Actuarial Advisory Committee With Respect to the Railroad Retirement Account, 69540 [2014-27542]
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69540
Federal Register / Vol. 79, No. 225 / Friday, November 21, 2014 / Notices
By the Commission.
Shoshana M. Grove,
Secretary.
[FR Doc. 2014–27562 Filed 11–20–14; 8:45 am]
BILLING CODE 7710–FW–P
RAILROAD RETIREMENT BOARD
Actuarial Advisory Committee With
Respect to the Railroad Retirement
Account
Notice of Public Meeting
Notice is hereby given in accordance
with Public Law 92–463 that the
Actuarial Advisory Committee will hold
a meeting on December 17, 2014, at
10:30 a.m. at the office of the Chief
Actuary of the U.S. Railroad Retirement
Board, 844 North Rush Street, Chicago,
Illinois, on the conduct of the 26th
Actuarial Valuation of the Railroad
Retirement System. The agenda for this
meeting will include a discussion of the
assumptions to be used in the 26th
Actuarial Valuation. A report containing
recommended assumptions and the
experience on which the
recommendations are based will have
been sent by the Chief Actuary to the
Committee before the meeting.
The meeting will be open to the
public. Persons wishing to submit
written statements or make oral
presentations should address their
communications or notices to the
Actuarial Advisory Committee, c/o
Chief Actuary, U.S. Railroad Retirement
Board, 844 North Rush Street, Chicago,
Illinois 60611–2092.
Martha P. Rico,
Secretary to the Board.
BILLING CODE 7905–01–P
SECURITIES AND EXCHANGE
COMMISSION
mstockstill on DSK4VPTVN1PROD with NOTICES
Sunshine Act Meeting
Notice is hereby given, pursuant to
the provisions of the Government in the
Sunshine Act, Public Law 94–409, that
the Securities and Exchange
Commission will hold a Closed Meeting
on Wednesday, November 19, 2014 at
4:00 p.m.
Commissioners, Counsel to the
Commissioners, the Secretary to the
Commission, and recording secretaries
will attend the Closed Meeting. Certain
staff members who have an interest in
the matters also may be present.
The General Counsel of the
Commission, or her designee, has
certified that, in her opinion, one or
18:00 Nov 20, 2014
Jkt 235001
Income ETF (the ‘‘Fund’’) relating to its
use of derivative instruments. The Fund
is currently listed and traded on the
Exchange under NYSE Arca Equities
Rule 8.600 (‘‘Managed Fund Shares’’).
The text of the proposed rule change is
available on the Exchange’s Web site at
www.nyse.com, at the principal office of
the Exchange, and at the Commission’s
Public Reference Room.
BILLING CODE 8011–01–P
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
self-regulatory organization included
statements concerning the purpose of,
and basis for, the proposed rule change
and discussed any comments it received
on the proposed rule change. The text
of those statements may be examined at
the places specified in Item IV below.
The Exchange has prepared summaries,
set forth in sections A, B, and C below,
of the most significant parts of such
statements.
SECURITIES AND EXCHANGE
COMMISSION
A. Self-Regulatory Organization’s
Statement of the Purpose of, and the
Statutory Basis for, the Proposed Rule
Change
Dated: November 19, 2014.
Brent J. Fields,
Secretary.
[FR Doc. 2014–27800 Filed 11–19–14; 4:15 pm]
[Release No. 34–73613; File No. SR–
NYSEArca–2014–127]
Self-Regulatory Organizations; NYSE
Arca, Inc.; Notice of Filing and
Immediate Effectiveness of Proposed
Rule Change Relating to Use of
Derivative Instruments by the First
Trust Preferred Securities and Income
ETF
November 17, 2014.
[FR Doc. 2014–27542 Filed 11–20–14; 8:45 am]
VerDate Sep<11>2014
more of the exemptions set forth in 5
U.S.C. 552b(c)(3), (5), (7), 9(B) and (10)
and 17 CFR 200.402(a)(3), (5), (7), 9(ii)
and (10), permit consideration of the
scheduled matter at the Closed Meeting.
Commissioner Gallagher, as duty
officer, voted to consider the items
listed for the Closed Meeting in closed
session, and determined that no earlier
notice thereof was possible.
The subject matter of the Closed
Meeting will be:
Other matters relating to enforcement
proceedings.
At times, changes in Commission
priorities require alterations in the
scheduling of meeting items.
For further information and to
ascertain what, if any, matters have been
added, deleted or postponed, please
contact the Office of the Secretary at
(202) 551–5400.
Pursuant to Section 19(b)(1) 1 of the
Securities Exchange Act of 1934 (the
‘‘Act’’) 2 and Rule 19b–4 thereunder,3
notice is hereby given that, on
November 5, 2014, NYSE Arca, Inc. (the
‘‘Exchange’’ or ‘‘NYSE Arca’’) filed with
the Securities and Exchange
Commission (the ‘‘Commission’’) the
proposed rule change as described in
Items I and II below, which Items have
been prepared by the Exchange. The
Commission is publishing this notice to
solicit comments on the proposed rule
change from interested persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
The Exchange proposes to reflect a
change to the means of achieving the
investment objective applicable to the
First Trust Preferred Securities and
1 15
U.S.C. 78s(b)(1).
U.S.C. 78a.
3 17 CFR 240.19b–4.
2 15
PO 00000
Frm 00120
Fmt 4703
Sfmt 4703
1. Purpose
The Commission has approved listing
and trading on the Exchange of shares
(‘‘Shares’’) of the Fund under NYSE
Arca Equities Rule 8.600, which governs
the listing and trading of Managed Fund
Shares on the Exchange.4 The Shares are
offered by the First Trust ExchangeTraded Fund III (the ‘‘Trust’’), which
was organized as a Massachusetts
business trust and is registered with the
Commission as an open-end
management investment company.5
First Trust Advisors L.P. (‘‘First Trust
Advisors’’) is the investment adviser
4 The Commission originally approved the listing
and trading of the Shares on the Exchange on
February 8, 2013. See Securities Exchange Act
Release No. 68870 (February 8, 2013), 78 FR 11245
(February 15, 2013) (SR–NYSEArca–2012–139)
(‘‘Prior Order’’). See also Securities Exchange Act
Release No. 68458 (December 18, 2012), 77 FR
76148 (December 26, 2012) (SR–NYSEArca–2012–
139) (‘‘Prior Notice,’’ and together with the Prior
Order, the ‘‘Prior Release’’).
5 The Trust is registered under the Investment
Company Act of 1940 (‘‘1940 Act’’). On February
28, 2014, the Trust filed with the Commission an
amendment to its registration statement on Form N–
1A (File Nos. 333–176976 and 811–22245) under
the Securities Act of 1933 (‘‘Securities Act’’) and
under the 1940 Act relating to the Fund
(‘‘Registration Statement’’). The descriptions of the
Shares and the Fund contained herein are based, in
part, on information in the Registration Statement.
In addition, the Commission has issued an order
granting certain exemptive relief to the Trust under
the 1940 Act. See Investment Company Act Release
No. 30029 (April 10, 2012) (File No. 812–13795)
(the ‘‘Exemptive Order’’).
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21NON1
Agencies
[Federal Register Volume 79, Number 225 (Friday, November 21, 2014)]
[Notices]
[Page 69540]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2014-27542]
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RAILROAD RETIREMENT BOARD
Actuarial Advisory Committee With Respect to the Railroad
Retirement Account
Notice of Public Meeting
Notice is hereby given in accordance with Public Law 92-463 that
the Actuarial Advisory Committee will hold a meeting on December 17,
2014, at 10:30 a.m. at the office of the Chief Actuary of the U.S.
Railroad Retirement Board, 844 North Rush Street, Chicago, Illinois, on
the conduct of the 26th Actuarial Valuation of the Railroad Retirement
System. The agenda for this meeting will include a discussion of the
assumptions to be used in the 26th Actuarial Valuation. A report
containing recommended assumptions and the experience on which the
recommendations are based will have been sent by the Chief Actuary to
the Committee before the meeting.
The meeting will be open to the public. Persons wishing to submit
written statements or make oral presentations should address their
communications or notices to the Actuarial Advisory Committee, c/o
Chief Actuary, U.S. Railroad Retirement Board, 844 North Rush Street,
Chicago, Illinois 60611-2092.
Martha P. Rico,
Secretary to the Board.
[FR Doc. 2014-27542 Filed 11-20-14; 8:45 am]
BILLING CODE 7905-01-P