Americans With Disabilities Act: Proposed Circular Amendment 2, 67234-67237 [2014-26665]
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Federal Register / Vol. 79, No. 218 / Wednesday, November 12, 2014 / Notices
community to make the Nation’s
roadways safer by developing,
evaluating, and deploying life-saving
countermeasures; advancing the use of
scientific methods and data-driven
decisions, fostering a safety culture, and
promoting an integrated,
multidisciplinary 4 E’s (Engineering,
Education, Enforcement, Education)
approach to safety. The mission is
carried out through the Highway Safety
Improvement Program (HSIP), a data
driven strategic approach to improving
highway safety on all public roads that
focuses on performance. The goal of the
program is to achieve a significant
reduction in traffic fatalities and serious
injuries on all public roads, including
non-State-owned public roads and roads
on tribal lands.
In keeping with that mission, the
United States Congress on June 29, 2012
passed the Moving Ahead for Progress
in the 21st Century Act (MAP–21),
which was signed into law (Pub. L. 112–
141) on July 6, 2012 by President
Barrack Obama. MAP–21 is a milestone
for the U.S. economy and the Nation’s
surface transportation program as it
transformed the policy and
programmatic framework for
investments to guide the system’s
growth and development and created a
streamlined performance-based surface
transportation program. The Federal
Highway Administration defines
Transportation Performance
Management as a strategic approach that
uses system information to make
investment and policy decisions to
achieve national performance goals.
MAP–21 requires the Secretary of
Transportation to establish performance
measures for States to use to assess
serious injuries and fatalities per vehicle
mile traveled; and the number of serious
injuries and fatalities, for the purposes
of carrying out the HSIP under 23 U.S.C.
148. The HSIP is applicable to all public
roads and therefore requires crash
reporting by law enforcement agencies
that have jurisdiction over them.
In defining performance measures for
serious injuries, FHWA seeks to define
serious injuries in a manner that would
provide for a uniform definition for
national reporting in this performance
area, as required by MAP–21. An
established standard for defining serious
injuries as a result of highway crashes
has been developed in the 4th edition of
the Model Minimum Uniform Crash
Criteria (MMUCC). MMUCC represents
a voluntary and collaborative effort to
generate uniform crash data that are
accurate, reliable and credible for datadriven highway safety decisions within
a State, between States, and at the
national level. The MMUCC defines a
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serious injuries resulting from traffic
crashes as ‘‘Suspected Serious Injury
(A)’’ whose attributes are:
Any injury, other than fatal, which
results in one or more of the following:
Severe laceration resulting in exposure
of underlying tissues, muscle, organs, or
resulting in significant loss of blood,
broken or distorted extremity (arm or
leg), crush injuries, suspected skull,
chest, or abdominal injury other than
bruises or minor lacerations, significant
burns (second and third degree burns
over 10 percent or more of the body),
unconsciousness when taken from the
crash scene, or paralysis.
As part of the effort to understand
current reporting levels for serious
injuries to support the MAP–21
performance measures, the FHWA seeks
to determine at what level law
enforcement agencies have adopted the
MMUCC definition, attribute and coding
convention. FHWA is aware that not all
States have adopted the MMUCC
definition, attribute and coding
convention for serious injuries while
other States have only partially adopted
the definition. It is also known that
some jurisdictions do not use the State
Police Accident Report (PAR) form to
report on crashes. It is not known if
these PARs are MMUCC compliant.
The purpose of the information
collection is to conduct an assessment
of each Federal, tribal, State and nonState PAR to determine if the definition
and coding convention used for
reporting on serious injuries is or is not
compliant with MMUCC, and if not
compliant, the definition and coding
convention that is used.
Respondents: Federal State, the
District of Columbia, Puerto Rico, tribal
and local traffic records management
agencies. (75 total).
Frequency: One time collection.
Estimated Average Burden per
Response: It will take approximately 15
minutes per participant.
Estimated Total Annual Burden
Hours: Approximately 19 hours for a
one time collection.
Public Comments Invited: You are
asked to comment on any aspect of this
information collection, including: (1)
Whether the proposed collection of
information is necessary for the U.S.
DOT’s performance, including whether
the information will have practical
utility; (2) the accuracy of the U.S.
DOT’s estimate of the burden of the
proposed information collection; (3)
ways to enhance the quality, usefulness,
and clarity of the collected information;
and (4) ways that the burden could be
minimized, including the use of
electronic technology, without reducing
the quality of the collected information.
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The agency will summarize and/or
include your comments in the request
for OMB’s clearance of this information
collection.
Authority: The Paperwork Reduction Act
of 1995; 44 U.S.C. Chapter 35, as amended;
and 49 CFR 1.48.
Issued On: November 5, 2014.
Michael Howell,
Information Collection Officer.
[FR Doc. 2014–26730 Filed 11–10–14; 8:45 am]
BILLING CODE 4910–22–P
DEPARTMENT OF TRANSPORTATION
Federal Transit Administration
[Docket No. FTA–2014–0024]
Americans With Disabilities Act:
Proposed Circular Amendment 2
Federal Transit Administration
(FTA), DOT.
ACTION: Notice of availability of
additional proposed circular chapters
and request for comments.
AGENCY:
The Federal Transit
Administration (FTA) has placed in the
docket and on its Web site proposed
guidance in the form of seven additional
proposed circular chapters to assist
transportation providers in meeting the
requirements of the U.S. Department of
Transportation’s (DOT) Americans with
Disabilities Act (ADA) regulations.
These proposed circular chapters
include Chapter 3 (Transportation
Facilities), Chapter 6 (Fixed Route
Service), Chapter 7 (Demand Responsive
Service), Chapter 9 (ADA Paratransit
Eligibility), Chapter 10 (Passenger
Vessels), Chapter 11 (Other Modes), and
Chapter 12 (Oversight, Complaints, and
Monitoring). Also included is additional
text on monitoring practices, published
as addenda to Chapter 2 (General
Requirements) and Chapter 8
(Complementary Paratransit Service).
Along with the proposed Chapter 4
(Vehicle Acquisition) published on
October 2, 2012, and Chapter 1
(Introduction and Applicability),
Chapter 2 (General Requirements),
Chapter 5 (Equivalent Facilitation), and
Chapter 8 (Complementary Paratransit
Service) published on February 19,
2014, these chapters are part of a series
of 12 chapters that will compose a
complete ADA circular. By this notice,
FTA invites public comment on these
seven additional proposed circular
chapters and the addenda to two
previously published chapters.
DATES: Comments must be submitted by
January 12, 2015. Late-filed comments
SUMMARY:
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will be considered to the extent
practicable.
ADDRESSES: You may submit comments
to Docket No. FTA–2014–0024 by any of
the following methods:
Federal eRulemaking Portal: Go to
www.regulations.gov and follow the
online instructions for submitting
comments.
Mail: Docket Management Facility:
U.S. Department of Transportation, 1200
New Jersey Avenue SE., West Building,
Ground Floor, Room W12–140,
Washington, DC 20590–0001.
Hand Delivery or Courier: West
Building Ground Floor, Room W12–140,
1200 New Jersey Avenue SE., between
9 a.m. and 5 p.m. Eastern time, Monday
through Friday, except Federal holidays.
Fax: (202) 493–2251.
Instructions: You must include the
agency name (Federal Transit
Administration) and Docket number
FTA–2014–0024 for this notice at the
beginning of your comments. You
should submit two copies of your
comments if you submit them by mail.
If you wish to receive confirmation that
FTA received your comments, you must
include a self-addressed stamped
postcard. Note that all comments
received will be posted without change
to www.regulations.gov including any
personal information provided and will
be available to Internet users. You may
review DOT’s complete Privacy Act
Statement published in the Federal
Register on April 11, 2000 (65 FR
19477).
Docket: For access to the docket to
read background documents and
comments received, go to
www.regulations.gov at any time or to
the U.S. Department of Transportation,
1200 New Jersey Avenue SE., Docket
Operations, M–30, West Building
Ground Floor, Room W12–140,
Washington, DC 20590 between 9:00
a.m. and 5:00 p.m., Monday through
Friday, except Federal holidays.
FOR FURTHER INFORMATION CONTACT: For
program questions, Dawn Sweet, Office
of Civil Rights, Federal Transit
Administration, 1200 New Jersey
Avenue SE., Room E54–306,
Washington, DC 20590, phone: (202)
366–4018, or email, dawn.sweet@
dot.gov. For legal questions, Bonnie
Graves, Office of Chief Counsel, same
address, Room E56–306, phone: (202)
366–4011, or email, bonnie.graves@
dot.gov.
SUPPLEMENTARY INFORMATION:
I. Introduction
The U.S. Department of
Transportation (DOT) issues regulations
implementing the transportation and
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related provisions of the Americans
with Disabilities Act (ADA) of 1990 and
Section 504 of the Rehabilitation Act of
1973, as amended. The regulations at 49
CFR parts 27, 37, 38, and 39 set forth
specific requirements transportation
providers must follow to ensure their
services, vehicles, and facilities are
accessible to and useable by people with
disabilities. The body of ADA
regulations is vast, covering multiple
modes of public transportation,
including fixed route bus and rail (e.g.,
rapid, commuter, and light rail); ADA
complementary paratransit; general
public demand responsive service; and
ferry service. The Federal Transit
Administration (FTA), as an agency
within DOT, is charged with ensuring
that providers of public transportation
comply with these regulations. In 2010,
FTA initiated a comprehensive
management review of the agency’s core
guidance to transit grantees on ADA and
other civil rights requirements. A
primary goal of the review was to assess
whether FTA was providing sufficient,
proactive assistance to grantees in
meeting civil rights requirements, as
opposed to reacting to allegations of
failure to comply with the requirements.
Based on the results of the review, FTA
identified the need to develop an ADA
circular similar to the circulars long in
place for other FTA programs. The
current body of statutes and regulations
in the ADA area can be imposing, and
in some cases, extremely technical. As
a result, FTA recognized value to the
transit industry and other stakeholders
in compiling and organizing
information by topic into a plain
English, easy-to-use format.
The proposed circular does not alter,
amend, supersede or otherwise affect
the DOT ADA regulations themselves or
replace or reduce the need for detailed
information in the regulations. Its
format, however, can outline basic
requirements with references to the
applicable regulatory sections, along
with examples of practices used by
transit providers to meet the
requirements. Optional practices are
included throughout the circular; FTA
recognizes that there are many different
ways agencies can fulfill the regulatory
requirements and ensure the delivery of
compliant service.
FTA proposed a phased approach for
the development of the new circular,
FTA C 4710.1, with the initial proposed
chapter focused on vehicle acquisition
(See 77 FR 60170, Oct. 2, 2012,
www.gpo.gov/fdsys/pkg/FR-2012-10-02/
pdf/2012-24185.pdf) . In February, 2014,
FTA published four additional chapters
(Introduction and Applicability, General
Requirements, Equivalent Facilitation,
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and Complementary Paratransit
Service). (See 79 FR 9585, Feb. 19, 2014,
https://www.gpo.gov/fdsys/pkg/FR-201402-19/pdf/2014-03530.pdf).
FTA will not publish final versions of
individual chapters, but rather will
publish one final circular after receiving
comments on all individual chapters.
Today’s notice provides a summary of
the seven additional proposed chapters
and two chapter addenda. These
chapters of the proposed circular do not
contain any new requirements, policies,
or directives. The chapters themselves
are not included in this notice; an
electronic version may be found on
FTA’s Web site, at www.fta.dot.gov.
Paper copies of the circular may be
obtained by contacting FTA’s
Administrative Services Help Desk, at
(202) 366–4865. After the summary of
the seven new chapters, this notice
describes FTA’s approach for publishing
a final circular.
After issuing the four additional
chapters in February 2014, FTA
received comments from 23 individuals
and organizations. A number of
comments raised concerns that optional
practices and suggestions could be
misinterpreted as requirements.
Objections were raised to the circular
project in its proposed format.
Commenters provided further
suggestions for modifying the format of
the circular in order to better
distinguish between regulatory
requirements and guidance. FTA has
incorporated many of these suggestions
into the seven additional proposed
chapters issued with this amendment,
and will incorporate format changes in
the remaining chapters, as appropriate.
The revised format presents the
regulatory requirements under a
‘‘Requirement’’ subheading; citations
are included within quotation marks. A
separate ‘‘Discussion’’ section then
follows. FTA welcomes comments on
these format changes. FTA also received
comments on the substance of the draft
chapters, including some corrections
and suggestions, which FTA will
incorporate as appropriate, along with
other general comments on the circular
format, upon finalization of the entire
circular.
FTA encourages stakeholders to
provide comments on the content of
these seven proposed chapters and two
chapter addenda.
II. Summary of Circular Amendment 2
Amendment 2 to the circular includes
a table of contents for all 12 proposed
chapters, including contents for the
previously published proposed
chapters: Chapter 1 (Introduction and
Applicability), Chapter 2 (General
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Requirements), Chapter 4 (Vehicle
Acquisition), Chapter 5 (Equivalent
Facilitation), and Chapter 8
(Complementary Paratransit Service).
The table of contents for Chapters 2
and 8 includes the proposed additional
sections on monitoring. Finally, the
table of contents includes the seven
proposed chapters that are the subject of
today’s notice: Chapter 3
(Transportation Facilities), Chapter 6
(Fixed Route Service), Chapter 7
(Demand Responsive Service), Chapter 9
(ADA Paratransit Eligibility), Chapter 10
(Passenger Vessels), Chapter 11 (Other
Modes), and Chapter 12 (Oversight,
Complaints, and Monitoring).
Proposed Chapter 3, ‘‘Transportation
Facilities,’’ explains the regulations
related to transportation facilities with
emphasis on the requirements for new
construction and alterations. Proposed
Chapter 3 explains the history of the
ADA Accessibility Guidelines
(ADAAG), including the revisions
adopted by DOT in 2006 as the DOT
Standards. The chapter does not attempt
to exhaustively cover all topics related
to construction and alteration but rather
presents examples of common issues in
applying the DOT Standards, such as
the number and location of accessible
station parking spaces, curb ramps and
track crossings, and station platforms.
The proposed chapter includes an
extensive discussion on path of travel
alterations and cost disproportionality—
an issue that has been the source of
misunderstanding in the past. Attached
to proposed Chapter 3 is a checklist
grantees may use to review new
construction and alterations to help
ensure compliance, including 18 review
topics covering parking and loading
areas, accessible routes, signs, facility
elements, elevators and lifts, and
platforms, among others.
Proposed Chapter 6, ‘‘Fixed Route
Service,’’ explains the requirements for
fixed route bus (local, express,
commuter, and bus rapid transit (BRT))
and rail (light rail, rapid rail, and
commuter rail). Proposed Chapter 6
does not cover intercity rail. The
chapter primarily focuses on subpart G
requirements that are specific to fixed
route, such as priority seating,
alternative transportation when vehicle
lifts are not working, and stop
announcements and route identification
efforts. The cross-cutting requirements
that apply to other modes of transit in
addition to fixed route, such as the
transport of service animals,
wheelchairs, and oxygen, are covered in
the previously published proposed
Chapter 2, ‘‘General Requirements.’’
Proposed Chapter 6 concludes with two
forms grantees may use to monitor their
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own stop announcement and route
identification efforts—forms similar to
those used by FTA when it conducts
onsite compliance reviews.
Proposed Chapter 7, ‘‘Demand
Responsive Service,’’ addresses demand
responsive services such as traditional
dial-a-ride, taxi subsidy programs,
vanpool programs, and route deviation
service. ADA complementary
paratransit service, also a type of
demand responsive service, is covered
separately in proposed Chapters 8 and
9 of this circular. Proposed Chapter 7
explains the different types of demand
responsive services and provides
illustrations of service types for
consideration at the local level. The
chapter then explains the part 37
equivalent service requirements that
permit transit agencies to purchase
inaccessible vehicles, and explains
equivalent service and service provision
in the most integrated setting. Route
deviation, in particular, has been a topic
of interest and this chapter attempts to
provide clarity on the issue. The section
on route deviation service equivalency
considerations includes a discussion of
discriminatory policies and practices
that limit the use of route deviation
services. The same discussion explains
the requirements to provide
complementary paratransit service for
transit agencies that limit route
deviation requests to riders with
disabilities. The discussion also
explains how agencies may
accommodate requests for
complementary paratransit service
either by deviating vehicles from fixed
routes or by using available
supplemental demand responsive (e.g.,
dial-a-ride) vehicles—essentially
comingling complementary paratransit
eligible riders with other demand
responsive customers on the same
vehicle. Proposed Chapter 7 concludes
with options for monitoring and
determining equivalency and includes a
table for the seven service requirements.
The chapter includes a sample
certification of equivalent service as an
attachment.
Proposed Chapter 9, ‘‘ADA Paratransit
Eligibility,’’ addresses eligibility for
complementary paratransit services,
covering who is eligible and the
regulatory requirements that transit
agencies must follow when determining
eligibility. The chapter focuses on ADA
paratransit eligibility standards and
includes a detailed discussion of
eligible individuals as well as important
considerations in eligibility such as
most limiting conditions and
environmental barriers. It discusses
each type of ADA paratransit eligibility,
including unconditional, conditional,
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and temporary eligibility, and includes
considerations for applying conditional
eligibility with examples of explicit
conditions and suggestions on how to
appropriately apply conditions.
Requirements surrounding personal care
attendants, companions, and visitors are
also addressed in this chapter.
Proposed Chapter 9 describes the
types of eligibility determination
processes transit agencies use and
includes suggested sources of
information for determining eligibility
such as supplemental information
provided by professionals, as well as
important considerations for the use of
such information.
The chapter also covers the
paperwork aspect of the paratransit
application process. For example, it
explains the prohibition against
unreasonable burdens on applicants for
ADA paratransit eligibility and includes
examples of unreasonable burdens. The
chapter includes information on how to
treat incomplete applications for ADA
paratransit eligibility, maintain an
applicant’s confidentiality, and offer
eligibility materials in accessible
formats. Proposed Chapter 9 goes on to
explain the requirements for
documenting eligibility, including the
use of identification cards. Also
included is a discussion of proper
wording for letters to applicants found
ineligible, conditionally eligible, or
temporarily eligible.
Proposed Chapter 9 also explains the
requirements for making timely
determinations and for providing
service if determinations are not made
within 21 days of submission of
complete applications. This includes a
discussion of the timing of
appointments for in-person assessments
and their relationship to the 21-day
application timeframe. The chapter
explains the requirement for
recertification of ADA paratransit
eligibility at reasonable intervals and
the appeal process requirements for
applicants found ineligible,
conditionally eligible, or temporarily
eligible. This section includes
information on notifying applicants of
their right to appeal the decision, the
right to be heard in person, the
separation of function requirements,
and the timing and documentation of
appeal decisions. It also offers
suggestions on selecting individuals to
hear appeals and related practices that
can help minimize the need for appeals.
The last section of proposed Chapter
9 ends with a discussion of two topics
that have generated particular interest in
the industry and within the disability
community: No-show policies and
origin-to-destination service. First, the
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chapter explains the administrative
process for suspending complementary
paratransit service for riders who
establish a pattern or practice of missing
scheduled trips or canceling trips late.
The discussion explains how to
establish that a pattern or practice
exists, methods of notifying riders of
proposed suspensions, and the appeal
process. The discussion then suggests
practices for minimizing rider no-shows
and offers references to guidance
documents.
The section on the requirement for
origin-to-destination service refers to
DOT’s 2005 Disability Law Guidance,
which elaborates on the meaning of
origin-to-destination service. (See
https://www.fta.dot.gov/12325_
3891.html). FTA notes that DOT has an
open rulemaking on reasonable
modification of policy and through that
rulemaking sought public comments on
issues related to origin-to-destination
service. (See 71 FR 9761, Feb. 27, 2006).
The proposed circular presents DOT’s
position on origin-to-destination service
consistent with the 2005 guidance. Any
changes to ADA requirements made
through rulemaking at the DOT level
may require associated changes to this
circular.
Several attachments are included with
this chapter: Proposed task and skills
lists for assessing abilities to use fixed
route transit services; sample letters for
unconditional, conditional, and
temporary ADA paratransit eligibility; a
sample letter for denial of ADA
paratransit eligibility, including a
sample basis for the determination and
a sample ADA paratransit eligibility
determination appeal request form; and
sample no-show policy documents and
related guidance.
Proposed Chapter 10, ‘‘Passenger
Vessels,’’ covers the requirements for
ferries that apply to passenger vessel
operators (PVOs) that receive FTA
financial assistance. Regulations
addressed in this chapter are from 49
CFR part 39 subparts A, B, C, D, F, and
G. The subpart E guidelines for
accessibility of vessels are currently
reserved. The proposed chapter explains
the unique challenges posed by marine
environments and the regulatory
requirements from multiple agencies.
Proposed Chapter 10 then covers each
of the part 39 subparts and provides
examples of good practices. The chapter
also provides excerpts from the
Department’s additional guidance in the
form of questions and answers
concerning 49 CFR part 39, published
on January 31, 2011. (See
www.civilrights.dot.gov/sites/default/
files/PVGuidance2_3_11.pdf). Proposed
Chapter 10 also includes examples of
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good PVO practices in accommodating
passengers with disabilities, including
accommodating the needs of passengers
with hearing impairments, providing
information on vessel accessibility, and
the resolution of complaints.
Proposed Chapter 11, ‘‘Other Modes,’’
covers the 49 CFR part 38 subpart H
requirements for other vehicles and
systems. These other modes are not
covered by the requirements in 49 CFR
part 38 subparts B, C, D, and E (vans,
buses, and rail vehicles); these
requirements are covered in the
proposed chapter for vehicle acquisition
(Chapter 4), published on Oct. 2, 2012.
The chapter covers the requirements for
automated guideway transit vehicles
and systems, high-speed rail cars,
monorails, trams and similar vehicles
and systems, and includes hyperlinks to
the part 38 requirements that apply to
each mode.
Proposed Chapter 12, ‘‘Oversight,
Complaints, and Monitoring,’’ explains
how FTA carries out its oversight and
enforcement responsibilities—including
complaint investigations and onsite
reviews—and covers transit agencies’
own responsibilities for resolving and
tracking nondiscrimination complaints.
A sample comment form is included as
an attachment to the chapter. The
chapter also provides an overview of
monitoring compliance for the programs
and services agencies provide and
monitoring any contractors or service
providers that agencies use and includes
a table showing the monitoring topics
discussed in in different circular
chapters.
Amendment 2 to the circular also
includes two short proposed addenda to
Chapters 2 and 8 published as
Amendment 1 to the circular. The
addendum proposed for insertion at the
end of proposed Chapter 2, ‘‘General
Requirements,’’ covers monitoring
methods to ensure compliance with the
topics in that chapter. Topics covered
include gathering relevant service
information (e.g., elevator working
condition records), reviewing service
data, directly observing the provision of
service, and reviewing rider comments
and complaints.
The addendum proposed for insertion
at the end of Chapter 8,
‘‘Complementary Paratransit Service,’’
covers monitoring methods to ensure
compliance with the topics in that
chapter. Topics covered include a
discussion of the components of an
effective monitoring program. These
include policies, procedures and
standards, data collection and analysis,
first-hand observations, provision of
service, and reviewing rider comments
and complaints.
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III. Publication Approach
With the publication of the seven
additional proposed chapters, FTA has
now published all 12 proposed chapters
that would compose FTA’s proposed
ADA circular. In its final form, the
circular will provide guidance
specifically for recipients of FTA
financial assistance that provide public
transportation service. As such,
requirements found in the DOT ADA
regulations, for example, related to
intercity rail (i.e., Amtrak), private
motor coach service (e.g., Greyhound),
taxi service, and airport transportation
will not be addressed in the FTA ADA
circular.
FTA will not publish final versions of
individual chapters, but rather will
publish one final circular after receiving
comments on individual chapters. Once
comments are received on these
remaining seven chapters, FTA will
review the circular as one
comprehensive document, make further
refinements and publish a final circular.
IV. Conclusion
FTA seeks comments on the scope
and content of the seven chapters of the
circular addressed in Amendment 2:
Chapter 3 (Transportation Facilities),
Chapter 6 (Fixed Route Service),
Chapter 7 (Demand Responsive Service),
Chapter 9 (ADA Paratransit Eligibility),
Chapter 10 (Passenger Vessels), Chapter
11 (Other Modes), and Chapter 12
(Oversight, Complaints, and
Monitoring), and additional text on
monitoring practices, published as
addenda to previously published
Chapters 2 and 8.
FTA is seeking comments specifically
regarding (1) whether there are areas in
each of these chapters that need more
clarification or explanation; (2)
important topics that were overlooked;
(3) whether any sections, as written,
appear to exceed regulatory
requirements and which are not clearly
presented as options; (4) whether any
regulatory requirements are not clearly
delineated as requirements; (5) whether
the document’s format change (e.g., the
addition of a separate ‘‘Requirements’’
section in the topic areas) sufficiently
addresses comments received on
previous chapters regarding the need to
separate regulatory requirements from
options and technical assistance; and (6)
examples of local practices that have
proven effective that would be worth
describing in the circular.
Therese W. McMillan,
Acting Administrator.
[FR Doc. 2014–26665 Filed 11–10–14; 8:45 am]
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Agencies
[Federal Register Volume 79, Number 218 (Wednesday, November 12, 2014)]
[Notices]
[Pages 67234-67237]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2014-26665]
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DEPARTMENT OF TRANSPORTATION
Federal Transit Administration
[Docket No. FTA-2014-0024]
Americans With Disabilities Act: Proposed Circular Amendment 2
AGENCY: Federal Transit Administration (FTA), DOT.
ACTION: Notice of availability of additional proposed circular chapters
and request for comments.
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SUMMARY: The Federal Transit Administration (FTA) has placed in the
docket and on its Web site proposed guidance in the form of seven
additional proposed circular chapters to assist transportation
providers in meeting the requirements of the U.S. Department of
Transportation's (DOT) Americans with Disabilities Act (ADA)
regulations. These proposed circular chapters include Chapter 3
(Transportation Facilities), Chapter 6 (Fixed Route Service), Chapter 7
(Demand Responsive Service), Chapter 9 (ADA Paratransit Eligibility),
Chapter 10 (Passenger Vessels), Chapter 11 (Other Modes), and Chapter
12 (Oversight, Complaints, and Monitoring). Also included is additional
text on monitoring practices, published as addenda to Chapter 2
(General Requirements) and Chapter 8 (Complementary Paratransit
Service). Along with the proposed Chapter 4 (Vehicle Acquisition)
published on October 2, 2012, and Chapter 1 (Introduction and
Applicability), Chapter 2 (General Requirements), Chapter 5 (Equivalent
Facilitation), and Chapter 8 (Complementary Paratransit Service)
published on February 19, 2014, these chapters are part of a series of
12 chapters that will compose a complete ADA circular. By this notice,
FTA invites public comment on these seven additional proposed circular
chapters and the addenda to two previously published chapters.
DATES: Comments must be submitted by January 12, 2015. Late-filed
comments
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will be considered to the extent practicable.
ADDRESSES: You may submit comments to Docket No. FTA-2014-0024 by any
of the following methods:
Federal eRulemaking Portal: Go to www.regulations.gov and follow
the online instructions for submitting comments.
Mail: Docket Management Facility: U.S. Department of
Transportation, 1200 New Jersey Avenue SE., West Building, Ground
Floor, Room W12-140, Washington, DC 20590-0001.
Hand Delivery or Courier: West Building Ground Floor, Room W12-140,
1200 New Jersey Avenue SE., between 9 a.m. and 5 p.m. Eastern time,
Monday through Friday, except Federal holidays.
Fax: (202) 493-2251.
Instructions: You must include the agency name (Federal Transit
Administration) and Docket number FTA-2014-0024 for this notice at the
beginning of your comments. You should submit two copies of your
comments if you submit them by mail. If you wish to receive
confirmation that FTA received your comments, you must include a self-
addressed stamped postcard. Note that all comments received will be
posted without change to www.regulations.gov including any personal
information provided and will be available to Internet users. You may
review DOT's complete Privacy Act Statement published in the Federal
Register on April 11, 2000 (65 FR 19477).
Docket: For access to the docket to read background documents and
comments received, go to www.regulations.gov at any time or to the U.S.
Department of Transportation, 1200 New Jersey Avenue SE., Docket
Operations, M-30, West Building Ground Floor, Room W12-140, Washington,
DC 20590 between 9:00 a.m. and 5:00 p.m., Monday through Friday, except
Federal holidays.
FOR FURTHER INFORMATION CONTACT: For program questions, Dawn Sweet,
Office of Civil Rights, Federal Transit Administration, 1200 New Jersey
Avenue SE., Room E54-306, Washington, DC 20590, phone: (202) 366-4018,
or email, dawn.sweet@dot.gov. For legal questions, Bonnie Graves,
Office of Chief Counsel, same address, Room E56-306, phone: (202) 366-
4011, or email, bonnie.graves@dot.gov.
SUPPLEMENTARY INFORMATION:
I. Introduction
The U.S. Department of Transportation (DOT) issues regulations
implementing the transportation and related provisions of the Americans
with Disabilities Act (ADA) of 1990 and Section 504 of the
Rehabilitation Act of 1973, as amended. The regulations at 49 CFR parts
27, 37, 38, and 39 set forth specific requirements transportation
providers must follow to ensure their services, vehicles, and
facilities are accessible to and useable by people with disabilities.
The body of ADA regulations is vast, covering multiple modes of public
transportation, including fixed route bus and rail (e.g., rapid,
commuter, and light rail); ADA complementary paratransit; general
public demand responsive service; and ferry service. The Federal
Transit Administration (FTA), as an agency within DOT, is charged with
ensuring that providers of public transportation comply with these
regulations. In 2010, FTA initiated a comprehensive management review
of the agency's core guidance to transit grantees on ADA and other
civil rights requirements. A primary goal of the review was to assess
whether FTA was providing sufficient, proactive assistance to grantees
in meeting civil rights requirements, as opposed to reacting to
allegations of failure to comply with the requirements. Based on the
results of the review, FTA identified the need to develop an ADA
circular similar to the circulars long in place for other FTA programs.
The current body of statutes and regulations in the ADA area can be
imposing, and in some cases, extremely technical. As a result, FTA
recognized value to the transit industry and other stakeholders in
compiling and organizing information by topic into a plain English,
easy-to-use format.
The proposed circular does not alter, amend, supersede or otherwise
affect the DOT ADA regulations themselves or replace or reduce the need
for detailed information in the regulations. Its format, however, can
outline basic requirements with references to the applicable regulatory
sections, along with examples of practices used by transit providers to
meet the requirements. Optional practices are included throughout the
circular; FTA recognizes that there are many different ways agencies
can fulfill the regulatory requirements and ensure the delivery of
compliant service.
FTA proposed a phased approach for the development of the new
circular, FTA C 4710.1, with the initial proposed chapter focused on
vehicle acquisition (See 77 FR 60170, Oct. 2, 2012, www.gpo.gov/fdsys/pkg/FR-2012-10-02/pdf/2012-24185.pdf) . In February, 2014, FTA
published four additional chapters (Introduction and Applicability,
General Requirements, Equivalent Facilitation, and Complementary
Paratransit Service). (See 79 FR 9585, Feb. 19, 2014, https://www.gpo.gov/fdsys/pkg/FR-2014-02-19/pdf/2014-03530.pdf).
FTA will not publish final versions of individual chapters, but
rather will publish one final circular after receiving comments on all
individual chapters.
Today's notice provides a summary of the seven additional proposed
chapters and two chapter addenda. These chapters of the proposed
circular do not contain any new requirements, policies, or directives.
The chapters themselves are not included in this notice; an electronic
version may be found on FTA's Web site, at www.fta.dot.gov. Paper
copies of the circular may be obtained by contacting FTA's
Administrative Services Help Desk, at (202) 366-4865. After the summary
of the seven new chapters, this notice describes FTA's approach for
publishing a final circular.
After issuing the four additional chapters in February 2014, FTA
received comments from 23 individuals and organizations. A number of
comments raised concerns that optional practices and suggestions could
be misinterpreted as requirements. Objections were raised to the
circular project in its proposed format. Commenters provided further
suggestions for modifying the format of the circular in order to better
distinguish between regulatory requirements and guidance. FTA has
incorporated many of these suggestions into the seven additional
proposed chapters issued with this amendment, and will incorporate
format changes in the remaining chapters, as appropriate. The revised
format presents the regulatory requirements under a ``Requirement''
subheading; citations are included within quotation marks. A separate
``Discussion'' section then follows. FTA welcomes comments on these
format changes. FTA also received comments on the substance of the
draft chapters, including some corrections and suggestions, which FTA
will incorporate as appropriate, along with other general comments on
the circular format, upon finalization of the entire circular.
FTA encourages stakeholders to provide comments on the content of
these seven proposed chapters and two chapter addenda.
II. Summary of Circular Amendment 2
Amendment 2 to the circular includes a table of contents for all 12
proposed chapters, including contents for the previously published
proposed chapters: Chapter 1 (Introduction and Applicability), Chapter
2 (General
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Requirements), Chapter 4 (Vehicle Acquisition), Chapter 5 (Equivalent
Facilitation), and Chapter 8 (Complementary Paratransit Service).
The table of contents for Chapters 2 and 8 includes the proposed
additional sections on monitoring. Finally, the table of contents
includes the seven proposed chapters that are the subject of today's
notice: Chapter 3 (Transportation Facilities), Chapter 6 (Fixed Route
Service), Chapter 7 (Demand Responsive Service), Chapter 9 (ADA
Paratransit Eligibility), Chapter 10 (Passenger Vessels), Chapter 11
(Other Modes), and Chapter 12 (Oversight, Complaints, and Monitoring).
Proposed Chapter 3, ``Transportation Facilities,'' explains the
regulations related to transportation facilities with emphasis on the
requirements for new construction and alterations. Proposed Chapter 3
explains the history of the ADA Accessibility Guidelines (ADAAG),
including the revisions adopted by DOT in 2006 as the DOT Standards.
The chapter does not attempt to exhaustively cover all topics related
to construction and alteration but rather presents examples of common
issues in applying the DOT Standards, such as the number and location
of accessible station parking spaces, curb ramps and track crossings,
and station platforms. The proposed chapter includes an extensive
discussion on path of travel alterations and cost disproportionality--
an issue that has been the source of misunderstanding in the past.
Attached to proposed Chapter 3 is a checklist grantees may use to
review new construction and alterations to help ensure compliance,
including 18 review topics covering parking and loading areas,
accessible routes, signs, facility elements, elevators and lifts, and
platforms, among others.
Proposed Chapter 6, ``Fixed Route Service,'' explains the
requirements for fixed route bus (local, express, commuter, and bus
rapid transit (BRT)) and rail (light rail, rapid rail, and commuter
rail). Proposed Chapter 6 does not cover intercity rail. The chapter
primarily focuses on subpart G requirements that are specific to fixed
route, such as priority seating, alternative transportation when
vehicle lifts are not working, and stop announcements and route
identification efforts. The cross-cutting requirements that apply to
other modes of transit in addition to fixed route, such as the
transport of service animals, wheelchairs, and oxygen, are covered in
the previously published proposed Chapter 2, ``General Requirements.''
Proposed Chapter 6 concludes with two forms grantees may use to monitor
their own stop announcement and route identification efforts--forms
similar to those used by FTA when it conducts onsite compliance
reviews.
Proposed Chapter 7, ``Demand Responsive Service,'' addresses demand
responsive services such as traditional dial-a-ride, taxi subsidy
programs, vanpool programs, and route deviation service. ADA
complementary paratransit service, also a type of demand responsive
service, is covered separately in proposed Chapters 8 and 9 of this
circular. Proposed Chapter 7 explains the different types of demand
responsive services and provides illustrations of service types for
consideration at the local level. The chapter then explains the part 37
equivalent service requirements that permit transit agencies to
purchase inaccessible vehicles, and explains equivalent service and
service provision in the most integrated setting. Route deviation, in
particular, has been a topic of interest and this chapter attempts to
provide clarity on the issue. The section on route deviation service
equivalency considerations includes a discussion of discriminatory
policies and practices that limit the use of route deviation services.
The same discussion explains the requirements to provide complementary
paratransit service for transit agencies that limit route deviation
requests to riders with disabilities. The discussion also explains how
agencies may accommodate requests for complementary paratransit service
either by deviating vehicles from fixed routes or by using available
supplemental demand responsive (e.g., dial-a-ride) vehicles--
essentially comingling complementary paratransit eligible riders with
other demand responsive customers on the same vehicle. Proposed Chapter
7 concludes with options for monitoring and determining equivalency and
includes a table for the seven service requirements. The chapter
includes a sample certification of equivalent service as an attachment.
Proposed Chapter 9, ``ADA Paratransit Eligibility,'' addresses
eligibility for complementary paratransit services, covering who is
eligible and the regulatory requirements that transit agencies must
follow when determining eligibility. The chapter focuses on ADA
paratransit eligibility standards and includes a detailed discussion of
eligible individuals as well as important considerations in eligibility
such as most limiting conditions and environmental barriers. It
discusses each type of ADA paratransit eligibility, including
unconditional, conditional, and temporary eligibility, and includes
considerations for applying conditional eligibility with examples of
explicit conditions and suggestions on how to appropriately apply
conditions. Requirements surrounding personal care attendants,
companions, and visitors are also addressed in this chapter.
Proposed Chapter 9 describes the types of eligibility determination
processes transit agencies use and includes suggested sources of
information for determining eligibility such as supplemental
information provided by professionals, as well as important
considerations for the use of such information.
The chapter also covers the paperwork aspect of the paratransit
application process. For example, it explains the prohibition against
unreasonable burdens on applicants for ADA paratransit eligibility and
includes examples of unreasonable burdens. The chapter includes
information on how to treat incomplete applications for ADA paratransit
eligibility, maintain an applicant's confidentiality, and offer
eligibility materials in accessible formats. Proposed Chapter 9 goes on
to explain the requirements for documenting eligibility, including the
use of identification cards. Also included is a discussion of proper
wording for letters to applicants found ineligible, conditionally
eligible, or temporarily eligible.
Proposed Chapter 9 also explains the requirements for making timely
determinations and for providing service if determinations are not made
within 21 days of submission of complete applications. This includes a
discussion of the timing of appointments for in-person assessments and
their relationship to the 21-day application timeframe. The chapter
explains the requirement for recertification of ADA paratransit
eligibility at reasonable intervals and the appeal process requirements
for applicants found ineligible, conditionally eligible, or temporarily
eligible. This section includes information on notifying applicants of
their right to appeal the decision, the right to be heard in person,
the separation of function requirements, and the timing and
documentation of appeal decisions. It also offers suggestions on
selecting individuals to hear appeals and related practices that can
help minimize the need for appeals.
The last section of proposed Chapter 9 ends with a discussion of
two topics that have generated particular interest in the industry and
within the disability community: No-show policies and origin-to-
destination service. First, the
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chapter explains the administrative process for suspending
complementary paratransit service for riders who establish a pattern or
practice of missing scheduled trips or canceling trips late. The
discussion explains how to establish that a pattern or practice exists,
methods of notifying riders of proposed suspensions, and the appeal
process. The discussion then suggests practices for minimizing rider
no-shows and offers references to guidance documents.
The section on the requirement for origin-to-destination service
refers to DOT's 2005 Disability Law Guidance, which elaborates on the
meaning of origin-to-destination service. (See https://www.fta.dot.gov/12325_3891.html). FTA notes that DOT has an open rulemaking on
reasonable modification of policy and through that rulemaking sought
public comments on issues related to origin-to-destination service.
(See 71 FR 9761, Feb. 27, 2006). The proposed circular presents DOT's
position on origin-to-destination service consistent with the 2005
guidance. Any changes to ADA requirements made through rulemaking at
the DOT level may require associated changes to this circular.
Several attachments are included with this chapter: Proposed task
and skills lists for assessing abilities to use fixed route transit
services; sample letters for unconditional, conditional, and temporary
ADA paratransit eligibility; a sample letter for denial of ADA
paratransit eligibility, including a sample basis for the determination
and a sample ADA paratransit eligibility determination appeal request
form; and sample no-show policy documents and related guidance.
Proposed Chapter 10, ``Passenger Vessels,'' covers the requirements
for ferries that apply to passenger vessel operators (PVOs) that
receive FTA financial assistance. Regulations addressed in this chapter
are from 49 CFR part 39 subparts A, B, C, D, F, and G. The subpart E
guidelines for accessibility of vessels are currently reserved. The
proposed chapter explains the unique challenges posed by marine
environments and the regulatory requirements from multiple agencies.
Proposed Chapter 10 then covers each of the part 39 subparts and
provides examples of good practices. The chapter also provides excerpts
from the Department's additional guidance in the form of questions and
answers concerning 49 CFR part 39, published on January 31, 2011. (See
www.civilrights.dot.gov/sites/default/files/PVGuidance2_3_11.pdf).
Proposed Chapter 10 also includes examples of good PVO practices in
accommodating passengers with disabilities, including accommodating the
needs of passengers with hearing impairments, providing information on
vessel accessibility, and the resolution of complaints.
Proposed Chapter 11, ``Other Modes,'' covers the 49 CFR part 38
subpart H requirements for other vehicles and systems. These other
modes are not covered by the requirements in 49 CFR part 38 subparts B,
C, D, and E (vans, buses, and rail vehicles); these requirements are
covered in the proposed chapter for vehicle acquisition (Chapter 4),
published on Oct. 2, 2012. The chapter covers the requirements for
automated guideway transit vehicles and systems, high-speed rail cars,
monorails, trams and similar vehicles and systems, and includes
hyperlinks to the part 38 requirements that apply to each mode.
Proposed Chapter 12, ``Oversight, Complaints, and Monitoring,''
explains how FTA carries out its oversight and enforcement
responsibilities--including complaint investigations and onsite
reviews--and covers transit agencies' own responsibilities for
resolving and tracking nondiscrimination complaints. A sample comment
form is included as an attachment to the chapter. The chapter also
provides an overview of monitoring compliance for the programs and
services agencies provide and monitoring any contractors or service
providers that agencies use and includes a table showing the monitoring
topics discussed in in different circular chapters.
Amendment 2 to the circular also includes two short proposed
addenda to Chapters 2 and 8 published as Amendment 1 to the circular.
The addendum proposed for insertion at the end of proposed Chapter 2,
``General Requirements,'' covers monitoring methods to ensure
compliance with the topics in that chapter. Topics covered include
gathering relevant service information (e.g., elevator working
condition records), reviewing service data, directly observing the
provision of service, and reviewing rider comments and complaints.
The addendum proposed for insertion at the end of Chapter 8,
``Complementary Paratransit Service,'' covers monitoring methods to
ensure compliance with the topics in that chapter. Topics covered
include a discussion of the components of an effective monitoring
program. These include policies, procedures and standards, data
collection and analysis, first-hand observations, provision of service,
and reviewing rider comments and complaints.
III. Publication Approach
With the publication of the seven additional proposed chapters, FTA
has now published all 12 proposed chapters that would compose FTA's
proposed ADA circular. In its final form, the circular will provide
guidance specifically for recipients of FTA financial assistance that
provide public transportation service. As such, requirements found in
the DOT ADA regulations, for example, related to intercity rail (i.e.,
Amtrak), private motor coach service (e.g., Greyhound), taxi service,
and airport transportation will not be addressed in the FTA ADA
circular.
FTA will not publish final versions of individual chapters, but
rather will publish one final circular after receiving comments on
individual chapters. Once comments are received on these remaining
seven chapters, FTA will review the circular as one comprehensive
document, make further refinements and publish a final circular.
IV. Conclusion
FTA seeks comments on the scope and content of the seven chapters
of the circular addressed in Amendment 2: Chapter 3 (Transportation
Facilities), Chapter 6 (Fixed Route Service), Chapter 7 (Demand
Responsive Service), Chapter 9 (ADA Paratransit Eligibility), Chapter
10 (Passenger Vessels), Chapter 11 (Other Modes), and Chapter 12
(Oversight, Complaints, and Monitoring), and additional text on
monitoring practices, published as addenda to previously published
Chapters 2 and 8.
FTA is seeking comments specifically regarding (1) whether there
are areas in each of these chapters that need more clarification or
explanation; (2) important topics that were overlooked; (3) whether any
sections, as written, appear to exceed regulatory requirements and
which are not clearly presented as options; (4) whether any regulatory
requirements are not clearly delineated as requirements; (5) whether
the document's format change (e.g., the addition of a separate
``Requirements'' section in the topic areas) sufficiently addresses
comments received on previous chapters regarding the need to separate
regulatory requirements from options and technical assistance; and (6)
examples of local practices that have proven effective that would be
worth describing in the circular.
Therese W. McMillan,
Acting Administrator.
[FR Doc. 2014-26665 Filed 11-10-14; 8:45 am]
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