Amendments To Modernize and Clarify the Commission's Rules Concerning Construction, Marking and Lighting of Antenna Structures, 56968-56987 [2014-22772]
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Federal Register / Vol. 79, No. 185 / Wednesday, September 24, 2014 / Rules and Regulations
VI. Statutory and Executive Order
Reviews
This final rule establishes tolerances
under FFDCA section 408(d) in
response to a petition submitted to the
Agency. The Office of Management and
Budget (OMB) has exempted these types
of actions from review under Executive
Order 12866, entitled ‘‘Regulatory
Planning and Review’’ (58 FR 51735,
October 4, 1993). Because this final rule
has been exempted from review under
Executive Order 12866, this final rule is
not subject to Executive Order 13211,
entitled ‘‘Actions Concerning
Regulations That Significantly Affect
Energy Supply, Distribution, or Use’’ (66
FR 28355, May 22, 2001) or Executive
Order 13045, entitled ‘‘Protection of
Children from Environmental Health
Risks and Safety Risks’’ (62 FR 19885,
April 23, 1997). This final rule does not
contain any information collections
subject to OMB approval under the
Paperwork Reduction Act (PRA) (44
U.S.C. 3501 et seq.), nor does it require
any special considerations under
Executive Order 12898, entitled
‘‘Federal Actions to Address
Environmental Justice in Minority
Populations and Low-Income
Populations’’ (59 FR 7629, February 16,
1994).
Since tolerances and exemptions that
are established on the basis of a petition
under FFDCA section 408(d), such as
the tolerances in this final rule, do not
require the issuance of a proposed rule,
the requirements of the Regulatory
Flexibility Act (RFA) (5 U.S.C. 601 et
seq.), do not apply.
This final rule directly regulates
growers, food processors, food handlers,
and food retailers, not States or tribes,
nor does this action alter the
relationships or distribution of power
and responsibilities established by
Congress in the preemption provisions
of FFDCA section 408(n)(4). As such,
the Agency has determined that this
action will not have a substantial direct
effect on States or tribal governments,
on the relationship between the national
government and the States or tribal
governments, or on the distribution of
power and responsibilities among the
various levels of government or between
the Federal Government and Indian
tribes. Thus, the Agency has determined
that Executive Order 13132, entitled
‘‘Federalism’’ (64 FR 43255, August 10,
1999) and Executive Order 13175,
entitled ‘‘Consultation and Coordination
with Indian Tribal Governments’’ (65 FR
67249, November 9, 2000) do not apply
to this final rule. In addition, this final
rule does not impose any enforceable
duty or contain any unfunded mandate
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as described under Title II of the
Unfunded Mandates Reform Act of 1995
(UMRA) (2 U.S.C. 1501 et seq.).
This action does not involve any
technical standards that would require
Agency consideration of voluntary
consensus standards pursuant to section
12(d) of the National Technology
Transfer and Advancement Act of 1995
(NTTAA) (15 U.S.C. 272 note).
VII. Congressional Review Act
Pursuant to the Congressional Review
Act (5 U.S.C. 801 et seq.), EPA will
submit a report containing this rule and
other required information to the U.S.
Senate, the U.S. House of
Representatives, and the Comptroller
General of the United States prior to
publication of the rule in the Federal
Register. This action is not a ‘‘major
rule’’ as defined by 5 U.S.C. 804(2).
(d) Indirect or inadvertant residues.
[Reserved]
[FR Doc. 2014–22466 Filed 9–23–14; 8:45 am]
BILLING CODE 6560–50–P
FEDERAL COMMUNICATIONS
COMMISSION
47 CFR Parts 0, 1, and 17
[WT Docket No. 10–88; RM 11349; FCC 14–
117]
Amendments To Modernize and Clarify
the Commission’s Rules Concerning
Construction, Marking and Lighting of
Antenna Structures
Federal Communications
Commission.
ACTION: Final rule.
AGENCY:
In this document, the Federal
Communications Commission (FCC)
streamlines and eliminates outdated
Environmental protection,
provisions of the Commission’s rules
Administrative practice and procedure,
governing the construction, marking,
Agricultural commodities, Pesticides
and lighting of antenna structures.
and pests, Reporting and recordkeeping
DATES: Effective October 24, 2014 except
requirements.
for the amendments to 47 CFR 17.4,
Dated: September 11, 2014.
17.48, and 17.49, which contain
Jack Housenger,
information collection requirements that
Director, Office of Pesticide Programs.
have not been approved by the Office of
Management and Budget (OMB). The
Therefore, 40 CFR chapter I is
Commission will publish a document in
amended as follows:
the Federal Register announcing the
effective date of these amendments.
PART 180—[AMENDED]
FOR FURTHER INFORMATION CONTACT:
■ 1. The authority citation for part 180
Michael Smith of the Spectrum and
continues to read as follows:
Competition Policy Division, Wireless
Telecommunications Bureau, (202) 418–
Authority: 21 U.S.C. 321(q), 346a and 371.
0584, MichaelC.Smith@fcc.gov.
■ 2. Section 180.680 is added to to
SUPPLEMENTARY INFORMATION: This is a
subpart C to read as follows:
summary of the part 17 Report and
Order, RM 11349, WT Docket No. 10–
§ 180.680 Fluensulfone; tolerances for
88, FCC 14–117, adopted and released
residues.
August 8, 2014. The full text of the part
(a) General. Tolerances are
17 Report and Order is available for
established for residues of the
inspection and copying during business
nematicide fluensulfone, including its
metabolites and degradates, in or on the hours in the FCC Reference Information
Center, Portals II, 445 12th Street SW.,
commodities in the table below.
Room CY–A257, Washington, DC 20554.
Compliance with the tolerance levels
Also, it may be purchased from the
specified below is to be determined by
Commission’s duplicating contractor at
measuring only 3,4,4-trifluoro-but-3Portals II, 445 12th Street SW., Room
ene-1-sulfonic acid, calculated as the
CY–B402, Washington, DC 20554; the
stoichiometric equivalent of
contractor’s Web site, https://
fluensulfone.
www.bcpiweb.com; or by calling (800)
378–3160, facsimile (202) 488–5563, or
Parts per
Commodity
email FCC@BCPIWEB.com. Copies of
million
the part 17 Report and Order also may
Vegetables, cucurbits, group 9 ...
0.50 be obtained via the Commission’s
Vegetables, fruiting, group 8–10
0.50 Electronic Comment Filing System
(ECFS) by entering the docket number
(b) Section 18 emergency exemptions. WT Docket No. 10–88. Additionally, the
[Reserved]
complete item is available on the
(c) Tolerances with regional
Federal Communications Commission’s
registrations. [Reserved]
Web site at https://www.fcc.gov.
SUMMARY:
List of Subjects in 40 CFR Part 180
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Federal Register / Vol. 79, No. 185 / Wednesday, September 24, 2014 / Rules and Regulations
I. Background
1. The Communications Act of 1934,
as amended (the Act) grants the
Commission authority to require
painting and/or lighting of radio towers
that may constitute a hazard to air
navigation. Part 17 of the Commission’s
rules prescribes certain procedures for
antenna structure registration (ASR) and
sets forth standards to determine
whether a structure may impact air
navigation, consistent with
recommendations made by the Federal
Aviation Administration (FAA). In
particular, the Commission requires
antenna structure owners to register and
exercise primary responsibility for
painting and lighting of antenna
structures meeting the registration
criteria. To ensure the ongoing
compliance of antenna structures with
marking and lighting requirements, part
17 also prescribes rules governing the
maintenance of the marking and lighting
on antenna structures, including routine
inspection obligations.
Under the current part 17 rules, any
proposed or existing antenna structure
that requires notice of proposed
construction to the FAA must be
registered with the Commission. As a
result, the Commission exercises joint,
and in some circumstances overlapping
oversight with the FAA of certain
antenna structures. All antenna
structures that are subject to part 17
rules are therefore also subject to the
FAA’s part 77 rules concerning the
safety of the navigable airspace. Under
its rules, the FAA requires notification
for the construction or alteration of any
antenna structure that exceeds 60.96
meters (200 feet) in height above ground
level, or where certain other conditions
are met, including proximity to an
airport runway. Antenna structure
owners must file a form with the FAA,
and that agency in turn determines
whether the construction or alteration is
subject to lighting or marking
specifications prescribed in the current
version of an FAA Advisory Circular
entitled Obstruction Marking, and
Lighting.
Obstruction Marking and Lighting.
The FAA sends an acknowledgment to
the antenna structure owner describing
how the structure should be marked and
lighted, which constitutes an FAA study
and determination of no hazard to air
navigation. This means that the FAA
has determined that the structure will
not pose a hazard to aircraft provided
that the structure is marked and/or
lighted consistent with its
recommendations.
2. In order to register the structure
with the Commission, the antenna
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structure owner must submit the FAA’s
study and a no hazard determination,
along with FCC Form 854. The
Commission then verifies with the FAA
the accuracy of the marking and lighting
specifications provided by the
applicant. If the Commission accepts the
application, it issues an ASR form
(Form 854R), which typically
incorporates the FAA’s no hazard
marking and/or lighting specifications
and assigns the antenna an ASR
number. Once an antenna structure is
registered, its owner must ensure that
the structure complies with all of the
relevant FAA chapters specified on the
registration, or the owner may be subject
to Commission enforcement action. No
changes to the specifications in the ASR
are permitted without prior approval
from both the FAA and the Commission;
owners wishing to change an antenna
structure’s specifications must first seek
FAA approval, and only then may they
file a request with the Commission to
amend the ASR. Prior to changing the
marking or lighting on the structure,
antenna structure owners must receive
an amended ASR form from the
Commission incorporating the change.
3. In 2010, the Commission initiated
a proceeding to update and modernize
its part 17 rules to improve compliance
and enforcement objectives, and to
eliminate outdated and burdensome
requirements that may no longer serve
safety objectives. In the Notice of
Proposed Rulemaking (NPRM), the
Commission proposed amendments to
the part 17 rules, including harmonizing
these rules with FAA rules where
appropriate. Among other proposals, the
Commission sought comment on
potential changes to the part 17 rules
governing ASR and marking and
lighting specifications, as well as
inspection and maintenance of lighting
and painting requirements. These issues
were raised in the 2004 Biennial
Review, and in a subsequent Petition for
Rulemaking filed by PCIA—The
Wireless Infrastructure Association
(PCIA) to modernize and clarify the part
17 rules.
II. Discussion
4. In the part 17 Report and Order, the
Commission adopts numerous revisions
to its part 17 rules to simplify
procedures and clarify the obligations of
antenna structure owners in order to
ensure air safety. The steps the
Commission takes to streamline its rules
will improve efficiency and reduce
regulatory burdens, which the
Commission anticipates may enhance
compliance and air safety. The
Commission first streamlines several
requirements regarding the ASR process
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to remove conflicting or ambiguous
rules. Among these changes, the
Commission harmonizes its rules with
FAA recommendations on antenna
structure lighting and marking
specifications, construction notification
requirements, and the accuracy of data
that antenna structure owners must
provide. The Commission updates its
rules regarding the maintenance of
antenna structure painting and lighting.
Specifically, the Commission exempts
owners that use robust, modern
monitoring systems from the quarterly
inspection requirement. The
Commission also improves its lighting
outage notification requirements,
standardizes repair timelines,
harmonizes its requirements to maintain
painting with current FAA publications,
and removes outdated provisions from
its part 17 rules.
5. To help ensure that its rules
continue to reflect current FAA
guidelines and publications, the
Commission further delegates
rulemaking authority to the Wireless
Telecommunications Bureau (WTB) to
make nonsubstantive, editorial revisions
to the Commission’s part 17 rules to
reflect future FAA rule changes and
recommendations after providing an
opportunity for notice and comment.
The Commission anticipates that this
limited delegation of authority will help
to mitigate conflicts that may arise as a
result of other rulemakings or new
recommendations by the FAA, and will
allow the Commission to more rapidly
address situations where its rules may
diverge from FAA requirements.
A. Antenna Structure Registration and
Specifications
6. In the (NPRM), the Commission
proposed several revisions to its rules
governing the ASR process to update
and modernize them while ensuring the
safety of pilots and aircraft passengers.
In particular, the (NPRM) proposed to
clarify requirements and harmonize
them with current FAA rules. The part
17 rules that the Commission revises
overlap in significant respects with FAA
rules, reflecting its shared responsibility
to ensure that the infrastructure the
Commission regulates does not pose a
risk to public safety. Diverging
requirements create unnecessary
ambiguity for antenna structure owners
attempting to comply with both sets of
rules which ultimately harm the public
interest. Accordingly, in the actions the
Commission takes, it seeks to provide
clarity to antenna structure owners and,
where appropriate, defer to the FAA on
matters of air safety.
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1. Antenna Structure Marking and
Lighting Specifications
a. Provisions Governing Specification of
Marking and Lighting
7. Background. The part 17 rules
provide criteria regarding which
antenna structures require painting and
lighting. Whenever painting or lighting
is required, the rules provide that
antenna structures must conform to the
painting and lighting recommendations
provided by the FAA in its
determination of no hazard, as
referenced in two FAA Advisory
Circulars (from 1996 and 1995,
respectively). The rules also provide
that the Commission will generally
conform its lighting and marking
specifications to those set forth in these
two FAA Advisory Circulars, but that it
may specify different requirements for
individual structures. In the (NPRM),
the Commission proposed to clarify that
the FAA’s recommended specifications
are generally mandatory, but that the
Commission may specify additional or
different requirements, and that no
changes may be made to the lighting or
marking specifications on an ASR
without prior FAA and Commission
approval. The Commission also
proposed modifications to these rules to
simply reference FAA marking and
lighting requirements rather than
specifying particular FAA publications.
8. Discussion. The Commission
revises its rules to eliminate any
reference to older FAA Advisory
Circulars, and instead require structure
owners to comply with the FAA’s no
hazard determination and associated
study for a structure in establishing
painting and lighting specifications. The
Commission finds that this revision to
its rules will serve the public interest
because it streamlines and clarifies the
requirements applicable to structure
owners. The Commission agrees with
commenters that reference in its rules,
to outdated FAA Advisory Circulars
could cause confusion, and that
eliminating specific references to FAA
publications will clarify the lighting and
marking obligations of antenna structure
owners should any FAA Advisory
Circulars change in the future.
Requiring structure owners to comply
with the FAA’s no hazard determination
and associated study when establishing
painting and lighting specifications for
a structure ensures a level of
consistency between the Commission’s
rules and the FAA’s rules and policies.
However, consistent with the
Commission’s proposal in the (NPRM),
the Commission modifies 47 CFR 17.4
of its rules to clarify that the
Commission retains the right, in its
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discretion, to impose additional or
different lighting and marking
requirements to ensure structures do not
pose an air hazard. Further, the
Commission clarifies that no changes
may be made to the lighting or marking
specifications on an ASR without prior
approval from both the FAA and the
Commission. No commenters opposed
either of these proposals. The
Commission finds that these
clarifications are appropriate in order to
limit the possibility of confusion among
antenna structure owners and to fulfill
its statutory obligation to ensure that
antenna structures have appropriate
marking and lighting so as not to pose
a menace to air navigation.
9. The Commission declines to adopt
the proposal from the Conservation
Groups to expressly reference any FAA
Advisory Circulars or other relevant
policy documents that may address
antenna structure owners’ latitude to
adopt lighting configurations that
reduce adverse effects to birds and
wildlife, consistent with aircraft
navigation safety. Notwithstanding
concerns regarding the effect of antenna
structure lighting on wildlife,
referencing particular circulars in the
Commission’s rules could lead to
confusion, given the likelihood that the
requirements or policies reflected in
these publications will evolve over time.
Furthermore, the FAA has not yet
revised its Advisory Circulars to reflect
the availability of new lighting
configurations that do not employ
steady-burning lights, and so citing to
the current publications will not
address the concerns of conservation
advocates. Under the Commission’s
revised rules, antenna structure owners
may still be able to change their lighting
configurations to those that reduce
impact on birds and wildlife, consistent
with current or future FAA
recommendations. The Commission
notes that it previously encouraged
antenna structure owners and
conservation advocates to work together
to reduce negative effects on wildlife,
and the Commission’s rules specifically
require an Environmental Assessment
(EA) for avian effects of antenna
structures exceeding certain heights
pending a final determination as to
what, if any, permanent measures
should be adopted specifically for the
protection of migratory birds.
b. Retroactive Application of New
Specifications
10. Background. The Commission’s
rules provide an exemption to the
lighting and marking requirements for
previously authorized antenna
structures, and provide that changes in
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the FAA circulars do not impose new
restrictions upon existing structures. In
the (NPRM), the Commission proposed
to delete these exemptions as
unnecessary in light of the proposal to
remove references to specific circulars,
as described above. The (NPRM) also
sought comment on a proposal
clarifying that lighting and marking
requirements do not change unless the
FAA recommends new specifications
for a particular structure. The
Commission asked whether, in the
alternative, it should instead have the
flexibility to apply any new standards
retroactively in the event that the FAA
changes its standards.
11. Discussion. The Commission
revises its rules to clarify that it
generally will not require existing
antenna structures to comply with any
new lighting and marking requirements
unless the FAA mandates application of
such changes with regard to a particular
structure. In addition, the Commission
deletes the exemption to the lighting
and marking requirements in its current
rules for previously authorized
structures, because the revisions the
Commission adopts make those
exemptions unnecessary. The
Commission notes that this approach is
consistent with the one taken by the
FAA, the expert agency on air safety.
Moreover, the Commission agrees with
commenters that applying new marking
and lighting guidelines retroactively to
existing structures could be extremely
burdensome, both in economic costs to
owners that would be required to
update existing equipment or purchase
new equipment, and in Commission
resources that would be necessary to
handle the large influx of ASR filings.
The Commission finds that, on balance,
the costs associated with retroactive
application of new lighting and marking
specifications outweigh any limited
corresponding benefit. The Commission
will, however, require antenna structure
owners to comply with any new
specifications that the FAA
recommends for particular structures,
consistent with PCIA’s proposal. This
approach will ensure that particular
safety needs are met without unduly
burdening industry and agency
resources.
12. Conservation Groups is the sole
commenter to oppose this proposal. It
urges the Commission to retroactively
impose new specifications requiring the
extinguishment of certain steady
burning lights as a result of
recommendations from the FAA 2012
Conspicuity Study. While the
Commission understands the concerns
of Conservation Groups regarding the
effect of antenna structure lighting on
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wildlife, the FAA has not yet updated
its Advisory Circulars to reflect the
outcome of the study. The Commission
will monitor any future determination
that the FAA makes on whether to
retroactively apply changes to the
Advisory Circular’s marking and
lighting specifications resulting from the
2012 Conspicuity Study. Moreover, as
previously discussed, the Commission
will continue to encourage antenna
structure owners to mitigate any adverse
impact to wildlife and will consider any
such impact through its EA review
process.
2. Accuracy of Height and Location Data
13. Background. Under the existing
rules, alteration of an existing antenna
structure requires the owner to obtain a
new registration prior to alteration.
However, the rules do not define what
constitutes an alteration requiring
registration. In the (NPRM), the
Commission proposed to add new
language specifying that any change in
height of one foot or greater, or any
change in coordinates of one second or
greater, requires prior approval from
both the FAA and the Commission. The
Commission also sought comment on
whether to require the height and
location data to be accurate to within
one foot and one second of latitude and
longitude, respectively, and whether to
require that a specific survey
methodology (e.g., GPS) be used when
conducting measurements.
14. Discussion. The Commission
amends the rules to require its prior
approval for any change or correction of
one foot or greater in height, or one
second or greater in location, as
compared to the height or location data
provided on the antenna structure’s
ASR form. As NTCA notes, requiring
supplemental notice for such changes in
height or location codifies existing
industry practice, and the Commission
concludes this requirement will
reinforce air safety. While some
commenters propose different height or
location standards, as noted above,
changes in height of one foot or greater,
or in location of one second or greater,
requires a new aeronautical study and
determination of no hazard by the FAA.
The Commission defers to the FAA’s
expertise on these matters in finding
that these requirements are sufficient to
help ensure air safety. On balance, the
Commission concludes that
harmonizing its standards for when
changes in height or location require
supplemental notice with the FAA’s
requirement for when a new study is
required is in the public interest, as it
provides greater clarity to structure
owners without harming air safety.
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15. The Commission also declines to
impose a requirement that antenna
structure owners use specific survey
methods when conducting site
measurements or that height
measurements must be accurate within
one foot and coordinates accurate
within one second of latitude or
longitude. Instead, the Commission will
continue to defer to the FAA, and will
require antenna structure owners to
provide height and location
measurements matching those provided
to the FAA in their applications.
Commenters overwhelmingly oppose
both the Commission applying its own
accuracy standards, and requiring a
particular survey method. The
Commission concludes that adopting
accuracy standards or survey methods
that differ from those required by the
FAA may be unduly burdensome and
could cause confusion, which in turn
could discourage compliance and
ultimately harm air safety. While
requiring its own accuracy standards, or
mandating the use of particular survey
methods (e.g., GPS) could improve the
accuracy of information that the
Commission keeps on file, it is the
Commission’s goal to harmonize its
approach with the FAA’s where doing
so will not harm air safety. From the
record, the Commission is convinced
that the standards set by the FAA, as the
expert agency on air safety, are
sufficient here. Further, generally
requiring compliance with existing FAA
guidelines rather than codifying the
FAA’s current standard will avoid
confusion and allow the Commission’s
rules to keep pace with FAA policies as
they evolve over time.
3. Notification of Construction or
Dismantlement
16. Background. The part 17 rules
currently require the owner of an
antenna structure to notify the
Commission within 24 hours of
construction or dismantlement, and to
notify the Commission immediately of
changes in height or ownership. FAA
rules generally require owners to file
supplemental notice within five days of
the time that a construction or alteration
of a structure reaches its greatest height,
a proposed construction or alteration is
abandoned, or a construction or
alteration is dismantled or destroyed. In
its petition for rulemaking, PCIA
proposed that the Commission
harmonize its notification requirements
with FAA rules, modifying the
notification windows to five days. In the
(NPRM), the Commission tentatively
rejected these proposed changes, noting
that commenters had not cited relevant
FAA requirements nor explained why
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these would be appropriate for the
Commission’s purposes.
17. Discussion. The Commission
modifies its rules regarding
supplemental notification of
construction, changes, or dismantlement
to require that the owner of an antenna
structure shall notify the Commission
within five days of when a construction
or alteration of a structure reaches its
greatest height, when a construction or
alteration is dismantled or destroyed,
and when there are changes in structure
height or ownership. The Commission
notes that commenters unanimously
support these timing requirements, and
in so doing the Commission harmonizes
its requirements with the FAA’s rules.
Although in the (NPRM), the
Commission emphasized that the
accuracy and timeliness of information
submitted to the Commission is
important, on balance the Commission
agrees with commenters that
compliance with substantially similar
requirements that have different filing
timelines can be burdensome and
confusing. Given that the FAA, as the
expert agency on matters of air safety,
has determined that allowing a delay of
five days between completion of
construction, dismantlement, or changes
in height is acceptable, the Commission
concludes that harmonizing its timing
rules with the FAA’s requirements eases
regulatory burdens without
compromising safety.
4. Voluntary Antenna Structure
Registration
18. Background. Under the
Commission’s rules, only antenna
structures meeting specified height or
location criteria must be registered,
although the rules do not preclude
voluntary registration of antenna
structures not meeting those criteria. In
the (NPRM), the Commission sought
comment on whether the part 17 rules
should be enforced against antenna
structures that are voluntarily
registered. The Commission also asked
whether it should prohibit owners from
voluntarily registering structures and
require owners to remove voluntarily
registered structures from the database.
As the Commission noted, such action
could reduce confusion concerning the
regulatory status of these structures.
However, the (NPRM) also explained
that many owners register antenna
structures voluntarily in order to file an
Environmental Assessment and obtain a
Finding of No Significant Impact under
the Commission’s environmental rules,
or to satisfy other needs.
19. Discussion. The Commission will
continue to allow owners to voluntarily
register antenna structures, but the
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Commission changes the registration
form to require owners to designate
when a particular registration is done
voluntarily. All but one commenter
advocates continuing to allow voluntary
registration of antenna structures. The
Commission agrees with commenters
that argue that prohibiting voluntary
registration would be burdensome for
antenna structure owners that may need
to register their structures to comply
with the Commission’s environmental
rules to meet regulatory requirements,
or for other reasons. The Commission
finds that, by modifying the registration
form in a minor way to require an
antenna structure owner to designate
whether a registration is voluntary, the
Commission strikes the right balance
between administrative efficiency and
burdens on antenna structure owners.
Further, while the Commission will
require owners to designate whether a
registration is voluntary for all future
registrations, the Commission declines
to require antenna structures previously
registered to file a new registration with
such a designation. The Commission
agrees with commenters that contend
that forcing owners of previously
registered antenna structures to
determine which structures were
registered voluntarily could be an
extremely difficult task given the
number of changes in structure
ownership, airport locations, and FAA
flight paths that have occurred over the
years. Thus, for new registrations in the
database, it will be clear whether the
part 17 rules apply. Although existing
registrations will not be marked as
voluntary, the Commission finds that
the burden of requiring all existing
registrations to be updated would
outweigh the informational benefit of
doing so.
20. The Commission also concludes
that it would not serve the public
interest to apply part 17 lighting and
marking requirements to voluntarily
registered antenna structures.
Commenters broadly oppose applying
the part 17 rules to these antenna
structures, and as indicated above, the
Commission finds that requiring owners
to designate whether a structure is
registered voluntarily will resolve any
ambiguity or confusion concerning
whether such requirements apply. The
Commission will permit owners of
voluntarily registered structures to
withdraw their registrations, but, as the
Commission determines that continuing
to allow such registrations is in the
public interest, the Commission will not
require these registrations to be removed
from the database or amended to
indicate that they were voluntarily filed.
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5. Posting of Antenna Structure
Registration
21. Background. The Commission’s
rules require that an ASR number must
be displayed in a conspicuous place so
that it is readily visible near the base of
the antenna structure. PCIA, in its
petition for rulemaking, argued that it is
not always possible to post this number
so that it is both readily visible and near
the base of the structure, and instead
recommended that the Commission
expressly permit posting at a compound
fence or gate. In the (NPRM), the
Commission proposed to modify its
rules to require owners to display the
ASR number so that it would be visible
to a member of the general public who
reaches the closest publicly accessible
location near the base of the antenna
structure. The Commission also
tentatively concluded that if two or
more such locations exist (e.g., two
access roads from different directions),
the rules should require posting the
registration number at each location.
22. Discussion. The Commission
amends its rules to require that owners
display the ASR number so that it is
visible to a member of the general
public who reaches the closest publicly
accessible location near the antenna
structure base. In general, commenters
support the proposal in the (NPRM) to
clarify the obligations of antenna
structure owners regarding where and
how to post the ASR number, although
some commenters encourage further
guidance and clarity in the rules. To
address concerns raised by some
commenters on the obligations of
antenna structure owners where an
antenna structure is within an enclosed
perimeter, the Commission emphasizes
that posting at the closest publicly
available access point may, for example,
be on a perimeter fence or access gate.
23. In general, the Commission will
not require antenna structure owners to
post the ASR number at both an access
point and the base of the structure. The
Commission agrees with the
commenters that contend that posting
the ASR number at both the base and an
access point in cases in which there is
only one antenna structure is
unnecessary. However, in certain
circumstances the informational benefit
to the public of posting multiple signs
outweighs the burden on antenna
structure owners. Where more than one
publicly accessible access point exists,
the Commission modifies its rules to
require posting at each access point
location. Likewise, where a single
perimeter fence surrounds multiple
antenna structures, the Commission will
require that owners post the registration
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both at any access points, and at the
base of the structure. With regard to
those commenters that argue that the
rules should not require multiple ASR
numbers to be posted at a facility, the
Commission finds that the burden on
antenna structure owners of posting
multiple ASR numbers is outweighed by
the benefits to the public and to air
safety of conspicuously displaying this
information. As discussed in the
(NPRM), it is important that FAA and
Commission personnel, as well as
members of the public, can quickly and
easily identify a particular structure in
order to report a lighting outage or other
air safety hazard.
6. Provision of Antenna Structure
Registration to Tenants
24. Background. The part 17 rules
require that antenna structure owners
immediately provide copies of the ASR
form to each tenant licensee and
permittee. In the (NPRM), the
Commission proposed to amend the
rules to allow owners, as an alternative
to providing a paper copy of the form,
to provide tenants with the ASR number
and a link to the Commission’s ASR
Online System Web site, via paper mail
or email.
25. Discussion. The Commission
modifies its rules to allow owners to
provide tenants the ASR number and
link to the Commission’s online system
via mail, email, or other electronic
means, as an alternative to providing a
paper copy of Form 854R, which all
commenters support. PCIA argues that
the requirement to provide a paper copy
of the ASR form serves no practical
purpose, given that the general public
can obtain a copy using the
Commission’s ASR Online System with
just the ASR number. The Commission
finds that it is crucial that tenants have
complete and timely notice of the
contents of Form 854R, and, in keeping
with its process reform goal of updating
its rules, the Commission finds that
allowing a simple, modern alternative to
provide this notice is warranted.
B. Maintenance of Marking and Lighting
26. As discussed below, the
Commission revises its rules to address
certain requirements that concern the
maintenance of the marking and lighting
on antenna structures, including
inspection and maintenance of lighting,
records of extinguishment or improper
functioning of lights, and maintenance
of painting. In particular, the
Commission amends its rules to exempt
antenna structure owners with network
operations center (NOC)-based
monitoring systems from quarterly
inspection requirements. The
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Commission also requires antenna
structure owners to provide the FAA
with updates of the status of lighting
outages so that the FAA can issue
accurate Notices to Airmen (NOTAMs)
throughout the period that the antenna
structure remains unlit. The
Commission also adopts a single
standard for the repair of antenna
structure lighting and automatic
indicators or automatic control or alarm
systems, and clarify the amount of time
that antenna structure owners are
required to maintain a record of
observed or otherwise known
extinguishments or improper
functioning of structure lights. Finally,
the Commission adopts the FAA’s ‘‘In
Service Aviation Orange Tolerance
Chart’’ as the benchmark for
determining whether a structure needs
to be cleaned or repainted.
1. Inspection of Structure Lights and
Associated Control Equipment
27. Background. In the (NPRM), the
Commission sought comment on
whether to amend its rules governing
antenna structure lighting monitoring
and inspection obligations, or whether
to eliminate these requirements
altogether. These rules require the
owner of an antenna structure to
observe the antenna structure’s lights to
make sure they are functioning properly
at least once every 24 hours either
visually or by observing an automatic
properly-maintained indicator designed
to register any failure of these lights or,
in the alternative, to provide an
automatic alarm system designed to
detect lighting failures and notify the
owner of the failure. Owners must also
inspect, at least quarterly, all automatic
or mechanical control devices,
indicators, and alarm systems associated
with the antenna structure lighting to
ensure that they are functioning
properly.
28. The (NPRM) sought comment on
whether to eliminate the inspection
requirement entirely, noting that the
rule may create confusion about the
scope of an antenna structure owner’s
regulatory obligations and lead an
owner to incorrectly conclude that if it
performs the required inspections, it
may not be subject to enforcement
action if its lights fail to function.
Alternatively, the Commission sought
comment on whether to exempt or
modify inspection obligations for
antenna structures using advanced
NOC-based self-monitoring
technologies. The Commission has
implemented a waiver process in cases
where advanced monitoring systems are
in place, and has granted a number of
partial waivers, permitting the
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petitioning antenna structure owners to
conduct annual rather than quarterly
inspections. Under this process, an
antenna structure owner petitioning for
relief must demonstrate that the
monitoring system it utilizes employs
self-diagnostic functions—such as alarm
notification, 24-hour polling, and
manual contact—and a NOC staffed
with trained personnel capable of
responding to alarms 24 hours per day,
365 days per year, as well as a backup
Operations Center that, in the event of
a catastrophic failure at the primary
NOC, has specific procedures for
transferring the monitoring duties of the
system. Once WTB, under delegated
authority, has had an opportunity to
evaluate a request and determine that a
particular monitoring system is
sufficiently robust as to justify grant of
a waiver, other antenna structure
owners utilizing the same monitoring
system may petition for relief on an
expedited basis. Where an antenna
structure owner seeks to utilize a new
monitoring system that has not
previously been approved, it may
petition the Commission for relief, and
waivers are generally granted where the
petitioner can demonstrate that their
system employs the same functionalities
as ones previously granted approval.
There is a pending request by American
Tower Corporation (ATC) seeking a
waiver of inspection requirements
altogether based on its use of an
advanced monitoring system.
29. Discussion. The Commission
revises its rules to exempt qualifying
NOC-based monitoring systems from
quarterly inspection obligations. Based
on the record, the Commission
concludes that it would serve the public
interest to eliminate the quarterly
inspection obligation for those antenna
structures using sufficiently robust
monitoring systems. These systems
employ self-diagnostic functions (such
as alarm notification, 24-hour polling,
and manual contact), an operations
center staffed with trained personnel
capable of responding to alarms 24
hours per day, 365 days per year, and
a backup Operations Center that can
monitor systems in the event of
catastrophic failure. As the Commission
has previously determined, these
systems are sufficiently robust so as to
make quarterly inspections unnecessary
to ensure that the control devices,
indicators, and alarm systems on the
antenna structures are operating
properly. Further, completely
eliminating the inspection requirement
for qualifying systems with these
features will lessen the burden on
antenna structure owners without
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hindering aircraft navigation. The
Commission observes that quarterly or
even annual inspection obligations
require a tremendous expenditure of
resources for structures employing these
systems, both in terms of dollars and
person-hours spent, with no apparent
corresponding benefit to aircraft safety.
Further, eliminating the burden of
inspection requirements for antenna
structure owners that use advanced
technologies may encourage other
owners to adopt state-of-the-art systems.
30. The Commission therefore
concludes that, on balance, the public
interest would be served by adopting a
procedure to exempt qualifying antenna
structure owners from quarterly
inspection requirements. In doing so,
the Commission emphasizes that the
Commission’s top priority is to ensure
that the lighting required under the ASR
remains on or, if required lights become
extinguished, that the structure owner
promptly requests a NOTAM. The
Commission reminds antenna structure
owners that if these requirements are
not met, they may be subject to
enforcement action, regardless of how
robust their monitoring systems may be.
31. As discussed above, this
exemption affects three specific groups
of antenna structure owners: (1) those
that were previously granted waivers for
their antenna structures monitored by
approved systems; (2) those that employ
approved systems but have not yet
sought approval from the Commission;
and (3) those that employ new systems
for which no antenna structure owner
has been granted waiver relief by the
Commission. The Commission discusses
the application of its decision with
respect to each of these groups in turn.
32. Antenna structure owners that
were previously granted a waiver for
their antenna structures monitored by
qualifying systems are exempt from all
inspection obligations, as long as they
continue to meet the advanced
monitoring obligations to which they
have already certified. Other antenna
structure owners that have not yet
sought a waiver but use an advanced
monitoring system that has previously
been approved by the Commission may
also certify that they are eligible for an
exemption from the inspection
obligations with respect to any antenna
structure utilizing a NOC-based system.
Specifically, the Commission will
modify its ASR system, as Verizon
suggests, to allow structure owners to
demonstrate that they are eligible for an
exemption. Structure owners must
provide a certification and supporting
documentation demonstrating that they
use an advanced monitoring system that
has been previously approved by the
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Commission, and that their antenna
structures are monitored under the same
process described in the order granting
a waiver for that system. In addition, to
qualify for the exemption the antenna
structure owners must certify that they
maintain a facility to receive
notifications of failures from the
advanced monitoring system, enabling
the owners to carry out their
responsibilities under part 17 of the
Commission’s rules. Finally, antenna
structure owners that employ new
systems that have not yet been certified
by the Commission may continue to
petition WTB. Such requests will be
evaluated under the standards that have
already been established.
33. The Commission declines to
eliminate inspection obligations in their
entirety. Although some commenters
support the elimination of all inspection
obligations, the Commission finds that
there are important public safety
benefits associated with periodic
inspection of the control devices,
indicators, and alarm systems associated
with the lighting for antenna structures
that do not employ advanced
monitoring systems. The Commission
concludes that the quarterly inspection
requirement provides a necessary layer
of required diligence to protect against
lighting failures going unnoticed in
cases where antenna structure owners
are maintaining structures with older
monitoring systems. In the absence of an
advanced system that continually
monitors lighting and system
malfunctions, the Commission finds
that quarterly inspections are essential
to public safety because they help to
ensure the reliable detection of lighting
malfunctions. The Commission
therefore declines to delete 47 CFR
17.47 in its entirety.
34. The Commission further declines
to require registered structures to install
monitoring systems as proposed by
AFCCE. The Commission finds that
such a requirement would be
unnecessary because the new exemption
will provide adequate incentives for
antenna structure owners to adopt
technologically advanced systems, and
because the use of quarterly inspections
should suffice to ensure that the public
safety will be adequately protected for
those owners that do not employ these
advanced systems. The Commission
also declines to adopt a third-party
certification process for waiver requests.
The Commission does not anticipate
that the number of new system requests
would support the development of a
third-party certification process, and the
Commission therefore finds that it
would serve the public interest to
continue with its already established
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waiver/exemption process. Thus WTB,
under delegated authority, will continue
to evaluate petitions for exemption of
any new NOC-based systems using the
same process it used in granting
previous waiver requests.
2. Notification of Extinguishment or
Improper Functioning of Lights
35. Background. 47 CFR 17.48(a)
requires that antenna structure owners
promptly report outages of top steady
burning lights or flashing antenna
structure lights to the FAA. Upon
receipt of the outage notification, the
FAA will issue a NOTAM, which
notifies aircraft of the outage. However,
the FAA cancels all such notices within
15 days. Currently, the Commission’s
rules do not require antenna structure
owners to provide any notification to
the FAA regarding the status of repairs
other than the initial outage report and
the resumption of normal operation.
Thus, if the repairs to an antenna
structure’s lights require more than 15
days, the FAA may not have any record
of the outage from that 15th day to the
resumption of normal operation. The
(NPRM) sought comment on proposed
modifications to the process by which
lighting outages are reported to the
FAA. Specifically, the Commission
proposed requiring antenna structure
owners to contact the FAA to extend the
lighting outage date after 15 days,
together with an updated estimate of the
return-to-service date. In addition, the
reporting requirement of 47 CFR
17.48(a) requires that the FAA be
notified by telephone or telegraph. The
Commission tentatively concluded that
this rule should be updated to require
notification by means acceptable to the
FAA, which currently is by a
nationwide toll-free telephone number
for reporting lighting outages.
36. Discussion. The Commission
revises its rules to require antenna
structure owners to provide the FAA
with regular updates on the status of
their repairs of lighting outages so that
the FAA can maintain notifications to
aircraft throughout the entire period of
time the antenna structure remains
unlit. Consistent with the current FAA
requirements, if a lighting outage cannot
be repaired within the FAA’s original
NOTAM period, the Commission
requires the antenna structure owner to
notify the FAA of that fact. In addition,
the antenna structure owner must
provide any needed updates to its
estimated return-to-service date to the
FAA. Moreover, an antenna structure
owner must continue to provide these
updates to the FAA every NOTAM
period until its lights are repaired. The
Commission finds it necessary to ensure
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that a NOTAM is reissued every
NOTAM period so long as any outage
continues, and that a current estimate of
the return-to-service date is included in
each notification, to clarify the scope of
the malfunction and help focus the
repair process toward a fixed repair
date. The Commission finds that the
limited additional burden on antenna
structure owners is insignificant
compared to the need to have regularly
updated and accurate NOTAMs, as
pilots rely on the NOTAMs to help
ensure air safety.
37. With regard to the reporting
requirement of 47 CFR 17.48(a), which
provides that the FAA shall be notified
by telephone or telegraph, the
Commission eliminates the requirement
for using a specific means of notification
(which currently contains the outdated
reference to telegraph) and require
instead notification by means acceptable
to the FAA. The FAA currently requires
notification by a nationwide toll-free
telephone number for reporting lighting
outages. This change serves the public
interest because it harmonizes the
Commission’s reporting requirement
with the FAA’s reporting requirements
and it clarifies the rule by eliminating
a previously specified option that is no
longer viable.
3. Lighting Malfunction Repair
Timelines
38. Background. The Commission
requested comment on whether its rules
should include specific timeframes for
replacing or repairing extinguished
lights notwithstanding the issuance of a
NOTAM, and if so, what those
timeframes should be. 47 CFR 17.48(b)
requires the repair of an extinguished or
improperly functioning steady burning
side intermediate light as soon as
possible. In contrast, the general
standard for repairing and restoring
lights, automatic indicators, and control
or alarm systems in 47 CFR 17.56(a)
requires repairs to be made as soon as
practicable. The Commission tentatively
concluded that these provisions should
be deleted to avoid confusion with
regard to repair timelines, as well as
whether diligent efforts to correct
lighting malfunctions obviate the need
for a NOTAM. However, the
Commission noted that the FAA does
not accept notifications or issue
NOTAMs for extinguished steady
burning side intermediate lights, and
that the Commission’s rules would
contain no requirements relating to
maintenance of these lights in the
absence of 47 CFR 17.48(b). The
Commission therefore sought comment
on whether it should implement a time
limitation for lighting system repairs,
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and if so, how such a requirement
should be implemented.
39. Discussion. The Commission
revises its rules by adopting a single
standard for the repair of antenna
structure lighting, automatic indicators,
automatic control systems, and alarm
systems. Specifically, the Commission
revises its rules to provide that all of the
repairs addressed in 47 CFR 17.48(b)
and 17.56(a) (i.e., antenna structure
lighting repairs, as well as repairs to
automatic indicators or automatic
control or alarm systems) be made as
soon as practicable. This change
addresses the inconsistency between
these two rules, given that 47 CFR
17.48(b) requires that antenna structure
lighting repairs be made as soon as
possible, while 47 CFR 17.56(a) requires
that repairs to automatic indicators or
automatic control or alarm systems be
made as soon as practicable.
Commenters generally support this
revision to the Commission’s rules, and
the Commission finds that this change
serves the public interest because a
standard that requires antenna structure
owners to make such repairs as soon as
practicable will provide them with
greater flexibility to fulfill their
obligation to complete repairs to
lighting system malfunctions in a timely
fashion. Antenna structure owners that
cannot demonstrate that their efforts to
make such repairs are sufficient to meet
that standard may face forfeiture
liability. In determining whether an
antenna structure owner has met the as
soon as practicable standard in an
enforcement proceeding, the
Commission may consider whether the
owner has exercised due diligence and
has made a good faith effort to repair the
outage. Further, antenna structure
owners may be subject to enforcement
action if they are unable to provide a
reasonable explanation of their efforts to
make these repairs as soon as
practicable.
40. The Commission declines to
impose specific timeframes for replacing
or repairing extinguished lights. The
Commission finds that antenna
structure lighting repair does not lend
itself to specific repair timelines due in
part to the widely varied circumstances
and complications that can make certain
repairs too difficult or dangerous if a
fixed schedule is required. Many of
these variables are often beyond the
control of the antenna structure owner,
because such factors as delivery of
replacement equipment, difficulty of
repair, and limited structure access due
to the location or weather conditions
can make the timing of certain repairs
difficult to predict. Most commenters do
not support the imposition of specific
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repair timelines, preferring instead rules
that provide antenna structure owners
the flexibility to make their repairs in a
reasonable period of time. The
Commission finds that declining to
adopt fixed repair timelines best meets
its goals of ensuring timely repairs to
lighting malfunctions and consistent
enforcement of its rules, without
imposing unreasonable burdens on
antenna structure owners. In the
absence of specific timeframes, the
Commission finds that it serves the
public interest to require an antenna
structure owner to replace or repair
extinguished lights as soon as
practicable, as discussed above. The
Commission’s revised rules provide a
general, consistent standard that will
help ensure that those tasked with
timely repairs may undertake them
safely and efficiently under widely
differing circumstances while still
preserving aviation safety.
41. The Commission declines to
delete 47 CFR 17.48(b) and 17.56(a),
which would eliminate the
requirements providing for the repair of
antenna structure lighting, as well as
automatic indicators or automatic
control or alarm systems. The
Commission finds that it serves the
public interest to retain these rules
while revising them to ensure that the
Commission provides antenna structure
owners with clear guidance and a
consistent standard to ensure timely
repairs to antenna structure lighting
malfunctions. Moreover, because the
FAA does not accept notifications or
issue NOTAMs for extinguished steady
burning side intermediate lights, which
are required in many FAA lighting
styles, in absence of these rules, the
Commission has no requirements
applicable to antenna structure owners
in connection with their obligations to
repair and maintain these lights.
42. The Commission decline to
require a second lighting system, for
antenna structures in very remote
locations, which is consistent with its
requirements in other locations. The
Commission finds that adopting a
special rule for remote locations to
require a second lighting system for
structures in those areas would impose
additional costs on antenna structure
owners that the Commission finds to be,
on balance, unnecessary, given the
effectiveness of other rules requiring
timely lighting repair. The Commission
finds that its rules requiring antenna
structure owners to complete repairs of
lighting malfunctions on their antenna
structures in a timely manner helps to
ensure aviation safety and obviates the
need for secondary systems.
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4. Recordkeeping Requirements
43. Background. 47 CFR 17.49
requires antenna structure owners to
maintain a record of observed or
otherwise known extinguishments or
improper functioning of structure lights,
but does not specify the time period for
which such records must be maintained.
In the (NPRM), the Commission
tentatively concluded to amend this
provision by adding a requirement to
maintain such records for two years and
an obligation to provide the records to
the Commission upon request. The
Commission also sought comment on
whether it should eliminate the
recordkeeping requirement entirely.
44. Discussion. The Commission
revises its rules to require antenna
structure owners to maintain a record of
observed or otherwise known
extinguishments or improper
functioning of structure lights for two
years, and to provide such records to the
Commission upon request. The
Commission finds that limiting the
retention time period to two years
serves the public interest because it will
lessen the burden on antenna structure
owners without hindering the
Commission’s ability to monitor an
antenna structure owner’s compliance
record. Although one commenter prefers
a one-year retention period, all other
commenters that address this revision to
the rules support it, as antenna structure
owners will no longer have to retain the
records indefinitely, thereby saving
valuable resources. The Commission
finds that the two year retention period
and the obligation to submit such
records to the Commission upon request
provide a practical balance between the
Commission’s need to preserve a record
of compliance and costs to industry of
retaining and submitting these records.
5. Maintenance of Painting
45. Background. 47 CFR 17.50 of the
rules specifies that antenna structures
requiring painting under part 17 shall be
cleaned or repainted as often as
necessary to maintain good visibility. In
the (NPRM), the Commission sought
comment on options for clarifying the
rule, as the rule itself provides an
ambiguous standard for measuring good
visibility. Specifically, the Commission
requested comment on whether to
amend 47 CFR 17.50 to specifically
provide for use of the FAA’s In-Service
Aviation Orange Tolerance Chart to
determine whether a structure needs to
be cleaned or repainted. If so amended,
the Commission further sought
comment on whether a determination as
to whether a structure needs to be
repainted or cleaned should be assessed
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by comparing it to the FAA’s In-Service
Aviation Orange Tolerance Chart at the
base of the antenna structure and/or at
a distance of one quarter mile. The
FAA’s Advisory Circular on Obstruction
Marking and Lighting indicates that the
color should be sampled on the upper
half of the structure, since weathering is
greater there.
46. Discussion. The Commission
revises its rules to adopt the FAA’s InService Aviation Orange Tolerance
Chart as the benchmark for determining
whether a structure needs to be cleaned
or repainted. In adopting this revision to
its rules, the Commission notes that
most commenters support the adoption
of the FAA’s In-Service Aviation Orange
Tolerance Chart, and antenna structure
owners will now have a standard
measurement tool to aid them in
deciding when it is necessary to clean
or repaint their structures to maintain
good visibility pursuant to 47 CFR 17.50
of the Commission’s rules. Antenna
structure owners must use the chart in
a manner consistent with FAA
guidelines, which currently provide that
the color should be sampled on the
upper half of the structure. The
Commission agrees with the FAA that
the top half of the structure, and not the
base of the structure as some
commenters have suggested, should be
the reference point to which the color
chart is compared. The Commission
notes that visibility of the top half of the
structure is the most important for safe
air navigation and that the color of the
top half of the structure is likely to fade
faster than other parts of the structure
due to weather conditions.
47. The Commission decline to
prescribe a particular distance from
which the chart is to be compared with
the top half of the structure.
Commenters advocate making this
comparison from a number of specific
locations, including at the base, at the
top half of the structure, or at a distance
of one-quarter mile from the structure.
Although placing the chart directly over
the surface of a portion of the top half
of the structure would provide the best
results, the Commission recognizes that
measurement directly over the surface
may not always be practical due to
weather or access limitations.
48. The Commission declines to
compel painting of antenna structures
every ten years. The Commission finds
that structure owners are best able to
determine how to safely and efficiently
comply with the antenna structure
maintenance requirements of its rules,
and it is unnecessary to prescribe a
fixed, ten-year painting mandate for this
purpose. A rigid repainting requirement
would not materially benefit antenna
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structure conspicuity and aviation
safety beyond the requirement to clean
and repaint as necessary to maintain
good visibility. The Commission finds
that the use of the FAA’s In-Service
Aviation Orange Tolerance Chart, in
conjunction with the Commission’s
current cleaning and repainting
standards, is the best way to promote
aircraft safety, provide clear guidance to
antenna structure owners, and ensure
consistent enforcement.
C. Other Process Reform Matters
1. Clarifying Definitions
49. Background. An antenna structure
is defined in the rules as including the
radiating and/or receive system,
supporting structures and any
appurtenances mounted thereon. The
rules also define an antenna structure
owner as the individual or entity vested
with ownership, equitable ownership,
dominion, or title to the antenna
structure. In the 2004 Biennial Review
proceeding, PCIA and other commenters
claimed that these definitions and
associated compliance obligations of
infrastructure providers and licensed
carriers were ambiguous, and urged the
Commission to revise the definitions to
eliminate such ambiguities. In the
(NPRM), the Commission proposed to
clarify the definition of antenna
structure owner to be the owner of the
underlying structure that supports or is
intended to support antennas and other
appurtenances and not a tenant. The
Commission also proposed amending
the rules to clarify when a structure
becomes and ceases to be an antenna
structure, noting that the
Communications Act requires an owner
to maintain painting and lighting until
the antenna structure is dismantled. In
particular, the Commission proposed to
clarify that a structure becomes an
antenna structure under the part 17
rules from the time construction begins,
regardless of whether the structure is
immediately used for its intended
purpose, and continues to be an antenna
structure until such time as it is
dismantled, regardless of whether it
continues to be used to transmit or
receive radio energy.
50. Discussion. Consistent with the
proposal in the (NPRM), the
Commission revises its definition of
antenna structure owner to include the
owner of the underlying structure that
supports antennas, and its definition of
antenna structure to likewise include
these underlying structures. The
Commission notes that all commenters
support these changes, and the revisions
clarify that the part 17 rules apply to the
actual owner of the structure and not a
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tenant. The Commission also notes that
some structures are themselves the
radiating antenna used to transmit radio
energy, such as towers that broadcast
AM radio frequencies. To clarify that its
new definitions are not meant to
exclude such structures, the
Commission adopts a modification to
the definitions proposed in the (NPRM)
so as to specifically include them.
51. In addition, the Commission
clarifies that a structure is considered an
antenna structure from the start of
construction through dismantlement,
regardless of when it begins and ceases
to transmit radio energy. Commenters
generally support this clarification, and
the Commission agrees that the scope of
the rule does not include the
construction of a building on which an
antenna may be situated, but refers to
the construction of the antenna
structure itself. The Commission also
emphasizes that an antenna structure
owner’s obligations do not cease until
the structure is dismantled. The record
supports clarifying who bears
responsibility for compliance with the
rules, and when a structure is within the
purview of the part 17 rules, and the
Commission finds that doing so will
help promote air safety and serve the
public interest.
52. Some commenters express
concern that this proposal could be read
to encompass Distributed Antenna
Systems (DAS), and urge that the
Commission make clear that such
systems are exempt from the part 17
review. DAS, as well as small cells and
other new wireless technologies, use
large numbers of smaller antennas,
deployed at lower heights and
supported by compact radio equipment
to provide broadband services. The
benefit of these technologies is that they
can be deployed on utility poles, street
lamps, water towers, rooftops, or inside
buildings to fill in coverage gaps. The
Commission declines to expressly
exempt such systems from its
modification to the part 17 definitions.
The Commission does not anticipate
that the part 17 rules will ordinarily
affect such systems because registration
is generally only required for structures
of sufficient height to affect air safety,
and such heights are significantly
greater than that of most DAS antennas.
2. Streamlining and Removing
Unnecessary Rules
53. Background. The part 17 rules
currently set forth which antenna
structures require notification to the
FAA, and specify certain exemptions
from this notification requirement.
These rules essentially restate the
applicable FAA rules. In the (NPRM),
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the Commission proposed to delete
these sections and insert crossreferences to relevant FAA rules. The
Commission also proposed to delete a
requirement that applicants proposing
new or modified facilities located on
land under U.S. Government
jurisdiction include a statement
indicating that facilities will be so
located, and that applicants shall
comply with another section of the
Commission’s rules that was removed in
1977. The (NPRM) tentatively
concluded that this section was
intended to promote compliance with
procedures that no longer exist, and as
a result is now unnecessary. In addition,
the Commission proposed to delete
rules that set forth specific lighting and
light maintenance requirements as
unnecessary and duplicative, since
these requirements are specified in the
FAA no hazard determination and study
for each structure.
54. Discussion. While the majority of
commenters support amending the
Commission’s rules to delete the criteria
for when notification to the FAA is
required, and the specified exemptions
from this notification requirement, the
Commission declines to adopt this
proposal from the (NPRM). PCIA
supports cross-referencing in general,
but only for the FAA’s physical
obstruction rules, due to concerns that
the FAA may expand the scope of its
notification requirements. The FAA has
previously considered whether to
broaden its notification requirements to
include construction of new antenna
support structures in certain frequency
bands. In particular, the FAA remains
concerned about the possible threat of
FM broadcast service transmissions to
aircraft navigation and communication
facilities. The Commission notes that
the FAA has not issued a final decision
on its proposal to expand its rules to
require notice for antenna structures
operating on the FM broadcast
frequencies. The Commission will
continue to work with the FAA and the
National Telecommunications and
Information Administration (NTIA) to
address concerns about the effect of FM
broadcast transmissions on air safety
and communications systems.
55. Nevertheless, the Commission
declines to cross-reference FAA rules
that may expand the scope of its rules
in the future. Instead, the Commission
adopts modifications to part 17 to
clarify that antenna structures must be
registered only when notice to the FAA
is required due to physical obstruction
(as for structures of sufficient height, or
proximity to airports). The Commission
retains the notification criteria in 47
CFR 17.7, but updates these to reflect
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the FAA’s current notification criteria
and exemptions. The Commission
agrees with commenters that these
changes will provide clarity and prevent
future FAA rulemakings from
expanding the scope of its rules without
providing parties the opportunity for
public comment. As noted above, the
Commission delegates authority to WTB
to update the part 17 rules to comport
with future FAA rule changes regarding
what tower constructions or alterations
require FAA notification after an
opportunity for notice and comment.
This delegated authority will help
ensure that the Commission’s rules can
be quickly updated to remain in
harmony with the FAA’s notification
requirement, while providing interested
parties an opportunity to comment on
any changes before they take effect.
56. The Commission does, however,
delete from its rules the notice
requirement for applicants proposing
new or modified facilities on federal
land in its entirety, a proposal
supported by all commenters addressing
this issue. The procedures that this rule
references were abolished in 1977 at the
request of the agencies affected, and the
Commission concludes that there is no
reason to retain this notification
requirement. Finally, the Commission
deletes the rules regarding exhibiting
and maintaining lights as unnecessary
and potentially confusing given that
these requirements are already
contained in each antenna structure’s no
hazard determination. Commenters
generally support these deletions, which
will provide clarity by removing
requirements that could conflict with
the rule changes adopted above.
3. Ministerial Rule Changes
57. The Commission make the
following ministerial edits to conform
with the other rule amendments
adopted in this Order: the Commission
adds a heading to the definition of
antenna farm area and changes antenna
towers to antenna structures in 47 CFR
17.2(b); deletes an outdated provision in
47 CFR 17.4(a)(2) requiring certain
registrations by July 1, 1998; and adds
a cross-reference to 47 CFR 17.4(f) in 47
CFR 17.4(e).
III. Procedural Matters
A. Paperwork Reduction Act
58. This document contains revised
information collection requirements
subject to the Paperwork Reduction Act
of 1995 (PRA), Public Law 104–13. It
will be submitted to the Office of
Management and Budget (OMB) for
review under section 3507(d) of the
PRA. OMB, the general public, and
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other Federal agencies are invited to
comment on the modified information
collection requirements contained in the
proceeding. In addition, the
Commission notes that pursuant to the
Small Business Paperwork Relief Act of
2002, Public Law 107–198 44 U.S.C. see
44 U.S.C. 3506(c)(4), the Commission
previously sought specific comment on
how it might further reduce the
information collection burden for small
business concerns with fewer than 25
employees.
59. The Commission has assessed the
effects of eliminating and updating
particular provisions of part 17
governing the construction, marking,
and lighting of antenna structures.
Specifically, the Commission updates
the means by which antenna structure
owners are required to provide tenant
licensees a copy of the antenna structure
registration, how registration numbers
are displayed on or around the antenna
structure and, for improper functioning
antenna structure lights, how the FAA
is notified and for how long the records
are retained. The Commission also
updates requirements regarding when
the FCC should be notified of certain
events, what changes in structure height
or location require a new Antenna
Structure Registration, require a
notation when structures are registered
voluntarily, and provide a standardized
means for registrants to certify that they
qualify for the exemption from quarterly
inspection requirements. The
Commission finds that these updates
improve efficiency, reduce regulatory
burdens, and enhance compliance with
antenna structure painting and lighting
requirements, while continuing to
ensure aircraft safety. In addition, the
Commission has described impacts that
might affect small business, which
includes most businesses with fewer
than 25 employees.
B. Final Regulatory Flexibility Analysis
60. As required by the Regulatory
Flexibility Act of 1980, as amended
(RFA), an Initial Regulatory Flexibility
Analysis (IRFA) was incorporated in the
Notice of Proposed Rule Making
(NPRM). The Commission sought
written public comment on the
proposals in the (NPRM), including
comment on the IRFA. Because the
Report and Order amends the
Commission’s rules, this Final
Regulatory Flexibility Analysis (FRFA)
is included to conform with the RFA.
i. Need for, and Objectives of, the Report
and Order
61. Section 303(q) of the
Communications Act vests in the
Commission the authority to require
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painting and/or lighting of radio towers
that may constitute a hazard to air
navigation. Part 17 of the Commission’s
rules sets forth procedures for
identifying those antenna structures that
might affect air navigation, consistent
with recommendations made by the
Federal Aviation Administration (FAA),
and for registering such structures with
the Commission. The Commission
requires owners of antenna structures to
register with the Commission those
structures that meet the registration
criteria and to exercise primary
responsibility for the prescribed
painting and lighting. The rule changes
seek to achieve the best framework to
continue to fulfill the Commission’s
statutory responsibility to require
antenna structure owners, registrants
and Commission licensees to do
whatever is necessary to prevent
antenna structures from being hazards
or menaces to air navigation.
62. Streamlining and eliminating
outdated provisions of the
Commission’s part 17 rules governing
the construction, marking, and lighting
of antenna structures improves
efficiency, reduces regulatory burdens,
and improves compliance with tower
painting and lighting requirements,
while continuing to ensure the safety of
pilots and aircraft passengers
nationwide. This action marks another
step in the Commission’s process reform
efforts, and will allow the Commission
to modernize its rules while adhering to
its statutory responsibility to prevent
antenna structures from being hazards
to air navigation.
ii. Summary of Significant Issues Raised
by Public Comments in Response to the
IRFA
63. One commenter directly
responded to the IRFA, raising concerns
that the IRFA did not identify rules that
might duplicate, overlap, or conflict
with the rules proposed in the (NPRM).
Specifically, the comments by Hammet
& Edison addressed the Commission’s
proposal to defer to the FAA’s criteria
for when notice of construction or
alteration is required. At the time of the
(NPRM), a then-pending FAA
rulemaking was considering whether to
require notice for structures that emit
specific radio frequencies, given the
FAA’s concerns over the impact of these
frequencies on pilot communication.
Hammet & Edison request that the
Commission reconsider the (NPRM) in
light of these concerns.
64. In response to concerns by
Hammet & Edison and other
commenters about the potential for the
scope of the Commission’s part 17 rules
to expand as a result of an FAA
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rulemaking, the Report and Order
declines to adopt the proposal from the
(NPRM) to defer to the FAA on these
criteria. The FAA did not adopt the
expanded scope proposed originally,
however a decision on that issue
remains pending. Instead, the Report
and Order adopts modifications to the
relevant rules in part 17 to reflect the
current FAA notification criteria and
exemptions. This accommodation will
alleviate concerns raised by commenters
about FAA rule changes expanding the
scope of the part 17 rules, and are
adequately addressed in this FRFA.
65. In addition, a number of
commenters raised concerns about the
impact on small businesses of the
Commission’s lighting and marking
requirements. This FRFA explains
below how the revised rules adopted in
the Report and Order will affect antenna
structure owners, particularly owners
that are small businesses.
iii. Response to Comments by the Chief
Counsel for Advocacy of the Small
Business Administration
66. Pursuant to the Small Business
Jobs Act of 2010, the Commission is
required to respond to any comments
filed by the Chief Counsel for Advocacy
of the Small Business Administration
(SBA), and to provide a detailed
statement of any change made to the
proposed rules as a result of those
comments. The Chief Counsel did not
file any comments in response to the
proposed rules in this proceeding.
a. Description and Estimate of the
Number of Small Entities To Which
Rules Will Apply
67. The RFA directs agencies to
provide a description of, and, where
feasible, an estimate of, the number of
small entities that may be affected by
the rules adopted herein. The RFA
generally defines the term small entity
as having the same meaning as the terms
small business, small organization, and
small governmental jurisdiction. In
addition, the term small business has
the same meaning as the term small
business concern under the Small
Business Act. A small business concern
is one which: (1) is independently
owned and operated; (2) is not
dominant in its field of operation; and
(3) satisfies any additional criteria
established by the Small Business
Administration (SBA).
68. Small Businesses, Small
Organizations, and Small Governmental
Jurisdictions. The Commission’s action
may, over time, affect small entities that
are not easily categorized at present.
The Commission therefore describes
here, at the outset, three comprehensive,
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statutory small entity size standards.
First, nationwide, there are a total of
approximately 27.5 million small
businesses, according to the SBA. In
addition, a small organization is
generally any not-for-profit enterprise
which is independently owned and
operated and is not dominant in its
field. Nationwide, as of 2007, there were
approximately 1,621,315 small
organizations. Finally, the term small
governmental jurisdiction is defined
generally as governments of cities,
towns, townships, villages, school
districts, or special districts, with a
population of less than fifty thousand.
Census Bureau data for 2011 indicate
that there were 89,476 local
governmental jurisdictions in the
United States. The Commission
estimates that, of this total, as many as
88,506 entities may qualify as small
governmental jurisdictions. Thus, the
Commission estimates that most
governmental jurisdictions are small.
69. Wireless Telecommunications
Carriers (except satellite). This industry
comprises establishments engaged in
operating and maintaining switching
and transmission facilities to provide
communications via the airwaves.
Establishments in this industry have
spectrum licenses and provide services
using that spectrum, such as cellular
phone services, paging services,
wireless Internet access, and wireless
video services. The appropriate size
standard under SBA rules is for the
category Wireless Telecommunications
Carriers. The size standard for that
category is that a business is small if it
has 1,500 or fewer employees. For this
category, census data for 2007 show that
there were 11,163 establishments that
operated for the entire year. Of this
total, 10,791 establishments had
employment of 99 or fewer employees
and 372 had employment of 1000
employees or more. Thus under this
category and the associated small
business size standard, the Commission
estimates that the majority of wireless
telecommunications carriers (except
satellite) are small entities that may be
affected by the proposed action.
Similarly, according to Commission
data, 413 carriers reported that they
were engaged in the provision of
wireless telephony, including cellular
service, PCS, and Specialized Mobile
Radio (SMR) Telephony services. Of
these, an estimated 261 have 1,500 or
fewer employees and 152 have more
than 1,500 employees. Consequently,
the Commission estimates that
approximately half or more of these
firms can be considered small. Thus,
using available data, the Commission
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estimates that the majority of wireless
firms can be considered small.
70. Broadband Radio Service and
Educational Broadband Service.
Broadband Radio Service systems,
previously referred to as Multipoint
Distribution Service (MDS) and
Multichannel Multipoint Distribution
Service (MMDS) systems, and wireless
cable, transmit video programming to
subscribers and provide two-way high
speed data operations using the
microwave frequencies of the
Broadband Radio Service (BRS) and
Educational Broadband Service (EBS)
(previously referred to as the
Instructional Television Fixed Service
(ITFS)). In connection with the 1996
BRS auction, the Commission
established a small business size
standard as designating an entity that
had annual average gross revenues of no
more than $40 million in the previous
three calendar years. The BRS auctions
resulted in 67 successful bidders
obtaining licensing opportunities for
493 Basic Trading Areas (BTAs). Of the
67 auction winners, 61 met the
definition of a small business. BRS also
includes licensees of stations authorized
prior to the auction. At this time, the
Commission estimates that of the 61
small business BRS auction winners, 48
remain small business licensees. In
addition to the 48 small businesses that
hold BTA authorizations, there are
approximately 392 incumbent BRS
licensees that are considered small
entities. After adding the number of
small business auction licensees to the
number of incumbent licensees not
already counted, the Commission finds
that there are currently approximately
440 BRS licensees that are defined as
small businesses under either the SBA’s
or the Commission’s rules.
71. In 2009, the Commission
conducted Auction 86, the sale of 78
licenses in the BRS areas. The
Commission offered three levels of
bidding credits: (i) A bidder with
attributed average annual gross revenues
that exceed $15 million and do not
exceed $40 million for the preceding
three years (small business) received a
15 percent discount on its winning bid;
(ii) a bidder with attributed average
annual gross revenues that exceed $3
million and do not exceed $15 million
for the preceding three years (very small
business) received a 25 percent discount
on its winning bid; and (iii) a bidder
with attributed average annual gross
revenues that do not exceed $3 million
for the preceding three years
(entrepreneur) received a 35 percent
discount on its winning bid. Auction 86
concluded in 2009 with the sale of 61
licenses. Of the ten winning bidders,
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two bidders that claimed small business
status won 4 licenses; one bidder that
claimed very small business status won
three licenses; and two bidders that
claimed entrepreneur status won six
licenses.
72. Fixed Microwave Services.
Microwave services include common
carrier, private-operational fixed, and
broadcast auxiliary radio services. They
also include the Local Multipoint
Distribution Service (LMDS), the Digital
Electronic Message Service (DEMS), and
the 24 GHz Service, where licensees can
choose between common carrier and
non-common carrier status. At present,
there are approximately 31,428 common
carrier fixed licensees and 79,732
private operational-fixed licensees and
broadcast auxiliary radio licensees in
the microwave services. There are
approximately 120 LMDS licensees,
three DEMS licensees, and three 24 GHz
licensees. The Commission has not yet
defined a small business with respect to
microwave services. For purposes of the
IRFA, the Commission will use the
SBA’s definition applicable to Wireless
Telecommunications Carriers (except
satellite)—i.e., an entity with no more
than 1,500 persons. Under the present
and prior categories, the SBA has
deemed a wireless business to be small
if it has 1,500 or fewer employees. For
the category of Wireless
Telecommunications Carriers (except
Satellite), Census data for 2007 show
that there were 11,163 firms that
operated that year. Of those, 10,791 had
fewer than 1000 employees, and 372
firms had 1000 employees or more.
Thus under this category and the
associated small business size standard,
the majority of firms can be considered
small. The Commission notes that the
number of firms does not necessarily
track the number of licensees. The
Commission estimates that virtually all
of the Fixed Microwave licensees
(excluding broadcast auxiliary
licensees) would qualify as small
entities under the SBA definition.
73. Private Land Mobile Radio. Private
Land Mobile Radio (PLMR) systems
serve an essential role in a range of
industrial, business, land transportation,
and public safety activities. These
radios are used by companies of all sizes
operating in all U.S. business categories
that operate and maintain switching and
transmission facilities to provide
communications via the airwaves.
Establishments in this industry have
spectrum licenses and provide services
using that spectrum, such as cellular
phone services, paging services,
wireless Internet access, and wireless
video services. The SBA has not
developed a definition of small entity
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specifically applicable to PLMR
licensees due to the vast array of PLMR
users. However, the Commission
believes that the most appropriate
classification for PLMR is Wireless
Communications Carriers (except
satellite). The size standard for that
category is that a business is small if it
has 1,500 or fewer employees. For this
category, census data for 2007 show that
there were 11,163 establishments that
operated for the entire year. Of this
total, 10,791 establishments had
employment of 999 or fewer employees
and 372 had employment of 1000
employees or more. Thus under this
category and the associated small
business size standard, the Commission
estimates that the majority of wireless
telecommunications carriers (except
satellite) are small entities that may be
affected by the proposed action.
74. Similarly, according to
Commission data, 413 carriers reported
that they were engaged in the provision
of wireless telephony, including cellular
service, PCS, and Specialized Mobile
Radio (SMR) Telephony services. Of
these, an estimated 261 have 1,500 or
fewer employees and 152 have more
than 1,500 employees. Consequently,
the Commission estimates that
approximately half or more of these
firms can be considered small. Thus,
using available data, the Commission
estimates that the majority of wireless
firms can be considered small.
75. Other relevant information about
PLMRs is as follows. The Commission’s
1994 Annual Report on PLMRs
indicates that at the end of fiscal year
1994 there were 1,087,267 licensees
operating 12,481,989 transmitters in the
PLMR bands below 512 MHz. Because
any entity engaged in a commercial
activity is eligible to hold a PLMR
license, the revised rules in this context
could potentially impact every small
business in the United States.
76. Personal Radio Services. Personal
radio services provide short-range, low
power radio for personal
communications, radio signaling, and
business communications not provided
for in other services. The Personal Radio
Services include spectrum licensed
under part 95 of the Commission’s rules.
These services include Citizen Band
Radio Service (CB), General Mobile
Radio Service (GMRS), Radio Control
Radio Service (R/C), Family Radio
Service (FRS), Wireless Medical
Telemetry Service (WMTS), Medical
Implant Communications Service
(MICS), Low Power Radio Service
(LPRS), and Multi-Use Radio Service
(MURS). There are a variety of methods
used to license the spectrum in these
rule parts, from licensing by rule, to
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conditioning operation on successful
completion of a required test, to sitebased licensing, to geographic area
licensing. Under the RFA, the
Commission is required to make a
determination of which small entities
are directly affected by the rules being
proposed. Since all such entities are
wireless, the Commission applies the
definition of Wireless
Telecommunications Carriers (except
Satellite), pursuant to which a small
entity is defined as employing 1,500 or
fewer persons. Many of the licensees in
these services are individuals, and thus
are not small entities. In addition, due
to the mostly unlicensed and shared
nature of the spectrum utilized in many
of these services, the Commission lacks
direct information upon which to base
an estimation of the number of small
entities under an SBA definition that
might be directly affected by the
proposed actions.
77. Public Safety Radio Services.
Public Safety radio services include
police, fire, local government, forestry
conservation, highway maintenance,
and emergency medical services. There
are a total of approximately 127,540
licensees within these services.
Governmental entities as well as private
businesses comprise the licensees for
these services. All governmental entities
with populations of less than 50,000 fall
within the definition of a small entity.
78. Location and Monitoring Service
(LMS). Multilateration LMS systems use
non-voice radio techniques to determine
the location and status of mobile radio
units. For purposes of auctioning LMS
licenses, the Commission has defined a
small business as an entity that, together
with controlling interests and affiliates,
has average annual gross revenues for
the preceding three years not to exceed
$15 million. A very small business is
defined as an entity that, together with
controlling interests and affiliates, has
average annual gross revenues for the
preceding three years not to exceed $3
million. These definitions have been
approved by the SBA. An auction for
LMS licenses commenced on February
23, 1999 and closed on March 5, 1999.
Of the 528 licenses auctioned, 289
licenses were sold to four small
businesses.
79. Multiple Address Systems. Entities
using Multiple Address Systems (MAS)
spectrum, in general, fall into two
categories: (1) those using the spectrum
for profit-based uses, and (2) those using
the spectrum for private internal uses.
With respect to the first category, the
Commission defines small entity for
MAS licensees as an entity that has
average gross revenues of less than $15
million in the three previous calendar
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years. Very small business is defined as
an entity that, together with its affiliates,
has average gross revenues of not more
than $3 million for the preceding three
calendar years. The SBA has approved
of these definitions. The majority of
these entities will most likely be
licensed in bands where the
Commission has implemented a
geographic area licensing approach that
would require the use of competitive
bidding procedures to resolve mutually
exclusive applications. The
Commission’s licensing database
indicates that, as of April 16, 2010, there
were a total of 11,653 site-based MAS
station authorizations. Of these, 58
authorizations were associated with
common carrier service. In addition, the
Commission’s licensing database
indicates that, as of April 16, 2010, there
were a total of 3,330 EA market area
MAS authorizations. The Commission’s
licensing database indicates that, as of
April 16, 2010, of the 11,653 total MAS
station authorizations, 10,773
authorizations were for private radio
service.
80. With respect to the second
category, which consists of entities that
use, or seek to use, MAS spectrum to
accommodate their own internal
communications needs, MAS serves an
essential role in a range of industrial,
safety, business, and land transportation
activities. MAS radios are used by
companies of all sizes, operating in
virtually all U.S. business categories,
and by all types of public safety entities.
For the majority of private internal
users, the definition developed by the
SBA would be more appropriate than
the Commission’s definition. The
applicable definition of small entity in
this instance appears to be the Wireless
Telecommunications Carriers (except
satellite) definition under the SBA rules.
Under that SBA category, a business is
small if it has 1,500 or fewer employees.
For this category, census data for 2007
show that there were 11,163
establishments that operated for the
entire year. Of this total, 10,791
establishments had employment of 99 or
fewer employees and 372 had
employment of 100 employees or more.
Thus under this category and the
associated small business size standard,
the Commission estimates that the
majority of wireless telecommunications
carriers (except satellite) are small
entities that may be affected by the
proposed action.
81. Television Broadcasting. The SBA
defines a television broadcasting station
that has no more than $35.5 million in
annual receipts as a small business.
Business concerns included in this
industry are those primarily engaged in
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broadcasting images together with
sound. These establishments operate
television broadcasting studios and
facilities for the programming and
transmission of programs to the public.
These establishments also produce or
transmit visual programming to
affiliated broadcast television stations,
which in turn broadcast the programs to
the public on a predetermined schedule.
Programming may originate in the
station’s own studio, from an affiliated
network, or from an external source.
82. According to Commission staff
review of the BIA Financial Network,
Inc. Media Access Pro Television
Database as of March 31, 2013, about 90
percent of an estimated 1,385
commercial television stations in the
United States have revenues of $35.5
million or less. Based on this data and
the associated size standard, the
Commission concludes that the majority
of such establishments are small. The
Commission has estimated the number
of licensed noncommercial educational
(NCE) stations to be 396. The
Commission does not have revenue
estimates for NCE stations. These
stations rely primarily on grants and
contributions for their operations, so the
Commission assumes that all of these
entities qualify as small businesses. In
addition, there are approximately 567
licensed Class A stations, 2,227 licensed
low power television (LPTV) stations,
and 4,518 licensed TV translators. Given
the nature of these services, the
Commission will presume that all LPTV
licensees qualify as small entities under
the above SBA small business size
standard.
83. The Commission notes that in
assessing whether a business entity
qualifies as small under the above
definition, business control affiliations
must be included. The Commission’s
estimate, therefore, likely overstates the
number of small entities affected by the
proposed rules, because the revenue
figures on which this estimate is based
do not include or aggregate revenues
from affiliated companies.
84. In addition, an element of the
definition of small business is that the
entity not be dominant in its field of
operation. The Commission is unable at
this time and in this context to define
or quantify the criteria that would
establish whether a specific television
station is dominant in its market of
operation. Accordingly, the foregoing
estimate of small businesses to which
the rules may apply does not exclude
any television stations from the
definition of a small business on this
basis and is therefore over-inclusive to
that extent. An additional element of the
definition of ‘‘small business’’ is that the
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entity must be independently owned
and operated. It is difficult at times to
assess these criteria in the context of
media entities, and estimates of small
businesses to which they apply may be
over-inclusive to this extent.
85. Radio Broadcasting. This
Economic Census category comprises
establishments primarily engaged in
broadcasting aural programs by radio to
the public. Programming may originate
in the station’s own studio, from an
affiliated network, or from an external
source. The SBA defines a radio
broadcasting entity that has $35.5
million or less in annual receipts as a
small business. According to
Commission staff review of the BIA
Kelsey Inc. Media Access Radio
Analyzer Database as of June 5, 2013,
about 90 percent of the 11,340 of
commercial radio stations in the United
States have revenues of $35.5 million or
less. Therefore, the majority of such
entities are small entities. The
Commission has estimated the number
of licensed noncommercial radio
stations to be 3,917. The Commission
does not have revenue data or revenue
estimates for these stations. These
stations rely primarily on grants and
contributions for their operations, so the
Commission assumes that all of these
entities qualify as small businesses. The
Commission notes that in assessing
whether a business entity qualifies as
small under the above definition,
business control affiliations must be
included. In addition, to be determined
to be a ‘‘small business,’’ the entity may
not be dominant in its field of operation.
The Commission notes that it is difficult
at times to assess these criteria in the
context of media entities, and its
estimate of small businesses may
therefore be over-inclusive.
86. FM translator stations and low
power FM stations. The proposed rules
and policies could affect licensees of
FM translator and booster stations and
low power FM (LPFM) stations, as well
as potential licensees in these radio
services. The same SBA definition that
applies to radio broadcast licensees
would apply to these stations. The SBA
defines a radio broadcast station as a
small business if such station has no
more than $35.5 million in annual
receipts. Currently, there are
approximately 6,155 licensed FM
translator and booster stations and 864
licensed LPFM stations. Given the
nature of these services, the
Commission will presume that all of
these licensees qualify as small entities
under the SBA definition.
87. Cable Television Systems. Since
2007, these services have been defined
within the broad economic census
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category of Wired Telecommunications
Carriers; that category is defined as
follows: This industry comprises
establishments primarily engaged in
operating and/or providing access to
transmission facilities and infrastructure
that they own and/or lease for the
transmission of voice, data, text, sound,
and video using wired
telecommunications networks.
Transmission facilities may be based on
a single technology or a combination of
technologies. The SBA has developed a
small business size standard for this
category, which is: all such firms having
1,500 or fewer employees. Census data
for 2007 shows that there were 3,188
firms that operated for the duration of
that year. Of those, 3,144 had fewer than
1000 employees, and 44 firms had more
than 1000 employees. Thus under this
category and the associated small
business size standard, the majority of
such firms can be considered small.
88. Cable Companies and Systems.
The Commission has also developed its
own small business size standards, for
the purpose of cable rate regulation.
Under the Commission’s rules, a small
cable company is one serving 400,000 or
fewer subscribers, nationwide. Industry
data indicate that of approximately
1,100 cable operators nationwide, all
but ten are small under this size
standard. In addition, under the
Commission’s rules, a small system is a
cable system serving 15,000 or fewer
subscribers. Industry data indicate that
of 6,635 systems nationwide, 5,802
systems have fewer than 10,000
subscribers, and an additional 302
systems have 10,000–19,999
subscribers. Thus, under this second
size standard, most cable systems are
small.
89. Cable System Operators. The
Communications Act of 1934, as
amended, also contains a size standard
for small cable system operators, which
is a cable operator that, directly or
through an affiliate, serves in the
aggregate fewer than 1 percent of all
subscribers in the United States and is
not affiliated with any entity or entities
whose gross annual revenues in the
aggregate exceed $250,000,000. The
Commission has determined that an
operator serving fewer than 677,000
subscribers shall be deemed a small
operator, if its annual revenues, when
combined with the total annual
revenues of all its affiliates, do not
exceed $250 million in the aggregate.
Industry data indicate that of
approximately 1,100 cable operators
nationwide, all but ten are small under
this size standard. The Commission
notes that it neither requests nor collects
information on whether cable system
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operators are affiliated with entities
whose gross annual revenues exceed
$250 million, and therefore it is unable
to estimate more accurately the number
of cable system operators that would
qualify as small under this size
standard.
90. Satellite Telecommunications.
Two economic census categories
address the satellite industry. The first
category has a small business size
standard of $30 million or less in
average annual receipts, under SBA
rules. The second has a size standard of
$30 million or less in annual receipts.
91. The category of Satellite
Telecommunications comprises
establishments primarily engaged in
providing telecommunications services
to other establishments in the
telecommunications and broadcasting
industries by forwarding and receiving
communications signals via a system of
satellites or reselling satellite
telecommunications. Census Bureau
data for 2007 show that 607 Satellite
Telecommunications establishments
operated for that entire year. Of this
total, 533 establishments had annual
receipts of under $10 million, and 74
establishments had receipts of $10
million or more. Consequently, the
Commission estimates that the majority
of Satellite Telecommunications firms
are small entities that might be affected
by this action.
92. The second category, i.e., All
Other Telecommunications, comprises
establishments primarily engaged in
providing specialized
telecommunications services, such as
satellite tracking, communications
telemetry, and radar station operation.
This industry also includes
establishments primarily engaged in
providing satellite terminal stations and
associated facilities connected with one
or more terrestrial systems and capable
of transmitting telecommunications to,
and receiving telecommunications from,
satellite systems. Establishments
providing Internet services or voice over
Internet protocol (VoIP) services via
client-supplied telecommunications
connections are also included in this
industry. For this category, Census data
for 2007 shows that there were a total
of 2,639 establishments that operated for
the entire year. Of those 2,639
establishments, 2,333 operated with
annual receipts of less than $10 million
and 306 with annual receipts of $10
million or more. Consequently, the
Commission estimates that a majority of
All Other Telecommunications
establishments are small entities that
might be affected by its action.
93. Non-Licensee Tower Owners.
Although at one time, most
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communications towers were owned by
the licensee using the tower to provide
communications service, many towers
are now owned by third-party
businesses that do not provide
communications services themselves
but lease space on their towers to other
companies that provide
communications services. The
Commission’s rules require that any
entity, including a non-licensee,
proposing to construct a tower over 200
feet in height or within the glide slope
of an airport must register the tower
with the Commission on FCC Form 854.
Thus, non-licensee tower owners may
be affected by the provisions of this
Report and Order.
94. As of June 28, 2013, there are
approximately 113,612 registration
records in a ‘Constructed’ status and
13,572 registration records in a
‘Granted, Not Constructed’ status in the
ASR database. This includes both
towers registered to licensees and
towers registered to non-licensee tower
owners. The Commission does not keep
information from which it can easily
determine how many of these towers are
registered to non-licensees or how many
non-licensees have registered towers.
Regarding towers that do not require
antenna structure registration, the
Commission does not collect
information as to the number of such
towers in use and therefore cannot
estimate the number of tower owners
who would be subject to the proposed
rules. Moreover, the SBA has not
developed a size standard for small
businesses in the category Tower
Owners. Therefore, the Commission is
unable to determine the number of nonlicensee tower owners that are small
entities. The Commission believes,
however, that when all individuals
owning 10 or fewer towers and leasing
space for collocation are included, nonlicensee tower owners, number in the
thousands, and that nearly all of these
qualify as small businesses under the
SBA’s definition for All Other
Telecommunications. In addition, there
may be other non-licensee owners of
other wireless infrastructure, including
DAS and small cells, that might be
affected by the regulatory measures
proposed in this Report and Order. The
Commission does not have any basis for
estimating the number of such nonlicensee owners that are small entities.
b. Description of Projected Reporting,
Recordkeeping, and Other Compliance
Requirements for Small Entities
95. The Report and Order adopts
several reporting, recordkeeping, and
other compliance requirements which
could affect small entities. First, the
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Report and Order amends the
Commission’s rules to require that
owners display the Antenna Structure
Registration (ASR) number so that it is
visible to a member of the general
public who reaches the closest publicly
accessible location near the antenna
structure base. Where more than one
publicly accessible access point exists,
the Commission modifies its rules to
require posting at each access point
location. Likewise, where a single
perimeter fence surrounds multiple
antenna structures, the Commission will
require that owners post the registration
both at any access points, and at the
base of the structure. These
requirements are necessary to ensure
that the FAA and Commission
personnel, as well as members of the
public, can quickly and easily identify
a particular structure in order to report
a lighting outage or other air safety
hazard in a timely fashion. The
Commission also modifies its rules to
allow owners to provide tenants the
ASR number and link to the
Commission’s online system via mail,
email, or other electronic means, as an
alternative to providing a paper copy of
Form 854R. This update of the
Commission’s rules will reduce the
compliance burden on all antenna
structure owners, including small
entities.
96. Further, the Commission revises
its rules to require antenna structure
owners to provide the FAA with regular
updates on the status of their repairs of
lighting outages so that the FAA can
maintain notifications to aircraft
throughout the entire period of time the
antenna structure remains unlit. These
updates will also include updates to its
estimated return-to-service date to the
FAA. The Commission concludes that
on balance, this limited burden on
antenna structure owners, which may
include small entities, is insignificant
compared to the need to have accurate
antenna structure lighting outage
information, as pilots rely on this
information to ensure air safety. The
Commission also eliminates the
requirement for using a specific means
of notification (which currently contains
the outdated reference to telegraph) and
requires instead notification by means
acceptable to the FAA. This change
clarifies the rule by eliminating a
previously specified option that is no
longer viable, which in turn will lessen
the burden on antenna structure owners,
including small entities.
97. Finally, the Commission revises
its rules to require antenna structure
owners to maintain a record of observed
or otherwise known extinguishments or
improper functioning of structure lights
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for two years, and to provide such
records to the Commission upon
request. Limiting the retention time
period to two years lessens the burden
on antenna structure owners, which
may include small entities, without
hindering the Commission’s ability to
monitor an antenna structure owner’s
compliance record.
c. Steps Taken To Minimize the
Significant Economic Impact on Small
Entities, and Significant Alternatives
Considered
98. The RFA requires an agency to
describe any significant alternatives that
it has considered in developing its
approach, which may include the
following four alternatives (among
others): (1) the establishment of
differing compliance or reporting
requirements or timetables that take into
account the resources available to small
entities; (2) the clarification,
consolidation, or simplification of
compliance or reporting requirements
under the rule for small entities; (3) the
use of performance, rather than design,
standards; and (4) an exemption from
coverage of the rule, or any part thereof,
for small entities.
99. The rule changes herein are
intended both to promote aircraft
navigation safety and also to reduce
regulatory burdens on small entities by
clarifying the relationship between the
Commission’s rules and procedures and
those of the FAA and ensuring
continued consistency in those rules
and procedures. The Commission asked
commenters to suggest alternatives that
may further reduce the impact on small
entities while achieving the above
intended goals. The Commission
specifically sought comment on whether
to further reduce regulatory burdens on
small entities by amending 47 CFR
17.17(b) (redesignated as 47 CFR 17.24)
to provide that a revised FAA Circular
does not impose new obligations on
already-approved antenna structures.
The Commission sought comment on
whether such deregulatory action would
unduly limit the Commission’s
flexibility and whether it would afford
appropriate deference to the FAA’s
expertise and how possible alternatives
could further lessen the burden on small
businesses while achieving these goals.
100. For each of the rule changes, the
Commission sought discussion, and
where relevant, alternative proposals,
on the effect that each new requirement,
or alternative rules, might have on small
entities. For each rule change, the
Commission sought discussion about
the burden that the rule change would
impose on small entities and how the
Commission could impose such rule
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changes while minimizing the burdens
on small entities. For each rule change,
the Commission asked whether there
were any alternatives that the
Commission could implement that
could achieve the Commission’s goals
while at the same time minimizing the
burdens on small entities.
101. As a result, the rule
modifications the Commission
implements in this Report and Order
will reduce redundancy, conflicts and
ambiguity in antenna marking and
lighting regulations. In pursuit of that
end, the Commission has: (1) deleted
any reference to older FAA Advisory
Circulars, instead requiring structure
owners to generally comply with the
FAA’s no hazard determination and
associated study for a structure in
establishing painting and lighting
specifications; (2) eliminated the stated
exemptions to the lighting and marking
criteria for previously authorized
structures and clarified that existing
antenna structures will generally not be
required to comply with any new
lighting and marking requirements
unless the FAA mandates application of
such changes with regard to a particular
structure; (3) amended the rules to
provide that any change in height of one
foot or greater, or any change in
coordinates of one second or greater
requires prior approval; (4) lengthened
the notification and dismantlement
requirements to provide that the owner
of an antenna structure shall notify the
Commission within five days of when a
construction or alteration of a structure
reaches its greatest height, when a
construction or alteration is dismantled
or destroyed, and when there are any
changes in structure height or
ownership; (5) continued to allow
owners to voluntarily register antenna
structures and required owners to
designate when a particular registration
is done voluntarily; (6) modified the
rules to allow owners to provide tenants
the ASR number and link to the
Commission’s online system via mail,
email, or other electronic means, as an
alternative to providing a paper copy of
Form 854R; (7) exempted qualifying
NOC-based monitoring systems from
quarterly inspection obligations, thereby
eliminating the quarterly inspection
obligation for those towers using
sufficiently robust monitoring systems;
(8) limited the time period to two years
for requiring antenna structure owners
to maintain a record of observed or
otherwise known extinguishments or
improper functioning of structure lights
and providing such records to the
Commission upon request; and (9)
harmonized its tower cleaning and
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repainting standards with the FAA’s
and declined to- require tower
repainting every ten years. While not
specifically targeted at small firms,
these numerous measures are intended
to lessen the regulatory burden on all
tower owners and operators.
d. Federal Rules That Might Duplicate,
Overlap, or Conflict With the Rules
102. The IRFA in the (NPRM) of this
proceeding omitted reference to the
FAA in section F of the IRFA even
though the (NPRM) addressed
Commission rules that in some cases
duplicated, overlapped, or were
inconsistent with rules of the FAA.
Notwithstanding the omission of
Section F, the (NPRM) and the IRFA
explained how the Commission’s rules
overlap and are inconsistent with the
FAA’s rules. Accordingly, the (NPRM)
proposed amendments to the part 17
rules to update and modernize them,
including harmonizing them with FAA
rules where appropriate. The IRFA
noted the overlapping and conflicting
`
rules vis-a-vis the FAA’s and
Commission’s shared responsibility to
safeguard air traffic and promote tower
safety and visibility. Specifically, the
IRFA proposed to eliminate
Commission rules that were
restatements of FAA rules and to cross
reference relevant FAA rules in order to
eliminate confusion. The IRFA also
proposed changes that were intended to
clarify the relationship between the
Commission’s rules and procedures and
those of the FAA to ensure continued
consistency in those rules and
procedures. The Commission further
proposed to require use of the FAA’s
criteria for tower visibility, including
determining when an antenna structure
needs to be cleaned and repainted.
103. In the Report and Order, the
Commission takes the following actions
to harmonize Commission rules with
overlapping FAA rules by: (1)
eliminating any reference to older FAA
Advisory Circulars in the Commission’s
rules, and instead requiring structure
owners to generally comply with the
FAA’s no hazard determination and
associated study for a structure in
establishing painting and lighting
specifications; (2) deciding that it
generally will not require existing
antenna structures to comply with any
new lighting and marking requirements
unless the FAA mandates application of
such changes with regard to a particular
structure; (4) determining that it will
continue to defer to the FAA and
require antenna structure owners to
provide height and location
measurements matching those provided
to the FAA in their applications; (5)
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56983
modifying notification and
dismantlement requirements to make
them consistent with the FAA’s rules by
requiring the owner of an antenna
structure to notify the Commission
within five days of when a construction
or alteration of a structure reaches its
greatest height, when a construction or
alteration is dismantled or destroyed,
and when there are any changes in
structure height or ownership; (6)
revising Commission rules to require
antenna structure owners to provide
continuously active NOTAM notice to
the FAA of lighting outages; (7)
requiring that an antenna structure
owner notify the FAA that it needs to
extend the lighting outage date, as well
as provide a return to service date, if a
lighting outage cannot be repaired
within the FAA’s original NOTAM
period; (8) changing the requirement
that the FAA must be notified of a
lighting outage by telephone or
telegraph and requiring instead that
such notification be made by a means
acceptable to the FAA; and (9) adopting
the FAA’s In-Service Aviation Orange
Tolerance Chart as the benchmark for
determining whether a structure needs
to be cleaned or repainted.
104. The Commission sought
extensive public comment on these
issues in the (NPRM), and in the
attached IRFA. After an exhaustive
review of the record and a careful
weighing of the costs and benefits, the
Commission adopted the proposed
regulatory changes to eliminate
duplicative, overlapping, or conflicting
regulations, thereby achieving improved
regulatory harmonization with the FAA.
e. Report to Congress
105. The Commission will send a
copy of the Report and Order, including
this FRFA, in a report to be sent to
Congress pursuant to the Congressional
Review Act.
f. Report to Small Business
Administration
106. The Commission’s Consumer and
Governmental Affairs Bureau, Reference
Information Center, will send a copy of
this Report and Order, including the
Final Regulatory Flexibility Analysis, to
the Chief Counsel for Advocacy of the
Small Business Administration.
C. Congressional Review Act
107. The Commission will send a
copy of this Report and Order to
Congress and the Government
Accountability Office pursuant to the
Congressional Review Act.
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IV. Ordering Clauses
108. Accordingly, it is ordered,
pursuant to sections 4(i), 4(j), 11 and
303(q) of the Communications Act of
1934, as amended, 47 U.S.C. 154(i)–(j),
161, 303(q), that this Report and Order
is hereby adopted.
109. It is further ordered that parts 0,
1, and 17 of the Commission’s rules, 47
CFR. 0.331, 1.61, 17.1, 17.2, 17.4, 17.6,
17.7, 17.14, 17.17, 17.21, 17.22, 17.23,
17.24, 17.45, 17.47, 17.48, 17.49, 17.50,
17.51, 17.56, 17.57, and 17.58 are
amended as specified in, and such rule
amendments shall be effective October
24, 2014, except for those rules and
requirements which contain new or
modified information collection
requirements that require approval by
the Office of Management and Budget
(OMB) under the Paperwork Reduction
Act (PRA) and will become effective
after the Commission publishes a notice
in the Federal Register announcing
such approval and the relevant effective
date.
110. It is further ordered that the
American Tower Corporation Request
for Modification of Existing Waiver of
47 CFR 17.47(b) is dismissed without
prejudice.
111. It is further ordered that,
pursuant to section 801(a)(1)(A) of the
Congressional Review Act, 5 U.S.C.
801(a)(1)(A), the Commission shall send
a copy of this Report and Order to
Congress and to the Government
Accountability Office.
112. It is further ordered that the
Commission’s Consumer and
Governmental Affairs Bureau, Reference
Information Center, shall send a copy of
this Report and Order, including the
Final Regulatory Flexibility Analysis, to
the Chief Counsel for Advocacy of the
Small Business Administration.
List of Subjects
47 CFR Part 0
Commission organization.
47 CFR Part 1
Administrative practice and
procedures, Telecommunications.
47 CFR Part 17
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Aviation safety, Communications
equipment, Construction, marking, and
lighting of antenna strucutres, Reporting
and recordkeeping requirements.
Federal Communications Commisison.
Marlene H. Dortch,
Secretary.
Final rules
For the reasons discussed in the
preamble, the Federal Communications
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17:30 Sep 23, 2014
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Commission amends 47 CFR parts 0, 1,
and 17 as follows:
PART 0—COMMISSION
ORGANIZATION
1. The authority citation for part 0
continues to read as follows:
■
Authority: Sec. 5, 48 Stat. 1068, as
amended; 47 U.S.C. 155, 225, unless
otherwise noted.
2. Section 0.331 is amended by
revising paragraph (d) to read as
follows:
■
§ 0.331
PART 1—PRACTICE AND
PROCEDURE
3. The authority citation for part 1
continues to read as follows:
■
Authority: 15 U.S.C. 79 et seq.; 47 U.S.C.
151, 154(i), 154(j), 155, 157, 225, 227, 303(r),
309, 1403, 1404, and 1451.
4. Section 1.61 is amended by revising
paragraph (a)(5) to read as follows:
■
Authority delegated.
*
*
*
*
*
(d) Authority concerning rulemaking
proceedings. The Chief, Wireless
Telecommunications Bureau shall not
have the authority to act upon notices
of proposed rulemaking and inquiry,
final orders in rulemaking proceedings
and inquiry proceedings, and reports
arising from any of the foregoing except
such orders involving ministerial
conforming amendments to rule parts,
or orders conforming any of the
applicable rules to formally adopted
international conventions or agreements
where novel questions of fact, law, or
policy are not involved. Orders
conforming any of the applicable rules
in part 17 of this chapter to rules
formally adopted by the Federal
Aviation Administration also need not
be referred to the Commission if they do
not involve novel questions of fact, law,
or policy. In addition, revisions to the
airport terminal use list in § 90.35(c)(61)
of this chapter and revisions to the
Government Radiolocation list in
§ 90.371(b) of this chapter need not be
referred to the Commission. Adoption of
certain technical standards applicable to
hearing aid compatibility under § 20.19
of this chapter made together with the
Chief of the Office of Engineering and
Technology, as specified in § 20.19(k) of
this chapter, also need not be referred to
the Commission. Also, the addition of
new Marine VHF frequency
coordination committee(s) to § 80.514 of
this chapter need not be referred to the
Commission if they do not involve
novel questions of fact, policy or law, as
well as requests by the United States
Coast Guard to:
(1) Designate radio protection areas
for mandatory Vessel Traffic Services
(VTS) and establish marine channels as
VTS frequencies for these areas; or
(2) Designate regions for shared
commercial and non-commercial vessel
use of VHF marine frequencies.
(3) Designate by footnote to frequency
table in § 80.373(f) of this chapter
marine VHF frequencies are available
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for intership port operations
communications in defined port areas.
*
*
*
*
*
Frm 00046
Fmt 4700
Sfmt 4700
§ 1.61 Procedures for handling
applications requiring special aeronautical
study.
*
*
*
*
*
(a) * * *
(5) Upon receipt of FCC Form 854,
and attached FAA final determination of
‘‘no hazard,’’ the Bureau may prescribe
antenna structure painting and/or
lighting specifications or other
conditions in accordance with the FAA
airspace recommendation. Unless
otherwise specified by the Bureau, the
antenna structure must conform to the
FAA’s painting and lighting
recommendations set forth in the FAA’s
determination of ‘‘no hazard’’ and the
associated FAA study number. The
Bureau returns a completed Antenna
Structure Registration (FCC Form 854R)
to the registrant. If the proposed
structure is disapproved the registrant is
so advised.
*
*
*
*
*
PART 17—CONSTRUCTION,
MARKING, AND LIGHTING OF
ANTENNA STRUCTURES
5. The authority citation for part 17
continues to read as follows:
■
Authority: Secs. 4, 303, 48 Stat. 1066,
1082, as amended; 47 U.S.C. 154, 303.
Interpret or apply secs. 301, 309, 48 Stat.
1081, 1085 as amended; 47 U.S.C. 301, 309.
6. Section 17.1 is amended by revising
paragraph (b) to read as follows:
■
§ 17.1
Basis and purpose.
*
*
*
*
*
(b) The purpose of this part is to
prescribe certain procedures for antenna
structure registration and standards
with respect to the Commission’s
consideration of proposed antenna
structures which will serve as a guide to
antenna structure owners.
7. Section 17.2 is amended by revising
paragraphs (a), (b), and (c) to read as
follows:
■
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Federal Register / Vol. 79, No. 185 / Wednesday, September 24, 2014 / Rules and Regulations
§ 17.2
Definitions.
(a) Antenna structure. The term
antenna structure means a structure that
is constructed or used to transmit radio
energy, or that is constructed or used for
the primary purpose of supporting
antennas to transmit and/or receive
radio energy, and any antennas and
other appurtenances mounted thereon,
from the time construction of the
supporting structure begins until such
time as the supporting structure is
dismantled.
(b) Antenna farm area. A geographical
location, with established boundaries,
designated by the Federal
Communications Commission, in which
antenna structures with a common
impact on aviation may be grouped.
(c) Antenna structure owner. For the
purposes of this part, an antenna
structure owner is the individual or
entity vested with ownership, equitable
ownership, dominion, or title to the
antenna structure that is constructed or
used to transmit radio energy, or the
underlying antenna structure that
supports or is intended to support
antennas and other appurtenances.
Notwithstanding any agreements made
between the owner and any entity
designated by the owner to maintain the
antenna structure, the owner is
ultimately responsible for compliance
with the requirements of this part.
*
*
*
*
*
8. Section 17.4 is amended by revising
paragraphs (a), (b), (e), (f), (g), and
adding paragraphs (i), (j), and (k) to read
as follows:
■
tkelley on DSK3SPTVN1PROD with RULES
§ 17.4
Antenna structure registration.
(a) The owner of any proposed or
existing antenna structure that requires
notice of proposed construction to the
Federal Aviation Administration (FAA)
due to physical obstruction must
register the structure with the
Commission. (See § 17.7 for FAA
notification requirements.) This
includes those structures used as part of
stations licensed by the Commission for
the transmission of radio energy, or to
be used as part of a cable television
head end system. If a Federal
Government antenna structure is to be
used by a Commission licensee, the
structure must be registered with the
Commission. If the FAA exempts an
antenna structure from notification, it is
exempt from the requirement that it
register with the Commission. (See
§ 17.7(e) for exemptions to FAA
notification requirements.)
(1) For a proposed antenna structure
or alteration of an existing antenna
structure, the owner must register the
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17:30 Sep 23, 2014
Jkt 232001
structure prior to construction or
alteration.
(2) For a structure that did not
originally fall under the definition of
‘‘antenna structure,’’ the owner must
register the structure prior to hosting a
Commission licensee.
(b) Except as provided in paragraph
(e) of this section, each owner of an
antenna structure described in
paragraph (a) of this section must file
FCC Form 854 with the Commission.
Additionally, each owner of a proposed
structure referred to in paragraph (a) of
this section must submit a valid FAA
determination of ‘‘no hazard.’’ In order
to be considered valid by the
Commission, the FAA determination of
‘‘no hazard’’ must not have expired
prior to the date on which FCC Form
854 is received by the Commission. The
height of the structure will be the
highest point of the structure including
any obstruction lighting or lightning
arrester. If an antenna structure is not
required to be registered under
paragraph (a) of this section and it is
voluntarily registered with the
Commission after the effective date of
this rule, the registrant must note on
FCC Form 854 that the registration is
voluntary. Voluntarily registered
antenna structures are not subject to the
lighting and marking requirements
contained in this part.
*
*
*
*
*
(e) If the owner of the antenna
structure cannot file FCC Form 854
because it is subject to a denial of
Federal benefits under the Anti-Drug
Abuse Act of 1988, 21 U.S.C. 862, the
first tenant licensee authorized to locate
on the structure (excluding tenants that
no longer occupy the structure) must
register the structure using FCC Form
854, and provide a copy of the Antenna
Structure Registration (FCC Form 854R)
to the owner. The owner remains
responsible for providing to all tenant
licensees and permittees notification
that the structure has been registered,
consistent with paragraph (f) of this
section, and for posting the registration
number as required by paragraph (g) of
this section.
(f) The Commission shall issue to the
registrant FCC Form 854R, Antenna
Structure Registration, which assigns a
unique Antenna Structure Registration
Number. The antenna structure owner
shall immediately provide to all tenant
licensees and permittees notification
that the structure has been registered,
along with either a copy of Form 854R
or the Antenna Structure Registration
Number and a link to the FCC antenna
structure Web site: https://
wireless.fcc.gov/antenna/. This
PO 00000
Frm 00047
Fmt 4700
Sfmt 4700
56985
notification may be done electronically
or via paper mail.
(g) Except as described in paragraph
(h) of this section, the Antenna
Structure Registration Number must be
displayed so that it is conspicuously
visible and legible from the publicly
accessible area nearest the base of the
antenna structure along the publicly
accessible roadway or path. Where an
antenna structure is surrounded by a
perimeter fence, or where the point of
access includes an access gate, the
Antenna Structure Registration Number
should be posted on the perimeter fence
or access gate. Where multiple antenna
structures having separate Antenna
Structure Registration Numbers are
located within a single fenced area, the
Antenna Structure Registration
Numbers must be posted both on the
perimeter fence or access gate and near
the base of each antenna structure. If the
base of the antenna structure has more
than one point of access, the Antenna
Structure Registration Number must be
posted so that it is visible at the publicly
accessible area nearest each such point
of access. Materials used to display the
Antenna Structure Registration Number
must be weather-resistant and of
sufficient size to be easily seen where
posted.
*
*
*
*
*
(i) Absent Commission specification,
the painting and lighting specifications
recommended by the FAA are
mandatory (see § 17.23). However, the
Commission may specify painting and/
or lighting requirements for each
antenna structure registration in
addition to or different from those
specified by the FAA.
(j) Any change or correction in the
overall height of one foot or greater or
coordinates of one second or greater in
longitude or latitude of a registered
antenna structure requires prior
approval from the FAA and
modification of the existing registration
with the Commission.
(k) Any change in the marking and
lighting that varies from the
specifications described on any antenna
structure registration requires prior
approval from the FAA and the
Commission.
■ 9. Section 17.6 is amended by revising
the section heading and paragraph (c) to
read as follows:
§ 17.6 Responsibility for painting and
lighting compliance.
*
*
*
*
*
(c) If the owner of the antenna
structure cannot file FCC Form 854
because it is subject to a denial of
Federal benefits under the Anti-Drug
Abuse Act of 1988, 21 U.S.C. 862, the
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56986
Federal Register / Vol. 79, No. 185 / Wednesday, September 24, 2014 / Rules and Regulations
first tenant licensee authorized to locate
on the structure (excluding tenants that
no longer occupy the structure) must
register the structure using FCC Form
854, and provide a copy of the Antenna
Structure Registration (FCC Form 854R)
to the owner. The owner remains
responsible for providing to all tenant
licensees and permittees notification
that the structure has been registered,
consistent with § 17.4(f), and for posting
the registration number as required by
§ 17.4(g).
■ 10. Section 17.7 is amended by
revising the introductory text and
paragraphs (b) and (d), adding
paragraph (e), and designating the note
at the end of the section as ‘‘Note to
§ 17.7.’’
The revisions and addition read as
follows:
tkelley on DSK3SPTVN1PROD with RULES
§ 17.7 Antenna structures requiring
notification to the FAA.
A notification to the FAA is required,
except as set forth in paragraph (e) of
this section, for any of the following
construction or alteration:
*
*
*
*
*
(b) Any construction or alteration that
exceeds an imaginary surface extending
outward and upward at any of the
following slopes:
(1) 100 to 1 for a horizontal distance
of 6.10 kilometers (20,000 feet) from the
nearest point of the nearest runway of
each airport described in paragraph (d)
of this section with its longest runway
more than 0.98 kilometers (3,200 feet) in
actual length, excluding heliports.
(2) 50 to 1 for a horizontal distance of
3.05 kilometers (10,000 feet) from the
nearest point of the nearest runway of
each airport described in paragraph (d)
of this section with its longest runway
no more than 0.98 kilometers (3,200
feet) in actual length, excluding
heliports.
(3) 25 to 1 for a horizontal distance of
1.52 kilometers (5,000 feet) from the
nearest point of the nearest landing and
takeoff area of each heliport described
in paragraph (d) of this section.
*
*
*
*
*
(d) Any construction or alteration on
any of the following airports and
heliports:
(1) A public use airport listed in the
Airport/Facility Directory, Alaska
Supplement, or Pacific Chart
Supplement of the U.S. Government
Flight Information Publications;
(2) A military airport under
construction, or an airport under
construction that will be available for
public use;
(3) An airport operated by a Federal
agency or the United States Department
of Defense.
VerDate Sep<11>2014
17:30 Sep 23, 2014
Jkt 232001
(4) An airport or heliport with at least
one FAA-approved instrument approach
procedure.
(e) A notification to the FAA is not
required for any of the following
construction or alteration:
(1) Any object that will be shielded by
existing structures of a permanent and
substantial nature or by natural terrain
or topographic features of equal or
greater height, and will be located in the
congested area of a city, town, or
settlement where the shielded structure
will not adversely affect safety in air
navigation;
(2) Any air navigation facility, airport
visual approach or landing aid, aircraft
arresting device, or meteorological
device meeting FAA-approved siting
criteria or an appropriate military
service siting criteria on military
airports, the location and height of
which are fixed by its functional
purpose;
(3) Any antenna structure of 6.10
meters (20 feet) or less in height, except
one that would increase the height of
another antenna structure.
*
*
*
*
*
§ 17.14
■
[Removed and Reserved]
11. Remove and reserve § 17.14.
§ 17.17
[Remove and Reserved]
12. Remove and reserve § 17.17.
13. Section 17.21 is amended by
revising paragraph (a) and adding
paragraph (c) to read as follows:
■
■
§ 17.21 Painting and lighting, when
required.
*
*
*
*
*
(a) Their height exceeds any
obstruction standard requiring
notification to the FAA (see § 17.4(a)
and § 17.7).
*
*
*
*
*
(c) An antenna installation is of such
a nature that its painting and lighting
specifications in accordance with the
FAA airspace recommendation are
confusing, or endanger rather than assist
airmen, or are otherwise inadequate. In
these cases, the Commission will
specify the type of painting and lighting
or other marking to be used for the
particular structure.
§ 17.22
[Removed and Reserved]
14. Remove and reserve § 17.22.
15. Section 17.23 is revised to read as
follows:
■
■
§ 17.23 Specifications for painting and
lighting antenna structures.
Unless otherwise specified by the
Commission, each new or altered
antenna structure must conform to the
FAA’s painting and lighting
PO 00000
Frm 00048
Fmt 4700
Sfmt 4700
specifications set forth in the FAA’s
final determination of ‘‘no hazard’’ and
the associated FAA study for that
particular structure. For purposes of this
part, any specifications, standards, and
general requirements set forth by the
FAA in the structure’s determination of
‘‘no hazard’’ and the associated FAA
study are mandatory. Additionally, each
antenna structure must be painted and
lighted in accordance with any painting
and lighting requirements prescribed on
the antenna structure’s registration, or
in accordance with any other
specifications provided by the
Commission.
■ 16. The undesignated center heading
‘‘Aviation Red Obstruction Lighting
[Reserved]’’ below § 17.23 is removed.
■ 17. Section 17.24 is added to read as
follows:
§ 17.24
Existing structures.
No change to painting or lighting
criteria or relocation of airports shall at
any time impose a new restriction upon
any then existing or authorized antenna
structure or structures, unless the FAA
issues a new determination of ‘‘no
hazard’’ and associated FAA study for
the particular structure.
§ 17.45
[Removed and Reserved]
18. Remove and reserve § 17.45.
19. Section 17.47 is amended by
adding paragraph (c) to read as follows:
■
■
§ 17.47 Inspection of antenna structure
lights and associated control equipment.
*
*
*
*
*
(c) Is exempt from paragraph (b) of
this section for any antenna structure
monitored by a system that the Wireless
Telecommunications Bureau has
determined includes self-diagnostic
features sufficient to render quarterly
inspections unnecessary, upon
certification of use of such system to the
Bureau.
■ 20. Section 17.48 is amended by
revising paragraphs (a) and (b) to read
as follows:
§ 17.48 Notification of extinguishment or
improper functioning of lights.
*
*
*
*
*
(a) Shall report immediately to the
FAA, by means acceptable to the FAA,
any observed or otherwise known
extinguishment or improper functioning
of any top steady burning light or any
flashing obstruction light, regardless of
its position on the antenna structure,
not corrected within 30 minutes. If the
lights cannot be repaired within the
FAA’s Notices to Airmen (NOTAM)
period, the owner shall notify the FAA
to extend the outage date and report a
return-to-service date. The owner shall
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Federal Register / Vol. 79, No. 185 / Wednesday, September 24, 2014 / Rules and Regulations
repeat this process until the lights are
repaired. Such reports shall set forth the
condition of the light or lights, the
circumstances which caused the failure,
the probable date for restoration of
service, the FCC Antenna Structure
Registration Number, the height of the
structure (AGL and AMSL if known)
and the name, title, address, and
telephone number of the person making
the report. Further notification to the
FAA by means acceptable to the FAA
shall be given immediately upon
resumption of normal operation of the
light or lights.
(b) An extinguishment or improper
functioning of a steady burning side
intermediate light or lights, shall be
corrected as soon as practicable, but
notification to the FAA of such
extinguishment or improper functioning
is not required.
■ 21. Section 17.49 is amended by
revising the introductory text to read as
follows:
§ 17.49 Recording of antenna structure
light inspections in the owner record.
§ 17.50
Cleaning and repainting.
Antenna structures requiring painting
under this part shall be cleaned or
repainted as often as necessary to
maintain good visibility. Evaluation of
the current paint status shall be made by
using the FAA’s In-Service Aviation
Orange Tolerance Chart. This chart is
based upon the color requirements
contained in the National Bureau of
Standards Report NBSIR 75–663, Color
Requirements for the Marking of
Obstructions.
§ 17.51
[Removed and Reserved]
23. Remove and reserved § 17.51.
24. Section 17.56 is revised to read as
follows:
tkelley on DSK3SPTVN1PROD with RULES
■
■
§ 17.56
Maintenance of lighting equipment.
Replacing or repairing of lights,
automatic indicators or automatic
control or alarm systems shall be
accomplished as soon as practicable.
VerDate Sep<11>2014
17:30 Sep 23, 2014
Jkt 232001
■
25. Section 17.57 is revised to read as
follows:
GHz Band, ET Docket No. 13–49; FCC
14–30, 79 FR 24569, May 1, 2014.
§ 17.57 Report of radio transmitting
antenna construction, alteration, and/or
removal.
Synopsis
The owner of an antenna structure for
which an Antenna Structure
Registration Number has been obtained
must notify the Commission within 5
days of completion of construction (FCC
Form 854–R) and/or dismantlement
(FCC Form 854). The owner must also
notify the Commission within 5 days of
any change in structure height or change
in ownership information (FCC Form
854).
§ 17.58
■
[Removed and Reserved]
26. Remove and reserved § 17.58.
[FR Doc. 2014–22772 Filed 9–23–14; 8:45 am]
BILLING CODE 6712–01–P
FEDERAL COMMUNICATIONS
COMMISSION
47 CFR Part 15
The owner of each antenna structure
which is registered with the
Commission and has been assigned
lighting specifications referenced in this
part must maintain a record of any
observed or otherwise known
extinguishment or improper functioning
of a structure light. This record shall be
retained for a period of two years and
provided to the FCC or its agents upon
request. The record shall include the
following information for each such
event:
*
*
*
*
*
■ 22. Section 17.50 is revised to read as
follows:
56987
[ET Docket No. 13–49; FCC 14–30]
Unlicensed National Information
Infrastructure (U–NII) Devices in the 5
GHz Band
Federal Communications
Commission.
ACTION: Final rules; announcement of
effective date.
AGENCY:
In this document, the
Commission announces that the Office
of Management and Budget (OMB) has
approved, for a period of three years, the
information collection requirements
contained in the regulations in the
‘‘Unlicensed National Information
Infrastructure (U–NII) Devices in the 5
GHz Band.’’ The information collection
requirements were approved on August
27, 2014 by OMB.
DATES: The amendments to 47 CFR
15.407(j), published at 79 FR 24569,
May 1, 2014, is effective September 24,
2014.
FOR FURTHER INFORMATION CONTACT: For
additional information contact Nancy
Brooks on (202) 418–2454 or email
Nancy.Brooks@fcc.gov.
SUPPLEMENTARY INFORMATION: This
document announces that on August 27,
2014, OMB approved, for a period of
three years, the information collection
requirements contained in 47 CFR
15.407(j). The Commission publishes
this document to announce the effective
date of this rule section. See, Revision
of Part 15 of the Commission’s Rules to
Permit Unlicensed National Information
Infrastructure (U–NII) Devices in the 5
SUMMARY:
PO 00000
Frm 00049
Fmt 4700
Sfmt 4700
As required by the Paperwork
Reduction Act of 1995, (44 U.S.C. 3507),
the Commission is notifying the public
that it received OMB approval on
August 27, 2014, for the information
collection requirement contained in 47
CFR 15.407(j). Under 5 CFR part 1320,
an agency may not conduct or sponsor
a collection of information unless it
displays a current, valid OMB Control
Number.
No person shall be subject to any
penalty for failing to comply with a
collection of information subject to the
Paperwork Reduction Act that does not
display a valid OMB Control Number.
The OMB Control Number is 3060–
1199 and the total annual reporting
burdens for respondents for this
information collection are as follows:
OMB Control Number: 3060–1199.
OMB Approval Date: 8/27/2014.
OMB Expiration Date: 8/31/2017.
Title: Section 15.407(j), U–NII
Operator Filing Requirement.
Form Number: N/A.
Type of Review: New collection.
Respondents: Businesses or other forprofit.
Number of Respondents: 17
Respondents; 17 Responses.
Estimated Time per Response: 32
hours.
Frequency of Response: On occasion
one time reporting, recordkeeping and
third party disclosure requirement.
Obligation to Respond: Required to
obtain or retain benefits. Statutory
authority for this information collection
is contained in 47 U.S.C. 154(i), 301,
302a, 303(e), 303(f), 303(g), and 303(r).
Total Annual Burden: 544 hours.
Total Annual Costs: N/A.
Nature and Extent of Confidentiality:
There is no need for confidentiality.
Privacy Act Impact Assessment: N/A.
Needs and Uses: On March 31, 2014,
the Commission adopted a First Report
and Order, Revision of Part 15 of the
Commission’s Rules to Permit
Unlicensed National Information
Infrastructure (U–NII) in the 5 GHz
Band, ET Docket No. 13–49, FCC 14–30.
Section 15.407(j) of the rules established
filing requirements for U–NII operators
that deploy a collection of more than
one thousand outdoor access points
with the 5.15–5.25 GHz band, parties
must submit a letter to the Commission
acknowledging that, should harmful
interference to licensed services in this
band occur, they will be required to take
corrective action. Corrective actions
may include reducing power, turning off
devices, changing frequency bands, and/
E:\FR\FM\24SER1.SGM
24SER1
Agencies
[Federal Register Volume 79, Number 185 (Wednesday, September 24, 2014)]
[Rules and Regulations]
[Pages 56968-56987]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2014-22772]
=======================================================================
-----------------------------------------------------------------------
FEDERAL COMMUNICATIONS COMMISSION
47 CFR Parts 0, 1, and 17
[WT Docket No. 10-88; RM 11349; FCC 14-117]
Amendments To Modernize and Clarify the Commission's Rules
Concerning Construction, Marking and Lighting of Antenna Structures
AGENCY: Federal Communications Commission.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: In this document, the Federal Communications Commission (FCC)
streamlines and eliminates outdated provisions of the Commission's
rules governing the construction, marking, and lighting of antenna
structures.
DATES: Effective October 24, 2014 except for the amendments to 47 CFR
17.4, 17.48, and 17.49, which contain information collection
requirements that have not been approved by the Office of Management
and Budget (OMB). The Commission will publish a document in the Federal
Register announcing the effective date of these amendments.
FOR FURTHER INFORMATION CONTACT: Michael Smith of the Spectrum and
Competition Policy Division, Wireless Telecommunications Bureau, (202)
418-0584, MichaelC.Smith@fcc.gov.
SUPPLEMENTARY INFORMATION: This is a summary of the part 17 Report and
Order, RM 11349, WT Docket No. 10-88, FCC 14-117, adopted and released
August 8, 2014. The full text of the part 17 Report and Order is
available for inspection and copying during business hours in the FCC
Reference Information Center, Portals II, 445 12th Street SW., Room CY-
A257, Washington, DC 20554. Also, it may be purchased from the
Commission's duplicating contractor at Portals II, 445 12th Street SW.,
Room CY-B402, Washington, DC 20554; the contractor's Web site, https://www.bcpiweb.com; or by calling (800) 378-3160, facsimile (202) 488-
5563, or email FCC@BCPIWEB.com. Copies of the part 17 Report and Order
also may be obtained via the Commission's Electronic Comment Filing
System (ECFS) by entering the docket number WT Docket No. 10-88.
Additionally, the complete item is available on the Federal
Communications Commission's Web site at https://www.fcc.gov.
[[Page 56969]]
I. Background
1. The Communications Act of 1934, as amended (the Act) grants the
Commission authority to require painting and/or lighting of radio
towers that may constitute a hazard to air navigation. Part 17 of the
Commission's rules prescribes certain procedures for antenna structure
registration (ASR) and sets forth standards to determine whether a
structure may impact air navigation, consistent with recommendations
made by the Federal Aviation Administration (FAA). In particular, the
Commission requires antenna structure owners to register and exercise
primary responsibility for painting and lighting of antenna structures
meeting the registration criteria. To ensure the ongoing compliance of
antenna structures with marking and lighting requirements, part 17 also
prescribes rules governing the maintenance of the marking and lighting
on antenna structures, including routine inspection obligations.
Under the current part 17 rules, any proposed or existing antenna
structure that requires notice of proposed construction to the FAA must
be registered with the Commission. As a result, the Commission
exercises joint, and in some circumstances overlapping oversight with
the FAA of certain antenna structures. All antenna structures that are
subject to part 17 rules are therefore also subject to the FAA's part
77 rules concerning the safety of the navigable airspace. Under its
rules, the FAA requires notification for the construction or alteration
of any antenna structure that exceeds 60.96 meters (200 feet) in height
above ground level, or where certain other conditions are met,
including proximity to an airport runway. Antenna structure owners must
file a form with the FAA, and that agency in turn determines whether
the construction or alteration is subject to lighting or marking
specifications prescribed in the current version of an FAA Advisory
Circular entitled Obstruction Marking, and Lighting.
Obstruction Marking and Lighting. The FAA sends an acknowledgment
to the antenna structure owner describing how the structure should be
marked and lighted, which constitutes an FAA study and determination of
no hazard to air navigation. This means that the FAA has determined
that the structure will not pose a hazard to aircraft provided that the
structure is marked and/or lighted consistent with its recommendations.
2. In order to register the structure with the Commission, the
antenna structure owner must submit the FAA's study and a no hazard
determination, along with FCC Form 854. The Commission then verifies
with the FAA the accuracy of the marking and lighting specifications
provided by the applicant. If the Commission accepts the application,
it issues an ASR form (Form 854R), which typically incorporates the
FAA's no hazard marking and/or lighting specifications and assigns the
antenna an ASR number. Once an antenna structure is registered, its
owner must ensure that the structure complies with all of the relevant
FAA chapters specified on the registration, or the owner may be subject
to Commission enforcement action. No changes to the specifications in
the ASR are permitted without prior approval from both the FAA and the
Commission; owners wishing to change an antenna structure's
specifications must first seek FAA approval, and only then may they
file a request with the Commission to amend the ASR. Prior to changing
the marking or lighting on the structure, antenna structure owners must
receive an amended ASR form from the Commission incorporating the
change.
3. In 2010, the Commission initiated a proceeding to update and
modernize its part 17 rules to improve compliance and enforcement
objectives, and to eliminate outdated and burdensome requirements that
may no longer serve safety objectives. In the Notice of Proposed
Rulemaking (NPRM), the Commission proposed amendments to the part 17
rules, including harmonizing these rules with FAA rules where
appropriate. Among other proposals, the Commission sought comment on
potential changes to the part 17 rules governing ASR and marking and
lighting specifications, as well as inspection and maintenance of
lighting and painting requirements. These issues were raised in the
2004 Biennial Review, and in a subsequent Petition for Rulemaking filed
by PCIA--The Wireless Infrastructure Association (PCIA) to modernize
and clarify the part 17 rules.
II. Discussion
4. In the part 17 Report and Order, the Commission adopts numerous
revisions to its part 17 rules to simplify procedures and clarify the
obligations of antenna structure owners in order to ensure air safety.
The steps the Commission takes to streamline its rules will improve
efficiency and reduce regulatory burdens, which the Commission
anticipates may enhance compliance and air safety. The Commission first
streamlines several requirements regarding the ASR process to remove
conflicting or ambiguous rules. Among these changes, the Commission
harmonizes its rules with FAA recommendations on antenna structure
lighting and marking specifications, construction notification
requirements, and the accuracy of data that antenna structure owners
must provide. The Commission updates its rules regarding the
maintenance of antenna structure painting and lighting. Specifically,
the Commission exempts owners that use robust, modern monitoring
systems from the quarterly inspection requirement. The Commission also
improves its lighting outage notification requirements, standardizes
repair timelines, harmonizes its requirements to maintain painting with
current FAA publications, and removes outdated provisions from its part
17 rules.
5. To help ensure that its rules continue to reflect current FAA
guidelines and publications, the Commission further delegates
rulemaking authority to the Wireless Telecommunications Bureau (WTB) to
make nonsubstantive, editorial revisions to the Commission's part 17
rules to reflect future FAA rule changes and recommendations after
providing an opportunity for notice and comment. The Commission
anticipates that this limited delegation of authority will help to
mitigate conflicts that may arise as a result of other rulemakings or
new recommendations by the FAA, and will allow the Commission to more
rapidly address situations where its rules may diverge from FAA
requirements.
A. Antenna Structure Registration and Specifications
6. In the (NPRM), the Commission proposed several revisions to its
rules governing the ASR process to update and modernize them while
ensuring the safety of pilots and aircraft passengers. In particular,
the (NPRM) proposed to clarify requirements and harmonize them with
current FAA rules. The part 17 rules that the Commission revises
overlap in significant respects with FAA rules, reflecting its shared
responsibility to ensure that the infrastructure the Commission
regulates does not pose a risk to public safety. Diverging requirements
create unnecessary ambiguity for antenna structure owners attempting to
comply with both sets of rules which ultimately harm the public
interest. Accordingly, in the actions the Commission takes, it seeks to
provide clarity to antenna structure owners and, where appropriate,
defer to the FAA on matters of air safety.
[[Page 56970]]
1. Antenna Structure Marking and Lighting Specifications
a. Provisions Governing Specification of Marking and Lighting
7. Background. The part 17 rules provide criteria regarding which
antenna structures require painting and lighting. Whenever painting or
lighting is required, the rules provide that antenna structures must
conform to the painting and lighting recommendations provided by the
FAA in its determination of no hazard, as referenced in two FAA
Advisory Circulars (from 1996 and 1995, respectively). The rules also
provide that the Commission will generally conform its lighting and
marking specifications to those set forth in these two FAA Advisory
Circulars, but that it may specify different requirements for
individual structures. In the (NPRM), the Commission proposed to
clarify that the FAA's recommended specifications are generally
mandatory, but that the Commission may specify additional or different
requirements, and that no changes may be made to the lighting or
marking specifications on an ASR without prior FAA and Commission
approval. The Commission also proposed modifications to these rules to
simply reference FAA marking and lighting requirements rather than
specifying particular FAA publications.
8. Discussion. The Commission revises its rules to eliminate any
reference to older FAA Advisory Circulars, and instead require
structure owners to comply with the FAA's no hazard determination and
associated study for a structure in establishing painting and lighting
specifications. The Commission finds that this revision to its rules
will serve the public interest because it streamlines and clarifies the
requirements applicable to structure owners. The Commission agrees with
commenters that reference in its rules, to outdated FAA Advisory
Circulars could cause confusion, and that eliminating specific
references to FAA publications will clarify the lighting and marking
obligations of antenna structure owners should any FAA Advisory
Circulars change in the future. Requiring structure owners to comply
with the FAA's no hazard determination and associated study when
establishing painting and lighting specifications for a structure
ensures a level of consistency between the Commission's rules and the
FAA's rules and policies. However, consistent with the Commission's
proposal in the (NPRM), the Commission modifies 47 CFR 17.4 of its
rules to clarify that the Commission retains the right, in its
discretion, to impose additional or different lighting and marking
requirements to ensure structures do not pose an air hazard. Further,
the Commission clarifies that no changes may be made to the lighting or
marking specifications on an ASR without prior approval from both the
FAA and the Commission. No commenters opposed either of these
proposals. The Commission finds that these clarifications are
appropriate in order to limit the possibility of confusion among
antenna structure owners and to fulfill its statutory obligation to
ensure that antenna structures have appropriate marking and lighting so
as not to pose a menace to air navigation.
9. The Commission declines to adopt the proposal from the
Conservation Groups to expressly reference any FAA Advisory Circulars
or other relevant policy documents that may address antenna structure
owners' latitude to adopt lighting configurations that reduce adverse
effects to birds and wildlife, consistent with aircraft navigation
safety. Notwithstanding concerns regarding the effect of antenna
structure lighting on wildlife, referencing particular circulars in the
Commission's rules could lead to confusion, given the likelihood that
the requirements or policies reflected in these publications will
evolve over time. Furthermore, the FAA has not yet revised its Advisory
Circulars to reflect the availability of new lighting configurations
that do not employ steady-burning lights, and so citing to the current
publications will not address the concerns of conservation advocates.
Under the Commission's revised rules, antenna structure owners may
still be able to change their lighting configurations to those that
reduce impact on birds and wildlife, consistent with current or future
FAA recommendations. The Commission notes that it previously encouraged
antenna structure owners and conservation advocates to work together to
reduce negative effects on wildlife, and the Commission's rules
specifically require an Environmental Assessment (EA) for avian effects
of antenna structures exceeding certain heights pending a final
determination as to what, if any, permanent measures should be adopted
specifically for the protection of migratory birds.
b. Retroactive Application of New Specifications
10. Background. The Commission's rules provide an exemption to the
lighting and marking requirements for previously authorized antenna
structures, and provide that changes in the FAA circulars do not impose
new restrictions upon existing structures. In the (NPRM), the
Commission proposed to delete these exemptions as unnecessary in light
of the proposal to remove references to specific circulars, as
described above. The (NPRM) also sought comment on a proposal
clarifying that lighting and marking requirements do not change unless
the FAA recommends new specifications for a particular structure. The
Commission asked whether, in the alternative, it should instead have
the flexibility to apply any new standards retroactively in the event
that the FAA changes its standards.
11. Discussion. The Commission revises its rules to clarify that it
generally will not require existing antenna structures to comply with
any new lighting and marking requirements unless the FAA mandates
application of such changes with regard to a particular structure. In
addition, the Commission deletes the exemption to the lighting and
marking requirements in its current rules for previously authorized
structures, because the revisions the Commission adopts make those
exemptions unnecessary. The Commission notes that this approach is
consistent with the one taken by the FAA, the expert agency on air
safety. Moreover, the Commission agrees with commenters that applying
new marking and lighting guidelines retroactively to existing
structures could be extremely burdensome, both in economic costs to
owners that would be required to update existing equipment or purchase
new equipment, and in Commission resources that would be necessary to
handle the large influx of ASR filings. The Commission finds that, on
balance, the costs associated with retroactive application of new
lighting and marking specifications outweigh any limited corresponding
benefit. The Commission will, however, require antenna structure owners
to comply with any new specifications that the FAA recommends for
particular structures, consistent with PCIA's proposal. This approach
will ensure that particular safety needs are met without unduly
burdening industry and agency resources.
12. Conservation Groups is the sole commenter to oppose this
proposal. It urges the Commission to retroactively impose new
specifications requiring the extinguishment of certain steady burning
lights as a result of recommendations from the FAA 2012 Conspicuity
Study. While the Commission understands the concerns of Conservation
Groups regarding the effect of antenna structure lighting on
[[Page 56971]]
wildlife, the FAA has not yet updated its Advisory Circulars to reflect
the outcome of the study. The Commission will monitor any future
determination that the FAA makes on whether to retroactively apply
changes to the Advisory Circular's marking and lighting specifications
resulting from the 2012 Conspicuity Study. Moreover, as previously
discussed, the Commission will continue to encourage antenna structure
owners to mitigate any adverse impact to wildlife and will consider any
such impact through its EA review process.
2. Accuracy of Height and Location Data
13. Background. Under the existing rules, alteration of an existing
antenna structure requires the owner to obtain a new registration prior
to alteration. However, the rules do not define what constitutes an
alteration requiring registration. In the (NPRM), the Commission
proposed to add new language specifying that any change in height of
one foot or greater, or any change in coordinates of one second or
greater, requires prior approval from both the FAA and the Commission.
The Commission also sought comment on whether to require the height and
location data to be accurate to within one foot and one second of
latitude and longitude, respectively, and whether to require that a
specific survey methodology (e.g., GPS) be used when conducting
measurements.
14. Discussion. The Commission amends the rules to require its
prior approval for any change or correction of one foot or greater in
height, or one second or greater in location, as compared to the height
or location data provided on the antenna structure's ASR form. As NTCA
notes, requiring supplemental notice for such changes in height or
location codifies existing industry practice, and the Commission
concludes this requirement will reinforce air safety. While some
commenters propose different height or location standards, as noted
above, changes in height of one foot or greater, or in location of one
second or greater, requires a new aeronautical study and determination
of no hazard by the FAA. The Commission defers to the FAA's expertise
on these matters in finding that these requirements are sufficient to
help ensure air safety. On balance, the Commission concludes that
harmonizing its standards for when changes in height or location
require supplemental notice with the FAA's requirement for when a new
study is required is in the public interest, as it provides greater
clarity to structure owners without harming air safety.
15. The Commission also declines to impose a requirement that
antenna structure owners use specific survey methods when conducting
site measurements or that height measurements must be accurate within
one foot and coordinates accurate within one second of latitude or
longitude. Instead, the Commission will continue to defer to the FAA,
and will require antenna structure owners to provide height and
location measurements matching those provided to the FAA in their
applications. Commenters overwhelmingly oppose both the Commission
applying its own accuracy standards, and requiring a particular survey
method. The Commission concludes that adopting accuracy standards or
survey methods that differ from those required by the FAA may be unduly
burdensome and could cause confusion, which in turn could discourage
compliance and ultimately harm air safety. While requiring its own
accuracy standards, or mandating the use of particular survey methods
(e.g., GPS) could improve the accuracy of information that the
Commission keeps on file, it is the Commission's goal to harmonize its
approach with the FAA's where doing so will not harm air safety. From
the record, the Commission is convinced that the standards set by the
FAA, as the expert agency on air safety, are sufficient here. Further,
generally requiring compliance with existing FAA guidelines rather than
codifying the FAA's current standard will avoid confusion and allow the
Commission's rules to keep pace with FAA policies as they evolve over
time.
3. Notification of Construction or Dismantlement
16. Background. The part 17 rules currently require the owner of an
antenna structure to notify the Commission within 24 hours of
construction or dismantlement, and to notify the Commission immediately
of changes in height or ownership. FAA rules generally require owners
to file supplemental notice within five days of the time that a
construction or alteration of a structure reaches its greatest height,
a proposed construction or alteration is abandoned, or a construction
or alteration is dismantled or destroyed. In its petition for
rulemaking, PCIA proposed that the Commission harmonize its
notification requirements with FAA rules, modifying the notification
windows to five days. In the (NPRM), the Commission tentatively
rejected these proposed changes, noting that commenters had not cited
relevant FAA requirements nor explained why these would be appropriate
for the Commission's purposes.
17. Discussion. The Commission modifies its rules regarding
supplemental notification of construction, changes, or dismantlement to
require that the owner of an antenna structure shall notify the
Commission within five days of when a construction or alteration of a
structure reaches its greatest height, when a construction or
alteration is dismantled or destroyed, and when there are changes in
structure height or ownership. The Commission notes that commenters
unanimously support these timing requirements, and in so doing the
Commission harmonizes its requirements with the FAA's rules. Although
in the (NPRM), the Commission emphasized that the accuracy and
timeliness of information submitted to the Commission is important, on
balance the Commission agrees with commenters that compliance with
substantially similar requirements that have different filing timelines
can be burdensome and confusing. Given that the FAA, as the expert
agency on matters of air safety, has determined that allowing a delay
of five days between completion of construction, dismantlement, or
changes in height is acceptable, the Commission concludes that
harmonizing its timing rules with the FAA's requirements eases
regulatory burdens without compromising safety.
4. Voluntary Antenna Structure Registration
18. Background. Under the Commission's rules, only antenna
structures meeting specified height or location criteria must be
registered, although the rules do not preclude voluntary registration
of antenna structures not meeting those criteria. In the (NPRM), the
Commission sought comment on whether the part 17 rules should be
enforced against antenna structures that are voluntarily registered.
The Commission also asked whether it should prohibit owners from
voluntarily registering structures and require owners to remove
voluntarily registered structures from the database. As the Commission
noted, such action could reduce confusion concerning the regulatory
status of these structures. However, the (NPRM) also explained that
many owners register antenna structures voluntarily in order to file an
Environmental Assessment and obtain a Finding of No Significant Impact
under the Commission's environmental rules, or to satisfy other needs.
19. Discussion. The Commission will continue to allow owners to
voluntarily register antenna structures, but the
[[Page 56972]]
Commission changes the registration form to require owners to designate
when a particular registration is done voluntarily. All but one
commenter advocates continuing to allow voluntary registration of
antenna structures. The Commission agrees with commenters that argue
that prohibiting voluntary registration would be burdensome for antenna
structure owners that may need to register their structures to comply
with the Commission's environmental rules to meet regulatory
requirements, or for other reasons. The Commission finds that, by
modifying the registration form in a minor way to require an antenna
structure owner to designate whether a registration is voluntary, the
Commission strikes the right balance between administrative efficiency
and burdens on antenna structure owners. Further, while the Commission
will require owners to designate whether a registration is voluntary
for all future registrations, the Commission declines to require
antenna structures previously registered to file a new registration
with such a designation. The Commission agrees with commenters that
contend that forcing owners of previously registered antenna structures
to determine which structures were registered voluntarily could be an
extremely difficult task given the number of changes in structure
ownership, airport locations, and FAA flight paths that have occurred
over the years. Thus, for new registrations in the database, it will be
clear whether the part 17 rules apply. Although existing registrations
will not be marked as voluntary, the Commission finds that the burden
of requiring all existing registrations to be updated would outweigh
the informational benefit of doing so.
20. The Commission also concludes that it would not serve the
public interest to apply part 17 lighting and marking requirements to
voluntarily registered antenna structures. Commenters broadly oppose
applying the part 17 rules to these antenna structures, and as
indicated above, the Commission finds that requiring owners to
designate whether a structure is registered voluntarily will resolve
any ambiguity or confusion concerning whether such requirements apply.
The Commission will permit owners of voluntarily registered structures
to withdraw their registrations, but, as the Commission determines that
continuing to allow such registrations is in the public interest, the
Commission will not require these registrations to be removed from the
database or amended to indicate that they were voluntarily filed.
5. Posting of Antenna Structure Registration
21. Background. The Commission's rules require that an ASR number
must be displayed in a conspicuous place so that it is readily visible
near the base of the antenna structure. PCIA, in its petition for
rulemaking, argued that it is not always possible to post this number
so that it is both readily visible and near the base of the structure,
and instead recommended that the Commission expressly permit posting at
a compound fence or gate. In the (NPRM), the Commission proposed to
modify its rules to require owners to display the ASR number so that it
would be visible to a member of the general public who reaches the
closest publicly accessible location near the base of the antenna
structure. The Commission also tentatively concluded that if two or
more such locations exist (e.g., two access roads from different
directions), the rules should require posting the registration number
at each location.
22. Discussion. The Commission amends its rules to require that
owners display the ASR number so that it is visible to a member of the
general public who reaches the closest publicly accessible location
near the antenna structure base. In general, commenters support the
proposal in the (NPRM) to clarify the obligations of antenna structure
owners regarding where and how to post the ASR number, although some
commenters encourage further guidance and clarity in the rules. To
address concerns raised by some commenters on the obligations of
antenna structure owners where an antenna structure is within an
enclosed perimeter, the Commission emphasizes that posting at the
closest publicly available access point may, for example, be on a
perimeter fence or access gate.
23. In general, the Commission will not require antenna structure
owners to post the ASR number at both an access point and the base of
the structure. The Commission agrees with the commenters that contend
that posting the ASR number at both the base and an access point in
cases in which there is only one antenna structure is unnecessary.
However, in certain circumstances the informational benefit to the
public of posting multiple signs outweighs the burden on antenna
structure owners. Where more than one publicly accessible access point
exists, the Commission modifies its rules to require posting at each
access point location. Likewise, where a single perimeter fence
surrounds multiple antenna structures, the Commission will require that
owners post the registration both at any access points, and at the base
of the structure. With regard to those commenters that argue that the
rules should not require multiple ASR numbers to be posted at a
facility, the Commission finds that the burden on antenna structure
owners of posting multiple ASR numbers is outweighed by the benefits to
the public and to air safety of conspicuously displaying this
information. As discussed in the (NPRM), it is important that FAA and
Commission personnel, as well as members of the public, can quickly and
easily identify a particular structure in order to report a lighting
outage or other air safety hazard.
6. Provision of Antenna Structure Registration to Tenants
24. Background. The part 17 rules require that antenna structure
owners immediately provide copies of the ASR form to each tenant
licensee and permittee. In the (NPRM), the Commission proposed to amend
the rules to allow owners, as an alternative to providing a paper copy
of the form, to provide tenants with the ASR number and a link to the
Commission's ASR Online System Web site, via paper mail or email.
25. Discussion. The Commission modifies its rules to allow owners
to provide tenants the ASR number and link to the Commission's online
system via mail, email, or other electronic means, as an alternative to
providing a paper copy of Form 854R, which all commenters support. PCIA
argues that the requirement to provide a paper copy of the ASR form
serves no practical purpose, given that the general public can obtain a
copy using the Commission's ASR Online System with just the ASR number.
The Commission finds that it is crucial that tenants have complete and
timely notice of the contents of Form 854R, and, in keeping with its
process reform goal of updating its rules, the Commission finds that
allowing a simple, modern alternative to provide this notice is
warranted.
B. Maintenance of Marking and Lighting
26. As discussed below, the Commission revises its rules to address
certain requirements that concern the maintenance of the marking and
lighting on antenna structures, including inspection and maintenance of
lighting, records of extinguishment or improper functioning of lights,
and maintenance of painting. In particular, the Commission amends its
rules to exempt antenna structure owners with network operations center
(NOC)-based monitoring systems from quarterly inspection requirements.
The
[[Page 56973]]
Commission also requires antenna structure owners to provide the FAA
with updates of the status of lighting outages so that the FAA can
issue accurate Notices to Airmen (NOTAMs) throughout the period that
the antenna structure remains unlit. The Commission also adopts a
single standard for the repair of antenna structure lighting and
automatic indicators or automatic control or alarm systems, and clarify
the amount of time that antenna structure owners are required to
maintain a record of observed or otherwise known extinguishments or
improper functioning of structure lights. Finally, the Commission
adopts the FAA's ``In Service Aviation Orange Tolerance Chart'' as the
benchmark for determining whether a structure needs to be cleaned or
repainted.
1. Inspection of Structure Lights and Associated Control Equipment
27. Background. In the (NPRM), the Commission sought comment on
whether to amend its rules governing antenna structure lighting
monitoring and inspection obligations, or whether to eliminate these
requirements altogether. These rules require the owner of an antenna
structure to observe the antenna structure's lights to make sure they
are functioning properly at least once every 24 hours either visually
or by observing an automatic properly-maintained indicator designed to
register any failure of these lights or, in the alternative, to provide
an automatic alarm system designed to detect lighting failures and
notify the owner of the failure. Owners must also inspect, at least
quarterly, all automatic or mechanical control devices, indicators, and
alarm systems associated with the antenna structure lighting to ensure
that they are functioning properly.
28. The (NPRM) sought comment on whether to eliminate the
inspection requirement entirely, noting that the rule may create
confusion about the scope of an antenna structure owner's regulatory
obligations and lead an owner to incorrectly conclude that if it
performs the required inspections, it may not be subject to enforcement
action if its lights fail to function. Alternatively, the Commission
sought comment on whether to exempt or modify inspection obligations
for antenna structures using advanced NOC-based self-monitoring
technologies. The Commission has implemented a waiver process in cases
where advanced monitoring systems are in place, and has granted a
number of partial waivers, permitting the petitioning antenna structure
owners to conduct annual rather than quarterly inspections. Under this
process, an antenna structure owner petitioning for relief must
demonstrate that the monitoring system it utilizes employs self-
diagnostic functions--such as alarm notification, 24-hour polling, and
manual contact--and a NOC staffed with trained personnel capable of
responding to alarms 24 hours per day, 365 days per year, as well as a
backup Operations Center that, in the event of a catastrophic failure
at the primary NOC, has specific procedures for transferring the
monitoring duties of the system. Once WTB, under delegated authority,
has had an opportunity to evaluate a request and determine that a
particular monitoring system is sufficiently robust as to justify grant
of a waiver, other antenna structure owners utilizing the same
monitoring system may petition for relief on an expedited basis. Where
an antenna structure owner seeks to utilize a new monitoring system
that has not previously been approved, it may petition the Commission
for relief, and waivers are generally granted where the petitioner can
demonstrate that their system employs the same functionalities as ones
previously granted approval. There is a pending request by American
Tower Corporation (ATC) seeking a waiver of inspection requirements
altogether based on its use of an advanced monitoring system.
29. Discussion. The Commission revises its rules to exempt
qualifying NOC-based monitoring systems from quarterly inspection
obligations. Based on the record, the Commission concludes that it
would serve the public interest to eliminate the quarterly inspection
obligation for those antenna structures using sufficiently robust
monitoring systems. These systems employ self-diagnostic functions
(such as alarm notification, 24-hour polling, and manual contact), an
operations center staffed with trained personnel capable of responding
to alarms 24 hours per day, 365 days per year, and a backup Operations
Center that can monitor systems in the event of catastrophic failure.
As the Commission has previously determined, these systems are
sufficiently robust so as to make quarterly inspections unnecessary to
ensure that the control devices, indicators, and alarm systems on the
antenna structures are operating properly. Further, completely
eliminating the inspection requirement for qualifying systems with
these features will lessen the burden on antenna structure owners
without hindering aircraft navigation. The Commission observes that
quarterly or even annual inspection obligations require a tremendous
expenditure of resources for structures employing these systems, both
in terms of dollars and person-hours spent, with no apparent
corresponding benefit to aircraft safety. Further, eliminating the
burden of inspection requirements for antenna structure owners that use
advanced technologies may encourage other owners to adopt state-of-the-
art systems.
30. The Commission therefore concludes that, on balance, the public
interest would be served by adopting a procedure to exempt qualifying
antenna structure owners from quarterly inspection requirements. In
doing so, the Commission emphasizes that the Commission's top priority
is to ensure that the lighting required under the ASR remains on or, if
required lights become extinguished, that the structure owner promptly
requests a NOTAM. The Commission reminds antenna structure owners that
if these requirements are not met, they may be subject to enforcement
action, regardless of how robust their monitoring systems may be.
31. As discussed above, this exemption affects three specific
groups of antenna structure owners: (1) those that were previously
granted waivers for their antenna structures monitored by approved
systems; (2) those that employ approved systems but have not yet sought
approval from the Commission; and (3) those that employ new systems for
which no antenna structure owner has been granted waiver relief by the
Commission. The Commission discusses the application of its decision
with respect to each of these groups in turn.
32. Antenna structure owners that were previously granted a waiver
for their antenna structures monitored by qualifying systems are exempt
from all inspection obligations, as long as they continue to meet the
advanced monitoring obligations to which they have already certified.
Other antenna structure owners that have not yet sought a waiver but
use an advanced monitoring system that has previously been approved by
the Commission may also certify that they are eligible for an exemption
from the inspection obligations with respect to any antenna structure
utilizing a NOC-based system. Specifically, the Commission will modify
its ASR system, as Verizon suggests, to allow structure owners to
demonstrate that they are eligible for an exemption. Structure owners
must provide a certification and supporting documentation demonstrating
that they use an advanced monitoring system that has been previously
approved by the
[[Page 56974]]
Commission, and that their antenna structures are monitored under the
same process described in the order granting a waiver for that system.
In addition, to qualify for the exemption the antenna structure owners
must certify that they maintain a facility to receive notifications of
failures from the advanced monitoring system, enabling the owners to
carry out their responsibilities under part 17 of the Commission's
rules. Finally, antenna structure owners that employ new systems that
have not yet been certified by the Commission may continue to petition
WTB. Such requests will be evaluated under the standards that have
already been established.
33. The Commission declines to eliminate inspection obligations in
their entirety. Although some commenters support the elimination of all
inspection obligations, the Commission finds that there are important
public safety benefits associated with periodic inspection of the
control devices, indicators, and alarm systems associated with the
lighting for antenna structures that do not employ advanced monitoring
systems. The Commission concludes that the quarterly inspection
requirement provides a necessary layer of required diligence to protect
against lighting failures going unnoticed in cases where antenna
structure owners are maintaining structures with older monitoring
systems. In the absence of an advanced system that continually monitors
lighting and system malfunctions, the Commission finds that quarterly
inspections are essential to public safety because they help to ensure
the reliable detection of lighting malfunctions. The Commission
therefore declines to delete 47 CFR 17.47 in its entirety.
34. The Commission further declines to require registered
structures to install monitoring systems as proposed by AFCCE. The
Commission finds that such a requirement would be unnecessary because
the new exemption will provide adequate incentives for antenna
structure owners to adopt technologically advanced systems, and because
the use of quarterly inspections should suffice to ensure that the
public safety will be adequately protected for those owners that do not
employ these advanced systems. The Commission also declines to adopt a
third-party certification process for waiver requests. The Commission
does not anticipate that the number of new system requests would
support the development of a third-party certification process, and the
Commission therefore finds that it would serve the public interest to
continue with its already established waiver/exemption process. Thus
WTB, under delegated authority, will continue to evaluate petitions for
exemption of any new NOC-based systems using the same process it used
in granting previous waiver requests.
2. Notification of Extinguishment or Improper Functioning of Lights
35. Background. 47 CFR 17.48(a) requires that antenna structure
owners promptly report outages of top steady burning lights or flashing
antenna structure lights to the FAA. Upon receipt of the outage
notification, the FAA will issue a NOTAM, which notifies aircraft of
the outage. However, the FAA cancels all such notices within 15 days.
Currently, the Commission's rules do not require antenna structure
owners to provide any notification to the FAA regarding the status of
repairs other than the initial outage report and the resumption of
normal operation. Thus, if the repairs to an antenna structure's lights
require more than 15 days, the FAA may not have any record of the
outage from that 15th day to the resumption of normal operation. The
(NPRM) sought comment on proposed modifications to the process by which
lighting outages are reported to the FAA. Specifically, the Commission
proposed requiring antenna structure owners to contact the FAA to
extend the lighting outage date after 15 days, together with an updated
estimate of the return-to-service date. In addition, the reporting
requirement of 47 CFR 17.48(a) requires that the FAA be notified by
telephone or telegraph. The Commission tentatively concluded that this
rule should be updated to require notification by means acceptable to
the FAA, which currently is by a nationwide toll-free telephone number
for reporting lighting outages.
36. Discussion. The Commission revises its rules to require antenna
structure owners to provide the FAA with regular updates on the status
of their repairs of lighting outages so that the FAA can maintain
notifications to aircraft throughout the entire period of time the
antenna structure remains unlit. Consistent with the current FAA
requirements, if a lighting outage cannot be repaired within the FAA's
original NOTAM period, the Commission requires the antenna structure
owner to notify the FAA of that fact. In addition, the antenna
structure owner must provide any needed updates to its estimated
return-to-service date to the FAA. Moreover, an antenna structure owner
must continue to provide these updates to the FAA every NOTAM period
until its lights are repaired. The Commission finds it necessary to
ensure that a NOTAM is reissued every NOTAM period so long as any
outage continues, and that a current estimate of the return-to-service
date is included in each notification, to clarify the scope of the
malfunction and help focus the repair process toward a fixed repair
date. The Commission finds that the limited additional burden on
antenna structure owners is insignificant compared to the need to have
regularly updated and accurate NOTAMs, as pilots rely on the NOTAMs to
help ensure air safety.
37. With regard to the reporting requirement of 47 CFR 17.48(a),
which provides that the FAA shall be notified by telephone or
telegraph, the Commission eliminates the requirement for using a
specific means of notification (which currently contains the outdated
reference to telegraph) and require instead notification by means
acceptable to the FAA. The FAA currently requires notification by a
nationwide toll-free telephone number for reporting lighting outages.
This change serves the public interest because it harmonizes the
Commission's reporting requirement with the FAA's reporting
requirements and it clarifies the rule by eliminating a previously
specified option that is no longer viable.
3. Lighting Malfunction Repair Timelines
38. Background. The Commission requested comment on whether its
rules should include specific timeframes for replacing or repairing
extinguished lights notwithstanding the issuance of a NOTAM, and if so,
what those timeframes should be. 47 CFR 17.48(b) requires the repair of
an extinguished or improperly functioning steady burning side
intermediate light as soon as possible. In contrast, the general
standard for repairing and restoring lights, automatic indicators, and
control or alarm systems in 47 CFR 17.56(a) requires repairs to be made
as soon as practicable. The Commission tentatively concluded that these
provisions should be deleted to avoid confusion with regard to repair
timelines, as well as whether diligent efforts to correct lighting
malfunctions obviate the need for a NOTAM. However, the Commission
noted that the FAA does not accept notifications or issue NOTAMs for
extinguished steady burning side intermediate lights, and that the
Commission's rules would contain no requirements relating to
maintenance of these lights in the absence of 47 CFR 17.48(b). The
Commission therefore sought comment on whether it should implement a
time limitation for lighting system repairs,
[[Page 56975]]
and if so, how such a requirement should be implemented.
39. Discussion. The Commission revises its rules by adopting a
single standard for the repair of antenna structure lighting, automatic
indicators, automatic control systems, and alarm systems. Specifically,
the Commission revises its rules to provide that all of the repairs
addressed in 47 CFR 17.48(b) and 17.56(a) (i.e., antenna structure
lighting repairs, as well as repairs to automatic indicators or
automatic control or alarm systems) be made as soon as practicable.
This change addresses the inconsistency between these two rules, given
that 47 CFR 17.48(b) requires that antenna structure lighting repairs
be made as soon as possible, while 47 CFR 17.56(a) requires that
repairs to automatic indicators or automatic control or alarm systems
be made as soon as practicable. Commenters generally support this
revision to the Commission's rules, and the Commission finds that this
change serves the public interest because a standard that requires
antenna structure owners to make such repairs as soon as practicable
will provide them with greater flexibility to fulfill their obligation
to complete repairs to lighting system malfunctions in a timely
fashion. Antenna structure owners that cannot demonstrate that their
efforts to make such repairs are sufficient to meet that standard may
face forfeiture liability. In determining whether an antenna structure
owner has met the as soon as practicable standard in an enforcement
proceeding, the Commission may consider whether the owner has exercised
due diligence and has made a good faith effort to repair the outage.
Further, antenna structure owners may be subject to enforcement action
if they are unable to provide a reasonable explanation of their efforts
to make these repairs as soon as practicable.
40. The Commission declines to impose specific timeframes for
replacing or repairing extinguished lights. The Commission finds that
antenna structure lighting repair does not lend itself to specific
repair timelines due in part to the widely varied circumstances and
complications that can make certain repairs too difficult or dangerous
if a fixed schedule is required. Many of these variables are often
beyond the control of the antenna structure owner, because such factors
as delivery of replacement equipment, difficulty of repair, and limited
structure access due to the location or weather conditions can make the
timing of certain repairs difficult to predict. Most commenters do not
support the imposition of specific repair timelines, preferring instead
rules that provide antenna structure owners the flexibility to make
their repairs in a reasonable period of time. The Commission finds that
declining to adopt fixed repair timelines best meets its goals of
ensuring timely repairs to lighting malfunctions and consistent
enforcement of its rules, without imposing unreasonable burdens on
antenna structure owners. In the absence of specific timeframes, the
Commission finds that it serves the public interest to require an
antenna structure owner to replace or repair extinguished lights as
soon as practicable, as discussed above. The Commission's revised rules
provide a general, consistent standard that will help ensure that those
tasked with timely repairs may undertake them safely and efficiently
under widely differing circumstances while still preserving aviation
safety.
41. The Commission declines to delete 47 CFR 17.48(b) and 17.56(a),
which would eliminate the requirements providing for the repair of
antenna structure lighting, as well as automatic indicators or
automatic control or alarm systems. The Commission finds that it serves
the public interest to retain these rules while revising them to ensure
that the Commission provides antenna structure owners with clear
guidance and a consistent standard to ensure timely repairs to antenna
structure lighting malfunctions. Moreover, because the FAA does not
accept notifications or issue NOTAMs for extinguished steady burning
side intermediate lights, which are required in many FAA lighting
styles, in absence of these rules, the Commission has no requirements
applicable to antenna structure owners in connection with their
obligations to repair and maintain these lights.
42. The Commission decline to require a second lighting system, for
antenna structures in very remote locations, which is consistent with
its requirements in other locations. The Commission finds that adopting
a special rule for remote locations to require a second lighting system
for structures in those areas would impose additional costs on antenna
structure owners that the Commission finds to be, on balance,
unnecessary, given the effectiveness of other rules requiring timely
lighting repair. The Commission finds that its rules requiring antenna
structure owners to complete repairs of lighting malfunctions on their
antenna structures in a timely manner helps to ensure aviation safety
and obviates the need for secondary systems.
4. Recordkeeping Requirements
43. Background. 47 CFR 17.49 requires antenna structure owners to
maintain a record of observed or otherwise known extinguishments or
improper functioning of structure lights, but does not specify the time
period for which such records must be maintained. In the (NPRM), the
Commission tentatively concluded to amend this provision by adding a
requirement to maintain such records for two years and an obligation to
provide the records to the Commission upon request. The Commission also
sought comment on whether it should eliminate the recordkeeping
requirement entirely.
44. Discussion. The Commission revises its rules to require antenna
structure owners to maintain a record of observed or otherwise known
extinguishments or improper functioning of structure lights for two
years, and to provide such records to the Commission upon request. The
Commission finds that limiting the retention time period to two years
serves the public interest because it will lessen the burden on antenna
structure owners without hindering the Commission's ability to monitor
an antenna structure owner's compliance record. Although one commenter
prefers a one-year retention period, all other commenters that address
this revision to the rules support it, as antenna structure owners will
no longer have to retain the records indefinitely, thereby saving
valuable resources. The Commission finds that the two year retention
period and the obligation to submit such records to the Commission upon
request provide a practical balance between the Commission's need to
preserve a record of compliance and costs to industry of retaining and
submitting these records.
5. Maintenance of Painting
45. Background. 47 CFR 17.50 of the rules specifies that antenna
structures requiring painting under part 17 shall be cleaned or
repainted as often as necessary to maintain good visibility. In the
(NPRM), the Commission sought comment on options for clarifying the
rule, as the rule itself provides an ambiguous standard for measuring
good visibility. Specifically, the Commission requested comment on
whether to amend 47 CFR 17.50 to specifically provide for use of the
FAA's In-Service Aviation Orange Tolerance Chart to determine whether a
structure needs to be cleaned or repainted. If so amended, the
Commission further sought comment on whether a determination as to
whether a structure needs to be repainted or cleaned should be assessed
[[Page 56976]]
by comparing it to the FAA's In-Service Aviation Orange Tolerance Chart
at the base of the antenna structure and/or at a distance of one
quarter mile. The FAA's Advisory Circular on Obstruction Marking and
Lighting indicates that the color should be sampled on the upper half
of the structure, since weathering is greater there.
46. Discussion. The Commission revises its rules to adopt the FAA's
In-Service Aviation Orange Tolerance Chart as the benchmark for
determining whether a structure needs to be cleaned or repainted. In
adopting this revision to its rules, the Commission notes that most
commenters support the adoption of the FAA's In-Service Aviation Orange
Tolerance Chart, and antenna structure owners will now have a standard
measurement tool to aid them in deciding when it is necessary to clean
or repaint their structures to maintain good visibility pursuant to 47
CFR 17.50 of the Commission's rules. Antenna structure owners must use
the chart in a manner consistent with FAA guidelines, which currently
provide that the color should be sampled on the upper half of the
structure. The Commission agrees with the FAA that the top half of the
structure, and not the base of the structure as some commenters have
suggested, should be the reference point to which the color chart is
compared. The Commission notes that visibility of the top half of the
structure is the most important for safe air navigation and that the
color of the top half of the structure is likely to fade faster than
other parts of the structure due to weather conditions.
47. The Commission decline to prescribe a particular distance from
which the chart is to be compared with the top half of the structure.
Commenters advocate making this comparison from a number of specific
locations, including at the base, at the top half of the structure, or
at a distance of one-quarter mile from the structure. Although placing
the chart directly over the surface of a portion of the top half of the
structure would provide the best results, the Commission recognizes
that measurement directly over the surface may not always be practical
due to weather or access limitations.
48. The Commission declines to compel painting of antenna
structures every ten years. The Commission finds that structure owners
are best able to determine how to safely and efficiently comply with
the antenna structure maintenance requirements of its rules, and it is
unnecessary to prescribe a fixed, ten-year painting mandate for this
purpose. A rigid repainting requirement would not materially benefit
antenna structure conspicuity and aviation safety beyond the
requirement to clean and repaint as necessary to maintain good
visibility. The Commission finds that the use of the FAA's In-Service
Aviation Orange Tolerance Chart, in conjunction with the Commission's
current cleaning and repainting standards, is the best way to promote
aircraft safety, provide clear guidance to antenna structure owners,
and ensure consistent enforcement.
C. Other Process Reform Matters
1. Clarifying Definitions
49. Background. An antenna structure is defined in the rules as
including the radiating and/or receive system, supporting structures
and any appurtenances mounted thereon. The rules also define an antenna
structure owner as the individual or entity vested with ownership,
equitable ownership, dominion, or title to the antenna structure. In
the 2004 Biennial Review proceeding, PCIA and other commenters claimed
that these definitions and associated compliance obligations of
infrastructure providers and licensed carriers were ambiguous, and
urged the Commission to revise the definitions to eliminate such
ambiguities. In the (NPRM), the Commission proposed to clarify the
definition of antenna structure owner to be the owner of the underlying
structure that supports or is intended to support antennas and other
appurtenances and not a tenant. The Commission also proposed amending
the rules to clarify when a structure becomes and ceases to be an
antenna structure, noting that the Communications Act requires an owner
to maintain painting and lighting until the antenna structure is
dismantled. In particular, the Commission proposed to clarify that a
structure becomes an antenna structure under the part 17 rules from the
time construction begins, regardless of whether the structure is
immediately used for its intended purpose, and continues to be an
antenna structure until such time as it is dismantled, regardless of
whether it continues to be used to transmit or receive radio energy.
50. Discussion. Consistent with the proposal in the (NPRM), the
Commission revises its definition of antenna structure owner to include
the owner of the underlying structure that supports antennas, and its
definition of antenna structure to likewise include these underlying
structures. The Commission notes that all commenters support these
changes, and the revisions clarify that the part 17 rules apply to the
actual owner of the structure and not a tenant. The Commission also
notes that some structures are themselves the radiating antenna used to
transmit radio energy, such as towers that broadcast AM radio
frequencies. To clarify that its new definitions are not meant to
exclude such structures, the Commission adopts a modification to the
definitions proposed in the (NPRM) so as to specifically include them.
51. In addition, the Commission clarifies that a structure is
considered an antenna structure from the start of construction through
dismantlement, regardless of when it begins and ceases to transmit
radio energy. Commenters generally support this clarification, and the
Commission agrees that the scope of the rule does not include the
construction of a building on which an antenna may be situated, but
refers to the construction of the antenna structure itself. The
Commission also emphasizes that an antenna structure owner's
obligations do not cease until the structure is dismantled. The record
supports clarifying who bears responsibility for compliance with the
rules, and when a structure is within the purview of the part 17 rules,
and the Commission finds that doing so will help promote air safety and
serve the public interest.
52. Some commenters express concern that this proposal could be
read to encompass Distributed Antenna Systems (DAS), and urge that the
Commission make clear that such systems are exempt from the part 17
review. DAS, as well as small cells and other new wireless
technologies, use large numbers of smaller antennas, deployed at lower
heights and supported by compact radio equipment to provide broadband
services. The benefit of these technologies is that they can be
deployed on utility poles, street lamps, water towers, rooftops, or
inside buildings to fill in coverage gaps. The Commission declines to
expressly exempt such systems from its modification to the part 17
definitions. The Commission does not anticipate that the part 17 rules
will ordinarily affect such systems because registration is generally
only required for structures of sufficient height to affect air safety,
and such heights are significantly greater than that of most DAS
antennas.
2. Streamlining and Removing Unnecessary Rules
53. Background. The part 17 rules currently set forth which antenna
structures require notification to the FAA, and specify certain
exemptions from this notification requirement. These rules essentially
restate the applicable FAA rules. In the (NPRM),
[[Page 56977]]
the Commission proposed to delete these sections and insert cross-
references to relevant FAA rules. The Commission also proposed to
delete a requirement that applicants proposing new or modified
facilities located on land under U.S. Government jurisdiction include a
statement indicating that facilities will be so located, and that
applicants shall comply with another section of the Commission's rules
that was removed in 1977. The (NPRM) tentatively concluded that this
section was intended to promote compliance with procedures that no
longer exist, and as a result is now unnecessary. In addition, the
Commission proposed to delete rules that set forth specific lighting
and light maintenance requirements as unnecessary and duplicative,
since these requirements are specified in the FAA no hazard
determination and study for each structure.
54. Discussion. While the majority of commenters support amending
the Commission's rules to delete the criteria for when notification to
the FAA is required, and the specified exemptions from this
notification requirement, the Commission declines to adopt this
proposal from the (NPRM). PCIA supports cross-referencing in general,
but only for the FAA's physical obstruction rules, due to concerns that
the FAA may expand the scope of its notification requirements. The FAA
has previously considered whether to broaden its notification
requirements to include construction of new antenna support structures
in certain frequency bands. In particular, the FAA remains concerned
about the possible threat of FM broadcast service transmissions to
aircraft navigation and communication facilities. The Commission notes
that the FAA has not issued a final decision on its proposal to expand
its rules to require notice for antenna structures operating on the FM
broadcast frequencies. The Commission will continue to work with the
FAA and the National Telecommunications and Information Administration
(NTIA) to address concerns about the effect of FM broadcast
transmissions on air safety and communications systems.
55. Nevertheless, the Commission declines to cross-reference FAA
rules that may expand the scope of its rules in the future. Instead,
the Commission adopts modifications to part 17 to clarify that antenna
structures must be registered only when notice to the FAA is required
due to physical obstruction (as for structures of sufficient height, or
proximity to airports). The Commission retains the notification
criteria in 47 CFR 17.7, but updates these to reflect the FAA's current
notification criteria and exemptions. The Commission agrees with
commenters that these changes will provide clarity and prevent future
FAA rulemakings from expanding the scope of its rules without providing
parties the opportunity for public comment. As noted above, the
Commission delegates authority to WTB to update the part 17 rules to
comport with future FAA rule changes regarding what tower constructions
or alterations require FAA notification after an opportunity for notice
and comment. This delegated authority will help ensure that the
Commission's rules can be quickly updated to remain in harmony with the
FAA's notification requirement, while providing interested parties an
opportunity to comment on any changes before they take effect.
56. The Commission does, however, delete from its rules the notice
requirement for applicants proposing new or modified facilities on
federal land in its entirety, a proposal supported by all commenters
addressing this issue. The procedures that this rule references were
abolished in 1977 at the request of the agencies affected, and the
Commission concludes that there is no reason to retain this
notification requirement. Finally, the Commission deletes the rules
regarding exhibiting and maintaining lights as unnecessary and
potentially confusing given that these requirements are already
contained in each antenna structure's no hazard determination.
Commenters generally support these deletions, which will provide
clarity by removing requirements that could conflict with the rule
changes adopted above.
3. Ministerial Rule Changes
57. The Commission make the following ministerial edits to conform
with the other rule amendments adopted in this Order: the Commission
adds a heading to the definition of antenna farm area and changes
antenna towers to antenna structures in 47 CFR 17.2(b); deletes an
outdated provision in 47 CFR 17.4(a)(2) requiring certain registrations
by July 1, 1998; and adds a cross-reference to 47 CFR 17.4(f) in 47 CFR
17.4(e).
III. Procedural Matters
A. Paperwork Reduction Act
58. This document contains revised information collection
requirements subject to the Paperwork Reduction Act of 1995 (PRA),
Public Law 104-13. It will be submitted to the Office of Management and
Budget (OMB) for review under section 3507(d) of the PRA. OMB, the
general public, and other Federal agencies are invited to comment on
the modified information collection requirements contained in the
proceeding. In addition, the Commission notes that pursuant to the
Small Business Paperwork Relief Act of 2002, Public Law 107-198 44
U.S.C. see 44 U.S.C. 3506(c)(4), the Commission previously sought
specific comment on how it might further reduce the information
collection burden for small business concerns with fewer than 25
employees.
59. The Commission has assessed the effects of eliminating and
updating particular provisions of part 17 governing the construction,
marking, and lighting of antenna structures. Specifically, the
Commission updates the means by which antenna structure owners are
required to provide tenant licensees a copy of the antenna structure
registration, how registration numbers are displayed on or around the
antenna structure and, for improper functioning antenna structure
lights, how the FAA is notified and for how long the records are
retained. The Commission also updates requirements regarding when the
FCC should be notified of certain events, what changes in structure
height or location require a new Antenna Structure Registration,
require a notation when structures are registered voluntarily, and
provide a standardized means for registrants to certify that they
qualify for the exemption from quarterly inspection requirements. The
Commission finds that these updates improve efficiency, reduce
regulatory burdens, and enhance compliance with antenna structure
painting and lighting requirements, while continuing to ensure aircraft
safety. In addition, the Commission has described impacts that might
affect small business, which includes most businesses with fewer than
25 employees.
B. Final Regulatory Flexibility Analysis
60. As required by the Regulatory Flexibility Act of 1980, as
amended (RFA), an Initial Regulatory Flexibility Analysis (IRFA) was
incorporated in the Notice of Proposed Rule Making (NPRM). The
Commission sought written public comment on the proposals in the
(NPRM), including comment on the IRFA. Because the Report and Order
amends the Commission's rules, this Final Regulatory Flexibility
Analysis (FRFA) is included to conform with the RFA.
i. Need for, and Objectives of, the Report and Order
61. Section 303(q) of the Communications Act vests in the
Commission the authority to require
[[Page 56978]]
painting and/or lighting of radio towers that may constitute a hazard
to air navigation. Part 17 of the Commission's rules sets forth
procedures for identifying those antenna structures that might affect
air navigation, consistent with recommendations made by the Federal
Aviation Administration (FAA), and for registering such structures with
the Commission. The Commission requires owners of antenna structures to
register with the Commission those structures that meet the
registration criteria and to exercise primary responsibility for the
prescribed painting and lighting. The rule changes seek to achieve the
best framework to continue to fulfill the Commission's statutory
responsibility to require antenna structure owners, registrants and
Commission licensees to do whatever is necessary to prevent antenna
structures from being hazards or menaces to air navigation.
62. Streamlining and eliminating outdated provisions of the
Commission's part 17 rules governing the construction, marking, and
lighting of antenna structures improves efficiency, reduces regulatory
burdens, and improves compliance with tower painting and lighting
requirements, while continuing to ensure the safety of pilots and
aircraft passengers nationwide. This action marks another step in the
Commission's process reform efforts, and will allow the Commission to
modernize its rules while adhering to its statutory responsibility to
prevent antenna structures from being hazards to air navigation.
ii. Summary of Significant Issues Raised by Public Comments in Response
to the IRFA
63. One commenter directly responded to the IRFA, raising concerns
that the IRFA did not identify rules that might duplicate, overlap, or
conflict with the rules proposed in the (NPRM). Specifically, the
comments by Hammet & Edison addressed the Commission's proposal to
defer to the FAA's criteria for when notice of construction or
alteration is required. At the time of the (NPRM), a then-pending FAA
rulemaking was considering whether to require notice for structures
that emit specific radio frequencies, given the FAA's concerns over the
impact of these frequencies on pilot communication. Hammet & Edison
request that the Commission reconsider the (NPRM) in light of these
concerns.
64. In response to concerns by Hammet & Edison and other commenters
about the potential for the scope of the Commission's part 17 rules to
expand as a result of an FAA rulemaking, the Report and Order declines
to adopt the proposal from the (NPRM) to defer to the FAA on these
criteria. The FAA did not adopt the expanded scope proposed originally,
however a decision on that issue remains pending. Instead, the Report
and Order adopts modifications to the relevant rules in part 17 to
reflect the current FAA notification criteria and exemptions. This
accommodation will alleviate concerns raised by commenters about FAA
rule changes expanding the scope of the part 17 rules, and are
adequately addressed in this FRFA.
65. In addition, a number of commenters raised concerns about the
impact on small businesses of the Commission's lighting and marking
requirements. This FRFA explains below how the revised rules adopted in
the Report and Order will affect antenna structure owners, particularly
owners that are small businesses.
iii. Response to Comments by the Chief Counsel for Advocacy of the
Small Business Administration
66. Pursuant to the Small Business Jobs Act of 2010, the Commission
is required to respond to any comments filed by the Chief Counsel for
Advocacy of the Small Business Administration (SBA), and to provide a
detailed statement of any change made to the proposed rules as a result
of those comments. The Chief Counsel did not file any comments in
response to the proposed rules in this proceeding.
a. Description and Estimate of the Number of Small Entities To Which
Rules Will Apply
67. The RFA directs agencies to provide a description of, and,
where feasible, an estimate of, the number of small entities that may
be affected by the rules adopted herein. The RFA generally defines the
term small entity as having the same meaning as the terms small
business, small organization, and small governmental jurisdiction. In
addition, the term small business has the same meaning as the term
small business concern under the Small Business Act. A small business
concern is one which: (1) is independently owned and operated; (2) is
not dominant in its field of operation; and (3) satisfies any
additional criteria established by the Small Business Administration
(SBA).
68. Small Businesses, Small Organizations, and Small Governmental
Jurisdictions. The Commission's action may, over time, affect small
entities that are not easily categorized at present. The Commission
therefore describes here, at the outset, three comprehensive, statutory
small entity size standards. First, nationwide, there are a total of
approximately 27.5 million small businesses, according to the SBA. In
addition, a small organization is generally any not-for-profit
enterprise which is independently owned and operated and is not
dominant in its field. Nationwide, as of 2007, there were approximately
1,621,315 small organizations. Finally, the term small governmental
jurisdiction is defined generally as governments of cities, towns,
townships, villages, school districts, or special districts, with a
population of less than fifty thousand. Census Bureau data for 2011
indicate that there were 89,476 local governmental jurisdictions in the
United States. The Commission estimates that, of this total, as many as
88,506 entities may qualify as small governmental jurisdictions. Thus,
the Commission estimates that most governmental jurisdictions are
small.
69. Wireless Telecommunications Carriers (except satellite). This
industry comprises establishments engaged in operating and maintaining
switching and transmission facilities to provide communications via the
airwaves. Establishments in this industry have spectrum licenses and
provide services using that spectrum, such as cellular phone services,
paging services, wireless Internet access, and wireless video services.
The appropriate size standard under SBA rules is for the category
Wireless Telecommunications Carriers. The size standard for that
category is that a business is small if it has 1,500 or fewer
employees. For this category, census data for 2007 show that there were
11,163 establishments that operated for the entire year. Of this total,
10,791 establishments had employment of 99 or fewer employees and 372
had employment of 1000 employees or more. Thus under this category and
the associated small business size standard, the Commission estimates
that the majority of wireless telecommunications carriers (except
satellite) are small entities that may be affected by the proposed
action. Similarly, according to Commission data, 413 carriers reported
that they were engaged in the provision of wireless telephony,
including cellular service, PCS, and Specialized Mobile Radio (SMR)
Telephony services. Of these, an estimated 261 have 1,500 or fewer
employees and 152 have more than 1,500 employees. Consequently, the
Commission estimates that approximately half or more of these firms can
be considered small. Thus, using available data, the Commission
[[Page 56979]]
estimates that the majority of wireless firms can be considered small.
70. Broadband Radio Service and Educational Broadband Service.
Broadband Radio Service systems, previously referred to as Multipoint
Distribution Service (MDS) and Multichannel Multipoint Distribution
Service (MMDS) systems, and wireless cable, transmit video programming
to subscribers and provide two-way high speed data operations using the
microwave frequencies of the Broadband Radio Service (BRS) and
Educational Broadband Service (EBS) (previously referred to as the
Instructional Television Fixed Service (ITFS)). In connection with the
1996 BRS auction, the Commission established a small business size
standard as designating an entity that had annual average gross
revenues of no more than $40 million in the previous three calendar
years. The BRS auctions resulted in 67 successful bidders obtaining
licensing opportunities for 493 Basic Trading Areas (BTAs). Of the 67
auction winners, 61 met the definition of a small business. BRS also
includes licensees of stations authorized prior to the auction. At this
time, the Commission estimates that of the 61 small business BRS
auction winners, 48 remain small business licensees. In addition to the
48 small businesses that hold BTA authorizations, there are
approximately 392 incumbent BRS licensees that are considered small
entities. After adding the number of small business auction licensees
to the number of incumbent licensees not already counted, the
Commission finds that there are currently approximately 440 BRS
licensees that are defined as small businesses under either the SBA's
or the Commission's rules.
71. In 2009, the Commission conducted Auction 86, the sale of 78
licenses in the BRS areas. The Commission offered three levels of
bidding credits: (i) A bidder with attributed average annual gross
revenues that exceed $15 million and do not exceed $40 million for the
preceding three years (small business) received a 15 percent discount
on its winning bid; (ii) a bidder with attributed average annual gross
revenues that exceed $3 million and do not exceed $15 million for the
preceding three years (very small business) received a 25 percent
discount on its winning bid; and (iii) a bidder with attributed average
annual gross revenues that do not exceed $3 million for the preceding
three years (entrepreneur) received a 35 percent discount on its
winning bid. Auction 86 concluded in 2009 with the sale of 61 licenses.
Of the ten winning bidders, two bidders that claimed small business
status won 4 licenses; one bidder that claimed very small business
status won three licenses; and two bidders that claimed entrepreneur
status won six licenses.
72. Fixed Microwave Services. Microwave services include common
carrier, private-operational fixed, and broadcast auxiliary radio
services. They also include the Local Multipoint Distribution Service
(LMDS), the Digital Electronic Message Service (DEMS), and the 24 GHz
Service, where licensees can choose between common carrier and non-
common carrier status. At present, there are approximately 31,428
common carrier fixed licensees and 79,732 private operational-fixed
licensees and broadcast auxiliary radio licensees in the microwave
services. There are approximately 120 LMDS licensees, three DEMS
licensees, and three 24 GHz licensees. The Commission has not yet
defined a small business with respect to microwave services. For
purposes of the IRFA, the Commission will use the SBA's definition
applicable to Wireless Telecommunications Carriers (except satellite)--
i.e., an entity with no more than 1,500 persons. Under the present and
prior categories, the SBA has deemed a wireless business to be small if
it has 1,500 or fewer employees. For the category of Wireless
Telecommunications Carriers (except Satellite), Census data for 2007
show that there were 11,163 firms that operated that year. Of those,
10,791 had fewer than 1000 employees, and 372 firms had 1000 employees
or more. Thus under this category and the associated small business
size standard, the majority of firms can be considered small. The
Commission notes that the number of firms does not necessarily track
the number of licensees. The Commission estimates that virtually all of
the Fixed Microwave licensees (excluding broadcast auxiliary licensees)
would qualify as small entities under the SBA definition.
73. Private Land Mobile Radio. Private Land Mobile Radio (PLMR)
systems serve an essential role in a range of industrial, business,
land transportation, and public safety activities. These radios are
used by companies of all sizes operating in all U.S. business
categories that operate and maintain switching and transmission
facilities to provide communications via the airwaves. Establishments
in this industry have spectrum licenses and provide services using that
spectrum, such as cellular phone services, paging services, wireless
Internet access, and wireless video services. The SBA has not developed
a definition of small entity specifically applicable to PLMR licensees
due to the vast array of PLMR users. However, the Commission believes
that the most appropriate classification for PLMR is Wireless
Communications Carriers (except satellite). The size standard for that
category is that a business is small if it has 1,500 or fewer
employees. For this category, census data for 2007 show that there were
11,163 establishments that operated for the entire year. Of this total,
10,791 establishments had employment of 999 or fewer employees and 372
had employment of 1000 employees or more. Thus under this category and
the associated small business size standard, the Commission estimates
that the majority of wireless telecommunications carriers (except
satellite) are small entities that may be affected by the proposed
action.
74. Similarly, according to Commission data, 413 carriers reported
that they were engaged in the provision of wireless telephony,
including cellular service, PCS, and Specialized Mobile Radio (SMR)
Telephony services. Of these, an estimated 261 have 1,500 or fewer
employees and 152 have more than 1,500 employees. Consequently, the
Commission estimates that approximately half or more of these firms can
be considered small. Thus, using available data, the Commission
estimates that the majority of wireless firms can be considered small.
75. Other relevant information about PLMRs is as follows. The
Commission's 1994 Annual Report on PLMRs indicates that at the end of
fiscal year 1994 there were 1,087,267 licensees operating 12,481,989
transmitters in the PLMR bands below 512 MHz. Because any entity
engaged in a commercial activity is eligible to hold a PLMR license,
the revised rules in this context could potentially impact every small
business in the United States.
76. Personal Radio Services. Personal radio services provide short-
range, low power radio for personal communications, radio signaling,
and business communications not provided for in other services. The
Personal Radio Services include spectrum licensed under part 95 of the
Commission's rules. These services include Citizen Band Radio Service
(CB), General Mobile Radio Service (GMRS), Radio Control Radio Service
(R/C), Family Radio Service (FRS), Wireless Medical Telemetry Service
(WMTS), Medical Implant Communications Service (MICS), Low Power Radio
Service (LPRS), and Multi-Use Radio Service (MURS). There are a variety
of methods used to license the spectrum in these rule parts, from
licensing by rule, to
[[Page 56980]]
conditioning operation on successful completion of a required test, to
site-based licensing, to geographic area licensing. Under the RFA, the
Commission is required to make a determination of which small entities
are directly affected by the rules being proposed. Since all such
entities are wireless, the Commission applies the definition of
Wireless Telecommunications Carriers (except Satellite), pursuant to
which a small entity is defined as employing 1,500 or fewer persons.
Many of the licensees in these services are individuals, and thus are
not small entities. In addition, due to the mostly unlicensed and
shared nature of the spectrum utilized in many of these services, the
Commission lacks direct information upon which to base an estimation of
the number of small entities under an SBA definition that might be
directly affected by the proposed actions.
77. Public Safety Radio Services. Public Safety radio services
include police, fire, local government, forestry conservation, highway
maintenance, and emergency medical services. There are a total of
approximately 127,540 licensees within these services. Governmental
entities as well as private businesses comprise the licensees for these
services. All governmental entities with populations of less than
50,000 fall within the definition of a small entity.
78. Location and Monitoring Service (LMS). Multilateration LMS
systems use non-voice radio techniques to determine the location and
status of mobile radio units. For purposes of auctioning LMS licenses,
the Commission has defined a small business as an entity that, together
with controlling interests and affiliates, has average annual gross
revenues for the preceding three years not to exceed $15 million. A
very small business is defined as an entity that, together with
controlling interests and affiliates, has average annual gross revenues
for the preceding three years not to exceed $3 million. These
definitions have been approved by the SBA. An auction for LMS licenses
commenced on February 23, 1999 and closed on March 5, 1999. Of the 528
licenses auctioned, 289 licenses were sold to four small businesses.
79. Multiple Address Systems. Entities using Multiple Address
Systems (MAS) spectrum, in general, fall into two categories: (1) those
using the spectrum for profit-based uses, and (2) those using the
spectrum for private internal uses. With respect to the first category,
the Commission defines small entity for MAS licensees as an entity that
has average gross revenues of less than $15 million in the three
previous calendar years. Very small business is defined as an entity
that, together with its affiliates, has average gross revenues of not
more than $3 million for the preceding three calendar years. The SBA
has approved of these definitions. The majority of these entities will
most likely be licensed in bands where the Commission has implemented a
geographic area licensing approach that would require the use of
competitive bidding procedures to resolve mutually exclusive
applications. The Commission's licensing database indicates that, as of
April 16, 2010, there were a total of 11,653 site-based MAS station
authorizations. Of these, 58 authorizations were associated with common
carrier service. In addition, the Commission's licensing database
indicates that, as of April 16, 2010, there were a total of 3,330 EA
market area MAS authorizations. The Commission's licensing database
indicates that, as of April 16, 2010, of the 11,653 total MAS station
authorizations, 10,773 authorizations were for private radio service.
80. With respect to the second category, which consists of entities
that use, or seek to use, MAS spectrum to accommodate their own
internal communications needs, MAS serves an essential role in a range
of industrial, safety, business, and land transportation activities.
MAS radios are used by companies of all sizes, operating in virtually
all U.S. business categories, and by all types of public safety
entities. For the majority of private internal users, the definition
developed by the SBA would be more appropriate than the Commission's
definition. The applicable definition of small entity in this instance
appears to be the Wireless Telecommunications Carriers (except
satellite) definition under the SBA rules. Under that SBA category, a
business is small if it has 1,500 or fewer employees. For this
category, census data for 2007 show that there were 11,163
establishments that operated for the entire year. Of this total, 10,791
establishments had employment of 99 or fewer employees and 372 had
employment of 100 employees or more. Thus under this category and the
associated small business size standard, the Commission estimates that
the majority of wireless telecommunications carriers (except satellite)
are small entities that may be affected by the proposed action.
81. Television Broadcasting. The SBA defines a television
broadcasting station that has no more than $35.5 million in annual
receipts as a small business. Business concerns included in this
industry are those primarily engaged in broadcasting images together
with sound. These establishments operate television broadcasting
studios and facilities for the programming and transmission of programs
to the public. These establishments also produce or transmit visual
programming to affiliated broadcast television stations, which in turn
broadcast the programs to the public on a predetermined schedule.
Programming may originate in the station's own studio, from an
affiliated network, or from an external source.
82. According to Commission staff review of the BIA Financial
Network, Inc. Media Access Pro Television Database as of March 31,
2013, about 90 percent of an estimated 1,385 commercial television
stations in the United States have revenues of $35.5 million or less.
Based on this data and the associated size standard, the Commission
concludes that the majority of such establishments are small. The
Commission has estimated the number of licensed noncommercial
educational (NCE) stations to be 396. The Commission does not have
revenue estimates for NCE stations. These stations rely primarily on
grants and contributions for their operations, so the Commission
assumes that all of these entities qualify as small businesses. In
addition, there are approximately 567 licensed Class A stations, 2,227
licensed low power television (LPTV) stations, and 4,518 licensed TV
translators. Given the nature of these services, the Commission will
presume that all LPTV licensees qualify as small entities under the
above SBA small business size standard.
83. The Commission notes that in assessing whether a business
entity qualifies as small under the above definition, business control
affiliations must be included. The Commission's estimate, therefore,
likely overstates the number of small entities affected by the proposed
rules, because the revenue figures on which this estimate is based do
not include or aggregate revenues from affiliated companies.
84. In addition, an element of the definition of small business is
that the entity not be dominant in its field of operation. The
Commission is unable at this time and in this context to define or
quantify the criteria that would establish whether a specific
television station is dominant in its market of operation. Accordingly,
the foregoing estimate of small businesses to which the rules may apply
does not exclude any television stations from the definition of a small
business on this basis and is therefore over-inclusive to that extent.
An additional element of the definition of ``small business'' is that
the
[[Page 56981]]
entity must be independently owned and operated. It is difficult at
times to assess these criteria in the context of media entities, and
estimates of small businesses to which they apply may be over-inclusive
to this extent.
85. Radio Broadcasting. This Economic Census category comprises
establishments primarily engaged in broadcasting aural programs by
radio to the public. Programming may originate in the station's own
studio, from an affiliated network, or from an external source. The SBA
defines a radio broadcasting entity that has $35.5 million or less in
annual receipts as a small business. According to Commission staff
review of the BIA Kelsey Inc. Media Access Radio Analyzer Database as
of June 5, 2013, about 90 percent of the 11,340 of commercial radio
stations in the United States have revenues of $35.5 million or less.
Therefore, the majority of such entities are small entities. The
Commission has estimated the number of licensed noncommercial radio
stations to be 3,917. The Commission does not have revenue data or
revenue estimates for these stations. These stations rely primarily on
grants and contributions for their operations, so the Commission
assumes that all of these entities qualify as small businesses. The
Commission notes that in assessing whether a business entity qualifies
as small under the above definition, business control affiliations must
be included. In addition, to be determined to be a ``small business,''
the entity may not be dominant in its field of operation. The
Commission notes that it is difficult at times to assess these criteria
in the context of media entities, and its estimate of small businesses
may therefore be over-inclusive.
86. FM translator stations and low power FM stations. The proposed
rules and policies could affect licensees of FM translator and booster
stations and low power FM (LPFM) stations, as well as potential
licensees in these radio services. The same SBA definition that applies
to radio broadcast licensees would apply to these stations. The SBA
defines a radio broadcast station as a small business if such station
has no more than $35.5 million in annual receipts. Currently, there are
approximately 6,155 licensed FM translator and booster stations and 864
licensed LPFM stations. Given the nature of these services, the
Commission will presume that all of these licensees qualify as small
entities under the SBA definition.
87. Cable Television Systems. Since 2007, these services have been
defined within the broad economic census category of Wired
Telecommunications Carriers; that category is defined as follows: This
industry comprises establishments primarily engaged in operating and/or
providing access to transmission facilities and infrastructure that
they own and/or lease for the transmission of voice, data, text, sound,
and video using wired telecommunications networks. Transmission
facilities may be based on a single technology or a combination of
technologies. The SBA has developed a small business size standard for
this category, which is: all such firms having 1,500 or fewer
employees. Census data for 2007 shows that there were 3,188 firms that
operated for the duration of that year. Of those, 3,144 had fewer than
1000 employees, and 44 firms had more than 1000 employees. Thus under
this category and the associated small business size standard, the
majority of such firms can be considered small.
88. Cable Companies and Systems. The Commission has also developed
its own small business size standards, for the purpose of cable rate
regulation. Under the Commission's rules, a small cable company is one
serving 400,000 or fewer subscribers, nationwide. Industry data
indicate that of approximately 1,100 cable operators nationwide, all
but ten are small under this size standard. In addition, under the
Commission's rules, a small system is a cable system serving 15,000 or
fewer subscribers. Industry data indicate that of 6,635 systems
nationwide, 5,802 systems have fewer than 10,000 subscribers, and an
additional 302 systems have 10,000-19,999 subscribers. Thus, under this
second size standard, most cable systems are small.
89. Cable System Operators. The Communications Act of 1934, as
amended, also contains a size standard for small cable system
operators, which is a cable operator that, directly or through an
affiliate, serves in the aggregate fewer than 1 percent of all
subscribers in the United States and is not affiliated with any entity
or entities whose gross annual revenues in the aggregate exceed
$250,000,000. The Commission has determined that an operator serving
fewer than 677,000 subscribers shall be deemed a small operator, if its
annual revenues, when combined with the total annual revenues of all
its affiliates, do not exceed $250 million in the aggregate. Industry
data indicate that of approximately 1,100 cable operators nationwide,
all but ten are small under this size standard. The Commission notes
that it neither requests nor collects information on whether cable
system operators are affiliated with entities whose gross annual
revenues exceed $250 million, and therefore it is unable to estimate
more accurately the number of cable system operators that would qualify
as small under this size standard.
90. Satellite Telecommunications. Two economic census categories
address the satellite industry. The first category has a small business
size standard of $30 million or less in average annual receipts, under
SBA rules. The second has a size standard of $30 million or less in
annual receipts.
91. The category of Satellite Telecommunications comprises
establishments primarily engaged in providing telecommunications
services to other establishments in the telecommunications and
broadcasting industries by forwarding and receiving communications
signals via a system of satellites or reselling satellite
telecommunications. Census Bureau data for 2007 show that 607 Satellite
Telecommunications establishments operated for that entire year. Of
this total, 533 establishments had annual receipts of under $10
million, and 74 establishments had receipts of $10 million or more.
Consequently, the Commission estimates that the majority of Satellite
Telecommunications firms are small entities that might be affected by
this action.
92. The second category, i.e., All Other Telecommunications,
comprises establishments primarily engaged in providing specialized
telecommunications services, such as satellite tracking, communications
telemetry, and radar station operation. This industry also includes
establishments primarily engaged in providing satellite terminal
stations and associated facilities connected with one or more
terrestrial systems and capable of transmitting telecommunications to,
and receiving telecommunications from, satellite systems.
Establishments providing Internet services or voice over Internet
protocol (VoIP) services via client-supplied telecommunications
connections are also included in this industry. For this category,
Census data for 2007 shows that there were a total of 2,639
establishments that operated for the entire year. Of those 2,639
establishments, 2,333 operated with annual receipts of less than $10
million and 306 with annual receipts of $10 million or more.
Consequently, the Commission estimates that a majority of All Other
Telecommunications establishments are small entities that might be
affected by its action.
93. Non-Licensee Tower Owners. Although at one time, most
[[Page 56982]]
communications towers were owned by the licensee using the tower to
provide communications service, many towers are now owned by third-
party businesses that do not provide communications services themselves
but lease space on their towers to other companies that provide
communications services. The Commission's rules require that any
entity, including a non-licensee, proposing to construct a tower over
200 feet in height or within the glide slope of an airport must
register the tower with the Commission on FCC Form 854. Thus, non-
licensee tower owners may be affected by the provisions of this Report
and Order.
94. As of June 28, 2013, there are approximately 113,612
registration records in a `Constructed' status and 13,572 registration
records in a `Granted, Not Constructed' status in the ASR database.
This includes both towers registered to licensees and towers registered
to non-licensee tower owners. The Commission does not keep information
from which it can easily determine how many of these towers are
registered to non-licensees or how many non-licensees have registered
towers. Regarding towers that do not require antenna structure
registration, the Commission does not collect information as to the
number of such towers in use and therefore cannot estimate the number
of tower owners who would be subject to the proposed rules. Moreover,
the SBA has not developed a size standard for small businesses in the
category Tower Owners. Therefore, the Commission is unable to determine
the number of non-licensee tower owners that are small entities. The
Commission believes, however, that when all individuals owning 10 or
fewer towers and leasing space for collocation are included, non-
licensee tower owners, number in the thousands, and that nearly all of
these qualify as small businesses under the SBA's definition for All
Other Telecommunications. In addition, there may be other non-licensee
owners of other wireless infrastructure, including DAS and small cells,
that might be affected by the regulatory measures proposed in this
Report and Order. The Commission does not have any basis for estimating
the number of such non-licensee owners that are small entities.
b. Description of Projected Reporting, Recordkeeping, and Other
Compliance Requirements for Small Entities
95. The Report and Order adopts several reporting, recordkeeping,
and other compliance requirements which could affect small entities.
First, the Report and Order amends the Commission's rules to require
that owners display the Antenna Structure Registration (ASR) number so
that it is visible to a member of the general public who reaches the
closest publicly accessible location near the antenna structure base.
Where more than one publicly accessible access point exists, the
Commission modifies its rules to require posting at each access point
location. Likewise, where a single perimeter fence surrounds multiple
antenna structures, the Commission will require that owners post the
registration both at any access points, and at the base of the
structure. These requirements are necessary to ensure that the FAA and
Commission personnel, as well as members of the public, can quickly and
easily identify a particular structure in order to report a lighting
outage or other air safety hazard in a timely fashion. The Commission
also modifies its rules to allow owners to provide tenants the ASR
number and link to the Commission's online system via mail, email, or
other electronic means, as an alternative to providing a paper copy of
Form 854R. This update of the Commission's rules will reduce the
compliance burden on all antenna structure owners, including small
entities.
96. Further, the Commission revises its rules to require antenna
structure owners to provide the FAA with regular updates on the status
of their repairs of lighting outages so that the FAA can maintain
notifications to aircraft throughout the entire period of time the
antenna structure remains unlit. These updates will also include
updates to its estimated return-to-service date to the FAA. The
Commission concludes that on balance, this limited burden on antenna
structure owners, which may include small entities, is insignificant
compared to the need to have accurate antenna structure lighting outage
information, as pilots rely on this information to ensure air safety.
The Commission also eliminates the requirement for using a specific
means of notification (which currently contains the outdated reference
to telegraph) and requires instead notification by means acceptable to
the FAA. This change clarifies the rule by eliminating a previously
specified option that is no longer viable, which in turn will lessen
the burden on antenna structure owners, including small entities.
97. Finally, the Commission revises its rules to require antenna
structure owners to maintain a record of observed or otherwise known
extinguishments or improper functioning of structure lights for two
years, and to provide such records to the Commission upon request.
Limiting the retention time period to two years lessens the burden on
antenna structure owners, which may include small entities, without
hindering the Commission's ability to monitor an antenna structure
owner's compliance record.
c. Steps Taken To Minimize the Significant Economic Impact on Small
Entities, and Significant Alternatives Considered
98. The RFA requires an agency to describe any significant
alternatives that it has considered in developing its approach, which
may include the following four alternatives (among others): (1) the
establishment of differing compliance or reporting requirements or
timetables that take into account the resources available to small
entities; (2) the clarification, consolidation, or simplification of
compliance or reporting requirements under the rule for small entities;
(3) the use of performance, rather than design, standards; and (4) an
exemption from coverage of the rule, or any part thereof, for small
entities.
99. The rule changes herein are intended both to promote aircraft
navigation safety and also to reduce regulatory burdens on small
entities by clarifying the relationship between the Commission's rules
and procedures and those of the FAA and ensuring continued consistency
in those rules and procedures. The Commission asked commenters to
suggest alternatives that may further reduce the impact on small
entities while achieving the above intended goals. The Commission
specifically sought comment on whether to further reduce regulatory
burdens on small entities by amending 47 CFR 17.17(b) (redesignated as
47 CFR 17.24) to provide that a revised FAA Circular does not impose
new obligations on already-approved antenna structures. The Commission
sought comment on whether such deregulatory action would unduly limit
the Commission's flexibility and whether it would afford appropriate
deference to the FAA's expertise and how possible alternatives could
further lessen the burden on small businesses while achieving these
goals.
100. For each of the rule changes, the Commission sought
discussion, and where relevant, alternative proposals, on the effect
that each new requirement, or alternative rules, might have on small
entities. For each rule change, the Commission sought discussion about
the burden that the rule change would impose on small entities and how
the Commission could impose such rule
[[Page 56983]]
changes while minimizing the burdens on small entities. For each rule
change, the Commission asked whether there were any alternatives that
the Commission could implement that could achieve the Commission's
goals while at the same time minimizing the burdens on small entities.
101. As a result, the rule modifications the Commission implements
in this Report and Order will reduce redundancy, conflicts and
ambiguity in antenna marking and lighting regulations. In pursuit of
that end, the Commission has: (1) deleted any reference to older FAA
Advisory Circulars, instead requiring structure owners to generally
comply with the FAA's no hazard determination and associated study for
a structure in establishing painting and lighting specifications; (2)
eliminated the stated exemptions to the lighting and marking criteria
for previously authorized structures and clarified that existing
antenna structures will generally not be required to comply with any
new lighting and marking requirements unless the FAA mandates
application of such changes with regard to a particular structure; (3)
amended the rules to provide that any change in height of one foot or
greater, or any change in coordinates of one second or greater requires
prior approval; (4) lengthened the notification and dismantlement
requirements to provide that the owner of an antenna structure shall
notify the Commission within five days of when a construction or
alteration of a structure reaches its greatest height, when a
construction or alteration is dismantled or destroyed, and when there
are any changes in structure height or ownership; (5) continued to
allow owners to voluntarily register antenna structures and required
owners to designate when a particular registration is done voluntarily;
(6) modified the rules to allow owners to provide tenants the ASR
number and link to the Commission's online system via mail, email, or
other electronic means, as an alternative to providing a paper copy of
Form 854R; (7) exempted qualifying NOC-based monitoring systems from
quarterly inspection obligations, thereby eliminating the quarterly
inspection obligation for those towers using sufficiently robust
monitoring systems; (8) limited the time period to two years for
requiring antenna structure owners to maintain a record of observed or
otherwise known extinguishments or improper functioning of structure
lights and providing such records to the Commission upon request; and
(9) harmonized its tower cleaning and repainting standards with the
FAA's and declined to- require tower repainting every ten years. While
not specifically targeted at small firms, these numerous measures are
intended to lessen the regulatory burden on all tower owners and
operators.
d. Federal Rules That Might Duplicate, Overlap, or Conflict With the
Rules
102. The IRFA in the (NPRM) of this proceeding omitted reference to
the FAA in section F of the IRFA even though the (NPRM) addressed
Commission rules that in some cases duplicated, overlapped, or were
inconsistent with rules of the FAA. Notwithstanding the omission of
Section F, the (NPRM) and the IRFA explained how the Commission's rules
overlap and are inconsistent with the FAA's rules. Accordingly, the
(NPRM) proposed amendments to the part 17 rules to update and modernize
them, including harmonizing them with FAA rules where appropriate. The
IRFA noted the overlapping and conflicting rules vis-[agrave]-vis the
FAA's and Commission's shared responsibility to safeguard air traffic
and promote tower safety and visibility. Specifically, the IRFA
proposed to eliminate Commission rules that were restatements of FAA
rules and to cross reference relevant FAA rules in order to eliminate
confusion. The IRFA also proposed changes that were intended to clarify
the relationship between the Commission's rules and procedures and
those of the FAA to ensure continued consistency in those rules and
procedures. The Commission further proposed to require use of the FAA's
criteria for tower visibility, including determining when an antenna
structure needs to be cleaned and repainted.
103. In the Report and Order, the Commission takes the following
actions to harmonize Commission rules with overlapping FAA rules by:
(1) eliminating any reference to older FAA Advisory Circulars in the
Commission's rules, and instead requiring structure owners to generally
comply with the FAA's no hazard determination and associated study for
a structure in establishing painting and lighting specifications; (2)
deciding that it generally will not require existing antenna structures
to comply with any new lighting and marking requirements unless the FAA
mandates application of such changes with regard to a particular
structure; (4) determining that it will continue to defer to the FAA
and require antenna structure owners to provide height and location
measurements matching those provided to the FAA in their applications;
(5) modifying notification and dismantlement requirements to make them
consistent with the FAA's rules by requiring the owner of an antenna
structure to notify the Commission within five days of when a
construction or alteration of a structure reaches its greatest height,
when a construction or alteration is dismantled or destroyed, and when
there are any changes in structure height or ownership; (6) revising
Commission rules to require antenna structure owners to provide
continuously active NOTAM notice to the FAA of lighting outages; (7)
requiring that an antenna structure owner notify the FAA that it needs
to extend the lighting outage date, as well as provide a return to
service date, if a lighting outage cannot be repaired within the FAA's
original NOTAM period; (8) changing the requirement that the FAA must
be notified of a lighting outage by telephone or telegraph and
requiring instead that such notification be made by a means acceptable
to the FAA; and (9) adopting the FAA's In-Service Aviation Orange
Tolerance Chart as the benchmark for determining whether a structure
needs to be cleaned or repainted.
104. The Commission sought extensive public comment on these issues
in the (NPRM), and in the attached IRFA. After an exhaustive review of
the record and a careful weighing of the costs and benefits, the
Commission adopted the proposed regulatory changes to eliminate
duplicative, overlapping, or conflicting regulations, thereby achieving
improved regulatory harmonization with the FAA.
e. Report to Congress
105. The Commission will send a copy of the Report and Order,
including this FRFA, in a report to be sent to Congress pursuant to the
Congressional Review Act.
f. Report to Small Business Administration
106. The Commission's Consumer and Governmental Affairs Bureau,
Reference Information Center, will send a copy of this Report and
Order, including the Final Regulatory Flexibility Analysis, to the
Chief Counsel for Advocacy of the Small Business Administration.
C. Congressional Review Act
107. The Commission will send a copy of this Report and Order to
Congress and the Government Accountability Office pursuant to the
Congressional Review Act.
[[Page 56984]]
IV. Ordering Clauses
108. Accordingly, it is ordered, pursuant to sections 4(i), 4(j),
11 and 303(q) of the Communications Act of 1934, as amended, 47 U.S.C.
154(i)-(j), 161, 303(q), that this Report and Order is hereby adopted.
109. It is further ordered that parts 0, 1, and 17 of the
Commission's rules, 47 CFR. 0.331, 1.61, 17.1, 17.2, 17.4, 17.6, 17.7,
17.14, 17.17, 17.21, 17.22, 17.23, 17.24, 17.45, 17.47, 17.48, 17.49,
17.50, 17.51, 17.56, 17.57, and 17.58 are amended as specified in, and
such rule amendments shall be effective October 24, 2014, except for
those rules and requirements which contain new or modified information
collection requirements that require approval by the Office of
Management and Budget (OMB) under the Paperwork Reduction Act (PRA) and
will become effective after the Commission publishes a notice in the
Federal Register announcing such approval and the relevant effective
date.
110. It is further ordered that the American Tower Corporation
Request for Modification of Existing Waiver of 47 CFR 17.47(b) is
dismissed without prejudice.
111. It is further ordered that, pursuant to section 801(a)(1)(A)
of the Congressional Review Act, 5 U.S.C. 801(a)(1)(A), the Commission
shall send a copy of this Report and Order to Congress and to the
Government Accountability Office.
112. It is further ordered that the Commission's Consumer and
Governmental Affairs Bureau, Reference Information Center, shall send a
copy of this Report and Order, including the Final Regulatory
Flexibility Analysis, to the Chief Counsel for Advocacy of the Small
Business Administration.
List of Subjects
47 CFR Part 0
Commission organization.
47 CFR Part 1
Administrative practice and procedures, Telecommunications.
47 CFR Part 17
Aviation safety, Communications equipment, Construction, marking,
and lighting of antenna strucutres, Reporting and recordkeeping
requirements.
Federal Communications Commisison.
Marlene H. Dortch,
Secretary.
Final rules
For the reasons discussed in the preamble, the Federal
Communications Commission amends 47 CFR parts 0, 1, and 17 as follows:
PART 0--COMMISSION ORGANIZATION
0
1. The authority citation for part 0 continues to read as follows:
Authority: Sec. 5, 48 Stat. 1068, as amended; 47 U.S.C. 155,
225, unless otherwise noted.
0
2. Section 0.331 is amended by revising paragraph (d) to read as
follows:
Sec. 0.331 Authority delegated.
* * * * *
(d) Authority concerning rulemaking proceedings. The Chief,
Wireless Telecommunications Bureau shall not have the authority to act
upon notices of proposed rulemaking and inquiry, final orders in
rulemaking proceedings and inquiry proceedings, and reports arising
from any of the foregoing except such orders involving ministerial
conforming amendments to rule parts, or orders conforming any of the
applicable rules to formally adopted international conventions or
agreements where novel questions of fact, law, or policy are not
involved. Orders conforming any of the applicable rules in part 17 of
this chapter to rules formally adopted by the Federal Aviation
Administration also need not be referred to the Commission if they do
not involve novel questions of fact, law, or policy. In addition,
revisions to the airport terminal use list in Sec. 90.35(c)(61) of
this chapter and revisions to the Government Radiolocation list in
Sec. 90.371(b) of this chapter need not be referred to the Commission.
Adoption of certain technical standards applicable to hearing aid
compatibility under Sec. 20.19 of this chapter made together with the
Chief of the Office of Engineering and Technology, as specified in
Sec. 20.19(k) of this chapter, also need not be referred to the
Commission. Also, the addition of new Marine VHF frequency coordination
committee(s) to Sec. 80.514 of this chapter need not be referred to
the Commission if they do not involve novel questions of fact, policy
or law, as well as requests by the United States Coast Guard to:
(1) Designate radio protection areas for mandatory Vessel Traffic
Services (VTS) and establish marine channels as VTS frequencies for
these areas; or
(2) Designate regions for shared commercial and non-commercial
vessel use of VHF marine frequencies.
(3) Designate by footnote to frequency table in Sec. 80.373(f) of
this chapter marine VHF frequencies are available for intership port
operations communications in defined port areas.
* * * * *
PART 1--PRACTICE AND PROCEDURE
0
3. The authority citation for part 1 continues to read as follows:
Authority: 15 U.S.C. 79 et seq.; 47 U.S.C. 151, 154(i), 154(j),
155, 157, 225, 227, 303(r), 309, 1403, 1404, and 1451.
0
4. Section 1.61 is amended by revising paragraph (a)(5) to read as
follows:
Sec. 1.61 Procedures for handling applications requiring special
aeronautical study.
* * * * *
(a) * * *
(5) Upon receipt of FCC Form 854, and attached FAA final
determination of ``no hazard,'' the Bureau may prescribe antenna
structure painting and/or lighting specifications or other conditions
in accordance with the FAA airspace recommendation. Unless otherwise
specified by the Bureau, the antenna structure must conform to the
FAA's painting and lighting recommendations set forth in the FAA's
determination of ``no hazard'' and the associated FAA study number. The
Bureau returns a completed Antenna Structure Registration (FCC Form
854R) to the registrant. If the proposed structure is disapproved the
registrant is so advised.
* * * * *
PART 17--CONSTRUCTION, MARKING, AND LIGHTING OF ANTENNA STRUCTURES
0
5. The authority citation for part 17 continues to read as follows:
Authority: Secs. 4, 303, 48 Stat. 1066, 1082, as amended; 47
U.S.C. 154, 303. Interpret or apply secs. 301, 309, 48 Stat. 1081,
1085 as amended; 47 U.S.C. 301, 309.
0
6. Section 17.1 is amended by revising paragraph (b) to read as
follows:
Sec. 17.1 Basis and purpose.
* * * * *
(b) The purpose of this part is to prescribe certain procedures for
antenna structure registration and standards with respect to the
Commission's consideration of proposed antenna structures which will
serve as a guide to antenna structure owners.
0
7. Section 17.2 is amended by revising paragraphs (a), (b), and (c) to
read as follows:
[[Page 56985]]
Sec. 17.2 Definitions.
(a) Antenna structure. The term antenna structure means a structure
that is constructed or used to transmit radio energy, or that is
constructed or used for the primary purpose of supporting antennas to
transmit and/or receive radio energy, and any antennas and other
appurtenances mounted thereon, from the time construction of the
supporting structure begins until such time as the supporting structure
is dismantled.
(b) Antenna farm area. A geographical location, with established
boundaries, designated by the Federal Communications Commission, in
which antenna structures with a common impact on aviation may be
grouped.
(c) Antenna structure owner. For the purposes of this part, an
antenna structure owner is the individual or entity vested with
ownership, equitable ownership, dominion, or title to the antenna
structure that is constructed or used to transmit radio energy, or the
underlying antenna structure that supports or is intended to support
antennas and other appurtenances. Notwithstanding any agreements made
between the owner and any entity designated by the owner to maintain
the antenna structure, the owner is ultimately responsible for
compliance with the requirements of this part.
* * * * *
0
8. Section 17.4 is amended by revising paragraphs (a), (b), (e), (f),
(g), and adding paragraphs (i), (j), and (k) to read as follows:
Sec. 17.4 Antenna structure registration.
(a) The owner of any proposed or existing antenna structure that
requires notice of proposed construction to the Federal Aviation
Administration (FAA) due to physical obstruction must register the
structure with the Commission. (See Sec. 17.7 for FAA notification
requirements.) This includes those structures used as part of stations
licensed by the Commission for the transmission of radio energy, or to
be used as part of a cable television head end system. If a Federal
Government antenna structure is to be used by a Commission licensee,
the structure must be registered with the Commission. If the FAA
exempts an antenna structure from notification, it is exempt from the
requirement that it register with the Commission. (See Sec. 17.7(e)
for exemptions to FAA notification requirements.)
(1) For a proposed antenna structure or alteration of an existing
antenna structure, the owner must register the structure prior to
construction or alteration.
(2) For a structure that did not originally fall under the
definition of ``antenna structure,'' the owner must register the
structure prior to hosting a Commission licensee.
(b) Except as provided in paragraph (e) of this section, each owner
of an antenna structure described in paragraph (a) of this section must
file FCC Form 854 with the Commission. Additionally, each owner of a
proposed structure referred to in paragraph (a) of this section must
submit a valid FAA determination of ``no hazard.'' In order to be
considered valid by the Commission, the FAA determination of ``no
hazard'' must not have expired prior to the date on which FCC Form 854
is received by the Commission. The height of the structure will be the
highest point of the structure including any obstruction lighting or
lightning arrester. If an antenna structure is not required to be
registered under paragraph (a) of this section and it is voluntarily
registered with the Commission after the effective date of this rule,
the registrant must note on FCC Form 854 that the registration is
voluntary. Voluntarily registered antenna structures are not subject to
the lighting and marking requirements contained in this part.
* * * * *
(e) If the owner of the antenna structure cannot file FCC Form 854
because it is subject to a denial of Federal benefits under the Anti-
Drug Abuse Act of 1988, 21 U.S.C. 862, the first tenant licensee
authorized to locate on the structure (excluding tenants that no longer
occupy the structure) must register the structure using FCC Form 854,
and provide a copy of the Antenna Structure Registration (FCC Form
854R) to the owner. The owner remains responsible for providing to all
tenant licensees and permittees notification that the structure has
been registered, consistent with paragraph (f) of this section, and for
posting the registration number as required by paragraph (g) of this
section.
(f) The Commission shall issue to the registrant FCC Form 854R,
Antenna Structure Registration, which assigns a unique Antenna
Structure Registration Number. The antenna structure owner shall
immediately provide to all tenant licensees and permittees notification
that the structure has been registered, along with either a copy of
Form 854R or the Antenna Structure Registration Number and a link to
the FCC antenna structure Web site: https://wireless.fcc.gov/antenna/.
This notification may be done electronically or via paper mail.
(g) Except as described in paragraph (h) of this section, the
Antenna Structure Registration Number must be displayed so that it is
conspicuously visible and legible from the publicly accessible area
nearest the base of the antenna structure along the publicly accessible
roadway or path. Where an antenna structure is surrounded by a
perimeter fence, or where the point of access includes an access gate,
the Antenna Structure Registration Number should be posted on the
perimeter fence or access gate. Where multiple antenna structures
having separate Antenna Structure Registration Numbers are located
within a single fenced area, the Antenna Structure Registration Numbers
must be posted both on the perimeter fence or access gate and near the
base of each antenna structure. If the base of the antenna structure
has more than one point of access, the Antenna Structure Registration
Number must be posted so that it is visible at the publicly accessible
area nearest each such point of access. Materials used to display the
Antenna Structure Registration Number must be weather-resistant and of
sufficient size to be easily seen where posted.
* * * * *
(i) Absent Commission specification, the painting and lighting
specifications recommended by the FAA are mandatory (see Sec. 17.23).
However, the Commission may specify painting and/or lighting
requirements for each antenna structure registration in addition to or
different from those specified by the FAA.
(j) Any change or correction in the overall height of one foot or
greater or coordinates of one second or greater in longitude or
latitude of a registered antenna structure requires prior approval from
the FAA and modification of the existing registration with the
Commission.
(k) Any change in the marking and lighting that varies from the
specifications described on any antenna structure registration requires
prior approval from the FAA and the Commission.
0
9. Section 17.6 is amended by revising the section heading and
paragraph (c) to read as follows:
Sec. 17.6 Responsibility for painting and lighting compliance.
* * * * *
(c) If the owner of the antenna structure cannot file FCC Form 854
because it is subject to a denial of Federal benefits under the Anti-
Drug Abuse Act of 1988, 21 U.S.C. 862, the
[[Page 56986]]
first tenant licensee authorized to locate on the structure (excluding
tenants that no longer occupy the structure) must register the
structure using FCC Form 854, and provide a copy of the Antenna
Structure Registration (FCC Form 854R) to the owner. The owner remains
responsible for providing to all tenant licensees and permittees
notification that the structure has been registered, consistent with
Sec. 17.4(f), and for posting the registration number as required by
Sec. 17.4(g).
0
10. Section 17.7 is amended by revising the introductory text and
paragraphs (b) and (d), adding paragraph (e), and designating the note
at the end of the section as ``Note to Sec. 17.7.''
The revisions and addition read as follows:
Sec. 17.7 Antenna structures requiring notification to the FAA.
A notification to the FAA is required, except as set forth in
paragraph (e) of this section, for any of the following construction or
alteration:
* * * * *
(b) Any construction or alteration that exceeds an imaginary
surface extending outward and upward at any of the following slopes:
(1) 100 to 1 for a horizontal distance of 6.10 kilometers (20,000
feet) from the nearest point of the nearest runway of each airport
described in paragraph (d) of this section with its longest runway more
than 0.98 kilometers (3,200 feet) in actual length, excluding
heliports.
(2) 50 to 1 for a horizontal distance of 3.05 kilometers (10,000
feet) from the nearest point of the nearest runway of each airport
described in paragraph (d) of this section with its longest runway no
more than 0.98 kilometers (3,200 feet) in actual length, excluding
heliports.
(3) 25 to 1 for a horizontal distance of 1.52 kilometers (5,000
feet) from the nearest point of the nearest landing and takeoff area of
each heliport described in paragraph (d) of this section.
* * * * *
(d) Any construction or alteration on any of the following airports
and heliports:
(1) A public use airport listed in the Airport/Facility Directory,
Alaska Supplement, or Pacific Chart Supplement of the U.S. Government
Flight Information Publications;
(2) A military airport under construction, or an airport under
construction that will be available for public use;
(3) An airport operated by a Federal agency or the United States
Department of Defense.
(4) An airport or heliport with at least one FAA-approved
instrument approach procedure.
(e) A notification to the FAA is not required for any of the
following construction or alteration:
(1) Any object that will be shielded by existing structures of a
permanent and substantial nature or by natural terrain or topographic
features of equal or greater height, and will be located in the
congested area of a city, town, or settlement where the shielded
structure will not adversely affect safety in air navigation;
(2) Any air navigation facility, airport visual approach or landing
aid, aircraft arresting device, or meteorological device meeting FAA-
approved siting criteria or an appropriate military service siting
criteria on military airports, the location and height of which are
fixed by its functional purpose;
(3) Any antenna structure of 6.10 meters (20 feet) or less in
height, except one that would increase the height of another antenna
structure.
* * * * *
Sec. 17.14 [Removed and Reserved]
0
11. Remove and reserve Sec. 17.14.
Sec. 17.17 [Remove and Reserved]
0
12. Remove and reserve Sec. 17.17.
0
13. Section 17.21 is amended by revising paragraph (a) and adding
paragraph (c) to read as follows:
Sec. 17.21 Painting and lighting, when required.
* * * * *
(a) Their height exceeds any obstruction standard requiring
notification to the FAA (see Sec. 17.4(a) and Sec. 17.7).
* * * * *
(c) An antenna installation is of such a nature that its painting
and lighting specifications in accordance with the FAA airspace
recommendation are confusing, or endanger rather than assist airmen, or
are otherwise inadequate. In these cases, the Commission will specify
the type of painting and lighting or other marking to be used for the
particular structure.
Sec. 17.22 [Removed and Reserved]
0
14. Remove and reserve Sec. 17.22.
0
15. Section 17.23 is revised to read as follows:
Sec. 17.23 Specifications for painting and lighting antenna
structures.
Unless otherwise specified by the Commission, each new or altered
antenna structure must conform to the FAA's painting and lighting
specifications set forth in the FAA's final determination of ``no
hazard'' and the associated FAA study for that particular structure.
For purposes of this part, any specifications, standards, and general
requirements set forth by the FAA in the structure's determination of
``no hazard'' and the associated FAA study are mandatory. Additionally,
each antenna structure must be painted and lighted in accordance with
any painting and lighting requirements prescribed on the antenna
structure's registration, or in accordance with any other
specifications provided by the Commission.
0
16. The undesignated center heading ``Aviation Red Obstruction Lighting
[Reserved]'' below Sec. 17.23 is removed.
0
17. Section 17.24 is added to read as follows:
Sec. 17.24 Existing structures.
No change to painting or lighting criteria or relocation of
airports shall at any time impose a new restriction upon any then
existing or authorized antenna structure or structures, unless the FAA
issues a new determination of ``no hazard'' and associated FAA study
for the particular structure.
Sec. 17.45 [Removed and Reserved]
0
18. Remove and reserve Sec. 17.45.
0
19. Section 17.47 is amended by adding paragraph (c) to read as
follows:
Sec. 17.47 Inspection of antenna structure lights and associated
control equipment.
* * * * *
(c) Is exempt from paragraph (b) of this section for any antenna
structure monitored by a system that the Wireless Telecommunications
Bureau has determined includes self-diagnostic features sufficient to
render quarterly inspections unnecessary, upon certification of use of
such system to the Bureau.
0
20. Section 17.48 is amended by revising paragraphs (a) and (b) to read
as follows:
Sec. 17.48 Notification of extinguishment or improper functioning of
lights.
* * * * *
(a) Shall report immediately to the FAA, by means acceptable to the
FAA, any observed or otherwise known extinguishment or improper
functioning of any top steady burning light or any flashing obstruction
light, regardless of its position on the antenna structure, not
corrected within 30 minutes. If the lights cannot be repaired within
the FAA's Notices to Airmen (NOTAM) period, the owner shall notify the
FAA to extend the outage date and report a return-to-service date. The
owner shall
[[Page 56987]]
repeat this process until the lights are repaired. Such reports shall
set forth the condition of the light or lights, the circumstances which
caused the failure, the probable date for restoration of service, the
FCC Antenna Structure Registration Number, the height of the structure
(AGL and AMSL if known) and the name, title, address, and telephone
number of the person making the report. Further notification to the FAA
by means acceptable to the FAA shall be given immediately upon
resumption of normal operation of the light or lights.
(b) An extinguishment or improper functioning of a steady burning
side intermediate light or lights, shall be corrected as soon as
practicable, but notification to the FAA of such extinguishment or
improper functioning is not required.
0
21. Section 17.49 is amended by revising the introductory text to read
as follows:
Sec. 17.49 Recording of antenna structure light inspections in the
owner record.
The owner of each antenna structure which is registered with the
Commission and has been assigned lighting specifications referenced in
this part must maintain a record of any observed or otherwise known
extinguishment or improper functioning of a structure light. This
record shall be retained for a period of two years and provided to the
FCC or its agents upon request. The record shall include the following
information for each such event:
* * * * *
0
22. Section 17.50 is revised to read as follows:
Sec. 17.50 Cleaning and repainting.
Antenna structures requiring painting under this part shall be
cleaned or repainted as often as necessary to maintain good visibility.
Evaluation of the current paint status shall be made by using the FAA's
In-Service Aviation Orange Tolerance Chart. This chart is based upon
the color requirements contained in the National Bureau of Standards
Report NBSIR 75-663, Color Requirements for the Marking of
Obstructions.
Sec. 17.51 [Removed and Reserved]
0
23. Remove and reserved Sec. 17.51.
0
24. Section 17.56 is revised to read as follows:
Sec. 17.56 Maintenance of lighting equipment.
Replacing or repairing of lights, automatic indicators or automatic
control or alarm systems shall be accomplished as soon as practicable.
0
25. Section 17.57 is revised to read as follows:
Sec. 17.57 Report of radio transmitting antenna construction,
alteration, and/or removal.
The owner of an antenna structure for which an Antenna Structure
Registration Number has been obtained must notify the Commission within
5 days of completion of construction (FCC Form 854-R) and/or
dismantlement (FCC Form 854). The owner must also notify the Commission
within 5 days of any change in structure height or change in ownership
information (FCC Form 854).
Sec. 17.58 [Removed and Reserved]
0
26. Remove and reserved Sec. 17.58.
[FR Doc. 2014-22772 Filed 9-23-14; 8:45 am]
BILLING CODE 6712-01-P