Wireline Competition Bureau Seeks Comment on Healthcare Connect Fund Annual Reports, 57853-57856 [2014-21848]
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Federal Register / Vol. 79, No. 187 / Friday, September 26, 2014 / Proposed Rules
is corrected to read ‘‘delivered
Monday’’.
DEPARTMENT OF THE TREASURY
Internal Revenue Service
[REG–123286–14]
Martin V. Franks,
Chief, Publications and Regulations Branch,
Legal Processing Division, Associate Chief
Counsel (Procedure and Administration).
RIN 1545–BM26
[FR Doc. 2014–22928 Filed 9–25–14; 8:45 am]
26 CFR Part 51
BILLING CODE 4830–01–P
Branded Prescription Drug Fee;
Correction
Internal Revenue Service (IRS),
Treasury.
ACTION: Correction to a notice of
proposed rulemaking by cross-reference
to temporary regulations.
AGENCY:
This document contains
corrections to a notice of proposed
rulemaking by cross-reference to
temporary regulations (REG–123286–14)
that was published in the Federal
Register on Monday, July 28, 2014 (79
FR 43699). The proposed regulations
relate to the branded prescription drug
fee. The proposed regulations modify
the definition of controlled group for
purposes of the branded prescription
drug fee.
DATES: Written or electronic comments
and requests for a public hearing for the
notice of proposed rulemaking by crossreference to temporary regulations
published at 79 FR 43699, June 28,
2014, are still being accepted and must
be received by October 27, 2014.
FOR FURTHER INFORMATION CONTACT:
Celia Gabrysh at (202) 317–6855 (not a
toll free number).
SUPPLEMENTARY INFORMATION:
SUMMARY:
Background
The notice of proposed rulemaking by
cross-reference to temporary regulations
(REG–123286–14) that is the subject of
these corrections is under section 9008
of the Patient Protection and Affordable
Care Act.
Need for Correction
As published, the notice of proposed
rulemaking by cross-reference to
temporary regulations (REG–123286–14)
contains an error that may prove to be
misleading and is in need of
clarification.
asabaliauskas on DSK5VPTVN1PROD with PROPOSALS
Correction of Publication
Accordingly, the notice of proposed
rulemaking by cross-reference to
temporary regulations (REG–123286–
14), that was the subject of FR Doc.
2014–17698, is corrected as follows:
On page 43699, in the preamble,
second column, under the caption
ADDRESSES, the twelfth line from the
bottom of the column, the language
‘‘delivered to: CC:PA:LPD:PR Monday’’
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FEDERAL COMMUNICATIONS
COMMISSION
47 CFR Part 54
[WC Docket No. 02–60; DA 14–853]
Wireline Competition Bureau Seeks
Comment on Healthcare Connect Fund
Annual Reports
Federal Communications
Commission.
ACTION: Proposed rule; solicitation of
comments.
AGENCY:
In this document, the
Wireline Competition Bureau (Bureau)
seeks comment on how best to measure
the performance goals identified in the
Healthcare Connect Fund (HCF) Order
and how to structure the reports for
funding year 2014 and beyond in efforts
to assess progress for broadband
connectivity to eligible individual and
consortium health care provider
applicants.
DATES: Comments are due on or before
October 27, 2014. Reply comments are
due on or before November 10, 2014.
ADDRESSES: Pursuant to §§ 1.415 and
1.419 of the Commission’s rules, 47 CFR
1.415 and 1.419, interested parties may
file comments on or before October 27,
2014 and reply comments on or before
November 10, 2014. Comments are to
reference WC Docket No. 02–60 and
may be filed using the Commission’s
Electronic Comment Filing System
(ECFS). See Electronic Filing of
Documents in Rulemaking Proceedings,
63 FR 24121 (1998).
• Electronic Filers: Comments may be
filed electronically using the Internet by
accessing the ECFS: https://
fjallfoss.fcc.gov/ecfs2/.
• Paper Filers: Parties who choose to
file by paper must file an original and
one of each filing.
Filings can be sent by hand or
messenger delivery, by commercial
overnight courier, or by first-class or
overnight U.S. Postal Service mail. All
filings must be addressed to the
Commission’s Secretary, Office of the
Secretary, Federal Communications
Commission.
Æ All hand-delivered or messengerdelivered paper filings for the
SUMMARY:
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57853
Commission’s Secretary must be
delivered to FCC Headquarters at 445
12th St. SW., Room TW–A325,
Washington, DC 20554. The filing
hours are 8:00 a.m. to 7:00 p.m. All
hand deliveries must be held together
with rubber bands or fasteners. Any
envelopes must be disposed of before
entering the building.
Æ Commercial overnight mail (other
than U.S. Postal Service Express Mail
and Priority Mail) must be sent to
9300 East Hampton Drive, Capitol
Heights, MD 20743.
Æ U.S. Postal Service first-class,
Express, and Priority mail must be
addressed to 445 12th Street SW.,
Washington, DC 20554.
In addition, we request that one copy of
each pleading be sent to each of the
following:
Æ Elizabeth McCarthy,
Telecommunications Access Policy
Division, Wireline Competition
Bureau, 445 12th Street SW., Room 5–
A346, Washington, DC 20554; email:
Elizabeth.McCarthy@fcc.gov; and
Æ Charles Tyler Telecommunications
Access Policy Division, Wireline
Competition Bureau, 445 12th Street
SW., Room 5–A452, Washington, DC
20554; email: Charles.Tyler@fcc.gov.
• People with Disabilities: To request
materials in accessible formats for
people with disabilities (braille, large
print, electronic files, audio format),
send an email to fcc504@fcc.gov or call
the Consumer & Governmental Affairs
Bureau at 202–418–0530 (voice), 202–
418–0432 (tty).
FOR FURTHER INFORMATION CONTACT:
Elizabeth McCarthy, Wireline
Competition Bureau at (202) 418–1529
or TTY (202) 418–0484.
This is a
synopsis of a document released by the
Commission on June 19, 2014 in WC
Docket No. 02–60, DA 14–853 . The
complete text of this document is
available for inspection and copying
during normal business hours in the
FCC Reference Information Center,
Portals II, 445 12th Street SW., Room
CY–A257, Washington, DC 20554, or at
the following Internet address: https://
apps.fcc.gov/edocs_public/attachmatch/
DA-14-853A1.pdf. The document may
also be purchased from the
Commission’s duplicating contractor,
Best Copy and Printing, Inc., 445 12th
Street SW., Room CY–B402,
Washington, DC 20554, telephone (800)
378–3160 or (202) 863–2893, facsimile
(202) 863–2898, or via the Internet at
https://www.bcpiweb.com.
SUPPLEMENTARY INFORMATION:
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57854
Federal Register / Vol. 79, No. 187 / Friday, September 26, 2014 / Proposed Rules
I. Introduction
1. The Wireline Competition Bureau
(Bureau) seeks comment on how best to
measure the performance goals
identified in the Rural Health Care
Support Mechanism HCF Order, FCC
12–150, 78 FR 13935, March 1, 2013 by
optimizing the content and format of the
annual reports filed by the Rural Health
Care Pilot Program (Pilot) and HCF
consortium lead entities. In the Order
DA 14–854, the Bureau waived the
annual reporting requirements for Pilot
and HCF consortium lead entities for
funding year 2013; thus, we seek
comment on how to structure these
reports for funding year 2014 and
beyond.
2. In December 2012, the Federal
Communications Commission
(Commission) created the Healthcare
Connect Fund (HCF) to direct universal
service support for broadband
connectivity to eligible individual and
consortium health care provider
applicants. As part of the new HCF
program, the Commission adopted
performance goals, and annual reporting
requirements to measure progress
towards those goals, for Pilot and HCF
consortium lead entities under § 54.647
of the Commission’s rules.
asabaliauskas on DSK5VPTVN1PROD with PROPOSALS
II. Discussion
3. In the HCF Order, the Commission
identified three performance goals for
the newly constituted HCF: (1) To
increase access to broadband for health
care providers (HCPs); (2) to foster the
development and deployment of
broadband health care networks; and (3)
to minimize the burden on the federal
universal service fund by ensuring the
cost-effectiveness of the program. To
ensure that the data collected
appropriately assess whether these
performance goals are being met while
also minimizing the burden on program
participants, the Commission delegated
to the Bureau the authority ‘‘to work
with [the Universal Service
Administrative Company (USAC)] to
accomplish these tasks, and to modify
specific reporting requirements.’’ In
keeping with this delegation of
authority, we seek comment on how
best to collect the types of data
identified in the HCF Order and
described in more detail below.
4. To measure progress toward the
first goal of increased access, we
propose to collect data on: The extent to
which program participants subscribe to
higher levels of broadband over time;
participation in HCF relative to the
universe of eligible participants; the
bandwidths obtained by different types
of HCPs; and whether those bandwidths
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are sufficient for their needs.
Specifically, we propose that
consortium lead entities collect the
following information on these data
points: anticipated increases in
bandwidth or service level upgrades for
HCPs on their networks and whether
their service agreements allow for such
increases; the average bandwidth
obtained per HCP site and price paid
per megabyte, categorized by HCP type;
potential growth of the network
categorized by number and type of
HCPs; the number of outages and
duration of time when service is
unavailable, to the extent that data is
already being collected; and the types of
technologies consortia use to receive
service (e.g., fiber, coaxial cable, copper,
wireless or satellite). We seek comment
on the benefits and burdens of including
such information in the annual reports.
Are there additional data points that
would prove useful to the Bureau in
measuring progress toward the first goal
for HCF?
5. In evaluating progress toward the
second goal—fostering development and
deployment of broadband health care
networks—we propose to collect data
on: the extent to which eligible HCPs
participating in HCF are connected to
other HCPs through broadband health
care networks; the reach of broadband
health care networks supported by our
programs, including connections to
those networks by eligible and noneligible HCP sites; and how program
participants use their broadband
connections to deliver health care,
including whether and to what extent
HCPs are engaging in telemedicine,
exchanging electronic health records
(EHRs), or participating in health
information exchanges, remote training,
and other telehealth applications.
6. Finally, to assess progress toward
the third goal of maximizing the costeffectiveness of the HCF program, we
propose to collect data on: the cost of
administering the program as compared
to funds disbursed to program
participants; the prices and speeds of
the broadband connections supported
by HCF; and the number and nature of
all responsive bids received through the
competitive bidding process, as well as
an explanation of how each winning bid
was chosen. Should we allow filers to
request that competitively sensitive
information submitted during the
competitive bidding process be treated
as confidential? We seek comment on
these proposals and on how best to
obtain these data.
7. It is important to note that HCF was
designed so that the forms used to apply
and receive services in the program,
FCC Forms 460, 461, 462 and 463, also
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collect data that may be used to evaluate
progress towards the program’s goals. In
addition to the proposed collections
listed above, what other data points
would be most useful to the
Commission in measuring its
performance goals for HCF, and how
easily can HCPs or consortium lead
entities provide them? We have a
particular interest in quantitative data
that will allow the Commission to
monitor trends as HCF evolves. The
HCF Order expressed a preference for
collecting data, to the extent feasible,
through automated interfaces on
USAC’s web portal. We thus propose to
collect the consortium annual reports
required by § 54.647 of the
Commission’s rules through USAC’s
‘‘My Portal’’ web interface. We seek
comment on which data points would
lend themselves particularly well to
such automated collection and,
conversely, whether there are any types
of information that would be ill-suited
for collection through a simple web
interface. Finally, we seek comment on
ways to minimize any burden imposed
on filers.
III. Procedural Matters
A. Paperwork Reduction Act
8. The document does not contain
new or modified information collection
requirements subject to the Paperwork
Reduction Act of 1995 (PRA), Public
Law 104–13. In addition, therefore, it
does not contain any new or modified
information collection burden for small
business concerns with fewer than 25
employees, pursuant to the Small
Business Paperwork Relief Act of 2002,
Public Law 107–198, see 44 U.S.C.
3506(c)(4).
B. Initial Regulatory Flexibility Analysis
9. Pursuant to the Regulatory
Flexibility Act (RFA), the Commission
has prepared this Initial Regulatory
Flexibility Analysis (IRFA) of the
possible significant economic impact on
small entities by the policies and rules
proposed in this Public Notice. Written
public comments are requested on this
IRFA. Comments must be identified as
responses to the IRFA and must be filed
on or before October 27, 2014. The
Commission will send a copy of the
Public Notice, including the IRFA, to
the Chief Counsel for Advocacy of the
Small Business Administration. In
addition, the document and IRFA (or
summaries thereof) will be published in
the Federal Register.
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Federal Register / Vol. 79, No. 187 / Friday, September 26, 2014 / Proposed Rules
a. Need for, and Objectives of, the
Document
10. On December 12, 2012, the
Commission adopted rules that
reformed its system of universal service
support mechanisms for health care
providers (HCPs) and created the HCF.
Among other rules, the Commission
adopted a requirement that consortium
lead entities in HCF submit annual
reports to provide the Commission with
the ability to measure progress toward
the performance goals the Commission
identified for HCF. These goals include:
(1) Increased access to broadband for
HCPs; (2) development and deployment
of broadband health care networks; and
(3) reduced burden on the Universal
Service Fund by ensuring the costeffectiveness of the program.
11. This document is a part of the
Commission’s ongoing effort to
implement and improve the reforms
adopted in the HCF Order. In it, we
propose to collect needed data in a way
that will: (1) Allow the Commission to
evaluate the efficacy of HCF in meeting
the three performance goals identified
in the HCF Order; and (2) minimize the
burden on consortium lead entities,
many of which may be small entities
within the meaning of the RFA.
b. Legal Basis
12. This document is authorized
under sections 1, 2, 4(i), and 254 of the
Communications Act of 1934, as
amended, 47 U.S.C. 151, 152, 154(i),
254, and § 54.647 of the Commission’s
rules, 47 CFR 54.647.
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c. Description and Estimate of the
Number of Small Entities to Which
Rules Will Apply
13. The RFA directs agencies to
provide a description of and, where
feasible, an estimate of the number of
small entities that may be affected by
the proposed rules, if adopted. The RFA
generally defines the term ‘‘small
entity’’ as having the same meaning as
the terms ‘‘small business,’’ ‘‘small
organization,’’ and ‘‘small governmental
jurisdiction.’’ In addition, the term
‘‘small business’’ has the same meaning
as the term ‘‘small business concern’’
under the Small Business Act. A small
business concern is one that: (1) Is
independently owned and operated; (2)
is not dominant in its field of operation;
and (3) satisfies any additional criteria
established by the SBA. Nationwide,
there are a total of approximately 29.6
million small businesses, according to
the SBA. A ‘‘small organization’’ is
generally ‘‘any not-for-profit enterprise
which is independently owned and
operated and is not dominant in its
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field.’’ Nationwide, as of 2002, there
were approximately 1.6 million small
organizations. The term ‘‘small
governmental jurisdiction’’ is defined
generally as ‘‘governments of cities,
towns, townships, villages, school
districts, or special districts, with a
population of less than fifty thousand.’’
Census Bureau data for 2002 indicate
that there were 87,525 local
governmental jurisdictions in the
United States. We estimate that, of this
total, 84,377 entities were ‘‘small
governmental jurisdictions.’’ Thus, we
estimate that most governmental
jurisdictions are small.
14. Small entities potentially affected
by the proposals herein include eligible
rural non-profit and public HCPs.
15. Rural Health Care Providers.
Section 254(h)(7)(B) of the Act defines
the term ‘‘health care provider’’ and sets
forth seven categories of health care
providers eligible to receive universal
service support. In addition, non-profit
entities that act as ‘‘health care
providers’’ on a part-time basis are
eligible to receive prorated support and
we have no ability to quantify how
many potential eligible applicants fall
into this category.
16. As noted earlier, non-profit
businesses and small governmental
units are considered ‘‘small entities’’
within the RFA. In addition, we note
that census categories and associated
generic SBA small business size
categories provide the following
descriptions of small entities. The broad
category of Ambulatory Health Care
Services consists of further categories
and the following SBA small business
size standards. The categories of small
business providers with annual receipts
of $7 million or less consists of: Offices
of Dentists; Offices of Chiropractors;
Offices of Optometrists; Offices of
Mental Health Practitioners (except
Physicians); Offices of Physical,
Occupational and Speech Therapists
and Audiologists; Offices of Podiatrists;
Offices of All Other Miscellaneous
Health Practitioners; and Ambulance
Services. The category of such providers
with $10 million or less in annual
receipts consists of: Offices of
Physicians (except Mental Health
Specialists); Family Planning Centers;
Outpatient Mental Health and
Substance Abuse Centers; Health
Maintenance Organization Medical
Centers; Freestanding Ambulatory
Surgical and Emergency Centers; All
Other Outpatient Care Centers, Blood
and Organ Banks; and All Other
Miscellaneous Ambulatory Health Care
Services. The category of such providers
with $13.5 million or less in annual
receipts consists of: Medical
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57855
Laboratories; Diagnostic Imaging
Centers; and Home Health Care
Services. The category of Ambulatory
Health Care Services providers with
$34.5 million or less in annual receipts
consists of Kidney Dialysis Centers. For
all of these Ambulatory Health Care
Service Providers, census data indicate
that there are a combined total of
368,143 firms that operated for all of
2002. Of these, 356,829 had receipts for
that year of less than $5 million. In
addition, an additional 6,498 firms had
annual receipts of $5 million to $9.99
million; and additional 3,337 firms had
receipts of $10 million to $24.99
million; and an additional 865 had
receipts of $25 million to $49.99
million. We therefore estimate that
virtually all Ambulatory Health Care
Services providers are small, given
SBA’s size categories. We note,
however, that our rules affect non-profit
and public healthcare providers, and
many of the providers noted above
would not be considered ‘‘public’’ or
‘‘non-profit.’’ In addition, we have no
data specifying the numbers of these
health care providers that are rural and
meet other criteria of the Act.
17. The broad category of Hospitals
consists of the following categories,
with an SBA small business size
standard of annual receipts of $34.5
million or less: General Medical and
Surgical Hospitals, Psychiatric and
Substance Abuse Hospitals; and
Specialty (Except Psychiatric and
Substance Abuse) Hospitals. For these
health care providers, census data
indicate that there is a combined total
of 3,800 firms that operated for all of
2002, of which 1,651 had revenues of
less than $25 million, and an additional
627 firms had annual receipts of $25
million to $49.99 million. We therefore
estimate that most Hospitals are small,
given SBA’s size categories. In addition,
we have no data specifying the numbers
of these health care providers that are
rural and meet other criteria of the Act.
18. The broad category of Social
Assistance consists, inter alia, of the
category of Emergency and Other Relief
Services, with a small business size
standard of annual receipts of
$7 million or less. For these health care
providers, census data indicate that
there were a total of 55 firms that
operated for all of 2002. All of these
firms had annual receipts of below
$1 million. We therefore estimate that
all such firms are small, given SBA’s
size standard. In addition, we have no
data specifying the numbers of these
health care providers that are rural and
meet other criteria of the Act.
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57856
Federal Register / Vol. 79, No. 187 / Friday, September 26, 2014 / Proposed Rules
d. Description of Projected Reporting,
Recordkeeping, and Other Compliance
Requirements for Small Entities
19. The reporting requirements
proposed in this document could have
an impact on small entities. However,
even though the proposals may impose
some financial burden on smaller
entities, the Commission believes these
requirements are necessary to ensure
that progress toward the stated goals of
HCF can be measured.
20. The document seeks comment on
the data collection process for the
consortium annual reports that will
allow the Commission to measure
progress in increasing HCP access to
broadband, fostering the development
and deployment of health care
broadband networks, and ensuring the
cost-effectiveness of HCF.
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e. Steps Taken To Minimize Significant
Economic Impact on Small Entities, and
Significant Alternatives Considered
21. The RFA requires an agency to
describe any significant alternatives that
it has considered in reaching its
approach, which may include the
following four alternatives, among
others: (1) The establishment of
differing compliance or reporting
requirements or timetables that take into
account the resources available to small
entities; (2) the clarification,
consolidation, or simplification of
compliance or reporting requirements
under the rule for small entities; (3) the
use of performance, rather than design,
standards; and (4) an exemption from
coverage of the rule, or any part thereof,
for small entities.
22. In this document, we make a
number of proposals that may have an
economic impact on small entities that
participate in the universal service
support mechanism for HCPs.
Specifically, as addressed above, we
seek comment on collecting data to
measure the Commission’s goals that
HCF identified: (1) Increase access to
high-speed broadband for eligible HCPs;
(2) foster the development and
deployment of health care broadband
networks; and (3) reduce the burden on
the Universal Service Fund by ensuring
the cost-effectiveness of the program. If
adopted, these proposals will provide
the Commission with much-needed data
to assess the efficacy of HCF in
achieving these goals and to inform any
potential future reforms to the program.
23. In seeking to minimize the
burdens imposed on small entities
where doing so does not compromise
the goals of the universal service
mechanism, we have invited comment
on how these proposals might be made
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less burdensome for small entities. We
again invite commenters to discuss the
benefits of such changes on small
entities and whether these benefits are
outweighed by resulting costs to rural
HCPs that might also be small entities.
We anticipate that the record will reflect
whether the overall benefits of the
proposed annual report contents would
outweigh any burden on small entities
and suggest ways in which the
Commission could further lessen the
overall burdens on small entities. We
encourage small entities to comment.
24. To minimize the economic impact
on consortium lead entities, we propose
to collect the annual reports through the
Universal Service Administrative
Company’s ‘‘My Portal’’ web interface,
with which all consortium applicants
are familiar. Filling out and submitting
these reports online will significantly
reduce the amount of time and
resources needed for consortium lead
entities to comply with the annual
reporting requirements of § 54.647 of the
Commission’s rules.
must be filed consistent with § 1.1206(b)
of the Commission’s rules). In
proceedings governed by § 1.49(f) of the
Commission’s rules or for which the
Commission has made available a
method of electronic filing, written ex
parte presentations and memoranda
summarizing oral ex parte
presentations, and all attachments
thereto, must be filed through the
electronic comment filing system
available for that proceeding, and must
be filed in their native format (e.g., .doc,
.xml, .ppt, searchable .pdf). Participants
in this proceeding should familiarize
themselves with the Commission’s ex
parte rules.
Federal Communications Commission.
Radhika Karmarkar,
Acting Deputy Chief, Telecommunication
Access Policy Division Wireline Competition
Bureau.
[FR Doc. 2014–21848 Filed 9–25–14; 8:45 am]
BILLING CODE 6712–01–P
f. Federal Rules That May Duplicate, or
Conflict With Proposed Rules
25. None.
DEPARTMENT OF TRANSPORTATION
C. Ex Parte
26. The proceeding this document
initiates shall be treated as a ‘‘permitbut-disclose’’ proceeding in accordance
with the Commission’s ex parte rules.
Persons making ex parte presentations
must file a copy of any written
presentation or a memorandum
summarizing any oral presentation
within two business days after the
presentation (unless a different deadline
applicable to the Sunshine period
applies). Persons making oral ex parte
presentations are reminded that
memoranda summarizing the
presentation must: (1) List all persons
attending or otherwise participating in
the meeting at which the ex parte
presentation was made, and (2)
summarize all data presented and
arguments made during the
presentation. If the presentation
consisted in whole or in part of the
presentation of data or arguments
already reflected in the presenter’s
written comments, memoranda or other
filings in the proceeding, the presenter
may provide citations to such data or
arguments in his or her prior comments,
memoranda, or other filings (specifying
the relevant page and/or paragraph
numbers where such data or arguments
can be found) in lieu of summarizing
them in the memorandum. Documents
shown or given to Commission staff
during ex parte meetings are deemed to
be written ex parte presentations and
49 CFR Part 223
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Federal Railroad Administration
[Docket No. FR–2012–0103]
RIN 2130–AC43
Safety Glazing Standards
Federal Railroad
Administration (FRA), Department of
Transportation (DOT).
ACTION: Notice of proposed rulemaking
(NPRM).
AGENCY:
FRA proposes to revise and
clarify existing regulations related to the
use of glazing materials in the windows
of locomotives, passenger cars, and
cabooses. This proposed rule would
reduce paperwork and other economic
burdens on the rail industry by
removing a stenciling requirement for
locomotives, passenger cars, and
cabooses that are required to be
equipped with glazing. This proposed
rule would also clarify the application
of the regulations to antiquated
equipment and to the end locations of
all equipment to provide more certainty
to the rail industry and more narrowly
address FRA’s safety concerns. FRA is
also proposing to clarify the definition
of passenger car and separately to
update the rule by removing certain
compliance dates that are no longer
necessary.
SUMMARY:
(1) Written comments must be
received by November 25, 2014.
Comments received after that date will
DATES:
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Agencies
[Federal Register Volume 79, Number 187 (Friday, September 26, 2014)]
[Proposed Rules]
[Pages 57853-57856]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2014-21848]
=======================================================================
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FEDERAL COMMUNICATIONS COMMISSION
47 CFR Part 54
[WC Docket No. 02-60; DA 14-853]
Wireline Competition Bureau Seeks Comment on Healthcare Connect
Fund Annual Reports
AGENCY: Federal Communications Commission.
ACTION: Proposed rule; solicitation of comments.
-----------------------------------------------------------------------
SUMMARY: In this document, the Wireline Competition Bureau (Bureau)
seeks comment on how best to measure the performance goals identified
in the Healthcare Connect Fund (HCF) Order and how to structure the
reports for funding year 2014 and beyond in efforts to assess progress
for broadband connectivity to eligible individual and consortium health
care provider applicants.
DATES: Comments are due on or before October 27, 2014. Reply comments
are due on or before November 10, 2014.
ADDRESSES: Pursuant to Sec. Sec. 1.415 and 1.419 of the Commission's
rules, 47 CFR 1.415 and 1.419, interested parties may file comments on
or before October 27, 2014 and reply comments on or before November 10,
2014. Comments are to reference WC Docket No. 02-60 and may be filed
using the Commission's Electronic Comment Filing System (ECFS). See
Electronic Filing of Documents in Rulemaking Proceedings, 63 FR 24121
(1998).
Electronic Filers: Comments may be filed electronically
using the Internet by accessing the ECFS: https://fjallfoss.fcc.gov/ecfs2/.
Paper Filers: Parties who choose to file by paper must
file an original and one of each filing.
Filings can be sent by hand or messenger delivery, by commercial
overnight courier, or by first-class or overnight U.S. Postal Service
mail. All filings must be addressed to the Commission's Secretary,
Office of the Secretary, Federal Communications Commission.
[cir] All hand-delivered or messenger-delivered paper filings for the
Commission's Secretary must be delivered to FCC Headquarters at 445
12th St. SW., Room TW-A325, Washington, DC 20554. The filing hours are
8:00 a.m. to 7:00 p.m. All hand deliveries must be held together with
rubber bands or fasteners. Any envelopes must be disposed of before
entering the building.
[cir] Commercial overnight mail (other than U.S. Postal Service Express
Mail and Priority Mail) must be sent to 9300 East Hampton Drive,
Capitol Heights, MD 20743.
[cir] U.S. Postal Service first-class, Express, and Priority mail must
be addressed to 445 12th Street SW., Washington, DC 20554.
In addition, we request that one copy of each pleading be sent to each
of the following:
[cir] Elizabeth McCarthy, Telecommunications Access Policy Division,
Wireline Competition Bureau, 445 12th Street SW., Room 5-A346,
Washington, DC 20554; email: Elizabeth.McCarthy@fcc.gov; and
[cir] Charles Tyler Telecommunications Access Policy Division, Wireline
Competition Bureau, 445 12th Street SW., Room 5-A452, Washington, DC
20554; email: Charles.Tyler@fcc.gov.
People with Disabilities: To request materials in
accessible formats for people with disabilities (braille, large print,
electronic files, audio format), send an email to fcc504@fcc.gov or
call the Consumer & Governmental Affairs Bureau at 202-418-0530
(voice), 202-418-0432 (tty).
FOR FURTHER INFORMATION CONTACT: Elizabeth McCarthy, Wireline
Competition Bureau at (202) 418-1529 or TTY (202) 418-0484.
SUPPLEMENTARY INFORMATION: This is a synopsis of a document released by
the Commission on June 19, 2014 in WC Docket No. 02-60, DA 14-853 . The
complete text of this document is available for inspection and copying
during normal business hours in the FCC Reference Information Center,
Portals II, 445 12th Street SW., Room CY-A257, Washington, DC 20554, or
at the following Internet address: https://apps.fcc.gov/
edocspublic/attachmatch/DA-14-853A1.pdf. The document may also
be purchased from the Commission's duplicating contractor, Best Copy
and Printing, Inc., 445 12th Street SW., Room CY-B402, Washington, DC
20554, telephone (800) 378-3160 or (202) 863-2893, facsimile (202) 863-
2898, or via the Internet at https://www.bcpiweb.com.
[[Page 57854]]
I. Introduction
1. The Wireline Competition Bureau (Bureau) seeks comment on how
best to measure the performance goals identified in the Rural Health
Care Support Mechanism HCF Order, FCC 12-150, 78 FR 13935, March 1,
2013 by optimizing the content and format of the annual reports filed
by the Rural Health Care Pilot Program (Pilot) and HCF consortium lead
entities. In the Order DA 14-854, the Bureau waived the annual
reporting requirements for Pilot and HCF consortium lead entities for
funding year 2013; thus, we seek comment on how to structure these
reports for funding year 2014 and beyond.
2. In December 2012, the Federal Communications Commission
(Commission) created the Healthcare Connect Fund (HCF) to direct
universal service support for broadband connectivity to eligible
individual and consortium health care provider applicants. As part of
the new HCF program, the Commission adopted performance goals, and
annual reporting requirements to measure progress towards those goals,
for Pilot and HCF consortium lead entities under Sec. 54.647 of the
Commission's rules.
II. Discussion
3. In the HCF Order, the Commission identified three performance
goals for the newly constituted HCF: (1) To increase access to
broadband for health care providers (HCPs); (2) to foster the
development and deployment of broadband health care networks; and (3)
to minimize the burden on the federal universal service fund by
ensuring the cost-effectiveness of the program. To ensure that the data
collected appropriately assess whether these performance goals are
being met while also minimizing the burden on program participants, the
Commission delegated to the Bureau the authority ``to work with [the
Universal Service Administrative Company (USAC)] to accomplish these
tasks, and to modify specific reporting requirements.'' In keeping with
this delegation of authority, we seek comment on how best to collect
the types of data identified in the HCF Order and described in more
detail below.
4. To measure progress toward the first goal of increased access,
we propose to collect data on: The extent to which program participants
subscribe to higher levels of broadband over time; participation in HCF
relative to the universe of eligible participants; the bandwidths
obtained by different types of HCPs; and whether those bandwidths are
sufficient for their needs. Specifically, we propose that consortium
lead entities collect the following information on these data points:
anticipated increases in bandwidth or service level upgrades for HCPs
on their networks and whether their service agreements allow for such
increases; the average bandwidth obtained per HCP site and price paid
per megabyte, categorized by HCP type; potential growth of the network
categorized by number and type of HCPs; the number of outages and
duration of time when service is unavailable, to the extent that data
is already being collected; and the types of technologies consortia use
to receive service (e.g., fiber, coaxial cable, copper, wireless or
satellite). We seek comment on the benefits and burdens of including
such information in the annual reports. Are there additional data
points that would prove useful to the Bureau in measuring progress
toward the first goal for HCF?
5. In evaluating progress toward the second goal--fostering
development and deployment of broadband health care networks--we
propose to collect data on: the extent to which eligible HCPs
participating in HCF are connected to other HCPs through broadband
health care networks; the reach of broadband health care networks
supported by our programs, including connections to those networks by
eligible and non-eligible HCP sites; and how program participants use
their broadband connections to deliver health care, including whether
and to what extent HCPs are engaging in telemedicine, exchanging
electronic health records (EHRs), or participating in health
information exchanges, remote training, and other telehealth
applications.
6. Finally, to assess progress toward the third goal of maximizing
the cost-effectiveness of the HCF program, we propose to collect data
on: the cost of administering the program as compared to funds
disbursed to program participants; the prices and speeds of the
broadband connections supported by HCF; and the number and nature of
all responsive bids received through the competitive bidding process,
as well as an explanation of how each winning bid was chosen. Should we
allow filers to request that competitively sensitive information
submitted during the competitive bidding process be treated as
confidential? We seek comment on these proposals and on how best to
obtain these data.
7. It is important to note that HCF was designed so that the forms
used to apply and receive services in the program, FCC Forms 460, 461,
462 and 463, also collect data that may be used to evaluate progress
towards the program's goals. In addition to the proposed collections
listed above, what other data points would be most useful to the
Commission in measuring its performance goals for HCF, and how easily
can HCPs or consortium lead entities provide them? We have a particular
interest in quantitative data that will allow the Commission to monitor
trends as HCF evolves. The HCF Order expressed a preference for
collecting data, to the extent feasible, through automated interfaces
on USAC's web portal. We thus propose to collect the consortium annual
reports required by Sec. 54.647 of the Commission's rules through
USAC's ``My Portal'' web interface. We seek comment on which data
points would lend themselves particularly well to such automated
collection and, conversely, whether there are any types of information
that would be ill-suited for collection through a simple web interface.
Finally, we seek comment on ways to minimize any burden imposed on
filers.
III. Procedural Matters
A. Paperwork Reduction Act
8. The document does not contain new or modified information
collection requirements subject to the Paperwork Reduction Act of 1995
(PRA), Public Law 104-13. In addition, therefore, it does not contain
any new or modified information collection burden for small business
concerns with fewer than 25 employees, pursuant to the Small Business
Paperwork Relief Act of 2002, Public Law 107-198, see 44 U.S.C.
3506(c)(4).
B. Initial Regulatory Flexibility Analysis
9. Pursuant to the Regulatory Flexibility Act (RFA), the Commission
has prepared this Initial Regulatory Flexibility Analysis (IRFA) of the
possible significant economic impact on small entities by the policies
and rules proposed in this Public Notice. Written public comments are
requested on this IRFA. Comments must be identified as responses to the
IRFA and must be filed on or before October 27, 2014. The Commission
will send a copy of the Public Notice, including the IRFA, to the Chief
Counsel for Advocacy of the Small Business Administration. In addition,
the document and IRFA (or summaries thereof) will be published in the
Federal Register.
[[Page 57855]]
a. Need for, and Objectives of, the Document
10. On December 12, 2012, the Commission adopted rules that
reformed its system of universal service support mechanisms for health
care providers (HCPs) and created the HCF. Among other rules, the
Commission adopted a requirement that consortium lead entities in HCF
submit annual reports to provide the Commission with the ability to
measure progress toward the performance goals the Commission identified
for HCF. These goals include: (1) Increased access to broadband for
HCPs; (2) development and deployment of broadband health care networks;
and (3) reduced burden on the Universal Service Fund by ensuring the
cost-effectiveness of the program.
11. This document is a part of the Commission's ongoing effort to
implement and improve the reforms adopted in the HCF Order. In it, we
propose to collect needed data in a way that will: (1) Allow the
Commission to evaluate the efficacy of HCF in meeting the three
performance goals identified in the HCF Order; and (2) minimize the
burden on consortium lead entities, many of which may be small entities
within the meaning of the RFA.
b. Legal Basis
12. This document is authorized under sections 1, 2, 4(i), and 254
of the Communications Act of 1934, as amended, 47 U.S.C. 151, 152,
154(i), 254, and Sec. 54.647 of the Commission's rules, 47 CFR 54.647.
c. Description and Estimate of the Number of Small Entities to Which
Rules Will Apply
13. The RFA directs agencies to provide a description of and, where
feasible, an estimate of the number of small entities that may be
affected by the proposed rules, if adopted. The RFA generally defines
the term ``small entity'' as having the same meaning as the terms
``small business,'' ``small organization,'' and ``small governmental
jurisdiction.'' In addition, the term ``small business'' has the same
meaning as the term ``small business concern'' under the Small Business
Act. A small business concern is one that: (1) Is independently owned
and operated; (2) is not dominant in its field of operation; and (3)
satisfies any additional criteria established by the SBA. Nationwide,
there are a total of approximately 29.6 million small businesses,
according to the SBA. A ``small organization'' is generally ``any not-
for-profit enterprise which is independently owned and operated and is
not dominant in its field.'' Nationwide, as of 2002, there were
approximately 1.6 million small organizations. The term ``small
governmental jurisdiction'' is defined generally as ``governments of
cities, towns, townships, villages, school districts, or special
districts, with a population of less than fifty thousand.'' Census
Bureau data for 2002 indicate that there were 87,525 local governmental
jurisdictions in the United States. We estimate that, of this total,
84,377 entities were ``small governmental jurisdictions.'' Thus, we
estimate that most governmental jurisdictions are small.
14. Small entities potentially affected by the proposals herein
include eligible rural non-profit and public HCPs.
15. Rural Health Care Providers. Section 254(h)(7)(B) of the Act
defines the term ``health care provider'' and sets forth seven
categories of health care providers eligible to receive universal
service support. In addition, non-profit entities that act as ``health
care providers'' on a part-time basis are eligible to receive prorated
support and we have no ability to quantify how many potential eligible
applicants fall into this category.
16. As noted earlier, non-profit businesses and small governmental
units are considered ``small entities'' within the RFA. In addition, we
note that census categories and associated generic SBA small business
size categories provide the following descriptions of small entities.
The broad category of Ambulatory Health Care Services consists of
further categories and the following SBA small business size standards.
The categories of small business providers with annual receipts of $7
million or less consists of: Offices of Dentists; Offices of
Chiropractors; Offices of Optometrists; Offices of Mental Health
Practitioners (except Physicians); Offices of Physical, Occupational
and Speech Therapists and Audiologists; Offices of Podiatrists; Offices
of All Other Miscellaneous Health Practitioners; and Ambulance
Services. The category of such providers with $10 million or less in
annual receipts consists of: Offices of Physicians (except Mental
Health Specialists); Family Planning Centers; Outpatient Mental Health
and Substance Abuse Centers; Health Maintenance Organization Medical
Centers; Freestanding Ambulatory Surgical and Emergency Centers; All
Other Outpatient Care Centers, Blood and Organ Banks; and All Other
Miscellaneous Ambulatory Health Care Services. The category of such
providers with $13.5 million or less in annual receipts consists of:
Medical Laboratories; Diagnostic Imaging Centers; and Home Health Care
Services. The category of Ambulatory Health Care Services providers
with $34.5 million or less in annual receipts consists of Kidney
Dialysis Centers. For all of these Ambulatory Health Care Service
Providers, census data indicate that there are a combined total of
368,143 firms that operated for all of 2002. Of these, 356,829 had
receipts for that year of less than $5 million. In addition, an
additional 6,498 firms had annual receipts of $5 million to $9.99
million; and additional 3,337 firms had receipts of $10 million to
$24.99 million; and an additional 865 had receipts of $25 million to
$49.99 million. We therefore estimate that virtually all Ambulatory
Health Care Services providers are small, given SBA's size categories.
We note, however, that our rules affect non-profit and public
healthcare providers, and many of the providers noted above would not
be considered ``public'' or ``non-profit.'' In addition, we have no
data specifying the numbers of these health care providers that are
rural and meet other criteria of the Act.
17. The broad category of Hospitals consists of the following
categories, with an SBA small business size standard of annual receipts
of $34.5 million or less: General Medical and Surgical Hospitals,
Psychiatric and Substance Abuse Hospitals; and Specialty (Except
Psychiatric and Substance Abuse) Hospitals. For these health care
providers, census data indicate that there is a combined total of 3,800
firms that operated for all of 2002, of which 1,651 had revenues of
less than $25 million, and an additional 627 firms had annual receipts
of $25 million to $49.99 million. We therefore estimate that most
Hospitals are small, given SBA's size categories. In addition, we have
no data specifying the numbers of these health care providers that are
rural and meet other criteria of the Act.
18. The broad category of Social Assistance consists, inter alia,
of the category of Emergency and Other Relief Services, with a small
business size standard of annual receipts of $7 million or less. For
these health care providers, census data indicate that there were a
total of 55 firms that operated for all of 2002. All of these firms had
annual receipts of below $1 million. We therefore estimate that all
such firms are small, given SBA's size standard. In addition, we have
no data specifying the numbers of these health care providers that are
rural and meet other criteria of the Act.
[[Page 57856]]
d. Description of Projected Reporting, Recordkeeping, and Other
Compliance Requirements for Small Entities
19. The reporting requirements proposed in this document could have
an impact on small entities. However, even though the proposals may
impose some financial burden on smaller entities, the Commission
believes these requirements are necessary to ensure that progress
toward the stated goals of HCF can be measured.
20. The document seeks comment on the data collection process for
the consortium annual reports that will allow the Commission to measure
progress in increasing HCP access to broadband, fostering the
development and deployment of health care broadband networks, and
ensuring the cost-effectiveness of HCF.
e. Steps Taken To Minimize Significant Economic Impact on Small
Entities, and Significant Alternatives Considered
21. The RFA requires an agency to describe any significant
alternatives that it has considered in reaching its approach, which may
include the following four alternatives, among others: (1) The
establishment of differing compliance or reporting requirements or
timetables that take into account the resources available to small
entities; (2) the clarification, consolidation, or simplification of
compliance or reporting requirements under the rule for small entities;
(3) the use of performance, rather than design, standards; and (4) an
exemption from coverage of the rule, or any part thereof, for small
entities.
22. In this document, we make a number of proposals that may have
an economic impact on small entities that participate in the universal
service support mechanism for HCPs. Specifically, as addressed above,
we seek comment on collecting data to measure the Commission's goals
that HCF identified: (1) Increase access to high-speed broadband for
eligible HCPs; (2) foster the development and deployment of health care
broadband networks; and (3) reduce the burden on the Universal Service
Fund by ensuring the cost-effectiveness of the program. If adopted,
these proposals will provide the Commission with much-needed data to
assess the efficacy of HCF in achieving these goals and to inform any
potential future reforms to the program.
23. In seeking to minimize the burdens imposed on small entities
where doing so does not compromise the goals of the universal service
mechanism, we have invited comment on how these proposals might be made
less burdensome for small entities. We again invite commenters to
discuss the benefits of such changes on small entities and whether
these benefits are outweighed by resulting costs to rural HCPs that
might also be small entities. We anticipate that the record will
reflect whether the overall benefits of the proposed annual report
contents would outweigh any burden on small entities and suggest ways
in which the Commission could further lessen the overall burdens on
small entities. We encourage small entities to comment.
24. To minimize the economic impact on consortium lead entities, we
propose to collect the annual reports through the Universal Service
Administrative Company's ``My Portal'' web interface, with which all
consortium applicants are familiar. Filling out and submitting these
reports online will significantly reduce the amount of time and
resources needed for consortium lead entities to comply with the annual
reporting requirements of Sec. 54.647 of the Commission's rules.
f. Federal Rules That May Duplicate, or Conflict With Proposed Rules
25. None.
C. Ex Parte
26. The proceeding this document initiates shall be treated as a
``permit-but-disclose'' proceeding in accordance with the Commission's
ex parte rules. Persons making ex parte presentations must file a copy
of any written presentation or a memorandum summarizing any oral
presentation within two business days after the presentation (unless a
different deadline applicable to the Sunshine period applies). Persons
making oral ex parte presentations are reminded that memoranda
summarizing the presentation must: (1) List all persons attending or
otherwise participating in the meeting at which the ex parte
presentation was made, and (2) summarize all data presented and
arguments made during the presentation. If the presentation consisted
in whole or in part of the presentation of data or arguments already
reflected in the presenter's written comments, memoranda or other
filings in the proceeding, the presenter may provide citations to such
data or arguments in his or her prior comments, memoranda, or other
filings (specifying the relevant page and/or paragraph numbers where
such data or arguments can be found) in lieu of summarizing them in the
memorandum. Documents shown or given to Commission staff during ex
parte meetings are deemed to be written ex parte presentations and must
be filed consistent with Sec. 1.1206(b) of the Commission's rules). In
proceedings governed by Sec. 1.49(f) of the Commission's rules or for
which the Commission has made available a method of electronic filing,
written ex parte presentations and memoranda summarizing oral ex parte
presentations, and all attachments thereto, must be filed through the
electronic comment filing system available for that proceeding, and
must be filed in their native format (e.g., .doc, .xml, .ppt,
searchable .pdf). Participants in this proceeding should familiarize
themselves with the Commission's ex parte rules.
Federal Communications Commission.
Radhika Karmarkar,
Acting Deputy Chief, Telecommunication Access Policy Division Wireline
Competition Bureau.
[FR Doc. 2014-21848 Filed 9-25-14; 8:45 am]
BILLING CODE 6712-01-P