Proposed Submission of Information Collection for OMB Review; Comment Request; Annual Reporting (Form 5500 Series), 62681-62682 [2014-24925]
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Federal Register / Vol. 79, No. 202 / Monday, October 20, 2014 / Notices
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Dated: October 16, 2014.
Rochelle C. Bavol,
Policy Coordinator, Office of the Secretary.
[FR Doc. 2014–24956 Filed 10–16–14; 4:15 pm]
BILLING CODE 7590–01–P
PENSION BENEFIT GUARANTY
CORPORATION
Proposed Submission of Information
Collection for OMB Review; Comment
Request; Annual Reporting (Form 5500
Series)
Pension Benefit Guaranty
Corporation.
ACTION: Notice of intention to request
extension of OMB approval, with
modifications.
AGENCY:
The Pension Benefit Guaranty
Corporation (PBGC) intends to request
that the Office of Management and
Budget (OMB) extend approval (with
modifications), under the Paperwork
Reduction Act of 1995, of its collection
of information for Annual Reporting
(OMB control number 1212–0057,
expires June 30, 2017). This notice
informs the public of PBGC’s intent and
solicits public comment on the
collection of information.
DATES: Comments must be submitted by
December 19, 2014.
ADDRESSES: Comments may be
submitted by any of the following
methods:
• Federal eRulemaking Portal: https://
www.regulations.gov. Follow the Web
site instructions for submitting
comments.
• Email: paperwork.comments@
pbgc.gov.
• Fax: 202–326–4224.
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SUMMARY:
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16:28 Oct 17, 2014
Jkt 235001
• Mail or Hand Delivery: Regulatory
Affairs Group, Office of the General
Counsel, Pension Benefit Guaranty
Corporation, 1200 K Street NW.,
Washington, DC 20005–4026.
PBGC will make all comments available
on its Web site at https://www.pbgc.gov.
Copies of the collection of
information and comments may be
obtained without charge by writing to
the Disclosure Division of the Office of
the General Counsel of PBGC, at the
above address or by visiting the
Disclosure Division or calling 202–326–
4040 during normal business hours.
(TTY and TDD users may call the
Federal relay service toll-free at 1–800–
877–8339 and ask to be connected to
202–326–4040.)
FOR FURTHER INFORMATION CONTACT:
Grace Kraemer, Attorney, or Catherine
B. Klion, Assistant General Counsel,
Office of the General Counsel, Pension
Benefit Guaranty Corporation, 1200 K
Street NW., Washington, DC 20005–
4026; 202–326–4024. (TTY and TDD
users may call the Federal relay service
toll-free at 1–800–877–8339 and ask to
be connected to 202–326–4024.)
SUPPLEMENTARY INFORMATION: The
Employee Retirement Income Security
Act of 1974 (ERISA) contains three
separate sets of provisions—in Title I
(Labor provisions), Title II (Internal
Revenue Code provisions), and Title IV
(PBGC provisions)—requiring
administrators of employee benefit
pension and welfare plans (collectively
referred to as employee benefit plans) to
file returns or reports annually with the
Federal government.
PBGC, the Department of Labor
(DOL), and the Internal Revenue Service
(IRS) work together to produce the Form
5500 Annual Return/Report for
Employee Benefit Plan and Form 5500–
SF Short Form Annual Return/Report
for Small Employee Benefit Plan (Form
5500 Series), through which the
regulated public can satisfy the
combined reporting/filing requirements
applicable to employee benefit plans.
The collection of information has
been approved by OMB under control
number 1212–0057 through June 30,
2017. PBGC intends to request that OMB
extend its approval for three years, with
modifications. An agency may not
conduct or sponsor, and a person is not
required to respond to, a collection of
information unless it displays a
currently valid OMB control number.
PBGC is proposing several
modifications to the 2015 Schedule MB
(Multiemployer Defined Benefit Plan
Actuarial Information) and instructions
and the Schedule SB (Single Employer
Defined Benefit Plan Actuarial
PO 00000
Frm 00089
Fmt 4703
Sfmt 4703
62681
Information) instructions. These
modifications affect multiemployer
defined benefit plans covered by Title
IV of ERISA.
Based on a recommendation made by
practitioners, PBGC is proposing to
modify the Schedule MB to require plan
administrators of all multiemployer
plans to report on line 4 the funded
percentage for monitoring the plan’s
status. Currently, only plan
administrators of multiemployer plans
in critical or endangered status are
required to report this information on
line 4. (Plan administrators of all
multiemployer plans are currently
required to report information that can
be used to calculate this funded
percentage on line 1 of the Schedule
MB.)
PBGC is also proposing to modify the
Schedule MB instructions to add RP–
2000 and RP–2000 (with Blue Collar
Adjustment) to the list of mortality
tables for non-disabled lives that plans
may report in line 6c. (Plans that use
these mortality tables currently report
under the category ‘‘Other’’.)
The Schedule MB and instructions
would also be modified to add a new
question in line 8b that would require
large multiemployer plans (500 or more
total participants as of the valuation
date) to provide in an attachment a
projection of expected benefit payments
to be paid for the entire plan (not
including expected expenses) for each
of the next ten plan years starting with
the plan year to which the filing relates.
For this purpose plans would assume no
additional accruals, experience (e.g.,
termination, mortality, and retirement)
is consistent with the plan’s valuation
assumptions, and no new entrants
would be covered by the plan.
PBGC is proposing to modify the
Schedule SB instructions to simplify the
alternative age/service scatters that cash
balance plans with 1,000 or more active
participants have an option to report on
an attachment to line 26.
PBGC estimates that it will receive
approximately 25,000 Form 5500 and
Form 5500–SF filings per year under
this collection of information. PBGC
further estimates that the total annual
burden of this collection of information
will be 1,200 hours and $1,357,000.
PBGC is soliciting public comments
to—
• Evaluate whether the proposed
collection of information is necessary
for the proper performance of the
functions of the agency, including
whether the information will have
practical utility;
• Evaluate the accuracy of the
agency’s estimate of the burden of the
proposed collection of information,
E:\FR\FM\20OCN1.SGM
20OCN1
62682
Federal Register / Vol. 79, No. 202 / Monday, October 20, 2014 / Notices
including the validity of the
methodologies and assumptions used;
• Enhance the quality, utility, and
clarity of the information to be
collected; and
• Minimize the burden of the
collection of information on those who
are to respond, including through the
use of appropriate automated,
electronic, mechanical, or other
technological collection techniques or
other forms of information technology,
e.g., permitting electronic submission of
responses.
Issued in Washington, DC, this 14th day of
October 2014.
Judith Starr,
General Counsel, Pension Benefit Guaranty
Corporation.
[FR Doc. 2014–24925 Filed 10–17–14; 8:45 am]
BILLING CODE 7709–02–P
PENSION BENEFIT GUARANTY
CORPORATION
Submission of Information Collection
for OMB Review; Comment Request;
Termination of Single-Employer Plans,
Missing Participants
Pension Benefit Guaranty
Corporation.
ACTION: Notice of request for extension
of OMB approval, with modifications.
AGENCY:
PBGC is requesting that OMB
extend approval (with modifications)
under the Paperwork Reduction Act of
a collection of information in PBGC’s
regulations on Termination of Single
Employer Plans and Missing
Participants, and implementing forms
and instructions (OMB control number
1212–0036: Expires February 28, 2017).
This notice informs the public of
PBGC’s request and solicits public
comment on the collection of
information.
SUMMARY:
Comments should be submitted
by November 19, 2014.
ADDRESSES: Comments should be sent to
the Office of Information and Regulatory
Affairs, Office of Management and
Budget, Attention: Desk Officer for
Pension Benefit Guaranty Corporation,
via electronic mail at OIRA_DOCKET@
omb.eop.gov or by fax to (202) 395–
6974.
A copy of the request (including the
collection of information) is posted at
https://www.pbgc.gov/res/lawsandregulations/informationcollectionsunder-omb-review.html. It
may also be obtained without charge by
writing to the Disclosure Division of the
Office of the General Counsel of PBGC
at the above address, visiting the
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DATES:
VerDate Sep<11>2014
16:28 Oct 17, 2014
Jkt 235001
Disclosure Division, faxing a request to
202–326–4042, or calling 202–326–4040
during normal business hours. (TTY and
TDD users may call the Federal relay
service toll-free at 1–800–877–8339 and
ask to be connected to 202–326–4040.)
The Disclosure Division will email, fax,
or mail the request to you, as you
request.
FOR FURTHER INFORMATION CONTACT: Jo
Amato Burns, Attorney (326–4400, ext.
3072) or Catherine B. Klion, Assistant
General Counsel (326–4400, ext. 3041),
Office of the General Counsel, Pension
Benefit Guaranty Corporation, 1200 K
Street NW., Washington, DC 20005,
202–326–4400 (TTY and TDD users may
call the Federal relay service toll-free at
1–800–877–8339 and ask to be
connected to 202–326–4400.)
SUPPLEMENTARY INFORMATION: Under
section 4041 of the Employee
Retirement Income Security Act of 1974,
as amended (ERISA), a single-employer
pension plan may terminate voluntarily
only if it satisfies the requirements for
either a standard or a distress
termination. Pursuant to ERISA section
4041(b), for standard terminations, and
section 4041(c), for distress
terminations, and PBGC’s termination
regulation (29 CFR part 4041), a plan
administrator wishing to terminate a
plan is required to submit specified
information to PBGC in support of the
proposed termination and to provide
specified information regarding the
proposed termination to third parties
(participants, beneficiaries, alternate
payees, and employee organizations). In
the case of a plan with participants or
beneficiaries who cannot be located
when their benefits are to be distributed,
the plan administrator is subject to the
requirements of ERISA section 4050 and
PBGC’s missing participants regulation
(29 CFR part 4050). These regulations
may be found on PBGC’s Web site at
https://www.pbgc.gov/res/laws-andregulations/code-of-federalregulations.html.
The collection of information under
these regulations and the implementing
forms and instructions has been
approved by OMB under control
number 1212–0036 (expires February
28, 2017). PBGC is requesting that OMB
extend its approval for three years, with
modifications. An agency may not
conduct or sponsor, and a person is not
required to respond to, a collection of
information unless it displays a current
OMB control number.
PBGC is proposing to require that a
plan administrator of a plan terminating
in a standard termination (or a distress
termination that closes out in the
private sector) must submit with the
PO 00000
Frm 00090
Fmt 4703
Sfmt 4703
post-distribution certification the
following information:
• The most recent plan document.
• Proof of benefit distributions for
lump sums paid and annuities
purchased, including an accurate list of
annuity providers, with the group
contract numbers and contact
information for each annuity provider,
and a list of participants entitled to an
annuity from each annuity provider.
These new information requirements
will help PBGC address inquiries from
individuals who claim they are owed
benefits from terminated plans and,
where appropriate, pay benefits to
individuals entitled to them or to direct
them to insurers that are holding
annuities for them.
PBGC received one comment on its
proposal, from the Pension Rights
Center.1 PBGC’s response to PRC’s
comment is included in the OMB
submission.
PBGC estimates that 1,430 plan
administrators will be subject to the
collection of information requirements
in PBGC’s regulations on termination
and missing participants and
implementing forms and instructions
each year, and that the total annual
burden of complying with these
requirements is about 1,700 hours and
$1,721,000.
Issued in Washington, DC, this 10th day of
October 2014.
Judith Starr,
General Counsel, Pension Benefit Guaranty
Corporation.
[FR Doc. 2014–24819 Filed 10–17–14; 8:45 am]
BILLING CODE 7708–01–P
POSTAL REGULATORY COMMISSION
[Docket Nos. CP2015–2; Order No. 2214]
New Postal Product
Postal Regulatory Commission.
Notice.
AGENCY:
ACTION:
The Commission is noticing a
recent Postal Service filing concerning
the addition of Global Expedited
Package Services 3 negotiated service
agreement. This notice informs the
public of the filing, invites public
comment, and takes other
administrative steps.
DATES: Comments are due: October 21,
2014.
ADDRESSES: Submit comments
electronically via the Commission’s
Filing Online system at https://
SUMMARY:
1 https://www.pbgc.gov/documents/PRCcomments-on-PBGC-termination-of-singleemployer-plans.pdf.
E:\FR\FM\20OCN1.SGM
20OCN1
Agencies
[Federal Register Volume 79, Number 202 (Monday, October 20, 2014)]
[Notices]
[Pages 62681-62682]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2014-24925]
=======================================================================
-----------------------------------------------------------------------
PENSION BENEFIT GUARANTY CORPORATION
Proposed Submission of Information Collection for OMB Review;
Comment Request; Annual Reporting (Form 5500 Series)
AGENCY: Pension Benefit Guaranty Corporation.
ACTION: Notice of intention to request extension of OMB approval, with
modifications.
-----------------------------------------------------------------------
SUMMARY: The Pension Benefit Guaranty Corporation (PBGC) intends to
request that the Office of Management and Budget (OMB) extend approval
(with modifications), under the Paperwork Reduction Act of 1995, of its
collection of information for Annual Reporting (OMB control number
1212-0057, expires June 30, 2017). This notice informs the public of
PBGC's intent and solicits public comment on the collection of
information.
DATES: Comments must be submitted by December 19, 2014.
ADDRESSES: Comments may be submitted by any of the following methods:
Federal eRulemaking Portal: https://www.regulations.gov.
Follow the Web site instructions for submitting comments.
Email: paperwork.comments@pbgc.gov.
Fax: 202-326-4224.
Mail or Hand Delivery: Regulatory Affairs Group, Office of
the General Counsel, Pension Benefit Guaranty Corporation, 1200 K
Street NW., Washington, DC 20005-4026.
PBGC will make all comments available on its Web site at https://www.pbgc.gov.
Copies of the collection of information and comments may be
obtained without charge by writing to the Disclosure Division of the
Office of the General Counsel of PBGC, at the above address or by
visiting the Disclosure Division or calling 202-326-4040 during normal
business hours. (TTY and TDD users may call the Federal relay service
toll-free at 1-800-877-8339 and ask to be connected to 202-326-4040.)
FOR FURTHER INFORMATION CONTACT: Grace Kraemer, Attorney, or Catherine
B. Klion, Assistant General Counsel, Office of the General Counsel,
Pension Benefit Guaranty Corporation, 1200 K Street NW., Washington, DC
20005-4026; 202-326-4024. (TTY and TDD users may call the Federal relay
service toll-free at 1-800-877-8339 and ask to be connected to 202-326-
4024.)
SUPPLEMENTARY INFORMATION: The Employee Retirement Income Security Act
of 1974 (ERISA) contains three separate sets of provisions--in Title I
(Labor provisions), Title II (Internal Revenue Code provisions), and
Title IV (PBGC provisions)--requiring administrators of employee
benefit pension and welfare plans (collectively referred to as employee
benefit plans) to file returns or reports annually with the Federal
government.
PBGC, the Department of Labor (DOL), and the Internal Revenue
Service (IRS) work together to produce the Form 5500 Annual Return/
Report for Employee Benefit Plan and Form 5500-SF Short Form Annual
Return/Report for Small Employee Benefit Plan (Form 5500 Series),
through which the regulated public can satisfy the combined reporting/
filing requirements applicable to employee benefit plans.
The collection of information has been approved by OMB under
control number 1212-0057 through June 30, 2017. PBGC intends to request
that OMB extend its approval for three years, with modifications. An
agency may not conduct or sponsor, and a person is not required to
respond to, a collection of information unless it displays a currently
valid OMB control number.
PBGC is proposing several modifications to the 2015 Schedule MB
(Multiemployer Defined Benefit Plan Actuarial Information) and
instructions and the Schedule SB (Single Employer Defined Benefit Plan
Actuarial Information) instructions. These modifications affect
multiemployer defined benefit plans covered by Title IV of ERISA.
Based on a recommendation made by practitioners, PBGC is proposing
to modify the Schedule MB to require plan administrators of all
multiemployer plans to report on line 4 the funded percentage for
monitoring the plan's status. Currently, only plan administrators of
multiemployer plans in critical or endangered status are required to
report this information on line 4. (Plan administrators of all
multiemployer plans are currently required to report information that
can be used to calculate this funded percentage on line 1 of the
Schedule MB.)
PBGC is also proposing to modify the Schedule MB instructions to
add RP-2000 and RP-2000 (with Blue Collar Adjustment) to the list of
mortality tables for non-disabled lives that plans may report in line
6c. (Plans that use these mortality tables currently report under the
category ``Other''.)
The Schedule MB and instructions would also be modified to add a
new question in line 8b that would require large multiemployer plans
(500 or more total participants as of the valuation date) to provide in
an attachment a projection of expected benefit payments to be paid for
the entire plan (not including expected expenses) for each of the next
ten plan years starting with the plan year to which the filing relates.
For this purpose plans would assume no additional accruals, experience
(e.g., termination, mortality, and retirement) is consistent with the
plan's valuation assumptions, and no new entrants would be covered by
the plan.
PBGC is proposing to modify the Schedule SB instructions to
simplify the alternative age/service scatters that cash balance plans
with 1,000 or more active participants have an option to report on an
attachment to line 26.
PBGC estimates that it will receive approximately 25,000 Form 5500
and Form 5500-SF filings per year under this collection of information.
PBGC further estimates that the total annual burden of this collection
of information will be 1,200 hours and $1,357,000.
PBGC is soliciting public comments to--
Evaluate whether the proposed collection of information is
necessary for the proper performance of the functions of the agency,
including whether the information will have practical utility;
Evaluate the accuracy of the agency's estimate of the
burden of the proposed collection of information,
[[Page 62682]]
including the validity of the methodologies and assumptions used;
Enhance the quality, utility, and clarity of the
information to be collected; and
Minimize the burden of the collection of information on
those who are to respond, including through the use of appropriate
automated, electronic, mechanical, or other technological collection
techniques or other forms of information technology, e.g., permitting
electronic submission of responses.
Issued in Washington, DC, this 14th day of October 2014.
Judith Starr,
General Counsel, Pension Benefit Guaranty Corporation.
[FR Doc. 2014-24925 Filed 10-17-14; 8:45 am]
BILLING CODE 7709-02-P