Special Access Proceeding; Data Collection Amended to Reflect OMB Approval; Filing Deadline Announced; Petitions for Reconsideration Addressed, 57811-57828 [2014-22868]
Download as PDF
asabaliauskas on DSK5VPTVN1PROD with RULES
Federal Register / Vol. 79, No. 187 / Friday, September 26, 2014 / Rules and Regulations
separately announce a deadline for
responding to the collection.
FOR FURTHER INFORMATION CONTACT:
Christopher Koves, Wireline
Competition Bureau, Pricing Policy
Division (202) 418–8209 or at
Christopher.koves@fcc.gov.
SUPPLEMENTARY INFORMATION: In the
Report and Order, the Commission
required providers and purchasers of
special access and certain entities
providing ‘‘best efforts’’ service to
submit data and information for a
comprehensive evaluation of the special
access market. The Commission
delegated authority to the Bureau to
implement the data collection. On
September 18, 2013, the Bureau released
an order implementing the data
collection, including clarifying the
scope of the collection, providing
instructions on how to respond to the
data collection questions, and providing
a list of all modifications and
amendments to the data collection
questions and definitions. DA–13–1909,
78 FR 67053 (Nov. 8, 2013). The
Commission subsequently submitted the
new information collection to OMB for
review as required by PRA. 78 FR 73861
(Dec. 9, 2013). OMB approved the
collection on August 15, 2014 subject to
changes. The Bureau released an Order
on Reconsideration on September 15,
2014, amending the collection to reflect
the approval received from OMB. DA
14–1327 (Sept. 15, 2014).
Pursuant to the PRA, an agency may
not conduct or sponsor a collection of
information unless it displays a
currently valid control number.
Notwithstanding any other provisions of
law, no person shall be subject to any
penalty for failing to comply with the
collection of information subject to the
PRA that does not display a valid
control number. Questions concerning
this information collection, 3060–1197,
should be directed to Leslie F. Smith,
Federal Communications Commission at
(202) 418–2991 or at leslie.smith@
fcc.gov.
The total annual reporting burdens
and costs for the respondents are as
follows:
OMB Control Number: 3060–1197.
OMB Approval Date: August 15, 2014.
OMB Expiration Date: August 31,
2017.
Title: Comprehensive Market Data
Collection for Interstate Special Access
Services, FCC 12–153.
Form Number: N/A.
Type of Review: New collection.
Respondents: Business or other forprofit entities; not-for-profit institutions;
and state, local or tribal governments.
VerDate Sep<11>2014
17:52 Sep 25, 2014
Jkt 232001
Number of Respondents and
Responses: 4,000 respondents; 4,000
responses.
Estimated Time per Response: 134
hours.
Frequency of Response: One-time
reporting requirement; recordkeeping.
Obligation to Respond: Mandatory.
Statutory authority for this information
collection is contained in 47 U.S.C. 151,
154(i), 154(j), 155, 201, 202, 203, 204,
205, 211, 215, 218, 219, 303(r), 332, 403,
503, and section 706 of the
Communications Act of 1934, as
amended.
Total Annual Burden: 536,000 hours.
Total Annual Cost: $10,000,000.
Privacy Act Impact Assessment: No
impact(s).
Nature and Extent of Confidentiality:
This collection calls for the submission
of data and information that is
commercially and competitively
sensitive. The Commission plans to
issue a Protective Order specifically for
this data collection outlining the
procedures for handling and treating the
information. The Protective Order will
provide limited access to the
competitively sensitive information for
certain representatives of persons
participating in the proceeding, while
protecting that competitively sensitive
information from improper disclosure,
and thereby will serve the public
interest.
Needs and Uses: In the Report and
Order, the Commission initiated a
comprehensive special access data
collection and specified the nature of
the data to be collected and the scope
of respondents. In conjunction with the
market analysis proposed by the
Commission in the accompanying
Further Notice of Proposed Rulemaking,
78 FR 2600 (Jan. 11, 2013), the data,
information, and documents acquired
through this new collection will aid the
Commission in conducting a
comprehensive evaluation of special
access competition and updating its
rules for pricing flexibility for special
access services.
Federal Communications Commission.
Marlene H. Dortch,
Secretary.
[FR Doc. 2014–22864 Filed 9–25–14; 8:45 am]
BILLING CODE 6712–01–P
PO 00000
Frm 00109
Fmt 4700
Sfmt 4700
57811
FEDERAL COMMUNICATIONS
COMMISSION
47 CFR Part 69
[WC Docket No. 05–25; RM–10593; DA 14–
1327]
Special Access Proceeding; Data
Collection Amended to Reflect OMB
Approval; Filing Deadline Announced;
Petitions for Reconsideration
Addressed
Federal Communications
Commission.
ACTION: Final rule.
AGENCY:
In this Order on
Reconsideration, the Wireline
Competition Bureau (Bureau) amends
the special access data collection,
outlined in the Commission’s Data
Collection Order to reflect the approval
received from the Office of Management
and Budget (OMB) pursuant to the
Paperwork Reduction Act of 1995
(PRA), Public Law 104–13. The
Commission also announces that
responses to the data collection are due
by December 15, 2014 and addresses
two petitions seeking reconsideration of
the Data Collection Implementation
Order released by the Bureau that
clarified and amended the collection.
These actions allow the Commission to
move forward with the collection of
data for a comprehensive analysis of the
special access market. This collection is
vital to the Commission’s efforts to
reform the rules applicable to the
provision of special access services by
incumbent local exchange carriers
(ILECs) in areas subject to price cap
regulation.
SUMMARY:
Effective October 27, 2014. On
August 15, 2014, the Commission
obtained OMB approval for the data
collection under OMB Control No.
3060–1197. In this document, WC
Docket No. 05–25; RM–10593; DA 14–
1327, the Commission amends the
collection to reflect the approval
received from OMB and announces that
responses to the collection are due by
December 15, 2014.
FOR FURTHER INFORMATION CONTACT:
Christopher Koves, Wireline
Competition Bureau, Pricing Policy
Division, at (202) 418–8209 or (202)
418–0484 (tty), or via email at
Christopher.koves@fcc.gov.
SUPPLEMENTARY INFORMATION: This is a
summary of the Commission’s Order on
Reconsideration, DA 14–1327, adopted
and released on September 15, 2014.
Appendix A contains definitions and
the information requested in the data
collection. Appendix B contains the
DATES:
E:\FR\FM\26SER1.SGM
26SER1
57812
Federal Register / Vol. 79, No. 187 / Friday, September 26, 2014 / Rules and Regulations
asabaliauskas on DSK5VPTVN1PROD with RULES
Supplemental Final Regulatory
Flexibility Analysis. The full text of this
document is also available for public
inspection during regular business
hours in the Commission’s Reference
Center, 445 12th Street SW., Room CY–
A257, Washington, DC 20554. The
complete text may be purchased from
Best Copy and Printing, Inc., 445 12th
Street SW., Room CY–B402,
Washington, DC 20554. To request
alternate formats for persons with
disabilities (e.g. Braille, large print,
electronic files, audio format, etc.) or
reasonable accommodations for filing
comments (e.g. accessible format
documents, sign language interpreters,
CARTS, etc.), send an email to fcc504@
fcc.gov or call the Commission’s
Consumer and Governmental Affairs
Bureau at (202) 418–0530 (voice) or
(202) 418–0432 (TTY).
Background
Special access, also referred to as
Dedicated Service, encompasses
dedicated transmission services for
voice and data traffic that do not use
local switches. This service is used by
businesses and competitive providers to
connect customer locations and
networks with dedicated, high-capacity
links. As recognized in the
Commission’s National Broadband Plan,
‘‘[s]pecial access circuits play a
significant role in the availability and
pricing of broadband service.’’
In August 2012, the Commission
suspended further automatic grants of
special access pricing flexibility to
ILECs, determining based on
‘‘significant evidence that these rules,
adopted in 1999, are not working as
predicted, and widespread agreement
across industry sectors that these rules
fail to accurately reflect competition in
today’s special access markets.’’ FCC
12–92, 77 FR 57504, Sept. 18, 2012. On
December 18, 2012, the Commission
released the Data Collection Order,
outlining a data collection for an
analysis of the special access market.
FCC 12–153, 78 FR 2572, Jan. 11, 2013.
Services covered by the collection
include traditional special access
service (including DS1s and DS3s),
Packet-Based Dedicated Service (PBDS)
such as Ethernet, and Best Efforts
Business Broadband Internet Access
Service to ensure a ‘‘clear picture of all
competition in the marketplace.’’ Those
required to respond to the data
collection include Providers and
Purchasers of special access services
and certain entities providing Best
Efforts Business Broadband Internet
Access Service. The collection required
data on a nationwide basis for areas
where the ILEC is subject to price cap
VerDate Sep<11>2014
17:52 Sep 25, 2014
Jkt 232001
regulation (i.e., price cap areas) with the
majority of data from calendar years
2010 and 2012. The Commission
provided an ‘‘initial version’’ of the
questions and definitions for the
collection as an appendix to the order.
In the Special Access FNPRM, the
Commission proposed to conduct a onetime, multi-faceted market analysis. FCC
12–153, 78 FR 2600, Jan. 11, 2013. The
analysis would evaluate ‘‘how the
intensity of competition (or lack
thereof), whether actual or potential,
affects prices, controlling for all other
factors that affect prices’’ and would
provide an evidentiary record for
reforming the Commission’s special
access rules applicable to ILECs. The
analysis would evaluate market
structure and include, to the extent
practicable, ‘‘econometrically sound
panel regressions . . . of the prices for
special access on characteristics such as
(1) the number of facilities-based
competitors (both actual and potential);
(2) the availability of, pricing of, and
demand for best efforts business
broadband Internet access services; (3)
the characteristics of the purchased
service; and (4) other factors that
influence the pricing decisions of
special access providers, including cost
determinants (e.g., density of sales) and
factors that deliver economies of scale
and scope (e.g., level of sales).’’ Because
of the various factors that may influence
competition at a particular location, the
Commission designed the collection to
obtain detailed data at the location
level. The Commission also proposed to
analyze the information from
Purchasers, as well as Providers, to
assess the reasonableness of terms and
conditions offered by ILECs for special
access service.
The Commission delegated authority
to the Bureau to implement the data
collection. The Commission’s delegation
gives the Bureau authority to: ‘‘(a) draft
instructions to the data collection and
modify the data collection based on
public feedback; (b) amend the data
collection based on feedback received
through the PRA process; (c) make
corrections to the data collection to
ensure it reflects the Commission’s
needs as expressed in [the Data
Collection Order]; . . . (d) issue Bureaulevel orders and Public Notices
specifying the production of specific
types of data, specifying a collection
mechanism (including necessary forms
or formats), and set[] deadlines for
response to ensure that data collections
are complied with in a timely manner;
and (e) take other such actions as are
necessary to implement [the Data
Collection Order] . . . consistent with
[its] terms . . . .’’ The Commission
PO 00000
Frm 00110
Fmt 4700
Sfmt 4700
further stated that ‘‘[t]o the extent the
Bureau cannot obtain Office of
Management and Budget approval for
some portion of the data collection, we
direct the Bureau to proceed with the
remainder of the collection.’’
On September 18, 2013, the Bureau
released the Data Collection
Implementation Order clarifying the
scope of the collection, providing
instructions on how to respond to the
data collection questions, and providing
a list of all modifications and
amendments to the data collection
questions and definitions. DA 13–1909,
78 FR 67053, Nov. 8, 2013. These
actions were based on feedback received
from potential respondents, including
the PRA comments filed with the
Commission during the 60-day public
comment period, and the Bureau’s
further internal review. The Bureau
subsequently submitted the collection to
OMB for review as required by the PRA.
In December 2013, the Small
Purchasers Coalition (Coalition) and the
Blooston Private Microwave Licensees
(Blooston) filed petitions for
reconsideration of the Data Collection
Implementation Order. The Coalition
urged the Bureau to exempt small
purchasers from the collection or to
alternatively: (1) Limit the collection to
2013 data; (2) exempt self-provisioned
special access facilities from the
collection; (3) exempt providers of
special access to affiliated entities from
the collection; and (4) narrow the scope
of quantitative data from Purchasers.
MTPCS, LLC d/b/a Cellular One
(MTPCS) filed comments in support,
and the Independent Telephone and
Telecommunications Alliance (ITTA)
opposed the request. Blooston, asked for
reconsideration of the Bureau’s decision
not to categorically exclude entities that
use fixed point-to-point microwave
services on a non-common carrier basis
from the definition of Purchasers. The
Utilities Telecom Council (UTC) filed
comments in support and asked the
Commission to also exclude noncommon carrier licensees in the
Wireless Broadband Services frequency
band, 3650–3700 MHz, that purchase
Dedicated Service.
After receiving comments from
interested parties and completing its
review, OMB approved the collection
subject to the following modifications
on August 15, 2014:
• Where data sought for 2010 and/or
2012, only require the reporting of data
for a single year, and use the most
recent year (i.e., calendar year 2013).
• Revise definition of Purchasers to
exclude entities from the collection that
purchased less than $5 million in
Dedicated Services in 2013 (in areas
E:\FR\FM\26SER1.SGM
26SER1
Federal Register / Vol. 79, No. 187 / Friday, September 26, 2014 / Rules and Regulations
asabaliauskas on DSK5VPTVN1PROD with RULES
where the ILEC is subject to price cap
regulation).
• Do not require Purchasers to answer
Questions II.E.4–8, II.E.14, II.F.3–7, and
II.F.13 (which involve the reporting of
Dedicated Service expenditures by
various categories and identifying tariffs
used to purchase service). Purchasers
can provide information in response to
such questions on a voluntary basis.
• Require the reporting of revenues
and expenditures broken down by
bandwidth as set forth in Questions
II.A.16, II.B.9, II.E.7–8, and II.F.6–7,
only if respondent keeps such
information in the normal course of
business. Otherwise, respondent can
provide information on a voluntary
basis.
• Only require the reporting of CLLI
code for ILEC wire center in response to
Question II.E.2.d if kept in the normal
course of business. Otherwise,
respondent can provide information on
a voluntary basis.
• In Question II.A.11 directed at
Competitive Providers, only require
responses where the respondent was
selected as the winning bidder on a
Request for Proposal (RFP).
Respondents can provide information
on unsuccessful RFP bids and business
rules relied upon to submit bids on a
voluntary basis.
• In Questions II.A.4.c and II.B.3.c
regarding the reporting of Locations
with Connections, Providers are only
required to provide the geocode for the
Location if the respondent keeps such
information in the normal course of
business. Respondent can, however,
provide such information on a voluntary
basis.
• In Question II.A.5 directed at
Competitive Providers regarding fiber
maps and the reporting of Nodes used
to interconnect with third party
networks, do not require cable
companies to show the feeder links to
locations, only their interoffice transport
fiber network. In addition, cable
companies are only required to report
their headends (i.e., Nodes) that they
have upgraded to provide metro
Ethernet service, or its functional
equivalent.
Discussion
In this Order on Reconsideration, we
amended the collection to reflect the
changes in the conditional approval
received from OMB. In so doing, we
partially granted and partially denied
the Coalition and Blooston petitions.
Amending the collection is consistent
with our delegated authority and will
allow the Commission to move forward
with the remainder of the collection for
an analysis of the special access market.
VerDate Sep<11>2014
17:52 Sep 25, 2014
Jkt 232001
Specifically, we have revised the
questionnaire and instructions by: (1)
Replacing references to the collection of
2010 and 2012 data with the collection
of 2013 data; (2) revising the definition
of Purchasers as directed by OMB; (3)
indicating those questions where
responses are optional and not required
or where information is required only if
kept in the normal course of business by
the respondent; and (4) adding footnotes
to clarify which information is required.
These changes will reduce the overall
estimated hour reporting burden of the
collection on industry by more than
forty percent.
Collecting 2013 Data. OMB’s
conditional approval necessitated
changing the years of the data collected
from two years of data (mainly 2010 and
2012) to a single year, and changing that
to more recent (2013) data. This
amendment allows the Commission to
obtain data from the most recent
calendar year as originally intended in
the Data Collection Order. This action
also addresses the Coalition’s concerns
over the reporting burden associated
with the collection of 2010 data, and its
request that the Commission just collect
2013 data. It also effectively grants the
Coalition’s request to ‘‘narrow the scope
of quantitative data to be provided by
purchasers of special access.’’ While
ITTA opposed the Coalition Petition for
seeking reduced reporting requirements
for certain classes of respondents, this
amendment applies equally to all types
of respondents and does not benefit a
particular group.
Other Issues Raised by Petitions for
Reconsideration. The changes required
by OMB’s conditional approval largely
addressed the petitions filed by the
Coalition and Blooston. For example,
the Coalition sought a blanket
exemption for Purchasers with (1) less
than $5 million annually in special
access facilities in price cap areas or (2)
200 or fewer special access facilities.
Blooston similarly sought an exemption
from the collection for Part 101 pointto-point, non-common carrier
microwave licensees that ‘‘are simply
consumers of dedicated special access
services.’’ By revising the definition of
Purchasers to exclude entities spending
less than $5 million on Dedicated
Services in 2013 in price cap areas, we
significantly reduced the estimated pool
of respondents that are Purchasers, and
therefore, likely significantly reduced
the number of entities represented by
the Coalition and Blooston that are
required to respond to the collection.
Moreover, in addition to changing the
year of the data collected to 2013,
almost all but a handful of the questions
for Purchasers are now optional, further
PO 00000
Frm 00111
Fmt 4700
Sfmt 4700
57813
limiting the amount of data obtained on
a mandatory basis, and thus further
decreasing the estimated reporting
burden for Purchasers.
To the extent petitioners and
commenters sought additional
exemptions or reductions in the
reporting requirements, we denied their
requests. The changes made pursuant to
OMB’s conditional approval provide
ample relief by significantly decreasing
the overall estimated reporting burden
of the collection. Additional
modifications would further limit the
amount of data collected on purchases
at the retail level. And there is evidence
in the record that wholesale and retail
customers face differing competitive
options and that backhaul purchases by
mobile wireless providers may represent
a unique product market. The
Commission therefore needs the
remaining data sought on a mandatory
basis from customers to analyze the
retail, as well as the wholesale, market.
Responses Due by December 15, 2014.
The deadline for responding to the data
collection is ninety days from the
release of this order, i.e., December 15,
2014. The Commission first provided
notice that a collection was forthcoming
in its August 2012 Pricing Flexibility
Suspension Order. The Commission
then provided respondents with an
‘‘initial version’’ of the questions in its
Data Collection Order and clarifications
and instructions were provided by the
Bureau in September 2013. The eight
month review process by OMB provided
even more time for respondents to
assess the collection requirements,
identify the necessary information, and
prepare for responding. Throughout this
implementation process, the
Commission staff has encouraged
parties not to wait until the
announcement of the filing deadline to
start preparing for a response. We
understand that any efforts to date by
respondents to gather 2010 and/or 2012
data are supplanted by the change to
using 2013 data, but collecting the most
recent calendar year will likely make it
easier for respondents to identify the
necessary information over the next
ninety days and eliminate the burdens
associated with reporting data from
earlier years. We therefore find a ninetyday window for filing responses is
appropriate.
Procedural Matters
Responding to the Data Collection. In
addition to the attached instructions
discussing the data specifications, we
will post additional instructions on the
submission process on the
Commission’s Web site. The Bureau will
separately announce the launch of an
E:\FR\FM\26SER1.SGM
26SER1
asabaliauskas on DSK5VPTVN1PROD with RULES
57814
Federal Register / Vol. 79, No. 187 / Friday, September 26, 2014 / Rules and Regulations
electronic interface for the submission
of information. Submissions will
involve the uploading of documents in
response to various questions and
interrogatories and the electronic
delivery of data. We will provide a
database container file for submitting
data that will include validation scripts
to verify that the filer is providing the
data in the appropriate format.
Confidential Information. The data
collection seeks information on
facilities, billing, revenue, and
expenditures considered confidential by
businesses. The Bureau will release
separately a Protective Order outlining
the procedures for designating and
accessing information deemed
confidential and highly confidential.
Paperwork Reduction Act Analysis.
This Order on Reconsideration further
implements the information collection
requirement adopted by the
Commission in the Data Collection
Order. OMB has approved the collection
pursuant to the PRA, Public Law 104–
13, and the actions taken here are
consistent with, and reflect, OMB’s
approval. Accordingly, this Order on
Reconsideration does not result in any
new or substantive or material
modification to a collection that would
require additional OMB approval.
Consistent with the Data Collection
Order, the information collection
requirement will become effective upon
publication of a notice in the Federal
Register announcing OMB’s approval
and an effective date of the
requirements.
Supplemental Final Regulatory
Flexibility Analysis. As required by the
Regulatory Flexibility Act of 1980, as
amended, the Bureau has prepared a
Supplemental Final Regulatory
Flexibility Analysis (Supplemental
FRFA) as set forth in Appendix B,
addressing the actions taken in this
Order on Reconsideration.
Congressional Review Act (CRA). The
Commission will send a copy of this
Order on Reconsideration to Congress
and the Government Accountability
Office pursuant to the CRA and
supplement that filing with a copy of
this Order on Reconsideration.
Ex Parte Presentations. This is a
permit-but-disclose proceeding and
subject to the requirements of section
1.1206(b) of the rules. Persons making
oral ex parte presentations are reminded
that memoranda summarizing the
presentations must contain a summary
of the substance of the presentation and
not merely a listing of the subjects
discussed. More than a one-sentence or
two-sentence description of the views
and arguments presented is generally
required.
VerDate Sep<11>2014
17:52 Sep 25, 2014
Jkt 232001
capability of being used to provide one
or more Dedicated Services; however, a
Mandatory Data Collection
Connection can be used to provide other
September 2014
services as well. For example, a
dedicated communication path that is
Approved by OMB 3060–1197
currently being used to provide a mass
I. Definitions
market broadband service but has the
The following definitions apply for
capability to provide a Dedicated
purposes of this collection only. They
Service is considered a Connection for
are not intended to set or modify
the purpose of this data collection.
precedent outside the context of this
Contract-Based Tariff means a Tariff,
collection.
other than a Tariff Plan, that is based on
Affiliated Company means a
a service contract entered into between
company, partnership, corporation,
a customer and an ILEC which has
limited liability company, or other
obtained permission to offer contractbusiness entity that is affiliated with an
based tariff services pursuant to 47 CFR
entity that provides and/or purchases
§ 69.701 et seq. of the Commission’s
Dedicated Service. Two entities are
pricing flexibility rules or a comparable
affiliated if one of them, or an entity that tariffed intrastate service contract
controls one of them, directly or
between a customer and an ILEC.
indirectly holds a greater than 10
Dedicated Service transports data
percent ownership interest in, or
between two or more designated points,
controls, the other one.
e.g., between an End User’s premises
Best Efforts Business Broadband
and a point-of-presence, between the
Internet Access Service means a best
central office of a local exchange carrier
efforts Internet access data service with
(LEC) and a point-of-presence, or
a minimum advertised bandwidth
between two End User premises, at a
connection of at least 1.5 megabits per
rate of at least 1.5 Mbps in both
second (Mbps) in both directions
directions (upstream/downstream) with
(upstream/downstream) that is marketed prescribed performance requirements
to enterprise customers (including
that include bandwidth-, latency-, or
small, medium, and large businesses).
error-rate guarantees or other parameters
For purposes of this data collection, Best that define delivery under a Tariff or in
Efforts Business Broadband Internet
a service-level agreement. Dedicated
Access Services do not include mobile
Service includes, but is not limited to,
wireless services, as that term is used in CBDS and PBDS. For the purpose of this
the 16th Annual Mobile Wireless
data collection, Dedicated Service does
Competition Report.
not include ‘‘best effort’’ services, e.g.,
Circuit-Based Dedicated Service
mass market broadband services such as
(CBDS) means a Dedicated Service that
DSL and cable modem broadband
is circuit-based. Examples of CBDS
access.
include time-division multiplexingDisconnection means the process by
based, DS1 and DS3 services.
which a Provider, per a customer
Competitive Provider means a
request, terminates billing on one or
competitive local exchange carrier
more of a customer’s Dedicated Service
(CLEC), interexchange carrier, cable
circuits.
operator, wireless provider or any other
DS1 and DS3, except where specified,
entity that is subject to the
refer to DS1s and DS3s that are not
Commission’s jurisdiction under the
UNEs. DS1s and DS3s are Dedicated
Communications Act of 1934, as
Services.
amended, and either provides a
End User means a business,
Dedicated Service or provides a
institutional, or government entity that
Connection over which a Dedicated
purchases a communications service for
Service could be provided. A
its own purposes and does not resell
Competitive Provider does not include
such service. A mobile wireless service
an ILEC operating within its incumbent
provider is considered an End User
service territory.
when it purchases communications
Connection means a wired ‘‘line’’ or
services to make connections within its
wireless ‘‘channel’’ that provides a
own network, e.g., backhaul to a cell
dedicated communication path between site.
a Location and the first Node on a
End User Channel Termination
Provider’s network. Multiple dedicated
means, as defined in 47 CFR
communication paths serving one or
§ 69.703(a)(2), a dedicated channel
more End Users at the same Location
connecting a LEC end office and a
should be counted as a single
customer premises, offered for purposes
Connection. A Connection may be a
of carrying special access traffic.
UNE, including an Unbundled Copper
Incumbent Local Exchange Carrier
Loop if modified to provide a Dedicated (ILEC) means, for the purpose of this
Service. A Connection must have the
data collection, a LEC that provides a
APPENDIX A
PO 00000
Frm 00112
Fmt 4700
Sfmt 4700
E:\FR\FM\26SER1.SGM
26SER1
asabaliauskas on DSK5VPTVN1PROD with RULES
Federal Register / Vol. 79, No. 187 / Friday, September 26, 2014 / Rules and Regulations
Dedicated Service in study areas where
it is subject to price cap regulation
under sections 61.41–61.49 of the
Commission’s rules, 47 CFR §§ 61.41–
61.49.
Indefeasible Right of Use (IRU) means
an indefeasible long-term leasehold
interest for a minimum total duration of
ten years that gives the grantee the right
to access and exclusively use specified
strands of fiber or allocated bandwidth
to provide a service as determined by
the grantee. An IRU confers on the
grantee substantially all of the risks and
rewards of ownership. IRUs typically
include the following elements: (i)
payment of a substantial fee up front to
enter into the IRU contract; (ii)
conveyance of tax obligations
commensurate with the risks and
rewards of ownership to the grantee (e.g.
as opposed to the lesser tax burdens
associated with other forms of leases);
(iii) terms for payment to the grantor for
ancillary services, such as maintenance
fees; (iv) all additional rights and
interests necessary to enable the IRU to
be used by the grantee in the manner
agreed to; and (v) no unreasonable limit
on the right of the grantee to use the
asset as it wishes (e.g., the grantee shall
be permitted to splice into the IRU fiber,
though such splice points must be
mutually agreed upon by grantor and
the grantee of the IRU).
Location means a building, other
man-made structure, a cell site on a
building, a free-standing cell site, or a
cell site on some other man-made
structure where the End User is
connected. A Node is not a Location.
For the purposes of this data collection,
cell sites are to be treated as Locations
and not as Nodes.
Metropolitan Statistical Area (MSA) is
a geographic area as defined by 47 CFR
§§ 22.909(a), 69.703(b).
Node is an aggregation point, a branch
point, or a point of interconnection on
a Provider’s network, including a point
of interconnection to other Provider
networks. Examples include LEC central
offices, remote terminal locations, splice
points (including, for example, at
manholes), controlled environmental
vaults, cable system headends, cable
modem termination system (CMTS)
locations, and facility hubs.
Non-MSA is the portion of an ILEC’s
study area that falls outside the
boundaries of an MSA.
Non-Rate Benefit means a benefit to
the customer other than a discount on
the One Month Term Only Rate, e.g., a
credit towards penalties or nonrecurring charges or the ability to move
circuits without incurring a penalty.
One Month Term Only Rate means,
for purposes of this data collection, the
VerDate Sep<11>2014
17:52 Sep 25, 2014
Jkt 232001
non-discounted monthly recurring
tariffed rate for DS1, DS3 and/or PBDS
services.
Packet-Based Dedicated Service
(PBDS) means a Dedicated Service that
is packet-based. Examples of PBDS
include Multi-Protocol Label Switched
(MPLS) services; permanent virtual
circuits, virtual private lines and similar
services; ATM and Frame Relay service;
(Gigabit) Ethernet Services and Metro
Ethernet Virtual Connections; and
Virtual Private Networks (VPN). PBDS
includes those categories of packetbased and optical transmission services
for which the Commission has granted
forbearance relief from dominant carrier
regulation.
Phase I Pricing Flexibility means
regulatory relief for the pricing of End
User Channel Terminations pursuant to
47 CFR §§ 69.711(b), 69.727(a) of the
Commission’s rules.
Phase II Pricing Flexibility means
regulatory relief for the pricing of End
User Channel Terminations pursuant to
47 CFR §§ 69.711(c), 69.727(b) of the
Commission’s rules.
Prior Purchase-Based Commitment
means a type of Volume Commitment
where the commitment is based on
either:
(i) A certain percentage or number of
the customer’s purchased in-service
circuits or lines as measured at the time
of making the Volume Commitment or
measured during a period of time prior
to making the Volume Commitment,
e.g., based on the customer’s billing
records for the current month or prior
month(s); or
(ii) a certain percentage or dollar
amount of Revenues generated by the
customer’s purchases as measured at the
time of making the Volume
Commitment or during a period of time
prior to making the Volume
Commitment.
Providers collectively refers to both
ILECs and Competitive Providers.
Purchasers means Competitive
Providers and End Users that are subject
to the Commission’s jurisdiction under
the Communications Act of 1934, as
amended, and that purchased Dedicated
Services of $5 million or more in 2013
in areas where the ILEC is subject to
price cap regulation.
Revenues means intrastate and
interstate billed amounts without any
allowance for uncollectibles,
commissions or settlements.
Tariff means an intrastate or interstate
schedule of rates and regulations filed
by common carriers. This term includes
both Tariff Plans and Contract-Based
Tariffs.
Tariff Plan means a Tariff, other than
a Contract-Based Tariff, that provides a
PO 00000
Frm 00113
Fmt 4700
Sfmt 4700
57815
customer with either a discount from
any One Month Term Only Rate for the
purchase of DS1 and/or DS3 services or
a Non-Rate Benefit that could be applied
to these services.
Term Commitment means a
commitment to purchase a Dedicated
Service for a period of time, greater than
a month, in exchange for a circuitspecific discount and/or a Non-Rate
Benefit.
Transport Service means a dedicated
circuit that connects a designated
Competitive Provider’s premises to the
wire center that serves the Competitive
Provider’s customer. Such an
arrangement may or may not include
channel mileage. See 47 CFR 69.709(a).
Transport Provider means a Provider
that supplies Transport Service.
Unbundled Copper Loop means a
copper wire local loop provided by
ILECs to requesting telecommunications
carriers on a non-discriminatory basis
pursuant to 47 CFR § 51.319(a)(1) that
can be used by a Competitive Provider
to provide a Dedicated Service, e.g.,
Ethernet over Copper. An Unbundled
Copper Loop is typically a 2- or 4-wire
loop that the ILEC has conditioned to
remove intervening equipment such as
bridge taps, load coils, repeaters, low
pass filters, range extenders, etc.
between a Location and the serving wire
center to allow for the provision of
advanced digital services by a
Competitive Provider. These loops are
commonly referred to as dry copper,
bare copper, or xDSL-compatible loops.
An Unbundled Copper Loop is a type of
UNE.
Unbundled Network Element (UNE)
means a local loop provided by an ILEC
to a requesting telecommunications
carrier on a non-discriminatory basis
pursuant to 47 CFR § 51.319(a).
Upgrade means that a customer
transitions one or more circuits to a
higher capacity circuit.
Volume Commitment means a
commitment to purchase a specified
volume, e.g., a certain number of
circuits or Revenues, to receive a
discount on Dedicated Services and/or a
Non-Rate Benefit.
II. Mandatory Data Collection
Questions
A. Competitive Providers must
respond to the following:
II.A.1. Indicate whether you are an
Affiliated Company. If you are an
Affiliated Company, you must identify
the entities that provide and/or
purchase Dedicated Service with which
you have an affiliation (name/FRN).
II.A.2. Do you (i) own a Connection;
(ii) lease a Connection from another
entity under an IRU agreement; or (iii)
E:\FR\FM\26SER1.SGM
26SER1
57816
Federal Register / Vol. 79, No. 187 / Friday, September 26, 2014 / Rules and Regulations
asabaliauskas on DSK5VPTVN1PROD with RULES
obtain a Connection as a UNE from an
ILEC to provide a Dedicated Service?
b Yes
b No
a. If yes, are any of these Connections
to a Location within an area where the
ILEC is subject to price cap regulation or
within an area where the Commission
has granted Phase I or Phase II Pricing
Flexibility?
b Yes
b No
If you answered ‘‘no’’ to question
II.A.2 or II.A.2.a, then you are not
required to respond to the remaining
questions in II.A or the questions in II.D.
Facilities Information
II.A.3. Provide the total number of
Locations to which you had a
Connection during 2013 where your
company: (i) owned the Connection; (ii)
leased the Connection from another
entity under an IRU agreement; or (iii)
obtained the Connection as a UNE from
an ILEC in the form of DS1s, DS3s, or
Unbundled Copper Loops to provide a
Dedicated Service.
II.A.4. Provide the information
requested below for each Location to
which your company had a Connection
during 2013 that you: (i) owned; (ii)
leased from another entity under an IRU
agreement; or (iii) obtained as a UNE
from an ILEC to provide a Dedicated
Service.
a. A unique ID for the Location;
b. The actual situs address for the
Location (i.e., land where the building
or cell site is located);
c. The geocode for the Location (i.e.,
latitude and longitude) if kept in the
normal course of business, otherwise
providing this information is optional;
d. The Location type (e.g., building,
other man-made structure, cell site in or
on a building, free-standing cell site, or
a cell site on some other man-made
structure like a water tower, billboard,
etc.);
e. Whether the Connection provided
to the location uses facilities leased
from another entity under an IRU or
obtained as a DS1/DS3 UNE or
Unbundled Copper Loop, and in each
case, the name of the lessor of the
majority of the fiber strands and/or
copper loop;
f. Whether any of the Connection to
the Location was provided using fiber;
g. The total sold bandwidth of the
Connection provided by you to the
Location in Mbps;
h. The total bandwidth to the
Location sold directly by you to an End
User;
i. The total sold fixed wireless
bandwidth provided by you to the
Location; and
j. The total bandwidth sold by you to
any cell sites at the Location.
VerDate Sep<11>2014
17:52 Sep 25, 2014
Jkt 232001
k. The total bandwidth provided to
you or an Affiliated Company for
internal use.
II.A.5. Provide a map showing the
fiber routes that you (a) own or (b) lease
pursuant to an IRU agreement that
constitute your network, including the
fiber Connections to Locations. In
addition, include the locations of all
Nodes used to interconnect with third
party networks, and the year that each
Node went live.
II.A.6. We will provide you with a
selected list of the Locations you
reported in response to question II.A.4.
For each identified Location, state the
month and year that you first provided
a Connection to that Location, whether
you originally supplied the Location
over a UNE, and if so, when (if at all)
you switched to using a Connection that
you own or lease as an IRU. If the
Location was first served by your
Connection on or before January 2008,
and the date the Location was first
served is unknown, then enter 00/0000.
II.A.7. For each ILEC wire center
where your company is collocated,
provide the actual situs address, the
geocode, and the CLLI code.
II.A.8. Explain your business rule(s)
used to determine whether to build a
Connection to a particular Location.
Provide underlying assumptions.
a. Describe the business rules and
other factors that determine where you
build your Connections. Examples of
such rules/factors are minimum Term
Commitments or minimum capacity
commitments by the buyer; maximum
build distances from the building to
your core network; and/or number of
competitors in the area. Include, also,
any factors that would prevent you from
building a Connection to an otherwise
suitable Location. These could be
factors that are under your control or
those that are not.
b. Explain how, if at all, business
density is incorporated into your
business rule, and if so, how you
measure business density.
c. In areas where your business rule
has been most successful, explain why.
Provide examples of geographic regions
(if any) where you generally were or are
able to successfully deploy Connections,
and where you generally have
experienced or currently experience
serious difficulties in deploying
Connections, and, if you are able to
provide examples of both kind of
regions, indicate what distinguishes
these different regions.
II.A.9. Provide the following
information:
a. The current situs address of your
U.S. headquarters (i.e., the address of
PO 00000
Frm 00114
Fmt 4700
Sfmt 4700
the land where the headquarters is
located);
b. The year that this site became your
headquarters;
c. Year established and situs address
for any prior U.S. headquarters’ location
for your company, going as far back as
1995, if different from the headquarters’
location listed in response to question
II.A.9.a;
d. Going as far back as 1995, the date
of acquisition and the situs address for
the U.S. headquarters location of any
entity that owned, or leased under an
IRU agreement, Connections to five or
more Locations in any MSA at the time
you acquired the entity in a merger
where you or your subsidiary was the
surviving entity.
e. The name of any Affiliated
Company that owned, or leased under
an IRU agreement, Connections to five
or more Locations in any MSA at the
time you became affiliated with the
Affiliated Company, going as far back as
1995.
f. For each Affiliated Company listed
in response to question II.A.9.e, provide:
i. The year of affiliation;
ii. The situs address for each
Affiliated Company’s U.S. headquarters
at the time of affiliation;
iii. The year that the Affiliated
Company established the situs address
listed in response to question II.A.9.f.i
for its U.S. headquarters; and
iv. The year established and situs
address for any prior U.S. headquarters’
location designated by the Affiliated
Company, going as far back as 1995 or
the year of affiliation, whichever is most
recent, if different from the
headquarters’ location listed in response
to question II.A.9.f.i.
II.A.10. Provide data, maps,
information, marketing materials, and/
or documents identifying those
geographic areas where you, or an
Affiliated Company, advertised or
marketed Dedicated Service over
existing facilities, via leased facilities, or
by building out new facilities as of
December 31, 2013, or planned to
advertise or market such services within
twenty-four months of those dates.
II.A.11. Identify the five most recent
Requests for Proposals (RFPs) for which
you were selected as the winning bidder
to provide each of the following: (a)
Dedicated Services; (b) Best Efforts
Business Broadband Internet Access
Services; and, to the extent different
from (a) or (b), (c) some other form of
high-capacity data services to business
customers. (The following remaining
parts of this question are optional.) In
addition, identify the five largest RFPs
(by number of connections) for which
you submitted an unsuccessful
E:\FR\FM\26SER1.SGM
26SER1
Federal Register / Vol. 79, No. 187 / Friday, September 26, 2014 / Rules and Regulations
57817
II.A.13. For each adjustment, rebate,
or true-up for billed Dedicated Services,
provide the information requested
below.
a. A unique ID number for the billing
adjustment, rebate, or true-up (see
question II.A.12.p above) and a unique
ID number for the Tariff or contract from
which the adjustment originates;
b. The beginning date of the time
period covered by the adjustment or
true-up;
c. The ending date of the time period
covered by the adjustment or true-up;
d. The scope of the billing adjustment,
i.e., whether the adjustment applies to a
single circuit element on a single
circuit, more than one circuit element
on a single circuit, more than one circuit
element across multiple circuits, or an
overall adjustment that applies to every
circuit element on every circuit
purchased by the customer;
e. The dollar amount of the
adjustment or true-up; and
f. A brief description of the billing
adjustment, rebate or true-up, e.g., term
discount, revenue target rebate, etc.
II.A.14. For each unique billing code,
please provide the following
information below.
a. The billing code for the circuit
element;
b. Select the phrase that best describes
the circuit element from the list. Names
of some common rate elements are
shown on the generalized circuit
diagram below:
i. Channel mileage facility, channel
mileage, interoffice channel mileage,
special transport (a transmission path
between two serving wire centers
associated with customer designated
locations; a serving wire center and an
international or service area boundary
point; a serving wire center and a hub,
or similar type of connection);
ii. Channel mileage termination,
special transport termination (the
termination of channel mileage facility
or similar transmission path);
iii. Channel termination, local
distribution channel, special access line,
customer port connection (Ethernet) (a
transmission path between a customer
designated location and the associated
wire center);
iv. Clear channel capability (not
shown) (an arrangement which allows a
customer to transport, for example,
1.536 Mbps of information on a 1.544
Mbps line rate with no constraint on the
quantity or sequence of one and zero
bits);
v. Cross-connection (not shown)
(semi-permanent switching between
facilities, sometimes combined with
multiplexing/demultiplexing);
vi. Multiplexing (not shown)
(channelizing a facility into individual
services requiring a lower capacity or
bandwidth); and
vii. Class of service and/or committed
information rate (not shown) (for
Ethernet, the performance
characteristics of the network and
bandwidth available for a customer port
connection).
c. If none of the possible entries
describes the circuit element, enter a
short description.
asabaliauskas on DSK5VPTVN1PROD with RULES
Billing Information
VerDate Sep<11>2014
17:52 Sep 25, 2014
Jkt 232001
PO 00000
Frm 00115
Fmt 4700
Sfmt 4700
E:\FR\FM\26SER1.SGM
26SER1
ER26SE14.000
II.A.12. For all Dedicated Services
provided using transmission paths that
you (i) own; (ii) lease from another
entity under an IRU agreement; or (iii)
obtain as a UNE from an ILEC to provide
a Dedicated Service, submit the
following information by circuit
element by circuit billed for each month
from January 1 to December 31 for the
year 2013.
a. The closing date of the monthly
billing cycle in mm/dd/yyyy format;
b. The name and six-digit 499–A Filer
ID of the customer, where applicable, or
other unique ID if customer does not
have a 499–A Filer ID;
c. The Location ID from question
II.A.4.a that is used to link the circuit
elements to the terminating Location of
the circuit (where applicable);
d. The circuit ID common to all
elements purchased in common for a
particular circuit;
e. The type of circuit (PBDS, or DS1
or DS3, etc.) and its bandwidth;
f. A unique billing code for the circuit
element (see question II.A.14);
g. The number of units billed for this
circuit element (note that the bandwidth
of the circuit must not be entered here);
h. The dollar amount of non-recurring
charges billed for the first unit of this
circuit element;
i. The dollar amount of non-recurring
charges billed for additional units of
this circuit element (if different from the
amount billed for the initial unit);
j. The monthly recurring dollar charge
for the first unit of the circuit element
billed;
k. The monthly recurring dollar
charge for additional units (if different
from the amount billed for the initial
unit);
l. Per unit charge for the circuit
element;
m. The total monthly dollar amount
billed for the circuit element;
n. The Term Commitment associated
with this circuit in months;
o. Indicate whether this circuit
element is associated with a circuit that
contributes to a Volume Commitment;
and
p. The adjustment ID (or multiple
adjustment IDs) linking this circuit
element to the unique out-of-cycle
billing adjustments in question II.A.13.a
(below) if applicable.
competitive bid in 2013 for each of (a)
Dedicated Services; (b) Best Efforts
Business Broadband Internet Access
Services; and, to the extent different
from (a) or (b), (c) some other form of
high-capacity data services to business
customers. For each RFP identified,
provide a description of the RFP, the
area covered, the price offered, and
other competitively relevant
information. Lastly, identify the
business rules you rely upon to
determine whether to submit a bid in
response to an RFP.
57818
Federal Register / Vol. 79, No. 187 / Friday, September 26, 2014 / Rules and Regulations
Revenues, Terms and Conditions
Information
II.A.15. What were your Revenues
from the sale of CBDS in 2013? Report
Revenues in total, separately by DS1,
DS3, and other CBDS sales, and
separately by customer category, i.e.,
sales to Providers and End Users.
II.A.16. What were your Revenues
from the sale of PBDS in 2013? Report
Revenues in total, separately by
customer category, i.e., sales to
Providers and End Users. If kept in the
normal course of business also report
revenues separately by bandwidth for
the following categories, otherwise
providing this information is optional:
a. Less than or equal to 1.5 Mbps;
b. greater than 1.5, but less than or
equal to 50 Mbps;
c. greater than 50, but less than or
equal to 100 Mbps;
d. greater than 100, but less than or
equal to 1 Gbps; and
e. greater than 1 Gbps.
II.A.17. What percentage of your
Revenues from the sale of DS1, DS3, and
PBDS services in 2013 were generated
from an agreement or Tariff that
contains a Prior Purchase-Based
Commitment?
II.A.18. If you offer Dedicated
Services pursuant to an agreement or
Tariff that contains either a Prior
Purchase-Based Commitment or a NonRate Benefit, then explain how, if at all,
those sales are distinguishable from
similarly structured ILEC sales of DS1s,
DS3s, and/or PBDS.
II.A.19. Provide the business
justification for the Term or Volume
Commitments associated with any Tariff
or agreement you offer or have in effect
with a customer for the sale of
Dedicated Services.
B. ILECs must respond to the
following:
II.B.1. Indicate whether you are an
Affiliated Company. If you are an
Affiliated Company, you must identify
the entities that provide and/or
purchase Dedicated Service with which
you have an affiliation (name/FRN).
asabaliauskas on DSK5VPTVN1PROD with RULES
Facilities Information
II.B.2. Provide the total number of
Locations to which you provided a
Connection in your company’s study
areas during 2013 where your company:
(i) owned the Connection; or (ii) leased
the Connection from another entity
under an IRU agreement.
II.B.3. Provide the information
requested below for each Location to
which your company had a Connection
during 2013 that you (i) owned or (ii)
leased from another entity under an IRU
agreement:
VerDate Sep<11>2014
17:52 Sep 25, 2014
Jkt 232001
a. A unique ID for the Location;
b. The actual situs address for the
Location (i.e., land where the building
or cell site is located);
c. The geocode for the Location (i.e.,
latitude and longitude) if kept in the
normal course of business, otherwise
providing this information is optional;
d. The Location type (e.g., building,
other man-made structure, cell site in or
on a building, free-standing cell site, or
a cell site on some other man-made
structure like a water tower, billboard,
etc.);
e. Whether any of the Connection to
the Location was provided using fiber;
f. The total sold bandwidth of the
Connection provided by you to the
Location in Mbps;
g. The total bandwidth to the Location
sold by you as UNEs in the form of DS1s
and/or DS3s;
h. The total bandwidth to the
Location sold directly by you to an End
User;
i. The total sold fixed wireless
bandwidth provided by you to the
Location; and
j. The total bandwidth sold by you to
any cell sites at the Location.
Billing Information
II.B.4. For all Dedicated Services
provided using transmission paths that
you (i) own or (ii) lease from another
entity under an IRU agreement, submit
the following information by circuit
element by circuit billed for each month
from January 1 to December 31 for the
year 2013.
a. The closing date of the monthly
billing cycle in mm/dd/yyyy format;
b. The name and six-digit 499A Filer
ID of the customer, where applicable, or
other unique ID if customer does not
have a 499A Filer ID;
c. The Location ID from question
II.B.3.a that is used to link the circuit
elements to the terminating Location of
the circuit (where applicable);
d. The circuit ID common to all
elements purchased in common for a
particular circuit;
e. The type of circuit, (DS1 sold as a
UNE, DS3 sold as a UNE, PBDS, nonUNE DS1s or DS3s, etc.) and the
bandwidth of the circuit;
f. The serving wire center/mileage
rating point Common Language
Location Identification (CLLI) of one
end of the circuit (MRP1);
g. The serving wire center/mileage
rating point CLLI of the other end of the
circuit (MRP2);
h. The latitude of MRP1;
i. The longitude of MRP1;
j. The latitude of MRP2;
k. The longitude of MRP2;
PO 00000
Frm 00116
Fmt 4700
Sfmt 4700
l. End of the circuit (1=MRP1 or
2=MRP2) associated with this circuit
element;
m. The billing code for the circuit
element (see question II.B.6);
n. The density pricing zone for the
circuit element;
o. The number of units billed for this
circuit element (note that the bandwidth
of the circuit must not be entered here);
p. The dollar amount of non-recurring
charges billed for the first unit of this
circuit element;
q. The dollar amount of non-recurring
charges billed for additional units of
this circuit element (if different from the
amount billed for the initial unit);
r. The monthly recurring dollar charge
for the first unit of the circuit element
billed;
s. The monthly recurring dollar
charge for additional units (if different
from the amount billed for the initial
unit);
t. Per unit charge for the circuit
element;
u. The total monthly dollar amount
billed for the circuit element;
v. The Term Commitment associated
with this circuit in months;
w. Indicate whether this circuit
element is associated with a circuit that
contributes to a Volume Commitment;
x. Indicate whether this circuit
element was purchased pursuant to a
Contract-Based Tariff; and
y. The adjustment ID (or multiple
adjustment IDs) linking this circuit
element to the unique out-of-cycle
billing adjustments in question II.B.5.a
(below) if applicable.
II.B.5. For each adjustment, rebate, or
true-up for billed Dedicated Services,
provide the information requested
below.
a. A unique ID for the billing
adjustment or true-up (see question
II.B.4.y above);
b. A unique ID number for the
contract or Tariff from which the
adjustment originates;
c. The beginning date of the time
period covered by the adjustment or
true-up;
d. The ending date of the time period
covered by the adjustment or true-up;
e. The scope of the billing adjustment,
i.e., whether the adjustment applies to a
single circuit element on a single
circuit, more than one circuit element
on a single circuit, more than one circuit
element across multiple circuits, or an
overall adjustment that applies to every
circuit element on every circuit
purchased by the customer;
f. The dollar amount of the
adjustment or true-up;
g. Whether the adjustment is
associated with a Term Commitment,
E:\FR\FM\26SER1.SGM
26SER1
Federal Register / Vol. 79, No. 187 / Friday, September 26, 2014 / Rules and Regulations
57819
or Tariff necessary to achieve the rebate;
and
i. If the adjustment is for some other
reason, a brief description of the reason
for the adjustment.
II.B.6. For each unique billing code,
please provide the following
information below.
a. The billing code for the circuit
element;
b. The phrase that best describes the
circuit element from the list. Names of
some common rate elements are shown
on the generalized circuit diagram
below:
i. Channel mileage facility, channel
mileage, interoffice channel mileage,
special transport (a transmission path
between two serving wire centers
associated with customer designated
locations; a serving wire center and an
international or service area boundary
point; a serving wire center and a hub,
or similar type of connection);
ii. Channel mileage termination,
special transport termination (the
termination of channel mileage facility
or similar transmission path);
iii. Channel termination, local
distribution channel, special access line,
customer port connection (Ethernet) (a
transmission path between a customer
designated location and the associated
wire center);
iv. Clear channel capability (not
shown) (an arrangement which allows a
customer to transport, for example,
1.536 Mbps of information on a 1.544
Mbps line rate with no constraint on the
quantity or sequence of one and zero
bits);
v. Cross-connection (not shown)
(semi-permanent switching between
facilities, sometimes combined with
multiplexing/demultiplexing);
vi. Multiplexing (not shown)
(channelizing a facility into individual
services requiring a lower capacity or
bandwidth); and
vii. Class of service and/or committed
information rate (not shown) (for
Ethernet, the performance
characteristics of the network and
bandwidth available for a customer port
connection).
c. If none of the possible entries
describes the rate element, enter a short
description.
II.B.7. List the CLLI code for each one
of your wire centers that was subject to
price cap regulation as of December 31,
2013, i.e., those wire centers in your
incumbent territory where the
Commission had not granted you
pricing flexibility. For those MSAs and
Non-MSAs where the Commission
granted you Phase I or Phase II Pricing
Flexibility as of December 31, 2013, list
the CLLI codes for the wire centers
associated with each MSA and NonMSA for 2013, the name of the relevant
MSA and Non-MSA, and the level of
pricing flexibility granted for the MSA
and Non-MSA, i.e., Phase I and/or Phase
II Pricing Flexibility.
total, separately by DS1, DS3, and PBDS
sales as applicable, and separately by
customer category, i.e., sales to
Competitive Providers and End Users.
II.B.11. How many customers were
purchasing DS1, DS3, and/or PBDS
services pursuant to your One Month
Term Only Rates as of December 31,
2013? Report customer numbers in total,
separately for DS1, DS3, and PBDS
services as applicable, and separately by
customer category, i.e., the number of
DS1, DS3, and PBDS service customers
that were Competitive Providers and
End Users.
II.B.12. Separately list all Tariff Plans
and Contract-Based Tariffs that can be
applied to the purchase of DS1, DS3
and/or PBDS services and provide the
information requested below for each
plan.
a. This plan is a:
b Tariff Plan
b Contract-Based
Tariff (select one)
b. Plan name:
c. Tariff and Section Number(s):
d. This plan contains:
b Term Commitment(s) b Volume
Commitment(s)
b Non-Rate Benefit option(s) (select all
that apply)
e. If the plan contains options for
Non-Rate Benefits, explain the available
Non-Rate Benefits.
f. This plan can be applied to the
purchase of:
b DS1 services
b DS3 services
b PBDS
b Other (select all that
apply)
g. In what geographic areas is this
plan available, e.g., nationwide or
certain MSAs?
i. Is plan available in
b MSAs,
b Non-MSAs, or
b both types of
areas?
VerDate Sep<11>2014
17:52 Sep 25, 2014
Jkt 232001
Revenues, Terms and Conditions
Information
II.B.8. What were your Revenues from
the sale of CBDS services in 2013?
Report Revenues in total, separately by
DS1, DS3, and other CBDS sales, and
separately by customer category, i.e.,
sales to Competitive Providers and End
Users.
II.B.9. What were your Revenues from
the sale of PBDS services in 2013?
Report Revenues in total, separately by
customer category, i.e., sales to
Competitive Providers and End Users. If
kept in the normal course of business
also report separately by bandwidth for
the following categories, otherwise
providing this information is optional:
a. less than or equal to 1.5 Mbps;
b. greater than 1.5, but less than or
equal to 50 Mbps;
c. greater than 50, but less than or
equal to 100 Mbps;
d. greater than 100, but less than or
equal to 1 gigabyte per second (Gbps);
and
e. greater than 1 Gbps.
II.B.10. What were your Revenues
from the One Month Term Only Rate
charged for DS1, DS3, and/or PBDS
services in 2013? Report Revenues in
PO 00000
Frm 00117
Fmt 4700
Sfmt 4700
E:\FR\FM\26SER1.SGM
26SER1
ER26SE14.001
asabaliauskas on DSK5VPTVN1PROD with RULES
and if so, the length of the term
specified in the contract or Tariff
necessary to achieve the rebate;
h. Whether the adjustment is
associated with a Volume Commitment,
and if so, the number of circuits and/or
dollar amount specified in the contract
asabaliauskas on DSK5VPTVN1PROD with RULES
57820
Federal Register / Vol. 79, No. 187 / Friday, September 26, 2014 / Rules and Regulations
ii. If plan is available in Non-MSAs,
indicate the states where the Non-MSA
areas are located?
h. To receive a discount or Non-Rate
Benefit under this plan, must the
customer make a Prior Purchase-Based
Commitment?
b Yes
b No
i. Do purchases of DS1 or DS3
services in areas outside of the study
area(s) where you are subject to price
cap regulation (e.g., purchases from an
Affiliated Company that is a CLEC)
count towards meeting any Volume
Commitment to receive a discount or
Non-Rate Benefit under this plan?
b Yes
b No
b N/A (no
Volume Commitment)
j. Do DS1 or DS3 purchases in areas
where you are subject to price cap
regulation and where pricing flexibility
has not been granted count towards
meeting any Volume Commitment to
receive a discount or Non-Rate Benefit
under this plan?
b Yes
b No
b N/A (no
Volume Commitment)
k. Do DS1 or DS3 purchases in areas
where you have been granted Phase I
Pricing Flexibility count towards
meeting any Volume Commitment to
receive a discount or Non-Rate Benefit
under this plan?
b Yes
b No
b N/A (no
Volume Commitment)
l. Do DS1 or DS3 purchases in areas
where you have been granted Phase II
Pricing Flexibility count towards
meeting any Volume Commitment to
receive a discount or Non-Rate Benefit
under this plan?
b Yes
b No
b N/A (no
Volume Commitment)
m. Do non-tariffed PBDS purchases by
the customer count towards meeting any
Volume Commitment to receive a
discount or Non-Rate Benefit under this
plan?
b Yes
b No
b N/A (no
Volume Commitment)
n. Do tariffed PBDS purchases by the
customer count towards meeting any
Volume Commitment to receive a
discount or Non-Rate Benefit under this
plan?
b Yes
b No
b N/A (no
Volume Commitment)
o. Do purchases by the customer for
services other than DS1s, DS3s, and
PBDS count towards meeting any
Volume Commitment to receive a
discount or Non-Rate Benefit under this
plan?
b Yes
b No
b N/A (no
Volume Commitment)
VerDate Sep<11>2014
17:52 Sep 25, 2014
Jkt 232001
p. Is the discount or Non-Rate Benefit
available under this plan conditioned
on the customer limiting its purchase of
UNEs, e.g., customer must keep its
purchase of UNEs below a certain
percentage of the customer’s total
spend?
b Yes
b No
q. What were your Revenues from the
provision of Dedicated Service under
this plan in 2013?
r. What is the business justification
for any Term or Volume Commitments
associated with this plan?
s. How many customers were
subscribed to this plan as of December
31, 2013? Report customer numbers in
total, separately for DS1, DS3, and PBDS
services as applicable, and separately by
customer category, i.e., the number of
DS1, DS3, and/or PBDS customers that
were Competitive Providers and End
Users.
i. If there were five or fewer customers
subscribed to this plan as of December
31, 2013, indicate the number of
subscribers to this plan that were new
customers (as opposed to an existing or
prior customer) at the time they
subscribed to this plan.
ii. For those subscribers to this plan
that were existing or prior customers at
the time they committed to purchasing
services under this plan, explain how
the purchase commitment made under
this plan compares to the customer’s
previous purchase commitment. For
example, indicate what percentage of
the previous purchase commitment, the
new purchase commitment equals.
t. Of those customers subscribed as of
December 31, 2013, how many in 2013
failed to meet any Volume Commitment
or Term Commitment required to retain
a discount or Non-Rate Benefit they
originally agreed to when entering into
this plan?
II.B.13. Indicate whether you have
any non-tariffed agreement with an End
User or Competitive Provider that,
directly or indirectly, provides a
discount or a Non-Rate Benefit on the
purchase of tariffed DS1s, DS3s, and/or
PBDS, restricts the ability of the End
User or Competitive Provider to obtain
UNEs, or negatively affects the ability of
the End User or Competitive Provider to
purchase Dedicated Services. If so,
identify each agreement, including the
parties to the agreements, the effective
date, end date, and a summary of the
relevant provisions.
C. Certain Entities that provide Best
Efforts Business Broadband Internet
Access Services must respond to the
following:
II.C.1. If you provide Best Efforts
Business Broadband Internet Access
PO 00000
Frm 00118
Fmt 4700
Sfmt 4700
Services to 15,000 or more customers or
1,500 or more business broadband
customers in areas where the ILEC is
subject to price cap regulation, then
answer the following questions:
a. Did you submit data in connection
with the State Broadband Initiative (SBI)
Grant Program for 2013?
b Yes
b No
If you answered ‘‘no’’ to questions
II.C.1.a, then you do not need to answer
any further questions in this section.
b. Did the data you submitted in
connection with the SBI Grant Program
in 2013 accurately and completely
identify the areas in which you offered
Best Efforts Business Broadband
Internet Access Services and exclude
those areas where you did not offer such
services as of December 31, 2013?
b Yes
b No
i. If yes, then provide the list of prices
for those Best Efforts Business
Broadband Internet Access Services that
you were marketing in each census
block submitted in connection with the
SBI Grant Program as of December 31,
2013. If there is a price variation within
your service footprint, indicate which
prices are associated with which census
blocks.
ii. If no, then provide a list of all the
census blocks in which you offered Best
Efforts Business Broadband Internet
Access Services as of December 31,
2013, and a list of the prices for those
Best Efforts Business Broadband
Internet Access Services that you were
marketing in each census block as of
December 31, 2013. If there is a price
variation within your service footprint,
indicate which prices are associated
with which census blocks.
D. All Providers must respond to the
following:
II.D.1. Describe your company’s short
term and long-range promotional and
advertising strategies and objectives for
winning new—or retaining current—
customers for Dedicated Services. In
your description, please describe the
size (e.g., companies with 500
employees or less, etc.), geographic
scope (e.g., national, southeast, Chicago,
etc.), and type of customers your
company targets or plans to target
through these strategies.
II.D.2. Identify where your company’s
policies are recorded on the following
Dedicated Service-related processes: (a)
initiation of service; (b) service
Upgrades; and (c) service
Disconnections. For instance, identify
where your company records recurring
and non-recurring charges associated
with the processes listed above. If
recorded in a Tariff, provide the specific
Tariff section(s). If these policies are
E:\FR\FM\26SER1.SGM
26SER1
Federal Register / Vol. 79, No. 187 / Friday, September 26, 2014 / Rules and Regulations
asabaliauskas on DSK5VPTVN1PROD with RULES
recorded in documents other than
Tariffs, list those documents and state
whether they are publicly available. If
they are publicly available, explain how
to find them. For documents that are not
publicly available, state whether they
are conveyed to customers orally or in
writing.
E. Purchasers that are mobile
wireless service providers must
respond to the following:
II.E.1. How many cell sites do you
have on your network?
II.E.2. Provide the information
requested below for each cell site on
your network as of December 31, 2013.
a. A unique ID for the cell site;
b. The actual situs address of the cell
site (i.e., land where the cell site is
located) if the cell site is located in or
on a building;
c. The geocode for the cell site (i.e.,
latitude and longitude);
d. The CLLI code of the incumbent
LEC wire center that serves the cell site,
where applicable and if kept in the
normal course of business;
e. Whether the cell site is in or on a
building, is a free-standing cell site, or
is on some other type of man-made
structure, e.g., a water tower, billboard,
etc.;
f. If the cell site is served by a CBDS,
indicate the equivalent number of DS1s
used;
g. If the cell site is served by a PBDS,
indicate the total bandwidth of the
circuit or circuits in Mbps;
h. If the cell site is served by a
wireless Connection, indicate the total
bandwidth of the circuit or circuits in
Mbps;
i. The name of the Provider(s) that
supplies your Connection to the cell
site; and
j. If you self-provide a Connection to
the cell site, the provisioned bandwidth
of that self-provided Connection.
Expenditures Information
II.E.3. What were your expenditures,
i.e., dollar volume of purchases, on
Dedicated Services for 2013? Report
expenditures in total, separately for
CBDS and PBDS purchases, and
separately for purchases from ILECs and
Competitive Providers.
II.E.4. (Optional) Provide your
company’s expenditures, i.e., dollar
volume of purchases, for DS1s, DS3s,
and/or PBDS purchased from ILECs
pursuant to a Tariff in 2013. For each of
the following categories, report
expenditures in total and separately for
DS1s, DS3s and PBDS:
a. All DS1s, DS3s, and PBDS;
b. DS1s, DS3s, and PBDS purchased at
One Month Term Only Rates;
c. DS1s, DS3s, and PBDS purchased
under Tariff Plans;
VerDate Sep<11>2014
17:52 Sep 25, 2014
Jkt 232001
d. DS1s, DS3s, and PBDS purchased
under Contract-Based Tariffs;
e. DS1s, DS3s, and PBDS purchased
under Tariff Plans that contained a
Term Commitment but not a Volume
Commitment;
f. DS1s, DS3s, and PBDS purchased
under Tariff Plans that contained a Prior
Purchase-Based Commitment;
i. Of the total (and for the separate
DS1, DS3, and PBDS totals where
applicable), indicate the average
discount from the One Month Term
Only Rate incorporated in the
expenditures.
For purposes of calculating the
percentages described above, an
example would be a Tariff Plan that
requires a purchase of 20 DS1s and 10
DS3s and generates expenditures of
$2,000 for calendar-year 2013. If those
same circuits were purchased at One
Month Term Only Rates of $100 per DS1
and $200 per DS3, then total
expenditures would instead be $4,000.
Since the Tariff Plan under this scenario
generated 50% of the expenditures that
would be generated from One Month
Term Only Rates, the discount would be
50%.
g. DS1s, DS3s, and PBDS purchased
under Contract-Based Tariffs that
contained a Term Commitment but not
a Volume Commitment; and
h. DS1s, DS3s, and PBDS purchased
under Contract-Based Tariffs that
contained a Prior Purchase-Based
Commitment;
i. Of the total (and for the separate
DS1 and DS3 totals if available),
indicate the average discount from the
One Month Term Only Rate
incorporated in the expenditures.
An example of how to calculate this
percentage can be found at question
II.E.4.f.i.
i. What percentage of your
expenditures in 2013 were subject to a
Term Commitment of five or more
years?
II.E.5. (Optional) What were your
expenditures, i.e., dollar volume of
purchases, on DS1s, DS3s, and/or PBDS
purchased from Competitive Providers
pursuant to a Tariff in 2013? Report
expenditures in total and separately for
DS1s, DS3s and PBDS, as applicable, for
the following categories:
a. All DS1s, DS3s, and PBDS;
b. DS1s, DS3s, and PBDS purchased at
One Month Term Only Rates;
c. DS1s, DS3s, and PBDS purchased
under Tariffs that contained a Term
Commitment but not a Volume
Commitment;
d. DS1s, DS3s, and PBDS purchased
under Tariffs that contained a Prior
Purchase-Based Commitment;
PO 00000
Frm 00119
Fmt 4700
Sfmt 4700
57821
i. Of the total (and for the separate
DS1, DS3, and PBDS totals where
applicable), indicate the average
discount from the One Month Term
Only Rate incorporated in the
expenditures.
An example of how to calculate this
percentage can be found at question
II.E.4.f.i
e. What percentage of your
expenditures in 2013 were subject to a
Term Commitment of five or more
years?
II.E.6. (Optional) What were your
expenditures, i.e., dollar volume of
purchases, on DS1s, DS3s, and/or PBDS
purchased from ILECs and Competitive
Providers pursuant to an agreement (not
a Tariff) in 2013? Report expenditures
in total, separately for purchases from
ILECs and Competitive Providers, and
separately for DS1s, DS3s and PBDS, as
applicable, for the following categories:
a. All DS1s, DS3s, and PBDS;
b. DS1s, DS3s, and PBDS purchased at
a non-discounted rate;
c. DS1s, DS3s, and PBDS purchased
under a non-tariffed agreement that
contained a Term Commitment but not
a Volume Commitment;
d. DS1s, DS3s, and PBDS purchased
under a non-tariffed agreement that
contained a Prior Purchase-Based
Commitment;
i. Of the total (and for the separate
DS1, DS3, and PBDS totals where
applicable), indicate the average
discount from the non-discounted rate
incorporated in the expenditures.
An example of how to calculate this
percentage can be found at question
II.E.4.f.i
II.E.7. (Optional) What were your
expenditures with ILECs and
Competitive Providers, i.e., dollar
volume of purchases, on PBDS
purchased under a Tariff in 2013?
a. Separately report purchases for the
following service bandwidth categories
if you keep such information in the
normal course of business:
i. less than or equal to 1.5 Mbps;
ii. greater than 1.5, but less than or
equal to 50 Mbps;
iii. greater than 50, but less than or
equal to 100 Mbps;
iv. greater than 100, but less than or
equal to 1 Gbps; or
v. greater than 1 Gbps.
II.E.8. (Optional) What were your
expenditures with ILECs and
Competitive Providers, i.e., dollar
volume of purchases, on non-tariffed
PBDS in 2013?
a. Separately report purchases for the
following service bandwidth categories
if you keep such information in the
normal course of business:
i. less than or equal to 1.5 Mbps;
E:\FR\FM\26SER1.SGM
26SER1
57822
Federal Register / Vol. 79, No. 187 / Friday, September 26, 2014 / Rules and Regulations
asabaliauskas on DSK5VPTVN1PROD with RULES
ii. greater than 1.5, but less than or
equal to 50 Mbps;
iii. greater than 50, but less than or
equal to 100 Mbps;
iv. greater than 100, but less than or
equal to 1 Gbps; or
v. greater than 1 Gbps.
Terms and Conditions Information
II.E.9. (Optional) Explain whether the
terms and conditions of any Tariff or
contract to which you are a party for the
purchase of Dedicated Services or the
policies of any of your Providers
constrain your ability to:
a. Decrease your purchases from your
current Provider(s);
b. Purchase services from another
Provider currently operating in the
geographic areas in which you purchase
services;
c. Purchase non-tariffed services, such
as Ethernet services, from your current
Provider of tariffed DS1, DS3, and/or
PBDS services or from other Providers
operating in the geographic areas in
which you purchase tariffed services;
d. Contract with Providers that are
considering entering the geographic
areas in which you purchase tariffed
services;
e. Move circuits, for example, moving
your DS1 and/or DS3 End-User Channel
Terminations to connect to another
Transport Provider; or
f. Otherwise obtain Dedicated
Services or change Providers.
Relevant terms and conditions, among
others, may include: (a) early
termination penalties; (b) shortfall
provisions; (c) overlapping/
supplemental discounts plans with
different termination dates; (d)
requirements to include all services,
including new facilities, under a Tariff
Plan or Contract-Based Tariff; or (e)
requiring purchases in multiple
geographic areas to obtain maximum
discounts. In your answer, highlight
contracts where you contend that a term
or condition is a particularly onerous
constraint by comparison with more
typical provisions in other contracts.
Also, at a minimum, list: (a) the
Provider and indicate whether the
Provider is an ILEC or a Competitive
Provider; (b) a description of the term or
condition; (c) the geographic area in
which the services are provided; (d) the
name of the vendor providing the
service; and (e) where relevant, the
specific Tariff number(s) and section(s),
or if the policy at issue is recorded in
documents other than Tariffs, list those
documents and how you obtained them.
If you allege that a term, condition, or
Provider’s policy negatively affects your
ability to obtain Dedicated Services,
state whether you have brought a
VerDate Sep<11>2014
17:52 Sep 25, 2014
Jkt 232001
complaint to the Commission, a state
commission or court about this issue
and the outcome. If you have not
brought a complaint, explain why not.
II.E.10. (Optional) If you purchase, or
purchased, Transport Service and End
User Channel Terminations from the
same Provider, explain your experience
with changing Transport Service from
one Provider to another between January
1 and December 31, 2013 while keeping
your End User Channel Terminations
with the original Provider. Where
appropriate, identify the Provider(s) in
your responses below and indicate
whether they are an ILEC or a
Competitive Provider.
a. How many times did you change
Transport Service while keeping your
End User Channel Terminations with
the original Provider? An estimate of the
number of circuits moved to a new
Transport Provider, or the number of
such changes requested, is sufficient.
b. What was the length of time, on
average, it took for the original Provider
to complete the process of connecting
your last-mile End-user Channel
Terminations to another Transport
Provider? An estimate is sufficient.
c. Were you given the opportunity to
negotiate the amount of time it would
take to complete the process of
connecting your End User Channel
Terminations to another Transport
Provider on a case-by-case basis? In
answering this question, also describe
and provide citations to the ILEC’s or
Competitive Provider’s policies, rules or,
where relevant, Tariff provisions, if
known, explaining the transition
process.
d. How did connecting to a new
Transport Provider impact the rate you
paid for the End User Channel
Terminations you continued to
purchase from the original Provider?
e. Did connecting to a new Transport
Provider typically impact the rate you
continued to pay for Transport Service
from the original Provider while the
change in Transport Providers remained
pending? If so, how? What was the
average percentage change in rates? For
example, did you ever pay a One Month
Term Only Rate during that time?
II.E.11. (Optional) Describe any
circumstances since January 1, 2013, in
which you have purchased circuits
pursuant to a Tariff, solely for the
purpose of meeting a Prior PurchaseBased Commitment required for a
discount or Non-Rate Benefit from your
Provider (i.e., you would not have
purchased the circuit but for the
requirement that you meet a Volume
Commitment required for a discount or
Non-Rate Benefit from your Provider). In
PO 00000
Frm 00120
Fmt 4700
Sfmt 4700
your description, provide at least one
example, which at a minimum, lists:
a. The name of the Provider providing
the circuits at issue;
b. A description of the Prior PurchaseBased Commitment;
c. The Tariff and section number(s) of
the specific terms and conditions
described;
d. The number of circuits you would
not have purchased but for the Prior
Purchase-Based Commitment
requirement to receive a discount or
Non-Rate Benefit;
i. Of the circuits reported in II.E.11.d,
how many did you not use at all?
e. A comparison of the dollar amount
of the unnecessary circuit(s) purchased
versus the dollar amount of penalties
your company would have had to pay
under the Prior Purchase-Based
Commitment had it not purchased and/
or maintained the circuit(s), and a
description of how that comparison was
calculated.
f. How many circuits were activated
under the identified Tariff plan and not
used when you initially entered into the
plan? What were these unused circuits
as a percent of the total circuits
currently purchased under this Tariff
plan? Indicate the percent of the total
circuits currently purchased under this
Tariff plan that exceed your Prior
Purchase-Based Commitment.
g. For the Prior Purchase-Based
Commitment, indicate whether you are
able to buy any DS1s or DS3s from the
Provider outside of the identified Tariff
plan, or are you required to make all
purchases from the Provider pursuant to
the identified Tariff plan?
II.E.12. For each year for the past five
years, state the number of times and in
what geographic area(s) you have
switched from purchasing End-User
Channel Terminations from one
Provider of Dedicated Services to
another.
II.E.13. (Optional) Explain the
circumstances since January 1, 2013
under which you have paid One Month
Term Only Rates for DS1, DS3, and/or
PBDS services and the impact, if any, it
had on your business and your
customers. In your response, indicate
any general rules you follow, if any,
concerning the maximum number of
circuits and maximum amount of time
you will pay One Month Term Only
Rates, and your business rationale for
any such rules.
II.E.14. (Optional) Separately list all
Tariffs under which your company
purchases DS1s, DS3s, and/or PBDS and
provide the information requested
below for each plan.
a. This plan is a:
E:\FR\FM\26SER1.SGM
26SER1
Federal Register / Vol. 79, No. 187 / Friday, September 26, 2014 / Rules and Regulations
b Tariff Plan
b Contract-Based
Tariff (select one)
b. Plan name:
c. Provider name:
d. Tariff and Section Number(s):
e. Tariff type:
b Interstate
b Intrastate
f. This plan contains:
b Term Commitment(s)
b Volume
Commitment(s)
b Non-Rate Benefit option(s) (select all
that apply)
g. If the plan contains Non-Rate
Benefits, identify the Non-Rate Benefits
that were relevant to your decision to
purchase services under this plan.
h. This plan can be applied to the
purchase of:
b DS1 services
b DS3 services
b PBDS b Other (select all that
apply)
asabaliauskas on DSK5VPTVN1PROD with RULES
i. In what geographic areas do you
purchase DS1s, DS3s, and/or PBDS
under this plan, e.g., nationwide, certain
states, or certain MSAs?
j. To receive a discount or Non-Rate
Benefit under this plan, does your
company make a Prior Purchase-Based
Commitment?
b Yes
b No
k. If this is an ILEC plan, do DS1, DS3,
or tariffed PBDS purchases your
company makes outside the study
area(s) of the ILEC (e.g., purchases from
an Affiliated Company of the ILEC that
is providing out-of-region service as a
CLEC) count towards meeting any
Volume Commitment to receive a
discount or Non-Rate Benefit under this
plan?
b Yes
b No
b N/A (no
Volume Commitment, not an ILEC
plan)
i. If you answered yes, in what
geographic areas outside the study
area(s) of the ILEC, do you purchase
these DS1s, DS3s and/or tariffed PBDS?
ii. For each geographic area identified,
state whether your company would
have purchased from a different
Provider, if at all, had it not been for the
discounts or Non-Rate Benefits received
under this plan? In your response,
indicate whether the Provider that you
would have purchased from has
Connections serving that geographic
area and the Provider’s name.
l. If this is an ILEC plan, do DS1, DS3,
and/or tariffed PBDS purchases your
company makes from the ILEC in price
cap areas where the Commission has not
granted the ILEC pricing flexibility
count towards meeting any Volume
Commitment to receive a discount or
Non-Rate Benefit under this plan?
VerDate Sep<11>2014
17:52 Sep 25, 2014
Jkt 232001
b Yes
b No
b N/A (no
Volume Commitment, not an ILEC
plan)
i. If you answered yes, then identify
the price cap areas where you purchase
DS1s, DS3s, and/or tariffed PBDS that
count towards meeting any Volume
Commitment to receive a discount or
Non-Rate Benefit under this plan?
m. If this is an ILEC plan, do DS1, DS3
and/or tariffed PBDS purchases your
company makes from the ILEC in areas
where the Commission has granted
Phase I Pricing Flexibility count towards
meeting any Volume Commitment to
receive a discount or Non-Rate Benefit
under this plan?
b Yes
b No
b N/A (no
Volume Commitment, not an ILEC
plan)
i. If you answered yes, in what
geographic areas subject to pricing
flexibility do you purchase DS1s, DS3s,
and/or tariffed PBDS that count towards
meeting any Volume Commitment to
receive a discount or Non-Rate Benefit
under this plan?
ii. For each geographic area identified,
state whether your company would
have purchased from a different
Provider, if at all, had it not been for the
requirements of the Tariff Plan? In your
response, indicate whether the Provider
that you would have purchased from
has Connections serving that geographic
area and the Provider’s name.
n. If this is an ILEC plan, do DS1, DS3
and/or tariffed PBDS purchases your
company makes from the ILEC in areas
where the Commission has granted
Phase II Pricing Flexibility count
towards meeting any Volume
Commitment to receive a discount or
Non-Rate Benefit under this plan?
b Yes
b No
b N/A (no
Volume Commitment, not an ILEC
plan)
i. If you answered yes, in what
geographic areas subject to pricing
flexibility do you purchase DS1s, DS3s,
and/or tariffed PBDS that count towards
meeting any Volume Commitment to
receive a discount or Non-Rate Benefit
under this plan?
ii. For each geographic area identified,
state whether your company would
have purchased from a
differentProvider, if at all, had it not
been for the requirements of the Tariff
Plan? In your response, indicate
whether the Provider that you would
have purchased from has Connections
serving that geographic area and the
Provider’s name.
o. If this is an ILEC plan, do nontariffed PBDS purchases your company
makes from this ILEC count towards
PO 00000
Frm 00121
Fmt 4700
Sfmt 4700
57823
meeting any Volume Commitment to
receive a discount or Non-Rate Benefit
under this plan?
b Yes
b No
b N/A (no
Volume Commitment, not an ILEC
plan)
i. If you answered yes, in what
geographic areas do you purchase nontariffed PBDS that counts towards
meeting any Volume Commitment to
receive a discount or Non-Rate Benefit
under this plan.
ii. For each geographic area identified,
state whether your company would
have purchased non-tariffed PBDS from
a different Provider, if at all, had it not
been for the requirements of the plan?
In your response, indicate whether the
Provider that you would have purchased
from has Connections serving that
geographic area and the Provider’s
name.
p. If this is an ILEC plan, do purchases
you make for services other than DS1s,
DS3s, and PBDS from this ILEC count
towards meeting any Volume
Commitment to receive a discount or
Non-Rate Benefit under this plan?
b Yes
b No
b N/A (no
Volume Commitment, not an ILEC
plan)
i. If you answered yes, identify the
other services purchased and the
geographic areas where you purchase
these services that count towards
meeting any Volume Commitment to
receive a discount or Non-Rate Benefit
under this plan.
ii. For each geographic area identified,
state whether your company would
have purchased those other services
from a different Provider, had it not
been for the requirements of the plan?
In your response, indicate whether the
Provider that you would have purchased
from has Connections serving that
geographic area and the Provider’s
name.
q. Is the discount or Non-Rate Benefit
available under this plan conditioned
on the customer limiting its purchase of
UNEs, e.g., the customer must keep its
purchase of UNEs below a certain
percentage of the customer’s total
spend? If yes, then provide additional
details about the condition.
II.E.15. Indicate whether you have any
non-tariffed agreement with an ILEC
that, directly or indirectly, provides a
discount or a Non-Rate Benefit on the
purchase of tariffed DS1, DS3, and/or
PBDS services, restricts your ability to
obtain UNEs, or negatively affects your
ability to purchase Dedicated Services.
If so, identify each agreement, including
the parties to the agreement, the
effective date, end date, and a summary
of the relevant provisions.
E:\FR\FM\26SER1.SGM
26SER1
57824
Federal Register / Vol. 79, No. 187 / Friday, September 26, 2014 / Rules and Regulations
asabaliauskas on DSK5VPTVN1PROD with RULES
F. Purchasers that are not mobile
wireless service providers must
respond to the following:
II.F.1. What is the principal nature of
your business, e.g., are you a CLEC,
cable system operator, fixed wireless
service provider, wireless Internet
service provider, interconnected VoIP
service provider, etc.?
Expenditures Information
II.F.2. What were your expenditures,
i.e., dollar volume of purchases, on
Dedicated Services for 2013? Report
expenditures in total, separately for
CBDS and PBDS purchases, and
separately for purchases from ILECs and
Competitive Providers.
II.F.3. (Optional) Provide your
company’s expenditures, i.e., dollar
volume of purchases, for DS1s, DS3s,
and/or PBDS purchased from ILECs
pursuant to a Tariff in 2013. For each of
the following categories, report
expenditures in total and separately for
DS1s, DS3s and PBDS:
a. All DS1s, DS3s, and PBDS;
b. DS1s, DS3s, and PBDS purchased at
One Month Term Only Rates;
c. DS1s, DS3s, and PBDS purchased
under Tariff Plans;
d. DS1s, DS3s, and PBDS purchased
under Contract-Based Tariffs;
e. DS1s, DS3s, and PBDS purchased
under Tariff Plans that contained a
Term Commitment but not a Volume
Commitment;
f. DS1s, DS3s, and PBDS purchased
under Tariff Plans that contained a Prior
Purchase-Based Commitment;
i. Of the total (and for the separate
DS1, DS3, and PBDS totals where
applicable), indicate the average
discount from the One Month Term
Only Rate incorporated in the
expenditures.
For purposes of calculating the
percentages described above, an
example would be a Tariff Plan that
requires a purchase of 20 DS1s and 10
DS3s and generates expenditures of
$2,000 for calendar-year 2013. If those
same circuits were purchased at One
Month Term Only Rates of $100 per DS1
and $200 per DS3, then total
expenditures would instead be $4,000.
Since the Tariff Plan under this scenario
generated 50% of the expenditures that
would be generated from One Month
Term Only Rates, the discount would be
50%.
g. DS1s, DS3s, and PBDS purchased
under Contract-Based Tariffs that
contained a Term Commitment but not
a Volume Commitment; and
h. DS1s, DS3s, and PBDS purchased
under Contract-Based Tariffs that
contained a Prior Purchase-Based
Commitment;
VerDate Sep<11>2014
17:52 Sep 25, 2014
Jkt 232001
i. Of the total (and for the separate
DS1 and DS3 totals if available),
indicate the average discount from the
One Month Term Only Rate
incorporated in the expenditures.
An example of how to calculate this
percentage can be found at question
II.F.3.f.i.
i. What percentage of your
expenditures in 2013 were subject to a
Term Commitment of five or more
years?
II.F.4. (Optional) What were your
expenditures, i.e., dollar volume of
purchases, on DS1s, DS3s, and/or PBDS
purchased from Competitive Providers
pursuant to a Tariff in 2013? Report
expenditures in total and separately for
DS1s, DS3s and PBDS, as applicable, for
the following categories:
a. All DS1s, DS3s, and PBDS;
b. DS1s, DS3s, and PBDS purchased at
One Month Term Only Rates;
c. DS1s, DS3s, and PBDS purchased
under Tariffs that contained a Term
Commitment but not a Volume
Commitment;
d. DS1s, DS3s, and PBDS purchased
under Tariffs that contained a Prior
Purchase-Based Commitment;
i. Of the total (and for the separate
DS1, DS3, and PBDS totals where
applicable), indicate the average
discount from the One Month Term
Only Rate incorporated in the
expenditures.
An example of how to calculate this
percentage can be found at question
II.F.3.f.i
e. What percentage of your
expenditures in 2013 were subject to a
Term Commitment of five or more
years?
II.F.5. (Optional) What were your
expenditures, i.e., dollar volume of
purchases, on DS1s, DS3s, and/or PBDS
purchased from ILECs and Competitive
Providers pursuant to an agreement (not
a Tariff) in 2013? Report expenditures
in total, separately for purchases from
ILECs and Competitive Providers, and
separately for DS1s, DS3s and PBDS, as
applicable, for the following categories:
a. All DS1s, DS3s, and PBDS;
b. DS1s, DS3s, and PBDS purchased at
a non-discounted rate;
c. DS1s, DS3s, and PBDS purchased
under a non-tariffed agreement that
contained a Term Commitment but not
a Volume Commitment;
d. DS1s, DS3s, and PBDS purchased
under a non-tariffed agreement that
contained a Prior Purchase-Based
Commitment;
i. Of the total (and for the separate
DS1, DS3, and PBDS totals where
applicable), indicate the average
discount from the non-discounted rate
incorporated in the expenditures.
PO 00000
Frm 00122
Fmt 4700
Sfmt 4700
An example of how to calculate this
percentage can be found at question
II.F.3.f.i
II.F.6. (Optional) What were your
expenditures with ILECs and
Competitive Providers, i.e., dollar
volume of purchases, on PBDS
purchased under a Tariff in 2013?
a. Separately report purchases for the
following service bandwidth categories
if you keep such information in the
normal course of business:
i. less than or equal to 1.5 Mbps;
ii. greater than 1.5, but less than or
equal to 50 Mbps;
iii. greater than 50, but less than or
equal to 100 Mbps;
iv. greater than 100, but less than or
equal to 1 Gbps; or
v. greater than 1 Gbps.
II.F.7. (Optional) What were your
expenditures with ILECs and
Competitive Providers, i.e., dollar
volume of purchases, on non-tariffed
PBDS in 2013?
a. Separately report purchases for the
following service bandwidth categories
if you keep such information in the
normal course of business:
i. less than or equal to 1.5 Mbps;
ii. greater than 1.5, but less than or
equal to 50 Mbps;
iii. greater than 50, but less than or
equal to 100 Mbps;
iv. greater than 100, but less than or
equal to 1 Gbps; or
v. greater than 1 Gbps.
Terms and Conditions Information
II.F.8. (Optional) Explain whether the
terms and conditions of any Tariff or
contract to which you are a party for the
purchase of Dedicated Services or the
policies of any of your Providers
constrain your ability to:
a. Decrease your purchases from your
current Provider(s);
b. Purchase services from another
Provider currently operating in the
geographic areas in which you purchase
services;
c. Purchase non-tariffed services, such
as Ethernet services, from your current
Provider of tariffed DS1, DS3, and/or
PBDS services or from other Providers
operating in the geographic areas in
which you purchase tariffed services;
d. Contract with Providers that are
considering entering the geographic
areas in which you purchase tariffed
services;
e. Move circuits, for example, moving
your DS1 and/or DS3 End-User Channel
Terminations to connect to another
Transport Provider; or
f. Otherwise obtain Dedicated
Services or change Providers.
Relevant terms and conditions, among
others, may include: (a) early
E:\FR\FM\26SER1.SGM
26SER1
asabaliauskas on DSK5VPTVN1PROD with RULES
Federal Register / Vol. 79, No. 187 / Friday, September 26, 2014 / Rules and Regulations
termination penalties; (b) shortfall
provisions; (c) overlapping/
supplemental discounts plans with
different termination dates; (d)
requirements to include all services,
including new facilities, under a Tariff
Plan or Contract-Based Tariff; or (e)
requiring purchases in multiple
geographic areas to obtain maximum
discounts.
In your answer, highlight contracts
where you contend that a term or
condition is a particularly onerous
constraint by comparison with more
typical provisions in other contracts.
Also, at a minimum, list: (a) the
Provider and indicate whether the
Provider is an ILEC or a Competitive
Provider; (b) a description of the term or
condition; (c) the geographic area in
which the services are provided; (d) the
name of the vendor providing the
service; and (e) where relevant, the
specific Tariff number(s) and section(s),
or if the policy at issue is recorded in
documents other than Tariffs, list those
documents and how you obtained them.
If you allege that a term, condition, or
Provider’s policy negatively affects your
ability to obtain Dedicated Services,
state whether you have brought a
complaint to the Commission, a state
commission or court about this issue
and the outcome. If you have not
brought a complaint, explain why not.
II.F.9. (Optional) If you purchase, or
purchased, Transport Service and End
User Channel Terminations from the
same Provider, explain your experience
with changing Transport Service from
one Provider to another between January
1 and December 31, 2013 while keeping
your End User Channel Terminations
with the original Provider. Where
appropriate, identify the Provider(s) in
your responses below and indicate
whether they are an ILEC or a
Competitive Provider.
a. How many times did you change
Transport Service while keeping your
End User Channel Terminations with
the original Provider? An estimate of the
number of circuits moved to a new
Transport Provider, or the number of
such changes requested, is sufficient.
b. What was the length of time, on
average, it took for the original Provider
to complete the process of connecting
your last-mile End-user Channel
Terminations to another Transport
Provider? An estimate is sufficient.
c. Were you given the opportunity to
negotiate the amount of time it would
take to complete the process of
connecting your End User Channel
Terminations to another Transport
Provider on a case-by-case basis? In
answering this question, also describe
and provide citations to the ILEC’s or
VerDate Sep<11>2014
17:52 Sep 25, 2014
Jkt 232001
Competitive Provider’s policies, rules or,
where relevant, Tariff provisions, if
known, explaining the transition
process.
d. How did connecting to a new
Transport Provider impact the rate you
paid for the End User Channel
Terminations you continued to
purchase from the original Provider?
e. Did connecting to a new Transport
Provider typically impact the rate you
continued to pay for Transport Service
from the original Provider while the
change in Transport Providers remained
pending? If so, how? What was the
average percentage change in rates? For
example, did you ever pay a One Month
Term Only Rate during that time?
II.F.10. (Optional) Describe any
circumstances since January 1, 2013, in
which you have purchased circuits
pursuant to a Tariff, solely for the
purpose of meeting a Prior PurchaseBased Commitment required for a
discount or Non-Rate Benefit from your
Provider (i.e., you would not have
purchased the circuit but for the
requirement that you meet a Volume
Commitment required for a discount or
Non-Rate Benefit from your Provider). In
your description, provide at least one
example, which at a minimum, lists:
a. The name of the Provider providing
the circuits at issue;
b. A description of the Prior PurchaseBased Commitment;
c. The Tariff and section number(s) of
the specific terms and conditions
described;
d. The number of circuits you would
not have purchased but for the Prior
Purchase-Based Commitment
requirement to receive a discount or
Non-Rate Benefit;
i. Of the circuits reported in II.F.10.d,
how many did you not use at all?
e. A comparison of the dollar amount
of the unnecessary circuit(s) purchased
versus the dollar amount of penalties
your company would have had to pay
under the Prior Purchase-Based
Commitment had it not purchased and/
or maintained the circuit(s), and a
description of how that comparison was
calculated.
f. How many circuits were activated
under the identified Tariff plan and not
used when you initially entered into the
plan? What were these unused circuits
as a percent of the total circuits
currently purchased under this Tariff
plan? Indicate the percent of the total
circuits currently purchased under this
Tariff plan that exceed your Prior
Purchase-Based Commitment.
g. For the Prior Purchase-Based
Commitment, indicate whether you are
able to buy any DS1s or DS3s from the
Provider outside of the identified Tariff
PO 00000
Frm 00123
Fmt 4700
Sfmt 4700
57825
plan, or are you required to make all
purchases from the Provider pursuant to
the identified Tariff plan?
II.F.11. For each year for the past five
years, state the number of times and in
what geographic area(s) you have
switched from purchasing End-User
Channel Terminations from one
Provider of Dedicated Services to
another.
II.F.12. (Optional) Explain the
circumstances since January 1, 2013
under which you have paid One Month
Term Only Rates for DS1, DS3, and/or
PBDS services and the impact, if any, it
had on your business and your
customers. In your response, indicate
any general rules you follow, if any,
concerning the maximum number of
circuits and maximum amount of time
you will pay One Month Term Only
Rates, and your business rationale for
any such rules.
II.F.13. (Optional) Separately list all
Tariffs under which your company
purchases DS1s, DS3s, and/or PBDS and
provide the information requested
below for each plan.
a. This plan is a:
b Tariff Plan
b Contract-Based
Tariff (select one)
b. Plan name:
c. Provider name:
d. Tariff and Section Number(s):
e. Tariff type:
b Interstate
b Intrastate
f. This plan contains:
b Term Commitment(s)
b Volume
Commitment(s)
b Non-Rate Benefit option(s) (select all
that apply)
g. If the plan contains Non-Rate
Benefits, identify the Non-Rate Benefits
that were relevant to your decision to
purchase services under this plan.
h. This plan can be applied to the
purchase of:
b DS1 services
b DS3 services
b PBDS
b Other (select all that
apply)
i. In what geographic areas do you
purchase DS1s, DS3s, and/or PBDS
under this plan, e.g., nationwide, certain
states, or certain MSAs?
j. To receive a discount or Non-Rate
Benefit under this plan, does your
company make a Prior Purchase-Based
Commitment?
b Yes
b No
k. If this is an ILEC plan, do DS1, DS3
or tariffed PBDS purchases your
company makes outside the study
area(s) of the ILEC (e.g., purchases from
an Affiliated Company of the ILEC that
is providing out-of-region service as a
CLEC) count towards meeting any
E:\FR\FM\26SER1.SGM
26SER1
asabaliauskas on DSK5VPTVN1PROD with RULES
57826
Federal Register / Vol. 79, No. 187 / Friday, September 26, 2014 / Rules and Regulations
Volume Commitment to receive a
discount or Non-Rate Benefit under this
plan?
b Yes
b No
b N/A (no
Volume Commitment, not an ILEC
plan)
i. If you answered yes, in what
geographic areas outside the study
area(s) of the ILEC, do you purchase
these DS1s, DS3s, and/or tariffed PBDS?
ii. For each geographic area identified,
state whether your company would
have purchased from a different
Provider, if at all, had it not been for the
discounts or Non-Rate Benefits received
under this plan? In your response,
indicate whether the Provider that you
would have purchased from has
Connections serving that geographic
area and the Provider’s name.
l. If this is an ILEC plan, do DS1, DS3,
and/or tariffed PBDS purchases your
company makes from the ILEC in price
cap areas where the Commission has not
granted the ILEC pricing flexibility
count towards meeting any Volume
Commitment to receive a discount or
Non-Rate Benefit under this plan?
b Yes
b No
b N/A (no
Volume Commitment, not an ILEC
plan)
i. If you answered yes, then identify
the price cap areas where you purchase
DS1s, DS3s, and/or tariffed PBDS that
count towards meeting any Volume
Commitment to receive a discount or
Non-Rate Benefit under this plan?
m. If this is an ILEC plan, do DS1,
DS3, and/or tariffed PBDS purchases
your company makes from the ILEC in
areas where the Commission has
granted Phase I Pricing Flexibility count
towards meeting any Volume
Commitment to receive a discount or
Non-Rate Benefit under this plan?
b Yes
b No
b N/A (no
Volume Commitment, not an ILEC
plan)
i. If you answered yes, in what
geographic areas subject to pricing
flexibility do you purchase DS1s, DS3s,
and/or tariffed PBDS that count towards
meeting any Volume Commitment to
receive a discount or Non-Rate Benefit
under this plan?
ii. For each geographic area identified,
state whether your company would
have purchased from a different
Provider, if at all, had it not been for the
requirements of the Tariff Plan? In your
response, indicate whether the Provider
that you would have purchased from
has Connections serving that geographic
area and the Provider’s name.
n. If this is an ILEC plan, do DS1, DS3,
and/or tariffed PBDS purchases your
company makes from the ILEC in areas
VerDate Sep<11>2014
17:52 Sep 25, 2014
Jkt 232001
where the Commission has granted
Phase II Pricing Flexibility count
towards meeting any Volume
Commitment to receive a discount or
Non-Rate Benefit under this plan?
b Yes
b No
b N/A (no
Volume Commitment, not an ILEC
plan)
i. If you answered yes, in what
geographic areas subject to pricing
flexibility do you purchase DS1s, DS3s,
and/or tariffed PBDS that count towards
meeting any Volume Commitment to
receive a discount or Non-Rate Benefit
under this plan?
ii. For each geographic area identified,
state whether your company would
have purchased from a different
Provider, if at all, had it not been for the
requirements of the Tariff Plan? In your
response, indicate whether the Provider
that you would have purchased from
has Connections serving that geographic
area and the Provider’s name.
o. If this is an ILEC plan, do nontariffed PBDS purchases your company
makes from this ILEC count towards
meeting any Volume Commitment to
receive a discount or Non-Rate Benefit
under this plan?
b Yes
b No
b N/A (no
Volume Commitment, not an ILEC
plan)
i. If you answered yes, in what
geographic areas do you purchase nontariffed PBDS that counts towards
meeting any Volume Commitment to
receive a discount or Non-Rate Benefit
under this plan.
ii. For each geographic area identified,
state whether your company would
have purchased non-tariffed PBDS from
a different Provider, if at all, had it not
been for the requirements of the plan?
In your response, indicate whether the
Provider that you would have purchased
from has Connections serving that
geographic area and the Provider’s
name.
p. If this is an ILEC plan, do purchases
you make for services other than DS1s,
DS3s, and PBDS from this ILEC count
towards meeting any Volume
Commitment to receive a discount or
Non-Rate Benefit under this plan?
b Yes
b No
b N/A (no
Volume Commitment, not an ILEC
plan)
i. If you answered yes, identify the
other services purchased and the
geographic areas where you purchase
these services that count towards
meeting any Volume Commitment to
receive a discount or Non-Rate Benefit
under this plan.
ii. For each geographic area identified,
state whether your company would
PO 00000
Frm 00124
Fmt 4700
Sfmt 4700
have purchased those other services
from a different Provider, had it not
been for the requirements of the plan?
In your response, indicate whether the
Provider that you would have purchased
from has Connections serving that
geographic area and the Provider’s
name.
q. Is the discount or Non-Rate Benefit
available under this plan conditioned
on the customer limiting its purchase of
UNEs, e.g., the customer must keep its
purchase of UNEs below a certain
percentage of the customer’s total
spend? If yes, then provide additional
details about the condition.
II.F.14. Indicate whether you have any
non-tariffed agreement with an ILEC
that, directly or indirectly, provides a
discount or a Non-Rate Benefit on the
purchase of tariffed DS1, DS3, and/or
PBDS services, restricts your ability to
obtain UNEs, or negatively affects your
ability to purchase Dedicated Services.
If so, identify each agreement, including
the parties to the agreement, the
effective date, end date, and a summary
of the relevant provisions.
G. Non-Providers, Non-Purchasers,
and other entities not covered by the
scope of this inquiry but that were
instructed to respond to this data
collection must respond to the
following:
II.G.1. If you must respond to this data
collection because you were required to
file the FCC Form 477 to report the
provision of ‘‘broadband connections to
end user locations’’ for Year 2013 but
are not (a) a Provider or a Purchaser as
defined in this data collection or (b) an
entity that provides Best Efforts
Business Broadband Internet Access
Services to15,000 or more customers or
1,500 or more business broadband
customers in areas where the ILEC is
subject to price cap regulation, then
indicate as such below and complete the
certification accompanying this data
collection.
b I am not a Provider.
b I am not a Purchaser.
b I do not provide Best Efforts Business
Broadband Internet Access Services to
15,000 or more customers or 1,500 or
more business broadband customers
in areas where the ILEC is subject to
price cap regulation.
(select all that apply)
CERTIFICATION
I have examined the response and
certify that, to the best of my
knowledge, all statements of fact, data,
and information contained therein are
true and correct.
Signature: lllllllllllll
Printed Name: lllllllllll
E:\FR\FM\26SER1.SGM
26SER1
Federal Register / Vol. 79, No. 187 / Friday, September 26, 2014 / Rules and Regulations
Title:
lllllllllllllll
Date: llllllllllllllll
Respondents are reminded that failure
to comply with these data reporting
requirements may subject them to
monetary forfeitures of up to $160,000
for each violation or each day of a
continuing violation, up to a maximum
of $1,575,000 for any single act or
failure to act that is a continuing
violation. False statements or
misrepresentations to the Commission
may be punishable by fine or
imprisonment under Title 18 of the U.S.
Code.
APPENDIX B
asabaliauskas on DSK5VPTVN1PROD with RULES
SUPPLEMENTAL FINAL
REGULATORY FLEXIBILITY
ANALYSIS
As required by the Regulatory
Flexibility Act of 1980 (RFA), as
amended, Initial Regulatory Flexibility
analyses were incorporated in the
Special Access NPRM for this
proceeding, and the Commission
included a Final Regulatory Flexibility
Analysis (FRFA) with the Data
Collection Order adopting the data
collection requirement. This
Supplemental Final Regulatory
Flexibility Analysis supplements the
FRFA to reflect the actions taken in this
Order on Reconsideration.
A. Need for, and Objectives of, the
Order
In 2005, the Commission initiated this
proceeding as a broad examination of
what regulatory framework to apply to
price cap local exchange carriers’ (LECs)
interstate special access services
following the expiration of the CALLS
plan, including whether to maintain or
modify the Commission’s pricing
flexibility rules. Moreover, the Special
Access NPRM sought to examine
whether the available marketplace data
supported maintaining, modifying, or
repealing these rules. In the Data
Collection Order, the Commission
continued the process of reviewing its
special access rules to ensure that they
reflect the state of competition today
and promote competition, investment,
and access to dedicated
communications services that
businesses across the country rely on
every day to deliver their products and
services to American consumers.
Specifically, the Commission initiated a
comprehensive data collection and
sought comment on a proposal to use
the data to evaluate competition in the
market for special access services.
In this Order on Reconsideration, we
further amend the data collection
adopted by the Commission in the Data
VerDate Sep<11>2014
17:52 Sep 25, 2014
Jkt 232001
Collection Order. The collection
requires providers and purchasers of
special access service and certain other
services—including best efforts business
broadband Internet access services—as
well as entities that provide certain
other services, to submit data,
information and documents to allow the
Commission to conduct a
comprehensive evaluation of
competition in the special access
market. The data, information, and
documents required fall into five
general categories: market structure;
pricing; demand (i.e., observed sales
and purchases), terms and conditions;
and competition and pricing decisions.
In this Order on Reconsideration, we
amend the collection to collect data
from a single year (calendar year 2013)
instead of from two years (calendar
years 2010 and 2012). This will result in
a significant reduction in the amount of
data reported by respondents. In
addition, we amended the definition of
purchaser to exclude entities spending
less than $5 million on special access
services in 2013 from the scope of the
collection.
B. Summary of Significant Issues Raised
by Public Comments in Response to the
IRFA
No new comments were received in
response to the IRFA that were not
already addressed in the FRFA included
with the Data Collection Order. In
response to the petitions requesting
reconsideration of the Data Collection
Implementation Order, MTPCS, LLC d/
b/a Cellular One (MTPCS) filed
comments stating that the Wireline
Competition Bureau (Bureau) failed to
‘‘effectively minimize’’ the reporting
burden associated with the data
collection on small entities as required
by the RFA. According to MTPCS, the
Commission has greatly underestimated
the response time needed for answering
several of the questions directed at
purchasers.
C. Description and Estimate of the
Number of Small Entities to Which the
Proposed Rules Will Apply
The actions taken in the Order on
Reconsideration do not require any
changes to this section of the FRFA
included with the Data Collection
Order.
D. Description of Projected Reporting,
Recordkeeping, and Other Compliance
Requirements
The data, information and document
collection required by the Data
Collection Order, which is further
amended by this Order on
Reconsideration, falls into five general
PO 00000
Frm 00125
Fmt 4700
Sfmt 4700
57827
categories: market structure, pricing,
demand (i.e., observed sales and
purchases), terms and conditions, and
competition and pricing decisions.
Market structure data consists of,
among other things, the situs and type
of facilities owned by a provider (or
leased subject to an indefeasible right of
use) capable of providing special access,
by sold and potential capacity and
ownership, and the proximity of such
facilities to sources of demand. We also
require incumbent LEC providers to
submit data concerning the number,
nature, and situs of UNEs sold. In
addition, we also require additional
market structure data from competitive
providers, such as detailed information
related to non-price factors that may
impact where special access providers
build facilities or expand their network
via UNEs and the history of their facility
deployments in a sample of locations
they serve.
Pricing data includes the quantities
sold and prices charged for special
access services, by circuit element, and
information regarding the regulatory
environment for incumbent LECs.
Demand data includes, among other
things, data that identify the bandwidth
of the special access services sold or
purchased, the locations being served,
and other material facts, such as where
those purchases occur (e.g., buildings,
cell towers) and the nature of the
purchaser (e.g., provider or end user).
Terms and conditions data and
information include, but are not limited
to, information regarding contracts or
generally available plans for special
access services that offer discounts,
circuit portability, or other
competitively relevant benefits, and
whether the terms and conditions
associated with those offerings may
inhibit a buyer’s ability to switch to
other providers, which in turn may
inhibit facilities-based entry into special
access markets.
Competition and pricing data,
information and documents include, but
are not limited to, those materials
related to requests for proposals,
advertising and marketing materials,
and in very limited circumstances,
pricing decision documents.
Best efforts business broadband
Internet access services include, but are
not limited to, data showing where a
provider or entity provides such
services, as well as price lists.
Questions related to terms and
conditions, competition and pricing
decisions will span a variety of
timeframes specific to the issue
addressed. The majority of the market
structure, pricing and demand data will
be collected for a two-year period. This
E:\FR\FM\26SER1.SGM
26SER1
57828
Federal Register / Vol. 79, No. 187 / Friday, September 26, 2014 / Rules and Regulations
asabaliauskas on DSK5VPTVN1PROD with RULES
period of time allows the analysis to
control for factors that may vary
substantially across geographic areas,
but not within a given geographic area.
The actions taken in this Order on
Reconsideration do not alter the general
categories of information collected. The
Bureau did amend the collection,
however, to change the temporal scope
of collection. Instead of asking questions
for 2010 and 2012, the Commission will
seek responses for a single year, 2013.
E. Steps Taken to Minimize Significant
Economic Impact on Small Entities, and
Significant Alternatives Considered
As discussed in the FRFA, small
business concerns were considered
when determining the nature of the data
to be collected, and identified data,
information, and document
requirements were modified to reduce
burdens on small businesses where
possible. The Bureau previously issued
two voluntary data requests in this
proceeding. These voluntary requests
allowed each potential respondent to
make its own determination concerning
participation. The responses to the
voluntary data requests provided the
Commission the means and opportunity
to assess which data elements are most
important to its ability to assess the
special access market, and to eliminate
or revise those questions that otherwise
yield less valuable information. The
voluntary data requests also allowed the
Commission to carefully assess the need
to obtain data from all providers and
purchasers of special access services
and certain other services—including
small businesses—to conduct a
comprehensive analysis of the special
access market.
In order to conduct a comprehensive
analysis of the special access market,
the Commission will collect data from
all providers and purchasers of special
access services as well as some entities
that provide best efforts business
broadband Internet access services. The
Commission notes concerns regarding
the burden that this data collection will
impose on small companies, and is
mindful of the importance of seeking to
reduce information collection burdens
for small business concerns, and in
particular those ‘‘with fewer than 25
employees.’’ Competition in the
provision of special access, however,
appears to occur at a very granular
level—perhaps as low as the building/
tower. Accordingly, the Commission
finds it necessary to obtain data from
special access providers and purchasers
of all sizes.
The Bureau has further evaluated and
modified the collection, however, to
alleviate the impact of the collection on
VerDate Sep<11>2014
17:52 Sep 25, 2014
Jkt 232001
small entities. On September 18, 2013,
the Bureau released an order clarifying
the scope of the collection; providing
instructions on how to respond to the
data collection questions; and providing
a list of all modifications and
amendments to the data collection
questions and definitions. These actions
were based on feedback received from
potential respondents, including the
PRA comments filed with the
Commission during the 60-day public
comment period, and the Bureau’s
further internal review. These actions
included a clarification on purchasers
covered by the scope of the collection to
exclude several categories of
Commission license, authorization and
registration holders.
In addition, in this Order on
Reconsideration, the Bureau further
amended the collection to reflect the
conditional approval received from the
Office of Management and Budget
pursuant to the Paperwork Reduction
Act of 1995. The amendments include
revising the definition of purchasers to
exclude those entities spending less
than $5 million on special access
services in 2013 in price cap areas and
making many of the questions directed
at purchasers optional. These
amendments will significantly reduce
the number of small entities covered by
the scope of the collection and the
reporting burden on those remaining
small entities that still must respond,
and thus addresses the concerns raised
by MTPCS.
Finally, the Commission considered
additional alternatives to alleviate
burden, e.g., collecting data from a
sample of geographic areas. The
Commission ultimately decided,
however, that these alternatives were
either impracticable or would
undermine the Commission’s efforts to
conduct a comprehensive analysis of the
special access market.
F. Report to Congress
The Commission will send a copy of
this Order on Reconsideration,
including this Supplemental FRFA, in a
report to be sent to Congress and the
Government Accountability Office
pursuant to the Small Business
Regulatory Enforcement Fairness Act of
1996. In addition, the Commission will
send a copy of this Order on
Reconsideration, including the
Supplemental FRFA, to the Chief
Counsel for Advocacy of the Small
Business Administration. A copy of this
Order on Reconsideration and
Supplemental FRFA (or summaries
thereof) will also be published in the
Federal Register.
PO 00000
Frm 00126
Fmt 4700
Sfmt 9990
ORDERING CLAUSES
Accordingly, IT IS ORDERED
pursuant to sections 1, 4(i), 4(j), 5, 201–
205, 211, 215, 218, 219, 303(r), 332, 403,
and 503 of the Communications Act of
1934, as amended (the Act), 47 U.S.C.
151, 154(i), 154(j), 155, 201, 202, 203,
204, 205, 211, 215, 218, 219, 303(r), 332,
403, 503, and section 706 of the
Telecommunications Act of 1996, 47
U.S.C. 1302, sections 0.91, 0.291, and
1.429 of the Commission’s rules, 47 CFR
0.91, 0.291, 1.429 and the authority
delegated to the Bureau in the Data
Collection Order, that this Order on
Reconsideration is ADOPTED effective
30 days after publication of the text or
summary thereof in the Federal
Register.
IT IS FURTHER ORDERED that the
deadline for responding to the data
collection is December 15, 2014.
IT IS FURTHER ORDERED that,
pursuant to the authority contained in
section 405 of the Act, 47 U.S.C. 405,
and section 1.429 of the Commission’s
rules, 47 CFR 1.429, the Petition for
Blanket Exemption or, in the
Alternative, Petition for Reconsideration
filed by the Small Purchasers Coalition
on December 9, 2013, IS GRANTED IN
PART AND DENIED IN PART to the
extent described herein.
IT IS FURTHER ORDERED that,
pursuant to the authority contained in
section 405 of the Act, 47 U.S.C. 405,
and section 1.429 of the Commission’s
rules, 47 CFR 1.429, the Petition for
Reconsideration filed by the Blooston
Private Microwave Licensees on
December 6, 2013, IS GRNTED IN PART
AND DENIED IN PART to the extent
described herein.
IT IS FURTHER ORDERED that the
Bureau SHALL SEND a copy of this
Order on Reconsideration, including the
Supplemental Final Regulatory
Flexibility Analysis, to the Chief
Counsel for Advocacy of the Small
Business Administration.
Federal Communications Commission.
Pamela Arluk,
Acting Chief, Pricing Policy Division, Wireline
Competition Bureau.
[FR Doc. 2014–22868 Filed 9–25–14; 8:45 am]
BILLING CODE 6712–01–P
E:\FR\FM\26SER1.SGM
26SER1
Agencies
[Federal Register Volume 79, Number 187 (Friday, September 26, 2014)]
[Rules and Regulations]
[Pages 57811-57828]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2014-22868]
-----------------------------------------------------------------------
FEDERAL COMMUNICATIONS COMMISSION
47 CFR Part 69
[WC Docket No. 05-25; RM-10593; DA 14-1327]
Special Access Proceeding; Data Collection Amended to Reflect OMB
Approval; Filing Deadline Announced; Petitions for Reconsideration
Addressed
AGENCY: Federal Communications Commission.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: In this Order on Reconsideration, the Wireline Competition
Bureau (Bureau) amends the special access data collection, outlined in
the Commission's Data Collection Order to reflect the approval received
from the Office of Management and Budget (OMB) pursuant to the
Paperwork Reduction Act of 1995 (PRA), Public Law 104-13. The
Commission also announces that responses to the data collection are due
by December 15, 2014 and addresses two petitions seeking
reconsideration of the Data Collection Implementation Order released by
the Bureau that clarified and amended the collection. These actions
allow the Commission to move forward with the collection of data for a
comprehensive analysis of the special access market. This collection is
vital to the Commission's efforts to reform the rules applicable to the
provision of special access services by incumbent local exchange
carriers (ILECs) in areas subject to price cap regulation.
DATES: Effective October 27, 2014. On August 15, 2014, the Commission
obtained OMB approval for the data collection under OMB Control No.
3060-1197. In this document, WC Docket No. 05-25; RM-10593; DA 14-1327,
the Commission amends the collection to reflect the approval received
from OMB and announces that responses to the collection are due by
December 15, 2014.
FOR FURTHER INFORMATION CONTACT: Christopher Koves, Wireline
Competition Bureau, Pricing Policy Division, at (202) 418-8209 or (202)
418-0484 (tty), or via email at Christopher.koves@fcc.gov.
SUPPLEMENTARY INFORMATION: This is a summary of the Commission's Order
on Reconsideration, DA 14-1327, adopted and released on September 15,
2014. Appendix A contains definitions and the information requested in
the data collection. Appendix B contains the
[[Page 57812]]
Supplemental Final Regulatory Flexibility Analysis. The full text of
this document is also available for public inspection during regular
business hours in the Commission's Reference Center, 445 12th Street
SW., Room CY-A257, Washington, DC 20554. The complete text may be
purchased from Best Copy and Printing, Inc., 445 12th Street SW., Room
CY-B402, Washington, DC 20554. To request alternate formats for persons
with disabilities (e.g. Braille, large print, electronic files, audio
format, etc.) or reasonable accommodations for filing comments (e.g.
accessible format documents, sign language interpreters, CARTS, etc.),
send an email to fcc504@fcc.gov or call the Commission's Consumer and
Governmental Affairs Bureau at (202) 418-0530 (voice) or (202) 418-0432
(TTY).
Background
Special access, also referred to as Dedicated Service, encompasses
dedicated transmission services for voice and data traffic that do not
use local switches. This service is used by businesses and competitive
providers to connect customer locations and networks with dedicated,
high-capacity links. As recognized in the Commission's National
Broadband Plan, ``[s]pecial access circuits play a significant role in
the availability and pricing of broadband service.''
In August 2012, the Commission suspended further automatic grants
of special access pricing flexibility to ILECs, determining based on
``significant evidence that these rules, adopted in 1999, are not
working as predicted, and widespread agreement across industry sectors
that these rules fail to accurately reflect competition in today's
special access markets.'' FCC 12-92, 77 FR 57504, Sept. 18, 2012. On
December 18, 2012, the Commission released the Data Collection Order,
outlining a data collection for an analysis of the special access
market. FCC 12-153, 78 FR 2572, Jan. 11, 2013. Services covered by the
collection include traditional special access service (including DS1s
and DS3s), Packet-Based Dedicated Service (PBDS) such as Ethernet, and
Best Efforts Business Broadband Internet Access Service to ensure a
``clear picture of all competition in the marketplace.'' Those required
to respond to the data collection include Providers and Purchasers of
special access services and certain entities providing Best Efforts
Business Broadband Internet Access Service. The collection required
data on a nationwide basis for areas where the ILEC is subject to price
cap regulation (i.e., price cap areas) with the majority of data from
calendar years 2010 and 2012. The Commission provided an ``initial
version'' of the questions and definitions for the collection as an
appendix to the order.
In the Special Access FNPRM, the Commission proposed to conduct a
one-time, multi-faceted market analysis. FCC 12-153, 78 FR 2600, Jan.
11, 2013. The analysis would evaluate ``how the intensity of
competition (or lack thereof), whether actual or potential, affects
prices, controlling for all other factors that affect prices'' and
would provide an evidentiary record for reforming the Commission's
special access rules applicable to ILECs. The analysis would evaluate
market structure and include, to the extent practicable,
``econometrically sound panel regressions . . . of the prices for
special access on characteristics such as (1) the number of facilities-
based competitors (both actual and potential); (2) the availability of,
pricing of, and demand for best efforts business broadband Internet
access services; (3) the characteristics of the purchased service; and
(4) other factors that influence the pricing decisions of special
access providers, including cost determinants (e.g., density of sales)
and factors that deliver economies of scale and scope (e.g., level of
sales).'' Because of the various factors that may influence competition
at a particular location, the Commission designed the collection to
obtain detailed data at the location level. The Commission also
proposed to analyze the information from Purchasers, as well as
Providers, to assess the reasonableness of terms and conditions offered
by ILECs for special access service.
The Commission delegated authority to the Bureau to implement the
data collection. The Commission's delegation gives the Bureau authority
to: ``(a) draft instructions to the data collection and modify the data
collection based on public feedback; (b) amend the data collection
based on feedback received through the PRA process; (c) make
corrections to the data collection to ensure it reflects the
Commission's needs as expressed in [the Data Collection Order]; . . .
(d) issue Bureau-level orders and Public Notices specifying the
production of specific types of data, specifying a collection mechanism
(including necessary forms or formats), and set[] deadlines for
response to ensure that data collections are complied with in a timely
manner; and (e) take other such actions as are necessary to implement
[the Data Collection Order] . . . consistent with [its] terms . . . .''
The Commission further stated that ``[t]o the extent the Bureau cannot
obtain Office of Management and Budget approval for some portion of the
data collection, we direct the Bureau to proceed with the remainder of
the collection.''
On September 18, 2013, the Bureau released the Data Collection
Implementation Order clarifying the scope of the collection, providing
instructions on how to respond to the data collection questions, and
providing a list of all modifications and amendments to the data
collection questions and definitions. DA 13-1909, 78 FR 67053, Nov. 8,
2013. These actions were based on feedback received from potential
respondents, including the PRA comments filed with the Commission
during the 60-day public comment period, and the Bureau's further
internal review. The Bureau subsequently submitted the collection to
OMB for review as required by the PRA.
In December 2013, the Small Purchasers Coalition (Coalition) and
the Blooston Private Microwave Licensees (Blooston) filed petitions for
reconsideration of the Data Collection Implementation Order. The
Coalition urged the Bureau to exempt small purchasers from the
collection or to alternatively: (1) Limit the collection to 2013 data;
(2) exempt self-provisioned special access facilities from the
collection; (3) exempt providers of special access to affiliated
entities from the collection; and (4) narrow the scope of quantitative
data from Purchasers. MTPCS, LLC d/b/a Cellular One (MTPCS) filed
comments in support, and the Independent Telephone and
Telecommunications Alliance (ITTA) opposed the request. Blooston, asked
for reconsideration of the Bureau's decision not to categorically
exclude entities that use fixed point-to-point microwave services on a
non-common carrier basis from the definition of Purchasers. The
Utilities Telecom Council (UTC) filed comments in support and asked the
Commission to also exclude non-common carrier licensees in the Wireless
Broadband Services frequency band, 3650-3700 MHz, that purchase
Dedicated Service.
After receiving comments from interested parties and completing its
review, OMB approved the collection subject to the following
modifications on August 15, 2014:
Where data sought for 2010 and/or 2012, only require the
reporting of data for a single year, and use the most recent year
(i.e., calendar year 2013).
Revise definition of Purchasers to exclude entities from
the collection that purchased less than $5 million in Dedicated
Services in 2013 (in areas
[[Page 57813]]
where the ILEC is subject to price cap regulation).
Do not require Purchasers to answer Questions II.E.4-8,
II.E.14, II.F.3-7, and II.F.13 (which involve the reporting of
Dedicated Service expenditures by various categories and identifying
tariffs used to purchase service). Purchasers can provide information
in response to such questions on a voluntary basis.
Require the reporting of revenues and expenditures broken
down by bandwidth as set forth in Questions II.A.16, II.B.9, II.E.7-8,
and II.F.6-7, only if respondent keeps such information in the normal
course of business. Otherwise, respondent can provide information on a
voluntary basis.
Only require the reporting of CLLI code for ILEC wire
center in response to Question II.E.2.d if kept in the normal course of
business. Otherwise, respondent can provide information on a voluntary
basis.
In Question II.A.11 directed at Competitive Providers,
only require responses where the respondent was selected as the winning
bidder on a Request for Proposal (RFP). Respondents can provide
information on unsuccessful RFP bids and business rules relied upon to
submit bids on a voluntary basis.
In Questions II.A.4.c and II.B.3.c regarding the reporting
of Locations with Connections, Providers are only required to provide
the geocode for the Location if the respondent keeps such information
in the normal course of business. Respondent can, however, provide such
information on a voluntary basis.
In Question II.A.5 directed at Competitive Providers
regarding fiber maps and the reporting of Nodes used to interconnect
with third party networks, do not require cable companies to show the
feeder links to locations, only their interoffice transport fiber
network. In addition, cable companies are only required to report their
headends (i.e., Nodes) that they have upgraded to provide metro
Ethernet service, or its functional equivalent.
Discussion
In this Order on Reconsideration, we amended the collection to
reflect the changes in the conditional approval received from OMB. In
so doing, we partially granted and partially denied the Coalition and
Blooston petitions. Amending the collection is consistent with our
delegated authority and will allow the Commission to move forward with
the remainder of the collection for an analysis of the special access
market. Specifically, we have revised the questionnaire and
instructions by: (1) Replacing references to the collection of 2010 and
2012 data with the collection of 2013 data; (2) revising the definition
of Purchasers as directed by OMB; (3) indicating those questions where
responses are optional and not required or where information is
required only if kept in the normal course of business by the
respondent; and (4) adding footnotes to clarify which information is
required. These changes will reduce the overall estimated hour
reporting burden of the collection on industry by more than forty
percent.
Collecting 2013 Data. OMB's conditional approval necessitated
changing the years of the data collected from two years of data (mainly
2010 and 2012) to a single year, and changing that to more recent
(2013) data. This amendment allows the Commission to obtain data from
the most recent calendar year as originally intended in the Data
Collection Order. This action also addresses the Coalition's concerns
over the reporting burden associated with the collection of 2010 data,
and its request that the Commission just collect 2013 data. It also
effectively grants the Coalition's request to ``narrow the scope of
quantitative data to be provided by purchasers of special access.''
While ITTA opposed the Coalition Petition for seeking reduced reporting
requirements for certain classes of respondents, this amendment applies
equally to all types of respondents and does not benefit a particular
group.
Other Issues Raised by Petitions for Reconsideration. The changes
required by OMB's conditional approval largely addressed the petitions
filed by the Coalition and Blooston. For example, the Coalition sought
a blanket exemption for Purchasers with (1) less than $5 million
annually in special access facilities in price cap areas or (2) 200 or
fewer special access facilities. Blooston similarly sought an exemption
from the collection for Part 101 point-to-point, non-common carrier
microwave licensees that ``are simply consumers of dedicated special
access services.'' By revising the definition of Purchasers to exclude
entities spending less than $5 million on Dedicated Services in 2013 in
price cap areas, we significantly reduced the estimated pool of
respondents that are Purchasers, and therefore, likely significantly
reduced the number of entities represented by the Coalition and
Blooston that are required to respond to the collection. Moreover, in
addition to changing the year of the data collected to 2013, almost all
but a handful of the questions for Purchasers are now optional, further
limiting the amount of data obtained on a mandatory basis, and thus
further decreasing the estimated reporting burden for Purchasers.
To the extent petitioners and commenters sought additional
exemptions or reductions in the reporting requirements, we denied their
requests. The changes made pursuant to OMB's conditional approval
provide ample relief by significantly decreasing the overall estimated
reporting burden of the collection. Additional modifications would
further limit the amount of data collected on purchases at the retail
level. And there is evidence in the record that wholesale and retail
customers face differing competitive options and that backhaul
purchases by mobile wireless providers may represent a unique product
market. The Commission therefore needs the remaining data sought on a
mandatory basis from customers to analyze the retail, as well as the
wholesale, market.
Responses Due by December 15, 2014. The deadline for responding to
the data collection is ninety days from the release of this order,
i.e., December 15, 2014. The Commission first provided notice that a
collection was forthcoming in its August 2012 Pricing Flexibility
Suspension Order. The Commission then provided respondents with an
``initial version'' of the questions in its Data Collection Order and
clarifications and instructions were provided by the Bureau in
September 2013. The eight month review process by OMB provided even
more time for respondents to assess the collection requirements,
identify the necessary information, and prepare for responding.
Throughout this implementation process, the Commission staff has
encouraged parties not to wait until the announcement of the filing
deadline to start preparing for a response. We understand that any
efforts to date by respondents to gather 2010 and/or 2012 data are
supplanted by the change to using 2013 data, but collecting the most
recent calendar year will likely make it easier for respondents to
identify the necessary information over the next ninety days and
eliminate the burdens associated with reporting data from earlier
years. We therefore find a ninety-day window for filing responses is
appropriate.
Procedural Matters
Responding to the Data Collection. In addition to the attached
instructions discussing the data specifications, we will post
additional instructions on the submission process on the Commission's
Web site. The Bureau will separately announce the launch of an
[[Page 57814]]
electronic interface for the submission of information. Submissions
will involve the uploading of documents in response to various
questions and interrogatories and the electronic delivery of data. We
will provide a database container file for submitting data that will
include validation scripts to verify that the filer is providing the
data in the appropriate format.
Confidential Information. The data collection seeks information on
facilities, billing, revenue, and expenditures considered confidential
by businesses. The Bureau will release separately a Protective Order
outlining the procedures for designating and accessing information
deemed confidential and highly confidential.
Paperwork Reduction Act Analysis. This Order on Reconsideration
further implements the information collection requirement adopted by
the Commission in the Data Collection Order. OMB has approved the
collection pursuant to the PRA, Public Law 104-13, and the actions
taken here are consistent with, and reflect, OMB's approval.
Accordingly, this Order on Reconsideration does not result in any new
or substantive or material modification to a collection that would
require additional OMB approval. Consistent with the Data Collection
Order, the information collection requirement will become effective
upon publication of a notice in the Federal Register announcing OMB's
approval and an effective date of the requirements.
Supplemental Final Regulatory Flexibility Analysis. As required by
the Regulatory Flexibility Act of 1980, as amended, the Bureau has
prepared a Supplemental Final Regulatory Flexibility Analysis
(Supplemental FRFA) as set forth in Appendix B, addressing the actions
taken in this Order on Reconsideration.
Congressional Review Act (CRA). The Commission will send a copy of
this Order on Reconsideration to Congress and the Government
Accountability Office pursuant to the CRA and supplement that filing
with a copy of this Order on Reconsideration.
Ex Parte Presentations. This is a permit-but-disclose proceeding
and subject to the requirements of section 1.1206(b) of the rules.
Persons making oral ex parte presentations are reminded that memoranda
summarizing the presentations must contain a summary of the substance
of the presentation and not merely a listing of the subjects discussed.
More than a one-sentence or two-sentence description of the views and
arguments presented is generally required.
APPENDIX A
Mandatory Data Collection
September 2014
Approved by OMB 3060-1197
I. Definitions
The following definitions apply for purposes of this collection
only. They are not intended to set or modify precedent outside the
context of this collection.
Affiliated Company means a company, partnership, corporation,
limited liability company, or other business entity that is affiliated
with an entity that provides and/or purchases Dedicated Service. Two
entities are affiliated if one of them, or an entity that controls one
of them, directly or indirectly holds a greater than 10 percent
ownership interest in, or controls, the other one.
Best Efforts Business Broadband Internet Access Service means a
best efforts Internet access data service with a minimum advertised
bandwidth connection of at least 1.5 megabits per second (Mbps) in both
directions (upstream/downstream) that is marketed to enterprise
customers (including small, medium, and large businesses). For purposes
of this data collection, Best Efforts Business Broadband Internet
Access Services do not include mobile wireless services, as that term
is used in the 16th Annual Mobile Wireless Competition Report.
Circuit-Based Dedicated Service (CBDS) means a Dedicated Service
that is circuit-based. Examples of CBDS include time-division
multiplexing-based, DS1 and DS3 services.
Competitive Provider means a competitive local exchange carrier
(CLEC), interexchange carrier, cable operator, wireless provider or any
other entity that is subject to the Commission's jurisdiction under the
Communications Act of 1934, as amended, and either provides a Dedicated
Service or provides a Connection over which a Dedicated Service could
be provided. A Competitive Provider does not include an ILEC operating
within its incumbent service territory.
Connection means a wired ``line'' or wireless ``channel'' that
provides a dedicated communication path between a Location and the
first Node on a Provider's network. Multiple dedicated communication
paths serving one or more End Users at the same Location should be
counted as a single Connection. A Connection may be a UNE, including an
Unbundled Copper Loop if modified to provide a Dedicated Service. A
Connection must have the capability of being used to provide one or
more Dedicated Services; however, a Connection can be used to provide
other services as well. For example, a dedicated communication path
that is currently being used to provide a mass market broadband service
but has the capability to provide a Dedicated Service is considered a
Connection for the purpose of this data collection.
Contract-Based Tariff means a Tariff, other than a Tariff Plan,
that is based on a service contract entered into between a customer and
an ILEC which has obtained permission to offer contract-based tariff
services pursuant to 47 CFR Sec. 69.701 et seq. of the Commission's
pricing flexibility rules or a comparable tariffed intrastate service
contract between a customer and an ILEC.
Dedicated Service transports data between two or more designated
points, e.g., between an End User's premises and a point-of-presence,
between the central office of a local exchange carrier (LEC) and a
point-of-presence, or between two End User premises, at a rate of at
least 1.5 Mbps in both directions (upstream/downstream) with prescribed
performance requirements that include bandwidth-, latency-, or error-
rate guarantees or other parameters that define delivery under a Tariff
or in a service-level agreement. Dedicated Service includes, but is not
limited to, CBDS and PBDS. For the purpose of this data collection,
Dedicated Service does not include ``best effort'' services, e.g., mass
market broadband services such as DSL and cable modem broadband access.
Disconnection means the process by which a Provider, per a customer
request, terminates billing on one or more of a customer's Dedicated
Service circuits.
DS1 and DS3, except where specified, refer to DS1s and DS3s that
are not UNEs. DS1s and DS3s are Dedicated Services.
End User means a business, institutional, or government entity that
purchases a communications service for its own purposes and does not
resell such service. A mobile wireless service provider is considered
an End User when it purchases communications services to make
connections within its own network, e.g., backhaul to a cell site.
End User Channel Termination means, as defined in 47 CFR Sec.
69.703(a)(2), a dedicated channel connecting a LEC end office and a
customer premises, offered for purposes of carrying special access
traffic.
Incumbent Local Exchange Carrier (ILEC) means, for the purpose of
this data collection, a LEC that provides a
[[Page 57815]]
Dedicated Service in study areas where it is subject to price cap
regulation under sections 61.41-61.49 of the Commission's rules, 47 CFR
Sec. Sec. 61.41-61.49.
Indefeasible Right of Use (IRU) means an indefeasible long-term
leasehold interest for a minimum total duration of ten years that gives
the grantee the right to access and exclusively use specified strands
of fiber or allocated bandwidth to provide a service as determined by
the grantee. An IRU confers on the grantee substantially all of the
risks and rewards of ownership. IRUs typically include the following
elements: (i) payment of a substantial fee up front to enter into the
IRU contract; (ii) conveyance of tax obligations commensurate with the
risks and rewards of ownership to the grantee (e.g. as opposed to the
lesser tax burdens associated with other forms of leases); (iii) terms
for payment to the grantor for ancillary services, such as maintenance
fees; (iv) all additional rights and interests necessary to enable the
IRU to be used by the grantee in the manner agreed to; and (v) no
unreasonable limit on the right of the grantee to use the asset as it
wishes (e.g., the grantee shall be permitted to splice into the IRU
fiber, though such splice points must be mutually agreed upon by
grantor and the grantee of the IRU).
Location means a building, other man-made structure, a cell site on
a building, a free-standing cell site, or a cell site on some other
man-made structure where the End User is connected. A Node is not a
Location. For the purposes of this data collection, cell sites are to
be treated as Locations and not as Nodes.
Metropolitan Statistical Area (MSA) is a geographic area as defined
by 47 CFR Sec. Sec. 22.909(a), 69.703(b).
Node is an aggregation point, a branch point, or a point of
interconnection on a Provider's network, including a point of
interconnection to other Provider networks. Examples include LEC
central offices, remote terminal locations, splice points (including,
for example, at manholes), controlled environmental vaults, cable
system headends, cable modem termination system (CMTS) locations, and
facility hubs.
Non-MSA is the portion of an ILEC's study area that falls outside
the boundaries of an MSA.
Non-Rate Benefit means a benefit to the customer other than a
discount on the One Month Term Only Rate, e.g., a credit towards
penalties or non-recurring charges or the ability to move circuits
without incurring a penalty.
One Month Term Only Rate means, for purposes of this data
collection, the non-discounted monthly recurring tariffed rate for DS1,
DS3 and/or PBDS services.
Packet-Based Dedicated Service (PBDS) means a Dedicated Service
that is packet-based. Examples of PBDS include Multi-Protocol Label
Switched (MPLS) services; permanent virtual circuits, virtual private
lines and similar services; ATM and Frame Relay service; (Gigabit)
Ethernet Services and Metro Ethernet Virtual Connections; and Virtual
Private Networks (VPN). PBDS includes those categories of packet-based
and optical transmission services for which the Commission has granted
forbearance relief from dominant carrier regulation.
Phase I Pricing Flexibility means regulatory relief for the pricing
of End User Channel Terminations pursuant to 47 CFR Sec. Sec.
69.711(b), 69.727(a) of the Commission's rules.
Phase II Pricing Flexibility means regulatory relief for the
pricing of End User Channel Terminations pursuant to 47 CFR Sec. Sec.
69.711(c), 69.727(b) of the Commission's rules.
Prior Purchase-Based Commitment means a type of Volume Commitment
where the commitment is based on either:
(i) A certain percentage or number of the customer's purchased in-
service circuits or lines as measured at the time of making the Volume
Commitment or measured during a period of time prior to making the
Volume Commitment, e.g., based on the customer's billing records for
the current month or prior month(s); or
(ii) a certain percentage or dollar amount of Revenues generated by
the customer's purchases as measured at the time of making the Volume
Commitment or during a period of time prior to making the Volume
Commitment.
Providers collectively refers to both ILECs and Competitive
Providers.
Purchasers means Competitive Providers and End Users that are
subject to the Commission's jurisdiction under the Communications Act
of 1934, as amended, and that purchased Dedicated Services of $5
million or more in 2013 in areas where the ILEC is subject to price cap
regulation.
Revenues means intrastate and interstate billed amounts without any
allowance for uncollectibles, commissions or settlements.
Tariff means an intrastate or interstate schedule of rates and
regulations filed by common carriers. This term includes both Tariff
Plans and Contract-Based Tariffs.
Tariff Plan means a Tariff, other than a Contract-Based Tariff,
that provides a customer with either a discount from any One Month Term
Only Rate for the purchase of DS1 and/or DS3 services or a Non-Rate
Benefit that could be applied to these services.
Term Commitment means a commitment to purchase a Dedicated Service
for a period of time, greater than a month, in exchange for a circuit-
specific discount and/or a Non-Rate Benefit.
Transport Service means a dedicated circuit that connects a
designated Competitive Provider's premises to the wire center that
serves the Competitive Provider's customer. Such an arrangement may or
may not include channel mileage. See 47 CFR 69.709(a).
Transport Provider means a Provider that supplies Transport
Service.
Unbundled Copper Loop means a copper wire local loop provided by
ILECs to requesting telecommunications carriers on a non-discriminatory
basis pursuant to 47 CFR Sec. 51.319(a)(1) that can be used by a
Competitive Provider to provide a Dedicated Service, e.g., Ethernet
over Copper. An Unbundled Copper Loop is typically a 2- or 4-wire loop
that the ILEC has conditioned to remove intervening equipment such as
bridge taps, load coils, repeaters, low pass filters, range extenders,
etc. between a Location and the serving wire center to allow for the
provision of advanced digital services by a Competitive Provider. These
loops are commonly referred to as dry copper, bare copper, or xDSL-
compatible loops. An Unbundled Copper Loop is a type of UNE.
Unbundled Network Element (UNE) means a local loop provided by an
ILEC to a requesting telecommunications carrier on a non-discriminatory
basis pursuant to 47 CFR Sec. 51.319(a).
Upgrade means that a customer transitions one or more circuits to a
higher capacity circuit.
Volume Commitment means a commitment to purchase a specified
volume, e.g., a certain number of circuits or Revenues, to receive a
discount on Dedicated Services and/or a Non-Rate Benefit.
II. Mandatory Data Collection Questions
A. Competitive Providers must respond to the following:
II.A.1. Indicate whether you are an Affiliated Company. If you are
an Affiliated Company, you must identify the entities that provide and/
or purchase Dedicated Service with which you have an affiliation (name/
FRN).
II.A.2. Do you (i) own a Connection; (ii) lease a Connection from
another entity under an IRU agreement; or (iii)
[[Page 57816]]
obtain a Connection as a UNE from an ILEC to provide a Dedicated
Service?
[ballot] Yes [ballot] No
a. If yes, are any of these Connections to a Location within an
area where the ILEC is subject to price cap regulation or within an
area where the Commission has granted Phase I or Phase II Pricing
Flexibility?
[ballot] Yes [ballot] No
If you answered ``no'' to question II.A.2 or II.A.2.a, then you are
not required to respond to the remaining questions in II.A or the
questions in II.D.
Facilities Information
II.A.3. Provide the total number of Locations to which you had a
Connection during 2013 where your company: (i) owned the Connection;
(ii) leased the Connection from another entity under an IRU agreement;
or (iii) obtained the Connection as a UNE from an ILEC in the form of
DS1s, DS3s, or Unbundled Copper Loops to provide a Dedicated Service.
II.A.4. Provide the information requested below for each Location
to which your company had a Connection during 2013 that you: (i) owned;
(ii) leased from another entity under an IRU agreement; or (iii)
obtained as a UNE from an ILEC to provide a Dedicated Service.
a. A unique ID for the Location;
b. The actual situs address for the Location (i.e., land where the
building or cell site is located);
c. The geocode for the Location (i.e., latitude and longitude) if
kept in the normal course of business, otherwise providing this
information is optional;
d. The Location type (e.g., building, other man-made structure,
cell site in or on a building, free-standing cell site, or a cell site
on some other man-made structure like a water tower, billboard, etc.);
e. Whether the Connection provided to the location uses facilities
leased from another entity under an IRU or obtained as a DS1/DS3 UNE or
Unbundled Copper Loop, and in each case, the name of the lessor of the
majority of the fiber strands and/or copper loop;
f. Whether any of the Connection to the Location was provided using
fiber;
g. The total sold bandwidth of the Connection provided by you to
the Location in Mbps;
h. The total bandwidth to the Location sold directly by you to an
End User;
i. The total sold fixed wireless bandwidth provided by you to the
Location; and
j. The total bandwidth sold by you to any cell sites at the
Location.
k. The total bandwidth provided to you or an Affiliated Company for
internal use.
II.A.5. Provide a map showing the fiber routes that you (a) own or
(b) lease pursuant to an IRU agreement that constitute your network,
including the fiber Connections to Locations. In addition, include the
locations of all Nodes used to interconnect with third party networks,
and the year that each Node went live.
II.A.6. We will provide you with a selected list of the Locations
you reported in response to question II.A.4. For each identified
Location, state the month and year that you first provided a Connection
to that Location, whether you originally supplied the Location over a
UNE, and if so, when (if at all) you switched to using a Connection
that you own or lease as an IRU. If the Location was first served by
your Connection on or before January 2008, and the date the Location
was first served is unknown, then enter 00/0000.
II.A.7. For each ILEC wire center where your company is collocated,
provide the actual situs address, the geocode, and the CLLI code.
II.A.8. Explain your business rule(s) used to determine whether to
build a Connection to a particular Location. Provide underlying
assumptions.
a. Describe the business rules and other factors that determine
where you build your Connections. Examples of such rules/factors are
minimum Term Commitments or minimum capacity commitments by the buyer;
maximum build distances from the building to your core network; and/or
number of competitors in the area. Include, also, any factors that
would prevent you from building a Connection to an otherwise suitable
Location. These could be factors that are under your control or those
that are not.
b. Explain how, if at all, business density is incorporated into
your business rule, and if so, how you measure business density.
c. In areas where your business rule has been most successful,
explain why. Provide examples of geographic regions (if any) where you
generally were or are able to successfully deploy Connections, and
where you generally have experienced or currently experience serious
difficulties in deploying Connections, and, if you are able to provide
examples of both kind of regions, indicate what distinguishes these
different regions.
II.A.9. Provide the following information:
a. The current situs address of your U.S. headquarters (i.e., the
address of the land where the headquarters is located);
b. The year that this site became your headquarters;
c. Year established and situs address for any prior U.S.
headquarters' location for your company, going as far back as 1995, if
different from the headquarters' location listed in response to
question II.A.9.a;
d. Going as far back as 1995, the date of acquisition and the situs
address for the U.S. headquarters location of any entity that owned, or
leased under an IRU agreement, Connections to five or more Locations in
any MSA at the time you acquired the entity in a merger where you or
your subsidiary was the surviving entity.
e. The name of any Affiliated Company that owned, or leased under
an IRU agreement, Connections to five or more Locations in any MSA at
the time you became affiliated with the Affiliated Company, going as
far back as 1995.
f. For each Affiliated Company listed in response to question
II.A.9.e, provide:
i. The year of affiliation;
ii. The situs address for each Affiliated Company's U.S.
headquarters at the time of affiliation;
iii. The year that the Affiliated Company established the situs
address listed in response to question II.A.9.f.i for its U.S.
headquarters; and
iv. The year established and situs address for any prior U.S.
headquarters' location designated by the Affiliated Company, going as
far back as 1995 or the year of affiliation, whichever is most recent,
if different from the headquarters' location listed in response to
question II.A.9.f.i.
II.A.10. Provide data, maps, information, marketing materials, and/
or documents identifying those geographic areas where you, or an
Affiliated Company, advertised or marketed Dedicated Service over
existing facilities, via leased facilities, or by building out new
facilities as of December 31, 2013, or planned to advertise or market
such services within twenty-four months of those dates.
II.A.11. Identify the five most recent Requests for Proposals
(RFPs) for which you were selected as the winning bidder to provide
each of the following: (a) Dedicated Services; (b) Best Efforts
Business Broadband Internet Access Services; and, to the extent
different from (a) or (b), (c) some other form of high-capacity data
services to business customers. (The following remaining parts of this
question are optional.) In addition, identify the five largest RFPs (by
number of connections) for which you submitted an unsuccessful
[[Page 57817]]
competitive bid in 2013 for each of (a) Dedicated Services; (b) Best
Efforts Business Broadband Internet Access Services; and, to the extent
different from (a) or (b), (c) some other form of high-capacity data
services to business customers. For each RFP identified, provide a
description of the RFP, the area covered, the price offered, and other
competitively relevant information. Lastly, identify the business rules
you rely upon to determine whether to submit a bid in response to an
RFP.
Billing Information
II.A.12. For all Dedicated Services provided using transmission
paths that you (i) own; (ii) lease from another entity under an IRU
agreement; or (iii) obtain as a UNE from an ILEC to provide a Dedicated
Service, submit the following information by circuit element by circuit
billed for each month from January 1 to December 31 for the year 2013.
a. The closing date of the monthly billing cycle in mm/dd/yyyy
format;
b. The name and six-digit 499-A Filer ID of the customer, where
applicable, or other unique ID if customer does not have a 499-A Filer
ID;
c. The Location ID from question II.A.4.a that is used to link the
circuit elements to the terminating Location of the circuit (where
applicable);
d. The circuit ID common to all elements purchased in common for a
particular circuit;
e. The type of circuit (PBDS, or DS1 or DS3, etc.) and its
bandwidth;
f. A unique billing code for the circuit element (see question
II.A.14);
g. The number of units billed for this circuit element (note that
the bandwidth of the circuit must not be entered here);
h. The dollar amount of non-recurring charges billed for the first
unit of this circuit element;
i. The dollar amount of non-recurring charges billed for additional
units of this circuit element (if different from the amount billed for
the initial unit);
j. The monthly recurring dollar charge for the first unit of the
circuit element billed;
k. The monthly recurring dollar charge for additional units (if
different from the amount billed for the initial unit);
l. Per unit charge for the circuit element;
m. The total monthly dollar amount billed for the circuit element;
n. The Term Commitment associated with this circuit in months;
o. Indicate whether this circuit element is associated with a
circuit that contributes to a Volume Commitment; and
p. The adjustment ID (or multiple adjustment IDs) linking this
circuit element to the unique out-of-cycle billing adjustments in
question II.A.13.a (below) if applicable.
II.A.13. For each adjustment, rebate, or true-up for billed
Dedicated Services, provide the information requested below.
a. A unique ID number for the billing adjustment, rebate, or true-
up (see question II.A.12.p above) and a unique ID number for the Tariff
or contract from which the adjustment originates;
b. The beginning date of the time period covered by the adjustment
or true-up;
c. The ending date of the time period covered by the adjustment or
true-up;
d. The scope of the billing adjustment, i.e., whether the
adjustment applies to a single circuit element on a single circuit,
more than one circuit element on a single circuit, more than one
circuit element across multiple circuits, or an overall adjustment that
applies to every circuit element on every circuit purchased by the
customer;
e. The dollar amount of the adjustment or true-up; and
f. A brief description of the billing adjustment, rebate or true-
up, e.g., term discount, revenue target rebate, etc.
II.A.14. For each unique billing code, please provide the following
information below.
a. The billing code for the circuit element;
b. Select the phrase that best describes the circuit element from
the list. Names of some common rate elements are shown on the
generalized circuit diagram below:
[GRAPHIC] [TIFF OMITTED] TR26SE14.000
i. Channel mileage facility, channel mileage, interoffice channel
mileage, special transport (a transmission path between two serving
wire centers associated with customer designated locations; a serving
wire center and an international or service area boundary point; a
serving wire center and a hub, or similar type of connection);
ii. Channel mileage termination, special transport termination (the
termination of channel mileage facility or similar transmission path);
iii. Channel termination, local distribution channel, special
access line, customer port connection (Ethernet) (a transmission path
between a customer designated location and the associated wire center);
iv. Clear channel capability (not shown) (an arrangement which
allows a customer to transport, for example, 1.536 Mbps of information
on a 1.544 Mbps line rate with no constraint on the quantity or
sequence of one and zero bits);
v. Cross-connection (not shown) (semi-permanent switching between
facilities, sometimes combined with multiplexing/demultiplexing);
vi. Multiplexing (not shown) (channelizing a facility into
individual services requiring a lower capacity or bandwidth); and
vii. Class of service and/or committed information rate (not shown)
(for Ethernet, the performance characteristics of the network and
bandwidth available for a customer port connection).
c. If none of the possible entries describes the circuit element,
enter a short description.
[[Page 57818]]
Revenues, Terms and Conditions Information
II.A.15. What were your Revenues from the sale of CBDS in 2013?
Report Revenues in total, separately by DS1, DS3, and other CBDS sales,
and separately by customer category, i.e., sales to Providers and End
Users.
II.A.16. What were your Revenues from the sale of PBDS in 2013?
Report Revenues in total, separately by customer category, i.e., sales
to Providers and End Users. If kept in the normal course of business
also report revenues separately by bandwidth for the following
categories, otherwise providing this information is optional:
a. Less than or equal to 1.5 Mbps;
b. greater than 1.5, but less than or equal to 50 Mbps;
c. greater than 50, but less than or equal to 100 Mbps;
d. greater than 100, but less than or equal to 1 Gbps; and
e. greater than 1 Gbps.
II.A.17. What percentage of your Revenues from the sale of DS1,
DS3, and PBDS services in 2013 were generated from an agreement or
Tariff that contains a Prior Purchase-Based Commitment?
II.A.18. If you offer Dedicated Services pursuant to an agreement
or Tariff that contains either a Prior Purchase-Based Commitment or a
Non-Rate Benefit, then explain how, if at all, those sales are
distinguishable from similarly structured ILEC sales of DS1s, DS3s,
and/or PBDS.
II.A.19. Provide the business justification for the Term or Volume
Commitments associated with any Tariff or agreement you offer or have
in effect with a customer for the sale of Dedicated Services.
B. ILECs must respond to the following:
II.B.1. Indicate whether you are an Affiliated Company. If you are
an Affiliated Company, you must identify the entities that provide and/
or purchase Dedicated Service with which you have an affiliation (name/
FRN).
Facilities Information
II.B.2. Provide the total number of Locations to which you provided
a Connection in your company's study areas during 2013 where your
company: (i) owned the Connection; or (ii) leased the Connection from
another entity under an IRU agreement.
II.B.3. Provide the information requested below for each Location
to which your company had a Connection during 2013 that you (i) owned
or (ii) leased from another entity under an IRU agreement:
a. A unique ID for the Location;
b. The actual situs address for the Location (i.e., land where the
building or cell site is located);
c. The geocode for the Location (i.e., latitude and longitude) if
kept in the normal course of business, otherwise providing this
information is optional;
d. The Location type (e.g., building, other man-made structure,
cell site in or on a building, free-standing cell site, or a cell site
on some other man-made structure like a water tower, billboard, etc.);
e. Whether any of the Connection to the Location was provided using
fiber;
f. The total sold bandwidth of the Connection provided by you to
the Location in Mbps;
g. The total bandwidth to the Location sold by you as UNEs in the
form of DS1s and/or DS3s;
h. The total bandwidth to the Location sold directly by you to an
End User;
i. The total sold fixed wireless bandwidth provided by you to the
Location; and
j. The total bandwidth sold by you to any cell sites at the
Location.
Billing Information
II.B.4. For all Dedicated Services provided using transmission
paths that you (i) own or (ii) lease from another entity under an IRU
agreement, submit the following information by circuit element by
circuit billed for each month from January 1 to December 31 for the
year 2013.
a. The closing date of the monthly billing cycle in mm/dd/yyyy
format;
b. The name and six-digit 499A Filer ID of the customer, where
applicable, or other unique ID if customer does not have a 499A Filer
ID;
c. The Location ID from question II.B.3.a that is used to link the
circuit elements to the terminating Location of the circuit (where
applicable);
d. The circuit ID common to all elements purchased in common for a
particular circuit;
e. The type of circuit, (DS1 sold as a UNE, DS3 sold as a UNE,
PBDS, non-UNE DS1s or DS3s, etc.) and the bandwidth of the circuit;
f. The serving wire center/mileage rating point Common Language
Location Identification (CLLI) of one end of the circuit (MRP1);
g. The serving wire center/mileage rating point CLLI of the other
end of the circuit (MRP2);
h. The latitude of MRP1;
i. The longitude of MRP1;
j. The latitude of MRP2;
k. The longitude of MRP2;
l. End of the circuit (1=MRP1 or 2=MRP2) associated with this
circuit element;
m. The billing code for the circuit element (see question II.B.6);
n. The density pricing zone for the circuit element;
o. The number of units billed for this circuit element (note that
the bandwidth of the circuit must not be entered here);
p. The dollar amount of non-recurring charges billed for the first
unit of this circuit element;
q. The dollar amount of non-recurring charges billed for additional
units of this circuit element (if different from the amount billed for
the initial unit);
r. The monthly recurring dollar charge for the first unit of the
circuit element billed;
s. The monthly recurring dollar charge for additional units (if
different from the amount billed for the initial unit);
t. Per unit charge for the circuit element;
u. The total monthly dollar amount billed for the circuit element;
v. The Term Commitment associated with this circuit in months;
w. Indicate whether this circuit element is associated with a
circuit that contributes to a Volume Commitment;
x. Indicate whether this circuit element was purchased pursuant to
a Contract-Based Tariff; and
y. The adjustment ID (or multiple adjustment IDs) linking this
circuit element to the unique out-of-cycle billing adjustments in
question II.B.5.a (below) if applicable.
II.B.5. For each adjustment, rebate, or true-up for billed
Dedicated Services, provide the information requested below.
a. A unique ID for the billing adjustment or true-up (see question
II.B.4.y above);
b. A unique ID number for the contract or Tariff from which the
adjustment originates;
c. The beginning date of the time period covered by the adjustment
or true-up;
d. The ending date of the time period covered by the adjustment or
true-up;
e. The scope of the billing adjustment, i.e., whether the
adjustment applies to a single circuit element on a single circuit,
more than one circuit element on a single circuit, more than one
circuit element across multiple circuits, or an overall adjustment that
applies to every circuit element on every circuit purchased by the
customer;
f. The dollar amount of the adjustment or true-up;
g. Whether the adjustment is associated with a Term Commitment,
[[Page 57819]]
and if so, the length of the term specified in the contract or Tariff
necessary to achieve the rebate;
h. Whether the adjustment is associated with a Volume Commitment,
and if so, the number of circuits and/or dollar amount specified in the
contract or Tariff necessary to achieve the rebate; and
i. If the adjustment is for some other reason, a brief description
of the reason for the adjustment.
II.B.6. For each unique billing code, please provide the following
information below.
a. The billing code for the circuit element;
b. The phrase that best describes the circuit element from the
list. Names of some common rate elements are shown on the generalized
circuit diagram below:
[GRAPHIC] [TIFF OMITTED] TR26SE14.001
i. Channel mileage facility, channel mileage, interoffice channel
mileage, special transport (a transmission path between two serving
wire centers associated with customer designated locations; a serving
wire center and an international or service area boundary point; a
serving wire center and a hub, or similar type of connection);
ii. Channel mileage termination, special transport termination (the
termination of channel mileage facility or similar transmission path);
iii. Channel termination, local distribution channel, special
access line, customer port connection (Ethernet) (a transmission path
between a customer designated location and the associated wire center);
iv. Clear channel capability (not shown) (an arrangement which
allows a customer to transport, for example, 1.536 Mbps of information
on a 1.544 Mbps line rate with no constraint on the quantity or
sequence of one and zero bits);
v. Cross-connection (not shown) (semi-permanent switching between
facilities, sometimes combined with multiplexing/demultiplexing);
vi. Multiplexing (not shown) (channelizing a facility into
individual services requiring a lower capacity or bandwidth); and
vii. Class of service and/or committed information rate (not shown)
(for Ethernet, the performance characteristics of the network and
bandwidth available for a customer port connection).
c. If none of the possible entries describes the rate element,
enter a short description.
II.B.7. List the CLLI code for each one of your wire centers that
was subject to price cap regulation as of December 31, 2013, i.e.,
those wire centers in your incumbent territory where the Commission had
not granted you pricing flexibility. For those MSAs and Non-MSAs where
the Commission granted you Phase I or Phase II Pricing Flexibility as
of December 31, 2013, list the CLLI codes for the wire centers
associated with each MSA and Non-MSA for 2013, the name of the relevant
MSA and Non-MSA, and the level of pricing flexibility granted for the
MSA and Non-MSA, i.e., Phase I and/or Phase II Pricing Flexibility.
Revenues, Terms and Conditions Information
II.B.8. What were your Revenues from the sale of CBDS services in
2013? Report Revenues in total, separately by DS1, DS3, and other CBDS
sales, and separately by customer category, i.e., sales to Competitive
Providers and End Users.
II.B.9. What were your Revenues from the sale of PBDS services in
2013? Report Revenues in total, separately by customer category, i.e.,
sales to Competitive Providers and End Users. If kept in the normal
course of business also report separately by bandwidth for the
following categories, otherwise providing this information is optional:
a. less than or equal to 1.5 Mbps;
b. greater than 1.5, but less than or equal to 50 Mbps;
c. greater than 50, but less than or equal to 100 Mbps;
d. greater than 100, but less than or equal to 1 gigabyte per
second (Gbps); and
e. greater than 1 Gbps.
II.B.10. What were your Revenues from the One Month Term Only Rate
charged for DS1, DS3, and/or PBDS services in 2013? Report Revenues in
total, separately by DS1, DS3, and PBDS sales as applicable, and
separately by customer category, i.e., sales to Competitive Providers
and End Users.
II.B.11. How many customers were purchasing DS1, DS3, and/or PBDS
services pursuant to your One Month Term Only Rates as of December 31,
2013? Report customer numbers in total, separately for DS1, DS3, and
PBDS services as applicable, and separately by customer category, i.e.,
the number of DS1, DS3, and PBDS service customers that were
Competitive Providers and End Users.
II.B.12. Separately list all Tariff Plans and Contract-Based
Tariffs that can be applied to the purchase of DS1, DS3 and/or PBDS
services and provide the information requested below for each plan.
a. This plan is a:
[ballot] Tariff Plan [ballot] Contract-Based Tariff (select one)
b. Plan name:
c. Tariff and Section Number(s):
d. This plan contains:
[ballot] Term Commitment(s) [ballot] Volume Commitment(s)
[ballot] Non-Rate Benefit option(s) (select all that apply)
e. If the plan contains options for Non-Rate Benefits, explain the
available Non-Rate Benefits.
f. This plan can be applied to the purchase of:
[ballot] DS1 services [ballot] DS3 services [ballot] PBDS [ballot]
Other (select all that apply)
g. In what geographic areas is this plan available, e.g.,
nationwide or certain MSAs?
i. Is plan available in [ballot] MSAs, [ballot] Non-MSAs, or
[ballot] both types of areas?
[[Page 57820]]
ii. If plan is available in Non-MSAs, indicate the states where the
Non-MSA areas are located?
h. To receive a discount or Non-Rate Benefit under this plan, must
the customer make a Prior Purchase-Based Commitment?
[ballot] Yes [ballot] No
i. Do purchases of DS1 or DS3 services in areas outside of the
study area(s) where you are subject to price cap regulation (e.g.,
purchases from an Affiliated Company that is a CLEC) count towards
meeting any Volume Commitment to receive a discount or Non-Rate Benefit
under this plan?
[ballot] Yes [ballot] No [ballot] N/A (no Volume Commitment)
j. Do DS1 or DS3 purchases in areas where you are subject to price
cap regulation and where pricing flexibility has not been granted count
towards meeting any Volume Commitment to receive a discount or Non-Rate
Benefit under this plan?
[ballot] Yes [ballot] No [ballot] N/A (no Volume Commitment)
k. Do DS1 or DS3 purchases in areas where you have been granted
Phase I Pricing Flexibility count towards meeting any Volume Commitment
to receive a discount or Non-Rate Benefit under this plan?
[ballot] Yes [ballot] No [ballot] N/A (no Volume Commitment)
l. Do DS1 or DS3 purchases in areas where you have been granted
Phase II Pricing Flexibility count towards meeting any Volume
Commitment to receive a discount or Non-Rate Benefit under this plan?
[ballot] Yes [ballot] No [ballot] N/A (no Volume Commitment)
m. Do non-tariffed PBDS purchases by the customer count towards
meeting any Volume Commitment to receive a discount or Non-Rate Benefit
under this plan?
[ballot] Yes [ballot] No [ballot] N/A (no Volume Commitment)
n. Do tariffed PBDS purchases by the customer count towards meeting
any Volume Commitment to receive a discount or Non-Rate Benefit under
this plan?
[ballot] Yes [ballot] No [ballot] N/A (no Volume Commitment)
o. Do purchases by the customer for services other than DS1s, DS3s,
and PBDS count towards meeting any Volume Commitment to receive a
discount or Non-Rate Benefit under this plan?
[ballot] Yes [ballot] No [ballot] N/A (no Volume Commitment)
p. Is the discount or Non-Rate Benefit available under this plan
conditioned on the customer limiting its purchase of UNEs, e.g.,
customer must keep its purchase of UNEs below a certain percentage of
the customer's total spend?
[ballot] Yes [ballot] No
q. What were your Revenues from the provision of Dedicated Service
under this plan in 2013?
r. What is the business justification for any Term or Volume
Commitments associated with this plan?
s. How many customers were subscribed to this plan as of December
31, 2013? Report customer numbers in total, separately for DS1, DS3,
and PBDS services as applicable, and separately by customer category,
i.e., the number of DS1, DS3, and/or PBDS customers that were
Competitive Providers and End Users.
i. If there were five or fewer customers subscribed to this plan as
of December 31, 2013, indicate the number of subscribers to this plan
that were new customers (as opposed to an existing or prior customer)
at the time they subscribed to this plan.
ii. For those subscribers to this plan that were existing or prior
customers at the time they committed to purchasing services under this
plan, explain how the purchase commitment made under this plan compares
to the customer's previous purchase commitment. For example, indicate
what percentage of the previous purchase commitment, the new purchase
commitment equals.
t. Of those customers subscribed as of December 31, 2013, how many
in 2013 failed to meet any Volume Commitment or Term Commitment
required to retain a discount or Non-Rate Benefit they originally
agreed to when entering into this plan?
II.B.13. Indicate whether you have any non-tariffed agreement with
an End User or Competitive Provider that, directly or indirectly,
provides a discount or a Non-Rate Benefit on the purchase of tariffed
DS1s, DS3s, and/or PBDS, restricts the ability of the End User or
Competitive Provider to obtain UNEs, or negatively affects the ability
of the End User or Competitive Provider to purchase Dedicated Services.
If so, identify each agreement, including the parties to the
agreements, the effective date, end date, and a summary of the relevant
provisions.
C. Certain Entities that provide Best Efforts Business Broadband
Internet Access Services must respond to the following:
II.C.1. If you provide Best Efforts Business Broadband Internet
Access Services to 15,000 or more customers or 1,500 or more business
broadband customers in areas where the ILEC is subject to price cap
regulation, then answer the following questions:
a. Did you submit data in connection with the State Broadband
Initiative (SBI) Grant Program for 2013?
[ballot] Yes [ballot] No
If you answered ``no'' to questions II.C.1.a, then you do not need
to answer any further questions in this section.
b. Did the data you submitted in connection with the SBI Grant
Program in 2013 accurately and completely identify the areas in which
you offered Best Efforts Business Broadband Internet Access Services
and exclude those areas where you did not offer such services as of
December 31, 2013?
[ballot] Yes [ballot] No
i. If yes, then provide the list of prices for those Best Efforts
Business Broadband Internet Access Services that you were marketing in
each census block submitted in connection with the SBI Grant Program as
of December 31, 2013. If there is a price variation within your service
footprint, indicate which prices are associated with which census
blocks.
ii. If no, then provide a list of all the census blocks in which
you offered Best Efforts Business Broadband Internet Access Services as
of December 31, 2013, and a list of the prices for those Best Efforts
Business Broadband Internet Access Services that you were marketing in
each census block as of December 31, 2013. If there is a price
variation within your service footprint, indicate which prices are
associated with which census blocks.
D. All Providers must respond to the following:
II.D.1. Describe your company's short term and long-range
promotional and advertising strategies and objectives for winning new--
or retaining current--customers for Dedicated Services. In your
description, please describe the size (e.g., companies with 500
employees or less, etc.), geographic scope (e.g., national, southeast,
Chicago, etc.), and type of customers your company targets or plans to
target through these strategies.
II.D.2. Identify where your company's policies are recorded on the
following Dedicated Service-related processes: (a) initiation of
service; (b) service Upgrades; and (c) service Disconnections. For
instance, identify where your company records recurring and non-
recurring charges associated with the processes listed above. If
recorded in a Tariff, provide the specific Tariff section(s). If these
policies are
[[Page 57821]]
recorded in documents other than Tariffs, list those documents and
state whether they are publicly available. If they are publicly
available, explain how to find them. For documents that are not
publicly available, state whether they are conveyed to customers orally
or in writing.
E. Purchasers that are mobile wireless service providers must
respond to the following:
II.E.1. How many cell sites do you have on your network?
II.E.2. Provide the information requested below for each cell site
on your network as of December 31, 2013.
a. A unique ID for the cell site;
b. The actual situs address of the cell site (i.e., land where the
cell site is located) if the cell site is located in or on a building;
c. The geocode for the cell site (i.e., latitude and longitude);
d. The CLLI code of the incumbent LEC wire center that serves the
cell site, where applicable and if kept in the normal course of
business;
e. Whether the cell site is in or on a building, is a free-standing
cell site, or is on some other type of man-made structure, e.g., a
water tower, billboard, etc.;
f. If the cell site is served by a CBDS, indicate the equivalent
number of DS1s used;
g. If the cell site is served by a PBDS, indicate the total
bandwidth of the circuit or circuits in Mbps;
h. If the cell site is served by a wireless Connection, indicate
the total bandwidth of the circuit or circuits in Mbps;
i. The name of the Provider(s) that supplies your Connection to the
cell site; and
j. If you self-provide a Connection to the cell site, the
provisioned bandwidth of that self-provided Connection.
Expenditures Information
II.E.3. What were your expenditures, i.e., dollar volume of
purchases, on Dedicated Services for 2013? Report expenditures in
total, separately for CBDS and PBDS purchases, and separately for
purchases from ILECs and Competitive Providers.
II.E.4. (Optional) Provide your company's expenditures, i.e.,
dollar volume of purchases, for DS1s, DS3s, and/or PBDS purchased from
ILECs pursuant to a Tariff in 2013. For each of the following
categories, report expenditures in total and separately for DS1s, DS3s
and PBDS:
a. All DS1s, DS3s, and PBDS;
b. DS1s, DS3s, and PBDS purchased at One Month Term Only Rates;
c. DS1s, DS3s, and PBDS purchased under Tariff Plans;
d. DS1s, DS3s, and PBDS purchased under Contract-Based Tariffs;
e. DS1s, DS3s, and PBDS purchased under Tariff Plans that contained
a Term Commitment but not a Volume Commitment;
f. DS1s, DS3s, and PBDS purchased under Tariff Plans that contained
a Prior Purchase-Based Commitment;
i. Of the total (and for the separate DS1, DS3, and PBDS totals
where applicable), indicate the average discount from the One Month
Term Only Rate incorporated in the expenditures.
For purposes of calculating the percentages described above, an
example would be a Tariff Plan that requires a purchase of 20 DS1s and
10 DS3s and generates expenditures of $2,000 for calendar-year 2013. If
those same circuits were purchased at One Month Term Only Rates of $100
per DS1 and $200 per DS3, then total expenditures would instead be
$4,000. Since the Tariff Plan under this scenario generated 50% of the
expenditures that would be generated from One Month Term Only Rates,
the discount would be 50%.
g. DS1s, DS3s, and PBDS purchased under Contract-Based Tariffs that
contained a Term Commitment but not a Volume Commitment; and
h. DS1s, DS3s, and PBDS purchased under Contract-Based Tariffs that
contained a Prior Purchase-Based Commitment;
i. Of the total (and for the separate DS1 and DS3 totals if
available), indicate the average discount from the One Month Term Only
Rate incorporated in the expenditures.
An example of how to calculate this percentage can be found at
question II.E.4.f.i.
i. What percentage of your expenditures in 2013 were subject to a
Term Commitment of five or more years?
II.E.5. (Optional) What were your expenditures, i.e., dollar volume
of purchases, on DS1s, DS3s, and/or PBDS purchased from Competitive
Providers pursuant to a Tariff in 2013? Report expenditures in total
and separately for DS1s, DS3s and PBDS, as applicable, for the
following categories:
a. All DS1s, DS3s, and PBDS;
b. DS1s, DS3s, and PBDS purchased at One Month Term Only Rates;
c. DS1s, DS3s, and PBDS purchased under Tariffs that contained a
Term Commitment but not a Volume Commitment;
d. DS1s, DS3s, and PBDS purchased under Tariffs that contained a
Prior Purchase-Based Commitment;
i. Of the total (and for the separate DS1, DS3, and PBDS totals
where applicable), indicate the average discount from the One Month
Term Only Rate incorporated in the expenditures.
An example of how to calculate this percentage can be found at
question II.E.4.f.i
e. What percentage of your expenditures in 2013 were subject to a
Term Commitment of five or more years?
II.E.6. (Optional) What were your expenditures, i.e., dollar volume
of purchases, on DS1s, DS3s, and/or PBDS purchased from ILECs and
Competitive Providers pursuant to an agreement (not a Tariff) in 2013?
Report expenditures in total, separately for purchases from ILECs and
Competitive Providers, and separately for DS1s, DS3s and PBDS, as
applicable, for the following categories:
a. All DS1s, DS3s, and PBDS;
b. DS1s, DS3s, and PBDS purchased at a non-discounted rate;
c. DS1s, DS3s, and PBDS purchased under a non-tariffed agreement
that contained a Term Commitment but not a Volume Commitment;
d. DS1s, DS3s, and PBDS purchased under a non-tariffed agreement
that contained a Prior Purchase-Based Commitment;
i. Of the total (and for the separate DS1, DS3, and PBDS totals
where applicable), indicate the average discount from the non-
discounted rate incorporated in the expenditures.
An example of how to calculate this percentage can be found at
question II.E.4.f.i
II.E.7. (Optional) What were your expenditures with ILECs and
Competitive Providers, i.e., dollar volume of purchases, on PBDS
purchased under a Tariff in 2013?
a. Separately report purchases for the following service bandwidth
categories if you keep such information in the normal course of
business:
i. less than or equal to 1.5 Mbps;
ii. greater than 1.5, but less than or equal to 50 Mbps;
iii. greater than 50, but less than or equal to 100 Mbps;
iv. greater than 100, but less than or equal to 1 Gbps; or
v. greater than 1 Gbps.
II.E.8. (Optional) What were your expenditures with ILECs and
Competitive Providers, i.e., dollar volume of purchases, on non-
tariffed PBDS in 2013?
a. Separately report purchases for the following service bandwidth
categories if you keep such information in the normal course of
business:
i. less than or equal to 1.5 Mbps;
[[Page 57822]]
ii. greater than 1.5, but less than or equal to 50 Mbps;
iii. greater than 50, but less than or equal to 100 Mbps;
iv. greater than 100, but less than or equal to 1 Gbps; or
v. greater than 1 Gbps.
Terms and Conditions Information
II.E.9. (Optional) Explain whether the terms and conditions of any
Tariff or contract to which you are a party for the purchase of
Dedicated Services or the policies of any of your Providers constrain
your ability to:
a. Decrease your purchases from your current Provider(s);
b. Purchase services from another Provider currently operating in
the geographic areas in which you purchase services;
c. Purchase non-tariffed services, such as Ethernet services, from
your current Provider of tariffed DS1, DS3, and/or PBDS services or
from other Providers operating in the geographic areas in which you
purchase tariffed services;
d. Contract with Providers that are considering entering the
geographic areas in which you purchase tariffed services;
e. Move circuits, for example, moving your DS1 and/or DS3 End-User
Channel Terminations to connect to another Transport Provider; or
f. Otherwise obtain Dedicated Services or change Providers.
Relevant terms and conditions, among others, may include: (a) early
termination penalties; (b) shortfall provisions; (c) overlapping/
supplemental discounts plans with different termination dates; (d)
requirements to include all services, including new facilities, under a
Tariff Plan or Contract-Based Tariff; or (e) requiring purchases in
multiple geographic areas to obtain maximum discounts. In your answer,
highlight contracts where you contend that a term or condition is a
particularly onerous constraint by comparison with more typical
provisions in other contracts. Also, at a minimum, list: (a) the
Provider and indicate whether the Provider is an ILEC or a Competitive
Provider; (b) a description of the term or condition; (c) the
geographic area in which the services are provided; (d) the name of the
vendor providing the service; and (e) where relevant, the specific
Tariff number(s) and section(s), or if the policy at issue is recorded
in documents other than Tariffs, list those documents and how you
obtained them.
If you allege that a term, condition, or Provider's policy
negatively affects your ability to obtain Dedicated Services, state
whether you have brought a complaint to the Commission, a state
commission or court about this issue and the outcome. If you have not
brought a complaint, explain why not.
II.E.10. (Optional) If you purchase, or purchased, Transport
Service and End User Channel Terminations from the same Provider,
explain your experience with changing Transport Service from one
Provider to another between January 1 and December 31, 2013 while
keeping your End User Channel Terminations with the original Provider.
Where appropriate, identify the Provider(s) in your responses below and
indicate whether they are an ILEC or a Competitive Provider.
a. How many times did you change Transport Service while keeping
your End User Channel Terminations with the original Provider? An
estimate of the number of circuits moved to a new Transport Provider,
or the number of such changes requested, is sufficient.
b. What was the length of time, on average, it took for the
original Provider to complete the process of connecting your last-mile
End-user Channel Terminations to another Transport Provider? An
estimate is sufficient.
c. Were you given the opportunity to negotiate the amount of time
it would take to complete the process of connecting your End User
Channel Terminations to another Transport Provider on a case-by-case
basis? In answering this question, also describe and provide citations
to the ILEC's or Competitive Provider's policies, rules or, where
relevant, Tariff provisions, if known, explaining the transition
process.
d. How did connecting to a new Transport Provider impact the rate
you paid for the End User Channel Terminations you continued to
purchase from the original Provider?
e. Did connecting to a new Transport Provider typically impact the
rate you continued to pay for Transport Service from the original
Provider while the change in Transport Providers remained pending? If
so, how? What was the average percentage change in rates? For example,
did you ever pay a One Month Term Only Rate during that time?
II.E.11. (Optional) Describe any circumstances since January 1,
2013, in which you have purchased circuits pursuant to a Tariff, solely
for the purpose of meeting a Prior Purchase-Based Commitment required
for a discount or Non-Rate Benefit from your Provider (i.e., you would
not have purchased the circuit but for the requirement that you meet a
Volume Commitment required for a discount or Non-Rate Benefit from your
Provider). In your description, provide at least one example, which at
a minimum, lists:
a. The name of the Provider providing the circuits at issue;
b. A description of the Prior Purchase-Based Commitment;
c. The Tariff and section number(s) of the specific terms and
conditions described;
d. The number of circuits you would not have purchased but for the
Prior Purchase-Based Commitment requirement to receive a discount or
Non-Rate Benefit;
i. Of the circuits reported in II.E.11.d, how many did you not use
at all?
e. A comparison of the dollar amount of the unnecessary circuit(s)
purchased versus the dollar amount of penalties your company would have
had to pay under the Prior Purchase-Based Commitment had it not
purchased and/or maintained the circuit(s), and a description of how
that comparison was calculated.
f. How many circuits were activated under the identified Tariff
plan and not used when you initially entered into the plan? What were
these unused circuits as a percent of the total circuits currently
purchased under this Tariff plan? Indicate the percent of the total
circuits currently purchased under this Tariff plan that exceed your
Prior Purchase-Based Commitment.
g. For the Prior Purchase-Based Commitment, indicate whether you
are able to buy any DS1s or DS3s from the Provider outside of the
identified Tariff plan, or are you required to make all purchases from
the Provider pursuant to the identified Tariff plan?
II.E.12. For each year for the past five years, state the number of
times and in what geographic area(s) you have switched from purchasing
End-User Channel Terminations from one Provider of Dedicated Services
to another.
II.E.13. (Optional) Explain the circumstances since January 1, 2013
under which you have paid One Month Term Only Rates for DS1, DS3, and/
or PBDS services and the impact, if any, it had on your business and
your customers. In your response, indicate any general rules you
follow, if any, concerning the maximum number of circuits and maximum
amount of time you will pay One Month Term Only Rates, and your
business rationale for any such rules.
II.E.14. (Optional) Separately list all Tariffs under which your
company purchases DS1s, DS3s, and/or PBDS and provide the information
requested below for each plan.
a. This plan is a:
[[Page 57823]]
[ballot] Tariff Plan [ballot] Contract-Based Tariff (select one)
b. Plan name:
c. Provider name:
d. Tariff and Section Number(s):
e. Tariff type:
[ballot] Interstate [ballot] Intrastate
f. This plan contains:
[ballot] Term Commitment(s) [ballot] Volume Commitment(s)
[ballot] Non-Rate Benefit option(s) (select all that apply)
g. If the plan contains Non-Rate Benefits, identify the Non-Rate
Benefits that were relevant to your decision to purchase services under
this plan.
h. This plan can be applied to the purchase of:
[ballot] DS1 services [ballot] DS3 services [ballot] PBDS [ballot]
Other (select all that apply)
i. In what geographic areas do you purchase DS1s, DS3s, and/or PBDS
under this plan, e.g., nationwide, certain states, or certain MSAs?
j. To receive a discount or Non-Rate Benefit under this plan, does
your company make a Prior Purchase-Based Commitment?
[square] Yes [square] No
k. If this is an ILEC plan, do DS1, DS3, or tariffed PBDS purchases
your company makes outside the study area(s) of the ILEC (e.g.,
purchases from an Affiliated Company of the ILEC that is providing out-
of-region service as a CLEC) count towards meeting any Volume
Commitment to receive a discount or Non-Rate Benefit under this plan?
[square] Yes [square] No [square] N/A (no Volume Commitment, not an
ILEC plan)
i. If you answered yes, in what geographic areas outside the study
area(s) of the ILEC, do you purchase these DS1s, DS3s and/or tariffed
PBDS?
ii. For each geographic area identified, state whether your company
would have purchased from a different Provider, if at all, had it not
been for the discounts or Non-Rate Benefits received under this plan?
In your response, indicate whether the Provider that you would have
purchased from has Connections serving that geographic area and the
Provider's name.
l. If this is an ILEC plan, do DS1, DS3, and/or tariffed PBDS
purchases your company makes from the ILEC in price cap areas where the
Commission has not granted the ILEC pricing flexibility count towards
meeting any Volume Commitment to receive a discount or Non-Rate Benefit
under this plan?
[square] Yes [square] No [square] N/A (no Volume Commitment, not an
ILEC plan)
i. If you answered yes, then identify the price cap areas where you
purchase DS1s, DS3s, and/or tariffed PBDS that count towards meeting
any Volume Commitment to receive a discount or Non-Rate Benefit under
this plan?
m. If this is an ILEC plan, do DS1, DS3 and/or tariffed PBDS
purchases your company makes from the ILEC in areas where the
Commission has granted Phase I Pricing Flexibility count towards
meeting any Volume Commitment to receive a discount or Non-Rate Benefit
under this plan?
[square] Yes [square] No [square] N/A (no Volume Commitment, not an
ILEC plan)
i. If you answered yes, in what geographic areas subject to pricing
flexibility do you purchase DS1s, DS3s, and/or tariffed PBDS that count
towards meeting any Volume Commitment to receive a discount or Non-Rate
Benefit under this plan?
ii. For each geographic area identified, state whether your company
would have purchased from a different Provider, if at all, had it not
been for the requirements of the Tariff Plan? In your response,
indicate whether the Provider that you would have purchased from has
Connections serving that geographic area and the Provider's name.
n. If this is an ILEC plan, do DS1, DS3 and/or tariffed PBDS
purchases your company makes from the ILEC in areas where the
Commission has granted Phase II Pricing Flexibility count towards
meeting any Volume Commitment to receive a discount or Non-Rate Benefit
under this plan?
[square] Yes [square] No [square] N/A (no Volume Commitment, not an
ILEC plan)
i. If you answered yes, in what geographic areas subject to pricing
flexibility do you purchase DS1s, DS3s, and/or tariffed PBDS that count
towards meeting any Volume Commitment to receive a discount or Non-Rate
Benefit under this plan?
ii. For each geographic area identified, state whether your company
would have purchased from a differentProvider, if at all, had it not
been for the requirements of the Tariff Plan? In your response,
indicate whether the Provider that you would have purchased from has
Connections serving that geographic area and the Provider's name.
o. If this is an ILEC plan, do non-tariffed PBDS purchases your
company makes from this ILEC count towards meeting any Volume
Commitment to receive a discount or Non-Rate Benefit under this plan?
[square] Yes [square] No [square] N/A (no Volume Commitment, not an
ILEC plan)
i. If you answered yes, in what geographic areas do you purchase
non-tariffed PBDS that counts towards meeting any Volume Commitment to
receive a discount or Non-Rate Benefit under this plan.
ii. For each geographic area identified, state whether your company
would have purchased non-tariffed PBDS from a different Provider, if at
all, had it not been for the requirements of the plan? In your
response, indicate whether the Provider that you would have purchased
from has Connections serving that geographic area and the Provider's
name.
p. If this is an ILEC plan, do purchases you make for services
other than DS1s, DS3s, and PBDS from this ILEC count towards meeting
any Volume Commitment to receive a discount or Non-Rate Benefit under
this plan?
[square] Yes [square] No [square] N/A (no Volume Commitment, not an
ILEC plan)
i. If you answered yes, identify the other services purchased and
the geographic areas where you purchase these services that count
towards meeting any Volume Commitment to receive a discount or Non-Rate
Benefit under this plan.
ii. For each geographic area identified, state whether your company
would have purchased those other services from a different Provider,
had it not been for the requirements of the plan? In your response,
indicate whether the Provider that you would have purchased from has
Connections serving that geographic area and the Provider's name.
q. Is the discount or Non-Rate Benefit available under this plan
conditioned on the customer limiting its purchase of UNEs, e.g., the
customer must keep its purchase of UNEs below a certain percentage of
the customer's total spend? If yes, then provide additional details
about the condition.
II.E.15. Indicate whether you have any non-tariffed agreement with
an ILEC that, directly or indirectly, provides a discount or a Non-Rate
Benefit on the purchase of tariffed DS1, DS3, and/or PBDS services,
restricts your ability to obtain UNEs, or negatively affects your
ability to purchase Dedicated Services. If so, identify each agreement,
including the parties to the agreement, the effective date, end date,
and a summary of the relevant provisions.
[[Page 57824]]
F. Purchasers that are not mobile wireless service providers must
respond to the following:
II.F.1. What is the principal nature of your business, e.g., are
you a CLEC, cable system operator, fixed wireless service provider,
wireless Internet service provider, interconnected VoIP service
provider, etc.?
Expenditures Information
II.F.2. What were your expenditures, i.e., dollar volume of
purchases, on Dedicated Services for 2013? Report expenditures in
total, separately for CBDS and PBDS purchases, and separately for
purchases from ILECs and Competitive Providers.
II.F.3. (Optional) Provide your company's expenditures, i.e.,
dollar volume of purchases, for DS1s, DS3s, and/or PBDS purchased from
ILECs pursuant to a Tariff in 2013. For each of the following
categories, report expenditures in total and separately for DS1s, DS3s
and PBDS:
a. All DS1s, DS3s, and PBDS;
b. DS1s, DS3s, and PBDS purchased at One Month Term Only Rates;
c. DS1s, DS3s, and PBDS purchased under Tariff Plans;
d. DS1s, DS3s, and PBDS purchased under Contract-Based Tariffs;
e. DS1s, DS3s, and PBDS purchased under Tariff Plans that contained
a Term Commitment but not a Volume Commitment;
f. DS1s, DS3s, and PBDS purchased under Tariff Plans that contained
a Prior Purchase-Based Commitment;
i. Of the total (and for the separate DS1, DS3, and PBDS totals
where applicable), indicate the average discount from the One Month
Term Only Rate incorporated in the expenditures.
For purposes of calculating the percentages described above, an
example would be a Tariff Plan that requires a purchase of 20 DS1s and
10 DS3s and generates expenditures of $2,000 for calendar-year 2013. If
those same circuits were purchased at One Month Term Only Rates of $100
per DS1 and $200 per DS3, then total expenditures would instead be
$4,000. Since the Tariff Plan under this scenario generated 50% of the
expenditures that would be generated from One Month Term Only Rates,
the discount would be 50%.
g. DS1s, DS3s, and PBDS purchased under Contract-Based Tariffs that
contained a Term Commitment but not a Volume Commitment; and
h. DS1s, DS3s, and PBDS purchased under Contract-Based Tariffs that
contained a Prior Purchase-Based Commitment;
i. Of the total (and for the separate DS1 and DS3 totals if
available), indicate the average discount from the One Month Term Only
Rate incorporated in the expenditures.
An example of how to calculate this percentage can be found at
question II.F.3.f.i.
i. What percentage of your expenditures in 2013 were subject to a
Term Commitment of five or more years?
II.F.4. (Optional) What were your expenditures, i.e., dollar volume
of purchases, on DS1s, DS3s, and/or PBDS purchased from Competitive
Providers pursuant to a Tariff in 2013? Report expenditures in total
and separately for DS1s, DS3s and PBDS, as applicable, for the
following categories:
a. All DS1s, DS3s, and PBDS;
b. DS1s, DS3s, and PBDS purchased at One Month Term Only Rates;
c. DS1s, DS3s, and PBDS purchased under Tariffs that contained a
Term Commitment but not a Volume Commitment;
d. DS1s, DS3s, and PBDS purchased under Tariffs that contained a
Prior Purchase-Based Commitment;
i. Of the total (and for the separate DS1, DS3, and PBDS totals
where applicable), indicate the average discount from the One Month
Term Only Rate incorporated in the expenditures.
An example of how to calculate this percentage can be found at
question II.F.3.f.i
e. What percentage of your expenditures in 2013 were subject to a
Term Commitment of five or more years?
II.F.5. (Optional) What were your expenditures, i.e., dollar volume
of purchases, on DS1s, DS3s, and/or PBDS purchased from ILECs and
Competitive Providers pursuant to an agreement (not a Tariff) in 2013?
Report expenditures in total, separately for purchases from ILECs and
Competitive Providers, and separately for DS1s, DS3s and PBDS, as
applicable, for the following categories:
a. All DS1s, DS3s, and PBDS;
b. DS1s, DS3s, and PBDS purchased at a non-discounted rate;
c. DS1s, DS3s, and PBDS purchased under a non-tariffed agreement
that contained a Term Commitment but not a Volume Commitment;
d. DS1s, DS3s, and PBDS purchased under a non-tariffed agreement
that contained a Prior Purchase-Based Commitment;
i. Of the total (and for the separate DS1, DS3, and PBDS totals
where applicable), indicate the average discount from the non-
discounted rate incorporated in the expenditures.
An example of how to calculate this percentage can be found at
question II.F.3.f.i
II.F.6. (Optional) What were your expenditures with ILECs and
Competitive Providers, i.e., dollar volume of purchases, on PBDS
purchased under a Tariff in 2013?
a. Separately report purchases for the following service bandwidth
categories if you keep such information in the normal course of
business:
i. less than or equal to 1.5 Mbps;
ii. greater than 1.5, but less than or equal to 50 Mbps;
iii. greater than 50, but less than or equal to 100 Mbps;
iv. greater than 100, but less than or equal to 1 Gbps; or
v. greater than 1 Gbps.
II.F.7. (Optional) What were your expenditures with ILECs and
Competitive Providers, i.e., dollar volume of purchases, on non-
tariffed PBDS in 2013?
a. Separately report purchases for the following service bandwidth
categories if you keep such information in the normal course of
business:
i. less than or equal to 1.5 Mbps;
ii. greater than 1.5, but less than or equal to 50 Mbps;
iii. greater than 50, but less than or equal to 100 Mbps;
iv. greater than 100, but less than or equal to 1 Gbps; or
v. greater than 1 Gbps.
Terms and Conditions Information
II.F.8. (Optional) Explain whether the terms and conditions of any
Tariff or contract to which you are a party for the purchase of
Dedicated Services or the policies of any of your Providers constrain
your ability to:
a. Decrease your purchases from your current Provider(s);
b. Purchase services from another Provider currently operating in
the geographic areas in which you purchase services;
c. Purchase non-tariffed services, such as Ethernet services, from
your current Provider of tariffed DS1, DS3, and/or PBDS services or
from other Providers operating in the geographic areas in which you
purchase tariffed services;
d. Contract with Providers that are considering entering the
geographic areas in which you purchase tariffed services;
e. Move circuits, for example, moving your DS1 and/or DS3 End-User
Channel Terminations to connect to another Transport Provider; or
f. Otherwise obtain Dedicated Services or change Providers.
Relevant terms and conditions, among others, may include: (a) early
[[Page 57825]]
termination penalties; (b) shortfall provisions; (c) overlapping/
supplemental discounts plans with different termination dates; (d)
requirements to include all services, including new facilities, under a
Tariff Plan or Contract-Based Tariff; or (e) requiring purchases in
multiple geographic areas to obtain maximum discounts.
In your answer, highlight contracts where you contend that a term
or condition is a particularly onerous constraint by comparison with
more typical provisions in other contracts. Also, at a minimum, list:
(a) the Provider and indicate whether the Provider is an ILEC or a
Competitive Provider; (b) a description of the term or condition; (c)
the geographic area in which the services are provided; (d) the name of
the vendor providing the service; and (e) where relevant, the specific
Tariff number(s) and section(s), or if the policy at issue is recorded
in documents other than Tariffs, list those documents and how you
obtained them.
If you allege that a term, condition, or Provider's policy
negatively affects your ability to obtain Dedicated Services, state
whether you have brought a complaint to the Commission, a state
commission or court about this issue and the outcome. If you have not
brought a complaint, explain why not.
II.F.9. (Optional) If you purchase, or purchased, Transport Service
and End User Channel Terminations from the same Provider, explain your
experience with changing Transport Service from one Provider to another
between January 1 and December 31, 2013 while keeping your End User
Channel Terminations with the original Provider. Where appropriate,
identify the Provider(s) in your responses below and indicate whether
they are an ILEC or a Competitive Provider.
a. How many times did you change Transport Service while keeping
your End User Channel Terminations with the original Provider? An
estimate of the number of circuits moved to a new Transport Provider,
or the number of such changes requested, is sufficient.
b. What was the length of time, on average, it took for the
original Provider to complete the process of connecting your last-mile
End-user Channel Terminations to another Transport Provider? An
estimate is sufficient.
c. Were you given the opportunity to negotiate the amount of time
it would take to complete the process of connecting your End User
Channel Terminations to another Transport Provider on a case-by-case
basis? In answering this question, also describe and provide citations
to the ILEC's or Competitive Provider's policies, rules or, where
relevant, Tariff provisions, if known, explaining the transition
process.
d. How did connecting to a new Transport Provider impact the rate
you paid for the End User Channel Terminations you continued to
purchase from the original Provider?
e. Did connecting to a new Transport Provider typically impact the
rate you continued to pay for Transport Service from the original
Provider while the change in Transport Providers remained pending? If
so, how? What was the average percentage change in rates? For example,
did you ever pay a One Month Term Only Rate during that time?
II.F.10. (Optional) Describe any circumstances since January 1,
2013, in which you have purchased circuits pursuant to a Tariff, solely
for the purpose of meeting a Prior Purchase-Based Commitment required
for a discount or Non-Rate Benefit from your Provider (i.e., you would
not have purchased the circuit but for the requirement that you meet a
Volume Commitment required for a discount or Non-Rate Benefit from your
Provider). In your description, provide at least one example, which at
a minimum, lists:
a. The name of the Provider providing the circuits at issue;
b. A description of the Prior Purchase-Based Commitment;
c. The Tariff and section number(s) of the specific terms and
conditions described;
d. The number of circuits you would not have purchased but for the
Prior Purchase-Based Commitment requirement to receive a discount or
Non-Rate Benefit;
i. Of the circuits reported in II.F.10.d, how many did you not use
at all?
e. A comparison of the dollar amount of the unnecessary circuit(s)
purchased versus the dollar amount of penalties your company would have
had to pay under the Prior Purchase-Based Commitment had it not
purchased and/or maintained the circuit(s), and a description of how
that comparison was calculated.
f. How many circuits were activated under the identified Tariff
plan and not used when you initially entered into the plan? What were
these unused circuits as a percent of the total circuits currently
purchased under this Tariff plan? Indicate the percent of the total
circuits currently purchased under this Tariff plan that exceed your
Prior Purchase-Based Commitment.
g. For the Prior Purchase-Based Commitment, indicate whether you
are able to buy any DS1s or DS3s from the Provider outside of the
identified Tariff plan, or are you required to make all purchases from
the Provider pursuant to the identified Tariff plan?
II.F.11. For each year for the past five years, state the number of
times and in what geographic area(s) you have switched from purchasing
End-User Channel Terminations from one Provider of Dedicated Services
to another.
II.F.12. (Optional) Explain the circumstances since January 1, 2013
under which you have paid One Month Term Only Rates for DS1, DS3, and/
or PBDS services and the impact, if any, it had on your business and
your customers. In your response, indicate any general rules you
follow, if any, concerning the maximum number of circuits and maximum
amount of time you will pay One Month Term Only Rates, and your
business rationale for any such rules.
II.F.13. (Optional) Separately list all Tariffs under which your
company purchases DS1s, DS3s, and/or PBDS and provide the information
requested below for each plan.
a. This plan is a:
[square] Tariff Plan [square] Contract-Based Tariff (select one)
b. Plan name:
c. Provider name:
d. Tariff and Section Number(s):
e. Tariff type:
[square] Interstate [square] Intrastate
f. This plan contains:
[square] Term Commitment(s) [square] Volume Commitment(s)
[square] Non-Rate Benefit option(s) (select all that apply)
g. If the plan contains Non-Rate Benefits, identify the Non-Rate
Benefits that were relevant to your decision to purchase services under
this plan.
h. This plan can be applied to the purchase of:
[square] DS1 services [square] DS3 services [square] PBDS [square]
Other (select all that apply)
i. In what geographic areas do you purchase DS1s, DS3s, and/or PBDS
under this plan, e.g., nationwide, certain states, or certain MSAs?
j. To receive a discount or Non-Rate Benefit under this plan, does
your company make a Prior Purchase-Based Commitment?
[ballot] Yes [ballot] No
k. If this is an ILEC plan, do DS1, DS3 or tariffed PBDS purchases
your company makes outside the study area(s) of the ILEC (e.g.,
purchases from an Affiliated Company of the ILEC that is providing out-
of-region service as a CLEC) count towards meeting any
[[Page 57826]]
Volume Commitment to receive a discount or Non-Rate Benefit under this
plan?
[ballot] Yes [ballot] No [ballot] N/A (no Volume Commitment, not an
ILEC plan)
i. If you answered yes, in what geographic areas outside the study
area(s) of the ILEC, do you purchase these DS1s, DS3s, and/or tariffed
PBDS?
ii. For each geographic area identified, state whether your company
would have purchased from a different Provider, if at all, had it not
been for the discounts or Non-Rate Benefits received under this plan?
In your response, indicate whether the Provider that you would have
purchased from has Connections serving that geographic area and the
Provider's name.
l. If this is an ILEC plan, do DS1, DS3, and/or tariffed PBDS
purchases your company makes from the ILEC in price cap areas where the
Commission has not granted the ILEC pricing flexibility count towards
meeting any Volume Commitment to receive a discount or Non-Rate Benefit
under this plan?
[ballot] Yes [ballot] No [ballot] N/A (no Volume Commitment, not an
ILEC plan)
i. If you answered yes, then identify the price cap areas where you
purchase DS1s, DS3s, and/or tariffed PBDS that count towards meeting
any Volume Commitment to receive a discount or Non-Rate Benefit under
this plan?
m. If this is an ILEC plan, do DS1, DS3, and/or tariffed PBDS
purchases your company makes from the ILEC in areas where the
Commission has granted Phase I Pricing Flexibility count towards
meeting any Volume Commitment to receive a discount or Non-Rate Benefit
under this plan?
[ballot] Yes [ballot] No [ballot] N/A (no Volume Commitment, not an
ILEC plan)
i. If you answered yes, in what geographic areas subject to pricing
flexibility do you purchase DS1s, DS3s, and/or tariffed PBDS that count
towards meeting any Volume Commitment to receive a discount or Non-Rate
Benefit under this plan?
ii. For each geographic area identified, state whether your company
would have purchased from a different Provider, if at all, had it not
been for the requirements of the Tariff Plan? In your response,
indicate whether the Provider that you would have purchased from has
Connections serving that geographic area and the Provider's name.
n. If this is an ILEC plan, do DS1, DS3, and/or tariffed PBDS
purchases your company makes from the ILEC in areas where the
Commission has granted Phase II Pricing Flexibility count towards
meeting any Volume Commitment to receive a discount or Non-Rate Benefit
under this plan?
[ballot] Yes [ballot] No [ballot] N/A (no Volume Commitment, not an
ILEC plan)
i. If you answered yes, in what geographic areas subject to pricing
flexibility do you purchase DS1s, DS3s, and/or tariffed PBDS that count
towards meeting any Volume Commitment to receive a discount or Non-Rate
Benefit under this plan?
ii. For each geographic area identified, state whether your company
would have purchased from a different Provider, if at all, had it not
been for the requirements of the Tariff Plan? In your response,
indicate whether the Provider that you would have purchased from has
Connections serving that geographic area and the Provider's name.
o. If this is an ILEC plan, do non-tariffed PBDS purchases your
company makes from this ILEC count towards meeting any Volume
Commitment to receive a discount or Non-Rate Benefit under this plan?
[ballot] Yes [ballot] No [ballot] N/A (no Volume Commitment, not an
ILEC plan)
i. If you answered yes, in what geographic areas do you purchase
non-tariffed PBDS that counts towards meeting any Volume Commitment to
receive a discount or Non-Rate Benefit under this plan.
ii. For each geographic area identified, state whether your company
would have purchased non-tariffed PBDS from a different Provider, if at
all, had it not been for the requirements of the plan? In your
response, indicate whether the Provider that you would have purchased
from has Connections serving that geographic area and the Provider's
name.
p. If this is an ILEC plan, do purchases you make for services
other than DS1s, DS3s, and PBDS from this ILEC count towards meeting
any Volume Commitment to receive a discount or Non-Rate Benefit under
this plan?
[ballot] Yes [ballot] No [ballot] N/A (no Volume Commitment, not an
ILEC plan)
i. If you answered yes, identify the other services purchased and
the geographic areas where you purchase these services that count
towards meeting any Volume Commitment to receive a discount or Non-Rate
Benefit under this plan.
ii. For each geographic area identified, state whether your company
would have purchased those other services from a different Provider,
had it not been for the requirements of the plan? In your response,
indicate whether the Provider that you would have purchased from has
Connections serving that geographic area and the Provider's name.
q. Is the discount or Non-Rate Benefit available under this plan
conditioned on the customer limiting its purchase of UNEs, e.g., the
customer must keep its purchase of UNEs below a certain percentage of
the customer's total spend? If yes, then provide additional details
about the condition.
II.F.14. Indicate whether you have any non-tariffed agreement with
an ILEC that, directly or indirectly, provides a discount or a Non-Rate
Benefit on the purchase of tariffed DS1, DS3, and/or PBDS services,
restricts your ability to obtain UNEs, or negatively affects your
ability to purchase Dedicated Services. If so, identify each agreement,
including the parties to the agreement, the effective date, end date,
and a summary of the relevant provisions.
G. Non-Providers, Non-Purchasers, and other entities not covered by
the scope of this inquiry but that were instructed to respond to this
data collection must respond to the following:
II.G.1. If you must respond to this data collection because you
were required to file the FCC Form 477 to report the provision of
``broadband connections to end user locations'' for Year 2013 but are
not (a) a Provider or a Purchaser as defined in this data collection or
(b) an entity that provides Best Efforts Business Broadband Internet
Access Services to15,000 or more customers or 1,500 or more business
broadband customers in areas where the ILEC is subject to price cap
regulation, then indicate as such below and complete the certification
accompanying this data collection.
[ballot] I am not a Provider.
[ballot] I am not a Purchaser.
[ballot] I do not provide Best Efforts Business Broadband Internet
Access Services to 15,000 or more customers or 1,500 or more business
broadband customers in areas where the ILEC is subject to price cap
regulation.
(select all that apply)
CERTIFICATION
I have examined the response and certify that, to the best of my
knowledge, all statements of fact, data, and information contained
therein are true and correct.
Signature:-------------------------------------------------------------
Printed Name:----------------------------------------------------------
[[Page 57827]]
-----------------------------------------------------------------------
Title:-----------------------------------------------------------------
Date:------------------------------------------------------------------
Respondents are reminded that failure to comply with these data
reporting requirements may subject them to monetary forfeitures of up
to $160,000 for each violation or each day of a continuing violation,
up to a maximum of $1,575,000 for any single act or failure to act that
is a continuing violation. False statements or misrepresentations to
the Commission may be punishable by fine or imprisonment under Title 18
of the U.S. Code.
APPENDIX B
SUPPLEMENTAL FINAL REGULATORY FLEXIBILITY ANALYSIS
As required by the Regulatory Flexibility Act of 1980 (RFA), as
amended, Initial Regulatory Flexibility analyses were incorporated in
the Special Access NPRM for this proceeding, and the Commission
included a Final Regulatory Flexibility Analysis (FRFA) with the Data
Collection Order adopting the data collection requirement. This
Supplemental Final Regulatory Flexibility Analysis supplements the FRFA
to reflect the actions taken in this Order on Reconsideration.
A. Need for, and Objectives of, the Order
In 2005, the Commission initiated this proceeding as a broad
examination of what regulatory framework to apply to price cap local
exchange carriers' (LECs) interstate special access services following
the expiration of the CALLS plan, including whether to maintain or
modify the Commission's pricing flexibility rules. Moreover, the
Special Access NPRM sought to examine whether the available marketplace
data supported maintaining, modifying, or repealing these rules. In the
Data Collection Order, the Commission continued the process of
reviewing its special access rules to ensure that they reflect the
state of competition today and promote competition, investment, and
access to dedicated communications services that businesses across the
country rely on every day to deliver their products and services to
American consumers. Specifically, the Commission initiated a
comprehensive data collection and sought comment on a proposal to use
the data to evaluate competition in the market for special access
services.
In this Order on Reconsideration, we further amend the data
collection adopted by the Commission in the Data Collection Order. The
collection requires providers and purchasers of special access service
and certain other services--including best efforts business broadband
Internet access services--as well as entities that provide certain
other services, to submit data, information and documents to allow the
Commission to conduct a comprehensive evaluation of competition in the
special access market. The data, information, and documents required
fall into five general categories: market structure; pricing; demand
(i.e., observed sales and purchases), terms and conditions; and
competition and pricing decisions. In this Order on Reconsideration, we
amend the collection to collect data from a single year (calendar year
2013) instead of from two years (calendar years 2010 and 2012). This
will result in a significant reduction in the amount of data reported
by respondents. In addition, we amended the definition of purchaser to
exclude entities spending less than $5 million on special access
services in 2013 from the scope of the collection.
B. Summary of Significant Issues Raised by Public Comments in Response
to the IRFA
No new comments were received in response to the IRFA that were not
already addressed in the FRFA included with the Data Collection Order.
In response to the petitions requesting reconsideration of the Data
Collection Implementation Order, MTPCS, LLC d/b/a Cellular One (MTPCS)
filed comments stating that the Wireline Competition Bureau (Bureau)
failed to ``effectively minimize'' the reporting burden associated with
the data collection on small entities as required by the RFA. According
to MTPCS, the Commission has greatly underestimated the response time
needed for answering several of the questions directed at purchasers.
C. Description and Estimate of the Number of Small Entities to Which
the Proposed Rules Will Apply
The actions taken in the Order on Reconsideration do not require
any changes to this section of the FRFA included with the Data
Collection Order.
D. Description of Projected Reporting, Recordkeeping, and Other
Compliance Requirements
The data, information and document collection required by the Data
Collection Order, which is further amended by this Order on
Reconsideration, falls into five general categories: market structure,
pricing, demand (i.e., observed sales and purchases), terms and
conditions, and competition and pricing decisions.
Market structure data consists of, among other things, the situs
and type of facilities owned by a provider (or leased subject to an
indefeasible right of use) capable of providing special access, by sold
and potential capacity and ownership, and the proximity of such
facilities to sources of demand. We also require incumbent LEC
providers to submit data concerning the number, nature, and situs of
UNEs sold. In addition, we also require additional market structure
data from competitive providers, such as detailed information related
to non-price factors that may impact where special access providers
build facilities or expand their network via UNEs and the history of
their facility deployments in a sample of locations they serve.
Pricing data includes the quantities sold and prices charged for
special access services, by circuit element, and information regarding
the regulatory environment for incumbent LECs.
Demand data includes, among other things, data that identify the
bandwidth of the special access services sold or purchased, the
locations being served, and other material facts, such as where those
purchases occur (e.g., buildings, cell towers) and the nature of the
purchaser (e.g., provider or end user).
Terms and conditions data and information include, but are not
limited to, information regarding contracts or generally available
plans for special access services that offer discounts, circuit
portability, or other competitively relevant benefits, and whether the
terms and conditions associated with those offerings may inhibit a
buyer's ability to switch to other providers, which in turn may inhibit
facilities-based entry into special access markets.
Competition and pricing data, information and documents include,
but are not limited to, those materials related to requests for
proposals, advertising and marketing materials, and in very limited
circumstances, pricing decision documents.
Best efforts business broadband Internet access services include,
but are not limited to, data showing where a provider or entity
provides such services, as well as price lists.
Questions related to terms and conditions, competition and pricing
decisions will span a variety of timeframes specific to the issue
addressed. The majority of the market structure, pricing and demand
data will be collected for a two-year period. This
[[Page 57828]]
period of time allows the analysis to control for factors that may vary
substantially across geographic areas, but not within a given
geographic area.
The actions taken in this Order on Reconsideration do not alter the
general categories of information collected. The Bureau did amend the
collection, however, to change the temporal scope of collection.
Instead of asking questions for 2010 and 2012, the Commission will seek
responses for a single year, 2013.
E. Steps Taken to Minimize Significant Economic Impact on Small
Entities, and Significant Alternatives Considered
As discussed in the FRFA, small business concerns were considered
when determining the nature of the data to be collected, and identified
data, information, and document requirements were modified to reduce
burdens on small businesses where possible. The Bureau previously
issued two voluntary data requests in this proceeding. These voluntary
requests allowed each potential respondent to make its own
determination concerning participation. The responses to the voluntary
data requests provided the Commission the means and opportunity to
assess which data elements are most important to its ability to assess
the special access market, and to eliminate or revise those questions
that otherwise yield less valuable information. The voluntary data
requests also allowed the Commission to carefully assess the need to
obtain data from all providers and purchasers of special access
services and certain other services--including small businesses--to
conduct a comprehensive analysis of the special access market.
In order to conduct a comprehensive analysis of the special access
market, the Commission will collect data from all providers and
purchasers of special access services as well as some entities that
provide best efforts business broadband Internet access services. The
Commission notes concerns regarding the burden that this data
collection will impose on small companies, and is mindful of the
importance of seeking to reduce information collection burdens for
small business concerns, and in particular those ``with fewer than 25
employees.'' Competition in the provision of special access, however,
appears to occur at a very granular level--perhaps as low as the
building/tower. Accordingly, the Commission finds it necessary to
obtain data from special access providers and purchasers of all sizes.
The Bureau has further evaluated and modified the collection,
however, to alleviate the impact of the collection on small entities.
On September 18, 2013, the Bureau released an order clarifying the
scope of the collection; providing instructions on how to respond to
the data collection questions; and providing a list of all
modifications and amendments to the data collection questions and
definitions. These actions were based on feedback received from
potential respondents, including the PRA comments filed with the
Commission during the 60-day public comment period, and the Bureau's
further internal review. These actions included a clarification on
purchasers covered by the scope of the collection to exclude several
categories of Commission license, authorization and registration
holders.
In addition, in this Order on Reconsideration, the Bureau further
amended the collection to reflect the conditional approval received
from the Office of Management and Budget pursuant to the Paperwork
Reduction Act of 1995. The amendments include revising the definition
of purchasers to exclude those entities spending less than $5 million
on special access services in 2013 in price cap areas and making many
of the questions directed at purchasers optional. These amendments will
significantly reduce the number of small entities covered by the scope
of the collection and the reporting burden on those remaining small
entities that still must respond, and thus addresses the concerns
raised by MTPCS.
Finally, the Commission considered additional alternatives to
alleviate burden, e.g., collecting data from a sample of geographic
areas. The Commission ultimately decided, however, that these
alternatives were either impracticable or would undermine the
Commission's efforts to conduct a comprehensive analysis of the special
access market.
F. Report to Congress
The Commission will send a copy of this Order on Reconsideration,
including this Supplemental FRFA, in a report to be sent to Congress
and the Government Accountability Office pursuant to the Small Business
Regulatory Enforcement Fairness Act of 1996. In addition, the
Commission will send a copy of this Order on Reconsideration, including
the Supplemental FRFA, to the Chief Counsel for Advocacy of the Small
Business Administration. A copy of this Order on Reconsideration and
Supplemental FRFA (or summaries thereof) will also be published in the
Federal Register.
ORDERING CLAUSES
Accordingly, IT IS ORDERED pursuant to sections 1, 4(i), 4(j), 5,
201-205, 211, 215, 218, 219, 303(r), 332, 403, and 503 of the
Communications Act of 1934, as amended (the Act), 47 U.S.C. 151,
154(i), 154(j), 155, 201, 202, 203, 204, 205, 211, 215, 218, 219,
303(r), 332, 403, 503, and section 706 of the Telecommunications Act of
1996, 47 U.S.C. 1302, sections 0.91, 0.291, and 1.429 of the
Commission's rules, 47 CFR 0.91, 0.291, 1.429 and the authority
delegated to the Bureau in the Data Collection Order, that this Order
on Reconsideration is ADOPTED effective 30 days after publication of
the text or summary thereof in the Federal Register.
IT IS FURTHER ORDERED that the deadline for responding to the data
collection is December 15, 2014.
IT IS FURTHER ORDERED that, pursuant to the authority contained in
section 405 of the Act, 47 U.S.C. 405, and section 1.429 of the
Commission's rules, 47 CFR 1.429, the Petition for Blanket Exemption
or, in the Alternative, Petition for Reconsideration filed by the Small
Purchasers Coalition on December 9, 2013, IS GRANTED IN PART AND DENIED
IN PART to the extent described herein.
IT IS FURTHER ORDERED that, pursuant to the authority contained in
section 405 of the Act, 47 U.S.C. 405, and section 1.429 of the
Commission's rules, 47 CFR 1.429, the Petition for Reconsideration
filed by the Blooston Private Microwave Licensees on December 6, 2013,
IS GRNTED IN PART AND DENIED IN PART to the extent described herein.
IT IS FURTHER ORDERED that the Bureau SHALL SEND a copy of this
Order on Reconsideration, including the Supplemental Final Regulatory
Flexibility Analysis, to the Chief Counsel for Advocacy of the Small
Business Administration.
Federal Communications Commission.
Pamela Arluk,
Acting Chief, Pricing Policy Division, Wireline Competition Bureau.
[FR Doc. 2014-22868 Filed 9-25-14; 8:45 am]
BILLING CODE 6712-01-P