Partial Approval and Partial Disapproval of Air Quality State Implementation Plans; California; Infrastructure Requirements for Ozone, Fine Particulate Matter (PM2.5, 63350-63363 [2014-25278]
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63350
Federal Register / Vol. 79, No. 205 / Thursday, October 23, 2014 / Proposed Rules
technical difficulties and cannot contact
you for clarification, EPA may not be
able to consider your comment.
Electronic files should avoid the use of
special characters, any form of
encryption, and be free of any defects or
viruses.
Docket: Generally, documents in the
docket for this action are available
electronically at www.regulations.gov
and in hard copy at EPA Region IX, 75
Hawthorne Street, San Francisco,
California 94105–3901. While all
documents in the docket are listed at
www.regulations.gov, some information
may be publicly available only at the
hard copy location (e.g., copyrighted
material, large maps), and some may not
be publicly available in either location
(e.g., CBI). To inspect the hard copy
materials, please schedule an
appointment during normal business
hours with the contact listed in the FOR
FURTHER INFORMATION CONTACT section.
Jerry
Wamsley, EPA Region IX, (415) 947–
4111, wamsley.jerry@epa.gov.
FOR FURTHER INFORMATION CONTACT:
This
proposal concerns the volatile organic
compound (VOC) and oxides of nitrogen
(NOX) 2002 emissions inventories
submitted by California on December
21, 2010 in the document ‘‘Final 2009
1997 8-hour Ozone Modified Air
Quality Management Plan’’ for Imperial
County. California submitted these
emissions inventories to meet CAA
requirements under the 1997 8-hour
ozone NAAQS. In the Rules and
Regulations section of this Federal
Register, we are approving these VOC
and NOX emissions inventories
provided by California in a direct final
action without prior proposal because
we believe these SIP revisions are not
controversial. If we receive adverse
comments, however, we will publish a
timely withdrawal of the direct final
rule and address the comments in
subsequent action based on this
proposed rule. Please note that if we
receive adverse comment on a portion of
the state’s submittal and if that
provision may be severed from the
remainder of the submittal, we may
adopt as final those provisions of the
submittal that are not the subject of an
adverse comment.
We do not plan to open a second
comment period, so anyone interested
in commenting should do so at this
time. If we do not receive adverse
comments, no further activity is
planned. For further information, please
see the direct final action.
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SUPPLEMENTARY INFORMATION:
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Dated: September 24, 2014.
Jared Blumenfeld,
Regional Administrator, Region IX.
[FR Doc. 2014–24752 Filed 10–22–14; 8:45 am]
BILLING CODE 6560–50–P
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 52
[EPA–R09–OAR–2014–0547; FRL–9918–39–
Region 9]
Partial Approval and Partial
Disapproval of Air Quality State
Implementation Plans; California;
Infrastructure Requirements for Ozone,
Fine Particulate Matter (PM2.5), Lead
(Pb), Nitrogen Dioxide (NO2), and
Sulfur Dioxide (SO2)
Environmental Protection
Agency (EPA).
ACTION: Proposed rule.
AGENCY:
The Environmental Protection
Agency (EPA) is proposing to partially
approve and partially disapprove
several State Implementation Plan (SIP)
revisions submitted by the State of
California pursuant to the requirements
of the Clean Air Act (CAA or the Act)
for the implementation, maintenance,
and enforcement of national ambient air
quality standards (NAAQS) for ozone,
fine particulate patter (PM2.5), lead (Pb),
nitrogen dioxide (NO2), and sulfur
dioxide (SO2). We refer to such SIP
revisions as ‘‘infrastructure’’ SIPs
because they are intended to address
basic structural SIP requirements for
new or revised NAAQS including, but
not limited to, legal authority,
regulatory structure, resources, permit
programs, and monitoring necessary to
assure attainment and maintenance of
the standards. In addition, we are
proposing to reclassify certain regions of
the state for emergency episode
planning purposes with respect to
ozone, NO2, SO2, and particulate matter
(PM). Finally, we are proposing to
approve into the SIP several state
provisions addressing CAA conflict of
interest requirements into the California
SIP and an emergency episode planning
rule for Great Basin Unified Air
Pollution Control District (APCD) for
PM. We are taking comments on this
proposal and, after considering any
comments submitted, plan to take final
action.
DATES: Written comments must be
received on or before November 24,
2014.
SUMMARY:
Submit your comments,
identified by Docket ID Number EPA–
ADDRESSES:
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R09–OAR–2014–0547, by one of the
following methods:
1. https://www.regulations.gov: Follow
the on-line instructions for submitting
comments.
2. Email: mays.rory@epa.gov.
3. Mail or deliver: Rory Mays (AIR–2),
U.S. Environmental Protection Agency,
Region IX, 75 Hawthorne Street, San
Francisco, CA 94105–3901. Deliveries
are only accepted during the Regional
Office’s normal hours of operation.
Instructions: All comments will be
included in the public docket without
change and may be made available
online at https://www.regulations.gov,
including any personal information
provided, unless the comment includes
Confidential Business Information (CBI)
or other information whose disclosure is
restricted by statute. Information that
you consider CBI or otherwise protected
should be clearly identified as such and
should not be submitted through
https://www.regulations.gov or email.
https://www.regulations.gov is an
anonymous access system, and EPA will
not know your identity or contact
information unless you provide it in the
body of your comment. If you send
email directly to EPA, your email
address will be automatically captured
and included as part of the public
comment. If EPA cannot read your
comment due to technical difficulties
and cannot contact you for clarification,
EPA may not be able to consider your
comment.
Docket: Generally, documents in the
docket for this action are available
electronically at www.regulations.gov
and in hard copy at EPA Region IX, 75
Hawthorne Street, San Francisco,
California. While all documents in the
docket are listed at
www.regulations.gov, some information
may be publicly available only at the
hard copy location (e.g., copyrighted
material, large maps), and some may not
be publicly available in either location
(e.g., CBI). To inspect the hard copy
materials, please schedule an
appointment during normal business
hours with the contact listed in the FOR
FURTHER INFORMATION CONTACT section.
FOR FURTHER INFORMATION CONTACT: Rory
Mays, Air Planning Office (AIR–2), U.S.
Environmental Protection Agency,
Region IX, (415) 972–3227, mays.rory@
epa.gov.
SUPPLEMENTARY INFORMATION:
Throughout this document, the terms
‘‘we,’’ ‘‘us,’’ and ‘‘our’’ refer to EPA.
Table of Contents
I. EPA’s Approach to the Review of
Infrastructure SIP Submittals
II. Background
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A. Statutory Requirements
B. NAAQS Addressed by This Proposal
C. EPA Guidance Documents
D. Changes to the Application of PSD
Permitting Requirements to GHG
Emissions
III. California’s Submittals
IV. EPA’s Evaluation and Proposed Action
A. Proposed Approvals and Partial
Approvals
B. Proposed Partial Disapprovals
C. Consequences of Proposed Disapprovals
D. Request for Public Comments
V. Statutory and Executive Order Reviews
I. EPA’s Approach to the Review of
Infrastructure SIP Submittals
EPA is acting upon several SIP
submittals from California that address
the infrastructure requirements of CAA
sections 110(a)(1) and 110(a)(2) for the
1997 ozone, 2008 ozone, 1997 PM2.5,
2006 PM2.5, 2012 PM2.5, 2008 Pb, 2010
NO2, and 2010 SO2 NAAQS. The
requirement for states to make a SIP
submittal of this type arises out of CAA
section 110(a)(1). Pursuant to section
110(a)(1), states must make SIP
submittals ‘‘within 3 years (or such
shorter period as the Administrator may
prescribe) after the promulgation of a
national primary ambient air quality
standard (or any revision thereof),’’ and
these SIP submittals are to provide for
the ‘‘implementation, maintenance, and
enforcement’’ of such NAAQS. The
statute directly imposes on states the
duty to make these SIP submittals, and
the requirement to make the submittals
is not conditioned upon EPA’s taking
any action other than promulgating a
new or revised NAAQS. Section
110(a)(2) includes a list of specific
elements that ‘‘[e]ach such plan’’
submittal must address.
EPA has historically referred to these
SIP submittals made for the purpose of
satisfying the requirements of CAA
sections 110(a)(1) and 110(a)(2) as
‘‘infrastructure SIP’’ submittals.
Although the term ‘‘infrastructure SIP’’
does not appear in the CAA, EPA uses
the term to distinguish this particular
type of SIP submittal from submittals
that are intended to satisfy other SIP
requirements under the CAA, such as
‘‘nonattainment SIP’’ or ‘‘attainment
SIP’’ submittals to address the
nonattainment planning requirements of
part D of title I of the CAA, ‘‘regional
haze SIP’’ submittals required by EPA
rule to address the visibility protection
requirements of CAA section 169A, and
nonattainment new source review (NSR)
permit program submittals to address
the permit requirements of CAA, title I,
part D.
Section 110(a)(1) addresses the timing
and general requirements for
infrastructure SIP submittals, and
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section 110(a)(2) provides more details
concerning the required contents of
these submittals. The list of required
elements provided in section 110(a)(2)
contains a wide variety of disparate
provisions, some of which pertain to
required legal authority, some of which
pertain to required substantive program
provisions, and some of which pertain
to requirements for both authority and
substantive program provisions.1 EPA
therefore believes that while the timing
requirement in section 110(a)(1) is
unambiguous, some of the other
statutory provisions are ambiguous. In
particular, EPA believes that the list of
required elements for infrastructure SIP
submittals provided in section 110(a)(2)
contains ambiguities concerning what is
required for inclusion in an
infrastructure SIP submittal.
The following examples of
ambiguities illustrate the need for EPA
to interpret some section 110(a)(1) and
section 110(a)(2) requirements with
respect to infrastructure SIP submittals
for a given new or revised NAAQS. One
example of ambiguity is that section
110(a)(2) requires that ‘‘each’’ SIP
submittal must meet the list of
requirements therein, while EPA has
long noted that this literal reading of the
statute is internally inconsistent and
would create a conflict with the
nonattainment provisions in part D of
title I of the Act, which specifically
address nonattainment SIP
requirements.2 Section 110(a)(2)(I)
pertains to nonattainment SIP
requirements and part D addresses
when attainment plan SIP submittals to
address nonattainment area
requirements are due. For example,
section 172(b) requires EPA to establish
a schedule for submittal of such plans
for certain pollutants when the
Administrator promulgates the
designation of an area as nonattainment,
and section 107(d)(1)(B) allows up to
two years, or in some cases three years,
for such designations to be
promulgated.3 This ambiguity illustrates
1 For example: Section 110(a)(2)(E)(i) provides
that states must provide assurances that they have
adequate legal authority under state and local law
to carry out the SIP; section 110(a)(2)(C) provides
that states must have a SIP-approved program to
address certain sources as required by part C of title
I of the CAA; and section 110(a)(2)(G) provides that
states must have legal authority to address
emergencies as well as contingency plans that are
triggered in the event of such emergencies.
2 See, e.g., ‘‘Rule To Reduce Interstate Transport
of Fine Particulate Matter and Ozone (Clean Air
Interstate Rule); Revisions to Acid Rain Program;
Revisions to the NOX SIP Call; Final Rule,’’ 70 FR
25162, at 25163–25165, May 12, 2005 (explaining
relationship between timing requirement of section
110(a)(2)(D) versus section 110(a)(2)(I)).
3 EPA notes that this ambiguity within section
110(a)(2) is heightened by the fact that various
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that rather than apply all the stated
requirements of section 110(a)(2) in a
strict literal sense, EPA must determine
which provisions of section 110(a)(2)
are applicable for a particular
infrastructure SIP submittal.
Another example of ambiguity within
sections 110(a)(1) and 110(a)(2) with
respect to infrastructure SIPs pertains to
whether states must meet all of the
infrastructure SIP requirements in a
single SIP submittal, and whether EPA
must act upon such SIP submittal in a
single action. Although section 110(a)(1)
directs states to submit ‘‘a plan’’ to meet
these requirements, EPA interprets the
CAA to allow states to make multiple
SIP submittals separately addressing
infrastructure SIP elements for the same
NAAQS. If states elect to make such
multiple SIP submittals to meet the
infrastructure SIP requirements, EPA
can elect to act on such submittals
either individually or in a larger
combined action.4 Similarly, EPA
interprets the CAA to allow it to take
action on the individual parts of one
larger, comprehensive infrastructure SIP
submittal for a given NAAQS without
concurrent action on the entire
submittal. For example, EPA has
sometimes elected to act at different
times on various elements and subelements of the same infrastructure SIP
submittal.5
Ambiguities within sections 110(a)(1)
and 110(a)(2) may also arise with
respect to infrastructure SIP submittal
subparts of part D set specific dates for submittal
of certain types of SIP submittals in designated
nonattainment areas for various pollutants. Note,
e.g., that section 182(a)(1) provides specific dates
for submittal of emissions inventories for the ozone
NAAQS. Some of these specific dates are
necessarily later than three years after promulgation
of the new or revised NAAQS.
4 See, e.g., ‘‘Approval and Promulgation of
Implementation Plans; New Mexico; Revisions to
the New Source Review (NSR) State
Implementation Plan (SIP); Prevention of
Significant Deterioration (PSD) and Nonattainment
New Source Review (NNSR) Permitting,’’ 78 FR
4339, January 22, 2013 (EPA’s final action
approving the structural PSD elements of the New
Mexico SIP submitted by the State separately to
meet the requirements of EPA’s 2008 PM2.5 NSR
rule), and ‘‘Approval and Promulgation of Air
Quality Implementation Plans; New Mexico;
Infrastructure and Interstate Transport
Requirements for the 2006 PM2.5 NAAQS,’’ 78 FR
4337, January 22, 2013 (EPA’s final action on the
infrastructure SIP for the 2006 PM2.5 NAAQS).
5 On December 14, 2007, the State of Tennessee,
through the Tennessee Department of Environment
and Conservation, made a SIP revision to EPA
demonstrating that the State meets the requirements
of sections 110(a)(1) and (2). EPA proposed action
for infrastructure SIP elements (C) and (J) on
January 23, 2012 (77 FR 3213) and took final action
on March 14, 2012 (77 FR 14976). On April 16,
2012 (77 FR 22533) and July 23, 2012 (77 FR
42997), EPA took separate proposed and final
actions on all other section 110(a)(2) infrastructure
SIP elements of Tennessee’s December 14, 2007
submittal.
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requirements for different NAAQS.
Thus, EPA notes that not every element
of section 110(a)(2) would be relevant,
or as relevant, or relevant in the same
way, for each new or revised NAAQS.
The states’ attendant infrastructure SIP
submittals for each NAAQS therefore
could be different. For example, the
monitoring requirements that a state
might need to meet in its infrastructure
SIP submittal for purposes of section
110(a)(2)(B) could be very different for
different pollutants, for example
because the content and scope of a
state’s infrastructure SIP submittal to
meet this element might be very
different for an entirely new NAAQS
than for a minor revision to an existing
NAAQS.6
EPA notes that interpretation of
section 110(a)(2) is also necessary when
EPA reviews other types of SIP
submittals required under the CAA.
Therefore, as with infrastructure SIP
submittals, EPA also has to identify and
interpret the relevant elements of
section 110(a)(2) that logically apply to
these other types of SIP submittals. For
example, section 172(c)(7) requires that
attainment plan SIP submittals required
by part D have to meet the ‘‘applicable
requirements’’ of section 110(a)(2).
Thus, for example, attainment plan SIP
submittals must meet the requirements
of section 110(a)(2)(A) regarding
enforceable emission limits and control
measures and section 110(a)(2)(E)(i)
regarding air agency resources and
authority. By contrast, it is clear that
attainment plan SIP submittals required
by part D would not need to meet the
portion of section 110(a)(2)(C) that
pertains to the air quality prevention of
significant deterioration (PSD) program
required in part C of title I of the CAA,
because PSD does not apply to a
pollutant for which an area is
designated nonattainment and thus
subject to part D planning requirements.
As this example illustrates, each type of
SIP submittal may implicate some
elements of section 110(a)(2) but not
others.
Given the potential for ambiguity in
some of the statutory language of section
110(a)(1) and section 110(a)(2), EPA
believes that it is appropriate to
interpret the ambiguous portions of
section 110(a)(1) and section 110(a)(2)
in the context of acting on a particular
SIP submittal. In other words, EPA
assumes that Congress could not have
intended that each and every SIP
submittal, regardless of the NAAQS in
6 For example, implementation of the 1997 PM
2.5
NAAQS required the deployment of a system of
new monitors to measure ambient levels of that new
indicator species for the new NAAQS.
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question or the history of SIP
development for the relevant pollutant,
would meet each of the requirements, or
meet each of them in the same way.
Therefore, EPA has adopted an
approach under which it reviews
infrastructure SIP submittals against the
list of elements in section 110(a)(2), but
only to the extent each element applies
for that particular NAAQS.
Historically, EPA has elected to use
guidance documents to make
recommendations to states for
infrastructure SIPs, in some cases
conveying needed interpretations on
newly arising issues and in some cases
conveying interpretations that have
already been developed and applied to
individual SIP submittals for particular
elements.7 EPA most recently issued
guidance for infrastructure SIPs on
September 13, 2013 (2013 Infrastructure
SIP Guidance).8 EPA developed this
document to provide states with up-todate guidance for infrastructure SIPs for
any new or revised NAAQS. Within this
guidance, EPA describes the duty of
states to make infrastructure SIP
submittals to meet basic structural SIP
requirements within three years of
promulgation of a new or revised
NAAQS. EPA also made
recommendations about many specific
subsections of section 110(a)(2) that are
relevant in the context of infrastructure
SIP submittals.9 The guidance also
discusses the substantively important
issues that are germane to certain
subsections of section 110(a)(2).
Significantly, EPA interprets sections
110(a)(1) and 110(a)(2) such that
infrastructure SIP submittals need to
address certain issues and need not
address others. Accordingly, EPA
7 EPA notes, however, that nothing in the CAA
requires EPA to provide guidance or to promulgate
regulations for infrastructure SIP submittals. The
CAA directly applies to states and requires the
submittal of infrastructure SIP submittals,
regardless of whether or not EPA provides guidance
or regulations pertaining to such submittals. EPA
elects to issue such guidance in order to assist
states, as appropriate.
8 ‘‘Guidance on Infrastructure State
Implementation Plan (SIP) Elements under Clean
Air Act Sections 110(a)(1) and 110(a)(2),’’
Memorandum from Stephen D. Page, September 13,
2013.
9 EPA’s September 13, 2013, guidance did not
make recommendations with respect to
infrastructure SIP submittals to address section
110(a)(2)(D)(i)(I). EPA issued the guidance shortly
after the U.S. Supreme Court agreed to review the
D.C. Circuit decision in EME Homer City, 696 F.3d7
(D.C. Cir. 2012) which had interpreted the
requirements of section 110(a)(2)(D)(i)(I). In light of
the uncertainty created by ongoing litigation, EPA
elected not to provide additional guidance on the
requirements of section 110(a)(2)(D)(i)(I) at that
time. As the guidance is neither binding nor
required by statute, whether EPA elects to provide
guidance on a particular section has no impact on
a state’s CAA obligations.
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reviews each infrastructure SIP
submittal for compliance with the
applicable statutory provisions of
section 110(a)(2), as appropriate.
As an example, section 110(a)(2)(E)(ii)
is a required element of section
110(a)(2) for infrastructure SIP
submittals. Under this element, a state
must meet the substantive requirements
of section 128, which pertain to state
boards that approve permits or
enforcement orders and heads of
executive agencies with similar powers.
Thus, EPA reviews infrastructure SIP
submittals to ensure that the state’s SIP
appropriately addresses the
requirements of section 110(a)(2)(E)(ii)
and section 128. The 2013 Infrastructure
SIP Guidance explains EPA’s
interpretation that there may be a
variety of ways by which states can
appropriately address these substantive
statutory requirements, depending on
the structure of an individual state’s
permitting or enforcement program (e.g.,
whether permits and enforcement
orders are approved by a multi-member
board or by a head of an executive
agency). However they are addressed by
the state, the substantive requirements
of section 128 are necessarily included
in EPA’s evaluation of infrastructure SIP
submittals because section
110(a)(2)(E)(ii) explicitly requires that
the state satisfy the provisions of section
128.
As another example, EPA’s review of
infrastructure SIP submittals with
respect to the PSD program
requirements in sections 110(a)(2)(C),
(D)(i)(II), and (J) focuses upon the
structural PSD program requirements
contained in part C, title I of the Act and
EPA’s PSD regulations. Structural PSD
program requirements include
provisions necessary for the PSD
program to address all regulated sources
and regulated NSR pollutants, including
greenhouse gases (GHGs). By contrast,
structural PSD program requirements do
not include provisions that are not
required under EPA’s regulations at 40
Code of Federal Regulations (CFR)
51.166 but are merely available as an
option for the state, such as the option
to provide grandfathering of complete
permit applications with respect to the
2012 PM2.5 NAAQS. Accordingly, the
latter optional provisions are types of
provisions EPA considers irrelevant in
the context of an infrastructure SIP
action.
For other section 110(a)(2) elements,
however, EPA’s review of a state’s
infrastructure SIP submittal focuses on
assuring that the state’s SIP meets basic
structural requirements. For example,
section 110(a)(2)(C) includes, inter alia,
the requirement that states have a
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program to regulate minor new sources.
Thus, EPA evaluates whether the state
has a SIP-approved minor NSR program
and whether the program addresses the
pollutants relevant to that NAAQS. In
the context of acting on an
infrastructure SIP submittal, however,
EPA does not think it is necessary to
conduct a review of each and every
provision of a state’s existing minor
source program (i.e., already in the
existing SIP) for compliance with the
requirements of the CAA and EPA’s
regulations that pertain to such
programs.
With respect to certain other issues,
EPA does not believe that an action on
a state’s infrastructure SIP submittal is
necessarily the appropriate type of
action in which to address possible
deficiencies in a state’s existing SIP.
These issues include: (i) Existing
provisions related to excess emissions
from sources during periods of startup,
shutdown, or malfunction that may be
contrary to the CAA and EPA’s policies
addressing such excess emissions
(‘‘SSM’’); (ii) existing provisions related
to ‘‘director’s variance’’ or ‘‘director’s
discretion’’ that may be contrary to the
CAA because they purport to allow
revisions to SIP-approved emissions
limits while limiting public process or
not requiring further approval by EPA;
and (iii) existing provisions for PSD
programs that may be inconsistent with
current requirements of EPA’s ‘‘Final
NSR Improvement Rule,’’ 67 FR 80186,
December 31, 2002, as amended by 72
FR 32526, June 13, 2007 (‘‘NSR
Reform’’). Thus, EPA believes it may
approve an infrastructure SIP submittal
without scrutinizing the totality of the
existing SIP for such potentially
deficient provisions and may approve
the submittal even if it is aware of such
existing provisions.10 It is important to
note that EPA’s approval of a state’s
infrastructure SIP submittal should not
be construed as explicit or implicit reapproval of any existing potentially
deficient provisions that relate to the
three specific issues just described.
EPA’s approach to review of
infrastructure SIP submittals is to
identify the CAA requirements that are
logically applicable to that submittal.
EPA believes that this approach to the
review of a particular infrastructure SIP
submittal is appropriate, because it
would not be reasonable to read the
10 By contrast, EPA notes that if a state were to
include a new provision in an infrastructure SIP
submittal that contained a legal deficiency, such as
a new exemption for excess emissions during SSM
events, then EPA would need to evaluate that
provision for compliance against the rubric of
applicable CAA requirements in the context of the
action on the infrastructure SIP.
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general requirements of section
110(a)(1) and the list of elements in
110(a)(2) as requiring review of each
and every provision of a state’s existing
SIP against all requirements in the CAA
and EPA regulations merely for
purposes of assuring that the state in
question has the basic structural
elements for a functioning SIP for a new
or revised NAAQS. Because SIPs have
grown by accretion over the decades as
statutory and regulatory requirements
under the CAA have evolved, they may
include some outmoded provisions and
historical artifacts. These provisions,
while not fully up to date, nevertheless
may not pose a significant problem for
the purposes of ‘‘implementation,
maintenance, and enforcement’’ of a
new or revised NAAQS when EPA
evaluates adequacy of the infrastructure
SIP submittal. EPA believes that a better
approach is for states and EPA to focus
attention on those elements of section
110(a)(2) of the CAA most likely to
warrant a specific SIP revision due to
the promulgation of a new or revised
NAAQS or other factors.
For example, EPA’s 2013
Infrastructure SIP Guidance gives
simpler recommendations with respect
to carbon monoxide than other NAAQS
pollutants to meet the visibility
requirements of section
110(a)(2)(D)(i)(II), because carbon
monoxide does not affect visibility. As
a result, an infrastructure SIP submittal
for any future new or revised NAAQS
for carbon monoxide need only state
this fact in order to address the visibility
prong of section 110(a)(2)(D)(i)(II).
Finally, EPA believes that its
approach with respect to infrastructure
SIP requirements is based on a
reasonable reading of sections 110(a)(1)
and 110(a)(2) because the CAA provides
other avenues and mechanisms to
address specific substantive deficiencies
in existing SIPs. These other statutory
tools allow EPA to take appropriately
tailored action, depending upon the
nature and severity of the alleged SIP
deficiency. Section 110(k)(5) authorizes
EPA to issue a ‘‘SIP call’’ whenever the
Agency determines that a state’s SIP is
substantially inadequate to attain or
maintain the NAAQS, to mitigate
interstate transport, or to otherwise
comply with the CAA.11 Section
110(k)(6) authorizes EPA to correct
errors in past actions, such as past
11 For example, EPA issued a SIP call to Utah to
address specific existing SIP deficiencies related to
the treatment of excess emissions during SSM
events. See ‘‘Finding of Substantial Inadequacy of
Implementation Plan; Call for Utah State
Implementation Plan Revisions,’’ 76 FR 21639,
April 18, 2011.
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approvals of SIP submittals.12
Significantly, EPA’s determination that
an action on a state’s infrastructure SIP
submittal is not the appropriate time
and place to address all potential
existing SIP deficiencies does not
preclude EPA’s subsequent reliance on
provisions in section 110(a)(2) as part of
the basis for action to correct those
deficiencies at a later time. For example,
although it may not be appropriate to
require a state to eliminate all existing
inappropriate director’s discretion
provisions in the course of acting on an
infrastructure SIP submittal, EPA
believes that section 110(a)(2)(A) may be
among the statutory bases that EPA
relies upon in the course of addressing
such deficiency in a subsequent
action.13
II. Background
A. Statutory Requirements
As discussed in section I of this
proposed rule, CAA section 110(a)(1)
requires each state to submit to EPA,
within three years after the
promulgation of a primary or secondary
NAAQS or any revision thereof, an
infrastructure SIP revision that provides
for the implementation, maintenance,
and enforcement of such NAAQS.
Section 110(a)(2) sets the content
requirements of such a plan, which
generally relate to the information and
authorities, compliance assurances,
procedural requirements, and control
measures that constitute the
‘‘infrastructure’’ of a state’s air quality
management program. These
infrastructure SIP elements required by
section 110(a)(2) are as follows:
• Section 110(a)(2)(A): Emission
limits and other control measures.
• Section 110(a)(2)(B): Ambient air
quality monitoring/data system.
12 EPA has used this authority to correct errors in
past actions on SIP submittals related to PSD
programs. See ‘‘Limitation of Approval of
Prevention of Significant Deterioration Provisions
Concerning Greenhouse Gas Emitting-Sources in
State Implementation Plans; Final Rule,’’ 75 FR
82536, December 30, 2010. EPA has previously
used its authority under CAA section 110(k)(6) to
remove numerous other SIP provisions that the
Agency determined it had approved in error. See,
e.g., 61 FR 38664, July 25, 1996 and 62 FR 34641,
June 27, 1997 (corrections to American Samoa,
Arizona, California, Hawaii, and Nevada SIPs); 69
FR 67062, November 16, 2004 (corrections to
California SIP); and 74 FR 57051, November 3, 2009
(corrections to Arizona and Nevada SIPs).
13 See, e.g., EPA’s disapproval of a SIP submittal
from Colorado on the grounds that it would have
included a director’s discretion provision
inconsistent with CAA requirements, including
section 110(a)(2)(A). See, e.g., 75 FR 42342 at
42344, July 21, 2010 (proposed disapproval of
director’s discretion provisions); 76 FR 4540,
January 26, 2011 (final disapproval of such
provisions).
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• Section 110(a)(2)(C): Program for
enforcement of control measures and
regulation of new and modified
stationary sources.
• Section 110(a)(2)(D)(i): Interstate
pollution transport.
• Section 110(a)(2)(D)(ii): Interstate
and international pollution abatement.
• Section 110(a)(2)(E): Adequate
resources and authority, conflict of
interest, and oversight of local and
regional government agencies.
• Section 110(a)(2)(F): Stationary
source monitoring and reporting.
• Section 110(a)(2)(G): Emergency
episodes.
• Section 110(a)(2)(H): SIP revisions.
• Section 110(a)(2)(J): Consultation
with government officials, public
notification, PSD, and visibility
protection.
• Section 110(a)(2)(K): Air quality
modeling and submittal of modeling
data.
• Section 110(a)(2)(L): Permitting
fees.
• Section 110(a)(2)(M): Consultation/
participation by affected local entities.
Two elements identified in section
110(a)(2) are not governed by the threeyear submittal deadline of section
110(a)(1) and are therefore not
addressed in this action. These two
elements are: (i) Section 110(a)(2)(C) to
the extent it refers to permit programs
required under part D (nonattainment
NSR), and (ii) section 110(a)(2)(I),
pertaining to the nonattainment
planning requirements of part D. As a
result, this action does not address
infrastructure for the nonattainment
NSR portion of section 110(a)(2)(C) or
the whole of section 110(a)(2)(I).
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B. NAAQS Addressed by This Proposal
Between 1997 and 2012, EPA
promulgate a series of new or revised
NAAQS for ozone, PM2.5, Pb, NO2, and
SO2, each of which triggered the
requirement for states to submit
infrastructure SIPs. The NAAQS
addressed by this infrastructure SIP
proposal include the following:
• 1997 ozone NAAQS, which
established 8-hour average primary and
secondary ozone standards of 0.08 ppm,
and revoked the 1979 1-hour ozone
standard of 0.12 parts per million
(ppm).14
• 2008 ozone NAAQS, which revised
the 8-hour ozone standards to 0.075
ppm.15
• 1997 PM2.5 NAAQS, which set 24hour average primary and secondary
PM2.5 standards of 65 mg/m3 and annual
14 62
15 73
FR 38856, July 18, 1997.
FR 16436, March 27, 2008.
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primary and secondary PM2.5 standards
of 15 mg/m3.16
• 2006 PM2.5 NAAQS, which revised
the 1997 24-hour PM2.5 standards to 35
mg/m3, and retained the 1997 annual
standards.17
• 2012 PM2.5 NAAQS, which revised
the 1997 and 2006 annual PM2.5
standards to 12.0 mg/m3, and retained
the 2006 24-hour standards.18
• 2008 Pb NAAQS, which revised the
1978 Pb quarterly average standard of
1.5 mg/m3 to a rolling 3-month average
not to exceed 0.15 mg/m3 as a rolling
3-month average, and revised the
secondary standard to 0.15 mg/m3,
making it identical to the revised
primary standard.19
• 2010 NO2 NAAQS, which revised
the primary 1971 NO2 annual standard
of 53 parts per billion (ppb) by
supplementing it with a new 1-hour
average NO2 standard of 100 ppb, and
retained the secondary annual standard
of 53 ppb.20
• 2010 SO2 NAAQS, which
established a new 1-hour average SO2
standard of 75 ppb, retained the
secondary 3-hour average SO2 standard
of 500 ppb, and established a
mechanism for revoking the primary
1971 annual and 24-hour SO2
standards.21
C. EPA Guidance Documents
EPA has issued several guidance
memos on infrastructure SIPs that have
informed our evaluation, including the
following:
• March 2, 1978 guidance on the
conflict of interest requirements of
section 128, pursuant to the requirement
of section 110(a)(2)(E)(ii).22
• August 15, 2006 guidance on the
interstate transport requirements of
section 110(a)(2)(D)(i) with respect to
the 1997 ozone and 1997 PM2.5
NAAQS.23
16 62
FR 38652, July 18, 1997.
FR 61144, October 17, 2006.
18 78 FR 3086, January 15, 2013.
19 73 FR 66964, November 12, 2008.
20 75 FR 6474, February 9, 2010. The annual NO
2
standard of 0.053 ppm is listed in ppb for ease of
comparison with the new 1-hour standard.
21 75 FR 35520, June 22, 2010. The annual SO
2
standard of 0.5 ppm is listed in ppb for ease of
comparison with the new 1-hour standard.
22 Memorandum from David O. Bickart, Deputy
General Counsel, Office of General Counsel (OGC),
‘‘Guidance to States for Meeting Conflict of Interest
Requirements of Section 128,’’ March 2, 1978.
23 Memorandum from William T. Harnett,
Director, Air Quality Policy Division, Office of Air
Quality Planning and Standards (OAQPS),
‘‘Guidance for State Implementation Plan
Submissions to Meet Current Outstanding
Obligations Under Section 110(a)(2)(D)(i) for the
8-Hour Ozone and PM2.5 National Ambient Air
Quality Standards,’’ August 15, 2006.
17 71
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• October 2, 2007 guidance on
infrastructure SIP requirements for the
1997 ozone and 1997 PM2.5 NAAQS.24
• September 25, 2009 guidance on
infrastructure SIP requirements for the
2006 PM2.5 NAAQS. (‘‘2009
Infrastructure SIP Guidance’’) 25
• October 14, 2011 guidance on
infrastructure SIP requirements for the
2008 Pb NAAQS.26
• September 13, 2013 guidance on
infrastructure SIP requirements for the
2008 ozone, 2010 NO2, 2010 SO2, 2012
PM2.5, and future NAAQS. (‘‘2013
Infrastructure SIP Guidance’’) 27
D. Changes to the Application of PSD
Permitting Requirements to GHG
Emissions
With respect to CAA sections
110(a)(2)(C) and 110(a)(2)(J), EPA
interprets the Clean Air Act to require
each state to make an infrastructure SIP
submittal for a new or revised NAAQS
that demonstrates that the air agency
has a complete PSD permitting program
meeting the current requirements for all
regulated NSR pollutants. The PSDrelated requirement of section
110(a)(2)(D)(i)(II) may also be satisfied
by demonstrating the air agency has a
complete PSD permitting program
correctly addressing all regulated NSR
pollutants. California has shown that it
currently has a PSD program in place for
ten air districts (Eastern Kern, Imperial
County, Mendocino County, Monterey
Bay Unified, North Coast Unified,
Northern Sonoma County, Placer
County, Sacramento Metropolitan
(Metro), San Joaquin Valley, and YoloSolano) that cover all regulated NSR
pollutants, including GHGs, and one air
district (South Coast AQMD) that covers
GHGs.
On June 23, 2014, the United States
Supreme Court issued a decision
addressing the application of PSD
permitting requirements to GHG
24 Memorandum from William T. Harnett,
Director, Air Quality Policy Division, OAQPS,
‘‘Guidance on SIP Elements Required Under
Sections 110(a)(1) and (2) for the 1997 8-Hour
Ozone and PM2.5 National Ambient Air Quality
Standards,’’ October 2, 2007.
25 Memorandum from William T. Harnett,
Director, Air Quality Policy Division, OAQPS,
‘‘Guidance on SIP Elements Required Under
Sections 110(a)(1) and (2) for the 2006 24-Hour Fine
Particulate Matter National Ambient Air Quality
Standards,’’ September 25, 2009.
26 Memorandum from Stephen D. Page, Director,
OAQPS, ‘‘Guidance on State Implementation Plan
Elements Required Under Sections 110(a)(1) and
110(a)(2) for the 2008 Lead (Pb) National Ambient
Air Quality Standards,’’ October 14, 2011.
27 Memorandum from Stephen D. Page, Director,
OAQPS, ‘‘Guidance on Infrastructure State
Implementation Plan Elements under Clean Air Act
Sections 110(a)(1) and 110(a)(2),’’ September 13,
2013.
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emissions.28 The Supreme Court said
that EPA may not treat GHGs as an air
pollutant for purposes of determining
whether a source is a major source
required to obtain a PSD permit. The
Court also said that EPA could continue
to require that PSD permits, otherwise
required based on emissions of
pollutants other than GHGs, contain
limitations on GHG emissions based on
the application of Best Available
Control Technology (BACT). In order to
act consistently with its understanding
of the Court’s decision pending further
judicial action to effectuate the decision,
EPA is not continuing to apply EPA
regulations that would require that SIPs
include permitting requirements that
the Supreme Court found
impermissible. Specifically, EPA is not
applying the requirement that a state’s
SIP-approved PSD program require that
sources obtain PSD permits when GHGs
are the only pollutant (i) that the source
emits or has the potential to emit above
the major source thresholds, or (ii) for
which there is a significant emissions
increase and a significant net emissions
increase from a modification (e.g., 40
CFR 51.166(b)(48)(v)). EPA anticipates a
need to revise federal PSD rules in light
of the Supreme Court opinion. In
addition, EPA anticipates that many
states will revise their existing SIPapproved PSD programs in light of the
Supreme Court’s decision. The timing
and content of subsequent EPA actions
with respect to EPA regulations and
state PSD program approvals are
expected to be informed by additional
legal process before the United States
Court of Appeals for the District of
Columbia Circuit. At this juncture, EPA
is not expecting states to have revised
their PSD programs for purposes of
infrastructure SIP submittals and is only
evaluating such submittals to assure that
the state’s program correctly addresses
GHGs consistent with the Supreme
Court’s decision.
At present, EPA has determined that
California’s Infrastructure SIP
Submittals are sufficient to satisfy CAA
sections 110(a)(2)(C), (D)(i)(II), and (J)
for the 11 districts noted in this section
that have SIP-approved PSD programs
with respect to GHGs because the PSD
permitting program previously
approved by EPA into the SIP continues
to require that PSD permits (otherwise
required based on emissions of
pollutants other than GHGs) contain
limitations on GHG emissions based on
the application of BACT. Although the
SIP-approved PSD permitting programs
for these 11 air districts in California
28 Utility Air Regulatory Group v. Environmental
Protection Agency, 134 S. Ct. 2427.
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may currently contain provisions that
are no longer necessary in light of the
Supreme Court decision, this does not
render California’s Infrastructure SIP
Submittals inadequate to satisfy sections
110(a)(2)(C), (D)(i)(II), and (J) for these
air districts. The SIP contains the
necessary PSD requirements at this time
for these 11 districts, and the
application of those requirements is not
impeded by the presence of other
previously-approved provisions
regarding the permitting of sources of
GHGs that EPA does not consider
necessary at this time in light of the
Supreme Court decision. Accordingly,
the Supreme Court decision does not
affect EPA’s proposed partial approval
of California’s Infrastructure SIP
Submittals as to the requirements of
CAA sections 110(a)(2)(C), (D)(i)(II), and
(2)(J).
III. California’s Submittals
The California Air Resources Board
(ARB) has submitted several
infrastructure SIP revisions pursuant to
EPA’s promulgation of the NAAQS
addressed by this proposed rule,
including the following:
• November 16, 2007—‘‘Proposed
State Strategy for California’s 2007 State
Implementation Plan.’’ Appendices B
(‘‘110(a)(2) Infrastructure SIP’’) and G
(‘‘Legal Authority and Other
Requirements’’) contain California’s
infrastructure SIP revision for the 1997
ozone and 1997 PM2.5 NAAQS.
(‘‘California’s 2007 Submittal’’).29 This
submittal incorporates by reference
California’s section 110(a)(2) SIP
submitted in response to the 1970 CAA
and approved by EPA in 1979 in 40 CFR
52.220.
• October 6, 2011—‘‘State
Implementation Plan Revision for
Federal Lead Standard Infrastructure
Requirements,’’ which addresses the
2008 Pb NAAQS. (‘‘California’s 2011
Submittal’’).
• December 12, 2012—‘‘State
Implementation Plan Revision for
Federal Nitrogen Dioxide Standard
Infrastructure Requirements,’’ which
addressed the 2010 NO2 NAAQS.
(‘‘California’s 2012 Submittal’’).
29 California’s November 16, 2007 Submittal is
often referred to as California’s 2007 State Strategy.
EPA previously acted on Appendix C (‘‘Revised
Interstate Transport State Implementation Plan’’) of
California’s 2007 State Strategy, as modified by
Attachment A of the same submittal, which
contained California’s SIP revision to address the
interstate transport requirements of CAA section
110(a)(2)(D)(i) for the 1997 ozone and 1997 PM2.5
NAAQS. 76 FR 14616, March 17, 2011 (transport
prongs 1 and 2); 76 FR 48002, August 8, 2011
(transport prong 3); and 76 FR 34608, June 14, 2011
and 76 FR 48006, August 8, 2011 (transport prong
4).
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• March 6, 2014—‘‘California
Infrastructure SIP,’’ which provided
new submittals for the 2008 ozone, 2010
SO2, and 2012 PM2.5 NAAQS and
supplemented and amended the state’s
prior infrastructure SIP submittals.
(‘‘California’s 2014 Submittal’’).
• June 2, 2014—Great Basin Unified
APCD Rule 701 (‘‘Air Pollution Episode
Plan’’), which addresses CAA section
110(a)(2)(G) for the 1987 coarse
particulate matter (PM10) and 1997
PM2.5, 2006 PM2.5, and 2012 PM2.5
NAAQS. (‘‘Great Basin Rule 701’’).
We find that these submittals meet the
procedural requirements for public
participation under CAA section
110(a)(2) and 40 CFR 51.102. We are
proposing to act on all of these
submittals since they collectively
address the infrastructure SIP
requirements for the NAAQS addressed
by this proposed rule. We refer to them
collectively herein as ‘‘California’s
Infrastructure SIP Submittals.’’
Importantly, however, California has not
made a submittal for the interstate
transport requirements of CAA section
110(a)(2)(D)(i)(I) with respect to the
2006 PM2.5, 2012 PM2.5, 2008 ozone, and
2010 SO2 NAAQS.30 Thus we are not
addressing the requirements of section
110(a)(2)(D)(i)(I) with respect to these
four NAAQS in this proposed rule.
IV. EPA’s Evaluation and Proposed
Action
We have evaluated California’s
Infrastructure SIP Submittals and the
existing provisions of the California SIP
for compliance with the infrastructure
SIP requirements (or ‘‘elements’’) of
CAA section 110(a)(2) and applicable
regulations in 40 CFR part 51
(‘‘Requirements for Preparation,
Adoption, and Submittal of State
Implementation Plans’’). In addition,
our evaluation has been informed by
EPA guidance memos cited in section
II.C of this proposed rule. Given the
large volume of information required to
evaluate multiple SIP revisions for
multiple NAAQS in a state with the
largest number of local air districts in
the country—35 APCDs and air quality
management districts (AQMDs) in
total—we have prepared five technical
support documents that contain the
details of our evaluation and are
30 California made an infrastructure SIP submittal
for the 2006 24-hour PM2.5 NAAQS on July 7, 2009
that was subsequently withdrawn on July 18, 2014.
All infrastructure SIP requirements for the 2006 24hour PM2.5 NAAQS are addressed in California’s
2014 Submittal with the exception of the interstate
transport requirements of CAA section
110(a)(2)(D)(i)(I). Therefore, there is no California
submittal before EPA with respect to the interstate
transport requirements of section 110(a)(2)(D)(i)(I)
for the 2006 24-hour PM2.5 NAAQS.
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available in the public docket for this
rulemaking. The TSDs include our
Overarching TSD, which introduces our
evaluation as a whole and addresses the
majority of the requirements under
section 110(a)(2), and four other TSDs
that are specific to certain requirements
and CAA programs, as follows:
• Permit Programs TSD—addressing
CAA sections 110(a)(2)(C)/permit
programs (only), (D)(i)(II)/interstate
transport and PSD (only), (J)/PSD (only),
and (L)/permit fees.
• Interstate Transport TSD—
addressing CAA section 110(a)(2)(D).
• Conflict of Interest TSD—
addressing CAA section 110(a)(2)(E)(ii).
• Emergency Episode Planning TSD—
addressing CAA section 110(a)(2)(G).
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A. Proposed Approvals and Partial
Approvals
Based upon our evaluation as
presented in our five TSDs, EPA
proposes to approve California’s
Infrastructure SIP Submittals with
respect to the 1997 ozone, 2008 ozone,
1997 PM2.5, 2006 PM2.5, 2012 PM2.5,
2008 Pb, 2010 NO2, and 2010 SO2
NAAQS for the following infrastructure
SIP requirements. Proposed partial
approvals are indicated by the
parenthetical ‘‘(in part).’’
• Section 110(a)(2)(A): Emission
limits and other control measures.
• Section 110(a)(2)(B) (in part):
Ambient air quality monitoring/data
system.
• Section 110(a)(2)(C) (in part):
Program for enforcement of control
measures and regulation of new and
modified stationary sources.
• Section 110(a)(2)(D)(i) (in part):
Interstate pollution transport.31
• Section 110(a)(2)(D)(ii) (in part):
Interstate pollution abatement and
international air pollution.
• Section 110(a)(2)(E): Adequate
resources and authority, conflict of
interest, and oversight of local and
regional government agencies.
• Section 110(a)(2)(F): Stationary
source monitoring and reporting.
• Section 110(a)(2)(G) (in part):
Emergency episodes.
• Section 110(a)(2)(H): SIP revisions.
• Section 110(a)(2)(J) (in part):
Consultation with government officials,
public notification, PSD, and visibility
protection.
31 As noted in section III of this proposed rule,
California has not made a submittal for the
interstate transport requirements of CAA section
110(a)(2)(D)(i)(I) for the 2006 PM2.5, 2012 PM2.5,
2008 ozone, and 2010 SO2 NAAQS. Thus we are not
proposing any action with respect to the
requirements of section 110(a)(2)(D)(i)(I) with
respect to these four NAAQS in this proposed rule.
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• Section 110(a)(2)(K): Air quality
modeling and submittal of modeling
data.
• Section 110(a)(2)(L): Permitting
fees.
• Section 110(a)(2)(M): Consultation/
participation by affected local entities.
i. Proposed Approval of State and Local
Provisions Into the California SIP
As part of these proposed approvals,
we are also proposing to approve several
state statutes and regulations and one
air district rule into the California SIP.
Specifically, for all of the NAAQS
addressed in this proposal, we propose
to approve into the SIP five state
provisions from the California
Government Code (GC) statutes and
California Code of Regulations (CCR),
which were submitted in California’s
2014 Submittal and which address the
conflict of interest requirements of CAA
sections 110(a)(2)(E)(ii) and 128. These
provisions include 9 GC 82048, 9 GC
87103, 9 GC 87302, 2 CCR 18700, and
2 CCR 18701. For discussion of these
conflict of interest provisions, please see
our Conflict of Interest TSD.
We also propose to approve Great
Basin Rule 701 into the California SIP
with respect to the 1987 PM10, 1997
PM2.5, 2006 PM2.5, and 2012 PM2.5
NAAQS for the emergency episode
planning requirements of CAA section
110(a)(2)(G) and 40 CFR part 51, subpart
H. For our evaluation of this emergency
episode rule, please refer to our
Emergency Episode Planning TSD.
ii. Proposed Approval of
Reclassification Requests for Emergency
Episode Planning
California’s 2012 and 2014 Submittals
requested that EPA reclassify several
AQCRs with respect to the emergency
episode planning requirements of CAA
section 110(a)(2)(G) and 40 CFR part 51,
subpart H, as applicable to ozone, NO2,
and SO2. The air quality tests for
classifying AQCRs are prescribed in 40
CFR 51.150 and are pollutant-specific
(e.g., ozone) rather than being specific to
any given NAAQS (e.g., 1997 ozone
NAAQS). Consistent with the provisions
of 40 CFR 51.153, reclassification of
AQCRs must rely on the most recent
three years of air quality data. AQCRs
that are classified Priority I, IA, or II are
required to have SIP-approved
emergency episode contingency plans,
while those classified Priority III are not
required to have such plans, pursuant to
40 CFR 51.151 and 51.152. We interpret
40 CFR 51.153 as establishing the means
for states to review air quality data and
request a higher or lower classification
for any given region and as providing
the regulatory basis for EPA to reclassify
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such regions, as appropriate, under the
authorities of CAA sections 110(a)(2)(G)
and 301(a)(1).
On the basis of California’s ambient
air quality data for 2011–2013, we are
proposing to grant five of California’s
ten requests and deny the five
remaining requests. Note, however, that
our proposed denial of such a
reclassification request does not
necessarily lead to disapproval as most
districts that are required to have
emergency episode contingency plans
for a given set of air pollutants continue
to have SIP-approved emergency
episode rules that apply to such
pollutants. The exception to this
scenario is the Mountain Counties
AQCR for ozone, which we discuss in
section IV.B.iii of this proposed rule.
For further discussion of the emergency
episode planning evaluation, please
refer to our Emergency Episode
Planning TSD.
While we propose to grant or deny
such requests within this proposed rule,
the authority to take final action to
reclassify AQCRs is reserved by the EPA
Administrator. We will draft a
reclassification final rule for signature
by the EPA Administrator that will be
separate from the broader final rule on
California’s Infrastructure SIP
Submittals for signature by the EPA
Region 9 Regional Administrator.
Ozone
For ozone, an AQCR with a 1-hour
ozone level greater than 0.10 ppm over
the most recent three-year period must
be classified Priority I, while all other
areas are classified Priority III. Per
California’s requests, we propose to
reclassify the Lake Tahoe and North
Central Coast AQCRs to Priority III for
ozone as neither recorded 1-hour ozone
levels greater than 0.10 ppm in 2011–
2013. We propose to deny California’s
reclassification requests for the
Mountain Counties, Sacramento Valley,
San Diego, and Southeast Desert AQCRs
for ozone as each area has exceeded the
ozone classification threshold in 2011–
2013. As a result, California would have
seven Priority I AQCRs for ozone,
including five for which we are
proposing to deny California’s
reclassification request and two others
(Metropolitan Los Angeles and San
Joaquin Valley AQCRs). Five of these
AQCRs, including Metropolitan Los
Angeles, San Diego, San Francisco Bay
Area, San Joaquin Valley, and Southeast
Desert, have adequate SIP-approved
emergency episode rules applicable to
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ozone that cover the full geographic
extent of the AQCRs.32
Two additional AQCRs in northern
and central California comprise many
air districts. Sacramento Valley AQCR
includes all or portions of eight air
districts, just one of which (Sacramento
Metro AQMD) recorded a 1-hour ozone
level above 0.10 ppm during 2011–2013.
Sacramento Metro AQMD already has
an adequate SIP-approved emergency
episode rule applicable to ozone.
Mountain Counties includes portions of
seven air districts, just two of which (El
Dorado County APCD and Placer
County APCD) recorded a 1-hour ozone
level above 0.10 ppm during 2011–2013.
Unlike Sacramento Metro, these two air
districts do not have SIP-approved
emergency episode rules. Within these
two AQCRs, the population and
concentration of emission sources is
greatest in the greater Sacramento
metropolitan area and the air districts of
El Dorado County, Placer County, and
Sacramento Metro (i.e., Sacramento
County) each share a county border with
one another.
Because recent ambient air quality
data do not indicate that ozone levels
are likely to approach the first
recommended 1-hour ozone alert level
of 0.20 ppm, much less the 2-hour
significant harm level of 0.6 ppm, we
propose to find that to satisfy the
requirements of 40 CFR 51.151 for
contingency plans for these two AQCRs
classified Priority I, California needs to
provide emergency episode contingency
plans for the three air districts that have
recorded a 1-hour ozone level above
0.10 ppm. As noted, Sacramento Metro
AQMD already has an adequate SIPapproved emergency episode rule
applicable to ozone. Thus, we propose
to approve California’s 2007 and 2014
Submittals with respect to the 1997
ozone and 2008 ozone for the
Sacramento Valley AQCR for the
emergency episode planning
requirements of CAA section
110(a)(2)(G). Since El Dorado County
APCD and Placer County APCD do not
have such SIP-approved rules, we
propose to partially disapprove
California’s 2007 and 2014 Submittals
with respect to the 1997 ozone and 2008
ozone NAAQS for the Mountain
Counties AQCR, as discussed in section
IV.B.iii of this proposed rule.
NO2 and SO2
For NO2, an AQCR with an annual
average NO2 level greater than 0.06 ppm
32 Note that Metropolitan Los Angeles and
Southeast Desert AQCRs comprise multiple
districts, each of which have SIP-approved
emergency episode rules applicable to ozone.
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over the most recent three-year period
must be classified Priority I. Per
California’s request, we propose to
reclassify the Metropolitan Los Angeles
AQCR to Priority III for NO2 since no
part of this region (comprised of all or
portions of Santa Barbara County, South
Coast, and Ventura County air districts)
recorded an annual average NO2 level
greater than 0.06 ppm in 2011–2013.
Finalization of this proposed
reclassification would mean that the
whole state would be classified Priority
III for NO2, and therefore no emergency
episode contingency plan for NO2
would be required for any of the state’s
14 AQCRs. We therefore propose to
approve California’s 2012 and 2014
Submittals with respect to the 2010 NO2
NAAQS for the emergency episode
planning requirements of CAA section
110(a)(2)(G).
For SO2, the classification thresholds
for SO2 are unique in that they are
prescribed for three different averaging
periods, including the following Priority
II classification thresholds: 3-hour
average greater than 0.5 ppm, 24-hour
average between 0.10–0.17 ppm, and
annual arithmetic mean between 0.02–
0.04 ppm. Per California’s request, we
propose to reclassify the Metropolitan
Los Angeles and San Francisco Bay
Area AQCRs to Priority III for SO2 as
neither recorded SO2 levels exceeding
the 3-hour average threshold or the
lower end of the 24-hour and annual
classification threshold ranges in 2011–
2013. Finalization of this proposed
reclassification would mean that the
whole state would be classified Priority
III for SO2, and therefore no emergency
episode contingency plan for SO2 would
be required for any of the state’s 14
AQCRs. We therefore propose to
approve California’s 2014 Submittal
with respect to the 2010 SO2 NAAQS for
the emergency episode planning
requirements of CAA section
110(a)(2)(G).
iii. Proposed Reclassifications for PM
Emergency Episode Planning
California’s 2014 Submittal requested
that EPA treat all areas of the state as
though they were classified Priority III
for purposes of PM2.5 with respect the
emergency episode planning
requirements of CAA section
110(a)(2)(G) and 40 CFR part 51, subpart
H, with the exception of Great Basin
Valley AQCR, for which ARB requested
treatment as a Priority II area. However,
the air quality test for classifying AQCRs
for PM that are prescribed in 40 CFR
51.150 are not specific to either PM2.5 or
PM10—they are simply for PM. Thus, we
evaluated California’s 2014 Submittal as
follows.
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As an initial screen, and given the
provision of 40 CFR 51.153(a) to review
the most recent three years of air quality
data, we reviewed California’s 24-hour
PM2.5 air quality data from 2011–2013 to
identify areas where concentrations
exceeded EPA’s recommended 24-hour
PM2.5 threshold of 140.4 mg/m3 for
emergency episode planning.33 There
were two occasions where the
concentrations exceeded this threshold:
208 mg/m3 on December 1, 2011 at the
Keeler-Cerro Gordo Road monitor in
Great Basin Valley AQCR, and 167
mg/m3 on May 5, 2013 at the
Bakersfield-Planz monitor in San
Joaquin Valley AQCR.
For these two areas, we also reviewed
the 24-hour PM10 air quality data to
determine the appropriate emergency
episode classification under 40 CFR
51.150. We propose to classify such
areas based on PM10 values, rather than
PM2.5 values alone, in order to ensure
adequate protection from PM emergency
episodes as a whole. Following
classification, however, we also propose
that such differences could be relevant
in determining the adequacy of a PM
emergency episode contingency plan.
We discuss the rationale for these two
proposal in our Emergency Episode
Planning TSD.
For PM, an AQCR with a 24-hour PM
maximum level between 150–325 mg/m3
over the most recent three-year period
must be classified Priority II and an
AQCR with a 24-hour PM maximum
level greater than 325 mg/m3 must be
classified Priority I. The monitors in
Great Basin Valley AQCR recorded over
90 instances during 2011–2013 where
24-hour PM10 levels exceeded the
Priority I threshold of 325 mg/m3. As
such, we propose to revise the PM
emergency episode classification of
Great Basin Valley AQCR from Priority
III to Priority I in 40 CFR 52.221. The
monitors in San Joaquin Valley AQCR
recorded 15 instances during 2011–2013
where 24-hour PM10 levels were within
the Priority II range of 150–325 mg/m3,
with no exceedances of the Priority I
threshold of 325 mg/m3 during that time.
We therefore propose to revise the PM
emergency episode classification of San
Joaquin Valley AQCR from Priority I to
Priority II in 40 CFR 52.221.
Based on these classifications, we
have reviewed the adequacy of each
area’s PM emergency episode plans. As
noted in section IV.A.i of this proposed
rule, we propose to approve Great Basin
Rule 701 for the emergency episode
33 2009 Infrastructure SIP Guidance, pp. 6–7 and
Attachment B (‘‘Recommended Interim Significant
Harm Level, Priority Levels, and Action Levels for
PM2.5 Emergency Episode Plans (EEPs)’’).
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planning requirements of CAA section
110(a)(2)(G) with respect to the PM2.5
and PM10 NAAQS. However, for San
Joaquin Valley AQCR, we proposed to
partially disapprove California’s 2007
and 2014 Submittals for section
110(a)(2)(G) with respect to the 1997
PM2.5, 2006 PM2.5, and 2012 PM2.5
NAAQS, which we discuss in section
IV.B.iii of this proposed rule. For further
discussion of the emergency episode
planning evaluation as a whole, please
refer to our Emergency Episode
Planning TSD.
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B. Proposed Partial Disapprovals
EPA proposes to partially disapprove
California’s Infrastructure SIP
Submittals with respect to the NAAQS
identified for each of the following
infrastructure SIP requirements (details
of the partial disapprovals are presented
after this list):
• Section 110(a)(2)(B) (in part):
Ambient air quality monitoring/data
system (for the 1997 ozone and 2008
ozone NAAQS for the Bakersfield
Metropolitan Statistical Area (MSA) in
San Joaquin Valley APCD).
• Section 110(a)(2)(C) (in part):
Program for enforcement of control
measures and regulation of new and
modified stationary sources (for all
NAAQS addressed by this proposed rule
due to PSD program and minor NSR
deficiencies in certain air districts).
• Section 110(a)(2)(D)(i) (in part):
Interstate pollution transport (for all
NAAQS addressed by this proposed rule
due to PSD program deficiencies in
certain air districts).
• Section 110(a)(2)(D)(ii) (in part):
Interstate pollution abatement and
international air pollution (for all
NAAQS addressed by this proposed rule
due to PSD program deficiencies in
certain air districts).
• Section 110(a)(2)(G) (in part):
Emergency episodes (for the 1997 ozone
and 2008 ozone NAAQS for the
Mountain Counties AQCR, and for the
1997 PM2.5, 2006 PM2.5, and 2012 PM2.5
NAAQS for the San Joaquin Valley
AQCR).
• Section 110(a)(2)(J) (in part):
Consultation with government officials,
public notification, PSD, and visibility
protection (for all NAAQS addressed by
this proposed rule due to PSD program
deficiencies in certain air districts).
i. Ambient Air Monitoring Partial
Disapproval
We propose to partially disapprove
California’s 2007 and 2014 Submittals
for CAA section 110(a)(2)(B) with
respect to the 1997 ozone and 2008
ozone NAAQS for the Bakersfield MSA
portion of the California SIP because the
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ozone monitor located at the Arvin-Bear
Mountain Road site, which had been the
maximum ozone concentration monitor
in the Bakersfield MSA, was closed
without an approved replacement site.
The requirement to have such a
maximum ozone concentration monitor
is found in 40 CFR part 51, Appendix
D, 4.1(b) and the requirement that
modifications to a monitoring network
must be reviewed and approved by the
relevant Regional Administrator is
found in 40 CFR 58.14(b). For further
discussion of this partial disapproval,
please see our evaluation for CAA
section 110(a)(2)(B) in our Overarching
TSD.
ii. Permit Program-Related Partial
Disapprovals
We propose to partially disapprove
portions of California’s Infrastructure
SIP Submittals with respect to the PSDrelated requirements of sections
110(a)(2)(C), (D)(i)(II), (D)(ii), and (J) for
several air districts because the
California SIP does not fully satisfy the
statutory and regulatory requirements
for PSD permit programs as to those air
districts. In addition, we propose to
partially disapprove portions of
California’s Infrastructure SIP
Submittals with respect to the minor
NSR-related requirements of section
110(a)(2)(C) for several air districts
because the California SIP does not
include minor NSR programs for five air
districts. With respect to interstate
transport requirement of CAA section
110(a)(2)(D)(i)(II), we also considered
the status of the nonattainment NSR
programs of the applicable California air
districts and propose to approve
California’s Infrastructure SIP
Submittals for this aspect of the
interstate transport requirements. Lastly,
regarding section 110(a)(2)(D)(ii) and
compliance with the requirement of
section 126(a) for proposed, major new
or modified sources to notify all
potentially affected, nearby states, as
applicable, we propose to partially
disapprove California’s Infrastructure
SIP Submittals for many air districts.
We provide a summary of the basis of
our proposed partial disapprovals in the
following paragraphs. For further detail
on the nature and extent of these
proposed partial disapprovals, please
refer to our Permit Programs TSD.
PSD Permit Programs
We reviewed the permit programs of
California’s 35 air districts for SIPapproved provisions to address PSD
requirements that we consider
‘‘structural’’ for purposes of sections
110(a)(2)(C), (D)(i)(II), and (J), including
the following requirements that were
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most recently added to the federal PSD
regulations: Provisions identifying
nitrogen oxides (NOX) as ozone
precursors; provisions to regulate PM2.5,
including condensable PM2.5, PM2.5
precursor emissions, and PSD
increments for PM2.5; and provisions to
regulate GHGs. For the PSD
requirements for GHGs, we conducted
our evaluation consistent with the
recent changes to the application of
such requirements due to the U.S.
Supreme Court decision of June 23,
2014, as discussed in section II.D of this
proposed rule.
We propose to approve seven districts
as meeting the structural PSD
requirements, including Eastern Kern,
Imperial County, Monterey Bay Unified,
Placer County, Sacramento Metro, San
Joaquin Valley, and Yolo-Solano air
districts. With respect to Monterey Bay
Unified APCD, our proposed approval
for sections 110(a)(2)(C), (D)(i)(II), and
(J) is contingent on finalizing our
proposed rule on a PSD SIP revision for
this district that meets such structural
PSD requirements.34 However, we note
that the district’s current SIP-approved
PSD program does not include
requirements for the regulation of PM2.5,
PM2.5 precursors, condensable PM2.5, or
PSD increments for PM2.5. Thus, in the
event that we are not able to finalize our
proposed action on such PSD SIP
revision prior to finalizing action on
California’s Infrastructure SIP
Submittals, we propose in the
alternative to partially disapprove
Monterey Bay Unified APCD for these
specific PSD-related requirements for
sections 110(a)(2)(C), (D)(i)(II), and (J).
An additional four air districts,
including Mendocino County, North
Coast Unified, Northern Sonoma
County, and South Coast air districts,
partially meet and partially do not meet
the structural PSD requirements. South
Coast AQMD has a SIP-approved PSD
program for GHGs only, but it does not
have a SIP-approved PSD program to
address any other regulated NSR
pollutants. Thus we propose to partially
disapprove California’s Infrastructure
SIP Submittals as to this district for the
PSD-related requirement of sections
110(a)(2)(C), (D)(i)(II), and (J).
North Coast Unified AQMD has a SIPapproved PSD program that, on the
whole, addresses all regulated NSR
pollutants. However, it does not
explicitly regulate NOX as an ozone
precursor and does not include
requirements for the regulation of PM2.5,
34 The pre-publication copy of our proposed rule
on Monterey Bay Unified APCD’s PSD SIP revision,
signed on September 30, 2014, is included in the
docket of our proposed rule.
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PM2.5 precursors, condensable PM2.5, or
PSD increments for PM2.5. Therefore, we
propose to partially disapprove
California’s Infrastructure SIP
Submittals as to this district for these
specific deficiencies for PSD-related
requirements of section 110(a)(2)(C),
(D)(i)(II), and (J). Mendocino County
AQMD and Northern Sonoma County
APCD each have SIP-approved PSD
programs that generally address the
structural PSD requirements, but do not
include requirements for a baseline date
for PSD increments for PM2.5. Thus, we
propose to partially disapprove
California’s Infrastructure SIP
Submittals as to both of these districts
for this specific deficiency in the PSDrelated requirements of section
110(a)(2)(C), (D)(i)(II), and (J).
The remaining 24 air districts are
subject to the existing PSD FIP in 40
CFR 52.21, including Amador County,
Antelope Valley, Bay Area, Butte
County, Calaveras County, Colusa
County, El Dorado County, Feather
River, Glenn County, Great Basin
Unified, Lake County, Lassen County,
Mariposa County, Modoc County,
Mojave Desert, Northern Sierra, San
Diego County, San Luis Obispo County,
Santa Barbara County, Shasta County,
Siskiyou County, Tehama County,
Tuolumne County, and Ventura County
air districts. Eight of these, including
Bay Area, Butte County, Feather River,
Great Basin Unified, San Diego County,
San Luis Obispo County, Santa Barbara
County, and Ventura County air
districts, have made PSD SIP submittals
for which EPA has not yet proposed or
finalized action. Accordingly, we
propose to partially disapprove
California’s Infrastructure SIP
Submittals as to each of these 24 air
districts with respect to the PSD-related
requirements of section 110(a)(2)(C),
(D)(i)(II), and (J). As discussed further in
section IV.C of this proposed rule, the
partial disapprovals as to these 24
districts would not result in new FIP
obligations, because EPA has already
promulgated a PSD FIP for each district.
Minor NSR Programs
Consistent with the requirement of
section 110(a)(2)(C) that the SIP include
a program for the regulation of minor
sources, we also evaluated California’s
Infrastructure SIP Submittals and the
California SIP with respect to minor
NSR programs covering the NAAQS
addressed by this proposed rule. Thirty
of the 35 air districts have a SIPapproved minor NSR program that
applies to all NAAQS, and therefore
meet the minor NSR component of
section 110(a)(2)(C). The remaining five
air districts—Lake County, Mariposa
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County, Mojave Desert, Northern
Sierra,35 and Tuolumne County air
districts—have minor NSR programs
that establish similar requirements, but
they have not been submitted and
approved into the California SIP.
Therefore, we propose to partially
disapprove California’s Infrastructure
SIP Submittals with respect to the minor
NSR requirement of CAA section
110(a)(2)(C) for these five air districts.
Nonattainment NSR Permit Programs
With respect to interstate transport
requirement of CAA section
110(a)(2)(D)(i)(II), in addition to
reviewing the air districts’ PSD
programs, we also considered the
nonattainment NSR programs of the
applicable California air districts as
follows. CAA section 110(a)(2)(D)(i)(II)
requires SIPs to prohibit emissions that
will interfere with other state’s
measures to prevent significant
deterioration of air quality. The PSD and
nonattainment NSR permit programs
require preconstruction permits to
protect the air quality within each state
and are designed to prohibit
construction of new major sources and
major modifications at existing major
sources from contributing to
nonattainment in surrounding areas,
including nearby states. Specifically, a
PSD permit may not be issued unless
the new or modified source
demonstrates that emissions from the
construction or operation of the facility
will not cause or contribute to air
pollution in any area that exceeds any
NAAQS or any maximum allowable
increase (i.e., PSD increment).36A
nonattainment NSR permit may not be
issued unless the new or modified
source shows it has obtained sufficient
emissions reductions to offset increases
in emissions of the pollutants for which
an area is designated nonattainment,
consistent with reasonable further
progress toward attainment.37 Because
the PSD and nonattainment NSR
permitting programs currently
applicable in each area require a
demonstration that new or modified
sources will not cause or contribute to
air pollution in excess of the NAAQS in
neighboring states or that sources in
nonattainment areas procure offsets,
states may satisfy the PSD-related
requirement of section 110(a)(2)(D)(i)(II)
35 Note that Northern Sierra AQMD comprises
three counties, one of which (Nevada County) has
a SIP-approved minor NSR program while the other
two (Plumas and Sierra counties) do not. Thus, our
conclusion on the absence of a SIP-approved minor
NSR program pertains only to these two counties
within Northern Sierra AQMD.
36 42 U.S.C. § 7475(a)(3); 40 CFR 51.166(k).
37 42 U.S.C. § 7503(a)(1); 40 CFR 51.165(a)(3).
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by submitting SIPs confirming that
major sources and major modifications
in the state are subject to PSD programs
that implement current requirements
and nonattainment NSR programs that
address the NAAQS pollutants for
which areas of the state that have been
designated nonattainment.
Accordingly, we reviewed the
nonattainment NSR programs of
California’s 22 air districts that are
designated nonattainment for ozone,
PM2.5, or Pb, as applicable,38 to
determine whether these programs
generally address the applicable
nonattainment pollutants. We refer to
this aspect of section 110(a)(2)(D)(i)(II)
herein as the ‘‘nonattainment NSR
element.’’
We propose to find that California
meets the nonattainment NSR element
of section 110(a)(2)(D)(i)(II) through a
variety of mechanisms, as follows. Nine
of the 22 air districts with
nonattainment areas meet the
nonattainment NSR element via SIPapproved programs, including the
following air districts: Antelope Valley,
Eastern Kern, Mojave Desert, Placer
County, San Diego County, and Ventura
County (for the 1997 ozone and 2008
ozone NAAQS); Sacramento Metro and
Feather River (for the 1997 ozone, 2008
ozone, and 2006 PM2.5 NAAQS); and
San Joaquin Valley (for the 1997 ozone,
2008 ozone, 1997 PM2.5, and 2006 PM2.5
NAAQS).
An additional eight air districts have
affirmed that they implement the
interim nonattainment NSR program in
40 CFR part 51, Appendix S, which
applies to new or modified major
stationary sources pursuant to 40 CFR
52.24(k), until California submits (on
behalf of a given district) and EPA
approves SIP revisions addressing the
applicable nonattainment NSR program
requirements. This scenario applies to
the following districts: Calaveras
County, Mariposa County, and Northern
Sierra (for the 1997 ozone and 2008
ozone NAAQS); and Bay Area, Butte
County, El Dorado County, Imperial
County, Yolo-Solano (for the 1997
ozone, 2008 ozone, and 2006 PM2.5
NAAQS). We note that Bay Area, Butte
County, Imperial County, and South
Coast air districts have each submitted
SIP revisions to address some or all of
the outstanding nonattainment NSR
requirements. We anticipate proposing
or taking final action on some or all of
these four SIP submittals over the
coming months. To the extent that each
submittal meets the applicable
38 No area of California has been designated
nonattainment for the 2010 NO2 or 2010 SO2
NAAQS.
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nonattainment NSR requirements, we
propose that such actions would alter
the basis of our proposed approval of
California’s Infrastructure SIP
Submittals with respect to the
nonattainment NSR element of section
110(a)(2)(D)(i)(II) (i.e., having SIPapproved nonattainment NSR
provisions rather than relying on 40
CFR part 51, Appendix S) while
maintaining the proposed approval
itself.
South Coast AQMD implements its
SIP-approved nonattainment NSR
program for the portions of the air
district that are designated
nonattainment for the 1997 ozone, 2008
ozone, and 2008 Pb NAAQS, and
implements the interim nonattainment
NSR program in 40 CFR part 51,
Appendix S with respect to the 1997
PM2.5 and 2006 PM2.5 NAAQS.
Two other districts, Amador County
APCD and Tuolumne County APCD, are
designated nonattainment only for the
1997 ozone NAAQS. EPA has proposed
to revoke that NAAQS as part of the
proposed implementation rule for the
2008 ozone NAAQS,39 which for these
two air districts would have the effect
of revoking the requirement to submit a
nonattainment NSR SIP revision.40 We
anticipate that EPA will finalize that
proposed rule prior to finalization of
this proposed rule on California’s
Infrastructure SIPs, so these two
districts will be relieved of the
requirement to submit nonattainment
NSR SIP revisions.
Lastly, portions of San Luis Obispo
County APCD and Tehama County
APCD are designated nonattainment
only for the 2008 ozone NAAQS.
Stemming from EPA’s proposed
implementation rule for the 2008 ozone
NAAQS,41 required nonattainment NSR
SIP revisions would not be due until
July 20, 2015 and, thus, this
requirement is not yet due for these two
districts. Until such SIP revisions are
submitted by these two districts and
approved by EPA, the districts are
required to implement 40 CFR part 51,
Appendix S for any major source
emitting an applicable nonattainment
pollutant (i.e., NOX or VOCs) that may
propose to locate in the respective
nonattainment areas.
39 78
FR 34178, June 6, 2013.
scenario also applies to the Sutter Buttes
area within Feather River AQMD that is designated
nonattainment for the 1997 ozone NAAQS.
However, the southern portion of Feather River
AQMD has been designated nonattainment for both
the 1997 ozone and 2008 ozone NAAQS. Thus, the
requirement for this air district to submit a
nonattainment NSR SIP revision remains, though it
will no longer apply to Sutter Buttes area.
41 78 FR 34178, June 6, 2013.
40 This
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Accordingly, we propose to approve
California’s Infrastructure SIP
Submittals for the 22 air districts
designated nonattainment for ozone,
PM2.5, or Pb, as applicable, with respect
to the nonattainment NSR element of
the interstate transport requirement of
section 110(a)(2)(D)(i)(II).
Interstate Pollution Abatement and
International Air Pollution
With respect to the requirement in
CAA section 110(a)(2)(D)(ii) regarding
compliance with the applicable
requirements of section 126 relating to
interstate pollution abatement, we note
that the requirements of section 126(b)
and (c), which pertain to petitions by
affected states to EPA regarding sources
violating the ‘‘interstate transport’’
provisions of CAA section
110(a)(2)(D)(i), do not apply to our
action because there are no such
pending petitions relating to California.
We thus evaluated California’s 2014
Submittal (the only submittal of
California’s Infrastructure SIP
Submittals to explicitly address this
sub-section) only for purposes of
compliance with section 126(a), which
requires that each SIP require that
proposed, major new or modified
sources, which may significantly
contribute to violations of the NAAQS
in any air quality control region in other
states, to notify all potentially affected,
nearby states. For further discussion of
these requirements, please refer to our
Interstate Transport TSD.
Ten of California’s 35 air districts
have SIP-approved PSD permit
programs that require notice to nearby
states consistent with EPA’s relevant
requirements, including the following
districts: Eastern Kern, Imperial County,
Mendocino County, Monterey Bay
Unified, North Coast Unified, Northern
Sonoma County, Placer County,
Sacramento Metro, San Joaquin Valley,
and Yolo-Solano. The remaining 25 air
districts are deficient with respect to the
PSD requirements in part C, title I of the
Act and with respect to the requirement
in CAA section 126(a) regarding
notification to affected, nearby states of
major new or modified sources
proposing to locate in these remaining
air districts.
With respect to the requirement in
CAA section 110(a)(2)(D)(ii) regarding
compliance with the applicable
requirements of section 115 relating to
international air pollution, the EPA
Administrator is authorized to require a
state to revise its SIP when certain
criteria are met and the Administrator
has reason to believe that any air
pollutant emitted in the United States
causes or contributes to air pollution
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which may reasonably be anticipated to
endanger public health or welfare in a
foreign country. The Administrator may
do so by giving formal notification to
the Governor of the State in which the
emissions originate. Because no such
formal notification has been made with
respect to emissions originating in
California, EPA has no reason to
approve or disapprove any existing state
rules with regard to CAA section 115.
Thus, while the existing California
SIP is sufficient to satisfy most of the
requirement in CAA section
110(a)(2)(D)(ii) regarding compliance
with the applicable requirements of
section 115 for the whole state and
section 126 for ten air districts, we
propose to partially disapprove
California’s Infrastructure SIP
Submittals for section 110(a)(2)(D)(ii)
regarding compliance with the
requirements of section 126(a) for the
following 25 air districts: Amador
County, Antelope Valley, Bay Area,
Butte County, Calaveras County, Colusa
County, El Dorado County, Feather
River, Glenn County, Great Basin
Unified, Lake County, Lassen County,
Mariposa County, Modoc County,
Mojave Desert, Northern Sierra, San
Diego County, San Luis Obispo County,
Santa Barbara County, Shasta County,
Siskiyou County, South Coast, Tehama
County, Tuolumne County, and Ventura
County.
iii. Emergency Episode Planning Partial
Disapprovals
We are proposing to partially
disapprove California’s 2007 and 2014
Submittals for CAA section 110(a)(2)(G)
with respect to the 1997 ozone and 2008
ozone NAAQS for the Mountain
Counties AQCR and with respect to the
1997 PM2.5, 2006 PM2.5, and 2012 PM2.5
NAAQS for the San Joaquin Valley
AQCR. We provide a summary of the
basis of our proposed partial
disapproval in the following paragraphs.
For further discussion of these partial
disapprovals, please refer to our
Emergency Episode Planning TSD.
Mountain Counties AQCR for Ozone
As described in section IV.A.ii of this
proposed rule, we propose to deny
California’s request to reclassify the
Mountain Counties AQCR to Priority III
for ozone and have assessed the status
of this region’s ambient air quality and
emergency episode rules. Of the seven
air districts that comprise the Mountain
Counties AQCR, only El Dorado County
APCD and Placer County APCD
recorded a 1-hour ozone level above the
Priority I ozone threshold of 0.10 ppm
during 2011–2013. Because recent
ambient air quality data for the AQCR
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as a whole do not indicate that ozone
levels are likely to approach the Stage
1 one-hour ozone alert level of 0.20
ppm, much less the 2-hour significant
harm level of 0.6 ppm, we propose to
find that to satisfy the requirements of
40 CFR 51.151 for contingency plans for
Mountain Counties AQCR, California
needs to provide emergency episode
contingency plans applicable to ozone
for El Dorado County APCD and Placer
County APCD. Since these two air
districts do not have SIP-approved
emergency episode rules, we propose to
partially disapprove California’s 2007
and 2014 Submittals for the Mountain
Counties AQCR (for El Dorado County
APCD and Placer County APCD only)
with respect to the 1997 ozone and 2008
ozone NAAQS for the emergency
episode planning requirements of CAA
section 110(a)(2)(G).
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San Joaquin Valley AQCR for PM2.5
As discussed in section IV.A.iii of this
proposed rule, we propose to revise the
PM emergency episode classification of
San Joaquin Valley AQCR from Priority
I to Priority II. Accordingly, we
reviewed San Joaquin Valley APCD’s
SIP-approved emergency episode plan,
which comprises multiple rules under
the district’s Regulation 6 (‘‘Air
Pollution Emergency Episodes’’).42 We
did not find provisions specific to PM2.5
within Regulation 6. As such, we
propose to conclude that the California
SIP does not have an adequate PM
emergency episode contingency plan
with respect to PM2.5 for San Joaquin
Valley AQCR and therefore propose to
partially disapprove California’s 2007
and 2014 Submittals for San Joaquin
Valley AQCR with respect to the 1997
PM2.5, 2006 PM2.5, and 2012 PM2.5
NAAQS for the emergency episode
planning requirements of CAA section
110(a)(2)(G).
iv. General Note on Disapprovals
EPA takes very seriously a proposal to
disapprove a state plan, as we believe
that it is preferable, and preferred in the
provisions of the Clean Air Act, that
these requirements be implemented
through state plans. A state plan need
not contain exactly the same provisions
that EPA might require, but EPA must
be able to find that the state plan is
consistent with the requirements of the
Act. Further, EPA’s oversight role
requires that it assure consistent
implementation of Clean Air Act
requirements by states across the
country, even while acknowledging that
individual decisions from source to
source or state to state may not have
42 64
FR 13351, March 18, 1999.
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identical outcomes. EPA believes these
proposed disapprovals are the only path
that is consistent with the Act at this
time.
C. Consequences of Proposed
Disapprovals
Under section 179(a) of the CAA, final
disapproval of a submittal that
addresses a requirement of part D, title
I of the CAA (CAA sections 171–193) or
is required in response to a finding of
substantial inadequacy as described in
CAA section 110(k)(5) (SIP Call) starts a
sanctions clock. California’s
Infrastructure SIP Submittals were not
submitted to meet either of these
requirements. Therefore, any action we
take to finalize the described partial
disapprovals will not trigger mandatory
sanctions under CAA section 179.
In addition, CAA section 110(c)(1)
provides that EPA must promulgate a
FIP within two years after finding that
a state has failed to make a required
submittal or disapproving a SIP
submittal in whole or in part, unless
EPA approves a SIP revision correcting
the deficiencies within that two-year
period. As discussed in section IV.B of
this proposed rule and Overarching
TSD, Permit Programs TSD, Interstate
Transport TSD, and Emergency Episode
Planning TSD, we are proposing several
partial disapprovals. However, many of
these partial disapprovals would not
result in new FIP obligations, either
because EPA has already promulgated a
FIP to address the identified deficiency
or because a FIP deadline has been
triggered by EPA’s disapproval of a prior
SIP submittal based on the same
identified deficiency. The provisions for
which our proposed disapproval, if
finalized, would not result in a new FIP
obligation include:
• PSD-related requirements in
sections 110(a)(2)(C), (D)(i)(II), (D)(ii),
and (J) in the 24 air districts identified
in section IV.B.ii of this proposed rule,
which are subject to the PSD FIP in 40
CFR 52.21 for the NAAQS and GHGs
(see 40 CFR 52.270).
• PSD-related requirements in
sections 110(a)(2)(C), (D)(i)(II), (D)(ii),
and (J) in South Coast AQMD, which is
subject to the PSD FIP in 40 CFR 52.21
for the NAAQS only (see 40 CFR
52.270(b)(10)).
• PSD requirement in sections
110(a)(2)(C), (D)(i)(II), and (J) to regulate
NOX as an ozone precursor in North
Coast Unified AQMD, which is subject
to a narrow PSD FIP addressing this
requirement (76 FR 48006, August 8,
2011, codified at 40 CFR
52.270(b)(2)(iv)).
• PSD requirement in sections
110(a)(2)(C), (D)(i)(II), and (J) to regulate
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63361
PSD increments in North Coast Unified
AQMD, for which EPA issued a finding
of failure to submit that triggered an
October 6, 2016 deadline for EPA to
promulgate a FIP addressing this
requirement (79 FR 51913, September 2,
2014).
For the remaining partial
disapprovals, EPA has not previously
promulgated a FIP to address the
identified deficiency or triggered a FIP
deadline by disapproving a prior SIP
submittal or issuing a finding of failure
based on the same deficiency. Thus,
under CAA section 110(c)(1), these
remaining partial disapprovals of
California’s Infrastructure SIP
Submittals would, if finalized, require
EPA to promulgate a FIP within two
years after the effective date of our final
rule, unless the State submits and EPA
approves a SIP revision that corrects the
identified deficiencies prior to the
expiration of this two-year period. The
provisions for which our proposed
partial disapprovals, if finalized, would
trigger a new FIP obligation include:
• Ambient air monitoring
requirement in section 110(a)(2)(B) with
respect to the 1997 ozone and 2008
ozone NAAQS in the Bakersfield MSA.
• PSD requirements in sections
110(a)(2)(C), (D)(i)(II), and (J) to regulate
PM2.5, PM2.5 precursors, and
condensable PM2.5 in North Coast
Unified AQMD.
• PSD requirement in sections
110(a)(2)(C), (D)(i)(II), and (J) for a
baseline date for PSD increments for
PM2.5 in Mendocino County APCD and
Northern Sonoma County APCD.
• Minor NSR requirements in section
110(a)(2)(C) with respect to the 1997
ozone, 2008 ozone, 1997 PM2.5, 2006
PM2.5, 2012 PM2.5, 2008 Pb, 2010 NO2,
and 2010 SO2 NAAQS in Lake County
APCD, Mariposa County APCD, Mojave
Desert AQMD, Northern Sierra AQMD
(for Plumas and Sierra counties only),
and Tuolumne County APCD.
• Emergency episode planning
requirement in section 110(a)(2)(G) with
respect to the 1997 ozone and 2008
ozone NAAQS in the Mountain
Counties AQCR (for El Dorado County
APCD and Placer County APCD only).
• Emergency episode planning
requirement in section 110(a)(2)(G) with
respect to the 1997 PM2.5, 2006 PM2.5,
and 2012 PM2.5 NAAQS in the San
Joaquin Valley AQCR.
D. Request for Public Comments
We stand ready to work with ARB and
the affected air districts to develop SIP
revisions that would serve to adequately
address the partial disapprovals of
California’s Infrastructure SIP
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Submittals where no FIP is currently in
place.
EPA is soliciting public comments on
the issues discussed in this document or
on other relevant matters. We will
accept comments from the public on
this proposal for the next 30 days. We
will consider these comments before
taking final action.
V. Statutory and Executive Order
Reviews
IV.A. Executive Order 12866, Regulatory
Planning and Review
This action is not a ‘‘significant
regulatory action’’ under the terms of
Executive Order (E.O.) 12866 (58 FR
51735, October 4, 1993) and is therefore
not subject to review under the E.O.
IV.B. Paperwork Reduction Act
This action does not impose an
information collection burden under the
provisions of the Paperwork Reduction
Act, 44 U.S.C. 3501 et seq, because this
proposed partial approval and partial
disapproval of SIP revisions under CAA
section 110 will not in-and-of itself
create any new information collection
burdens but simply proposes to approve
certain State requirements, and to
disapprove certain other State
requirements, for inclusion into the SIP.
Burden is defined at 5 CFR 1320.3(b).
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IV.C. Regulatory Flexibility Act
The Regulatory Flexibility Act (RFA)
generally requires an agency to conduct
a regulatory flexibility analysis of any
rule subject to notice and comment
rulemaking requirements unless the
agency certifies that the rule will not
have a significant economic impact on
a substantial number of small entities.
Small entities include small businesses,
small not-for-profit enterprises, and
small governmental jurisdictions. For
purposes of assessing the impacts of
today’s rule on small entities, small
entity is defined as: (1) A small business
as defined by the Small Business
Administration’s (SBA) regulations at 13
CFR 121.201; (2) a small governmental
jurisdiction that is a government of a
city, county, town, school district or
special district with a population of less
than 50,000; and (3) a small
organization that is any not-for-profit
enterprise which is independently
owned and operated and is not
dominant in its field.
After considering the economic
impacts of today’s proposed rule, we
certify that this proposed action will not
have a significant impact on a
substantial number of small entities.
This proposed rule does not impose any
requirements or create impacts on small
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entities. This proposed partial SIP
approval and partial SIP disapproval
under CAA section 110 will not in-andof itself create any new requirements
but simply proposes to approve certain
State requirements, and to disapprove
certain other State requirements, for
inclusion into the SIP. Accordingly, it
affords no opportunity for EPA to
fashion for small entities less
burdensome compliance or reporting
requirements or timetables or
exemptions from all or part of the rule.
Therefore, this action will not have a
significant economic impact on a
substantial number of small entities.
We continue to be interested in the
potential impacts of this proposed rule
on small entities and welcome
comments on issues related to such
impacts.
IV.D. Unfunded Mandates Reform Act
This action contains no Federal
mandates under the provisions of Title
II of the Unfunded Mandates Reform
Act of 1995 (UMRA), 2 U.S.C. 1531–
1538 for State, local, or tribal
governments or the private sector. EPA
has determined that the proposed
partial approval and partial disapproval
action does not include a Federal
mandate that may result in estimated
costs of $100 million or more to either
State, local, or tribal governments in the
aggregate, or to the private sector. This
action proposes to approve certain preexisting requirements, and to
disapprove certain other pre-existing
requirements, under State or local law,
and imposes no new requirements.
Accordingly, no additional costs to
State, local, or tribal governments, or to
the private sector, result from this
proposed action.
IV.E. Executive Order 13132, Federalism
Executive Order 13132, entitled
‘‘Federalism’’ (64 FR 43255, August 10,
1999), requires EPA to develop an
accountable process to ensure
‘‘meaningful and timely input by State
and local officials in the development of
regulatory policies that have federalism
implications.’’ ‘‘Policies that have
federalism implications’’ is defined in
the Executive Order to include
regulations that have ‘‘substantial direct
effects on the States, on the relationship
between the national government and
the States, or on the distribution of
power and responsibilities among the
various levels of government.’’
This action does not have federalism
implications. It will not have substantial
direct effects on the States, on the
relationship between the national
government and the States, or on the
distribution of power and
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Fmt 4702
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responsibilities among the various
levels of government, as specified in
Executive Order 13132, because it
merely proposes to approve certain
State requirements, and to disapprove
certain other State requirements, for
inclusion into the SIP and does not alter
the relationship or the distribution of
power and responsibilities established
in the Clean Air Act. Thus, Executive
Order 13132 does not apply to this
action.
IV.F. Executive Order 13175,
Coordination With Indian Tribal
Governments
This action does not have tribal
implications, as specified in Executive
Order 13175 (65 FR 67249, November 9,
2000), because the SIP on which EPA is
proposing action would not apply in
Indian country located in the state, and
EPA notes that it will not impose
substantial direct costs on tribal
governments or preempt tribal law.
Thus, Executive Order 13175 does not
apply to this proposed action.
IV.G. Executive Order 13045, Protection
of Children From Environmental Health
Risks and Safety Risks
EPA interprets Executive Order 13045
(62 FR 19885, April 23, 1997) as
applying only to those regulatory
actions that concern health or safety
risks, such that the analysis required
under section 5–501 of the Executive
Order has the potential to influence the
regulation. This proposed action is not
subject to Executive Order 13045
because it is not an economically
significant regulatory action based on
health or safety risks subject to
Executive Order 13045 (62 FR 19885,
April 23, 1997). This proposed partial
approval and partial disapproval under
CAA section 110 will not in-and-of itself
create any new regulations but simply
proposes to approve certain State
requirements, and to disapprove certain
other State requirements, for inclusion
into the SIP.
IV.H. Executive Order 13211, Actions
That Significantly Affect Energy Supply,
Distribution, or Use
This proposed rule is not subject to
Executive Order 13211 (66 FR 28355,
May 22, 2001) because it is not a
significant regulatory action under
Executive Order 12866.
IV.I. National Technology Transfer and
Advancement Act
Section 12(d) of the National
Technology Transfer and Advancement
Act of 1995 (‘‘NTTAA’’), Public Law
104–113, 12(d) (15 U.S.C. 272 note)
directs EPA to use voluntary consensus
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standards in its regulatory activities
unless to do so would be inconsistent
with applicable law or otherwise
impractical. Voluntary consensus
standards are technical standards (e.g.,
materials specifications, test methods,
sampling procedures, and business
practices) that are developed or adopted
by voluntary consensus standards
bodies. NTTAA directs EPA to provide
Congress, through OMB, explanations
when the Agency decides not to use
available and applicable voluntary
consensus standards.
The EPA believes that this proposed
action is not subject to requirements of
Section 12(d) of NTTAA because
application of those requirements would
be inconsistent with the Clean Air Act.
IV.J. Executive Order 12898: Federal
Actions To Address Environmental
Justice in Minority Populations and
Low-Income Population
Executive Order 12898 (59 FR 7629
(Feb. 16, 1994)) establishes federal
executive policy on environmental
justice. Its main provision directs
federal agencies, to the greatest extent
practicable and permitted by law, to
make environmental justice part of their
mission by identifying and addressing,
as appropriate, disproportionately high
and adverse human health or
environmental effects of their programs,
policies, and activities on minority
populations and low-income
populations in the United States.
EPA lacks the discretionary authority
to address environmental justice in this
proposed rulemaking.
List of Subjects in 40 CFR Part 52
Approval and promulgation of
implementation plans, Environmental
protection, Air pollution control,
Incorporation by reference,
Intergovernmental relations, Lead,
Nitrogen dioxide, Ozone, Particulate
matter, Pb, Reporting and recordkeeping
requirements, and Sulfur dioxide.
Authority: 42 U.S.C. 7401 et seq.
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Dated: September 30, 2014.
Jared Blumenfeld,
Regional Administrator, U.S. EPA, Region IX.
[FR Doc. 2014–25278 Filed 10–22–14; 8:45 am]
BILLING CODE 6560–50–P
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DEPARTMENT OF HEALTH AND
HUMAN SERVICES
Centers for Medicare & Medicaid
Services
42 CFR Part 600
[CMS–2391–PN]
RIN 0938–ZB18
Basic Health Program; Federal
Funding Methodology for Program
Year 2016
Centers for Medicare &
Medicaid Services (CMS), HHS.
ACTION: Proposed methodology.
AGENCY:
This document provides the
methodology and data sources necessary
to determine federal payment amounts
made in program year 2016 to states that
elect to establish a Basic Health Program
under the Affordable Care Act to offer
health benefits coverage to low-income
individuals otherwise eligible to
purchase coverage through Affordable
Insurance Exchanges.
DATES: To be assured consideration,
comments must be received at one of
the addresses provided below, no later
than 5 p.m. on November 24, 2014.
ADDRESSES: In commenting, refer to file
code CMS–2391–PN. Because of staff
and resource limitations, we cannot
accept comments by facsimile (FAX)
transmission.
You may submit comments in one of
four ways (please choose only one of the
ways listed):
1. Electronically. You may submit
electronic comments on this regulation
to https://www.regulations.gov. Follow
the ‘‘Submit a comment’’ instructions.
2. By regular mail. You may mail
written comments to the following
address ONLY:
Centers for Medicare & Medicaid
Services, Department of Health and
Human Services, Attention: CMS–2391–
PN, P.O. Box 8016, Baltimore, MD
21244–8016.
Please allow sufficient time for mailed
comments to be received before the
close of the comment period.
3. By express or overnight mail. You
may send written comments to the
following address ONLY:
Centers for Medicare & Medicaid
Services, Department of Health and
Human Services, Attention: CMS–2391–
PN, Mail Stop C4–26–05, 7500 Security
Boulevard, Baltimore, MD 21244–1850.
4. By hand or courier. Alternatively,
you may deliver (by hand or courier)
your written ONLY to the following
addresses:
a. For delivery in Washington, DC—
SUMMARY:
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63363
Centers for Medicare & Medicaid
Services, Department of Health and
Human Services, Room 445–G, Hubert
H. Humphrey Building, 200
Independence Avenue SW.,
Washington, DC 20201.
(Because access to the interior of the
Hubert H. Humphrey Building is not
readily available to persons without
Federal government identification,
commenters are encouraged to leave
their comments in the CMS drop slots
located in the main lobby of the
building. A stamp-in clock is available
for persons wishing to retain a proof of
filing by stamping in and retaining an
extra copy of the comments being filed.)
b. For delivery in Baltimore, MD—
Centers for Medicare & Medicaid
Services, Department of Health and
Human Services, 7500 Security
Boulevard, Baltimore, MD 21244–1850.
If you intend to deliver your
comments to the Baltimore address, call
telephone number (410) 786–7195 in
advance to schedule your arrival with
one of our staff members.
Comments erroneously mailed to the
addresses indicated as appropriate for
hand or courier delivery may be delayed
and received after the comment period.
Submission of comments on
paperwork requirements. You may
submit comments on this document’s
paperwork requirements by following
the instructions at the end of the
‘‘Collection of Information
Requirements’’ section in this
document.
For information on viewing public
comments, see the beginning of the
SUPPLEMENTARY INFORMATION section.
FOR FURTHER INFORMATION CONTACT:
Christopher Truffer, (410) 786–1264;
Stephanie Kaminsky, (410) 786–4653.
SUPPLEMENTARY INFORMATION:
Inspection of Public Comments: All
comments received before the close of
the comment period are available for
viewing by the public, including any
personally identifiable or confidential
business information that is included in
a comment. We post all comments
received before the close of the
comment period on the following Web
site as soon as possible after they have
been received: https://
www.regulations.gov. Follow the search
instructions on that Web site to view
public comments.
Comments received timely will also
be available for public inspection as
they are received, generally beginning
approximately 3 weeks after publication
of a document, at the headquarters of
the Centers for Medicare & Medicaid
Services, 7500 Security Boulevard,
Baltimore, Maryland 21244, Monday
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Agencies
[Federal Register Volume 79, Number 205 (Thursday, October 23, 2014)]
[Proposed Rules]
[Pages 63350-63363]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2014-25278]
-----------------------------------------------------------------------
ENVIRONMENTAL PROTECTION AGENCY
40 CFR Part 52
[EPA-R09-OAR-2014-0547; FRL-9918-39-Region 9]
Partial Approval and Partial Disapproval of Air Quality State
Implementation Plans; California; Infrastructure Requirements for
Ozone, Fine Particulate Matter (PM2.5), Lead (Pb), Nitrogen
Dioxide (NO2), and Sulfur Dioxide (SO2)
AGENCY: Environmental Protection Agency (EPA).
ACTION: Proposed rule.
-----------------------------------------------------------------------
SUMMARY: The Environmental Protection Agency (EPA) is proposing to
partially approve and partially disapprove several State Implementation
Plan (SIP) revisions submitted by the State of California pursuant to
the requirements of the Clean Air Act (CAA or the Act) for the
implementation, maintenance, and enforcement of national ambient air
quality standards (NAAQS) for ozone, fine particulate patter
(PM2.5), lead (Pb), nitrogen dioxide (NO2), and
sulfur dioxide (SO2). We refer to such SIP revisions as
``infrastructure'' SIPs because they are intended to address basic
structural SIP requirements for new or revised NAAQS including, but not
limited to, legal authority, regulatory structure, resources, permit
programs, and monitoring necessary to assure attainment and maintenance
of the standards. In addition, we are proposing to reclassify certain
regions of the state for emergency episode planning purposes with
respect to ozone, NO2, SO2, and particulate
matter (PM). Finally, we are proposing to approve into the SIP several
state provisions addressing CAA conflict of interest requirements into
the California SIP and an emergency episode planning rule for Great
Basin Unified Air Pollution Control District (APCD) for PM. We are
taking comments on this proposal and, after considering any comments
submitted, plan to take final action.
DATES: Written comments must be received on or before November 24,
2014.
ADDRESSES: Submit your comments, identified by Docket ID Number EPA-
R09-OAR-2014-0547, by one of the following methods:
1. https://www.regulations.gov: Follow the on-line instructions for
submitting comments.
2. Email: mays.rory@epa.gov.
3. Mail or deliver: Rory Mays (AIR-2), U.S. Environmental
Protection Agency, Region IX, 75 Hawthorne Street, San Francisco, CA
94105-3901. Deliveries are only accepted during the Regional Office's
normal hours of operation.
Instructions: All comments will be included in the public docket
without change and may be made available online at https://www.regulations.gov, including any personal information provided,
unless the comment includes Confidential Business Information (CBI) or
other information whose disclosure is restricted by statute.
Information that you consider CBI or otherwise protected should be
clearly identified as such and should not be submitted through https://www.regulations.gov or email. https://www.regulations.gov is an
anonymous access system, and EPA will not know your identity or contact
information unless you provide it in the body of your comment. If you
send email directly to EPA, your email address will be automatically
captured and included as part of the public comment. If EPA cannot read
your comment due to technical difficulties and cannot contact you for
clarification, EPA may not be able to consider your comment.
Docket: Generally, documents in the docket for this action are
available electronically at www.regulations.gov and in hard copy at EPA
Region IX, 75 Hawthorne Street, San Francisco, California. While all
documents in the docket are listed at www.regulations.gov, some
information may be publicly available only at the hard copy location
(e.g., copyrighted material, large maps), and some may not be publicly
available in either location (e.g., CBI). To inspect the hard copy
materials, please schedule an appointment during normal business hours
with the contact listed in the FOR FURTHER INFORMATION CONTACT section.
FOR FURTHER INFORMATION CONTACT: Rory Mays, Air Planning Office (AIR-
2), U.S. Environmental Protection Agency, Region IX, (415) 972-3227,
mays.rory@epa.gov.
SUPPLEMENTARY INFORMATION: Throughout this document, the terms ``we,''
``us,'' and ``our'' refer to EPA.
Table of Contents
I. EPA's Approach to the Review of Infrastructure SIP Submittals
II. Background
[[Page 63351]]
A. Statutory Requirements
B. NAAQS Addressed by This Proposal
C. EPA Guidance Documents
D. Changes to the Application of PSD Permitting Requirements to
GHG Emissions
III. California's Submittals
IV. EPA's Evaluation and Proposed Action
A. Proposed Approvals and Partial Approvals
B. Proposed Partial Disapprovals
C. Consequences of Proposed Disapprovals
D. Request for Public Comments
V. Statutory and Executive Order Reviews
I. EPA's Approach to the Review of Infrastructure SIP Submittals
EPA is acting upon several SIP submittals from California that
address the infrastructure requirements of CAA sections 110(a)(1) and
110(a)(2) for the 1997 ozone, 2008 ozone, 1997 PM2.5, 2006
PM2.5, 2012 PM2.5, 2008 Pb, 2010 NO2,
and 2010 SO2 NAAQS. The requirement for states to make a SIP
submittal of this type arises out of CAA section 110(a)(1). Pursuant to
section 110(a)(1), states must make SIP submittals ``within 3 years (or
such shorter period as the Administrator may prescribe) after the
promulgation of a national primary ambient air quality standard (or any
revision thereof),'' and these SIP submittals are to provide for the
``implementation, maintenance, and enforcement'' of such NAAQS. The
statute directly imposes on states the duty to make these SIP
submittals, and the requirement to make the submittals is not
conditioned upon EPA's taking any action other than promulgating a new
or revised NAAQS. Section 110(a)(2) includes a list of specific
elements that ``[e]ach such plan'' submittal must address.
EPA has historically referred to these SIP submittals made for the
purpose of satisfying the requirements of CAA sections 110(a)(1) and
110(a)(2) as ``infrastructure SIP'' submittals. Although the term
``infrastructure SIP'' does not appear in the CAA, EPA uses the term to
distinguish this particular type of SIP submittal from submittals that
are intended to satisfy other SIP requirements under the CAA, such as
``nonattainment SIP'' or ``attainment SIP'' submittals to address the
nonattainment planning requirements of part D of title I of the CAA,
``regional haze SIP'' submittals required by EPA rule to address the
visibility protection requirements of CAA section 169A, and
nonattainment new source review (NSR) permit program submittals to
address the permit requirements of CAA, title I, part D.
Section 110(a)(1) addresses the timing and general requirements for
infrastructure SIP submittals, and section 110(a)(2) provides more
details concerning the required contents of these submittals. The list
of required elements provided in section 110(a)(2) contains a wide
variety of disparate provisions, some of which pertain to required
legal authority, some of which pertain to required substantive program
provisions, and some of which pertain to requirements for both
authority and substantive program provisions.\1\ EPA therefore believes
that while the timing requirement in section 110(a)(1) is unambiguous,
some of the other statutory provisions are ambiguous. In particular,
EPA believes that the list of required elements for infrastructure SIP
submittals provided in section 110(a)(2) contains ambiguities
concerning what is required for inclusion in an infrastructure SIP
submittal.
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\1\ For example: Section 110(a)(2)(E)(i) provides that states
must provide assurances that they have adequate legal authority
under state and local law to carry out the SIP; section 110(a)(2)(C)
provides that states must have a SIP-approved program to address
certain sources as required by part C of title I of the CAA; and
section 110(a)(2)(G) provides that states must have legal authority
to address emergencies as well as contingency plans that are
triggered in the event of such emergencies.
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The following examples of ambiguities illustrate the need for EPA
to interpret some section 110(a)(1) and section 110(a)(2) requirements
with respect to infrastructure SIP submittals for a given new or
revised NAAQS. One example of ambiguity is that section 110(a)(2)
requires that ``each'' SIP submittal must meet the list of requirements
therein, while EPA has long noted that this literal reading of the
statute is internally inconsistent and would create a conflict with the
nonattainment provisions in part D of title I of the Act, which
specifically address nonattainment SIP requirements.\2\ Section
110(a)(2)(I) pertains to nonattainment SIP requirements and part D
addresses when attainment plan SIP submittals to address nonattainment
area requirements are due. For example, section 172(b) requires EPA to
establish a schedule for submittal of such plans for certain pollutants
when the Administrator promulgates the designation of an area as
nonattainment, and section 107(d)(1)(B) allows up to two years, or in
some cases three years, for such designations to be promulgated.\3\
This ambiguity illustrates that rather than apply all the stated
requirements of section 110(a)(2) in a strict literal sense, EPA must
determine which provisions of section 110(a)(2) are applicable for a
particular infrastructure SIP submittal.
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\2\ See, e.g., ``Rule To Reduce Interstate Transport of Fine
Particulate Matter and Ozone (Clean Air Interstate Rule); Revisions
to Acid Rain Program; Revisions to the NOX SIP Call;
Final Rule,'' 70 FR 25162, at 25163-25165, May 12, 2005 (explaining
relationship between timing requirement of section 110(a)(2)(D)
versus section 110(a)(2)(I)).
\3\ EPA notes that this ambiguity within section 110(a)(2) is
heightened by the fact that various subparts of part D set specific
dates for submittal of certain types of SIP submittals in designated
nonattainment areas for various pollutants. Note, e.g., that section
182(a)(1) provides specific dates for submittal of emissions
inventories for the ozone NAAQS. Some of these specific dates are
necessarily later than three years after promulgation of the new or
revised NAAQS.
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Another example of ambiguity within sections 110(a)(1) and
110(a)(2) with respect to infrastructure SIPs pertains to whether
states must meet all of the infrastructure SIP requirements in a single
SIP submittal, and whether EPA must act upon such SIP submittal in a
single action. Although section 110(a)(1) directs states to submit ``a
plan'' to meet these requirements, EPA interprets the CAA to allow
states to make multiple SIP submittals separately addressing
infrastructure SIP elements for the same NAAQS. If states elect to make
such multiple SIP submittals to meet the infrastructure SIP
requirements, EPA can elect to act on such submittals either
individually or in a larger combined action.\4\ Similarly, EPA
interprets the CAA to allow it to take action on the individual parts
of one larger, comprehensive infrastructure SIP submittal for a given
NAAQS without concurrent action on the entire submittal. For example,
EPA has sometimes elected to act at different times on various elements
and sub-elements of the same infrastructure SIP submittal.\5\
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\4\ See, e.g., ``Approval and Promulgation of Implementation
Plans; New Mexico; Revisions to the New Source Review (NSR) State
Implementation Plan (SIP); Prevention of Significant Deterioration
(PSD) and Nonattainment New Source Review (NNSR) Permitting,'' 78 FR
4339, January 22, 2013 (EPA's final action approving the structural
PSD elements of the New Mexico SIP submitted by the State separately
to meet the requirements of EPA's 2008 PM2.5 NSR rule),
and ``Approval and Promulgation of Air Quality Implementation Plans;
New Mexico; Infrastructure and Interstate Transport Requirements for
the 2006 PM2.5 NAAQS,'' 78 FR 4337, January 22, 2013
(EPA's final action on the infrastructure SIP for the 2006
PM2.5 NAAQS).
\5\ On December 14, 2007, the State of Tennessee, through the
Tennessee Department of Environment and Conservation, made a SIP
revision to EPA demonstrating that the State meets the requirements
of sections 110(a)(1) and (2). EPA proposed action for
infrastructure SIP elements (C) and (J) on January 23, 2012 (77 FR
3213) and took final action on March 14, 2012 (77 FR 14976). On
April 16, 2012 (77 FR 22533) and July 23, 2012 (77 FR 42997), EPA
took separate proposed and final actions on all other section
110(a)(2) infrastructure SIP elements of Tennessee's December 14,
2007 submittal.
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Ambiguities within sections 110(a)(1) and 110(a)(2) may also arise
with respect to infrastructure SIP submittal
[[Page 63352]]
requirements for different NAAQS. Thus, EPA notes that not every
element of section 110(a)(2) would be relevant, or as relevant, or
relevant in the same way, for each new or revised NAAQS. The states'
attendant infrastructure SIP submittals for each NAAQS therefore could
be different. For example, the monitoring requirements that a state
might need to meet in its infrastructure SIP submittal for purposes of
section 110(a)(2)(B) could be very different for different pollutants,
for example because the content and scope of a state's infrastructure
SIP submittal to meet this element might be very different for an
entirely new NAAQS than for a minor revision to an existing NAAQS.\6\
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\6\ For example, implementation of the 1997 PM2.5
NAAQS required the deployment of a system of new monitors to measure
ambient levels of that new indicator species for the new NAAQS.
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EPA notes that interpretation of section 110(a)(2) is also
necessary when EPA reviews other types of SIP submittals required under
the CAA. Therefore, as with infrastructure SIP submittals, EPA also has
to identify and interpret the relevant elements of section 110(a)(2)
that logically apply to these other types of SIP submittals. For
example, section 172(c)(7) requires that attainment plan SIP submittals
required by part D have to meet the ``applicable requirements'' of
section 110(a)(2). Thus, for example, attainment plan SIP submittals
must meet the requirements of section 110(a)(2)(A) regarding
enforceable emission limits and control measures and section
110(a)(2)(E)(i) regarding air agency resources and authority. By
contrast, it is clear that attainment plan SIP submittals required by
part D would not need to meet the portion of section 110(a)(2)(C) that
pertains to the air quality prevention of significant deterioration
(PSD) program required in part C of title I of the CAA, because PSD
does not apply to a pollutant for which an area is designated
nonattainment and thus subject to part D planning requirements. As this
example illustrates, each type of SIP submittal may implicate some
elements of section 110(a)(2) but not others.
Given the potential for ambiguity in some of the statutory language
of section 110(a)(1) and section 110(a)(2), EPA believes that it is
appropriate to interpret the ambiguous portions of section 110(a)(1)
and section 110(a)(2) in the context of acting on a particular SIP
submittal. In other words, EPA assumes that Congress could not have
intended that each and every SIP submittal, regardless of the NAAQS in
question or the history of SIP development for the relevant pollutant,
would meet each of the requirements, or meet each of them in the same
way. Therefore, EPA has adopted an approach under which it reviews
infrastructure SIP submittals against the list of elements in section
110(a)(2), but only to the extent each element applies for that
particular NAAQS.
Historically, EPA has elected to use guidance documents to make
recommendations to states for infrastructure SIPs, in some cases
conveying needed interpretations on newly arising issues and in some
cases conveying interpretations that have already been developed and
applied to individual SIP submittals for particular elements.\7\ EPA
most recently issued guidance for infrastructure SIPs on September 13,
2013 (2013 Infrastructure SIP Guidance).\8\ EPA developed this document
to provide states with up-to-date guidance for infrastructure SIPs for
any new or revised NAAQS. Within this guidance, EPA describes the duty
of states to make infrastructure SIP submittals to meet basic
structural SIP requirements within three years of promulgation of a new
or revised NAAQS. EPA also made recommendations about many specific
subsections of section 110(a)(2) that are relevant in the context of
infrastructure SIP submittals.\9\ The guidance also discusses the
substantively important issues that are germane to certain subsections
of section 110(a)(2). Significantly, EPA interprets sections 110(a)(1)
and 110(a)(2) such that infrastructure SIP submittals need to address
certain issues and need not address others. Accordingly, EPA reviews
each infrastructure SIP submittal for compliance with the applicable
statutory provisions of section 110(a)(2), as appropriate.
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\7\ EPA notes, however, that nothing in the CAA requires EPA to
provide guidance or to promulgate regulations for infrastructure SIP
submittals. The CAA directly applies to states and requires the
submittal of infrastructure SIP submittals, regardless of whether or
not EPA provides guidance or regulations pertaining to such
submittals. EPA elects to issue such guidance in order to assist
states, as appropriate.
\8\ ``Guidance on Infrastructure State Implementation Plan (SIP)
Elements under Clean Air Act Sections 110(a)(1) and 110(a)(2),''
Memorandum from Stephen D. Page, September 13, 2013.
\9\ EPA's September 13, 2013, guidance did not make
recommendations with respect to infrastructure SIP submittals to
address section 110(a)(2)(D)(i)(I). EPA issued the guidance shortly
after the U.S. Supreme Court agreed to review the D.C. Circuit
decision in EME Homer City, 696 F.3d7 (D.C. Cir. 2012) which had
interpreted the requirements of section 110(a)(2)(D)(i)(I). In light
of the uncertainty created by ongoing litigation, EPA elected not to
provide additional guidance on the requirements of section
110(a)(2)(D)(i)(I) at that time. As the guidance is neither binding
nor required by statute, whether EPA elects to provide guidance on a
particular section has no impact on a state's CAA obligations.
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As an example, section 110(a)(2)(E)(ii) is a required element of
section 110(a)(2) for infrastructure SIP submittals. Under this
element, a state must meet the substantive requirements of section 128,
which pertain to state boards that approve permits or enforcement
orders and heads of executive agencies with similar powers. Thus, EPA
reviews infrastructure SIP submittals to ensure that the state's SIP
appropriately addresses the requirements of section 110(a)(2)(E)(ii)
and section 128. The 2013 Infrastructure SIP Guidance explains EPA's
interpretation that there may be a variety of ways by which states can
appropriately address these substantive statutory requirements,
depending on the structure of an individual state's permitting or
enforcement program (e.g., whether permits and enforcement orders are
approved by a multi-member board or by a head of an executive agency).
However they are addressed by the state, the substantive requirements
of section 128 are necessarily included in EPA's evaluation of
infrastructure SIP submittals because section 110(a)(2)(E)(ii)
explicitly requires that the state satisfy the provisions of section
128.
As another example, EPA's review of infrastructure SIP submittals
with respect to the PSD program requirements in sections 110(a)(2)(C),
(D)(i)(II), and (J) focuses upon the structural PSD program
requirements contained in part C, title I of the Act and EPA's PSD
regulations. Structural PSD program requirements include provisions
necessary for the PSD program to address all regulated sources and
regulated NSR pollutants, including greenhouse gases (GHGs). By
contrast, structural PSD program requirements do not include provisions
that are not required under EPA's regulations at 40 Code of Federal
Regulations (CFR) 51.166 but are merely available as an option for the
state, such as the option to provide grandfathering of complete permit
applications with respect to the 2012 PM2.5 NAAQS.
Accordingly, the latter optional provisions are types of provisions EPA
considers irrelevant in the context of an infrastructure SIP action.
For other section 110(a)(2) elements, however, EPA's review of a
state's infrastructure SIP submittal focuses on assuring that the
state's SIP meets basic structural requirements. For example, section
110(a)(2)(C) includes, inter alia, the requirement that states have a
[[Page 63353]]
program to regulate minor new sources. Thus, EPA evaluates whether the
state has a SIP-approved minor NSR program and whether the program
addresses the pollutants relevant to that NAAQS. In the context of
acting on an infrastructure SIP submittal, however, EPA does not think
it is necessary to conduct a review of each and every provision of a
state's existing minor source program (i.e., already in the existing
SIP) for compliance with the requirements of the CAA and EPA's
regulations that pertain to such programs.
With respect to certain other issues, EPA does not believe that an
action on a state's infrastructure SIP submittal is necessarily the
appropriate type of action in which to address possible deficiencies in
a state's existing SIP. These issues include: (i) Existing provisions
related to excess emissions from sources during periods of startup,
shutdown, or malfunction that may be contrary to the CAA and EPA's
policies addressing such excess emissions (``SSM''); (ii) existing
provisions related to ``director's variance'' or ``director's
discretion'' that may be contrary to the CAA because they purport to
allow revisions to SIP-approved emissions limits while limiting public
process or not requiring further approval by EPA; and (iii) existing
provisions for PSD programs that may be inconsistent with current
requirements of EPA's ``Final NSR Improvement Rule,'' 67 FR 80186,
December 31, 2002, as amended by 72 FR 32526, June 13, 2007 (``NSR
Reform''). Thus, EPA believes it may approve an infrastructure SIP
submittal without scrutinizing the totality of the existing SIP for
such potentially deficient provisions and may approve the submittal
even if it is aware of such existing provisions.\10\ It is important to
note that EPA's approval of a state's infrastructure SIP submittal
should not be construed as explicit or implicit re-approval of any
existing potentially deficient provisions that relate to the three
specific issues just described.
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\10\ By contrast, EPA notes that if a state were to include a
new provision in an infrastructure SIP submittal that contained a
legal deficiency, such as a new exemption for excess emissions
during SSM events, then EPA would need to evaluate that provision
for compliance against the rubric of applicable CAA requirements in
the context of the action on the infrastructure SIP.
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EPA's approach to review of infrastructure SIP submittals is to
identify the CAA requirements that are logically applicable to that
submittal. EPA believes that this approach to the review of a
particular infrastructure SIP submittal is appropriate, because it
would not be reasonable to read the general requirements of section
110(a)(1) and the list of elements in 110(a)(2) as requiring review of
each and every provision of a state's existing SIP against all
requirements in the CAA and EPA regulations merely for purposes of
assuring that the state in question has the basic structural elements
for a functioning SIP for a new or revised NAAQS. Because SIPs have
grown by accretion over the decades as statutory and regulatory
requirements under the CAA have evolved, they may include some outmoded
provisions and historical artifacts. These provisions, while not fully
up to date, nevertheless may not pose a significant problem for the
purposes of ``implementation, maintenance, and enforcement'' of a new
or revised NAAQS when EPA evaluates adequacy of the infrastructure SIP
submittal. EPA believes that a better approach is for states and EPA to
focus attention on those elements of section 110(a)(2) of the CAA most
likely to warrant a specific SIP revision due to the promulgation of a
new or revised NAAQS or other factors.
For example, EPA's 2013 Infrastructure SIP Guidance gives simpler
recommendations with respect to carbon monoxide than other NAAQS
pollutants to meet the visibility requirements of section
110(a)(2)(D)(i)(II), because carbon monoxide does not affect
visibility. As a result, an infrastructure SIP submittal for any future
new or revised NAAQS for carbon monoxide need only state this fact in
order to address the visibility prong of section 110(a)(2)(D)(i)(II).
Finally, EPA believes that its approach with respect to
infrastructure SIP requirements is based on a reasonable reading of
sections 110(a)(1) and 110(a)(2) because the CAA provides other avenues
and mechanisms to address specific substantive deficiencies in existing
SIPs. These other statutory tools allow EPA to take appropriately
tailored action, depending upon the nature and severity of the alleged
SIP deficiency. Section 110(k)(5) authorizes EPA to issue a ``SIP
call'' whenever the Agency determines that a state's SIP is
substantially inadequate to attain or maintain the NAAQS, to mitigate
interstate transport, or to otherwise comply with the CAA.\11\ Section
110(k)(6) authorizes EPA to correct errors in past actions, such as
past approvals of SIP submittals.\12\ Significantly, EPA's
determination that an action on a state's infrastructure SIP submittal
is not the appropriate time and place to address all potential existing
SIP deficiencies does not preclude EPA's subsequent reliance on
provisions in section 110(a)(2) as part of the basis for action to
correct those deficiencies at a later time. For example, although it
may not be appropriate to require a state to eliminate all existing
inappropriate director's discretion provisions in the course of acting
on an infrastructure SIP submittal, EPA believes that section
110(a)(2)(A) may be among the statutory bases that EPA relies upon in
the course of addressing such deficiency in a subsequent action.\13\
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\11\ For example, EPA issued a SIP call to Utah to address
specific existing SIP deficiencies related to the treatment of
excess emissions during SSM events. See ``Finding of Substantial
Inadequacy of Implementation Plan; Call for Utah State
Implementation Plan Revisions,'' 76 FR 21639, April 18, 2011.
\12\ EPA has used this authority to correct errors in past
actions on SIP submittals related to PSD programs. See ``Limitation
of Approval of Prevention of Significant Deterioration Provisions
Concerning Greenhouse Gas Emitting-Sources in State Implementation
Plans; Final Rule,'' 75 FR 82536, December 30, 2010. EPA has
previously used its authority under CAA section 110(k)(6) to remove
numerous other SIP provisions that the Agency determined it had
approved in error. See, e.g., 61 FR 38664, July 25, 1996 and 62 FR
34641, June 27, 1997 (corrections to American Samoa, Arizona,
California, Hawaii, and Nevada SIPs); 69 FR 67062, November 16, 2004
(corrections to California SIP); and 74 FR 57051, November 3, 2009
(corrections to Arizona and Nevada SIPs).
\13\ See, e.g., EPA's disapproval of a SIP submittal from
Colorado on the grounds that it would have included a director's
discretion provision inconsistent with CAA requirements, including
section 110(a)(2)(A). See, e.g., 75 FR 42342 at 42344, July 21, 2010
(proposed disapproval of director's discretion provisions); 76 FR
4540, January 26, 2011 (final disapproval of such provisions).
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II. Background
A. Statutory Requirements
As discussed in section I of this proposed rule, CAA section
110(a)(1) requires each state to submit to EPA, within three years
after the promulgation of a primary or secondary NAAQS or any revision
thereof, an infrastructure SIP revision that provides for the
implementation, maintenance, and enforcement of such NAAQS. Section
110(a)(2) sets the content requirements of such a plan, which generally
relate to the information and authorities, compliance assurances,
procedural requirements, and control measures that constitute the
``infrastructure'' of a state's air quality management program. These
infrastructure SIP elements required by section 110(a)(2) are as
follows:
Section 110(a)(2)(A): Emission limits and other control
measures.
Section 110(a)(2)(B): Ambient air quality monitoring/data
system.
[[Page 63354]]
Section 110(a)(2)(C): Program for enforcement of control
measures and regulation of new and modified stationary sources.
Section 110(a)(2)(D)(i): Interstate pollution transport.
Section 110(a)(2)(D)(ii): Interstate and international
pollution abatement.
Section 110(a)(2)(E): Adequate resources and authority,
conflict of interest, and oversight of local and regional government
agencies.
Section 110(a)(2)(F): Stationary source monitoring and
reporting.
Section 110(a)(2)(G): Emergency episodes.
Section 110(a)(2)(H): SIP revisions.
Section 110(a)(2)(J): Consultation with government
officials, public notification, PSD, and visibility protection.
Section 110(a)(2)(K): Air quality modeling and submittal
of modeling data.
Section 110(a)(2)(L): Permitting fees.
Section 110(a)(2)(M): Consultation/participation by
affected local entities.
Two elements identified in section 110(a)(2) are not governed by
the three-year submittal deadline of section 110(a)(1) and are
therefore not addressed in this action. These two elements are: (i)
Section 110(a)(2)(C) to the extent it refers to permit programs
required under part D (nonattainment NSR), and (ii) section
110(a)(2)(I), pertaining to the nonattainment planning requirements of
part D. As a result, this action does not address infrastructure for
the nonattainment NSR portion of section 110(a)(2)(C) or the whole of
section 110(a)(2)(I).
B. NAAQS Addressed by This Proposal
Between 1997 and 2012, EPA promulgate a series of new or revised
NAAQS for ozone, PM2.5, Pb, NO2, and
SO2, each of which triggered the requirement for states to
submit infrastructure SIPs. The NAAQS addressed by this infrastructure
SIP proposal include the following:
1997 ozone NAAQS, which established 8-hour average primary
and secondary ozone standards of 0.08 ppm, and revoked the 1979 1-hour
ozone standard of 0.12 parts per million (ppm).\14\
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\14\ 62 FR 38856, July 18, 1997.
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2008 ozone NAAQS, which revised the 8-hour ozone standards
to 0.075 ppm.\15\
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\15\ 73 FR 16436, March 27, 2008.
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1997 PM2.5 NAAQS, which set 24-hour average
primary and secondary PM2.5 standards of 65 [mu]g/m\3\ and
annual primary and secondary PM2.5 standards of 15 [mu]g/
m\3\.\16\
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\16\ 62 FR 38652, July 18, 1997.
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2006 PM2.5 NAAQS, which revised the 1997 24-
hour PM2.5 standards to 35 [mu]g/m\3\, and retained the 1997
annual standards.\17\
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\17\ 71 FR 61144, October 17, 2006.
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2012 PM2.5 NAAQS, which revised the 1997 and
2006 annual PM2.5 standards to 12.0 [mu]g/m\3\, and retained
the 2006 24-hour standards.\18\
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\18\ 78 FR 3086, January 15, 2013.
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2008 Pb NAAQS, which revised the 1978 Pb quarterly average
standard of 1.5 [mu]g/m\3\ to a rolling 3-month average not to exceed
0.15 [mu]g/m\3\ as a rolling 3-month average, and revised the secondary
standard to 0.15 [mu]g/m\3\, making it identical to the revised primary
standard.\19\
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\19\ 73 FR 66964, November 12, 2008.
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2010 NO2 NAAQS, which revised the primary 1971
NO2 annual standard of 53 parts per billion (ppb) by
supplementing it with a new 1-hour average NO2 standard of
100 ppb, and retained the secondary annual standard of 53 ppb.\20\
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\20\ 75 FR 6474, February 9, 2010. The annual NO2
standard of 0.053 ppm is listed in ppb for ease of comparison with
the new 1-hour standard.
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2010 SO2 NAAQS, which established a new 1-hour
average SO2 standard of 75 ppb, retained the secondary 3-
hour average SO2 standard of 500 ppb, and established a
mechanism for revoking the primary 1971 annual and 24-hour
SO2 standards.\21\
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\21\ 75 FR 35520, June 22, 2010. The annual SO2
standard of 0.5 ppm is listed in ppb for ease of comparison with the
new 1-hour standard.
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C. EPA Guidance Documents
EPA has issued several guidance memos on infrastructure SIPs that
have informed our evaluation, including the following:
March 2, 1978 guidance on the conflict of interest
requirements of section 128, pursuant to the requirement of section
110(a)(2)(E)(ii).\22\
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\22\ Memorandum from David O. Bickart, Deputy General Counsel,
Office of General Counsel (OGC), ``Guidance to States for Meeting
Conflict of Interest Requirements of Section 128,'' March 2, 1978.
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August 15, 2006 guidance on the interstate transport
requirements of section 110(a)(2)(D)(i) with respect to the 1997 ozone
and 1997 PM2.5 NAAQS.\23\
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\23\ Memorandum from William T. Harnett, Director, Air Quality
Policy Division, Office of Air Quality Planning and Standards
(OAQPS), ``Guidance for State Implementation Plan Submissions to
Meet Current Outstanding Obligations Under Section 110(a)(2)(D)(i)
for the 8-Hour Ozone and PM2.5 National Ambient Air
Quality Standards,'' August 15, 2006.
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October 2, 2007 guidance on infrastructure SIP
requirements for the 1997 ozone and 1997 PM2.5 NAAQS.\24\
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\24\ Memorandum from William T. Harnett, Director, Air Quality
Policy Division, OAQPS, ``Guidance on SIP Elements Required Under
Sections 110(a)(1) and (2) for the 1997 8-Hour Ozone and
PM2.5 National Ambient Air Quality Standards,'' October
2, 2007.
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September 25, 2009 guidance on infrastructure SIP
requirements for the 2006 PM2.5 NAAQS. (``2009
Infrastructure SIP Guidance'') \25\
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\25\ Memorandum from William T. Harnett, Director, Air Quality
Policy Division, OAQPS, ``Guidance on SIP Elements Required Under
Sections 110(a)(1) and (2) for the 2006 24-Hour Fine Particulate
Matter National Ambient Air Quality Standards,'' September 25, 2009.
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October 14, 2011 guidance on infrastructure SIP
requirements for the 2008 Pb NAAQS.\26\
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\26\ Memorandum from Stephen D. Page, Director, OAQPS,
``Guidance on State Implementation Plan Elements Required Under
Sections 110(a)(1) and 110(a)(2) for the 2008 Lead (Pb) National
Ambient Air Quality Standards,'' October 14, 2011.
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September 13, 2013 guidance on infrastructure SIP
requirements for the 2008 ozone, 2010 NO2, 2010
SO2, 2012 PM2.5, and future NAAQS. (``2013
Infrastructure SIP Guidance'') \27\
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\27\ Memorandum from Stephen D. Page, Director, OAQPS,
``Guidance on Infrastructure State Implementation Plan Elements
under Clean Air Act Sections 110(a)(1) and 110(a)(2),'' September
13, 2013.
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D. Changes to the Application of PSD Permitting Requirements to GHG
Emissions
With respect to CAA sections 110(a)(2)(C) and 110(a)(2)(J), EPA
interprets the Clean Air Act to require each state to make an
infrastructure SIP submittal for a new or revised NAAQS that
demonstrates that the air agency has a complete PSD permitting program
meeting the current requirements for all regulated NSR pollutants. The
PSD-related requirement of section 110(a)(2)(D)(i)(II) may also be
satisfied by demonstrating the air agency has a complete PSD permitting
program correctly addressing all regulated NSR pollutants. California
has shown that it currently has a PSD program in place for ten air
districts (Eastern Kern, Imperial County, Mendocino County, Monterey
Bay Unified, North Coast Unified, Northern Sonoma County, Placer
County, Sacramento Metropolitan (Metro), San Joaquin Valley, and Yolo-
Solano) that cover all regulated NSR pollutants, including GHGs, and
one air district (South Coast AQMD) that covers GHGs.
On June 23, 2014, the United States Supreme Court issued a decision
addressing the application of PSD permitting requirements to GHG
[[Page 63355]]
emissions.\28\ The Supreme Court said that EPA may not treat GHGs as an
air pollutant for purposes of determining whether a source is a major
source required to obtain a PSD permit. The Court also said that EPA
could continue to require that PSD permits, otherwise required based on
emissions of pollutants other than GHGs, contain limitations on GHG
emissions based on the application of Best Available Control Technology
(BACT). In order to act consistently with its understanding of the
Court's decision pending further judicial action to effectuate the
decision, EPA is not continuing to apply EPA regulations that would
require that SIPs include permitting requirements that the Supreme
Court found impermissible. Specifically, EPA is not applying the
requirement that a state's SIP-approved PSD program require that
sources obtain PSD permits when GHGs are the only pollutant (i) that
the source emits or has the potential to emit above the major source
thresholds, or (ii) for which there is a significant emissions increase
and a significant net emissions increase from a modification (e.g., 40
CFR 51.166(b)(48)(v)). EPA anticipates a need to revise federal PSD
rules in light of the Supreme Court opinion. In addition, EPA
anticipates that many states will revise their existing SIP-approved
PSD programs in light of the Supreme Court's decision. The timing and
content of subsequent EPA actions with respect to EPA regulations and
state PSD program approvals are expected to be informed by additional
legal process before the United States Court of Appeals for the
District of Columbia Circuit. At this juncture, EPA is not expecting
states to have revised their PSD programs for purposes of
infrastructure SIP submittals and is only evaluating such submittals to
assure that the state's program correctly addresses GHGs consistent
with the Supreme Court's decision.
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\28\ Utility Air Regulatory Group v. Environmental Protection
Agency, 134 S. Ct. 2427.
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At present, EPA has determined that California's Infrastructure SIP
Submittals are sufficient to satisfy CAA sections 110(a)(2)(C),
(D)(i)(II), and (J) for the 11 districts noted in this section that
have SIP-approved PSD programs with respect to GHGs because the PSD
permitting program previously approved by EPA into the SIP continues to
require that PSD permits (otherwise required based on emissions of
pollutants other than GHGs) contain limitations on GHG emissions based
on the application of BACT. Although the SIP-approved PSD permitting
programs for these 11 air districts in California may currently contain
provisions that are no longer necessary in light of the Supreme Court
decision, this does not render California's Infrastructure SIP
Submittals inadequate to satisfy sections 110(a)(2)(C), (D)(i)(II), and
(J) for these air districts. The SIP contains the necessary PSD
requirements at this time for these 11 districts, and the application
of those requirements is not impeded by the presence of other
previously-approved provisions regarding the permitting of sources of
GHGs that EPA does not consider necessary at this time in light of the
Supreme Court decision. Accordingly, the Supreme Court decision does
not affect EPA's proposed partial approval of California's
Infrastructure SIP Submittals as to the requirements of CAA sections
110(a)(2)(C), (D)(i)(II), and (2)(J).
III. California's Submittals
The California Air Resources Board (ARB) has submitted several
infrastructure SIP revisions pursuant to EPA's promulgation of the
NAAQS addressed by this proposed rule, including the following:
November 16, 2007--``Proposed State Strategy for
California's 2007 State Implementation Plan.'' Appendices B
(``110(a)(2) Infrastructure SIP'') and G (``Legal Authority and Other
Requirements'') contain California's infrastructure SIP revision for
the 1997 ozone and 1997 PM2.5 NAAQS. (``California's 2007
Submittal'').\29\ This submittal incorporates by reference California's
section 110(a)(2) SIP submitted in response to the 1970 CAA and
approved by EPA in 1979 in 40 CFR 52.220.
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\29\ California's November 16, 2007 Submittal is often referred
to as California's 2007 State Strategy. EPA previously acted on
Appendix C (``Revised Interstate Transport State Implementation
Plan'') of California's 2007 State Strategy, as modified by
Attachment A of the same submittal, which contained California's SIP
revision to address the interstate transport requirements of CAA
section 110(a)(2)(D)(i) for the 1997 ozone and 1997 PM2.5
NAAQS. 76 FR 14616, March 17, 2011 (transport prongs 1 and 2); 76 FR
48002, August 8, 2011 (transport prong 3); and 76 FR 34608, June 14,
2011 and 76 FR 48006, August 8, 2011 (transport prong 4).
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October 6, 2011--``State Implementation Plan Revision for
Federal Lead Standard Infrastructure Requirements,'' which addresses
the 2008 Pb NAAQS. (``California's 2011 Submittal'').
December 12, 2012--``State Implementation Plan Revision
for Federal Nitrogen Dioxide Standard Infrastructure Requirements,''
which addressed the 2010 NO2 NAAQS. (``California's 2012
Submittal'').
March 6, 2014--``California Infrastructure SIP,'' which
provided new submittals for the 2008 ozone, 2010 SO2, and
2012 PM2.5 NAAQS and supplemented and amended the state's
prior infrastructure SIP submittals. (``California's 2014 Submittal'').
June 2, 2014--Great Basin Unified APCD Rule 701 (``Air
Pollution Episode Plan''), which addresses CAA section 110(a)(2)(G) for
the 1987 coarse particulate matter (PM10) and 1997
PM2.5, 2006 PM2.5, and 2012 PM2.5
NAAQS. (``Great Basin Rule 701'').
We find that these submittals meet the procedural requirements for
public participation under CAA section 110(a)(2) and 40 CFR 51.102. We
are proposing to act on all of these submittals since they collectively
address the infrastructure SIP requirements for the NAAQS addressed by
this proposed rule. We refer to them collectively herein as
``California's Infrastructure SIP Submittals.'' Importantly, however,
California has not made a submittal for the interstate transport
requirements of CAA section 110(a)(2)(D)(i)(I) with respect to the 2006
PM2.5, 2012 PM2.5, 2008 ozone, and 2010
SO2 NAAQS.\30\ Thus we are not addressing the requirements
of section 110(a)(2)(D)(i)(I) with respect to these four NAAQS in this
proposed rule.
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\30\ California made an infrastructure SIP submittal for the
2006 24-hour PM2.5 NAAQS on July 7, 2009 that was
subsequently withdrawn on July 18, 2014. All infrastructure SIP
requirements for the 2006 24-hour PM2.5 NAAQS are
addressed in California's 2014 Submittal with the exception of the
interstate transport requirements of CAA section 110(a)(2)(D)(i)(I).
Therefore, there is no California submittal before EPA with respect
to the interstate transport requirements of section
110(a)(2)(D)(i)(I) for the 2006 24-hour PM2.5 NAAQS.
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IV. EPA's Evaluation and Proposed Action
We have evaluated California's Infrastructure SIP Submittals and
the existing provisions of the California SIP for compliance with the
infrastructure SIP requirements (or ``elements'') of CAA section
110(a)(2) and applicable regulations in 40 CFR part 51 (``Requirements
for Preparation, Adoption, and Submittal of State Implementation
Plans''). In addition, our evaluation has been informed by EPA guidance
memos cited in section II.C of this proposed rule. Given the large
volume of information required to evaluate multiple SIP revisions for
multiple NAAQS in a state with the largest number of local air
districts in the country--35 APCDs and air quality management districts
(AQMDs) in total--we have prepared five technical support documents
that contain the details of our evaluation and are
[[Page 63356]]
available in the public docket for this rulemaking. The TSDs include
our Overarching TSD, which introduces our evaluation as a whole and
addresses the majority of the requirements under section 110(a)(2), and
four other TSDs that are specific to certain requirements and CAA
programs, as follows:
Permit Programs TSD--addressing CAA sections 110(a)(2)(C)/
permit programs (only), (D)(i)(II)/interstate transport and PSD (only),
(J)/PSD (only), and (L)/permit fees.
Interstate Transport TSD--addressing CAA section
110(a)(2)(D).
Conflict of Interest TSD--addressing CAA section
110(a)(2)(E)(ii).
Emergency Episode Planning TSD--addressing CAA section
110(a)(2)(G).
A. Proposed Approvals and Partial Approvals
Based upon our evaluation as presented in our five TSDs, EPA
proposes to approve California's Infrastructure SIP Submittals with
respect to the 1997 ozone, 2008 ozone, 1997 PM2.5, 2006
PM2.5, 2012 PM2.5, 2008 Pb, 2010 NO2,
and 2010 SO2 NAAQS for the following infrastructure SIP
requirements. Proposed partial approvals are indicated by the
parenthetical ``(in part).''
Section 110(a)(2)(A): Emission limits and other control
measures.
Section 110(a)(2)(B) (in part): Ambient air quality
monitoring/data system.
Section 110(a)(2)(C) (in part): Program for enforcement of
control measures and regulation of new and modified stationary sources.
Section 110(a)(2)(D)(i) (in part): Interstate pollution
transport.\31\
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\31\ As noted in section III of this proposed rule, California
has not made a submittal for the interstate transport requirements
of CAA section 110(a)(2)(D)(i)(I) for the 2006 PM2.5,
2012 PM2.5, 2008 ozone, and 2010 SO2 NAAQS.
Thus we are not proposing any action with respect to the
requirements of section 110(a)(2)(D)(i)(I) with respect to these
four NAAQS in this proposed rule.
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Section 110(a)(2)(D)(ii) (in part): Interstate pollution
abatement and international air pollution.
Section 110(a)(2)(E): Adequate resources and authority,
conflict of interest, and oversight of local and regional government
agencies.
Section 110(a)(2)(F): Stationary source monitoring and
reporting.
Section 110(a)(2)(G) (in part): Emergency episodes.
Section 110(a)(2)(H): SIP revisions.
Section 110(a)(2)(J) (in part): Consultation with
government officials, public notification, PSD, and visibility
protection.
Section 110(a)(2)(K): Air quality modeling and submittal
of modeling data.
Section 110(a)(2)(L): Permitting fees.
Section 110(a)(2)(M): Consultation/participation by
affected local entities.
i. Proposed Approval of State and Local Provisions Into the California
SIP
As part of these proposed approvals, we are also proposing to
approve several state statutes and regulations and one air district
rule into the California SIP. Specifically, for all of the NAAQS
addressed in this proposal, we propose to approve into the SIP five
state provisions from the California Government Code (GC) statutes and
California Code of Regulations (CCR), which were submitted in
California's 2014 Submittal and which address the conflict of interest
requirements of CAA sections 110(a)(2)(E)(ii) and 128. These provisions
include 9 GC 82048, 9 GC 87103, 9 GC 87302, 2 CCR 18700, and 2 CCR
18701. For discussion of these conflict of interest provisions, please
see our Conflict of Interest TSD.
We also propose to approve Great Basin Rule 701 into the California
SIP with respect to the 1987 PM10, 1997 PM2.5,
2006 PM2.5, and 2012 PM2.5 NAAQS for the
emergency episode planning requirements of CAA section 110(a)(2)(G) and
40 CFR part 51, subpart H. For our evaluation of this emergency episode
rule, please refer to our Emergency Episode Planning TSD.
ii. Proposed Approval of Reclassification Requests for Emergency
Episode Planning
California's 2012 and 2014 Submittals requested that EPA reclassify
several AQCRs with respect to the emergency episode planning
requirements of CAA section 110(a)(2)(G) and 40 CFR part 51, subpart H,
as applicable to ozone, NO2, and SO2. The air
quality tests for classifying AQCRs are prescribed in 40 CFR 51.150 and
are pollutant-specific (e.g., ozone) rather than being specific to any
given NAAQS (e.g., 1997 ozone NAAQS). Consistent with the provisions of
40 CFR 51.153, reclassification of AQCRs must rely on the most recent
three years of air quality data. AQCRs that are classified Priority I,
IA, or II are required to have SIP-approved emergency episode
contingency plans, while those classified Priority III are not required
to have such plans, pursuant to 40 CFR 51.151 and 51.152. We interpret
40 CFR 51.153 as establishing the means for states to review air
quality data and request a higher or lower classification for any given
region and as providing the regulatory basis for EPA to reclassify such
regions, as appropriate, under the authorities of CAA sections
110(a)(2)(G) and 301(a)(1).
On the basis of California's ambient air quality data for 2011-
2013, we are proposing to grant five of California's ten requests and
deny the five remaining requests. Note, however, that our proposed
denial of such a reclassification request does not necessarily lead to
disapproval as most districts that are required to have emergency
episode contingency plans for a given set of air pollutants continue to
have SIP-approved emergency episode rules that apply to such
pollutants. The exception to this scenario is the Mountain Counties
AQCR for ozone, which we discuss in section IV.B.iii of this proposed
rule. For further discussion of the emergency episode planning
evaluation, please refer to our Emergency Episode Planning TSD.
While we propose to grant or deny such requests within this
proposed rule, the authority to take final action to reclassify AQCRs
is reserved by the EPA Administrator. We will draft a reclassification
final rule for signature by the EPA Administrator that will be separate
from the broader final rule on California's Infrastructure SIP
Submittals for signature by the EPA Region 9 Regional Administrator.
Ozone
For ozone, an AQCR with a 1-hour ozone level greater than 0.10 ppm
over the most recent three-year period must be classified Priority I,
while all other areas are classified Priority III. Per California's
requests, we propose to reclassify the Lake Tahoe and North Central
Coast AQCRs to Priority III for ozone as neither recorded 1-hour ozone
levels greater than 0.10 ppm in 2011-2013. We propose to deny
California's reclassification requests for the Mountain Counties,
Sacramento Valley, San Diego, and Southeast Desert AQCRs for ozone as
each area has exceeded the ozone classification threshold in 2011-2013.
As a result, California would have seven Priority I AQCRs for ozone,
including five for which we are proposing to deny California's
reclassification request and two others (Metropolitan Los Angeles and
San Joaquin Valley AQCRs). Five of these AQCRs, including Metropolitan
Los Angeles, San Diego, San Francisco Bay Area, San Joaquin Valley, and
Southeast Desert, have adequate SIP-approved emergency episode rules
applicable to
[[Page 63357]]
ozone that cover the full geographic extent of the AQCRs.\32\
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\32\ Note that Metropolitan Los Angeles and Southeast Desert
AQCRs comprise multiple districts, each of which have SIP-approved
emergency episode rules applicable to ozone.
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Two additional AQCRs in northern and central California comprise
many air districts. Sacramento Valley AQCR includes all or portions of
eight air districts, just one of which (Sacramento Metro AQMD) recorded
a 1-hour ozone level above 0.10 ppm during 2011-2013. Sacramento Metro
AQMD already has an adequate SIP-approved emergency episode rule
applicable to ozone. Mountain Counties includes portions of seven air
districts, just two of which (El Dorado County APCD and Placer County
APCD) recorded a 1-hour ozone level above 0.10 ppm during 2011-2013.
Unlike Sacramento Metro, these two air districts do not have SIP-
approved emergency episode rules. Within these two AQCRs, the
population and concentration of emission sources is greatest in the
greater Sacramento metropolitan area and the air districts of El Dorado
County, Placer County, and Sacramento Metro (i.e., Sacramento County)
each share a county border with one another.
Because recent ambient air quality data do not indicate that ozone
levels are likely to approach the first recommended 1-hour ozone alert
level of 0.20 ppm, much less the 2-hour significant harm level of 0.6
ppm, we propose to find that to satisfy the requirements of 40 CFR
51.151 for contingency plans for these two AQCRs classified Priority I,
California needs to provide emergency episode contingency plans for the
three air districts that have recorded a 1-hour ozone level above 0.10
ppm. As noted, Sacramento Metro AQMD already has an adequate SIP-
approved emergency episode rule applicable to ozone. Thus, we propose
to approve California's 2007 and 2014 Submittals with respect to the
1997 ozone and 2008 ozone for the Sacramento Valley AQCR for the
emergency episode planning requirements of CAA section 110(a)(2)(G).
Since El Dorado County APCD and Placer County APCD do not have such
SIP-approved rules, we propose to partially disapprove California's
2007 and 2014 Submittals with respect to the 1997 ozone and 2008 ozone
NAAQS for the Mountain Counties AQCR, as discussed in section IV.B.iii
of this proposed rule.
NO2 and SO2
For NO2, an AQCR with an annual average NO2
level greater than 0.06 ppm over the most recent three-year period must
be classified Priority I. Per California's request, we propose to
reclassify the Metropolitan Los Angeles AQCR to Priority III for
NO2 since no part of this region (comprised of all or
portions of Santa Barbara County, South Coast, and Ventura County air
districts) recorded an annual average NO2 level greater than
0.06 ppm in 2011-2013. Finalization of this proposed reclassification
would mean that the whole state would be classified Priority III for
NO2, and therefore no emergency episode contingency plan for
NO2 would be required for any of the state's 14 AQCRs. We
therefore propose to approve California's 2012 and 2014 Submittals with
respect to the 2010 NO2 NAAQS for the emergency episode
planning requirements of CAA section 110(a)(2)(G).
For SO2, the classification thresholds for
SO2 are unique in that they are prescribed for three
different averaging periods, including the following Priority II
classification thresholds: 3-hour average greater than 0.5 ppm, 24-hour
average between 0.10-0.17 ppm, and annual arithmetic mean between 0.02-
0.04 ppm. Per California's request, we propose to reclassify the
Metropolitan Los Angeles and San Francisco Bay Area AQCRs to Priority
III for SO2 as neither recorded SO2 levels
exceeding the 3-hour average threshold or the lower end of the 24-hour
and annual classification threshold ranges in 2011-2013. Finalization
of this proposed reclassification would mean that the whole state would
be classified Priority III for SO2, and therefore no
emergency episode contingency plan for SO2 would be required
for any of the state's 14 AQCRs. We therefore propose to approve
California's 2014 Submittal with respect to the 2010 SO2
NAAQS for the emergency episode planning requirements of CAA section
110(a)(2)(G).
iii. Proposed Reclassifications for PM Emergency Episode Planning
California's 2014 Submittal requested that EPA treat all areas of
the state as though they were classified Priority III for purposes of
PM2.5 with respect the emergency episode planning
requirements of CAA section 110(a)(2)(G) and 40 CFR part 51, subpart H,
with the exception of Great Basin Valley AQCR, for which ARB requested
treatment as a Priority II area. However, the air quality test for
classifying AQCRs for PM that are prescribed in 40 CFR 51.150 are not
specific to either PM2.5 or PM10--they are simply
for PM. Thus, we evaluated California's 2014 Submittal as follows.
As an initial screen, and given the provision of 40 CFR 51.153(a)
to review the most recent three years of air quality data, we reviewed
California's 24-hour PM2.5 air quality data from 2011-2013
to identify areas where concentrations exceeded EPA's recommended 24-
hour PM2.5 threshold of 140.4 [micro]g/m\3\ for emergency
episode planning.\33\ There were two occasions where the concentrations
exceeded this threshold: 208 [micro]g/m\3\ on December 1, 2011 at the
Keeler-Cerro Gordo Road monitor in Great Basin Valley AQCR, and 167
[mu]g/m\3\ on May 5, 2013 at the Bakersfield-Planz monitor in San
Joaquin Valley AQCR.
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\33\ 2009 Infrastructure SIP Guidance, pp. 6-7 and Attachment B
(``Recommended Interim Significant Harm Level, Priority Levels, and
Action Levels for PM2.5 Emergency Episode Plans
(EEPs)'').
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For these two areas, we also reviewed the 24-hour PM10
air quality data to determine the appropriate emergency episode
classification under 40 CFR 51.150. We propose to classify such areas
based on PM10 values, rather than PM2.5 values
alone, in order to ensure adequate protection from PM emergency
episodes as a whole. Following classification, however, we also propose
that such differences could be relevant in determining the adequacy of
a PM emergency episode contingency plan. We discuss the rationale for
these two proposal in our Emergency Episode Planning TSD.
For PM, an AQCR with a 24-hour PM maximum level between 150-325
[micro]g/m\3\ over the most recent three-year period must be classified
Priority II and an AQCR with a 24-hour PM maximum level greater than
325 [micro]g/m\3\ must be classified Priority I. The monitors in Great
Basin Valley AQCR recorded over 90 instances during 2011-2013 where 24-
hour PM10 levels exceeded the Priority I threshold of 325
[micro]g/m\3\. As such, we propose to revise the PM emergency episode
classification of Great Basin Valley AQCR from Priority III to Priority
I in 40 CFR 52.221. The monitors in San Joaquin Valley AQCR recorded 15
instances during 2011-2013 where 24-hour PM10 levels were
within the Priority II range of 150-325 [micro]g/m\3\, with no
exceedances of the Priority I threshold of 325 [micro]g/m\3\ during
that time. We therefore propose to revise the PM emergency episode
classification of San Joaquin Valley AQCR from Priority I to Priority
II in 40 CFR 52.221.
Based on these classifications, we have reviewed the adequacy of
each area's PM emergency episode plans. As noted in section IV.A.i of
this proposed rule, we propose to approve Great Basin Rule 701 for the
emergency episode
[[Page 63358]]
planning requirements of CAA section 110(a)(2)(G) with respect to the
PM2.5 and PM10 NAAQS. However, for San Joaquin
Valley AQCR, we proposed to partially disapprove California's 2007 and
2014 Submittals for section 110(a)(2)(G) with respect to the 1997
PM2.5, 2006 PM2.5, and 2012 PM2.5
NAAQS, which we discuss in section IV.B.iii of this proposed rule. For
further discussion of the emergency episode planning evaluation as a
whole, please refer to our Emergency Episode Planning TSD.
B. Proposed Partial Disapprovals
EPA proposes to partially disapprove California's Infrastructure
SIP Submittals with respect to the NAAQS identified for each of the
following infrastructure SIP requirements (details of the partial
disapprovals are presented after this list):
Section 110(a)(2)(B) (in part): Ambient air quality
monitoring/data system (for the 1997 ozone and 2008 ozone NAAQS for the
Bakersfield Metropolitan Statistical Area (MSA) in San Joaquin Valley
APCD).
Section 110(a)(2)(C) (in part): Program for enforcement of
control measures and regulation of new and modified stationary sources
(for all NAAQS addressed by this proposed rule due to PSD program and
minor NSR deficiencies in certain air districts).
Section 110(a)(2)(D)(i) (in part): Interstate pollution
transport (for all NAAQS addressed by this proposed rule due to PSD
program deficiencies in certain air districts).
Section 110(a)(2)(D)(ii) (in part): Interstate pollution
abatement and international air pollution (for all NAAQS addressed by
this proposed rule due to PSD program deficiencies in certain air
districts).
Section 110(a)(2)(G) (in part): Emergency episodes (for
the 1997 ozone and 2008 ozone NAAQS for the Mountain Counties AQCR, and
for the 1997 PM2.5, 2006 PM2.5, and 2012
PM2.5 NAAQS for the San Joaquin Valley AQCR).
Section 110(a)(2)(J) (in part): Consultation with
government officials, public notification, PSD, and visibility
protection (for all NAAQS addressed by this proposed rule due to PSD
program deficiencies in certain air districts).
i. Ambient Air Monitoring Partial Disapproval
We propose to partially disapprove California's 2007 and 2014
Submittals for CAA section 110(a)(2)(B) with respect to the 1997 ozone
and 2008 ozone NAAQS for the Bakersfield MSA portion of the California
SIP because the ozone monitor located at the Arvin-Bear Mountain Road
site, which had been the maximum ozone concentration monitor in the
Bakersfield MSA, was closed without an approved replacement site. The
requirement to have such a maximum ozone concentration monitor is found
in 40 CFR part 51, Appendix D, 4.1(b) and the requirement that
modifications to a monitoring network must be reviewed and approved by
the relevant Regional Administrator is found in 40 CFR 58.14(b). For
further discussion of this partial disapproval, please see our
evaluation for CAA section 110(a)(2)(B) in our Overarching TSD.
ii. Permit Program-Related Partial Disapprovals
We propose to partially disapprove portions of California's
Infrastructure SIP Submittals with respect to the PSD-related
requirements of sections 110(a)(2)(C), (D)(i)(II), (D)(ii), and (J) for
several air districts because the California SIP does not fully satisfy
the statutory and regulatory requirements for PSD permit programs as to
those air districts. In addition, we propose to partially disapprove
portions of California's Infrastructure SIP Submittals with respect to
the minor NSR-related requirements of section 110(a)(2)(C) for several
air districts because the California SIP does not include minor NSR
programs for five air districts. With respect to interstate transport
requirement of CAA section 110(a)(2)(D)(i)(II), we also considered the
status of the nonattainment NSR programs of the applicable California
air districts and propose to approve California's Infrastructure SIP
Submittals for this aspect of the interstate transport requirements.
Lastly, regarding section 110(a)(2)(D)(ii) and compliance with the
requirement of section 126(a) for proposed, major new or modified
sources to notify all potentially affected, nearby states, as
applicable, we propose to partially disapprove California's
Infrastructure SIP Submittals for many air districts. We provide a
summary of the basis of our proposed partial disapprovals in the
following paragraphs. For further detail on the nature and extent of
these proposed partial disapprovals, please refer to our Permit
Programs TSD.
PSD Permit Programs
We reviewed the permit programs of California's 35 air districts
for SIP-approved provisions to address PSD requirements that we
consider ``structural'' for purposes of sections 110(a)(2)(C),
(D)(i)(II), and (J), including the following requirements that were
most recently added to the federal PSD regulations: Provisions
identifying nitrogen oxides (NOX) as ozone precursors;
provisions to regulate PM2.5, including condensable
PM2.5, PM2.5 precursor emissions, and PSD
increments for PM2.5; and provisions to regulate GHGs. For
the PSD requirements for GHGs, we conducted our evaluation consistent
with the recent changes to the application of such requirements due to
the U.S. Supreme Court decision of June 23, 2014, as discussed in
section II.D of this proposed rule.
We propose to approve seven districts as meeting the structural PSD
requirements, including Eastern Kern, Imperial County, Monterey Bay
Unified, Placer County, Sacramento Metro, San Joaquin Valley, and Yolo-
Solano air districts. With respect to Monterey Bay Unified APCD, our
proposed approval for sections 110(a)(2)(C), (D)(i)(II), and (J) is
contingent on finalizing our proposed rule on a PSD SIP revision for
this district that meets such structural PSD requirements.\34\ However,
we note that the district's current SIP-approved PSD program does not
include requirements for the regulation of PM2.5,
PM2.5 precursors, condensable PM2.5, or PSD
increments for PM2.5. Thus, in the event that we are not
able to finalize our proposed action on such PSD SIP revision prior to
finalizing action on California's Infrastructure SIP Submittals, we
propose in the alternative to partially disapprove Monterey Bay Unified
APCD for these specific PSD-related requirements for sections
110(a)(2)(C), (D)(i)(II), and (J).
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\34\ The pre-publication copy of our proposed rule on Monterey
Bay Unified APCD's PSD SIP revision, signed on September 30, 2014,
is included in the docket of our proposed rule.
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An additional four air districts, including Mendocino County, North
Coast Unified, Northern Sonoma County, and South Coast air districts,
partially meet and partially do not meet the structural PSD
requirements. South Coast AQMD has a SIP-approved PSD program for GHGs
only, but it does not have a SIP-approved PSD program to address any
other regulated NSR pollutants. Thus we propose to partially disapprove
California's Infrastructure SIP Submittals as to this district for the
PSD-related requirement of sections 110(a)(2)(C), (D)(i)(II), and (J).
North Coast Unified AQMD has a SIP-approved PSD program that, on
the whole, addresses all regulated NSR pollutants. However, it does not
explicitly regulate NOX as an ozone precursor and does not
include requirements for the regulation of PM2.5,
[[Page 63359]]
PM2.5 precursors, condensable PM2.5, or PSD
increments for PM2.5. Therefore, we propose to partially
disapprove California's Infrastructure SIP Submittals as to this
district for these specific deficiencies for PSD-related requirements
of section 110(a)(2)(C), (D)(i)(II), and (J). Mendocino County AQMD and
Northern Sonoma County APCD each have SIP-approved PSD programs that
generally address the structural PSD requirements, but do not include
requirements for a baseline date for PSD increments for
PM2.5. Thus, we propose to partially disapprove California's
Infrastructure SIP Submittals as to both of these districts for this
specific deficiency in the PSD-related requirements of section
110(a)(2)(C), (D)(i)(II), and (J).
The remaining 24 air districts are subject to the existing PSD FIP
in 40 CFR 52.21, including Amador County, Antelope Valley, Bay Area,
Butte County, Calaveras County, Colusa County, El Dorado County,
Feather River, Glenn County, Great Basin Unified, Lake County, Lassen
County, Mariposa County, Modoc County, Mojave Desert, Northern Sierra,
San Diego County, San Luis Obispo County, Santa Barbara County, Shasta
County, Siskiyou County, Tehama County, Tuolumne County, and Ventura
County air districts. Eight of these, including Bay Area, Butte County,
Feather River, Great Basin Unified, San Diego County, San Luis Obispo
County, Santa Barbara County, and Ventura County air districts, have
made PSD SIP submittals for which EPA has not yet proposed or finalized
action. Accordingly, we propose to partially disapprove California's
Infrastructure SIP Submittals as to each of these 24 air districts with
respect to the PSD-related requirements of section 110(a)(2)(C),
(D)(i)(II), and (J). As discussed further in section IV.C of this
proposed rule, the partial disapprovals as to these 24 districts would
not result in new FIP obligations, because EPA has already promulgated
a PSD FIP for each district.
Minor NSR Programs
Consistent with the requirement of section 110(a)(2)(C) that the
SIP include a program for the regulation of minor sources, we also
evaluated California's Infrastructure SIP Submittals and the California
SIP with respect to minor NSR programs covering the NAAQS addressed by
this proposed rule. Thirty of the 35 air districts have a SIP-approved
minor NSR program that applies to all NAAQS, and therefore meet the
minor NSR component of section 110(a)(2)(C). The remaining five air
districts--Lake County, Mariposa County, Mojave Desert, Northern
Sierra,\35\ and Tuolumne County air districts--have minor NSR programs
that establish similar requirements, but they have not been submitted
and approved into the California SIP. Therefore, we propose to
partially disapprove California's Infrastructure SIP Submittals with
respect to the minor NSR requirement of CAA section 110(a)(2)(C) for
these five air districts.
---------------------------------------------------------------------------
\35\ Note that Northern Sierra AQMD comprises three counties,
one of which (Nevada County) has a SIP-approved minor NSR program
while the other two (Plumas and Sierra counties) do not. Thus, our
conclusion on the absence of a SIP-approved minor NSR program
pertains only to these two counties within Northern Sierra AQMD.
---------------------------------------------------------------------------
Nonattainment NSR Permit Programs
With respect to interstate transport requirement of CAA section
110(a)(2)(D)(i)(II), in addition to reviewing the air districts' PSD
programs, we also considered the nonattainment NSR programs of the
applicable California air districts as follows. CAA section
110(a)(2)(D)(i)(II) requires SIPs to prohibit emissions that will
interfere with other state's measures to prevent significant
deterioration of air quality. The PSD and nonattainment NSR permit
programs require preconstruction permits to protect the air quality
within each state and are designed to prohibit construction of new
major sources and major modifications at existing major sources from
contributing to nonattainment in surrounding areas, including nearby
states. Specifically, a PSD permit may not be issued unless the new or
modified source demonstrates that emissions from the construction or
operation of the facility will not cause or contribute to air pollution
in any area that exceeds any NAAQS or any maximum allowable increase
(i.e., PSD increment).\36\A nonattainment NSR permit may not be issued
unless the new or modified source shows it has obtained sufficient
emissions reductions to offset increases in emissions of the pollutants
for which an area is designated nonattainment, consistent with
reasonable further progress toward attainment.\37\ Because the PSD and
nonattainment NSR permitting programs currently applicable in each area
require a demonstration that new or modified sources will not cause or
contribute to air pollution in excess of the NAAQS in neighboring
states or that sources in nonattainment areas procure offsets, states
may satisfy the PSD-related requirement of section 110(a)(2)(D)(i)(II)
by submitting SIPs confirming that major sources and major
modifications in the state are subject to PSD programs that implement
current requirements and nonattainment NSR programs that address the
NAAQS pollutants for which areas of the state that have been designated
nonattainment.
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\36\ 42 U.S.C. Sec. 7475(a)(3); 40 CFR 51.166(k).
\37\ 42 U.S.C. Sec. 7503(a)(1); 40 CFR 51.165(a)(3).
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Accordingly, we reviewed the nonattainment NSR programs of
California's 22 air districts that are designated nonattainment for
ozone, PM2.5, or Pb, as applicable,\38\ to determine whether
these programs generally address the applicable nonattainment
pollutants. We refer to this aspect of section 110(a)(2)(D)(i)(II)
herein as the ``nonattainment NSR element.''
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\38\ No area of California has been designated nonattainment for
the 2010 NO2 or 2010 SO2 NAAQS.
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We propose to find that California meets the nonattainment NSR
element of section 110(a)(2)(D)(i)(II) through a variety of mechanisms,
as follows. Nine of the 22 air districts with nonattainment areas meet
the nonattainment NSR element via SIP-approved programs, including the
following air districts: Antelope Valley, Eastern Kern, Mojave Desert,
Placer County, San Diego County, and Ventura County (for the 1997 ozone
and 2008 ozone NAAQS); Sacramento Metro and Feather River (for the 1997
ozone, 2008 ozone, and 2006 PM2.5 NAAQS); and San Joaquin
Valley (for the 1997 ozone, 2008 ozone, 1997 PM2.5, and 2006
PM2.5 NAAQS).
An additional eight air districts have affirmed that they implement
the interim nonattainment NSR program in 40 CFR part 51, Appendix S,
which applies to new or modified major stationary sources pursuant to
40 CFR 52.24(k), until California submits (on behalf of a given
district) and EPA approves SIP revisions addressing the applicable
nonattainment NSR program requirements. This scenario applies to the
following districts: Calaveras County, Mariposa County, and Northern
Sierra (for the 1997 ozone and 2008 ozone NAAQS); and Bay Area, Butte
County, El Dorado County, Imperial County, Yolo-Solano (for the 1997
ozone, 2008 ozone, and 2006 PM2.5 NAAQS). We note that Bay
Area, Butte County, Imperial County, and South Coast air districts have
each submitted SIP revisions to address some or all of the outstanding
nonattainment NSR requirements. We anticipate proposing or taking final
action on some or all of these four SIP submittals over the coming
months. To the extent that each submittal meets the applicable
[[Page 63360]]
nonattainment NSR requirements, we propose that such actions would
alter the basis of our proposed approval of California's Infrastructure
SIP Submittals with respect to the nonattainment NSR element of section
110(a)(2)(D)(i)(II) (i.e., having SIP-approved nonattainment NSR
provisions rather than relying on 40 CFR part 51, Appendix S) while
maintaining the proposed approval itself.
South Coast AQMD implements its SIP-approved nonattainment NSR
program for the portions of the air district that are designated
nonattainment for the 1997 ozone, 2008 ozone, and 2008 Pb NAAQS, and
implements the interim nonattainment NSR program in 40 CFR part 51,
Appendix S with respect to the 1997 PM2.5 and 2006
PM2.5 NAAQS.
Two other districts, Amador County APCD and Tuolumne County APCD,
are designated nonattainment only for the 1997 ozone NAAQS. EPA has
proposed to revoke that NAAQS as part of the proposed implementation
rule for the 2008 ozone NAAQS,\39\ which for these two air districts
would have the effect of revoking the requirement to submit a
nonattainment NSR SIP revision.\40\ We anticipate that EPA will
finalize that proposed rule prior to finalization of this proposed rule
on California's Infrastructure SIPs, so these two districts will be
relieved of the requirement to submit nonattainment NSR SIP revisions.
---------------------------------------------------------------------------
\39\ 78 FR 34178, June 6, 2013.
\40\ This scenario also applies to the Sutter Buttes area within
Feather River AQMD that is designated nonattainment for the 1997
ozone NAAQS. However, the southern portion of Feather River AQMD has
been designated nonattainment for both the 1997 ozone and 2008 ozone
NAAQS. Thus, the requirement for this air district to submit a
nonattainment NSR SIP revision remains, though it will no longer
apply to Sutter Buttes area.
---------------------------------------------------------------------------
Lastly, portions of San Luis Obispo County APCD and Tehama County
APCD are designated nonattainment only for the 2008 ozone NAAQS.
Stemming from EPA's proposed implementation rule for the 2008 ozone
NAAQS,\41\ required nonattainment NSR SIP revisions would not be due
until July 20, 2015 and, thus, this requirement is not yet due for
these two districts. Until such SIP revisions are submitted by these
two districts and approved by EPA, the districts are required to
implement 40 CFR part 51, Appendix S for any major source emitting an
applicable nonattainment pollutant (i.e., NOX or VOCs) that
may propose to locate in the respective nonattainment areas.
---------------------------------------------------------------------------
\41\ 78 FR 34178, June 6, 2013.
---------------------------------------------------------------------------
Accordingly, we propose to approve California's Infrastructure SIP
Submittals for the 22 air districts designated nonattainment for ozone,
PM2.5, or Pb, as applicable, with respect to the
nonattainment NSR element of the interstate transport requirement of
section 110(a)(2)(D)(i)(II).
Interstate Pollution Abatement and International Air Pollution
With respect to the requirement in CAA section 110(a)(2)(D)(ii)
regarding compliance with the applicable requirements of section 126
relating to interstate pollution abatement, we note that the
requirements of section 126(b) and (c), which pertain to petitions by
affected states to EPA regarding sources violating the ``interstate
transport'' provisions of CAA section 110(a)(2)(D)(i), do not apply to
our action because there are no such pending petitions relating to
California. We thus evaluated California's 2014 Submittal (the only
submittal of California's Infrastructure SIP Submittals to explicitly
address this sub-section) only for purposes of compliance with section
126(a), which requires that each SIP require that proposed, major new
or modified sources, which may significantly contribute to violations
of the NAAQS in any air quality control region in other states, to
notify all potentially affected, nearby states. For further discussion
of these requirements, please refer to our Interstate Transport TSD.
Ten of California's 35 air districts have SIP-approved PSD permit
programs that require notice to nearby states consistent with EPA's
relevant requirements, including the following districts: Eastern Kern,
Imperial County, Mendocino County, Monterey Bay Unified, North Coast
Unified, Northern Sonoma County, Placer County, Sacramento Metro, San
Joaquin Valley, and Yolo-Solano. The remaining 25 air districts are
deficient with respect to the PSD requirements in part C, title I of
the Act and with respect to the requirement in CAA section 126(a)
regarding notification to affected, nearby states of major new or
modified sources proposing to locate in these remaining air districts.
With respect to the requirement in CAA section 110(a)(2)(D)(ii)
regarding compliance with the applicable requirements of section 115
relating to international air pollution, the EPA Administrator is
authorized to require a state to revise its SIP when certain criteria
are met and the Administrator has reason to believe that any air
pollutant emitted in the United States causes or contributes to air
pollution which may reasonably be anticipated to endanger public health
or welfare in a foreign country. The Administrator may do so by giving
formal notification to the Governor of the State in which the emissions
originate. Because no such formal notification has been made with
respect to emissions originating in California, EPA has no reason to
approve or disapprove any existing state rules with regard to CAA
section 115.
Thus, while the existing California SIP is sufficient to satisfy
most of the requirement in CAA section 110(a)(2)(D)(ii) regarding
compliance with the applicable requirements of section 115 for the
whole state and section 126 for ten air districts, we propose to
partially disapprove California's Infrastructure SIP Submittals for
section 110(a)(2)(D)(ii) regarding compliance with the requirements of
section 126(a) for the following 25 air districts: Amador County,
Antelope Valley, Bay Area, Butte County, Calaveras County, Colusa
County, El Dorado County, Feather River, Glenn County, Great Basin
Unified, Lake County, Lassen County, Mariposa County, Modoc County,
Mojave Desert, Northern Sierra, San Diego County, San Luis Obispo
County, Santa Barbara County, Shasta County, Siskiyou County, South
Coast, Tehama County, Tuolumne County, and Ventura County.
iii. Emergency Episode Planning Partial Disapprovals
We are proposing to partially disapprove California's 2007 and 2014
Submittals for CAA section 110(a)(2)(G) with respect to the 1997 ozone
and 2008 ozone NAAQS for the Mountain Counties AQCR and with respect to
the 1997 PM2.5, 2006 PM2.5, and 2012
PM2.5 NAAQS for the San Joaquin Valley AQCR. We provide a
summary of the basis of our proposed partial disapproval in the
following paragraphs. For further discussion of these partial
disapprovals, please refer to our Emergency Episode Planning TSD.
Mountain Counties AQCR for Ozone
As described in section IV.A.ii of this proposed rule, we propose
to deny California's request to reclassify the Mountain Counties AQCR
to Priority III for ozone and have assessed the status of this region's
ambient air quality and emergency episode rules. Of the seven air
districts that comprise the Mountain Counties AQCR, only El Dorado
County APCD and Placer County APCD recorded a 1-hour ozone level above
the Priority I ozone threshold of 0.10 ppm during 2011-2013. Because
recent ambient air quality data for the AQCR
[[Page 63361]]
as a whole do not indicate that ozone levels are likely to approach the
Stage 1 one-hour ozone alert level of 0.20 ppm, much less the 2-hour
significant harm level of 0.6 ppm, we propose to find that to satisfy
the requirements of 40 CFR 51.151 for contingency plans for Mountain
Counties AQCR, California needs to provide emergency episode
contingency plans applicable to ozone for El Dorado County APCD and
Placer County APCD. Since these two air districts do not have SIP-
approved emergency episode rules, we propose to partially disapprove
California's 2007 and 2014 Submittals for the Mountain Counties AQCR
(for El Dorado County APCD and Placer County APCD only) with respect to
the 1997 ozone and 2008 ozone NAAQS for the emergency episode planning
requirements of CAA section 110(a)(2)(G).
San Joaquin Valley AQCR for PM2.5
As discussed in section IV.A.iii of this proposed rule, we propose
to revise the PM emergency episode classification of San Joaquin Valley
AQCR from Priority I to Priority II. Accordingly, we reviewed San
Joaquin Valley APCD's SIP-approved emergency episode plan, which
comprises multiple rules under the district's Regulation 6 (``Air
Pollution Emergency Episodes'').\42\ We did not find provisions
specific to PM2.5 within Regulation 6. As such, we propose
to conclude that the California SIP does not have an adequate PM
emergency episode contingency plan with respect to PM2.5 for
San Joaquin Valley AQCR and therefore propose to partially disapprove
California's 2007 and 2014 Submittals for San Joaquin Valley AQCR with
respect to the 1997 PM2.5, 2006 PM2.5, and 2012
PM2.5 NAAQS for the emergency episode planning requirements
of CAA section 110(a)(2)(G).
---------------------------------------------------------------------------
\42\ 64 FR 13351, March 18, 1999.
---------------------------------------------------------------------------
iv. General Note on Disapprovals
EPA takes very seriously a proposal to disapprove a state plan, as
we believe that it is preferable, and preferred in the provisions of
the Clean Air Act, that these requirements be implemented through state
plans. A state plan need not contain exactly the same provisions that
EPA might require, but EPA must be able to find that the state plan is
consistent with the requirements of the Act. Further, EPA's oversight
role requires that it assure consistent implementation of Clean Air Act
requirements by states across the country, even while acknowledging
that individual decisions from source to source or state to state may
not have identical outcomes. EPA believes these proposed disapprovals
are the only path that is consistent with the Act at this time.
C. Consequences of Proposed Disapprovals
Under section 179(a) of the CAA, final disapproval of a submittal
that addresses a requirement of part D, title I of the CAA (CAA
sections 171-193) or is required in response to a finding of
substantial inadequacy as described in CAA section 110(k)(5) (SIP Call)
starts a sanctions clock. California's Infrastructure SIP Submittals
were not submitted to meet either of these requirements. Therefore, any
action we take to finalize the described partial disapprovals will not
trigger mandatory sanctions under CAA section 179.
In addition, CAA section 110(c)(1) provides that EPA must
promulgate a FIP within two years after finding that a state has failed
to make a required submittal or disapproving a SIP submittal in whole
or in part, unless EPA approves a SIP revision correcting the
deficiencies within that two-year period. As discussed in section IV.B
of this proposed rule and Overarching TSD, Permit Programs TSD,
Interstate Transport TSD, and Emergency Episode Planning TSD, we are
proposing several partial disapprovals. However, many of these partial
disapprovals would not result in new FIP obligations, either because
EPA has already promulgated a FIP to address the identified deficiency
or because a FIP deadline has been triggered by EPA's disapproval of a
prior SIP submittal based on the same identified deficiency. The
provisions for which our proposed disapproval, if finalized, would not
result in a new FIP obligation include:
PSD-related requirements in sections 110(a)(2)(C),
(D)(i)(II), (D)(ii), and (J) in the 24 air districts identified in
section IV.B.ii of this proposed rule, which are subject to the PSD FIP
in 40 CFR 52.21 for the NAAQS and GHGs (see 40 CFR 52.270).
PSD-related requirements in sections 110(a)(2)(C),
(D)(i)(II), (D)(ii), and (J) in South Coast AQMD, which is subject to
the PSD FIP in 40 CFR 52.21 for the NAAQS only (see 40 CFR
52.270(b)(10)).
PSD requirement in sections 110(a)(2)(C), (D)(i)(II), and
(J) to regulate NOX as an ozone precursor in North Coast
Unified AQMD, which is subject to a narrow PSD FIP addressing this
requirement (76 FR 48006, August 8, 2011, codified at 40 CFR
52.270(b)(2)(iv)).
PSD requirement in sections 110(a)(2)(C), (D)(i)(II), and
(J) to regulate PSD increments in North Coast Unified AQMD, for which
EPA issued a finding of failure to submit that triggered an October 6,
2016 deadline for EPA to promulgate a FIP addressing this requirement
(79 FR 51913, September 2, 2014).
For the remaining partial disapprovals, EPA has not previously
promulgated a FIP to address the identified deficiency or triggered a
FIP deadline by disapproving a prior SIP submittal or issuing a finding
of failure based on the same deficiency. Thus, under CAA section
110(c)(1), these remaining partial disapprovals of California's
Infrastructure SIP Submittals would, if finalized, require EPA to
promulgate a FIP within two years after the effective date of our final
rule, unless the State submits and EPA approves a SIP revision that
corrects the identified deficiencies prior to the expiration of this
two-year period. The provisions for which our proposed partial
disapprovals, if finalized, would trigger a new FIP obligation include:
Ambient air monitoring requirement in section 110(a)(2)(B)
with respect to the 1997 ozone and 2008 ozone NAAQS in the Bakersfield
MSA.
PSD requirements in sections 110(a)(2)(C), (D)(i)(II), and
(J) to regulate PM2.5, PM2.5 precursors, and
condensable PM2.5 in North Coast Unified AQMD.
PSD requirement in sections 110(a)(2)(C), (D)(i)(II), and
(J) for a baseline date for PSD increments for PM2.5 in
Mendocino County APCD and Northern Sonoma County APCD.
Minor NSR requirements in section 110(a)(2)(C) with
respect to the 1997 ozone, 2008 ozone, 1997 PM2.5, 2006
PM2.5, 2012 PM2.5, 2008 Pb, 2010 NO2,
and 2010 SO2 NAAQS in Lake County APCD, Mariposa County
APCD, Mojave Desert AQMD, Northern Sierra AQMD (for Plumas and Sierra
counties only), and Tuolumne County APCD.
Emergency episode planning requirement in section
110(a)(2)(G) with respect to the 1997 ozone and 2008 ozone NAAQS in the
Mountain Counties AQCR (for El Dorado County APCD and Placer County
APCD only).
Emergency episode planning requirement in section
110(a)(2)(G) with respect to the 1997 PM2.5, 2006
PM2.5, and 2012 PM2.5 NAAQS in the San Joaquin
Valley AQCR.
D. Request for Public Comments
We stand ready to work with ARB and the affected air districts to
develop SIP revisions that would serve to adequately address the
partial disapprovals of California's Infrastructure SIP
[[Page 63362]]
Submittals where no FIP is currently in place.
EPA is soliciting public comments on the issues discussed in this
document or on other relevant matters. We will accept comments from the
public on this proposal for the next 30 days. We will consider these
comments before taking final action.
V. Statutory and Executive Order Reviews
IV.A. Executive Order 12866, Regulatory Planning and Review
This action is not a ``significant regulatory action'' under the
terms of Executive Order (E.O.) 12866 (58 FR 51735, October 4, 1993)
and is therefore not subject to review under the E.O.
IV.B. Paperwork Reduction Act
This action does not impose an information collection burden under
the provisions of the Paperwork Reduction Act, 44 U.S.C. 3501 et seq,
because this proposed partial approval and partial disapproval of SIP
revisions under CAA section 110 will not in-and-of itself create any
new information collection burdens but simply proposes to approve
certain State requirements, and to disapprove certain other State
requirements, for inclusion into the SIP. Burden is defined at 5 CFR
1320.3(b).
IV.C. Regulatory Flexibility Act
The Regulatory Flexibility Act (RFA) generally requires an agency
to conduct a regulatory flexibility analysis of any rule subject to
notice and comment rulemaking requirements unless the agency certifies
that the rule will not have a significant economic impact on a
substantial number of small entities. Small entities include small
businesses, small not-for-profit enterprises, and small governmental
jurisdictions. For purposes of assessing the impacts of today's rule on
small entities, small entity is defined as: (1) A small business as
defined by the Small Business Administration's (SBA) regulations at 13
CFR 121.201; (2) a small governmental jurisdiction that is a government
of a city, county, town, school district or special district with a
population of less than 50,000; and (3) a small organization that is
any not-for-profit enterprise which is independently owned and operated
and is not dominant in its field.
After considering the economic impacts of today's proposed rule, we
certify that this proposed action will not have a significant impact on
a substantial number of small entities. This proposed rule does not
impose any requirements or create impacts on small entities. This
proposed partial SIP approval and partial SIP disapproval under CAA
section 110 will not in-and-of itself create any new requirements but
simply proposes to approve certain State requirements, and to
disapprove certain other State requirements, for inclusion into the
SIP. Accordingly, it affords no opportunity for EPA to fashion for
small entities less burdensome compliance or reporting requirements or
timetables or exemptions from all or part of the rule. Therefore, this
action will not have a significant economic impact on a substantial
number of small entities.
We continue to be interested in the potential impacts of this
proposed rule on small entities and welcome comments on issues related
to such impacts.
IV.D. Unfunded Mandates Reform Act
This action contains no Federal mandates under the provisions of
Title II of the Unfunded Mandates Reform Act of 1995 (UMRA), 2 U.S.C.
1531-1538 for State, local, or tribal governments or the private
sector. EPA has determined that the proposed partial approval and
partial disapproval action does not include a Federal mandate that may
result in estimated costs of $100 million or more to either State,
local, or tribal governments in the aggregate, or to the private
sector. This action proposes to approve certain pre-existing
requirements, and to disapprove certain other pre-existing
requirements, under State or local law, and imposes no new
requirements. Accordingly, no additional costs to State, local, or
tribal governments, or to the private sector, result from this proposed
action.
IV.E. Executive Order 13132, Federalism
Executive Order 13132, entitled ``Federalism'' (64 FR 43255, August
10, 1999), requires EPA to develop an accountable process to ensure
``meaningful and timely input by State and local officials in the
development of regulatory policies that have federalism implications.''
``Policies that have federalism implications'' is defined in the
Executive Order to include regulations that have ``substantial direct
effects on the States, on the relationship between the national
government and the States, or on the distribution of power and
responsibilities among the various levels of government.''
This action does not have federalism implications. It will not have
substantial direct effects on the States, on the relationship between
the national government and the States, or on the distribution of power
and responsibilities among the various levels of government, as
specified in Executive Order 13132, because it merely proposes to
approve certain State requirements, and to disapprove certain other
State requirements, for inclusion into the SIP and does not alter the
relationship or the distribution of power and responsibilities
established in the Clean Air Act. Thus, Executive Order 13132 does not
apply to this action.
IV.F. Executive Order 13175, Coordination With Indian Tribal
Governments
This action does not have tribal implications, as specified in
Executive Order 13175 (65 FR 67249, November 9, 2000), because the SIP
on which EPA is proposing action would not apply in Indian country
located in the state, and EPA notes that it will not impose substantial
direct costs on tribal governments or preempt tribal law. Thus,
Executive Order 13175 does not apply to this proposed action.
IV.G. Executive Order 13045, Protection of Children From Environmental
Health Risks and Safety Risks
EPA interprets Executive Order 13045 (62 FR 19885, April 23, 1997)
as applying only to those regulatory actions that concern health or
safety risks, such that the analysis required under section 5-501 of
the Executive Order has the potential to influence the regulation. This
proposed action is not subject to Executive Order 13045 because it is
not an economically significant regulatory action based on health or
safety risks subject to Executive Order 13045 (62 FR 19885, April 23,
1997). This proposed partial approval and partial disapproval under CAA
section 110 will not in-and-of itself create any new regulations but
simply proposes to approve certain State requirements, and to
disapprove certain other State requirements, for inclusion into the
SIP.
IV.H. Executive Order 13211, Actions That Significantly Affect Energy
Supply, Distribution, or Use
This proposed rule is not subject to Executive Order 13211 (66 FR
28355, May 22, 2001) because it is not a significant regulatory action
under Executive Order 12866.
IV.I. National Technology Transfer and Advancement Act
Section 12(d) of the National Technology Transfer and Advancement
Act of 1995 (``NTTAA''), Public Law 104-113, 12(d) (15 U.S.C. 272 note)
directs EPA to use voluntary consensus
[[Page 63363]]
standards in its regulatory activities unless to do so would be
inconsistent with applicable law or otherwise impractical. Voluntary
consensus standards are technical standards (e.g., materials
specifications, test methods, sampling procedures, and business
practices) that are developed or adopted by voluntary consensus
standards bodies. NTTAA directs EPA to provide Congress, through OMB,
explanations when the Agency decides not to use available and
applicable voluntary consensus standards.
The EPA believes that this proposed action is not subject to
requirements of Section 12(d) of NTTAA because application of those
requirements would be inconsistent with the Clean Air Act.
IV.J. Executive Order 12898: Federal Actions To Address Environmental
Justice in Minority Populations and Low-Income Population
Executive Order 12898 (59 FR 7629 (Feb. 16, 1994)) establishes
federal executive policy on environmental justice. Its main provision
directs federal agencies, to the greatest extent practicable and
permitted by law, to make environmental justice part of their mission
by identifying and addressing, as appropriate, disproportionately high
and adverse human health or environmental effects of their programs,
policies, and activities on minority populations and low-income
populations in the United States.
EPA lacks the discretionary authority to address environmental
justice in this proposed rulemaking.
List of Subjects in 40 CFR Part 52
Approval and promulgation of implementation plans, Environmental
protection, Air pollution control, Incorporation by reference,
Intergovernmental relations, Lead, Nitrogen dioxide, Ozone, Particulate
matter, Pb, Reporting and recordkeeping requirements, and Sulfur
dioxide.
Authority: 42 U.S.C. 7401 et seq.
Dated: September 30, 2014.
Jared Blumenfeld,
Regional Administrator, U.S. EPA, Region IX.
[FR Doc. 2014-25278 Filed 10-22-14; 8:45 am]
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