Sunshine Act Meeting; Board of Governors; Meeting; Teleconference, 70900 [2014-28198]
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Federal Register / Vol. 79, No. 229 / Friday, November 28, 2014 / Notices
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Dated: November 25, 2014.
Glenn Ellmers,
Policy Coordinator, Office of the Secretary.
[FR Doc. 2014–28258 Filed 11–25–14; 4:15 pm]
BILLING CODE 7590–01–P
Sunshine Act Meeting; Board of
Governors; Meeting; Teleconference
Friday, December 5,
2014, at 2:30 p.m.
PLACE: Via Teleconference (Public
access to hear the teleconference will be
at 475 L’Enfant Plaza SW., in the
Benjamin Franklin Room, or live via
audio webcast at https://about.usps.com/
news/electronic-press-kits/bog/
welcome.htm.)
STATUS: Friday, December 5, at 2:30
p.m.—Open; Friday, December 5, at 2:45
p.m.—Closed
MATTERS TO BE CONSIDERED:
Friday, December 5, at 2:30 p.m.
(Open)
1. Approval of Minutes of Previous
Meetings.
2. Approval of the FY2014 10K and
Financial Statements.
3. Approval of the Annual Report and
Comprehensive Statement.
Friday, December 5, at 2:45 p.m.
(Closed)
1. Strategic Issues.
2. Pricing.
3. Governors’ Executive Session—
Discussion of prior agenda items and
Board Governance.
CONTACT PERSON FOR MORE INFORMATION:
Julie S. Moore, Secretary of the Board,
U.S. Postal Service, 475 L’Enfant Plaza
tkelley on DSK3SPTVN1PROD with NOTICES
DATES AND TIMES:
16:58 Nov 26, 2014
Julie S. Moore,
Secretary.
[FR Doc. 2014–28198 Filed 11–25–14; 11:15 am]
BILLING CODE 7710–12–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–73671; File No. SR–
NYSEMKT–2014–97]
Self-Regulatory Organizations; NYSE
MKT LLC; Notice of Filing of Proposed
Rule Change Amending Rules 311—
Equities and 313—Equities To Add
Limited Liability Companies as Eligible
Member Organizations and Delineate
the Information Limited Liability
Companies Must Submit to the
Exchange as Part of the Membership
Process; Eliminate the Requirement
That a Member Corporation Be Created
or Organized, and Maintain Its
Principal Place of Business, in the
United States; and Make Additional
Related Amendments To Update Its
Membership Rules
November 21, 2014.
POSTAL SERVICE
VerDate Sep<11>2014
SW., Washington, DC 20260–1000.
Telephone: (202) 268–4800.
Jkt 235001
Pursuant to Section 19(b)(1) 1 of the
Securities Exchange Act of 1934 (the
‘‘Act’’) 2 and Rule 19b–4 thereunder,3
notice is hereby given that, on
November 12, 2014, NYSE MKT LLC
(the ‘‘Exchange’’ or ‘‘NYSE MKT’’) filed
with the Securities and Exchange
Commission (the ‘‘Commission’’) the
proposed rule change as described in
Items I and II below, which Items have
been substantially prepared by the selfregulatory organization. The
Commission is publishing this notice to
solicit comments on the proposed rule
change from interested persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
The Exchange proposes to amend
Rules 311—Equities and 313—Equities
to add limited liability companies as
eligible member organizations and
delineate the information limited
liability companies must submit to the
Exchange as part of the membership
process; eliminate the requirement that
a member corporation be created or
organized, and maintain its principal
place of business, in the United States;
and make additional related
amendments to update its membership
rules. The text of the proposed rule
1 15
U.S.C. 78s(b)(1).
U.S.C. 78a.
3 17 CFR 240.19b–4.
2 15
PO 00000
Frm 00057
Fmt 4703
Sfmt 4703
change is available on the Exchange’s
Web site at www.nyse.com, at the
principal office of the Exchange, and at
the Commission’s Public Reference
Room.
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
self-regulatory organization included
statements concerning the purpose of,
and basis for, the proposed rule change
and discussed any comments it received
on the proposed rule change. The text
of those statements may be examined at
the places specified in Item IV below.
The Exchange has prepared summaries,
set forth in sections A, B, and C below,
of the most significant parts of such
statements.
A. Self-Regulatory Organization’s
Statement of the Purpose of, and the
Statutory Basis for, the Proposed Rule
Change
1. Purpose
The Exchange proposes to amend
Rules 311—Equities (‘‘Rule 311’’) and
313—Equities (‘‘Rule 313’’) to add
limited liability companies (‘‘LLCs’’) to
the types of eligible member
organizations and delineate the
information LLCs must submit to the
Exchange as part of the membership
process; eliminate the requirement that
a member corporation be created or
organized, and maintain its principal
place of business, in the United States;
and make additional related
amendments to update its membership
rules.
Rule 311
NYSE MKT Rule 311 governs the
formation and approval of member
organizations. The Exchange proposes
to revise Rule 311 to explicitly provide
for LLCs to apply to become member
organizations and eliminate the
requirement that a member corporation
be created or organized, and maintain
its principal place of business, in the
United States.
First, the Exchange’s membership
rules currently provide for member
organizations to be corporations or
partnerships, but have not explicitly
provided for LLCs.4 The Exchange
proposes to add LLCs to the types of
potential member organizations and
require LLCs to meet the same
4 Current Rule 311(f) permits the Exchange to
approve ‘‘entities that have characteristics
essentially similar to corporations, partnerships, or
both’’ as a member organization ‘‘on such terms and
conditions as the Exchange may prescribe.’’
E:\FR\FM\28NON1.SGM
28NON1
Agencies
[Federal Register Volume 79, Number 229 (Friday, November 28, 2014)]
[Notices]
[Page 70900]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2014-28198]
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POSTAL SERVICE
Sunshine Act Meeting; Board of Governors; Meeting; Teleconference
DATES AND TIMES: Friday, December 5, 2014, at 2:30 p.m.
PLACE: Via Teleconference (Public access to hear the teleconference
will be at 475 L'Enfant Plaza SW., in the Benjamin Franklin Room, or
live via audio webcast at https://about.usps.com/news/electronic-press-kits/bog/welcome.htm.)
STATUS: Friday, December 5, at 2:30 p.m.--Open; Friday, December 5, at
2:45 p.m.--Closed
MATTERS TO BE CONSIDERED:
Friday, December 5, at 2:30 p.m. (Open)
1. Approval of Minutes of Previous Meetings.
2. Approval of the FY2014 10K and Financial Statements.
3. Approval of the Annual Report and Comprehensive Statement.
Friday, December 5, at 2:45 p.m. (Closed)
1. Strategic Issues.
2. Pricing.
3. Governors' Executive Session--Discussion of prior agenda items
and Board Governance.
CONTACT PERSON FOR MORE INFORMATION: Julie S. Moore, Secretary of the
Board, U.S. Postal Service, 475 L'Enfant Plaza SW., Washington, DC
20260-1000. Telephone: (202) 268-4800.
Julie S. Moore,
Secretary.
[FR Doc. 2014-28198 Filed 11-25-14; 11:15 am]
BILLING CODE 7710-12-P