket Number FWS–R5–ES–2013–
0097. A summary is provided below:
(1) Past habitat losses in wintering
and migration areas have reduced the
resilience of the red knot (Factor A).
Ongoing losses in these areas from sea
level rise, shoreline hardening, and
development are expected to continue
into the coming decades (Factor A).
Beach nourishment can be beneficial or
detrimental to red knot habitat, though
any negative effects are mostly
considered to be short-term. More
recently, vegetation and ecosystem
changes resulting from climate change,
and potentially from development, have
begun to threaten habitat loss on the
breeding grounds as well (Factor A).
(2) Threats to the current and future
quality and quantity of prey resources
occur throughout the red knot’s range
from climate change and other causes
(e.g., ocean acidification; warming
coastal waters; marine diseases,
parasites, and invasive species;
sediment placement; recreation; and
fisheries) (Factor E). Reduced food
availability in Delaware Bay due to
commercial harvest of the horseshoe
crab (Limulus polyphemus) (HSC) is
considered a primary causal factor in
red knot population declines in the
2000s. (Red knots rely on horseshoe
crab eggs as food during their spring
stopover in Delaware Bay.) We do not
consider the HSC harvest a threat under
the science-based management
framework that has been developed and
adopted to explicitly link harvest quotas
to red knot population growth (Factor
D). However, HSC monitoring necessary
for the implementation of the
management framework was not
conducted in 2013 or 2014 due to lack
of funding; thus, the framework is not
currently being implemented as it was
intended to function. There is
uncertainty regarding implementation of
the framework in the future (Factor D).
While we anticipate a fully functioning
management framework would continue
to adequately abate the threat to red
knots from the HSC harvest, there are
other biological factors independent of
harvest that may limit the availability of
HSC eggs into the future. For example,
HSC population growth may be limited
by a biological lag time because HSCs
take up to 10-years to become sexually
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mature and therefore it may take at least
that long for harvest restrictions (which
have been phased in since 2000) to
produce a corresponding increase in
HSC populations. Other factors (e.g.,
early life stage mortality, undocumented
or underreported mortality) may also be
slowing HSC population growth (Factor
E). Most data suggest that the volume of
horseshoe crab eggs is currently
sufficient to support the Delaware Bay’s
stopover population of red knots at its
present size. However, because of the
uncertain trajectory of horseshoe crab
population growth, it is not yet known
if the HSC egg resource will continue to
adequately support red knot population
growth over the next decade.
(3) The red knot faces ongoing and
future increases in asynchronies (timing
mismatches) throughout its migration
and breeding range as a result of climate
change and unknown causes (Factor E).
Successful annual migration and
breeding of red knots is highly
dependent on the timing of departures
and arrivals to coincide with favorable
food and weather conditions in the
spring and fall migratory stopover areas
and on the Arctic breeding grounds
(Factor E).
(4) On the arctic breeding grounds,
normal 3- to 4-year cycles of high
predation, mediated by rodent (e.g.,
lemming) cycles, result in years with
low reproductive output of red knots (in
some years it is zero), but do not
threaten the survival of the red knot at
the subspecies level (Factor C). That is,
when lemmings are abundant, predators
(e.g., arctic fox) concentrate on the
lemmings, and shorebirds breed
successfully, but when lemmings are in
short supply, predators switch to
shorebird eggs and chicks (Niles et al.
2008, p. 101; COSEWIC 2007, p. 19;
Meltofte et al. 2007, p. 21; USFWS 2003,
p. 23; Blomqvist et al. 2002, p. 152;
Summers and Underhill 1987, p. 169).
It is believed shorebirds, such as red
knots, have adapted to these cycles,
therefore these natural cycles are not
considered a threat to the red knot.
What is a threat, however, is that these
natural rodent/predator cycles are being
disrupted by climate change, which may
increase predation rates on shorebirds
over the long term and have subspecieslevel effects (Factor C and Factor E)
(Chapter 28 in IPCC 2014, p. 14; Fraser
et al. 2013, pp. 13, 16; Brommer et al.
2010, p. 577; Ims et al. 2008, p. 79;
Kausrud et al. 2008, p. 98). The
documented collapse or dampening of
rodent (e.g., lemmings) population
cycles of over the last 20 to 30 years in
parts of the Arctic can be attributed to
climate change with ‘‘high confidence’’
(Chapter 28 in IPCC 2014, p. 14). We
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conclude that disruptions in the rodent/
predator cycle pose a substantial threat
to the red knot, as they may result in
prolonged periods of low reproductive
output of red knots due to increased
predation (Factor C). The substantial
impacts of elevated egg and chick
predation on shorebird reproduction are
well known. Disruptions in the rodent/
predator cycle may have already
affected red knot populations and are
likely to increase due to climate change
(Factor C).
Other factors may cause additive red
knot mortality. Individually these
factors are not expected to have
subspecies level effects; however,
cumulatively, these factors could
exacerbate the effects of the primary
threats if they further reduce the
species’ resiliency. These secondary
factors include hunting (Factor B);
predation in nonbreeding areas (Factor
C); and human disturbance, oil spills,
and wind energy development
especially near the coasts (Factor E).
In summary, the rufa red knot faces
numerous threats across its range on
multiple geographic and temporal
scales. These threats are affecting the
subspecies now and will continue to
have subspecies-level effects into the
future.
Summary of Changes From the
Proposed Rule
The following minor but substantive
changes have been made to the listing
rule and the Supplemental Document
(available online at www.regulations.gov
under Docket FWS–R5–ES–2013–0097)
based on new information that has
become available since the publication
of the proposed rule, including
information received through peer
review and public comments. These
changes did not alter our previous
assessment of the rufa red knot from the
proposed rule to the final rule.
(1) We present new data and insights
regarding the nonbreeding distributions
of rufa red knots versus Calidris canutus
roselaari.
(2) We have emphasized and
consolidated information about the
differences between rufa red knots from
northern versus southern wintering
areas.
(3) We have added new geolocator
data and new analyses of available
resightings data showing (a) movement
of rufa red knots between the North
American Central and Atlantic Flyways;
(b) clusters of sightings along the Great
Lakes, the Mississippi River and its
tributaries, and other major water bodies
away from the coasts; (c) apparent use
of saline (or alkaline) lakes in the
Northern Plains by northbound red
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knots using the Central Flyway; and (d)
use of U.S. Atlantic coast habitats used
by juveniles in summer and winter.
(4) We updated population
information with winter counts in South
America and the southeast United
States. The 2013 red knot winter counts
in Tierra del Fuego were down to the
second lowest level on record, while the
counts in northern Brazil were nearly
double the previous high count
recorded in 1986. The large number of
knots found in Brazil in 2013 was likely
the result of the survey team
experiencing favorable tidal conditions
throughout the survey period, and this
is probably the team’s best aerial survey
estimate to date. In addition, a new
report from the Georgia Department of
Natural Resources (GDNR) based on
mark-recapture mathematical models
estimated that the northern wintering
population may be around 20,000 birds;
this number is consistent with some
previous estimates but notably higher
than the best available field survey from
the Southeast of about 4,000 to 5,000
birds. However, we do not yet have
information to determine whether the
geographic extent of the ‘‘northern’’
population in the GDNR study includes
areas outside the Southeast.
(5) We updated our analysis of
climate change information based on
new reports from the International Panel
on Climate Change (IPCC) and National
Climate Assessment. Updates include:
(a) The IPCC’s increased certainty in
the overall trajectory of global and
regional climate changes over the next
few decades.
(b) Recent assessments of the red
knot’s vulnerability to climate change
indicating a large increase in extinction
risk due to the likely loss of breeding
(from arctic warming) and nonbreeding
habitat (from sea level rise), as well as
the red knot’s high degree of habitat
specialization and dependence on
ecological synchronicities, and long
migration distance.
(c) New reports finding, with high
certainty, that arctic ecosystem changes
are already under way and will
continue, in some cases faster than
previously anticipated. (The IPCC notes
early warning signs that arctic
ecosystems are already experiencing
irreversible regime shifts.)
(d) A new conclusion by the IPCC that
the documented collapse or dampening
of rodent population cycles in some
parts of the Arctic over the last 20 to 30
years can be attributed to climate
change with ‘‘high confidence.’’
(e) An updated analysis of threats to
red knot prey species from ocean
acidification, temperature changes, and
other aspects of climate change. (A new
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report highlights the vulnerability of
mollusks (which include the red knot’s
primary prey species in most of its
range) to acidification (‘‘high
confidence’’).)
(6) We updated the best available data
regarding current and likely future rates
of sea level rise. We also noted a new
study showing that expected effects to
migratory shorebird populations from
sea level rise are disproportionally
larger than the extent of projected
habitat loss, especially for species (such
as red knots) whose migration routes
contain ‘‘bottlenecks’’ through which a
large fraction of the population passes.
(7) We discussed new voluntary,
regulatory, or proposed restrictions on
red knot hunting (e.g., in Barbados,
Guadeloupe, Martinique, and French
Guiana), but acknowledged that best
available data are insufficient to
determine if hunting is or was at levels
in South America that may have a
population-level effect.
(8) We updated Federal and State
authorities to regulate the importation of
Asian HSC species, which may pose a
threat to native HSC populations.
(9) We noted the results of the
Atlantic States Marine Fisheries
Commission’s (ASMFC) 2013 HSC stock
assessment update showing that, in the
Delaware Bay Region, there is evidence
of increases in certain age or sex classes,
but overall population trends have been
largely stable (neither increasing nor
decreasing) since the previous stock
assessment in 2009.
(10) We updated our analysis of
possible undocumented or
underestimated HSC mortality with new
information on poaching, bycatch, and
sublethal effects of biomedical bleeding.
(11) We updated the discussion as
follows about the Adaptive Resource
Management (ARM) monitoring efforts
to reflect uncertainty (due to lack of
funding) in ongoing implementation:
(a) We continue to conclude that, as
long as the ARM is in place and
functioning as intended, ongoing HSC
bait harvests should not be a threat to
the red knot.
(b) Data necessary to support the ARM
previously came from an annual HSC
trawl survey conducted by the Virginia
Polytechnic Institute (Virginia Tech)
that was ended after 2012 due to lack of
funding. The ARM modelers are
working on the best way to switch to
another, newer survey, the North East
Area Monitoring and Assessment
Program (NEAMAP), and we support
those efforts.
(c) As of fall 2014, however, these
efforts have not identified a method by
which NEAMAP or other alternate data
sets can be appropriately used to allow
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the functioning of the ARM models
(ASMFC 2014b). Stable funding sources
for other baywide monitoring programs
necessary to support the ARM are also
a concern.
(d) If the ARM cannot be
implemented in any given year, ASMFC
would choose between two options
based on which it determines to be more
appropriate—either use the previous
year’s harvest levels (as previously set
by the ARM), or revert to an earlier
management regime. Although the HSC
fishery would continue to be managed
under either of these options, the
explicit link to red knot populations
would be lost.
(e) Insufficient monitoring has already
impacted the ability of the ASMFC to
implement the ARM as intended
(ASMFC 2014b; ASMFC 2012c, p. 13).
Absent the necessary HSC monitoring
data to use the ARM models for the
2015 season, ASMFC (2014b) has opted
to use the 2014 harvest levels which we
considered at the time to adequately
ensure the red knot’s food supply.
(12) We updated our analysis of
disturbance with new findings from two
sites on the Atlantic coast of New Jersey,
showing that disturbance affected red
knots’ spatial uses of these sites and
displaced knots from otherwise suitable
habitats.
(13) We reorganized the wind energy
development discussion by moving
general information on avian collision
and displacement hazards to a
background section, not specific to
either offshore or terrestrial
development. We updated this section
with new information including a new
report on avian vulnerability to offshore
wind development. We updated our
conclusions that collision and
displacement risks per turbine
(notwithstanding differences in specific
factors such as turbine size, design,
operation, and siting) are likely higher
along the coasts than far inland or far
offshore.
(14) We updated the 50 CFR 17.11
table to add Martinique and the District
of Columbia. We received new
information that red knots occur on
Martinique. The District of Columbia
was already included in the known
range of the red knot, but was
inadvertently left off the table in the
proposed rule.
Summary of Comments and
Recommendations
In the proposed rule published on
September 30, 2013 (78 FR 60024), we
requested that all interested parties
submit written comments on the
proposal by November 29, 2013. We
also contacted appropriate Federal and
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State agencies, scientific experts and
organizations, and other interested
parties and invited them to comment on
the proposal. A newspaper notice
inviting general public comment was
published in the USA Today on October
3, 2013. We received four requests for a
public hearing. On April 4, 2014 (79 FR
18869), we reopened the comment
period on the proposed rule until May
19, 2014, and announced that two
public hearings would take place on
May 6, 2014, in Corpus Christi, Texas,
and Morehead City, North Carolina. On
May 14, 2014 (79 FR 27548), we
extended the public comment period
until June 15, 2014, and announced that
another public hearing would take place
in Manteo, North Carolina on June 5,
2014. All substantive information
provided during the comment periods is
summarized above in the Summary of
Changes from the Proposed Rule and
has either been incorporated directly
into this final determination or
addressed in the more specific response
to comments below.
A number of commenters, including a
peer reviewer, Federal agencies, and
States, provided new information or
clarifications on information presented
in the red knot proposed listing rule (78
FR 60024) and its supporting
documents. Categories of new or
clarified information include additional
years of population estimates or sighting
information throughout the rufa red
knot’s range, status of the rufa red knot
and ecology in Argentina and French
Guiana, beach cleaning, sea level rise
and its projected effects on migratory
shorebirds, disturbance, the Deepwater
Horizon and Galveston oil spills, status
of offshore wind energy development
leases along the Atlantic coast,
historical and current food resources
and foraging habitat, migration and
staging areas, updated stopover
population size estimates in Delaware
Bay, State restrictions on importing
Asian HSC, ongoing management of
HSC, habitat protection in Maine, and
geolocator scope of inference. This new
or clarified information has been
incorporated, as appropriate, into this
final rule or its Supplemental
Document.
General Issues
(1) Comment: Several public, State,
and Federal commenters submitted
comments on topics related to other
issues not specific to the red knot listing
proposal. These issues include (a)
general criticism of the Act (funding
species’ conservation and Service
employees being a target of litigation,
imposing fines that are too punitive,
having negative effects on local
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communities, producing decisions on
which species survive and where public
hearings are held, and using science that
would not withstand National Academy
of Science Review); (b) the information
and analysis required to designate
critical habitat; and (c) red knot or HSC
population targets, other species,
research, actions, or resources that
should be considered, as well as where
funding should be directed and whom
the Service should work with as part of
ongoing or future conservation activities
and recovery planning for the rufa red
knot.
Our Response: All of these comments
are outside the scope of this final listing
rule and will not be addressed here.
Substantive comments related to critical
habitat issues will be addressed during
development of a proposed critical
habitat rule for the red knot. Substantive
comments related to future conservation
of the red knot will be addressed during
the development of a recovery outline
and draft recovery plan.
(2) Comment: Several commenters,
including one State, expressed concerns
that the rufa red knot’s listing could (a)
result in restrictions on pedestrian and
vehicular beach recreation, additional
regulatory hurdles, decreased property
values, and increased costs to otherwise
lawful activities, all of which could
cause negative effects to local
communities, economies, and quality of
life, and could erode the current
goodwill of partners to work on red knot
conservation; (b) result in reduced HSC
harvest levels, causing economic
impacts to fishermen reliant on the HSC
bait fishery, potentially shifting harvest
pressure to areas outside of Delaware
Bay, and potentially creating incentives
to import Asian HSC species for bait; (c)
reduce availability of HSCs for
biomedical uses; and (d) restrict beach
access for HSC conservation programs
(e.g., rescue programs for volunteers to
flip stranded crabs). Additionally, some
commenters expressed frustration over
existing beach access and management
on National Park Service (NPS) lands
because of other listed species and
asked for expanded management
options beyond beach closures.
Conversely, other commenters asked for
additional restrictions in places like
Delaware Bay.
Our Response: While we appreciate
the concern about potential
management actions that may result
from listing the rufa red knot or any
species, the Act does not allow us to
factor those concerns into our listing
decision. Section 4(a)(1) of the Act
specifies that we shall determine
whether any species is threatened or
endangered because of any of the
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following factors: (A) The present or
threatened destruction, modification, or
curtailment of its habitat or range; (B)
overutilization for commercial,
recreational, scientific, or educational
purposes; (C) disease or predation; (D)
the inadequacy of existing regulatory
mechanisms; or (E) other natural or
manmade factors affecting its continued
existence. Section 4(b)(1)(A) further
specifies that we shall make such
determinations based solely on the best
scientific and commercial data
available. See Our Response 60
regarding other implications of listing
that we may not consider in evaluating
whether a species meets the definition
of threatened or endangered under the
Act.
The Service does not make
management decisions about any lands
other than National Wildlife Refuges
and National Hatcheries, but we remain
committed to working with coastal
communities to evaluate any effects of
coastal management on the rufa red
knot, and to implement actions in a
manner consistent with the species’
conservation using many of the Act’s
available tools. We will strive to build
on existing management practices in
local areas to limit disturbance to red
knots and other shorebirds through
coordination and partnership with the
States, other Federal agencies,
conservation groups, and local
communities.
The Service does not have authority
to directly regulate the HSC fishery, but
we intend to continue our active role in
the ASMFC’s management of the HSC
fishery, and will provide
recommendations and technical
assistance to ensure that future harvests
of HSCs do not result in take of red
knots under section 9 of the Act. See
Our Responses 45, 46, 48 through 50,
52, 111, 117, 120, and 121 below and
the Supplemental Document (Factor E—
Reduced Food Availability—Horseshoe
Crab Harvest) for detailed answers
related to other aspects of HSC
management, including biomedical use
and implications of importation of
Asian HSC species.
(3) Comment: Several commenters
asked how listing will benefit the red
knot when its range spans several
countries, yet the Act’s jurisdiction is
limited to the United States. Many of
the threats discussed in the proposed
rule either occur only in areas outside
of the United States (e.g., hunting) or are
issues (e.g., climate change) that cannot
be affected by management under the
Act. The Service cannot expect to
achieve a fraction of the conservation
success that has been achieved in
Delaware Bay, given that the Act’s
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prohibitions do not apply outside of the
United States.
Our Response: The Act requires
listing of a species that meets the
definition of threatened or endangered
even if we currently lack the means to
fully abate the threats that cause it to be
threatened or endangered.
Notwithstanding, we disagree that
listing will have no effect on threats
such as adequacy of food supplies and
hunting, and we expect these threats to
be addressed during recovery planning.
The development of a recovery plan will
guide efforts intended to ensure the
long-term survival and eventual
recovery of the rufa red knot, as
discussed in the proposed rule (78 FR
60024, p. 60097). While we
acknowledge that listing will not have a
direct impact on those aspects of
climate change impacting the rufa red
knot (e.g., sea level rise, arctic and
ocean warming, ocean acidification,
timing changes in the annual cycles of
natural systems, possible changes in
storm patterns or predation pressures),
we expect that listing will enhance
national and international cooperation
and coordination of conservation efforts,
enhance research programs, and
encourage the development of
mitigation measures that could help
slow habitat loss and population
declines.
Benefits to the species outside the
United States from listing include a
prohibition on import. By regulating
this activity, the Act ensures that people
under the jurisdiction of the United
States do not contribute to the further
decline of listed species. Although the
Act’s prohibitions regarding listed
species apply only to people subject to
the jurisdiction of the United States, the
Act can generate additional
conservation benefits such as increase
awareness of listed species, encourage
research efforts to address conservation
needs, or prioritize funding for in-situ
conservation of the species in its range
countries. The Act also provides for
limited financial assistance to develop
and manage programs to conserve listed
species in foreign countries, encourages
conservation programs for such species,
and allows for assistance for programs,
such as personnel and training.
While we agree that limiting HSC
harvests and other actions in Delaware
Bay have been instrumental in halting
(though not yet reversing) the decline of
the red knot, we do not agree that
conservation of this species is
impossible in other geographic areas.
For example, the rufa red knot is listed
as endangered in Canada and Argentina,
was recently protected from hunting in
the Caribbean, has been listed as a
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protected species in French Guiana, and
is a focus of active conservation
programs in several countries including
Canada, Argentina, and Chile. In the
United States, there are ongoing
conservation and research efforts in
many areas outside Delaware Bay
including Massachusetts, Virginia,
North Carolina, South Carolina, Georgia,
Florida, and Texas. Many important red
knot areas within and outside the
United States have been recognized as
Western Hemisphere Shorebird Reserve
Network sites.
(4) Comment: One commenter stated
that the Act is currently under revision
and it is advisable to postpone further
listings until the changes are finalized.
Our Response: While we are aware of
several proposed legislative changes to
the Act, those changes may not come to
fruition and we may not delay
implementing the current Act while
those proposed changes are being
debated. In addition to the proposed
legislative changes, we are actively
working on a series of regulatory
changes to improve the implementation
of the Act (see our ‘‘Improving ESA
Implementation’’ Web site for more
information: https://www.fws.gov/
endangered/improving_ESA/
index.html).
Peer Reviewer Comments
In accordance with our peer review
policy published on July 1, 1994 (59 FR
34270), we solicited expert opinion
from three knowledgeable individuals
with scientific expertise that included
familiarity with the rufa red knot and its
habitat, biological needs, and threats.
We received responses from one of the
peer reviewers.
We reviewed all comments received
from the peer reviewer for substantive
issues and new information regarding
the listing of the rufa red knot. This peer
reviewer was generally supportive of the
overall proposal and, in addition to
providing further site-specific
information, generally confirmed our
use of the best available scientific
information. Peer reviewer comments
are addressed in the following summary
and incorporated into the final rule as
appropriate.
(5) Comment: The peer reviewer
stated there is nonscientifically reported
evidence (newspaper articles, animal
care center reports) that red tide
poisoning has caused extensive death of
knots on Florida’s west coast.
Our Response: We appreciate the peer
reviewer bringing this information to
our attention. Unfortunately, we were
unable to locate the sources of the
suggested information and, therefore,
cannot verify the content. However, we
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have obtained a report of one nonfatal
case of red tide poisoning of a red knot
in Florida (H. Barron pers. comm. April
29, 2014); the bird’s blood was tested
and confirmed to have a brevetoxin
level of 2.64 nanograms/milliliter (ng/
ml). Brevetoxin is a highly potent
neurotoxin produced by red tide events.
We have added this information to the
Supplemental Document (Factor E—
Harmful Algal Blooms—Gulf of
Mexico). Though not documenting
widespread effects or mortality from red
tide, this report does confirm that red
tide poisoning of red knots has occurred
in Florida, which is otherwise
unreported in the scientific literature.
(6) Comment: The peer reviewer
noted that the proposed rule (78 FR
60024, p. 60045) states that
uncontrolled invasive vegetation can
cause a habitat shift from open or
sparsely vegetated sand to dense
vegetation, resulting in the loss or
degradation of red knot roosting habitat.
The link between dense invasive
vegetation and red knot habitat
degradation is conjecture and should be
strengthened with reference to a
scientific study.
Our Response: We agree. We have
revised this paragraph in the
Supplemental Document (Factor A—
Invasive Vegetation) to add citations to
support the statement that uncontrolled
invasive vegetation can cause a habitat
shift from open or sparsely vegetated
sand to dense vegetation. We have
removed the wording ‘‘resulting in the
loss or degradation of red knot roosting
habitat,’’ because we are not aware of
any scientific studies or other data
documenting that such degradation has
occurred. We have instead added the
statement that, in nonbreeding habitats,
Calidris canutus require sparse
vegetation to avoid predation (Niles et
al. 2008, p. 44; Piersma et al. 1993, pp.
338–339, 349).
(7) Comment: The peer reviewer
stated that the Southeast coast of the
United States is important during
northward migration. Many red knots
marked in Argentina and Chile are seen
on the Atlantic coasts of Florida,
Georgia, South Carolina, and North
Carolina during, but not before, May. In
addition, several other commenters
stated the proposed rule did not identify
North Carolina as having major or
important spring or fall stopover areas.
Our Response: The Southeast,
including North Carolina, was identified
in the proposed rule as providing spring
and fall stopover sites (Rufa Red Knot
Ecology and Abundance, pp. 18, 50–51).
Data characterizing the stopover usage
of the Southeast, including North
Carolina, are presented unchanged in
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the Supplemental Document (e.g., figure
4; Population Surveys and Estimates—
Spring Stopover Areas—Southeast
United States). However, we have
revised the text of the Supplemental
Document (Population Surveys and
Estimates—Spring Migration) to clarify
that our review focused on
geographically large spring stopovers
with multiple years of survey data, but
that other important spring stopover
areas are known (e.g., from International
Shorebird Survey data, eBird, localized
surveys). We have also revised the
wording of the Supplemental Document
(Migration—Atlantic Coast) to refer to
‘‘well-known’’ instead of ‘‘major’’ or
‘‘important’’ spring and fall stopover
areas, since many potentially significant
stopover areas have been surveyed only
sporadically or are yet undiscovered.
Finally, we have added the information
provided by the peer reviewer regarding
passage of southern-wintering birds
along the Southeast coast during May
(Migration—Atlantic Coast—Spring
Timing and Distribution).
(8) Comment: The peer reviewer
stated the proposed rule presented
comprehensive evidence about threats
to red knots during winter and
northbound migration seasons, mostly
focused on the longest-distance
migrating knots that winter in Argentina
and Chile. However, the proposed rule
presented less information regarding
northbound or southbound passage of
the knots that spend winter seasons in
regions north of the Equator. One issue
that needs elaboration is the relative
numbers of knots that winter in each of
these two large regions and the
differences of habitat use and migration
strategies that exist between them.
Our Response: The proposed rule
presented available data regarding
numbers of red knots in each wintering
area (Rufa Red Knot Ecology and
Abundance pp. 38–45), summarized by
Atkinson et al. (in Wader Study Group
2005) and Harrington et al. (2010b)
regarding differences in migration
strategy by wintering area (Rufa Red
Knot Ecology and Abundance pp. 22,
32), and presented information
regarding possibly greater reliance on
HSC eggs by migrants from Argentina
and Chile relative to birds from more
northern wintering areas (Rufa Red Knot
Ecology and Abundance pp. 31–33). In
the Supplemental Document, we have
added a section (Wintering—Northern
Versus Southern) to summarize the
differences between red knots from
northern versus southern wintering
areas that are discussed elsewhere in the
document, moved and supplemented
information to a new section
(Migration—Differences in Migration
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Strategy by Wintering Region) on
differences in migration strategies, and
clarified information regarding
differential reliance on HSC eggs
(Wintering and Migration Food).
(9) Comment: The peer reviewer
noted the proposed rule stated that red
knots require stopovers rich in easily
digested food to achieve adequate
weight gain due to changes in the
digestive system that birds undergo
before long flights. This may be less true
for the knots from northern wintering
grounds.
Our Response: In the proposed rule,
we noted this possible physiological
difference between southern- and
northern-wintering rufa red knots (Rufa
Red Knot Ecology and Abundance, pp.
30–31), but we did not mention this
possible difference in the section cited
by this commenter (Rufa Red Knot
Ecology and Abundance, p. 17). In the
Supplemental Document (Species
Information—Migration—Migration
Biology), we have added a sentence to
this paragraph to clarify that some
researchers have suggested that
digestive system changes are more
pronounced, or have a more
pronounced effect on energy budgets at
the stopover areas, in southernwintering (Argentina and Chile) than in
northern-wintering (Southeast United
States) rufa red knots (Niles et al. 2008,
p. 36; Atkinson et al. 2006b, p. 41). We
have also added a cross reference in this
paragraph to refer readers to a more
detailed discussion of this issue that is
presented under Migration and
Wintering Food—Horseshoe Crab
Eggs—Possible Differential Reliance on
Horseshoe Crab Eggs.
(10) Comment: The peer reviewer
suggested the term ‘‘full segregation’’ is
unclear with regard to migration
strategies, routes, or stopover areas
among red knots from different
wintering areas. There is a good deal of
segregation in stopover regimens and in
molt regimens between southbound
knots with destinations in Argentina
and Chile versus northern-hemisphere
wintering birds. There also appears to
be some degree of difference in stopover
habitat use between these two groups in
northbound migration.
Our Response: We have clarified the
lack of full segregation by providing
examples in the Supplemental
Document (Migration—Differences in
Migration Strategy by Wintering Area).
Also see Our Responses 8 and 9 above.
(11) Comment: The peer reviewer
stated northern- versus southernwintering knots have different strategies
in southward migration. The southern
group has essentially passed through
Atlantic regions of North America
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before September, and strongly depends
upon being able to accumulate fat and
protein prior to launching on over-ocean
flights between North and South
America. Northern-wintering birds,
however, linger on the North American
coast (e.g., Massachusetts, Georgia
coasts), are using ‘‘stopover’’ locations
as molting areas, and are using different
food and habitat resources as compared
to the southern-wintering knots. The
resource requirements by birds of these
two groups during southward migration
are quite different.
Our Response: We have added this
information with supporting citations to
the new section of the Supplemental
Document (Migration—Differences in
Migration Strategy by Wintering
Region).
(12) Comment: The peer reviewer
noted that, historically, oiling was
perhaps an important problem to knots
in Patagonia, and suggested limited
information was available in the
reference Harrington and Morrison
1980.
Our Response: Some of the data from
Harrington and Morrison (1980) were
presented in the proposed rule (78 FR
60024, p. 60086) from a secondary
source (Niles et al. 2008, p. 98). We have
added the rest of these data and this
reference to the Supplemental
Document (Factor E—Oil Spills and
Leaks—South America).
(13) Comment: The peer reviewer
stated that, although the Costa del Este
area of Panama City, Panama
(referenced in the proposed rule, 78 FR
60024, p. 60043), is a very important
location for many kinds of shorebirds,
few knots have been reported from here.
Our Response: We agree that only
moderate numbers of Calidris canutus
have been reported in most seasons
from Panama’s Pacific coast (which
includes habitats near Panama City as
well as other sites). However, larger
numbers have been reported from
Pacific Panama during fall migration. In
the proposed rule (Rufa Red Knot
Ecology and Abundance, pp. 41–42, 52),
we presented available data regarding
numbers of C. canutus in Panama. We
have consolidated and updated these
data with new information in the
Supplemental Document (see
Population Surveys and Estimates—
Central America and Pacific South
America).
(14) Comment: The peer reviewer
stated that recently published data show
dramatic declines and shifting of
stopover locations during south
migration in Massachusetts.
Our Response: This information
(Harrington et al. 2010a; Harrington et
al. 2010b) was presented in the
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proposed rule (Rufa Red Knot Ecology
and Abundance, p. 51). We have
expanded the discussion of these results
in the Supplemental Document
(Migration—Atlantic Coast—Fall
Timing and Distribution; Population
Surveys and Estimates—Fall Stopover
Areas).
(15) Comment: The peer reviewer
stated that the proposed rule was
incorrect in describing only small
numbers of red knots on mid-Atlantic
and northern Atlantic beaches between
Memorial Day and Labor Day. Currently
about 1,000 to 2,000 knots occur on the
Massachusetts coast during the fall
migration period, and numbers were
previously much higher. Peak dates for
these southbound migrants are in July
and August.
Our Response: This statement
appeared in the section of the proposed
rule addressing beach cleaning (78 FR
60045). We have revised the
Supplemental Document (Population
Surveys and Estimates—Fall Stopover
Areas; Factor A—Beach Cleaning) to
correct this information.
(16) Comment: The peer reviewer
stated that there has been a major shift
of key stopover areas of knots in south
migration in Massachusetts since the
1980s when up to 10,000 southernwintering knots were heavily
concentrated on the western shore of
Cape Cod Bay (Harrington et al. 2010a).
Our Response: We discussed the
findings of Harrington et al. (2010a) in
the proposed rule (Rufa Red Knot
Ecology and Abundance, p. 51). We
have revised several sections of the
Supplemental Document to provide
more specific results from this study
(Migration—Differences in Migration
Strategy by Wintering Region; Historical
Distribution and Abundance;
Population Surveys and Estimates—Fall
Stopover Areas).
(17) Comment: The peer reviewer
stated that the proposed rule (78 FR
60024, p. 60046) notes that more red
knots were documented in northeast
Brazil in the 2000s than during the early
1980s. The wording of this paragraph
could be misconstrued to suggest that
habitats were improved by the
development from shrimp farm ponds.
Our Response: We agree and have
clarified this point in the Supplemental
Document (Factor A—Agriculture and
Aquaculture).
(18) Comment: The peer reviewer
commented that the proposed rule (78
FR 60024, p. 60045) stated that beachcleaning machines are likely to cause
disturbance to roosting and foraging red
knots. This is more of an issue with
respect to roosting than to foraging. In
almost all cases, raked areas would be
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beaches that knots might use during
high tides for roosting (if not for high
levels of human disturbance), but not as
sites for foraging. Beach cleaning
generally happens on beaches
intensively used for human recreation.
Because of heavy human use, knots that
might otherwise roost in these areas
would generally avoid such locations.
Thus, the issue would be disturbance
versus beach cleaning.
Our Response: The proposed rule (78
FR 60024, p. 60077) noted that roosting
red knots are particularly vulnerable to
disturbance. We have revised the
Supplemental Document to crossreference this information under Factor
A—Beach Cleaning, and to note in this
same section that beach-cleaning
typically occurs along or landward of
the high tide line where red knots may
roost but are unlikely to forage. The
proposed rule (78 FR 60024, p. 60044)
states that mechanical beach cleaning is
most commonly conducted on beaches
that are heavily used for tourism. We
agree that disturbance to red knots from
recreational activities may, on many
beaches, be greater than the disturbance
from the beach cleaning machines.
However, beach cleaning may occur at
times of day (e.g., early morning,
evening) when few recreational
activities are taking place, thus
increasing the total daily duration that
knots are disturbed by human activities.
Conversely, many raked beaches may
have such high levels of human
recreational use that red knots are
precluded from using them entirely; in
such cases there would be no
incremental additional disturbance from
the raking activities. We have added
these conclusions to the Supplemental
Document (Factor A—Beach Cleaning).
In addition, the proposed rule already
described (78 FR 60024, p. 60044)
physical impacts to beach habitats from
mechanical beach cleaning.
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Federal Agency Comments
(19) Comment: One Federal agency
provided data regarding the seasonality
and abundance of red knots in or near
units managed by the NPS in the Central
and Eastern United States. To assess
gross trends in occurrence of red knots
across NPS units, this commenter
considered vetted eBird data points
where birding effort was reported, and
found that, in the NPS units where most
red knot occurrences were reported
(Assateague Island, Cape Lookout, Cape
Hatteras, Cape Cod, Gateway National
Recreation Area, and Timucuan
Ecological and Historic Preserve), a
clear declining trend in red knot
observations was detected since 1980.
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Our Response: We thank the
commenter and have added this trend
information to the Supplemental
Document (Population Surveys and
Estimates). The information regarding
the seasonality and abundance of red
knots at individual NPS units will be
valuable for purposes of recovery
planning, management under section
7(a)(1) of the Act, and consultation
under section 7(a)(2) of the Act.
(20) Comment: One Federal agency
noted that several Navy installations
within the range of the red knot have
Integrated Natural Resources
Management Plans in place that benefit
the red knot, including provisions for
shoreline protection.
Our Response: We appreciate this
information and anticipate working
closely with these installations as we
develop a critical habitat designation,
and develop and implement a recovery
plan for the red knot.
(21) Comment: One Federal agency
commented that the proposed rule and
supporting document overemphasized
the risks to the red knot, and birds in
general, associated with offshore wind
energy development. In addition,
several States and other commenters
stated that wind energy development
outside of coastal areas is unlikely to be
a significant threat to red knots.
Our Response: In both the proposed
rule (78 FR 60024, pp. 60089–60093)
and the Supplemental Document (Factor
E—Wind Energy Development), we have
summarized and characterized the best
available data regarding risks to the red
knot from both offshore and terrestrial
wind energy development. We have
made considerable revisions to this
section of the Supplemental Document
to reflect substantive public comments
and new information (see also Our
Responses 62, 134 to 137). We conclude
that wind energy development,
especially near the coasts, may cause
some unquantifiable amount of red knot
mortality into the foreseeable future,
and that one model indicated this
species is vulnerable to population-level
effects from even low levels of
anthropogenic mortality (Watts 2010,
pp. 1, 39). Unless facilities are
constructed at key stopover or wintering
habitats, we do not expect wind energy
development, especially offshore or
inland, to cause significant direct
habitat loss or degradation, or
displacement of red knots from
otherwise suitable habitats.
(22) Comment: One Federal agency
stated that, in addition to the total
number and height of offshore turbines,
exposure is a factor contributing to
avian collision risks. For red knots,
exposure to offshore wind facilities is
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reduced because (1) they can fly
nonstop for 1,500 miles (mi) (2,414
kilometers (km)), which limits their
time over the open ocean, and (2) birds
on long-distance flights, such as red
knots crossing the offshore
environment, fly at higher altitudes than
short-distant migrants.
Our Response: We agree that exposure
to wind turbines is a contributing factor
to avian collision risk. The proposed
rule (78 FR 60024, pp. 60090–60091)
presented the findings of Burger et al.
(2011, entire), who used a weight-ofevidence approach to examine the risks
and hazards to red knots from offshore
wind energy development on the OCS at
three spatial levels of exposure. We
concur that the red knot can fly nonstop
for 1,500 mi (2,414 km) and that some
knots have limited temporal exposure to
the offshore environment (Normandeau
Associates, Inc. 2011, p. 202).
Geolocator data show certain knots
crossing the OCS as many as six times
per year, and because these numbers
reflect only long flights, more crossings
of the OCS may occur as birds make
shorter flights between States (Burger et
al. 2012c, p. 374).
It is estimated that the normal
cruising altitude of red knots during
migration is between 3,281 to 9,843 feet
(ft) (1,000 to 3,000 meters (m)) (Burger
et al. 2011, p. 346), well above the
estimated height of even a 10-megawatt
(MW) offshore turbine (681 ft; 207.5 m).
However, lower flight altitudes may be
expected when red knots encounter bad
weather or high winds, and these lower
flight altitudes are known to occur on
ascent or descent from long-distance
flights, during short-distance flights if
they are blown off course, during short
coastal migration flights, or during daily
commuting flights (e.g., between
foraging and roosting habitats) (Burger
et al. 2012c, pp. 375–376; Burger et al.
2011, p. 346), as discussed in the
proposed rule (78 FR 60024, p. 60090).
(23) Comment: One Federal agency
stated that some studies and analyses
used in the proposed rule (78 FR 60024)
fail to distinguish between onshore/
nearshore and offshore wind energy
development. This distinction is
important because the species at risk
and the magnitude of the risk can be
considerably different. The agency
further stated that coastal environments
generally have higher concentrations of
birds than offshore areas and that birds
taking off from land may fly through the
rotor zone before reaching cruising
elevation. In addition, this commenter
questioned our conclusions about the
risk of bird collisions with offshore
wind facilities, which were based on a
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scientific paper (Kuvlesky et al. 2007)
summarizing research from Europe.
Our Response: In the proposed rule
(78 FR 60024, p. 60089–60092), we
addressed separately land-based wind
energy development (including along
the coasts) versus in the offshore
environment. Based on the high
frequency and lower altitudes of red
knot flights along the coast (e.g., ascent
or descent from long-distance flights,
during short coastal migration flights, or
during daily commuting flights between
foraging and roosting habitats) (D.
Newstead pers. comm. March 5, 2013;
Burger et al. 2012c, pp. 375–376; Burger
et al. 2011, p. 346; Stewart et al. 2007,
p. 1; Alerstam et al. 1990, p. 201), we
agree with the commenter that collision
risk per turbine (notwithstanding
differences such as size, design,
operation, local habitats) along the
coasts (both on land and nearshore) is
likely higher than in areas either far
offshore or far inland. We have revised
the Supplemental Document (Factor E—
Wind Energy Development—Terrestrial)
to reflect this conclusion. We have also
revised the Supplemental Document
(Factor E—Wind Energy Development)
to move the discussion of avian
collision risk factors (e.g., weather, light
levels, lighting, turbine characteristics,
habitats) and displacement effects to be
generalized across both terrestrial and
offshore wind energy facilities, as the
citations supporting this discussion
pertain to both.
In the proposed rule (78 FR 60024,
pp. 60089–60091), we did not attempt to
differentiate between nearshore (e.g.,
State waters) and the OCS. Although we
still have little information on avian
impacts from turbines far offshore, we
have updated our conclusions in the
Supplemental Document (Factor E—
Wind Energy Development—Offshore)
to reflect geolocator results by Burger et
al. (2012c, p. 373) and analysis by
Burger et al. (2011, p. 346) suggesting
red knot collision risk may decrease far
offshore. Finally, we have removed the
following statement from the
Supplemental Document (Factor E—
Wind Energy Development—Offshore):
‘‘Research from Europe, where several
offshore wind facilities are in operation,
suggests that bird collision rates with
offshore turbines may be higher than for
turbines on land.’’ Upon further review
of the source cited for this statement
(Kuvlesky et al. 2007, p. 2489), we
found that these authors presented
results from both coastal and nearshore
wind facilities. Further, these authors
went on to present countervailing
findings from other studies, and did not
cite any studies from wind turbines
located far offshore. Therefore, we
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reasoned that this statement from the
Kuvlesky et al. 2007 paper was not
appropriate to include in this final rule.
(24) Comment: One Federal agency
commented that the Bureau of Ocean
Energy Management (BOEM) has
worked with State Task Forces to
determine the best locations for wind
energy development to help avoid
impacts. For example, areas being
considered are greater than 9 mi (14 km)
offshore; the Virginia lease area is 23.5
nautical miles (nm) (43.5 km) from
Virginia Beach.
Our Response: We concur that siting
far offshore may succeed in reducing
overall avian collision hazards,
including for red knots, although
species that rely on the offshore
environment for breeding, feeding, or
sheltering (e.g., certain seabirds and
waterfowl) may have increased
exposure risk to turbines farther
offshore. We appreciate the work of
BOEM to evaluate and minimize avian
collision risks in siting decisions, and
this information has been added to the
Supplement Document (Factor E—Wind
Energy Development—Offshore).
However, we also updated this section
of the Supplemental Document to
compare these distances offshore with
red knot use areas delineated by Burger
et al. (2012c, p. 373) based on geolocator
results, which do appear to have some
overlap with both the offshore
commercial wind energy development
leases executed to date and the Wind
Energy Areas (WEA) where BOEM will
focus for future leases, including areas
off the mouth of Delaware Bay (BOEM
undated, p. 1).
(25) Comment: One Federal agency
stated that BOEM recently published a
study on the relative vulnerability of
migratory bird species to offshore wind
energy projects on the Atlantic OCS; the
study ranked the relative vulnerability
of 177 migratory bird species to
collision and displacement by offshore
wind turbines. The relative collision
vulnerability of red knot was ‘‘medium’’
and the relative vulnerability to
displacement ‘‘low.’’
Our Response: We have reviewed this
report and incorporated the findings
into the Supplemental Document
(Factor E—Wind Energy Development—
Offshore). We note that some of the
factors considered in this report are not
specific to the rufa subspecies of
Calidris canutus, and thus the
numerical vulnerability scores are not
applicable to rufa.
Comments From States
(26) Comment: One State expressed
disappointment in the Service’s
communication regarding the proposed
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rule. Because of the wide geographic
scope of this listing proposal, the
Service should have engaged all of the
State wildlife agencies for their input
prior to publication and should have
briefed the State agency directors about
the proposed expansion of the rufa red
knot’s listed range. In addition, several
States and other commenters stated that
the proposed rule contained inadequate
justification for a sweeping change in
the red knot’s range from previous
Service documents (e.g., 2006 to 2011
Candidate Notices of Review (CNORs)).
Our Response: We regret that this
State is disappointed in our
communication efforts on the rufa red
knot proposed listing. We acknowledge
the proposed range was greatly
expanded from what was described in
the last CNOR update, but the proposed
rule (78 FR 60024) and this final rule
contain our analysis of, and conclusions
drawn from, the best scientific and
commercial data available. Substantial
new data have become available since
2011, the last year we were required to
update the knot’s CNOR form. We also
acknowledge that the 2011 CNOR form
indicates the rufa red knot’s range is
limited to coastal areas and did not
include interior portions of the coastal
States or any inland States. The 2011
CNOR was based on the best data
available at the time. Our understanding
of the species’ biology and occurrence
records evolved rapidly based on results
from geolocator research followed by
enhanced analysis of national and
regional databases. The proposed rule
(Rufa Red Knot Ecology and
Abundance, pp. 21, 23) explained the
best available data and supported the
expanded geographic scope of analysis
under the Act. The discussion of these
data has been updated and expanded in
the Supplemental Document (Species
Nonbreeding Distributions; Migration—
Midcontinent; Migration and Wintering
Habitat—Inland; Population Surveys
and Estimates—Inland Areas Spring and
Fall). We will strive to improve our
communication with the States as we
greatly value our conservation
partnerships.
(27) Comment: Several States and
other commenters stated that the
proposed rule is generally lacking in
scientific evidence and is based on
speculative information. For example,
(1) in the proposed rule, the Service
repeatedly made undocumented claims
and speculated that a variety of items
‘‘may’’ be a factor that could cause the
demise of the species; (2) in describing
threats and risks to the red knot, the
proposed rule used terms such as high
uncertainty, expected, likely, may,
could, possibly, and unknown but
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possible; (3) although the best available
science has been used to generate
predictions about some possible future
impacts, best available science has not
been used to examine and explain the
relevance of potential threats (e.g., sea
level rise, climate change) to recent red
knot population trends; (4) because of
the potentially serious ramifications of a
Federal listing on Federal programs and
permitting processes, it is neither
sufficient nor professional to base listing
decisions so heavily upon speculation;
and (5) the principle of best available
science must be used to demonstrate
causal relationships between threats and
population change. In a related
comment, one commenter stated that it
is well-established that the Act does not
provide for the listing of species on the
basis of speculative, uncertain, or
inconclusive information. A number of
courts (i.e., Conner v. Burford, Trout
Unlimited v. Lohn, Ctr. for Biological
Diversity v. Lubchenco, Bennett v.
Spear, and Nat’l Res. Council v. Daley)
have determined that the threshold
decision to list a species as threatened
or endangered is not to be based on
speculation or a misplaced intent to err
on the side of species conservation. The
default position for all species is that
they are not protected under the Act.
Our Response: We disagree that our
analysis is ‘‘speculative.’’ The Service is
required to make listing determinations
based on the best scientific and
commercial data available. Sources of
data include peer-reviewed journal
articles; field notes and other
unpublished data; and personal
communications with species, habitat,
and policy experts. We analyze these
sources of data and use our best
professional judgment to determine
their credibility, in accordance with
applicable data standards (Interagency
Policy on Information Standards Under
the Endangered Species Act (59 FR
34271); Information Quality Act (P.L.
106–554, section 515); Information
Quality Guidelines and Peer Review
(USFWS 2012f, entire). All data have
some level of uncertainty, but the
proposed rule properly identified,
through citations, the data sources and
was transparent in qualifying areas and
levels of uncertainty.
In making a listing determination, we
evaluate the threats affecting a species
in the past, currently, and into the
foreseeable future. What constitutes the
foreseeable future may be different for
each threat, given our confidence in the
sources of the data and their level of
certainty regarding future conditions.
The proposed rule and Supplemental
Document discuss what information we
can reliably use to reasonably foresee
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into the future. As discussed below, the
Act and our policies do not require a
definitive knowledge of what will
happen in the future, only what we may
reasonably predict is likely to occur.
Although there is some inherent
uncertainty surrounding the threats we
evaluated for the red knot, this does not
prevent us from making a credible
assessment of the likely direction and
magnitude of those impacts, even
though it may not be possible to make
such predictions with precision. In
addition, the proposed rule and its
underlying data were available for peer
review and extensive public review and
comment, but the commenters did not
provide additional substantive
information to refute our analysis or
assumptions.
Under section 4 of the Act, a species
shall be listed if it meets the definition
of threatened or endangered because of
any (one or more) of the five factors that
are a basis for making a listing
determination, considering solely best
available scientific and commercial
data. Although many species proposed
for listing have undergone, or are
undergoing, a population decline,
declining numbers (rangewide or in
portions of the range) are not necessary
for listing if a species is facing sufficient
threats, now or in the foreseeable future,
to meet the definition of threatened or
endangered. Accordingly, not all threats
contributing to a species’ threatened or
endangered status must be tied to past
or ongoing population declines; threats
for which the species is listed may not
be affecting the species at the time it is
being evaluated for listing, but are likely
to do so in the future.
The commenter is incorrect in
asserting that ‘‘the default position for
all species is that they are not protected
under the Act,’’ or that listings must be
based on conclusive evidence. As stated
above, the Act and our policies do not
require a definitive knowledge of what
will happen in the future, only what we
may reasonably predict is likely to occur
when making a listing determination.
Further, our decisions are not based
on speculation or misplaced intentions.
The Act requires the Service to base its
listing determination on the ‘‘best
scientific and commercial data
available’’ (16 U.S.C. 1533(b)(1)(A)). The
‘‘best available science’’ requirement
does not equate to the best possible
science. Instead, this information
standard simply prohibits the Service
from disregarding available scientific
evidence that is better than the evidence
it initially relied upon. The Service is
required to rely upon the best available
science, even if that science is uncertain
or even ‘‘quite inconclusive’’ (i.e., Trout
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Unlimited v. Lohn, 645 F. Supp. 2d 929,
947 (D. Or. 2007) (‘‘Trout Unlimited’’);
Southwest Center for Biological
Diversity v. Babbitt, 215 F.3d 58, 60, 342
U.S. App. D.C. 58 (D.C. Cir. 2000)). The
case law cited by the commenters
supports this position.
In distinguishing endangered from
threatened, Congress defined
‘‘threatened’’ species as a species that is
‘‘likely to become an endangered species
within the foreseeable future throughout
all or a significant portion of its range’’
(16 U.S.C. 1532(20)) (emphasis added).
Courts have acknowledged the word
‘‘likely’’ clearly means something less
than 100 percent certain (Trout
Unlimited at 947). Moreover, courts
have found that an agency is entitled to
particular deference where it has drawn
conclusions from scientific data (i.e.,
Marsh v. Or. Natural Res. Council, 490
U.S. 360, 375–77 (1989); Ethyl Corp. v.
EPA, 541 F.2d 1, 36 (D.C. Cir. 1976);
Oceana v. Evans, 384 F. Supp. 2d 203,
219 (D.D.C. 2005) (citing cases)).
(28) Comment: Several States and
other commenters stated that the rufa
red knot geographic range should
include only areas where the species
occurs regularly (annually or near
annually), and should avoid identifying
jurisdictions (e.g., States) merely
because they represent continuous
geographies between discrete regularly
used stopover sites. As presented in the
proposed rule, the red knot range is
inconsistent with how the Service has
defined the range of other listed
migratory birds. These commenters also
noted that although eBird is a useful
resource, the Service should not have
used it as the sole source for
determining the species’ range in a
listing process, and suggested a more
thorough and comprehensive review of
occurrence records should be
conducted.
Our Response: In both the proposed
and final rules, we have defined the rufa
red knot’s range based on the best
available data; however, we recognize
that scientific understanding of this
species’ range will likely continue to
improve over time. The Service may
define a species’ range using State
boundaries or other geographically
appropriate scale. How range is defined
depends on characteristics of the
species’ biology and how it is listed (i.e.,
as species/subspecies or a distinct
population segment (DPS)). A species’
or subspecies’ range is typically
described at the state or country scale.
While the range of a DPS listing can
include entire States, it is more typically
defined at a more refined geographic
scale because we must define where the
discrete entity occurs.
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We defined the rufa red knot’s range
based on the data from reliable
published scientific literature,
submitted manuscripts, and species’
experts; occurrence data; and analysis
(e.g., estimated flight paths based on
known wintering and breeding grounds
combined with siting records). The
regulations at 50 CFR 17.11(e) state, the
‘‘historic range’’ indicates the known
general distribution of the species or
subspecies as reported in the scientific
literature. The present distribution may
be greatly reduced from this historic
range. This column [in the table at 50
CFR 17.11(h)] does not imply any
limitations on the application of the
prohibitions in the Act or implementing
rules. Such prohibitions apply to all
individuals of the species, wherever
found [emphasis added]. Therefore,
whether a specific State or geographic
area is included or excluded from the
textual description of the rufa red knot’s
range, the subspecies would be
protected under the Act wherever it may
be found, for as long as it remains
federally listed. (See also Our Response
33 below.) Although a species is listed
wherever found, we strive to accurately
describe the range in the 50 CFR 17.11
table based on the best available data at
the time of listing. For earlier listed
species such as the piping plover and
Kirtland’s warbler, certain tools to help
us understand the migration routes of
birds (e.g., satellite transmitters,
geolocators, eBird) were not available at
the time.
See Our Response 82 for explanation
of how we have interpreted and utilized
eBird data. We did not solely rely on
eBird data to determine the rufa red
knot’s range. In addition to eBird, we
also relied heavily on Newstead et al.
2013 (draft manuscript we had at the
time) and Morrison and Harrington
1992, and to a lesser degree on Skagen
et al. 1999. These four sources
constituted the best available data at the
time. For this final rule, we have also
considered an analysis for the
Mississippi Flyway done by our
Midwest Region Migratory Bird Program
(Russell 2014), the State reports
provided by the Central Flyway Council
and other commenters, updated
versions of Newstead et al. (2013) and
Carmona et al. (2013), and all other
relevant new information we have
received since March 2013 when we
completed drafting of the proposed rule.
These new sources further validate our
assumptions and conclusions outlined
in the proposed rule. See Our Response
35, below, and the Supplemental
Document (Subspecies Nonbreeding
Distribution) regarding how we have
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delineated the nonbreeding ranges of
C.c. rufa versus C.c. roselaari based on
the best available data.
(29) Comment: Several commenters,
including States, stated that they were
unaware of any reliably used stopover
sites for the red knot in the interior
portion of the United States. These
commenters contended that bird
occurrence data do not support the
existence of stopover sites (defined as
habitats or locations that consistently
provide migrants with the opportunity
to refuel and rest) within the Central
Flyway States, and that observed
behavior and diet reinforce the concept
that red knots do not regularly use and
do not require any inland wetland
locations as stopover sites within the
interior of the Central Flyway. Further,
most interior records are for vagrant,
single birds, and interior sightings are so
sparse that they are ecologically
insignificant. These State commenters
specifically requested removal of their
particular States from the range, and
requested that listing of the rufa red
knot not confer any requirements for
any Federal or State agency or private
landowner. Conversely, one commenter
rebutted that, as is frequently the case
for ‘‘jump’’ migrants, periodic weather
events or other circumstances
occasionally result in birds being
grounded in locations or habitats that
are only infrequently used along the
flyway. This commenter also stated that
while this may be the case for some of
the interior areas, recent
communications with biologists
working in North Dakota indicate that
habitats in this region (e.g., Missouri
River sandbars) are far more regularly
used than eBird records or other
databases would indicate. Further,
additional unpublished geolocator
tracks also show use of sites throughout
the Missouri Coteau, on both U.S. and
Canadian sides of the border, as spring
migration stopovers. This commenter
stated that the Service should make a
more complete assessment of the
occurrence of the species in North
Dakota, and possibly other States, by
contacting other biologists that may
have additional information that is not
captured in electronic databases.
Our Response: We also are unaware of
any consistently used rufa red knot
stopover sites in the U.S. portion of the
Central Flyway. However, all three of
our primary sources (Newstead et al.
2013, Skagen et al. 1999, and eBird.org
2014) suggest that habitats in the plains
of southern Canada (Alberta,
Saskatchewan, Manitoba) are routinely
relied upon by migrating knots at least
under certain conditions (e.g., favorable
water levels). In addition, from the
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relatively small sample size in
Newstead et al. (2013, p. 56), one of six
birds used North Dakota for 14 days in
spring. We do not yet know how
aberrant or representative this bird was,
but these results indicate the possibility
that the documented Northern Plains
stopover region may be found to extend
into the United States, as research on
midcontinental migrants continues.
This possibility is supported by the new
geolocator information regarding
additional knots on the U.S. side of the
Missouri Coteau (D. Newstead pers.
comm. May 8, 2014), including three in
northern North Dakota, two in northern
Montana, and one possibly further south
(e.g., Nebraska) (D. Newstead pers.
comm. May 16, 2014). Newstead et al.
(2013, p. 56) found that the Northern
Plains were used as a northbound
stopover by five of six birds in 2010
(including the one in North Dakota),
with the sixth bird using Hudson Bay.
Hudson Bay was used by three of three
birds in 2011. Although the sample size
(e.g., recovered geolocators) is small, a
large proportion of the recovered
geolocators show red knots using a
midcontinental flyway. Therefore, these
results suggest that, in years when
conditions favor it, a large proportion of
midcontinental migrants may use
Northern Plains stopovers in spring. In
addition, birds using the Northern
Plains as a spring stopover stayed an
average of 16.2 days (Newstead et al.
2013, Table 3); this was not a short stop
but actually similar to the stopover
duration in Delaware Bay.
In the proposed rule, we did not
define ‘‘stopover site.’’ In the
Supplemental Document (Migration—
Stopover Areas), we have added
clarification that places where migrant
birds stop to rest, drink, and eat are
often described as either stopover or
staging sites, with the two terms
frequently used interchangeably
(Warnock 2010, p. 621). We have
adopted the definitions of Warnock
(2010, p. 621) that all sites where
migrants rest and feed are stopover sites,
while staging sites are a subset of
stopovers that provide abundant and
predictable food resources without
which birds would incur significant
fitness costs.
We agree that many of the inland red
knot sightings to date represent single
birds. However, we understand the term
‘‘vagrant’’ to mean a bird that has
strayed or been blown far from its usual
range or migratory route; synonymous
with ‘‘accidental.’’ According to Russell
(2014, p. 1), ‘‘accidental’’ implies an
extraordinary record, out of the normal
pattern, and unlikely to occur again.
Based on this understanding of the term,
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we disagree with characterizing rufa red
knots in the Central Flyway as vagrant,
based on geolocator results showing that
the midcontinent does constitute the
most prevalent migratory route for at
least some birds that winter in Texas (D.
Newstead pers. comm. May 8, 2014;
Newstead et al. 2013, entire). Based on
these geolocator data, we conclude that
a substantial proportion of Texaswintering knots pass over the Central
Flyway twice annually during
migration. Other than the Northern
Plains of southern Saskatchewan (and
potentially extending into the northern
U.S. plains), we are not currently aware
of any other stopover sites in the Central
Flyway that are routinely or
intermittently relied upon by a
substantial number of birds.
Further, there are clusters of sightings
records in both the midcontinent and
further east through the Mississippi
Valley and along the Great Lakes. These
cluster areas warrant further study to
more fully evaluate their usage as red
knot stopovers. (See Supplemental
Document section Migration—
Midcontinent—Stopovers.) As
recommended by one commenter, we
anticipate a more complete assessment
of unpublished or anecdotal sightings
data in the course of recovery planning.
The existence of such additional
sightings data, and the geographic
clustering of the eBird data along water
bodies, suggest that some inland areas
may, upon further study, be found to
routinely or intermittently support
roosting and feeding red knots during
migration.
(30) Comment: Several States and
other commenters noted Newstead et
al.’s (2013) findings that more than
10,000 red knots from the Atlantic coast
have been uniquely marked. These
commenters highlighted the authors’
conclusion that ‘‘The paucity of
resightings in Texas suggests that most
of these knots probably do not share the
same wintering or stopover sites as
those associated with the West Atlantic
flyway.’’
Our Response: We agree that available
data do not show any use of a
midcontinental (inland Texas through
North Dakota) flyway by knots known to
winter or stopover along the U.S.
Atlantic coast. However, Newstead et al.
2013 go on to say, ‘‘The paucity of
resightings in Texas suggests that most
of these knots probably do not share the
same wintering or stopover sites as
those associated with the West Atlantic
flyway, though the paucity may be the
result of limited effort and/or reporting’’
[emphasis added]. Indeed, we have
updated the Supplemental Document
with new geolocator data confirming
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earlier indications (from resightings)
that at least some Texas-wintering knots
do mix with Atlantic coast birds during
migration, both in Canada (Migration—
Midcontinent—Spring) and the United
States (Migration—Midcontinent—
Flyway Fidelity).
(31) Comment: Several States and
other commenters stated that records of
this species’ occurrence in the
midcontinent suggest red knots use a
‘‘jump’’ migration strategy, whereby
birds fly over the Southern and Central
Great Plains and stopover at sites in the
Northern Great Plains, principally in
Southern Canada. Further, both spring
and fall migrations involve a single 2- or
3-day flight between the Gulf coast and
Canada.
Our Response: We agree that this
picture of midcontinent migration (long
‘‘jumps’’ mainly to Southern Canada) is
consistent with best available data.
However, that body of available data
(mainly Newstead et al. 2013, Skagen et
al. 1999, and eBird.org 2014) is not
extensive. Newstead et al. (2013) did
find 2- or 3-day migration flights
between Texas and the northern
stopovers, based on a sample size of
eight geolocators, some of which had
been carried by the same birds for 2 full
years. In addition to Newstead’s
research, our review of reliable national
and regional occurrence data (Central
Flyway Council 2013; eBird 2012; A.
Simnor pers. comm. October 15, 2012)
found multiple rufa red knot sighting
records in every interior State. See Our
Response 29 for discussion of potential
stopover areas in the interior United
States.
(32) Comment: Several States and
other commenters stated that a separate
population of rufa red knots exists in
the midcontinent of the United States
and this population may constitute a
DPS; therefore, a DPS analysis should be
conducted. Further, these commenters
stated that there is no compelling
evidence that the midcontinental
population meets the definition of
threatened and none of the threats
affecting the Atlantic coast population
are applicable to the midcontinental
population.
Our Response: Under the Act, we may
list a species, subspecies, or a DPS of a
vertebrate species. The Act’s definition
of ‘‘species’’ includes ‘‘any subspecies
of fish or wildlife or plants, and any
distinct population segment of any
species of vertebrate fish or wildlife
which interbreed when mature.’’ We
have no evidence that the rufa red knot
is composed of separate populations
that may warrant protection of the Act
at less than the subspecies level. Based
on the best scientific and commercial
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data available, we determined the rufa
subspecies of the red knot to warrant
listing as threatened throughout its
entire range.
(33) Comment: Several States and
other commenters stated that giving
infrequently or unused areas the same
standing as regularly used and critically
important sites ultimately hinders
conservation efforts and is
counterproductive. Listing in the
Central Flyway States will result in
expenditure of resources and create
unnecessary bureaucracy (e.g., to
conduct consultations) in areas with
little to no occupancy, potentially
diverting resources away from coastal
habitats where they would have
substantially greater conservation
benefit. Further, listing in the Central
Flyway States has no conceivable
conservation benefit to red knots or to
noncoastal wetland habitats, which
already derive protection from other
listed species like the piping plover,
whooping crane, and interior least tern.
Our Response: We disagree. The
Service must make its determination on
whether a species, subspecies, or DPS
meets the definition of threatened or
endangered based solely on the best
available scientific and commercial
data. This determination is based only
on an analysis of the population and
threats affecting the species as set forth
under sections 4(a) and 4(b) of the Act.
The extent to which a potential listing
will or will not advance the
conservation of any particular
ecosystem (e.g., noncoastal wetlands) is
not a factor we may consider when
determining whether a species meets
the definition of threatened or
endangered, nor may we consider
economic information, including
workload implications. As discussed
above in Our Response 28, the
provisions of the Act apply to all
individuals of a listed species wherever
found (emphasis added). Upon listing,
therefore, the rufa red knot is protected
by the Act wherever it occurs, even as
scientific understanding of its range will
likely continue to improve over time.
That said, the Service has the
appropriate tools under sections 7 and
10 of the Act to work with our State,
Federal, and private partners to
appropriately evaluate the likelihood of
effects to red knots stemming from
proposed activities. Such evaluations
will be based on the species’ level of
exposure to the proposed activity,
including the frequency and consistency
of the species’ occurrence in the affected
area, and the type of activity, including
its timing and duration. These
evaluations may be done at different
geographic scales.
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During the recovery planning process
we will focus on those stopover sites,
both coastal and inland, that support the
largest concentrations of birds, based on
best available data. Inland habitats
could be an important feature for certain
flyways at certain times (e.g., during
particular weather conditions). Based on
best available information, the Texaswintering birds using the Central
Flyway are important to the red knot’s
overall conservation because these birds
contribute to the subspecies’ resiliency
and geographic representation.
Protecting these birds and their habitats
under the Act does have conservation
benefit to the rufa red knot.
(34) Comment: One State commented
that, given the longitudinal relationship
between the Atlantic coast of the United
States and the Pacific coast of South
America, as well as the documented
occurrence of marked Calidris canutus
rufa in Panama and the central coast of
´
Chile (Gonzalez et al. 2006), it is
conceivable that some C.c. rufa winter
in sympatry (e.g., occur in the same
area) with C.c. roselaari along the
Pacific coasts of Peru and Chile.
Further, the subspecific affiliation of the
knots that winter along the Pacific coast
from southern Mexico through Chile is
currently uncertain (78 FR 60024, p.
60026).
Our Response: We agree. We have
updated the Supplemental Document
(Subspecies Nonbreeding Distributions)
with considerable new information and
new conclusions regarding the
nonbreeding distributions of the rufa
and roselaari subspecies, including
areas of likely or potential overlap.
(35) Comment: Several States and
other commenters noted that the
proposed rule includes inland States
with low Calidris canutus occurrence
(e.g., Nebraska) while excluding other
inland States with more numerous C.
canutus occurrence records (e.g., Utah).
Despite past uncertainty, C.c. roselaari
is now believed to be restricted to the
Pacific coast based on current
information.
Our Response: Numerical prevalence
of Calidris canutus does not shed light
on which subspecies (C.c. roselarri or
C.c. rufa) predominate in any particular
area. There is considerable uncertainty
regarding the subspecific identity of C.
canutus in the western interior United
States, and it is possible that the two
subspecies both occur in this area
during migration. This uncertainty was
reflected in questions 5 and 10 under
‘‘Information Requested’’ in the
proposed rule (78 FR 60025). Despite a
number of population-wide
morphological differences (USFWS
2011a, p. 305), the rufa and roselaari
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subspecies cannot be distinguished in
the field because physical variability
among individuals results in overlaps in
many physical parameters (e.g., wing
and bill length) between the two
subspecies (USFWS 2011a, p. 205;
Harrington 2001, pp. 4–5; Harrington et
al. 1988, p. 441). Because these two
subspecies cannot be distinguished in
the field, other methods (e.g., markresighting efforts, stable isotope
analysis, genetics) are needed to
delineate their distributions (D.
Newstead pers. comm. September 14,
2012).
As discussed under Our Response 28
and detailed in the Supplemental
Document (Subspecies Nonbreeding
Distributions—Western Interior United
States), we defined the rufa red knot’s
Western U.S. range based on best
available data from reliable published
scientific literature, submitted
manuscripts, and species’ experts;
occurrence data; and analysis (e.g.,
estimated flight paths based on known
wintering and breeding grounds
combined with siting records). While it
is possible that rufa red knots range
nearly all the way to the Pacific coast
during migration, we do not have any
evidence to date (e.g., genetics, markresightings, geolocator data, or stable
isotope data) of rufa west of the Great
Plains. We acknowledge considerable
uncertainty around the subspecies
composition in the Western States but
conclude, based on best available data,
that the rufa range likely extends to the
western limit of the Great Plains (as
mapped by the Level I ecoregions (U.S.
Environmental Protection Agency
(USEPA) 2013a)). See also Our Response
82 below.
(36) Comment: One State and several
other commenters stated that, prior to a
listing determination, more information
is needed regarding the status and
characteristics of red knot populations
(e.g., population status in Texas,
connectivity of migratory flyways). In
addition, gathering more scientific
research on the red knot population in
Texas will improve viability
assessments of the entire subspecies
throughout its range.
Our Response: The proposed rule
presented best available data regarding
red knot population size, diet, habitat
use, and threats in Texas, as well as the
prevalence and migration patterns of
Calidris canutus rufa versus C.c.
roselaari in Texas (Rufa Red Knot
Ecology and Abundance pp. 5–7, 9, 14–
16, 21–24, 27, 34–35, 42; Factor D pp.
10–11; 78 FR 60024, pp. 60030, 60033,
60035, 60039–60042, 60044–60045,
60052, 60056, 60059, 60063, 60078,
60081, 60085–60086, 60089, 60092).
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Section 4 of the Act directs that listing
determinations be made on the basis of
the best scientific and commercial data
available. We evaluated approximately
1,400 references during the preparation
of the proposed rule, and communicated
with numerous species and threats
experts, to comply with this data
standard required by the Act. We
solicited peer review on the proposed
rule. Peer review comments are
reflected in the Supplemental
Document, which has also been updated
with new data regarding Texas, the
nonbreeding distribution of rufa red
knots, and connectivity of the flyways
(Subspecies Nonbreeding Distributions;
Migration; Migration and Wintering
Habitat) that has subsequently become
available through the public comment
period and clarification from experts.
Although a more complete picture of
red knot ecology in Texas will be
helpful for recovery planning, research
to generate these new data is not yet
available. As discussed in Our Response
27 above, the ‘‘best available science’’
requirement does not equate to the best
possible science. We acknowledge
certain data gaps (78 FR 60024, pp.
60024–60025) and uncertainties, some
of which are inherent in all natural
systems and all evaluations of future
conditions; however, we conclude that
the best available data are sufficient to
document several population-level
threats to the red knot, as well as its
reduced population size relative to the
early 1980s, and thus conclude that the
red knot meets the definition of a
threatened species.
(37) Comment: One State commented
that the proposed rule did not provide
comprehensive population numbers for
either the historical or current
population size for this subspecies or
estimates that encompass the entire
wintering range, the entire nesting
range, or all of the potential migration
stopover habitats along the U.S. Atlantic
coast. This commenter believes the
proposal gave undue importance to
population trends at only two locations,
Delaware Bay and Tierra del Fuego, and
that maximum percent declines at these
two sites are not sufficient for an
evaluation of the severity of the
apparent [rangewide] population
decline. Further, because the red knot is
highly mobile and individual birds and
flocks appear to be capable of using
different locations as stopover points
from year to year, a more rigorous
approach than subsampling should be
used to assess population changes.
Another commenter believes 40 years of
data are not enough to show a trend in
red knot populations and the Service
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should look at hundreds of years of
data.
Our Response: As discussed in the
Supplemental Document (Population
Surveys and Estimates), we conclude
that we do not have sufficient reliable
data on which to base a precise
rangewide population estimate. Thus,
we have instead considered the best
available data, which consists of survey
data for specific regions. In the
proposed rule, we limited our
conclusions to trends within each
regional data set (Rufa Red Knot Ecology
and Abundance, pp. 53–54), though we
did note a temporal correlation between
declines at Tierra del Fuego and
Delaware Bay (Rufa Red Knot Ecology
and Abundance, p. 48). Although we
lack sufficiently robust data to conclude
if other wintering and stopover areas
also declined, we conclude it is likely
that declines at Tierra del Fuego and
Delaware Bay drove an overall
population decline (i.e., lower total
numbers), because these two sites are
believed to have supported a large
majority of rangewide knots (see Our
Response 38). We note that our
calculation of those regional declines
(75 percent at Tierra del Fuego and 70
percent at Delaware Bay) are based on
averages of early and late time periods,
calculated to smooth out inherent
variability in the data. In contrast, the
maximum declines (i.e., comparing only
the single lowest count with the single
highest count) were both recorded in
2011 and show an 81 percent decline at
Tierra del Fuego and an 87 percent
decline at Delaware Bay. Despite the
above-mentioned limitations in
producing a rangewide population
estimate, we do note that several
analyses conducted by others all
concluded red knot numbers declined,
probably sharply, in recent decades.
While we did not rely on these other
analyses, we do note that they are
independently consistent with the
conclusions we draw from the available
(regional) data sets.
A more rigorous survey regime to
estimate rangewide population changes
over time may become available in the
future. For example, mathematical
population size estimates based on
marked birds were begun in 2011 in
Delaware Bay (J. Lyons pers. comm.
September 3, 2013) and Georgia (GDNR
2013). This new method does not yet
allow for trend analysis because only a
few data points are available, and does
not yet have the geographic coverage to
permit a rangewide population estimate.
However, the Act requires that we make
listing determinations based on the best
available data. The proposed rule
identifies and evaluates the best
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available population information, which
is associated with high confidence in
those regions with long time series and
consistent survey methods (e.g.,
Delaware Bay, Virginia, Tierra del
Fuego).
We disagree that these best available
data cover an insufficient time period
for trend analysis. Even with inherent
annual variability, we conclude the
available data are sufficient to document
a sharp and prolonged period of decline
in red knot counts in Delaware Bay and
Tierra del Fuego in the 2000s. Further,
we have gathered best available
historical data dating back to the mid1800s, as presented in the proposed rule
(Rufa Red Knot Ecology and
Abundance) and the Supplemental
Document (Historical Distribution and
Abundance, pp. 33–36). Although these
historical data do not permit a
quantitative analysis, they do convey a
consistent qualitative account of
historical declines and followed by, at
least, a partial recovery.
(38) Comment: One State questioned
the validity of applying the observed
decline in Delaware Bay to the entire
population since, despite its apparent
importance, the bay represents only a
small portion of the Atlantic coast and
the potential stopover habitat available
to migrating red knots.
Our Response: While, geographically,
Delaware Bay represents only a small
proportion of the total U.S. Atlantic
coast, we conclude the bay supports a
significant proportion of the total rufa
red knot population during spring
migration (Brown et al. 2001, p. 10), as
discussed in the proposed rule (Rufa
Red Knot Ecology and Abundance, p.
29). Although no current, reliable,
rangewide population estimate is
available, reliable regional population
data are available (see Our Response 77;
Rufa Red Knot Ecology and Abundance,
pp. 38–52; and Population Surveys and
Estimates in the Supplemental
Document). We have analyzed the most
recent estimates of red knot numbers
from each wintering region, Delaware
Bay peak counts from the past 10 years,
and Delaware Bay total passage
population estimates from the past 3
years. Based on this analysis, we
conclude that Delaware Bay continues
to support the majority of red knots
during spring.
That said, we agree that extrapolation
of population declines in Delaware Bay
to the rest of the red knot population
should be conservative and undertaken
only when supported by corroborating
data. In the proposed rule, we presented
data for specific regions (Rufa Red Knot
Ecology and Abundance, pp. 38–52) and
limited our conclusions to trends within
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each regional data set (Rufa Red Knot
Ecology and Abundance, pp. 53–54).
However, we also stated, ‘‘the pattern
and timing of these declines in
Delaware Bay relative to Tierra del
Fuego and other stopovers is suggestive
of a decrease in the overall population’’
(Rufa Red Knot Ecology and
Abundance, p. 48). We agree that this
statement was imprecise and have
revised the Supplemental Document
(Population Surveys and Estimates—
Spring Stopover Areas—Delaware Bay)
to clarify our conclusions drawn from
best available data. We have also revised
the Supplemental Document
(Summary—Population Surveys and
Estimates) to clarify, ‘‘Although we lack
sufficiently robust data to conclude if
other wintering and stopover areas also
declined, we conclude it is likely that
declines at Tierra del Fuego and
Delaware Bay drove an overall
population decline (i.e., lower total
numbers), because these two sites
supported a large majority of rangewide
knots during the baseline 1980s period.’’
(39) Comment: One State commented
that the annual variation in the
Delaware Bay peak counts suggests that
knots are capable of altering their
stopover behavior between years. It is
unlikely that the actual population
fluctuates at the high magnitude
reflected in the Delaware Bay peak
counts; therefore, year-to-year changes
are probably related to variations in
passage rates for birds moving through
the region and variations in the use of
multiple stopover sites.
Our Response: We agree that the
Delaware Bay peak counts are highly
variable, but conclude that much of the
short-term (year-to-year) variation can
be attributed to the fact that peak counts
are only a proxy measure for the total
passage population. Year-to-year
differences in the month-long patterns
of arrival and departure would affect the
percentage of total passage population
that is captured by each year’s peak
count (e.g., some years more birds may
depart early and be missed by the lateMay peak count). It is also possible that
the survey date has missed the true peak
number of birds in some years,
particularly after 2008 when weekly,
season-long survey efforts were scaled
back to focus only on the end of May.
That said, we also agree that red knots
may switch between mid-Atlantic
stopovers between, and even within,
years, and that this flexibility may
explain part of the variability in the data
from both Delaware Bay and Virginia
(Supplemental Document tables 8 and
11). We noted this flexibility in spring
stopovers in the proposed rule (Rufa
Red Knot Ecology and Abundance, p.
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20). Despite the high variability, we
attach high confidence to the long-term
trend evident in the Delaware Bay peak
count data, based on the consistent
methods and observers, particularly
during the core years of 1986 to 2008.
(40) Comment: One State and several
other commenters stated that recent
population estimates calculated from
resightings of banded knots using
capture-recapture statistical methods
should not be conflated with long-term
data sets of maximum 1-day (peak)
counts.
Our Response: The proposed rule
(Rufa Red Knot Ecology and
Abundance, pp. 47–51) did not conflate
population estimates derived from these
two different methods. As we explain in
the Supplemental Document
(Population Surveys and Estimates—
Spring Stopover Areas), because birds
pass in and out of a stopover area, the
peak count (the highest number of birds
seen on a single day) for a particular
year is lower than the total passage
population (i.e., the total number of
birds that stopped at that site over the
course of that migration season). For
this reason, we have not compared data
sets estimating total passage population
(from capture-recapture statistical
methods) with those of peak counts
(maximum 1-day counts). We present
these data sets separately in tables 9 to
13 of the Supplemental Document, with
data updates where available.
(41) Comment: One State concluded
that peak red knot numbers in Delaware
Bay have been stable to increasing since
2002, while another commenter
concluded that red knot numbers in
Delaware Bay continue to decline.
Our Response: We disagree with both
of these conclusions. We find that peak
counts from 2002 through 2008
continued to show a slight downward
trend. Peak counts from 2009 through
2014 appear to have been stable to
slightly increasing, despite lower
confidence in these recent counts due to
multiple shifts in methodology and
surveyors. Average peak counts for the
last decade (2005 to 2014) remain about
70 percent lower than during the
baseline period of 1981 to 1983. See
Supplemental Document, Population
Surveys and Estimates—Spring
Stopover Areas—Delaware Bay.
(42) Comment: One State and several
other commenters noted that the ARM
model established a threshold of red
knot abundance (45,000 or half of the
historical peak counts) which, when
reached, will trigger female crab harvest.
As this threshold was derived from peak
counts, it must be adjusted upward to
account for differences in methods
before it can be judged against new
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estimates of total stopover population
derived from mark-resighting data. One
State also commented that the markresighting method is of limited value in
trend assessment because population
estimates cannot be made
retrospectively, but did acknowledge
that it is probably the most robust
method of estimating actual stopover
population numbers and, therefore, will
be useful in developing future trend
information.
Our Response: We agree that the
threshold must be revised and note that
this adjustment has already been made.
This threshold, used in the ASMFC’s
management of the HSC fishery under
the ARM, has now been adjusted
upward to account for differences in
methodology. In September 2013, the
ASMFC’s Delaware Bay Ecosystem
Technical Committee adopted a ratio of
1.82, and adjusted the threshold from
45,000 to 81,900 red knots. This ratio
may be refined when the ARM model is
re-evaluated in the future (ASMFC
2013e, p. 1). We agree that this is a
robust method of estimating stopover
populations, but also agree that the
mark-resighting method cannot yet be
used for trend analysis because too few
data points are available to date. No
accurate estimates of the total stopover
population using the methods of J.
Lyons (pers. comm. September 3, 2013)
can be calculated prior to 2011, when
the required data began to be collected.
However, estimates prior to 2011 are not
needed to implement the ARM model as
decisions on HSC harvest are based
upon the current populations of HSCs
and red knots. For red knot population
trend analysis in Delaware Bay, we have
relied on the peak counts (see Our
Responses 37 and 39.)
(43) Comment: One State said that it
had difficulty evaluating the geographic
adequacy of the winter surveys in Tierra
del Fuego and the southern coastline of
Argentina, because these surveys may or
may not cover a sufficiently large
portion of the wintering range to
develop a comprehensive population
estimate. This State questioned if it is
possible that red knots winter outside of
the surveyed area further north along
the coast lines of Argentina and Chile,
or on the Falkland Islands.
Our Response: Much of what we
know about the distribution of
wintering red knots along the coasts of
South America comes from Morrison
and Ross (1989), who reported the
results of aerial surveys conducted from
1982 to 1986. This survey effort covered
nearly the entire Atlantic, Pacific, and
northern coasts of South America
(Morrison and Ross 1989, Vol. 1, p. 22).
During these extensive surveys, Calidris
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canutus was observed only in Tierra del
Fuego and the Patagonian coast of
Argentina, the north coast of Brazil, and
western Venezuela (Morrison and Ross
1989 Vol. 1, pp. 37, 40–41). Although
Morrison and Ross (1989) did not
observe C. canutus along the Pacific
coast of South America, they recorded
substantial numbers of unidentified
medium-sized shorebirds in several
locations, including some areas with
reports of C. canutus from other sources
(eBird.org 2014; Carmona et al. 2013,
pp. 175, 180; Ruiz-Guerra 2011, p. 194;
Morrison and Ross 1989 Vol. 1, p. 40;
Hughes 1979, pp. 51–52). In the
proposed rule (Rufa Red Knot Ecology
and Abundance, pp. 38–42), we
presented the data of Morrison and Ross
(1989) as well as all available results of
more recent survey efforts for the known
and possible range of C.c. rufa, which
includes the east and north coasts of
South America. These data have been
updated in the Supplemental Document
(Population Surveys and Estimates).
Based on new information indicating
that at least some of the C. canutus on
the central Pacific coast of Chile are also
C.c. rufa, we have also added best
available abundance data for the west
coast of South America (Population
Surveys and Estimates—Central
America and Pacific South America).
We are unaware of any published or
unpublished C. canutus reports from the
Falkland Islands, there are no reports of
these species for that area in eBird
(eBird.org 2014), and no other datasets
for the Falkland Islands were provided
during the comment period. The lack of
data may be explained by an apparent
lack of survey efforts.
(44) Comment: One State commented
that, based upon its review of the threats
analysis published in the listing
proposal, it does not find compelling
evidence that the rufa subspecies of the
red knot warrants listing as a federally
threatened species throughout the
eastern half of the United States. Other
commenters stated that listing of the
rufa red knot is not warranted based on
a lack of compelling evidence in the
proposed rule, and that the threatened
determination relies on speculative
future conditions. An additional
commenter stated that a reasonable
determination could also be made that
adequate conservation measures already
exist to reasonably protect red knot
populations and that forecasting
cumulative worst case scenarios to
determine species risk does not meet the
test of 50 CFR 424.4(a)(1) for adding a
new species to the list of threatened and
endangered species. Conversely, other
commenters stated that we should list
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the red knot as endangered or use our
authorities for emergency listing, while
another commenter mentioned that the
previous change in the rufa red knot’s
listing priority number was no
guarantee that it would be listed.
Our Response: See Our Responses 27,
36, and 71 regarding how we satisfied
the Act’s information standard. The
proposed rule and its underlying data
were available for extensive public and
peer review and comment. The
commenters did not provide additional
substantive information to refute our
analysis or assumptions. We disagree
that this listing determination relies on
cumulative-worst case scenarios, and
instead find that the red knot meets the
definition of a threatened species based
on several population-level threats.
Particularly considering the cumulative
effects of ongoing and emerging threats,
and considering that several
populations of red knots have already
undergone considerable declines and
remain at low levels, we conclude that
the best available data constitute
compelling scientific evidence that the
red knot meets the definition of a
threatened species.
As noted in the proposed rule
(Previous Federal Actions, p. 2), the
listing priority number was changed
(from 6 to 3) in 2008. The commenter
is correct that candidate species of any
listing priority number are not
guaranteed to be listed—new
information may become available that
causes us to change our conclusion that
listing is warranted. However, this is not
the case for the red knot. As for the need
to emergency list, this request is moot
because the red knot will become listed
as threatened upon the effective date of
this rule. As noted in the proposed rule
(Previous Federal Actions, pp. 1–2), we
previously determined that emergency
listing was not warranted, and we had
no new information to indicate
emergency listing was warranted at the
time of, or subsequent to, the proposed
rule.
We have carefully reviewed all new
information since the proposed rule,
and continue to find that the red knot
meets the definition of a threatened
species under the Act. We do not find
that the red knot warrants listing as
endangered based largely on the fact
that red knot populations in Tierra del
Fuego and Delaware Bay, although still
at historically low levels, appear to have
stabilized since about 2009, suggesting
that the red knot is not currently at risk
of extinction, but is likely to become so
in the foreseeable future.
(45) Comment: One State and an
additional commenter expressed
concerns that threats in other habitats
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outside of Delaware Bay are having a
disproportionate effect on the red knot
because the Delaware Bay remains in a
‘‘depauperate state,’’ at least as it
pertains to shorebirds (i.e., HSC
population levels are too low to provide
the ‘‘super-abundance of eggs’’).
Because of this egg insufficiency, threats
in other habitats used during the red
knot’s annual cycle will have a
proportionately greater effect on red
knot population viability. Thus,
addressing the HSC egg food supply in
the bay must remain at the forefront of
red knot recovery efforts.
Our Response: We disagree that the
bay is currently ‘‘depauperate’’ for
shorebirds, but agree that the HSC egg
supply should remain a focus of red
knot recovery work. As noted in the
proposed rule (78 FR 60024, p. 60063),
most data suggest that the volume of
HSC eggs is currently sufficient to
support the Delaware Bay’s stopover
population of red knots at its present
size. This conclusion seems to be
holding, as red knot weight gain was
good during spring 2014, for a third
consecutive year (A. Dey pers. comm.
July 23, 2014). However, it is not yet
known if the egg resource will continue
to adequately support red knot
population growth over the next decade.
Thus, we agree that sustained focus on
protecting the red knot’s food supply is
vital to the recovery of the red knot, and
will be addressed during the recovery
planning process. Further, we intend to
continue our active role in the ASMFC’s
management of the HSC fishery. Under
the ARM we do not anticipate the bait
harvest will slow red knot population
growth (see Our Response 48) (Smith et
al. 2013, p. 8).
We also agree that a number of other
threats are likely contributing to habitat
loss, anthropogenic mortality, or both,
and thus contribute to the red knot’s
threatened status, particularly
considering the cumulative effects of
these threats, and that populations of
this species have already undergone
considerable declines in key areas.
(46) Comment: One State and several
other commenters stated that the
Delaware Bay HSC population has not
recovered and concluded that
management of this fishery to date has
not accomplished its objectives and has
proven inadequate to reverse declines.
Several commenters noted that no class
of HSC (by sex or age) has shown any
recovery as measured by the Virginia
Tech Horseshoe Crab Trawl Survey or
the Delaware Bay 16-foot Trawl Survey.
Further, positive trends in female HSC
populations are absent, even after 7
years of male-only harvest, which is
consistent with significant unaccounted
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losses of female crabs, for example, from
mortality caused by biomedical harvest,
poaching, and bycatch. In addition, one
State commented that the 2013
defunding of the Virginia Tech Trawl
Survey adds to uncertainty that the data
sources relied upon in the ARM models
will be consistently available. In
contrast, one commenter stated that,
while the benthic trawl survey is the
best survey to support the ARM, a
sound strategy has been developed to
use the NEAMAP data to support the
2014 modeling efforts for the 2015
fishery, and the ASMFC Horseshoe Crab
Management Board and ARM Working
Group anticipate the continued use of
the ARM framework for management.
Our Response: Numerous data sets are
available regarding the Delaware Bay
HSC population. We rely on ASMFC’s
periodic stock assessments to
appropriately weigh and statistically
analyze these data sets to draw
conclusions regarding HSC population
trends, as discussed in the proposed
rule (78 FR 60024, p. 60066). The
Supplemental Document (Factor E—
Reduced Food Availability—Horseshoe
Crab Harvest—Link A, Part 2) has been
updated to include the results of the
2013 stock assessment update. The 2013
stock assessment update concluded that,
in the Delaware Bay Region, there is
evidence of increases in certain age or
sex classes, but overall population
trends have been largely stable (neither
increasing nor decreasing) since the
previous stock assessment in 2009
(ASMFC 2013b, p. 22). These 2013 stock
assessment findings are consistent with
our conclusions in the proposed rule (78
FR 60024, p. 60066) that HSC
population declines were observed
during the 1990s, increases (though not
a full return to 1980s levels) and
stabilization occurred in the early
2000s, and various data sets have
differed with no consistent trends since
2005. We note that the ARM framework
does not define a ‘‘recovery’’ population
level for Delaware Bay HSCs, but
instead seeks to set the crab harvest at
a level that does not slow the
achievement of an agreed-upon red knot
population target.
We disagree that ASMFC’s regulatory
approach has been inadequate. In
addition to restricting harvests through
the Fisheries Management Plan
(including the most recent iteration, the
ARM), the ASMFC has taken several
proactive steps including establishment
of a Technical Committee to focus on
shorebirds, requesting the establishment
of an HSC reserve in Federal waters,
supporting work on alternative baits,
and reducing demand by promoting
bait-saving devices. These efforts
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reduced reported landings (ASMFC
2009a, p. 1) from 1998 to 2011 by more
than 75 percent (78 FR 60024, p. 60064).
We believe it is premature to state that
the ASMFC’s regulatory approach has
not accomplished its objectives. Rather,
we anticipate that this regulatory
approach, currently reflected in the
ARM framework, will allow for HSC
and red knot population growth to meet
ASMFC objectives. However, even
highly successful harvest management
under the ARM will only meet its
objectives to the extent that the HSC
population remains limited by harvest.
For example, food resources, habitat
conditions, and other conditions that
affect growth, survival, and carrying
capacity of HSCs in the Delaware Bay
Region may have changed over time and
cannot be affected by management of
the fishery.
Regarding when to expect female
HSCs to show an increase based upon
existing monitoring programs, several
areas need to be considered including
the ability of the monitoring programs to
detect change in the populations, our
understanding of how the population
may respond, and other factors such as
food availability for HSCs, as well as
bait and biomedical mortality.
Horseshoe crabs take 9 to 12 years to
reach breeding age, and modeling
suggests that it will likely take longer
than one generation for adult abundance
to increase. See Our Response 49 below
regarding possible sources of HSC
mortality not explicitly accounted for in
the ARM models.
We agree that the Virginia Tech
survey is the best benthic trawl survey
to support the ARM. In the absence of
the Virginia Tech survey, we support
the ongoing efforts of the ASMFC to
adapt the NEAMAP data for use in the
models. However, efforts to date have
not identified a method by which the
NEAMAP data can allow for the
functioning of the ARM models
(ASMFC 2014b). Stable funding sources
for the other baywide monitoring
programs are also a concern. Insufficient
monitoring has already impacted the
ability of the ASMFC to implement the
ARM as intended (ASMFC 2014b;
ASMFC 2012c, p. 13). If the ARM
cannot be implemented in any given
year, the ASMFC would choose between
two options based on which it
determines to be more appropriate—
either use the previous year’s harvest
levels (as previously set by the ARM), or
revert to an earlier management regime
(ASMFC 2012e, p. 6). Although the HSC
fishery would continue to be managed
under either of these options, the
explicit link to red knot populations
would be lost. Absent the necessary
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HSC monitoring data to use the ARM
models for the 2015 season, ASMFC
(2014b) has opted to use the 2014
harvest levels which we considered at
the time to adequately ensure the red
knot’s food supply. We have revised the
Supplemental Document (Factor E—
Reduced Food Availability—Horseshoe
Crab Harvest—Adaptive Resource
Management) to reflect this new
uncertainty about the future of the
ARM.
(47) Comment: One State commented
that recent efforts to develop an
artificial bait for the conch and eel
fisheries could reduce demand for HSCs
as bait and reduce the HSC harvest,
thereby benefitting HSC (and red knot)
rebuilding. However, to realize a
significant benefit to the HSC
population, the use of artificial bait
would need to reduce harvest/demand
for HSCs to a level below quota levels.
Our Response: We agree that HSC
alternatives offer the possibility of
substantial conservation benefits to the
red knot. In the proposed rule (78 FR
60024, p. 60067), we noted efforts to
develop an artificial bait to replace
HSCs, as well as work toward
alternatives to the biomedical HSC
product Limulus Amebocyte Lysate. We
have updated the Supplemented
Document (Factor E—Reduce Food
Resources—Horseshoe Crab Harvest—
Link A, Park 2) with new information
on artificial bait from the University of
Delaware (Wakefield 2013). We support
these efforts, which would reduce or
eliminate the demand for harvesting
HSCs. However, until bait or lysate
alternatives are widely adopted, we
anticipate that management of HSC
harvests under the ARM will continue
to adequately abate the food supply
threat to red knots from HSC harvest in
the Delaware Bay. (However, see Our
Response 46 regarding new uncertainty
about the future of the ARM.)
(48) Comment: One State and several
other commenters expressed concern
that, under the ARM, Delaware Bay HSC
populations are not expected to recover
for 60 years. One State indicated that
the carrying capacity of Delaware Bay
for female crabs is estimated at 14
million individuals while the current
female population estimate is 4.5
million, and growth to carrying capacity
would take more than 100 years
according to simulations by Smith et al.
(2013). Another commenter stated that
the number of crabs must return to the
levels of the early 1990s to support the
recovery of the red knot. Several of
these commenters believed that the
ARM models value harvest (give it
‘‘utility’’) above a speedy recovery of
HSCs. Another commenter stated that it
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remains to be seen if the HSC
population will respond to recent
harvest quotas set by the ASMFC and
that the food supply for red knots in
Delaware Bay remains uncertain for at
least the near term. Conversely, one
commenter stated that assertions that
the HSC population must increase by an
order of magnitude to have a beneficial
impact on survival of the red knot
population are not supported by
defensible data.
Our Response: We disagree with these
conclusions regarding HSC population
growth rates and target population
levels. In a recent study, Smith et al.
(2013, entire) ran computer simulations
to test how uncertainty affects the
management of the Delaware Bay HSC
population under the ARM. These
authors presented charts with simulated
population trajectories of both HSCs and
red knots. However, these simulations
were intended to illustrate the role of
uncertainty in the ARM framework, not
to predict recovery times. Because it is
adaptive in nature (i.e., each year’s
harvest limits are based on the previous
year’s crab and knot population
estimates), the ARM is not designed to
answer the question of how long it will
take to achieve any particular HSC or
red knot population size in Delaware
Bay. The findings of Smith et al. (2013)
have been incorporated into the
Supplemental Document (Factor E—
Reduce Food Availability—Horseshoe
Crab Harvest—Adaptive Resource
Management).
As explained above in Our Response
46, the ARM framework does not define
a ‘‘recovery’’ population level for
Delaware Bay HSCs. We do not assert
that any particular HSC population level
is necessary to have a beneficial impact
on the red knot stopover population in
Delaware Bay. Further, we do not have
any information to indicate that the HSC
population must reach carrying
capacity—or must return to early 1990s
levels, or increase by an order of
magnitude—to support the full recovery
of the Delaware Bay’s red knot stopover
population. Instead, we rely on the
adaptive, scientific modeling of the
ARM framework to determine the
appropriate HSC harvest level necessary
to maximize red knot population
growth.
We disagree that the ARM framework
values harvest over maximum HSC
population growth. Under the ARM
framework, utility is given to harvest
(i.e., harvest is ‘‘valued,’’ and, therefore,
allowed) only when knot and crab
populations are above a threshold.
Although the simulations by Smith et al.
(2013, p. 8) are not intended to predict
actual timeframes for population
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growth, they did show that the bait
harvest levels allowed by the ARM did
not slow red knot population growth
relative to a complete moratorium (see
Our Response 121). The simulations by
Smith et al. (2013) suggest these species
will take a long time to rebuild
(although we cannot predict how long)
due to their inherent biology (long time
to maturity and low survival in early life
stages), not due to the ARM utility
values.
We agree that food supply for red
knots in Delaware Bay remains a point
of concern. As long as the ARM is in
place and functioning as intended (see
Our Response 46 regarding new
uncertainty about the future of the
ARM), we anticipate future quotas will
continue to be set at levels that ensure
the bait harvest does not impede
progress toward achieving maximum
red knot population growth. However,
even with highly successful harvest
management under the ARM, the HSC
population will continue to grow only
to the extent that it remains limited by
harvest; other factors affecting crab
populations cannot be affected by
management of the fishery (see Our
Response 46 and Supplemental
Document section Factor E—Reduced
Food Availability—Horseshoe Crab
Harvest—Link A, Part 2). Our
assessment of the best available data
concludes that the volume of HSC eggs
is currently sufficient to support the
Delaware Bay’s stopover population of
red knots at its present size; but because
of the uncertain trajectory of HSC
population growth, it is not yet known
if the egg resource will continue to
adequately support red knot population
growth over the next decade. This
conclusion is unchanged from the
proposed rule (78 FR 60024, p. 60063).
(49) Comment: One State and several
other commenters stated that the ARM
model is based on a number of
assumptions that the ASMFC has not
adequately tested, and includes a high
degree of uncertainty in many of the
data inputs. These include a lack of
information on crab mortality to
sufficiently inform the adaptive
management process. These
assumptions and sources of uncertainty
render the model less risk-averse than
the commenters find acceptable given
the dependence of red knot recovery on
a sufficient growth in Delaware Bay’s
spawning HSC population.
Assumptions and uncertainties noted by
the commenters include (a) the
boundary (geographic extent) of the
Delaware Bay Region (which, if
incorrect, could allow for harvest of
Delaware Bay crabs that would not be
accounted for in the models); (b) illegal
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harvest; (c) crabs harvested and used at
sea (not landed in any State); (d) crabs
harvested in Federal waters; (e) bycatch;
(f) underreporting, inaccurate or missing
reporting of the sex of harvested crabs;
and (g) mortality from the biomedical
harvest.
Our Response: While we agree that
there is good correlation between
declines in red knots and declines in
HSC abundance based on the best data
available, we note that late arrivals of
red knots in Delaware Bay (for unknown
reasons) was a key synergistic factor
accounting for the knot’s decline in the
2000s (Baker et al. 2004, p. 878). We
recognize the uncertainties and
assumptions raised by the commenters.
Such uncertainties were one reason the
ARM was developed, as the purpose of
adaptive management is to allow
decisions under uncertainty. The
uncertainties and assumptions, many of
which are common to all managed
fisheries, mentioned by the commenters
were taken into account when the ARM
was developed. We have reviewed the
ARM framework at length and have
spoken with the authors of the
modeling. We conclude that the ARM is
risk averse and deals explicitly with
uncertainties, and that these
uncertainties do not preclude effective
decision-making, a conclusion
supported by Smith et al. (2013).
Updates regarding our previous
analysis of each uncertainty or
assumption are presented below. While
the ARM framework does not currently
account for these factors explicitly,
mortality from sources other than the
bait harvest is potentially reflected in
the survival parameters used in the
ARM. Based on best available
information, we conclude that explicit
addition of these factors to the models
would not change the harvest levels set
by the ARM process. However, we have
revised the Supplemental Document
(Factor E—Reduced Food Availability—
Horseshoe Crab Harvest—Adaptive
Resource Management) to clarify that
we expect the ARM framework will
continue to adapt as substantive new
information becomes available about
important factors (other than the bait
harvest) that may limit the continued
growth of the Delaware Bay HSC
population (see Our Response 50). In
addition, we note that, since New Jersey
has a full moratorium in place, the
actual harvest of HSCs is less than that
recommended by the ARM models.
(a) Delaware Bay Region boundary. In
the proposed rule (78 FR 60024, p.
60070), we concluded that the ASMFC’s
current delineation of the Delaware Bay
Region HSC population is based on best
available information and is appropriate
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73723
for use in the ARM modeling, but we
acknowledged some uncertainty
regarding the population structure and
distribution of Delaware Bay HSCs. The
commenters have not provided any new
data to help resolve this uncertainty, or
alternate boundaries for consideration.
In documenting the technical
underpinnings of the ARM, the ASMFC
(2009b, p. 7) acknowledged that the
proportion of Maryland and Virginia
landings that come from Delaware Bay
is currently unresolved, but stated that
their approach to estimating this
proportion, based on genetic analysis,
was conservative. We have revised the
Supplemental Document (Factor E—
Food Availability—Horseshoe Crab
Harvest—Adaptive Resource
Management) to state that we anticipate
the ARM process will adapt to
substantive new information that
reduces uncertainty about the Delaware
Bay HSC population structure and
geographic distribution. See Our
Response 114.
(b) Illegal harvest. In the proposed
rule (78 FR 60024, pp. 60066–60067),
we evaluated available information
regarding illegal harvest (poaching) of
HSCs. We have revised the
Supplemental Document (Factor E—
Reduced Food Availability—Horseshoe
Crab Harvest—Link A, Part 2) to update
the poaching discussion with new
findings from the ASMFC (2014a).
Although notable poaching has been
reported outside the Delaware Bay
Region, we have no data to indicate that
poaching in the Delaware Bay Region is
occurring at levels that would have
population-level effects. See also Our
Response 52 below.
(c) Crabs used at sea. In the proposed
rule (78 FR 60024, p. 60067), we
discussed the unregulated harvest of
HSCs from Federal waters that are not
landed in any State, but exchanged
directly to a dependent fishery. We have
updated the Supplemental Document
(Factor E—Reduced Food Availability—
Horseshoe Crab Harvest—Link A, Part 2)
with new information from the ASMFC
(2014a) regarding the possibility of such
crabs, mainly crabs caught as bycatch,
being harvested and used at sea. While
there is no indication of the extent or
amount of this activity or whether it
exceeds the legal bycatch allowances
that are set by each State, there is also
no direct evidence of significant illegal
activity and no enforcement cases
(ASMFC 2014a, p. 2; M. Hawk pers.
comm. May 27, 2014). We continue to
conclude that the level of any such
unreported and unregulated harvest
(i.e., that does not result in landings) is
small and unlikely to have populationlevel effects (M. Hawk pers. comm.
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April 29, 2013; G. Breese pers. comm.
April 26, 2013).
(d) Harvest from Federal waters.
Horseshoe crabs caught in Federal
waters and landed in any State count
toward the quotas established by the
ASMFC. Horseshoe crabs caught in
Federal waters and not landed in any
State (used at sea) were discussed under
item (c), above.
(e) Bycatch. Bycatch was discussed in
the proposed rule (78 FR 60024, p.
60067). We have updated the
Supplemental Document (Factor E—
Reduced Food Availability—Horseshoe
Crab Harvest—Link A, Part 2) with new
information about bycatch as well as
commercial discard. Horseshoe crabs
caught as bycatch that are landed in any
State count toward the quotas
established by the ASMFC and may be
kept only if the harvester holds a permit
(M. Hawk pers. comm. May 27, 2014).
Horseshoe crabs caught as bycatch that
are not landed in any State (used at sea)
were discussed under item (c), above.
(f) Reporting problems. We have no
data that underreporting and inaccurate
or missing reporting of the sex of
harvested crabs is impeding the
functioning of the ARM process.
(g) Biomedical harvest. See Our
Response 50 below regarding
biomedical harvest of HSCs.
(50) Comment: One State and several
other commenters expressed concern
that the mortality of HSCs bled for
biomedical use is not included in the
ARM models, and that mortality rates
have been documented well above those
used by the ASMFC (e.g., for assessing
if the biomedical threshold has been
surpassed). In addition, sublethal effects
on bled crabs are not considered, and
the biomedical harvest is expected to
continue growing. Further, it is unclear
if bled crabs captured in Delaware Bay
are released near the location of their
capture or nearer to the bleeding
facilities, all of which are outside of the
Delaware Bay region and would
represent a loss of these crabs to the
Delaware Bay population. One
commenter noted that the ASMFC’s
Delaware Bay Ecosystem Technical
Committee recommended in September
2013 that the ASMFC investigate
options to incorporate biomedical data
into future stock assessments, which has
not been possible to date due to
confidentiality issues.
Our Response: In the proposed rule
(78 FR 60024, pp. 60064–60065), we
noted that biomedical collection is
currently not capped, but the ASMFC
may consider implementing action to
reduce mortality if estimated mortality
exceeds a threshold of 57,500 crabs.
This threshold has been exceeded
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several times, but thus far the ASMFC
has opted only to issue voluntary ‘‘best
practices’’ guidelines to the biomedical
industry (ASMFC 2009a, p. 18). We also
noted that, using a constant 15 percent
mortality of bled crabs, the estimated
contribution of biomedical collection to
total (biomedical plus bait) mortality
coastwide rose from about 6 percent in
2004 to about 11 percent in 2011. We
have updated the Supplemental
Document (Factor E—Reduced Food
Availability—Horseshoe Crab Harvest—
Link A, Part 2) with new information on
sublethal effects from bleeding
(Anderson et al. 2013), and to note that,
despite a recommendation by the
ASMFC’s Horseshoe Crab Technical
Committee to use of a range of 5 to 30
percent mortality (ASMFC 2013c, p. 8;
ASMFC 2012a, p. 6), the ASMFC
continues to assume a constant 15
percent mortality rate for bled crabs (M.
Hawk pers. comm. May 28, 2014;
ASMFC 2013b, p. 9; ASMFC 2009a, p.
3). Available data suggest the
biomedical industry generally returns
bled crabs to their waters of origin.
As shown in the Supplemental
Document (table 23), the 2012 estimate
of coastwide biomedical mortality
(about 80,000 crabs) remains small
compared to the coastwide bait harvest
(about 730,000 crabs) (note that these
figures are not specific to the Delaware
Bay Region). Given the relative
magnitude of biomedical mortality, we
conclude that even considerable
uncertainty around this estimate would
not currently prevent the ARM
framework from functioning as
intended. However, we support the
recommendation of the Technical
Committee for ASMFC to investigate
options to incorporate biomedical data
into future stock assessments while
avoiding breaches in confidentiality
(ASMFC 2013e, p3). Further, we have
revised the Supplemental Document
(Factor E—Reduced Food Availability—
Horseshoe Crab Harvest—Adaptive
Resource Management) to clarify that
we expect the ARM framework will
continue to adapt as substantive new
information becomes available about
any important factors (other than the
bait harvest) that may limit the
continued growth of the Delaware Bay
HSC population. Such factors are not
currently well known, but could include
demographic and ecological constraints
on population growth, as well as
sources of direct mortality that are not
currently captured by the ARM models
(e.g., biomedical, poaching, bycatch). In
particular, accounting for biomedical
mortality may become important if the
contribution of the biomedical harvest
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to total mortality continues to increase.
It should be noted, however, that much
of the biomedical harvest occurs outside
the Delaware Bay Region and would,
therefore, fall outside of the ARM
framework.
(51) Comment: One State commented
that removing Mispillion Harbor from
the analysis of annual Delaware Bay egg
density estimates has no biological or
statistical justification and introduces
bias. The Delaware Bay Ecosystem
Technical Committee reviewed these
data and determined that the high egg
densities observed in Mispillion Harbor
are not an outlier because they are
consistently high from year to year and
play a significant role for red knots in
the Delaware Bay ecosystem.
Furthermore, HSC egg densities in
Delaware are increasing since 2005 (see
Kalasz 2013 interim report).
Our Response: In the proposed rule
(78 FR 60024, p. 60068), we stated that
Mispillion Harbor consistently supports
a substantial portion of the red knots in
Delaware Bay, and that exclusion of
Mispillion Harbor from statistical
analyses is problematic. Thus, we
discussed the statistical relationship
between egg density and red knot
weight gain both with and without
Mispillion Harbor, as reported by Dey et
al. (2013, pp. 18–19). We have added
the findings of Kalasz (2014) to the
Supplemental Document (Factor E—
Reduced Food Availability—Horseshoe
Crab Harvest—Link B, Part 2).
(52) Comment: One State commented
that the proposed rule contains an
unsubstantiated allegation of HSC
poaching as a factor impacting HSC
populations, which is unreasonable
given that the current HSC population is
likely no less than the estimated 20
million HSCs in the Delaware Bay in
2003, indications that the spawning
HSC population in the Delaware Bay
has been stable or increasing, the
scrutiny and capabilities of State
enforcement officials, the fact that HSC
bait prices have increased tremendously
in response to restrictions put in place
(as evidenced by the import of Asian
HSCs), and the difficulty in concealing
large quantities of [illegal] HSCs.
Conversely, another commenter stated
that they have witnessed HSC harvest in
a salt marsh on the North Shore of Long
Island, New York, and found that
oversight of harvest regulations is
lacking. In addition, this commenter
also believes that the harvest limit is too
high.
Our Response: We disagree with this
characterization of our conclusions in
the proposed rule. In the proposed rule
(78 FR 60024, p. 60066), we reported
that the ASMFC’s Delaware Bay
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Ecosystem Technical Committee had
speculated about possible factors that
may explain the lack of recent HSC
population growth in the Delaware Bay
Region, but committee members did not
reach consensus regarding which factors
are more likely (ASMFC 2012c, p. 12;
ASMFC 2012d, p. 2). The possibility of
excessive documented and
undocumented mortality was among
these factors (ASMFC 2012d, p. 2).
Therefore, we further investigated
several possible sources of additional
mortality outside the authorized bait
harvest quotas, including biomedical
mortality, poaching, bycatch, and
unregulated harvest (i.e., from Federal
waters and not landed in any State) (see
Our Response 49). Specific to poaching,
we presented documented instances of
enforcement actions in New Jersey and
New York. We have updated the
poaching discussion in the
Supplemental Document (Factor E—
Reduced Food Availability—Horseshoe
Crab Harvest—Link A—Part 2) with new
findings from the ASMFC (2014a),
which further document notable levels
of illegal harvest outside of Delaware
Bay, but which have not changed our
conclusion that minimal poaching (well
below the levels that would cause
population-level effects) has been
observed in the Delaware Bay Region.
Specific to oversight in New York,
officials are aware of significant harvest
pressure in the spring, and anticipate
possible illegal activity by
implementing significant spring
enforcement details (ASMFC 2014a, p.
1). We agree that the best available
estimate of the HSC population in
Delaware Bay is about 20 million crabs
and that spawning HSC abundance has
been stable, though not increasing (see
Our Response 109). We also agree that
poaching is receiving appropriate
scrutiny from enforcement officials
(ASMFC 2014a). See Our Responses 2
and 120 regarding the price of bait and
the import of Asian HSCs.
(53) Comment: One commenter stated
that dredging beginning in the 1960s has
degraded HSC habitat.
Our Response: In the proposed rule
(78 FR 60024, p. 60039), we addressed
effects to HSC spawning habitat from
shoreline stabilization including hard
structures and beach nourishment, but
not from dredging. We do not doubt that
dredging has and continues to degrade
HSC habitat in some locations.
However, we do not address this issue
in the Supplemental Document because
we have no information that dredging is
impacting HSC habitat in Delaware Bay,
which is the only region in which red
knots are highly reliant on HSC eggs as
a food resource. That said, we have
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revised the Supplemental Document
(Migration and Wintering Food) with
new information that HSC eggs are
eaten, and often preferred, by red knots
along other parts of the U.S. Atlantic
coast, and may be a locally important
component of the knot’s spring diet.
Thus, we anticipate that the recovery
planning process will include
evaluating threats to the HSC egg supply
in other areas outside Delaware Bay.
(54) Comment: One State commented
that the recent reduction in food
availability in Delaware Bay was
identified as the most detailed and
persuasive threat, but this threat affects
only those birds that migrate along the
Atlantic coast, and it may not affect all
migrating birds equally. The birds
wintering along the northern coast of
South America or along the Florida
peninsula should have a lesser need to
gain as much weight because of their
shorter migration and may be minimally
affected by food reduction. Another
commenter stated that the Tierra del
Fuego wintering population, which
relies most heavily on HSCs, has
declined disproportionately.
Our Response: We agree that best
available data suggest southernwintering red knots (from Argentina and
Chile) are more reliant on Delaware Bay
than are northern-wintering birds (e.g.,
from northern Brazil and the Southeast),
as discussed in the proposed rule (Rufa
Red Knot Ecology and Abundance, pp.
31–33). We have revised the
Supplemental Document (Wintering and
Migration Food—Possible Differential
Reliance on Horseshoe Crab Eggs) to
more clearly present these data, and to
emphasize observed differences
between red knots that winter in
Argentina and Chile versus knots that
winter farther north (Wintering—
Northern Versus Southern Wintering
Regions; Migration—Differences in
Migration Strategy by Wintering Area).
However, we conclude that the best
available data are insufficient to
evaluate effects of the HSC harvest on
northern-wintering red knots over
recent decades, and we cannot conclude
they were ‘‘minimally affected’’ by food
reduction in Delaware Bay. We
presented information about the Tierra
del Fuego wintering population decline
in the proposed rule (Rufa Red Knot
Ecology and Abundance pp. 39–45; 53)
and have revised the Supplemental
Document (Wintering—Northern Versus
Southern Wintering Regions) to clarify
and emphasize this point.
(55) Comment: One State commented
that the 70 percent loss of HSC
spawning habitat in Delaware Bay
reported in the proposed rule due to
Hurricane Sandy is only reflective of
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New Jersey and not, necessarily,
Delaware. The State said it is also
difficult to determine how the 70
percent loss was quantified or how
much of any such loss can actually be
attributed to that one event. Another
commenter agreed with the estimate of
a 70 percent decrease in HSC spawning
from Hurricane Sandy and noted that,
while the beach was restored in time for
the red knot spring stopover because of
successful fundraising efforts, a similar
winter or early spring storm could result
in beaches stripped of sand with no
time or funds for restoration.
Our Response: As noted in the
proposed rule, biologists found a 70
percent decrease in optimal HSC
spawning habitat in New Jersey
following Hurricane Sandy (Niles et al.
2012, p. 1), and beach nourishment is
being pursued as a means of restoring
this habitat (Niles et al. 2013a, entire
Niles et al. 2013b, entire). We have
revised the Supplemental Document
(Factor A—Accelerating Sea Level
Rise—United States—Northeast and
Mid-Atlantic—Delaware Bay Horseshoe
Crab Habitat) to clarify that the 70
percent loss refers to the New Jersey
side of Delaware Bay only, and that this
loss is relative to 2002 but was
identified by Niles et al. (2012) to be
mostly a result of Hurricane Sandy.
We agree that changes in storm
patterns may be a threat to the red knot.
While variation in weather is a natural
occurrence and is normally not
considered a threat to the survival of a
species, persistent changes in the
frequency, intensity, or timing of storms
at key locations where red knots
congregate (e.g., key stopover areas) due
to climate change can pose a threat.
Storms impact migratory shorebirds like
the red knot both directly and
indirectly, including through changes in
habitat suitability. Beach losses
accumulate over time, mostly during
storms, and even the long-term coastal
response to sea level rise depends on
the magnitudes and timing of
stochastically unpredictable future
storm events (Ashton et al. 2007, pp. 7,
9). Should storm patterns change, red
knots in Delaware Bay would be more
sensitive to the timing and location of
coastal storms than to a change in
overall frequency. Changes in the
patterns of tropical or extra-tropical
storms that increase the frequency or
severity of these events in Delaware Bay
during or just prior to May would likely
have dramatic effects on red knots and
their habitats (Kalasz 2008, p. 41) (e.g.,
through direct mortality, delayed HSC
spawning, delayed departure for the
breeding grounds, and short-term
habitat loss) (78 FR 60024, pp. 60028–
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60029, 60032, 60034, 60037, 60073).
This information is presented,
unchanged and under the same
headings, in the Supplemental
Document.
(56) Comment: One State commented
that the potential near-term threat posed
by sea level rise is reduced by the fact
that coastal habitats are likely to shift
and re-form as sea level changes, except
in those areas that are armored or
constrained by coastal infrastructure (78
FR 60024, p. 60032).
Our Response: We agree. However, as
noted in the proposed rule (78 FR
60024, p. 60035), if shorelines
experience a decades-long period of
high instability and landward migration,
the formation rate of new beach habitats
may be slower than the rate at which
existing intertidal habitats are lost. In
addition, low-lying and narrow islands
may disintegrate rather than migrate,
representing a net loss of red knot
habitat. Furthermore, the extent to
which habitat migration is constrained
by human activity is extensive—about
40 percent of the U.S. coastline within
the range of the red knot is already
developed (78 FR 60024, p. 60042).
These conclusions are supported by
new studies evaluating the vulnerability
of shorebirds (including Calidris
canutus) to sea level rise (Galbraith et
al. 2014, p. 7; Iwamura et al. 2013, p.
6; National Wildlife Foundation 2013, p.
28; Whitman et al. 2013, pp. 2, 19, 64);
we have added these updates to the
Supplemental Document (Factor A—Sea
Level Rise).
(57) Comment: One State commented
that, within the listing proposal, all of
the potential impacts that are predicted
to occur as a result of sea level rise are
based upon geomorphic modeling that
assumes a 1-meter (m) increase in sea
level. At the current rate of sea level
rise, which ranges from 2.5 to 3.5
millimeters (mm)/year (78 FR 60024, pg.
60030), the 1-m threshold will not be
reached for another 140 to 300 years.
Even the low end of this range is well
beyond the temporal scope that should
be applied to a listing decision.
Our Response: We disagree with the
commenter’s projected rate of sea level
rise, and conclude that appreciable
effects to red knot habitats from
accelerating rates of rising sea levels are
likely to begin over the next few
decades, not centuries (Iwamura et al.
2013, p. 6; Miller et al. 2013, pp. 3, 14;
Vargas et al. 2013, pp. 22, 80; Galbraith
et al. 2002, pp. 177–178). In fact, erosion
has already led to loss of roost habitat
in Delaware Bay (Niles et al. 2008, p. 97)
and we expect ongoing erosion due to
sea level rise to accelerate. As discussed
in the proposed rule (78 FR 60024, p.
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60029), and updated in the
Supplemental Document (Factor A—Sea
Level Rise—Rates), the rate of sea level
rise has accelerated and is ‘‘very likely’’
to increase further (IPCC 2013a, p. 25).
Although estimated future rates remain
rather uncertain, some research suggests
that sea levels could potentially rise
another 2.5 to 6.5 ft (0.8 to 2 m) by 2100.
The IPCC (2013a, p. 26) recently
concluded there is ‘‘low confidence’’ in
sea level rise projections over 3.3 ft (1
m) by 2100. However, for the most
recent National Climate Assessment
(Melillo et al. 2014), Parris et al. (2012,
p. 2) evaluated various sea level rise
scenarios and have ‘‘very high
confidence’’ that global mean sea level
rise will be between 0.7 and 6.6 ft (0.2
and 2.0 m) by 2100, which is generally
the range we considered in this listing
determination.
(58) Comment: Several States noted
the beneficial effects of beach
nourishment in maintaining habitat for
red knots and other shorebirds. These
States urged the Service to use caution
when discussing the detrimental
impacts of hard structures and beach
nourishment as restoration or coastal
protection strategies. These States
commented that experience clearly
demonstrates the value of such
techniques to red knot beach habitats in
Louisiana, and that beach nourishment
is the best and only method to maintain
and prevent the loss of suitable HSC
spawning habitat due to erosion and sea
level rise in a hydrologic system with
limited sediment input, such as
Delaware Bay. Likewise, one commenter
noted that not all portions of the coast
are equally impacted by erosion (i.e.,
from sea level rise); thus, restrictions
stemming from listing should be
allowed to vary geographically and
should leave open management options
for habitat and beach restoration
projects.
Our Response: We make a distinction
between beach nourishment and beach
stabilization structures (i.e., hardening
structures). With few exceptions, we
have concluded that hard structures are
detrimental to red knot habitat (Winn et
al. 2013, p. 22). In contrast, beach
nourishment may be either detrimental
or beneficial depending on the
circumstances (Nordstrom and
Mauriello 2001, entire; Defeo et al.
2009, p. 4; Rice 2009, entire; Peterson et
al. 2006, entire; Peterson and Bishop
2005, entire; Greene 2002, p. 5). The
effects of beach nourishment are
expected typically to be short in
duration. Human attempts to harden the
shoreline are considered generally a
threat to the red knot, because
hardening curtails the natural coastal
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processes that create and maintain the
most suitable red knot habitats.
Notwithstanding our overall conclusion
on stabilization, we noted in the
proposed rule (78 FR 60024, p. 60037)
that, in a few isolated locations, hard
structures may enhance red knot
habitat, or may provide artificial habitat.
We also noted that, where shorebird
habitat has been severely reduced or
eliminated by hard stabilization
structures, beach nourishment may be
the only means available to replace any
intertidal habitat for as long as the hard
structures are maintained (78 FR 60024,
p. 60037). Further, wholesale
reorganizations of barrier systems and
the loss of some low-lying islands may
occur under scenarios of rapid sea level
rise, and shorelines may experience a
decades-long period of high instability
during which the formation rate of new
red knot habitats may be slower than the
loss of existing habitats, as indicated in
the proposed rule (78 FR 60024, pp.
60032, 60035).
We agree with the commenters that,
under such circumstances, human
intervention in coastal processes may be
the only means of maintaining shorebird
habitat. Due to local and regional
factors, Louisiana is already
experiencing extreme rates of land loss
and barrier island disintegration; we
acknowledge that Louisiana’s
stabilization efforts may be maintaining
habitat in areas where it would
otherwise be lost. We likewise
acknowledge the benefits of beach
nourishment to red knot foraging habitat
in Delaware Bay. Thus, we have revised
the Supplemental Document (Factor
A—U.S. Shoreline Stabilization and
Coastal Development) to further note
that both hard and soft (beach
nourishment) stabilization efforts may
also benefit red knots under
circumstances of rapid erosion and land
loss due to accelerating rates of sea level
rise, locally or regionally exacerbated by
limited sediment inputs. Coastal
management projects generally involve
Federal funding or authorization and
may, therefore, be reviewed on a caseby-case basis under section 7 of the Act,
thus ensuring flexibility for geographic
differences.
(59) Comment: One State and several
other commenters stated that the loss or
impairment of other migration staging
areas (outside of Delaware Bay) is of
great importance to the red knot
especially at low population levels.
Geolocator data show that red knots
spend considerable portions of their life
cycle along the Atlantic coast, and that
their habitat use and needs during fall
migration demand greater attention. July
and August are the months when the
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greatest numbers of red knots occur
along the Atlantic coast. This period is
also the time when beaches and other
coastal areas are under the most
pressure from human activities, thus
creating the greatest potential for
disturbance to migrating red knots.
Wintering areas used by red knots,
particularly in the Southeast, also are
subject to intense and persistent
recreational use.
Our Response: We agree. In the
proposed rule and in the Supplemental
Document, we present a comprehensive
analysis of threats to the red knot from
habitat loss (Factor A) and disturbance
(Factor E) throughout its range.
Conservation actions to abate these
threats will be evaluated during the
recovery planning process.
(60) Comment: One State and several
other commenters noted that red knots
are part of one of the largest
congregations of migrating shorebirds in
North America, a congregation that
converges along the shores of the
Delaware Bay and contributes
significantly to the local economy (e.g.,
through ecotourism). The threatened
status of the red knot is substantiated by
the similar decline in a long list of other
Arctic-nesting shorebirds, including
other species that use Delaware Bay as
a primary staging area during spring
migration and rely on HSC eggs during
the spring staging period. Further,
listing the red knot and creating the
basis for recovery will improve the
situation for all of these shorebirds.
Likewise, some commenters concluded
that listing the red knot will benefit
other shorebirds that share its wintering
habitat in the United States. Conversely,
some commenters suggested that listing
the red knot may not be necessary
because this species already receives
incidental protections due to its
geographic overlap with other protected
species and protected areas.
Our Response: The Service recognizes
the importance of Delaware Bay to other
shorebird species besides the red knot,
and the importance of the bay’s
ecosystem to local communities. We
also recognize that listing the red knot
may bring incidental conservation
benefits to other species that share its
habitats in Delaware Bay and
rangewide. However, the Act requires
that we use only the best available
scientific and commercial data to
evaluate whether a species meets the
definition of a threatened or endangered
species based on the five ‘‘listing’’
factors (section 4(a)(1)(b)). Thus, in
making a listing determination, we may
not consider the implications of
possible listing for other species, the
broader ecosystem, or local
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communities. (Once a species is listed,
however, conservation of its supporting
ecosystems is a principal focus of our
recovery planning, and a central
purpose of the Act.) We evaluated the
conservation efforts that are already
benefitting the red knot, including those
that accrue from its overlap with other
listed species and its occurrence in
some protected areas. Notwithstanding
several important ongoing conservation
efforts, we conclude that the rufa red
knot meets the definition of a threatened
species, based on best available data.
See Our Response 2 regarding other
implications of listing that we may not
consider in evaluating whether a species
meets the definition of a threatened or
endangered species under the Act.
(61) Comment: Juvenile red knot
survival and recruitment into the adult
population may currently be the most
significant factor facing the species.
Over the past decade, juvenile survival
has been low and recruitment into the
adult population has been limited. Little
is known about where juveniles spend
their first 2 years or their survival rate.
Given the suggestion that their range is
in the Caribbean or northern South
America, there is potential that hunting
could impact survival, as juveniles
would be more vulnerable to hunting
pressure.
Our Response: We agree it is possible
that low juvenile survival and
recruitment may be limiting population
growth, and that juvenile survival may
be impacted by hunting (e.g., if
juveniles spend a large percent of their
annual life cycle in regions where
shorebirds are hunted, if juveniles are
¨
naıve to hunting, or both). Because we
find these theories plausible and worthy
of further investigation, we have
mentioned them in the Supplemental
Document (Longevity and Survival;
Factor B—Hunting—Caribbean and
South America). However, we note that
these theories currently lack supporting
documentation. We have also updated
the Supplemental Document
(Breeding—Nonbreeding Birds;
Wintering—Juveniles; Migration) with
the first two available geolocator results
from juvenile birds showing where they
spent their first years.
(62) Comment: Several States and
other commenters stated that wind
energy development was an unlikely
threat to the red knot in the interior
United States because research by
Newstead et al. (2013) indicates that
midcontinental migrating birds travel at
a rate of approximately 58 km per hour.
It is unlikely that birds could migrate
this rapidly by flying at low altitude.
Most likely, these birds are migrating at
a height of several thousand feet and are
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passing well above all wind turbines
and communications towers.
Conversely, one commenter rebutted
that the referenced speed is an average
of the minimum flight speeds of those
individuals. In reality, birds experience
both headwinds and favorable tailwinds
over the duration of a 2- or 3-day
nonstop flight, which would effectively
reduce or increase their speed,
respectively. It is also likely that the
birds would increase or decrease their
altitude in response to those conditions,
so it is not appropriate to infer that all
flights follow the same trajectory or
altitude. Further, red knots and other
shorebirds are capable of considerable
speeds in still air, approaching or
exceeding 58 km per hour. Thus, red
knots would not necessarily need the
wind assistance found at high altitudes
to achieve the estimated (average,
minimum) flight speed.
Our Response: As discussed in the
proposed rule (78 FR 60024, p. 60090),
some experts estimate the normal
cruising altitude of red knots during
migration to be in the range of 3,281 to
9,843 ft (1,000 to 3,000 m), well above
the estimated height of even a 10-MW
turbine (681 ft; 207.5 m). However,
much lower flight altitudes may be
expected when red knots encounter bad
weather or high winds, on ascent or
descent from long-distance flights,
during short-distance flights if they are
blown off course, during short coastal
migration flights, or during daily
commuting flights (e.g., between
foraging and roosting habitats) (Burger
et al. 2012c, pp. 375–376; Burger et al.
2011, p. 346). Supporting evidence for
these expert opinions comes from other
Calidris canutus subspecies and other
shorebirds in Europe (see Supplemental
Document section Factor E—Wind
Energy Development—Offshore).
Although the aforementioned sources
constitute best available information, we
lack any direct empirical data to verify
the typical migration altitude of rufa red
knots, or the degree to which they adjust
their migration altitudes in response to
weather or other factors. We agree that,
typically, red knots on long-distance,
nonstop flights likely migrate at high
altitudes of 3,281 feet (1,000 m) or more
(Burger et al. 2011, p. 346). However,
we disagree with the interpretation that
the minimum flight speed calculated by
Newstead et al. (2013) indirectly
indicates the migration altitude of red
knots along the Central Flyway; thus,
we have not incorporated this
interpretation into the Supplemental
Document. (Also see Our Response 22.)
(63) Comment: One State commented
that the proposed rule failed to include
the dwarf surf clam (Mulinia lateralis)
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as an important food resource to fall
migrating red knots in Georgia. This
State noted densities of dwarf surf clam
vary widely from year to year, appearing
to drive the number of red knots using
certain areas, and they are concerned
that a number of predicted changes
associated with global climate change
(ocean acidification and warming) may
negatively affect this important prey
item.
Our Response: In the proposed rule
(Rufa Red Knot Ecology and
Abundance, pp. 26–27), we noted that
the spatial distribution of red knots has
been correlated with prey availability in
Georgia, and that the dwarf surf clam is
a prey species in Georgia during winter.
We have revised the Supplemental
Document (Migration and Wintering
Food) to indicate that the dwarf surf
clam is also a primary prey species for
knots during fall. We have also revised
the Supplemental Document (Factor E—
Reduced Food Availability—Ocean
Acidification; Temperature Changes) to
include new information provided by
the commenter regarding the likely
impacts of climate change on the dwarf
surf clam in Georgia.
(64) Comment: Several States and
other commenters provided new
information regarding habitat and prey
in inland areas (e.g., some knots may
use saline lakes in southern Canada,
such as Reed, Chaplin, and Quill Lakes,
that are known to support large, mixedspecies shorebird concentrations due to
abundant invertebrate resources), while
other commenters contend that red
knots may not use inland stopover sites
during migration because of the
unpredictable availability of appropriate
prey. Within the interior portion of the
Central Flyway, water levels fluctuate
dramatically; therefore, few sites have
reliable gastropod resources, and none
support freshwater mussels at a depth
that would be available to red knots.
Our Response: We agree that new
information available since the
proposed rule was published suggests
that some red knots likely use inland
saline lakes as stopover habitat in the
Northern Great Plains. We have no
information to indicate whether red
knots may also use inland freshwater
habitats during migration, but some of
the new information discussed under
Our Response 29 suggests that certain
freshwater areas may warrant further
study as potential stopover habitats. We
have added this new information to the
Supplemental Document (Migration—
Midcontinent; Migration and Wintering
Habitat—Inland). We also agree that
inland prey resources may be
unpredictable. Newstead et al. (2013, p.
57) supported the idea that inland prey
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resources may be unpredictable, but
showed inland stopovers are used by
red knots in some years. At least on
smaller geographic scales (e.g., stopover
areas in Argentina, Georgia, South
Carolina, Virginia, the Atlantic coast of
New Jersey, and Delaware Bay), knot
distribution has been shown to follow
areas of high prey availability,
suggesting some plasticity in migration
strategy as prey resources vary in time
and space (Musmeci et al. 2011).
Likewise, Newstead et al. (2013, pp. 57–
58) have suggested that knot use of the
Northern Great Plains may vary from
year to year based on water levels.
Geolocator data indicate the
midcontinental flyway is consistently
used by some birds, but the stopovers
within this migratory route may vary
depending on environmental
conditions. These conclusions continue
to be borne out by many more
geolocator tracks that have yet to be
published (D. Newstead pers. comm.
May 8, 2014).
(65) Comment: Several States and
other commenters suggested the Service
should conduct a thorough literature
review of all available resources to
determine where the red knot occurs
regularly because the species’
conservation and recovery will be most
effective if they remain focused on the
important coastal habitats that are used
by all individuals.
Our Response: We agree with this
conclusion, but assert that we have
already conducted a thorough review of
the literature available. Identifying and
protecting the network of important red
knot sites is work that has been ongoing
by an international community of
shorebird researchers and
conservationists since the late 1970s
and continues today. The results of this
extensive work were reviewed in depth
for the proposed rule and the
Supplemental Document, and will be
further utilized and built upon during
recovery planning.
Public Comments
(66) Comment: A commenter stated
that the proposed rule does not comply
with applicable law because the
‘‘foreseeable future’’ used by the Service
in this instance is not expressly
identified or otherwise explained. Upon
reconsideration, should the Service
decide to proceed with a threatened
listing, it must issue a new proposed
rule that clearly identifies the applicable
‘‘foreseeable future,’’ explains the
Service’s bases for identifying that
foreseeable future, and describes how
the Service’s interpretation is consistent
with the language and intent of the Act.
The best available scientific data and
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information, previous findings by the
Service, and applicable case law all
dictate that a foreseeable future
premised upon climate change impacts
does not extend past mid-century.
Our Response: The Act does not
define the term ‘‘foreseeable future,’’
and the Act and its implementing
regulations and policies do not require
the Service to quantify the time period
of foreseeable future. For each threat
evaluated in the proposed rule and in
the Supplemental Document, we have
specified, when possible, the time
horizon over which we conclude likely
effects to the red knot can be reasonably
foreseen.
(67) Comment: A commenter stated
that if the Service proceeds with a
determination to list the rufa red knot as
threatened, the Service must issue a
special rule pursuant to section 4(d) of
the Act that exempts from the section 9
take prohibition all lawful activities that
have not been found to directly and
adversely impact the rufa red knot
species. To avoid unnecessary and
unintended burdens, or the misuse of
the Act, the Service should propose a
special 4(d) rule. Further, the Service’s
rationale in support of the polar bear
4(d) rule applies equally to the red knot.
Our Response: The Act does not
specify particular prohibitions for
threatened species. Instead, under
section 4(d) of the Act, the Secretary of
the Interior was given the discretion to
issue such regulations as she deems
necessary and advisable to provide for
the conservation of such species.
Exercising this discretion, the Service
has developed general prohibitions (50
CFR 17.31) and exceptions to those
prohibitions (50 CFR 17.32) under the
Act that apply to most threatened
species. At this time, we have no
information to suggest that the take
prohibitions are not ‘‘necessary and
advisable to provide for the
conservation’’ of the rufa red knot to
justify a species-specific 4(d) rule that
exempts certain activities from the take
prohibition. However, we will
reevaluate this decision in the future if
new information becomes available that
indicates a change in the 4(d)
regulations may be necessary and
advisable for the red knot’s
conservation.
(68) Comment: One commenter
requested clarification regarding how
the public comments are evaluated by
the Service, and how different
comments are weighed, so that the
analysis and decision-making are based
on the input received.
Our Response: We have reviewed all
the public comments for substantive
new information and for any
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substantiated alternative interpretations
of information we previously
considered. To the extent that such new
information and new interpretations
represent best available data, we have
incorporated them into the
Supplemental Document and evaluated
them in light of our threats assessment
using the five listing factors set forth in
section 4 of the Act. Oral testimony on
a proposed rulemaking given at a public
hearing is given the same weight as
written comments received during the
open public comment period.
(69) Comment: One commenter stated
that the Service failed to conduct, and
provide for comment on, analysis
required by the Act in its proposal to list
the rufa red knot.
Our Response: We disagree. As stated
above, the proposed rule to list the red
knot as threatened under the Act was
published in the Federal Register on
September 30, 2013 (78 FR 60024) and
made available for public comment for
a total of 133 days (78 FR 60024; 79 FR
18869; 79 FR 27548). In addition, three
separate public hearings were held on
the proposal, which exceeded the
requirement to hold one hearing if
requested. As explained above under
numerous responses to comments, we
appropriately evaluated whether the red
knot meets the definition of a threatened
or endangered species under sections
4(a) and 4(b) of the Act.
(70) Comment: Several commenters
expressed concern about how we
conduct peer review or use peerreviewed documents, stating that
scientific peer review should happen
before proposing a species for listing,
not during the public comment period,
and that the Service should include the
peer review results next to any cited
information that it disseminates to the
public in hearings, documents, and the
Federal Register. Likewise, one
commenter stated that designation of a
species as threatened must be based on
unquestionable scientific evidence
gathered and analyzed before the
designation, not after.
Our Response: As detailed in Our
Response 71 below, we use several
sources of data in our listing
determinations, including articles from
peer-reviewed journals. In addition, the
Service’s 1994 Interagency Cooperative
Policy for Peer Review in Endangered
Species Act Activities (59 FR 34270)
specifies that we will ‘‘(a) Solicit the
expert opinions of three appropriate and
independent specialists regarding the
pertinent scientific or commercial data
and assumptions . . . (b) Summarize in
the final decision document (rule or
notice of withdrawal) the opinions of all
independent peer reviewers received.’’
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We have complied with the Policy by
soliciting peer review during the open
public comment period so that any peer
review comments received would be
transparently available to the public;
peer reviewer comments were posted in
the proposed rule’s docket at
www.regulations.gov along with all
other received comments. In addition,
we made the list of references reviewed
and cited for the proposed rule available
via the proposed rule’s docket at
www.regulations.gov, properly
identified those citations in the
proposed rule, and made it clear in the
proposed rule (78 FR 60024, p. 60025)
that these references, along with other
information in the decision record, were
available for public inspection by
appointment at the Service’s New Jersey
Field Office. Information about the
proposed rule summarized in
presentations at the public hearings may
not have explicitly identified the
citations due to size limitations on the
PowerPoint© slides, but hearing
participants could obtain this
information by reading the proposed
rule and supporting documents, visiting
www.regulations.gov, or making an
appointment with the New Jersey Field
Office. As required by the Act, we relied
on best available data in determining
that the red knot meets the definition of
a threatened species in both the
proposed and final rules. We disagree
that listing requires ‘‘unquestionable
scientific evidence.’’ Rather, as
discussed in Our Response 27, the
Service is required to rely solely upon
the ‘‘best available’’ science, even if that
science is uncertain. New information
that becomes available after listing will
be considered during recovery planning
and implementation, and in the course
of status reviews we conduct every 5
years to determine if the species
continues to meet the definition of a
threatened or endangered species.
(71) Comment: One commenter
suggested that the quality of the data in
the proposed rule was undermined by
the number of personal communications
and unpublished sources cited in the
document. The reliance on unpublished
data and personal communications
suggest a link to falsified data. Likewise,
one commenter stated that the
information contained in the proposal
and in supporting documents does not
meet the scientific standards, and
another commenter found that the best
available science is poor and incomplete
science at best.
Our Response: We disagree. The
Service is required to make listing
determinations based on the best
scientific and commercial data
available. Sources of data include peer-
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reviewed journal articles; field notes
and other unpublished data; and
personal communications from species,
habitat, and policy experts. We analyze
all available sources of data and use our
best professional judgment to determine
their credibility, in accordance with
applicable data standards (Interagency
Policy on Information Standards Under
the Endangered Species Act (59 FR
34271); Information Quality Act (P.L.
106–554, section 515); Information
Quality Guidelines and Peer Review
(USFWS 2012f, entire)). As required by
the Interagency Policy on Information
Standards Under the Endangered
Species Act, all sources we reviewed
have been retained as part of the
decision record, and all sources we
relied upon are listed in the Literature
Cited section of the Supplemental
Document and were available for public
review. We are not aware of any
documented instances of falsification or
any other scientifically unethical
practices associated with any of the data
we cited in the proposed rule, this final
rule, or the Supplemental Document. As
discussed in Our Response 27, the ‘‘best
available science’’ requirement does not
equate to the best possible science.
Although we acknowledge certain data
gaps (78 FR 60024–60025) and
uncertainties, some of which are
inherent in all natural systems and all
evaluations of future conditions, we
conclude that overall the best available
data are sufficient to document several
population-level threats to the red knot,
as well as its reduced population size
relative to the early 1980s, and thus
conclude that the red knot meets the
definition of a threatened species.
(72) Comment: One commenter
suggested that some red knot
researchers inappropriately published
the same data in two or more
publications; designed research to give
inaccurate results; and excluded,
altered, or manipulated data. Further,
vague or ambiguous language in the red
knot data may rise to falsification,
fabrication, and scientific fraud. This
commenter states that the inclusion of
flawed data in the 2007 red knot status
assessment prepared for and
disseminated by the Service violates the
Service’s information quality standards;
the Service was informed during peer
review of the 2007 status review that
several of the citations were in error,
including inappropriate interpretation
of data as evidence of red knot declines.
Our Response: We disagree. We are
not aware of any documented instances
of falsification or any other scientifically
unethical practices associated with any
of the data we cited in the proposed
rule, this final rule, or the Supplemental
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Document. See Our Response 71 above
on our data standards. The 2007
document ‘‘Status Review of the Red
Knot (Calidris canutus rufa) in the
Western Hemisphere’’ was prepared for
the Service by a group of independent
red knot experts and made available on
our Web site. An updated version was
published independent of the Service in
2008 (Niles et al. 2008, entire). While
some of the information in Niles et al.
(2008) has been subsequently updated
with new information and improved
insights, we have used appropriate
information from Niles et al. (2008) in
our listing determination whenever we
consider it reliable, current, and best
available.
(73) Comment: One commenter stated
that the Service has red knot bird
banding data from North and South
America and will not release these data,
citing privilege to authors.
Our Response: This comment is
incorrect. Most data regarding the
marking and resighting of red knots are
housed and maintained by
BandedBirds.org, which is affiliated
with the New Jersey Audubon Society.
Although the Service has provided
support to BandedBirds.org, we do not
operate this database, nor set the
policies regarding the dissemination of
the data it contains. Throughout the
proposed rule and the Supplemental
Document, we present summary
information, analysis, and conclusions
drawn from BandedBirds.org data. This
is possible because we obtained limited
excerpts from the database through a
data sharing agreement with
BandedBirds.org, and we coordinated
with the database manager to ensure
that we obtained all necessary
permissions from the individual
contributors of the data, as per the
policies of BandedBirds.org. These
excerpts have been and remain available
to the public by appointment at the
Service’s New Jersey Field Office.
Certain red knot resightings data are
also available to the public directly at
BandedBirds.org, and access to
additional data can be requested from
the database administrator.
(74) Comment: One commenter noted
that there are six subspecies of Calidris
canutus and that the Service needs to
know more about the other five
subspecies to make a decision about C.c.
rufa. This commenter contends that all
the subspecies migrate to the same area,
albeit by different routes, and breed in
the same area. However, no one knows
for certain if they interbreed or not.
Our Response: We disagree with this
assessment. In the proposed rule (Rufa
Red Knot Ecology and Abundance, pp.
4–7, 9), we presented best available data
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that the three recognized North
American subspecies do not interbreed.
We have updated the Supplemental
Document (Subspecies Nonbreeding
Distributions) with new information
regarding the nonbreeding ranges of
Calidris canutus rufa and C.c. roselaari.
There are a few areas of known overlap
and additional regions of potential
overlap between the nonbreeding
distributions of these two subspecies.
However, all newly available
information supports our previous
conclusions that the breeding areas of
these two subspecies are distinct, with
C.c. roselaari breeding in Alaska and
eastern Russia, and C.c. canutus
breeding in the central Canadian Arctic.
Although C.c. islandica breeds in
Canada just north of C.c. rufa, the
islandica subspecies migrates and
winters in Europe and does not occur in
the United States. The other three
subspecies do not occur in North
America.
(75) Comment: One commenter stated
that the International Union for
Conservation of Nature (IUCN) Red List
of Threatened Species, cited by the
respected Cornell University Lab of
Ornithology, lists the conservation
status of the red knot as one of ‘‘Least
Concern’’ and, therefore, concludes the
science does not support the Service’s
proposal.
Our Response: Under section 4 of the
Act, a species shall be listed if it meets
the definition of a threatened or
endangered species because of any of
the five factors, considering solely best
available scientific and commercial
data. We may not adopt the
conservation classification criteria of
other agencies or organizations, such as
the IUCN. However, we do evaluate and
consider the underlying data other
agencies or organizations have relied
upon in making their own conservation
classifications. Thus, we have reviewed
the IUCN Red List (BirdLife
International 2012), and found that the
data presented by this source are for the
entire global population (all six
subspecies) of Calidris canutus, and are
not specific to the rufa red knot, and are
thus not relevant to this listing
determination for the rufa subspecies.
However, based on this review of the
IUCN’s underlying data sources, we
have made a minor revision to the
Supplemental Document, specifically,
the addition of a new reference
(Goldfeder and Blanco in Boere et al.
(2006, p. 193)), which supports several
of the threats that were already detailed
in the proposed rule.
(76) Comment: One commenter stated
that many threats to red knots are
pervasive across the Gulf coast. For
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example, habitat loss is occurring across
the Gulf Coast (from alteration of
hydrology to development and from sea
level rise to mismanagement of the
Mississippi River), and disturbance of
migrating and wintering birds is
common.
Our Response: We agree that these
and other threats are likely contributing
to habitat loss, anthropogenic mortality,
or both, along the Gulf coast, and thus
contribute to the red knot’s threatened
status, particularly considering the
cumulative effects of these and other
threats rangewide.
(77) Comment: Several commenters
expressed concern over the apparent
contradiction between the Service
justifying a threatened status for red
knot while acknowledging difficulty in
estimating the total population of red
knots and recognizing that knot
numbers have been stable in recent
years.
Our Response: First, we disagree that
there is a contradiction. While a precise
estimate of a species population is an
ideal piece of information to have, it is
not a required piece of information for
a listing determination. Under section 4
of the Act, a species shall be listed if it
meets the definition of a threatened or
endangered species because of any (one
or more) of the five factors (threats),
considering solely best available
scientific and commercial data.
Although many species proposed for
listing have undergone, or are
undergoing, a population decline,
declining numbers are not required for
listing if a species is facing sufficient
threats, now or in the foreseeable future,
to meet the definition of a threatened or
endangered species. Based on our
analysis of the five factors, we conclude
the red knot meets the definition of a
threatened species, particularly
considering the cumulative effects of
ongoing and emerging threats, and
considering that several populations of
red knots have already undergone
considerable declines and remain at low
levels. Second, although we have
concluded that no current, reliable,
rangewide population estimate is
available, we disagree that no reliable
population statistics are available. We
have evaluated the best available
population data, consisting of survey
data for specific regions (Rufa Red Knot
Ecology and Abundance, pp. 38–52;
Population Surveys and Estimates in the
Supplemental Document); see Our
Responses 37, 38, and 44 for additional
information.
(78) Comment: One commenter stated
that the threat identified by the Service
as driving the recent population decline
has been addressed by management of
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the HSC fishery. Therefore, the red knot
may already be on a course to recovery
without listing.
Our Response: We disagree with this
conclusion. Although the threat from
HSC harvest is adequately managed
under the ARM and red knot
populations have stabilized, knot
numbers remain at low levels. We
continue to conclude that reduced food
availability at the Delaware Bay
stopover site due to commercial harvest
of the HSC—combined with late arrival
of birds in Delaware Bay for unknown
reasons—were the primary causal
factors in the decline of rufa red knot
populations in the 2000s (78 FR 60024,
pp. 60063, 60076). The threat of late
arrivals has not been abated, and further
asynchronies are likely in the future due
to climate change. In addition, we
conclude that a number of other threats
are likely contributing to habitat loss,
anthropogenic mortality, or both, and
thus contribute to the red knot’s
threatened status, particularly
considering the cumulative effects of
these threats, and that several
populations of this species have already
undergone considerable declines. (Also
see Our Response 46 regarding new
uncertainty about the future of the
ARM.)
(79) Comment: Several commenters
stated that there are insufficient data to
draw credible conclusions about the
possible adaptation and recovery of this
species. One commenter stated that the
species having existed for at least
hundreds of years is evidence that it has
adapted and survived many previous
cycles of natural change without human
intervention. Likewise, another
commenter stated that, in the millions
of years red knots have been in
existence, extreme variance in
predation, climate, food sources, and
other factors have surely occurred, yet,
the birds have survived and thrived at
times.
Our Response: We disagree that the
red knot’s ability to survive past cycles
of natural change—or even past
anthropogenic threats like hunting—are
evidence that its adaptive capacity is
adequate to survive the threats it
currently faces. First, population
declines in the 2000s demonstrate the
red knot’s vulnerability to inadequate
food resources and asynchronies.
Second, the nature and extent of current
threats are unprecedented, as are the
scope and rates of some changes that are
likely to occur over coming decades. For
example, the extent of coastal
development and shoreline stabilization
has likely never been greater, rates of
sea level rise continue to accelerate, and
arctic ecosystems are projected to
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change more in the next 100 years than
they did over the last 6,000 years, which
is longer than the rufa red knot is
thought to have existed as a subspecies.
We also disagree that the rufa red knot
has been in existence for millions of
years. As discussed in the proposed rule
(Rufa Red Knot Ecology and
Abundance, p. 4), the rufa red knot is
thought to have diverged from other
subspecies within the past 1,000 to
5,500 years. However, we agree that
information is quite limited regarding
the adaptive capacity of the rufa red
knot. Where we have such information,
we stated it in the proposed rule (78 FR
60024, pp. 60028, 60035, 60047–60049,
60054, 60057, 60061, 60071, 60072,
60074, 60075, 60093, 60095).
(80) Comment: One commenter stated
that there is no upward trend in rufa red
knot populations as measured by any
consistently applied methodology.
Our Response: As discussed in the
proposed rule (Rufa Red Knot Ecology
and Abundance, pp. 53–54), we
generally concur with this conclusion.
One shorter-term data set (2007 to 2013)
based on ground counts in Virginia did
show an upward trend through 2012 but
was down sharply in 2013, and a 2013
count from Brazil was markedly higher
but this was likely due, at least in part,
to favorable tidal conditions during the
survey. However, two data sets
associated with high confidence (Tierra
del Fuego, Delaware Bay) show
stabilization at low levels in recent
years following sharp declines in the
2000s. Two other data sets (South
American and Virginia spring stopovers)
suggest declines in the 2000s relative to
the 1990s. All other available data sets
are insufficient for trend analysis. Our
conclusions regarding trends in
available population data are presented,
with only minor updates, in the
Supplemental Document (Summary—
Population Surveys and Estimates).
(81) Comment: One commenter stated
that the apparent red knot decline is
based on the inconsistent
methodologies, geographic areas, dates,
and times of day, and compares
multiple years’ estimates against a
single day. Further, total rangewide
population estimates reported by some
authors in certain years (e.g., 2004,
2005) have been lower than counts at
individual migration stopovers.
Likewise, one commenter stated that
data are insufficient to draw credible
conclusions about the decline of this
species.
Our Response: We disagree. We did
not rely upon or cite the total rangewide
population estimates mentioned by the
commenter. In the proposed rule (Rufa
Red Knot Ecology and Abundance, p.
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73731
53), we concluded that substantial
declines occurred in two key red knot
areas in the 2000s: The Patagonia and
Tierra del Fuego wintering area and the
Delaware Bay stopover area. We
associated these trends with higher
confidence levels based on consistency
of methods, coverage, and observers
(Rufa Red Knot Ecology and
Abundance, pp. 39, 48).
(82) Comment: Several commenters
expressed concern with the Service’s
apparent reliance on eBird data because
it is citizen science and not considered
scientifically rigorous, is skewed
towards recreational birders and easily
accessible locations, and is not
representative of all the places, known
or unknown, red knots utilize. The red
knot population does not breed in
colonies, which makes gathering
credible population data beyond the
reach of recreational birders. There are
certain areas where red knot counts are
made, mostly where birdwatchers are.
Many more red knots may be utilizing
unknown habitats and thus may be
missed by surveys.
Our Response: First, we disagree that
citizen science cannot be scientifically
rigorous. Specific to eBird, we have
reviewed the quality control protocols,
which include vetting to minimize the
risk of mistaken bird identification.
Second, we conclude that, for some
parts of the red knot’s range (e.g.,
interior States) during some seasons
(e.g., migration), eBird data represent
the best available information. However,
we agree that eBird data include reports
from recreational birdwatchers, which
are likely skewed toward those times
and places that birdwatchers are active.
The data are also temporally skewed,
with far more recent than historical
records, likely due to the growing access
and popularity of recording
observations electronically. For these
reasons, we have not interpreted eBird
records as a complete geographic
representation of the range, nor have we
relied upon these data for trend
analysis. We did consider eBird, along
with other data, for certain purposes
relevant to listing, such as
documentation or seasonality of
occurrence in a particular area. We note
that eBird records for Calidris canutus
do not distinguish among subspecies;
see Our Response 35 and the
Supplemental Document (Subspecies
Nonbreeding Distribution) regarding
how we have delineated the
nonbreeding ranges of C.c. rufa versus
C.c. roselaari based on best available
data.
Third, we have relied on numerous
data sets for our analysis of population
trends (see Population Surveys and
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Estimates in the Supplemental
Document). Long-term professional (as
opposed to volunteer) surveys have
been conducted in several key areas
because these areas are known to
support important concentrations of red
knots and other shorebirds, not based on
convenient locations. Sharp and
protracted declines in two of these areas
(Tierra del Fuego and Delaware Bay) in
the 2000s were an important
consideration in our listing
determination, although declining
numbers (rangewide or in portions of
the range) are not necessary for listing
if a species is facing population-level
threats (see Our Responses 27 and 77).
We agree that the vast and remote
breeding range of the rufa red knot,
along with its solitary nesting habits,
largely preclude any comprehensive
surveys on the breeding grounds, either
professional or volunteer. Nonetheless,
we conclude that credible population
data can and are collected in certain
nonbreeding areas through consistent
ground and aerial counts and, more
recently, have been calculated by
mathematical modelling based on
resightings of marked birds.
Finally, we agree that not all red knot
habitats are fully known, and some
portions of the range are difficult to
access or accurately survey. Although
new information continues to emerge
about such areas, new information
available since the proposed rule has
not changed our assessment of red knot
population declines in Delaware Bay
and Tierra del Fuego in the 2000s, or
our evaluation of threats facing this
species.
(83) Comment: One commenter stated
that no controlled studies have been
done to compare current red knot
populations to prior red knot
populations for the same area. In
addition, the two areas (breeding and
wintering) where this species spends
most of the year are remote and not
conducive to accurate population and
biological studies.
Our Response: We disagree. While the
size and remoteness of the breeding
grounds have generally precluded
comprehensive surveys, red knots
typically spend only about 4 to 6 weeks
per year in the Arctic. The rest of the
year the birds use migration and
wintering habitats. Repeated annual
counts are available for several
nonbreeding areas, some of them
remote. Some of these counts date back
to the early 1980s (see Population
Surveys and Estimates in the
Supplemental Document). In addition,
we have gathered best available
historical data dating back to the mid1800s, as presented in the proposed rule
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(Rufa Red Knot Ecology and
Abundance, pp. 33–36) and the
Supplemental Document (Historical
Distribution and Abundance). Although
these historical data do not permit a
quantitative analysis, they do convey a
consistent qualitative account of
historical population trends.
(84) Comment: One commenter stated
that the notion that Delaware Bay is the
only place used by rufa red knots omits
Virginia’s red knot counts, which the
commenter states represent 74 percent
of the red knot population in some
years.
Our Response: We agree that
Delaware Bay is not the only important
spring stopover area. However, due to
the HSC egg resource, we conclude that
no single stopover area is more
important for the red knot than the
Delaware Bay (Harrington 1996, p. 73).
As discussed under Our Response 38,
we have analyzed more recent
population data and conclude that
Delaware Bay continues to supports the
majority of red knots each spring.
Notwithstanding the importance of
Delaware Bay, the proposed rule (Rufa
Red Knot Ecology and Abundance, pp.
17–23) and the Supplemental Document
(Migration) also present information
about numerous other stopover areas
across the species’ range, including
Virginia. We agree that Virginia is an
important spring stopover site, but
disagree that it supports 74 percent of
the total red knot population. We do not
have an estimate of the percent of the
total rufa red knot population that uses
Virginia. However, by comparing lateMay peak counts from Virginia and
Delaware Bay, we can estimate how the
total mid-Atlantic stopover population
is typically distributed between these
two areas in spring. Across those years
with available data (1995, 1996, 2005 to
2014), average peak counts in Virginia
were about 40 percent as large as those
in Delaware Bay.
(85) Comment: Several commenters
noted that annual counts of red knots
stopping at Delaware Bay dropped from
around 95,000 in 1982 and 1989 to
fewer than 15,000 in 2007, 2010, and
2011. Peak counts in 2009, 2012, and
2013 were higher, between 24,000 and
25,000.
Our Response: We agree that the size
of the red knot population stopping in
Delaware Bay has declined substantially
since the 1980s. However, we note that
1982 and 1989 were the all-time high
counts in the bay and, therefore, not
typical of annual peak counts recorded
during this time period. From 1981 to
1983, average peak counts were 59,946,
and from 1986 to 1994, average peak
counts were 46,886. (See Our Response
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37 regarding the extent of the decline.)
We also agree that, on average, counts
since 2009 have increased somewhat,
and we conclude that the population
has apparently stabilized at a relatively
low level (compared to baseline data
from the 1980s), or slightly increased
over this period. The proposed rule
(Rufa Red Knot Ecology and
Abundance, pp. 48–50) and
Supplemental Document (Population
Surveys and Estimates—Spring
Stopover Areas—Delaware Bay) present
the best available data regarding
population trends in Delaware Bay.
(86) Comment: One commenter stated
that data collection methods in North
Carolina are incomplete. Only birds
sighted within Cape Hatteras National
Seashore are counted and not the birds
on surrounding land or the dredge
islands in the sound.
Our Response: We agree that data
collection in North Carolina is
incomplete, but we disagree that
surveys occur only in Cape Hatteras
National Seashore. While Cape Hatteras
staff only survey areas within the
National Seashore, additional areas are
monitored by others. A public comment
letter from North Carolina Wildlife
Resource Commission (NCWRC 2013)
summarized all red knot data that could
be obtained in a timely manner, and
shows numbers of red knots along North
Carolina’s coast, not only in the Cape
Hatteras area. Survey efforts outside of
Cape Hatteras include aerial surveys of
the North Carolina coast, surveys at
Cape Lookout National Seashore,
surveys at shoals in the New Drum Inlet
area, contract shorebird surveys at beach
nourishment project areas, shorebird
surveys at a storm-created inlet, and red
knot observations incidental to other
surveys (NCWRC 2013). Although data
collection in North Carolina already
goes well beyond the Cape Hatteras
area, additional survey improvements
can be made to increase understanding
of the seasonal locations and numbers of
red knots in the State (S. Schweitzer
pers. comm. June 29, 2014). We
anticipate that a holistic, rangewide
review of data collection efforts and
gaps will be an important component of
the recovery planning process.
(87) Comment: Several commenters
noted information about red knots along
the Gulf Coast. One commenter stated
that although several data sets do exist
to provide some red knot abundance
data, rigorous surveys that are typically
used to detect long-term species trends
are lacking for many parts of the Gulf
coast. Other commenters provided new
data, including some anecdotal,
regarding declines in the population of
red knots wintering on the Gulf of
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Mexico from Florida to Texas. Likewise,
one commenter stated that long-term
data show significant declines of rufa
red knots across the Gulf of Mexico.
Our Response: We agree that longterm data sets for the Gulf Coast are
lacking and anticipate that a holistic,
rangewide review of data collection
efforts and gaps will be an important
component of the recovery planning
process. However, we consider the
existing and new data received to be the
best available data and have used it
appropriately to draw conclusions in
the Supplemental Document
(Population Surveys and Estimates).
Available information is quite limited
and localized for Louisiana and Texas,
but suggest that declines may have
occurred (D. Newstead pers. comm. May
8, 2014; Johnson 2013, p. 1). In eastern
parts of the Gulf, any declines likely
reflect (at least in part) the shifting of
some southeastern knots to the Atlantic
coast.
(88) Comment: One commenter stated
that the red knot marked with flag B95
has lived at least 20 years. Thus, red
knots have a very slow repopulation
rate.
Our Response: We do not dispute the
age of B95, but we disagree with the
conclusion the commenter derives from
it. We agree red knot reproductive rates
are likely low, but note that little
information is available on this issue.
First, B95 is the oldest known rufa red
knot, and thus believed to be not typical
of the average life span. In the proposed
rule (Rufa Red Knot Ecology and
Abundance, p. 7), we stated that few red
knots live for more than about 7 years.
We have revised this section of the
Supplemental Document (Longevity and
Survival) with new information about
long-lived individuals, such as B95, that
suggests the typical life span may be
somewhat longer than 7 years, but 20
years is still considered an outlier.
Second, although long life spans can be
related to slow reproductive rates in
some groups of animals, we have little
data to indicate typical reproductive
rates in rufa red knots. The
Supplemental Document (Breeding
Chronology and Success) presents what
little data we have regarding red knot
reproductive rates. Although there is
much uncertainty around typical
reproductive rates, certainty is high that
the red knot’s reproductive success
varies widely among areas and years
and is highly sensitive to predation and
weather, as discussed in the proposed
rule (Rufa Red Knot Ecology and
Abundance, pp. 11–12).
(89) Comment: Several commenters
stated that the United States serves only
as a migration corridor twice a year.
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What little bit of time the red knot
spends in the eastern United States is a
situation that has not been fully studied.
Our Response: We disagree. First, red
knots winter along parts of the U.S.
coast, mainly from North Carolina to
Florida and from Louisiana to Texas.
Geolocator data show that red knots
wintering in the Southeast-Caribbean
and in Texas spent about 60 and 78
percent of their year, respectively, along
the U.S. coasts (Newstead et al. 2013, p.
55; Burger et al. 2012b, p. 1). Second,
red knots would be unable to complete
their annual migrations without a
network of high-quality stopover sites at
which to rest and gain weight, as
discussed in the proposed rule (Rufa
Red Knot Ecology and Abundance, p.
23) and the Supplemental Document
(Migration—Stopover Areas).
(90) Comment: One commenter stated
that virtually the entire North American
population of red knots uses the shores
of the Delaware Bay during their
migration in the spring. Likewise,
another commenter stated that the red
knot in North Carolina is at the
extremity of its range because 90
percent of the entire population can be
found in a single day in Delaware Bay.
Our Response: We disagree. The range
of the rufa red knot extends from the
central Canadian Arctic to the southern
tip of South America. We acknowledge
that no single stopover area is more
important for the red knot than the
Delaware Bay (Harrington 1996, p. 73).
However, as discussed in the proposed
rule (Rufa Red Knot Ecology and
Abundance, p. 29), Delaware Bay
provides the final Atlantic coast
stopover each spring for the majority of
the red knot population, but not the
entire population (see Our Response 38
above). The proposed rule (Rufa Red
Knot Ecology and Abundance, pp. 17–
23) and the Supplemental Document
(Migration) present information about
numerous other stopover areas across
the species’ range. Specific to North
Carolina, habitats in this State support
wintering red knots, and provide
stopover during spring and fall
migration (see Population Surveys and
Estimates in the Supplemental
Document). Some of the same birds that
stop in Delaware Bay also winter or
stopover in North Carolina
(BandedBirds.org 2012; Niles et al.
2012a, entire), and new geolocator data
from two juveniles show these birds
spent much of their first (nonbreeding)
year (winter and summer) in the
Southeast between North Carolina and
Georgia (S. Koch, L. Niles, R. Porter, and
F. Sanders pers. comm. August 8 and
12, 2014).
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(91) Comment: One commenter
provided new geolocator results that
several Texas-wintering knots followed
a fall migration route along the Atlantic
coast, rather than exclusively through
the interior of the United States as
stated in the proposed rule. While a
midcontinental migration is probably
the most common strategy, there are
exceptions that are potentially
important with respect to distinctness of
the population, and the caveat about the
inherent bias in geolocator studies
should be given appropriate
consideration. Further, high interannual
variability in migratory strategy is
illustrated by one individual red knot
for which the commenter has 3 full
years of migration data. Though some
sites were used in multiple years, the
actual routes and number of sites varied
considerably among years.
Our Response: We thank the
commenter, and have added this new
information to the Supplemental
Document (Migration—Midcontinent).
We have also eliminated the referenced
statement from the proposed rule,
which we agree was an
oversimplification, and we have noted
the caveat about the inherent bias in
geolocator studies (Research Methods).
We referenced the new data about the
migration of Texas-wintering knots
along the Atlantic coast in Our
Response 31.
(92) Comment: One commenter stated
that red knots have not declined, but
have instead changed their migratory
path and habitat use. Red knots seem to
be in smaller groups in many remote
places in both North and South
America.
Our Response: We agree there is
evidence of changes in the use of
particular migration stopover areas, both
historically (Cohen et al. 2008) and
more recently (Harrington et al. (2010a,
pp. 188, 190). We also agree that many
additional rufa red knot wintering and
stopover areas have been documented in
recent decades, some supporting
relatively small numbers of birds.
However, we attribute these recent
findings to increased survey efforts,
rather than a shift in migration strategy
toward smaller and more widely
distributed nonbreeding areas. In fact,
there is evidence that, as numbers
declined in the 2000s, red knot
populations wintering in Argentina and
Chile actually become more
concentrated, contracting to the core
sites on Tierra del Fuego and leaving
few birds at the ‘‘peripheral’’ Patagonian
sites (Committee on the Status of
Endangered Wildlife in Canada
(COSEWIC) 2007, p. 11). Further, we
disagree that any such distributional
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changes can explain the observed
declines in the 2000s in Delaware Bay
in spring, and in Argentina and Chile in
winter. We have revised the
Supplemental Document (Population
Surveys and Estimates—Spring
Stopover Areas—Delaware Bay) to
clarify that, although we cannot rule out
the possibility that some or all of the
decline in Delaware Bay could have
been caused by birds switching to other
U.S. Atlantic stopover areas, we
consider this unlikely based on surveys
from Virginia, and on similarities in the
magnitude and timing of the declines in
Delaware Bay relative to Tierra del
Fuego and several South American
stopover sites.
(93) Comment: Several commenters
stated that the longest distance migrants
(i.e., those red knots that winter in
Tierra del Fuego) are entirely reliant on
HSC eggs since the extreme
physiological changes that they undergo
for migration, including to their
digestive systems, restrict their diet to
soft prey at stopover sites. While knots
from the southeast U.S. wintering areas
may still be able to consume small
bivalves, the Tierra del Fuego birds
cannot.
Our Response: We disagree with the
conclusion that red knots from Tierra
del Fuego cannot digest bivalves during
spring migration. We do recognize that
red knots from the Tierra del Fuego
wintering area may be more reliant on
HSC eggs than other migrating red knots
during the spring stopover in Delaware
Bay, as we discussed in the proposed
rule (Rufa Red Knot Ecology and
Abundance, pp. 31–33). However, this
section of the proposed rule also
discussed data from Virginia and the
Atlantic coast of New Jersey, where
knots from Tierra del Fuego are known
to feed on small bivalves (P. Atkinson
pers. comm. November 8, 2012; Smith et
al. 2008, p. 16). The Supplemental
Document (Wintering and Migration
Food—Possible Differential Reliance on
Horseshoe Crab Eggs) has been revised
to more clearly present these data; see
Our Response 54.
(94) Comment: One commenter stated
that recent studies from Dr. Allan Baker
at the Royal Ontario Museum in Canada
show genetic differences between the
rufa population that winters in Florida,
the population that winters along the
northern coast of Brazil, and the longest
distance migrant population that
winters in Chile and Argentina. This
commenter cites conclusions from
Buehler and Piersma (2008) that
Argentina-Chile populations are more
vulnerable to energy, nutritional,
timing, and immune ‘‘bottlenecks’’ with
potential fitness consequences than the
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shorter-distance migrant populations of
red knots. The commenter believes the
red knot is only one species with several
populations, but shows that what
happens on the tip of one continent can
have effects across the flyway.
Our Response: We are aware of this
study by Dr. Baker investigating
possible genetic differences between red
knots by wintering area, but we do not
have permission to cite his preliminary
results, which have not yet been
published. Therefore, we do not
consider it to be ‘‘available,’’ and thus,
we may not consider its findings in our
listing determination. We have reviewed
Buehler and Piersma (2008) and
conclude that both shorter- and longerdistance migrants face tradeoffs among
the various ‘‘bottlenecks’’ they face
throughout their annual cycles.
However, we have also revised the
Supplemental Document (Wintering—
Northern Versus Southern; Migration—
Differences in Migration Strategy by
Wintering Region) to discuss more fully
the observed differences between
northern- and southern-wintering knots,
including evidence of greater
vulnerability of the southern-wintering
group (the longest-distance migrants) to
food supplies and arrival times in
Delaware Bay. Based on the best
available data, we agree that the rufa red
knot represents one subspecies with
several wintering populations. We also
agree that substantial threats anywhere
along the flyway can potentially result
in population-level effects.
(95) Comment: One commenter stated
that, while Calidris canutus is
somewhat unique among shorebirds as
being a specialized molluscivore during
much of its annual cycle, consumption
of prey aside from mollusks in
nonbreeding areas is well-documented,
especially during prolonged migratory
stopovers (e.g., C.c. rufa and HSC eggs
in Delaware Bay and C.c. roselaari and
Pacific grunion eggs in the Gulf of
California). The documented red knot
stopovers in the Northern Great Plains
and the seasonal emergence of insect
populations in the Central Flyway,
various invertebrates on riverine
sandbars, and brine shrimp in the saline
lakes of Saskatchewan may be an
ecological correlate to HSC eggs in the
Atlantic flyway.
Our Response: Because we find these
ideas plausible, based on our knowledge
of red knot biology, and worthy of
further investigation during forthcoming
recovery efforts, we have mentioned
them in the Supplemental Document
(Migration and Wintering Food—
Inland). However, we note that these
ideas currently lack supporting
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documentation and did not rely on this
information for our analyses.
(96) Comment: One commenter stated
that, in 2012, only 55 percent of red
knots studied in New Jersey reached the
departure weight necessary to ensure
their chance to breed in the Arctic. The
remaining birds likely fail to survive the
journey or reproduce, which results in
serious population declines.
Our Response: The proportion of red
knots attaining the target departure
weight in Delaware Bay should not be
confused with the annual survival rate.
Amanda Dey (pers. comm. October 12,
2012) reported that 54 percent of red
knots in Delaware Bay reached the
target weight by the end of May 2012.
Although this metric fell to 46 percent
in 2013, these 2 years continued an
overall upward trend in the percentage
of birds reaching the target departure
weight since the mid-2000s (Dey et al.
2014, pp. 1, 4), and remained relatively
high for a third consecutive year in 2014
(A. Dey pers. comm. July 23, 2014).
Further, although we agree that
adequate weight gain in Delaware Bay is
vital to red knot conservation, we
disagree that most birds under the target
weight fail to survive the subsequent
year (i.e., most low-weight birds do not
die). Using data from 1997 to 2008,
McGowan et al. (2011a, p. 13)
confirmed that heavy birds had a higher
average survival probability than light
birds, but the difference was small
(0.918 versus 0.915), as discussed in the
proposed rule (78 FR 60024, p. 60069).
These survival rates, averaged over the
period 1997 to 2008, could mask more
pronounced effects of low departure
weights on survival over shorter
periods. For example, the lowest
survival estimates occurred in 1998, just
before the period of sharpest declines in
red knot counts (McGowan et al. 2011a,
p. 13). The 1998 to 1999 survival rate
estimate was 0.851 for heavy birds and
0.832 for light birds (McGowan et al.
2011a, p. 9). Based on best available
information, we agree that low
departure weights (caused by
insufficient food supplies and late
arrivals) were a primary causal factor in
the decline of the rufa subspecies in the
2000s.
(97) Comment: One commenter stated
that, for the most part, the barrier
islands along the Atlantic coast are in
public ownership, not private, and are
not frequently used for development.
Our Response: We disagree. Land
ownership varies widely along the U.S.
Atlantic coast. Past and ongoing coastal
development in some areas is extensive
(78 FR 60024, pp. 60038–60043).
(98) Comment: Several commenters
expressed concern over how the Service
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characterized threats to the red knot
stemming from climate change and how
that same climate information could be
applied to other species. One
commenter acknowledged that effects to
the red knot from climate change could
be significant in the future, but noted
they are not currently. Other
commenters stated that the proposed
rule does not cite scientific data or
information linking red knot population
declines with any climate-related
effects, nor does the proposed rule
present a detailed analysis of how or
whether climate-related impacts will
result in either reductions in fitness to
the red knot species or future
population declines, nor are there
models showing the expected effects of
climate change on rufa red knot
abundance. The proposed rule
acknowledged that the effects of climate
change on the rufa red knot are
unknown, uncertain, and speculative.
Further, the proposed rule purports to
forecast the effects of a complex global
issue (climate change) up to 100 years
into the future. This approach requires
the Service to rely upon controversial
modeling projections of complex data to
forecast a future that is well beyond our
reasonable ability to predict, and to
imagine what the speculative biological
consequences of these forecasts will be
for the rufa red knot. This is an exercise
in speculation, not an analysis based on
existing scientific evidence, and if used
as such then virtually every species may
be considered threatened and this
establishes a precedent that renders the
Act’s listing process unworkable. These
same commenters stated that many of
the threats identified by the proposal
(e.g., sea level rise and other effects of
climate change) are by no means unique
to the rufa red knot and may, therefore,
be an unreasonable basis for listing
since so many other species would be
likewise affected.
Our Response: We disagree with these
conclusions. Based on our review of
best available information, we conclude
that threats to the red knot, including
those stemming from climate change,
are likely to place this species in danger
of extinction in the next few decades
(see Our Response 66 regarding
‘‘foreseeable future’’). Not all threats
contributing to a species’ threatened or
endangered status must be tied to past
or ongoing population declines, if future
declines are likely (see Our Responses
27 and 77). While we continue to
conclude that reduced food availability
and late arrivals at the Delaware Bay
stopover site were the primary causal
factors in the decline of rufa red knot
populations in the 2000s (78 FR 60024,
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pp. 60063, 60076), climate-induced
environmental changes likely to affect
the red knot are already occurring and
likely to intensify. We have updated the
Supplemental Document (Overview of
Threats Related to Climate Change) with
information from recent assessments of
the red knot’s vulnerability to climate
change indicating a large increase in
extinction risk (Galbraith et al. 2014, p.
7; National Wildlife Federation 2013, p.
28; Whitman et al. 2013, pp. 2, 19, 64).
We disagree that this listing
determination relies upon
‘‘controversial modeling projections of
complex data to forecast a future that is
well beyond our reasonable ability to
predict.’’ Instead, we relied upon
mainstream and thoroughly vetted
climate science publications (e.g., from
the IPCC, the U.S. Global Change
Research Program, the National
Research Council, and the Arctic
Climate Impact Assessment) that
present scientifically based ranges of
likely future climate conditions under
various emissions scenarios. The IPCC
(2013b) defines a scenario as a coherent,
internally consistent, and plausible
description of a possible future state of
the world; it is not a forecast; rather,
each scenario is one alternative image of
how the future can unfold. Various
levels of uncertainty are associated with
all scientific data and with all analyses
of future conditions. The uncertainty
levels associated with different aspects
of climate change have been
standardized by the IPCC (see
Supplemental Document table 14). We
used this standardized terminology
transparently and consistently in the
proposed rule (Climate Change
Background, p. 2) and in the
Supplemental Document (Climate
Change—Background). The key findings
of climate science—that human-caused
climate change is occurring and will
continue to affect temperatures,
precipitation patterns, sea levels, and
ocean pH levels—continue to be
associated with high levels of certainty
(Melillo et al. 2014, pp. 20–49; IPCC
2013a, p. 7).
We also disagree that the effects of
climate change on the rufa red knot are
‘‘unknown, uncertain, and speculative’’
and that the proposed rule does not
present a detailed analysis as to ‘‘how
or whether climate-related impacts will
result in either reductions in fitness to
the red knot or future population
declines.’’ Throughout the proposed
rule (and summarized at 78 FR 60024,
pp. 60028–20029), we presented
detailed analyses of best available data
(and associated levels of uncertainty,
when available) regarding how red knot
habitats and populations are likely to
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respond to climate changes over the
coming decades. While biological
modeling showing the expected effects
of climate change on rufa red knot
abundance may be helpful in future
recovery efforts, such models are not
currently available and research to
generate them is not required for the
Service to make a listing determination
under the Act’s ‘‘best available’’ data
standard. We acknowledge that climate
change is a complex global issue and
that uncertainties exist. However, the
best available science indicates climate
change is expected to affect red knot
fitness and, therefore, survival through
direct and indirect effects on breeding
and nonbreeding habitat, food
availability, and timing of the birds’
annual cycle. Ecosystem changes in the
arctic (e.g., changes in predation
patterns and pressures) may also reduce
reproductive output. Together, these
anticipated changes will likely
negatively influence the long-term
survival of the rufa red knot.
Finally, we disagree that virtually
every species may be considered for
listing due to the effects of climate
change, or that climate-related threats
are equally applicable to all species
within the coastal zone. The Act
requires the Service to evaluate each
species of concern or petitioned species
individually to assess whether listing as
threatened or endangered is warranted.
Not all species will be affected by the
effects of climate change in the same
manner; each species’ biological traits
and population dynamics will make it
more or less resilient to any stressor.
That said, it is likely that additional
species will be found to meet the
definition of a threatened or endangered
species based on threats stemming from
climate change as its effects intensify in
the future.
(99) Comment: One commenter stated
that climate change has affected the red
knot because wintering zones have
moved farther up in South America than
in the past.
Our Response: We agree that climate
change effects are a primary threat to the
red knot, but disagree that such effects
have caused a range shift to date.
Although we anticipate that changing
climatic conditions will likely cause
latitudinal shifts in the position of some
red knot habitats, we expect such
habitat shifts will primarily affect the
red knot within its breeding range (78
FR 60024, pp. 60047–60049), because
the nonbreeding range already spans the
entire latitudinal gradient from Tierra
del Fuego to southern Canada. We have
no evidence that red knots have shifted
their winter ranges in response to
climate change. We do note that the
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Argentina-Chile wintering area has
contracted by about 1,000 mi (1,600 km)
poleward (south), which is the direction
that would be consistent with the effects
of climate change (Root et al. 2003, p.
57). However, we conclude that this
contraction was not primarily caused by
climate change, but instead a result of
an overall decreasing winter population
size in this region (COSEWIC 2007, p.
11). Population declines are often
accompanied by abandonment of
‘‘peripheral’’ habitats and a geographic
contraction into only the best (‘‘core’’)
habitats. A similar phenomenon was
noted for HSCs within Delaware Bay
(Lathrop 2005, p. 4).
(100) Comment: One commenter
stated that Congress did not intend for
the Act to be used to regulate
greenhouse emissions or climate
change. This commenter is concerned
that a final listing rule may be misused
or impose undue burdens on American
industries or activities, particularly
those that have greenhouse gas
emissions. Another commenter stated
that the Service has previously
recognized there is insufficient evidence
to establish a causal connection between
greenhouse emissions from particular
activities and impacts to certain species.
Our Response: As stated in the
proposed rule (78 FR 60024, p. 60097),
a determination to list the rufa red knot
as a threatened species under the Act
will not regulate greenhouse gas
emissions. Rather, it will reflect a
determination that the rufa red knot
meets the definition of a threatened
species, thereby establishing certain
protections for it under the Act.
(101) Comment: One commenter
stated that no field data have been
gathered or analyzed to compare the
status of red knot populations that are
isolated from human activity to those
that are exposed to human activity.
Our Response: We disagree that field
data are not available regarding the
effects of disturbance. In the proposed
rule (78 FR 60024, pp. 60076–60079),
we presented several studies that
include field data on the effects of
human disturbance on red knots and
other shorebirds. We are not aware of
any comparative studies of red knot
population trends in high-disturbance
versus low-disturbance areas, but
conclude that such studies would be
confounded by the migratory
connectivity of red knot sites (i.e.,
factors affecting survival in any part of
the range may affect populations
rangewide), and by other site-specific
factors (e.g., habitat quality, food
availability, predation rates) influencing
local or regional population trends.
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(102) Comment: Several commenters
stated that anecdotal data from longterm barrier island residents suggest that
red knots feed and carry on unaffected
by the presence of some human activity
(e.g., surf fishing) and that operation of
offroad vehicles (ORVs) driving within
10 yards of a cluster of red knots that
are feeding does not cause them to be
disturbed or fly. Further, drivers of
ORVs do not drive in the same part of
the beach used by red knots for feeding,
and if there is any reaction, the flock
goes up while the vehicle goes by only
to land again either in the same spot or
a little farther away. Thus, the birds are
not being harassed to the point their life
cycle is being threatened. These
commenters also contend that cannon
netting by researchers causes a higher
degree of disturbance than these
recreational activities.
Our Response: We disagree that red
knots are unaffected by human activity.
We agree that red knots may have a
minimal response to low levels of
disturbance, and that reaction distances
and durations likely vary with the type
and intensity of the disturbance, as well
among sites and among seasons. We also
agree that no one particular disturbance
event is likely to impact a red knot’s
fitness or survival. However, the
cumulative effects of repeated or
prolonged disturbance have been shown
to preclude shorebird use of otherwise
preferred habitats and can impact the
birds’ energy budgets (i.e., their ability
to gain and maintain adequate weight)
(78 FR 60024, p. 60079). We disagree
that ORV drivers always remain out of
the wet sand of the intertidal zone
where red knots feed. On some beaches,
driving on the dry beach is restricted to
prevent damage to dunes and wrack,
and in some areas drivers avoid the dry
sand to prevent getting stuck. Even
where driving is restricted to the dry
beach, ORV use may disturb roosting,
instead of foraging, red knots.
We agree that certain research
methods are highly disturbing to red
knots. Therefore, we anticipate that any
recovery permits issued under the Act
will include conditions to strictly limit
the extent and duration of disturbance
to red knots from research activities,
typical of the best practices that are
already generally followed by the
research community.
(103) Comment: Several commenters
stated that the Delaware Bay-wide HSC
egg densities show no upward trend.
Another commenter stated that the
decline in HSC egg density on New
Jersey’s Delaware Bay beaches as
described in the 2007 status assessment
is deceptive, there are no data
supporting a problem of egg availability
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for the red knots on the Delaware Bay
beaches, and the Delaware Bay egg
density data and studies should not be
used for management or listing of red
knots.
Our Response: We concur that the
Delaware Bay-wide HSC egg densities
show no upward trend, but note that we
have only moderate confidence in this
data set. We recognize the importance of
surface egg availability to red knots in
Delaware Bay, and egg densities have
been statistically correlated with red
knot weight gain (Dey et al. 2013, pp.
18–19; H. Sitters pers. comm. April 26,
2013). However, methodological
concerns with the egg density surveys
are described in the proposed rule and
in the Supplemental Document, and
limit our confidence in this data set.
The ASMFC recently dropped the
requirement for the States of New Jersey
and Delaware to conduct the egg density
surveys, largely because these data are
not used in the ARM framework;
however, New Jersey plans to continue
the survey on its side of Delaware Bay
(M. Hawk pers. comm. April 8, 2014;
ASMFC 2013e, p. 4).
We did rely partly, but not solely, on
the egg density analysis as presented in
the 2007 status assessment (which was
later updated and published
independent of the Service as Niles et
al. 2008). Based on our own analysis of
the egg density data (78 FR 60024, pp.
60067–60068 and Supplemental
Document section Factor E—Reduced
Food Availability—Horseshoe Crab
Harvest—Link B, Part 2), and
considering several different data
sources, we regarded trends in egg
density data as a secondary line of
supporting evidence that insufficiency
of food resources was an important
factor (along with late arrivals)
contributing to the decline of the
Delaware Bay stopover population.
Thus, Delaware Bay egg density data
were a relatively minor consideration in
our determination of the threatened
status of the red knot. Despite the lack
of upward trends in baywide egg
densities, our assessment of the best
available data from several lines of
evidence concludes that the volume of
HSC eggs is currently sufficient to
support the Delaware Bay’s stopover
population of red knots at its present
size. However, because of the uncertain
trajectory of HSC population growth, it
is not yet known if the egg resource will
continue to adequately support red knot
population growth over the next decade.
This conclusion is unchanged from the
proposed rule (78 FR 60024, p. 60063).
(104) Comment: One commenter
stated that the number of HSC eggs on
Delaware Bay shores dropped from
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40,000 eggs per square meter (m2) in the
1990s to only 1,500 eggs per m2 in 2005.
Our Response: In the proposed rule
(78 FR 60024, pp. 60067–60068), we
discussed methodological concerns with
the HSC egg density data, particularly
prior to 2005. We attached somewhat
higher confidence to trends since 2005
because methodologies have been more
consistent over that period—there was
no significant trend in baywide egg
densities from 2005 to 2012. However,
the Delaware Bay egg density data were
a relatively minor consideration in our
determination of the threatened status of
the red knot, and are not used in
management of the HSC fishery under
the ARM (see Our Response 103 above).
(105) Comment: One commenter
stated that the early (1981 through 2000)
declines in red knot counts in Delaware
Bay were not reflected in the ArgentinaChile wintering area, which contradicts
the assertion that later (after 2000)
declines in this wintering area were
caused by inadequate weight gains in
Delaware Bay. Conversely, another
commenter stated that, with fewer eggs
to feed on, up to 75 percent of red knots
surveyed on the Delaware Bay suffered
a year-on-year decline in their rate of
weight gain between 1990 and 2006.
Further, lower weight birds have been
shown to have lower survival rates, and
scientific models predicted that the red
knot may become extinct by 2010.
Our Response: We agree there may
have been declines in the Delaware
Bay’s red knot stopover population prior
to 2001, but we also note considerable
variability in the peak count data set
that makes it difficult to detect trends.
In contrast, the decline in peak counts
in the 2000s was sufficiently
pronounced and sustained that we have
confidence in the downward trend over
this time period despite the variability
of the data set. We agree that a number
of data sets have been used to draw
conclusions about the correlation
between HSC harvest and red knot
population trends. Not all of the data
sets agree completely, suggesting that
other factors likely contributed to the
red knot decline (e.g., late arrivals in
Delaware Bay, other threats discussed in
the proposed rule). Keeping in mind the
limitations of the various data sets and
the biology of HSCs and red knots and
looking at the general trends, we find a
temporal correlation between high
harvest levels leading up to the year
2000, and a relatively sudden decline in
the red knot Argentina-Chile wintering
population around that same time
period, concurrent with a pronounced
decline in Delaware Bay. Moving from
correlation to causation, our conclusion
is based on a detailed analysis (78 FR
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60024, pp. 60063–60071 and
Supplemental Document section Factor
E—Reduced Food Availability—
Horseshoe Crab Harvest): Although the
causal chain from HSC harvest to red
knot populations has several links
associated with various levels of
uncertainty, the weight of evidence
supports these linkages, points to past
harvest as a key factor in the decline of
the red knot, and underscores the
importance of continued HSC
management to meet the needs of the
red knot.
In the proposed rule (78 FR 60024, p.
60069), we discussed trends in red knot
weight gain, relying mainly on the
percentage of red knots greater than the
target weight at the end of May. This
metric for weight gain showed a
downward trend in the percentage of
heavy birds starting in 1997, which
started to reverse by the late 2000s. In
the proposed rule (78 FR 60024, pp.
60069–60079), we also evaluated the
best available data regarding the link
between red knot spring weight gain in
Delaware Bay and the birds’ subsequent
survival. In this analysis, we relied
primarily on Baker et al. (2004) and
McGowan et al. (2011a), both of which
found a link between spring weight gain
in Delaware Bay and survival. We
acknowledge the following statement by
Baker et al. (2004, p. 879), ‘‘if the 1997/
1998 to 2000/2001 levels of annual
survival prevail, the population is
predicted to approach extremely low
numbers by 2010 when the probability
of extinction will be correspondingly
higher than it is today.’’ However, we
did not evaluate this statement in the
proposed rule because the newer results
of McGowan et al. (2011a) indicate
those earlier (and lower) survival rates
were no longer prevailing.
(106) Comment: One commenter
suggested that other threats such as
disease and research activities may have
been responsible for red knot and HSCs
declines, rather than overharvesting of
HSCs. Conversely, another commenter
believes gross mismanagement of the
HSC fishery has dramatically decreased
the availability of HSC eggs for the red
knot and other migratory shorebirds.
Our Response: As discussed in the
proposed rule (78 FR 60024, p. 60063),
we completed a detailed analysis of all
three threats (disease, research, HSC
harvest) and recognize the effect that
formerly excessive harvesting of HSCs
had on the red knot’s food resources and
the contribution this activity had to the
knot’s population decline. See Our
Responses 45 and 46 regarding egg
availability and the ASMFC’s regulation
of the HSC fishery, respectively.
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(107) Comment: Several commenters
suggested that supplemental feeding of
red knots in Delaware Bay may be
needed until HSC populations return to
levels that provide adequate egg
supplies for the birds.
Our Response: As noted in the
proposed rule (78 FR 60024, p. 60063),
most data suggest that the volume of
HSC eggs is currently sufficient to
support the Delaware Bay’s stopover
population of red knots at its present
size. However, ensuring the future HSC
egg supply will be addressed during the
recovery planning process, and we
intend to continue our active role in the
ASMFC’s management of the HSC
fishery. We acknowledge considerable
uncertainty around the future food
supplies for red knots, in Delaware Bay
and in nonbreeding habitats rangewide.
We would not rule out direct human
intervention (e.g., supplemental feeding)
as an appropriate conservation response
if food supplies in any part of the range
should someday become so depleted as
to present an imminent, populationlevel threat. However, we would
consider such a step only as a last resort
because it fails to fulfill a central
purpose of the Act, ‘‘to provide a means
whereby the ecosystems upon which
endangered species and threatened
species depend may be conserved.’’
Although supplemental feeding of wild
birds is not the same as controlled
propagation, it has similar conservation
implications (e.g., direct human
intervention as opposed to the
conservation of the supporting
ecosystem). Thus, we feel this excerpt
from the Policy Regarding Controlled
Propagation of Species Listed Under the
Endangered Species Act (65 FR 5690)
would also apply to supplemental
feeding: ‘‘Controlled propagation is not
a substitute for addressing factors
responsible for an endangered or
threatened species’ decline. Therefore,
our first priority is to recover wild
populations in their natural habitat
wherever possible, without resorting to
the use of controlled propagation.’’
(108) Comment: One commenter
stated that since the ARM framework
establishes a conservative HSC harvest
level for the Delaware Bay spawning
population of HSCs, significant threats
are more likely to occur at other points
along the migratory flyways.
Our Response: We agree that, as long
as the ARM is in place and functioning
as intended, the ongoing HSC bait
harvest should not be a threat to the red
knot (see Our Responses 46 and 48). We
also agree that a number of other threats
throughout the knot’s range are
contributing to habitat loss,
anthropogenic mortality, or both, and
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that these threats are likely to increase
in the future. Thus, new attention to
these emerging threats will be
imperative for red knot recovery.
However, we also conclude that a
sustained focus on protecting the red
knot’s food supply—in Delaware Bay
and throughout the range—will also be
vital to red knot recovery (see Our
Responses 45, 78, and 126).
(109) Comment: One commenter
stated that the HSC population in
Delaware Bay has fluctuated between
1.5 and 2 million since 2007. Several
commenters stated that there have been
no increases in the number of female
HSCs, or of total crabs, spawning in
Delaware Bay.
Our Response 109: We disagree that
the HSC population in Delaware Bay
has fluctuated between 1.5 and 2
million. This estimate of 1.5 to 2 million
crabs is for spawning adults, and is not
the same as the size of the total baywide
HSC population. As indicated in the
proposed rule (78 FR 60024, p. 60065),
Smith et al. (2006, p. 461) estimated the
population of HSCs in the Delaware Bay
Region in 2003 at about 20 million
adults, based on modeling of marked
HSCs. We have updated the
Supplemental Document (Factor E—
Food Availability—Horseshoe Crab
Harvest—Link A, Part 1) with newer
estimates from Smith (2013), based on a
different methodology but showing
similar results. Smith (2013, p. 2)
reported annual estimates of the
baywide population size from 2002 to
2012, with an average over this period
of about 19 million and consistently
more males than females.
Specific to spawning crab counts,
Swan et al. reported season-long total
counts of roughly 1.3 to 2 million
spawning adults along the Delaware Bay
shoreline from 2007 to 2012 (Swan et al.
2012, p. 1; Swan et al. 2011, p. 1; Swan
et al. 2010, p. 1; Swan et al. 2009, p. 1;
Swan et al. 2008, p. 1; Swan et al. 2007,
p. 1). We reviewed but, for
methodological reasons, did not rely on
this data set from Swan et al. (2007 to
2012) to evaluate trends in numbers of
spawning adult crabs. Instead, we have
relied on spawning HSC density reports
prepared for the ASMFC. We agree there
have been no increases in the number of
female HSCs spawning in Delaware Bay.
The most recent report of the density
data concluded that baywide spawning
activity shows no statistically
significant trends from 1999 through
2012 (Zimmerman et al. 2013; p. 1).
This is a change from Zimmerman et al.
(2012, pp. 1–2), which reported that,
although there was no trend in females,
numbers of spawning males showed a
statistically significant increase from
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1999 through 2011. This new
information has been incorporated into
the Supplemental Document (Factor E—
Reduced Food Availability—Horseshoe
Crab Harvest—Link B, Part 1). See Our
Response 46 for more discussion of
female HSC population trends.
(110) Comment: One commenter
stated that, due to the bait harvest, the
Delaware Bay population of HSCs
declined by 90 percent between 1990
and 2006.
Our Response: We disagree that the
percent decline for the HSC population
in the Delaware Bay Region can be
determined over this time period,
because there are no estimates of the
size of this population prior to 2003
(done by Smith et al. 2006). As no
population size estimates are available
prior to the 1990s increase in harvest
levels, we rely on the ASMFC’s periodic
stock assessments to appropriately
weigh and statistically analyze available
data sets to draw conclusions regarding
HSC population trends, as discussed in
the proposed rule (78 FR 60024, p.
60066) and the Supplemental Document
(Factor E— Reduced Food
Availability—Horseshoe Crab Harvest—
Link A, Part 2); see Our Response 46.
(111) Comment: One commenter
stated that females are the limiting sex
within the HSC population and have a
direct ecological link to migratory
shorebirds through their eggs. Under the
ARM, female HSCs in the Delaware Bay
region are fully protected for the benefit
of migratory shorebirds. The ARM does
not authorize the harvest of females
until the HSC population reaches 80
percent of its carrying capacity, which
is well beyond the realm of traditional
fishery management parameters,
reflecting the ecological importance of
the resource, and the risk-averse
characteristics of the current
management plan. The ARM model
builds upon a male-only or male-biased
regulatory strategy for Delaware Bay
HSCs that was adopted by the ASMFC
in 2006. The biological and ecological
basis for the male-only harvest is based
on the best available science for the
species; males are not limiting within
the HSC population dynamics, and are
not ecologically limiting with respect to
HSC egg availability for shorebirds. Well
before the adoption of the male-only
harvest strategy in 2006 and the ARM
implementation in 2012, the ASMFC
had already reduced the coastwide
harvest of HSCs by approximately 70
percent from reference period landings,
through a series of increasingly
restrictive addenda. The HSC quotas in
the Delaware Bay region have been
specified by the ASMFC at very low
rates of removal that are fully consistent
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with both population growth and
ecological sustainability. The 2009 HSC
stock assessment indicated the fishing
mortality rates for HSCs in the Delaware
Bay region were consistent with
population growth.
Our Response: We agree with this
assessment of the importance of female
HSCs. We agree that the strongly malebiased fishery management was
appropriate prior to adoption of the
ARM, and a male-only harvest
continues to be warranted based on the
current ARM outputs. We conclude that
the ARM provides adequate protection
for females from the bait harvest, but we
note that some female mortality does
occur as a result of the biomedical
harvest. Other commenters noted that
positive trends in female HSC
populations are absent, even after 7
years of male-only harvest, possibly
suggesting losses of female crabs from
unregulated or undocumented sources
including biomedical mortality. We
discuss this and other possible
explanations for the lack of growth in
measures of female abundance under
Our Responses 46 and 49. In the
proposed rule (78 FR 60024, pp. 60064–
60065), we noted the shift to a strongly
male-biased harvest, and the successive
harvest restrictions that reduced
reported landings from 1998 to 2011 by
over 75 percent. We also discussed the
findings of the 2009 stock assessment
(78 FR 60024, pp. 60064–60065). The
Supplemental Document (Factor E—
Reduced Food Availability—Horseshoe
Crab Harvest—Link A, Part 2) has been
updated to include the results of the
2013 stock assessment update.
(112) Comment: One commenter
stated that the 2009 HSC stock
assessment indicated the mortality rates
were approximately 70 to 75 percent
below the fishing mortality rate
associated with maximum sustainable
yield (FMSY). Even without the benefit
of the subsequent ARM model, these
removal rates were already well below
conservative levels for important forage
species. The 2012 Lenfest report
included a comprehensive examination
of marine ecosystems and concluded
that fishing at half of traditional FMSY
values results in a low probability of
collapse for forage fish and lower risk
for dependent species. The quotas set by
the ASMFC under addenda IV, V, and
VI were already well below these
guidelines, and were specifically malebiased to ensure the ecological
sustainability of the fishery.
Our Response: We agree that the 2009
stock assessment reflects substantial
reductions in harvest levels, from their
peak at 2 to 3 times FMSY in 1998 and
1999 to 23.2 percent of FMSY (both
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sexes combined) in 2008 (ASMFC
2009a, pp. 25, 57). However, we
disagree that the findings of the 2012
Lenfest report can be extrapolated to
HSCs (e.g, to suggest a harvest level
relative to FMSY that is adequate for
dependent species such as red knot and
other shorebirds). The authors of the
Lenfest report (Pikitch et al. 2012, p. 4)
defined forage fish characteristics, some
of which are not shared by HSCs (e.g.,
provide energy flow from plankton to
higher trophic levels, relatively small
body size, fast growth, early maturity).
Instead, we rely on the ARM to establish
conservative harvest limits that ensure
an adequate supply of HSC eggs to
support red knots in Delaware Bay.
(113) Comment: One commenter
stated that under addenda IV, V, and VI
to the ASMFC’s fishery management
plan, HSC harvests in Delaware and
New Jersey were limited, by quota, to
100,000 male HSCs annually per State.
New Jersey’s legislature closed its HSC
fishery. If both States utilized their
quotas at that time, total harvest would
have been less than 2 percent of the
adult male HSC population, which was
estimated at 12 million.
Our Response: We agree with this
estimate of the percentage of the male
population annually authorized for
harvest under these addenda. In the
proposed rule (78 FR 60024, p. 60065),
we noted that recent annual harvests of
roughly 200,000 HSCs from the
Delaware Bay Region (which reflects
New Jersey’s moratorium as well as
harvest from the other three States in
the Region) represent about 1 percent of
the total adult (male and female)
population. Our estimate of 1 percent is
unchanged in the Supplemental
Document (Factor E—Food
Availability—Horseshoe Crab Harvest—
Link A, Part 1) even upon updating the
landings and estimated population size
with new data.
(114) Comment: One commenter
stated that the analysis of HSC tagging
data by the ASFMC’s Technical
Committee has suggested that
approximately 13 percent of Maryland’s
catch of HSCs and approximately 9
percent of Virginia’s catch, east of the
COLREGS line (which delimits internal
from ocean waters), are of Delaware Bay
origin. A line of genetic evidence
suggested that 51 percent of Maryland’s
catch and 35 percent of Virginia’s catch,
east of the [International Regulations for
Preventing Collisions at Sea] COLREGS
line, is of Delaware Bay origin. When
the ASMFC implemented the ARM
model in 2012, it required all of
Maryland’s catch and all of Virginia’s
catch east of the COLREGS line to be
male-only, as a precautionary measure,
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to ensure the ecological sustainability of
these fisheries in waters adjacent to the
Delaware Bay Region.
Our Response: In the proposed rule
(78 FR 60024, p. 60070), we concluded
that the ASMFC’s current delineation of
the Delaware Bay Region HSC
population is based on best available
information and is appropriate for use
in the ARM modeling, but we
acknowledged some uncertainty
regarding the population structure and
distribution of Delaware Bay HSCs. In
documenting the technical
underpinnings of the ARM, the ASMFC
(2009b, p. 7) acknowledged that the
proportion of Maryland and Virginia
landings that come from Delaware Bay
is currently unresolved, but stated that
their approach to estimating this
proportion was conservative. We have
revised the Supplemental Document
(Factor E—Food Availability—
Horseshoe Crab Harvest—Adaptive
Resource Management) to state that we
anticipate the ARM process will adapt
to substantive new information that
reduces uncertainty about the Delaware
Bay HSC population structure and
geographic distribution. See Our
Response 49.
(115) Comment: One commenter
stated that table 9 (reported Atlantic
coast landings) in the proposed rule
does not describe the conversion
between pounds and numbers of HSC
harvested; thus reviewers cannot
provide meaningful comment on the
data.
Our Response: As explained in the
proposed rule (78 FR 60024, p. 60064),
the HSC landings data given in pounds
come from the National Marine
Fisheries Service (NMFS), but should be
viewed with caution as these records are
often incomplete and represent an
underestimate of actual harvest (ASMFC
1998, p. 6). In addition, reporting has
increased over the years, and the
conversion factors used to convert crab
numbers to pounds have varied widely
(ASMFC 2009a, p. 2), thus we are
unable to convert the pounds to
numbers of crabs. (For this same reason,
the ASFMC also retains these data in
pounds in its stock assessments.)
Despite these inaccuracies, the reported
landings show that commercial harvest
of HSCs increased substantially from
1990 to 1998 and has generally declined
since then (ASMFC 2013b, p. 8; ASMFC
2009a, p. 2). The ASMFC (1998, p. 6)
also considered other data sources to
corroborate a significant increase in
harvest in the 1990s. Despite the known
problems with this data set, no other
data are available regarding harvest
levels prior to 1998; thus, we have
considered these data only to document
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73739
the very sharp increase in harvest levels
that occurred in the mid-1990s. The
ASMFC relies on these data for the same
purpose in its periodic stock
assessments (ASMFC 2013b; ASMFC
2009a; ASMFC 2004)—we consider
these stock assessments the best
available information regarding trends
in harvest levels. We have revised the
Supplemental Document (added a
footnote to table 23) to clarify that the
landings reported to NMFS are provided
for context only and cannot be
converted to numbers of crabs and thus
cannot be directly compared to the data
reported to the ASMFC.
(116) Comment: One commenter
stated that the proposed rule does not
make clear in the discussions of egg
availability or harvest pressure that
female HSC harvest in the Delaware Bay
bait fishery has been prohibited since
2006.
Our Response: We have revised the
Supplemental Document (Factor E—
Reduced Food Availability—Horseshoe
Crab Harvest—Link A) to clarify this
point.
(117) Comment: One commenter
stated that efforts to restrict the HSC
fishery are inconsistent from State to
State, and that restrictions imposed by
individual States are being successfully
challenged and overturned by the
commercial fishing industry. One
commenter stated that other States
(besides New Jersey) still do not have a
ban on HSC harvesting, and this needs
to be changed. Another commenter
stated that the New Jersey moratorium
on HSC fishing in its portion of
Delaware Bay is insufficient to protect
the red knot from continued population
decline in the face of coastal
development and constant disturbance
at migratory stopover sites and with
climate change affecting food
availability in the Arctic.
Our Response: Regulation of the HSC
fishery by the ASMFC is consistent
coastwide, in that all member States
follow the same Fisheries Management
Plan. However, due to regional and local
differences (e.g., status and trends of
HSC populations; nature and intensity
of harvests), each State ends up with
different quotas. In addition, each
member State within the ASMFC is
required to establish and enforce its
own harvest regulations that ensure
compliance with the Fishery
Management Plan, and the specifics of
these regulations vary from State to
State. Each ASMFC member State may
opt to adopt harvest limits that are more
restrictive than those mandated by the
ASMFC, but these limits would be
subject to legal challenges within the
regulatory framework of that State. New
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Jersey’s moratorium, which is more
restrictive than required by the ASMFC,
results in implementation of the ARM
being more conservative (see Our
Response 49), but has also raised
concerns about unintended
consequences (see Our Response 120).
Notwithstanding the potential risks and
benefits of New Jersey’s moratorium, we
continue to conclude that management
of HSC harvests under the ARM is
adequate to abate the food supply threat
to red knots from HSC harvest in
Delaware Bay. However, even with
highly successful harvest management
under the ARM, the HSC population
will continue to grow only to the extent
that it remains limited by harvest; other
factors affecting crab populations cannot
be affected by management of the
fishery. (See Our Response 46 regarding
these other factors, as well as new
uncertainty about the future of the
ARM). In addition, we agree that,
beyond the supply of HSC eggs, there
are other substantial and widespread
threats to the red knot (see Our
Response 108).
(118) Comment: One commenter
stated that New Jersey’s moratorium on
HSC harvest does not appear to have a
scientific basis.
Our Response: Each ASMFC member
State may opt to adopt harvest limits
that are more restrictive than those
mandated by the ASMFC. We factored
New Jersey’s moratorium into our
analyses of current harvest levels and
management practices, but we recognize
that the New Jersey legislature could
decide to lift the moratorium at any
time. If that happens, New Jersey would
be required to abide by the ASMFC
harvest recommendations set forth by
the ARM process. We conclude that
harvest levels set through the ARM
process are adequate to manage the
threat to red knots from insufficient
food resources in Delaware Bay.
(119) Comment: One commenter
doubted that overharvest of HSCs could
have occurred based on the successively
restrictive harvest regulations
implemented in New Jersey from 1993
through 1997.
Our Response: We disagree. No
definitions of ‘‘overfishing’’ or
‘‘overfished’’ have been adopted by the
ASMFC for HSC (ASMFC 2013b, p. 21).
That said, Delaware Bay’s HSC
population is affected by harvests in
Delaware and parts of Maryland and
Virginia, as well as in New Jersey. Our
evaluation of best available data (78 FR
60024, pp. 60064–60067 and
Supplemental Document section
Horseshoe Crab—Harvest and
Population Levels) shows that
coastwide harvest levels grew sharply
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from 1993 through 1997, and that the
2004 stock assessment found a clear
preponderance of evidence that HSC
populations in the Delaware Bay Region
declined from the late 1980s to 2003
(ASMFC 2004, p. 27).
(120) Comment: One commenter
stated that the State of New Jersey still
maintains its ultraconservative HSC
management strategy of a moratorium
when the ARM framework would allow
commercial fishermen to harvest
162,000 male HSCs from New Jersey
outside of the spawning season. New
Jersey’s insistence of maintaining a
moratorium has led to some negative
biological consequences in redirecting
fishing effort to New York and
Massachusetts spawning populations of
HSCs, which are now in decline. The
HSC bait shortage has also led to the
dangerous importation of Asian HSCs,
all species of which are highly depleted,
to meet the bait needs of the domestic
whelk/conch and eel fisheries.
Our Response: We are aware of the
finding that decreased harvest of the
Delaware Bay population has redirected
harvest to other parts of the Atlantic
coast that now may be at unsustainable
levels (ASMFC 2013b, p. 22). As
discussed in the proposed rule (78 FR
60024, p. 60067; Factor D: The
Inadequacy of Existing Regulatory
Mechanisms, p. 12), we also agree the
importation of Asian HSCs is a threat to
both the native HSC and the red knot.
We have updated the Supplemental
Document (Factor E—Reduced Food
Availability—Horseshoe Crab Harvest—
Link A, Part 2) with new information
regarding efforts by individual States to
restrict the import of Asian HSCs. The
Service will evaluate the need to expand
Lacey Act restrictions on the import of
Asian HSCs at the Federal level. In
addition, a Service biologist was
recently selected by the IUCN as one of
six scientists to assess and make
recommendations on the status of the
HSC throughout its range, with a
counterpart team assessing the Asian
species. The Service shares the concern
of this commenter for the coastwide
management and conservation of the
HSC, and we intend to continue our
active role in the ASMFC’s management
of the HSC fishery that considers the
Delaware Bay population in a coastwide
context.
We are aware that some ASMFC
members have expressed concern that
harvest levels in the Delaware Bay
Region, which are set by the ASMFC
and further reduced by New Jersey’s
moratorium, have raised the price of
bait crabs and thus contribute to both
the redirecting of harvest to other parts
of the coast and the increasing interest
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in importing Asian crabs as alternative
bait (ASMFC 2013f, p. 1). We lack data
to determine the relative roles, if any, of
the New Jersey moratorium versus the
coastwide regulation by the ASMFC in
driving these trends. We continue to
support the ARM as a scientifically
sound mechanism for managing
Delaware Bay’s HSC fishery that
adequately abates the threat to red knots
from food supply issues in the bay. See
Our Responses 117 and 118 regarding
New Jersey’s moratorium.
(121) Comment: Several commenters
disagreed with our conclusion that, as
managed under the ARM, current HSC
harvest levels are not a current threat to
the red knot. Conversely, several other
commenters stated that the ARM
framework adopted by the ASMFC
appears to be an effective approach to
managing harvest in Delaware Bay so
that conservation of red knots and other
shorebirds and HSCs are balanced with
societal demands. In addition, since the
model was favorably peer-reviewed in
2009, its management strategy
prioritizes the needs of migratory
shorebirds, and it is based on the best
available science, it should fully satisfy
section 9 of the Act if the listing is
approved.
Our Response: We have reviewed
information and analyses of the ARM
provided by several commenters, but
continue to conclude based on the best
available data that, as long as it is
functioning as intended, the ARM
framework adequately abates the threat
to the red knot from the HSC bait
harvest. We agree that the ARM is based
on best available science and is a sound
process. The Supplemental Document
(Factor E—Reduce Food Availability—
Horseshoe Crab Harvest—Adaptive
Resource Management) has been
updated to clarify that our conclusions
about the ARM are based on (1) the
technical soundness of the peerreviewed models; (2) the explicit linking
of HSC harvest quotas to red knot
population targets; and (3) the adaptive
nature of both the models and the
framework, which are intended to
regularly adjust as new information
becomes available. Our conclusion is
supported by recent computer
simulations by Smith et al. (2013,
entire). Although these simulations are
not intended to predict actual
timeframes for population growth, they
did show that simulated red knot
population trajectories under HSC
harvest scenarios governed by the ARM
almost matched simulated red knot
population trajectories under a fixed
HSC moratorium scenario; thus, the bait
harvest levels allowed under the ARM
are expected to have a negligible effect
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on the red knot’s Delaware Bay stopover
population.
In the proposed rule (78 FR 60024, p.
60097), we concluded that the harvest of
HSCs in accordance with the ARM,
provided the ARM is implemented as
intended (e.g., including
implementation of necessary monitoring
programs) and enforced, is not likely to
result in a violation of section 9 of the
Act. Thus, we do not anticipate
recommending additional HSC harvest
restrictions in Delaware Bay (beyond the
ARM) as a result of listing the red knot.
(However, see Our Response 46
regarding new uncertainty about the
future of the ARM.) We intend to
continue our active role in the ASMFC’s
management of the HSC fishery, and
will provide recommendations and
technical assistance to ensure that
future harvests of HSCs do not result in
take of red knots under section 9 of the
Act.
(122) Comment: One commenter
stated that both the HSC trawl survey
and spawning survey have generally
experienced difficulty detecting changes
in the regional HSC population,
although the trawl survey measured
some significant increases in response
to management, and both surveys have
shown some improvement since the
early 2000s. The temporal and spatial
extent of the spawning survey may be
inadequate to detect population growth,
and it may not be able to accommodate
changing shoreline conditions caused
by erosion and flooding. Similarly, the
Virginia Tech trawl survey did not
originally sample any stations within
the Delaware Bay, and the scale and
design of the survey may not be
sufficient to detect population changes
consistently. With quotas that have been
specified at levels consistent with
population rebuilding since Addendum
III, the power of the existing surveys to
detect population changes warrants
review.
Our Response: We disagree.
Evaluations of these surveys and their
methods have been done in the past and
continue to be done by the ASMFC. See
Our Response 46 regarding
discontinuation of the Virginia Tech
trawl survey.
(123) Comment: One commenter
stated that existing data to evaluate
trends in red knot weight gain at
Delaware Bay are flawed. This
commenter cited statements from a
peer-reviewed report prepared for the
ASMFC: ‘‘existing data . . . are not
adequate to evaluate their relative
importance [late arrivals versus
insufficient food supply] for any year of
record . . . attempts to estimate growth
rate based on independent samples of
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body mass are inherently flawed’’
(USFWS 2003, p. 6). Based on these
statements, this commenter concluded
that all the weight gain data from 1997
to 2002 are flawed.
Our Response: While we agree that
these statements appear in a USFWS
report (2003, p. 6), we disagree with the
conclusion of the commenter. On the
previous page, this report states, ‘‘there
is agreement that a smaller percentage of
rufa red knots are making threshold
departure weights by the end of May in
recent years,’’ and goes on to discuss the
two possible explanations (late arrivals
and insufficient food supply), as well as
different analytical methods for
determining weight gains (USFWS 2003,
p. 5). Although the available weight gain
data set could not be used to determine
the relative importance of late arrivals
versus insufficient food supply, USFWS
(2003, p. 6) concluded, ‘‘the two
hypotheses forwarded to explain
changes in weight gain in Delaware Bay
red knots are not mutually exclusive,
but instead represent two factors which
operate in tandem to affect departure
weights from Delaware Bay.’’ That these
two factors (late arrivals and insufficient
food supplies) worked synergistically to
cause a decline in red knot departure
weights was the same conclusion we
reached in the proposed rule (78 FR
60024, pp. 60072, 60094). We agree that
attempts to estimate growth rates (i.e.,
rates of weight gain) from samples of
birds taken over the course of the
stopover period are problematic for the
same reason cited by USFWS (2003, p.
6) (i.e., uncertainty in arrival times of
the birds in each sample), as we noted
in the proposed rule (78 FR 60024, p.
60068). That said, we did not rely on
this parameter (rates of weight gain over
the course of the season) in our analysis.
Instead, we relied on a different
analytical parameter, the proportion of
red knots above a threshold weight at
the end of May, which we conclude is
an appropriate index for trends in red
knot weight gain since 1997, as
discussed in the proposed rule (78 FR
60024, p. 60068) and in the
Supplemental Document (Factor E—
Reduced Food Availability—Horseshoe
Crab Harvest—Link B, Part 2).
(124) Comment: One commenter,
citing comments of individual Service
representatives at meetings of various
ASFMC bodies, concluded that Service
managers find the basic red knot science
is flawed.
Our Response: Various levels of
uncertainty are associated with all
scientific data. As an active participant
in the ASMFC’s management of the HSC
fishery, Service representatives
routinely engage in robust discussions
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regarding the strengths and weaknesses
of available HSC and red knot data sets.
Our current agency conclusions, based
on a detailed analysis, are presented in
the proposed rule (78 FR 60024, pp.
60063–60071) and the Supplemental
Document (Factor E—Reduced Food
Availability—Horseshoe Crab Harvest).
Our key conclusion is that, although the
causal chain from HSC harvest to red
knot populations has several links
associated with various levels of
uncertainty, the weight of evidence
supports these linkages, points to past
harvest as a key factor in the decline of
the red knot, and underscores the
importance of continued HSC
management to meet the needs of the
red knot.
(125) Comment: One commenter
reported anecdotal information that no
red knots had been observed by midMay 2014 in Delaware Bay, and that
HSCs were unusually small and few.
Our Response: Red knot distribution
and abundance within Delaware Bay
vary considerably from year to year, and
within years, based on weather, food
availability, disturbance patterns, and
other factors. Likewise, spatial and
temporal patterns of HSC spawning are
highly dependent on weather
(especially water temperature) as well as
habitat conditions. We may consider
anecdotal data when no other data sets
are available. However, in Delaware
Bay, other data sets (e.g., red knot peak
counts, red knot total passage
population estimates, red knot weight
gain data, HSC spawning and trawl
surveys) are available that are based on
consistent methodologies, such that
these data sets can be evaluated for
long-term trends despite the naturally
high variability in these natural systems.
Preliminary reports from two of these
data sets show both red knot abundance
and weight gain in Delaware Bay
continued at a somewhat improved
level in 2014, for a third consecutive
year (A. Dey pers. comm. June 30 and
July 23, 2014).
(126) Comment: Several commenters
stated that commercial fishermen from
Maine through Florida have made great
sacrifices for well over a decade of
increasing regulation of the HSC bait
fishery. Some fishermen went out of
business, not only because the allowable
harvest for bait was severely restricted,
but also because the other fisheries that
relied on HSCs as bait (e.g., whelk/
conch, eel, and minnow) experienced a
bait shortage and spiraling bait costs.
The Service maintains that a serious red
knot population decline occurred in the
2000s caused primarily by reduced food
availability from increased harvests of
HSCs, but the Service also
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acknowledges that red knot numbers
appear to have stabilized in the past few
years. Since knot numbers have
stabilized, the restrictions placed on the
HSC harvests (i.e., the Fishery
Management Plan and subsequent
addenda, most recently the ARM
framework), appear to have been
effective in providing sufficient food
resources for the shorebirds. The
regulatory regime for the HSC fishery
was designed to meet the feeding needs
of migratory shorebirds. Based on the
success of these harvest restrictions in
stabilizing the knot population, the
commercial industry has done its part.
The commercial fishermen and related
industries have borne a disproportionate
share of protecting these migratory
shorebirds.
Our Response: We agree that the
actions of the ASMFC and the
commercial fishing industry have been
instrumental in halting the decline of
the red knot’s stopover population in
Delaware Bay. In addition to restricting
harvests through the Fisheries
Management Plan (including the most
recent iteration, the ARM), the ASMFC
has taken several proactive steps to
substantially reduce landings (see Our
Response 46 and proposed rule 78 FR
60024, p. 60064). We recognize and
appreciate these efforts. As noted in the
proposed rule (78 FR 60024, p. 60063),
most data suggest that the volume of
HSC eggs is currently sufficient to
support the Delaware Bay’s stopover
population of red knots at its present
size. However, it is not yet known if the
egg resource will continue to adequately
support red knot population growth
over the next decade. Further, the red
knot population in Delaware Bay
appears to have stabilized at a notably
low level. Therefore, sustained focus on
protecting the red knot’s food supply
continues to be vital to the recovery of
the red knot, and will be addressed
during the recovery planning process.
We intend to continue our active role in
the ASMFC’s management of the HSC
fishery and do not anticipate
recommending additional HSC harvest
restrictions in Delaware Bay (beyond the
ARM) as a result of listing the red knot
(however, see Our Response 46
regarding new uncertainty about the
future of the ARM). Also see Our
Response 2 regarding economic and
other implications of listing that we may
not consider in listing determinations,
and Our Response 120 regarding bait
prices.
(127) Comment: One commenter
suggested that focusing efforts on the
many foreign countries that continue to
allow the legal and illegal hunting of red
knots would be more productive in
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Jkt 235001
producing tangible results for the longrange survival of the species than
imposing further restrictions in the
United States where red knot hunting is
no longer permitted.
Our Response: We agree that the
effects of legal and illegal hunting on
the red knot should continue to be
assessed and minimized through
international conservation partnerships.
Work in this area has already begun and
changes are in progress, as noted in the
Supplemental Document (Factor B—
Hunting). As noted in the proposed rule
(78 FR 60024, p. 60053), we have no
evidence that hunting was a driving
factor in red knot population declines in
the 2000s, or that hunting pressure is
increasing. However, while not
currently a threat in the United States,
hunting is one of many threats affecting
the knot. The Service will continue to
enhance our work with partners across
the range of the knot to reduce or
ameliorate all ongoing or emerging
threats.
(128) Comment: Several commenters
believe that legal and illegal hunting of
shorebirds is a major issue facing red
knots and other shorebirds that migrate
through the Caribbean basin and winter
along the northern coast of South
America, and that the proposed rule
understates the overall importance of
direct mortality from hunting on driving
population change in shorebird
populations. These commenters cite
recent evidence suggesting that at least
2,000 red knots pass through the
Guianas during southbound migration
and that many birds likely stage in this
area and coastal Venezuela during
northbound migration. Further,
documented hunting pressure is
significant in Suriname, with estimates
that between 20,000 and 100,000
shorebirds are taken annually. While the
proposed rule suggests that Suriname is
not likely an important area for red
knot, there are suitable habitats and
observations of hundreds of birds from
this country. Likewise, another
commenter asked how the Service can
find that individual hunting mortality
does not seem to affect the population
as a whole if there are no data on
hunting anywhere, especially illegal
hunting.
Our Response: We appreciate this
new information and have incorporated
it into the Supplemental Document
(Migration and Winter Habitats;
Population Surveys and Estimates;
Factor B—Hunting—Caribbean and
South America). We have made minor
changes to our conclusions regarding
the overall importance of hunting as a
threat to the red knot. While only low
to moderate red knot mortality is
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documented, we acknowledge that
additional undocumented mortality is
likely. The findings of Watts (2010)
suggest that even moderate (hundreds of
birds) direct human-caused mortality
may begin to have population-level
effects on the red knot. However, we do
not have adequate information to
reasonably know if hunting mortality is
or was previously at this level in the
Guianas (CSRPN 2013; Niles 2012b; D.
Mizrahi pers. comm. October 16, 2011;
Harrington 2001, p. 22), though we
conclude that it was likely much lower
(tens of birds) in the Caribbean islands
(G. Humbert pers. comm. November 29,
2013; W. Burke pers. comm. October 12,
2011; A. Levesque pers. comm. October
11, 2011; Hutt and Hutt 1992, p. 70). We
expect mortality of individual knots
from hunting to continue into the
future, but at stable or decreasing levels
due to the recent international attention
to shorebird hunting.
(129) Comment: One commenter
stated that red knots are still heavily
hunted in many places and in many
places are called ‘‘snipe.’’ Snipe are
legally hunted, but the average person
in the field cannot tell the difference
between a red knot and a snipe. This
commenter contends that the Service
has data on hunted red knots from the
bands returned during snipe hunts, and
the August 13, 2011, shorebird hunting
workshop summary shows close to
500,000 shorebirds, including snipes
and red knots, have been killed by
hunters in the Caribbean and South
America in just a few years. Further, one
red knot researcher has in the past
(2005) publicly denied any hunting of
shorebirds, but has full knowledge of
the hunting.
Our Response: We disagree with the
conclusions of the commenter. In the
proposed rule (Rufa Red Knot Ecology
and Abundance, p. 4), we discussed the
numerous common names for red knot
that were historically used by hunters in
the United States. We agree that red
knots have been historically called
snipe, and that hunting of Wilson’s
snipe (Gallinago delicata) (previously
called common snipe (Gallinago
gallinago)) is still legal in the United
States (USFWS 2012c); however, we
have no data to suggest that red knots
are being killed in the United States
incidental to the legal hunting of
Wilson’s snipe. Lowery (1974, p. 309)
notes that, even in winter plumage, the
red knot’s shape and bill make this
species comparatively easy to
distinguish from common snipe and
other similarly sized shorebirds. Snipe
occupy different habitats (flooded,
shallow emergent marsh) than do red
knots (exposed flats), and snipe are
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solitary while red knots tend to occur in
flocks (C. Dwyer pers. comm. July 18,
2014). Although the margins of error are
large, the best available estimates
(Raftovich et al. 2014, p. 54) show very
few snipe hunters in the Atlantic
Flyway States (C. Dwyer pers. comm.
July 18, 2014).
We agree that a rough understanding
of red knot mortality levels from
hunting in South America has come
from band returns, as discussed in the
proposed rule (78 FR 60024, pp. 60050–
60052) and the Supplemental Document
(Factor B—Hunting). Throughout our
analysis of hunting, we relied heavily
on the 2011 shorebird hunting
workshop report (USFWS 2011e), and
agree that this report documents high
levels of shorebird hunting in some
parts of the Caribbean and South
America. However, much of the
information in this report is not specific
to red knot. Thus, we supplemented this
information with data from other
sources. We cannot respond to
comments about the public statements
of any particular red knot researcher.
However, based on our review, we
conclude that most of the international
red knot research and conservation
community has become gradually aware
of the hunting issue over the past
decade, and now regard it as an
important area for conservation actions,
many of which are underway. See Our
Responses 127 and 128 above for
additional information on our
conclusions regarding hunting as a
threat to red knot.
(130) Comment: Several commenters
contend that the Service must revise its
oil- and gas-related findings in the
proposed rule to more accurately state
that (1) based upon the best available
data and information, oil spills and
leaks have had, at most, minimal
impacts, and there is no available
information to suggest that the risk of
future oil spills is likely to be other than
minimal; and (2) there is no available
information demonstrating that
permitted oil and gas activities have had
any adverse effects on the rufa red knot,
and such activities do not pose a threat
to the species. Further, based upon the
current record, there is no information
available to support a conclusion that
potential future spills are ‘‘likely’’ to
impact red knots.
Our Response: We agree that
documented effects of oil and gas
extraction and transport on red knots
and their habitats to date have been
minimal, as stated in the proposed rule
(78 FR 60024, p. 60087). However, we
disagree that the future risk is minimal.
Based on the review and analysis we
presented in the proposed rule (78 FR
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60024, pp. 60083–60087), we found that
red knots are exposed to large-scale
petroleum extraction and transportation
operations in many key wintering and
stopover habitats. We also found that a
number of spills and leaks have
occurred in red knot areas. The minimal
effects to red knots from these past
incidents is attributable to fortunate (for
the knots) timing or weather conditions,
and we conclude that such fortunate
circumstances are unlikely to
accompany all future spills and leaks
affecting red knot habitats. Thus, we
continue to conclude that high potential
exists for small or medium spills to
impact moderate numbers of red knots
or their habitats, such that one or more
such events is likely over the next few
decades, based on the proximity of key
red knot habitats to high-volume oil
operations. A major spill affecting
habitats in a key red knot concentration
area while knots are present is less
likely but would be expected to cause
population-level impacts.
(131) Comment: Several commenters
stated that the proposed rule relied on
inappropriate and nonscientific sources
to erroneously associate mosquito
control adulticides (specifically the
pesticide fenthion) with adverse effects
to birds, and that there is no scientific
evidence to link the bird deaths
referenced in the proposed rule to a
particular pesticide or mosquito control
operation. In addition, the proposed
rule erroneously stated that fenthion
had been banned by the U.S.
Environmental Protection Agency
(USEPA), when actually the USEPA
regulates, but does not ban, pesticides.
In fact, the manufacturer of fenthion
voluntarily cancelled its label for
mosquito control, thereby withdrawing
it from the mosquito control market.
Labels for other uses of fenthion were
not affected by the withdrawal of the
mosquito control label.
Our Response: Although we believed
the data to be accurate at the time we
reviewed and used them in the
proposed rule (78 FR 60024, p. 60088),
we could not, upon further review,
verify that fenthion caused the mortality
of piping plovers. We agree that we
erroneously misstated that fenthion had
been banned by the USEPA. We have
withdrawn the Contaminants—Florida
section entirely from the final rule and
Supplemental Document.
(132) Comment: One commenter
asked what data support the emerging
threat on the breeding grounds since the
Service states that comprehensive
counts from the breeding grounds are
not available because nesting knots are
thinly distributed across a huge and
remote area of the Arctic.
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Our Response: First, we conclude that
changing relationships between red
knots and their predators are likely a
part of overall ecosystem changes due to
rapid arctic warming. Although there is
high uncertainty about how such
ecosystem changes will unfold, there is
high certainty that ecosystem changes
are already occurring and will continue.
We have updated the Supplemental
Document (Factor A—Arctic Warming)
with the IPCC’s new findings of early
warning signs that arctic ecosystems are
already experiencing irreversible regime
shifts (Summary for Policymakers in
IPCC 2014, p. 12). Given the sensitivity
of red knots to predation rates on the
breeding grounds (78 FR 60024, p.
60057), we conclude that these
ecosystem changes constitute a threat to
the red knot.
Second, Fraser et al. (2013, entire)
found preliminary evidence for one
mechanism by which ecosystem
changes may have already impacted red
knot populations—through rodentmediated changes in predation pressure.
Additional studies would be needed to
support this hypothesis (Fraser et al.
2013, p. 13). However, we have updated
the Supplemental Document (Factor C—
Predation—Breeding Areas) with new
information that, although factors other
than climate change may also be
important, the documented collapse or
dampening of rodent cycles in some
parts of the Arctic over the last 20 to 30
years can be attributed to climate
change with ‘‘high confidence’’ (Chapter
28 in IPCC 2014, p. 14). Thus, we
conclude that the geographic extent and
duration of future interruptions to these
rodent cycles is likely to intensify as the
arctic climate continues to change.
Disruptions in the rodent-predator cycle
pose a substantial threat to red knot
populations, as they may result in
prolonged periods of very low red knot
reproductive output. Red knot counts
from the breeding grounds are not
necessary to reach this conclusion.
(133) Comment: One commenter
asked how confident the Service is in
dismissing predation in the
geographically large nonbreeding
portion of the red knot’s range.
Our Response: We disagree that we
have ‘‘dismissed’’ predation in
nonbreeding areas (see proposed rule 78
FR 60024, pp. 60055–60057 and
Supplemental Document section Factor
C—Predation—Nonbreeding Areas), and
conclude that predation in these areas is
likely to exacerbate other threats to red
knot populations.
(134) Comment: Several commenters
noted that areas offshore of Delaware
Bay are being studied for potential
installation of wind turbines. The Wind
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Energy Areas (WEA) proposed for the
States of Delaware and Maryland appear
to be placed precisely in the path of the
red knots arriving in May after flying
nonstop from northeast South America.
Our Response: We have updated the
Supplemental Document to reference
these WEAs, as well as leases that have
been, or are scheduled to be issued for
development of offshore wind energy.
Our analysis of risks to red knots from
the likely future development of wind
energy in the Atlantic OCS is presented
in the Supplemental Document, with
only minor changes from the proposed
rule (see Our Responses 21 through 25).
(135) Comment: One commenter
stated that, while the Service may
‘‘expect ongoing improvements in
turbine siting, design, and operation [to]
help minimize bird collision hazards’’
in the future, there is no indication this
has happened or will happen. There is
no Federal, State, or local ability or
willingness to regulate wind energy
projects in Texas or to deter poor siting
decisions through prosecution of
Migratory Bird Treaty Act violations.
Thus, projects continue to be built in
areas where risk to avian resources,
including red knots, is potentially high.
Our Response: The commenter is
correct that the Service cannot control
or regulate the development of projects
that lack a Federal nexus, including
wind energy projects in any State.
However, we do work with project
developers to find locations that pose
less of a risk to migratory birds and
other species, and to find methods to
reduce the risk of collisions during
operation. This voluntary process is
informed by an improved
understanding, through research, of
migratory bird behavior and project
design. Researchers from a wide variety
of government agencies, academic
institutions, and nongovernmental
organizations continue to study factors
related to birds’ wind turbine collision
risks. As the science evolves and our
understanding of these risk factors
increases, measures are developed and
implemented to help minimize bird
fatalities. Specifically, research and post
construction observations have led
companies to strictly control lighting at
their projects, thus reducing the
collision risk for night migrating birds.
More information is available on our
Web site at https://www.fws.gov/
windenergy/.
(136) Comment: One commenter
stated that, though the Service is ‘‘not
aware of any documented red knot
mortalities at any wind turbines to
date,’’ it is not appropriate to make any
conclusion based on a lack of data. This
commenter contends that the wind
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energy projects along the Texas coast
may represent the highest risk exposure
red knots face from wind energy
anywhere, yet data are either not being
gathered or not being shared by these
projects. In either case, effectively zero
data are available on which to base a
conclusion, and a precautionary
principle should apply since it is well
known that wind energy installations
have the potential to be sources of
mortality. Further, without data it seems
unjustifiable to assume that this is either
currently insignificant or that the
cumulative impacts from current and
future buildout in the area will be
insignificant.
Our Response: We have revised the
Supplemental Document (Factor E—
Wind Energy Development—Terrestrial)
with new findings from Loss et al.
(2013, pp. 201, 202, 207) that
accessibility to relevant data remains a
problem, particularly for the tallest
(greater than 262 ft (80 m)) turbines,
because most of the mortality data are
in industry reports that are not
subjected to scientific peer review or
available to the public. We have also
revised the Supplemental Document to
conclude that, based on the higher
frequency and lower altitudes of red
knot flights along the coasts, as well as
the coastal location of most large,
known U.S. nonbreeding red knot
roosting and foraging areas, collision
and displacement risks per turbine
(notwithstanding differences in specific
factors such as turbine size, design,
operation, siting) are likely higher along
the coasts than in areas either far
offshore or far inland. In the
Supplemental Document (Factor E—
Wind Energy—Summary) we state that
we do not believe any turbine related
mortality is causing subspecies level
effects. However our primary concern is
that as buildout of wind energy
infrastructure progresses, especially
near the coasts, mortality from turbine
collisions may contribute to a
subspecies-level effect due to the red
knot’s modeled vulnerability to low
levels of mortality (Watts 2010, p. 1).
(137) Comment: One commenter
stated that red knots will not be killed
by wind turbines. The claim of red knot
mortality will be used to stop the
placement of wind turbines at a time
when clean energy is needed.
Our Response: We disagree that red
knots will not be killed and that risks to
red knots will prevent wind energy
development (see Comments 21 and 22).
The Department of the Interior supports
the development of wind energy, and
the Service works to ensure that such
development is bird- and habitatfriendly (USFWS 2012d; Department of
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Energy and Bureau of Ocean Energy
Management, Regulation, and
Enforcement 2011; Manville 2009).
(138) Comment: Several commenters
requested that we recognize North
Carolina’s proactive coastal oversight at
the State and local levels, which has
resulted in the construction and
maintenance of high-quality sandy
shorelines via beach nourishment and
inlet relocation. These commenters
contend that North Carolina has done a
great deal to create the right balance
between use of beaches and protection
of wildlife and that the State’s
regulatory approach to coastal storm
damage reduction projects, borrow
source and native beach compatibility,
and inlet location management is
ensuring these sandy habitat areas
continue functioning in multispecies
resilient manners. One commenter
stated that North Carolina does not
allow hard structures.
Our Response: We recognize that
North Carolina is working to sustainably
manage sandy habitats to meet
multispecies resiliency. We have
revised the Supplemental Document
(Factor D—United States—Coastal
Management) to recognize North
Carolina’s Technical Standards for
Beach Fill (15A NCAC 07H .0312),
which address sediment compatibility
of material proposed to be placed on
beaches. We have also revised the
Supplemental Document (Factor A—
U.S. Shoreline Stabilization—Hard
Structures) to recognize that, as a result
of a 1985 State prohibition on new hard
structures, there are only a few
permanent, hard stabilization structures
along North Carolina’s beaches. Despite
such measures, however, some red knot
habitats in North Carolina are
vulnerable to degradation due to beach
hardening practices. For example, 2011
legislation authorized an exception for
construction of up to four new terminal
groins in North Carolina (Rice 2012a, p.
8, discussed at 78 FR 60024, p. 600369),
and some of North Carolina’s coastal
communities have begun seeking
authorization from the State legislature
for additional hard structures. Although
the construction of new hard
stabilization structures remains highly
restricted in North Carolina, extensive
temporary structures have been utilized
including sand tube groins, sand tube
bulkheads, and approximately 350
sandbag revetments (Rice 2012a, p. 9).
Finally, beach nourishment and beach
bulldozing are prevalent in North
Carolina. Most of these beaches are
nourished at least every 3 years, some
as often as every year (K. Matthews pers.
comm. May 2, 2014). Even with State
regulations to ensure sediment
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compatibility, such frequent
nourishment can interfere with natural
coastal processes and affect shorebird
habitat (e.g., benthic prey availability)
(K. Matthews pers. comm. May 2, 2014;
Zajac and Whitlatch 2003, p. 101;
Greene 2002, p. 25; Peterson and
Manning 2001, p. 1; Hurme and Pullen
1988, p. 127). However, it is noted that
beach nourishment can be important in
establishing or maintaining beachfront
red knot habitat in some areas.
Depending on the site and situation,
beach nourishment can be beneficial or
detrimental to red knot habitat (see
Comment 58). The negative effects to
habitat associated with beach
nourishment are expected typically to
be short term, though repeated
renourishing may prolong the adverse
effects to habitat.
Determination
Section 4 of the Act (16 U.S.C. 1533),
and its implementing regulations at 50
CFR part 424, set forth the procedures
for adding species to the Federal Lists
of Endangered and Threatened Wildlife
and Plants. Under section 4(a)(1) of the
Act, we may list a species based on (A)
The present or threatened destruction,
modification, or curtailment of its
habitat or range; (B) Overutilization for
commercial, recreational, scientific, or
educational purposes; (C) Disease or
predation; (D) The inadequacy of
existing regulatory mechanisms; or (E)
Other natural or manmade factors
affecting its continued existence. Listing
actions may be warranted based on any
of the above threat factors, singly or in
combination.
We have carefully assessed the best
scientific and commercial information
available regarding the past, present,
and future threats to the rufa red knot.
We have identified substantial threats to
the red knot attributable to Factors A, B,
C, and E. The primary driving threats to
the red knot are from habitat loss and
degradation due to sea level rise,
shoreline hardening, and Arctic
warming (Factor A), and reduced food
availability and asynchronies
(mismatches) in the annual cycle (Factor
E). Other factors may cause additive red
knot mortality. Individually these other
factors are not expected to have
subspecies level effects; however,
cumulatively, these factors could
exacerbate the effects of the primary
threats if they further reduce the
species’ resiliency. These secondary
factors include hunting (Factor B);
predation in nonbreeding areas (Factor
C); and human disturbance, oil spills,
and wind energy development,
especially near the coasts (Factor E). All
of these factors affect red knots across
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their current range and are expected to
continue or intensify into the future.
Conservation efforts are being
implemented in many areas of the red
knot’s range (see Factors A, B, C, and E
in the Supplemental Document—
Summary of Factors Affecting the
Species). For example, in 2012, the
ASMFC adopted the ARM (ASMFC
2012e, entire) for the management of the
HSC population in the Delaware Bay
Region to meet the dual objectives of
maximizing crab harvest and red knot
population growth. In addition,
regulatory mechanisms exist that
provide protections for the red knot
directly (e.g., MBTA protections against
take for scientific study or by hunting)
or through regulation of activities that
threaten red knot habitat (e.g., section
404 of the Clean Water Act, Rivers and
Harbors Act, Coastal Barrier Resources
Act, Coastal Zone Management Act, and
State regulation of shoreline
stabilization and coastal development)
(see Supplemental Document—
Summary of Factors Affecting the
Species—Factor D). While these
conservation efforts and existing
regulatory mechanisms reduce some
threats to the red knot (see Factor D
discussion in the Supplemental
Document—Summary of Factors
Affecting the Species), significant risks
to the subspecies remain.
Red knots migrate annually between
their breeding grounds in the Canadian
Arctic and several wintering regions,
including the Southeast United States,
the Northeast Gulf of Mexico, northern
Brazil, and Tierra del Fuego at the
southern tip of South America. During
both the spring and fall migrations, red
knots use key staging and stopover areas
to rest and feed. This life history
strategy makes this species inherently
vulnerable to numerous changes in the
timing of quality food (Factor E) and
habitat resource availability (Factor A)
across its geographic range. While a few
examples suggest the species has some
flexibility in migration strategies, the
full scope of the species’ adaptability to
changes in its annual cycle is unknown.
The Act defines an endangered
species as any species that is ‘‘in danger
of extinction throughout all or a
significant portion of its range’’ and a
threatened species as any species ‘‘that
is likely to become endangered
throughout all or a significant portion of
its range within the foreseeable future.’’
We find that the rufa red knot meets the
definition of a threatened species due to
the present and likely continued
destruction and modification of habitat
and curtailment of the species’ range
driven by the effects of climate change,
and reduced food resources and further
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asynchronies in its annual cycle that
result in the species’ reduced
redundancy, resiliency, and
representation. We base this
determination on the immediacy,
severity, and scope of the threats
described above. Therefore, on the basis
of the best scientific and commercial
data available, we are listing the rufa red
knot as a threatened species in
accordance with sections 3(6) and
4(a)(1) of the Act. We find that an
endangered species status is not
appropriate for the rufa red knot
because, while there is uncertainty as to
how long it may take some of the
climate-induced changes to manifest in
population-level effects to the rufa red
knot, we find that the best available data
suggest the rufa red knot is not at a high
risk of a significant decline in the near
term such that it is currently in danger
of extinction and, therefore, meeting the
definition of an endangered species
under the Act. However, should the
reduction in redundancy, resiliency, or
representation culminate in an abrupt
and large loss, or initiation of a steep
rate of decline, of reproductive
capability and success (corresponding to
Factor E) or we subsequently find that
the species does not have the adaptive
capacity to adjust to shifts in its food
and habitat resources (corresponding to
Factor E), then the red knot would be at
higher risk of a significant decline in the
near term and we would reassess
whether it meets the definition of an
endangered species under the Act.
Under the Act and our implementing
regulations, a species may warrant
listing if it is endangered or threatened
throughout all or a significant portion of
its range. The rufa red knot is wideranging, and the threats occur
throughout its range. Therefore, we
assessed the status of the subspecies
throughout its entire range. The threats
to the survival of the subspecies are not
restricted to any particular significant
portion of that range. Accordingly, our
assessment and proposed determination
applies to the subspecies throughout its
entire range.
Available Conservation Measures
Conservation measures provided to
species listed as endangered or
threatened under the Act include
recognition, recovery actions,
requirements for Federal protection, and
prohibitions against certain practices.
Recognition through listing results in
public awareness, and conservation by
Federal, State, tribal, and local agencies,
private organizations, and individuals.
The Act encourages cooperation with
the States and requires that recovery
actions be carried out for all listed
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species. The protection required by
Federal agencies and the prohibitions
against certain activities are discussed,
in part, below.
The primary purpose of the Act is the
conservation of endangered and
threatened species and the ecosystems
upon which they depend. The ultimate
goal of such conservation efforts is the
recovery of these listed species, so that
they no longer need the protective
measures of the Act. Subsection 4(f) of
the Act requires the Service to develop
and implement recovery plans for the
conservation of endangered and
threatened species. The recovery
planning process involves the
identification of actions that are
necessary to halt or reverse the species’
decline by addressing the threats to its
survival and recovery. The goal of this
process is to restore listed species to a
point where they are secure, selfsustaining, and functioning components
of their ecosystems.
Recovery planning includes the
development of a recovery outline
shortly after a species is listed and
preparation of a draft and final recovery
plan. The recovery outline guides the
immediate implementation of urgent
recovery actions and describes the
process to be used to develop a recovery
plan. Revisions of the plan may be done
to address continuing or new threats to
the species, as new substantive
information becomes available. The
recovery plan identifies site-specific
management actions that set a trigger for
review of the five factors that control
whether a species remains endangered
or may be downlisted or delisted, and
methods for monitoring recovery
progress. Recovery plans also establish
a framework for agencies to coordinate
their recovery efforts and provide
estimates of the cost of implementing
recovery tasks. Recovery teams
(composed of species experts, Federal
and State agencies, nongovernmental
organizations, and stakeholders) are
often established to develop recovery
plans. When completed, the recovery
outline, draft recovery plan, and the
final recovery plan will be available on
our Web site (https://www.fws.gov/
endangered), or from the New Jersey
Field Office (see FOR FURTHER
INFORMATION CONTACT).
Implementation of recovery actions
generally requires the participation of a
broad range of partners, including other
Federal agencies, States, tribes,
nongovernmental organizations,
businesses, and private landowners.
Examples of recovery actions include
habitat restoration (e.g., restoration of
native vegetation), research, captive
propagation and reintroduction, and
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outreach and education. The recovery of
many listed species cannot be
accomplished solely on Federal lands
because their range may occur primarily
or solely on non-Federal lands. To
achieve recovery of these species
requires cooperative conservation efforts
on private, State, and Tribal lands. We
also recognize that for some species,
measures needed to help achieve
recovery may include some that are of
a type, scope, or scale that is
independent of land ownership status
and beyond the control of cooperating
landowners.
Following publication of this final
listing rule, additional funding for
recovery actions will be available from
a variety of sources, including Federal
budgets, State programs, and cost-share
grants for non-Federal landowners, the
academic community, and
nongovernmental organizations. In
addition, pursuant to section 6 of the
Act, the States of Alabama, Arkansas,
Colorado, Connecticut, Delaware,
Florida, Georgia, Illinois, Indiana, Iowa,
Kansas, Kentucky, Louisiana, Maine,
Maryland, Massachusetts, Michigan,
Minnesota, Mississippi, Missouri,
Montana, Nebraska, New Hampshire,
New Jersey, New York, North Carolina,
North Dakota, Ohio, Oklahoma,
Pennsylvania, Rhode Island, South
Carolina, South Dakota, Tennessee,
Texas, Vermont, Virginia, West Virginia,
Wisconsin, and Wyoming and Puerto
Rico and the U.S. Virgin Islands would
be eligible for Federal funds to
implement management actions that
promote the protection or recovery of
the rufa red knot. Information on our
grant programs that are available to aid
species recovery can be found at:
https://www.fws.gov/grants.
Please let us know if you are
interested in participating in recovery
efforts for the rufa red knot.
Additionally, we invite you to submit
any new information on this species
whenever it becomes available and any
information you may have for recovery
planning purposes (see FOR FURTHER
INFORMATION CONTACT).
Section 7(a) of the Act requires
Federal agencies to evaluate their
actions with respect to any species that
is listed as an endangered or threatened
species and with respect to its critical
habitat, if any is designated. Regulations
implementing this interagency
cooperation provision of the Act are
codified at 50 CFR part 402. If a species
is listed subsequently, section 7(a)(2) of
the Act requires Federal agencies to
ensure that activities they authorize,
fund, or carry out are not likely to
jeopardize the continued existence of
the species or destroy or adversely
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modify its critical habitat. If a Federal
action may affect a listed species or its
critical habitat, the responsible Federal
agency must enter into consultation
with the Service.
Federal agency actions within the
species’ habitat that may require
conference or consultation or both as
described in the preceding paragraph
include management and landscapealtering activities on Federal lands
administered by the Department of
Defense, the Service, and NPS; issuance
of section 404 Clean Water Act permits
and shoreline stabilization projects
implemented by the U.S. Army Corps of
Engineers; construction and
management of gas pipeline rights-ofway by the Federal Energy Regulatory
Commission; leasing of Federal waters
by BOEM for the construction of wind
turbines; and construction and
maintenance of roads or highways by
the Federal Highway Administration.
Under section 4(d) of the Act, the
Service has discretion to issue
regulations that we find necessary and
advisable to provide for the
conservation of threatened species. The
Act and its implementing regulations set
forth a series of general prohibitions and
exceptions that apply to threatened
wildlife. The prohibitions of section
9(a)(1) of the Act, as applied to
threatened wildlife and codified at 50
CFR 17.31, make it illegal for any person
subject to the jurisdiction of the United
States to take (which includes harass,
harm, pursue, hunt, shoot, wound, kill,
trap, capture, or collect; or to attempt
any of these) threatened wildlife within
the United States or on the high seas. In
addition, it is unlawful to import;
export; deliver, receive, carry, transport,
or ship in interstate or foreign
commerce in the course of commercial
activity; or sell or offer for sale in
interstate or foreign commerce any
listed species. It is also illegal to
possess, sell, deliver, carry, transport, or
ship any such wildlife that has been
taken illegally. Certain exceptions apply
to employees of the Service, NMFS,
other Federal land management
agencies, and State conservation
agencies.
We may issue permits to carry out
otherwise prohibited activities
involving threatened wildlife under
certain circumstances. Regulations
governing permits are codified at 50
CFR 17.32. With regard to threatened
wildlife, a permit may be issued for the
following purposes: for scientific
purposes, to enhance the propagation or
survival of the species, and for
incidental take in connection with
otherwise lawful activities. There are
also certain statutory exemptions from
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the prohibitions, which are found in
sections 9 and 10 of the Act.
(1) It is our policy, as published in the
Federal Register on July 1, 1994 (59 FR
34272), to identify to the maximum
extent practicable at the time a species
is listed, those activities that would or
would not constitute a violation of
section 9 of the Act. The intent of this
policy is to increase public awareness of
the effect of a final listing on proposed
and ongoing activities within the range
of a listed species.
Based on the best available
information, the following activity is
unlikely to result in a violation of
section 9, if this activity is carried out
in accordance with existing regulations
and permit requirements; this list is not
comprehensive: Harvest of HSC in
accordance with the ARM, provided the
ARM is implemented as intended (e.g.,
including implementation of necessary
monitoring programs), and enforced.
Based on the best available
information, the following activities
may potentially result in a violation of
section 9 the Act; this list is not
comprehensive:
(1) Unauthorized collecting, handling,
possessing, selling, delivering, carrying,
or transporting of the species, including
import or export across State lines and
international boundaries, except for
properly documented antique
specimens of these taxa at least 100
years old, as defined by section 10(h)(1)
of the Act;
(2) introduction of nonnative species
that compete with or prey upon the rufa
red knot, or that cause declines of the
red knot’s prey species;
(3) unauthorized modification of
intertidal habitat that regularly supports
concentrations of rufa red knots during
the wintering or stopover periods; and
(4) unauthorized discharge of
chemicals or fill material into any
waters along which the rufa red knot is
known to occur.
Questions regarding whether specific
activities would constitute a violation of
section 9 of the Act should be directed
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to the New Jersey Field Office (see FOR
FURTHER INFORMATION CONTACT).
Requests for copies of the regulations
concerning listed animals and general
inquiries regarding prohibitions and
permits may be addressed to the U.S.
Fish and Wildlife Service, Endangered
Species Permits, 300 Westgate Center
Drive, Hadley, MA, 01035 (telephone
413–253–8615; facsimile 413–253–
8482).
Required Determinations
National Environmental Policy Act (42
U.S.C. 4321 et seq.)
We have determined that
environmental assessments and
environmental impact statements, as
defined under the authority of the
National Environmental Policy Act need
not be prepared in connection with
listing a species as an endangered or
threatened species under the
Endangered Species Act. We published
a notice outlining our reasons for this
determination in the Federal Register
on October 25, 1983 (48 FR 49244).
Government-to-Government
Relationship with Tribes
In accordance with the President’s
memorandum of April 29, 1994
(Government-to-Government Relations
with Native American Tribal
Governments; 59 FR 22951), Executive
Order 13175 (Consultation and
Coordination with Indian Tribal
Governments), and the Department of
the Interior’s manual at 512 DM 2, we
readily acknowledge our responsibility
to communicate meaningfully with
recognized Federal Tribes on a
government-to-government basis. In
accordance with Secretarial Order 3206
of June 5, 1997 (American Indian Tribal
Rights, Federal-Tribal Trust
Responsibilities, and the Endangered
Species Act), we readily acknowledge
our responsibilities to work directly
with tribes in developing programs for
healthy ecosystems, to acknowledge that
tribal lands are not subject to the same
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73747
controls as Federal public lands, to
remain sensitive to Indian culture, and
to make information available to tribes.
We coordinated with applicable Tribes
throughout the U.S. range of the rufa red
knot, but received no information
indicating that the species is known to
occur on Tribal lands.
References Cited
A complete list of references cited in
this rulemaking is available on online at
https://www.regulations.gov under
Docket Number FWS–R5–ES–2013–
0097 and upon request from the New
Jersey Field Office (see FOR FURTHER
INFORMATION CONTACT).
Authors
The primary authors of this final rule
are the staff members of the New Jersey
Field Office (see FOR FURTHER
INFORMATION CONTACT).
List of Subjects in 50 CFR Part 17
Endangered and threatened species,
Exports, Imports, Reporting and
recordkeeping requirements,
Transportation.
Regulation Promulgation
Accordingly, we amend part 17,
subchapter B of chapter I, title 50 of the
Code of Federal Regulations, as follows:
PART 17—[AMENDED]
1. The authority citation for part 17
continues to read as follows:
■
Authority: 16 U.S.C. 1361–1407; 1531–
1544; and 4201–4245, unless otherwise
noted.
2. In § 17.11(h), add an entry for
‘‘Knot, rufa red’’ to the List of
Endangered and Threatened Wildlife in
alphabetical order under Birds to read
as set forth below:
■
§ 17.11 Endangered and threatened
wildlife.
*
*
*
(h) * * *
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*
*
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Federal Register / Vol. 79, No. 238 / Thursday, December 11, 2014 / Rules and Regulations
Species
Common
name
Vertebrate
population
where
endangered or
threatened
Historic range
Scientific
name
*
*
*
*
Status
When listed
*
*
*
T
*
855
*
*
Critical
habitat
Special
rules
*
BIRDS.
*
Knot, rufa
red.
*
*
*
Argentina, Aruba, Bahamas, Barbados,
Belize, Brazil, British Virgin Islands, Canada, Cayman Islands, Chile, Colombia,
Costa Rica, Cuba, Dominican Republic, El
Salvador, France (Guadeloupe, French
Guiana, Martinique), Guatemala, Guyana,
Haiti, Jamaica, Mexico, Panama, Paraguay, Suriname, Trinidad and Tobago,
Uruguay, Venezuela, U.S.A. (AL, AR, CO,
CT, DC, DE, FL, GA, IA, IL, IN, KS, KY,
LA, MA, MD, ME, MI, MN, MO, MS, MT,
NC, ND, NE, NH, NJ, NY, OH, OK, PA,
RI, SC, SD, TN, TX, VA, VT, WI, WV, WY,
Puerto Rico, U.S. Virgin Islands).
Calidris
canutus
rufa.
*
*
*
*
*
*
*
Entire .............
*
Dated: November 21, 2014.
Matthew Huggler,
Acting Director, U.S. Fish and Wildlife
Service.
*
[FR Doc. 2014–28338 Filed 12–10–14; 8:45 am]
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*
N/A
N/A
*
Agencies
[Federal Register Volume 79, Number 238 (Thursday, December 11, 2014)]
[Rules and Regulations]
[Pages 73705-73748]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2014-28338]
[[Page 73705]]
Vol. 79
Thursday,
No. 238
December 11, 2014
Part II
Department of the Interior
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Fish and Wildlife Service
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50 CFR Part 17
Endangered and Threatened Wildlife and Plants; Threatened Species
Status for the Rufa Red Knot; Final Rule
Federal Register / Vol. 79 , No. 238 / Thursday, December 11, 2014 /
Rules and Regulations
[[Page 73706]]
-----------------------------------------------------------------------
DEPARTMENT OF THE INTERIOR
Fish and Wildlife Service
50 CFR Part 17
[Docket No. FWS-R5-ES-2013-0097; 4500030113]
RIN 1018-AY17
Endangered and Threatened Wildlife and Plants; Threatened Species
Status for the Rufa Red Knot
AGENCY: Fish and Wildlife Service, Interior.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: We, the U.S. Fish and Wildlife Service (Service), determine
threatened species status under the Endangered Species Act of 1973
(Act), as amended, for the rufa red knot (Calidris canutus rufa). The
rufa red knot is a migratory shorebird that breeds in the Canadian
Arctic, winters in parts of the United States, the Caribbean, and South
America, and primarily uses well-known spring and fall stopover areas
on the Atlantic coast of the United States, although some follow a
midcontinental migratory route. The effect of this regulation will be
to add this species to the list of Endangered and Threatened Wildlife.
DATES: This rule becomes effective January 12, 2015.
ADDRESSES: This final rule is available on the internet at https://www.regulations.gov at Docket Number FWS-R5-ES-2013-0097 and at https://www.fws.gov/northeast/redknot/. Comments and materials we received, as
well as supporting documentation we used in preparing this rule, are
available for public inspection at https://www.regulations.gov. All of
the comments, materials, and documentation that we considered in this
rulemaking are available by appointment, during normal business hours
at: U.S. Fish and Wildlife Service, New Jersey Field Office (see FOR
FURTHER INFORMATION CONTACT).
FOR FURTHER INFORMATION CONTACT: Eric Schrading, Field Supervisor, U.S.
Fish and Wildlife Service, New Jersey Field Office, 927 North Main
Street, Building D, Pleasantville, New Jersey 08232, by telephone 609-
383-3938 or by facsimile 609-646-0352. Persons who use a
telecommunications device for the deaf (TDD) may call the Federal
Information Relay Service (FIRS) at 800-877-8339.
SUPPLEMENTARY INFORMATION:
Executive Summary
Why we need to publish a rule. Under the Endangered Species Act, a
species may warrant protection through listing if it is endangered or
threatened throughout all or a significant portion of its range.
Listing a species as an endangered or threatened species can only be
completed by issuing a rule.
This rule will finalize the listing of the rufa red knot (Calidris
canutus rufa) as a threatened species.
The basis for our action. Under the Endangered Species Act, we may
determine that a species is an endangered or threatened species based
on any of five factors: (A) The present or threatened destruction,
modification, or curtailment of its habitat or range; (B)
Overutilization for commercial, recreational, scientific, or
educational purposes; (C) Disease or predation; (D) The inadequacy of
existing regulatory mechanisms; or (E) Other natural or manmade factors
affecting its continued existence. We have determined that the rufa red
knot is a threatened species due to loss of both breeding and
nonbreeding habitat; likely effects related to disruption of natural
predator cycles on the breeding grounds; reduced prey availability
throughout the nonbreeding range; and increasing frequency and severity
of asynchronies (mismatches) in the timing of the birds' annual
migratory cycle relative to favorable food and weather conditions.
Peer review and public comment. We sought comments from three
independent specialists with expertise on red knot biology and sea
level rise to ensure that our designation is based on scientifically
sound data, assumptions, and analyses. We invited these peer reviewers
to comment on our listing proposal. Only one of the three peer
reviewers provided comments on the proposal. This peer reviewer was
generally supportive of the proposal, and provided substantive comments
and documentation regarding biological differences between red knots in
northern versus southern wintering areas. Many of these differences
were already in the proposal but in separate locations; we consolidated
and emphasized these differences, updating as appropriate with new
information.
Previous Federal Action
Please refer to the proposed listing rule for the rufa red knot (78
FR 60024; September 30, 2013) and its Previous Actions supplement
available online at www.regulations.gov under Docket Number FWS-R5-ES-
2013-0097 for a detailed description of previous Federal actions
concerning this species.
Background
Species Information
The rufa red knot (Calidris canutus rufa) is a medium-sized
shorebird about 9 to 11 inches (in) (23 to 28 centimeters (cm)) in
length. (Throughout this document, ``rufa red knot,'' ``red knot,'' and
``knot'' are used interchangeably to refer to the rufa subspecies.
``Calidris canutus'' and ``C. canutus'' are used to refer to the
species as a whole or to birds of unknown subspecies. References to
other particular subspecies are so indicated.) The red knot migrates
annually between its breeding grounds in the Canadian Arctic and
several wintering regions, including the Southeast United States
(Southeast), the Northeast Gulf of Mexico, northern Brazil, and Tierra
del Fuego at the southern tip of South America. During both the
northbound (spring) and southbound (fall) migrations, red knots use key
staging and stopover areas to rest and feed.
The November 2014 Rufa Red Knot Background Information and Threats
Assessment (Supplemental Document; Service 2014, entire), available
online at www.regulations.gov under Docket Number FWS-R5-ES-2013-0097,
provides a thorough assessment of the rufa red knot biology and
ecology, historical distribution and abundance, population surveys and
estimates, and threats to its survival. The Supplemental Document has
been updated since the September 30, 2013 publication of the proposed
rule with data received during the peer review and public comment
processes and relevant scientific data that have become available. In
the Supplemental Document, we compile biological data and a description
of past, present, and likely future threats facing the red knot.
Because data in these areas of science can be limited, some
uncertainties are associated with the data and conclusions drawn from
the data. We have attempted to clearly identify these uncertainties and
assumptions, which are based on the best available scientific and
commercial data, explicit in the Supplemental Document. The
Supplemental Document provides the scientific basis for our decision
(see Summary of Biological Status and Threats in this final rule), the
legal basis for which is the Act and its regulations and policies (see
Determination in this final rule).
Summary of Biological Status and Threats
In this section, we summarize the population and threats
information previously provided in the proposed
[[Page 73707]]
rule (78 FR 60024; September 30, 2013) and updated as appropriate from
new information received since the proposed rule's publication. See the
Summary of Changes from the Proposed Rule section below for what has
been updated.
We note that the proposed rule referenced four separate documents
of supporting material--Previous Federal Actions, Rufa Red Knot Ecology
and Abundance, Climate Change Background, and Factor D: The Inadequacy
of Existing Regulatory Mechanisms. For this final rule, we have
combined those documents into one Supplemental Document. From here
forward, when we are referencing information in the proposed rule, we
will use the proposed rule's Federal Register citation and page number
(e.g., 78 FR 60024, p. 60032); when we are referencing information in
one of the proposed rule's supporting documents, we will use the
document's name and page number (e.g., Rufa Red Knot Ecology and
Abundance, p. 5); and when we are referencing information now contained
in the final rule's Supplemental Document, we will use the Supplemental
Document's title and section (e.g., Supplemental Document, Factor E--
Reduced Food Availability--Horseshoe Crab Harvest).
Population Information: After a thorough review of the best
available population data, we conclude that we do not have sufficient
reliable data on which to derive a precise rangewide population
estimate for the rufa red knot. For example, there are no rangewide
population estimates for fall migration or breeding areas because birds
are too dispersed. We have limited confidence in any population trends
inferred from wintering areas in Brazil's north coast, the northern
Gulf coast, and the Southeast United States because available data from
these areas vary in geographic coverage, methods, and level of effort.
However, there are several areas where surveys have been conducted
using more consistent observers, methods, and geographic coverage:
Tierra del Fuego and the Argentine coast (winter), Delaware Bay
(spring), the east coast of South America (spring), and Virginia
(spring).
For Tierra del Fuego, baseline population data are available from
the 1980s, and annual counts are available from 2000 to 2013, all
collected with the same methodology and surveyors. The most recent
counts (2011 to 2013) are about 75 percent lower than the 1980s
baseline. The annual counts (2000 to 2013) show that the decline began
after 2000, but the population has apparently stabilized at a low level
since 2011.
For Delaware Bay, baseline data are available from the early 1980s,
and annual peak counts are available for 1986 to 2014. The core years
of 1986 to 2008 were collected with consistent methodology and
surveyors. Based on these data, there may have been declines in the
Delaware Bay stopover population in the 1990s, but variability in the
data makes it difficult to detect trends. In contrast, the decline in
Delaware Bay red knot counts in the 2000s was sufficiently pronounced
and sustained that we have confidence in the downward trend over this
time period despite the variability in the data. The average of peak
counts in Delaware Bay over the past decade (2005 to 2014) was about 70
percent lower than the 1980s baseline. However, Delaware Bay numbers
appear to have stabilized or increased slightly from 2009 to 2014,
despite our lower confidence in the data over this later period due to
shifts in methodology and surveyors.
Data sets from three South American Atlantic coast spring stopovers
also suggest declines roughly over this same timeframe (early 2000s
relative to 1990s). We previously concluded that the Virginia spring
stopover had been stable since the mid-1990s, but new information now
indicates a decline in Virginia relative to the 1990s.
In summary, our analysis of the best available data concludes that
an overall, sustained decline of red knot numbers occurred at Tierra
del Fuego and Delaware Bay in the 2000s, and that these red knot
populations may have stabilized at a relatively low level in the last
few years. Although we lack sufficiently robust data to conclude if
other wintering and stopover areas also declined, we conclude it is
likely that declines at Tierra del Fuego and Delaware Bay drove an
overall population decline (i.e., lower total numbers), because these
two sites supported a large majority of rangewide knots during the
baseline 1980s period. This conclusion is consistent with efforts (by
others) to evaluate long-term population trends using national or
regional data from volunteer shorebird surveys and other sources, which
have also generally concluded that red knot numbers have declined.
Please refer to this final rule's Supplemental Document--Population
Surveys and Estimates for a more detailed discussion of the population
information available for the rufa red knot throughout its range,
available online at www.regulations.gov under Docket FWS-R5-ES-2013-
0097.
Threats: Substantial threats exist throughout the red knot's
breeding, migration, and wintering range and these threats are likely
to continue or intensify into the future. For a full discussion of the
five factors (i.e., Factors A, B, C, D, and E) assessed as a basis for
making the listing determination, please see the Supplemental
Document--Summary of Factors Affecting the Species available online at
www.regulations.gov under Docket Number FWS-R5-ES-2013-0097. A summary
is provided below:
(1) Past habitat losses in wintering and migration areas have
reduced the resilience of the red knot (Factor A). Ongoing losses in
these areas from sea level rise, shoreline hardening, and development
are expected to continue into the coming decades (Factor A). Beach
nourishment can be beneficial or detrimental to red knot habitat,
though any negative effects are mostly considered to be short-term.
More recently, vegetation and ecosystem changes resulting from climate
change, and potentially from development, have begun to threaten
habitat loss on the breeding grounds as well (Factor A).
(2) Threats to the current and future quality and quantity of prey
resources occur throughout the red knot's range from climate change and
other causes (e.g., ocean acidification; warming coastal waters; marine
diseases, parasites, and invasive species; sediment placement;
recreation; and fisheries) (Factor E). Reduced food availability in
Delaware Bay due to commercial harvest of the horseshoe crab (Limulus
polyphemus) (HSC) is considered a primary causal factor in red knot
population declines in the 2000s. (Red knots rely on horseshoe crab
eggs as food during their spring stopover in Delaware Bay.) We do not
consider the HSC harvest a threat under the science-based management
framework that has been developed and adopted to explicitly link
harvest quotas to red knot population growth (Factor D). However, HSC
monitoring necessary for the implementation of the management framework
was not conducted in 2013 or 2014 due to lack of funding; thus, the
framework is not currently being implemented as it was intended to
function. There is uncertainty regarding implementation of the
framework in the future (Factor D). While we anticipate a fully
functioning management framework would continue to adequately abate the
threat to red knots from the HSC harvest, there are other biological
factors independent of harvest that may limit the availability of HSC
eggs into the future. For example, HSC population growth may be limited
by a biological lag time because HSCs take up to 10-years to become
sexually
[[Page 73708]]
mature and therefore it may take at least that long for harvest
restrictions (which have been phased in since 2000) to produce a
corresponding increase in HSC populations. Other factors (e.g., early
life stage mortality, undocumented or underreported mortality) may also
be slowing HSC population growth (Factor E). Most data suggest that the
volume of horseshoe crab eggs is currently sufficient to support the
Delaware Bay's stopover population of red knots at its present size.
However, because of the uncertain trajectory of horseshoe crab
population growth, it is not yet known if the HSC egg resource will
continue to adequately support red knot population growth over the next
decade.
(3) The red knot faces ongoing and future increases in asynchronies
(timing mismatches) throughout its migration and breeding range as a
result of climate change and unknown causes (Factor E). Successful
annual migration and breeding of red knots is highly dependent on the
timing of departures and arrivals to coincide with favorable food and
weather conditions in the spring and fall migratory stopover areas and
on the Arctic breeding grounds (Factor E).
(4) On the arctic breeding grounds, normal 3- to 4-year cycles of
high predation, mediated by rodent (e.g., lemming) cycles, result in
years with low reproductive output of red knots (in some years it is
zero), but do not threaten the survival of the red knot at the
subspecies level (Factor C). That is, when lemmings are abundant,
predators (e.g., arctic fox) concentrate on the lemmings, and
shorebirds breed successfully, but when lemmings are in short supply,
predators switch to shorebird eggs and chicks (Niles et al. 2008, p.
101; COSEWIC 2007, p. 19; Meltofte et al. 2007, p. 21; USFWS 2003, p.
23; Blomqvist et al. 2002, p. 152; Summers and Underhill 1987, p. 169).
It is believed shorebirds, such as red knots, have adapted to these
cycles, therefore these natural cycles are not considered a threat to
the red knot. What is a threat, however, is that these natural rodent/
predator cycles are being disrupted by climate change, which may
increase predation rates on shorebirds over the long term and have
subspecies-level effects (Factor C and Factor E) (Chapter 28 in IPCC
2014, p. 14; Fraser et al. 2013, pp. 13, 16; Brommer et al. 2010, p.
577; Ims et al. 2008, p. 79; Kausrud et al. 2008, p. 98). The
documented collapse or dampening of rodent (e.g., lemmings) population
cycles of over the last 20 to 30 years in parts of the Arctic can be
attributed to climate change with ``high confidence'' (Chapter 28 in
IPCC 2014, p. 14). We conclude that disruptions in the rodent/predator
cycle pose a substantial threat to the red knot, as they may result in
prolonged periods of low reproductive output of red knots due to
increased predation (Factor C). The substantial impacts of elevated egg
and chick predation on shorebird reproduction are well known.
Disruptions in the rodent/predator cycle may have already affected red
knot populations and are likely to increase due to climate change
(Factor C).
Other factors may cause additive red knot mortality. Individually
these factors are not expected to have subspecies level effects;
however, cumulatively, these factors could exacerbate the effects of
the primary threats if they further reduce the species' resiliency.
These secondary factors include hunting (Factor B); predation in
nonbreeding areas (Factor C); and human disturbance, oil spills, and
wind energy development especially near the coasts (Factor E).
In summary, the rufa red knot faces numerous threats across its
range on multiple geographic and temporal scales. These threats are
affecting the subspecies now and will continue to have subspecies-level
effects into the future.
Summary of Changes From the Proposed Rule
The following minor but substantive changes have been made to the
listing rule and the Supplemental Document (available online at
www.regulations.gov under Docket FWS-R5-ES-2013-0097) based on new
information that has become available since the publication of the
proposed rule, including information received through peer review and
public comments. These changes did not alter our previous assessment of
the rufa red knot from the proposed rule to the final rule.
(1) We present new data and insights regarding the nonbreeding
distributions of rufa red knots versus Calidris canutus roselaari.
(2) We have emphasized and consolidated information about the
differences between rufa red knots from northern versus southern
wintering areas.
(3) We have added new geolocator data and new analyses of available
resightings data showing (a) movement of rufa red knots between the
North American Central and Atlantic Flyways; (b) clusters of sightings
along the Great Lakes, the Mississippi River and its tributaries, and
other major water bodies away from the coasts; (c) apparent use of
saline (or alkaline) lakes in the Northern Plains by northbound red
knots using the Central Flyway; and (d) use of U.S. Atlantic coast
habitats used by juveniles in summer and winter.
(4) We updated population information with winter counts in South
America and the southeast United States. The 2013 red knot winter
counts in Tierra del Fuego were down to the second lowest level on
record, while the counts in northern Brazil were nearly double the
previous high count recorded in 1986. The large number of knots found
in Brazil in 2013 was likely the result of the survey team experiencing
favorable tidal conditions throughout the survey period, and this is
probably the team's best aerial survey estimate to date. In addition, a
new report from the Georgia Department of Natural Resources (GDNR)
based on mark-recapture mathematical models estimated that the northern
wintering population may be around 20,000 birds; this number is
consistent with some previous estimates but notably higher than the
best available field survey from the Southeast of about 4,000 to 5,000
birds. However, we do not yet have information to determine whether the
geographic extent of the ``northern'' population in the GDNR study
includes areas outside the Southeast.
(5) We updated our analysis of climate change information based on
new reports from the International Panel on Climate Change (IPCC) and
National Climate Assessment. Updates include:
(a) The IPCC's increased certainty in the overall trajectory of
global and regional climate changes over the next few decades.
(b) Recent assessments of the red knot's vulnerability to climate
change indicating a large increase in extinction risk due to the likely
loss of breeding (from arctic warming) and nonbreeding habitat (from
sea level rise), as well as the red knot's high degree of habitat
specialization and dependence on ecological synchronicities, and long
migration distance.
(c) New reports finding, with high certainty, that arctic ecosystem
changes are already under way and will continue, in some cases faster
than previously anticipated. (The IPCC notes early warning signs that
arctic ecosystems are already experiencing irreversible regime shifts.)
(d) A new conclusion by the IPCC that the documented collapse or
dampening of rodent population cycles in some parts of the Arctic over
the last 20 to 30 years can be attributed to climate change with ``high
confidence.''
(e) An updated analysis of threats to red knot prey species from
ocean acidification, temperature changes, and other aspects of climate
change. (A new
[[Page 73709]]
report highlights the vulnerability of mollusks (which include the red
knot's primary prey species in most of its range) to acidification
(``high confidence'').)
(6) We updated the best available data regarding current and likely
future rates of sea level rise. We also noted a new study showing that
expected effects to migratory shorebird populations from sea level rise
are disproportionally larger than the extent of projected habitat loss,
especially for species (such as red knots) whose migration routes
contain ``bottlenecks'' through which a large fraction of the
population passes.
(7) We discussed new voluntary, regulatory, or proposed
restrictions on red knot hunting (e.g., in Barbados, Guadeloupe,
Martinique, and French Guiana), but acknowledged that best available
data are insufficient to determine if hunting is or was at levels in
South America that may have a population-level effect.
(8) We updated Federal and State authorities to regulate the
importation of Asian HSC species, which may pose a threat to native HSC
populations.
(9) We noted the results of the Atlantic States Marine Fisheries
Commission's (ASMFC) 2013 HSC stock assessment update showing that, in
the Delaware Bay Region, there is evidence of increases in certain age
or sex classes, but overall population trends have been largely stable
(neither increasing nor decreasing) since the previous stock assessment
in 2009.
(10) We updated our analysis of possible undocumented or
underestimated HSC mortality with new information on poaching, bycatch,
and sublethal effects of biomedical bleeding.
(11) We updated the discussion as follows about the Adaptive
Resource Management (ARM) monitoring efforts to reflect uncertainty
(due to lack of funding) in ongoing implementation:
(a) We continue to conclude that, as long as the ARM is in place
and functioning as intended, ongoing HSC bait harvests should not be a
threat to the red knot.
(b) Data necessary to support the ARM previously came from an
annual HSC trawl survey conducted by the Virginia Polytechnic Institute
(Virginia Tech) that was ended after 2012 due to lack of funding. The
ARM modelers are working on the best way to switch to another, newer
survey, the North East Area Monitoring and Assessment Program (NEAMAP),
and we support those efforts.
(c) As of fall 2014, however, these efforts have not identified a
method by which NEAMAP or other alternate data sets can be
appropriately used to allow the functioning of the ARM models (ASMFC
2014b). Stable funding sources for other baywide monitoring programs
necessary to support the ARM are also a concern.
(d) If the ARM cannot be implemented in any given year, ASMFC would
choose between two options based on which it determines to be more
appropriate--either use the previous year's harvest levels (as
previously set by the ARM), or revert to an earlier management regime.
Although the HSC fishery would continue to be managed under either of
these options, the explicit link to red knot populations would be lost.
(e) Insufficient monitoring has already impacted the ability of the
ASMFC to implement the ARM as intended (ASMFC 2014b; ASMFC 2012c, p.
13). Absent the necessary HSC monitoring data to use the ARM models for
the 2015 season, ASMFC (2014b) has opted to use the 2014 harvest levels
which we considered at the time to adequately ensure the red knot's
food supply.
(12) We updated our analysis of disturbance with new findings from
two sites on the Atlantic coast of New Jersey, showing that disturbance
affected red knots' spatial uses of these sites and displaced knots
from otherwise suitable habitats.
(13) We reorganized the wind energy development discussion by
moving general information on avian collision and displacement hazards
to a background section, not specific to either offshore or terrestrial
development. We updated this section with new information including a
new report on avian vulnerability to offshore wind development. We
updated our conclusions that collision and displacement risks per
turbine (notwithstanding differences in specific factors such as
turbine size, design, operation, and siting) are likely higher along
the coasts than far inland or far offshore.
(14) We updated the 50 CFR 17.11 table to add Martinique and the
District of Columbia. We received new information that red knots occur
on Martinique. The District of Columbia was already included in the
known range of the red knot, but was inadvertently left off the table
in the proposed rule.
Summary of Comments and Recommendations
In the proposed rule published on September 30, 2013 (78 FR 60024),
we requested that all interested parties submit written comments on the
proposal by November 29, 2013. We also contacted appropriate Federal
and State agencies, scientific experts and organizations, and other
interested parties and invited them to comment on the proposal. A
newspaper notice inviting general public comment was published in the
USA Today on October 3, 2013. We received four requests for a public
hearing. On April 4, 2014 (79 FR 18869), we reopened the comment period
on the proposed rule until May 19, 2014, and announced that two public
hearings would take place on May 6, 2014, in Corpus Christi, Texas, and
Morehead City, North Carolina. On May 14, 2014 (79 FR 27548), we
extended the public comment period until June 15, 2014, and announced
that another public hearing would take place in Manteo, North Carolina
on June 5, 2014. All substantive information provided during the
comment periods is summarized above in the Summary of Changes from the
Proposed Rule and has either been incorporated directly into this final
determination or addressed in the more specific response to comments
below.
A number of commenters, including a peer reviewer, Federal
agencies, and States, provided new information or clarifications on
information presented in the red knot proposed listing rule (78 FR
60024) and its supporting documents. Categories of new or clarified
information include additional years of population estimates or
sighting information throughout the rufa red knot's range, status of
the rufa red knot and ecology in Argentina and French Guiana, beach
cleaning, sea level rise and its projected effects on migratory
shorebirds, disturbance, the Deepwater Horizon and Galveston oil
spills, status of offshore wind energy development leases along the
Atlantic coast, historical and current food resources and foraging
habitat, migration and staging areas, updated stopover population size
estimates in Delaware Bay, State restrictions on importing Asian HSC,
ongoing management of HSC, habitat protection in Maine, and geolocator
scope of inference. This new or clarified information has been
incorporated, as appropriate, into this final rule or its Supplemental
Document.
General Issues
(1) Comment: Several public, State, and Federal commenters
submitted comments on topics related to other issues not specific to
the red knot listing proposal. These issues include (a) general
criticism of the Act (funding species' conservation and Service
employees being a target of litigation, imposing fines that are too
punitive, having negative effects on local
[[Page 73710]]
communities, producing decisions on which species survive and where
public hearings are held, and using science that would not withstand
National Academy of Science Review); (b) the information and analysis
required to designate critical habitat; and (c) red knot or HSC
population targets, other species, research, actions, or resources that
should be considered, as well as where funding should be directed and
whom the Service should work with as part of ongoing or future
conservation activities and recovery planning for the rufa red knot.
Our Response: All of these comments are outside the scope of this
final listing rule and will not be addressed here. Substantive comments
related to critical habitat issues will be addressed during development
of a proposed critical habitat rule for the red knot. Substantive
comments related to future conservation of the red knot will be
addressed during the development of a recovery outline and draft
recovery plan.
(2) Comment: Several commenters, including one State, expressed
concerns that the rufa red knot's listing could (a) result in
restrictions on pedestrian and vehicular beach recreation, additional
regulatory hurdles, decreased property values, and increased costs to
otherwise lawful activities, all of which could cause negative effects
to local communities, economies, and quality of life, and could erode
the current goodwill of partners to work on red knot conservation; (b)
result in reduced HSC harvest levels, causing economic impacts to
fishermen reliant on the HSC bait fishery, potentially shifting harvest
pressure to areas outside of Delaware Bay, and potentially creating
incentives to import Asian HSC species for bait; (c) reduce
availability of HSCs for biomedical uses; and (d) restrict beach access
for HSC conservation programs (e.g., rescue programs for volunteers to
flip stranded crabs). Additionally, some commenters expressed
frustration over existing beach access and management on National Park
Service (NPS) lands because of other listed species and asked for
expanded management options beyond beach closures. Conversely, other
commenters asked for additional restrictions in places like Delaware
Bay.
Our Response: While we appreciate the concern about potential
management actions that may result from listing the rufa red knot or
any species, the Act does not allow us to factor those concerns into
our listing decision. Section 4(a)(1) of the Act specifies that we
shall determine whether any species is threatened or endangered because
of any of the following factors: (A) The present or threatened
destruction, modification, or curtailment of its habitat or range; (B)
overutilization for commercial, recreational, scientific, or
educational purposes; (C) disease or predation; (D) the inadequacy of
existing regulatory mechanisms; or (E) other natural or manmade factors
affecting its continued existence. Section 4(b)(1)(A) further specifies
that we shall make such determinations based solely on the best
scientific and commercial data available. See Our Response 60 regarding
other implications of listing that we may not consider in evaluating
whether a species meets the definition of threatened or endangered
under the Act.
The Service does not make management decisions about any lands
other than National Wildlife Refuges and National Hatcheries, but we
remain committed to working with coastal communities to evaluate any
effects of coastal management on the rufa red knot, and to implement
actions in a manner consistent with the species' conservation using
many of the Act's available tools. We will strive to build on existing
management practices in local areas to limit disturbance to red knots
and other shorebirds through coordination and partnership with the
States, other Federal agencies, conservation groups, and local
communities.
The Service does not have authority to directly regulate the HSC
fishery, but we intend to continue our active role in the ASMFC's
management of the HSC fishery, and will provide recommendations and
technical assistance to ensure that future harvests of HSCs do not
result in take of red knots under section 9 of the Act. See Our
Responses 45, 46, 48 through 50, 52, 111, 117, 120, and 121 below and
the Supplemental Document (Factor E--Reduced Food Availability--
Horseshoe Crab Harvest) for detailed answers related to other aspects
of HSC management, including biomedical use and implications of
importation of Asian HSC species.
(3) Comment: Several commenters asked how listing will benefit the
red knot when its range spans several countries, yet the Act's
jurisdiction is limited to the United States. Many of the threats
discussed in the proposed rule either occur only in areas outside of
the United States (e.g., hunting) or are issues (e.g., climate change)
that cannot be affected by management under the Act. The Service cannot
expect to achieve a fraction of the conservation success that has been
achieved in Delaware Bay, given that the Act's prohibitions do not
apply outside of the United States.
Our Response: The Act requires listing of a species that meets the
definition of threatened or endangered even if we currently lack the
means to fully abate the threats that cause it to be threatened or
endangered. Notwithstanding, we disagree that listing will have no
effect on threats such as adequacy of food supplies and hunting, and we
expect these threats to be addressed during recovery planning. The
development of a recovery plan will guide efforts intended to ensure
the long-term survival and eventual recovery of the rufa red knot, as
discussed in the proposed rule (78 FR 60024, p. 60097). While we
acknowledge that listing will not have a direct impact on those aspects
of climate change impacting the rufa red knot (e.g., sea level rise,
arctic and ocean warming, ocean acidification, timing changes in the
annual cycles of natural systems, possible changes in storm patterns or
predation pressures), we expect that listing will enhance national and
international cooperation and coordination of conservation efforts,
enhance research programs, and encourage the development of mitigation
measures that could help slow habitat loss and population declines.
Benefits to the species outside the United States from listing
include a prohibition on import. By regulating this activity, the Act
ensures that people under the jurisdiction of the United States do not
contribute to the further decline of listed species. Although the Act's
prohibitions regarding listed species apply only to people subject to
the jurisdiction of the United States, the Act can generate additional
conservation benefits such as increase awareness of listed species,
encourage research efforts to address conservation needs, or prioritize
funding for in-situ conservation of the species in its range countries.
The Act also provides for limited financial assistance to develop and
manage programs to conserve listed species in foreign countries,
encourages conservation programs for such species, and allows for
assistance for programs, such as personnel and training.
While we agree that limiting HSC harvests and other actions in
Delaware Bay have been instrumental in halting (though not yet
reversing) the decline of the red knot, we do not agree that
conservation of this species is impossible in other geographic areas.
For example, the rufa red knot is listed as endangered in Canada and
Argentina, was recently protected from hunting in the Caribbean, has
been listed as a
[[Page 73711]]
protected species in French Guiana, and is a focus of active
conservation programs in several countries including Canada, Argentina,
and Chile. In the United States, there are ongoing conservation and
research efforts in many areas outside Delaware Bay including
Massachusetts, Virginia, North Carolina, South Carolina, Georgia,
Florida, and Texas. Many important red knot areas within and outside
the United States have been recognized as Western Hemisphere Shorebird
Reserve Network sites.
(4) Comment: One commenter stated that the Act is currently under
revision and it is advisable to postpone further listings until the
changes are finalized.
Our Response: While we are aware of several proposed legislative
changes to the Act, those changes may not come to fruition and we may
not delay implementing the current Act while those proposed changes are
being debated. In addition to the proposed legislative changes, we are
actively working on a series of regulatory changes to improve the
implementation of the Act (see our ``Improving ESA Implementation'' Web
site for more information: https://www.fws.gov/endangered/improving_ESA/).
Peer Reviewer Comments
In accordance with our peer review policy published on July 1, 1994
(59 FR 34270), we solicited expert opinion from three knowledgeable
individuals with scientific expertise that included familiarity with
the rufa red knot and its habitat, biological needs, and threats. We
received responses from one of the peer reviewers.
We reviewed all comments received from the peer reviewer for
substantive issues and new information regarding the listing of the
rufa red knot. This peer reviewer was generally supportive of the
overall proposal and, in addition to providing further site-specific
information, generally confirmed our use of the best available
scientific information. Peer reviewer comments are addressed in the
following summary and incorporated into the final rule as appropriate.
(5) Comment: The peer reviewer stated there is nonscientifically
reported evidence (newspaper articles, animal care center reports) that
red tide poisoning has caused extensive death of knots on Florida's
west coast.
Our Response: We appreciate the peer reviewer bringing this
information to our attention. Unfortunately, we were unable to locate
the sources of the suggested information and, therefore, cannot verify
the content. However, we have obtained a report of one nonfatal case of
red tide poisoning of a red knot in Florida (H. Barron pers. comm.
April 29, 2014); the bird's blood was tested and confirmed to have a
brevetoxin level of 2.64 nanograms/milliliter (ng/ml). Brevetoxin is a
highly potent neurotoxin produced by red tide events. We have added
this information to the Supplemental Document (Factor E--Harmful Algal
Blooms--Gulf of Mexico). Though not documenting widespread effects or
mortality from red tide, this report does confirm that red tide
poisoning of red knots has occurred in Florida, which is otherwise
unreported in the scientific literature.
(6) Comment: The peer reviewer noted that the proposed rule (78 FR
60024, p. 60045) states that uncontrolled invasive vegetation can cause
a habitat shift from open or sparsely vegetated sand to dense
vegetation, resulting in the loss or degradation of red knot roosting
habitat. The link between dense invasive vegetation and red knot
habitat degradation is conjecture and should be strengthened with
reference to a scientific study.
Our Response: We agree. We have revised this paragraph in the
Supplemental Document (Factor A--Invasive Vegetation) to add citations
to support the statement that uncontrolled invasive vegetation can
cause a habitat shift from open or sparsely vegetated sand to dense
vegetation. We have removed the wording ``resulting in the loss or
degradation of red knot roosting habitat,'' because we are not aware of
any scientific studies or other data documenting that such degradation
has occurred. We have instead added the statement that, in nonbreeding
habitats, Calidris canutus require sparse vegetation to avoid predation
(Niles et al. 2008, p. 44; Piersma et al. 1993, pp. 338-339, 349).
(7) Comment: The peer reviewer stated that the Southeast coast of
the United States is important during northward migration. Many red
knots marked in Argentina and Chile are seen on the Atlantic coasts of
Florida, Georgia, South Carolina, and North Carolina during, but not
before, May. In addition, several other commenters stated the proposed
rule did not identify North Carolina as having major or important
spring or fall stopover areas.
Our Response: The Southeast, including North Carolina, was
identified in the proposed rule as providing spring and fall stopover
sites (Rufa Red Knot Ecology and Abundance, pp. 18, 50-51). Data
characterizing the stopover usage of the Southeast, including North
Carolina, are presented unchanged in the Supplemental Document (e.g.,
figure 4; Population Surveys and Estimates--Spring Stopover Areas--
Southeast United States). However, we have revised the text of the
Supplemental Document (Population Surveys and Estimates--Spring
Migration) to clarify that our review focused on geographically large
spring stopovers with multiple years of survey data, but that other
important spring stopover areas are known (e.g., from International
Shorebird Survey data, eBird, localized surveys). We have also revised
the wording of the Supplemental Document (Migration--Atlantic Coast) to
refer to ``well-known'' instead of ``major'' or ``important'' spring
and fall stopover areas, since many potentially significant stopover
areas have been surveyed only sporadically or are yet undiscovered.
Finally, we have added the information provided by the peer reviewer
regarding passage of southern-wintering birds along the Southeast coast
during May (Migration--Atlantic Coast--Spring Timing and Distribution).
(8) Comment: The peer reviewer stated the proposed rule presented
comprehensive evidence about threats to red knots during winter and
northbound migration seasons, mostly focused on the longest-distance
migrating knots that winter in Argentina and Chile. However, the
proposed rule presented less information regarding northbound or
southbound passage of the knots that spend winter seasons in regions
north of the Equator. One issue that needs elaboration is the relative
numbers of knots that winter in each of these two large regions and the
differences of habitat use and migration strategies that exist between
them.
Our Response: The proposed rule presented available data regarding
numbers of red knots in each wintering area (Rufa Red Knot Ecology and
Abundance pp. 38-45), summarized by Atkinson et al. (in Wader Study
Group 2005) and Harrington et al. (2010b) regarding differences in
migration strategy by wintering area (Rufa Red Knot Ecology and
Abundance pp. 22, 32), and presented information regarding possibly
greater reliance on HSC eggs by migrants from Argentina and Chile
relative to birds from more northern wintering areas (Rufa Red Knot
Ecology and Abundance pp. 31-33). In the Supplemental Document, we have
added a section (Wintering--Northern Versus Southern) to summarize the
differences between red knots from northern versus southern wintering
areas that are discussed elsewhere in the document, moved and
supplemented information to a new section (Migration--Differences in
Migration
[[Page 73712]]
Strategy by Wintering Region) on differences in migration strategies,
and clarified information regarding differential reliance on HSC eggs
(Wintering and Migration Food).
(9) Comment: The peer reviewer noted the proposed rule stated that
red knots require stopovers rich in easily digested food to achieve
adequate weight gain due to changes in the digestive system that birds
undergo before long flights. This may be less true for the knots from
northern wintering grounds.
Our Response: In the proposed rule, we noted this possible
physiological difference between southern- and northern-wintering rufa
red knots (Rufa Red Knot Ecology and Abundance, pp. 30-31), but we did
not mention this possible difference in the section cited by this
commenter (Rufa Red Knot Ecology and Abundance, p. 17). In the
Supplemental Document (Species Information--Migration--Migration
Biology), we have added a sentence to this paragraph to clarify that
some researchers have suggested that digestive system changes are more
pronounced, or have a more pronounced effect on energy budgets at the
stopover areas, in southern-wintering (Argentina and Chile) than in
northern-wintering (Southeast United States) rufa red knots (Niles et
al. 2008, p. 36; Atkinson et al. 2006b, p. 41). We have also added a
cross reference in this paragraph to refer readers to a more detailed
discussion of this issue that is presented under Migration and
Wintering Food--Horseshoe Crab Eggs--Possible Differential Reliance on
Horseshoe Crab Eggs.
(10) Comment: The peer reviewer suggested the term ``full
segregation'' is unclear with regard to migration strategies, routes,
or stopover areas among red knots from different wintering areas. There
is a good deal of segregation in stopover regimens and in molt regimens
between southbound knots with destinations in Argentina and Chile
versus northern-hemisphere wintering birds. There also appears to be
some degree of difference in stopover habitat use between these two
groups in northbound migration.
Our Response: We have clarified the lack of full segregation by
providing examples in the Supplemental Document (Migration--Differences
in Migration Strategy by Wintering Area). Also see Our Responses 8 and
9 above.
(11) Comment: The peer reviewer stated northern- versus southern-
wintering knots have different strategies in southward migration. The
southern group has essentially passed through Atlantic regions of North
America before September, and strongly depends upon being able to
accumulate fat and protein prior to launching on over-ocean flights
between North and South America. Northern-wintering birds, however,
linger on the North American coast (e.g., Massachusetts, Georgia
coasts), are using ``stopover'' locations as molting areas, and are
using different food and habitat resources as compared to the southern-
wintering knots. The resource requirements by birds of these two groups
during southward migration are quite different.
Our Response: We have added this information with supporting
citations to the new section of the Supplemental Document (Migration--
Differences in Migration Strategy by Wintering Region).
(12) Comment: The peer reviewer noted that, historically, oiling
was perhaps an important problem to knots in Patagonia, and suggested
limited information was available in the reference Harrington and
Morrison 1980.
Our Response: Some of the data from Harrington and Morrison (1980)
were presented in the proposed rule (78 FR 60024, p. 60086) from a
secondary source (Niles et al. 2008, p. 98). We have added the rest of
these data and this reference to the Supplemental Document (Factor E--
Oil Spills and Leaks--South America).
(13) Comment: The peer reviewer stated that, although the Costa del
Este area of Panama City, Panama (referenced in the proposed rule, 78
FR 60024, p. 60043), is a very important location for many kinds of
shorebirds, few knots have been reported from here.
Our Response: We agree that only moderate numbers of Calidris
canutus have been reported in most seasons from Panama's Pacific coast
(which includes habitats near Panama City as well as other sites).
However, larger numbers have been reported from Pacific Panama during
fall migration. In the proposed rule (Rufa Red Knot Ecology and
Abundance, pp. 41-42, 52), we presented available data regarding
numbers of C. canutus in Panama. We have consolidated and updated these
data with new information in the Supplemental Document (see Population
Surveys and Estimates--Central America and Pacific South America).
(14) Comment: The peer reviewer stated that recently published data
show dramatic declines and shifting of stopover locations during south
migration in Massachusetts.
Our Response: This information (Harrington et al. 2010a; Harrington
et al. 2010b) was presented in the proposed rule (Rufa Red Knot Ecology
and Abundance, p. 51). We have expanded the discussion of these results
in the Supplemental Document (Migration--Atlantic Coast--Fall Timing
and Distribution; Population Surveys and Estimates--Fall Stopover
Areas).
(15) Comment: The peer reviewer stated that the proposed rule was
incorrect in describing only small numbers of red knots on mid-Atlantic
and northern Atlantic beaches between Memorial Day and Labor Day.
Currently about 1,000 to 2,000 knots occur on the Massachusetts coast
during the fall migration period, and numbers were previously much
higher. Peak dates for these southbound migrants are in July and
August.
Our Response: This statement appeared in the section of the
proposed rule addressing beach cleaning (78 FR 60045). We have revised
the Supplemental Document (Population Surveys and Estimates--Fall
Stopover Areas; Factor A--Beach Cleaning) to correct this information.
(16) Comment: The peer reviewer stated that there has been a major
shift of key stopover areas of knots in south migration in
Massachusetts since the 1980s when up to 10,000 southern-wintering
knots were heavily concentrated on the western shore of Cape Cod Bay
(Harrington et al. 2010a).
Our Response: We discussed the findings of Harrington et al.
(2010a) in the proposed rule (Rufa Red Knot Ecology and Abundance, p.
51). We have revised several sections of the Supplemental Document to
provide more specific results from this study (Migration--Differences
in Migration Strategy by Wintering Region; Historical Distribution and
Abundance; Population Surveys and Estimates--Fall Stopover Areas).
(17) Comment: The peer reviewer stated that the proposed rule (78
FR 60024, p. 60046) notes that more red knots were documented in
northeast Brazil in the 2000s than during the early 1980s. The wording
of this paragraph could be misconstrued to suggest that habitats were
improved by the development from shrimp farm ponds.
Our Response: We agree and have clarified this point in the
Supplemental Document (Factor A--Agriculture and Aquaculture).
(18) Comment: The peer reviewer commented that the proposed rule
(78 FR 60024, p. 60045) stated that beach-cleaning machines are likely
to cause disturbance to roosting and foraging red knots. This is more
of an issue with respect to roosting than to foraging. In almost all
cases, raked areas would be
[[Page 73713]]
beaches that knots might use during high tides for roosting (if not for
high levels of human disturbance), but not as sites for foraging. Beach
cleaning generally happens on beaches intensively used for human
recreation. Because of heavy human use, knots that might otherwise
roost in these areas would generally avoid such locations. Thus, the
issue would be disturbance versus beach cleaning.
Our Response: The proposed rule (78 FR 60024, p. 60077) noted that
roosting red knots are particularly vulnerable to disturbance. We have
revised the Supplemental Document to cross-reference this information
under Factor A--Beach Cleaning, and to note in this same section that
beach-cleaning typically occurs along or landward of the high tide line
where red knots may roost but are unlikely to forage. The proposed rule
(78 FR 60024, p. 60044) states that mechanical beach cleaning is most
commonly conducted on beaches that are heavily used for tourism. We
agree that disturbance to red knots from recreational activities may,
on many beaches, be greater than the disturbance from the beach
cleaning machines. However, beach cleaning may occur at times of day
(e.g., early morning, evening) when few recreational activities are
taking place, thus increasing the total daily duration that knots are
disturbed by human activities. Conversely, many raked beaches may have
such high levels of human recreational use that red knots are precluded
from using them entirely; in such cases there would be no incremental
additional disturbance from the raking activities. We have added these
conclusions to the Supplemental Document (Factor A--Beach Cleaning). In
addition, the proposed rule already described (78 FR 60024, p. 60044)
physical impacts to beach habitats from mechanical beach cleaning.
Federal Agency Comments
(19) Comment: One Federal agency provided data regarding the
seasonality and abundance of red knots in or near units managed by the
NPS in the Central and Eastern United States. To assess gross trends in
occurrence of red knots across NPS units, this commenter considered
vetted eBird data points where birding effort was reported, and found
that, in the NPS units where most red knot occurrences were reported
(Assateague Island, Cape Lookout, Cape Hatteras, Cape Cod, Gateway
National Recreation Area, and Timucuan Ecological and Historic
Preserve), a clear declining trend in red knot observations was
detected since 1980.
Our Response: We thank the commenter and have added this trend
information to the Supplemental Document (Population Surveys and
Estimates). The information regarding the seasonality and abundance of
red knots at individual NPS units will be valuable for purposes of
recovery planning, management under section 7(a)(1) of the Act, and
consultation under section 7(a)(2) of the Act.
(20) Comment: One Federal agency noted that several Navy
installations within the range of the red knot have Integrated Natural
Resources Management Plans in place that benefit the red knot,
including provisions for shoreline protection.
Our Response: We appreciate this information and anticipate working
closely with these installations as we develop a critical habitat
designation, and develop and implement a recovery plan for the red
knot.
(21) Comment: One Federal agency commented that the proposed rule
and supporting document overemphasized the risks to the red knot, and
birds in general, associated with offshore wind energy development. In
addition, several States and other commenters stated that wind energy
development outside of coastal areas is unlikely to be a significant
threat to red knots.
Our Response: In both the proposed rule (78 FR 60024, pp. 60089-
60093) and the Supplemental Document (Factor E--Wind Energy
Development), we have summarized and characterized the best available
data regarding risks to the red knot from both offshore and terrestrial
wind energy development. We have made considerable revisions to this
section of the Supplemental Document to reflect substantive public
comments and new information (see also Our Responses 62, 134 to 137).
We conclude that wind energy development, especially near the coasts,
may cause some unquantifiable amount of red knot mortality into the
foreseeable future, and that one model indicated this species is
vulnerable to population-level effects from even low levels of
anthropogenic mortality (Watts 2010, pp. 1, 39). Unless facilities are
constructed at key stopover or wintering habitats, we do not expect
wind energy development, especially offshore or inland, to cause
significant direct habitat loss or degradation, or displacement of red
knots from otherwise suitable habitats.
(22) Comment: One Federal agency stated that, in addition to the
total number and height of offshore turbines, exposure is a factor
contributing to avian collision risks. For red knots, exposure to
offshore wind facilities is reduced because (1) they can fly nonstop
for 1,500 miles (mi) (2,414 kilometers (km)), which limits their time
over the open ocean, and (2) birds on long-distance flights, such as
red knots crossing the offshore environment, fly at higher altitudes
than short-distant migrants.
Our Response: We agree that exposure to wind turbines is a
contributing factor to avian collision risk. The proposed rule (78 FR
60024, pp. 60090-60091) presented the findings of Burger et al. (2011,
entire), who used a weight-of-evidence approach to examine the risks
and hazards to red knots from offshore wind energy development on the
OCS at three spatial levels of exposure. We concur that the red knot
can fly nonstop for 1,500 mi (2,414 km) and that some knots have
limited temporal exposure to the offshore environment (Normandeau
Associates, Inc. 2011, p. 202). Geolocator data show certain knots
crossing the OCS as many as six times per year, and because these
numbers reflect only long flights, more crossings of the OCS may occur
as birds make shorter flights between States (Burger et al. 2012c, p.
374).
It is estimated that the normal cruising altitude of red knots
during migration is between 3,281 to 9,843 feet (ft) (1,000 to 3,000
meters (m)) (Burger et al. 2011, p. 346), well above the estimated
height of even a 10-megawatt (MW) offshore turbine (681 ft; 207.5 m).
However, lower flight altitudes may be expected when red knots
encounter bad weather or high winds, and these lower flight altitudes
are known to occur on ascent or descent from long-distance flights,
during short-distance flights if they are blown off course, during
short coastal migration flights, or during daily commuting flights
(e.g., between foraging and roosting habitats) (Burger et al. 2012c,
pp. 375-376; Burger et al. 2011, p. 346), as discussed in the proposed
rule (78 FR 60024, p. 60090).
(23) Comment: One Federal agency stated that some studies and
analyses used in the proposed rule (78 FR 60024) fail to distinguish
between onshore/nearshore and offshore wind energy development. This
distinction is important because the species at risk and the magnitude
of the risk can be considerably different. The agency further stated
that coastal environments generally have higher concentrations of birds
than offshore areas and that birds taking off from land may fly through
the rotor zone before reaching cruising elevation. In addition, this
commenter questioned our conclusions about the risk of bird collisions
with offshore wind facilities, which were based on a
[[Page 73714]]
scientific paper (Kuvlesky et al. 2007) summarizing research from
Europe.
Our Response: In the proposed rule (78 FR 60024, p. 60089-60092),
we addressed separately land-based wind energy development (including
along the coasts) versus in the offshore environment. Based on the high
frequency and lower altitudes of red knot flights along the coast
(e.g., ascent or descent from long-distance flights, during short
coastal migration flights, or during daily commuting flights between
foraging and roosting habitats) (D. Newstead pers. comm. March 5, 2013;
Burger et al. 2012c, pp. 375-376; Burger et al. 2011, p. 346; Stewart
et al. 2007, p. 1; Alerstam et al. 1990, p. 201), we agree with the
commenter that collision risk per turbine (notwithstanding differences
such as size, design, operation, local habitats) along the coasts (both
on land and nearshore) is likely higher than in areas either far
offshore or far inland. We have revised the Supplemental Document
(Factor E--Wind Energy Development--Terrestrial) to reflect this
conclusion. We have also revised the Supplemental Document (Factor E--
Wind Energy Development) to move the discussion of avian collision risk
factors (e.g., weather, light levels, lighting, turbine
characteristics, habitats) and displacement effects to be generalized
across both terrestrial and offshore wind energy facilities, as the
citations supporting this discussion pertain to both.
In the proposed rule (78 FR 60024, pp. 60089-60091), we did not
attempt to differentiate between nearshore (e.g., State waters) and the
OCS. Although we still have little information on avian impacts from
turbines far offshore, we have updated our conclusions in the
Supplemental Document (Factor E--Wind Energy Development--Offshore) to
reflect geolocator results by Burger et al. (2012c, p. 373) and
analysis by Burger et al. (2011, p. 346) suggesting red knot collision
risk may decrease far offshore. Finally, we have removed the following
statement from the Supplemental Document (Factor E--Wind Energy
Development--Offshore): ``Research from Europe, where several offshore
wind facilities are in operation, suggests that bird collision rates
with offshore turbines may be higher than for turbines on land.'' Upon
further review of the source cited for this statement (Kuvlesky et al.
2007, p. 2489), we found that these authors presented results from both
coastal and nearshore wind facilities. Further, these authors went on
to present countervailing findings from other studies, and did not cite
any studies from wind turbines located far offshore. Therefore, we
reasoned that this statement from the Kuvlesky et al. 2007 paper was
not appropriate to include in this final rule.
(24) Comment: One Federal agency commented that the Bureau of Ocean
Energy Management (BOEM) has worked with State Task Forces to determine
the best locations for wind energy development to help avoid impacts.
For example, areas being considered are greater than 9 mi (14 km)
offshore; the Virginia lease area is 23.5 nautical miles (nm) (43.5 km)
from Virginia Beach.
Our Response: We concur that siting far offshore may succeed in
reducing overall avian collision hazards, including for red knots,
although species that rely on the offshore environment for breeding,
feeding, or sheltering (e.g., certain seabirds and waterfowl) may have
increased exposure risk to turbines farther offshore. We appreciate the
work of BOEM to evaluate and minimize avian collision risks in siting
decisions, and this information has been added to the Supplement
Document (Factor E--Wind Energy Development--Offshore). However, we
also updated this section of the Supplemental Document to compare these
distances offshore with red knot use areas delineated by Burger et al.
(2012c, p. 373) based on geolocator results, which do appear to have
some overlap with both the offshore commercial wind energy development
leases executed to date and the Wind Energy Areas (WEA) where BOEM will
focus for future leases, including areas off the mouth of Delaware Bay
(BOEM undated, p. 1).
(25) Comment: One Federal agency stated that BOEM recently
published a study on the relative vulnerability of migratory bird
species to offshore wind energy projects on the Atlantic OCS; the study
ranked the relative vulnerability of 177 migratory bird species to
collision and displacement by offshore wind turbines. The relative
collision vulnerability of red knot was ``medium'' and the relative
vulnerability to displacement ``low.''
Our Response: We have reviewed this report and incorporated the
findings into the Supplemental Document (Factor E--Wind Energy
Development--Offshore). We note that some of the factors considered in
this report are not specific to the rufa subspecies of Calidris
canutus, and thus the numerical vulnerability scores are not applicable
to rufa.
Comments From States
(26) Comment: One State expressed disappointment in the Service's
communication regarding the proposed rule. Because of the wide
geographic scope of this listing proposal, the Service should have
engaged all of the State wildlife agencies for their input prior to
publication and should have briefed the State agency directors about
the proposed expansion of the rufa red knot's listed range. In
addition, several States and other commenters stated that the proposed
rule contained inadequate justification for a sweeping change in the
red knot's range from previous Service documents (e.g., 2006 to 2011
Candidate Notices of Review (CNORs)).
Our Response: We regret that this State is disappointed in our
communication efforts on the rufa red knot proposed listing. We
acknowledge the proposed range was greatly expanded from what was
described in the last CNOR update, but the proposed rule (78 FR 60024)
and this final rule contain our analysis of, and conclusions drawn
from, the best scientific and commercial data available. Substantial
new data have become available since 2011, the last year we were
required to update the knot's CNOR form. We also acknowledge that the
2011 CNOR form indicates the rufa red knot's range is limited to
coastal areas and did not include interior portions of the coastal
States or any inland States. The 2011 CNOR was based on the best data
available at the time. Our understanding of the species' biology and
occurrence records evolved rapidly based on results from geolocator
research followed by enhanced analysis of national and regional
databases. The proposed rule (Rufa Red Knot Ecology and Abundance, pp.
21, 23) explained the best available data and supported the expanded
geographic scope of analysis under the Act. The discussion of these
data has been updated and expanded in the Supplemental Document
(Species Nonbreeding Distributions; Migration--Midcontinent; Migration
and Wintering Habitat--Inland; Population Surveys and Estimates--Inland
Areas Spring and Fall). We will strive to improve our communication
with the States as we greatly value our conservation partnerships.
(27) Comment: Several States and other commenters stated that the
proposed rule is generally lacking in scientific evidence and is based
on speculative information. For example, (1) in the proposed rule, the
Service repeatedly made undocumented claims and speculated that a
variety of items ``may'' be a factor that could cause the demise of the
species; (2) in describing threats and risks to the red knot, the
proposed rule used terms such as high uncertainty, expected, likely,
may, could, possibly, and unknown but
[[Page 73715]]
possible; (3) although the best available science has been used to
generate predictions about some possible future impacts, best available
science has not been used to examine and explain the relevance of
potential threats (e.g., sea level rise, climate change) to recent red
knot population trends; (4) because of the potentially serious
ramifications of a Federal listing on Federal programs and permitting
processes, it is neither sufficient nor professional to base listing
decisions so heavily upon speculation; and (5) the principle of best
available science must be used to demonstrate causal relationships
between threats and population change. In a related comment, one
commenter stated that it is well-established that the Act does not
provide for the listing of species on the basis of speculative,
uncertain, or inconclusive information. A number of courts (i.e.,
Conner v. Burford, Trout Unlimited v. Lohn, Ctr. for Biological
Diversity v. Lubchenco, Bennett v. Spear, and Nat'l Res. Council v.
Daley) have determined that the threshold decision to list a species as
threatened or endangered is not to be based on speculation or a
misplaced intent to err on the side of species conservation. The
default position for all species is that they are not protected under
the Act.
Our Response: We disagree that our analysis is ``speculative.'' The
Service is required to make listing determinations based on the best
scientific and commercial data available. Sources of data include peer-
reviewed journal articles; field notes and other unpublished data; and
personal communications with species, habitat, and policy experts. We
analyze these sources of data and use our best professional judgment to
determine their credibility, in accordance with applicable data
standards (Interagency Policy on Information Standards Under the
Endangered Species Act (59 FR 34271); Information Quality Act (P.L.
106-554, section 515); Information Quality Guidelines and Peer Review
(USFWS 2012f, entire). All data have some level of uncertainty, but the
proposed rule properly identified, through citations, the data sources
and was transparent in qualifying areas and levels of uncertainty.
In making a listing determination, we evaluate the threats
affecting a species in the past, currently, and into the foreseeable
future. What constitutes the foreseeable future may be different for
each threat, given our confidence in the sources of the data and their
level of certainty regarding future conditions. The proposed rule and
Supplemental Document discuss what information we can reliably use to
reasonably foresee into the future. As discussed below, the Act and our
policies do not require a definitive knowledge of what will happen in
the future, only what we may reasonably predict is likely to occur.
Although there is some inherent uncertainty surrounding the threats we
evaluated for the red knot, this does not prevent us from making a
credible assessment of the likely direction and magnitude of those
impacts, even though it may not be possible to make such predictions
with precision. In addition, the proposed rule and its underlying data
were available for peer review and extensive public review and comment,
but the commenters did not provide additional substantive information
to refute our analysis or assumptions.
Under section 4 of the Act, a species shall be listed if it meets
the definition of threatened or endangered because of any (one or more)
of the five factors that are a basis for making a listing
determination, considering solely best available scientific and
commercial data. Although many species proposed for listing have
undergone, or are undergoing, a population decline, declining numbers
(rangewide or in portions of the range) are not necessary for listing
if a species is facing sufficient threats, now or in the foreseeable
future, to meet the definition of threatened or endangered.
Accordingly, not all threats contributing to a species' threatened or
endangered status must be tied to past or ongoing population declines;
threats for which the species is listed may not be affecting the
species at the time it is being evaluated for listing, but are likely
to do so in the future.
The commenter is incorrect in asserting that ``the default position
for all species is that they are not protected under the Act,'' or that
listings must be based on conclusive evidence. As stated above, the Act
and our policies do not require a definitive knowledge of what will
happen in the future, only what we may reasonably predict is likely to
occur when making a listing determination.
Further, our decisions are not based on speculation or misplaced
intentions. The Act requires the Service to base its listing
determination on the ``best scientific and commercial data available''
(16 U.S.C. 1533(b)(1)(A)). The ``best available science'' requirement
does not equate to the best possible science. Instead, this information
standard simply prohibits the Service from disregarding available
scientific evidence that is better than the evidence it initially
relied upon. The Service is required to rely upon the best available
science, even if that science is uncertain or even ``quite
inconclusive'' (i.e., Trout Unlimited v. Lohn, 645 F. Supp. 2d 929, 947
(D. Or. 2007) (``Trout Unlimited''); Southwest Center for Biological
Diversity v. Babbitt, 215 F.3d 58, 60, 342 U.S. App. D.C. 58 (D.C. Cir.
2000)). The case law cited by the commenters supports this position.
In distinguishing endangered from threatened, Congress defined
``threatened'' species as a species that is ``likely to become an
endangered species within the foreseeable future throughout all or a
significant portion of its range'' (16 U.S.C. 1532(20)) (emphasis
added). Courts have acknowledged the word ``likely'' clearly means
something less than 100 percent certain (Trout Unlimited at 947).
Moreover, courts have found that an agency is entitled to particular
deference where it has drawn conclusions from scientific data (i.e.,
Marsh v. Or. Natural Res. Council, 490 U.S. 360, 375-77 (1989); Ethyl
Corp. v. EPA, 541 F.2d 1, 36 (D.C. Cir. 1976); Oceana v. Evans, 384 F.
Supp. 2d 203, 219 (D.D.C. 2005) (citing cases)).
(28) Comment: Several States and other commenters stated that the
rufa red knot geographic range should include only areas where the
species occurs regularly (annually or near annually), and should avoid
identifying jurisdictions (e.g., States) merely because they represent
continuous geographies between discrete regularly used stopover sites.
As presented in the proposed rule, the red knot range is inconsistent
with how the Service has defined the range of other listed migratory
birds. These commenters also noted that although eBird is a useful
resource, the Service should not have used it as the sole source for
determining the species' range in a listing process, and suggested a
more thorough and comprehensive review of occurrence records should be
conducted.
Our Response: In both the proposed and final rules, we have defined
the rufa red knot's range based on the best available data; however, we
recognize that scientific understanding of this species' range will
likely continue to improve over time. The Service may define a species'
range using State boundaries or other geographically appropriate scale.
How range is defined depends on characteristics of the species' biology
and how it is listed (i.e., as species/subspecies or a distinct
population segment (DPS)). A species' or subspecies' range is typically
described at the state or country scale. While the range of a DPS
listing can include entire States, it is more typically defined at a
more refined geographic scale because we must define where the discrete
entity occurs.
[[Page 73716]]
We defined the rufa red knot's range based on the data from
reliable published scientific literature, submitted manuscripts, and
species' experts; occurrence data; and analysis (e.g., estimated flight
paths based on known wintering and breeding grounds combined with
siting records). The regulations at 50 CFR 17.11(e) state, the
``historic range'' indicates the known general distribution of the
species or subspecies as reported in the scientific literature. The
present distribution may be greatly reduced from this historic range.
This column [in the table at 50 CFR 17.11(h)] does not imply any
limitations on the application of the prohibitions in the Act or
implementing rules. Such prohibitions apply to all individuals of the
species, wherever found [emphasis added]. Therefore, whether a specific
State or geographic area is included or excluded from the textual
description of the rufa red knot's range, the subspecies would be
protected under the Act wherever it may be found, for as long as it
remains federally listed. (See also Our Response 33 below.) Although a
species is listed wherever found, we strive to accurately describe the
range in the 50 CFR 17.11 table based on the best available data at the
time of listing. For earlier listed species such as the piping plover
and Kirtland's warbler, certain tools to help us understand the
migration routes of birds (e.g., satellite transmitters, geolocators,
eBird) were not available at the time.
See Our Response 82 for explanation of how we have interpreted and
utilized eBird data. We did not solely rely on eBird data to determine
the rufa red knot's range. In addition to eBird, we also relied heavily
on Newstead et al. 2013 (draft manuscript we had at the time) and
Morrison and Harrington 1992, and to a lesser degree on Skagen et al.
1999. These four sources constituted the best available data at the
time. For this final rule, we have also considered an analysis for the
Mississippi Flyway done by our Midwest Region Migratory Bird Program
(Russell 2014), the State reports provided by the Central Flyway
Council and other commenters, updated versions of Newstead et al.
(2013) and Carmona et al. (2013), and all other relevant new
information we have received since March 2013 when we completed
drafting of the proposed rule. These new sources further validate our
assumptions and conclusions outlined in the proposed rule. See Our
Response 35, below, and the Supplemental Document (Subspecies
Nonbreeding Distribution) regarding how we have delineated the
nonbreeding ranges of C.c. rufa versus C.c. roselaari based on the best
available data.
(29) Comment: Several commenters, including States, stated that
they were unaware of any reliably used stopover sites for the red knot
in the interior portion of the United States. These commenters
contended that bird occurrence data do not support the existence of
stopover sites (defined as habitats or locations that consistently
provide migrants with the opportunity to refuel and rest) within the
Central Flyway States, and that observed behavior and diet reinforce
the concept that red knots do not regularly use and do not require any
inland wetland locations as stopover sites within the interior of the
Central Flyway. Further, most interior records are for vagrant, single
birds, and interior sightings are so sparse that they are ecologically
insignificant. These State commenters specifically requested removal of
their particular States from the range, and requested that listing of
the rufa red knot not confer any requirements for any Federal or State
agency or private landowner. Conversely, one commenter rebutted that,
as is frequently the case for ``jump'' migrants, periodic weather
events or other circumstances occasionally result in birds being
grounded in locations or habitats that are only infrequently used along
the flyway. This commenter also stated that while this may be the case
for some of the interior areas, recent communications with biologists
working in North Dakota indicate that habitats in this region (e.g.,
Missouri River sandbars) are far more regularly used than eBird records
or other databases would indicate. Further, additional unpublished
geolocator tracks also show use of sites throughout the Missouri
Coteau, on both U.S. and Canadian sides of the border, as spring
migration stopovers. This commenter stated that the Service should make
a more complete assessment of the occurrence of the species in North
Dakota, and possibly other States, by contacting other biologists that
may have additional information that is not captured in electronic
databases.
Our Response: We also are unaware of any consistently used rufa red
knot stopover sites in the U.S. portion of the Central Flyway. However,
all three of our primary sources (Newstead et al. 2013, Skagen et al.
1999, and eBird.org 2014) suggest that habitats in the plains of
southern Canada (Alberta, Saskatchewan, Manitoba) are routinely relied
upon by migrating knots at least under certain conditions (e.g.,
favorable water levels). In addition, from the relatively small sample
size in Newstead et al. (2013, p. 56), one of six birds used North
Dakota for 14 days in spring. We do not yet know how aberrant or
representative this bird was, but these results indicate the
possibility that the documented Northern Plains stopover region may be
found to extend into the United States, as research on midcontinental
migrants continues. This possibility is supported by the new geolocator
information regarding additional knots on the U.S. side of the Missouri
Coteau (D. Newstead pers. comm. May 8, 2014), including three in
northern North Dakota, two in northern Montana, and one possibly
further south (e.g., Nebraska) (D. Newstead pers. comm. May 16, 2014).
Newstead et al. (2013, p. 56) found that the Northern Plains were used
as a northbound stopover by five of six birds in 2010 (including the
one in North Dakota), with the sixth bird using Hudson Bay. Hudson Bay
was used by three of three birds in 2011. Although the sample size
(e.g., recovered geolocators) is small, a large proportion of the
recovered geolocators show red knots using a midcontinental flyway.
Therefore, these results suggest that, in years when conditions favor
it, a large proportion of midcontinental migrants may use Northern
Plains stopovers in spring. In addition, birds using the Northern
Plains as a spring stopover stayed an average of 16.2 days (Newstead et
al. 2013, Table 3); this was not a short stop but actually similar to
the stopover duration in Delaware Bay.
In the proposed rule, we did not define ``stopover site.'' In the
Supplemental Document (Migration--Stopover Areas), we have added
clarification that places where migrant birds stop to rest, drink, and
eat are often described as either stopover or staging sites, with the
two terms frequently used interchangeably (Warnock 2010, p. 621). We
have adopted the definitions of Warnock (2010, p. 621) that all sites
where migrants rest and feed are stopover sites, while staging sites
are a subset of stopovers that provide abundant and predictable food
resources without which birds would incur significant fitness costs.
We agree that many of the inland red knot sightings to date
represent single birds. However, we understand the term ``vagrant'' to
mean a bird that has strayed or been blown far from its usual range or
migratory route; synonymous with ``accidental.'' According to Russell
(2014, p. 1), ``accidental'' implies an extraordinary record, out of
the normal pattern, and unlikely to occur again. Based on this
understanding of the term,
[[Page 73717]]
we disagree with characterizing rufa red knots in the Central Flyway as
vagrant, based on geolocator results showing that the midcontinent does
constitute the most prevalent migratory route for at least some birds
that winter in Texas (D. Newstead pers. comm. May 8, 2014; Newstead et
al. 2013, entire). Based on these geolocator data, we conclude that a
substantial proportion of Texas-wintering knots pass over the Central
Flyway twice annually during migration. Other than the Northern Plains
of southern Saskatchewan (and potentially extending into the northern
U.S. plains), we are not currently aware of any other stopover sites in
the Central Flyway that are routinely or intermittently relied upon by
a substantial number of birds.
Further, there are clusters of sightings records in both the
midcontinent and further east through the Mississippi Valley and along
the Great Lakes. These cluster areas warrant further study to more
fully evaluate their usage as red knot stopovers. (See Supplemental
Document section Migration--Midcontinent--Stopovers.) As recommended by
one commenter, we anticipate a more complete assessment of unpublished
or anecdotal sightings data in the course of recovery planning. The
existence of such additional sightings data, and the geographic
clustering of the eBird data along water bodies, suggest that some
inland areas may, upon further study, be found to routinely or
intermittently support roosting and feeding red knots during migration.
(30) Comment: Several States and other commenters noted Newstead et
al.'s (2013) findings that more than 10,000 red knots from the Atlantic
coast have been uniquely marked. These commenters highlighted the
authors' conclusion that ``The paucity of resightings in Texas suggests
that most of these knots probably do not share the same wintering or
stopover sites as those associated with the West Atlantic flyway.''
Our Response: We agree that available data do not show any use of a
midcontinental (inland Texas through North Dakota) flyway by knots
known to winter or stopover along the U.S. Atlantic coast. However,
Newstead et al. 2013 go on to say, ``The paucity of resightings in
Texas suggests that most of these knots probably do not share the same
wintering or stopover sites as those associated with the West Atlantic
flyway, though the paucity may be the result of limited effort and/or
reporting'' [emphasis added]. Indeed, we have updated the Supplemental
Document with new geolocator data confirming earlier indications (from
resightings) that at least some Texas-wintering knots do mix with
Atlantic coast birds during migration, both in Canada (Migration--
Midcontinent--Spring) and the United States (Migration--Midcontinent--
Flyway Fidelity).
(31) Comment: Several States and other commenters stated that
records of this species' occurrence in the midcontinent suggest red
knots use a ``jump'' migration strategy, whereby birds fly over the
Southern and Central Great Plains and stopover at sites in the Northern
Great Plains, principally in Southern Canada. Further, both spring and
fall migrations involve a single 2- or 3-day flight between the Gulf
coast and Canada.
Our Response: We agree that this picture of midcontinent migration
(long ``jumps'' mainly to Southern Canada) is consistent with best
available data. However, that body of available data (mainly Newstead
et al. 2013, Skagen et al. 1999, and eBird.org 2014) is not extensive.
Newstead et al. (2013) did find 2- or 3-day migration flights between
Texas and the northern stopovers, based on a sample size of eight
geolocators, some of which had been carried by the same birds for 2
full years. In addition to Newstead's research, our review of reliable
national and regional occurrence data (Central Flyway Council 2013;
eBird 2012; A. Simnor pers. comm. October 15, 2012) found multiple rufa
red knot sighting records in every interior State. See Our Response 29
for discussion of potential stopover areas in the interior United
States.
(32) Comment: Several States and other commenters stated that a
separate population of rufa red knots exists in the midcontinent of the
United States and this population may constitute a DPS; therefore, a
DPS analysis should be conducted. Further, these commenters stated that
there is no compelling evidence that the midcontinental population
meets the definition of threatened and none of the threats affecting
the Atlantic coast population are applicable to the midcontinental
population.
Our Response: Under the Act, we may list a species, subspecies, or
a DPS of a vertebrate species. The Act's definition of ``species''
includes ``any subspecies of fish or wildlife or plants, and any
distinct population segment of any species of vertebrate fish or
wildlife which interbreed when mature.'' We have no evidence that the
rufa red knot is composed of separate populations that may warrant
protection of the Act at less than the subspecies level. Based on the
best scientific and commercial data available, we determined the rufa
subspecies of the red knot to warrant listing as threatened throughout
its entire range.
(33) Comment: Several States and other commenters stated that
giving infrequently or unused areas the same standing as regularly used
and critically important sites ultimately hinders conservation efforts
and is counterproductive. Listing in the Central Flyway States will
result in expenditure of resources and create unnecessary bureaucracy
(e.g., to conduct consultations) in areas with little to no occupancy,
potentially diverting resources away from coastal habitats where they
would have substantially greater conservation benefit. Further, listing
in the Central Flyway States has no conceivable conservation benefit to
red knots or to noncoastal wetland habitats, which already derive
protection from other listed species like the piping plover, whooping
crane, and interior least tern.
Our Response: We disagree. The Service must make its determination
on whether a species, subspecies, or DPS meets the definition of
threatened or endangered based solely on the best available scientific
and commercial data. This determination is based only on an analysis of
the population and threats affecting the species as set forth under
sections 4(a) and 4(b) of the Act. The extent to which a potential
listing will or will not advance the conservation of any particular
ecosystem (e.g., noncoastal wetlands) is not a factor we may consider
when determining whether a species meets the definition of threatened
or endangered, nor may we consider economic information, including
workload implications. As discussed above in Our Response 28, the
provisions of the Act apply to all individuals of a listed species
wherever found (emphasis added). Upon listing, therefore, the rufa red
knot is protected by the Act wherever it occurs, even as scientific
understanding of its range will likely continue to improve over time.
That said, the Service has the appropriate tools under sections 7 and
10 of the Act to work with our State, Federal, and private partners to
appropriately evaluate the likelihood of effects to red knots stemming
from proposed activities. Such evaluations will be based on the
species' level of exposure to the proposed activity, including the
frequency and consistency of the species' occurrence in the affected
area, and the type of activity, including its timing and duration.
These evaluations may be done at different geographic scales.
[[Page 73718]]
During the recovery planning process we will focus on those
stopover sites, both coastal and inland, that support the largest
concentrations of birds, based on best available data. Inland habitats
could be an important feature for certain flyways at certain times
(e.g., during particular weather conditions). Based on best available
information, the Texas-wintering birds using the Central Flyway are
important to the red knot's overall conservation because these birds
contribute to the subspecies' resiliency and geographic representation.
Protecting these birds and their habitats under the Act does have
conservation benefit to the rufa red knot.
(34) Comment: One State commented that, given the longitudinal
relationship between the Atlantic coast of the United States and the
Pacific coast of South America, as well as the documented occurrence of
marked Calidris canutus rufa in Panama and the central coast of Chile
(Gonz[aacute]lez et al. 2006), it is conceivable that some C.c. rufa
winter in sympatry (e.g., occur in the same area) with C.c. roselaari
along the Pacific coasts of Peru and Chile. Further, the subspecific
affiliation of the knots that winter along the Pacific coast from
southern Mexico through Chile is currently uncertain (78 FR 60024, p.
60026).
Our Response: We agree. We have updated the Supplemental Document
(Subspecies Nonbreeding Distributions) with considerable new
information and new conclusions regarding the nonbreeding distributions
of the rufa and roselaari subspecies, including areas of likely or
potential overlap.
(35) Comment: Several States and other commenters noted that the
proposed rule includes inland States with low Calidris canutus
occurrence (e.g., Nebraska) while excluding other inland States with
more numerous C. canutus occurrence records (e.g., Utah). Despite past
uncertainty, C.c. roselaari is now believed to be restricted to the
Pacific coast based on current information.
Our Response: Numerical prevalence of Calidris canutus does not
shed light on which subspecies (C.c. roselarri or C.c. rufa)
predominate in any particular area. There is considerable uncertainty
regarding the subspecific identity of C. canutus in the western
interior United States, and it is possible that the two subspecies both
occur in this area during migration. This uncertainty was reflected in
questions 5 and 10 under ``Information Requested'' in the proposed rule
(78 FR 60025). Despite a number of population-wide morphological
differences (USFWS 2011a, p. 305), the rufa and roselaari subspecies
cannot be distinguished in the field because physical variability among
individuals results in overlaps in many physical parameters (e.g., wing
and bill length) between the two subspecies (USFWS 2011a, p. 205;
Harrington 2001, pp. 4-5; Harrington et al. 1988, p. 441). Because
these two subspecies cannot be distinguished in the field, other
methods (e.g., mark-resighting efforts, stable isotope analysis,
genetics) are needed to delineate their distributions (D. Newstead
pers. comm. September 14, 2012).
As discussed under Our Response 28 and detailed in the Supplemental
Document (Subspecies Nonbreeding Distributions--Western Interior United
States), we defined the rufa red knot's Western U.S. range based on
best available data from reliable published scientific literature,
submitted manuscripts, and species' experts; occurrence data; and
analysis (e.g., estimated flight paths based on known wintering and
breeding grounds combined with siting records). While it is possible
that rufa red knots range nearly all the way to the Pacific coast
during migration, we do not have any evidence to date (e.g., genetics,
mark-resightings, geolocator data, or stable isotope data) of rufa west
of the Great Plains. We acknowledge considerable uncertainty around the
subspecies composition in the Western States but conclude, based on
best available data, that the rufa range likely extends to the western
limit of the Great Plains (as mapped by the Level I ecoregions (U.S.
Environmental Protection Agency (USEPA) 2013a)). See also Our Response
82 below.
(36) Comment: One State and several other commenters stated that,
prior to a listing determination, more information is needed regarding
the status and characteristics of red knot populations (e.g.,
population status in Texas, connectivity of migratory flyways). In
addition, gathering more scientific research on the red knot population
in Texas will improve viability assessments of the entire subspecies
throughout its range.
Our Response: The proposed rule presented best available data
regarding red knot population size, diet, habitat use, and threats in
Texas, as well as the prevalence and migration patterns of Calidris
canutus rufa versus C.c. roselaari in Texas (Rufa Red Knot Ecology and
Abundance pp. 5-7, 9, 14-16, 21-24, 27, 34-35, 42; Factor D pp. 10-11;
78 FR 60024, pp. 60030, 60033, 60035, 60039-60042, 60044-60045, 60052,
60056, 60059, 60063, 60078, 60081, 60085-60086, 60089, 60092). Section
4 of the Act directs that listing determinations be made on the basis
of the best scientific and commercial data available. We evaluated
approximately 1,400 references during the preparation of the proposed
rule, and communicated with numerous species and threats experts, to
comply with this data standard required by the Act. We solicited peer
review on the proposed rule. Peer review comments are reflected in the
Supplemental Document, which has also been updated with new data
regarding Texas, the nonbreeding distribution of rufa red knots, and
connectivity of the flyways (Subspecies Nonbreeding Distributions;
Migration; Migration and Wintering Habitat) that has subsequently
become available through the public comment period and clarification
from experts. Although a more complete picture of red knot ecology in
Texas will be helpful for recovery planning, research to generate these
new data is not yet available. As discussed in Our Response 27 above,
the ``best available science'' requirement does not equate to the best
possible science. We acknowledge certain data gaps (78 FR 60024, pp.
60024-60025) and uncertainties, some of which are inherent in all
natural systems and all evaluations of future conditions; however, we
conclude that the best available data are sufficient to document
several population-level threats to the red knot, as well as its
reduced population size relative to the early 1980s, and thus conclude
that the red knot meets the definition of a threatened species.
(37) Comment: One State commented that the proposed rule did not
provide comprehensive population numbers for either the historical or
current population size for this subspecies or estimates that encompass
the entire wintering range, the entire nesting range, or all of the
potential migration stopover habitats along the U.S. Atlantic coast.
This commenter believes the proposal gave undue importance to
population trends at only two locations, Delaware Bay and Tierra del
Fuego, and that maximum percent declines at these two sites are not
sufficient for an evaluation of the severity of the apparent
[rangewide] population decline. Further, because the red knot is highly
mobile and individual birds and flocks appear to be capable of using
different locations as stopover points from year to year, a more
rigorous approach than subsampling should be used to assess population
changes. Another commenter believes 40 years of data are not enough to
show a trend in red knot populations and the Service
[[Page 73719]]
should look at hundreds of years of data.
Our Response: As discussed in the Supplemental Document (Population
Surveys and Estimates), we conclude that we do not have sufficient
reliable data on which to base a precise rangewide population estimate.
Thus, we have instead considered the best available data, which
consists of survey data for specific regions. In the proposed rule, we
limited our conclusions to trends within each regional data set (Rufa
Red Knot Ecology and Abundance, pp. 53-54), though we did note a
temporal correlation between declines at Tierra del Fuego and Delaware
Bay (Rufa Red Knot Ecology and Abundance, p. 48). Although we lack
sufficiently robust data to conclude if other wintering and stopover
areas also declined, we conclude it is likely that declines at Tierra
del Fuego and Delaware Bay drove an overall population decline (i.e.,
lower total numbers), because these two sites are believed to have
supported a large majority of rangewide knots (see Our Response 38). We
note that our calculation of those regional declines (75 percent at
Tierra del Fuego and 70 percent at Delaware Bay) are based on averages
of early and late time periods, calculated to smooth out inherent
variability in the data. In contrast, the maximum declines (i.e.,
comparing only the single lowest count with the single highest count)
were both recorded in 2011 and show an 81 percent decline at Tierra del
Fuego and an 87 percent decline at Delaware Bay. Despite the above-
mentioned limitations in producing a rangewide population estimate, we
do note that several analyses conducted by others all concluded red
knot numbers declined, probably sharply, in recent decades. While we
did not rely on these other analyses, we do note that they are
independently consistent with the conclusions we draw from the
available (regional) data sets.
A more rigorous survey regime to estimate rangewide population
changes over time may become available in the future. For example,
mathematical population size estimates based on marked birds were begun
in 2011 in Delaware Bay (J. Lyons pers. comm. September 3, 2013) and
Georgia (GDNR 2013). This new method does not yet allow for trend
analysis because only a few data points are available, and does not yet
have the geographic coverage to permit a rangewide population estimate.
However, the Act requires that we make listing determinations based on
the best available data. The proposed rule identifies and evaluates the
best available population information, which is associated with high
confidence in those regions with long time series and consistent survey
methods (e.g., Delaware Bay, Virginia, Tierra del Fuego).
We disagree that these best available data cover an insufficient
time period for trend analysis. Even with inherent annual variability,
we conclude the available data are sufficient to document a sharp and
prolonged period of decline in red knot counts in Delaware Bay and
Tierra del Fuego in the 2000s. Further, we have gathered best available
historical data dating back to the mid-1800s, as presented in the
proposed rule (Rufa Red Knot Ecology and Abundance) and the
Supplemental Document (Historical Distribution and Abundance, pp. 33-
36). Although these historical data do not permit a quantitative
analysis, they do convey a consistent qualitative account of historical
declines and followed by, at least, a partial recovery.
(38) Comment: One State questioned the validity of applying the
observed decline in Delaware Bay to the entire population since,
despite its apparent importance, the bay represents only a small
portion of the Atlantic coast and the potential stopover habitat
available to migrating red knots.
Our Response: While, geographically, Delaware Bay represents only a
small proportion of the total U.S. Atlantic coast, we conclude the bay
supports a significant proportion of the total rufa red knot population
during spring migration (Brown et al. 2001, p. 10), as discussed in the
proposed rule (Rufa Red Knot Ecology and Abundance, p. 29). Although no
current, reliable, rangewide population estimate is available, reliable
regional population data are available (see Our Response 77; Rufa Red
Knot Ecology and Abundance, pp. 38-52; and Population Surveys and
Estimates in the Supplemental Document). We have analyzed the most
recent estimates of red knot numbers from each wintering region,
Delaware Bay peak counts from the past 10 years, and Delaware Bay total
passage population estimates from the past 3 years. Based on this
analysis, we conclude that Delaware Bay continues to support the
majority of red knots during spring.
That said, we agree that extrapolation of population declines in
Delaware Bay to the rest of the red knot population should be
conservative and undertaken only when supported by corroborating data.
In the proposed rule, we presented data for specific regions (Rufa Red
Knot Ecology and Abundance, pp. 38-52) and limited our conclusions to
trends within each regional data set (Rufa Red Knot Ecology and
Abundance, pp. 53-54). However, we also stated, ``the pattern and
timing of these declines in Delaware Bay relative to Tierra del Fuego
and other stopovers is suggestive of a decrease in the overall
population'' (Rufa Red Knot Ecology and Abundance, p. 48). We agree
that this statement was imprecise and have revised the Supplemental
Document (Population Surveys and Estimates--Spring Stopover Areas--
Delaware Bay) to clarify our conclusions drawn from best available
data. We have also revised the Supplemental Document (Summary--
Population Surveys and Estimates) to clarify, ``Although we lack
sufficiently robust data to conclude if other wintering and stopover
areas also declined, we conclude it is likely that declines at Tierra
del Fuego and Delaware Bay drove an overall population decline (i.e.,
lower total numbers), because these two sites supported a large
majority of rangewide knots during the baseline 1980s period.''
(39) Comment: One State commented that the annual variation in the
Delaware Bay peak counts suggests that knots are capable of altering
their stopover behavior between years. It is unlikely that the actual
population fluctuates at the high magnitude reflected in the Delaware
Bay peak counts; therefore, year-to-year changes are probably related
to variations in passage rates for birds moving through the region and
variations in the use of multiple stopover sites.
Our Response: We agree that the Delaware Bay peak counts are highly
variable, but conclude that much of the short-term (year-to-year)
variation can be attributed to the fact that peak counts are only a
proxy measure for the total passage population. Year-to-year
differences in the month-long patterns of arrival and departure would
affect the percentage of total passage population that is captured by
each year's peak count (e.g., some years more birds may depart early
and be missed by the late-May peak count). It is also possible that the
survey date has missed the true peak number of birds in some years,
particularly after 2008 when weekly, season-long survey efforts were
scaled back to focus only on the end of May. That said, we also agree
that red knots may switch between mid-Atlantic stopovers between, and
even within, years, and that this flexibility may explain part of the
variability in the data from both Delaware Bay and Virginia
(Supplemental Document tables 8 and 11). We noted this flexibility in
spring stopovers in the proposed rule (Rufa Red Knot Ecology and
Abundance, p.
[[Page 73720]]
20). Despite the high variability, we attach high confidence to the
long-term trend evident in the Delaware Bay peak count data, based on
the consistent methods and observers, particularly during the core
years of 1986 to 2008.
(40) Comment: One State and several other commenters stated that
recent population estimates calculated from resightings of banded knots
using capture-recapture statistical methods should not be conflated
with long-term data sets of maximum 1-day (peak) counts.
Our Response: The proposed rule (Rufa Red Knot Ecology and
Abundance, pp. 47-51) did not conflate population estimates derived
from these two different methods. As we explain in the Supplemental
Document (Population Surveys and Estimates--Spring Stopover Areas),
because birds pass in and out of a stopover area, the peak count (the
highest number of birds seen on a single day) for a particular year is
lower than the total passage population (i.e., the total number of
birds that stopped at that site over the course of that migration
season). For this reason, we have not compared data sets estimating
total passage population (from capture-recapture statistical methods)
with those of peak counts (maximum 1-day counts). We present these data
sets separately in tables 9 to 13 of the Supplemental Document, with
data updates where available.
(41) Comment: One State concluded that peak red knot numbers in
Delaware Bay have been stable to increasing since 2002, while another
commenter concluded that red knot numbers in Delaware Bay continue to
decline.
Our Response: We disagree with both of these conclusions. We find
that peak counts from 2002 through 2008 continued to show a slight
downward trend. Peak counts from 2009 through 2014 appear to have been
stable to slightly increasing, despite lower confidence in these recent
counts due to multiple shifts in methodology and surveyors. Average
peak counts for the last decade (2005 to 2014) remain about 70 percent
lower than during the baseline period of 1981 to 1983. See Supplemental
Document, Population Surveys and Estimates--Spring Stopover Areas--
Delaware Bay.
(42) Comment: One State and several other commenters noted that the
ARM model established a threshold of red knot abundance (45,000 or half
of the historical peak counts) which, when reached, will trigger female
crab harvest. As this threshold was derived from peak counts, it must
be adjusted upward to account for differences in methods before it can
be judged against new estimates of total stopover population derived
from mark-resighting data. One State also commented that the mark-
resighting method is of limited value in trend assessment because
population estimates cannot be made retrospectively, but did
acknowledge that it is probably the most robust method of estimating
actual stopover population numbers and, therefore, will be useful in
developing future trend information.
Our Response: We agree that the threshold must be revised and note
that this adjustment has already been made. This threshold, used in the
ASMFC's management of the HSC fishery under the ARM, has now been
adjusted upward to account for differences in methodology. In September
2013, the ASMFC's Delaware Bay Ecosystem Technical Committee adopted a
ratio of 1.82, and adjusted the threshold from 45,000 to 81,900 red
knots. This ratio may be refined when the ARM model is re-evaluated in
the future (ASMFC 2013e, p. 1). We agree that this is a robust method
of estimating stopover populations, but also agree that the mark-
resighting method cannot yet be used for trend analysis because too few
data points are available to date. No accurate estimates of the total
stopover population using the methods of J. Lyons (pers. comm.
September 3, 2013) can be calculated prior to 2011, when the required
data began to be collected. However, estimates prior to 2011 are not
needed to implement the ARM model as decisions on HSC harvest are based
upon the current populations of HSCs and red knots. For red knot
population trend analysis in Delaware Bay, we have relied on the peak
counts (see Our Responses 37 and 39.)
(43) Comment: One State said that it had difficulty evaluating the
geographic adequacy of the winter surveys in Tierra del Fuego and the
southern coastline of Argentina, because these surveys may or may not
cover a sufficiently large portion of the wintering range to develop a
comprehensive population estimate. This State questioned if it is
possible that red knots winter outside of the surveyed area further
north along the coast lines of Argentina and Chile, or on the Falkland
Islands.
Our Response: Much of what we know about the distribution of
wintering red knots along the coasts of South America comes from
Morrison and Ross (1989), who reported the results of aerial surveys
conducted from 1982 to 1986. This survey effort covered nearly the
entire Atlantic, Pacific, and northern coasts of South America
(Morrison and Ross 1989, Vol. 1, p. 22). During these extensive
surveys, Calidris canutus was observed only in Tierra del Fuego and the
Patagonian coast of Argentina, the north coast of Brazil, and western
Venezuela (Morrison and Ross 1989 Vol. 1, pp. 37, 40-41). Although
Morrison and Ross (1989) did not observe C. canutus along the Pacific
coast of South America, they recorded substantial numbers of
unidentified medium-sized shorebirds in several locations, including
some areas with reports of C. canutus from other sources (eBird.org
2014; Carmona et al. 2013, pp. 175, 180; Ruiz-Guerra 2011, p. 194;
Morrison and Ross 1989 Vol. 1, p. 40; Hughes 1979, pp. 51-52). In the
proposed rule (Rufa Red Knot Ecology and Abundance, pp. 38-42), we
presented the data of Morrison and Ross (1989) as well as all available
results of more recent survey efforts for the known and possible range
of C.c. rufa, which includes the east and north coasts of South
America. These data have been updated in the Supplemental Document
(Population Surveys and Estimates). Based on new information indicating
that at least some of the C. canutus on the central Pacific coast of
Chile are also C.c. rufa, we have also added best available abundance
data for the west coast of South America (Population Surveys and
Estimates--Central America and Pacific South America). We are unaware
of any published or unpublished C. canutus reports from the Falkland
Islands, there are no reports of these species for that area in eBird
(eBird.org 2014), and no other datasets for the Falkland Islands were
provided during the comment period. The lack of data may be explained
by an apparent lack of survey efforts.
(44) Comment: One State commented that, based upon its review of
the threats analysis published in the listing proposal, it does not
find compelling evidence that the rufa subspecies of the red knot
warrants listing as a federally threatened species throughout the
eastern half of the United States. Other commenters stated that listing
of the rufa red knot is not warranted based on a lack of compelling
evidence in the proposed rule, and that the threatened determination
relies on speculative future conditions. An additional commenter stated
that a reasonable determination could also be made that adequate
conservation measures already exist to reasonably protect red knot
populations and that forecasting cumulative worst case scenarios to
determine species risk does not meet the test of 50 CFR 424.4(a)(1) for
adding a new species to the list of threatened and endangered species.
Conversely, other commenters stated that we should list
[[Page 73721]]
the red knot as endangered or use our authorities for emergency
listing, while another commenter mentioned that the previous change in
the rufa red knot's listing priority number was no guarantee that it
would be listed.
Our Response: See Our Responses 27, 36, and 71 regarding how we
satisfied the Act's information standard. The proposed rule and its
underlying data were available for extensive public and peer review and
comment. The commenters did not provide additional substantive
information to refute our analysis or assumptions. We disagree that
this listing determination relies on cumulative-worst case scenarios,
and instead find that the red knot meets the definition of a threatened
species based on several population-level threats. Particularly
considering the cumulative effects of ongoing and emerging threats, and
considering that several populations of red knots have already
undergone considerable declines and remain at low levels, we conclude
that the best available data constitute compelling scientific evidence
that the red knot meets the definition of a threatened species.
As noted in the proposed rule (Previous Federal Actions, p. 2), the
listing priority number was changed (from 6 to 3) in 2008. The
commenter is correct that candidate species of any listing priority
number are not guaranteed to be listed--new information may become
available that causes us to change our conclusion that listing is
warranted. However, this is not the case for the red knot. As for the
need to emergency list, this request is moot because the red knot will
become listed as threatened upon the effective date of this rule. As
noted in the proposed rule (Previous Federal Actions, pp. 1-2), we
previously determined that emergency listing was not warranted, and we
had no new information to indicate emergency listing was warranted at
the time of, or subsequent to, the proposed rule.
We have carefully reviewed all new information since the proposed
rule, and continue to find that the red knot meets the definition of a
threatened species under the Act. We do not find that the red knot
warrants listing as endangered based largely on the fact that red knot
populations in Tierra del Fuego and Delaware Bay, although still at
historically low levels, appear to have stabilized since about 2009,
suggesting that the red knot is not currently at risk of extinction,
but is likely to become so in the foreseeable future.
(45) Comment: One State and an additional commenter expressed
concerns that threats in other habitats outside of Delaware Bay are
having a disproportionate effect on the red knot because the Delaware
Bay remains in a ``depauperate state,'' at least as it pertains to
shorebirds (i.e., HSC population levels are too low to provide the
``super-abundance of eggs''). Because of this egg insufficiency,
threats in other habitats used during the red knot's annual cycle will
have a proportionately greater effect on red knot population viability.
Thus, addressing the HSC egg food supply in the bay must remain at the
forefront of red knot recovery efforts.
Our Response: We disagree that the bay is currently ``depauperate''
for shorebirds, but agree that the HSC egg supply should remain a focus
of red knot recovery work. As noted in the proposed rule (78 FR 60024,
p. 60063), most data suggest that the volume of HSC eggs is currently
sufficient to support the Delaware Bay's stopover population of red
knots at its present size. This conclusion seems to be holding, as red
knot weight gain was good during spring 2014, for a third consecutive
year (A. Dey pers. comm. July 23, 2014). However, it is not yet known
if the egg resource will continue to adequately support red knot
population growth over the next decade. Thus, we agree that sustained
focus on protecting the red knot's food supply is vital to the recovery
of the red knot, and will be addressed during the recovery planning
process. Further, we intend to continue our active role in the ASMFC's
management of the HSC fishery. Under the ARM we do not anticipate the
bait harvest will slow red knot population growth (see Our Response 48)
(Smith et al. 2013, p. 8).
We also agree that a number of other threats are likely
contributing to habitat loss, anthropogenic mortality, or both, and
thus contribute to the red knot's threatened status, particularly
considering the cumulative effects of these threats, and that
populations of this species have already undergone considerable
declines in key areas.
(46) Comment: One State and several other commenters stated that
the Delaware Bay HSC population has not recovered and concluded that
management of this fishery to date has not accomplished its objectives
and has proven inadequate to reverse declines. Several commenters noted
that no class of HSC (by sex or age) has shown any recovery as measured
by the Virginia Tech Horseshoe Crab Trawl Survey or the Delaware Bay
16-foot Trawl Survey. Further, positive trends in female HSC
populations are absent, even after 7 years of male-only harvest, which
is consistent with significant unaccounted losses of female crabs, for
example, from mortality caused by biomedical harvest, poaching, and
bycatch. In addition, one State commented that the 2013 defunding of
the Virginia Tech Trawl Survey adds to uncertainty that the data
sources relied upon in the ARM models will be consistently available.
In contrast, one commenter stated that, while the benthic trawl survey
is the best survey to support the ARM, a sound strategy has been
developed to use the NEAMAP data to support the 2014 modeling efforts
for the 2015 fishery, and the ASMFC Horseshoe Crab Management Board and
ARM Working Group anticipate the continued use of the ARM framework for
management.
Our Response: Numerous data sets are available regarding the
Delaware Bay HSC population. We rely on ASMFC's periodic stock
assessments to appropriately weigh and statistically analyze these data
sets to draw conclusions regarding HSC population trends, as discussed
in the proposed rule (78 FR 60024, p. 60066). The Supplemental Document
(Factor E--Reduced Food Availability--Horseshoe Crab Harvest--Link A,
Part 2) has been updated to include the results of the 2013 stock
assessment update. The 2013 stock assessment update concluded that, in
the Delaware Bay Region, there is evidence of increases in certain age
or sex classes, but overall population trends have been largely stable
(neither increasing nor decreasing) since the previous stock assessment
in 2009 (ASMFC 2013b, p. 22). These 2013 stock assessment findings are
consistent with our conclusions in the proposed rule (78 FR 60024, p.
60066) that HSC population declines were observed during the 1990s,
increases (though not a full return to 1980s levels) and stabilization
occurred in the early 2000s, and various data sets have differed with
no consistent trends since 2005. We note that the ARM framework does
not define a ``recovery'' population level for Delaware Bay HSCs, but
instead seeks to set the crab harvest at a level that does not slow the
achievement of an agreed-upon red knot population target.
We disagree that ASMFC's regulatory approach has been inadequate.
In addition to restricting harvests through the Fisheries Management
Plan (including the most recent iteration, the ARM), the ASMFC has
taken several proactive steps including establishment of a Technical
Committee to focus on shorebirds, requesting the establishment of an
HSC reserve in Federal waters, supporting work on alternative baits,
and reducing demand by promoting bait-saving devices. These efforts
[[Page 73722]]
reduced reported landings (ASMFC 2009a, p. 1) from 1998 to 2011 by more
than 75 percent (78 FR 60024, p. 60064). We believe it is premature to
state that the ASMFC's regulatory approach has not accomplished its
objectives. Rather, we anticipate that this regulatory approach,
currently reflected in the ARM framework, will allow for HSC and red
knot population growth to meet ASMFC objectives. However, even highly
successful harvest management under the ARM will only meet its
objectives to the extent that the HSC population remains limited by
harvest. For example, food resources, habitat conditions, and other
conditions that affect growth, survival, and carrying capacity of HSCs
in the Delaware Bay Region may have changed over time and cannot be
affected by management of the fishery.
Regarding when to expect female HSCs to show an increase based upon
existing monitoring programs, several areas need to be considered
including the ability of the monitoring programs to detect change in
the populations, our understanding of how the population may respond,
and other factors such as food availability for HSCs, as well as bait
and biomedical mortality. Horseshoe crabs take 9 to 12 years to reach
breeding age, and modeling suggests that it will likely take longer
than one generation for adult abundance to increase. See Our Response
49 below regarding possible sources of HSC mortality not explicitly
accounted for in the ARM models.
We agree that the Virginia Tech survey is the best benthic trawl
survey to support the ARM. In the absence of the Virginia Tech survey,
we support the ongoing efforts of the ASMFC to adapt the NEAMAP data
for use in the models. However, efforts to date have not identified a
method by which the NEAMAP data can allow for the functioning of the
ARM models (ASMFC 2014b). Stable funding sources for the other baywide
monitoring programs are also a concern. Insufficient monitoring has
already impacted the ability of the ASMFC to implement the ARM as
intended (ASMFC 2014b; ASMFC 2012c, p. 13). If the ARM cannot be
implemented in any given year, the ASMFC would choose between two
options based on which it determines to be more appropriate--either use
the previous year's harvest levels (as previously set by the ARM), or
revert to an earlier management regime (ASMFC 2012e, p. 6). Although
the HSC fishery would continue to be managed under either of these
options, the explicit link to red knot populations would be lost.
Absent the necessary HSC monitoring data to use the ARM models for the
2015 season, ASMFC (2014b) has opted to use the 2014 harvest levels
which we considered at the time to adequately ensure the red knot's
food supply. We have revised the Supplemental Document (Factor E--
Reduced Food Availability--Horseshoe Crab Harvest--Adaptive Resource
Management) to reflect this new uncertainty about the future of the
ARM.
(47) Comment: One State commented that recent efforts to develop an
artificial bait for the conch and eel fisheries could reduce demand for
HSCs as bait and reduce the HSC harvest, thereby benefitting HSC (and
red knot) rebuilding. However, to realize a significant benefit to the
HSC population, the use of artificial bait would need to reduce
harvest/demand for HSCs to a level below quota levels.
Our Response: We agree that HSC alternatives offer the possibility
of substantial conservation benefits to the red knot. In the proposed
rule (78 FR 60024, p. 60067), we noted efforts to develop an artificial
bait to replace HSCs, as well as work toward alternatives to the
biomedical HSC product Limulus Amebocyte Lysate. We have updated the
Supplemented Document (Factor E--Reduce Food Resources--Horseshoe Crab
Harvest--Link A, Park 2) with new information on artificial bait from
the University of Delaware (Wakefield 2013). We support these efforts,
which would reduce or eliminate the demand for harvesting HSCs.
However, until bait or lysate alternatives are widely adopted, we
anticipate that management of HSC harvests under the ARM will continue
to adequately abate the food supply threat to red knots from HSC
harvest in the Delaware Bay. (However, see Our Response 46 regarding
new uncertainty about the future of the ARM.)
(48) Comment: One State and several other commenters expressed
concern that, under the ARM, Delaware Bay HSC populations are not
expected to recover for 60 years. One State indicated that the carrying
capacity of Delaware Bay for female crabs is estimated at 14 million
individuals while the current female population estimate is 4.5
million, and growth to carrying capacity would take more than 100 years
according to simulations by Smith et al. (2013). Another commenter
stated that the number of crabs must return to the levels of the early
1990s to support the recovery of the red knot. Several of these
commenters believed that the ARM models value harvest (give it
``utility'') above a speedy recovery of HSCs. Another commenter stated
that it remains to be seen if the HSC population will respond to recent
harvest quotas set by the ASMFC and that the food supply for red knots
in Delaware Bay remains uncertain for at least the near term.
Conversely, one commenter stated that assertions that the HSC
population must increase by an order of magnitude to have a beneficial
impact on survival of the red knot population are not supported by
defensible data.
Our Response: We disagree with these conclusions regarding HSC
population growth rates and target population levels. In a recent
study, Smith et al. (2013, entire) ran computer simulations to test how
uncertainty affects the management of the Delaware Bay HSC population
under the ARM. These authors presented charts with simulated population
trajectories of both HSCs and red knots. However, these simulations
were intended to illustrate the role of uncertainty in the ARM
framework, not to predict recovery times. Because it is adaptive in
nature (i.e., each year's harvest limits are based on the previous
year's crab and knot population estimates), the ARM is not designed to
answer the question of how long it will take to achieve any particular
HSC or red knot population size in Delaware Bay. The findings of Smith
et al. (2013) have been incorporated into the Supplemental Document
(Factor E--Reduce Food Availability--Horseshoe Crab Harvest--Adaptive
Resource Management).
As explained above in Our Response 46, the ARM framework does not
define a ``recovery'' population level for Delaware Bay HSCs. We do not
assert that any particular HSC population level is necessary to have a
beneficial impact on the red knot stopover population in Delaware Bay.
Further, we do not have any information to indicate that the HSC
population must reach carrying capacity--or must return to early 1990s
levels, or increase by an order of magnitude--to support the full
recovery of the Delaware Bay's red knot stopover population. Instead,
we rely on the adaptive, scientific modeling of the ARM framework to
determine the appropriate HSC harvest level necessary to maximize red
knot population growth.
We disagree that the ARM framework values harvest over maximum HSC
population growth. Under the ARM framework, utility is given to harvest
(i.e., harvest is ``valued,'' and, therefore, allowed) only when knot
and crab populations are above a threshold. Although the simulations by
Smith et al. (2013, p. 8) are not intended to predict actual timeframes
for population
[[Page 73723]]
growth, they did show that the bait harvest levels allowed by the ARM
did not slow red knot population growth relative to a complete
moratorium (see Our Response 121). The simulations by Smith et al.
(2013) suggest these species will take a long time to rebuild (although
we cannot predict how long) due to their inherent biology (long time to
maturity and low survival in early life stages), not due to the ARM
utility values.
We agree that food supply for red knots in Delaware Bay remains a
point of concern. As long as the ARM is in place and functioning as
intended (see Our Response 46 regarding new uncertainty about the
future of the ARM), we anticipate future quotas will continue to be set
at levels that ensure the bait harvest does not impede progress toward
achieving maximum red knot population growth. However, even with highly
successful harvest management under the ARM, the HSC population will
continue to grow only to the extent that it remains limited by harvest;
other factors affecting crab populations cannot be affected by
management of the fishery (see Our Response 46 and Supplemental
Document section Factor E--Reduced Food Availability--Horseshoe Crab
Harvest--Link A, Part 2). Our assessment of the best available data
concludes that the volume of HSC eggs is currently sufficient to
support the Delaware Bay's stopover population of red knots at its
present size; but because of the uncertain trajectory of HSC population
growth, it is not yet known if the egg resource will continue to
adequately support red knot population growth over the next decade.
This conclusion is unchanged from the proposed rule (78 FR 60024, p.
60063).
(49) Comment: One State and several other commenters stated that
the ARM model is based on a number of assumptions that the ASMFC has
not adequately tested, and includes a high degree of uncertainty in
many of the data inputs. These include a lack of information on crab
mortality to sufficiently inform the adaptive management process. These
assumptions and sources of uncertainty render the model less risk-
averse than the commenters find acceptable given the dependence of red
knot recovery on a sufficient growth in Delaware Bay's spawning HSC
population. Assumptions and uncertainties noted by the commenters
include (a) the boundary (geographic extent) of the Delaware Bay Region
(which, if incorrect, could allow for harvest of Delaware Bay crabs
that would not be accounted for in the models); (b) illegal harvest;
(c) crabs harvested and used at sea (not landed in any State); (d)
crabs harvested in Federal waters; (e) bycatch; (f) underreporting,
inaccurate or missing reporting of the sex of harvested crabs; and (g)
mortality from the biomedical harvest.
Our Response: While we agree that there is good correlation between
declines in red knots and declines in HSC abundance based on the best
data available, we note that late arrivals of red knots in Delaware Bay
(for unknown reasons) was a key synergistic factor accounting for the
knot's decline in the 2000s (Baker et al. 2004, p. 878). We recognize
the uncertainties and assumptions raised by the commenters. Such
uncertainties were one reason the ARM was developed, as the purpose of
adaptive management is to allow decisions under uncertainty. The
uncertainties and assumptions, many of which are common to all managed
fisheries, mentioned by the commenters were taken into account when the
ARM was developed. We have reviewed the ARM framework at length and
have spoken with the authors of the modeling. We conclude that the ARM
is risk averse and deals explicitly with uncertainties, and that these
uncertainties do not preclude effective decision-making, a conclusion
supported by Smith et al. (2013).
Updates regarding our previous analysis of each uncertainty or
assumption are presented below. While the ARM framework does not
currently account for these factors explicitly, mortality from sources
other than the bait harvest is potentially reflected in the survival
parameters used in the ARM. Based on best available information, we
conclude that explicit addition of these factors to the models would
not change the harvest levels set by the ARM process. However, we have
revised the Supplemental Document (Factor E--Reduced Food
Availability--Horseshoe Crab Harvest--Adaptive Resource Management) to
clarify that we expect the ARM framework will continue to adapt as
substantive new information becomes available about important factors
(other than the bait harvest) that may limit the continued growth of
the Delaware Bay HSC population (see Our Response 50). In addition, we
note that, since New Jersey has a full moratorium in place, the actual
harvest of HSCs is less than that recommended by the ARM models.
(a) Delaware Bay Region boundary. In the proposed rule (78 FR
60024, p. 60070), we concluded that the ASMFC's current delineation of
the Delaware Bay Region HSC population is based on best available
information and is appropriate for use in the ARM modeling, but we
acknowledged some uncertainty regarding the population structure and
distribution of Delaware Bay HSCs. The commenters have not provided any
new data to help resolve this uncertainty, or alternate boundaries for
consideration. In documenting the technical underpinnings of the ARM,
the ASMFC (2009b, p. 7) acknowledged that the proportion of Maryland
and Virginia landings that come from Delaware Bay is currently
unresolved, but stated that their approach to estimating this
proportion, based on genetic analysis, was conservative. We have
revised the Supplemental Document (Factor E--Food Availability--
Horseshoe Crab Harvest--Adaptive Resource Management) to state that we
anticipate the ARM process will adapt to substantive new information
that reduces uncertainty about the Delaware Bay HSC population
structure and geographic distribution. See Our Response 114.
(b) Illegal harvest. In the proposed rule (78 FR 60024, pp. 60066-
60067), we evaluated available information regarding illegal harvest
(poaching) of HSCs. We have revised the Supplemental Document (Factor
E--Reduced Food Availability--Horseshoe Crab Harvest--Link A, Part 2)
to update the poaching discussion with new findings from the ASMFC
(2014a). Although notable poaching has been reported outside the
Delaware Bay Region, we have no data to indicate that poaching in the
Delaware Bay Region is occurring at levels that would have population-
level effects. See also Our Response 52 below.
(c) Crabs used at sea. In the proposed rule (78 FR 60024, p.
60067), we discussed the unregulated harvest of HSCs from Federal
waters that are not landed in any State, but exchanged directly to a
dependent fishery. We have updated the Supplemental Document (Factor
E--Reduced Food Availability--Horseshoe Crab Harvest--Link A, Part 2)
with new information from the ASMFC (2014a) regarding the possibility
of such crabs, mainly crabs caught as bycatch, being harvested and used
at sea. While there is no indication of the extent or amount of this
activity or whether it exceeds the legal bycatch allowances that are
set by each State, there is also no direct evidence of significant
illegal activity and no enforcement cases (ASMFC 2014a, p. 2; M. Hawk
pers. comm. May 27, 2014). We continue to conclude that the level of
any such unreported and unregulated harvest (i.e., that does not result
in landings) is small and unlikely to have population-level effects (M.
Hawk pers. comm.
[[Page 73724]]
April 29, 2013; G. Breese pers. comm. April 26, 2013).
(d) Harvest from Federal waters. Horseshoe crabs caught in Federal
waters and landed in any State count toward the quotas established by
the ASMFC. Horseshoe crabs caught in Federal waters and not landed in
any State (used at sea) were discussed under item (c), above.
(e) Bycatch. Bycatch was discussed in the proposed rule (78 FR
60024, p. 60067). We have updated the Supplemental Document (Factor E--
Reduced Food Availability--Horseshoe Crab Harvest--Link A, Part 2) with
new information about bycatch as well as commercial discard. Horseshoe
crabs caught as bycatch that are landed in any State count toward the
quotas established by the ASMFC and may be kept only if the harvester
holds a permit (M. Hawk pers. comm. May 27, 2014). Horseshoe crabs
caught as bycatch that are not landed in any State (used at sea) were
discussed under item (c), above.
(f) Reporting problems. We have no data that underreporting and
inaccurate or missing reporting of the sex of harvested crabs is
impeding the functioning of the ARM process.
(g) Biomedical harvest. See Our Response 50 below regarding
biomedical harvest of HSCs.
(50) Comment: One State and several other commenters expressed
concern that the mortality of HSCs bled for biomedical use is not
included in the ARM models, and that mortality rates have been
documented well above those used by the ASMFC (e.g., for assessing if
the biomedical threshold has been surpassed). In addition, sublethal
effects on bled crabs are not considered, and the biomedical harvest is
expected to continue growing. Further, it is unclear if bled crabs
captured in Delaware Bay are released near the location of their
capture or nearer to the bleeding facilities, all of which are outside
of the Delaware Bay region and would represent a loss of these crabs to
the Delaware Bay population. One commenter noted that the ASMFC's
Delaware Bay Ecosystem Technical Committee recommended in September
2013 that the ASMFC investigate options to incorporate biomedical data
into future stock assessments, which has not been possible to date due
to confidentiality issues.
Our Response: In the proposed rule (78 FR 60024, pp. 60064-60065),
we noted that biomedical collection is currently not capped, but the
ASMFC may consider implementing action to reduce mortality if estimated
mortality exceeds a threshold of 57,500 crabs. This threshold has been
exceeded several times, but thus far the ASMFC has opted only to issue
voluntary ``best practices'' guidelines to the biomedical industry
(ASMFC 2009a, p. 18). We also noted that, using a constant 15 percent
mortality of bled crabs, the estimated contribution of biomedical
collection to total (biomedical plus bait) mortality coastwide rose
from about 6 percent in 2004 to about 11 percent in 2011. We have
updated the Supplemental Document (Factor E--Reduced Food
Availability--Horseshoe Crab Harvest--Link A, Part 2) with new
information on sublethal effects from bleeding (Anderson et al. 2013),
and to note that, despite a recommendation by the ASMFC's Horseshoe
Crab Technical Committee to use of a range of 5 to 30 percent mortality
(ASMFC 2013c, p. 8; ASMFC 2012a, p. 6), the ASMFC continues to assume a
constant 15 percent mortality rate for bled crabs (M. Hawk pers. comm.
May 28, 2014; ASMFC 2013b, p. 9; ASMFC 2009a, p. 3). Available data
suggest the biomedical industry generally returns bled crabs to their
waters of origin.
As shown in the Supplemental Document (table 23), the 2012 estimate
of coastwide biomedical mortality (about 80,000 crabs) remains small
compared to the coastwide bait harvest (about 730,000 crabs) (note that
these figures are not specific to the Delaware Bay Region). Given the
relative magnitude of biomedical mortality, we conclude that even
considerable uncertainty around this estimate would not currently
prevent the ARM framework from functioning as intended. However, we
support the recommendation of the Technical Committee for ASMFC to
investigate options to incorporate biomedical data into future stock
assessments while avoiding breaches in confidentiality (ASMFC 2013e,
p3). Further, we have revised the Supplemental Document (Factor E--
Reduced Food Availability--Horseshoe Crab Harvest--Adaptive Resource
Management) to clarify that we expect the ARM framework will continue
to adapt as substantive new information becomes available about any
important factors (other than the bait harvest) that may limit the
continued growth of the Delaware Bay HSC population. Such factors are
not currently well known, but could include demographic and ecological
constraints on population growth, as well as sources of direct
mortality that are not currently captured by the ARM models (e.g.,
biomedical, poaching, bycatch). In particular, accounting for
biomedical mortality may become important if the contribution of the
biomedical harvest to total mortality continues to increase. It should
be noted, however, that much of the biomedical harvest occurs outside
the Delaware Bay Region and would, therefore, fall outside of the ARM
framework.
(51) Comment: One State commented that removing Mispillion Harbor
from the analysis of annual Delaware Bay egg density estimates has no
biological or statistical justification and introduces bias. The
Delaware Bay Ecosystem Technical Committee reviewed these data and
determined that the high egg densities observed in Mispillion Harbor
are not an outlier because they are consistently high from year to year
and play a significant role for red knots in the Delaware Bay
ecosystem. Furthermore, HSC egg densities in Delaware are increasing
since 2005 (see Kalasz 2013 interim report).
Our Response: In the proposed rule (78 FR 60024, p. 60068), we
stated that Mispillion Harbor consistently supports a substantial
portion of the red knots in Delaware Bay, and that exclusion of
Mispillion Harbor from statistical analyses is problematic. Thus, we
discussed the statistical relationship between egg density and red knot
weight gain both with and without Mispillion Harbor, as reported by Dey
et al. (2013, pp. 18-19). We have added the findings of Kalasz (2014)
to the Supplemental Document (Factor E--Reduced Food Availability--
Horseshoe Crab Harvest--Link B, Part 2).
(52) Comment: One State commented that the proposed rule contains
an unsubstantiated allegation of HSC poaching as a factor impacting HSC
populations, which is unreasonable given that the current HSC
population is likely no less than the estimated 20 million HSCs in the
Delaware Bay in 2003, indications that the spawning HSC population in
the Delaware Bay has been stable or increasing, the scrutiny and
capabilities of State enforcement officials, the fact that HSC bait
prices have increased tremendously in response to restrictions put in
place (as evidenced by the import of Asian HSCs), and the difficulty in
concealing large quantities of [illegal] HSCs. Conversely, another
commenter stated that they have witnessed HSC harvest in a salt marsh
on the North Shore of Long Island, New York, and found that oversight
of harvest regulations is lacking. In addition, this commenter also
believes that the harvest limit is too high.
Our Response: We disagree with this characterization of our
conclusions in the proposed rule. In the proposed rule (78 FR 60024, p.
60066), we reported that the ASMFC's Delaware Bay
[[Page 73725]]
Ecosystem Technical Committee had speculated about possible factors
that may explain the lack of recent HSC population growth in the
Delaware Bay Region, but committee members did not reach consensus
regarding which factors are more likely (ASMFC 2012c, p. 12; ASMFC
2012d, p. 2). The possibility of excessive documented and undocumented
mortality was among these factors (ASMFC 2012d, p. 2). Therefore, we
further investigated several possible sources of additional mortality
outside the authorized bait harvest quotas, including biomedical
mortality, poaching, bycatch, and unregulated harvest (i.e., from
Federal waters and not landed in any State) (see Our Response 49).
Specific to poaching, we presented documented instances of enforcement
actions in New Jersey and New York. We have updated the poaching
discussion in the Supplemental Document (Factor E--Reduced Food
Availability--Horseshoe Crab Harvest--Link A--Part 2) with new findings
from the ASMFC (2014a), which further document notable levels of
illegal harvest outside of Delaware Bay, but which have not changed our
conclusion that minimal poaching (well below the levels that would
cause population-level effects) has been observed in the Delaware Bay
Region. Specific to oversight in New York, officials are aware of
significant harvest pressure in the spring, and anticipate possible
illegal activity by implementing significant spring enforcement details
(ASMFC 2014a, p. 1). We agree that the best available estimate of the
HSC population in Delaware Bay is about 20 million crabs and that
spawning HSC abundance has been stable, though not increasing (see Our
Response 109). We also agree that poaching is receiving appropriate
scrutiny from enforcement officials (ASMFC 2014a). See Our Responses 2
and 120 regarding the price of bait and the import of Asian HSCs.
(53) Comment: One commenter stated that dredging beginning in the
1960s has degraded HSC habitat.
Our Response: In the proposed rule (78 FR 60024, p. 60039), we
addressed effects to HSC spawning habitat from shoreline stabilization
including hard structures and beach nourishment, but not from dredging.
We do not doubt that dredging has and continues to degrade HSC habitat
in some locations. However, we do not address this issue in the
Supplemental Document because we have no information that dredging is
impacting HSC habitat in Delaware Bay, which is the only region in
which red knots are highly reliant on HSC eggs as a food resource. That
said, we have revised the Supplemental Document (Migration and
Wintering Food) with new information that HSC eggs are eaten, and often
preferred, by red knots along other parts of the U.S. Atlantic coast,
and may be a locally important component of the knot's spring diet.
Thus, we anticipate that the recovery planning process will include
evaluating threats to the HSC egg supply in other areas outside
Delaware Bay.
(54) Comment: One State commented that the recent reduction in food
availability in Delaware Bay was identified as the most detailed and
persuasive threat, but this threat affects only those birds that
migrate along the Atlantic coast, and it may not affect all migrating
birds equally. The birds wintering along the northern coast of South
America or along the Florida peninsula should have a lesser need to
gain as much weight because of their shorter migration and may be
minimally affected by food reduction. Another commenter stated that the
Tierra del Fuego wintering population, which relies most heavily on
HSCs, has declined disproportionately.
Our Response: We agree that best available data suggest southern-
wintering red knots (from Argentina and Chile) are more reliant on
Delaware Bay than are northern-wintering birds (e.g., from northern
Brazil and the Southeast), as discussed in the proposed rule (Rufa Red
Knot Ecology and Abundance, pp. 31-33). We have revised the
Supplemental Document (Wintering and Migration Food--Possible
Differential Reliance on Horseshoe Crab Eggs) to more clearly present
these data, and to emphasize observed differences between red knots
that winter in Argentina and Chile versus knots that winter farther
north (Wintering--Northern Versus Southern Wintering Regions;
Migration--Differences in Migration Strategy by Wintering Area).
However, we conclude that the best available data are insufficient to
evaluate effects of the HSC harvest on northern-wintering red knots
over recent decades, and we cannot conclude they were ``minimally
affected'' by food reduction in Delaware Bay. We presented information
about the Tierra del Fuego wintering population decline in the proposed
rule (Rufa Red Knot Ecology and Abundance pp. 39-45; 53) and have
revised the Supplemental Document (Wintering--Northern Versus Southern
Wintering Regions) to clarify and emphasize this point.
(55) Comment: One State commented that the 70 percent loss of HSC
spawning habitat in Delaware Bay reported in the proposed rule due to
Hurricane Sandy is only reflective of New Jersey and not, necessarily,
Delaware. The State said it is also difficult to determine how the 70
percent loss was quantified or how much of any such loss can actually
be attributed to that one event. Another commenter agreed with the
estimate of a 70 percent decrease in HSC spawning from Hurricane Sandy
and noted that, while the beach was restored in time for the red knot
spring stopover because of successful fundraising efforts, a similar
winter or early spring storm could result in beaches stripped of sand
with no time or funds for restoration.
Our Response: As noted in the proposed rule, biologists found a 70
percent decrease in optimal HSC spawning habitat in New Jersey
following Hurricane Sandy (Niles et al. 2012, p. 1), and beach
nourishment is being pursued as a means of restoring this habitat
(Niles et al. 2013a, entire Niles et al. 2013b, entire). We have
revised the Supplemental Document (Factor A--Accelerating Sea Level
Rise--United States--Northeast and Mid-Atlantic--Delaware Bay Horseshoe
Crab Habitat) to clarify that the 70 percent loss refers to the New
Jersey side of Delaware Bay only, and that this loss is relative to
2002 but was identified by Niles et al. (2012) to be mostly a result of
Hurricane Sandy.
We agree that changes in storm patterns may be a threat to the red
knot. While variation in weather is a natural occurrence and is
normally not considered a threat to the survival of a species,
persistent changes in the frequency, intensity, or timing of storms at
key locations where red knots congregate (e.g., key stopover areas) due
to climate change can pose a threat. Storms impact migratory shorebirds
like the red knot both directly and indirectly, including through
changes in habitat suitability. Beach losses accumulate over time,
mostly during storms, and even the long-term coastal response to sea
level rise depends on the magnitudes and timing of stochastically
unpredictable future storm events (Ashton et al. 2007, pp. 7, 9).
Should storm patterns change, red knots in Delaware Bay would be more
sensitive to the timing and location of coastal storms than to a change
in overall frequency. Changes in the patterns of tropical or extra-
tropical storms that increase the frequency or severity of these events
in Delaware Bay during or just prior to May would likely have dramatic
effects on red knots and their habitats (Kalasz 2008, p. 41) (e.g.,
through direct mortality, delayed HSC spawning, delayed departure for
the breeding grounds, and short-term habitat loss) (78 FR 60024, pp.
60028-
[[Page 73726]]
60029, 60032, 60034, 60037, 60073). This information is presented,
unchanged and under the same headings, in the Supplemental Document.
(56) Comment: One State commented that the potential near-term
threat posed by sea level rise is reduced by the fact that coastal
habitats are likely to shift and re-form as sea level changes, except
in those areas that are armored or constrained by coastal
infrastructure (78 FR 60024, p. 60032).
Our Response: We agree. However, as noted in the proposed rule (78
FR 60024, p. 60035), if shorelines experience a decades-long period of
high instability and landward migration, the formation rate of new
beach habitats may be slower than the rate at which existing intertidal
habitats are lost. In addition, low-lying and narrow islands may
disintegrate rather than migrate, representing a net loss of red knot
habitat. Furthermore, the extent to which habitat migration is
constrained by human activity is extensive--about 40 percent of the
U.S. coastline within the range of the red knot is already developed
(78 FR 60024, p. 60042). These conclusions are supported by new studies
evaluating the vulnerability of shorebirds (including Calidris canutus)
to sea level rise (Galbraith et al. 2014, p. 7; Iwamura et al. 2013, p.
6; National Wildlife Foundation 2013, p. 28; Whitman et al. 2013, pp.
2, 19, 64); we have added these updates to the Supplemental Document
(Factor A--Sea Level Rise).
(57) Comment: One State commented that, within the listing
proposal, all of the potential impacts that are predicted to occur as a
result of sea level rise are based upon geomorphic modeling that
assumes a 1-meter (m) increase in sea level. At the current rate of sea
level rise, which ranges from 2.5 to 3.5 millimeters (mm)/year (78 FR
60024, pg. 60030), the 1-m threshold will not be reached for another
140 to 300 years. Even the low end of this range is well beyond the
temporal scope that should be applied to a listing decision.
Our Response: We disagree with the commenter's projected rate of
sea level rise, and conclude that appreciable effects to red knot
habitats from accelerating rates of rising sea levels are likely to
begin over the next few decades, not centuries (Iwamura et al. 2013, p.
6; Miller et al. 2013, pp. 3, 14; Vargas et al. 2013, pp. 22, 80;
Galbraith et al. 2002, pp. 177-178). In fact, erosion has already led
to loss of roost habitat in Delaware Bay (Niles et al. 2008, p. 97) and
we expect ongoing erosion due to sea level rise to accelerate. As
discussed in the proposed rule (78 FR 60024, p. 60029), and updated in
the Supplemental Document (Factor A--Sea Level Rise--Rates), the rate
of sea level rise has accelerated and is ``very likely'' to increase
further (IPCC 2013a, p. 25). Although estimated future rates remain
rather uncertain, some research suggests that sea levels could
potentially rise another 2.5 to 6.5 ft (0.8 to 2 m) by 2100. The IPCC
(2013a, p. 26) recently concluded there is ``low confidence'' in sea
level rise projections over 3.3 ft (1 m) by 2100. However, for the most
recent National Climate Assessment (Melillo et al. 2014), Parris et al.
(2012, p. 2) evaluated various sea level rise scenarios and have ``very
high confidence'' that global mean sea level rise will be between 0.7
and 6.6 ft (0.2 and 2.0 m) by 2100, which is generally the range we
considered in this listing determination.
(58) Comment: Several States noted the beneficial effects of beach
nourishment in maintaining habitat for red knots and other shorebirds.
These States urged the Service to use caution when discussing the
detrimental impacts of hard structures and beach nourishment as
restoration or coastal protection strategies. These States commented
that experience clearly demonstrates the value of such techniques to
red knot beach habitats in Louisiana, and that beach nourishment is the
best and only method to maintain and prevent the loss of suitable HSC
spawning habitat due to erosion and sea level rise in a hydrologic
system with limited sediment input, such as Delaware Bay. Likewise, one
commenter noted that not all portions of the coast are equally impacted
by erosion (i.e., from sea level rise); thus, restrictions stemming
from listing should be allowed to vary geographically and should leave
open management options for habitat and beach restoration projects.
Our Response: We make a distinction between beach nourishment and
beach stabilization structures (i.e., hardening structures). With few
exceptions, we have concluded that hard structures are detrimental to
red knot habitat (Winn et al. 2013, p. 22). In contrast, beach
nourishment may be either detrimental or beneficial depending on the
circumstances (Nordstrom and Mauriello 2001, entire; Defeo et al. 2009,
p. 4; Rice 2009, entire; Peterson et al. 2006, entire; Peterson and
Bishop 2005, entire; Greene 2002, p. 5). The effects of beach
nourishment are expected typically to be short in duration. Human
attempts to harden the shoreline are considered generally a threat to
the red knot, because hardening curtails the natural coastal processes
that create and maintain the most suitable red knot habitats.
Notwithstanding our overall conclusion on stabilization, we noted in
the proposed rule (78 FR 60024, p. 60037) that, in a few isolated
locations, hard structures may enhance red knot habitat, or may provide
artificial habitat. We also noted that, where shorebird habitat has
been severely reduced or eliminated by hard stabilization structures,
beach nourishment may be the only means available to replace any
intertidal habitat for as long as the hard structures are maintained
(78 FR 60024, p. 60037). Further, wholesale reorganizations of barrier
systems and the loss of some low-lying islands may occur under
scenarios of rapid sea level rise, and shorelines may experience a
decades-long period of high instability during which the formation rate
of new red knot habitats may be slower than the loss of existing
habitats, as indicated in the proposed rule (78 FR 60024, pp. 60032,
60035).
We agree with the commenters that, under such circumstances, human
intervention in coastal processes may be the only means of maintaining
shorebird habitat. Due to local and regional factors, Louisiana is
already experiencing extreme rates of land loss and barrier island
disintegration; we acknowledge that Louisiana's stabilization efforts
may be maintaining habitat in areas where it would otherwise be lost.
We likewise acknowledge the benefits of beach nourishment to red knot
foraging habitat in Delaware Bay. Thus, we have revised the
Supplemental Document (Factor A--U.S. Shoreline Stabilization and
Coastal Development) to further note that both hard and soft (beach
nourishment) stabilization efforts may also benefit red knots under
circumstances of rapid erosion and land loss due to accelerating rates
of sea level rise, locally or regionally exacerbated by limited
sediment inputs. Coastal management projects generally involve Federal
funding or authorization and may, therefore, be reviewed on a case-by-
case basis under section 7 of the Act, thus ensuring flexibility for
geographic differences.
(59) Comment: One State and several other commenters stated that
the loss or impairment of other migration staging areas (outside of
Delaware Bay) is of great importance to the red knot especially at low
population levels. Geolocator data show that red knots spend
considerable portions of their life cycle along the Atlantic coast, and
that their habitat use and needs during fall migration demand greater
attention. July and August are the months when the
[[Page 73727]]
greatest numbers of red knots occur along the Atlantic coast. This
period is also the time when beaches and other coastal areas are under
the most pressure from human activities, thus creating the greatest
potential for disturbance to migrating red knots. Wintering areas used
by red knots, particularly in the Southeast, also are subject to
intense and persistent recreational use.
Our Response: We agree. In the proposed rule and in the
Supplemental Document, we present a comprehensive analysis of threats
to the red knot from habitat loss (Factor A) and disturbance (Factor E)
throughout its range. Conservation actions to abate these threats will
be evaluated during the recovery planning process.
(60) Comment: One State and several other commenters noted that red
knots are part of one of the largest congregations of migrating
shorebirds in North America, a congregation that converges along the
shores of the Delaware Bay and contributes significantly to the local
economy (e.g., through ecotourism). The threatened status of the red
knot is substantiated by the similar decline in a long list of other
Arctic-nesting shorebirds, including other species that use Delaware
Bay as a primary staging area during spring migration and rely on HSC
eggs during the spring staging period. Further, listing the red knot
and creating the basis for recovery will improve the situation for all
of these shorebirds. Likewise, some commenters concluded that listing
the red knot will benefit other shorebirds that share its wintering
habitat in the United States. Conversely, some commenters suggested
that listing the red knot may not be necessary because this species
already receives incidental protections due to its geographic overlap
with other protected species and protected areas.
Our Response: The Service recognizes the importance of Delaware Bay
to other shorebird species besides the red knot, and the importance of
the bay's ecosystem to local communities. We also recognize that
listing the red knot may bring incidental conservation benefits to
other species that share its habitats in Delaware Bay and rangewide.
However, the Act requires that we use only the best available
scientific and commercial data to evaluate whether a species meets the
definition of a threatened or endangered species based on the five
``listing'' factors (section 4(a)(1)(b)). Thus, in making a listing
determination, we may not consider the implications of possible listing
for other species, the broader ecosystem, or local communities. (Once a
species is listed, however, conservation of its supporting ecosystems
is a principal focus of our recovery planning, and a central purpose of
the Act.) We evaluated the conservation efforts that are already
benefitting the red knot, including those that accrue from its overlap
with other listed species and its occurrence in some protected areas.
Notwithstanding several important ongoing conservation efforts, we
conclude that the rufa red knot meets the definition of a threatened
species, based on best available data. See Our Response 2 regarding
other implications of listing that we may not consider in evaluating
whether a species meets the definition of a threatened or endangered
species under the Act.
(61) Comment: Juvenile red knot survival and recruitment into the
adult population may currently be the most significant factor facing
the species. Over the past decade, juvenile survival has been low and
recruitment into the adult population has been limited. Little is known
about where juveniles spend their first 2 years or their survival rate.
Given the suggestion that their range is in the Caribbean or northern
South America, there is potential that hunting could impact survival,
as juveniles would be more vulnerable to hunting pressure.
Our Response: We agree it is possible that low juvenile survival
and recruitment may be limiting population growth, and that juvenile
survival may be impacted by hunting (e.g., if juveniles spend a large
percent of their annual life cycle in regions where shorebirds are
hunted, if juveniles are na[iuml]ve to hunting, or both). Because we
find these theories plausible and worthy of further investigation, we
have mentioned them in the Supplemental Document (Longevity and
Survival; Factor B--Hunting--Caribbean and South America). However, we
note that these theories currently lack supporting documentation. We
have also updated the Supplemental Document (Breeding--Nonbreeding
Birds; Wintering--Juveniles; Migration) with the first two available
geolocator results from juvenile birds showing where they spent their
first years.
(62) Comment: Several States and other commenters stated that wind
energy development was an unlikely threat to the red knot in the
interior United States because research by Newstead et al. (2013)
indicates that midcontinental migrating birds travel at a rate of
approximately 58 km per hour. It is unlikely that birds could migrate
this rapidly by flying at low altitude. Most likely, these birds are
migrating at a height of several thousand feet and are passing well
above all wind turbines and communications towers. Conversely, one
commenter rebutted that the referenced speed is an average of the
minimum flight speeds of those individuals. In reality, birds
experience both headwinds and favorable tailwinds over the duration of
a 2- or 3-day nonstop flight, which would effectively reduce or
increase their speed, respectively. It is also likely that the birds
would increase or decrease their altitude in response to those
conditions, so it is not appropriate to infer that all flights follow
the same trajectory or altitude. Further, red knots and other
shorebirds are capable of considerable speeds in still air, approaching
or exceeding 58 km per hour. Thus, red knots would not necessarily need
the wind assistance found at high altitudes to achieve the estimated
(average, minimum) flight speed.
Our Response: As discussed in the proposed rule (78 FR 60024, p.
60090), some experts estimate the normal cruising altitude of red knots
during migration to be in the range of 3,281 to 9,843 ft (1,000 to
3,000 m), well above the estimated height of even a 10-MW turbine (681
ft; 207.5 m). However, much lower flight altitudes may be expected when
red knots encounter bad weather or high winds, on ascent or descent
from long-distance flights, during short-distance flights if they are
blown off course, during short coastal migration flights, or during
daily commuting flights (e.g., between foraging and roosting habitats)
(Burger et al. 2012c, pp. 375-376; Burger et al. 2011, p. 346).
Supporting evidence for these expert opinions comes from other Calidris
canutus subspecies and other shorebirds in Europe (see Supplemental
Document section Factor E--Wind Energy Development--Offshore). Although
the aforementioned sources constitute best available information, we
lack any direct empirical data to verify the typical migration altitude
of rufa red knots, or the degree to which they adjust their migration
altitudes in response to weather or other factors. We agree that,
typically, red knots on long-distance, nonstop flights likely migrate
at high altitudes of 3,281 feet (1,000 m) or more (Burger et al. 2011,
p. 346). However, we disagree with the interpretation that the minimum
flight speed calculated by Newstead et al. (2013) indirectly indicates
the migration altitude of red knots along the Central Flyway; thus, we
have not incorporated this interpretation into the Supplemental
Document. (Also see Our Response 22.)
(63) Comment: One State commented that the proposed rule failed to
include the dwarf surf clam (Mulinia lateralis)
[[Page 73728]]
as an important food resource to fall migrating red knots in Georgia.
This State noted densities of dwarf surf clam vary widely from year to
year, appearing to drive the number of red knots using certain areas,
and they are concerned that a number of predicted changes associated
with global climate change (ocean acidification and warming) may
negatively affect this important prey item.
Our Response: In the proposed rule (Rufa Red Knot Ecology and
Abundance, pp. 26-27), we noted that the spatial distribution of red
knots has been correlated with prey availability in Georgia, and that
the dwarf surf clam is a prey species in Georgia during winter. We have
revised the Supplemental Document (Migration and Wintering Food) to
indicate that the dwarf surf clam is also a primary prey species for
knots during fall. We have also revised the Supplemental Document
(Factor E--Reduced Food Availability--Ocean Acidification; Temperature
Changes) to include new information provided by the commenter regarding
the likely impacts of climate change on the dwarf surf clam in Georgia.
(64) Comment: Several States and other commenters provided new
information regarding habitat and prey in inland areas (e.g., some
knots may use saline lakes in southern Canada, such as Reed, Chaplin,
and Quill Lakes, that are known to support large, mixed-species
shorebird concentrations due to abundant invertebrate resources), while
other commenters contend that red knots may not use inland stopover
sites during migration because of the unpredictable availability of
appropriate prey. Within the interior portion of the Central Flyway,
water levels fluctuate dramatically; therefore, few sites have reliable
gastropod resources, and none support freshwater mussels at a depth
that would be available to red knots.
Our Response: We agree that new information available since the
proposed rule was published suggests that some red knots likely use
inland saline lakes as stopover habitat in the Northern Great Plains.
We have no information to indicate whether red knots may also use
inland freshwater habitats during migration, but some of the new
information discussed under Our Response 29 suggests that certain
freshwater areas may warrant further study as potential stopover
habitats. We have added this new information to the Supplemental
Document (Migration--Midcontinent; Migration and Wintering Habitat--
Inland). We also agree that inland prey resources may be unpredictable.
Newstead et al. (2013, p. 57) supported the idea that inland prey
resources may be unpredictable, but showed inland stopovers are used by
red knots in some years. At least on smaller geographic scales (e.g.,
stopover areas in Argentina, Georgia, South Carolina, Virginia, the
Atlantic coast of New Jersey, and Delaware Bay), knot distribution has
been shown to follow areas of high prey availability, suggesting some
plasticity in migration strategy as prey resources vary in time and
space (Musmeci et al. 2011). Likewise, Newstead et al. (2013, pp. 57-
58) have suggested that knot use of the Northern Great Plains may vary
from year to year based on water levels. Geolocator data indicate the
midcontinental flyway is consistently used by some birds, but the
stopovers within this migratory route may vary depending on
environmental conditions. These conclusions continue to be borne out by
many more geolocator tracks that have yet to be published (D. Newstead
pers. comm. May 8, 2014).
(65) Comment: Several States and other commenters suggested the
Service should conduct a thorough literature review of all available
resources to determine where the red knot occurs regularly because the
species' conservation and recovery will be most effective if they
remain focused on the important coastal habitats that are used by all
individuals.
Our Response: We agree with this conclusion, but assert that we
have already conducted a thorough review of the literature available.
Identifying and protecting the network of important red knot sites is
work that has been ongoing by an international community of shorebird
researchers and conservationists since the late 1970s and continues
today. The results of this extensive work were reviewed in depth for
the proposed rule and the Supplemental Document, and will be further
utilized and built upon during recovery planning.
Public Comments
(66) Comment: A commenter stated that the proposed rule does not
comply with applicable law because the ``foreseeable future'' used by
the Service in this instance is not expressly identified or otherwise
explained. Upon reconsideration, should the Service decide to proceed
with a threatened listing, it must issue a new proposed rule that
clearly identifies the applicable ``foreseeable future,'' explains the
Service's bases for identifying that foreseeable future, and describes
how the Service's interpretation is consistent with the language and
intent of the Act. The best available scientific data and information,
previous findings by the Service, and applicable case law all dictate
that a foreseeable future premised upon climate change impacts does not
extend past mid-century.
Our Response: The Act does not define the term ``foreseeable
future,'' and the Act and its implementing regulations and policies do
not require the Service to quantify the time period of foreseeable
future. For each threat evaluated in the proposed rule and in the
Supplemental Document, we have specified, when possible, the time
horizon over which we conclude likely effects to the red knot can be
reasonably foreseen.
(67) Comment: A commenter stated that if the Service proceeds with
a determination to list the rufa red knot as threatened, the Service
must issue a special rule pursuant to section 4(d) of the Act that
exempts from the section 9 take prohibition all lawful activities that
have not been found to directly and adversely impact the rufa red knot
species. To avoid unnecessary and unintended burdens, or the misuse of
the Act, the Service should propose a special 4(d) rule. Further, the
Service's rationale in support of the polar bear 4(d) rule applies
equally to the red knot.
Our Response: The Act does not specify particular prohibitions for
threatened species. Instead, under section 4(d) of the Act, the
Secretary of the Interior was given the discretion to issue such
regulations as she deems necessary and advisable to provide for the
conservation of such species. Exercising this discretion, the Service
has developed general prohibitions (50 CFR 17.31) and exceptions to
those prohibitions (50 CFR 17.32) under the Act that apply to most
threatened species. At this time, we have no information to suggest
that the take prohibitions are not ``necessary and advisable to provide
for the conservation'' of the rufa red knot to justify a species-
specific 4(d) rule that exempts certain activities from the take
prohibition. However, we will reevaluate this decision in the future if
new information becomes available that indicates a change in the 4(d)
regulations may be necessary and advisable for the red knot's
conservation.
(68) Comment: One commenter requested clarification regarding how
the public comments are evaluated by the Service, and how different
comments are weighed, so that the analysis and decision-making are
based on the input received.
Our Response: We have reviewed all the public comments for
substantive new information and for any
[[Page 73729]]
substantiated alternative interpretations of information we previously
considered. To the extent that such new information and new
interpretations represent best available data, we have incorporated
them into the Supplemental Document and evaluated them in light of our
threats assessment using the five listing factors set forth in section
4 of the Act. Oral testimony on a proposed rulemaking given at a public
hearing is given the same weight as written comments received during
the open public comment period.
(69) Comment: One commenter stated that the Service failed to
conduct, and provide for comment on, analysis required by the Act in
its proposal to list the rufa red knot.
Our Response: We disagree. As stated above, the proposed rule to
list the red knot as threatened under the Act was published in the
Federal Register on September 30, 2013 (78 FR 60024) and made available
for public comment for a total of 133 days (78 FR 60024; 79 FR 18869;
79 FR 27548). In addition, three separate public hearings were held on
the proposal, which exceeded the requirement to hold one hearing if
requested. As explained above under numerous responses to comments, we
appropriately evaluated whether the red knot meets the definition of a
threatened or endangered species under sections 4(a) and 4(b) of the
Act.
(70) Comment: Several commenters expressed concern about how we
conduct peer review or use peer-reviewed documents, stating that
scientific peer review should happen before proposing a species for
listing, not during the public comment period, and that the Service
should include the peer review results next to any cited information
that it disseminates to the public in hearings, documents, and the
Federal Register. Likewise, one commenter stated that designation of a
species as threatened must be based on unquestionable scientific
evidence gathered and analyzed before the designation, not after.
Our Response: As detailed in Our Response 71 below, we use several
sources of data in our listing determinations, including articles from
peer-reviewed journals. In addition, the Service's 1994 Interagency
Cooperative Policy for Peer Review in Endangered Species Act Activities
(59 FR 34270) specifies that we will ``(a) Solicit the expert opinions
of three appropriate and independent specialists regarding the
pertinent scientific or commercial data and assumptions . . . (b)
Summarize in the final decision document (rule or notice of withdrawal)
the opinions of all independent peer reviewers received.'' We have
complied with the Policy by soliciting peer review during the open
public comment period so that any peer review comments received would
be transparently available to the public; peer reviewer comments were
posted in the proposed rule's docket at www.regulations.gov along with
all other received comments. In addition, we made the list of
references reviewed and cited for the proposed rule available via the
proposed rule's docket at www.regulations.gov, properly identified
those citations in the proposed rule, and made it clear in the proposed
rule (78 FR 60024, p. 60025) that these references, along with other
information in the decision record, were available for public
inspection by appointment at the Service's New Jersey Field Office.
Information about the proposed rule summarized in presentations at the
public hearings may not have explicitly identified the citations due to
size limitations on the PowerPoint(copyright) slides, but
hearing participants could obtain this information by reading the
proposed rule and supporting documents, visiting www.regulations.gov,
or making an appointment with the New Jersey Field Office. As required
by the Act, we relied on best available data in determining that the
red knot meets the definition of a threatened species in both the
proposed and final rules. We disagree that listing requires
``unquestionable scientific evidence.'' Rather, as discussed in Our
Response 27, the Service is required to rely solely upon the ``best
available'' science, even if that science is uncertain. New information
that becomes available after listing will be considered during recovery
planning and implementation, and in the course of status reviews we
conduct every 5 years to determine if the species continues to meet the
definition of a threatened or endangered species.
(71) Comment: One commenter suggested that the quality of the data
in the proposed rule was undermined by the number of personal
communications and unpublished sources cited in the document. The
reliance on unpublished data and personal communications suggest a link
to falsified data. Likewise, one commenter stated that the information
contained in the proposal and in supporting documents does not meet the
scientific standards, and another commenter found that the best
available science is poor and incomplete science at best.
Our Response: We disagree. The Service is required to make listing
determinations based on the best scientific and commercial data
available. Sources of data include peer-reviewed journal articles;
field notes and other unpublished data; and personal communications
from species, habitat, and policy experts. We analyze all available
sources of data and use our best professional judgment to determine
their credibility, in accordance with applicable data standards
(Interagency Policy on Information Standards Under the Endangered
Species Act (59 FR 34271); Information Quality Act (P.L. 106-554,
section 515); Information Quality Guidelines and Peer Review (USFWS
2012f, entire)). As required by the Interagency Policy on Information
Standards Under the Endangered Species Act, all sources we reviewed
have been retained as part of the decision record, and all sources we
relied upon are listed in the Literature Cited section of the
Supplemental Document and were available for public review. We are not
aware of any documented instances of falsification or any other
scientifically unethical practices associated with any of the data we
cited in the proposed rule, this final rule, or the Supplemental
Document. As discussed in Our Response 27, the ``best available
science'' requirement does not equate to the best possible science.
Although we acknowledge certain data gaps (78 FR 60024-60025) and
uncertainties, some of which are inherent in all natural systems and
all evaluations of future conditions, we conclude that overall the best
available data are sufficient to document several population-level
threats to the red knot, as well as its reduced population size
relative to the early 1980s, and thus conclude that the red knot meets
the definition of a threatened species.
(72) Comment: One commenter suggested that some red knot
researchers inappropriately published the same data in two or more
publications; designed research to give inaccurate results; and
excluded, altered, or manipulated data. Further, vague or ambiguous
language in the red knot data may rise to falsification, fabrication,
and scientific fraud. This commenter states that the inclusion of
flawed data in the 2007 red knot status assessment prepared for and
disseminated by the Service violates the Service's information quality
standards; the Service was informed during peer review of the 2007
status review that several of the citations were in error, including
inappropriate interpretation of data as evidence of red knot declines.
Our Response: We disagree. We are not aware of any documented
instances of falsification or any other scientifically unethical
practices associated with any of the data we cited in the proposed
rule, this final rule, or the Supplemental
[[Page 73730]]
Document. See Our Response 71 above on our data standards. The 2007
document ``Status Review of the Red Knot (Calidris canutus rufa) in the
Western Hemisphere'' was prepared for the Service by a group of
independent red knot experts and made available on our Web site. An
updated version was published independent of the Service in 2008 (Niles
et al. 2008, entire). While some of the information in Niles et al.
(2008) has been subsequently updated with new information and improved
insights, we have used appropriate information from Niles et al. (2008)
in our listing determination whenever we consider it reliable, current,
and best available.
(73) Comment: One commenter stated that the Service has red knot
bird banding data from North and South America and will not release
these data, citing privilege to authors.
Our Response: This comment is incorrect. Most data regarding the
marking and resighting of red knots are housed and maintained by
BandedBirds.org, which is affiliated with the New Jersey Audubon
Society. Although the Service has provided support to BandedBirds.org,
we do not operate this database, nor set the policies regarding the
dissemination of the data it contains. Throughout the proposed rule and
the Supplemental Document, we present summary information, analysis,
and conclusions drawn from BandedBirds.org data. This is possible
because we obtained limited excerpts from the database through a data
sharing agreement with BandedBirds.org, and we coordinated with the
database manager to ensure that we obtained all necessary permissions
from the individual contributors of the data, as per the policies of
BandedBirds.org. These excerpts have been and remain available to the
public by appointment at the Service's New Jersey Field Office. Certain
red knot resightings data are also available to the public directly at
BandedBirds.org, and access to additional data can be requested from
the database administrator.
(74) Comment: One commenter noted that there are six subspecies of
Calidris canutus and that the Service needs to know more about the
other five subspecies to make a decision about C.c. rufa. This
commenter contends that all the subspecies migrate to the same area,
albeit by different routes, and breed in the same area. However, no one
knows for certain if they interbreed or not.
Our Response: We disagree with this assessment. In the proposed
rule (Rufa Red Knot Ecology and Abundance, pp. 4-7, 9), we presented
best available data that the three recognized North American subspecies
do not interbreed. We have updated the Supplemental Document
(Subspecies Nonbreeding Distributions) with new information regarding
the nonbreeding ranges of Calidris canutus rufa and C.c. roselaari.
There are a few areas of known overlap and additional regions of
potential overlap between the nonbreeding distributions of these two
subspecies. However, all newly available information supports our
previous conclusions that the breeding areas of these two subspecies
are distinct, with C.c. roselaari breeding in Alaska and eastern
Russia, and C.c. canutus breeding in the central Canadian Arctic.
Although C.c. islandica breeds in Canada just north of C.c. rufa, the
islandica subspecies migrates and winters in Europe and does not occur
in the United States. The other three subspecies do not occur in North
America.
(75) Comment: One commenter stated that the International Union for
Conservation of Nature (IUCN) Red List of Threatened Species, cited by
the respected Cornell University Lab of Ornithology, lists the
conservation status of the red knot as one of ``Least Concern'' and,
therefore, concludes the science does not support the Service's
proposal.
Our Response: Under section 4 of the Act, a species shall be listed
if it meets the definition of a threatened or endangered species
because of any of the five factors, considering solely best available
scientific and commercial data. We may not adopt the conservation
classification criteria of other agencies or organizations, such as the
IUCN. However, we do evaluate and consider the underlying data other
agencies or organizations have relied upon in making their own
conservation classifications. Thus, we have reviewed the IUCN Red List
(BirdLife International 2012), and found that the data presented by
this source are for the entire global population (all six subspecies)
of Calidris canutus, and are not specific to the rufa red knot, and are
thus not relevant to this listing determination for the rufa
subspecies. However, based on this review of the IUCN's underlying data
sources, we have made a minor revision to the Supplemental Document,
specifically, the addition of a new reference (Goldfeder and Blanco in
Boere et al. (2006, p. 193)), which supports several of the threats
that were already detailed in the proposed rule.
(76) Comment: One commenter stated that many threats to red knots
are pervasive across the Gulf coast. For example, habitat loss is
occurring across the Gulf Coast (from alteration of hydrology to
development and from sea level rise to mismanagement of the Mississippi
River), and disturbance of migrating and wintering birds is common.
Our Response: We agree that these and other threats are likely
contributing to habitat loss, anthropogenic mortality, or both, along
the Gulf coast, and thus contribute to the red knot's threatened
status, particularly considering the cumulative effects of these and
other threats rangewide.
(77) Comment: Several commenters expressed concern over the
apparent contradiction between the Service justifying a threatened
status for red knot while acknowledging difficulty in estimating the
total population of red knots and recognizing that knot numbers have
been stable in recent years.
Our Response: First, we disagree that there is a contradiction.
While a precise estimate of a species population is an ideal piece of
information to have, it is not a required piece of information for a
listing determination. Under section 4 of the Act, a species shall be
listed if it meets the definition of a threatened or endangered species
because of any (one or more) of the five factors (threats), considering
solely best available scientific and commercial data. Although many
species proposed for listing have undergone, or are undergoing, a
population decline, declining numbers are not required for listing if a
species is facing sufficient threats, now or in the foreseeable future,
to meet the definition of a threatened or endangered species. Based on
our analysis of the five factors, we conclude the red knot meets the
definition of a threatened species, particularly considering the
cumulative effects of ongoing and emerging threats, and considering
that several populations of red knots have already undergone
considerable declines and remain at low levels. Second, although we
have concluded that no current, reliable, rangewide population estimate
is available, we disagree that no reliable population statistics are
available. We have evaluated the best available population data,
consisting of survey data for specific regions (Rufa Red Knot Ecology
and Abundance, pp. 38-52; Population Surveys and Estimates in the
Supplemental Document); see Our Responses 37, 38, and 44 for additional
information.
(78) Comment: One commenter stated that the threat identified by
the Service as driving the recent population decline has been addressed
by management of
[[Page 73731]]
the HSC fishery. Therefore, the red knot may already be on a course to
recovery without listing.
Our Response: We disagree with this conclusion. Although the threat
from HSC harvest is adequately managed under the ARM and red knot
populations have stabilized, knot numbers remain at low levels. We
continue to conclude that reduced food availability at the Delaware Bay
stopover site due to commercial harvest of the HSC--combined with late
arrival of birds in Delaware Bay for unknown reasons--were the primary
causal factors in the decline of rufa red knot populations in the 2000s
(78 FR 60024, pp. 60063, 60076). The threat of late arrivals has not
been abated, and further asynchronies are likely in the future due to
climate change. In addition, we conclude that a number of other threats
are likely contributing to habitat loss, anthropogenic mortality, or
both, and thus contribute to the red knot's threatened status,
particularly considering the cumulative effects of these threats, and
that several populations of this species have already undergone
considerable declines. (Also see Our Response 46 regarding new
uncertainty about the future of the ARM.)
(79) Comment: Several commenters stated that there are insufficient
data to draw credible conclusions about the possible adaptation and
recovery of this species. One commenter stated that the species having
existed for at least hundreds of years is evidence that it has adapted
and survived many previous cycles of natural change without human
intervention. Likewise, another commenter stated that, in the millions
of years red knots have been in existence, extreme variance in
predation, climate, food sources, and other factors have surely
occurred, yet, the birds have survived and thrived at times.
Our Response: We disagree that the red knot's ability to survive
past cycles of natural change--or even past anthropogenic threats like
hunting--are evidence that its adaptive capacity is adequate to survive
the threats it currently faces. First, population declines in the 2000s
demonstrate the red knot's vulnerability to inadequate food resources
and asynchronies. Second, the nature and extent of current threats are
unprecedented, as are the scope and rates of some changes that are
likely to occur over coming decades. For example, the extent of coastal
development and shoreline stabilization has likely never been greater,
rates of sea level rise continue to accelerate, and arctic ecosystems
are projected to change more in the next 100 years than they did over
the last 6,000 years, which is longer than the rufa red knot is thought
to have existed as a subspecies. We also disagree that the rufa red
knot has been in existence for millions of years. As discussed in the
proposed rule (Rufa Red Knot Ecology and Abundance, p. 4), the rufa red
knot is thought to have diverged from other subspecies within the past
1,000 to 5,500 years. However, we agree that information is quite
limited regarding the adaptive capacity of the rufa red knot. Where we
have such information, we stated it in the proposed rule (78 FR 60024,
pp. 60028, 60035, 60047-60049, 60054, 60057, 60061, 60071, 60072,
60074, 60075, 60093, 60095).
(80) Comment: One commenter stated that there is no upward trend in
rufa red knot populations as measured by any consistently applied
methodology.
Our Response: As discussed in the proposed rule (Rufa Red Knot
Ecology and Abundance, pp. 53-54), we generally concur with this
conclusion. One shorter-term data set (2007 to 2013) based on ground
counts in Virginia did show an upward trend through 2012 but was down
sharply in 2013, and a 2013 count from Brazil was markedly higher but
this was likely due, at least in part, to favorable tidal conditions
during the survey. However, two data sets associated with high
confidence (Tierra del Fuego, Delaware Bay) show stabilization at low
levels in recent years following sharp declines in the 2000s. Two other
data sets (South American and Virginia spring stopovers) suggest
declines in the 2000s relative to the 1990s. All other available data
sets are insufficient for trend analysis. Our conclusions regarding
trends in available population data are presented, with only minor
updates, in the Supplemental Document (Summary--Population Surveys and
Estimates).
(81) Comment: One commenter stated that the apparent red knot
decline is based on the inconsistent methodologies, geographic areas,
dates, and times of day, and compares multiple years' estimates against
a single day. Further, total rangewide population estimates reported by
some authors in certain years (e.g., 2004, 2005) have been lower than
counts at individual migration stopovers. Likewise, one commenter
stated that data are insufficient to draw credible conclusions about
the decline of this species.
Our Response: We disagree. We did not rely upon or cite the total
rangewide population estimates mentioned by the commenter. In the
proposed rule (Rufa Red Knot Ecology and Abundance, p. 53), we
concluded that substantial declines occurred in two key red knot areas
in the 2000s: The Patagonia and Tierra del Fuego wintering area and the
Delaware Bay stopover area. We associated these trends with higher
confidence levels based on consistency of methods, coverage, and
observers (Rufa Red Knot Ecology and Abundance, pp. 39, 48).
(82) Comment: Several commenters expressed concern with the
Service's apparent reliance on eBird data because it is citizen science
and not considered scientifically rigorous, is skewed towards
recreational birders and easily accessible locations, and is not
representative of all the places, known or unknown, red knots utilize.
The red knot population does not breed in colonies, which makes
gathering credible population data beyond the reach of recreational
birders. There are certain areas where red knot counts are made, mostly
where birdwatchers are. Many more red knots may be utilizing unknown
habitats and thus may be missed by surveys.
Our Response: First, we disagree that citizen science cannot be
scientifically rigorous. Specific to eBird, we have reviewed the
quality control protocols, which include vetting to minimize the risk
of mistaken bird identification. Second, we conclude that, for some
parts of the red knot's range (e.g., interior States) during some
seasons (e.g., migration), eBird data represent the best available
information. However, we agree that eBird data include reports from
recreational birdwatchers, which are likely skewed toward those times
and places that birdwatchers are active. The data are also temporally
skewed, with far more recent than historical records, likely due to the
growing access and popularity of recording observations electronically.
For these reasons, we have not interpreted eBird records as a complete
geographic representation of the range, nor have we relied upon these
data for trend analysis. We did consider eBird, along with other data,
for certain purposes relevant to listing, such as documentation or
seasonality of occurrence in a particular area. We note that eBird
records for Calidris canutus do not distinguish among subspecies; see
Our Response 35 and the Supplemental Document (Subspecies Nonbreeding
Distribution) regarding how we have delineated the nonbreeding ranges
of C.c. rufa versus C.c. roselaari based on best available data.
Third, we have relied on numerous data sets for our analysis of
population trends (see Population Surveys and
[[Page 73732]]
Estimates in the Supplemental Document). Long-term professional (as
opposed to volunteer) surveys have been conducted in several key areas
because these areas are known to support important concentrations of
red knots and other shorebirds, not based on convenient locations.
Sharp and protracted declines in two of these areas (Tierra del Fuego
and Delaware Bay) in the 2000s were an important consideration in our
listing determination, although declining numbers (rangewide or in
portions of the range) are not necessary for listing if a species is
facing population-level threats (see Our Responses 27 and 77). We agree
that the vast and remote breeding range of the rufa red knot, along
with its solitary nesting habits, largely preclude any comprehensive
surveys on the breeding grounds, either professional or volunteer.
Nonetheless, we conclude that credible population data can and are
collected in certain nonbreeding areas through consistent ground and
aerial counts and, more recently, have been calculated by mathematical
modelling based on resightings of marked birds.
Finally, we agree that not all red knot habitats are fully known,
and some portions of the range are difficult to access or accurately
survey. Although new information continues to emerge about such areas,
new information available since the proposed rule has not changed our
assessment of red knot population declines in Delaware Bay and Tierra
del Fuego in the 2000s, or our evaluation of threats facing this
species.
(83) Comment: One commenter stated that no controlled studies have
been done to compare current red knot populations to prior red knot
populations for the same area. In addition, the two areas (breeding and
wintering) where this species spends most of the year are remote and
not conducive to accurate population and biological studies.
Our Response: We disagree. While the size and remoteness of the
breeding grounds have generally precluded comprehensive surveys, red
knots typically spend only about 4 to 6 weeks per year in the Arctic.
The rest of the year the birds use migration and wintering habitats.
Repeated annual counts are available for several nonbreeding areas,
some of them remote. Some of these counts date back to the early 1980s
(see Population Surveys and Estimates in the Supplemental Document). In
addition, we have gathered best available historical data dating back
to the mid-1800s, as presented in the proposed rule (Rufa Red Knot
Ecology and Abundance, pp. 33-36) and the Supplemental Document
(Historical Distribution and Abundance). Although these historical data
do not permit a quantitative analysis, they do convey a consistent
qualitative account of historical population trends.
(84) Comment: One commenter stated that the notion that Delaware
Bay is the only place used by rufa red knots omits Virginia's red knot
counts, which the commenter states represent 74 percent of the red knot
population in some years.
Our Response: We agree that Delaware Bay is not the only important
spring stopover area. However, due to the HSC egg resource, we conclude
that no single stopover area is more important for the red knot than
the Delaware Bay (Harrington 1996, p. 73). As discussed under Our
Response 38, we have analyzed more recent population data and conclude
that Delaware Bay continues to supports the majority of red knots each
spring. Notwithstanding the importance of Delaware Bay, the proposed
rule (Rufa Red Knot Ecology and Abundance, pp. 17-23) and the
Supplemental Document (Migration) also present information about
numerous other stopover areas across the species' range, including
Virginia. We agree that Virginia is an important spring stopover site,
but disagree that it supports 74 percent of the total red knot
population. We do not have an estimate of the percent of the total rufa
red knot population that uses Virginia. However, by comparing late-May
peak counts from Virginia and Delaware Bay, we can estimate how the
total mid-Atlantic stopover population is typically distributed between
these two areas in spring. Across those years with available data
(1995, 1996, 2005 to 2014), average peak counts in Virginia were about
40 percent as large as those in Delaware Bay.
(85) Comment: Several commenters noted that annual counts of red
knots stopping at Delaware Bay dropped from around 95,000 in 1982 and
1989 to fewer than 15,000 in 2007, 2010, and 2011. Peak counts in 2009,
2012, and 2013 were higher, between 24,000 and 25,000.
Our Response: We agree that the size of the red knot population
stopping in Delaware Bay has declined substantially since the 1980s.
However, we note that 1982 and 1989 were the all-time high counts in
the bay and, therefore, not typical of annual peak counts recorded
during this time period. From 1981 to 1983, average peak counts were
59,946, and from 1986 to 1994, average peak counts were 46,886. (See
Our Response 37 regarding the extent of the decline.) We also agree
that, on average, counts since 2009 have increased somewhat, and we
conclude that the population has apparently stabilized at a relatively
low level (compared to baseline data from the 1980s), or slightly
increased over this period. The proposed rule (Rufa Red Knot Ecology
and Abundance, pp. 48-50) and Supplemental Document (Population Surveys
and Estimates--Spring Stopover Areas--Delaware Bay) present the best
available data regarding population trends in Delaware Bay.
(86) Comment: One commenter stated that data collection methods in
North Carolina are incomplete. Only birds sighted within Cape Hatteras
National Seashore are counted and not the birds on surrounding land or
the dredge islands in the sound.
Our Response: We agree that data collection in North Carolina is
incomplete, but we disagree that surveys occur only in Cape Hatteras
National Seashore. While Cape Hatteras staff only survey areas within
the National Seashore, additional areas are monitored by others. A
public comment letter from North Carolina Wildlife Resource Commission
(NCWRC 2013) summarized all red knot data that could be obtained in a
timely manner, and shows numbers of red knots along North Carolina's
coast, not only in the Cape Hatteras area. Survey efforts outside of
Cape Hatteras include aerial surveys of the North Carolina coast,
surveys at Cape Lookout National Seashore, surveys at shoals in the New
Drum Inlet area, contract shorebird surveys at beach nourishment
project areas, shorebird surveys at a storm-created inlet, and red knot
observations incidental to other surveys (NCWRC 2013). Although data
collection in North Carolina already goes well beyond the Cape Hatteras
area, additional survey improvements can be made to increase
understanding of the seasonal locations and numbers of red knots in the
State (S. Schweitzer pers. comm. June 29, 2014). We anticipate that a
holistic, rangewide review of data collection efforts and gaps will be
an important component of the recovery planning process.
(87) Comment: Several commenters noted information about red knots
along the Gulf Coast. One commenter stated that although several data
sets do exist to provide some red knot abundance data, rigorous surveys
that are typically used to detect long[hyphen]term species trends are
lacking for many parts of the Gulf coast. Other commenters provided new
data, including some anecdotal, regarding declines in the population of
red knots wintering on the Gulf of
[[Page 73733]]
Mexico from Florida to Texas. Likewise, one commenter stated that long-
term data show significant declines of rufa red knots across the Gulf
of Mexico.
Our Response: We agree that long-term data sets for the Gulf Coast
are lacking and anticipate that a holistic, rangewide review of data
collection efforts and gaps will be an important component of the
recovery planning process. However, we consider the existing and new
data received to be the best available data and have used it
appropriately to draw conclusions in the Supplemental Document
(Population Surveys and Estimates). Available information is quite
limited and localized for Louisiana and Texas, but suggest that
declines may have occurred (D. Newstead pers. comm. May 8, 2014;
Johnson 2013, p. 1). In eastern parts of the Gulf, any declines likely
reflect (at least in part) the shifting of some southeastern knots to
the Atlantic coast.
(88) Comment: One commenter stated that the red knot marked with
flag B95 has lived at least 20 years. Thus, red knots have a very slow
repopulation rate.
Our Response: We do not dispute the age of B95, but we disagree
with the conclusion the commenter derives from it. We agree red knot
reproductive rates are likely low, but note that little information is
available on this issue. First, B95 is the oldest known rufa red knot,
and thus believed to be not typical of the average life span. In the
proposed rule (Rufa Red Knot Ecology and Abundance, p. 7), we stated
that few red knots live for more than about 7 years. We have revised
this section of the Supplemental Document (Longevity and Survival) with
new information about long-lived individuals, such as B95, that
suggests the typical life span may be somewhat longer than 7 years, but
20 years is still considered an outlier. Second, although long life
spans can be related to slow reproductive rates in some groups of
animals, we have little data to indicate typical reproductive rates in
rufa red knots. The Supplemental Document (Breeding Chronology and
Success) presents what little data we have regarding red knot
reproductive rates. Although there is much uncertainty around typical
reproductive rates, certainty is high that the red knot's reproductive
success varies widely among areas and years and is highly sensitive to
predation and weather, as discussed in the proposed rule (Rufa Red Knot
Ecology and Abundance, pp. 11-12).
(89) Comment: Several commenters stated that the United States
serves only as a migration corridor twice a year. What little bit of
time the red knot spends in the eastern United States is a situation
that has not been fully studied.
Our Response: We disagree. First, red knots winter along parts of
the U.S. coast, mainly from North Carolina to Florida and from
Louisiana to Texas. Geolocator data show that red knots wintering in
the Southeast-Caribbean and in Texas spent about 60 and 78 percent of
their year, respectively, along the U.S. coasts (Newstead et al. 2013,
p. 55; Burger et al. 2012b, p. 1). Second, red knots would be unable to
complete their annual migrations without a network of high-quality
stopover sites at which to rest and gain weight, as discussed in the
proposed rule (Rufa Red Knot Ecology and Abundance, p. 23) and the
Supplemental Document (Migration--Stopover Areas).
(90) Comment: One commenter stated that virtually the entire North
American population of red knots uses the shores of the Delaware Bay
during their migration in the spring. Likewise, another commenter
stated that the red knot in North Carolina is at the extremity of its
range because 90 percent of the entire population can be found in a
single day in Delaware Bay.
Our Response: We disagree. The range of the rufa red knot extends
from the central Canadian Arctic to the southern tip of South America.
We acknowledge that no single stopover area is more important for the
red knot than the Delaware Bay (Harrington 1996, p. 73). However, as
discussed in the proposed rule (Rufa Red Knot Ecology and Abundance, p.
29), Delaware Bay provides the final Atlantic coast stopover each
spring for the majority of the red knot population, but not the entire
population (see Our Response 38 above). The proposed rule (Rufa Red
Knot Ecology and Abundance, pp. 17-23) and the Supplemental Document
(Migration) present information about numerous other stopover areas
across the species' range. Specific to North Carolina, habitats in this
State support wintering red knots, and provide stopover during spring
and fall migration (see Population Surveys and Estimates in the
Supplemental Document). Some of the same birds that stop in Delaware
Bay also winter or stopover in North Carolina (BandedBirds.org 2012;
Niles et al. 2012a, entire), and new geolocator data from two juveniles
show these birds spent much of their first (nonbreeding) year (winter
and summer) in the Southeast between North Carolina and Georgia (S.
Koch, L. Niles, R. Porter, and F. Sanders pers. comm. August 8 and 12,
2014).
(91) Comment: One commenter provided new geolocator results that
several Texas-wintering knots followed a fall migration route along the
Atlantic coast, rather than exclusively through the interior of the
United States as stated in the proposed rule. While a midcontinental
migration is probably the most common strategy, there are exceptions
that are potentially important with respect to distinctness of the
population, and the caveat about the inherent bias in geolocator
studies should be given appropriate consideration. Further, high
interannual variability in migratory strategy is illustrated by one
individual red knot for which the commenter has 3 full years of
migration data. Though some sites were used in multiple years, the
actual routes and number of sites varied considerably among years.
Our Response: We thank the commenter, and have added this new
information to the Supplemental Document (Migration--Midcontinent). We
have also eliminated the referenced statement from the proposed rule,
which we agree was an oversimplification, and we have noted the caveat
about the inherent bias in geolocator studies (Research Methods). We
referenced the new data about the migration of Texas-wintering knots
along the Atlantic coast in Our Response 31.
(92) Comment: One commenter stated that red knots have not
declined, but have instead changed their migratory path and habitat
use. Red knots seem to be in smaller groups in many remote places in
both North and South America.
Our Response: We agree there is evidence of changes in the use of
particular migration stopover areas, both historically (Cohen et al.
2008) and more recently (Harrington et al. (2010a, pp. 188, 190). We
also agree that many additional rufa red knot wintering and stopover
areas have been documented in recent decades, some supporting
relatively small numbers of birds. However, we attribute these recent
findings to increased survey efforts, rather than a shift in migration
strategy toward smaller and more widely distributed nonbreeding areas.
In fact, there is evidence that, as numbers declined in the 2000s, red
knot populations wintering in Argentina and Chile actually become more
concentrated, contracting to the core sites on Tierra del Fuego and
leaving few birds at the ``peripheral'' Patagonian sites (Committee on
the Status of Endangered Wildlife in Canada (COSEWIC) 2007, p. 11).
Further, we disagree that any such distributional
[[Page 73734]]
changes can explain the observed declines in the 2000s in Delaware Bay
in spring, and in Argentina and Chile in winter. We have revised the
Supplemental Document (Population Surveys and Estimates--Spring
Stopover Areas--Delaware Bay) to clarify that, although we cannot rule
out the possibility that some or all of the decline in Delaware Bay
could have been caused by birds switching to other U.S. Atlantic
stopover areas, we consider this unlikely based on surveys from
Virginia, and on similarities in the magnitude and timing of the
declines in Delaware Bay relative to Tierra del Fuego and several South
American stopover sites.
(93) Comment: Several commenters stated that the longest distance
migrants (i.e., those red knots that winter in Tierra del Fuego) are
entirely reliant on HSC eggs since the extreme physiological changes
that they undergo for migration, including to their digestive systems,
restrict their diet to soft prey at stopover sites. While knots from
the southeast U.S. wintering areas may still be able to consume small
bivalves, the Tierra del Fuego birds cannot.
Our Response: We disagree with the conclusion that red knots from
Tierra del Fuego cannot digest bivalves during spring migration. We do
recognize that red knots from the Tierra del Fuego wintering area may
be more reliant on HSC eggs than other migrating red knots during the
spring stopover in Delaware Bay, as we discussed in the proposed rule
(Rufa Red Knot Ecology and Abundance, pp. 31-33). However, this section
of the proposed rule also discussed data from Virginia and the Atlantic
coast of New Jersey, where knots from Tierra del Fuego are known to
feed on small bivalves (P. Atkinson pers. comm. November 8, 2012; Smith
et al. 2008, p. 16). The Supplemental Document (Wintering and Migration
Food--Possible Differential Reliance on Horseshoe Crab Eggs) has been
revised to more clearly present these data; see Our Response 54.
(94) Comment: One commenter stated that recent studies from Dr.
Allan Baker at the Royal Ontario Museum in Canada show genetic
differences between the rufa population that winters in Florida, the
population that winters along the northern coast of Brazil, and the
longest distance migrant population that winters in Chile and
Argentina. This commenter cites conclusions from Buehler and Piersma
(2008) that Argentina-Chile populations are more vulnerable to energy,
nutritional, timing, and immune ``bottlenecks'' with potential fitness
consequences than the shorter-distance migrant populations of red
knots. The commenter believes the red knot is only one species with
several populations, but shows that what happens on the tip of one
continent can have effects across the flyway.
Our Response: We are aware of this study by Dr. Baker investigating
possible genetic differences between red knots by wintering area, but
we do not have permission to cite his preliminary results, which have
not yet been published. Therefore, we do not consider it to be
``available,'' and thus, we may not consider its findings in our
listing determination. We have reviewed Buehler and Piersma (2008) and
conclude that both shorter- and longer-distance migrants face tradeoffs
among the various ``bottlenecks'' they face throughout their annual
cycles. However, we have also revised the Supplemental Document
(Wintering--Northern Versus Southern; Migration--Differences in
Migration Strategy by Wintering Region) to discuss more fully the
observed differences between northern- and southern-wintering knots,
including evidence of greater vulnerability of the southern-wintering
group (the longest-distance migrants) to food supplies and arrival
times in Delaware Bay. Based on the best available data, we agree that
the rufa red knot represents one subspecies with several wintering
populations. We also agree that substantial threats anywhere along the
flyway can potentially result in population-level effects.
(95) Comment: One commenter stated that, while Calidris canutus is
somewhat unique among shorebirds as being a specialized molluscivore
during much of its annual cycle, consumption of prey aside from
mollusks in nonbreeding areas is well-documented, especially during
prolonged migratory stopovers (e.g., C.c. rufa and HSC eggs in Delaware
Bay and C.c. roselaari and Pacific grunion eggs in the Gulf of
California). The documented red knot stopovers in the Northern Great
Plains and the seasonal emergence of insect populations in the Central
Flyway, various invertebrates on riverine sandbars, and brine shrimp in
the saline lakes of Saskatchewan may be an ecological correlate to HSC
eggs in the Atlantic flyway.
Our Response: Because we find these ideas plausible, based on our
knowledge of red knot biology, and worthy of further investigation
during forthcoming recovery efforts, we have mentioned them in the
Supplemental Document (Migration and Wintering Food--Inland). However,
we note that these ideas currently lack supporting documentation and
did not rely on this information for our analyses.
(96) Comment: One commenter stated that, in 2012, only 55 percent
of red knots studied in New Jersey reached the departure weight
necessary to ensure their chance to breed in the Arctic. The remaining
birds likely fail to survive the journey or reproduce, which results in
serious population declines.
Our Response: The proportion of red knots attaining the target
departure weight in Delaware Bay should not be confused with the annual
survival rate. Amanda Dey (pers. comm. October 12, 2012) reported that
54 percent of red knots in Delaware Bay reached the target weight by
the end of May 2012. Although this metric fell to 46 percent in 2013,
these 2 years continued an overall upward trend in the percentage of
birds reaching the target departure weight since the mid-2000s (Dey et
al. 2014, pp. 1, 4), and remained relatively high for a third
consecutive year in 2014 (A. Dey pers. comm. July 23, 2014). Further,
although we agree that adequate weight gain in Delaware Bay is vital to
red knot conservation, we disagree that most birds under the target
weight fail to survive the subsequent year (i.e., most low-weight birds
do not die). Using data from 1997 to 2008, McGowan et al. (2011a, p.
13) confirmed that heavy birds had a higher average survival
probability than light birds, but the difference was small (0.918
versus 0.915), as discussed in the proposed rule (78 FR 60024, p.
60069). These survival rates, averaged over the period 1997 to 2008,
could mask more pronounced effects of low departure weights on survival
over shorter periods. For example, the lowest survival estimates
occurred in 1998, just before the period of sharpest declines in red
knot counts (McGowan et al. 2011a, p. 13). The 1998 to 1999 survival
rate estimate was 0.851 for heavy birds and 0.832 for light birds
(McGowan et al. 2011a, p. 9). Based on best available information, we
agree that low departure weights (caused by insufficient food supplies
and late arrivals) were a primary causal factor in the decline of the
rufa subspecies in the 2000s.
(97) Comment: One commenter stated that, for the most part, the
barrier islands along the Atlantic coast are in public ownership, not
private, and are not frequently used for development.
Our Response: We disagree. Land ownership varies widely along the
U.S. Atlantic coast. Past and ongoing coastal development in some areas
is extensive (78 FR 60024, pp. 60038-60043).
(98) Comment: Several commenters expressed concern over how the
Service
[[Page 73735]]
characterized threats to the red knot stemming from climate change and
how that same climate information could be applied to other species.
One commenter acknowledged that effects to the red knot from climate
change could be significant in the future, but noted they are not
currently. Other commenters stated that the proposed rule does not cite
scientific data or information linking red knot population declines
with any climate-related effects, nor does the proposed rule present a
detailed analysis of how or whether climate-related impacts will result
in either reductions in fitness to the red knot species or future
population declines, nor are there models showing the expected effects
of climate change on rufa red knot abundance. The proposed rule
acknowledged that the effects of climate change on the rufa red knot
are unknown, uncertain, and speculative. Further, the proposed rule
purports to forecast the effects of a complex global issue (climate
change) up to 100 years into the future. This approach requires the
Service to rely upon controversial modeling projections of complex data
to forecast a future that is well beyond our reasonable ability to
predict, and to imagine what the speculative biological consequences of
these forecasts will be for the rufa red knot. This is an exercise in
speculation, not an analysis based on existing scientific evidence, and
if used as such then virtually every species may be considered
threatened and this establishes a precedent that renders the Act's
listing process unworkable. These same commenters stated that many of
the threats identified by the proposal (e.g., sea level rise and other
effects of climate change) are by no means unique to the rufa red knot
and may, therefore, be an unreasonable basis for listing since so many
other species would be likewise affected.
Our Response: We disagree with these conclusions. Based on our
review of best available information, we conclude that threats to the
red knot, including those stemming from climate change, are likely to
place this species in danger of extinction in the next few decades (see
Our Response 66 regarding ``foreseeable future''). Not all threats
contributing to a species' threatened or endangered status must be tied
to past or ongoing population declines, if future declines are likely
(see Our Responses 27 and 77). While we continue to conclude that
reduced food availability and late arrivals at the Delaware Bay
stopover site were the primary causal factors in the decline of rufa
red knot populations in the 2000s (78 FR 60024, pp. 60063, 60076),
climate-induced environmental changes likely to affect the red knot are
already occurring and likely to intensify. We have updated the
Supplemental Document (Overview of Threats Related to Climate Change)
with information from recent assessments of the red knot's
vulnerability to climate change indicating a large increase in
extinction risk (Galbraith et al. 2014, p. 7; National Wildlife
Federation 2013, p. 28; Whitman et al. 2013, pp. 2, 19, 64).
We disagree that this listing determination relies upon
``controversial modeling projections of complex data to forecast a
future that is well beyond our reasonable ability to predict.''
Instead, we relied upon mainstream and thoroughly vetted climate
science publications (e.g., from the IPCC, the U.S. Global Change
Research Program, the National Research Council, and the Arctic Climate
Impact Assessment) that present scientifically based ranges of likely
future climate conditions under various emissions scenarios. The IPCC
(2013b) defines a scenario as a coherent, internally consistent, and
plausible description of a possible future state of the world; it is
not a forecast; rather, each scenario is one alternative image of how
the future can unfold. Various levels of uncertainty are associated
with all scientific data and with all analyses of future conditions.
The uncertainty levels associated with different aspects of climate
change have been standardized by the IPCC (see Supplemental Document
table 14). We used this standardized terminology transparently and
consistently in the proposed rule (Climate Change Background, p. 2) and
in the Supplemental Document (Climate Change--Background). The key
findings of climate science--that human-caused climate change is
occurring and will continue to affect temperatures, precipitation
patterns, sea levels, and ocean pH levels--continue to be associated
with high levels of certainty (Melillo et al. 2014, pp. 20-49; IPCC
2013a, p. 7).
We also disagree that the effects of climate change on the rufa red
knot are ``unknown, uncertain, and speculative'' and that the proposed
rule does not present a detailed analysis as to ``how or whether
climate-related impacts will result in either reductions in fitness to
the red knot or future population declines.'' Throughout the proposed
rule (and summarized at 78 FR 60024, pp. 60028-20029), we presented
detailed analyses of best available data (and associated levels of
uncertainty, when available) regarding how red knot habitats and
populations are likely to respond to climate changes over the coming
decades. While biological modeling showing the expected effects of
climate change on rufa red knot abundance may be helpful in future
recovery efforts, such models are not currently available and research
to generate them is not required for the Service to make a listing
determination under the Act's ``best available'' data standard. We
acknowledge that climate change is a complex global issue and that
uncertainties exist. However, the best available science indicates
climate change is expected to affect red knot fitness and, therefore,
survival through direct and indirect effects on breeding and
nonbreeding habitat, food availability, and timing of the birds' annual
cycle. Ecosystem changes in the arctic (e.g., changes in predation
patterns and pressures) may also reduce reproductive output. Together,
these anticipated changes will likely negatively influence the long-
term survival of the rufa red knot.
Finally, we disagree that virtually every species may be considered
for listing due to the effects of climate change, or that climate-
related threats are equally applicable to all species within the
coastal zone. The Act requires the Service to evaluate each species of
concern or petitioned species individually to assess whether listing as
threatened or endangered is warranted. Not all species will be affected
by the effects of climate change in the same manner; each species'
biological traits and population dynamics will make it more or less
resilient to any stressor. That said, it is likely that additional
species will be found to meet the definition of a threatened or
endangered species based on threats stemming from climate change as its
effects intensify in the future.
(99) Comment: One commenter stated that climate change has affected
the red knot because wintering zones have moved farther up in South
America than in the past.
Our Response: We agree that climate change effects are a primary
threat to the red knot, but disagree that such effects have caused a
range shift to date. Although we anticipate that changing climatic
conditions will likely cause latitudinal shifts in the position of some
red knot habitats, we expect such habitat shifts will primarily affect
the red knot within its breeding range (78 FR 60024, pp. 60047-60049),
because the nonbreeding range already spans the entire latitudinal
gradient from Tierra del Fuego to southern Canada. We have no evidence
that red knots have shifted their winter ranges in response to climate
change. We do note that the
[[Page 73736]]
Argentina-Chile wintering area has contracted by about 1,000 mi (1,600
km) poleward (south), which is the direction that would be consistent
with the effects of climate change (Root et al. 2003, p. 57). However,
we conclude that this contraction was not primarily caused by climate
change, but instead a result of an overall decreasing winter population
size in this region (COSEWIC 2007, p. 11). Population declines are
often accompanied by abandonment of ``peripheral'' habitats and a
geographic contraction into only the best (``core'') habitats. A
similar phenomenon was noted for HSCs within Delaware Bay (Lathrop
2005, p. 4).
(100) Comment: One commenter stated that Congress did not intend
for the Act to be used to regulate greenhouse emissions or climate
change. This commenter is concerned that a final listing rule may be
misused or impose undue burdens on American industries or activities,
particularly those that have greenhouse gas emissions. Another
commenter stated that the Service has previously recognized there is
insufficient evidence to establish a causal connection between
greenhouse emissions from particular activities and impacts to certain
species.
Our Response: As stated in the proposed rule (78 FR 60024, p.
60097), a determination to list the rufa red knot as a threatened
species under the Act will not regulate greenhouse gas emissions.
Rather, it will reflect a determination that the rufa red knot meets
the definition of a threatened species, thereby establishing certain
protections for it under the Act.
(101) Comment: One commenter stated that no field data have been
gathered or analyzed to compare the status of red knot populations that
are isolated from human activity to those that are exposed to human
activity.
Our Response: We disagree that field data are not available
regarding the effects of disturbance. In the proposed rule (78 FR
60024, pp. 60076-60079), we presented several studies that include
field data on the effects of human disturbance on red knots and other
shorebirds. We are not aware of any comparative studies of red knot
population trends in high-disturbance versus low-disturbance areas, but
conclude that such studies would be confounded by the migratory
connectivity of red knot sites (i.e., factors affecting survival in any
part of the range may affect populations rangewide), and by other site-
specific factors (e.g., habitat quality, food availability, predation
rates) influencing local or regional population trends.
(102) Comment: Several commenters stated that anecdotal data from
long-term barrier island residents suggest that red knots feed and
carry on unaffected by the presence of some human activity (e.g., surf
fishing) and that operation of offroad vehicles (ORVs) driving within
10 yards of a cluster of red knots that are feeding does not cause them
to be disturbed or fly. Further, drivers of ORVs do not drive in the
same part of the beach used by red knots for feeding, and if there is
any reaction, the flock goes up while the vehicle goes by only to land
again either in the same spot or a little farther away. Thus, the birds
are not being harassed to the point their life cycle is being
threatened. These commenters also contend that cannon netting by
researchers causes a higher degree of disturbance than these
recreational activities.
Our Response: We disagree that red knots are unaffected by human
activity. We agree that red knots may have a minimal response to low
levels of disturbance, and that reaction distances and durations likely
vary with the type and intensity of the disturbance, as well among
sites and among seasons. We also agree that no one particular
disturbance event is likely to impact a red knot's fitness or survival.
However, the cumulative effects of repeated or prolonged disturbance
have been shown to preclude shorebird use of otherwise preferred
habitats and can impact the birds' energy budgets (i.e., their ability
to gain and maintain adequate weight) (78 FR 60024, p. 60079). We
disagree that ORV drivers always remain out of the wet sand of the
intertidal zone where red knots feed. On some beaches, driving on the
dry beach is restricted to prevent damage to dunes and wrack, and in
some areas drivers avoid the dry sand to prevent getting stuck. Even
where driving is restricted to the dry beach, ORV use may disturb
roosting, instead of foraging, red knots.
We agree that certain research methods are highly disturbing to red
knots. Therefore, we anticipate that any recovery permits issued under
the Act will include conditions to strictly limit the extent and
duration of disturbance to red knots from research activities, typical
of the best practices that are already generally followed by the
research community.
(103) Comment: Several commenters stated that the Delaware Bay-wide
HSC egg densities show no upward trend. Another commenter stated that
the decline in HSC egg density on New Jersey's Delaware Bay beaches as
described in the 2007 status assessment is deceptive, there are no data
supporting a problem of egg availability for the red knots on the
Delaware Bay beaches, and the Delaware Bay egg density data and studies
should not be used for management or listing of red knots.
Our Response: We concur that the Delaware Bay-wide HSC egg
densities show no upward trend, but note that we have only moderate
confidence in this data set. We recognize the importance of surface egg
availability to red knots in Delaware Bay, and egg densities have been
statistically correlated with red knot weight gain (Dey et al. 2013,
pp. 18-19; H. Sitters pers. comm. April 26, 2013). However,
methodological concerns with the egg density surveys are described in
the proposed rule and in the Supplemental Document, and limit our
confidence in this data set. The ASMFC recently dropped the requirement
for the States of New Jersey and Delaware to conduct the egg density
surveys, largely because these data are not used in the ARM framework;
however, New Jersey plans to continue the survey on its side of
Delaware Bay (M. Hawk pers. comm. April 8, 2014; ASMFC 2013e, p. 4).
We did rely partly, but not solely, on the egg density analysis as
presented in the 2007 status assessment (which was later updated and
published independent of the Service as Niles et al. 2008). Based on
our own analysis of the egg density data (78 FR 60024, pp. 60067-60068
and Supplemental Document section Factor E--Reduced Food Availability--
Horseshoe Crab Harvest--Link B, Part 2), and considering several
different data sources, we regarded trends in egg density data as a
secondary line of supporting evidence that insufficiency of food
resources was an important factor (along with late arrivals)
contributing to the decline of the Delaware Bay stopover population.
Thus, Delaware Bay egg density data were a relatively minor
consideration in our determination of the threatened status of the red
knot. Despite the lack of upward trends in baywide egg densities, our
assessment of the best available data from several lines of evidence
concludes that the volume of HSC eggs is currently sufficient to
support the Delaware Bay's stopover population of red knots at its
present size. However, because of the uncertain trajectory of HSC
population growth, it is not yet known if the egg resource will
continue to adequately support red knot population growth over the next
decade. This conclusion is unchanged from the proposed rule (78 FR
60024, p. 60063).
(104) Comment: One commenter stated that the number of HSC eggs on
Delaware Bay shores dropped from
[[Page 73737]]
40,000 eggs per square meter (m\2\) in the 1990s to only 1,500 eggs per
m\2\ in 2005.
Our Response: In the proposed rule (78 FR 60024, pp. 60067-60068),
we discussed methodological concerns with the HSC egg density data,
particularly prior to 2005. We attached somewhat higher confidence to
trends since 2005 because methodologies have been more consistent over
that period--there was no significant trend in baywide egg densities
from 2005 to 2012. However, the Delaware Bay egg density data were a
relatively minor consideration in our determination of the threatened
status of the red knot, and are not used in management of the HSC
fishery under the ARM (see Our Response 103 above).
(105) Comment: One commenter stated that the early (1981 through
2000) declines in red knot counts in Delaware Bay were not reflected in
the Argentina-Chile wintering area, which contradicts the assertion
that later (after 2000) declines in this wintering area were caused by
inadequate weight gains in Delaware Bay. Conversely, another commenter
stated that, with fewer eggs to feed on, up to 75 percent of red knots
surveyed on the Delaware Bay suffered a year-on-year decline in their
rate of weight gain between 1990 and 2006. Further, lower weight birds
have been shown to have lower survival rates, and scientific models
predicted that the red knot may become extinct by 2010.
Our Response: We agree there may have been declines in the Delaware
Bay's red knot stopover population prior to 2001, but we also note
considerable variability in the peak count data set that makes it
difficult to detect trends. In contrast, the decline in peak counts in
the 2000s was sufficiently pronounced and sustained that we have
confidence in the downward trend over this time period despite the
variability of the data set. We agree that a number of data sets have
been used to draw conclusions about the correlation between HSC harvest
and red knot population trends. Not all of the data sets agree
completely, suggesting that other factors likely contributed to the red
knot decline (e.g., late arrivals in Delaware Bay, other threats
discussed in the proposed rule). Keeping in mind the limitations of the
various data sets and the biology of HSCs and red knots and looking at
the general trends, we find a temporal correlation between high harvest
levels leading up to the year 2000, and a relatively sudden decline in
the red knot Argentina-Chile wintering population around that same time
period, concurrent with a pronounced decline in Delaware Bay. Moving
from correlation to causation, our conclusion is based on a detailed
analysis (78 FR 60024, pp. 60063-60071 and Supplemental Document
section Factor E--Reduced Food Availability--Horseshoe Crab Harvest):
Although the causal chain from HSC harvest to red knot populations has
several links associated with various levels of uncertainty, the weight
of evidence supports these linkages, points to past harvest as a key
factor in the decline of the red knot, and underscores the importance
of continued HSC management to meet the needs of the red knot.
In the proposed rule (78 FR 60024, p. 60069), we discussed trends
in red knot weight gain, relying mainly on the percentage of red knots
greater than the target weight at the end of May. This metric for
weight gain showed a downward trend in the percentage of heavy birds
starting in 1997, which started to reverse by the late 2000s. In the
proposed rule (78 FR 60024, pp. 60069-60079), we also evaluated the
best available data regarding the link between red knot spring weight
gain in Delaware Bay and the birds' subsequent survival. In this
analysis, we relied primarily on Baker et al. (2004) and McGowan et al.
(2011a), both of which found a link between spring weight gain in
Delaware Bay and survival. We acknowledge the following statement by
Baker et al. (2004, p. 879), ``if the 1997/1998 to 2000/2001 levels of
annual survival prevail, the population is predicted to approach
extremely low numbers by 2010 when the probability of extinction will
be correspondingly higher than it is today.'' However, we did not
evaluate this statement in the proposed rule because the newer results
of McGowan et al. (2011a) indicate those earlier (and lower) survival
rates were no longer prevailing.
(106) Comment: One commenter suggested that other threats such as
disease and research activities may have been responsible for red knot
and HSCs declines, rather than overharvesting of HSCs. Conversely,
another commenter believes gross mismanagement of the HSC fishery has
dramatically decreased the availability of HSC eggs for the red knot
and other migratory shorebirds.
Our Response: As discussed in the proposed rule (78 FR 60024, p.
60063), we completed a detailed analysis of all three threats (disease,
research, HSC harvest) and recognize the effect that formerly excessive
harvesting of HSCs had on the red knot's food resources and the
contribution this activity had to the knot's population decline. See
Our Responses 45 and 46 regarding egg availability and the ASMFC's
regulation of the HSC fishery, respectively.
(107) Comment: Several commenters suggested that supplemental
feeding of red knots in Delaware Bay may be needed until HSC
populations return to levels that provide adequate egg supplies for the
birds.
Our Response: As noted in the proposed rule (78 FR 60024, p.
60063), most data suggest that the volume of HSC eggs is currently
sufficient to support the Delaware Bay's stopover population of red
knots at its present size. However, ensuring the future HSC egg supply
will be addressed during the recovery planning process, and we intend
to continue our active role in the ASMFC's management of the HSC
fishery. We acknowledge considerable uncertainty around the future food
supplies for red knots, in Delaware Bay and in nonbreeding habitats
rangewide. We would not rule out direct human intervention (e.g.,
supplemental feeding) as an appropriate conservation response if food
supplies in any part of the range should someday become so depleted as
to present an imminent, population-level threat. However, we would
consider such a step only as a last resort because it fails to fulfill
a central purpose of the Act, ``to provide a means whereby the
ecosystems upon which endangered species and threatened species depend
may be conserved.'' Although supplemental feeding of wild birds is not
the same as controlled propagation, it has similar conservation
implications (e.g., direct human intervention as opposed to the
conservation of the supporting ecosystem). Thus, we feel this excerpt
from the Policy Regarding Controlled Propagation of Species Listed
Under the Endangered Species Act (65 FR 5690) would also apply to
supplemental feeding: ``Controlled propagation is not a substitute for
addressing factors responsible for an endangered or threatened species'
decline. Therefore, our first priority is to recover wild populations
in their natural habitat wherever possible, without resorting to the
use of controlled propagation.''
(108) Comment: One commenter stated that since the ARM framework
establishes a conservative HSC harvest level for the Delaware Bay
spawning population of HSCs, significant threats are more likely to
occur at other points along the migratory flyways.
Our Response: We agree that, as long as the ARM is in place and
functioning as intended, the ongoing HSC bait harvest should not be a
threat to the red knot (see Our Responses 46 and 48). We also agree
that a number of other threats throughout the knot's range are
contributing to habitat loss, anthropogenic mortality, or both, and
[[Page 73738]]
that these threats are likely to increase in the future. Thus, new
attention to these emerging threats will be imperative for red knot
recovery. However, we also conclude that a sustained focus on
protecting the red knot's food supply--in Delaware Bay and throughout
the range--will also be vital to red knot recovery (see Our Responses
45, 78, and 126).
(109) Comment: One commenter stated that the HSC population in
Delaware Bay has fluctuated between 1.5 and 2 million since 2007.
Several commenters stated that there have been no increases in the
number of female HSCs, or of total crabs, spawning in Delaware Bay.
Our Response 109: We disagree that the HSC population in Delaware
Bay has fluctuated between 1.5 and 2 million. This estimate of 1.5 to 2
million crabs is for spawning adults, and is not the same as the size
of the total baywide HSC population. As indicated in the proposed rule
(78 FR 60024, p. 60065), Smith et al. (2006, p. 461) estimated the
population of HSCs in the Delaware Bay Region in 2003 at about 20
million adults, based on modeling of marked HSCs. We have updated the
Supplemental Document (Factor E--Food Availability--Horseshoe Crab
Harvest--Link A, Part 1) with newer estimates from Smith (2013), based
on a different methodology but showing similar results. Smith (2013, p.
2) reported annual estimates of the baywide population size from 2002
to 2012, with an average over this period of about 19 million and
consistently more males than females.
Specific to spawning crab counts, Swan et al. reported season-long
total counts of roughly 1.3 to 2 million spawning adults along the
Delaware Bay shoreline from 2007 to 2012 (Swan et al. 2012, p. 1; Swan
et al. 2011, p. 1; Swan et al. 2010, p. 1; Swan et al. 2009, p. 1; Swan
et al. 2008, p. 1; Swan et al. 2007, p. 1). We reviewed but, for
methodological reasons, did not rely on this data set from Swan et al.
(2007 to 2012) to evaluate trends in numbers of spawning adult crabs.
Instead, we have relied on spawning HSC density reports prepared for
the ASMFC. We agree there have been no increases in the number of
female HSCs spawning in Delaware Bay. The most recent report of the
density data concluded that baywide spawning activity shows no
statistically significant trends from 1999 through 2012 (Zimmerman et
al. 2013; p. 1). This is a change from Zimmerman et al. (2012, pp. 1-
2), which reported that, although there was no trend in females,
numbers of spawning males showed a statistically significant increase
from 1999 through 2011. This new information has been incorporated into
the Supplemental Document (Factor E--Reduced Food Availability--
Horseshoe Crab Harvest--Link B, Part 1). See Our Response 46 for more
discussion of female HSC population trends.
(110) Comment: One commenter stated that, due to the bait harvest,
the Delaware Bay population of HSCs declined by 90 percent between 1990
and 2006.
Our Response: We disagree that the percent decline for the HSC
population in the Delaware Bay Region can be determined over this time
period, because there are no estimates of the size of this population
prior to 2003 (done by Smith et al. 2006). As no population size
estimates are available prior to the 1990s increase in harvest levels,
we rely on the ASMFC's periodic stock assessments to appropriately
weigh and statistically analyze available data sets to draw conclusions
regarding HSC population trends, as discussed in the proposed rule (78
FR 60024, p. 60066) and the Supplemental Document (Factor E-- Reduced
Food Availability--Horseshoe Crab Harvest--Link A, Part 2); see Our
Response 46.
(111) Comment: One commenter stated that females are the limiting
sex within the HSC population and have a direct ecological link to
migratory shorebirds through their eggs. Under the ARM, female HSCs in
the Delaware Bay region are fully protected for the benefit of
migratory shorebirds. The ARM does not authorize the harvest of females
until the HSC population reaches 80 percent of its carrying capacity,
which is well beyond the realm of traditional fishery management
parameters, reflecting the ecological importance of the resource, and
the risk-averse characteristics of the current management plan. The ARM
model builds upon a male-only or male-biased regulatory strategy for
Delaware Bay HSCs that was adopted by the ASMFC in 2006. The biological
and ecological basis for the male-only harvest is based on the best
available science for the species; males are not limiting within the
HSC population dynamics, and are not ecologically limiting with respect
to HSC egg availability for shorebirds. Well before the adoption of the
male-only harvest strategy in 2006 and the ARM implementation in 2012,
the ASMFC had already reduced the coastwide harvest of HSCs by
approximately 70 percent from reference period landings, through a
series of increasingly restrictive addenda. The HSC quotas in the
Delaware Bay region have been specified by the ASMFC at very low rates
of removal that are fully consistent with both population growth and
ecological sustainability. The 2009 HSC stock assessment indicated the
fishing mortality rates for HSCs in the Delaware Bay region were
consistent with population growth.
Our Response: We agree with this assessment of the importance of
female HSCs. We agree that the strongly male-biased fishery management
was appropriate prior to adoption of the ARM, and a male-only harvest
continues to be warranted based on the current ARM outputs. We conclude
that the ARM provides adequate protection for females from the bait
harvest, but we note that some female mortality does occur as a result
of the biomedical harvest. Other commenters noted that positive trends
in female HSC populations are absent, even after 7 years of male-only
harvest, possibly suggesting losses of female crabs from unregulated or
undocumented sources including biomedical mortality. We discuss this
and other possible explanations for the lack of growth in measures of
female abundance under Our Responses 46 and 49. In the proposed rule
(78 FR 60024, pp. 60064-60065), we noted the shift to a strongly male-
biased harvest, and the successive harvest restrictions that reduced
reported landings from 1998 to 2011 by over 75 percent. We also
discussed the findings of the 2009 stock assessment (78 FR 60024, pp.
60064-60065). The Supplemental Document (Factor E-- Reduced Food
Availability--Horseshoe Crab Harvest--Link A, Part 2) has been updated
to include the results of the 2013 stock assessment update.
(112) Comment: One commenter stated that the 2009 HSC stock
assessment indicated the mortality rates were approximately 70 to 75
percent below the fishing mortality rate associated with maximum
sustainable yield (FMSY). Even without the benefit of the subsequent
ARM model, these removal rates were already well below conservative
levels for important forage species. The 2012 Lenfest report included a
comprehensive examination of marine ecosystems and concluded that
fishing at half of traditional FMSY values results in a low probability
of collapse for forage fish and lower risk for dependent species. The
quotas set by the ASMFC under addenda IV, V, and VI were already well
below these guidelines, and were specifically male-biased to ensure the
ecological sustainability of the fishery.
Our Response: We agree that the 2009 stock assessment reflects
substantial reductions in harvest levels, from their peak at 2 to 3
times FMSY in 1998 and 1999 to 23.2 percent of FMSY (both
[[Page 73739]]
sexes combined) in 2008 (ASMFC 2009a, pp. 25, 57). However, we disagree
that the findings of the 2012 Lenfest report can be extrapolated to
HSCs (e.g, to suggest a harvest level relative to FMSY that is adequate
for dependent species such as red knot and other shorebirds). The
authors of the Lenfest report (Pikitch et al. 2012, p. 4) defined
forage fish characteristics, some of which are not shared by HSCs
(e.g., provide energy flow from plankton to higher trophic levels,
relatively small body size, fast growth, early maturity). Instead, we
rely on the ARM to establish conservative harvest limits that ensure an
adequate supply of HSC eggs to support red knots in Delaware Bay.
(113) Comment: One commenter stated that under addenda IV, V, and
VI to the ASMFC's fishery management plan, HSC harvests in Delaware and
New Jersey were limited, by quota, to 100,000 male HSCs annually per
State. New Jersey's legislature closed its HSC fishery. If both States
utilized their quotas at that time, total harvest would have been less
than 2 percent of the adult male HSC population, which was estimated at
12 million.
Our Response: We agree with this estimate of the percentage of the
male population annually authorized for harvest under these addenda. In
the proposed rule (78 FR 60024, p. 60065), we noted that recent annual
harvests of roughly 200,000 HSCs from the Delaware Bay Region (which
reflects New Jersey's moratorium as well as harvest from the other
three States in the Region) represent about 1 percent of the total
adult (male and female) population. Our estimate of 1 percent is
unchanged in the Supplemental Document (Factor E--Food Availability--
Horseshoe Crab Harvest--Link A, Part 1) even upon updating the landings
and estimated population size with new data.
(114) Comment: One commenter stated that the analysis of HSC
tagging data by the ASFMC's Technical Committee has suggested that
approximately 13 percent of Maryland's catch of HSCs and approximately
9 percent of Virginia's catch, east of the COLREGS line (which delimits
internal from ocean waters), are of Delaware Bay origin. A line of
genetic evidence suggested that 51 percent of Maryland's catch and 35
percent of Virginia's catch, east of the [International Regulations for
Preventing Collisions at Sea] COLREGS line, is of Delaware Bay origin.
When the ASMFC implemented the ARM model in 2012, it required all of
Maryland's catch and all of Virginia's catch east of the COLREGS line
to be male-only, as a precautionary measure, to ensure the ecological
sustainability of these fisheries in waters adjacent to the Delaware
Bay Region.
Our Response: In the proposed rule (78 FR 60024, p. 60070), we
concluded that the ASMFC's current delineation of the Delaware Bay
Region HSC population is based on best available information and is
appropriate for use in the ARM modeling, but we acknowledged some
uncertainty regarding the population structure and distribution of
Delaware Bay HSCs. In documenting the technical underpinnings of the
ARM, the ASMFC (2009b, p. 7) acknowledged that the proportion of
Maryland and Virginia landings that come from Delaware Bay is currently
unresolved, but stated that their approach to estimating this
proportion was conservative. We have revised the Supplemental Document
(Factor E--Food Availability--Horseshoe Crab Harvest--Adaptive Resource
Management) to state that we anticipate the ARM process will adapt to
substantive new information that reduces uncertainty about the Delaware
Bay HSC population structure and geographic distribution. See Our
Response 49.
(115) Comment: One commenter stated that table 9 (reported Atlantic
coast landings) in the proposed rule does not describe the conversion
between pounds and numbers of HSC harvested; thus reviewers cannot
provide meaningful comment on the data.
Our Response: As explained in the proposed rule (78 FR 60024, p.
60064), the HSC landings data given in pounds come from the National
Marine Fisheries Service (NMFS), but should be viewed with caution as
these records are often incomplete and represent an underestimate of
actual harvest (ASMFC 1998, p. 6). In addition, reporting has increased
over the years, and the conversion factors used to convert crab numbers
to pounds have varied widely (ASMFC 2009a, p. 2), thus we are unable to
convert the pounds to numbers of crabs. (For this same reason, the
ASFMC also retains these data in pounds in its stock assessments.)
Despite these inaccuracies, the reported landings show that commercial
harvest of HSCs increased substantially from 1990 to 1998 and has
generally declined since then (ASMFC 2013b, p. 8; ASMFC 2009a, p. 2).
The ASMFC (1998, p. 6) also considered other data sources to
corroborate a significant increase in harvest in the 1990s. Despite the
known problems with this data set, no other data are available
regarding harvest levels prior to 1998; thus, we have considered these
data only to document the very sharp increase in harvest levels that
occurred in the mid-1990s. The ASMFC relies on these data for the same
purpose in its periodic stock assessments (ASMFC 2013b; ASMFC 2009a;
ASMFC 2004)--we consider these stock assessments the best available
information regarding trends in harvest levels. We have revised the
Supplemental Document (added a footnote to table 23) to clarify that
the landings reported to NMFS are provided for context only and cannot
be converted to numbers of crabs and thus cannot be directly compared
to the data reported to the ASMFC.
(116) Comment: One commenter stated that the proposed rule does not
make clear in the discussions of egg availability or harvest pressure
that female HSC harvest in the Delaware Bay bait fishery has been
prohibited since 2006.
Our Response: We have revised the Supplemental Document (Factor E--
Reduced Food Availability--Horseshoe Crab Harvest--Link A) to clarify
this point.
(117) Comment: One commenter stated that efforts to restrict the
HSC fishery are inconsistent from State to State, and that restrictions
imposed by individual States are being successfully challenged and
overturned by the commercial fishing industry. One commenter stated
that other States (besides New Jersey) still do not have a ban on HSC
harvesting, and this needs to be changed. Another commenter stated that
the New Jersey moratorium on HSC fishing in its portion of Delaware Bay
is insufficient to protect the red knot from continued population
decline in the face of coastal development and constant disturbance at
migratory stopover sites and with climate change affecting food
availability in the Arctic.
Our Response: Regulation of the HSC fishery by the ASMFC is
consistent coastwide, in that all member States follow the same
Fisheries Management Plan. However, due to regional and local
differences (e.g., status and trends of HSC populations; nature and
intensity of harvests), each State ends up with different quotas. In
addition, each member State within the ASMFC is required to establish
and enforce its own harvest regulations that ensure compliance with the
Fishery Management Plan, and the specifics of these regulations vary
from State to State. Each ASMFC member State may opt to adopt harvest
limits that are more restrictive than those mandated by the ASMFC, but
these limits would be subject to legal challenges within the regulatory
framework of that State. New
[[Page 73740]]
Jersey's moratorium, which is more restrictive than required by the
ASMFC, results in implementation of the ARM being more conservative
(see Our Response 49), but has also raised concerns about unintended
consequences (see Our Response 120). Notwithstanding the potential
risks and benefits of New Jersey's moratorium, we continue to conclude
that management of HSC harvests under the ARM is adequate to abate the
food supply threat to red knots from HSC harvest in Delaware Bay.
However, even with highly successful harvest management under the ARM,
the HSC population will continue to grow only to the extent that it
remains limited by harvest; other factors affecting crab populations
cannot be affected by management of the fishery. (See Our Response 46
regarding these other factors, as well as new uncertainty about the
future of the ARM). In addition, we agree that, beyond the supply of
HSC eggs, there are other substantial and widespread threats to the red
knot (see Our Response 108).
(118) Comment: One commenter stated that New Jersey's moratorium on
HSC harvest does not appear to have a scientific basis.
Our Response: Each ASMFC member State may opt to adopt harvest
limits that are more restrictive than those mandated by the ASMFC. We
factored New Jersey's moratorium into our analyses of current harvest
levels and management practices, but we recognize that the New Jersey
legislature could decide to lift the moratorium at any time. If that
happens, New Jersey would be required to abide by the ASMFC harvest
recommendations set forth by the ARM process. We conclude that harvest
levels set through the ARM process are adequate to manage the threat to
red knots from insufficient food resources in Delaware Bay.
(119) Comment: One commenter doubted that overharvest of HSCs could
have occurred based on the successively restrictive harvest regulations
implemented in New Jersey from 1993 through 1997.
Our Response: We disagree. No definitions of ``overfishing'' or
``overfished'' have been adopted by the ASMFC for HSC (ASMFC 2013b, p.
21). That said, Delaware Bay's HSC population is affected by harvests
in Delaware and parts of Maryland and Virginia, as well as in New
Jersey. Our evaluation of best available data (78 FR 60024, pp. 60064-
60067 and Supplemental Document section Horseshoe Crab--Harvest and
Population Levels) shows that coastwide harvest levels grew sharply
from 1993 through 1997, and that the 2004 stock assessment found a
clear preponderance of evidence that HSC populations in the Delaware
Bay Region declined from the late 1980s to 2003 (ASMFC 2004, p. 27).
(120) Comment: One commenter stated that the State of New Jersey
still maintains its ultraconservative HSC management strategy of a
moratorium when the ARM framework would allow commercial fishermen to
harvest 162,000 male HSCs from New Jersey outside of the spawning
season. New Jersey's insistence of maintaining a moratorium has led to
some negative biological consequences in redirecting fishing effort to
New York and Massachusetts spawning populations of HSCs, which are now
in decline. The HSC bait shortage has also led to the dangerous
importation of Asian HSCs, all species of which are highly depleted, to
meet the bait needs of the domestic whelk/conch and eel fisheries.
Our Response: We are aware of the finding that decreased harvest of
the Delaware Bay population has redirected harvest to other parts of
the Atlantic coast that now may be at unsustainable levels (ASMFC
2013b, p. 22). As discussed in the proposed rule (78 FR 60024, p.
60067; Factor D: The Inadequacy of Existing Regulatory Mechanisms, p.
12), we also agree the importation of Asian HSCs is a threat to both
the native HSC and the red knot. We have updated the Supplemental
Document (Factor E--Reduced Food Availability--Horseshoe Crab Harvest--
Link A, Part 2) with new information regarding efforts by individual
States to restrict the import of Asian HSCs. The Service will evaluate
the need to expand Lacey Act restrictions on the import of Asian HSCs
at the Federal level. In addition, a Service biologist was recently
selected by the IUCN as one of six scientists to assess and make
recommendations on the status of the HSC throughout its range, with a
counterpart team assessing the Asian species. The Service shares the
concern of this commenter for the coastwide management and conservation
of the HSC, and we intend to continue our active role in the ASMFC's
management of the HSC fishery that considers the Delaware Bay
population in a coastwide context.
We are aware that some ASMFC members have expressed concern that
harvest levels in the Delaware Bay Region, which are set by the ASMFC
and further reduced by New Jersey's moratorium, have raised the price
of bait crabs and thus contribute to both the redirecting of harvest to
other parts of the coast and the increasing interest in importing Asian
crabs as alternative bait (ASMFC 2013f, p. 1). We lack data to
determine the relative roles, if any, of the New Jersey moratorium
versus the coastwide regulation by the ASMFC in driving these trends.
We continue to support the ARM as a scientifically sound mechanism for
managing Delaware Bay's HSC fishery that adequately abates the threat
to red knots from food supply issues in the bay. See Our Responses 117
and 118 regarding New Jersey's moratorium.
(121) Comment: Several commenters disagreed with our conclusion
that, as managed under the ARM, current HSC harvest levels are not a
current threat to the red knot. Conversely, several other commenters
stated that the ARM framework adopted by the ASMFC appears to be an
effective approach to managing harvest in Delaware Bay so that
conservation of red knots and other shorebirds and HSCs are balanced
with societal demands. In addition, since the model was favorably peer-
reviewed in 2009, its management strategy prioritizes the needs of
migratory shorebirds, and it is based on the best available science, it
should fully satisfy section 9 of the Act if the listing is approved.
Our Response: We have reviewed information and analyses of the ARM
provided by several commenters, but continue to conclude based on the
best available data that, as long as it is functioning as intended, the
ARM framework adequately abates the threat to the red knot from the HSC
bait harvest. We agree that the ARM is based on best available science
and is a sound process. The Supplemental Document (Factor E--Reduce
Food Availability--Horseshoe Crab Harvest--Adaptive Resource
Management) has been updated to clarify that our conclusions about the
ARM are based on (1) the technical soundness of the peer-reviewed
models; (2) the explicit linking of HSC harvest quotas to red knot
population targets; and (3) the adaptive nature of both the models and
the framework, which are intended to regularly adjust as new
information becomes available. Our conclusion is supported by recent
computer simulations by Smith et al. (2013, entire). Although these
simulations are not intended to predict actual timeframes for
population growth, they did show that simulated red knot population
trajectories under HSC harvest scenarios governed by the ARM almost
matched simulated red knot population trajectories under a fixed HSC
moratorium scenario; thus, the bait harvest levels allowed under the
ARM are expected to have a negligible effect
[[Page 73741]]
on the red knot's Delaware Bay stopover population.
In the proposed rule (78 FR 60024, p. 60097), we concluded that the
harvest of HSCs in accordance with the ARM, provided the ARM is
implemented as intended (e.g., including implementation of necessary
monitoring programs) and enforced, is not likely to result in a
violation of section 9 of the Act. Thus, we do not anticipate
recommending additional HSC harvest restrictions in Delaware Bay
(beyond the ARM) as a result of listing the red knot. (However, see Our
Response 46 regarding new uncertainty about the future of the ARM.) We
intend to continue our active role in the ASMFC's management of the HSC
fishery, and will provide recommendations and technical assistance to
ensure that future harvests of HSCs do not result in take of red knots
under section 9 of the Act.
(122) Comment: One commenter stated that both the HSC trawl survey
and spawning survey have generally experienced difficulty detecting
changes in the regional HSC population, although the trawl survey
measured some significant increases in response to management, and both
surveys have shown some improvement since the early 2000s. The temporal
and spatial extent of the spawning survey may be inadequate to detect
population growth, and it may not be able to accommodate changing
shoreline conditions caused by erosion and flooding. Similarly, the
Virginia Tech trawl survey did not originally sample any stations
within the Delaware Bay, and the scale and design of the survey may not
be sufficient to detect population changes consistently. With quotas
that have been specified at levels consistent with population
rebuilding since Addendum III, the power of the existing surveys to
detect population changes warrants review.
Our Response: We disagree. Evaluations of these surveys and their
methods have been done in the past and continue to be done by the
ASMFC. See Our Response 46 regarding discontinuation of the Virginia
Tech trawl survey.
(123) Comment: One commenter stated that existing data to evaluate
trends in red knot weight gain at Delaware Bay are flawed. This
commenter cited statements from a peer-reviewed report prepared for the
ASMFC: ``existing data . . . are not adequate to evaluate their
relative importance [late arrivals versus insufficient food supply] for
any year of record . . . attempts to estimate growth rate based on
independent samples of body mass are inherently flawed'' (USFWS 2003,
p. 6). Based on these statements, this commenter concluded that all the
weight gain data from 1997 to 2002 are flawed.
Our Response: While we agree that these statements appear in a
USFWS report (2003, p. 6), we disagree with the conclusion of the
commenter. On the previous page, this report states, ``there is
agreement that a smaller percentage of rufa red knots are making
threshold departure weights by the end of May in recent years,'' and
goes on to discuss the two possible explanations (late arrivals and
insufficient food supply), as well as different analytical methods for
determining weight gains (USFWS 2003, p. 5). Although the available
weight gain data set could not be used to determine the relative
importance of late arrivals versus insufficient food supply, USFWS
(2003, p. 6) concluded, ``the two hypotheses forwarded to explain
changes in weight gain in Delaware Bay red knots are not mutually
exclusive, but instead represent two factors which operate in tandem to
affect departure weights from Delaware Bay.'' That these two factors
(late arrivals and insufficient food supplies) worked synergistically
to cause a decline in red knot departure weights was the same
conclusion we reached in the proposed rule (78 FR 60024, pp. 60072,
60094). We agree that attempts to estimate growth rates (i.e., rates of
weight gain) from samples of birds taken over the course of the
stopover period are problematic for the same reason cited by USFWS
(2003, p. 6) (i.e., uncertainty in arrival times of the birds in each
sample), as we noted in the proposed rule (78 FR 60024, p. 60068). That
said, we did not rely on this parameter (rates of weight gain over the
course of the season) in our analysis. Instead, we relied on a
different analytical parameter, the proportion of red knots above a
threshold weight at the end of May, which we conclude is an appropriate
index for trends in red knot weight gain since 1997, as discussed in
the proposed rule (78 FR 60024, p. 60068) and in the Supplemental
Document (Factor E--Reduced Food Availability--Horseshoe Crab Harvest--
Link B, Part 2).
(124) Comment: One commenter, citing comments of individual Service
representatives at meetings of various ASFMC bodies, concluded that
Service managers find the basic red knot science is flawed.
Our Response: Various levels of uncertainty are associated with all
scientific data. As an active participant in the ASMFC's management of
the HSC fishery, Service representatives routinely engage in robust
discussions regarding the strengths and weaknesses of available HSC and
red knot data sets. Our current agency conclusions, based on a detailed
analysis, are presented in the proposed rule (78 FR 60024, pp. 60063-
60071) and the Supplemental Document (Factor E--Reduced Food
Availability--Horseshoe Crab Harvest). Our key conclusion is that,
although the causal chain from HSC harvest to red knot populations has
several links associated with various levels of uncertainty, the weight
of evidence supports these linkages, points to past harvest as a key
factor in the decline of the red knot, and underscores the importance
of continued HSC management to meet the needs of the red knot.
(125) Comment: One commenter reported anecdotal information that no
red knots had been observed by mid-May 2014 in Delaware Bay, and that
HSCs were unusually small and few.
Our Response: Red knot distribution and abundance within Delaware
Bay vary considerably from year to year, and within years, based on
weather, food availability, disturbance patterns, and other factors.
Likewise, spatial and temporal patterns of HSC spawning are highly
dependent on weather (especially water temperature) as well as habitat
conditions. We may consider anecdotal data when no other data sets are
available. However, in Delaware Bay, other data sets (e.g., red knot
peak counts, red knot total passage population estimates, red knot
weight gain data, HSC spawning and trawl surveys) are available that
are based on consistent methodologies, such that these data sets can be
evaluated for long-term trends despite the naturally high variability
in these natural systems. Preliminary reports from two of these data
sets show both red knot abundance and weight gain in Delaware Bay
continued at a somewhat improved level in 2014, for a third consecutive
year (A. Dey pers. comm. June 30 and July 23, 2014).
(126) Comment: Several commenters stated that commercial fishermen
from Maine through Florida have made great sacrifices for well over a
decade of increasing regulation of the HSC bait fishery. Some fishermen
went out of business, not only because the allowable harvest for bait
was severely restricted, but also because the other fisheries that
relied on HSCs as bait (e.g., whelk/conch, eel, and minnow) experienced
a bait shortage and spiraling bait costs. The Service maintains that a
serious red knot population decline occurred in the 2000s caused
primarily by reduced food availability from increased harvests of HSCs,
but the Service also
[[Page 73742]]
acknowledges that red knot numbers appear to have stabilized in the
past few years. Since knot numbers have stabilized, the restrictions
placed on the HSC harvests (i.e., the Fishery Management Plan and
subsequent addenda, most recently the ARM framework), appear to have
been effective in providing sufficient food resources for the
shorebirds. The regulatory regime for the HSC fishery was designed to
meet the feeding needs of migratory shorebirds. Based on the success of
these harvest restrictions in stabilizing the knot population, the
commercial industry has done its part. The commercial fishermen and
related industries have borne a disproportionate share of protecting
these migratory shorebirds.
Our Response: We agree that the actions of the ASMFC and the
commercial fishing industry have been instrumental in halting the
decline of the red knot's stopover population in Delaware Bay. In
addition to restricting harvests through the Fisheries Management Plan
(including the most recent iteration, the ARM), the ASMFC has taken
several proactive steps to substantially reduce landings (see Our
Response 46 and proposed rule 78 FR 60024, p. 60064). We recognize and
appreciate these efforts. As noted in the proposed rule (78 FR 60024,
p. 60063), most data suggest that the volume of HSC eggs is currently
sufficient to support the Delaware Bay's stopover population of red
knots at its present size. However, it is not yet known if the egg
resource will continue to adequately support red knot population growth
over the next decade. Further, the red knot population in Delaware Bay
appears to have stabilized at a notably low level. Therefore, sustained
focus on protecting the red knot's food supply continues to be vital to
the recovery of the red knot, and will be addressed during the recovery
planning process. We intend to continue our active role in the ASMFC's
management of the HSC fishery and do not anticipate recommending
additional HSC harvest restrictions in Delaware Bay (beyond the ARM) as
a result of listing the red knot (however, see Our Response 46
regarding new uncertainty about the future of the ARM). Also see Our
Response 2 regarding economic and other implications of listing that we
may not consider in listing determinations, and Our Response 120
regarding bait prices.
(127) Comment: One commenter suggested that focusing efforts on the
many foreign countries that continue to allow the legal and illegal
hunting of red knots would be more productive in producing tangible
results for the long-range survival of the species than imposing
further restrictions in the United States where red knot hunting is no
longer permitted.
Our Response: We agree that the effects of legal and illegal
hunting on the red knot should continue to be assessed and minimized
through international conservation partnerships. Work in this area has
already begun and changes are in progress, as noted in the Supplemental
Document (Factor B--Hunting). As noted in the proposed rule (78 FR
60024, p. 60053), we have no evidence that hunting was a driving factor
in red knot population declines in the 2000s, or that hunting pressure
is increasing. However, while not currently a threat in the United
States, hunting is one of many threats affecting the knot. The Service
will continue to enhance our work with partners across the range of the
knot to reduce or ameliorate all ongoing or emerging threats.
(128) Comment: Several commenters believe that legal and illegal
hunting of shorebirds is a major issue facing red knots and other
shorebirds that migrate through the Caribbean basin and winter along
the northern coast of South America, and that the proposed rule
understates the overall importance of direct mortality from hunting on
driving population change in shorebird populations. These commenters
cite recent evidence suggesting that at least 2,000 red knots pass
through the Guianas during southbound migration and that many birds
likely stage in this area and coastal Venezuela during northbound
migration. Further, documented hunting pressure is significant in
Suriname, with estimates that between 20,000 and 100,000 shorebirds are
taken annually. While the proposed rule suggests that Suriname is not
likely an important area for red knot, there are suitable habitats and
observations of hundreds of birds from this country. Likewise, another
commenter asked how the Service can find that individual hunting
mortality does not seem to affect the population as a whole if there
are no data on hunting anywhere, especially illegal hunting.
Our Response: We appreciate this new information and have
incorporated it into the Supplemental Document (Migration and Winter
Habitats; Population Surveys and Estimates; Factor B--Hunting--
Caribbean and South America). We have made minor changes to our
conclusions regarding the overall importance of hunting as a threat to
the red knot. While only low to moderate red knot mortality is
documented, we acknowledge that additional undocumented mortality is
likely. The findings of Watts (2010) suggest that even moderate
(hundreds of birds) direct human-caused mortality may begin to have
population-level effects on the red knot. However, we do not have
adequate information to reasonably know if hunting mortality is or was
previously at this level in the Guianas (CSRPN 2013; Niles 2012b; D.
Mizrahi pers. comm. October 16, 2011; Harrington 2001, p. 22), though
we conclude that it was likely much lower (tens of birds) in the
Caribbean islands (G. Humbert pers. comm. November 29, 2013; W. Burke
pers. comm. October 12, 2011; A. Levesque pers. comm. October 11, 2011;
Hutt and Hutt 1992, p. 70). We expect mortality of individual knots
from hunting to continue into the future, but at stable or decreasing
levels due to the recent international attention to shorebird hunting.
(129) Comment: One commenter stated that red knots are still
heavily hunted in many places and in many places are called ``snipe.''
Snipe are legally hunted, but the average person in the field cannot
tell the difference between a red knot and a snipe. This commenter
contends that the Service has data on hunted red knots from the bands
returned during snipe hunts, and the August 13, 2011, shorebird hunting
workshop summary shows close to 500,000 shorebirds, including snipes
and red knots, have been killed by hunters in the Caribbean and South
America in just a few years. Further, one red knot researcher has in
the past (2005) publicly denied any hunting of shorebirds, but has full
knowledge of the hunting.
Our Response: We disagree with the conclusions of the commenter. In
the proposed rule (Rufa Red Knot Ecology and Abundance, p. 4), we
discussed the numerous common names for red knot that were historically
used by hunters in the United States. We agree that red knots have been
historically called snipe, and that hunting of Wilson's snipe
(Gallinago delicata) (previously called common snipe (Gallinago
gallinago)) is still legal in the United States (USFWS 2012c); however,
we have no data to suggest that red knots are being killed in the
United States incidental to the legal hunting of Wilson's snipe. Lowery
(1974, p. 309) notes that, even in winter plumage, the red knot's shape
and bill make this species comparatively easy to distinguish from
common snipe and other similarly sized shorebirds. Snipe occupy
different habitats (flooded, shallow emergent marsh) than do red knots
(exposed flats), and snipe are
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solitary while red knots tend to occur in flocks (C. Dwyer pers. comm.
July 18, 2014). Although the margins of error are large, the best
available estimates (Raftovich et al. 2014, p. 54) show very few snipe
hunters in the Atlantic Flyway States (C. Dwyer pers. comm. July 18,
2014).
We agree that a rough understanding of red knot mortality levels
from hunting in South America has come from band returns, as discussed
in the proposed rule (78 FR 60024, pp. 60050-60052) and the
Supplemental Document (Factor B--Hunting). Throughout our analysis of
hunting, we relied heavily on the 2011 shorebird hunting workshop
report (USFWS 2011e), and agree that this report documents high levels
of shorebird hunting in some parts of the Caribbean and South America.
However, much of the information in this report is not specific to red
knot. Thus, we supplemented this information with data from other
sources. We cannot respond to comments about the public statements of
any particular red knot researcher. However, based on our review, we
conclude that most of the international red knot research and
conservation community has become gradually aware of the hunting issue
over the past decade, and now regard it as an important area for
conservation actions, many of which are underway. See Our Responses 127
and 128 above for additional information on our conclusions regarding
hunting as a threat to red knot.
(130) Comment: Several commenters contend that the Service must
revise its oil- and gas-related findings in the proposed rule to more
accurately state that (1) based upon the best available data and
information, oil spills and leaks have had, at most, minimal impacts,
and there is no available information to suggest that the risk of
future oil spills is likely to be other than minimal; and (2) there is
no available information demonstrating that permitted oil and gas
activities have had any adverse effects on the rufa red knot, and such
activities do not pose a threat to the species. Further, based upon the
current record, there is no information available to support a
conclusion that potential future spills are ``likely'' to impact red
knots.
Our Response: We agree that documented effects of oil and gas
extraction and transport on red knots and their habitats to date have
been minimal, as stated in the proposed rule (78 FR 60024, p. 60087).
However, we disagree that the future risk is minimal. Based on the
review and analysis we presented in the proposed rule (78 FR 60024, pp.
60083-60087), we found that red knots are exposed to large-scale
petroleum extraction and transportation operations in many key
wintering and stopover habitats. We also found that a number of spills
and leaks have occurred in red knot areas. The minimal effects to red
knots from these past incidents is attributable to fortunate (for the
knots) timing or weather conditions, and we conclude that such
fortunate circumstances are unlikely to accompany all future spills and
leaks affecting red knot habitats. Thus, we continue to conclude that
high potential exists for small or medium spills to impact moderate
numbers of red knots or their habitats, such that one or more such
events is likely over the next few decades, based on the proximity of
key red knot habitats to high-volume oil operations. A major spill
affecting habitats in a key red knot concentration area while knots are
present is less likely but would be expected to cause population-level
impacts.
(131) Comment: Several commenters stated that the proposed rule
relied on inappropriate and nonscientific sources to erroneously
associate mosquito control adulticides (specifically the pesticide
fenthion) with adverse effects to birds, and that there is no
scientific evidence to link the bird deaths referenced in the proposed
rule to a particular pesticide or mosquito control operation. In
addition, the proposed rule erroneously stated that fenthion had been
banned by the U.S. Environmental Protection Agency (USEPA), when
actually the USEPA regulates, but does not ban, pesticides. In fact,
the manufacturer of fenthion voluntarily cancelled its label for
mosquito control, thereby withdrawing it from the mosquito control
market. Labels for other uses of fenthion were not affected by the
withdrawal of the mosquito control label.
Our Response: Although we believed the data to be accurate at the
time we reviewed and used them in the proposed rule (78 FR 60024, p.
60088), we could not, upon further review, verify that fenthion caused
the mortality of piping plovers. We agree that we erroneously misstated
that fenthion had been banned by the USEPA. We have withdrawn the
Contaminants--Florida section entirely from the final rule and
Supplemental Document.
(132) Comment: One commenter asked what data support the emerging
threat on the breeding grounds since the Service states that
comprehensive counts from the breeding grounds are not available
because nesting knots are thinly distributed across a huge and remote
area of the Arctic.
Our Response: First, we conclude that changing relationships
between red knots and their predators are likely a part of overall
ecosystem changes due to rapid arctic warming. Although there is high
uncertainty about how such ecosystem changes will unfold, there is high
certainty that ecosystem changes are already occurring and will
continue. We have updated the Supplemental Document (Factor A--Arctic
Warming) with the IPCC's new findings of early warning signs that
arctic ecosystems are already experiencing irreversible regime shifts
(Summary for Policymakers in IPCC 2014, p. 12). Given the sensitivity
of red knots to predation rates on the breeding grounds (78 FR 60024,
p. 60057), we conclude that these ecosystem changes constitute a threat
to the red knot.
Second, Fraser et al. (2013, entire) found preliminary evidence for
one mechanism by which ecosystem changes may have already impacted red
knot populations--through rodent-mediated changes in predation
pressure. Additional studies would be needed to support this hypothesis
(Fraser et al. 2013, p. 13). However, we have updated the Supplemental
Document (Factor C--Predation--Breeding Areas) with new information
that, although factors other than climate change may also be important,
the documented collapse or dampening of rodent cycles in some parts of
the Arctic over the last 20 to 30 years can be attributed to climate
change with ``high confidence'' (Chapter 28 in IPCC 2014, p. 14). Thus,
we conclude that the geographic extent and duration of future
interruptions to these rodent cycles is likely to intensify as the
arctic climate continues to change. Disruptions in the rodent-predator
cycle pose a substantial threat to red knot populations, as they may
result in prolonged periods of very low red knot reproductive output.
Red knot counts from the breeding grounds are not necessary to reach
this conclusion.
(133) Comment: One commenter asked how confident the Service is in
dismissing predation in the geographically large nonbreeding portion of
the red knot's range.
Our Response: We disagree that we have ``dismissed'' predation in
nonbreeding areas (see proposed rule 78 FR 60024, pp. 60055-60057 and
Supplemental Document section Factor C--Predation--Nonbreeding Areas),
and conclude that predation in these areas is likely to exacerbate
other threats to red knot populations.
(134) Comment: Several commenters noted that areas offshore of
Delaware Bay are being studied for potential installation of wind
turbines. The Wind
[[Page 73744]]
Energy Areas (WEA) proposed for the States of Delaware and Maryland
appear to be placed precisely in the path of the red knots arriving in
May after flying nonstop from northeast South America.
Our Response: We have updated the Supplemental Document to
reference these WEAs, as well as leases that have been, or are
scheduled to be issued for development of offshore wind energy. Our
analysis of risks to red knots from the likely future development of
wind energy in the Atlantic OCS is presented in the Supplemental
Document, with only minor changes from the proposed rule (see Our
Responses 21 through 25).
(135) Comment: One commenter stated that, while the Service may
``expect ongoing improvements in turbine siting, design, and operation
[to] help minimize bird collision hazards'' in the future, there is no
indication this has happened or will happen. There is no Federal,
State, or local ability or willingness to regulate wind energy projects
in Texas or to deter poor siting decisions through prosecution of
Migratory Bird Treaty Act violations. Thus, projects continue to be
built in areas where risk to avian resources, including red knots, is
potentially high.
Our Response: The commenter is correct that the Service cannot
control or regulate the development of projects that lack a Federal
nexus, including wind energy projects in any State. However, we do work
with project developers to find locations that pose less of a risk to
migratory birds and other species, and to find methods to reduce the
risk of collisions during operation. This voluntary process is informed
by an improved understanding, through research, of migratory bird
behavior and project design. Researchers from a wide variety of
government agencies, academic institutions, and nongovernmental
organizations continue to study factors related to birds' wind turbine
collision risks. As the science evolves and our understanding of these
risk factors increases, measures are developed and implemented to help
minimize bird fatalities. Specifically, research and post construction
observations have led companies to strictly control lighting at their
projects, thus reducing the collision risk for night migrating birds.
More information is available on our Web site at https://www.fws.gov/windenergy/.
(136) Comment: One commenter stated that, though the Service is
``not aware of any documented red knot mortalities at any wind turbines
to date,'' it is not appropriate to make any conclusion based on a lack
of data. This commenter contends that the wind energy projects along
the Texas coast may represent the highest risk exposure red knots face
from wind energy anywhere, yet data are either not being gathered or
not being shared by these projects. In either case, effectively zero
data are available on which to base a conclusion, and a precautionary
principle should apply since it is well known that wind energy
installations have the potential to be sources of mortality. Further,
without data it seems unjustifiable to assume that this is either
currently insignificant or that the cumulative impacts from current and
future buildout in the area will be insignificant.
Our Response: We have revised the Supplemental Document (Factor E--
Wind Energy Development--Terrestrial) with new findings from Loss et
al. (2013, pp. 201, 202, 207) that accessibility to relevant data
remains a problem, particularly for the tallest (greater than 262 ft
(80 m)) turbines, because most of the mortality data are in industry
reports that are not subjected to scientific peer review or available
to the public. We have also revised the Supplemental Document to
conclude that, based on the higher frequency and lower altitudes of red
knot flights along the coasts, as well as the coastal location of most
large, known U.S. nonbreeding red knot roosting and foraging areas,
collision and displacement risks per turbine (notwithstanding
differences in specific factors such as turbine size, design,
operation, siting) are likely higher along the coasts than in areas
either far offshore or far inland. In the Supplemental Document (Factor
E--Wind Energy--Summary) we state that we do not believe any turbine
related mortality is causing subspecies level effects. However our
primary concern is that as buildout of wind energy infrastructure
progresses, especially near the coasts, mortality from turbine
collisions may contribute to a subspecies-level effect due to the red
knot's modeled vulnerability to low levels of mortality (Watts 2010, p.
1).
(137) Comment: One commenter stated that red knots will not be
killed by wind turbines. The claim of red knot mortality will be used
to stop the placement of wind turbines at a time when clean energy is
needed.
Our Response: We disagree that red knots will not be killed and
that risks to red knots will prevent wind energy development (see
Comments 21 and 22). The Department of the Interior supports the
development of wind energy, and the Service works to ensure that such
development is bird- and habitat-friendly (USFWS 2012d; Department of
Energy and Bureau of Ocean Energy Management, Regulation, and
Enforcement 2011; Manville 2009).
(138) Comment: Several commenters requested that we recognize North
Carolina's proactive coastal oversight at the State and local levels,
which has resulted in the construction and maintenance of high-quality
sandy shorelines via beach nourishment and inlet relocation. These
commenters contend that North Carolina has done a great deal to create
the right balance between use of beaches and protection of wildlife and
that the State's regulatory approach to coastal storm damage reduction
projects, borrow source and native beach compatibility, and inlet
location management is ensuring these sandy habitat areas continue
functioning in multispecies resilient manners. One commenter stated
that North Carolina does not allow hard structures.
Our Response: We recognize that North Carolina is working to
sustainably manage sandy habitats to meet multispecies resiliency. We
have revised the Supplemental Document (Factor D--United States--
Coastal Management) to recognize North Carolina's Technical Standards
for Beach Fill (15A NCAC 07H .0312), which address sediment
compatibility of material proposed to be placed on beaches. We have
also revised the Supplemental Document (Factor A--U.S. Shoreline
Stabilization--Hard Structures) to recognize that, as a result of a
1985 State prohibition on new hard structures, there are only a few
permanent, hard stabilization structures along North Carolina's
beaches. Despite such measures, however, some red knot habitats in
North Carolina are vulnerable to degradation due to beach hardening
practices. For example, 2011 legislation authorized an exception for
construction of up to four new terminal groins in North Carolina (Rice
2012a, p. 8, discussed at 78 FR 60024, p. 600369), and some of North
Carolina's coastal communities have begun seeking authorization from
the State legislature for additional hard structures. Although the
construction of new hard stabilization structures remains highly
restricted in North Carolina, extensive temporary structures have been
utilized including sand tube groins, sand tube bulkheads, and
approximately 350 sandbag revetments (Rice 2012a, p. 9). Finally, beach
nourishment and beach bulldozing are prevalent in North Carolina. Most
of these beaches are nourished at least every 3 years, some as often as
every year (K. Matthews pers. comm. May 2, 2014). Even with State
regulations to ensure sediment
[[Page 73745]]
compatibility, such frequent nourishment can interfere with natural
coastal processes and affect shorebird habitat (e.g., benthic prey
availability) (K. Matthews pers. comm. May 2, 2014; Zajac and Whitlatch
2003, p. 101; Greene 2002, p. 25; Peterson and Manning 2001, p. 1;
Hurme and Pullen 1988, p. 127). However, it is noted that beach
nourishment can be important in establishing or maintaining beachfront
red knot habitat in some areas. Depending on the site and situation,
beach nourishment can be beneficial or detrimental to red knot habitat
(see Comment 58). The negative effects to habitat associated with beach
nourishment are expected typically to be short term, though repeated
renourishing may prolong the adverse effects to habitat.
Determination
Section 4 of the Act (16 U.S.C. 1533), and its implementing
regulations at 50 CFR part 424, set forth the procedures for adding
species to the Federal Lists of Endangered and Threatened Wildlife and
Plants. Under section 4(a)(1) of the Act, we may list a species based
on (A) The present or threatened destruction, modification, or
curtailment of its habitat or range; (B) Overutilization for
commercial, recreational, scientific, or educational purposes; (C)
Disease or predation; (D) The inadequacy of existing regulatory
mechanisms; or (E) Other natural or manmade factors affecting its
continued existence. Listing actions may be warranted based on any of
the above threat factors, singly or in combination.
We have carefully assessed the best scientific and commercial
information available regarding the past, present, and future threats
to the rufa red knot. We have identified substantial threats to the red
knot attributable to Factors A, B, C, and E. The primary driving
threats to the red knot are from habitat loss and degradation due to
sea level rise, shoreline hardening, and Arctic warming (Factor A), and
reduced food availability and asynchronies (mismatches) in the annual
cycle (Factor E). Other factors may cause additive red knot mortality.
Individually these other factors are not expected to have subspecies
level effects; however, cumulatively, these factors could exacerbate
the effects of the primary threats if they further reduce the species'
resiliency. These secondary factors include hunting (Factor B);
predation in nonbreeding areas (Factor C); and human disturbance, oil
spills, and wind energy development, especially near the coasts (Factor
E). All of these factors affect red knots across their current range
and are expected to continue or intensify into the future.
Conservation efforts are being implemented in many areas of the red
knot's range (see Factors A, B, C, and E in the Supplemental Document--
Summary of Factors Affecting the Species). For example, in 2012, the
ASMFC adopted the ARM (ASMFC 2012e, entire) for the management of the
HSC population in the Delaware Bay Region to meet the dual objectives
of maximizing crab harvest and red knot population growth. In addition,
regulatory mechanisms exist that provide protections for the red knot
directly (e.g., MBTA protections against take for scientific study or
by hunting) or through regulation of activities that threaten red knot
habitat (e.g., section 404 of the Clean Water Act, Rivers and Harbors
Act, Coastal Barrier Resources Act, Coastal Zone Management Act, and
State regulation of shoreline stabilization and coastal development)
(see Supplemental Document--Summary of Factors Affecting the Species--
Factor D). While these conservation efforts and existing regulatory
mechanisms reduce some threats to the red knot (see Factor D discussion
in the Supplemental Document--Summary of Factors Affecting the
Species), significant risks to the subspecies remain.
Red knots migrate annually between their breeding grounds in the
Canadian Arctic and several wintering regions, including the Southeast
United States, the Northeast Gulf of Mexico, northern Brazil, and
Tierra del Fuego at the southern tip of South America. During both the
spring and fall migrations, red knots use key staging and stopover
areas to rest and feed. This life history strategy makes this species
inherently vulnerable to numerous changes in the timing of quality food
(Factor E) and habitat resource availability (Factor A) across its
geographic range. While a few examples suggest the species has some
flexibility in migration strategies, the full scope of the species'
adaptability to changes in its annual cycle is unknown.
The Act defines an endangered species as any species that is ``in
danger of extinction throughout all or a significant portion of its
range'' and a threatened species as any species ``that is likely to
become endangered throughout all or a significant portion of its range
within the foreseeable future.'' We find that the rufa red knot meets
the definition of a threatened species due to the present and likely
continued destruction and modification of habitat and curtailment of
the species' range driven by the effects of climate change, and reduced
food resources and further asynchronies in its annual cycle that result
in the species' reduced redundancy, resiliency, and representation. We
base this determination on the immediacy, severity, and scope of the
threats described above. Therefore, on the basis of the best scientific
and commercial data available, we are listing the rufa red knot as a
threatened species in accordance with sections 3(6) and 4(a)(1) of the
Act. We find that an endangered species status is not appropriate for
the rufa red knot because, while there is uncertainty as to how long it
may take some of the climate-induced changes to manifest in population-
level effects to the rufa red knot, we find that the best available
data suggest the rufa red knot is not at a high risk of a significant
decline in the near term such that it is currently in danger of
extinction and, therefore, meeting the definition of an endangered
species under the Act. However, should the reduction in redundancy,
resiliency, or representation culminate in an abrupt and large loss, or
initiation of a steep rate of decline, of reproductive capability and
success (corresponding to Factor E) or we subsequently find that the
species does not have the adaptive capacity to adjust to shifts in its
food and habitat resources (corresponding to Factor E), then the red
knot would be at higher risk of a significant decline in the near term
and we would reassess whether it meets the definition of an endangered
species under the Act.
Under the Act and our implementing regulations, a species may
warrant listing if it is endangered or threatened throughout all or a
significant portion of its range. The rufa red knot is wide-ranging,
and the threats occur throughout its range. Therefore, we assessed the
status of the subspecies throughout its entire range. The threats to
the survival of the subspecies are not restricted to any particular
significant portion of that range. Accordingly, our assessment and
proposed determination applies to the subspecies throughout its entire
range.
Available Conservation Measures
Conservation measures provided to species listed as endangered or
threatened under the Act include recognition, recovery actions,
requirements for Federal protection, and prohibitions against certain
practices. Recognition through listing results in public awareness, and
conservation by Federal, State, tribal, and local agencies, private
organizations, and individuals. The Act encourages cooperation with the
States and requires that recovery actions be carried out for all listed
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species. The protection required by Federal agencies and the
prohibitions against certain activities are discussed, in part, below.
The primary purpose of the Act is the conservation of endangered
and threatened species and the ecosystems upon which they depend. The
ultimate goal of such conservation efforts is the recovery of these
listed species, so that they no longer need the protective measures of
the Act. Subsection 4(f) of the Act requires the Service to develop and
implement recovery plans for the conservation of endangered and
threatened species. The recovery planning process involves the
identification of actions that are necessary to halt or reverse the
species' decline by addressing the threats to its survival and
recovery. The goal of this process is to restore listed species to a
point where they are secure, self-sustaining, and functioning
components of their ecosystems.
Recovery planning includes the development of a recovery outline
shortly after a species is listed and preparation of a draft and final
recovery plan. The recovery outline guides the immediate implementation
of urgent recovery actions and describes the process to be used to
develop a recovery plan. Revisions of the plan may be done to address
continuing or new threats to the species, as new substantive
information becomes available. The recovery plan identifies site-
specific management actions that set a trigger for review of the five
factors that control whether a species remains endangered or may be
downlisted or delisted, and methods for monitoring recovery progress.
Recovery plans also establish a framework for agencies to coordinate
their recovery efforts and provide estimates of the cost of
implementing recovery tasks. Recovery teams (composed of species
experts, Federal and State agencies, nongovernmental organizations, and
stakeholders) are often established to develop recovery plans. When
completed, the recovery outline, draft recovery plan, and the final
recovery plan will be available on our Web site (https://www.fws.gov/endangered), or from the New Jersey Field Office (see FOR FURTHER
INFORMATION CONTACT).
Implementation of recovery actions generally requires the
participation of a broad range of partners, including other Federal
agencies, States, tribes, nongovernmental organizations, businesses,
and private landowners. Examples of recovery actions include habitat
restoration (e.g., restoration of native vegetation), research, captive
propagation and reintroduction, and outreach and education. The
recovery of many listed species cannot be accomplished solely on
Federal lands because their range may occur primarily or solely on non-
Federal lands. To achieve recovery of these species requires
cooperative conservation efforts on private, State, and Tribal lands.
We also recognize that for some species, measures needed to help
achieve recovery may include some that are of a type, scope, or scale
that is independent of land ownership status and beyond the control of
cooperating landowners.
Following publication of this final listing rule, additional
funding for recovery actions will be available from a variety of
sources, including Federal budgets, State programs, and cost-share
grants for non-Federal landowners, the academic community, and
nongovernmental organizations. In addition, pursuant to section 6 of
the Act, the States of Alabama, Arkansas, Colorado, Connecticut,
Delaware, Florida, Georgia, Illinois, Indiana, Iowa, Kansas, Kentucky,
Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota,
Mississippi, Missouri, Montana, Nebraska, New Hampshire, New Jersey,
New York, North Carolina, North Dakota, Ohio, Oklahoma, Pennsylvania,
Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Vermont,
Virginia, West Virginia, Wisconsin, and Wyoming and Puerto Rico and the
U.S. Virgin Islands would be eligible for Federal funds to implement
management actions that promote the protection or recovery of the rufa
red knot. Information on our grant programs that are available to aid
species recovery can be found at: https://www.fws.gov/grants.
Please let us know if you are interested in participating in
recovery efforts for the rufa red knot. Additionally, we invite you to
submit any new information on this species whenever it becomes
available and any information you may have for recovery planning
purposes (see FOR FURTHER INFORMATION CONTACT).
Section 7(a) of the Act requires Federal agencies to evaluate their
actions with respect to any species that is listed as an endangered or
threatened species and with respect to its critical habitat, if any is
designated. Regulations implementing this interagency cooperation
provision of the Act are codified at 50 CFR part 402. If a species is
listed subsequently, section 7(a)(2) of the Act requires Federal
agencies to ensure that activities they authorize, fund, or carry out
are not likely to jeopardize the continued existence of the species or
destroy or adversely modify its critical habitat. If a Federal action
may affect a listed species or its critical habitat, the responsible
Federal agency must enter into consultation with the Service.
Federal agency actions within the species' habitat that may require
conference or consultation or both as described in the preceding
paragraph include management and landscape-altering activities on
Federal lands administered by the Department of Defense, the Service,
and NPS; issuance of section 404 Clean Water Act permits and shoreline
stabilization projects implemented by the U.S. Army Corps of Engineers;
construction and management of gas pipeline rights-of-way by the
Federal Energy Regulatory Commission; leasing of Federal waters by BOEM
for the construction of wind turbines; and construction and maintenance
of roads or highways by the Federal Highway Administration.
Under section 4(d) of the Act, the Service has discretion to issue
regulations that we find necessary and advisable to provide for the
conservation of threatened species. The Act and its implementing
regulations set forth a series of general prohibitions and exceptions
that apply to threatened wildlife. The prohibitions of section 9(a)(1)
of the Act, as applied to threatened wildlife and codified at 50 CFR
17.31, make it illegal for any person subject to the jurisdiction of
the United States to take (which includes harass, harm, pursue, hunt,
shoot, wound, kill, trap, capture, or collect; or to attempt any of
these) threatened wildlife within the United States or on the high
seas. In addition, it is unlawful to import; export; deliver, receive,
carry, transport, or ship in interstate or foreign commerce in the
course of commercial activity; or sell or offer for sale in interstate
or foreign commerce any listed species. It is also illegal to possess,
sell, deliver, carry, transport, or ship any such wildlife that has
been taken illegally. Certain exceptions apply to employees of the
Service, NMFS, other Federal land management agencies, and State
conservation agencies.
We may issue permits to carry out otherwise prohibited activities
involving threatened wildlife under certain circumstances. Regulations
governing permits are codified at 50 CFR 17.32. With regard to
threatened wildlife, a permit may be issued for the following purposes:
for scientific purposes, to enhance the propagation or survival of the
species, and for incidental take in connection with otherwise lawful
activities. There are also certain statutory exemptions from
[[Page 73747]]
the prohibitions, which are found in sections 9 and 10 of the Act.
(1) It is our policy, as published in the Federal Register on July
1, 1994 (59 FR 34272), to identify to the maximum extent practicable at
the time a species is listed, those activities that would or would not
constitute a violation of section 9 of the Act. The intent of this
policy is to increase public awareness of the effect of a final listing
on proposed and ongoing activities within the range of a listed
species.
Based on the best available information, the following activity is
unlikely to result in a violation of section 9, if this activity is
carried out in accordance with existing regulations and permit
requirements; this list is not comprehensive: Harvest of HSC in
accordance with the ARM, provided the ARM is implemented as intended
(e.g., including implementation of necessary monitoring programs), and
enforced.
Based on the best available information, the following activities
may potentially result in a violation of section 9 the Act; this list
is not comprehensive:
(1) Unauthorized collecting, handling, possessing, selling,
delivering, carrying, or transporting of the species, including import
or export across State lines and international boundaries, except for
properly documented antique specimens of these taxa at least 100 years
old, as defined by section 10(h)(1) of the Act;
(2) introduction of nonnative species that compete with or prey
upon the rufa red knot, or that cause declines of the red knot's prey
species;
(3) unauthorized modification of intertidal habitat that regularly
supports concentrations of rufa red knots during the wintering or
stopover periods; and
(4) unauthorized discharge of chemicals or fill material into any
waters along which the rufa red knot is known to occur.
Questions regarding whether specific activities would constitute a
violation of section 9 of the Act should be directed to the New Jersey
Field Office (see FOR FURTHER INFORMATION CONTACT). Requests for copies
of the regulations concerning listed animals and general inquiries
regarding prohibitions and permits may be addressed to the U.S. Fish
and Wildlife Service, Endangered Species Permits, 300 Westgate Center
Drive, Hadley, MA, 01035 (telephone 413-253-8615; facsimile 413-253-
8482).
Required Determinations
National Environmental Policy Act (42 U.S.C. 4321 et seq.)
We have determined that environmental assessments and environmental
impact statements, as defined under the authority of the National
Environmental Policy Act need not be prepared in connection with
listing a species as an endangered or threatened species under the
Endangered Species Act. We published a notice outlining our reasons for
this determination in the Federal Register on October 25, 1983 (48 FR
49244).
Government-to-Government Relationship with Tribes
In accordance with the President's memorandum of April 29, 1994
(Government-to-Government Relations with Native American Tribal
Governments; 59 FR 22951), Executive Order 13175 (Consultation and
Coordination with Indian Tribal Governments), and the Department of the
Interior's manual at 512 DM 2, we readily acknowledge our
responsibility to communicate meaningfully with recognized Federal
Tribes on a government-to-government basis. In accordance with
Secretarial Order 3206 of June 5, 1997 (American Indian Tribal Rights,
Federal-Tribal Trust Responsibilities, and the Endangered Species Act),
we readily acknowledge our responsibilities to work directly with
tribes in developing programs for healthy ecosystems, to acknowledge
that tribal lands are not subject to the same controls as Federal
public lands, to remain sensitive to Indian culture, and to make
information available to tribes. We coordinated with applicable Tribes
throughout the U.S. range of the rufa red knot, but received no
information indicating that the species is known to occur on Tribal
lands.
References Cited
A complete list of references cited in this rulemaking is available
on online at https://www.regulations.gov under Docket Number FWS-R5-ES-
2013-0097 and upon request from the New Jersey Field Office (see FOR
FURTHER INFORMATION CONTACT).
Authors
The primary authors of this final rule are the staff members of the
New Jersey Field Office (see FOR FURTHER INFORMATION CONTACT).
List of Subjects in 50 CFR Part 17
Endangered and threatened species, Exports, Imports, Reporting and
recordkeeping requirements, Transportation.
Regulation Promulgation
Accordingly, we amend part 17, subchapter B of chapter I, title 50
of the Code of Federal Regulations, as follows:
PART 17--[AMENDED]
0
1. The authority citation for part 17 continues to read as follows:
Authority: 16 U.S.C. 1361-1407; 1531-1544; and 4201-4245,
unless otherwise noted.
0
2. In Sec. 17.11(h), add an entry for ``Knot, rufa red'' to the List
of Endangered and Threatened Wildlife in alphabetical order under Birds
to read as set forth below:
Sec. 17.11 Endangered and threatened wildlife.
* * * * *
(h) * * *
[[Page 73748]]
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Species Vertebrate
------------------------------------------------------ population where Critical Special
Historic range endangered or Status When listed habitat rules
Common name Scientific name threatened
--------------------------------------------------------------------------------------------------------------------------------------------------------
* * * * * * *
BIRDS...........................
* * * * * * *
Knot, rufa red.................. Calidris canutus Argentina, Aruba, Entire............ T 855 N/A N/A
rufa. Bahamas, Barbados,
Belize, Brazil,
British Virgin
Islands, Canada,
Cayman Islands, Chile,
Colombia, Costa Rica,
Cuba, Dominican
Republic, El Salvador,
France (Guadeloupe,
French Guiana,
Martinique),
Guatemala, Guyana,
Haiti, Jamaica,
Mexico, Panama,
Paraguay, Suriname,
Trinidad and Tobago,
Uruguay, Venezuela,
U.S.A. (AL, AR, CO,
CT, DC, DE, FL, GA,
IA, IL, IN, KS, KY,
LA, MA, MD, ME, MI,
MN, MO, MS, MT, NC,
ND, NE, NH, NJ, NY,
OH, OK, PA, RI, SC,
SD, TN, TX, VA, VT,
WI, WV, WY, Puerto
Rico, U.S. Virgin
Islands).
* * * * * * *
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* * * * *
Dated: November 21, 2014.
Matthew Huggler,
Acting Director, U.S. Fish and Wildlife Service.
[FR Doc. 2014-28338 Filed 12-10-14; 8:45 am]
BILLING CODE 4310-55-P