Revision of Regulations, 64133-64149 [2014-25520]
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64133
Proposed Rules
Federal Register
Vol. 79, No. 208
Tuesday, October 28, 2014
This section of the FEDERAL REGISTER
contains notices to the public of the proposed
issuance of rules and regulations. The
purpose of these notices is to give interested
persons an opportunity to participate in the
rule making prior to the adoption of the final
rules.
ADMINISTRATIVE COMMITTEE OF
THE FEDERAL REGISTER
1 CFR Chapter I
[RIN 3095–AB84]
Revision of Regulations
Administrative Committee of
the Federal Register.
ACTION: Proposed rule.
AGENCY:
The Administrative
Committee of the Federal Register
proposes to update its regulations for
the Federal Register system to clarify
certain policies and to reflect current
procedures and technological advances.
This proposal would also revise the
regulatory text to make it more readable
and consistent with plain language
principles.
SUMMARY:
Comments must be received on
or before December 29, 2014.
ADDRESSES: You may submit comments,
identified using the subject line of this
document, by any of the following
methods:
• Federal eRulemaking Portal: https://
www.regulations.gov. Follow the
instructions for submitting comments.
• Email: Fedreg.legal@nara.gov.
Include the subject line of this
document in the subject line of the
message.
• Mail: The Office of the Federal
Register (F), The National Archives and
Records Administration, 8601 Adelphi
Road, College Park, MD 20740–6001.
• Hand Delivery/Courier: Office of the
Federal Register, 800 North Capitol
Street NW., Suite 700, Washington, DC
20002.
Docket materials are available at the
Office of the Federal Register, 800 North
Capitol Street NW., Suite 700,
Washington, DC 20002, 202–741–6030.
Please contact the persons listed in the
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DATES:
FOR FURTHER INFORMATION CONTACT
section to schedule your inspection of
docket materials. The Office of the
Federal Register’s official hours of
business are Monday through Friday,
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8:45 a.m. to 5:15 p.m., excluding
Federal holidays.
logos, may be reproduced. See 36 CFR
part 1200.
FOR FURTHER INFORMATION CONTACT:
Proposed Changes to Parts 3, 5, 6
and 8
Many of the changes to these sections
would be technical in nature, bringing
the regulations in line with current
technologies used at the OFR to carry
out its mission. For example, §§ 3.1 and
3.2 include proposed language
addressing where readers can access
information online.
Proposed section 3.1 states that the
Director of the Federal Register
administers the format and availability
of the OFR.gov Web site. Proposed
section 3.2 specifies that documents
placed on public inspection are posted
online. The proposed regulation makes
clear that the official public inspection
version of the document is filed at the
OFR and that the actual date and time
of official filing is the point in time
when the document is available at the
OFR. It also clarifies that the online
public inspection desk is only updated
during official office hours.
Sections 3.3 and 3.4 would be added
to consolidate the regulations on
ancillaries and indexes to the Federal
Register (§ 3.3) and the Code of Federal
Regulations (§ 3.4), currently set out in
other parts. This consolidation would
allow us to remove part 6, which
currently deals with ancillaries and
indexes to the daily Federal Register. It
contains five regulations dealing
specifically with a daily Federal
Register Index (§ 6.1), a yearly
cumulative Federal Register Index
(§ 6.2), daily and monthly lists of parts
and sections affected by rules published
in the Federal Register (§§ 6.3 and 6.4),
and a general section allowing the
Director discretion to publish other
indexes, digests, and guides, as needed
(§ 6.5). The Administrative Committee
believes that consolidating these
sections into one general section allows
the Director greater flexibility to publish
user aids at a time when most users rely
on the online version of the daily
Federal Register.
This proposed consolidation would
also allow us to remove §§ 8.4 and 8.5,
which deal with ancillaries and indexes
to the CFR. These proposed changes
allow readers to quickly find
information on user aids in one part
entitled ‘‘SERVICES TO THE PUBLIC’’
(part 3) instead of searching the entire
chapter to find this information.
Amy P. Bunk, Director of Legal Affairs
and Policy, or Miriam Vincent, Staff
Attorney, Office of the Federal Register,
at Fedreg.legal@nara.gov, or 202–741–
6030.
SUPPLEMENTARY INFORMATION:
Background and Purpose
Under the Federal Register Act (FRA
or the Act), (44 U.S.C. Chapter 15), the
Administrative Committee of the
Federal Register (Administrative
Committee) is responsible for issuing
regulations governing Federal Register
publications. The Administrative
Committee has general authority under
44 U.S.C. 1506 to determine the manner
and form for publishing the Federal
Register and its special editions. The
last major revision of Title 1 Chapter I
of the Code of Federal Regulations (CFR)
was completed November 4, 1972 (37
FR 23602). Because of technological
advances in the printing and
publication industry, the Administrative
Committee intends to update chapter I
in its entirety. This action does not
represent an increase in the burdens on
agencies or the public.
Many of the changes proposed are
technical in nature and will bring the
regulations in line with the Office of the
Federal Register (OFR) document
management system and other
technologies not available in the early
1970s. The Administrative Committee is
also updating the text of many sections
to meet plain language principles and to
further the goals of the President’s
memorandum on Transparency and
Open Government. (74 FR 4685, January
26, 2009).
Proposed changes to 1 CFR chapter I
are highlighted as follows:
Proposed Changes to Parts 1 and 2
Parts 1 and 2 would be combined to
follow OFR guidance that parts should
not contain only one section. In § 1.2,
we would add a definition for the term
‘‘Director’’ to mean the Director of the
Federal Register. Other proposed
changes to part 1 include updating the
OFR’s mailing address and clarifying
that materials appearing in the daily
Federal Register or special editions of
the Federal Register, with the exception
of the National Archives and Records
Administration’s official seal and OFR
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The Committee proposes to revise
§ 5.9, entitled ‘‘Categories of
documents.’’ The Committee created
these categories to provide greater
clarity under the FRA. These categories,
which will correspond to sections in the
daily Federal Register, are not intended
as a determination as to a document’s
legal status.
The Committee proposes to revise
§ 5.9 to clarify what types of documents
are published in which categories of the
daily Federal Register. To do this, the
Committee is proposing to add a new
category to the daily Federal Register as
set out in § 5.9(d) and revise the list of
documents types that publish in the
Rules and Regulations category of the
daily Federal Register. Certain types of
documents that are currently required to
be published in the Rules and
Regulations category would be
published in this new category of the
daily issue, which would be called
‘‘Regulatory Notices.’’ The Regulatory
Notices category would include
documents containing Regulation
Identifier Numbers (RINs) that do not
amend the CFR; Paperwork Reduction
Act notices; statements of organization
and function; and announcements of
public meetings, Sunshine Act notices,
other meeting notices that are related to
specific agency regulations and
rulemaking actions; and general policy
statements concerning regulations.
The Committee believes that adding a
new category to the daily Federal
Register will alleviate confusion
regarding where documents will publish
in the daily Federal Register and allow
documents to be processed for
publication more quickly. The
Committee also believes that creating
this category falls in line with current
data-harmonization efforts across the
federal government by providing a
specific Federal Register category for
these types of documents.
The Committee also proposes to
revise §§ 5.10 and 8.6, which discuss
the official formats of the Federal
Register and the CFR. Currently, both
sections specifically identify the formats
that are official formats of both the
Federal Register and the CFR. Setting
out the official formats within the CFR
makes it difficult to keep pace with the
rapidly changing technological
developments in publishing. Therefore,
the Committee is proposing to remove
the list of official formats from the CFR
in favor of regulations that describe in
detail the factors the Committee uses to
determine what is an official format of
these publications. Once the Committee
determines the formats of these
publications that are official, based on
the factors set out in the regulations, the
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Committee will publish a Notice in the
Federal Register announcing those
official formats.
The Committee has determined that it
may announce official formats in a
published Notice rather than codify
them in the CFR, and that it may do so
without seeking public comment. In
1996, through final rule with request for
comments, the Committee chose to
specify the official formats in the CFR.1
The Committee noted in a later rule that
‘‘granting official status’’ of a format is
a ‘‘procedural matter’’ and does ‘‘not
. . . materially [affect] rights or
obligations.’’ 2 Consistent with that
determination, the Committee has
concluded that it is unnecessary for
future designations of official format to
be subject to public comment or
codified in the CFR because such
designations are rules of agency
procedure and practice. See 5 U.S.C.
553(b)(A). The Committee believes that
the Administrative Procedure Act’s
general requirement for rulemaking
requires that the Committee codify the
procedural requirements for
determining an official format but does
not require that the actual format be
included within the CFR.
Currently, § 8.3(c) requires that all
rule documents amending the CFR be
included in the annual soft-bound
version of the CFR, even if the
amendments to the CFR are not yet
effective. In other words, a document
amending the CFR that is published
before July 1st (the publication date of
the annual CFR volume) but is not
effective until July 7th appears in the
printed edition in a smaller font along
with the currently effective regulation.
While this practice was intended to alert
readers to future changes in CFR text,
displaying parallel codified text could
sometimes be confusing.
Now that there is an unofficial
Electronic Code of Federal Regulations
(e-CFR) that displays the current text of
the CFR and links readers to pending
Federal Register amendments, users
have less need for future-effective
amendments in printed editions. The
proposed change to § 8.3(c) would
eliminate potential confusion by
providing that only the regulation
currently in effect as of the date of
1 ‘‘[T]he Administrative Committee is updating its
regulations to acknowledge the official status and
availability of the Administrative Committee’s
online editions of the Federal Register and The
United States Government Manual. The
Administrative Committee has resolved that the
American public should have greater access to
essential information on the structure, functions
and actions of its Government through the Federal
Register system.’’ 61 FR 68118 (December 27, 1996).
2 65 FR 8841, 8842 (February 23, 2000).
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publication of the soft-bound volume
will be published in that volume.
Other proposed changes to part 5 and
part 8 not specifically mentioned in this
preamble are technical in nature; they
clarify requirements for publication in
the Federal Register system and
reformat sections to aid in the
readability of this chapter.
Proposed Changes to Parts 11 and 12
The Administrative Committee
proposes changing the language of parts
11 and 12 to be more concise and clear
and to meet the goals of the President’s
transparency memorandum. In addition
to these technical edits, the Committee
proposes substantive changes to part 12.
To fulfill the requirements of the Act,
this part, entitled ‘‘OFFICIAL
DISTRIBUTION WITHIN FEDERAL
GOVERNMENT,’’ sets out the number of
official copies of Federal Register
publications that various Federal
government entities are entitled to
receive. Specifically, §§ 12.1 and 12.2
address the number of printed copies of
the Federal Register and the CFR
available to Federal entities without
charge. The Administrative Committee
believes that publishing both these
publications in a free, electronic-only
format to Federal officials for their
official use constitutes the distribution
of the Federal Register and the CFR for
official use without charge. However,
the OFR will continue to provide one
soft-bound copy of the Federal Register
and CFR to Federal officials upon a
written request to the Director. The
proposed changes to parts 11 and 12
will not change the page rate charged to
agencies to publish documents in the
Federal Register and CFR. The
Administrative Committee intends that
an official online version of both
publications will remain available to
both the public and Federal officials.
Additionally, the Administrative
Committee proposes to remove § 12.4.
Section 12.4 establishes the number of
printed copies of the Weekly
Compilation of Presidential Documents
(Weekly Compilation) available to
Federal entities without charge. The
Administrative Committee would
remove and reserve this section because
the Committee discontinued the
publication of the Weekly Compilation
in January 2009 and has received no
negative feedback from Federal entities
that previously received a printed copy
of this publication (See 74 FR 3950,
January 21, 2009). The Committee also
believes that providing the Daily
Compilation of Presidential Documents
(Daily Compilation) online meets the
requirement of the FRA that
publications such as the Daily
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use without charge.
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Proposed Changes to Part 15
The Administrative Committee
proposes to amend part 15 to remove
§ 15.1, concerning OFR assistance,
because it duplicates the requirements
in current §§ 15.3 and 15.10. In this
document, the Committee proposes to
redesignate current §§ 15.2, 15.3 and
15.10 as §§ 15.1, 15.2, and 15.3
respectively, and to make certain
technical and clarifying changes to each
redesignated section. Finally in part 15,
the Committee proposes to remove
§ 15.4 because agencies no longer
request reproduction and certification of
copies of acts or documents from the
OFR.
Proposed Changes to Part 16
In § 16.2, the Administrative
Committee proposes to add a new
paragraph (b) requiring agencies to
provide the OFR and officials at their
agencies specific information for
continuity of operations (COOP)
purposes. Over the past several years,
Federal agencies have developed
contingency plans to maintain
operations in the case of a broad range
of emergency circumstances. The FRA
authorizes the President to activate the
Emergency Federal Register (EFR)
system in place of the daily Federal
Register in certain limited
circumstances. (See 44 U.S.C. 1505(c)
and E.O. 12656, as amended (https://
www.archives.gov/Federal-register/
executive-orders/1988.html)). The
purpose of the EFR is to support the
preservation of the rule of law and a
constitutional form of government,
following National Security Presidential
Directive-51/Homeland Security
Presidential Directive-20 (https://
www.hsdl.org/?view&did=476323).
Under almost all types of
emergencies, the OFR would continue
to carry out its basic functions at
alternate locations. Therefore, this
proposed change to § 16.2 would require
agencies to provide the Director of the
Federal Register with the names of
liaison officers who are agency officials
authorized to act for the agency in the
event of an emergency (COOP liaisons).
It also would require liaison officers to
provide these officials with information
on drafting and submitting documents
to the OFR in emergency situations.
These COOP liaisons would be
responsible for certifying to OFR staff
that documents in their possession are
official agency actions, signed and
authorized for publication. These
officers would maintain custody of
original documents, unedited or
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otherwise unchanged in a safe location
during an emergency, and submit
original documents to the OFR as soon
as practicable. This change would allow
OFR and the agencies to facilitate
information exchange in the event of an
emergency that closes the OFR office in
Washington, DC. The OFR has posted
online a Federal Register Bulletin with
information on submitting documents
when its Washington, DC office location
is closed in an emergency. The Bulletin
can be found online at https://
www.archives.gov/Federal-register/
write/newsletter/. The Administrative
Committee believes that this proposed
change to its regulations would provide
the mechanisms to allow the OFR to
publish the Emergency Federal Register
under emergency circumstances.
Proposed Changes to Part 17
Most of the proposed changes to part
17 are non-substantive and technical in
nature. They update the language of the
sections in an effort to make the
regulations more understandable. They
also make minor formatting changes to
the sections. One substantive change the
Administrative Committee proposes is
to remove paragraph 17.2(d). This
proposed change would discontinue the
long-standing practice of placing
meeting notices issued under the
‘‘Government in the Sunshine Act’’ on
immediate public inspection and
publishing them on an expedited (2day) publication schedule. Most
agencies submit these notices for
publication well in advance and do not
need the expedited filing. If an agency
does need a shorter filing period, it can
use the emergency procedures in part
17, subpart C. The underlying policy for
this unique publication schedule for
Sunshine Act meeting notices was
established at a time when filing a
document for public inspection simply
required the OFR to put a paper copy on
the table at the OFR.
Proposed Changes to Part 18
Sections 18.1, 18.4, and 18.10
In §§ 18.1 and 18.4, the
Administrative Committee proposes to
remove footnotes requesting that
agencies wishing to submit computer
processed data contact the OFR staff. In
the 20 years since this section was last
amended, the submission of electronic
files has become routine and these
footnotes are no longer necessary.
In addition to removing footnotes
from §§ 18.1 and 18.4, the
Administrative Committee also
proposes removing language related to
the specific format of original
documents submitted in hard copy from
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§ 18.4 and § 18.10. Section 18.10
currently requires that illustrations,
tabular materials, and forms be
submitted for publication by a legible
reproduction on 81⁄2 by 11-inch paper.
The OFR is now able to accept
illustrations, tabular materials, and
forms imbedded in electronically
submitted files or as part of an original
document. Therefore, the
Administrative Committee is proposing
to revise this section to require that the
submitted form or illustration be legible
when reproduced in an 81⁄2- by 11-inch
format instead of requiring that agencies
submit a legible reproduction
themselves. Agencies with questions
related to the submission of documents
with forms, graphics, tables, or
illustrations should contact the editorial
staff of the OFR.
Section 18.2
In § 18.2, the Committee proposes to
clarify that the Director will not accept
for publication a document if it seeks to
combine material that must appear
under separate categories in the Federal
Register, as set forth in § 5.9. For
example, documents may not serve as
both rules and proposed rules nor may
they serve as rules and notices.
Agencies are not prohibited from
discussing their commitments under
specific statutes or Executive Orders,
including periodic regulatory review.
Section 18.5
Under this proposal, § 18.5 would be
removed. This section merely states the
explicit statutory requirement that
agencies submit certified copies or
duplicate originals when they submit an
original document for publication in the
Federal Register. That requirement is
already addressed in § 18.1.
Section 18.8
The Administrative Committee
proposes to remove § 18.8. This section
states that agencies may put their seal
on original documents and certified
copies submitted for publication. Since
very few agencies put their seal on
documents submitted for publication
and because it is not a requirement for
submission of documents to the OFR for
publication, the Administrative
Committee believes that this section is
unnecessary and should be removed.
Section 18.11
The Administrative Committee
proposes to add new section § 18.11. By
adding the requirement that all
documents contain standard headings,
and not just rules and proposed rules (as
discussed in § 18.12), the content that
had been in § 21.16(a) also applies to all
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documents, so appropriately belongs in
part 18. The Administrative Committee
proposes to add a paragraph to account
for agency docket numbers and
Regulation Identifier Numbers (RINs), as
applicable. A RIN is a code assigned by
the Regulatory Information Service
Center. Documents that are related to
such regulatory actions, including
Regulatory Notice documents, can carry
a RIN.
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Section 18.12
Currently, agencies are only required
to submit rules and proposed rules
using a standardized preamble format.
The Administrative Committee proposes
to revise § 18.12 to require that agencies
submit all documents for publication
using the standardized preamble format.
Publishing unorganized notice
documents without informative
headings and guideposts can make vital
information difficult to find. For
example, advisory committee meeting
notices, information collection requests,
and grant announcements can be
confusing if written in an unorganized
manner, without the informative
headings and distinct paragraphs that
alert readers to comment opportunities,
meeting dates, contact information,
addresses, and document identification
numbers. Requiring preambles for all
notice documents will increase public
understanding by clearly setting out
essential elements of documents that
alert readers to various agency actions.
This provision will not affect the many
agencies that already voluntarily use the
standardized preamble format for
notices.
Section 18.13
The advent of the online public
inspection desk greatly expanded public
access to the documents filed for public
inspection as required by 44 U.S.C. 1503
and 1504, but it also added technical
complexities to the production process.
When agencies withdraw or modify
documents already placed on public
inspection, they disrupt production and
increase costs as the Federal Register is
reassembled and repaginated. Therefore,
the Administrative Committee is
proposing to revise § 18.13 to more
narrowly specify when agencies may
withdraw and correct documents on
public inspection.
The proposed changes in this section
would clarify that documents can be
withdrawn or modified only when
agencies submit a timely letter stating
that the document is being withdrawn
to address an emergency or to prevent
a violation of law. This proposal does
not change the requirement that the
withdrawal request letter stay on public
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inspection through the day on which
the document would have been
published in the Federal Register.
However, it would change OFR
procedure so that a withdrawn
document will be removed from public
inspection on the business day on
which the document was withdrawn
from publication. The revised regulation
will continue to require that the OFR
provide public notice that a document
was withdrawn from publication after
being filed for public inspection, but
will eliminate possible confusion
concerning which documents will be
published in the daily Federal Register.
Also, the proposed changes to § 18.13
would clarify that, even with a written
request, the OFR will correct or
withdraw documents on public
inspection only when the request does
not impose a burden on the production
of the Federal Register. The proposed
changes also provide that corrected
documents and the request letters will
remain on public inspection until the
end of the business day on which the
corrections were made to the document.
Section 18.17
The Administrative Committee
proposes to revise § 18.17 to add a new
paragraph (e). This new paragraph
explicitly states that in order to extend
the effective period of a temporary rule,
agencies must submit a document
extending the effective date of that rule
before the expiration of the original
effective date. The Committee reminds
agencies that once the effective date of
a temporary rule expires, the provisions
of § 18.16 apply, and they must then set
out the full text of the temporary rule to
reinstate it.
Proposed Changes to Part 19
Part 19, which is based on several
Executive Orders, has been amended to
reflect changes to those Orders made by
E.O. 13403 (71 FR 28543, May 12, 2006).
The Administrative Committee proposes
to revise the current authority citation
for part 19 and the regulations in this
part to reflect the addition of this
Executive Order.
Proposed Changes to Part 20 and
Addition of New Part 24
The United States Government
Manual (Manual) regulations in part 20
are proposed to be redesignated as new
part 24. The redesignation would
separate instructions for Manual
submissions from Federal Register
drafting requirements.
As the OFR develops a new electronic
format for both the submission of
agency information and the publication
format of the Manual, the
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Administrative Committee proposes to
redesignate § 20.7 and revise the new
§ 24.7 to remove references to printspecific publication deadlines because
the Manual will be a currently updated
online publication. This will allow
agencies to provide updated information
through an electronic web-based
submission process whenever
information in the Manual needs to be
updated. Submission of updated
information through an OFR web-based
submission portal will qualify as an
official draft under § 24.2.
Proposed Changes to Part 21
The proposed changes to part 21
include reformatting the entire part to
eliminate undesignated center headings.
The Administrative Committee believes
that undesignated center headings are
no longer useful or needed since most
users read the CFR online instead of in
book format. Thus, the Administrative
Committee proposes that part 21 be
formatted as set out below, and that the
section headings be revised to provide
information formerly in the
undesignated center headings.
While the Administrative Committee
is proposing to remove undesignated
center headings from our regulations,
we understand that some agencies still
use them. Therefore, the Administrative
Committee proposes to add a new
definitions section (§ 21.1) to define
terms used within this part that are not
common, namely, the terms
‘‘undesignated center headings,’’ and
‘‘words of issuance.’’
Sections 21.6 and 21.9
In § 21.6, the Administrative
Committee proposes to add the phrases
‘‘or by court order’’ and ‘‘a rule
document’’ to clarify that if a court
vacates an agency’s regulations, the
issuing agency must remove those
vacated CFR sections by publishing a
document in the rules section of the
daily Federal Register, thus
implementing the court order.
Section 21.9
In § 21.9, the Administrative
Committee proposes to codify the
existing practice that agencies may use
undesignated center headings.
Section 21.11
The Administrative Committee
proposes to revise § 21.11 to limit
paragraph designations to four levels.
Most agencies do not designate
paragraphs below level four because it
is difficult to read sections with material
designated below this level. The
Administrative Committee believes that
codifying this practice in this section
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adds to the readability and clarity of the
entire CFR. Agencies with existing CFR
sections containing paragraph
designations to six levels do not need to
restructure a six-level section until the
entire section is revised.
Section 21.14
The Administrative Committee
proposes to revise § 21.14 to clarify the
procedures and timeframe for agencies
to request deviations from the standard
format of the CFR. Under 44 U.S.C.
1510, the Administrative Committee is
charged with issuing regulations to
maintain the orderly codification of
regulations within the Federal Register
publication system. To ensure the
orderly development of the CFR, the
Administrative Committee issued
regulations in title 1 chapter I of the
CFR. The Administrative Committee
understands that sometimes it is not
possible to maintain the single
codification structure, so it issued a
regulation that established the
procedure for agencies to request that
certain regulatory provisions be codified
in a nonstandard manner into the CFR.
See 1 CFR 21.14.
The Administrative Committee
proposes to revise § 21.14 to add more
time for the Director and OFR staff to
review requests for a deviation from the
standard CFR structure and also to
remove language that suggests that an
agency could only make a request at the
final rule stage of the rulemaking
process. The Administrative Committee
believes that these slight changes will
provide the OFR needed time to review
requests and will allow greater
communication between OFR and
agencies during the initial phase of the
rulemaking process so that codification
issues can be discussed and settled
before the final rule stage.
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Section 21.16
The Administrative Committee
proposes to move the content of
paragraph (a) to new § 18.11, as
discussed in the summary for part 18.
Sections 21.21 and 21.23
The Administrative Committee is
proposing to revise § 21.21 on cross
references to make clear the distinction
between cross references within an
agency’s own regulations (§ 21.21) and
cross references to another agency’s
regulations (§ 21.23). The
Administrative Committee considers
these proposed changes structural in
nature. They are intended to clarify
current requirements. There is no intent
to change substantively an agency’s
ability to cross-reference under these
regulations. The Administrative
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Committee also proposes to remove
regulatory language addressing parallel
citation of the CFR and Federal
Register. The Administrative Committee
agrees with OFR policy that does not
allow Federal Register citations in
codified CFR text. Appropriate citation
in CFR text is to CFR sections only.
Federal Register citations are
appropriate for preambles of rulemaking
documents.
Subpart B of Part 21
The Administrative Committee
proposes to restructure the provisions
found in subpart B of part 21. The
proposed § 21.40 combines the
provisions of the current §§ 21.40 and
21.51 without substantive changes and
we are combining §§ 21.45 and 21.53 in
the proposed § 21.44. Currently these
two sets of provisions deal generally
with authority citations and their form.
The Administrative Committee believes
that combining these two sets of general
provisions will clarify basic authority
citation requirements by placing all the
general requirements together in two
CFR sections, one for statutory and one
for nonstatutory authorities.
Additionally, this consolidation allows
the Administrative Committee to make
other usability changes, including
redesignating, as § 21.45, the current
§ 21.42 regarding exceptions. The
Administrative Committee believes that
moving the exceptions provision to the
end of the subpart allows the reader to
understand the basic CFR requirements
on authority citations before reading
about exceptions.
Under this proposal, the current
§§ 21.43 and 21.52 would be
redesignated as §§ 21.42 and 21.43,
respectively, to consolidate the
numbering sequence of this subpart.
When this subpart was initially
developed there was a substantial gap in
numbering to allow for additional
sections. Over the past 30 years, no new
sections have been added to this subpart
so the Administrative Committee
believes that renumbering the
provisions to remove gaps is reasonable.
In addition to redesignating § 21.43 as
§ 21.42, the Administrative Committee
proposes to revise this section so the
broader requirements currently set out
in paragraph (b) become paragraph (a)
and the more specific requirements of
this section become paragraph (b).
Proposed Changes to Part 22 and New
Part 23
The Administrative Committee
proposes to revise part 22 by removing
sections related to publishing notice
documents in the Federal Register and
moving those sections to new part 23.
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64137
The Administrative Committee believes
that this change will clarify the
distinction between the ‘‘Notices’’ and
‘‘Proposed Rules’’ sections of the daily
issue of the Federal Register.
Regulatory Analysis
The Administrative Committee
developed this proposed rule after
considering numerous statutes and
executive orders related to rulemaking.
Below is a summary of the Committee’s
determinations after analysis of these
statutes and executive orders with
respect to this rulemaking proceeding.
Executive Orders 12866 and 13563
The proposed rule has been drafted in
accordance with Executive Order 12866,
section 1(b), ‘‘The Principles of
Regulation’’ and Executive Order 13563
‘‘Improving Regulation and Regulatory
Review.’’ The Administrative
Committee has determined that this
proposed rule is a significant regulatory
action as defined under section 3(f) of
Executive Order 12866. The proposed
rule has been submitted to the Office of
Management and Budget under section
6(a)(3)(A) of Executive Order 12866.
Regulatory Flexibility Act
This proposed rule will not have a
significant impact on small entities
since it imposes no requirements on the
public. Members of the public can
access Federal Register publications for
free through the Government Printing
Office’s Web site.
Federalism
This proposed rule has no federalism
implications under Executive Order
13132. It does not impose compliance
costs on state or local governments or
preempt state law.
List of Subjects
1 CFR Part 1
Administrative practice and
procedure.
1 CFR Part 2
Administrative practice and
procedure, Authority delegations
(Government agencies), Organization
and functions (Government agencies).
1 CFR Part 3
Government publications,
Organization and functions
(Government agencies).
1 CFR Part 5
Administrative practice and
procedure, Federal Register,
Government publications.
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1 CFR Part 6
TITLE 1—General Provisions
Federal Register, Government
publications.
CHAPTER I—ADMINISTRATIVE
COMMITTEE OF THE FEDERAL REGISTER
1 CFR Part 8
SUBCHAPTER A—GENERAL
Administrative practice and
procedure, Code of Federal Regulations,
Government publications.
■
1 CFR Part 11
Code of Federal Regulations, Federal
Register, Government publications,
Public Papers of Presidents of United
States, United States Government
Manual, Daily Compilation of
Presidential Documents.
1 CFR Part 12
Code of Federal Regulations, Federal
Register, Government publications,
Public Papers of Presidents of United
States, United States Government
Manual, Daily Compilation of
Presidential Documents.
1 CFR Part 15
Organization and functions
(Government agencies).
1 CFR Part 16
Federal Register.
Federal Register.
1 CFR Part 18
Administrative practice and
procedure, Federal Register.
1 CFR Part 19
Executive orders, Federal Register,
Proclamations
1 CFR Part 20
United States Government Manual.
1 CFR Part 21
Administrative practice and
procedure, Code of Federal Regulations,
Federal Register.
1 CFR Part 22
Administrative practice and
procedure, Federal Register.
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1 CFR Part 23
Administrative practice and
procedure, Federal Register.
For the reasons discussed in the
preamble, under the authority at 44
U.S.C. 1506 and 1510, the
Administrative Committee of the
Federal Register, with the approval of
the Archivist of the United States and
the Attorney General, proposes to
amend chapter I of title 1 of the Code
of Federal Regulations as set forth
below:
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PART 1—GENERAL INFORMATION
Sec.
1.1 Scope and purpose.
1.2 Definitions.
1.3 Administrative Committee of the
Federal Register.
1.4 Office of the Federal Register; location;
office hours.
1.5 General authority of Director.
1.6 Authorized use.
Authority: 44 U.S.C. 1506; sec. 6, E.O.
10530, 19 FR 2709; 3 CFR, 1954–1958 Comp.,
p. 189; 1 U.S.C. 112, 113.
§ 1.1
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Scope and purpose.
(a) This chapter sets forth the policies,
procedures, and delegations under
which the Administrative Committee of
the Federal Register carries out its
general responsibilities.
(b) A primary purpose of this chapter
is to inform the public and government
agencies of the nature and uses of
Federal Register publications.
§ 1.2
1 CFR Part 17
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1. Revise part 1 to read as follows:
Definitions.
Definitions of terms as used in this
chapter:
Administrative Committee means the
Administrative Committee of the
Federal Register, as set forth in § 1.3 of
this chapter.
Agency means an executive
department, independent board,
establishment, bureau, agency,
institution, commission, or separate
office of the administrative branch of
the Government of the United States,
whether or not within or subject to
review by another agency, but not the
legislative or judicial branches of the
Government.
Director means the Director of the
Federal Register.
Document means any Presidential
proclamation or Executive order, and
any order, regulation, rule, certificate,
code of fair competition, license, notice,
or similar instrument, issued,
prescribed, or promulgated by a Federal
agency.
Document having general
applicability and legal effect means any
document issued under proper authority
prescribing a penalty or course of
conduct, conferring a right, privilege,
authority, or immunity, or imposing an
obligation, and relevant or applicable to
the general public, members of a class,
or persons in a locality, as distinguished
from named individuals or
organizations.
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Filing means making a document
available for public inspection at the
Office of the Federal Register and online
during official business hours. The
Office of the Federal Register files a
document only after it has been
received, processed, and assigned a
publication date according to the
schedule in part 17 of this chapter.
OFR is the Office of the Federal
Register.
Regulation and rule have the same
meaning.
§ 1.3 Administrative Committee of the
Federal Register.
(a) The Administrative Committee
includes:
(1) The Archivist, or Acting Archivist,
of the United States, who is the
Chairman;
(2) An officer of the Department of
Justice designated by the Attorney
General; and
(3) The Public Printer or Acting
Public Printer.
(b) The Director serves as the
Secretary of the Committee, including at
all official proceedings and executive
sessions of the committee.
(c) Any material required by law to be
filed with the Committee, and any
correspondence, inquiries, or other
material intended for the Committee or
that relate to Federal Register
publications must be sent to the
Director.
§ 1.4 Office of the Federal Register;
location; office hours.
(a) The Office of the Federal Register
(the Office) is an office of the National
Archives and Records Administration.
(b) The Office is located in
Washington, DC.
(c) The mailing address is: Office of
the Federal Register (F), National
Archives and Records Administration,
8601 Adelphi Road, College Park, MD
20740–6001.
(d) The courier or non-postal service
delivery address is: The Office of the
Federal Register, 800 North Capitol
Street NW., Suite 700, Washington, DC
20002.
(e) Office hours are 8:45 a.m. to 5:15
p.m., Monday through Friday, except for
official Federal holidays.
§ 1.5
General authority of Director.
(a) The Director is delegated authority
to administer this chapter, the related
provisions of the Federal Register Act,
the pertinent provisions of other
statutes, and any regulations issued
pursuant to the Federal Register Act.
(b) The Director may return to the
issuing agency any document submitted
for publication in the Federal Register,
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or special editions of the Federal
Register, if, in the Director’s judgment,
the document does not meet the
minimum requirements of this chapter.
§ 1.6
Authorized use.
Any person may reproduce or
republish any material appearing in any
regular or special edition of the Federal
Register, except as provided in 36 CFR
part 1200, which restricts the use of the
National Archives and Records
Administration’s official seals and
stylized Office of the Federal Register
logos.
PART 2—[REMOVED]
■
■
2. Remove part 2.
3. Revise part 3 to read as follows:
PART 3—SERVICES TO THE PUBLIC
Sec.
3.1 Information services.
3.2 Public inspection of documents.
3.3 Indexes and other ancillary guides to
the Federal Register.
3.4 Indexes and other ancillary guides to
the Code of Federal Regulations (CFR).
Authority: 44 U.S.C. 1506, 1510; sec. 6,
E.O. 10530, 19 FR 2709; 3 CFR, 1954–1958
Comp., p. 189.
§ 3.1
Information services.
(a) The Office of the Federal Register
(the Office) provides information
concerning the publications described
in this chapter and the original acts and
documents filed with the Office of the
Federal Register as time permits.
(b) The Director administers the
format and availability of the OFR.gov
Web site in accordance with the Federal
Register Act and the related public
information statutes of the United
States.
(c) The Office will not summarize or
interpret substantive text of any statute
or document.
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§ 3.2
Public inspection of documents.
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(d)(1) The legally controlling version
of a public inspection document is the
official record filed at the Office of the
Federal Register.
(2) OFR posts a full-text version of the
filed document to its public inspection
Web site shortly after making the
document publicly available at its
office.
(3) The filed document reflects the
date and time of the official filing,
which is when the document is
available to the public at the OFR’s
office in Washington, DC. The official
filing time is indicated on the document
with a date/time stamp. The online
posting time may vary, depending upon
server usage and other factors, so it may
be later than the official filing.
(4) The OFR updates the online public
inspection site during official office
hours only.
§ 5.1
§ 3.3 Indexes and other ancillary guides to
the Federal Register.
The following documents are required
to be filed for public inspection with the
Office of the Federal Register and
published in the Federal Register:
(a) Presidential proclamations and
Executive orders in the numbered
series, and each other document that the
President orders for publication.
(b) Each document or class of
documents required to be published by
act of Congress.
(c) Each document having general
applicability and legal effect.
OFR provides ancillary indexes,
guides, digests, user aids, lists, and
search tools to help the public access
the contents of the Federal Register.
§ 3.4 Indexes and other ancillary guides to
the Code of Federal Regulations (CFR).
(a) The OFR publishes a subject index
to the CFR that is annually revised and
separately published.
(b) Other ancillary indexes, guides,
digests, user aids, lists, and search tools
may be provided as the Director
considers appropriate, such as a parallel
table of authorities and rules, a parallel
table of agency documents and rules,
and the ‘‘List of CFR Sections Affected.’’
(c) Agency-prepared indexes within
CFR chapters may be published with the
approval of the Director.
SUBCHAPTER B—THE FEDERAL
REGISTER
■
(a) Documents filed with the Office of
the Federal Register for publication are
available for public inspection at 800
North Capitol Street NW., Suite 700,
Washington, DC 20002 during the Office
of the Federal Register office hours,
unless the OFR has been relocated to the
National Archives and Records
Administration’s continuity of
operations facility, see § 1.4 of this
chapter.
(b) Documents are filed for public
inspection at least one business day
before publication in the Federal
Register.
(c) Each document has a notation of
the day and hour when it was filed and
made available for public inspection.
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4. Revise part 5 to read as follows:
PART 5—PUBLICATION AND
DELIVERY
Sec.
5.1 Publication policy.
5.2 Documents required to be filed for
public inspection and published.
5.3 Publication of other documents.
5.4 Publication not authorized.
5.5 Supplement to the Code of Federal
Regulations.
5.6 Daily publication.
5.7 Distribution.
5.8 Form of citation.
5.9 Categories of documents.
5.10 Forms of publication.
Authority: 44 U.S.C. 1506, 1510; sec. 6,
E.O. 10530, 19 FR 2709; 3 CFR, 1954–1958
Comp., p. 189.
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Publication policy.
(a) The Director publishes a serial
publication called the Federal Register
to contain the following:
(1) Executive orders, proclamations,
and other Presidential documents.
(2) Documents required to be
published by law.
(3) Documents accepted for
publication under § 5.3 of this part.
(b) Each document required or
authorized to be filed for publication
will publish according to the schedules
in part 17 of this chapter.
(c) In issuing regulations governing
headings, preambles, effective dates,
authority citations, and similar matters
of form, the Administrative Committee
does not affect the substance and
validity of any document that is filed
and published under law.
§ 5.2 Documents required to be filed for
public inspection and published.
§ 5.3
Publication of other documents.
Whenever the Director determines
that it is in the public interest to publish
a document not covered by § 5.2 of this
part, the Director may allow that
document to be filed for public
inspection with the Office of the Federal
Register and published in the Federal
Register to the extent that such
publication is consistent with the
Federal Register Act or otherwise
authorized by law.
§ 5.4
Publication not authorized.
(a) Comments and news items will not
be published in the Federal Register.
(b) The Director will not accept any
document for filing and publication
unless it is the official action of the
submitting agency.
§ 5.5 Supplement to the Code of Federal
Regulations.
The Federal Register serves as a daily
supplement to the Code of Federal
Regulations. Each document that is
subject to codification and published in
a daily issue is incorporated into the
Code of Federal Regulations.
§ 5.6
Daily publication.
The daily Federal Register is
published by the Office of the Federal
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Register each official Federal business
day.
§ 5.7
Distribution.
The Government Printing Office will
promptly distribute the Federal Register
on each Federal business day. Monday
editions of the Federal Register will be
produced and distributed on the
preceding Saturday.
§ 5.8
Form of citation.
Citations to the Federal Register
within Federal Register documents
must cite volume and page number, and
use the short form ‘‘FR’’ for ‘‘Federal
Register.’’ For example, ‘‘37 FR 6803’’
refers to material beginning on page
6803 of volume 37 of the daily issue.
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§ 5.9
Categories of documents.
Each document published in the
Federal Register will be placed under
one of the following categories, as
indicated:
(a) The President. This category
contains each Executive order or
Presidential proclamation and other
Presidential documents or orders that
the President submits for publication.
(b) Rules and regulations. This
category contains documents having
general applicability and legal effect,
except those covered by paragraph (a) of
this section, including documents
subject to codification in the Code of
Federal Regulations. It also includes
interpretative rules and denials of
petitions for rulemaking.
(c) Proposed rules. This category
includes:
(1) Documents that propose changes
to regulations in the Code of Federal
Regulations; and
(2) Documents that begin a
rulemaking proceeding through advance
notices of proposed rulemaking,
petitions for rulemaking, or similar
agency actions.
(d) Regulatory notices. This category
includes:
(1) Documents containing Regulation
Identifier Numbers that do not amend
the Code of Federal Regulations;
(2) General policy statements
concerning regulations;
(3) Paperwork Reduction Act notices;
(4) Announcements of public
meetings, Sunshine Act notices, and
other meeting notices that are directly
related to agency regulations; and
(5) Statements of organization and
function.
(e) Notices. This category:
(1) Contains other documents
applicable to the public and not covered
by paragraphs (a), (b), (c), and (d) of this
section; and
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(2) Includes announcements of public
meetings and other information of
public interest.
§ 5.10
Forms of publication.
(a) The Administrative Committee
determines the official formats of the
Federal Register. During an official
meeting of the Administrative
Committee, the Committee will review a
request from the Director of the Federal
Register to authorize specific official
formats of the Federal Register. Each
request will be a separate determination
by the Administrative Committee.
(b) Factors considered by the
Administrative Committee when
determining a specific official format
include:
(1) Availability;
(2) Cost;
(3) Technical capabilities; and
(4) Permanence of public access to the
current and historical content.
(c) The Administrative Committee
will publish a notice in the Federal
Register announcing the manner and
form of official formats of the Federal
Register.
PART 6—[REMOVED]
■
5. Remove part 6.
SUBCHAPTER C—SPECIAL EDITIONS OF
THE FEDERAL REGISTER
■
6. Revise part 8 to read as follows:
PART 8—CODE OF FEDERAL
REGULATIONS
Sec.
8.1
8.2
8.3
8.6
8.7
8.9
Policy.
Orderly development.
Periodic updating.
Forms of publication.
Agency cooperation.
Form of citation.
Policy.
(a) The Director of the Federal
Register periodically publishes a special
edition of the Federal Register called
the Code of Federal Regulations (CFR)
containing each Federal regulation of
general applicability and legal effect.
(b) The Administrative Committee
intends to use every practical means to
keep the CFR as current, complete,
reliable, and readily usable as possible,
within limitations imposed by
reasonable costs.
§ 8.2
Orderly development.
(a) To ensure orderly development of
the CFR along practical lines, the
Director may establish new titles in the
CFR and rearrange existing titles and
subordinate assignments.
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§ 8.3
Periodic updating.
(a) Timeframe. (1) Each annual
volume of the CFR is updated at least
once each calendar year.
(i) If no change in its contents has
occurred during the year, a simple
volume cover notation to that effect may
serve as the supplement for that year.
(ii) If no change in its contents has
occurred during the year, a simple
notation appearing online to that effect
may serve as the supplement for that
year.
(2) The Director may provide for any
unit of the CFR to be updated as
frequently as necessary to maintain a
current, complete, and readily usable
codification, consistent with the intent
and purpose of the Administrative
Committee as stated in § 8.1 of this part.
(b) Periodic publication. The annual
edition of the CFR will be produced
over a 12-month period under a
publication system to be determined by
the Director.
(c) Cutoff dates. Each updated title of
the CFR will include each amendment
to that title published in the Federal
Register and effective as a codified
regulation on or before the ‘‘As of’’ date.
For example, each title updated as of
July 1 each year will include all
amendatory documents that appeared in
the daily Federal Register and became
effective on or before July 1.
§ 8.6
Authority: 44 U.S.C. 1506, 1510; sec. 6,
E.O. 10530, 19 FR 2709; 3 CFR, 1954–1958
Comp., p. 189.
§ 8.1
(b) Before taking an action under this
section, the Director will consult with
each agency directly affected by the
proposed change.
Forms of publication.
(a) The Administrative Committee
determines the official format of the
CFR. During an official meeting of the
Administrative Committee, the
Committee will review a request from
the Director of the Federal Register to
authorize specific official formats of the
CFR. Each request will be a separate
determination by the Administrative
Committee.
(1) Factors considered by the
Administrative Committee when
determining a specific official format
include:
(i) Availability;
(ii) Cost;
(iii) Technical capabilities; and
(iv) Permanence of public access to
the current and historical content.
(2) The Administrative Committee
will publish a notice in the Federal
Register announcing the manner and
form of official formats of the CFR.
(b) The Director is authorized to
regulate the style and layout of the Code
of Federal Regulations according to the
needs of users and compatibility with
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the facilities of the Government Printing
Office. The Director:
(1) May provide for the Code of
Federal Regulations to be published in
as many volumes as necessary; and
(2) Will oversee the organization and
layout of the material in the online
edition.
§ 8.7
Agency cooperation.
Each agency must cooperate in
keeping publication of the CFR current
by complying promptly with deadlines
set by the Director.
§ 8.9
Form of citation.
Citations to the CFR within Federal
Register documents must cite the CFR
title and section using the short form
‘‘CFR.’’ For example, ‘‘1 CFR 10.2’’
refers to Title 1, Code of Federal
Regulations, part 10, section 2.
SUBCHAPTER D—AVAILABILITY OF
OFFICE OF THE FEDERAL REGISTER
PUBLICATIONS
■
7. Revise part 11 to read as follows:
PART 11—SUBSCRIPTIONS
Sec.
11.1
11.2
11.3
11.5
Subscription by the public.
Federal Register.
Code of Federal Regulations.
Public Papers of the Presidents of the
United States.
11.7 Federal Register Index.
11.8 LSA (List of CFR Sections Affected).
Authority: 44 U.S.C. 1506; sec. 6, E.O.
10530, 19 FR 2709, 3 CFR, 1954–1958 Comp.,
p. 189.
§ 11.1
Subscription by the public.
The Government Printing Office
produces the paper edition of the
publications described in § 2.5 of this
chapter, and the Superintendent of
Documents, Government Printing
Office, Washington, DC 20402, sells
them to the public. All fees are payable
in advance to the Superintendent of
Documents, Government Printing
Office. They are not available for free
distribution to the public.
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§ 11.2
Federal Register.
(a) The subscription price for the
paper edition of the daily Federal
Register is $749 per year. A combined
subscription to the daily Federal
Register, the monthly Federal Register
Index, and the monthly LSA (List of CFR
Sections Affected) is $808 per year for
the paper edition. Six-month
subscriptions for the paper edition are
also available at one-half the annual
rate. Those prices exclude delivery
costs. Delivery rates will be applied to
orders according to the delivery method
requested. The price of a single copy of
the daily Federal Register, including
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delivery costs, is based on the number
of pages: $11 for an issue containing less
than 200 pages; $22 for an issue
containing 200 to 400 pages; and $33 for
an issue containing more than 400
pages.
(b) The online edition of the Federal
Register, issued under the authority of
the Administrative Committee, is
available through the Government
Printing Office’s Web site.
§ 11.3
Code of Federal Regulations.
(a) The subscription price for a
complete set of the Code of Federal
Regulations is $1,019 per year for the
bound, paper edition. Those prices
exclude delivery costs. Delivery rates
will be applied to orders according to
the delivery method requested. The
Government Printing Office sells
individual volumes of the paper edition
of the Code of Federal Regulations at
prices determined by the
Superintendent of Documents under the
general direction of the Administrative
Committee.
(b) The online edition of the Code of
Federal Regulations, issued under the
authority of the Administrative
Committee, is available through the
Government Printing Office’s Web site.
§ 11.5 Public Papers of the Presidents of
the United States.
Copies of annual clothbound volumes
are sold at a price determined by the
Superintendent of Documents under the
general direction of the Administrative
Committee.
§ 11.7
Federal Register Index.
The annual subscription price for the
monthly Federal Register Index,
purchased separately, in paper form, is
$29. The price excludes delivery costs.
Delivery rates will be applied to orders
according to the delivery method
requested.
§ 11.8
LSA (List of CFR Sections Affected).
The annual subscription price for the
monthly LSA (List of CFR Sections
Affected), purchased separately, in
paper form, is $30. The price excludes
delivery costs. Delivery rates will be
applied to orders according to the
delivery method requested.
8. Revise part 12 to read to read as
follows:
PART 12—OFFICIAL DISTRIBUTION
WITHIN FEDERAL GOVERNMENT
Sec.
12.1
12.2
12.5
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Code of Federal Regulations.
Public Papers of the Presidents of the
United States.
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64141
Authority: 44 U.S.C. 1506; sec. 6, E.O.
10530, 19 FR 2709; 3 CFR, 1954–1958 Comp.,
p. 189.
§ 12.1
Federal Register.
(a) The Federal Register, issued under
the authority of the Administrative
Committee, is officially maintained
online and is available on the
Government Printing Office’s Web sites.
(b) Copies of the daily Federal
Register in paper will be made available
to the following without charge:
(1) Members of Congress. Each
Senator and each Member of the House
of Representatives will be provided with
one copy of each daily issue in response
to a written request to the Director.
(2) Congressional committees. Each
committee of the Senate and the House
of Representatives will be provided with
one copy for official use in response to
a written request from the chairperson,
or authorized delegate, to the Director.
(3) Supreme Court. The Supreme
Court will be provided with one copy
for official use in response to a written
request to the Director.
(4) Other courts. Other constitutional
or legislative courts of the United States
will be provided with one copy for
official use in response to a written
request from the Director of the
Administrative Office of the U.S. Courts,
or authorized delegate, to the Director.
(5) Executive agencies. Each Federal
executive agency will be provided with
one copy for official use in response to
a written request from the agency
Federal Register authorizing officer, or
the alternate, designated under § 16.1 of
this chapter, to the Director.
(c) Requisitions for quantity overruns
of specific issues to be paid for by the
agency are available as follows:
(1) To meet its needs for special
distribution of the Federal Register in
substantial quantity, any agency may
request an overrun of a specific issue.
(2) An advance printing and binding
requisition on Standard Form 1 must be
submitted by the agency directly to the
Government Printing Office, to be
received not later than noon on the
Federal business day before publication.
(d) Requisitions for quantity overruns
of separate part issues to be paid for by
the agency are available as follows:
(1) Whenever the Director determines
it to be in the public interest, one or
more documents may be published as a
separate part (that is, Part II, Part III) of
the Federal Register.
(2) Advance arrangements for this
service must be made with the Office of
the Federal Register.
(3) Any agency may request an
overrun of such a separate part by
submitting an advance printing and
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binding requisition on Standard Form 1
directly to the Government Printing
Office, to be received not later than 12
noon on the Federal business day before
the publication date.
(e) An agency may order limited
quantities of extra copies of a specific
issue of the Federal Register for official
use, from the Superintendent of
Documents, to be paid for by that
agency.
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§ 12.2
Code of Federal Regulations.
(a)(1) The CFR, issued under the
authority of the Administrative
Committee, is officially maintained
online and is available through the
Government Printing Office’s Web site.
(2) One copy of the CFR means one
complete set of the annual paper edition
of the codification of the general and
permanent rules.
(b) Copies of the CFR in paper will be
made available to the following without
charge:
(1) Congressional committees. Each
committee of the Senate and House of
Representatives will be provided with
one copy for official use in response to
a written request to the Director from
the committee chairperson, or
authorized delegate.
(2) Supreme Court. The Supreme
Court will be provided with one copy
for official use in response to a written
request to the Director of the Federal
Register.
(3) Other courts. Other constitutional
and legislative courts of the United
States will be provided with one copy
for official use in response to a written
request to the Director from the Director
of the Administrative Office of the U.S.
Courts.
(4) Executive agencies. Each Federal
executive agency will be provided with
one copy for official use in response to
a written request to the Director from
the agency Federal Register authorizing
officer, or the alternate, designated
under § 16.1 of this chapter.
(c) Legislative, judicial, and executive
agencies of the Federal Government may
obtain additional copies of selected
units of the CFR, at cost, for official use,
by submitting a printing and binding
requisition to the Government Printing
Office on Standard Form 1 before the
press run.
(d) After the press run, each request
for extra copies of selected units of the
CFR must be addressed to the
Superintendent of Documents, to be
paid for by the agency making the
request.
§ 12.5 Public Papers of the Presidents of
the United States.
(a) Copies of the Public Papers of the
Presidents of the United States will be
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made available to the following without
charge:
(1) Members of Congress. Each
Senator and each Member of the House
of Representatives will be provided with
one copy of each annual publication
published during the Member’s term in
office, in response to a written request
to the Director.
(2) Supreme Court. The Supreme
Court will be provided with 1 copy of
each publication in response to a
written request to the Director.
(3) Executive agencies. Each head of a
Federal executive agency will be
provided with one copy of each annual
publication in response to a written
request to the Director from the agency
Federal Register authorizing officer, or
the alternate, designated under § 16.1 of
this chapter.
(b) Legislative, judicial, and executive
agencies of the Federal Government may
obtain additional copies, at cost, for
official use, by submitting a printing
and binding requisition to the
Government Printing Office on Standard
Form 1 before the press run.
(c) After the press run, each request
for extra copies must be addressed to
the Superintendent of Documents, to be
paid for by the agency making the
request.
§ 15.2
SUBCHAPTER E—PREPARATION,
TRANSMITTAL, AND PROCESSING OF
DOCUMENTS
(a) Each agency must designate
officers or employees of that agency to
serve as Federal Register contacts. The
same person may be designated to serve
in one or more of these contact
positions:
(1) A liaison officer and at least one
alternate.
(2) A certifying officer and at least one
alternate.
(3) An authorizing officer and at least
one alternate.
(4) A COOP liaison officer and any
alternates.
(b) In choosing its liaison officer, each
agency should consider that this officer
will be the main contact between that
agency and the OFR and that the liaison
officer will be charged with the duties
set forth in § 16.2 of this part. The
agency should choose a person who is
directly involved in the agency’s
regulatory program.
(c) Each agency must notify the
Director of the name, title, mailing
address, telephone number, and email
address of each person it designates
under this section. Each agency must
promptly notify the Director of any
changes.
9. Revise part 15 to read to read as
follows:
■
PART 15—SERVICES TO FEDERAL
AGENCIES
Sec.
15.1
15.2
15.3
Information services.
Staff assistance.
Information on drafting and
publication.
Authority: 44 U.S.C. 1506; sec. 6, E.O.
10530, 19 FR 2709; 3 CFR, 1954–1958 Comp.,
p. 189.
§ 15.1
Information services.
The Director of the Federal Register
answers appropriate inquiries presented
in person, by telephone, or in writing.
Send written communications,
including those involving the
Administrative Committee, to the
Director, Office of the Federal Register,
National Archives and Records
Administration, 8601 Adelphi Road,
College Park, MD 20740–6001,
telephone number: 202–741–6000. For
delivery by courier, send
communications to 800 North Capitol
Street NW., Suite 700, Washington DC
20002. Send emails to fedreg.info@
nara.gov.
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Staff assistance.
The staff of the OFR provides
informal assistance and advice to
officials of the various agencies with
respect to general or specific programs
of regulatory drafting, procedures, and
promulgation practices.
Communications related to unpublished
documents remain confidential under
§ 17.1 of this chapter.
§ 15.3 Information on drafting and
publication.
(a) The Director may prepare and
distribute to agencies information and
instructions on drafting documents for
publication.
(b) The Director may develop and
conduct programs of technical
instruction.
■ 10. Revise part 16 to read to read as
follows:
PART 16—AGENCY
REPRESENTATIVES
Sec.
16.1
16.2
16.3
16.4
Designation.
Liaison and COOP liaison duties.
Certifying duties.
Authorizing duties.
Authority: 44 U.S.C. 1506; sec. 6, E.O.
10530, 19 FR 2709; 3 CFR, 1954–1958 Comp.,
p. 189.
§ 16.1
§ 16.2
Designation.
Liaison and COOP liaison duties.
(a) Each agency liaison officer and
alternate must:
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(1) Represent the agency in all matters
relating to the submission of documents
to the OFR, and respecting general
compliance with this chapter;
(2) Coordinate with their agency
billing authority and ensure that the
correct agency billing address code is
included with each document submitted
to the OFR for publication;
(3) Be responsible for the effective
distribution and use within the agency
of Federal Register information on
document drafting and publication
assistance authorized by § 15.3 of this
chapter;
(4) Promote the agency’s participation
in the technical instruction authorized
by § 15.3 of this chapter; and
(5) Be available to discuss documents
submitted for publication with the
editors of the Federal Register.
(b) For continuity of operations
purposes, each agency must:
(1) Provide the Director with the
names of agency officials authorized to
act as liaisons during an emergency
(COOP liaisons); and
(2) Ensure that the COOP liaisons
designated under (b)(1) of this section
know how to contact staff of the OFR
and to draft and submit documents to
the OFR.
(i) During an emergency, COOP
liaisons will be responsible for:
(A) Certifying to OFR staff that
documents in their possession are
official agency actions, signed, and
authorized for publication;
(B) Maintaining custody of original
documents, unedited or otherwise
unchanged in a safe location during an
emergency; and
(C) Submitting original documents to
the OFR as soon as practicable during
an emergency.
(ii) [Reserved]
§ 16.3
Certifying duties.
The agency certifying officer is
responsible for attaching the required
number of true copies of each original
document submitted by the agency to
the OFR and for making the certification
required by § 18.6 of this chapter.
§ 16.4
Authorizing duties.
The agency authorizing officer is
responsible for furnishing to the
Director a current mailing list of officers
or employees of the agency who are
authorized to receive the Federal
Register and the Code of Federal
Regulations.
■ 11. Revise part 17 to read as follows:
PART 17—FILING FOR PUBLIC
INSPECTION AND PUBLICATION
SCHEDULES
Subpart A—Receipt and Processing
Sec.
17.1 Receipt and processing.
Subpart B—Regular Schedule
17.2 Procedure and timing for regular
schedule.
Subpart C—Emergency Schedule
17.3 Criteria for emergency publication.
17.4 Procedure and timing for emergency
publication.
17.5 Criteria for emergency filing for public
inspection.
17.6 Procedure and timing for emergency
filing for public inspection.
Subpart D—Deferred Schedule
17.7 Criteria for deferred schedule.
Authority: 44 U.S.C. 1506; sec. 6, E.O.
10530, 19 FR 2709; 3 CFR, 1954–1958 Comp.,
p. 189.
Subpart A—Receipt and Processing
§ 17.1
Receipt and processing.
(a) The OFR receives documents only
during official business hours unless, in
the judgment of the Director, the public
interest is served by receiving a
document at some other time.
(b) Upon receipt, each document is
held for confidential processing until it
is filed for public inspection.
Subpart B—Regular Schedule
§ 17.2 Procedure and timing for regular
schedule.
(a) Each document received is filed
for public inspection only after it has
been received, processed, and assigned
a publication date.
(b)(1) Each document received by 2:00
p.m. that meets the requirements of this
chapter will be assigned to the regular
schedule. Unless the issuing agency
makes special arrangements otherwise,
or the OFR determines that the
document requires a deferred schedule
(see § 17.7 of this part), we consider
receipt of a document by 2:00 p.m. to be
a request for filing for public inspection
and publication on the regular schedule.
(2) Documents received after 2:00
p.m. that meet the requirements of this
chapter will be assigned to the next
Federal business day’s regular schedule.
(c) The regular schedule for filing for
public inspection and publication is
found in Table 1 of this section. Where
a legal Federal holiday intervenes, one
additional business day is added.
TABLE 1
Received before 2:00 p.m.
Filed for public inspection
Monday .................................................................................
Tuesday ................................................................................
Wednesday ...........................................................................
Thursday ...............................................................................
Friday ....................................................................................
Wednesday ..........................................................................
Thursday ..............................................................................
Friday ...................................................................................
Monday .................................................................................
Tuesday ................................................................................
Subpart C—Emergency Schedule
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§ 17.3
Criteria for emergency publication.
The emergency schedule is designed
to provide the fastest possible
publication of a document involving the
prevention, alleviation, control, or relief
of an emergency situation.
§ 17.4 Procedure and timing for
emergency publication.
(a)(1) Each agency requesting
publication on the emergency schedule
must briefly describe the emergency and
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the benefits to be attributed to
immediate publication in the Federal
Register.
(2) The request must be made by letter
to the Director.
(b) The Director assigns a document to
the emergency schedule whenever the
Director agrees that there is a need for
the document to publish outside of the
regular publication schedule and it is
feasible.
(c) Each document assigned to the
emergency schedule is published as
soon as possible.
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Published
Thursday.
Friday.
Monday.
Tuesday.
Wednesday.
(d) Each document assigned to the
emergency schedule for publication will
be filed for public inspection on the
Federal business day before publication
unless emergency filing for public
inspection is also requested.
§ 17.5 Criteria for emergency filing for
public inspection.
(a) An agency may request emergency
filing for public inspection for
documents to be published under the
regular, emergency, or deferred
publication schedules.
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(b) Emergency filing for public
inspection is considered a special
arrangement under § 17.2 of this part
that results in deviation from the regular
schedule for filing for public inspection.
(c) A document receiving emergency
filing for public inspection remains on
public inspection until it is published
according to the schedule for
publication.
§ 17.6 Procedure and timing for
emergency filing for public inspection.
(a)(1) Each agency requesting
emergency filing for public inspection
must briefly describe the emergency and
the benefits to be attributed to
immediate public access.
(2) The request must be made by letter
to the Director.
(b) The Director approves an
emergency filing for public inspection
request whenever the Director agrees
with the need for that action and it is
feasible.
(c) Each document approved for
emergency filing for public inspection is
filed as soon as possible following
processing and scheduling.
Subpart D—Deferred Schedule
§ 17.7
Criteria for deferred schedule.
(a) OFR staff may assign a document
to the deferred schedule when a
document meets one of the following
conditions:
(1) Conditions exist that require
extraordinary processing time. These
conditions may exist if the document:
(i) Is lengthy;
(ii) Contains technical problems; or
(iii) Contains unusual or lengthy
tables, or illustrations; or
(2) The issuing agency requests a
deferred publication date.
(b) OFR staff notifies the agency if its
documents must be assigned to a
deferred schedule.
■ 12. Revise part 18 to read as follows:
PART 18—PREPARATION AND
TRANSMITTAL OF DOCUMENTS
GENERALLY
asabaliauskas on DSK5VPTVN1PROD with PROPOSALS
Sec.
18.1
18.2
Original and copies required.
Prohibition on combined category
documents.
18.3 Submission of documents and letters of
transmittal.
18.4 Form of document. 18.5 [Reserved]
18.6 Form of certification.
18.7 Signature.
18.8 [Reserved]
18.9 Style.
18.10 Illustrations, tabular material, and
forms.
18.11 Required document headings.
18.12 Preamble requirements.
18.13 Withdrawal or correction of filed
documents.
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18.15 Correction of errors in printing.
18.16 Reinstatement of expired regulations.
18.17 Effective dates and time periods.
18.20 Identification of subjects in agency
regulations.
Authority: 44 U.S.C. 1506; sec. 6, E.O.
10530, 19 FR 2709; 3 CFR, 1954–1958 Comp.,
p. 189.
(Certified to be a true copy of the
original)
(b) The certification must be signed by
a certifying officer designated under
§ 16.1 of this chapter.
§ 18.7
§ 18.1
Original and copies required.
Each agency submitting a document
to be filed and published in the Federal
Register must submit:
(a) An originally signed document;
and
(b) Two duplicate signed originals or
two certified copies, unless submitted
under the terms of § 18.4(b) of this part.
§ 18.2 Prohibition on combined category
documents.
(a) The Director will not accept a
document for filing and publication if it
seeks to combine regulatory material
that must appear under separate
categories in the Federal Register, as set
forth in 1 CFR 5.9 of this chapter. For
example, a document may not serve as
both a rule and a notice of proposed
rulemaking.
(b) When two related documents are
to be published in the same Federal
Register issue, the agency may insert a
cross-reference in each document.
§ 18.3 Submission of documents and
letters of transmittal.
(a) Each document authorized or
required by law to be filed for public
inspection with the OFR and published
in the Federal Register must be sent to
the Director.
(b) A letter of transmittal is required
in cases involving special handling or
treatment of documents submitted for
publication.
Signature.
(a) The original and each duplicate
original document must be signed in
ink, with the name and title of the
official signing the document typed or
stamped beneath the signature.
(b) Initialed or impressed signatures
will not be accepted.
(c) Documents submitted under
§ 18.4(b) of this part may be
authenticated as original documents by
digital signatures.
§ 18.8
[Reserved]
§ 18.9
Style.
Each document submitted by an
agency for filing and publication should
conform to the current edition of the
U.S. Government Printing Office Style
Manual in punctuation, capitalization,
spelling, and other matters of style. The
U.S. Government Printing Office Style
Manual is available on the Government
Printing Office’s Web site.
§ 18.10
forms.
Illustrations, tabular material, and
(a) If it is necessary to publish a form
or illustration, a clear and legible
original form or illustration must be
included in the original document and
each certified copy.
(b) A document that includes tabular
material may be assigned to the deferred
publication schedule. See § 17.7 of this
subchapter.
§ 18.11
Required document headings.
(a) A document in the form of a letter
or press release will not be accepted for
filing for public inspection or
publication in the Rules and
Regulations, Proposed Rules, Regulatory
Notices, or Notices categories of the
Federal Register.
(b) Original documents submitted
electronically and authenticated by
digital signatures that are consistent
with applicable Federal standards and
OFR technical specifications may be
accepted for publication.
(a) Each document submitted to the
OFR must contain the following
headings, when appropriate, on separate
lines in the following order:
(1) Agency name;
(2) Subagency name;
(3) Numerical references to the title
and parts of the CFR affected;
(4) Agency docket numbers and
identification numbers in brackets (such
as RINs), as applicable.
(5) Central information system
identification numbers, as applicable.
(6) Brief subject heading describing
the document.
§ 18.5
[Reserved]
§ 18.12
§ 18.6
Form of certification.
(a) All documents submitted for
publication must include a preamble
that will inform the reader, who is not
an expert in the subject area, of the basis
and purpose for the rule or proposal, or
a basic explanation of the notice
document.
§ 18.4
Form of document.
(a) Each paper copy of every
document submitted for filing and
publication under the terms of § 18.1(b)
of this part, except a Presidential
document or a duplicate original, must
be certified as follows:
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will be accommodated only when the
request does not impose a burden on the
production of the daily Federal
Register.
(4) The originally-filed document will
be removed from public inspection on
the business day OFR receives the
withdrawal letter.
(5) The withdrawing letter will
remain on file for public inspection
through the date the document would
have been published in the Federal
Register.
(6) The original document and the
withdrawing letter will be retained by
the OFR after the public inspection
period expires.
(b) Correcting documents. (1) A
document that has been filed for public
inspection with the OFR, but has not yet
published, may be corrected only if the
submitting agency certifies that
correction is necessary to address an
emergency or avert a violation of law.
(2) An agency requesting corrections
to a document on file for public
inspection must submit a timely letter
signed by an authorized representative
of the agency certifying that the
correction is necessary under paragraph
(b)(1) of this section.
(3) Agency correction requests will be
accommodated only when the request
does not impose a burden on the
production of the daily Federal
Register.
(4) The originally-filed document will
be removed from public inspection at
the close of business the day OFR
receives the letter requesting
corrections.
(5) The letter requesting corrections
will remain on file for public inspection
through the date the document
publishes in the Federal Register.
(6) The original document and the
correcting letter will be retained by the
OFR after the public inspection period
expires.
§ 18.13 Withdrawal or correction of filed
documents.
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(b) The preamble must be in the
following format and contain the
following information:
AGENCY: lllllllllllll
(Name of issuing agency.)
ACTION: llllllllllllll
(Possible ACTION lines include: Notice,
Advance notice of proposed
rulemaking, Proposed rule, Rule, and
Final rule.)
SUMMARY: llllllllllll
(Brief statements, in simple language,
describing the action being taken, the
circumstances which created the need
for the action, and the intended effect
of the action.)
DATES: llllllllllllll
(Possible DATES include: Comments
must be received on or before: l,
Proposed effective date: l, Effective
date: l, and Hearing: l.)
ADDRESSES llllllllllll
(Any relevant addresses.)
FOR FURTHER INFORMATION CONTACT: lllllllllllllll
(For Executive departments and
agencies, the name, telephone
number, and email address of a
person in the agency to contact for
additional information about the
document.)
SUPPLEMENTARY INFORMATION: l
(c) The agency may include the
following information in the
supplementary information section of
the preamble, as applicable:
(1) A discussion of the background
and major issues involved;
(2) In the case of a final rule, any
significant differences between it and
the proposed rule;
(3) A response to substantive public
comments received;
(4) Any other information the agency
considers appropriate; and
(5) Any determination or analysis
required by law or order.
§ 18.15
(a) Withdrawing documents. (1) A
document that has been filed for public
inspection with the OFR but not yet
published may be withdrawn from
publication by the submitting agency
only when the agency certifies that
withdrawal is necessary to address an
emergency or avert a violation of law.
(2) An agency requesting withdrawal
of a document on file for public
inspection must submit a timely letter
signed by an authorized representative
of the agency certifying that the
withdrawal is necessary under
paragraph (a)(1) of this section.
(3) Agency requests for withdrawal of
a document on file for public inspection
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Correction of errors in printing.
(a) Typographical or clerical errors
made in the printing of the Federal
Register will be corrected by insertion
of an appropriate notation or a
reprinting in the Federal Register
published without further agency
documentation, if the Director
determines that:
(1) The error would tend to confuse or
mislead the reader; or
(2) The error would affect text subject
to codification.
(b) The issuing agency must review
published documents and notify the
OFR of printing errors found in
published documents.
(c) If the error was in the document
as submitted by the agency or certified
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electronic file submitted with the
original document, the issuing agency
must prepare and submit a correction
document for publication in the Federal
Register.
§ 18.16 Reinstatement of expired
regulations.
To reinstate expired regulations
agencies must republish the regulations
in full text in the Federal Register.
§ 18.17
Effective dates and time periods.
(a) Each document submitted for
publication in the Federal Register that
includes an effective date or time period
should either set forth a date certain or
a time period measured by a certain
number of days after publication in the
Federal Register.
(b) When a document sets forth a time
period measured by a certain number of
days after publication, OFR staff will
compute the date to be inserted in the
document as set forth in paragraph (c)
of this section.
(c) Dates will be computed by
counting the day after the publication
day as one, and by counting each
succeeding day, including Saturdays,
Sundays, and Federal holidays. Where
the final count would fall on a Saturday,
Sunday, or Federal holiday, the date
certain will be the next Federal business
day.
(d) If an effective date depends on
Congressional action, or if an act of
Congress or a Federal court decision
establishes or changes the effective date
of an agency’s rule, the issuing agency
must promptly publish a document in
the ‘‘Rules and Regulations’’ section of
the Federal Register announcing the
effective date.
(e) To extend the effective period of
a temporary rule, agencies must submit
a document extending the effective date
before the expiration of the original
effective date.
§ 18.20 Identification of subjects in agency
regulations.
(a) Federal Register documents.
Each agency that submits a document
for publication in the Rules and
Regulations section or the Proposed
Rules section of the Federal Register
must:
(1) Include a list of index terms for
each Code of Federal Regulations part
affected by the document; and
(2) Place the list of index terms as the
last item in the Supplementary
Information portion of the preamble for
the document.
(b) Federal Register Thesaurus. To
prepare its list of index terms, each
agency must use terms contained in the
Federal Register Thesaurus of Indexing
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ll, in the year of our Lord ll, and
of the Independence of the United
States of America the ll.
Terms. Agencies may also include
additional terms not contained in the
Thesaurus as long as they are
appropriate.
■ 13. Revise part 19 to read as follows:
§ 19.2
PART 19—EXECUTIVE ORDERS AND
PRESIDENTIAL PROCLAMATIONS
Sec.
19.1
19.2
19.3
Form.
Routing and approval of drafts.
Routing and certification of originals
and copies.
19.4 Proclamations calling for the
observance of special days or events.
19.5 Proclamations of treaties excluded.
19.6 Definition.
Authority: Secs. 1 to 6 of E.O. 11030, 27
FR 5847, 3 CFR, 1959–1963 Comp., p. 610;
E.O. 11354, 32 FR 7695, 3 CFR, 1966–1970
Comp., p. 652; and E.O. 12080, 43 FR 42235,
3 CFR, 1978 Comp., p. 224; E.O. 12608, 52
FR 34617, 3 CFR, 1987 Comp., p. 245; E.O.
13403, 71 FR 28543, 3 CFR, 2006 Comp., p.
228.
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§ 19.1
Form.
Proposed Executive orders and
proclamations shall be prepared in
accordance with the following
requirements:
(a) The order or proclamation shall be
given a suitable title.
(b) The order or proclamation shall
contain a citation of the authority under
which it is issued.
(c) Punctuation, capitalization,
spelling, and other matters of style shall,
in general, conform to the most recent
edition of the U.S. Government Printing
Office Style Manual.
(d) The spelling of geographic names
shall conform to the decisions of the
Board on Geographic Names,
established by section 2 of the Act of
July 25, 1947, 61 Stat. 456 (43 U.S.C.
364a).
(e) Descriptions of tracts of land shall
conform, so far as practicable, to the
most recent edition of the
‘‘Specifications for Descriptions of
Tracts of Land for Use in Executive
Orders and Proclamations,’’ prepared by
the Bureau of Land Management,
Department of the Interior.
(f) Proposed Executive orders and
proclamations shall be prepared on
paper approximately 81⁄2 x 14 inches,
shall have a left-hand margin of
approximately 1 inch and a right-hand
margin of approximately 1 inch, and
shall be double-spaced except that
quotations, tabulations, and
descriptions of land may be singlespaced.
(g) Proclamations issued by the
President shall conclude with the
following-described recitation:
IN WITNESS WHEREOF, I have
hereunto set my hand this l day of
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Routing and approval of drafts.
(a) A proposed Executive order or
proclamation shall first be submitted to
the Director of the Office of
Management and Budget, together with
a letter, signed by the head or other
properly authorized officer of the
originating Federal agency, explaining
the nature, purpose, background, and
effect of the proposed Executive order or
proclamation and its relationship, if
any, to pertinent laws and other
Executive orders or proclamations.
(b) If the Director of the Office of
Management and Budget approves the
proposed Executive order or
proclamation, he shall transmit it to the
Attorney General for his consideration
as to both form and legality.
(c) If the proposed Executive order or
proclamation is disapproved by the
Director of the Office of Management
and Budget or by the Attorney General,
it shall not thereafter be presented to the
President unless it is accompanied by a
statement of the reasons for such
disapproval.
§ 19.3 Routing and certification of
originals and copies.
(a) If the order or proclamation is
signed by the President, the original and
two copies shall be forwarded to the
Director of the Federal Register for
publication in the Federal Register.
(b) The Office of the Federal Register
shall cause to be placed upon the copies
of all Executive orders and
proclamations forwarded as provided in
paragraph (a) of this section the
following notation, to be signed by the
Director or by some person authorized
by him to sign such notation: ‘‘Certified
to be a true copy of the original.’’
§ 19.4 Proclamations calling for the
observance of special days or events.
Except as may be otherwise provided
by law, responsibility for the
preparation and presentation of
proposed proclamations calling for the
observance of special days, or other
periods of time, or events, shall be
assigned by the Director of the Office of
Management and Budget to such
agencies as he may consider
appropriate. Such proposed
proclamations shall be submitted to the
Director at least 60 days before the date
of the specified observance.
Notwithstanding the provisions of
§ 19.2, the Director shall transmit any
approved commemorative
proclamations to the President.
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§ 19.5
Proclamations of treaties excluded.
Consonant with the provisions of
chapter 15 of title 44 of the United
States Code (44 U.S.C. 1511), nothing in
these regulations shall be construed to
apply to treaties, conventions, protocols,
or other international agreements, or
proclamations thereof by the President.
§ 19.6
Definition.
The term ‘‘Presidential proclamations
and Executive orders,’’ as used in
chapter 15 of title 44 of the United
States Code (44 U.S.C. 1505(a)), shall,
except as the President or his
representative may hereafter otherwise
direct, be deemed to include such
attachments thereto as are referred to in
the respective proclamations or orders.
PART 20—[REMOVED]
■
■
14. Remove part 20.
15. Revise part 21 to read as follows:
PART 21—PREPARATION OF
DOCUMENTS FOR CODIFICATION
Subpart A—General
Sec.
21.1
21.2
21.6
Definitions.
Codification and amendatory language.
Notice of expiration of codified
material.
21.7 Titles and subtitles.
21.8 Chapters and subchapters.
21.9 Parts, subparts, and undesignated
center headings.
21.10 Sections and paragraphs.
21.11 Standard organization of the Code of
Federal Regulations.
21.12 Reserving part or section numbers.
21.14 Deviations from standard
organization of the Code of Federal
Regulations.
21.16 Required document headings.
21.18 Tables of contents.
21.19 Composition of part headings.
21.20 Amendment drafting requirements.
21.21 Internal reference drafting
requirements.
21.23 Cross-reference drafting
requirements.
21.24 References to 1938 edition of Code of
Federal Regulations.
21.30 Effective date statement.
21.35 OMB control numbers.
Subpart B—Citations of Authority
21.40 General authority citation
requirements.
21.41 Agency responsibility.
21.42 Placing and amending authority
citations.
21.43 Citation to statutory material.
21.44 Citation to nonstatutory materials.
21.45 Exceptions to placement and form.
Authority: 44 U.S.C. 1506; sec. 6, E.O.
10530, 19 FR 2709; 3 CFR, 1954–1958 Comp.,
p. 189.
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Subpart A—General
§ 21.1
Definitions.
As used in this part:
Undesignated center heading means
the heading given to a portion of text
where the heading has no numerical
designation or reference, and appears
after the part heading to a group-related
section.
Words of issuance are the tie between
the document and the CFR units
affected and the bridge between the
preamble of the document and the
regulatory changes.
§ 21.2 Codification and amendatory
language.
(a) Each agency that prepares a
document that is subject to codification
must draft it as an amendment to the
Code of Federal Regulations, in
accordance with this subchapter, before
submitting it to the OFR.
(b) Each agency that prepares a
document that is subject to codification
must include words of issuance and
amendatory language that precisely
describe the relationship of the new
provisions to the CFR.
§ 21.6 Notice of expiration of codified
material.
Whenever a codified regulation
expires after a specified period by law
or by court order, the issuing agency
must submit a rule document for
publication in the Federal Register
removing the expired regulations.
§ 21.7
Titles and subtitles.
(a) The major divisions of the CFR are
titles, each of which brings together
broadly related Government functions.
(b)(1) Subtitles may be used to
distinguish between materials
emanating from an overall agency and
the material issued by its various
components.
(2) Subtitles may also be used to
group chapters within a title.
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§ 21.8
Chapters and subchapters.
(a) The normal divisions of a title are
chapters, assigned to the various
agencies within a title descriptive of the
subject matter covered by the agencies’
regulations.
(b) Subchapters may be used to group
related parts within a chapter.
(c) Chapter and subchapter
assignments are made by the OFR after
agency consultation.
§ 21.9 Parts, subparts, and undesignated
center headings.
(a) The normal divisions of a chapter
are parts, consisting of a unified body of
regulations applying to a specific
function or program of an issuing
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agency or devoted to specific subject
matter under the control of that agency.
(b)(1) Subparts or undesignated center
headings may be used to group related
sections within a part.
(2) Undesignated center headings may
also be used to group sections within a
subpart.
§ 21.10
Sections and paragraphs.
(a) The normal divisions of a part are
sections. Sections are the basic units of
the CFR.
(b) A section may be divided into
paragraphs. Paragraphs may be further
subdivided using the system provided
in § 21.11 of this part.
§ 21.11 Standard organization of the Code
of Federal Regulations.
The standard organization consists of
the following structural units:
(a) Titles are numbered consecutively
using Arabic numerals throughout the
CFR;
(b) Subtitles are lettered consecutively
using capital letters throughout the title;
(c) Chapters are numbered
consecutively using capitalized Roman
numerals throughout each title;
(d) Subchapters are lettered
consecutively using capital letters
throughout the chapter;
(e) Parts are numbered using Arabic
numerals throughout each title;
(f) Subparts are lettered using capital
letters;
(g)(1) Sections are numbered using
Arabic numerals throughout each part.
(2) A section number includes the
number of the part followed by a period
and the number of the section. For
example, the section number for section
15 of part 21 is ‘‘§ 21.15’’; and
(h) Paragraphs are designated as
follows:
(1) Level 1: (a), (b), (c), etc.
(2) Level 2: (1), (2), (3), etc.
(3) Level 3: (i), (ii), (iii), etc.
(4) Level 4: (A), (B), (C), etc.
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numbering system requested by an
agency only if the alternative numbering
system will benefit the public.
§ 21.16
Required document headings.
Each section in the regulatory text of
the document must have a brief
descriptive heading, preceding the text,
on a separate line.
§ 21.18
Tables of contents.
(a) A table of contents must be used
at the beginning of the part whenever:
(1) A new part is introduced;
(2) An existing part is completely
revised; or
(3) A group of sections is revised or
added and set forth as a subpart or
otherwise separately grouped under a
center head.
(b) The table of contents follows the
part heading before the text of the
regulations in that part.
(c) The table of contents lists the
headings for the subparts, undesignated
center headings, sections in the part,
and appendix headings to the part and
subpart, as applicable.
§ 21.19
Composition of part headings.
(a) Each part heading indicates briefly
the general subject matter of the part.
(b) Phrases that are not descriptive of
the subject matter, such as ‘‘Regulations
under the Act of July 28, 1955’’ or other
expressions, may not be used.
(c) Non-descriptive introductory
expressions such as ‘‘Regulations
governing’’ and ‘‘Rules applicable to’’
may not be used.
§ 21.20
Amendment drafting requirements.
(a) Each document that amends or
includes regulatory text that proposes to
amend the CFR must identify in specific
terms the unit amended and the extent
of the changes made.
(b) The number and heading of each
section amended must be set forth in
full on a separate line.
§ 21.12 Reserving part or section
numbers.
§ 21.21 Internal reference drafting
requirements.
Chapters or structural units within
chapters may be reserved to allow for
expansion.
(a)(1) Each reference to the Code of
Federal Regulations must be in terms of
the specific titles, chapters, parts,
sections, and paragraphs involved.
(2) Ambiguous references such as
‘‘herein,’’ ‘‘above,’’ ‘‘below,’’ ‘‘now,’’
‘‘today,’’ and similar expressions may
not be used.
(b) Each document that contains a
reference to material published in the
CFR must include the CFR citation as a
part of the reference.
§ 21.14 Deviations from standard
organization of the Code of Federal
Regulations.
(a) The Director may approve a
deviation from standard Code of Federal
Regulations designations.
(b) Agencies must submit written
requests for approval, along with a draft
copy of the document, at least ten
Federal business days before the agency
intends to submit the document for
publication.
(c) The Director may allow section
numbers to correspond to a particular
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§ 21.23 Cross-reference drafting
requirements.
(a) Each agency publishes its own
regulations in full text in the Code of
Federal Regulations.
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(b) Cross-references to the regulations
of another agency may not be used as a
substitute for publication in full text,
unless the OFR finds that the regulation
meets any of the following exceptions:
(1) The reference is required by court
order, statute, Executive order or
reorganization plan.
(2) The reference is to regulations
promulgated by an agency with the
exclusive legal authority to regulate in
a subject matter area, but the referencing
agency needs to apply those regulations
in its own programs.
(3) The reference is informational or
improves clarity rather than being
regulatory.
(4) The reference is to Federal agencyproduced test methods or standards that
have replaced or preempted private
sector-produced voluntary test methods
or consensus standards in a subject
matter area and the referenced Federal
agency test methods or standards are
published in full in the CFR.
(5) The reference is to the Department
level from a subagency.
§ 21.24 References to 1938 edition of Code
of Federal Regulations.
When reference is made to material
codified in the 1938 edition of the Code
of Federal Regulations, or a supplement
thereto, the following forms may be
used, as appropriate:
l CFR, 1938 Ed., l.
l CFR, 1943, Cum. Supp., l.
l CFR, 1946 Supp., l.
§ 21.30
Effective date statement.
Each document subject to codification
must include a clear statement as to the
date or dates upon which its contents
become effective following the
procedures found in § 18.17 of this
subchapter.
§ 21.35
OMB control numbers.
To display required OMB control
numbers in agency regulations, those
numbers must be placed parenthetically
at the end of the section or displayed in
a table or codified section.
Subpart B—Citations of Authority
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§ 21.40 General authority citation
requirements.
(a) Each section subject to codification
in a document must include a complete
citation of the authority under which
the section is issued, including:
(1) General or specific authority
delegated by statute; and
(2) Executive delegations, if any,
necessary to link the statutory authority
to the issuing agency.
(b) Formal citations of authority must
be in the shortest citation format for
easy reference.
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(c) The OFR will assist agencies in
developing model citations.
§ 21.41
Agency responsibility.
(a) Each issuing agency is responsible
for the accuracy and integrity of the
citations of authority in the documents
it issues.
(b) Each issuing agency must formally
amend the citations of authority in its
codified material to reflect any changes.
§ 21.42 Placing and amending authority
citations.
(a) The agency must publish a
centralized authority citation in the
CFR.
(1) The authority citation must appear
at the end of the table of contents for a
part or after each subpart heading
within the text of a part.
(2) Citations of authority for particular
sections may be specified within the
centralized authority citation.
(b) The requirements for placing
authority citations in a document
published in the Federal Register vary
with the type of amendment the agency
is making in a document. The agency
must set out the full text of the authority
citation for each part affected by the
document.
(1) If a document sets out an entire
part of the CFR, the agency must place
the complete authority citation directly
after the table of contents and before the
regulatory text.
(2) If a document amends only certain
sections within a CFR part, the agency
must place the complete authority
citation to this part as the first item in
the list of amendments.
(i) If the authority for issuing an
amendment is the same as the authority
listed for the whole part of the CFR, the
agency must restate the authority.
(ii) If the authority for issuing an
amendment changes the authority
citation for the whole part of the CFR,
the agency must revise the authority
citation in its entirety. The agency may
specify the particular authority under
which certain sections are amended in
the revised authority citation.
(c) Citation in the CFR to a
nonstatutory document as authority
must be placed after the statutory
citations.
§ 21.43
Citation to statutory material.
(a) United States Code. All citations to
statutory authority must include a
United States Code citation, where
available. Citations to titles of the
United States Code may be cited
without Public Law or U.S. Statutes at
Large citation. For example:
Authority: 10 U.S.C. 501.
(b) Public Laws and U.S. Statutes at
Large. (1) Citations to Public Laws and
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U.S. Statutes at Large are optional when
the United States Code is cited.
(2) Citations to current Public Laws
and to the U.S. Statutes at Large must
refer to the section of the Public Law
and the volume and page of the U.S.
Statutes at Large to which they have
been assigned. The page number must
refer to the page on which the section
cited begins. For example:
Authority: Sec. 5, Pub. L. 89–670, 80 Stat.
935 (49 U.S.C. 1654); sec. 313, Pub. L. 85–
726, 72 Stat. 752 (49 U.S.C. 1354).
§ 21.44
Citation to nonstatutory materials.
(a) Form. Nonstatutory documents
must be cited by document designation
and by Federal Register volume and
page, followed, if possible, by the
parallel citation to the Code of Federal
Regulations. For example:
Authority: Special Civil Air Reg. SR–422A,
28 FR 6703, 14 CFR part 4b; E.O. 11130, 28
FR 12789; 3 CFR 1959–1963 Comp.
(b) Placement. Citation to a
nonstatutory document as authority
must be placed after the statutory
citations. For example:
Authority: Sec. 9, Pub. L. 89–670, 80 Stat.
944 (49 U.S.C. 1657). E.O. 11222, 30 FR 6469,
3 CFR, 1965 Comp., p. 10.
§ 21.45
Exceptions to placement and form.
The Director may make exceptions to
the requirements of this subpart relating
to placement and form of citations of
authority.
■ 16. Revise part 22 to read as follows:
PART 22—PREPARATION OF
PROPOSED RULES
Sec.
22.1
22.2
22.3
General requirements.
Code designation.
Proposed codification.
Authority: 44 U.S.C. 1506; sec. 6, E.O.
10530, 19 FR 2709; 3 CFR, 1954–1958 Comp.,
p. 189.
§ 22.1
General requirements.
Each proposed rule required by
section 553 of title 5, United States
Code, or any other statute, and any
similar document voluntarily issued by
an agency must include a statement of:
(a) The time, place, and nature of
public rulemaking proceedings; and
(b) Reference to the authority under
which the regulatory action is proposed.
§ 22.2
Code designation.
The area of the Code of Federal
Regulations directly affected by a
proposed regulatory action must be
identified by placing the appropriate
Code citation immediately below the
name of the issuing agency.
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§ 22.3
Proposed codification.
§ 24.2
Preparation of agency statements.
Any part of a proposed rule document
that contains the full text of a proposed
regulation must conform to part 21 of
this subchapter, except for § 21.30.
■ 17. Add part 23 to read as follows:
In accordance with schedules
established under § 24.7 of this part,
each agency must submit an official
draft of the information required by
§ 9.2 of this chapter and this part.
PART 23—PREPARATION OF
NOTICES AND REGULATORY
NOTICES
§ 24.3
Sec.
23.1
Exception to required document
headings.
23.2 Authority citation.
Authority: 44 U.S.C. 1506; sec. 6, E.O.
10530, 19 FR 2709; 3 CFR, 1954–1958 Comp.,
p. 189.
§ 23.1 Exception to required document
headings.
Documents are not required to have
numerical references to the title and
parts of the CFR affected.
§ 23.2
§ 24.4
Authority citation.
The authority under which an agency
issues a notice must be cited in
narrative form within text or in
parentheses on a separate line following
text.
■ 18. Add part 24 to read as follows:
Sec.
24.1
24.2
24.3
24.4
24.5
24.6
Liaison officers.
Preparation of agency statements.
Information about an organization.
Description of program activities.
Sources of information.
Form, style, arrangement and
apportionment of space.
24.7 Deadline dates.
Authority: 44 U.S.C. 1506; sec. 6, E.O.
10530, 19 FR 2709; 3 CFR, 1954–1958 Comp.,
p. 189.
asabaliauskas on DSK5VPTVN1PROD with PROPOSALS
§ 24.1
Liaison officers.
(a) Each of the following must appoint
an officer to maintain liaison with the
OFR on matters relating to The United
States Government Manual:
(1) Agencies of the legislative and
judicial branches.
(2) Executive agencies that do not
have a liaison officer designated under
§ 16.1 of this chapter or who wish to
appoint a liaison officer for Manual
matters other than the one designated
under such § 16.1.
(3) Quasi-official agencies represented
in the Manual.
(4) Any other agency that the Director
believes should be included in the
Manual.
(b) Each liaison officer will ensure
agency compliance with part 9 of this
chapter, and this part.
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Description of program activities.
(a) Descriptions should clearly state
the public purposes that the agency
serves, and the programs that carry out
those purposes.
(b) Descriptions of the responsibilities
of individuals or of administrative units
common to most agencies will not be
accepted for publication in the Manual.
§ 24.5
PART 24—HANDLING OF THE UNITED
STATES GOVERNMENT MANUAL
STATEMENTS
Information about an organization.
(a) Information about lines of
authority and organization may be
reflected in a chart if the chart clearly
delineates the agency’s organizational
structure.
(b) Listings of heads of operating units
should be arranged whenever possible
to reflect relationships between units.
(c) Narrative descriptions of
organizational structure or hierarchy
that duplicate information conveyed by
charts or by lists of officials will not be
published in the Manual.
Sources of information.
Each agency statement should include
pertinent sources of information useful
to the public, covering areas such as
employment, consumer activities,
contracts, services to small business,
and other topics of public interest.
These sources of information must
plainly identify the places where the
public may obtain information or make
submittals or requests.
§ 24.6 Form, style, arrangement, and
apportionment of space.
(a) The Director determines the form,
style, arrangement, and space
apportionment of agency statements and
other materials included in the Manual.
(b) Agencies must use the U.S.
Government Printing Office Style
Manual to determine style.
§ 24.7
Deadline dates.
Agencies must promptly notify the
Director of major organizational changes
and comply with periodic deadlines set
by the OFR for agency statements,
charts, and other materials to be
included in the Manual. Failure to do so
may result in publication of an outdated
statement or the omission of important
material.
By Order of the Committee.
Charles A. Barth,
Secretary, Administrative Committee of the
Federal Register.
[FR Doc. 2014–25520 Filed 10–27–14; 8:45 am]
BILLING CODE 1505–02–P
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64149
NUCLEAR REGULATORY
COMMISSION
10 CFR Part 37
[Docket No. PRM–37–1; NRC–2014–0172]
Physical Protection of Category 1 and
Category 2 Quantities of Radioactive
Material
Nuclear Regulatory
Commission.
ACTION: Petition for rulemaking; notice
of docketing and request for comment.
AGENCY:
The U.S. Nuclear Regulatory
Commission (NRC) has received a
petition for rulemaking from Anthony R.
Pietrangelo on behalf of the Nuclear
Energy Institute (NEI or the petitioner)
dated June 12, 2014, requesting that the
NRC amend its regulations to ‘‘remove
unnecessary and burdensome
requirements on licensees with
established physical security programs.’’
The petition was docketed by the NRC
on July 17, 2014, and has been assigned
Docket No. PRM–37–1. The NRC is
requesting public comments on this
petition for rulemaking.
DATES: Submit comments by January 12,
2015. Comments received after this date
will be considered if it is practical to do
so, but the NRC is able to assure
consideration only for comments
received on or before this date.
ADDRESSES: You may submit comments
by any of the following methods:
• Federal rulemaking Web site: Go to
https://www.regulations.gov and search
for Docket ID NRC–2014–0172. Address
questions about NRC dockets to Carol
Gallagher; telephone: 301–287–3422;
email: Carol.Gallagher@nrc.gov. For
technical questions, contact the
individual listed in the FOR FURTHER
INFORMATION CONTACT section of this
document.
• Email comments to:
Rulemaking.Comments@nrc.gov. If you
do not receive an automatic email reply
confirming receipt, then contact us at
301–415–1677.
• Fax comments to: Secretary, U.S.
Nuclear Regulatory Commission at 301–
415–1101.
• Mail comments to: Secretary, U.S.
Nuclear Regulatory Commission,
Washington, DC 20555–0001, ATTN:
Rulemakings and Adjudications Staff.
• Hand deliver comments to: 11555
Rockville Pike, Rockville, Maryland
20852, between 7:30 a.m. and 4:15 p.m.
(Eastern Time) Federal workdays;
telephone: 301–415–1677.
For additional direction on obtaining
information and submitting comments,
see ‘‘Obtaining Information and
SUMMARY:
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Agencies
[Federal Register Volume 79, Number 208 (Tuesday, October 28, 2014)]
[Proposed Rules]
[Pages 64133-64149]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2014-25520]
========================================================================
Proposed Rules
Federal Register
________________________________________________________________________
This section of the FEDERAL REGISTER contains notices to the public of
the proposed issuance of rules and regulations. The purpose of these
notices is to give interested persons an opportunity to participate in
the rule making prior to the adoption of the final rules.
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Federal Register / Vol. 79, No. 208 / Tuesday, October 28, 2014 /
Proposed Rules
[[Page 64133]]
ADMINISTRATIVE COMMITTEE OF THE FEDERAL REGISTER
1 CFR Chapter I
[RIN 3095-AB84]
Revision of Regulations
AGENCY: Administrative Committee of the Federal Register.
ACTION: Proposed rule.
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SUMMARY: The Administrative Committee of the Federal Register proposes
to update its regulations for the Federal Register system to clarify
certain policies and to reflect current procedures and technological
advances. This proposal would also revise the regulatory text to make
it more readable and consistent with plain language principles.
DATES: Comments must be received on or before December 29, 2014.
ADDRESSES: You may submit comments, identified using the subject line
of this document, by any of the following methods:
Federal eRulemaking Portal: https://www.regulations.gov.
Follow the instructions for submitting comments.
Email: Fedreg.legal@nara.gov. Include the subject line of
this document in the subject line of the message.
Mail: The Office of the Federal Register (F), The National
Archives and Records Administration, 8601 Adelphi Road, College Park,
MD 20740-6001.
Hand Delivery/Courier: Office of the Federal Register, 800
North Capitol Street NW., Suite 700, Washington, DC 20002.
Docket materials are available at the Office of the Federal
Register, 800 North Capitol Street NW., Suite 700, Washington, DC
20002, 202-741-6030. Please contact the persons listed in the FOR
FURTHER INFORMATION CONTACT section to schedule your inspection of
docket materials. The Office of the Federal Register's official hours
of business are Monday through Friday, 8:45 a.m. to 5:15 p.m.,
excluding Federal holidays.
FOR FURTHER INFORMATION CONTACT: Amy P. Bunk, Director of Legal Affairs
and Policy, or Miriam Vincent, Staff Attorney, Office of the Federal
Register, at Fedreg.legal@nara.gov, or 202-741-6030.
SUPPLEMENTARY INFORMATION:
Background and Purpose
Under the Federal Register Act (FRA or the Act), (44 U.S.C. Chapter
15), the Administrative Committee of the Federal Register
(Administrative Committee) is responsible for issuing regulations
governing Federal Register publications. The Administrative Committee
has general authority under 44 U.S.C. 1506 to determine the manner and
form for publishing the Federal Register and its special editions. The
last major revision of Title 1 Chapter I of the Code of Federal
Regulations (CFR) was completed November 4, 1972 (37 FR 23602). Because
of technological advances in the printing and publication industry, the
Administrative Committee intends to update chapter I in its entirety.
This action does not represent an increase in the burdens on agencies
or the public.
Many of the changes proposed are technical in nature and will bring
the regulations in line with the Office of the Federal Register (OFR)
document management system and other technologies not available in the
early 1970s. The Administrative Committee is also updating the text of
many sections to meet plain language principles and to further the
goals of the President's memorandum on Transparency and Open
Government. (74 FR 4685, January 26, 2009).
Proposed changes to 1 CFR chapter I are highlighted as follows:
Proposed Changes to Parts 1 and 2
Parts 1 and 2 would be combined to follow OFR guidance that parts
should not contain only one section. In Sec. 1.2, we would add a
definition for the term ``Director'' to mean the Director of the
Federal Register. Other proposed changes to part 1 include updating the
OFR's mailing address and clarifying that materials appearing in the
daily Federal Register or special editions of the Federal Register,
with the exception of the National Archives and Records
Administration's official seal and OFR logos, may be reproduced. See 36
CFR part 1200.
Proposed Changes to Parts 3, 5, 6 and 8
Many of the changes to these sections would be technical in nature,
bringing the regulations in line with current technologies used at the
OFR to carry out its mission. For example, Sec. Sec. 3.1 and 3.2
include proposed language addressing where readers can access
information online.
Proposed section 3.1 states that the Director of the Federal
Register administers the format and availability of the OFR.gov Web
site. Proposed section 3.2 specifies that documents placed on public
inspection are posted online. The proposed regulation makes clear that
the official public inspection version of the document is filed at the
OFR and that the actual date and time of official filing is the point
in time when the document is available at the OFR. It also clarifies
that the online public inspection desk is only updated during official
office hours.
Sections 3.3 and 3.4 would be added to consolidate the regulations
on ancillaries and indexes to the Federal Register (Sec. 3.3) and the
Code of Federal Regulations (Sec. 3.4), currently set out in other
parts. This consolidation would allow us to remove part 6, which
currently deals with ancillaries and indexes to the daily Federal
Register. It contains five regulations dealing specifically with a
daily Federal Register Index (Sec. 6.1), a yearly cumulative Federal
Register Index (Sec. 6.2), daily and monthly lists of parts and
sections affected by rules published in the Federal Register
(Sec. Sec. 6.3 and 6.4), and a general section allowing the Director
discretion to publish other indexes, digests, and guides, as needed
(Sec. 6.5). The Administrative Committee believes that consolidating
these sections into one general section allows the Director greater
flexibility to publish user aids at a time when most users rely on the
online version of the daily Federal Register.
This proposed consolidation would also allow us to remove
Sec. Sec. 8.4 and 8.5, which deal with ancillaries and indexes to the
CFR. These proposed changes allow readers to quickly find information
on user aids in one part entitled ``SERVICES TO THE PUBLIC'' (part 3)
instead of searching the entire chapter to find this information.
[[Page 64134]]
The Committee proposes to revise Sec. 5.9, entitled ``Categories
of documents.'' The Committee created these categories to provide
greater clarity under the FRA. These categories, which will correspond
to sections in the daily Federal Register, are not intended as a
determination as to a document's legal status.
The Committee proposes to revise Sec. 5.9 to clarify what types of
documents are published in which categories of the daily Federal
Register. To do this, the Committee is proposing to add a new category
to the daily Federal Register as set out in Sec. 5.9(d) and revise the
list of documents types that publish in the Rules and Regulations
category of the daily Federal Register. Certain types of documents that
are currently required to be published in the Rules and Regulations
category would be published in this new category of the daily issue,
which would be called ``Regulatory Notices.'' The Regulatory Notices
category would include documents containing Regulation Identifier
Numbers (RINs) that do not amend the CFR; Paperwork Reduction Act
notices; statements of organization and function; and announcements of
public meetings, Sunshine Act notices, other meeting notices that are
related to specific agency regulations and rulemaking actions; and
general policy statements concerning regulations.
The Committee believes that adding a new category to the daily
Federal Register will alleviate confusion regarding where documents
will publish in the daily Federal Register and allow documents to be
processed for publication more quickly. The Committee also believes
that creating this category falls in line with current data-
harmonization efforts across the federal government by providing a
specific Federal Register category for these types of documents.
The Committee also proposes to revise Sec. Sec. 5.10 and 8.6,
which discuss the official formats of the Federal Register and the CFR.
Currently, both sections specifically identify the formats that are
official formats of both the Federal Register and the CFR. Setting out
the official formats within the CFR makes it difficult to keep pace
with the rapidly changing technological developments in publishing.
Therefore, the Committee is proposing to remove the list of official
formats from the CFR in favor of regulations that describe in detail
the factors the Committee uses to determine what is an official format
of these publications. Once the Committee determines the formats of
these publications that are official, based on the factors set out in
the regulations, the Committee will publish a Notice in the Federal
Register announcing those official formats.
The Committee has determined that it may announce official formats
in a published Notice rather than codify them in the CFR, and that it
may do so without seeking public comment. In 1996, through final rule
with request for comments, the Committee chose to specify the official
formats in the CFR.\1\ The Committee noted in a later rule that
``granting official status'' of a format is a ``procedural matter'' and
does ``not . . . materially [affect] rights or obligations.'' \2\
Consistent with that determination, the Committee has concluded that it
is unnecessary for future designations of official format to be subject
to public comment or codified in the CFR because such designations are
rules of agency procedure and practice. See 5 U.S.C. 553(b)(A). The
Committee believes that the Administrative Procedure Act's general
requirement for rulemaking requires that the Committee codify the
procedural requirements for determining an official format but does not
require that the actual format be included within the CFR.
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\1\ ``[T]he Administrative Committee is updating its regulations
to acknowledge the official status and availability of the
Administrative Committee's online editions of the Federal Register
and The United States Government Manual. The Administrative
Committee has resolved that the American public should have greater
access to essential information on the structure, functions and
actions of its Government through the Federal Register system.'' 61
FR 68118 (December 27, 1996).
\2\ 65 FR 8841, 8842 (February 23, 2000).
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Currently, Sec. 8.3(c) requires that all rule documents amending
the CFR be included in the annual soft-bound version of the CFR, even
if the amendments to the CFR are not yet effective. In other words, a
document amending the CFR that is published before July 1st (the
publication date of the annual CFR volume) but is not effective until
July 7th appears in the printed edition in a smaller font along with
the currently effective regulation. While this practice was intended to
alert readers to future changes in CFR text, displaying parallel
codified text could sometimes be confusing.
Now that there is an unofficial Electronic Code of Federal
Regulations (e-CFR) that displays the current text of the CFR and links
readers to pending Federal Register amendments, users have less need
for future-effective amendments in printed editions. The proposed
change to Sec. 8.3(c) would eliminate potential confusion by providing
that only the regulation currently in effect as of the date of
publication of the soft-bound volume will be published in that volume.
Other proposed changes to part 5 and part 8 not specifically
mentioned in this preamble are technical in nature; they clarify
requirements for publication in the Federal Register system and
reformat sections to aid in the readability of this chapter.
Proposed Changes to Parts 11 and 12
The Administrative Committee proposes changing the language of
parts 11 and 12 to be more concise and clear and to meet the goals of
the President's transparency memorandum. In addition to these technical
edits, the Committee proposes substantive changes to part 12. To
fulfill the requirements of the Act, this part, entitled ``OFFICIAL
DISTRIBUTION WITHIN FEDERAL GOVERNMENT,'' sets out the number of
official copies of Federal Register publications that various Federal
government entities are entitled to receive. Specifically, Sec. Sec.
12.1 and 12.2 address the number of printed copies of the Federal
Register and the CFR available to Federal entities without charge. The
Administrative Committee believes that publishing both these
publications in a free, electronic-only format to Federal officials for
their official use constitutes the distribution of the Federal Register
and the CFR for official use without charge. However, the OFR will
continue to provide one soft-bound copy of the Federal Register and CFR
to Federal officials upon a written request to the Director. The
proposed changes to parts 11 and 12 will not change the page rate
charged to agencies to publish documents in the Federal Register and
CFR. The Administrative Committee intends that an official online
version of both publications will remain available to both the public
and Federal officials.
Additionally, the Administrative Committee proposes to remove Sec.
12.4. Section 12.4 establishes the number of printed copies of the
Weekly Compilation of Presidential Documents (Weekly Compilation)
available to Federal entities without charge. The Administrative
Committee would remove and reserve this section because the Committee
discontinued the publication of the Weekly Compilation in January 2009
and has received no negative feedback from Federal entities that
previously received a printed copy of this publication (See 74 FR 3950,
January 21, 2009). The Committee also believes that providing the Daily
Compilation of Presidential Documents (Daily Compilation) online meets
the requirement of the FRA that publications such as the Daily
[[Page 64135]]
Compilation be distributed for official use without charge.
Proposed Changes to Part 15
The Administrative Committee proposes to amend part 15 to remove
Sec. 15.1, concerning OFR assistance, because it duplicates the
requirements in current Sec. Sec. 15.3 and 15.10. In this document,
the Committee proposes to redesignate current Sec. Sec. 15.2, 15.3 and
15.10 as Sec. Sec. 15.1, 15.2, and 15.3 respectively, and to make
certain technical and clarifying changes to each redesignated section.
Finally in part 15, the Committee proposes to remove Sec. 15.4 because
agencies no longer request reproduction and certification of copies of
acts or documents from the OFR.
Proposed Changes to Part 16
In Sec. 16.2, the Administrative Committee proposes to add a new
paragraph (b) requiring agencies to provide the OFR and officials at
their agencies specific information for continuity of operations (COOP)
purposes. Over the past several years, Federal agencies have developed
contingency plans to maintain operations in the case of a broad range
of emergency circumstances. The FRA authorizes the President to
activate the Emergency Federal Register (EFR) system in place of the
daily Federal Register in certain limited circumstances. (See 44 U.S.C.
1505(c) and E.O. 12656, as amended (https://www.archives.gov/Federal-register/executive-orders/1988.html)). The purpose of the EFR is to
support the preservation of the rule of law and a constitutional form
of government, following National Security Presidential Directive-51/
Homeland Security Presidential Directive-20 (https://www.hsdl.org/?view&did=476323).
Under almost all types of emergencies, the OFR would continue to
carry out its basic functions at alternate locations. Therefore, this
proposed change to Sec. 16.2 would require agencies to provide the
Director of the Federal Register with the names of liaison officers who
are agency officials authorized to act for the agency in the event of
an emergency (COOP liaisons). It also would require liaison officers to
provide these officials with information on drafting and submitting
documents to the OFR in emergency situations. These COOP liaisons would
be responsible for certifying to OFR staff that documents in their
possession are official agency actions, signed and authorized for
publication. These officers would maintain custody of original
documents, unedited or otherwise unchanged in a safe location during an
emergency, and submit original documents to the OFR as soon as
practicable. This change would allow OFR and the agencies to facilitate
information exchange in the event of an emergency that closes the OFR
office in Washington, DC. The OFR has posted online a Federal Register
Bulletin with information on submitting documents when its Washington,
DC office location is closed in an emergency. The Bulletin can be found
online at https://www.archives.gov/Federal-register/write/newsletter/.
The Administrative Committee believes that this proposed change to its
regulations would provide the mechanisms to allow the OFR to publish
the Emergency Federal Register under emergency circumstances.
Proposed Changes to Part 17
Most of the proposed changes to part 17 are non-substantive and
technical in nature. They update the language of the sections in an
effort to make the regulations more understandable. They also make
minor formatting changes to the sections. One substantive change the
Administrative Committee proposes is to remove paragraph 17.2(d). This
proposed change would discontinue the long-standing practice of placing
meeting notices issued under the ``Government in the Sunshine Act'' on
immediate public inspection and publishing them on an expedited (2-day)
publication schedule. Most agencies submit these notices for
publication well in advance and do not need the expedited filing. If an
agency does need a shorter filing period, it can use the emergency
procedures in part 17, subpart C. The underlying policy for this unique
publication schedule for Sunshine Act meeting notices was established
at a time when filing a document for public inspection simply required
the OFR to put a paper copy on the table at the OFR.
Proposed Changes to Part 18
Sections 18.1, 18.4, and 18.10
In Sec. Sec. 18.1 and 18.4, the Administrative Committee proposes
to remove footnotes requesting that agencies wishing to submit computer
processed data contact the OFR staff. In the 20 years since this
section was last amended, the submission of electronic files has become
routine and these footnotes are no longer necessary.
In addition to removing footnotes from Sec. Sec. 18.1 and 18.4,
the Administrative Committee also proposes removing language related to
the specific format of original documents submitted in hard copy from
Sec. 18.4 and Sec. 18.10. Section 18.10 currently requires that
illustrations, tabular materials, and forms be submitted for
publication by a legible reproduction on 8\1/2\ by 11-inch paper. The
OFR is now able to accept illustrations, tabular materials, and forms
imbedded in electronically submitted files or as part of an original
document. Therefore, the Administrative Committee is proposing to
revise this section to require that the submitted form or illustration
be legible when reproduced in an 8\1/2\- by 11-inch format instead of
requiring that agencies submit a legible reproduction themselves.
Agencies with questions related to the submission of documents with
forms, graphics, tables, or illustrations should contact the editorial
staff of the OFR.
Section 18.2
In Sec. 18.2, the Committee proposes to clarify that the Director
will not accept for publication a document if it seeks to combine
material that must appear under separate categories in the Federal
Register, as set forth in Sec. 5.9. For example, documents may not
serve as both rules and proposed rules nor may they serve as rules and
notices. Agencies are not prohibited from discussing their commitments
under specific statutes or Executive Orders, including periodic
regulatory review.
Section 18.5
Under this proposal, Sec. 18.5 would be removed. This section
merely states the explicit statutory requirement that agencies submit
certified copies or duplicate originals when they submit an original
document for publication in the Federal Register. That requirement is
already addressed in Sec. 18.1.
Section 18.8
The Administrative Committee proposes to remove Sec. 18.8. This
section states that agencies may put their seal on original documents
and certified copies submitted for publication. Since very few agencies
put their seal on documents submitted for publication and because it is
not a requirement for submission of documents to the OFR for
publication, the Administrative Committee believes that this section is
unnecessary and should be removed.
Section 18.11
The Administrative Committee proposes to add new section Sec.
18.11. By adding the requirement that all documents contain standard
headings, and not just rules and proposed rules (as discussed in Sec.
18.12), the content that had been in Sec. 21.16(a) also applies to all
[[Page 64136]]
documents, so appropriately belongs in part 18. The Administrative
Committee proposes to add a paragraph to account for agency docket
numbers and Regulation Identifier Numbers (RINs), as applicable. A RIN
is a code assigned by the Regulatory Information Service Center.
Documents that are related to such regulatory actions, including
Regulatory Notice documents, can carry a RIN.
Section 18.12
Currently, agencies are only required to submit rules and proposed
rules using a standardized preamble format. The Administrative
Committee proposes to revise Sec. 18.12 to require that agencies
submit all documents for publication using the standardized preamble
format. Publishing unorganized notice documents without informative
headings and guideposts can make vital information difficult to find.
For example, advisory committee meeting notices, information collection
requests, and grant announcements can be confusing if written in an
unorganized manner, without the informative headings and distinct
paragraphs that alert readers to comment opportunities, meeting dates,
contact information, addresses, and document identification numbers.
Requiring preambles for all notice documents will increase public
understanding by clearly setting out essential elements of documents
that alert readers to various agency actions. This provision will not
affect the many agencies that already voluntarily use the standardized
preamble format for notices.
Section 18.13
The advent of the online public inspection desk greatly expanded
public access to the documents filed for public inspection as required
by 44 U.S.C. 1503 and 1504, but it also added technical complexities to
the production process. When agencies withdraw or modify documents
already placed on public inspection, they disrupt production and
increase costs as the Federal Register is reassembled and repaginated.
Therefore, the Administrative Committee is proposing to revise Sec.
18.13 to more narrowly specify when agencies may withdraw and correct
documents on public inspection.
The proposed changes in this section would clarify that documents
can be withdrawn or modified only when agencies submit a timely letter
stating that the document is being withdrawn to address an emergency or
to prevent a violation of law. This proposal does not change the
requirement that the withdrawal request letter stay on public
inspection through the day on which the document would have been
published in the Federal Register. However, it would change OFR
procedure so that a withdrawn document will be removed from public
inspection on the business day on which the document was withdrawn from
publication. The revised regulation will continue to require that the
OFR provide public notice that a document was withdrawn from
publication after being filed for public inspection, but will eliminate
possible confusion concerning which documents will be published in the
daily Federal Register.
Also, the proposed changes to Sec. 18.13 would clarify that, even
with a written request, the OFR will correct or withdraw documents on
public inspection only when the request does not impose a burden on the
production of the Federal Register. The proposed changes also provide
that corrected documents and the request letters will remain on public
inspection until the end of the business day on which the corrections
were made to the document.
Section 18.17
The Administrative Committee proposes to revise Sec. 18.17 to add
a new paragraph (e). This new paragraph explicitly states that in order
to extend the effective period of a temporary rule, agencies must
submit a document extending the effective date of that rule before the
expiration of the original effective date. The Committee reminds
agencies that once the effective date of a temporary rule expires, the
provisions of Sec. 18.16 apply, and they must then set out the full
text of the temporary rule to reinstate it.
Proposed Changes to Part 19
Part 19, which is based on several Executive Orders, has been
amended to reflect changes to those Orders made by E.O. 13403 (71 FR
28543, May 12, 2006). The Administrative Committee proposes to revise
the current authority citation for part 19 and the regulations in this
part to reflect the addition of this Executive Order.
Proposed Changes to Part 20 and Addition of New Part 24
The United States Government Manual (Manual) regulations in part 20
are proposed to be redesignated as new part 24. The redesignation would
separate instructions for Manual submissions from Federal Register
drafting requirements.
As the OFR develops a new electronic format for both the submission
of agency information and the publication format of the Manual, the
Administrative Committee proposes to redesignate Sec. 20.7 and revise
the new Sec. 24.7 to remove references to print-specific publication
deadlines because the Manual will be a currently updated online
publication. This will allow agencies to provide updated information
through an electronic web-based submission process whenever information
in the Manual needs to be updated. Submission of updated information
through an OFR web-based submission portal will qualify as an official
draft under Sec. 24.2.
Proposed Changes to Part 21
The proposed changes to part 21 include reformatting the entire
part to eliminate undesignated center headings. The Administrative
Committee believes that undesignated center headings are no longer
useful or needed since most users read the CFR online instead of in
book format. Thus, the Administrative Committee proposes that part 21
be formatted as set out below, and that the section headings be revised
to provide information formerly in the undesignated center headings.
While the Administrative Committee is proposing to remove
undesignated center headings from our regulations, we understand that
some agencies still use them. Therefore, the Administrative Committee
proposes to add a new definitions section (Sec. 21.1) to define terms
used within this part that are not common, namely, the terms
``undesignated center headings,'' and ``words of issuance.''
Sections 21.6 and 21.9
In Sec. 21.6, the Administrative Committee proposes to add the
phrases ``or by court order'' and ``a rule document'' to clarify that
if a court vacates an agency's regulations, the issuing agency must
remove those vacated CFR sections by publishing a document in the rules
section of the daily Federal Register, thus implementing the court
order.
Section 21.9
In Sec. 21.9, the Administrative Committee proposes to codify the
existing practice that agencies may use undesignated center headings.
Section 21.11
The Administrative Committee proposes to revise Sec. 21.11 to
limit paragraph designations to four levels. Most agencies do not
designate paragraphs below level four because it is difficult to read
sections with material designated below this level. The Administrative
Committee believes that codifying this practice in this section
[[Page 64137]]
adds to the readability and clarity of the entire CFR. Agencies with
existing CFR sections containing paragraph designations to six levels
do not need to restructure a six-level section until the entire section
is revised.
Section 21.14
The Administrative Committee proposes to revise Sec. 21.14 to
clarify the procedures and timeframe for agencies to request deviations
from the standard format of the CFR. Under 44 U.S.C. 1510, the
Administrative Committee is charged with issuing regulations to
maintain the orderly codification of regulations within the Federal
Register publication system. To ensure the orderly development of the
CFR, the Administrative Committee issued regulations in title 1 chapter
I of the CFR. The Administrative Committee understands that sometimes
it is not possible to maintain the single codification structure, so it
issued a regulation that established the procedure for agencies to
request that certain regulatory provisions be codified in a nonstandard
manner into the CFR. See 1 CFR 21.14.
The Administrative Committee proposes to revise Sec. 21.14 to add
more time for the Director and OFR staff to review requests for a
deviation from the standard CFR structure and also to remove language
that suggests that an agency could only make a request at the final
rule stage of the rulemaking process. The Administrative Committee
believes that these slight changes will provide the OFR needed time to
review requests and will allow greater communication between OFR and
agencies during the initial phase of the rulemaking process so that
codification issues can be discussed and settled before the final rule
stage.
Section 21.16
The Administrative Committee proposes to move the content of
paragraph (a) to new Sec. 18.11, as discussed in the summary for part
18.
Sections 21.21 and 21.23
The Administrative Committee is proposing to revise Sec. 21.21 on
cross references to make clear the distinction between cross references
within an agency's own regulations (Sec. 21.21) and cross references
to another agency's regulations (Sec. 21.23). The Administrative
Committee considers these proposed changes structural in nature. They
are intended to clarify current requirements. There is no intent to
change substantively an agency's ability to cross-reference under these
regulations. The Administrative Committee also proposes to remove
regulatory language addressing parallel citation of the CFR and Federal
Register. The Administrative Committee agrees with OFR policy that does
not allow Federal Register citations in codified CFR text. Appropriate
citation in CFR text is to CFR sections only. Federal Register
citations are appropriate for preambles of rulemaking documents.
Subpart B of Part 21
The Administrative Committee proposes to restructure the provisions
found in subpart B of part 21. The proposed Sec. 21.40 combines the
provisions of the current Sec. Sec. 21.40 and 21.51 without
substantive changes and we are combining Sec. Sec. 21.45 and 21.53 in
the proposed Sec. 21.44. Currently these two sets of provisions deal
generally with authority citations and their form. The Administrative
Committee believes that combining these two sets of general provisions
will clarify basic authority citation requirements by placing all the
general requirements together in two CFR sections, one for statutory
and one for nonstatutory authorities. Additionally, this consolidation
allows the Administrative Committee to make other usability changes,
including redesignating, as Sec. 21.45, the current Sec. 21.42
regarding exceptions. The Administrative Committee believes that moving
the exceptions provision to the end of the subpart allows the reader to
understand the basic CFR requirements on authority citations before
reading about exceptions.
Under this proposal, the current Sec. Sec. 21.43 and 21.52 would
be redesignated as Sec. Sec. 21.42 and 21.43, respectively, to
consolidate the numbering sequence of this subpart. When this subpart
was initially developed there was a substantial gap in numbering to
allow for additional sections. Over the past 30 years, no new sections
have been added to this subpart so the Administrative Committee
believes that renumbering the provisions to remove gaps is reasonable.
In addition to redesignating Sec. 21.43 as Sec. 21.42, the
Administrative Committee proposes to revise this section so the broader
requirements currently set out in paragraph (b) become paragraph (a)
and the more specific requirements of this section become paragraph
(b).
Proposed Changes to Part 22 and New Part 23
The Administrative Committee proposes to revise part 22 by removing
sections related to publishing notice documents in the Federal Register
and moving those sections to new part 23. The Administrative Committee
believes that this change will clarify the distinction between the
``Notices'' and ``Proposed Rules'' sections of the daily issue of the
Federal Register.
Regulatory Analysis
The Administrative Committee developed this proposed rule after
considering numerous statutes and executive orders related to
rulemaking. Below is a summary of the Committee's determinations after
analysis of these statutes and executive orders with respect to this
rulemaking proceeding.
Executive Orders 12866 and 13563
The proposed rule has been drafted in accordance with Executive
Order 12866, section 1(b), ``The Principles of Regulation'' and
Executive Order 13563 ``Improving Regulation and Regulatory Review.''
The Administrative Committee has determined that this proposed rule is
a significant regulatory action as defined under section 3(f) of
Executive Order 12866. The proposed rule has been submitted to the
Office of Management and Budget under section 6(a)(3)(A) of Executive
Order 12866.
Regulatory Flexibility Act
This proposed rule will not have a significant impact on small
entities since it imposes no requirements on the public. Members of the
public can access Federal Register publications for free through the
Government Printing Office's Web site.
Federalism
This proposed rule has no federalism implications under Executive
Order 13132. It does not impose compliance costs on state or local
governments or preempt state law.
List of Subjects
1 CFR Part 1
Administrative practice and procedure.
1 CFR Part 2
Administrative practice and procedure, Authority delegations
(Government agencies), Organization and functions (Government
agencies).
1 CFR Part 3
Government publications, Organization and functions (Government
agencies).
1 CFR Part 5
Administrative practice and procedure, Federal Register, Government
publications.
[[Page 64138]]
1 CFR Part 6
Federal Register, Government publications.
1 CFR Part 8
Administrative practice and procedure, Code of Federal Regulations,
Government publications.
1 CFR Part 11
Code of Federal Regulations, Federal Register, Government
publications, Public Papers of Presidents of United States, United
States Government Manual, Daily Compilation of Presidential Documents.
1 CFR Part 12
Code of Federal Regulations, Federal Register, Government
publications, Public Papers of Presidents of United States, United
States Government Manual, Daily Compilation of Presidential Documents.
1 CFR Part 15
Organization and functions (Government agencies).
1 CFR Part 16
Federal Register.
1 CFR Part 17
Federal Register.
1 CFR Part 18
Administrative practice and procedure, Federal Register.
1 CFR Part 19
Executive orders, Federal Register, Proclamations
1 CFR Part 20
United States Government Manual.
1 CFR Part 21
Administrative practice and procedure, Code of Federal Regulations,
Federal Register.
1 CFR Part 22
Administrative practice and procedure, Federal Register.
1 CFR Part 23
Administrative practice and procedure, Federal Register.
For the reasons discussed in the preamble, under the authority at
44 U.S.C. 1506 and 1510, the Administrative Committee of the Federal
Register, with the approval of the Archivist of the United States and
the Attorney General, proposes to amend chapter I of title 1 of the
Code of Federal Regulations as set forth below:
TITLE 1--General Provisions
CHAPTER I--ADMINISTRATIVE COMMITTEE OF THE FEDERAL REGISTER
SUBCHAPTER A--GENERAL
0
1. Revise part 1 to read as follows:
PART 1--GENERAL INFORMATION
Sec.
1.1 Scope and purpose.
1.2 Definitions.
1.3 Administrative Committee of the Federal Register.
1.4 Office of the Federal Register; location; office hours.
1.5 General authority of Director.
1.6 Authorized use.
Authority: 44 U.S.C. 1506; sec. 6, E.O. 10530, 19 FR 2709; 3
CFR, 1954-1958 Comp., p. 189; 1 U.S.C. 112, 113.
Sec. 1.1 Scope and purpose.
(a) This chapter sets forth the policies, procedures, and
delegations under which the Administrative Committee of the Federal
Register carries out its general responsibilities.
(b) A primary purpose of this chapter is to inform the public and
government agencies of the nature and uses of Federal Register
publications.
Sec. 1.2 Definitions.
Definitions of terms as used in this chapter:
Administrative Committee means the Administrative Committee of the
Federal Register, as set forth in Sec. 1.3 of this chapter.
Agency means an executive department, independent board,
establishment, bureau, agency, institution, commission, or separate
office of the administrative branch of the Government of the United
States, whether or not within or subject to review by another agency,
but not the legislative or judicial branches of the Government.
Director means the Director of the Federal Register.
Document means any Presidential proclamation or Executive order,
and any order, regulation, rule, certificate, code of fair competition,
license, notice, or similar instrument, issued, prescribed, or
promulgated by a Federal agency.
Document having general applicability and legal effect means any
document issued under proper authority prescribing a penalty or course
of conduct, conferring a right, privilege, authority, or immunity, or
imposing an obligation, and relevant or applicable to the general
public, members of a class, or persons in a locality, as distinguished
from named individuals or organizations.
Filing means making a document available for public inspection at
the Office of the Federal Register and online during official business
hours. The Office of the Federal Register files a document only after
it has been received, processed, and assigned a publication date
according to the schedule in part 17 of this chapter.
OFR is the Office of the Federal Register.
Regulation and rule have the same meaning.
Sec. 1.3 Administrative Committee of the Federal Register.
(a) The Administrative Committee includes:
(1) The Archivist, or Acting Archivist, of the United States, who
is the Chairman;
(2) An officer of the Department of Justice designated by the
Attorney General; and
(3) The Public Printer or Acting Public Printer.
(b) The Director serves as the Secretary of the Committee,
including at all official proceedings and executive sessions of the
committee.
(c) Any material required by law to be filed with the Committee,
and any correspondence, inquiries, or other material intended for the
Committee or that relate to Federal Register publications must be sent
to the Director.
Sec. 1.4 Office of the Federal Register; location; office hours.
(a) The Office of the Federal Register (the Office) is an office of
the National Archives and Records Administration.
(b) The Office is located in Washington, DC.
(c) The mailing address is: Office of the Federal Register (F),
National Archives and Records Administration, 8601 Adelphi Road,
College Park, MD 20740-6001.
(d) The courier or non-postal service delivery address is: The
Office of the Federal Register, 800 North Capitol Street NW., Suite
700, Washington, DC 20002.
(e) Office hours are 8:45 a.m. to 5:15 p.m., Monday through Friday,
except for official Federal holidays.
Sec. 1.5 General authority of Director.
(a) The Director is delegated authority to administer this chapter,
the related provisions of the Federal Register Act, the pertinent
provisions of other statutes, and any regulations issued pursuant to
the Federal Register Act.
(b) The Director may return to the issuing agency any document
submitted for publication in the Federal Register,
[[Page 64139]]
or special editions of the Federal Register, if, in the Director's
judgment, the document does not meet the minimum requirements of this
chapter.
Sec. 1.6 Authorized use.
Any person may reproduce or republish any material appearing in any
regular or special edition of the Federal Register, except as provided
in 36 CFR part 1200, which restricts the use of the National Archives
and Records Administration's official seals and stylized Office of the
Federal Register logos.
PART 2--[REMOVED]
0
2. Remove part 2.
0
3. Revise part 3 to read as follows:
PART 3--SERVICES TO THE PUBLIC
Sec.
3.1 Information services.
3.2 Public inspection of documents.
3.3 Indexes and other ancillary guides to the Federal Register.
3.4 Indexes and other ancillary guides to the Code of Federal
Regulations (CFR).
Authority: 44 U.S.C. 1506, 1510; sec. 6, E.O. 10530, 19 FR 2709;
3 CFR, 1954-1958 Comp., p. 189.
Sec. 3.1 Information services.
(a) The Office of the Federal Register (the Office) provides
information concerning the publications described in this chapter and
the original acts and documents filed with the Office of the Federal
Register as time permits.
(b) The Director administers the format and availability of the
OFR.gov Web site in accordance with the Federal Register Act and the
related public information statutes of the United States.
(c) The Office will not summarize or interpret substantive text of
any statute or document.
Sec. 3.2 Public inspection of documents.
(a) Documents filed with the Office of the Federal Register for
publication are available for public inspection at 800 North Capitol
Street NW., Suite 700, Washington, DC 20002 during the Office of the
Federal Register office hours, unless the OFR has been relocated to the
National Archives and Records Administration's continuity of operations
facility, see Sec. 1.4 of this chapter.
(b) Documents are filed for public inspection at least one business
day before publication in the Federal Register.
(c) Each document has a notation of the day and hour when it was
filed and made available for public inspection.
(d)(1) The legally controlling version of a public inspection
document is the official record filed at the Office of the Federal
Register.
(2) OFR posts a full-text version of the filed document to its
public inspection Web site shortly after making the document publicly
available at its office.
(3) The filed document reflects the date and time of the official
filing, which is when the document is available to the public at the
OFR's office in Washington, DC. The official filing time is indicated
on the document with a date/time stamp. The online posting time may
vary, depending upon server usage and other factors, so it may be later
than the official filing.
(4) The OFR updates the online public inspection site during
official office hours only.
Sec. 3.3 Indexes and other ancillary guides to the Federal Register.
OFR provides ancillary indexes, guides, digests, user aids, lists,
and search tools to help the public access the contents of the Federal
Register.
Sec. 3.4 Indexes and other ancillary guides to the Code of Federal
Regulations (CFR).
(a) The OFR publishes a subject index to the CFR that is annually
revised and separately published.
(b) Other ancillary indexes, guides, digests, user aids, lists, and
search tools may be provided as the Director considers appropriate,
such as a parallel table of authorities and rules, a parallel table of
agency documents and rules, and the ``List of CFR Sections Affected.''
(c) Agency-prepared indexes within CFR chapters may be published
with the approval of the Director.
SUBCHAPTER B--THE FEDERAL REGISTER
0
4. Revise part 5 to read as follows:
PART 5--PUBLICATION AND DELIVERY
Sec.
5.1 Publication policy.
5.2 Documents required to be filed for public inspection and
published.
5.3 Publication of other documents.
5.4 Publication not authorized.
5.5 Supplement to the Code of Federal Regulations.
5.6 Daily publication.
5.7 Distribution.
5.8 Form of citation.
5.9 Categories of documents.
5.10 Forms of publication.
Authority: 44 U.S.C. 1506, 1510; sec. 6, E.O. 10530, 19 FR
2709; 3 CFR, 1954-1958 Comp., p. 189.
Sec. 5.1 Publication policy.
(a) The Director publishes a serial publication called the Federal
Register to contain the following:
(1) Executive orders, proclamations, and other Presidential
documents.
(2) Documents required to be published by law.
(3) Documents accepted for publication under Sec. 5.3 of this
part.
(b) Each document required or authorized to be filed for
publication will publish according to the schedules in part 17 of this
chapter.
(c) In issuing regulations governing headings, preambles, effective
dates, authority citations, and similar matters of form, the
Administrative Committee does not affect the substance and validity of
any document that is filed and published under law.
Sec. 5.2 Documents required to be filed for public inspection and
published.
The following documents are required to be filed for public
inspection with the Office of the Federal Register and published in the
Federal Register:
(a) Presidential proclamations and Executive orders in the numbered
series, and each other document that the President orders for
publication.
(b) Each document or class of documents required to be published by
act of Congress.
(c) Each document having general applicability and legal effect.
Sec. 5.3 Publication of other documents.
Whenever the Director determines that it is in the public interest
to publish a document not covered by Sec. 5.2 of this part, the
Director may allow that document to be filed for public inspection with
the Office of the Federal Register and published in the Federal
Register to the extent that such publication is consistent with the
Federal Register Act or otherwise authorized by law.
Sec. 5.4 Publication not authorized.
(a) Comments and news items will not be published in the Federal
Register.
(b) The Director will not accept any document for filing and
publication unless it is the official action of the submitting agency.
Sec. 5.5 Supplement to the Code of Federal Regulations.
The Federal Register serves as a daily supplement to the Code of
Federal Regulations. Each document that is subject to codification and
published in a daily issue is incorporated into the Code of Federal
Regulations.
Sec. 5.6 Daily publication.
The daily Federal Register is published by the Office of the
Federal
[[Page 64140]]
Register each official Federal business day.
Sec. 5.7 Distribution.
The Government Printing Office will promptly distribute the Federal
Register on each Federal business day. Monday editions of the Federal
Register will be produced and distributed on the preceding Saturday.
Sec. 5.8 Form of citation.
Citations to the Federal Register within Federal Register documents
must cite volume and page number, and use the short form ``FR'' for
``Federal Register.'' For example, ``37 FR 6803'' refers to material
beginning on page 6803 of volume 37 of the daily issue.
Sec. 5.9 Categories of documents.
Each document published in the Federal Register will be placed
under one of the following categories, as indicated:
(a) The President. This category contains each Executive order or
Presidential proclamation and other Presidential documents or orders
that the President submits for publication.
(b) Rules and regulations. This category contains documents having
general applicability and legal effect, except those covered by
paragraph (a) of this section, including documents subject to
codification in the Code of Federal Regulations. It also includes
interpretative rules and denials of petitions for rulemaking.
(c) Proposed rules. This category includes:
(1) Documents that propose changes to regulations in the Code of
Federal Regulations; and
(2) Documents that begin a rulemaking proceeding through advance
notices of proposed rulemaking, petitions for rulemaking, or similar
agency actions.
(d) Regulatory notices. This category includes:
(1) Documents containing Regulation Identifier Numbers that do not
amend the Code of Federal Regulations;
(2) General policy statements concerning regulations;
(3) Paperwork Reduction Act notices;
(4) Announcements of public meetings, Sunshine Act notices, and
other meeting notices that are directly related to agency regulations;
and
(5) Statements of organization and function.
(e) Notices. This category:
(1) Contains other documents applicable to the public and not
covered by paragraphs (a), (b), (c), and (d) of this section; and
(2) Includes announcements of public meetings and other information
of public interest.
Sec. 5.10 Forms of publication.
(a) The Administrative Committee determines the official formats of
the Federal Register. During an official meeting of the Administrative
Committee, the Committee will review a request from the Director of the
Federal Register to authorize specific official formats of the Federal
Register. Each request will be a separate determination by the
Administrative Committee.
(b) Factors considered by the Administrative Committee when
determining a specific official format include:
(1) Availability;
(2) Cost;
(3) Technical capabilities; and
(4) Permanence of public access to the current and historical
content.
(c) The Administrative Committee will publish a notice in the
Federal Register announcing the manner and form of official formats of
the Federal Register.
PART 6--[REMOVED]
0
5. Remove part 6.
SUBCHAPTER C--SPECIAL EDITIONS OF THE FEDERAL REGISTER
0
6. Revise part 8 to read as follows:
PART 8--CODE OF FEDERAL REGULATIONS
Sec.
8.1 Policy.
8.2 Orderly development.
8.3 Periodic updating.
8.6 Forms of publication.
8.7 Agency cooperation.
8.9 Form of citation.
Authority: 44 U.S.C. 1506, 1510; sec. 6, E.O. 10530, 19 FR
2709; 3 CFR, 1954-1958 Comp., p. 189.
Sec. 8.1 Policy.
(a) The Director of the Federal Register periodically publishes a
special edition of the Federal Register called the Code of Federal
Regulations (CFR) containing each Federal regulation of general
applicability and legal effect.
(b) The Administrative Committee intends to use every practical
means to keep the CFR as current, complete, reliable, and readily
usable as possible, within limitations imposed by reasonable costs.
Sec. 8.2 Orderly development.
(a) To ensure orderly development of the CFR along practical lines,
the Director may establish new titles in the CFR and rearrange existing
titles and subordinate assignments.
(b) Before taking an action under this section, the Director will
consult with each agency directly affected by the proposed change.
Sec. 8.3 Periodic updating.
(a) Timeframe. (1) Each annual volume of the CFR is updated at
least once each calendar year.
(i) If no change in its contents has occurred during the year, a
simple volume cover notation to that effect may serve as the supplement
for that year.
(ii) If no change in its contents has occurred during the year, a
simple notation appearing online to that effect may serve as the
supplement for that year.
(2) The Director may provide for any unit of the CFR to be updated
as frequently as necessary to maintain a current, complete, and readily
usable codification, consistent with the intent and purpose of the
Administrative Committee as stated in Sec. 8.1 of this part.
(b) Periodic publication. The annual edition of the CFR will be
produced over a 12-month period under a publication system to be
determined by the Director.
(c) Cutoff dates. Each updated title of the CFR will include each
amendment to that title published in the Federal Register and effective
as a codified regulation on or before the ``As of'' date. For example,
each title updated as of July 1 each year will include all amendatory
documents that appeared in the daily Federal Register and became
effective on or before July 1.
Sec. 8.6 Forms of publication.
(a) The Administrative Committee determines the official format of
the CFR. During an official meeting of the Administrative Committee,
the Committee will review a request from the Director of the Federal
Register to authorize specific official formats of the CFR. Each
request will be a separate determination by the Administrative
Committee.
(1) Factors considered by the Administrative Committee when
determining a specific official format include:
(i) Availability;
(ii) Cost;
(iii) Technical capabilities; and
(iv) Permanence of public access to the current and historical
content.
(2) The Administrative Committee will publish a notice in the
Federal Register announcing the manner and form of official formats of
the CFR.
(b) The Director is authorized to regulate the style and layout of
the Code of Federal Regulations according to the needs of users and
compatibility with
[[Page 64141]]
the facilities of the Government Printing Office. The Director:
(1) May provide for the Code of Federal Regulations to be published
in as many volumes as necessary; and
(2) Will oversee the organization and layout of the material in the
online edition.
Sec. 8.7 Agency cooperation.
Each agency must cooperate in keeping publication of the CFR
current by complying promptly with deadlines set by the Director.
Sec. 8.9 Form of citation.
Citations to the CFR within Federal Register documents must cite
the CFR title and section using the short form ``CFR.'' For example,
``1 CFR 10.2'' refers to Title 1, Code of Federal Regulations, part 10,
section 2.
SUBCHAPTER D--AVAILABILITY OF OFFICE OF THE FEDERAL REGISTER
PUBLICATIONS
0
7. Revise part 11 to read as follows:
PART 11--SUBSCRIPTIONS
Sec.
11.1 Subscription by the public.
11.2 Federal Register.
11.3 Code of Federal Regulations.
11.5 Public Papers of the Presidents of the United States.
11.7 Federal Register Index.
11.8 LSA (List of CFR Sections Affected).
Authority: 44 U.S.C. 1506; sec. 6, E.O. 10530, 19 FR 2709, 3
CFR, 1954-1958 Comp., p. 189.
Sec. 11.1 Subscription by the public.
The Government Printing Office produces the paper edition of the
publications described in Sec. 2.5 of this chapter, and the
Superintendent of Documents, Government Printing Office, Washington, DC
20402, sells them to the public. All fees are payable in advance to the
Superintendent of Documents, Government Printing Office. They are not
available for free distribution to the public.
Sec. 11.2 Federal Register.
(a) The subscription price for the paper edition of the daily
Federal Register is $749 per year. A combined subscription to the daily
Federal Register, the monthly Federal Register Index, and the monthly
LSA (List of CFR Sections Affected) is $808 per year for the paper
edition. Six-month subscriptions for the paper edition are also
available at one-half the annual rate. Those prices exclude delivery
costs. Delivery rates will be applied to orders according to the
delivery method requested. The price of a single copy of the daily
Federal Register, including delivery costs, is based on the number of
pages: $11 for an issue containing less than 200 pages; $22 for an
issue containing 200 to 400 pages; and $33 for an issue containing more
than 400 pages.
(b) The online edition of the Federal Register, issued under the
authority of the Administrative Committee, is available through the
Government Printing Office's Web site.
Sec. 11.3 Code of Federal Regulations.
(a) The subscription price for a complete set of the Code of
Federal Regulations is $1,019 per year for the bound, paper edition.
Those prices exclude delivery costs. Delivery rates will be applied to
orders according to the delivery method requested. The Government
Printing Office sells individual volumes of the paper edition of the
Code of Federal Regulations at prices determined by the Superintendent
of Documents under the general direction of the Administrative
Committee.
(b) The online edition of the Code of Federal Regulations, issued
under the authority of the Administrative Committee, is available
through the Government Printing Office's Web site.
Sec. 11.5 Public Papers of the Presidents of the United States.
Copies of annual clothbound volumes are sold at a price determined
by the Superintendent of Documents under the general direction of the
Administrative Committee.
Sec. 11.7 Federal Register Index.
The annual subscription price for the monthly Federal Register
Index, purchased separately, in paper form, is $29. The price excludes
delivery costs. Delivery rates will be applied to orders according to
the delivery method requested.
Sec. 11.8 LSA (List of CFR Sections Affected).
The annual subscription price for the monthly LSA (List of CFR
Sections Affected), purchased separately, in paper form, is $30. The
price excludes delivery costs. Delivery rates will be applied to orders
according to the delivery method requested.
8. Revise part 12 to read to read as follows:
PART 12--OFFICIAL DISTRIBUTION WITHIN FEDERAL GOVERNMENT
Sec.
12.1 Federal Register.
12.2 Code of Federal Regulations.
12.5 Public Papers of the Presidents of the United States.
Authority: 44 U.S.C. 1506; sec. 6, E.O. 10530, 19 FR 2709; 3
CFR, 1954-1958 Comp., p. 189.
Sec. 12.1 Federal Register.
(a) The Federal Register, issued under the authority of the
Administrative Committee, is officially maintained online and is
available on the Government Printing Office's Web sites.
(b) Copies of the daily Federal Register in paper will be made
available to the following without charge:
(1) Members of Congress. Each Senator and each Member of the House
of Representatives will be provided with one copy of each daily issue
in response to a written request to the Director.
(2) Congressional committees. Each committee of the Senate and the
House of Representatives will be provided with one copy for official
use in response to a written request from the chairperson, or
authorized delegate, to the Director.
(3) Supreme Court. The Supreme Court will be provided with one copy
for official use in response to a written request to the Director.
(4) Other courts. Other constitutional or legislative courts of the
United States will be provided with one copy for official use in
response to a written request from the Director of the Administrative
Office of the U.S. Courts, or authorized delegate, to the Director.
(5) Executive agencies. Each Federal executive agency will be
provided with one copy for official use in response to a written
request from the agency Federal Register authorizing officer, or the
alternate, designated under Sec. 16.1 of this chapter, to the
Director.
(c) Requisitions for quantity overruns of specific issues to be
paid for by the agency are available as follows:
(1) To meet its needs for special distribution of the Federal
Register in substantial quantity, any agency may request an overrun of
a specific issue.
(2) An advance printing and binding requisition on Standard Form 1
must be submitted by the agency directly to the Government Printing
Office, to be received not later than noon on the Federal business day
before publication.
(d) Requisitions for quantity overruns of separate part issues to
be paid for by the agency are available as follows:
(1) Whenever the Director determines it to be in the public
interest, one or more documents may be published as a separate part
(that is, Part II, Part III) of the Federal Register.
(2) Advance arrangements for this service must be made with the
Office of the Federal Register.
(3) Any agency may request an overrun of such a separate part by
submitting an advance printing and
[[Page 64142]]
binding requisition on Standard Form 1 directly to the Government
Printing Office, to be received not later than 12 noon on the Federal
business day before the publication date.
(e) An agency may order limited quantities of extra copies of a
specific issue of the Federal Register for official use, from the
Superintendent of Documents, to be paid for by that agency.
Sec. 12.2 Code of Federal Regulations.
(a)(1) The CFR, issued under the authority of the Administrative
Committee, is officially maintained online and is available through the
Government Printing Office's Web site.
(2) One copy of the CFR means one complete set of the annual paper
edition of the codification of the general and permanent rules.
(b) Copies of the CFR in paper will be made available to the
following without charge:
(1) Congressional committees. Each committee of the Senate and
House of Representatives will be provided with one copy for official
use in response to a written request to the Director from the committee
chairperson, or authorized delegate.
(2) Supreme Court. The Supreme Court will be provided with one copy
for official use in response to a written request to the Director of
the Federal Register.
(3) Other courts. Other constitutional and legislative courts of
the United States will be provided with one copy for official use in
response to a written request to the Director from the Director of the
Administrative Office of the U.S. Courts.
(4) Executive agencies. Each Federal executive agency will be
provided with one copy for official use in response to a written
request to the Director from the agency Federal Register authorizing
officer, or the alternate, designated under Sec. 16.1 of this chapter.
(c) Legislative, judicial, and executive agencies of the Federal
Government may obtain additional copies of selected units of the CFR,
at cost, for official use, by submitting a printing and binding
requisition to the Government Printing Office on Standard Form 1 before
the press run.
(d) After the press run, each request for extra copies of selected
units of the CFR must be addressed to the Superintendent of Documents,
to be paid for by the agency making the request.
Sec. 12.5 Public Papers of the Presidents of the United States.
(a) Copies of the Public Papers of the Presidents of the United
States will be made available to the following without charge:
(1) Members of Congress. Each Senator and each Member of the House
of Representatives will be provided with one copy of each annual
publication published during the Member's term in office, in response
to a written request to the Director.
(2) Supreme Court. The Supreme Court will be provided with 1 copy
of each publication in response to a written request to the Director.
(3) Executive agencies. Each head of a Federal executive agency
will be provided with one copy of each annual publication in response
to a written request to the Director from the agency Federal Register
authorizing officer, or the alternate, designated under Sec. 16.1 of
this chapter.
(b) Legislative, judicial, and executive agencies of the Federal
Government may obtain additional copies, at cost, for official use, by
submitting a printing and binding requisition to the Government
Printing Office on Standard Form 1 before the press run.
(c) After the press run, each request for extra copies must be
addressed to the Superintendent of Documents, to be paid for by the
agency making the request.
SUBCHAPTER E--PREPARATION, TRANSMITTAL, AND PROCESSING OF DOCUMENTS
0
9. Revise part 15 to read to read as follows:
PART 15--SERVICES TO FEDERAL AGENCIES
Sec.
15.1 Information services.
15.2 Staff assistance.
15.3 Information on drafting and publication.
Authority: 44 U.S.C. 1506; sec. 6, E.O. 10530, 19 FR 2709; 3
CFR, 1954-1958 Comp., p. 189.
Sec. 15.1 Information services.
The Director of the Federal Register answers appropriate inquiries
presented in person, by telephone, or in writing. Send written
communications, including those involving the Administrative Committee,
to the Director, Office of the Federal Register, National Archives and
Records Administration, 8601 Adelphi Road, College Park, MD 20740-6001,
telephone number: 202-741-6000. For delivery by courier, send
communications to 800 North Capitol Street NW., Suite 700, Washington
DC 20002. Send emails to fedreg.info@nara.gov">fedreg.info@nara.gov.
Sec. 15.2 Staff assistance.
The staff of the OFR provides informal assistance and advice to
officials of the various agencies with respect to general or specific
programs of regulatory drafting, procedures, and promulgation
practices. Communications related to unpublished documents remain
confidential under Sec. 17.1 of this chapter.
Sec. 15.3 Information on drafting and publication.
(a) The Director may prepare and distribute to agencies information
and instructions on drafting documents for publication.
(b) The Director may develop and conduct programs of technical
instruction.
0
10. Revise part 16 to read to read as follows:
PART 16--AGENCY REPRESENTATIVES
Sec.
16.1 Designation.
16.2 Liaison and COOP liaison duties.
16.3 Certifying duties.
16.4 Authorizing duties.
Authority: 44 U.S.C. 1506; sec. 6, E.O. 10530, 19 FR 2709; 3
CFR, 1954-1958 Comp., p. 189.
Sec. 16.1 Designation.
(a) Each agency must designate officers or employees of that agency
to serve as Federal Register contacts. The same person may be
designated to serve in one or more of these contact positions:
(1) A liaison officer and at least one alternate.
(2) A certifying officer and at least one alternate.
(3) An authorizing officer and at least one alternate.
(4) A COOP liaison officer and any alternates.
(b) In choosing its liaison officer, each agency should consider
that this officer will be the main contact between that agency and the
OFR and that the liaison officer will be charged with the duties set
forth in Sec. 16.2 of this part. The agency should choose a person who
is directly involved in the agency's regulatory program.
(c) Each agency must notify the Director of the name, title,
mailing address, telephone number, and email address of each person it
designates under this section. Each agency must promptly notify the
Director of any changes.
Sec. 16.2 Liaison and COOP liaison duties.
(a) Each agency liaison officer and alternate must:
[[Page 64143]]
(1) Represent the agency in all matters relating to the submission
of documents to the OFR, and respecting general compliance with this
chapter;
(2) Coordinate with their agency billing authority and ensure that
the correct agency billing address code is included with each document
submitted to the OFR for publication;
(3) Be responsible for the effective distribution and use within
the agency of Federal Register information on document drafting and
publication assistance authorized by Sec. 15.3 of this chapter;
(4) Promote the agency's participation in the technical instruction
authorized by Sec. 15.3 of this chapter; and
(5) Be available to discuss documents submitted for publication
with the editors of the Federal Register.
(b) For continuity of operations purposes, each agency must:
(1) Provide the Director with the names of agency officials
authorized to act as liaisons during an emergency (COOP liaisons); and
(2) Ensure that the COOP liaisons designated under (b)(1) of this
section know how to contact staff of the OFR and to draft and submit
documents to the OFR.
(i) During an emergency, COOP liaisons will be responsible for:
(A) Certifying to OFR staff that documents in their possession are
official agency actions, signed, and authorized for publication;
(B) Maintaining custody of original documents, unedited or
otherwise unchanged in a safe location during an emergency; and
(C) Submitting original documents to the OFR as soon as practicable
during an emergency.
(ii) [Reserved]
Sec. 16.3 Certifying duties.
The agency certifying officer is responsible for attaching the
required number of true copies of each original document submitted by
the agency to the OFR and for making the certification required by
Sec. 18.6 of this chapter.
Sec. 16.4 Authorizing duties.
The agency authorizing officer is responsible for furnishing to the
Director a current mailing list of officers or employees of the agency
who are authorized to receive the Federal Register and the Code of
Federal Regulations.
0
11. Revise part 17 to read as follows:
PART 17--FILING FOR PUBLIC INSPECTION AND PUBLICATION SCHEDULES
Subpart A--Receipt and Processing
Sec.
17.1 Receipt and processing.
Subpart B--Regular Schedule
17.2 Procedure and timing for regular schedule.
Subpart C--Emergency Schedule
17.3 Criteria for emergency publication.
17.4 Procedure and timing for emergency publication.
17.5 Criteria for emergency filing for public inspection.
17.6 Procedure and timing for emergency filing for public
inspection.
Subpart D--Deferred Schedule
17.7 Criteria for deferred schedule.
Authority: 44 U.S.C. 1506; sec. 6, E.O. 10530, 19 FR 2709; 3
CFR, 1954-1958 Comp., p. 189.
Subpart A--Receipt and Processing
Sec. 17.1 Receipt and processing.
(a) The OFR receives documents only during official business hours
unless, in the judgment of the Director, the public interest is served
by receiving a document at some other time.
(b) Upon receipt, each document is held for confidential processing
until it is filed for public inspection.
Subpart B--Regular Schedule
Sec. 17.2 Procedure and timing for regular schedule.
(a) Each document received is filed for public inspection only
after it has been received, processed, and assigned a publication date.
(b)(1) Each document received by 2:00 p.m. that meets the
requirements of this chapter will be assigned to the regular schedule.
Unless the issuing agency makes special arrangements otherwise, or the
OFR determines that the document requires a deferred schedule (see
Sec. 17.7 of this part), we consider receipt of a document by 2:00
p.m. to be a request for filing for public inspection and publication
on the regular schedule.
(2) Documents received after 2:00 p.m. that meet the requirements
of this chapter will be assigned to the next Federal business day's
regular schedule.
(c) The regular schedule for filing for public inspection and
publication is found in Table 1 of this section. Where a legal Federal
holiday intervenes, one additional business day is added.
Table 1
----------------------------------------------------------------------------------------------------------------
Received before 2:00 p.m. Filed for public inspection Published
----------------------------------------------------------------------------------------------------------------
Monday................................... Wednesday.................... Thursday.
Tuesday.................................. Thursday..................... Friday.
Wednesday................................ Friday....................... Monday.
Thursday................................. Monday....................... Tuesday.
Friday................................... Tuesday...................... Wednesday.
----------------------------------------------------------------------------------------------------------------
Subpart C--Emergency Schedule
Sec. 17.3 Criteria for emergency publication.
The emergency schedule is designed to provide the fastest possible
publication of a document involving the prevention, alleviation,
control, or relief of an emergency situation.
Sec. 17.4 Procedure and timing for emergency publication.
(a)(1) Each agency requesting publication on the emergency schedule
must briefly describe the emergency and the benefits to be attributed
to immediate publication in the Federal Register.
(2) The request must be made by letter to the Director.
(b) The Director assigns a document to the emergency schedule
whenever the Director agrees that there is a need for the document to
publish outside of the regular publication schedule and it is feasible.
(c) Each document assigned to the emergency schedule is published
as soon as possible.
(d) Each document assigned to the emergency schedule for
publication will be filed for public inspection on the Federal business
day before publication unless emergency filing for public inspection is
also requested.
Sec. 17.5 Criteria for emergency filing for public inspection.
(a) An agency may request emergency filing for public inspection
for documents to be published under the regular, emergency, or deferred
publication schedules.
[[Page 64144]]
(b) Emergency filing for public inspection is considered a special
arrangement under Sec. 17.2 of this part that results in deviation
from the regular schedule for filing for public inspection.
(c) A document receiving emergency filing for public inspection
remains on public inspection until it is published according to the
schedule for publication.
Sec. 17.6 Procedure and timing for emergency filing for public
inspection.
(a)(1) Each agency requesting emergency filing for public
inspection must briefly describe the emergency and the benefits to be
attributed to immediate public access.
(2) The request must be made by letter to the Director.
(b) The Director approves an emergency filing for public inspection
request whenever the Director agrees with the need for that action and
it is feasible.
(c) Each document approved for emergency filing for public
inspection is filed as soon as possible following processing and
scheduling.
Subpart D--Deferred Schedule
Sec. 17.7 Criteria for deferred schedule.
(a) OFR staff may assign a document to the deferred schedule when a
document meets one of the following conditions:
(1) Conditions exist that require extraordinary processing time.
These conditions may exist if the document:
(i) Is lengthy;
(ii) Contains technical problems; or
(iii) Contains unusual or lengthy tables, or illustrations; or
(2) The issuing agency requests a deferred publication date.
(b) OFR staff notifies the agency if its documents must be assigned
to a deferred schedule.
0
12. Revise part 18 to read as follows:
PART 18--PREPARATION AND TRANSMITTAL OF DOCUMENTS GENERALLY
Sec.
18.1 Original and copies required.
18.2 Prohibition on combined category documents.
18.3 Submission of documents and letters of transmittal.
18.4 Form of document. 18.5 [Reserved]
18.6 Form of certification.
18.7 Signature.
18.8 [Reserved]
18.9 Style.
18.10 Illustrations, tabular material, and forms.
18.11 Required document headings.
18.12 Preamble requirements.
18.13 Withdrawal or correction of filed documents.
18.15 Correction of errors in printing.
18.16 Reinstatement of expired regulations.
18.17 Effective dates and time periods.
18.20 Identification of subjects in agency regulations.
Authority: 44 U.S.C. 1506; sec. 6, E.O. 10530, 19 FR 2709; 3
CFR, 1954-1958 Comp., p. 189.
Sec. 18.1 Original and copies required.
Each agency submitting a document to be filed and published in the
Federal Register must submit:
(a) An originally signed document; and
(b) Two duplicate signed originals or two certified copies, unless
submitted under the terms of Sec. 18.4(b) of this part.
Sec. 18.2 Prohibition on combined category documents.
(a) The Director will not accept a document for filing and
publication if it seeks to combine regulatory material that must appear
under separate categories in the Federal Register, as set forth in 1
CFR 5.9 of this chapter. For example, a document may not serve as both
a rule and a notice of proposed rulemaking.
(b) When two related documents are to be published in the same
Federal Register issue, the agency may insert a cross-reference in each
document.
Sec. 18.3 Submission of documents and letters of transmittal.
(a) Each document authorized or required by law to be filed for
public inspection with the OFR and published in the Federal Register
must be sent to the Director.
(b) A letter of transmittal is required in cases involving special
handling or treatment of documents submitted for publication.
Sec. 18.4 Form of document.
(a) A document in the form of a letter or press release will not be
accepted for filing for public inspection or publication in the Rules
and Regulations, Proposed Rules, Regulatory Notices, or Notices
categories of the Federal Register.
(b) Original documents submitted electronically and authenticated
by digital signatures that are consistent with applicable Federal
standards and OFR technical specifications may be accepted for
publication.
Sec. 18.5 [Reserved]
Sec. 18.6 Form of certification.
(a) Each paper copy of every document submitted for filing and
publication under the terms of Sec. 18.1(b) of this part, except a
Presidential document or a duplicate original, must be certified as
follows:
(Certified to be a true copy of the original)
(b) The certification must be signed by a certifying officer
designated under Sec. 16.1 of this chapter.
Sec. 18.7 Signature.
(a) The original and each duplicate original document must be
signed in ink, with the name and title of the official signing the
document typed or stamped beneath the signature.
(b) Initialed or impressed signatures will not be accepted.
(c) Documents submitted under Sec. 18.4(b) of this part may be
authenticated as original documents by digital signatures.
Sec. 18.8 [Reserved]
Sec. 18.9 Style.
Each document submitted by an agency for filing and publication
should conform to the current edition of the U.S. Government Printing
Office Style Manual in punctuation, capitalization, spelling, and other
matters of style. The U.S. Government Printing Office Style Manual is
available on the Government Printing Office's Web site.
Sec. 18.10 Illustrations, tabular material, and forms.
(a) If it is necessary to publish a form or illustration, a clear
and legible original form or illustration must be included in the
original document and each certified copy.
(b) A document that includes tabular material may be assigned to
the deferred publication schedule. See Sec. 17.7 of this subchapter.
Sec. 18.11 Required document headings.
(a) Each document submitted to the OFR must contain the following
headings, when appropriate, on separate lines in the following order:
(1) Agency name;
(2) Subagency name;
(3) Numerical references to the title and parts of the CFR
affected;
(4) Agency docket numbers and identification numbers in brackets
(such as RINs), as applicable.
(5) Central information system identification numbers, as
applicable.
(6) Brief subject heading describing the document.
Sec. 18.12 Preamble requirements.
(a) All documents submitted for publication must include a preamble
that will inform the reader, who is not an expert in the subject area,
of the basis and purpose for the rule or proposal, or a basic
explanation of the notice document.
[[Page 64145]]
(b) The preamble must be in the following format and contain the
following information:
AGENCY:----------------------------------------------------------------
(Name of issuing agency.)
ACTION:----------------------------------------------------------------
(Possible ACTION lines include: Notice, Advance notice of proposed
rulemaking, Proposed rule, Rule, and Final rule.)
SUMMARY:---------------------------------------------------------------
(Brief statements, in simple language, describing the action being
taken, the circumstances which created the need for the action, and the
intended effect of the action.)
DATES:-----------------------------------------------------------------
(Possible DATES include: Comments must be received on or before: _,
Proposed effective date: _, Effective date: _, and Hearing: _.)
ADDRESSES--------------------------------------------------------------
(Any relevant addresses.)
FOR FURTHER INFORMATION CONTACT:---------------------------------------
(For Executive departments and agencies, the name, telephone number,
and email address of a person in the agency to contact for additional
information about the document.)
SUPPLEMENTARY INFORMATION:---------------------------------------------
(c) The agency may include the following information in the
supplementary information section of the preamble, as applicable:
(1) A discussion of the background and major issues involved;
(2) In the case of a final rule, any significant differences
between it and the proposed rule;
(3) A response to substantive public comments received;
(4) Any other information the agency considers appropriate; and
(5) Any determination or analysis required by law or order.
Sec. 18.13 Withdrawal or correction of filed documents.
(a) Withdrawing documents. (1) A document that has been filed for
public inspection with the OFR but not yet published may be withdrawn
from publication by the submitting agency only when the agency
certifies that withdrawal is necessary to address an emergency or avert
a violation of law.
(2) An agency requesting withdrawal of a document on file for
public inspection must submit a timely letter signed by an authorized
representative of the agency certifying that the withdrawal is
necessary under paragraph (a)(1) of this section.
(3) Agency requests for withdrawal of a document on file for public
inspection will be accommodated only when the request does not impose a
burden on the production of the daily Federal Register.
(4) The originally-filed document will be removed from public
inspection on the business day OFR receives the withdrawal letter.
(5) The withdrawing letter will remain on file for public
inspection through the date the document would have been published in
the Federal Register.
(6) The original document and the withdrawing letter will be
retained by the OFR after the public inspection period expires.
(b) Correcting documents. (1) A document that has been filed for
public inspection with the OFR, but has not yet published, may be
corrected only if the submitting agency certifies that correction is
necessary to address an emergency or avert a violation of law.
(2) An agency requesting corrections to a document on file for
public inspection must submit a timely letter signed by an authorized
representative of the agency certifying that the correction is
necessary under paragraph (b)(1) of this section.
(3) Agency correction requests will be accommodated only when the
request does not impose a burden on the production of the daily Federal
Register.
(4) The originally-filed document will be removed from public
inspection at the close of business the day OFR receives the letter
requesting corrections.
(5) The letter requesting corrections will remain on file for
public inspection through the date the document publishes in the
Federal Register.
(6) The original document and the correcting letter will be
retained by the OFR after the public inspection period expires.
Sec. 18.15 Correction of errors in printing.
(a) Typographical or clerical errors made in the printing of the
Federal Register will be corrected by insertion of an appropriate
notation or a reprinting in the Federal Register published without
further agency documentation, if the Director determines that:
(1) The error would tend to confuse or mislead the reader; or
(2) The error would affect text subject to codification.
(b) The issuing agency must review published documents and notify
the OFR of printing errors found in published documents.
(c) If the error was in the document as submitted by the agency or
certified electronic file submitted with the original document, the
issuing agency must prepare and submit a correction document for
publication in the Federal Register.
Sec. 18.16 Reinstatement of expired regulations.
To reinstate expired regulations agencies must republish the
regulations in full text in the Federal Register.
Sec. 18.17 Effective dates and time periods.
(a) Each document submitted for publication in the Federal Register
that includes an effective date or time period should either set forth
a date certain or a time period measured by a certain number of days
after publication in the Federal Register.
(b) When a document sets forth a time period measured by a certain
number of days after publication, OFR staff will compute the date to be
inserted in the document as set forth in paragraph (c) of this section.
(c) Dates will be computed by counting the day after the
publication day as one, and by counting each succeeding day, including
Saturdays, Sundays, and Federal holidays. Where the final count would
fall on a Saturday, Sunday, or Federal holiday, the date certain will
be the next Federal business day.
(d) If an effective date depends on Congressional action, or if an
act of Congress or a Federal court decision establishes or changes the
effective date of an agency's rule, the issuing agency must promptly
publish a document in the ``Rules and Regulations'' section of the
Federal Register announcing the effective date.
(e) To extend the effective period of a temporary rule, agencies
must submit a document extending the effective date before the
expiration of the original effective date.
Sec. 18.20 Identification of subjects in agency regulations.
(a) Federal Register documents. Each agency that submits a document
for publication in the Rules and Regulations section or the Proposed
Rules section of the Federal Register must:
(1) Include a list of index terms for each Code of Federal
Regulations part affected by the document; and
(2) Place the list of index terms as the last item in the
Supplementary Information portion of the preamble for the document.
(b) Federal Register Thesaurus. To prepare its list of index terms,
each agency must use terms contained in the Federal Register Thesaurus
of Indexing
[[Page 64146]]
Terms. Agencies may also include additional terms not contained in the
Thesaurus as long as they are appropriate.
0
13. Revise part 19 to read as follows:
PART 19--EXECUTIVE ORDERS AND PRESIDENTIAL PROCLAMATIONS
Sec.
19.1 Form.
19.2 Routing and approval of drafts.
19.3 Routing and certification of originals and copies.
19.4 Proclamations calling for the observance of special days or
events.
19.5 Proclamations of treaties excluded.
19.6 Definition.
Authority: Secs. 1 to 6 of E.O. 11030, 27 FR 5847, 3 CFR, 1959-
1963 Comp., p. 610; E.O. 11354, 32 FR 7695, 3 CFR, 1966-1970 Comp.,
p. 652; and E.O. 12080, 43 FR 42235, 3 CFR, 1978 Comp., p. 224; E.O.
12608, 52 FR 34617, 3 CFR, 1987 Comp., p. 245; E.O. 13403, 71 FR
28543, 3 CFR, 2006 Comp., p. 228.
Sec. 19.1 Form.
Proposed Executive orders and proclamations shall be prepared in
accordance with the following requirements:
(a) The order or proclamation shall be given a suitable title.
(b) The order or proclamation shall contain a citation of the
authority under which it is issued.
(c) Punctuation, capitalization, spelling, and other matters of
style shall, in general, conform to the most recent edition of the U.S.
Government Printing Office Style Manual.
(d) The spelling of geographic names shall conform to the decisions
of the Board on Geographic Names, established by section 2 of the Act
of July 25, 1947, 61 Stat. 456 (43 U.S.C. 364a).
(e) Descriptions of tracts of land shall conform, so far as
practicable, to the most recent edition of the ``Specifications for
Descriptions of Tracts of Land for Use in Executive Orders and
Proclamations,'' prepared by the Bureau of Land Management, Department
of the Interior.
(f) Proposed Executive orders and proclamations shall be prepared
on paper approximately 8\1/2\ x 14 inches, shall have a left-hand
margin of approximately 1 inch and a right-hand margin of approximately
1 inch, and shall be double-spaced except that quotations, tabulations,
and descriptions of land may be single-spaced.
(g) Proclamations issued by the President shall conclude with the
following-described recitation:
IN WITNESS WHEREOF, I have hereunto set my hand this _ day of _--,
in the year of our Lord _--, and of the Independence of the United
States of America the _--.
Sec. 19.2 Routing and approval of drafts.
(a) A proposed Executive order or proclamation shall first be
submitted to the Director of the Office of Management and Budget,
together with a letter, signed by the head or other properly authorized
officer of the originating Federal agency, explaining the nature,
purpose, background, and effect of the proposed Executive order or
proclamation and its relationship, if any, to pertinent laws and other
Executive orders or proclamations.
(b) If the Director of the Office of Management and Budget approves
the proposed Executive order or proclamation, he shall transmit it to
the Attorney General for his consideration as to both form and
legality.
(c) If the proposed Executive order or proclamation is disapproved
by the Director of the Office of Management and Budget or by the
Attorney General, it shall not thereafter be presented to the President
unless it is accompanied by a statement of the reasons for such
disapproval.
Sec. 19.3 Routing and certification of originals and copies.
(a) If the order or proclamation is signed by the President, the
original and two copies shall be forwarded to the Director of the
Federal Register for publication in the Federal Register.
(b) The Office of the Federal Register shall cause to be placed
upon the copies of all Executive orders and proclamations forwarded as
provided in paragraph (a) of this section the following notation, to be
signed by the Director or by some person authorized by him to sign such
notation: ``Certified to be a true copy of the original.''
Sec. 19.4 Proclamations calling for the observance of special days or
events.
Except as may be otherwise provided by law, responsibility for the
preparation and presentation of proposed proclamations calling for the
observance of special days, or other periods of time, or events, shall
be assigned by the Director of the Office of Management and Budget to
such agencies as he may consider appropriate. Such proposed
proclamations shall be submitted to the Director at least 60 days
before the date of the specified observance. Notwithstanding the
provisions of Sec. 19.2, the Director shall transmit any approved
commemorative proclamations to the President.
Sec. 19.5 Proclamations of treaties excluded.
Consonant with the provisions of chapter 15 of title 44 of the
United States Code (44 U.S.C. 1511), nothing in these regulations shall
be construed to apply to treaties, conventions, protocols, or other
international agreements, or proclamations thereof by the President.
Sec. 19.6 Definition.
The term ``Presidential proclamations and Executive orders,'' as
used in chapter 15 of title 44 of the United States Code (44 U.S.C.
1505(a)), shall, except as the President or his representative may
hereafter otherwise direct, be deemed to include such attachments
thereto as are referred to in the respective proclamations or orders.
PART 20--[REMOVED]
0
14. Remove part 20.
0
15. Revise part 21 to read as follows:
PART 21--PREPARATION OF DOCUMENTS FOR CODIFICATION
Subpart A--General
Sec.
21.1 Definitions.
21.2 Codification and amendatory language.
21.6 Notice of expiration of codified material.
21.7 Titles and subtitles.
21.8 Chapters and subchapters.
21.9 Parts, subparts, and undesignated center headings.
21.10 Sections and paragraphs.
21.11 Standard organization of the Code of Federal Regulations.
21.12 Reserving part or section numbers.
21.14 Deviations from standard organization of the Code of Federal
Regulations.
21.16 Required document headings.
21.18 Tables of contents.
21.19 Composition of part headings.
21.20 Amendment drafting requirements.
21.21 Internal reference drafting requirements.
21.23 Cross-reference drafting requirements.
21.24 References to 1938 edition of Code of Federal Regulations.
21.30 Effective date statement.
21.35 OMB control numbers.
Subpart B--Citations of Authority
21.40 General authority citation requirements.
21.41 Agency responsibility.
21.42 Placing and amending authority citations.
21.43 Citation to statutory material.
21.44 Citation to nonstatutory materials.
21.45 Exceptions to placement and form.
Authority: 44 U.S.C. 1506; sec. 6, E.O. 10530, 19 FR 2709; 3
CFR, 1954-1958 Comp., p. 189.
[[Page 64147]]
Subpart A--General
Sec. 21.1 Definitions.
As used in this part:
Undesignated center heading means the heading given to a portion of
text where the heading has no numerical designation or reference, and
appears after the part heading to a group-related section.
Words of issuance are the tie between the document and the CFR
units affected and the bridge between the preamble of the document and
the regulatory changes.
Sec. 21.2 Codification and amendatory language.
(a) Each agency that prepares a document that is subject to
codification must draft it as an amendment to the Code of Federal
Regulations, in accordance with this subchapter, before submitting it
to the OFR.
(b) Each agency that prepares a document that is subject to
codification must include words of issuance and amendatory language
that precisely describe the relationship of the new provisions to the
CFR.
Sec. 21.6 Notice of expiration of codified material.
Whenever a codified regulation expires after a specified period by
law or by court order, the issuing agency must submit a rule document
for publication in the Federal Register removing the expired
regulations.
Sec. 21.7 Titles and subtitles.
(a) The major divisions of the CFR are titles, each of which brings
together broadly related Government functions.
(b)(1) Subtitles may be used to distinguish between materials
emanating from an overall agency and the material issued by its various
components.
(2) Subtitles may also be used to group chapters within a title.
Sec. 21.8 Chapters and subchapters.
(a) The normal divisions of a title are chapters, assigned to the
various agencies within a title descriptive of the subject matter
covered by the agencies' regulations.
(b) Subchapters may be used to group related parts within a
chapter.
(c) Chapter and subchapter assignments are made by the OFR after
agency consultation.
Sec. 21.9 Parts, subparts, and undesignated center headings.
(a) The normal divisions of a chapter are parts, consisting of a
unified body of regulations applying to a specific function or program
of an issuing agency or devoted to specific subject matter under the
control of that agency.
(b)(1) Subparts or undesignated center headings may be used to
group related sections within a part.
(2) Undesignated center headings may also be used to group sections
within a subpart.
Sec. 21.10 Sections and paragraphs.
(a) The normal divisions of a part are sections. Sections are the
basic units of the CFR.
(b) A section may be divided into paragraphs. Paragraphs may be
further subdivided using the system provided in Sec. 21.11 of this
part.
Sec. 21.11 Standard organization of the Code of Federal Regulations.
The standard organization consists of the following structural
units:
(a) Titles are numbered consecutively using Arabic numerals
throughout the CFR;
(b) Subtitles are lettered consecutively using capital letters
throughout the title;
(c) Chapters are numbered consecutively using capitalized Roman
numerals throughout each title;
(d) Subchapters are lettered consecutively using capital letters
throughout the chapter;
(e) Parts are numbered using Arabic numerals throughout each title;
(f) Subparts are lettered using capital letters;
(g)(1) Sections are numbered using Arabic numerals throughout each
part.
(2) A section number includes the number of the part followed by a
period and the number of the section. For example, the section number
for section 15 of part 21 is ``Sec. 21.15''; and
(h) Paragraphs are designated as follows:
(1) Level 1: (a), (b), (c), etc.
(2) Level 2: (1), (2), (3), etc.
(3) Level 3: (i), (ii), (iii), etc.
(4) Level 4: (A), (B), (C), etc.
Sec. 21.12 Reserving part or section numbers.
Chapters or structural units within chapters may be reserved to
allow for expansion.
Sec. 21.14 Deviations from standard organization of the Code of
Federal Regulations.
(a) The Director may approve a deviation from standard Code of
Federal Regulations designations.
(b) Agencies must submit written requests for approval, along with
a draft copy of the document, at least ten Federal business days before
the agency intends to submit the document for publication.
(c) The Director may allow section numbers to correspond to a
particular numbering system requested by an agency only if the
alternative numbering system will benefit the public.
Sec. 21.16 Required document headings.
Each section in the regulatory text of the document must have a
brief descriptive heading, preceding the text, on a separate line.
Sec. 21.18 Tables of contents.
(a) A table of contents must be used at the beginning of the part
whenever:
(1) A new part is introduced;
(2) An existing part is completely revised; or
(3) A group of sections is revised or added and set forth as a
subpart or otherwise separately grouped under a center head.
(b) The table of contents follows the part heading before the text
of the regulations in that part.
(c) The table of contents lists the headings for the subparts,
undesignated center headings, sections in the part, and appendix
headings to the part and subpart, as applicable.
Sec. 21.19 Composition of part headings.
(a) Each part heading indicates briefly the general subject matter
of the part.
(b) Phrases that are not descriptive of the subject matter, such as
``Regulations under the Act of July 28, 1955'' or other expressions,
may not be used.
(c) Non-descriptive introductory expressions such as ``Regulations
governing'' and ``Rules applicable to'' may not be used.
Sec. 21.20 Amendment drafting requirements.
(a) Each document that amends or includes regulatory text that
proposes to amend the CFR must identify in specific terms the unit
amended and the extent of the changes made.
(b) The number and heading of each section amended must be set
forth in full on a separate line.
Sec. 21.21 Internal reference drafting requirements.
(a)(1) Each reference to the Code of Federal Regulations must be in
terms of the specific titles, chapters, parts, sections, and paragraphs
involved.
(2) Ambiguous references such as ``herein,'' ``above,'' ``below,''
``now,'' ``today,'' and similar expressions may not be used.
(b) Each document that contains a reference to material published
in the CFR must include the CFR citation as a part of the reference.
Sec. 21.23 Cross-reference drafting requirements.
(a) Each agency publishes its own regulations in full text in the
Code of Federal Regulations.
[[Page 64148]]
(b) Cross-references to the regulations of another agency may not
be used as a substitute for publication in full text, unless the OFR
finds that the regulation meets any of the following exceptions:
(1) The reference is required by court order, statute, Executive
order or reorganization plan.
(2) The reference is to regulations promulgated by an agency with
the exclusive legal authority to regulate in a subject matter area, but
the referencing agency needs to apply those regulations in its own
programs.
(3) The reference is informational or improves clarity rather than
being regulatory.
(4) The reference is to Federal agency-produced test methods or
standards that have replaced or preempted private sector-produced
voluntary test methods or consensus standards in a subject matter area
and the referenced Federal agency test methods or standards are
published in full in the CFR.
(5) The reference is to the Department level from a subagency.
Sec. 21.24 References to 1938 edition of Code of Federal Regulations.
When reference is made to material codified in the 1938 edition of
the Code of Federal Regulations, or a supplement thereto, the following
forms may be used, as appropriate:
_ CFR, 1938 Ed., _.
_ CFR, 1943, Cum. Supp., _.
_ CFR, 1946 Supp., _.
Sec. 21.30 Effective date statement.
Each document subject to codification must include a clear
statement as to the date or dates upon which its contents become
effective following the procedures found in Sec. 18.17 of this
subchapter.
Sec. 21.35 OMB control numbers.
To display required OMB control numbers in agency regulations,
those numbers must be placed parenthetically at the end of the section
or displayed in a table or codified section.
Subpart B--Citations of Authority
Sec. 21.40 General authority citation requirements.
(a) Each section subject to codification in a document must include
a complete citation of the authority under which the section is issued,
including:
(1) General or specific authority delegated by statute; and
(2) Executive delegations, if any, necessary to link the statutory
authority to the issuing agency.
(b) Formal citations of authority must be in the shortest citation
format for easy reference.
(c) The OFR will assist agencies in developing model citations.
Sec. 21.41 Agency responsibility.
(a) Each issuing agency is responsible for the accuracy and
integrity of the citations of authority in the documents it issues.
(b) Each issuing agency must formally amend the citations of
authority in its codified material to reflect any changes.
Sec. 21.42 Placing and amending authority citations.
(a) The agency must publish a centralized authority citation in the
CFR.
(1) The authority citation must appear at the end of the table of
contents for a part or after each subpart heading within the text of a
part.
(2) Citations of authority for particular sections may be specified
within the centralized authority citation.
(b) The requirements for placing authority citations in a document
published in the Federal Register vary with the type of amendment the
agency is making in a document. The agency must set out the full text
of the authority citation for each part affected by the document.
(1) If a document sets out an entire part of the CFR, the agency
must place the complete authority citation directly after the table of
contents and before the regulatory text.
(2) If a document amends only certain sections within a CFR part,
the agency must place the complete authority citation to this part as
the first item in the list of amendments.
(i) If the authority for issuing an amendment is the same as the
authority listed for the whole part of the CFR, the agency must restate
the authority.
(ii) If the authority for issuing an amendment changes the
authority citation for the whole part of the CFR, the agency must
revise the authority citation in its entirety. The agency may specify
the particular authority under which certain sections are amended in
the revised authority citation.
(c) Citation in the CFR to a nonstatutory document as authority
must be placed after the statutory citations.
Sec. 21.43 Citation to statutory material.
(a) United States Code. All citations to statutory authority must
include a United States Code citation, where available. Citations to
titles of the United States Code may be cited without Public Law or
U.S. Statutes at Large citation. For example:
Authority: 10 U.S.C. 501.
(b) Public Laws and U.S. Statutes at Large. (1) Citations to Public
Laws and U.S. Statutes at Large are optional when the United States
Code is cited.
(2) Citations to current Public Laws and to the U.S. Statutes at
Large must refer to the section of the Public Law and the volume and
page of the U.S. Statutes at Large to which they have been assigned.
The page number must refer to the page on which the section cited
begins. For example:
Authority: Sec. 5, Pub. L. 89-670, 80 Stat. 935 (49 U.S.C.
1654); sec. 313, Pub. L. 85-726, 72 Stat. 752 (49 U.S.C. 1354).
Sec. 21.44 Citation to nonstatutory materials.
(a) Form. Nonstatutory documents must be cited by document
designation and by Federal Register volume and page, followed, if
possible, by the parallel citation to the Code of Federal Regulations.
For example:
Authority: Special Civil Air Reg. SR-422A, 28 FR 6703, 14 CFR
part 4b; E.O. 11130, 28 FR 12789; 3 CFR 1959-1963 Comp.
(b) Placement. Citation to a nonstatutory document as authority
must be placed after the statutory citations. For example:
Authority: Sec. 9, Pub. L. 89-670, 80 Stat. 944 (49 U.S.C.
1657). E.O. 11222, 30 FR 6469, 3 CFR, 1965 Comp., p. 10.
Sec. 21.45 Exceptions to placement and form.
The Director may make exceptions to the requirements of this
subpart relating to placement and form of citations of authority.
0
16. Revise part 22 to read as follows:
PART 22--PREPARATION OF PROPOSED RULES
Sec.
22.1 General requirements.
22.2 Code designation.
22.3 Proposed codification.
Authority: 44 U.S.C. 1506; sec. 6, E.O. 10530, 19 FR 2709; 3
CFR, 1954-1958 Comp., p. 189.
Sec. 22.1 General requirements.
Each proposed rule required by section 553 of title 5, United
States Code, or any other statute, and any similar document voluntarily
issued by an agency must include a statement of:
(a) The time, place, and nature of public rulemaking proceedings;
and
(b) Reference to the authority under which the regulatory action is
proposed.
Sec. 22.2 Code designation.
The area of the Code of Federal Regulations directly affected by a
proposed regulatory action must be identified by placing the
appropriate Code citation immediately below the name of the issuing
agency.
[[Page 64149]]
Sec. 22.3 Proposed codification.
Any part of a proposed rule document that contains the full text of
a proposed regulation must conform to part 21 of this subchapter,
except for Sec. 21.30.
0
17. Add part 23 to read as follows:
PART 23--PREPARATION OF NOTICES AND REGULATORY NOTICES
Sec.
23.1 Exception to required document headings.
23.2 Authority citation.
Authority: 44 U.S.C. 1506; sec. 6, E.O. 10530, 19 FR 2709; 3
CFR, 1954-1958 Comp., p. 189.
Sec. 23.1 Exception to required document headings.
Documents are not required to have numerical references to the
title and parts of the CFR affected.
Sec. 23.2 Authority citation.
The authority under which an agency issues a notice must be cited
in narrative form within text or in parentheses on a separate line
following text.
0
18. Add part 24 to read as follows:
PART 24--HANDLING OF THE UNITED STATES GOVERNMENT MANUAL STATEMENTS
Sec.
24.1 Liaison officers.
24.2 Preparation of agency statements.
24.3 Information about an organization.
24.4 Description of program activities.
24.5 Sources of information.
24.6 Form, style, arrangement and apportionment of space.
24.7 Deadline dates.
Authority: 44 U.S.C. 1506; sec. 6, E.O. 10530, 19 FR 2709; 3
CFR, 1954-1958 Comp., p. 189.
Sec. 24.1 Liaison officers.
(a) Each of the following must appoint an officer to maintain
liaison with the OFR on matters relating to The United States
Government Manual:
(1) Agencies of the legislative and judicial branches.
(2) Executive agencies that do not have a liaison officer
designated under Sec. 16.1 of this chapter or who wish to appoint a
liaison officer for Manual matters other than the one designated under
such Sec. 16.1.
(3) Quasi-official agencies represented in the Manual.
(4) Any other agency that the Director believes should be included
in the Manual.
(b) Each liaison officer will ensure agency compliance with part 9
of this chapter, and this part.
Sec. 24.2 Preparation of agency statements.
In accordance with schedules established under Sec. 24.7 of this
part, each agency must submit an official draft of the information
required by Sec. 9.2 of this chapter and this part.
Sec. 24.3 Information about an organization.
(a) Information about lines of authority and organization may be
reflected in a chart if the chart clearly delineates the agency's
organizational structure.
(b) Listings of heads of operating units should be arranged
whenever possible to reflect relationships between units.
(c) Narrative descriptions of organizational structure or hierarchy
that duplicate information conveyed by charts or by lists of officials
will not be published in the Manual.
Sec. 24.4 Description of program activities.
(a) Descriptions should clearly state the public purposes that the
agency serves, and the programs that carry out those purposes.
(b) Descriptions of the responsibilities of individuals or of
administrative units common to most agencies will not be accepted for
publication in the Manual.
Sec. 24.5 Sources of information.
Each agency statement should include pertinent sources of
information useful to the public, covering areas such as employment,
consumer activities, contracts, services to small business, and other
topics of public interest. These sources of information must plainly
identify the places where the public may obtain information or make
submittals or requests.
Sec. 24.6 Form, style, arrangement, and apportionment of space.
(a) The Director determines the form, style, arrangement, and space
apportionment of agency statements and other materials included in the
Manual.
(b) Agencies must use the U.S. Government Printing Office Style
Manual to determine style.
Sec. 24.7 Deadline dates.
Agencies must promptly notify the Director of major organizational
changes and comply with periodic deadlines set by the OFR for agency
statements, charts, and other materials to be included in the Manual.
Failure to do so may result in publication of an outdated statement or
the omission of important material.
By Order of the Committee.
Charles A. Barth,
Secretary, Administrative Committee of the Federal Register.
[FR Doc. 2014-25520 Filed 10-27-14; 8:45 am]
BILLING CODE 1505-02-P