Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To List and Trade Shares of the iShares Interest Rate Hedged 0-5 Year High Yield Bond ETF, iShares Interest Rate Hedged 10+ Year Credit Bond ETF, and the iShares Interest Rate Hedged Emerging Markets Bond ETF Under NYSE Arca Equities Rule 8.600, 70607 [2014-27977]
Download as PDF
Federal Register / Vol. 79, No. 228 / Wednesday, November 26, 2014 / Notices
only one method. The Commission will
post all comments on the Commission’s
Internet Web site (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for Web site viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE.,
Washington, DC 20549, on official
business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of the
filing also will be available for
inspection and copying at the principal
office of the Exchange. All comments
received will be posted without change;
the Commission does not edit personal
identifying information from
submissions. You should submit only
information that you wish to make
available publicly. All submissions
should refer to File Number SR–Phlx–
2014–74 and should be submitted on or
before December 17, 2014.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.11
Kevin M. O’Neill,
Deputy Secretary.
[FR Doc. 2014–27978 Filed 11–25–14; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–73659; File No. SR–
NYSEArca–2014–114]
Self-Regulatory Organizations; NYSE
Arca, Inc.; Notice of Designation of a
Longer Period for Commission Action
on Proposed Rule Change To List and
Trade Shares of the iShares Interest
Rate Hedged 0–5 Year High Yield Bond
ETF, iShares Interest Rate Hedged 10+
Year Credit Bond ETF, and the iShares
Interest Rate Hedged Emerging
Markets Bond ETF Under NYSE Arca
Equities Rule 8.600
mstockstill on DSK4VPTVN1PROD with NOTICES
On September 29, 2014, NYSE Arca,
Inc. (‘‘NYSE Arca’’ or ‘‘Exchange’’) filed
with the Securities and Exchange
Commission (‘‘Commission’’), pursuant
to Section 19(b)(1) of the Securities
Exchange Act of 1934 (‘‘Act’’) 1 and Rule
11 17
CFR 200.30–3(a)(12).
U.S.C. 78s(b)(1).
VerDate Sep<11>2014
17:21 Nov 25, 2014
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.7
Kevin M. O’Neill,
Deputy Secretary.
[FR Doc. 2014–27977 Filed 11–25–14; 8:45 am]
BILLING CODE 8011–01–P
Jkt 235001
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–73668; File No. SR–
NYSEArca–2014–110]
Self-Regulatory Organizations; NYSE
Arca, Inc.; Notice of Designation of a
Longer Period for Commission Action
on a Proposed Rule Change, as
Modified by Amendment No. 1 Thereto,
Amending Rule 6.2A To Authorize the
Exchange To Share Any UserDesignated Risk Settings in Exchange
Systems With the Clearing Member
That Clears Transactions on Behalf of
the User
November 21, 2014.
On September 19, 2014, NYSE Arca,
Inc., (‘‘NYSE Arca’’ or ‘‘Exchange’’) filed
with the Securities and Exchange
Commission (the ‘‘Commission’’),
pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934
(‘‘Act’’) 1 and Rule 19b–4 thereunder,2 a
proposed rule change to amend Rule
6.2A to authorize the Exchange to share
any User-designated risk settings in
Exchange systems with the Clearing
Member 3 that clears transactions on
behalf of the User.4 The proposed rule
change was published for comment in
the Federal Register on October 7,
2014.5 On November 19, 2014, the
Exchange submitted Amendment No. 1
to the proposed rule change. The
Commission received no comments on
the proposed rule change.
Section 19(b)(2) of the Act 6 provides
that within 45 days of the publication of
notice of the filing of a proposed rule
change, or within such longer period up
to 90 days as the Commission may
designate if it finds such longer period
to be appropriate and publishes its
reasons for so finding or as to which the
self-regulatory organization consents,
the Commission shall either approve the
proposed rule change, disapprove the
proposed rule change, or institute
proceedings to determine whether the
proposed rule change should be
disapproved. The 45th day for this filing
1 15
U.S.C. 78s(b)(1).
CFR 240.19b–4.
3 See Exchange Rule 6.1(b)(3) defining ‘‘Clearing
Member’’ as ‘‘an Exchange OTP Firm or OTP Holder
which has been admitted to membership in the
Options Clearing Corporation pursuant to the
provisions of the Rules of the Options Clearing
Corporation.’’
4 See Exchange Rule 6.1A(a)(19) defining ‘‘User’’
as ‘‘any OTP Holder, OTP Firm or Sponsored
Participant that is authorized to obtain access to OX
pursuant to Rule 6.2A.’’
5 See Securities Exchange Act Release No. 73281
(October 1, 2014), 79 FR 60552.
6 15 U.S.C. 78s(b)(2).
2 17
2 17
CFR 240.19b–4.
Securities Exchange Act Release No. 73342
(Oct. 10, 2014), 79 FR 62492.
4 In Amendment No. 1, the Exchange clarified
certain aspects of the original filing. All comments
on the proposed rule change, including
Amendment No. 1, are available on the
Commission’s Web site at: https://www.sec.gov/
comments/sr-nysearca-2014-114/
nysearca2014114.shtml.
5 15 U.S.C. 78s(b)(2).
6 Id.
7 17 CFR 200.30–3(a)(31).
3 See
November 20, 2014.
1 15
19b–4 thereunder,2 a proposed rule
change to list and trade shares of the
iShares Interest Rate Hedged 0–5 Year
High Yield Bond ETF; iShares Interest
Rate Hedged 10+ Year Credit Bond ETF;
and the iShares Interest Rate Hedged
Emerging Markets Bond ETF. The
proposed rule change was published for
comment in the Federal Register on
October 17, 2014.3 The Commission
received one comment on the proposal,
and, on November 18, 2014, the
Exchange filed Amendment No. 1 to the
proposed rule change, which replaced
and superseded its proposal as
originally filed.4
Section 19(b)(2) of the Act 5 provides
that within 45 days of the publication of
notice of the filing of a proposed rule
change, or within such longer period up
to 90 days as the Commission may
designate if it finds such longer period
to be appropriate and publishes its
reasons for so finding or as to which the
self-regulatory organization consents,
the Commission shall either approve the
proposed rule change, disapprove the
proposed rule change, or institute
proceedings to determine whether the
proposed rule change should be
disapproved. The 45th day after
publication of the notice for this
proposed rule change is December 1,
2014. The Commission is extending this
45-day time period.
The Commission finds it appropriate
to designate a longer period within
which to take action on the proposed
rule change so that it has sufficient time
to consider this proposed rule change,
as modified by Amendment No. 1.
Accordingly, the Commission, pursuant
to Section 19(b)(2) of the Act,6
designates January 15, 2014, as the date
by which the Commission shall either
approve or disapprove, or institute
proceedings to determine whether to
disapprove, the proposed rule change
(File No. SR–NYSEArca–2014–114)
PO 00000
Frm 00109
Fmt 4703
Sfmt 4703
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E:\FR\FM\26NON1.SGM
26NON1
Agencies
[Federal Register Volume 79, Number 228 (Wednesday, November 26, 2014)]
[Notices]
[Page 70607]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2014-27977]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-73659; File No. SR-NYSEArca-2014-114]
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of
Designation of a Longer Period for Commission Action on Proposed Rule
Change To List and Trade Shares of the iShares Interest Rate Hedged 0-5
Year High Yield Bond ETF, iShares Interest Rate Hedged 10+ Year Credit
Bond ETF, and the iShares Interest Rate Hedged Emerging Markets Bond
ETF Under NYSE Arca Equities Rule 8.600
November 20, 2014.
On September 29, 2014, NYSE Arca, Inc. (``NYSE Arca'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission''), pursuant to Section 19(b)(1) of the Securities
Exchange Act of 1934 (``Act'') \1\ and Rule 19b-4 thereunder,\2\ a
proposed rule change to list and trade shares of the iShares Interest
Rate Hedged 0-5 Year High Yield Bond ETF; iShares Interest Rate Hedged
10+ Year Credit Bond ETF; and the iShares Interest Rate Hedged Emerging
Markets Bond ETF. The proposed rule change was published for comment in
the Federal Register on October 17, 2014.\3\ The Commission received
one comment on the proposal, and, on November 18, 2014, the Exchange
filed Amendment No. 1 to the proposed rule change, which replaced and
superseded its proposal as originally filed.\4\
---------------------------------------------------------------------------
\1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b-4.
\3\ See Securities Exchange Act Release No. 73342 (Oct. 10,
2014), 79 FR 62492.
\4\ In Amendment No. 1, the Exchange clarified certain aspects
of the original filing. All comments on the proposed rule change,
including Amendment No. 1, are available on the Commission's Web
site at: https://www.sec.gov/comments/sr-nysearca-2014-114/nysearca2014114.shtml.
---------------------------------------------------------------------------
Section 19(b)(2) of the Act \5\ provides that within 45 days of the
publication of notice of the filing of a proposed rule change, or
within such longer period up to 90 days as the Commission may designate
if it finds such longer period to be appropriate and publishes its
reasons for so finding or as to which the self-regulatory organization
consents, the Commission shall either approve the proposed rule change,
disapprove the proposed rule change, or institute proceedings to
determine whether the proposed rule change should be disapproved. The
45th day after publication of the notice for this proposed rule change
is December 1, 2014. The Commission is extending this 45-day time
period.
---------------------------------------------------------------------------
\5\ 15 U.S.C. 78s(b)(2).
---------------------------------------------------------------------------
The Commission finds it appropriate to designate a longer period
within which to take action on the proposed rule change so that it has
sufficient time to consider this proposed rule change, as modified by
Amendment No. 1. Accordingly, the Commission, pursuant to Section
19(b)(2) of the Act,\6\ designates January 15, 2014, as the date by
which the Commission shall either approve or disapprove, or institute
proceedings to determine whether to disapprove, the proposed rule
change (File No. SR-NYSEArca-2014-114)
---------------------------------------------------------------------------
\6\ Id.
For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\7\
---------------------------------------------------------------------------
\7\ 17 CFR 200.30-3(a)(31).
---------------------------------------------------------------------------
Kevin M. O'Neill,
Deputy Secretary.
[FR Doc. 2014-27977 Filed 11-25-14; 8:45 am]
BILLING CODE 8011-01-P