Personal Flotation Devices Labeling and Standards, 56491-56500 [2014-22373]
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Federal Register / Vol. 79, No. 183 / Monday, September 22, 2014 / Rules and Regulations
enforcement period for each safety zone
as well as any changes in the planned
and published dates and times of
enforcement.
to the discovery of a significant
environmental impact from this rule.
List of Subjects in 33 CFR Part 165
Harbors, Marine safety, Navigation
(water), Reporting and recordkeeping
requirements, Security measures,
Waterways.
For the reasons discussed in the
preamble, the Coast Guard amends 33
CFR part 165 as follows:
Dated: July 29, 2014.
M. L. Malloy,
Captain, U.S. Coast Guard, Captain of the
Port Upper Mississippi River.
RIN 1625–AC02
1. The authority citation for part 165
continues to read as follows:
2. A new § 165.T08–0700 is added to
read as follows:
■
§ 165.T08–0700 Safety Zone; Riverside
Music Festival, Missouri River, Mile 372.0,
Riverside, MO.
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I. Abbreviations
Personal Flotation Devices Labeling
and Standards
CFR Code of Federal Regulations
DHS Department of Homeland Security
FDA Food and Drug Administration
FR Federal Register
LEO Law enforcement officer
NPRM Notice of proposed rulemaking
NBSAC National Boating Safety Advisory
Council
OMB Office of Management and Budget
OSHA Occupational Safety and Health
Administration
PFD Personal flotation device
Pub. L. Public Law
RA Regulatory Analysis
§ Section
U.S.C. United States Code
DEPARTMENT OF HOMELAND
SECURITY
Coast Guard
Authority: 33 U.S.C. 1231; 46 U.S.C.
Chapter 701, 3306, 3703; 50 U.S.C. 191, 195;
33 CFR 1.05–1, 6.04–1, 6.04–6 and 160.5;
Pub. L. 107–295, 116 Stat. 2064; Department
of Homeland Security Delegation No. 0170.1
(a) Location. The following area is a
temporary safety zone: All waters of the
Missouri River, extending 700 feet in all
directions on the Missouri River mile
marker 372.0, at Riverside, MO.
(b) Effective Dates and Enforcement
Periods. This safety zone is effective and
will be enforced from 9:00 p.m. to 11:30
p.m. on September 20, 2014.
(c) Regulations. (1) In accordance with
the general regulations in § 165.23 of
this part, entry into, movement within,
or departure from this zone is
prohibited unless authorized by the
Captain of the Port (COTP) Upper
Mississippi River or a designated
representative.
(2) Persons or vessels requiring entry
into, departure from, or movement
within a regulated area must request
permission from the COTP Sector Upper
Mississippi or a designated
representative. They may be contacted
on VHF–FM Channel 13 or 16, or
through Coast Guard Upper Mississippi
River at 314–269–2500.
(3) All persons and vessels shall
comply with the instructions of the
COTP Upper Mississippi River and
designated on-scene U.S. Coast Guard
patrol personnel. On-scene U.S. Coast
Guard patrol personnel includes
Commissioned, Warrant, and Petty
Officers of the U.S. Coast Guard.
(d) Informational Broadcasts. The
COTP Upper Mississippi River or a
designated representative will inform
the public through Broadcast Notices to
Mariners, Local Notices to Mariners,
and/or Marine Safety Information
Bulletins as appropriate of the
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Table of Contents for Preamble
[Docket No. USCG–2013–0263]
BILLING CODE 9110–04–P
■
16:51 Sep 19, 2014
Collins, Program Manager, Docket
Operations, telephone 202–366–9826.
SUPPLEMENTARY INFORMATION:
I. Abbreviations
II. Basis and Purpose
III. Background
IV. Discussion of Comments and Changes
V. Discussion of the Rule
VI. Regulatory Analyses
A. Regulatory Planning and Review
B. Small Entities
C. Assistance for Small Entities
D. Collection of Information
E. Federalism
F. Unfunded Mandates Reform Act
G. Taking of Private Property
H. Civil Justice Reform
I. Protection of Children
J. Tribal Governments
K. Energy Effects
L. Technical Standards
M. Environment
[FR Doc. 2014–22431 Filed 9–19–14; 8:45 am]
PART 165—REGULATED NAVIGATION
AREAS AND LIMITED ACCESS AREAS
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33 CFR Parts 175 and 181
46 CFR Parts 160 and 169
Coast Guard, DHS.
Final rule.
AGENCY:
ACTION:
The Coast Guard is issuing
this final rule to remove references to
type codes in its regulations on the
carriage and labeling of Coast Guardapproved personal flotation devices
(PFDs). Removing these type codes from
our regulations will facilitate future
incorporation by reference of new
industry consensus standards for PFD
labeling that more effectively convey
safety information, and is a step toward
harmonization of our regulations with
PFD requirements in Canada and in
other countries.
DATES: This final rule is effective
October 22, 2014.
The Director of the Federal Register
approved the incorporation by reference
of certain publications listed in this rule
as of May 3, 2012.
ADDRESSES: To view documents
mentioned in this final rule as being
available in the docket, go to https://
www.regulations.gov and insert ‘‘USCG–
2013–0263’’ in the ‘‘Search’’ box. Click
‘‘Search’’ and then click the ‘‘Open
Docket Folder’’ icon. The following link
will take you directly to the docket:
https://www.regulations.gov/
#!docketDetail;D=USCG-2013-0263.
FOR FURTHER INFORMATION CONTACT: For
information about this document call or
email Ms. Brandi Baldwin, Lifesaving
and Fire Safety Division, Coast Guard;
telephone 202–2–372–1394, email
brandi.a.baldwin@uscg.mil. For
information about viewing or submitting
material to the docket, call Cheryl
SUMMARY:
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II. Basis and Purpose
Under 46 U.S.C. 3306, 4102, and
4302, the Secretary of the Department in
which the Coast Guard is operating is
charged with prescribing safety
requirements for lifesaving equipment
on inspected vessels, uninspected
vessels, and recreational vessels. Type
approval and carriage requirements for
personal flotation devices (PFDs) fall
under this authority. In Department of
Homeland Security Delegation No.
0170.1(II)(92)(b), the Secretary delegated
this 46 U.S.C., Subtitle II, authority to
the Commandant. As required under 46
U.S.C. 4302(c)(4), the Coast Guard has
consulted with the National Boating
Safety Advisory Council (NBSAC)
regarding the issue addressed by this
final rule. See NBSAC Resolution 2012–
90–05 (available in the docket).
The purpose of this final rule, which
removes references to type codes in our
regulations on the carriage and labeling
of Coast Guard-approved PFDs, is to
facilitate future adoption of new
industry consensus standards for PFD
labeling that more effectively convey
safety information, and to help
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harmonize our regulations with PFD
requirements in Canada and in other
countries. Specifically, this final rule
will enable the Standards Technical
Panel (Panel), the panel charged with
the new industry consensus standards,
to complete development of a standard
for wearable PFDs without including
unnecessary references to type codes.
By paving the way for the Panel to
develop a new standard, this final rule
supports the efforts of the U.S.-Canada
Regulatory Cooperation Council, a
bilateral effort coordinated by the Office
of Management and Budget (OMB) to
develop a ‘‘North American Standard
for lifejackets.’’
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III. Background
Labeling of PFDs is an important
safety matter, as it is the primary means
by which the manufacturer
communicates to the end user how to
select the right PFD and use and
maintain it properly. Based on the
volume of queries to the Coast Guard in
recent years, including questions from
NBSAC members, we believe that the
current labels on Coast Guard-approved
PFDs are confusing to the boating public
and do not effectively communicate
important safety and regulatory
information to users and law
enforcement personnel.
As noted in the previous section, the
Coast Guard is charged with
establishing minimum safety standards,
as well as procedures and tests required
to measure compliance with those
standards, for commercial and
recreational vessels, and associated
equipment. Under this authority, the
Coast Guard has established
requirements for the carriage of
approved PFDs that meet certain
minimum safety standards.
The minimum requirements for Coast
Guard-approved PFDs are codified in 46
CFR part 160, and include requirements
for labeling. Our current regulations
require that a type code be marked on
each Coast Guard-approved PFD. The
Coast Guard historically has used type
codes in its regulations to identify the
level of performance of an approved
PFD. Types I, II, and III refer to wearable
PFDs (lifejackets) in decreasing order of
performance; Type IV refers to
throwable PFDs; and Type V refers to
any PFD that is conditionally approved
as equivalent in performance to Type I,
II, III, or IV.
Coast Guard regulations specify
which Coast Guard-approved PFDs are
acceptable for particular applications.
Although most of the carriage
requirements for inspected vessels
identify the appropriate PFDs by the
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applicable approval series 1 (see, for
example, 46 CFR 199.10 and 199.70(b)),
our carriage requirements for
recreational boats (33 CFR part 175),
uninspected commercial vessels (46
CFR part 25) and sailing school vessels
(46 CFR part 169) specify particular type
codes.
In 2004, the consultant Applied
Safety and Ergonomics studied the
current PFD classification and labeling
system through the National Non-Profit
Organization Recreational Boating
Safety Grant Program. The consultant’s
final report, entitled ‘‘Revision of
Labeling and Classification for Personal
Flotation Devices (PFDs)’’ (available in
the docket), suggested that our current
labels are inadequate and that users do
not adequately understand our PFD type
codes.
We published a notice of proposed
rulemaking (NPRM) on August 14, 2013
(78 FR 49412) that proposed to remove
references to type codes in our
regulations on the carriage and labeling
of Coast Guard-approved PFDs.
Removing these type codes from our
regulations will free the Panel to
develop improved industry consensus
standards for the specific content and
format of PFD labels and facilitate future
incorporation by reference of new
industry consensus standards for PFD
labeling that will more effectively
convey safety information, and is a step
toward harmonization of our regulations
with PFD requirements in Canada and
in other countries. Once the Panel
completes their work on revising the
standards, the Coast Guard intends to
evaluate those standards for possible
incorporation by reference in our
regulations; any such incorporation by
reference would involve a separate
notice-and-comment rulemaking.
IV. Discussion of Comments and
Changes
We received 31 written submissions
to the docket. No public meetings were
requested and none were held.
Several commenters noted that
current PFD labeling is confusing, and
that most people who use PFDs do not
know or do not care about type codes.
The Coast Guard agrees that current PFD
labeling is not well understood by the
public.
One commenter agreed with the Coast
Guard in that the type code system is
flawed, but stated he is not sure a new
system will be any easier. Another
commenter pointed out that the type
codes are currently being taught in the
1 Approval series refers to the first six digits of a
number assigned by the Coast Guard to approved
equipment.
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state boating safety education classes.
Other commenters expressed concern
that the removal of type codes would
leave recreational boaters and
commercial vessel operators with no
information for selecting the correct
PFD. The Coast Guard notes that,
although this rule will remove the type
code terminology from CFR sections in
the regulatory text, PFD labels will not
change until the industry consensus
standards are revised. Although we
expect that the transition to a new
system of classification and labeling
would require some re-education of the
boating community, we are confident
that the public would ultimately benefit
from a system of classification and
labeling that uses plain language
terminology. Throughout this transition,
PFD users will have sufficient
information to comply with PFD
requirements because our definition for
a ‘‘throwable PFD’’ or a ‘‘wearable PFD’’
readily conveys whether a PFD with a
type code on it meets the requirement.
Several commenters expressed
concerns about the impact that
eliminating the existing type code
system will have on boaters and their
existing PFDs. This final rule removes
type code language from our carriage
requirements and from our regulations
for labeling of new PFDs, but does not
make any changes to the number of
wearable or throwable PFDs required.
Also we are not requiring any changes
to any existing approved PFDs already
purchased and in use. The Coast Guard
acknowledges that PFDs are typically
carried on boats for several years and
reaffirms that approved PFDs marked
with type codes will still meet carriage
requirements as wearable or throwable
PFDs, as appropriate, as long as they
remain in serviceable condition.
Several commenters had specific
suggestions for alternate formatting and
content of a new PFD label. Our
proposed rule addressed only the
minimum information required to be
present on PFD labels, not the specific
format. Therefore, these comments are
beyond the scope of this rulemaking.
The Coast Guard will refer those
concerns to the Panel, so that they may
be considered as appropriate during the
standards development process.
One commenter proposed that the
Coast Guard PFD performance and
labeling requirements should align
exactly with International Convention
for the Safety of Life at Sea (SOLAS)
standards. Another commenter
suggested that instead of labeling, the
Coast Guard reorient its focus to
increased performance standards.
Comments regarding PFD performance
requirements are beyond the scope of
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this rulemaking, which focuses only on
simplifying PFD labeling and the
removal of type code language from our
regulations.
Two commenters suggested
eliminating the ‘‘throwable’’
classification, as defined in our NPRM,
and no longer requiring carriage of
throwable PFDs. The Coast Guard
believes the ‘‘throwable’’ classification
is a necessary distinction from
‘‘wearable’’ PFDs. Wearable and
throwable PFDs are evaluated to
different standards, have different
purposes, and meet different carriage
requirements. Additionally, removing
the carriage requirement for throwable
PFDs is beyond the scope of this
rulemaking.
One commenter referenced the
exemption from carriage requirements
for sailboats in our proposed 33 CFR
175.17(c) (existing 33 CFR 175.17(d)).
Our edits to 33 CFR 175.17 remove
existing paragraph (a), which relates to
labeling, and reorganize the subsequent
paragraphs accordingly. This rule does
not exempt sailboats or any other
vessels—changes to the current carriage
requirements are beyond the scope of
this rulemaking.
One commenter suggested breaking
the proposed ‘‘wearable’’ category
further into ‘‘active’’ and ‘‘passive.’’ The
Coast Guard notes that delineating
between active and passive PFDs would
be of no consequence without a change
to the carriage requirements, which is
beyond the scope of this rulemaking.
However, the Coast Guard
acknowledges that the activation
mechanism of the PFD can help the user
make an informed decision when
selecting an appropriate PFD for a
particular activity and will refer this
comment to the Panel for consideration
in future standard development efforts.
One commenter suggested that ‘‘PFD’’
is confusing as a term, and that the
Coast Guard should refer to PFDs as
‘‘lifejackets.’’ The Coast Guard agrees
that the term lifejacket is more widely
understood by the public, and uses the
term lifejacket to refer to wearable PFDs
in media and other public outreach
materials. However, the Coast Guard
prefers to use the term PFD in regulatory
and standards language because it
appropriately captures both wearable
devices (e.g., lifejackets, buoyancy aids)
and throwable devices (e.g., ring buoys,
buoyant cushions).
One commenter stated that there may
be ‘‘unintended complications’’ from
our efforts to harmonize terminology
with Canada and to simplify the
labeling of PFDs. The Panel consists of
both U.S. and Canadian stakeholders,
including representatives of the Coast
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Guard and Transport Canada, and both
countries have agreed in principle to
adopt this harmonized standard. The
Coast Guard has worked with, and will
continue to work with, our Canadian
counterparts to resolve any
complications to which the commenter
alludes. Once the Panel completes their
work, the Coast Guard will evaluate the
new standard for incorporation by
reference into our regulations; we would
publish an NPRM soliciting public
comment if we seek to incorporate the
Panel standard by reference. The
potential adoption or regulatory
incorporation of a harmonized standard
into Coast Guard regulations would be
subject to notice-and-public-comment
procedures, providing an additional
venue for identifying and resolving
complications.
Several commenters acknowledged
this rulemaking as a step towards
harmonization, but expressed concern
over the current process for PFD
approval and the availability of
recognized independent laboratories for
testing and factory follow-up. This
rulemaking does not address approval
or testing, and does not affect the
existing requirements for recognized
independent laboratories, and thus
these comments are outside the scope of
this rulemaking.
Some State agency commenters
requested more time to comply with the
changes introduced by this rule. They
noted that costs will be incurred when
updating and revising not only State
laws and regulations, as applicable, but
also written material—such as guide
books or educational pamphlets. As
discussed above, this rulemaking is a
necessary step to permit the transition
to a new PFD labeling format. This final
rule does not affect existing PFDs
previously purchased or currently in
use, because our definition for a
‘‘throwable PFD’’ or a ‘‘wearable PFD’’
readily conveys whether a PFD with a
type code on it meets the requirement.
Additionally, we believe that, even after
a new label standard is completed, it
will take industry time to exhaust its
supplies of type labels and to begin
printing the new labels. Therefore, we
expect a prolonged transition to a new
label format, during which time both
label formats would be present in the
market. Likewise, we anticipate that it
will take time for States and other
entities to update their outreach and
education materials, which will result
in an overlap period. States may choose
not to update their training materials
immediately since existing PFDs, with
type codes on them, may still be used.
However, this final rule must be
effective to permit a transition phase to
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56493
begin. This rule will become effective
October 22, 2014, and we encourage all
affected agencies to update their
outreach materials as the market
transitions over the next few years.
One commenter suggested that the
Coast Guard reach out to authors of
other voluntary consensus standards
regarding possible impacts of this rule.
As discussed in the NPRM, we reviewed
material from other Federal and State
regulatory agencies, particularly existing
regulatory text, for potential impacts
from the removal of the type codes from
the Coast Guard’s regulations. We also
noted there may be other entities
interested. We acknowledge the
comment and note no additional entities
identified their organizations during the
proposal’s comment period or in
response to the proposal’s public affairs
material. We would expect that others
affected may emerge as they review the
Federal Register and other public affairs
materials and will work with them as
the Panel develops the new standard.
One commenter pointed out several
additional sections of regulatory text
where references to type codes still
appear in marking requirements and
suggested that we amend these as well.
The Coast Guard acknowledges that it
did miss some references to type codes
that should have been removed when
we drafted the NPRM. To correct that
omission, we made two changes to the
regulatory text. We amended the
regulatory text related to PFD marking
requirements in 46 CFR 160.053–5 and
160.077–31. These changes are
consistent with our proposed changes in
the NPRM. However, the Coast Guard
notes that it cannot remove every
reference to type codes at this time. The
industry consensus standards which are
currently incorporated by reference into
the regulations as the basis for Coast
Guard approval of PFDs, which include
requirements for materials,
construction, and testing, as well as
labeling, still use type codes. Therefore,
the PFDs tested to these standards still
are assigned a type code, even if that
type code is no longer required to be
printed on the label. But these
remaining references to type codes will
not hinder the Panel’s efforts to develop
improved industry consensus standards.
In addition to the changes noted
above based on comments, we made a
few editorial, non-substantive changes
from the regulatory text proposed in the
NPRM. For example, in 33 CFR 175.17
we changed our qualifier for canoes and
kayaks from ‘‘16 feet in length and over’’
to ‘‘16 feet or more in length’’ to make
it consistent with preferred language
used in 33 CFR 175.15(b).
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V. Discussion of the Rule
In this final rule, the Coast Guard
removes references to longstanding PFD
type codes from its regulations for the
carriage and marking of Coast Guardapproved PFDs. Under these
amendments, the number and kind of
PFDs required to be carried on a vessel
will not change, but the terminology
used to refer to approved PFDs will. Our
current assignment of a type code to a
PFD does not affect the PFD’s suitability
for meeting the applicable vessel
carriage requirements. This final rule
removes regulatory barriers to the
development of a new industry
consensus standard for PFD labels,
which would potentially allow
manufacturers to produce a more userfriendly label format on Coast Guardapproved PFDs in the future. For a
detailed description of the proposed
rule, see the NPRM (78 FR 49413,
August 14, 2013).
equity). E.O. 13563 emphasizes the
importance of quantifying both costs
and benefits, of reducing costs, of
harmonizing rules, and of promoting
flexibility.
This final rule is not a significant
regulatory action under section 3(f) of
E.O. 12866 as supplemented by E.O.
13563, and does not require an
assessment of potential costs and
benefits under section 6(a)(3) of E.O.
12866. The Office of Management and
Budget (OMB) has not reviewed it under
E.O. 12866. Nonetheless, we developed
a regulatory analysis (RA) describing the
costs and benefits of the rule to
ascertain its probable impacts on
industry. A final RA follows.
The RA provides an evaluation of the
economic impacts associated with this
final rule. The table which follows
provides a summary of the final rule’s
costs and benefits.
VI. Regulatory Analyses
We developed this rule after
considering numerous statutes and
Executive Orders (E.O.s) related to
rulemaking. Below we summarize our
analyses based on 14 of these statutes or
E.O.s.
A. Regulatory Planning and Review
E.O.s 12866 (‘‘Regulatory Planning
and Review’’) and 13563 (‘‘Improving
Regulation and Regulatory Review’’)
direct agencies to assess the costs and
benefits of available regulatory
alternatives and, if regulation is
necessary, to select regulatory
approaches that maximize net benefits
(including potential economic,
environmental, public health and safety
effects, distributive impacts, and
TABLE 1—SUMMARY OF THE RULE’S IMPACTS
Category
Summary
Affected Population .........................
Costs ($, 7% discount rate) ............
Unquantified Benefits ......................
66 PFD manufacturers.
6 Federal agencies.
Up to 56 State/territorial jurisdictions.
$15,224 (annualized: $692 private sector, $14,532 government).
$106,928 (10-year: $4,857 private sector, $102,071 government).
* Improve effectiveness of PFD marking/labels without compromising safety.
* Prevent misuse and misunderstandings of PFDs.
* Remove impediment to future harmonization with international standards.
The final rule revises the existing
regulations regarding labeling of PFDs,
by removing requirements for type
codes to be included on PFD labels.
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Affected Population
Based on the Coast Guard Guard’s
Marine Information for Safety and Law
Enforcement database, we estimate that
this final rule affects approximately 66
PFD manufacturers. Up to 56 State and
territorial jurisdictions may be
impacted. There are six Federal
governmental agencies—the Department
of Labor’s Occupational Safety and
Health Administration (OSHA); the
Department of the Interior’s Bureau of
Reclamation, National Park Service, and
United States Fish and Wildlife Service;
the Department of Agriculture’s Forest
Service; and the Department of
Defense—which may have to adjust
their regulations or policy documents
because they incorporate Coast Guard
standards that mention PFD type codes.
Of these six, OSHA is the only agency
we have identified that specifically
references Coast Guard type codes in its
regulations. We have coordinated with
the OSHA Directorate of Standards and
Guidance to ensure that OSHA’s PFDrelated regulations can be aligned
readily with the revisions to the Coast
Guard regulations. We also have
reached out via the Interagency Working
Group for Visitor Safety to the National
Park Service, Bureau of Reclamation,
Forest Service, U.S. Army Corps of
Engineers, and the United States Fish
and Wildlife Service, and they have not
expressed any objections to our
proposed action. We received no
comments on the estimated affected
population in the public comment
period.
Costs
The Coast Guard expects that this rule
will result in one-time costs of
approximately $114,413 ($111,209 at
7% a discount rate). See Table 2 below.
The Coast Guard estimates that $5,197
($4,857 at 7% a discount rate) is
attributable to the private sector. We
estimate that this final rule affects 66
manufacturers of PFDs. No additional
equipment will be required by the rule;
however some labor may be required.
PFD manufacturers may need to
reprogram stitching machines or silk
screen machines to conform with the
new label requirements. This rule only
affects labeling on PFDs manufactured
after the effective date of this rule.
TABLE 2—REGULATORY COST BREAKDOWN
Duration
(hours)
Private Sector Costs ........................................................................................
Federal Regulatory Review .............................................................................
Federal Policy Document Update ....................................................................
Federal Stakeholder Notification .....................................................................
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Loaded wage
1
0.5
10
0.5
$78.74
79.38
79.38
79.38
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Affected
entities
Total
66
6
6
6
$5,197
238
4,763
238
Federal Register / Vol. 79, No. 183 / Monday, September 22, 2014 / Rules and Regulations
56495
TABLE 2—REGULATORY COST BREAKDOWN—Continued
Duration
(hours)
State
State
State
State
Affected
entities
Loaded wage
Total
Regulatory Review .................................................................................
Stakeholder Notification .........................................................................
Policy Update by Legislature .................................................................
Policy Update by Commission ...............................................................
0.5
0.5
10
100
73.43
73.43
73.43
73.43
56
56
36
10
2,056
2,056
26,435
73,430
Total ..........................................................................................................
........................
........................
........................
114,413
Federal agencies that incorporate by
reference the Coast Guard regulations
amended by this final rule may need to
review their regulations to assure
consistency with the change. Some
States and Federal agencies may want to
initiate rulemakings or legislation to
update their regulations or statutes to
remove unnecessary references to type
codes. States and Federal agencies may
need to communicate to law
enforcement personnel the changes of
the final rule and some authorities may
need to update their boating safety
training materials to reflect the changes.
These costs are described in the
following passages.
The Coast Guard acknowledges the
States’ concerns regarding the alignment
of their statutes and regulations with
Coast Guard requirements. However,
our revised regulatory text includes the
relevant type codes in the definitions of
‘‘wearable PFD’’ and ‘‘throwable PFD.’’
Therefore, language that references type
codes would still be considered not
inconsistent with these regulations at
this time.
Recreational boaters will not
experience a cost increase because of
this rulemaking. Existing PFDs may
continue to be used. No action is
required by recreational boaters.
The table which follows presents the
estimated cost associated with the
rulemaking.
TABLE 3—TOTAL ESTIMATED COST ASSOCIATED WITH THE RULEMAKING
Discounted
7%
asabaliauskas on DSK5VPTVN1PROD with RULES
Year 1 ..........................................................................................................................................
Year 2 ..........................................................................................................................................
Year 3 ..........................................................................................................................................
Year 4 ..........................................................................................................................................
Year 5 ..........................................................................................................................................
Year 6 ..........................................................................................................................................
Year 7 ..........................................................................................................................................
Year 8 ..........................................................................................................................................
Year 9 ..........................................................................................................................................
Year 10 ........................................................................................................................................
Total .............................................................................................................................................
Annualized ...................................................................................................................................
The Coast Guard estimates that
reprogramming stitching machines or
silk screen machines takes
approximately 1 hour per manufacturer.
This estimate comports with the Food
and Drug Administration’s (FDA’s)
estimated cost of compliance for
relabeling of sunscreens to comply with
new labeling requirements.2 This is the
most similar Federal rulemaking we
found in our research that involves a
regulatory requirement on labels. Both
the FDA’s and this rulemaking involve
changes to labeling. The FDA estimated
that it would take 0.5 hour to prepare,
complete, and review the labeling for
each product. The Coast Guard used a
higher value than FDA: 1 Hour per
product to prepare, complete and
2 See SPF Labeling and Testing Requirements and
Drug Facts Labeling for Over-the-Counter Sunscreen
Drug Products; Agency Information Collection
Activities; Proposed Collection (76 FR 35678, June
17, 2011); and Labeling and Effectiveness Testing;
Sunscreen Drug Products for Over-the-Counter
Human Use Final rule (76 FR 35620, June 17, 2011).
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16:51 Sep 19, 2014
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review the new labeling. The higher
value accounts for possible involvement
of more than one type of machine (i.e.,
stitching or silk screen), more complex
machinery for PFD labels and the need
for management communication to
multiple factories or stitching machine
designers. The Coast Guard sought
comment from PFD manufacturers
regarding the costs associated with
changing PFD labels in response to the
proposed rule; however, no comments
were provided by PFD manufacturers in
response to the NPRM.
Labor costs for a PFD manufacturer
are estimated at $78.74 per hour (fully
loaded) for a manager based on a mean
wage rate of $46.87; this estimate is
based on Bureau of Labor Statistics data
Occupational Employment Statistics,
Occupational Employment and Wages,
for Industrial Production Managers (11–
3051, May 2012).3 From there, we
3 The reader may review the source data at
https://www.bls.gov/oes/2012/may/oessrci.htm.
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Frm 00019
Fmt 4700
Sfmt 4700
$106,928
0
0
0
0
0
0
0
0
0
106,928
15,224
Discounted
3%
$111,081
0
0
0
0
0
0
0
0
0
111,081
13,022
Undiscounted
$114,413
0
0
0
0
0
0
0
0
0
114,413
11,441
applied a load factor (or benefits
multiplier) of 1.68, to determine the
actual cost of employment to employers
and industry.4
For other costs, States will need to
review their laws and regulations to
assure conformity with the change, as
some have, based on comments received
on the NPRM. In turn, some States may
need to initiate rulemakings or make
statutory changes to remove references
to type codes; we discuss this further in
4 This was calculated using data found on the
Bureau of Labor Statistics’ Web site. The load factor
is calculated specifically for Production,
transportation and material moving occupations,
Full-time, Private Industry (Series ID:
CMU2010000520610D, 2012, 2nd Quarter). This
category was used as it was the closest available
corresponding to the industry being analyzed in
this regulatory analysis. Total cost of compensation
per hour worked: $26.61, of which $15.84 is wages,
resulting in a load factor of 1.6799 ($26.61/$15.84).
We rounded this factor to 1.68. (Source: https://
data.bls.gov/cgi-bin/dsrv) Using similar applicable
industry groups and time periods results in the
same estimate of load factor.
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Federal Register / Vol. 79, No. 183 / Monday, September 22, 2014 / Rules and Regulations
this section. The Coast Guard estimates
that these agencies will take
approximately 0.5 hour to review their
laws and regulations. Their review task
is estimated by the loaded wage rate of
$73.43 per hour (from an unloaded
hourly mean wage rate of $44.50 for a
manager from Occupational
Employment and Wages, May 2012, 11–
1021 General and Operations Managers
Local Government). The average cost for
a State to perform this task would be
approximately $36.71.
Some commenters to the NPRM
suggested that there may be additional
tasks required of States; commenters
stated that training materials would
need to be updated. One commenter
believed that ‘‘The vast majority of PFD
users have no idea of one type of PFD
from another . . . they don’t know and
they don’t care. For those who do care
they will be without guidance. Several
years ago the USCG started to allow
some traditional type V PFD to be called
and used as type III. I have to decide
now to issue citations to PFD users who
think they are legal but in fact are not
legal.’’ The Coast Guard does not intend
for State law enforcement officers
(LEOs) to issue citations based on this
final rule’s changes. Existing PFDs may
continue to be used. In response to the
comment, the Coast Guard has added a
cost to its estimate to reflect some labor
that States may expend to communicate
the change to law enforcement officials
and to explain what will be expected of
them as a result of the final rule. The
Coast Guard estimates that the labor
required for this task to be
approximately 30 minutes (0.5 hour) to
prepare an email and/or electronic
bulletin board notice to LEOs. The Coast
Guard anticipates that more than one
layer of authority may be involved in
disseminating this information and has
estimated the task’s duration
accordingly. In addition, although the
Coast Guard anticipates that most States
do not have training manuals for LEOs
which cover this topic, we acknowledge
that there may be some States that have
a training manual which may need to be
updated to reflect the final rule’s
changes.5 For this reason, although they
are not included in the total cost of the
final rule, we estimate the cost of
updating a training manual. If a State
were to update their training manual,
we estimate that it may take a given
State 1 hour of labor time. The Coast
Guard acknowledges that States may
choose not to update their training
materials immediately since existing
PFDs, with type codes on them, may
still be used.
In addition, this final rule impacts
some Federal agencies and they will
need to review their regulations or
policy documents to determine if any
changes are needed. The Coast Guard
estimates that it would take 0.5 hour to
do this task. The Coast Guard estimates
the labor cost to be $79.38 per hour for
a Federal manager (Bureau of Labor
Statistics, ‘‘Occupational Employment
and Wages, First-Line Supervisors of
Transportation and Material-Moving
Machine and Vehicle Operators, 53–
1031 Federal Executive Branch and a
load factor of 1.65) 6 and there are an
estimated six Federal agencies
potentially impacted. Based on these
data, this task costs each affected
Federal agency less than $50 to review
regulations or policy documents. To
update a policy document, we estimate
that 10 hours would be expended by a
Federal agency to do so. We also
estimate that Federal governmental
agencies may expend 30 minutes (0.5
hour) to communicate the change to
Federal LEOs.
Additional costs may occur as a result
of this rule; these costs arise from labor
expended for rulemaking. More
specifically, some State and Federal
agencies may require a rulemaking to
update their regulations to incorporate
this proposed change into their
regulations, policy documents or
statutes.
To assess these costs, we first note the
rulemaking process varies greatly across
State and territorial governmental units.
The reader should note that not all
impacted governmental units are
expected to incur a cost associated with
this task because some States
incorporate by reference Coast Guard
standards and will not need to take
action. Some agencies may be able to
update their regulations for this change
by incorporating this change into an
existing or planned rulemaking. Some
also may choose not to pursue a
rulemaking immediately.
To estimate a cost for this step, we
reviewed publicly available data on the
Internet for States and territories. Based
on that review, we estimated the
number of States and territories which
would fall into the various categories of
rulemaking. In the first category, we
estimate that there would be six States
and territories which incorporate by
reference Coast Guard regulations and,
therefore, would incur no costs. Next,
we estimate another 36 States and
territories engage in rulemaking
activities by State agencies. In the next
category, an estimated 10 States and
territories will update their regulations
by more lengthy processes; either by
statute change via a legislative vote, or
by a rulemaking process involving the
legislative branch of government or the
State-level executive branch of
government. The change may be a
stand-alone proposed rule or legislation,
or the change may be part of an omnibus
set of changes. In the last category, we
estimate that four States and territories
would take no rulemaking action; for
these, their regulations or statutes may
not need revision because of how they
are written. The table which follows
presents a summary of this data.
TABLE 4—ESTIMATED RULEMAKING ACTIVITIES FOR STATES AND TERRITORIES
Number of States
or territories
Level of activity
Level of effort
required (hours)
Total cost
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Incorporate by Reference ....................................................................................
State Policy Update by Legislature .....................................................................
State Policy Update by Commission ...................................................................
No change necessary ..........................................................................................
6
36
10
4
0
10
100
0
$0
26,435
73,430
0
Total ..............................................................................................................
................................
................................
99,865
5 We estimate the number of States needing to
update their training manuals would be fewer than
10.
6 This load factor is calculated specifically for
Public Administration, State and Local Government
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16:51 Sep 19, 2014
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occupations, Full-time (Series ID:
CMU3019200000000D,CMU3019200000000P, 2012,
2nd Quarter. Total cost of compensation per hour
worked: $39.642, of which $23.97 is wages,
resulting in a load factor of 1.653734 ($39.64/
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Fmt 4700
Sfmt 4700
$23.97). We rounded this factor to 1.65 (rounded to
the nearest hundredth). (Source: https://
www.bls.gov/ncs/ect/data.htm)
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Federal Register / Vol. 79, No. 183 / Monday, September 22, 2014 / Rules and Regulations
We estimate that costs to a given State
or territory for this step range from no
cost to $7,343. Some costs may be offset
because some States may have already
started this process in anticipation of
the new industry consensus standard for
PFD labeling through the Panel.
During the public comment period,
the Coast Guard received two comments
on its cost estimates. One commenter
wrote ‘‘Florida is one of the ten states
referenced where making appropriate
changes in state law will require
legislative action. Both the estimated
number of hours and associated cost as
provided . . . are considered to be
reasonable estimates . . . the benefit of
the intended outcomes outweigh the
challenge of making changes to state
law.’’ Another commenter suggested
that our estimate of 100 hours for a
legislative change may be too low but
acknowledged that ‘‘it is difficult to
define what would be an accurate
number of hours’’ due to extraneous
factors, and further acknowledged that
the commenter’s State authorities may
not take action immediately to
implement the change since existing
PFDs are still useable. The Coast Guard
has not changed its estimates for the
cost of legislative changes since no data
are available to refine its estimates and
some States may not act immediately.
The commenter similarly noted that
boater education manuals and Web site
materials may need to be updated. The
Coast Guard agrees that boater
education material may need to be
updated for some States and notes that
some States may choose not to do so
immediately since existing PFDs are
still useable.
As noted earlier, the Coast Guard
received a comment on the need of State
(and Federal) governmental agencies to
update training manuals on the subject.
The Coast Guard agreed, but it is
unknown if Federal agencies have
training manuals for their LEOs which
cover PFDs. In the case of any Federal
agency which has a training manual
which covers PFD types, we estimate
that Federal governmental agencies may
expend one hour to do so. We also
estimate that Federal governmental
agencies may expend 30 minutes (0.5
hour) to communicate the change to
Federal LEOs. In addition to the costs
noted in the previous paragraphs, the
Coast Guard may experience some costs
in subsequent years to augment existing
boater education efforts to include
information associated with this final
rule. However, the Coast Guard may be
able to use existing partnerships,
Internet resources, and other
technologies which offer more cost
effective solutions.
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16:51 Sep 19, 2014
Jkt 232001
Benefits
The final rule amends existing
regulations regarding labeling of PFDs.
The rulemaking promotes maritime
safety by eliminating confusion
associated with type codes, and by
improving the understanding of PFD
performance and use. The Coast Guard
is pursuing this amendment to allow the
Panel to develop new labeling standards
that better prevent misuse,
misunderstandings, and inappropriate
selection of PFDs without
compromising the existing level of
safety.
The rulemaking improves the
relevance of markings on PFDs. The
Coast Guard believes that removing
irrelevant information increases the
likelihood that the user will read and
understand the label, and thus select the
proper PFD and be able to use it
correctly. This also would provide
benefits by reducing confusion among
enforcement officers and the boating
public over whether a particular PFD is
approved and meets the relevant
carriage requirements.
The rulemaking also allows for the
harmonization of our regulations with
other countries, and allows for the
adoption of future industry consensus
standards for label requirements. For
recreational PFDs, which comprise
about 97 percent of the U.S. PFD
market, the approvals are based on
industry consensus standards that
contain marking requirements. By
referring to those standards directly, the
Coast Guard reduces regulatory
redundancy and minimizes the risk of
conflict between regulatory
requirements and industry consensus
standards.
B. Small Entities
Under the Regulatory Flexibility Act,
5 U.S.C. 601–612, we have considered
whether this rule would have a
significant economic impact on a
substantial number of small entities.
The term ‘‘small entities’’ comprises
small businesses, not-for-profit
organizations that are independently
owned and operated and are not
dominant in their fields, and
governmental jurisdictions with
populations of less than 50,000.
The Coast Guard expects that this rule
will not have a significant economic
impact on small entities. As described
in the ‘‘Regulatory Planning and
Review’’ section, the Coast Guard
expects this rule to result in costs to
industry (approximately $78 per PFD
manufacturer). An estimated 92.4
percent of the 66 PFD manufacturers are
considered small by the Small Business
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56497
Administration size standards. The
compliance costs for this rulemaking
amount to less than 1 percent of revenue
for all small entities. Costs will be
incurred in the first year of the final
rule’s enactment for PFD manufacturers.
No additional costs for labor or
equipment will be incurred in future
years. No small governmental
jurisdictions are impacted by the
rulemaking.
Therefore, the Coast Guard certifies
under 5 U.S.C. 605(b) that this rule will
not have a significant economic impact
on a substantial number of small
entities.
C. Assistance for Small Entities
Under section 213(a) of the Small
Business Regulatory Enforcement
Fairness Act of 1996, Public Law 104–
121, we offered to assist small entities
in understanding this rule so that they
could better evaluate its effects on them
and participate in the rulemaking. The
Coast Guard will not retaliate against
small entities that question or complain
about this rule or any policy or action
of the Coast Guard.
D. Collection of Information
This rule calls for no new collection
of information under the Paperwork
Reduction Act of 1995, 44 U.S.C. 3501–
3520. As defined in 5 CFR 1320.3(c),
‘‘collection of information’’ comprises
reporting, recordkeeping, monitoring,
posting, labeling, and other similar
actions. The final rule will not require
a change to existing OMB-approved
collection of information (1625–0035
Title 46 CFR Subchapter Q: Lifesaving,
Electrical, Engineering and Navigation
Equipment, Construction and Materials
& Marine Sanitation Devices (33 CFR
part 159)). The final rule will not
require relabeling of PFDs, but instead
will remove minor data elements from
existing labeling requirements. Labeling
of PFDs is an automated process, and
the change in content will not result in
any change in burden hours.
E. Federalism
A rule has implications for federalism
under E.O. 13132 (‘‘Federalism’’) if it
has a substantial direct effect on the
States, on the relationship between the
national government and the States, or
on the distribution of power and
responsibilities among the various
levels of government. We have analyzed
this final rule under that order and have
determined that it is consistent with the
fundamental federalism principles and
preemption requirements described in
the Executive Order. Our analysis
follows.
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Federal Register / Vol. 79, No. 183 / Monday, September 22, 2014 / Rules and Regulations
It is well settled that States may not
regulate in categories reserved for
regulation by the Coast Guard. It is also
well settled that all of the categories
covered for inspected vessels in 46
U.S.C. 3306, 3703, 7101, and 8101
(design, construction, alteration, repair,
maintenance, operation, equipping,
personnel qualification, and manning of
vessels), as well as the reporting of
casualties and any other category in
which Congress intended the Coast
Guard to be the sole source of a vessel’s
obligations are within the field
foreclosed from regulation by the States.
(See the decision of the Supreme Court
in the consolidated cases of United
States v. Locke and Intertanko v. Locke,
529 U.S. 89, 120 S.Ct. 1135 (March 6,
2000).) In this final rule, the Coast
Guard replaces unnecessary references
to type codes in labeling and carriage
requirements for Coast Guard-approved
PFDs on inspected vessels and
recreational vessels. With regard to
these regulations promulgated under the
authority of 46 U.S.C. 3306 concerning
inspected vessels, they fall within fields
foreclosed from regulation by State or
local governments. Therefore, this final
rule is consistent with the fundamental
federalism principles and preemption
requirements described in E.O. 13132.
With regard to regulations
promulgated under 46 U.S.C. 4302
concerning recreational vessels, under
46 U.S.C. 4306, those Federal
regulations that establish minimum
safety standards for recreational vessels
and their associated equipment, as well
as regulations that establish procedures
and tests required to measure
conformance with those standards,
preempt State law, unless the State law
is identical to a Federal regulation or a
State is specifically provided an
exemption to those regulations, or
permitted to regulate marine safety
articles carried or used to address a
hazardous condition or circumstance
unique to that State. As an exemption
has not been granted, and because the
States may not issue regulations that
differ from Coast Guard regulations
within these categories for recreational
vessels, this final rule is consistent with
the fundamental federalism principles
and preemption requirements described
in E.O. 13132.
In the NPRM, we invited affected
State and local governments and their
representative national organizations to
indicate their desire for participation
and consultation in this rulemaking
process by submitting comments on the
proposed rule. We also noted we would
document the extent of our consultation
with State and local officials that submit
comments, summarize the nature of
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16:51 Sep 19, 2014
Jkt 232001
concerns raised by State or local
governments and our response, and
state the extent to which the concerns
of State and local officials have been
met.
Our consultation with State and local
governments and their representative
national organizations who submitted
comments has been reflected in our
responses to those comments in the
preamble of this final rule. In the
Discussion of Comments and Changes
section above, we summarized all
comments received and provided our
responses to those comments, which
included comments from State or local
governments.
We believe we have met the concerns
expressed by State and local officials.
Outside the preamble of this final rule,
we did not respond separately in
writing to submissions from State
agencies.
F. Unfunded Mandates Reform Act
The Unfunded Mandates Reform Act
of 1995, 2 U.S.C. 1531–1538, requires
Federal agencies to assess the effects of
their discretionary regulatory actions. In
particular, the Act addresses actions
that may result in the expenditure by a
State, local, or tribal government, in the
aggregate, or by the private sector of
$100,000,000 (adjusted for inflation) or
more in any one year. Though this rule
will not result in such an expenditure,
we do discuss the effects of this rule
elsewhere in this preamble.
G. Taking of Private Property
This rule will not cause a taking of
private property or otherwise have
taking implications under E.O. 12630
(‘‘Governmental Actions and
Interference with Constitutionally
Protected Property Rights’’).
H. Civil Justice Reform
This rule meets applicable standards
in sections 3(a) and 3(b)(2) of E.O.
12988, (‘‘Civil Justice Reform’’), to
minimize litigation, eliminate
ambiguity, and reduce burden.
I. Protection of Children
We have analyzed this rule under E.O.
13045 (‘‘Protection of Children from
Environmental Health Risks and Safety
Risks’’). This rule is not an
economically significant rule and would
not create an environmental risk to
health or risk to safety that might
disproportionately affect children.
J. Tribal Governments
This rule does not have Tribal
implications under E.O. 13175
(‘‘Consultation and Coordination with
Indian Tribal Governments’’), because it
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Frm 00022
Fmt 4700
Sfmt 4700
would not have a substantial direct
effect on one or more Tribal
governments, on the relationship
between the Federal Government and
Tribal governments, or on the
distribution of power and
responsibilities between the Federal
Government and Tribal governments.
K. Energy Effects
We have analyzed this rule under E.O.
13211 (‘‘Actions Concerning
Regulations That Significantly Affect
Energy Supply, Distribution, or Use’’).
We have determined that it is not a
‘‘significant energy action’’ under that
order because it is not a ‘‘significant
regulatory action’’ under E.O. 12866 and
is not likely to have a significant
adverse effect on the supply,
distribution, or use of energy.
L. Technical Standards
The National Technology Transfer
and Advancement Act, codified as a
note to 15 U.S.C. 272, directs agencies
to use voluntary consensus standards in
their regulatory activities unless the
agency provides Congress, through
OMB, with an explanation of why using
these standards would be inconsistent
with applicable law or otherwise
impractical. Voluntary consensus
standards are technical standards (e.g.,
specifications of materials, performance,
design, or operation; test methods;
sampling procedures; and related
management systems practices) that are
developed or adopted by voluntary
consensus standards bodies. This rule
does not use technical standards.
Therefore, we did not consider the use
of voluntary consensus standards.
M. Environment
We have analyzed this rule under
Department of Homeland Security
Management Directive 023–01 and
Commandant Instruction M16475.lD,
which guide the Coast Guard in
complying with the National
Environmental Policy Act of 1969, 42
U.S.C. 4321–4370f, and have concluded
that this action is one of a category of
actions that do not individually or
cumulatively have a significant effect on
the human environment. This rule is
categorically excluded under section
2.B.2, figure 2–1, paragraph (34)(a) of
the Instruction and under section 6(a) of
the ‘‘Appendix to National
Environmental Policy Act: Coast Guard
Procedures for Categorical Exclusions,
Notice of Final Agency Policy’’ (67 FR
48244, July 23, 2002). This rule involves
regulations which are editorial and
concern carriage requirements and
vessel operation safety standards. An
environmental analysis checklist and a
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Federal Register / Vol. 79, No. 183 / Monday, September 22, 2014 / Rules and Regulations
List of Subjects
33 CFR Part 175
Marine safety.
33 CFR Part 181
Labeling, Marine safety, Reporting
and recordkeeping requirements.
46 CFR Part 160
Incorporation by reference, Marine
safety, Reporting and recordkeeping
requirements.
46 CFR Part 169
Fire prevention, Marine safety,
Reporting and recordkeeping
requirements, Schools, Vessels.
For the reasons discussed in the
preamble, the Coast Guard amends 33
CFR parts 175 and 181, and 46 CFR
parts 160 and 169 as follows:
Title 33—Navigation and Navigable
Waters
PART 175—EQUIPMENT
REQUIREMENTS
1. The authority citation for part 175
continues to read as follows:
■
Authority: 46 U.S.C. 4302; Department of
Homeland Security Delegation No. 0170.1.
■
2. Revise § 175.13 to read as follows:
§ 175.13
Definitions.
asabaliauskas on DSK5VPTVN1PROD with RULES
As used in this subpart:
Personal flotation device or PFD
means a device that is approved by the
Commandant under 46 CFR part 160.
Throwable PFD means a PFD that is
intended to be thrown to a person in the
water. A PFD marked as Type IV or
Type V with Type IV performance is
considered a throwable PFD. Unless
specifically marked otherwise, a
wearable PFD is not a throwable PFD.
Wearable PFD means a PFD that is
intended to be worn or otherwise
attached to the body. A PFD marked as
Type I, Type II, Type III, or Type V with
Type (I, II or III) performance is
considered a wearable PFD.
■ 3. Amend § 175.15 by revising the
introductory text and paragraphs (a) and
(b) to read as follows:
Except as provided in §§ 175.17 and
175.25:
(a) No person may use a recreational
vessel unless—
(1) At least one wearable PFD is on
board for each person;
16:51 Sep 19, 2014
Jkt 232001
§ 181.702
■
Exemptions.
(a) Canoes and kayaks 16 feet or more
in length are exempted from the
requirements for carriage of the
additional throwable PFD required
under § 175.15(b).
(b) Racing shells, rowing sculls, racing
canoes, and racing kayaks are exempted
from the requirements for carriage of
any PFD required under § 175.15.
(c) Sailboards are exempted from the
requirements for carriage of any PFD
required under § 175.15.
(d) Vessels of the United States used
by foreign competitors while practicing
for or racing in competition are
exempted from the carriage of any PFD
required under § 175.15, provided the
vessel carries one of the sponsoring
foreign country’s acceptable flotation
devices for each foreign competitor
onboard.
■
5. Revise § 175.19 to read as follows:
§ 175.19
Stowage.
(a) No person may use a recreational
boat unless each wearable PFD required
by § 175.15 is readily accessible.
(b) No person may use a recreational
boat unless each throwable PFD
required by § 175.15 is immediately
available.
6. Amend § 175.21 by revising the
introductory text to read as follows:
■
[Amended]
8. Amend § 181.702(a) and (b) by
removing, wherever they appear, the
words ‘‘Type I, II, III, IV, or V’’.
■
Title 46—Shipping
PART 160—LIFESAVING EQUIPMENT
9. The authority citation for part 160
continues to read as follows:
■
Authority: 46 U.S.C. 2103, 3306, 3703 and
4302; E.O. 12234; 45 FR 58801; 3 CFR, 1980
Comp., p. 277; and Department of Homeland
Security Delegation No. 0170.1.
§ 160.001–1
[Amended]
10. Amend § 160.001–1(a)(1) by
removing the words ‘‘(Type I personal
flotation devices (PFDs))’’.
§ 160.001–3
[Amended]
11. Amend § 160.001–3(d) as follows:
a. Remove paragraph (d)(4); and
b. Redesignate paragraphs (d)(5), (6),
(7), and (8) as paragraphs (d)(4), (5), (6),
and (7), respectively.
■
■
■
§ 160.002–6
[Amended]
12. Amend § 160.002–6(b) by
removing the words ‘‘Type I Personal
Flotation Device.’’.
■
§ 160.005–6
[Amended]
13. Amend § 160.005–6(b) by
removing the words ‘‘Type I–Personal
Flotation Device.’’.
■
§ 160.047–6
[Amended]
14. Amend § 160.047–6(a) by
removing the words ‘‘Type II Personal
Flotation Device.’’.
■
§ 160.052–8
[Amended]
15. Amend § 160.052–8(a) by
removing the words ‘‘Type II-Personal
flotation device.’’.
■
§ 160.053–5
[Amended]
16. Amend § 160.053–5(a) by
removing the words ‘‘Type V—Personal
flotation device.’’.
■
§ 160.055–8
§ 175.21 Condition; size and fit; approval
marking.
No person may use a recreational boat
unless each PFD required by § 175.15
is—
*
*
*
*
*
§ 160.060–8
[Amended]
■
17. Amend § 160.055–8(b) by
removing the words ‘‘Type I or Type V
Personal Flotation Device.’’.
[Amended]
PART 181—MANUFACTURER
REQUIREMENTS
§ 175.15 Personal flotation devices
required.
VerDate Sep<11>2014
(2) Each PFD is used in accordance
with any requirements on the approval
label; and
(3) Each PFD is used in accordance
with any requirements in its owner’s
manual, if the approval label makes
reference to such a manual.
(b) No person may use a recreational
vessel 16 feet or more in length unless
one throwable PFD is onboard in
addition to the total number of wearable
PFDs required in paragraph (a) of this
section.
*
*
*
*
*
■ 4. Revise § 175.17 to read as follows:
§ 175.17
categorical exclusion determination are
available in the docket where indicated
under ADDRESSES.
56499
7. The authority citation for part 181
continues to read as follows:
18. Amend § 160.060–8(a) by
removing the words ‘‘Type II Personal
Flotation Device.’’.
■ 19. Revise § 160.064–4 to read as
follows:
§ 160.064–4
■
Authority: 46 U.S.C. 4302; Department of
Homeland Security Delegation No. 0170.1
(92).
PO 00000
Frm 00023
Fmt 4700
Sfmt 4700
■
Marking.
(a) Labels. Each water safety buoyant
device must be marked in accordance
with the recognized laboratory’s listing
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56500
Federal Register / Vol. 79, No. 183 / Monday, September 22, 2014 / Rules and Regulations
and labeling requirements in accordance
with § 160.064–3(a). At a minimum, all
labels must include—
(1) Size information, as appropriate;
(2) The Coast Guard approval number;
(3) Manufacturer’s contact
information;
(4) Model name/number;
(5) Lot number, manufacturer date;
and
(6) Any limitations or restrictions on
approval or special instructions for use.
(b) Durability of marking. Marking
must be of a type which will be durable
and legible for the expected life of the
device.
■ 20. Amend § 160.076–5 as follows:
■ a. Remove the parenthecial ‘‘(I, II, or
III)’’ from the definition of ‘‘Performance
type’’;
■ b. Remove the definition of ‘‘PFD
Approval Type’’; and
■ c. Revise the definitions of
‘‘Conditional approval’’ to read as
follows:
§ 160.076–5
Definitions.
*
*
*
*
*
Conditional approval means a PFD
approval which has condition(s) with
which the user must comply in order for
the PFD to be counted toward meeting
the carriage requirements for the vessel
on which it is being used.
*
*
*
*
*
§ 160.076–7
[Removed and Reserved]
21. Remove and reserve § 160.076–7.
22. Amend § 160.076–9 as follows:
a. In paragraph (a), remove the words
‘‘is categorized as a Type V PFD and’’;
and
■ b. Revise paragraph (b) to read as
follows:
■
■
■
§ 160.076–9
Conditional approval.
*
*
*
*
*
(b) PFDs not meeting the performance
specifications in UL 1180 (incorporated
by reference, see § 160.076–11) may be
conditionally approved when the
Commandant determines that the
performance or design characteristics of
the PFD make such classification
appropriate.
asabaliauskas on DSK5VPTVN1PROD with RULES
§ 160.076–13
[Amended]
23. Amend § 160.076–13 as follows:
a. Remove paragraph (c)(3); and
b. Redesignate paragraphs (c)(4), (5),
(6), (7), (8), and (9) as paragraphs (c)(3),
(4), (5), (6), (7), and (8), respectively.
■
■
■
§ 160.076–23
[Amended]
24. Amend § 160.076–23(a)(1) by
removing the words ‘‘applicable to the
PFD performance type for which
approval is sought’’.
■
VerDate Sep<11>2014
16:51 Sep 19, 2014
Jkt 232001
§ 160.076–25
[Amended]
25. Amend § 160.076–25(b) by
removing the words ‘‘that are applicable
to the PFD performance type for which
approval is sought’’.
■ 26. Revise § 160.076–39 to read as
follows:
■
§ 160.076–39
Marking.
approved under subpart 160.064 of this
chapter if the vessel carries exposure
suits or exposure PFDs, in accordance
with § 169.551.
Dated: September 15, 2014.
J. G. Lantz,
Director of Commercial Regulations and
Standards, U.S. Coast Guard.
Each inflatable PFD must be marked
as specified in UL 1180 (incorporated by
reference, see § 160.076–11). At a
minimum, all labels must include—
(a) Size information, as appropriate;
(b) The Coast Guard approval number;
(c) Manufacturer’s contact
information;
(d) Model name/number;
(e) Lot number, manufacturer date;
and
(f) Any limitations or restrictions on
approval or special instructions for use.
[FR Doc. 2014–22373 Filed 9–19–14; 8:45 am]
§ 160.077–31
AGENCY:
[Amended]
27. Amend § 160.077–31 as follows:
a. In paragraph (c), remove the words
‘‘Type [II, III, or V, as applicable] PFD’’;
and
■ b. In paragraph (d), remove the words
‘‘Type [‘‘I’’, ‘‘V’’, or ‘‘V Work Vest
Only’’, as applicable] PFD’’.
■
■
§ 160.176–23
[Amended]
28. Amend § 160.176–23 as follows:
a. In paragraph (c), remove the words
‘‘Type V PFD-’’ and ‘‘in lieu of (see
paragraph (f) of this section for exact
text to be used here)’’; and
■ b. Remove paragraph (f).
■
■
PART 169—SAILING SCHOOL
VESSELS
29. The authority citation for part 169
continues to read as follows:
■
Authority: 33 U.S.C. 1321(j); 46 U.S.C.
3306, 6101; Pub. L. 103–206, 107 Stat. 2439;
E.O. 11735, 38 FR 21243, 3 CFR, 1971–1975
Comp., p. 793; Department of Homeland
Security Delegation No. 0170.1; § 169.117
also issued under the authority of 44 U.S.C.
3507.
30. Amend § 169.539 as follows:
a. In the introductory text, remove the
word ‘‘either’’;
■ b. In paragraph (a), remove the words
‘‘A Type I approved’’ and add, in their
place, the word ‘‘Approved’’, and
remove the second use of the word ‘‘or’’;
■ c. In paragraph (b), remove the words
‘‘a Type V approved’’ and add, in their
place, the word ‘‘Approved’’; and
■ d. Revise paragraph (c) to read as
follows:
■
■
§ 169.539
Type required.
*
*
*
*
*
(c) Approved under subparts 160.047,
160.052, or 160.060 of this chapter or
PO 00000
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Fmt 4700
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BILLING CODE 9110–04–P
NATIONAL ARCHIVES AND RECORDS
ADMINISTRATION
36 CFR Part 1250
[FDMS No. NARA–14–0003; Agency No.
NARA–2014–057]
RIN 3095–AB73
NARA Records Subject to FOIA
National Archives and Records
Administration.
ACTION: Final rule.
NARA has revised our
regulations governing Freedom of
Information Act (FOIA) access to
NARA’s archival holdings and NARA’s
own operational records. The revisions
include clarification as to which records
are subject to the FOIA, NARA’s
authority to grant access, and
adjustments to our FOIA procedures to
incorporate changes resulting from the
OPEN FOIA Act of 2009, the OPEN
Government Act of 2007, and the
Electronic Freedom of Information Act
Amendments of 1996 (E–FOIA). The
rule affects individuals and
organizations that file FOIA requests for
access to NARA operational records and
archival holdings.
DATES: This rule is effective October 22,
2014.
FOR FURTHER INFORMATION CONTACT:
Kimberly Keravuori, by telephone at
301–837–3151, by email at regulations_
comments@nara.gov, or by mail at
Kimberly Keravuori, Regulations
Program Manager; Strategy Division
(SP), Suite 4100; National Archives and
Records Administration; 8601 Adelphi
Road; College Park, MD 20740–6001.
SUPPLEMENTARY INFORMATION: On August
4, 2013, NARA published a proposed
rule in the Federal Register (78 FR
47245) for a 60-day comment period.
This proposed rule clarified which
records are subject to the FOIA and
NARA’s authority to grant access, and
made adjustments to our FOIA
procedures to incorporate changes
resulting from the OPEN FOIA Act of
2009, the OPEN Government Act of
2007, and the Electronic Freedom of
SUMMARY:
E:\FR\FM\22SER1.SGM
22SER1
Agencies
[Federal Register Volume 79, Number 183 (Monday, September 22, 2014)]
[Rules and Regulations]
[Pages 56491-56500]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2014-22373]
-----------------------------------------------------------------------
DEPARTMENT OF HOMELAND SECURITY
Coast Guard
33 CFR Parts 175 and 181
46 CFR Parts 160 and 169
[Docket No. USCG-2013-0263]
RIN 1625-AC02
Personal Flotation Devices Labeling and Standards
AGENCY: Coast Guard, DHS.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: The Coast Guard is issuing this final rule to remove
references to type codes in its regulations on the carriage and
labeling of Coast Guard-approved personal flotation devices (PFDs).
Removing these type codes from our regulations will facilitate future
incorporation by reference of new industry consensus standards for PFD
labeling that more effectively convey safety information, and is a step
toward harmonization of our regulations with PFD requirements in Canada
and in other countries.
DATES: This final rule is effective October 22, 2014.
The Director of the Federal Register approved the incorporation by
reference of certain publications listed in this rule as of May 3,
2012.
ADDRESSES: To view documents mentioned in this final rule as being
available in the docket, go to https://www.regulations.gov and insert
``USCG-2013-0263'' in the ``Search'' box. Click ``Search'' and then
click the ``Open Docket Folder'' icon. The following link will take you
directly to the docket: https://www.regulations.gov/#!docketDetail;D=USCG-2013-0263.
FOR FURTHER INFORMATION CONTACT: For information about this document
call or email Ms. Brandi Baldwin, Lifesaving and Fire Safety Division,
Coast Guard; telephone 202-2-372-1394, email brandi.a.baldwin@uscg.mil.
For information about viewing or submitting material to the docket,
call Cheryl Collins, Program Manager, Docket Operations, telephone 202-
366-9826.
SUPPLEMENTARY INFORMATION:
Table of Contents for Preamble
I. Abbreviations
II. Basis and Purpose
III. Background
IV. Discussion of Comments and Changes
V. Discussion of the Rule
VI. Regulatory Analyses
A. Regulatory Planning and Review
B. Small Entities
C. Assistance for Small Entities
D. Collection of Information
E. Federalism
F. Unfunded Mandates Reform Act
G. Taking of Private Property
H. Civil Justice Reform
I. Protection of Children
J. Tribal Governments
K. Energy Effects
L. Technical Standards
M. Environment
I. Abbreviations
CFR Code of Federal Regulations
DHS Department of Homeland Security
FDA Food and Drug Administration
FR Federal Register
LEO Law enforcement officer
NPRM Notice of proposed rulemaking
NBSAC National Boating Safety Advisory Council
OMB Office of Management and Budget
OSHA Occupational Safety and Health Administration
PFD Personal flotation device
Pub. L. Public Law
RA Regulatory Analysis
Sec. Section
U.S.C. United States Code
II. Basis and Purpose
Under 46 U.S.C. 3306, 4102, and 4302, the Secretary of the
Department in which the Coast Guard is operating is charged with
prescribing safety requirements for lifesaving equipment on inspected
vessels, uninspected vessels, and recreational vessels. Type approval
and carriage requirements for personal flotation devices (PFDs) fall
under this authority. In Department of Homeland Security Delegation No.
0170.1(II)(92)(b), the Secretary delegated this 46 U.S.C., Subtitle II,
authority to the Commandant. As required under 46 U.S.C. 4302(c)(4),
the Coast Guard has consulted with the National Boating Safety Advisory
Council (NBSAC) regarding the issue addressed by this final rule. See
NBSAC Resolution 2012-90-05 (available in the docket).
The purpose of this final rule, which removes references to type
codes in our regulations on the carriage and labeling of Coast Guard-
approved PFDs, is to facilitate future adoption of new industry
consensus standards for PFD labeling that more effectively convey
safety information, and to help
[[Page 56492]]
harmonize our regulations with PFD requirements in Canada and in other
countries. Specifically, this final rule will enable the Standards
Technical Panel (Panel), the panel charged with the new industry
consensus standards, to complete development of a standard for wearable
PFDs without including unnecessary references to type codes. By paving
the way for the Panel to develop a new standard, this final rule
supports the efforts of the U.S.-Canada Regulatory Cooperation Council,
a bilateral effort coordinated by the Office of Management and Budget
(OMB) to develop a ``North American Standard for lifejackets.''
III. Background
Labeling of PFDs is an important safety matter, as it is the
primary means by which the manufacturer communicates to the end user
how to select the right PFD and use and maintain it properly. Based on
the volume of queries to the Coast Guard in recent years, including
questions from NBSAC members, we believe that the current labels on
Coast Guard-approved PFDs are confusing to the boating public and do
not effectively communicate important safety and regulatory information
to users and law enforcement personnel.
As noted in the previous section, the Coast Guard is charged with
establishing minimum safety standards, as well as procedures and tests
required to measure compliance with those standards, for commercial and
recreational vessels, and associated equipment. Under this authority,
the Coast Guard has established requirements for the carriage of
approved PFDs that meet certain minimum safety standards.
The minimum requirements for Coast Guard-approved PFDs are codified
in 46 CFR part 160, and include requirements for labeling. Our current
regulations require that a type code be marked on each Coast Guard-
approved PFD. The Coast Guard historically has used type codes in its
regulations to identify the level of performance of an approved PFD.
Types I, II, and III refer to wearable PFDs (lifejackets) in decreasing
order of performance; Type IV refers to throwable PFDs; and Type V
refers to any PFD that is conditionally approved as equivalent in
performance to Type I, II, III, or IV.
Coast Guard regulations specify which Coast Guard-approved PFDs are
acceptable for particular applications. Although most of the carriage
requirements for inspected vessels identify the appropriate PFDs by the
applicable approval series \1\ (see, for example, 46 CFR 199.10 and
199.70(b)), our carriage requirements for recreational boats (33 CFR
part 175), uninspected commercial vessels (46 CFR part 25) and sailing
school vessels (46 CFR part 169) specify particular type codes.
---------------------------------------------------------------------------
\1\ Approval series refers to the first six digits of a number
assigned by the Coast Guard to approved equipment.
---------------------------------------------------------------------------
In 2004, the consultant Applied Safety and Ergonomics studied the
current PFD classification and labeling system through the National
Non-Profit Organization Recreational Boating Safety Grant Program. The
consultant's final report, entitled ``Revision of Labeling and
Classification for Personal Flotation Devices (PFDs)'' (available in
the docket), suggested that our current labels are inadequate and that
users do not adequately understand our PFD type codes.
We published a notice of proposed rulemaking (NPRM) on August 14,
2013 (78 FR 49412) that proposed to remove references to type codes in
our regulations on the carriage and labeling of Coast Guard-approved
PFDs. Removing these type codes from our regulations will free the
Panel to develop improved industry consensus standards for the specific
content and format of PFD labels and facilitate future incorporation by
reference of new industry consensus standards for PFD labeling that
will more effectively convey safety information, and is a step toward
harmonization of our regulations with PFD requirements in Canada and in
other countries. Once the Panel completes their work on revising the
standards, the Coast Guard intends to evaluate those standards for
possible incorporation by reference in our regulations; any such
incorporation by reference would involve a separate notice-and-comment
rulemaking.
IV. Discussion of Comments and Changes
We received 31 written submissions to the docket. No public
meetings were requested and none were held.
Several commenters noted that current PFD labeling is confusing,
and that most people who use PFDs do not know or do not care about type
codes. The Coast Guard agrees that current PFD labeling is not well
understood by the public.
One commenter agreed with the Coast Guard in that the type code
system is flawed, but stated he is not sure a new system will be any
easier. Another commenter pointed out that the type codes are currently
being taught in the state boating safety education classes. Other
commenters expressed concern that the removal of type codes would leave
recreational boaters and commercial vessel operators with no
information for selecting the correct PFD. The Coast Guard notes that,
although this rule will remove the type code terminology from CFR
sections in the regulatory text, PFD labels will not change until the
industry consensus standards are revised. Although we expect that the
transition to a new system of classification and labeling would require
some re-education of the boating community, we are confident that the
public would ultimately benefit from a system of classification and
labeling that uses plain language terminology. Throughout this
transition, PFD users will have sufficient information to comply with
PFD requirements because our definition for a ``throwable PFD'' or a
``wearable PFD'' readily conveys whether a PFD with a type code on it
meets the requirement.
Several commenters expressed concerns about the impact that
eliminating the existing type code system will have on boaters and
their existing PFDs. This final rule removes type code language from
our carriage requirements and from our regulations for labeling of new
PFDs, but does not make any changes to the number of wearable or
throwable PFDs required. Also we are not requiring any changes to any
existing approved PFDs already purchased and in use. The Coast Guard
acknowledges that PFDs are typically carried on boats for several years
and reaffirms that approved PFDs marked with type codes will still meet
carriage requirements as wearable or throwable PFDs, as appropriate, as
long as they remain in serviceable condition.
Several commenters had specific suggestions for alternate
formatting and content of a new PFD label. Our proposed rule addressed
only the minimum information required to be present on PFD labels, not
the specific format. Therefore, these comments are beyond the scope of
this rulemaking. The Coast Guard will refer those concerns to the
Panel, so that they may be considered as appropriate during the
standards development process.
One commenter proposed that the Coast Guard PFD performance and
labeling requirements should align exactly with International
Convention for the Safety of Life at Sea (SOLAS) standards. Another
commenter suggested that instead of labeling, the Coast Guard reorient
its focus to increased performance standards. Comments regarding PFD
performance requirements are beyond the scope of
[[Page 56493]]
this rulemaking, which focuses only on simplifying PFD labeling and the
removal of type code language from our regulations.
Two commenters suggested eliminating the ``throwable''
classification, as defined in our NPRM, and no longer requiring
carriage of throwable PFDs. The Coast Guard believes the ``throwable''
classification is a necessary distinction from ``wearable'' PFDs.
Wearable and throwable PFDs are evaluated to different standards, have
different purposes, and meet different carriage requirements.
Additionally, removing the carriage requirement for throwable PFDs is
beyond the scope of this rulemaking.
One commenter referenced the exemption from carriage requirements
for sailboats in our proposed 33 CFR 175.17(c) (existing 33 CFR
175.17(d)). Our edits to 33 CFR 175.17 remove existing paragraph (a),
which relates to labeling, and reorganize the subsequent paragraphs
accordingly. This rule does not exempt sailboats or any other vessels--
changes to the current carriage requirements are beyond the scope of
this rulemaking.
One commenter suggested breaking the proposed ``wearable'' category
further into ``active'' and ``passive.'' The Coast Guard notes that
delineating between active and passive PFDs would be of no consequence
without a change to the carriage requirements, which is beyond the
scope of this rulemaking. However, the Coast Guard acknowledges that
the activation mechanism of the PFD can help the user make an informed
decision when selecting an appropriate PFD for a particular activity
and will refer this comment to the Panel for consideration in future
standard development efforts.
One commenter suggested that ``PFD'' is confusing as a term, and
that the Coast Guard should refer to PFDs as ``lifejackets.'' The Coast
Guard agrees that the term lifejacket is more widely understood by the
public, and uses the term lifejacket to refer to wearable PFDs in media
and other public outreach materials. However, the Coast Guard prefers
to use the term PFD in regulatory and standards language because it
appropriately captures both wearable devices (e.g., lifejackets,
buoyancy aids) and throwable devices (e.g., ring buoys, buoyant
cushions).
One commenter stated that there may be ``unintended complications''
from our efforts to harmonize terminology with Canada and to simplify
the labeling of PFDs. The Panel consists of both U.S. and Canadian
stakeholders, including representatives of the Coast Guard and
Transport Canada, and both countries have agreed in principle to adopt
this harmonized standard. The Coast Guard has worked with, and will
continue to work with, our Canadian counterparts to resolve any
complications to which the commenter alludes. Once the Panel completes
their work, the Coast Guard will evaluate the new standard for
incorporation by reference into our regulations; we would publish an
NPRM soliciting public comment if we seek to incorporate the Panel
standard by reference. The potential adoption or regulatory
incorporation of a harmonized standard into Coast Guard regulations
would be subject to notice-and-public-comment procedures, providing an
additional venue for identifying and resolving complications.
Several commenters acknowledged this rulemaking as a step towards
harmonization, but expressed concern over the current process for PFD
approval and the availability of recognized independent laboratories
for testing and factory follow-up. This rulemaking does not address
approval or testing, and does not affect the existing requirements for
recognized independent laboratories, and thus these comments are
outside the scope of this rulemaking.
Some State agency commenters requested more time to comply with the
changes introduced by this rule. They noted that costs will be incurred
when updating and revising not only State laws and regulations, as
applicable, but also written material--such as guide books or
educational pamphlets. As discussed above, this rulemaking is a
necessary step to permit the transition to a new PFD labeling format.
This final rule does not affect existing PFDs previously purchased or
currently in use, because our definition for a ``throwable PFD'' or a
``wearable PFD'' readily conveys whether a PFD with a type code on it
meets the requirement. Additionally, we believe that, even after a new
label standard is completed, it will take industry time to exhaust its
supplies of type labels and to begin printing the new labels.
Therefore, we expect a prolonged transition to a new label format,
during which time both label formats would be present in the market.
Likewise, we anticipate that it will take time for States and other
entities to update their outreach and education materials, which will
result in an overlap period. States may choose not to update their
training materials immediately since existing PFDs, with type codes on
them, may still be used. However, this final rule must be effective to
permit a transition phase to begin. This rule will become effective
October 22, 2014, and we encourage all affected agencies to update
their outreach materials as the market transitions over the next few
years.
One commenter suggested that the Coast Guard reach out to authors
of other voluntary consensus standards regarding possible impacts of
this rule. As discussed in the NPRM, we reviewed material from other
Federal and State regulatory agencies, particularly existing regulatory
text, for potential impacts from the removal of the type codes from the
Coast Guard's regulations. We also noted there may be other entities
interested. We acknowledge the comment and note no additional entities
identified their organizations during the proposal's comment period or
in response to the proposal's public affairs material. We would expect
that others affected may emerge as they review the Federal Register and
other public affairs materials and will work with them as the Panel
develops the new standard.
One commenter pointed out several additional sections of regulatory
text where references to type codes still appear in marking
requirements and suggested that we amend these as well. The Coast Guard
acknowledges that it did miss some references to type codes that should
have been removed when we drafted the NPRM. To correct that omission,
we made two changes to the regulatory text. We amended the regulatory
text related to PFD marking requirements in 46 CFR 160.053-5 and
160.077-31. These changes are consistent with our proposed changes in
the NPRM. However, the Coast Guard notes that it cannot remove every
reference to type codes at this time. The industry consensus standards
which are currently incorporated by reference into the regulations as
the basis for Coast Guard approval of PFDs, which include requirements
for materials, construction, and testing, as well as labeling, still
use type codes. Therefore, the PFDs tested to these standards still are
assigned a type code, even if that type code is no longer required to
be printed on the label. But these remaining references to type codes
will not hinder the Panel's efforts to develop improved industry
consensus standards.
In addition to the changes noted above based on comments, we made a
few editorial, non-substantive changes from the regulatory text
proposed in the NPRM. For example, in 33 CFR 175.17 we changed our
qualifier for canoes and kayaks from ``16 feet in length and over'' to
``16 feet or more in length'' to make it consistent with preferred
language used in 33 CFR 175.15(b).
[[Page 56494]]
V. Discussion of the Rule
In this final rule, the Coast Guard removes references to
longstanding PFD type codes from its regulations for the carriage and
marking of Coast Guard-approved PFDs. Under these amendments, the
number and kind of PFDs required to be carried on a vessel will not
change, but the terminology used to refer to approved PFDs will. Our
current assignment of a type code to a PFD does not affect the PFD's
suitability for meeting the applicable vessel carriage requirements.
This final rule removes regulatory barriers to the development of a new
industry consensus standard for PFD labels, which would potentially
allow manufacturers to produce a more user-friendly label format on
Coast Guard-approved PFDs in the future. For a detailed description of
the proposed rule, see the NPRM (78 FR 49413, August 14, 2013).
VI. Regulatory Analyses
We developed this rule after considering numerous statutes and
Executive Orders (E.O.s) related to rulemaking. Below we summarize our
analyses based on 14 of these statutes or E.O.s.
A. Regulatory Planning and Review
E.O.s 12866 (``Regulatory Planning and Review'') and 13563
(``Improving Regulation and Regulatory Review'') direct agencies to
assess the costs and benefits of available regulatory alternatives and,
if regulation is necessary, to select regulatory approaches that
maximize net benefits (including potential economic, environmental,
public health and safety effects, distributive impacts, and equity).
E.O. 13563 emphasizes the importance of quantifying both costs and
benefits, of reducing costs, of harmonizing rules, and of promoting
flexibility.
This final rule is not a significant regulatory action under
section 3(f) of E.O. 12866 as supplemented by E.O. 13563, and does not
require an assessment of potential costs and benefits under section
6(a)(3) of E.O. 12866. The Office of Management and Budget (OMB) has
not reviewed it under E.O. 12866. Nonetheless, we developed a
regulatory analysis (RA) describing the costs and benefits of the rule
to ascertain its probable impacts on industry. A final RA follows.
The RA provides an evaluation of the economic impacts associated
with this final rule. The table which follows provides a summary of the
final rule's costs and benefits.
Table 1--Summary of the Rule's Impacts
------------------------------------------------------------------------
Category Summary
------------------------------------------------------------------------
Affected Population............... 66 PFD manufacturers.
6 Federal agencies.
Up to 56 State/territorial
jurisdictions.
Costs ($, 7% discount rate)....... $15,224 (annualized: $692 private
sector, $14,532 government).
$106,928 (10-year: $4,857 private
sector, $102,071 government).
Unquantified Benefits............. * Improve effectiveness of PFD
marking/labels without compromising
safety.
* Prevent misuse and
misunderstandings of PFDs.
* Remove impediment to future
harmonization with international
standards.
------------------------------------------------------------------------
The final rule revises the existing regulations regarding labeling
of PFDs, by removing requirements for type codes to be included on PFD
labels.
Affected Population
Based on the Coast Guard Guard's Marine Information for Safety and
Law Enforcement database, we estimate that this final rule affects
approximately 66 PFD manufacturers. Up to 56 State and territorial
jurisdictions may be impacted. There are six Federal governmental
agencies--the Department of Labor's Occupational Safety and Health
Administration (OSHA); the Department of the Interior's Bureau of
Reclamation, National Park Service, and United States Fish and Wildlife
Service; the Department of Agriculture's Forest Service; and the
Department of Defense--which may have to adjust their regulations or
policy documents because they incorporate Coast Guard standards that
mention PFD type codes. Of these six, OSHA is the only agency we have
identified that specifically references Coast Guard type codes in its
regulations. We have coordinated with the OSHA Directorate of Standards
and Guidance to ensure that OSHA's PFD-related regulations can be
aligned readily with the revisions to the Coast Guard regulations. We
also have reached out via the Interagency Working Group for Visitor
Safety to the National Park Service, Bureau of Reclamation, Forest
Service, U.S. Army Corps of Engineers, and the United States Fish and
Wildlife Service, and they have not expressed any objections to our
proposed action. We received no comments on the estimated affected
population in the public comment period.
Costs
The Coast Guard expects that this rule will result in one-time
costs of approximately $114,413 ($111,209 at 7% a discount rate). See
Table 2 below. The Coast Guard estimates that $5,197 ($4,857 at 7% a
discount rate) is attributable to the private sector. We estimate that
this final rule affects 66 manufacturers of PFDs. No additional
equipment will be required by the rule; however some labor may be
required. PFD manufacturers may need to reprogram stitching machines or
silk screen machines to conform with the new label requirements. This
rule only affects labeling on PFDs manufactured after the effective
date of this rule.
Table 2--Regulatory Cost Breakdown
----------------------------------------------------------------------------------------------------------------
Duration Affected
(hours) Loaded wage entities Total
----------------------------------------------------------------------------------------------------------------
Private Sector Costs............................ 1 $78.74 66 $5,197
Federal Regulatory Review....................... 0.5 79.38 6 238
Federal Policy Document Update.................. 10 79.38 6 4,763
Federal Stakeholder Notification................ 0.5 79.38 6 238
[[Page 56495]]
State Regulatory Review......................... 0.5 73.43 56 2,056
State Stakeholder Notification.................. 0.5 73.43 56 2,056
State Policy Update by Legislature.............. 10 73.43 36 26,435
State Policy Update by Commission............... 100 73.43 10 73,430
---------------------------------------------------------------
Total....................................... .............. .............. .............. 114,413
----------------------------------------------------------------------------------------------------------------
Federal agencies that incorporate by reference the Coast Guard
regulations amended by this final rule may need to review their
regulations to assure consistency with the change. Some States and
Federal agencies may want to initiate rulemakings or legislation to
update their regulations or statutes to remove unnecessary references
to type codes. States and Federal agencies may need to communicate to
law enforcement personnel the changes of the final rule and some
authorities may need to update their boating safety training materials
to reflect the changes. These costs are described in the following
passages.
The Coast Guard acknowledges the States' concerns regarding the
alignment of their statutes and regulations with Coast Guard
requirements. However, our revised regulatory text includes the
relevant type codes in the definitions of ``wearable PFD'' and
``throwable PFD.'' Therefore, language that references type codes would
still be considered not inconsistent with these regulations at this
time.
Recreational boaters will not experience a cost increase because of
this rulemaking. Existing PFDs may continue to be used. No action is
required by recreational boaters.
The table which follows presents the estimated cost associated with
the rulemaking.
Table 3--Total Estimated Cost Associated With the Rulemaking
----------------------------------------------------------------------------------------------------------------
Discounted 7% Discounted 3% Undiscounted
----------------------------------------------------------------------------------------------------------------
Year 1.......................................................... $106,928 $111,081 $114,413
Year 2.......................................................... 0 0 0
Year 3.......................................................... 0 0 0
Year 4.......................................................... 0 0 0
Year 5.......................................................... 0 0 0
Year 6.......................................................... 0 0 0
Year 7.......................................................... 0 0 0
Year 8.......................................................... 0 0 0
Year 9.......................................................... 0 0 0
Year 10......................................................... 0 0 0
Total........................................................... 106,928 111,081 114,413
Annualized...................................................... 15,224 13,022 11,441
----------------------------------------------------------------------------------------------------------------
The Coast Guard estimates that reprogramming stitching machines or
silk screen machines takes approximately 1 hour per manufacturer. This
estimate comports with the Food and Drug Administration's (FDA's)
estimated cost of compliance for relabeling of sunscreens to comply
with new labeling requirements.\2\ This is the most similar Federal
rulemaking we found in our research that involves a regulatory
requirement on labels. Both the FDA's and this rulemaking involve
changes to labeling. The FDA estimated that it would take 0.5 hour to
prepare, complete, and review the labeling for each product. The Coast
Guard used a higher value than FDA: 1 Hour per product to prepare,
complete and review the new labeling. The higher value accounts for
possible involvement of more than one type of machine (i.e., stitching
or silk screen), more complex machinery for PFD labels and the need for
management communication to multiple factories or stitching machine
designers. The Coast Guard sought comment from PFD manufacturers
regarding the costs associated with changing PFD labels in response to
the proposed rule; however, no comments were provided by PFD
manufacturers in response to the NPRM.
---------------------------------------------------------------------------
\2\ See SPF Labeling and Testing Requirements and Drug Facts
Labeling for Over-the-Counter Sunscreen Drug Products; Agency
Information Collection Activities; Proposed Collection (76 FR 35678,
June 17, 2011); and Labeling and Effectiveness Testing; Sunscreen
Drug Products for Over-the-Counter Human Use Final rule (76 FR
35620, June 17, 2011).
---------------------------------------------------------------------------
Labor costs for a PFD manufacturer are estimated at $78.74 per hour
(fully loaded) for a manager based on a mean wage rate of $46.87; this
estimate is based on Bureau of Labor Statistics data Occupational
Employment Statistics, Occupational Employment and Wages, for
Industrial Production Managers (11-3051, May 2012).\3\ From there, we
applied a load factor (or benefits multiplier) of 1.68, to determine
the actual cost of employment to employers and industry.\4\
---------------------------------------------------------------------------
\3\ The reader may review the source data at https://www.bls.gov/oes/2012/may/oessrci.htm.
\4\ This was calculated using data found on the Bureau of Labor
Statistics' Web site. The load factor is calculated specifically for
Production, transportation and material moving occupations, Full-
time, Private Industry (Series ID: CMU2010000520610D, 2012, 2nd
Quarter). This category was used as it was the closest available
corresponding to the industry being analyzed in this regulatory
analysis. Total cost of compensation per hour worked: $26.61, of
which $15.84 is wages, resulting in a load factor of 1.6799 ($26.61/
$15.84). We rounded this factor to 1.68. (Source: https://data.bls.gov/cgi-bin/dsrv) Using similar applicable industry groups
and time periods results in the same estimate of load factor.
---------------------------------------------------------------------------
For other costs, States will need to review their laws and
regulations to assure conformity with the change, as some have, based
on comments received on the NPRM. In turn, some States may need to
initiate rulemakings or make statutory changes to remove references to
type codes; we discuss this further in
[[Page 56496]]
this section. The Coast Guard estimates that these agencies will take
approximately 0.5 hour to review their laws and regulations. Their
review task is estimated by the loaded wage rate of $73.43 per hour
(from an unloaded hourly mean wage rate of $44.50 for a manager from
Occupational Employment and Wages, May 2012, 11-1021 General and
Operations Managers Local Government). The average cost for a State to
perform this task would be approximately $36.71.
Some commenters to the NPRM suggested that there may be additional
tasks required of States; commenters stated that training materials
would need to be updated. One commenter believed that ``The vast
majority of PFD users have no idea of one type of PFD from another . .
. they don't know and they don't care. For those who do care they will
be without guidance. Several years ago the USCG started to allow some
traditional type V PFD to be called and used as type III. I have to
decide now to issue citations to PFD users who think they are legal but
in fact are not legal.'' The Coast Guard does not intend for State law
enforcement officers (LEOs) to issue citations based on this final
rule's changes. Existing PFDs may continue to be used. In response to
the comment, the Coast Guard has added a cost to its estimate to
reflect some labor that States may expend to communicate the change to
law enforcement officials and to explain what will be expected of them
as a result of the final rule. The Coast Guard estimates that the labor
required for this task to be approximately 30 minutes (0.5 hour) to
prepare an email and/or electronic bulletin board notice to LEOs. The
Coast Guard anticipates that more than one layer of authority may be
involved in disseminating this information and has estimated the task's
duration accordingly. In addition, although the Coast Guard anticipates
that most States do not have training manuals for LEOs which cover this
topic, we acknowledge that there may be some States that have a
training manual which may need to be updated to reflect the final
rule's changes.\5\ For this reason, although they are not included in
the total cost of the final rule, we estimate the cost of updating a
training manual. If a State were to update their training manual, we
estimate that it may take a given State 1 hour of labor time. The Coast
Guard acknowledges that States may choose not to update their training
materials immediately since existing PFDs, with type codes on them, may
still be used.
---------------------------------------------------------------------------
\5\ We estimate the number of States needing to update their
training manuals would be fewer than 10.
---------------------------------------------------------------------------
In addition, this final rule impacts some Federal agencies and they
will need to review their regulations or policy documents to determine
if any changes are needed. The Coast Guard estimates that it would take
0.5 hour to do this task. The Coast Guard estimates the labor cost to
be $79.38 per hour for a Federal manager (Bureau of Labor Statistics,
``Occupational Employment and Wages, First-Line Supervisors of
Transportation and Material-Moving Machine and Vehicle Operators, 53-
1031 Federal Executive Branch and a load factor of 1.65) \6\ and there
are an estimated six Federal agencies potentially impacted. Based on
these data, this task costs each affected Federal agency less than $50
to review regulations or policy documents. To update a policy document,
we estimate that 10 hours would be expended by a Federal agency to do
so. We also estimate that Federal governmental agencies may expend 30
minutes (0.5 hour) to communicate the change to Federal LEOs.
---------------------------------------------------------------------------
\6\ This load factor is calculated specifically for Public
Administration, State and Local Government occupations, Full-time
(Series ID: CMU3019200000000D,CMU3019200000000P, 2012, 2nd Quarter.
Total cost of compensation per hour worked: $39.642, of which $23.97
is wages, resulting in a load factor of 1.653734 ($39.64/$23.97). We
rounded this factor to 1.65 (rounded to the nearest hundredth).
(Source: https://www.bls.gov/ncs/ect/data.htm)
---------------------------------------------------------------------------
Additional costs may occur as a result of this rule; these costs
arise from labor expended for rulemaking. More specifically, some State
and Federal agencies may require a rulemaking to update their
regulations to incorporate this proposed change into their regulations,
policy documents or statutes.
To assess these costs, we first note the rulemaking process varies
greatly across State and territorial governmental units. The reader
should note that not all impacted governmental units are expected to
incur a cost associated with this task because some States incorporate
by reference Coast Guard standards and will not need to take action.
Some agencies may be able to update their regulations for this change
by incorporating this change into an existing or planned rulemaking.
Some also may choose not to pursue a rulemaking immediately.
To estimate a cost for this step, we reviewed publicly available
data on the Internet for States and territories. Based on that review,
we estimated the number of States and territories which would fall into
the various categories of rulemaking. In the first category, we
estimate that there would be six States and territories which
incorporate by reference Coast Guard regulations and, therefore, would
incur no costs. Next, we estimate another 36 States and territories
engage in rulemaking activities by State agencies. In the next
category, an estimated 10 States and territories will update their
regulations by more lengthy processes; either by statute change via a
legislative vote, or by a rulemaking process involving the legislative
branch of government or the State-level executive branch of government.
The change may be a stand-alone proposed rule or legislation, or the
change may be part of an omnibus set of changes. In the last category,
we estimate that four States and territories would take no rulemaking
action; for these, their regulations or statutes may not need revision
because of how they are written. The table which follows presents a
summary of this data.
Table 4--Estimated Rulemaking Activities for States and Territories
----------------------------------------------------------------------------------------------------------------
Number of States Level of effort
Level of activity or territories required (hours) Total cost
----------------------------------------------------------------------------------------------------------------
Incorporate by Reference............................ 6 0 $0
State Policy Update by Legislature.................. 36 10 26,435
State Policy Update by Commission................... 10 100 73,430
No change necessary................................. 4 0 0
-----------------------------------------------------------
Total........................................... .................. .................. 99,865
----------------------------------------------------------------------------------------------------------------
[[Page 56497]]
We estimate that costs to a given State or territory for this step
range from no cost to $7,343. Some costs may be offset because some
States may have already started this process in anticipation of the new
industry consensus standard for PFD labeling through the Panel.
During the public comment period, the Coast Guard received two
comments on its cost estimates. One commenter wrote ``Florida is one of
the ten states referenced where making appropriate changes in state law
will require legislative action. Both the estimated number of hours and
associated cost as provided . . . are considered to be reasonable
estimates . . . the benefit of the intended outcomes outweigh the
challenge of making changes to state law.'' Another commenter suggested
that our estimate of 100 hours for a legislative change may be too low
but acknowledged that ``it is difficult to define what would be an
accurate number of hours'' due to extraneous factors, and further
acknowledged that the commenter's State authorities may not take action
immediately to implement the change since existing PFDs are still
useable. The Coast Guard has not changed its estimates for the cost of
legislative changes since no data are available to refine its estimates
and some States may not act immediately. The commenter similarly noted
that boater education manuals and Web site materials may need to be
updated. The Coast Guard agrees that boater education material may need
to be updated for some States and notes that some States may choose not
to do so immediately since existing PFDs are still useable.
As noted earlier, the Coast Guard received a comment on the need of
State (and Federal) governmental agencies to update training manuals on
the subject. The Coast Guard agreed, but it is unknown if Federal
agencies have training manuals for their LEOs which cover PFDs. In the
case of any Federal agency which has a training manual which covers PFD
types, we estimate that Federal governmental agencies may expend one
hour to do so. We also estimate that Federal governmental agencies may
expend 30 minutes (0.5 hour) to communicate the change to Federal LEOs.
In addition to the costs noted in the previous paragraphs, the Coast
Guard may experience some costs in subsequent years to augment existing
boater education efforts to include information associated with this
final rule. However, the Coast Guard may be able to use existing
partnerships, Internet resources, and other technologies which offer
more cost effective solutions.
Benefits
The final rule amends existing regulations regarding labeling of
PFDs. The rulemaking promotes maritime safety by eliminating confusion
associated with type codes, and by improving the understanding of PFD
performance and use. The Coast Guard is pursuing this amendment to
allow the Panel to develop new labeling standards that better prevent
misuse, misunderstandings, and inappropriate selection of PFDs without
compromising the existing level of safety.
The rulemaking improves the relevance of markings on PFDs. The
Coast Guard believes that removing irrelevant information increases the
likelihood that the user will read and understand the label, and thus
select the proper PFD and be able to use it correctly. This also would
provide benefits by reducing confusion among enforcement officers and
the boating public over whether a particular PFD is approved and meets
the relevant carriage requirements.
The rulemaking also allows for the harmonization of our regulations
with other countries, and allows for the adoption of future industry
consensus standards for label requirements. For recreational PFDs,
which comprise about 97 percent of the U.S. PFD market, the approvals
are based on industry consensus standards that contain marking
requirements. By referring to those standards directly, the Coast Guard
reduces regulatory redundancy and minimizes the risk of conflict
between regulatory requirements and industry consensus standards.
B. Small Entities
Under the Regulatory Flexibility Act, 5 U.S.C. 601-612, we have
considered whether this rule would have a significant economic impact
on a substantial number of small entities. The term ``small entities''
comprises small businesses, not-for-profit organizations that are
independently owned and operated and are not dominant in their fields,
and governmental jurisdictions with populations of less than 50,000.
The Coast Guard expects that this rule will not have a significant
economic impact on small entities. As described in the ``Regulatory
Planning and Review'' section, the Coast Guard expects this rule to
result in costs to industry (approximately $78 per PFD manufacturer).
An estimated 92.4 percent of the 66 PFD manufacturers are considered
small by the Small Business Administration size standards. The
compliance costs for this rulemaking amount to less than 1 percent of
revenue for all small entities. Costs will be incurred in the first
year of the final rule's enactment for PFD manufacturers. No additional
costs for labor or equipment will be incurred in future years. No small
governmental jurisdictions are impacted by the rulemaking.
Therefore, the Coast Guard certifies under 5 U.S.C. 605(b) that
this rule will not have a significant economic impact on a substantial
number of small entities.
C. Assistance for Small Entities
Under section 213(a) of the Small Business Regulatory Enforcement
Fairness Act of 1996, Public Law 104-121, we offered to assist small
entities in understanding this rule so that they could better evaluate
its effects on them and participate in the rulemaking. The Coast Guard
will not retaliate against small entities that question or complain
about this rule or any policy or action of the Coast Guard.
D. Collection of Information
This rule calls for no new collection of information under the
Paperwork Reduction Act of 1995, 44 U.S.C. 3501-3520. As defined in 5
CFR 1320.3(c), ``collection of information'' comprises reporting,
recordkeeping, monitoring, posting, labeling, and other similar
actions. The final rule will not require a change to existing OMB-
approved collection of information (1625-0035 Title 46 CFR Subchapter
Q: Lifesaving, Electrical, Engineering and Navigation Equipment,
Construction and Materials & Marine Sanitation Devices (33 CFR part
159)). The final rule will not require relabeling of PFDs, but instead
will remove minor data elements from existing labeling requirements.
Labeling of PFDs is an automated process, and the change in content
will not result in any change in burden hours.
E. Federalism
A rule has implications for federalism under E.O. 13132
(``Federalism'') if it has a substantial direct effect on the States,
on the relationship between the national government and the States, or
on the distribution of power and responsibilities among the various
levels of government. We have analyzed this final rule under that order
and have determined that it is consistent with the fundamental
federalism principles and preemption requirements described in the
Executive Order. Our analysis follows.
[[Page 56498]]
It is well settled that States may not regulate in categories
reserved for regulation by the Coast Guard. It is also well settled
that all of the categories covered for inspected vessels in 46 U.S.C.
3306, 3703, 7101, and 8101 (design, construction, alteration, repair,
maintenance, operation, equipping, personnel qualification, and manning
of vessels), as well as the reporting of casualties and any other
category in which Congress intended the Coast Guard to be the sole
source of a vessel's obligations are within the field foreclosed from
regulation by the States. (See the decision of the Supreme Court in the
consolidated cases of United States v. Locke and Intertanko v. Locke,
529 U.S. 89, 120 S.Ct. 1135 (March 6, 2000).) In this final rule, the
Coast Guard replaces unnecessary references to type codes in labeling
and carriage requirements for Coast Guard-approved PFDs on inspected
vessels and recreational vessels. With regard to these regulations
promulgated under the authority of 46 U.S.C. 3306 concerning inspected
vessels, they fall within fields foreclosed from regulation by State or
local governments. Therefore, this final rule is consistent with the
fundamental federalism principles and preemption requirements described
in E.O. 13132.
With regard to regulations promulgated under 46 U.S.C. 4302
concerning recreational vessels, under 46 U.S.C. 4306, those Federal
regulations that establish minimum safety standards for recreational
vessels and their associated equipment, as well as regulations that
establish procedures and tests required to measure conformance with
those standards, preempt State law, unless the State law is identical
to a Federal regulation or a State is specifically provided an
exemption to those regulations, or permitted to regulate marine safety
articles carried or used to address a hazardous condition or
circumstance unique to that State. As an exemption has not been
granted, and because the States may not issue regulations that differ
from Coast Guard regulations within these categories for recreational
vessels, this final rule is consistent with the fundamental federalism
principles and preemption requirements described in E.O. 13132.
In the NPRM, we invited affected State and local governments and
their representative national organizations to indicate their desire
for participation and consultation in this rulemaking process by
submitting comments on the proposed rule. We also noted we would
document the extent of our consultation with State and local officials
that submit comments, summarize the nature of concerns raised by State
or local governments and our response, and state the extent to which
the concerns of State and local officials have been met.
Our consultation with State and local governments and their
representative national organizations who submitted comments has been
reflected in our responses to those comments in the preamble of this
final rule. In the Discussion of Comments and Changes section above, we
summarized all comments received and provided our responses to those
comments, which included comments from State or local governments.
We believe we have met the concerns expressed by State and local
officials. Outside the preamble of this final rule, we did not respond
separately in writing to submissions from State agencies.
F. Unfunded Mandates Reform Act
The Unfunded Mandates Reform Act of 1995, 2 U.S.C. 1531-1538,
requires Federal agencies to assess the effects of their discretionary
regulatory actions. In particular, the Act addresses actions that may
result in the expenditure by a State, local, or tribal government, in
the aggregate, or by the private sector of $100,000,000 (adjusted for
inflation) or more in any one year. Though this rule will not result in
such an expenditure, we do discuss the effects of this rule elsewhere
in this preamble.
G. Taking of Private Property
This rule will not cause a taking of private property or otherwise
have taking implications under E.O. 12630 (``Governmental Actions and
Interference with Constitutionally Protected Property Rights'').
H. Civil Justice Reform
This rule meets applicable standards in sections 3(a) and 3(b)(2)
of E.O. 12988, (``Civil Justice Reform''), to minimize litigation,
eliminate ambiguity, and reduce burden.
I. Protection of Children
We have analyzed this rule under E.O. 13045 (``Protection of
Children from Environmental Health Risks and Safety Risks''). This rule
is not an economically significant rule and would not create an
environmental risk to health or risk to safety that might
disproportionately affect children.
J. Tribal Governments
This rule does not have Tribal implications under E.O. 13175
(``Consultation and Coordination with Indian Tribal Governments''),
because it would not have a substantial direct effect on one or more
Tribal governments, on the relationship between the Federal Government
and Tribal governments, or on the distribution of power and
responsibilities between the Federal Government and Tribal governments.
K. Energy Effects
We have analyzed this rule under E.O. 13211 (``Actions Concerning
Regulations That Significantly Affect Energy Supply, Distribution, or
Use''). We have determined that it is not a ``significant energy
action'' under that order because it is not a ``significant regulatory
action'' under E.O. 12866 and is not likely to have a significant
adverse effect on the supply, distribution, or use of energy.
L. Technical Standards
The National Technology Transfer and Advancement Act, codified as a
note to 15 U.S.C. 272, directs agencies to use voluntary consensus
standards in their regulatory activities unless the agency provides
Congress, through OMB, with an explanation of why using these standards
would be inconsistent with applicable law or otherwise impractical.
Voluntary consensus standards are technical standards (e.g.,
specifications of materials, performance, design, or operation; test
methods; sampling procedures; and related management systems practices)
that are developed or adopted by voluntary consensus standards bodies.
This rule does not use technical standards. Therefore, we did not
consider the use of voluntary consensus standards.
M. Environment
We have analyzed this rule under Department of Homeland Security
Management Directive 023-01 and Commandant Instruction M16475.lD, which
guide the Coast Guard in complying with the National Environmental
Policy Act of 1969, 42 U.S.C. 4321-4370f, and have concluded that this
action is one of a category of actions that do not individually or
cumulatively have a significant effect on the human environment. This
rule is categorically excluded under section 2.B.2, figure 2-1,
paragraph (34)(a) of the Instruction and under section 6(a) of the
``Appendix to National Environmental Policy Act: Coast Guard Procedures
for Categorical Exclusions, Notice of Final Agency Policy'' (67 FR
48244, July 23, 2002). This rule involves regulations which are
editorial and concern carriage requirements and vessel operation safety
standards. An environmental analysis checklist and a
[[Page 56499]]
categorical exclusion determination are available in the docket where
indicated under ADDRESSES.
List of Subjects
33 CFR Part 175
Marine safety.
33 CFR Part 181
Labeling, Marine safety, Reporting and recordkeeping requirements.
46 CFR Part 160
Incorporation by reference, Marine safety, Reporting and
recordkeeping requirements.
46 CFR Part 169
Fire prevention, Marine safety, Reporting and recordkeeping
requirements, Schools, Vessels.
For the reasons discussed in the preamble, the Coast Guard amends
33 CFR parts 175 and 181, and 46 CFR parts 160 and 169 as follows:
Title 33--Navigation and Navigable Waters
PART 175--EQUIPMENT REQUIREMENTS
0
1. The authority citation for part 175 continues to read as follows:
Authority: 46 U.S.C. 4302; Department of Homeland Security
Delegation No. 0170.1.
0
2. Revise Sec. 175.13 to read as follows:
Sec. 175.13 Definitions.
As used in this subpart:
Personal flotation device or PFD means a device that is approved by
the Commandant under 46 CFR part 160.
Throwable PFD means a PFD that is intended to be thrown to a person
in the water. A PFD marked as Type IV or Type V with Type IV
performance is considered a throwable PFD. Unless specifically marked
otherwise, a wearable PFD is not a throwable PFD.
Wearable PFD means a PFD that is intended to be worn or otherwise
attached to the body. A PFD marked as Type I, Type II, Type III, or
Type V with Type (I, II or III) performance is considered a wearable
PFD.
0
3. Amend Sec. 175.15 by revising the introductory text and paragraphs
(a) and (b) to read as follows:
Sec. 175.15 Personal flotation devices required.
Except as provided in Sec. Sec. 175.17 and 175.25:
(a) No person may use a recreational vessel unless--
(1) At least one wearable PFD is on board for each person;
(2) Each PFD is used in accordance with any requirements on the
approval label; and
(3) Each PFD is used in accordance with any requirements in its
owner's manual, if the approval label makes reference to such a manual.
(b) No person may use a recreational vessel 16 feet or more in
length unless one throwable PFD is onboard in addition to the total
number of wearable PFDs required in paragraph (a) of this section.
* * * * *
0
4. Revise Sec. 175.17 to read as follows:
Sec. 175.17 Exemptions.
(a) Canoes and kayaks 16 feet or more in length are exempted from
the requirements for carriage of the additional throwable PFD required
under Sec. 175.15(b).
(b) Racing shells, rowing sculls, racing canoes, and racing kayaks
are exempted from the requirements for carriage of any PFD required
under Sec. 175.15.
(c) Sailboards are exempted from the requirements for carriage of
any PFD required under Sec. 175.15.
(d) Vessels of the United States used by foreign competitors while
practicing for or racing in competition are exempted from the carriage
of any PFD required under Sec. 175.15, provided the vessel carries one
of the sponsoring foreign country's acceptable flotation devices for
each foreign competitor onboard.
0
5. Revise Sec. 175.19 to read as follows:
Sec. 175.19 Stowage.
(a) No person may use a recreational boat unless each wearable PFD
required by Sec. 175.15 is readily accessible.
(b) No person may use a recreational boat unless each throwable PFD
required by Sec. 175.15 is immediately available.
0
6. Amend Sec. 175.21 by revising the introductory text to read as
follows:
Sec. 175.21 Condition; size and fit; approval marking.
No person may use a recreational boat unless each PFD required by
Sec. 175.15 is--
* * * * *
PART 181--MANUFACTURER REQUIREMENTS
0
7. The authority citation for part 181 continues to read as follows:
Authority: 46 U.S.C. 4302; Department of Homeland Security
Delegation No. 0170.1 (92).
Sec. 181.702 [Amended]
0
8. Amend Sec. 181.702(a) and (b) by removing, wherever they appear,
the words ``Type I, II, III, IV, or V''.
Title 46--Shipping
PART 160--LIFESAVING EQUIPMENT
0
9. The authority citation for part 160 continues to read as follows:
Authority: 46 U.S.C. 2103, 3306, 3703 and 4302; E.O. 12234; 45
FR 58801; 3 CFR, 1980 Comp., p. 277; and Department of Homeland
Security Delegation No. 0170.1.
Sec. 160.001-1 [Amended]
0
10. Amend Sec. 160.001-1(a)(1) by removing the words ``(Type I
personal flotation devices (PFDs))''.
Sec. 160.001-3 [Amended]
0
11. Amend Sec. 160.001-3(d) as follows:
0
a. Remove paragraph (d)(4); and
0
b. Redesignate paragraphs (d)(5), (6), (7), and (8) as paragraphs
(d)(4), (5), (6), and (7), respectively.
Sec. 160.002-6 [Amended]
0
12. Amend Sec. 160.002-6(b) by removing the words ``Type I Personal
Flotation Device.''.
Sec. 160.005-6 [Amended]
0
13. Amend Sec. 160.005-6(b) by removing the words ``Type I-Personal
Flotation Device.''.
Sec. 160.047-6 [Amended]
0
14. Amend Sec. 160.047-6(a) by removing the words ``Type II Personal
Flotation Device.''.
Sec. 160.052-8 [Amended]
0
15. Amend Sec. 160.052-8(a) by removing the words ``Type II-Personal
flotation device.''.
Sec. 160.053-5 [Amended]
0
16. Amend Sec. 160.053-5(a) by removing the words ``Type V--Personal
flotation device.''.
Sec. 160.055-8 [Amended]
0
17. Amend Sec. 160.055-8(b) by removing the words ``Type I or Type V
Personal Flotation Device.''.
Sec. 160.060-8 [Amended]
0
18. Amend Sec. 160.060-8(a) by removing the words ``Type II Personal
Flotation Device.''.
0
19. Revise Sec. 160.064-4 to read as follows:
Sec. 160.064-4 Marking.
(a) Labels. Each water safety buoyant device must be marked in
accordance with the recognized laboratory's listing
[[Page 56500]]
and labeling requirements in accordance with Sec. 160.064-3(a). At a
minimum, all labels must include--
(1) Size information, as appropriate;
(2) The Coast Guard approval number;
(3) Manufacturer's contact information;
(4) Model name/number;
(5) Lot number, manufacturer date; and
(6) Any limitations or restrictions on approval or special
instructions for use.
(b) Durability of marking. Marking must be of a type which will be
durable and legible for the expected life of the device.
0
20. Amend Sec. 160.076-5 as follows:
0
a. Remove the parenthecial ``(I, II, or III)'' from the definition of
``Performance type'';
0
b. Remove the definition of ``PFD Approval Type''; and
0
c. Revise the definitions of ``Conditional approval'' to read as
follows:
Sec. 160.076-5 Definitions.
* * * * *
Conditional approval means a PFD approval which has condition(s)
with which the user must comply in order for the PFD to be counted
toward meeting the carriage requirements for the vessel on which it is
being used.
* * * * *
Sec. 160.076-7 [Removed and Reserved]
0
21. Remove and reserve Sec. 160.076-7.
0
22. Amend Sec. 160.076-9 as follows:
0
a. In paragraph (a), remove the words ``is categorized as a Type V PFD
and''; and
0
b. Revise paragraph (b) to read as follows:
Sec. 160.076-9 Conditional approval.
* * * * *
(b) PFDs not meeting the performance specifications in UL 1180
(incorporated by reference, see Sec. 160.076-11) may be conditionally
approved when the Commandant determines that the performance or design
characteristics of the PFD make such classification appropriate.
Sec. 160.076-13 [Amended]
0
23. Amend Sec. 160.076-13 as follows:
0
a. Remove paragraph (c)(3); and
0
b. Redesignate paragraphs (c)(4), (5), (6), (7), (8), and (9) as
paragraphs (c)(3), (4), (5), (6), (7), and (8), respectively.
Sec. 160.076-23 [Amended]
0
24. Amend Sec. 160.076-23(a)(1) by removing the words ``applicable to
the PFD performance type for which approval is sought''.
Sec. 160.076-25 [Amended]
0
25. Amend Sec. 160.076-25(b) by removing the words ``that are
applicable to the PFD performance type for which approval is sought''.
0
26. Revise Sec. 160.076-39 to read as follows:
Sec. 160.076-39 Marking.
Each inflatable PFD must be marked as specified in UL 1180
(incorporated by reference, see Sec. 160.076-11). At a minimum, all
labels must include--
(a) Size information, as appropriate;
(b) The Coast Guard approval number;
(c) Manufacturer's contact information;
(d) Model name/number;
(e) Lot number, manufacturer date; and
(f) Any limitations or restrictions on approval or special
instructions for use.
Sec. 160.077-31 [Amended]
0
27. Amend Sec. 160.077-31 as follows:
0
a. In paragraph (c), remove the words ``Type [II, III, or V, as
applicable] PFD''; and
0
b. In paragraph (d), remove the words ``Type [``I'', ``V'', or ``V Work
Vest Only'', as applicable] PFD''.
Sec. 160.176-23 [Amended]
0
28. Amend Sec. 160.176-23 as follows:
0
a. In paragraph (c), remove the words ``Type V PFD-'' and ``in lieu of
(see paragraph (f) of this section for exact text to be used here)'';
and
0
b. Remove paragraph (f).
PART 169--SAILING SCHOOL VESSELS
0
29. The authority citation for part 169 continues to read as follows:
Authority: 33 U.S.C. 1321(j); 46 U.S.C. 3306, 6101; Pub. L.
103-206, 107 Stat. 2439; E.O. 11735, 38 FR 21243, 3 CFR, 1971-1975
Comp., p. 793; Department of Homeland Security Delegation No.
0170.1; Sec. 169.117 also issued under the authority of 44 U.S.C.
3507.
0
30. Amend Sec. 169.539 as follows:
0
a. In the introductory text, remove the word ``either'';
0
b. In paragraph (a), remove the words ``A Type I approved'' and add, in
their place, the word ``Approved'', and remove the second use of the
word ``or'';
0
c. In paragraph (b), remove the words ``a Type V approved'' and add, in
their place, the word ``Approved''; and
0
d. Revise paragraph (c) to read as follows:
Sec. 169.539 Type required.
* * * * *
(c) Approved under subparts 160.047, 160.052, or 160.060 of this
chapter or approved under subpart 160.064 of this chapter if the vessel
carries exposure suits or exposure PFDs, in accordance with Sec.
169.551.
Dated: September 15, 2014.
J. G. Lantz,
Director of Commercial Regulations and Standards, U.S. Coast Guard.
[FR Doc. 2014-22373 Filed 9-19-14; 8:45 am]
BILLING CODE 9110-04-P