Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change That Constitutes a Stated Interpretation With Respect to the Meaning, Administration, and Enforcement of Rule 46, 61360-61361 [2014-24228]
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61360
Federal Register / Vol. 79, No. 197 / Friday, October 10, 2014 / Notices
file number should be included on the
subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
Internet Web site (http://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for Web site viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE.,
Washington, DC 20549 on official
business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of such
filing also will be available for
inspection and copying at the principal
offices of the Exchange. All comments
received will be posted without change;
the Commission does not edit personal
identifying information from
submissions. You should submit only
information that you wish to make
available publicly. All submissions
should refer to File Number SR–
NASDAQ–2014–096, and should be
submitted on or before October 31,
2014.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.8
Kevin M. O’Neill,
Deputy Secretary.
[FR Doc. 2014–24227 Filed 10–9–14; 8:45 am]
BILLING CODE 8011–01–P
mstockstill on DSK4VPTVN1PROD with NOTICES
[Release No. 34–73304; File No. SR–NYSE–
2014–54]
Self-Regulatory Organizations; New
York Stock Exchange LLC; Notice of
Filing and Immediate Effectiveness of
Proposed Rule Change That
Constitutes a Stated Interpretation
With Respect to the Meaning,
Administration, and Enforcement of
Rule 46
Pursuant to Section 19(b)(1) 1 of the
Securities Exchange Act of 1934 (the
I. Self-Regulatory Organization’s
Statement of the Terms of the Substance
of the Proposed Rule Change
The Exchange proposes a rule change
that constitutes a stated interpretation
with respect to the meaning,
administration, and enforcement of Rule
46. The Exchange is not proposing any
changes to the text of the current
version of Rule 46. The proposed rule
change is available on the Exchange’s
Web site at www.nyse.com, at the
principal office of the Exchange, and at
the Commission’s Public Reference
Room.
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
self-regulatory organization included
statements concerning the purpose of,
and basis for, the proposed rule change
and discussed any comments it received
on the proposed rule change. The text
of those statements may be examined at
the places specified in Item IV below.
The Exchange has prepared summaries,
set forth in sections A, B, and C below,
of the most significant parts of such
statements.
A. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
SECURITIES AND EXCHANGE
COMMISSION
October 6, 2014.
‘‘Act’’) 2 and Rule 19b–4 thereunder,3
notice is hereby given that October 2,
2014, New York Stock Exchange LLC
(‘‘NYSE’’ or the ‘‘Exchange’’) filed with
the Securities and Exchange
Commission (the ‘‘Commission’’) the
proposed rule change as described in
Items I, II, and III below, which Items
have been prepared by the selfregulatory organization. The
Commission is publishing this notice to
solicit comments on the proposed rule
change from interested persons.
1. Purpose
The New York Stock Exchange LLC
(‘‘NYSE’’ or the ‘‘Exchange’’) proposes a
rule change that constitutes a stated
interpretation with respect to the
meaning, administration, and
enforcement of Rule 46 in connection
with the transfer of qualified
Intercontinental Exchange, Inc. (‘‘ICE’’)
staff Floor Governors to NYSE
Regulation, Inc. (‘‘NYSE Regulation’’).
Rule 46 permits the Exchange to
appoint active NYSE members 4 as Floor
2 15
U.S.C. 78a.
CFR 240.19b–4.
4 Rule 2(a) states that the term ‘‘member,’’ when
referring to a natural person, means a natural
3 17
8 17
1 15
CFR 200.30–3(a)(12).
U.S.C.78s(b)(1).
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17:09 Oct 09, 2014
Jkt 235001
PO 00000
Frm 00086
Fmt 4703
Sfmt 4703
Officials.5 Rule 46 also permits the
Exchange to appoint ‘‘qualified’’ ICE
employees to act as Floor Governors,
one of the more senior types of Floor
Officials.6 Supplementary Material .10
defines ‘‘qualified’’ employees as
‘‘employees of ICE or any of its
subsidiaries, excluding employees of
NYSE Regulation, Inc., who shall have
satisfied any applicable testing or
qualification required by the NYSE for
all Floor Governors.’’
The prohibition on appointing NYSE
Regulation employees to act as Floor
Governors was put in place when the
‘‘qualified Exchange employee’’
category of Floor Official was adopted
in 2008.7 The prohibition was necessary
to avoid potential conflicts of interest
insofar as the process for qualifying
Floor Officials, including Floor
Governors, was performed by NYSE
Regulation.8 However, while Rule 46
prohibits appointment of NYSE
Regulation employees to act as Floor
Governors, the Exchange believes that
the Rule does not prohibit already
qualified Floor Governors from
becoming NYSE Regulation employees.
The hiring by NYSE Regulation of ICE
employees or members who are already
person associated with a member organization who
has been approved by the Exchange and designated
by such member organization to effect transactions
on the Exchange trading Floor or any facility
thereof.
5 Floor Officials are delegated certain authority
from the Board of Directors of the Exchange to
supervise and regulate active openings and unusual
situations that arise in connection with the making
of bids, offers or transactions on the trading Floor,
and to review and approve certain trading actions,
such as trades to be effected at wide variations in
price and delayed openings and trading halts.
6 Pursuant to Rules 46 and 46A, Floor Governors
are one of several ranks of the broader category of
Floor Officials, including, in order of increasing
seniority, Floor Officials, Senior Floor Officials,
Executive Floor Officials, Floor Governors and
Executive Floor Governors. See Securities Exchange
Act Release No. 57627 (April 4, 2008), 73 FR 19919
(April 11, 2008) (SR–NYSE–2008–19).
7 See Securities Exchange Act Release No. 34–
57627 (April 4, 2008), 73 FR 19919 (April 11, 2008)
(SR–NYSE–2007–2).
8 NYSE Regulation examined the fitness of
prospective Floor Officials and administered a
mandatory education program, which all candidates
for Floor Official, including Floor Governor, had to
complete. NYSE Regulation also administered a
qualifying examination. See Securities Exchange
Act Release No. 34–57627 (April 4, 2008), 73 FR
19919 (April 11, 2008) (SR–NYSE–2007–2). On June
14, 2010, the Exchange, NYSE Regulation and
FINRA [sic] retained the Financial Industry
Regulatory Authority (‘‘FINRA’’) pursuant to a
Regulatory Services Agreement (‘‘RSA’’) to perform
the market surveillance, enforcement and other
miscellaneous functions that up to that point had
been performed by NYSE Regulation, including all
education and testing-related regulatory services on
behalf of NYSE Regulation, including the Floor
Official mandatory education program and
qualification testing. See Securities Exchange Act
Release No. 62355 (June 22, 2010), 75 FR 36729
(June 28, 2010) (SR–NYSE–2010–46).
E:\FR\FM\10OCN1.SGM
10OCN1
Federal Register / Vol. 79, No. 197 / Friday, October 10, 2014 / Notices
qualified to act as Floor Governors
would not involve NYSE Regulation in
qualifying those individuals to act as
Floor Governors under Rule 46 and
would therefore not give rise to the real
or apparent conflict of interest the
prohibition was intended to avoid.
The Exchange believes that the
proposed interpretation would facilitate
the contemplated transfer of existing
ICE staff Floor Governors to NYSE
Regulation. The individuals that would
transfer to NYSE Regulation are
experienced former Floor members who
served as senior-level Floor Officials
before becoming employees of ICE and
are already qualified and have been
appointed to act as staff Floor
Governors. Because NYSE Regulation is
not proposing to qualify additional staff
not already approved as Floor
Governors, the Exchange believes there
would be no violation of Rule 46.
In addition, the interpretation does
not in any way affect the role of Floor
Officials or alter the safeguards in place
to ensure that staff Floor Governors are
knowledgeable and able to effectively
intervene when needed on the Exchange
trading Floor.9 Finally, NYSE
Regulation does not propose to seek to
qualify existing NYSE Regulation
employees as staff Floor Governors.
2. Statutory Basis
The Exchange believes that the
proposed rule change is consistent with
Section 6(b) of the Act,10 in general, and
furthers the objectives of Section 6(b)(5)
of the Act,11 in particular, because it is
designed to prevent fraudulent and
manipulative acts and practices,
promote just and equitable principles of
trade, remove impediments to and
perfect the mechanism of a free and
open market and a national market
system, and protect investors and the
public interest. The Exchange believes
that the proposed stated interpretation
helps prevent fraudulent and
manipulative acts and practices by
continuing to require high standards for
qualified Exchange employees to act as
Floor Governors in addition to
members. Similarly, the proposed stated
interpretation promotes just and
equitable principles of trade and
removes impediments to and perfects
the mechanism of a free and open
mstockstill on DSK4VPTVN1PROD with NOTICES
9 See
Securities Exchange Act Release No. 34–
57627 (April 4, 2008), 73 FR 19919 (April 11, 2008)
(SR–NYSE–2007–2). These safeguards include,
among other things, that qualified Exchange
employees, like qualified members, need to be
appointed by the Exchange’s chairman in
consultation with the Executive Floor Governors
and NYSE Regulation Board of Directors and
approved by the Board of Directors.
10 15 U.S.C. 78f(b).
11 15 U.S.C. 78f(b)(5).
VerDate Sep<11>2014
17:09 Oct 09, 2014
Jkt 235001
market by ensuring that qualified
Exchange employees are knowledgeable
and able to effectively intervene on the
Exchange trading Floor as needed. For
the same reasons, the proposal is also
designed to protect investors as well as
the public interest.
B. Self-Regulatory Organization’s
Statement on Burden on Competition
The Exchange does not believe that
the proposed rule change will impose
any burden on competition that is not
necessary or appropriate in furtherance
of the purposes of the Act. The
proposed rule change is intended to
effect a change that constitutes a stated
policy, practice or interpretation with
respect to the meaning, administration,
or enforcement of an existing rule and
therefore would not impose any burden
on competition.
C. Self-Regulatory Organization’s
Statement on Comments on the
Proposed Rule Change Received From
Members, Participants, or Others
No written comments were solicited
or received with respect to the proposed
rule change.
III. Date of Effectiveness of the
Proposed Rule Change and Timing for
Commission Action
The foregoing rule change has become
effective pursuant to Section
19(b)(3)(A) 12 of the Act and Rule 19b–
4(f)(1) 13 thereunder. The proposed rule
change effects a change that constitutes
a stated policy, practice or
interpretation with respect to the
meaning, administration, or
enforcement of an existing rule.
At any time within 60 days of the
filing of the proposed rule change, the
Commission may summarily abrogate
such rule change if it appears to the
Commission that such action is
necessary or appropriate in the public
interest, for the protection of investors,
or otherwise in furtherance of the
purposes of the Act.
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views, and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
• Send an email to rule-comments@
sec.gov. Please include File Number SR–
NYSE–2014–54 on the subject line.
Paper Comments
• Send paper comments in triplicate
to Brent J. Fields, Secretary, Securities
and Exchange Commission, 100 F Street
NE., Washington, DC 20549–1090.
All submissions should refer to File
Number SR–NYSE–2014–54. This file
number should be included on the
subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
Internet Web site (http://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for Web site viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE.,
Washington, DC 20549 on official
business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of such
filing also will be available for
inspection and copying at the principal
offices of the Exchange. All comments
received will be posted without change;
the Commission does not edit personal
identifying information from
submissions. You should submit only
information that you wish to make
available publicly. All submissions
should refer to File Number SR–NYSE–
2014–54, and should be submitted on or
before October 31, 2014.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.14
Kevin M. O’Neill,
Deputy Secretary.
[FR Doc. 2014–24228 Filed 10–9–14; 8:45 am]
BILLING CODE 8011–01–P
Electronic Comments
• Use the Commission’s Internet
comment form (http://www.sec.gov/
rules/sro.shtml); or
12 15
13 17
PO 00000
U.S.C. 78s(b)(3)(A).
CFR 240.19b–4(f)(6).
Frm 00087
Fmt 4703
Sfmt 9990
61361
14 17
E:\FR\FM\10OCN1.SGM
CFR 200.30–3(a)(12).
10OCN1
Agencies
[Federal Register Volume 79, Number 197 (Friday, October 10, 2014)]
[Notices]
[Pages 61360-61361]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2014-24228]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-73304; File No. SR-NYSE-2014-54]
Self-Regulatory Organizations; New York Stock Exchange LLC;
Notice of Filing and Immediate Effectiveness of Proposed Rule Change
That Constitutes a Stated Interpretation With Respect to the Meaning,
Administration, and Enforcement of Rule 46
October 6, 2014.
Pursuant to Section 19(b)(1) \1\ of the Securities Exchange Act of
1934 (the ``Act'') \2\ and Rule 19b-4 thereunder,\3\ notice is hereby
given that October 2, 2014, New York Stock Exchange LLC (``NYSE'' or
the ``Exchange'') filed with the Securities and Exchange Commission
(the ``Commission'') the proposed rule change as described in Items I,
II, and III below, which Items have been prepared by the self-
regulatory organization. The Commission is publishing this notice to
solicit comments on the proposed rule change from interested persons.
---------------------------------------------------------------------------
\1\ 15 U.S.C.78s(b)(1).
\2\ 15 U.S.C. 78a.
\3\ 17 CFR 240.19b-4.
---------------------------------------------------------------------------
I. Self-Regulatory Organization's Statement of the Terms of the
Substance of the Proposed Rule Change
The Exchange proposes a rule change that constitutes a stated
interpretation with respect to the meaning, administration, and
enforcement of Rule 46. The Exchange is not proposing any changes to
the text of the current version of Rule 46. The proposed rule change is
available on the Exchange's Web site at www.nyse.com, at the principal
office of the Exchange, and at the Commission's Public Reference Room.
II. Self-Regulatory Organization's Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule Change
In its filing with the Commission, the self-regulatory organization
included statements concerning the purpose of, and basis for, the
proposed rule change and discussed any comments it received on the
proposed rule change. The text of those statements may be examined at
the places specified in Item IV below. The Exchange has prepared
summaries, set forth in sections A, B, and C below, of the most
significant parts of such statements.
A. Self-Regulatory Organization's Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule Change
1. Purpose
The New York Stock Exchange LLC (``NYSE'' or the ``Exchange'')
proposes a rule change that constitutes a stated interpretation with
respect to the meaning, administration, and enforcement of Rule 46 in
connection with the transfer of qualified Intercontinental Exchange,
Inc. (``ICE'') staff Floor Governors to NYSE Regulation, Inc. (``NYSE
Regulation'').
Rule 46 permits the Exchange to appoint active NYSE members \4\ as
Floor Officials.\5\ Rule 46 also permits the Exchange to appoint
``qualified'' ICE employees to act as Floor Governors, one of the more
senior types of Floor Officials.\6\ Supplementary Material .10 defines
``qualified'' employees as ``employees of ICE or any of its
subsidiaries, excluding employees of NYSE Regulation, Inc., who shall
have satisfied any applicable testing or qualification required by the
NYSE for all Floor Governors.''
---------------------------------------------------------------------------
\4\ Rule 2(a) states that the term ``member,'' when referring to
a natural person, means a natural person associated with a member
organization who has been approved by the Exchange and designated by
such member organization to effect transactions on the Exchange
trading Floor or any facility thereof.
\5\ Floor Officials are delegated certain authority from the
Board of Directors of the Exchange to supervise and regulate active
openings and unusual situations that arise in connection with the
making of bids, offers or transactions on the trading Floor, and to
review and approve certain trading actions, such as trades to be
effected at wide variations in price and delayed openings and
trading halts.
\6\ Pursuant to Rules 46 and 46A, Floor Governors are one of
several ranks of the broader category of Floor Officials, including,
in order of increasing seniority, Floor Officials, Senior Floor
Officials, Executive Floor Officials, Floor Governors and Executive
Floor Governors. See Securities Exchange Act Release No. 57627
(April 4, 2008), 73 FR 19919 (April 11, 2008) (SR-NYSE-2008-19).
---------------------------------------------------------------------------
The prohibition on appointing NYSE Regulation employees to act as
Floor Governors was put in place when the ``qualified Exchange
employee'' category of Floor Official was adopted in 2008.\7\ The
prohibition was necessary to avoid potential conflicts of interest
insofar as the process for qualifying Floor Officials, including Floor
Governors, was performed by NYSE Regulation.\8\ However, while Rule 46
prohibits appointment of NYSE Regulation employees to act as Floor
Governors, the Exchange believes that the Rule does not prohibit
already qualified Floor Governors from becoming NYSE Regulation
employees. The hiring by NYSE Regulation of ICE employees or members
who are already
[[Page 61361]]
qualified to act as Floor Governors would not involve NYSE Regulation
in qualifying those individuals to act as Floor Governors under Rule 46
and would therefore not give rise to the real or apparent conflict of
interest the prohibition was intended to avoid.
---------------------------------------------------------------------------
\7\ See Securities Exchange Act Release No. 34-57627 (April 4,
2008), 73 FR 19919 (April 11, 2008) (SR-NYSE-2007-2).
\8\ NYSE Regulation examined the fitness of prospective Floor
Officials and administered a mandatory education program, which all
candidates for Floor Official, including Floor Governor, had to
complete. NYSE Regulation also administered a qualifying
examination. See Securities Exchange Act Release No. 34-57627 (April
4, 2008), 73 FR 19919 (April 11, 2008) (SR-NYSE-2007-2). On June 14,
2010, the Exchange, NYSE Regulation and FINRA [sic] retained the
Financial Industry Regulatory Authority (``FINRA'') pursuant to a
Regulatory Services Agreement (``RSA'') to perform the market
surveillance, enforcement and other miscellaneous functions that up
to that point had been performed by NYSE Regulation, including all
education and testing-related regulatory services on behalf of NYSE
Regulation, including the Floor Official mandatory education program
and qualification testing. See Securities Exchange Act Release No.
62355 (June 22, 2010), 75 FR 36729 (June 28, 2010) (SR-NYSE-2010-
46).
---------------------------------------------------------------------------
The Exchange believes that the proposed interpretation would
facilitate the contemplated transfer of existing ICE staff Floor
Governors to NYSE Regulation. The individuals that would transfer to
NYSE Regulation are experienced former Floor members who served as
senior-level Floor Officials before becoming employees of ICE and are
already qualified and have been appointed to act as staff Floor
Governors. Because NYSE Regulation is not proposing to qualify
additional staff not already approved as Floor Governors, the Exchange
believes there would be no violation of Rule 46.
In addition, the interpretation does not in any way affect the role
of Floor Officials or alter the safeguards in place to ensure that
staff Floor Governors are knowledgeable and able to effectively
intervene when needed on the Exchange trading Floor.\9\ Finally, NYSE
Regulation does not propose to seek to qualify existing NYSE Regulation
employees as staff Floor Governors.
---------------------------------------------------------------------------
\9\ See Securities Exchange Act Release No. 34-57627 (April 4,
2008), 73 FR 19919 (April 11, 2008) (SR-NYSE-2007-2). These
safeguards include, among other things, that qualified Exchange
employees, like qualified members, need to be appointed by the
Exchange's chairman in consultation with the Executive Floor
Governors and NYSE Regulation Board of Directors and approved by the
Board of Directors.
---------------------------------------------------------------------------
2. Statutory Basis
The Exchange believes that the proposed rule change is consistent
with Section 6(b) of the Act,\10\ in general, and furthers the
objectives of Section 6(b)(5) of the Act,\11\ in particular, because it
is designed to prevent fraudulent and manipulative acts and practices,
promote just and equitable principles of trade, remove impediments to
and perfect the mechanism of a free and open market and a national
market system, and protect investors and the public interest. The
Exchange believes that the proposed stated interpretation helps prevent
fraudulent and manipulative acts and practices by continuing to require
high standards for qualified Exchange employees to act as Floor
Governors in addition to members. Similarly, the proposed stated
interpretation promotes just and equitable principles of trade and
removes impediments to and perfects the mechanism of a free and open
market by ensuring that qualified Exchange employees are knowledgeable
and able to effectively intervene on the Exchange trading Floor as
needed. For the same reasons, the proposal is also designed to protect
investors as well as the public interest.
---------------------------------------------------------------------------
\10\ 15 U.S.C. 78f(b).
\11\ 15 U.S.C. 78f(b)(5).
---------------------------------------------------------------------------
B. Self-Regulatory Organization's Statement on Burden on Competition
The Exchange does not believe that the proposed rule change will
impose any burden on competition that is not necessary or appropriate
in furtherance of the purposes of the Act. The proposed rule change is
intended to effect a change that constitutes a stated policy, practice
or interpretation with respect to the meaning, administration, or
enforcement of an existing rule and therefore would not impose any
burden on competition.
C. Self-Regulatory Organization's Statement on Comments on the Proposed
Rule Change Received From Members, Participants, or Others
No written comments were solicited or received with respect to the
proposed rule change.
III. Date of Effectiveness of the Proposed Rule Change and Timing for
Commission Action
The foregoing rule change has become effective pursuant to Section
19(b)(3)(A) \12\ of the Act and Rule 19b-4(f)(1) \13\ thereunder. The
proposed rule change effects a change that constitutes a stated policy,
practice or interpretation with respect to the meaning, administration,
or enforcement of an existing rule.
---------------------------------------------------------------------------
\12\ 15 U.S.C. 78s(b)(3)(A).
\13\ 17 CFR 240.19b-4(f)(6).
---------------------------------------------------------------------------
At any time within 60 days of the filing of the proposed rule
change, the Commission may summarily abrogate such rule change if it
appears to the Commission that such action is necessary or appropriate
in the public interest, for the protection of investors, or otherwise
in furtherance of the purposes of the Act.
IV. Solicitation of Comments
Interested persons are invited to submit written data, views, and
arguments concerning the foregoing, including whether the proposed rule
change is consistent with the Act. Comments may be submitted by any of
the following methods:
Electronic Comments
Use the Commission's Internet comment form (http://www.sec.gov/rules/sro.shtml); or
Send an email to rule-comments@sec.gov. Please include
File Number SR-NYSE-2014-54 on the subject line.
Paper Comments
Send paper comments in triplicate to Brent J. Fields,
Secretary, Securities and Exchange Commission, 100 F Street NE.,
Washington, DC 20549-1090.
All submissions should refer to File Number SR-NYSE-2014-54. This file
number should be included on the subject line if email is used. To help
the Commission process and review your comments more efficiently,
please use only one method. The Commission will post all comments on
the Commission's Internet Web site (http://www.sec.gov/rules/sro.shtml). Copies of the submission, all subsequent amendments, all
written statements with respect to the proposed rule change that are
filed with the Commission, and all written communications relating to
the proposed rule change between the Commission and any person, other
than those that may be withheld from the public in accordance with the
provisions of 5 U.S.C. 552, will be available for Web site viewing and
printing in the Commission's Public Reference Room, 100 F Street NE.,
Washington, DC 20549 on official business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of such filing also will be available
for inspection and copying at the principal offices of the Exchange.
All comments received will be posted without change; the Commission
does not edit personal identifying information from submissions. You
should submit only information that you wish to make available
publicly. All submissions should refer to File Number SR-NYSE-2014-54,
and should be submitted on or before October 31, 2014.
For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\14\
Kevin M. O'Neill,
Deputy Secretary.
---------------------------------------------------------------------------
\14\ 17 CFR 200.30-3(a)(12).
---------------------------------------------------------------------------
[FR Doc. 2014-24228 Filed 10-9-14; 8:45 am]
BILLING CODE 8011-01-P