Stonehenge Opportunity Fund III, L.P.; Stonehenge Opportunity Fund III-B, L.P.; Notice Seeking Exemption Under Section 312 of the Small Business Investment Act, Conflicts of Interest, 55523-55524 [2014-21997]

Download as PDF Federal Register / Vol. 79, No. 179 / Tuesday, September 16, 2014 / Notices time as the Commission may designate, if consistent with the protection of investors and the public interest, the proposed rule change has become effective pursuant to Section 19(b)(3)(A) of the Act 17 and Rule 19b–4(f)(6)(iii) thereunder.18 The Exchange has asked the Commission to waive the 30-day operative delay so that the proposal may become operative upon filing. The Commission believes that waiving the 30-day operative delay is consistent with the protection of investors and the public interest, as this proposed rule change will make NYSE Arca’s rules consistent with those of the other markets which already have the Proprietary Trader Principal category of registration and its qualification requirements. Waiver of the operative delay would also allow the Exchange to implement the proposed rule change without delay, enabling associated persons of OTP Holders and OTP Firms who are engaged in supervisory activities to comply with the registration, examination and continuing education requirements associated with the Proprietary Trader Principal registration category in a timely manner, and thus is consistent with the protection of investors and the public interest.19 Therefore, the Commission designates the proposal operative upon filing.20 At any time within 60 days of the filing of such proposed rule change, the Commission summarily may temporarily suspend such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act. If the Commission takes such action, the Commission shall institute proceedings under Section 19(b)(2)(B) 21 of the Act to determine whether the proposed rule change should be approved or disapproved. 17 15 U.S.C. 78s(b)(3)(A). CFR 240.19b–4(f)(6)(iii). As required under Rule 19b–4(f)(6)(iii), the Exchange provided the Commission with written notice of its intent to file the proposed rule change, along with a brief description and the text of the proposed rule change, at least five business days prior to the date of filing of the proposed rule change, or such shorter time as designated by the Commission. 19 The Commission notes that, with respect to the General Securities Principal registration category, NYSE Arca states that it is codifying an existing requirement. 20 For purposes only of waiving the 30-day operative delay, the Commission has considered the proposed rule’s impact on efficiency, competition, and capital formation. See 15 U.S.C. 78c(f). 21 15 U.S.C. 78s(b)(2)(B). tkelley on DSK3SPTVN1PROD with NOTICES 18 17 VerDate Sep<11>2014 18:22 Sep 15, 2014 Jkt 232001 IV. Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods: 55523 For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.22 Kevin M. O’Neill, Deputy Secretary. [FR Doc. 2014–22002 Filed 9–15–14; 8:45 am] BILLING CODE 8011–01–P Electronic Comments SMALL BUSINESS ADMINISTRATION • Use the Commission’s Internet comment form (https://www.sec.gov/ rules/sro.shtml); or • Send an email to rule-comments@ sec.gov. Please include File Number SR– NYSEArca–2014–98 on the subject line. [License Nos. 05/05–0297 & 05/05–0296] Paper Comments Notice is hereby given that Stonehenge Opportunity Fund III, L.P. and Stonehenge Opportunity Fund III– B, L.P., 191 West Nationwide Boulevard, Suite 600, Columbus, OH, 43215, Federal Licensees under the Small Business Investment Act of 1958, as amended (the ‘‘Act’’), in connection with the financing of a small concern have sought an exemption under Section 312 of the Act and Section 107.730, Financings which Constitute Conflicts of Interest of the Small Business Administration (‘‘SBA’’) Rules and Regulations (13 CFR 107.730). Stonehenge Opportunity Fund III, L.P. and Stonehenge Opportunity Fund III– B, L.P. propose to participate in the recapitalization of DHH Holdings, LLC, dba Davidson Hotels & Resorts, One Ravinia Drive, Suite 1600, Atlanta, GA, 30346 (‘‘Davidson’’) by investing subordinated debt. The financing requires SBA prior written exemption pursuant to § 107.730(a) of the Regulations because it will provide a benefit to various individual Associates of Stonehenge Opportunity Fund III, L.P. and Stonehenge Opportunity Fund III–B, L.P. in the form of a cash distribution. The financing requires SBA prior written exemption pursuant to § 107.730(a)(1) of the Regulations because individual Associates of Stonehenge Opportunity Fund III, L.P. and Stonehenge Opportunity Fund III– B, L.P. collectively own more than 10% of Davidson, so Davidson is an Associate of Stonehenge Opportunity Fund III, L.P. and Stonehenge Opportunity Fund III–B, L.P. as defined in § 107.50 of the Regulations. Notice is hereby given that within fifteen days of the date of this publication, any interested person may submit written comments on the transaction to the Associate Administrator for Investment and Innovation, U.S. Small Business • Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549–1090. All submissions should refer to File Number SR–NYSEArca–2014–98. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission’s Internet Web site (https://www.sec.gov/ rules/sro.shtml). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for Web site viewing and printing in the Commission’s Public Reference Room, 100 F Street NE., Washington, DC 20549, on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of such filing will also be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR– NYSEArca–2014–98 and should be submitted on or before October 7, 2014. 22 17 PO 00000 CFR 200.30–3(a)(12). Frm 00098 Fmt 4703 Sfmt 4703 Stonehenge Opportunity Fund III, L.P.; Stonehenge Opportunity Fund III–B, L.P.; Notice Seeking Exemption Under Section 312 of the Small Business Investment Act, Conflicts of Interest E:\FR\FM\16SEN1.SGM 16SEN1 55524 Federal Register / Vol. 79, No. 179 / Tuesday, September 16, 2014 / Notices Administration, 409 Third Street SW., Washington, DC 20416. Dated: August 13, 2014. Javier E. Saade, Associate Administrator for Office of Investment and Innovation. [FR Doc. 2014–21997 Filed 9–15–14; 8:45 am] BILLING CODE P SMALL BUSINESS ADMINISTRATION [Disaster Declaration #14109 and #14110] Arizona Disaster #AZ–00038 U.S. Small Business Administration. AGENCY: ACTION: Notice. This is a notice of an Administrative declaration of a disaster for the State of ARIZONA dated 09/09/ 2014. Incident: Severe Storms and Flooding. Incident Period: 08/12/2014 through 08/19/2014. SUMMARY: Effective Date: 09/09/2014. Physical Loan Application Deadline Date: 11/10/2014. Economic Injury (EIDL) Loan Application Deadline Date: 06/09/2015. DATES: Submit completed loan applications to: U.S. Small Business Administration, Processing and Disbursement Center, 14925 Kingsport Road, Fort Worth, TX 76155. ADDRESSES: A. Escobar, Office of Disaster Assistance, U.S. Small Business Administration, 409 3rd Street SW., Suite 6050, Washington, DC 20416. FOR FURTHER INFORMATION CONTACT: Notice is hereby given that as a result of the Administrator’s disaster declaration, applications for disaster loans may be filed at the address listed above or other locally announced locations. The following areas have been determined to be adversely affected by the disaster: tkelley on DSK3SPTVN1PROD with NOTICES SUPPLEMENTARY INFORMATION: Primary Counties: Maricopa. Contiguous Counties: Arizona, Gila, La Paz, Pima, Pinal, Yavapai, Yuma. Business Investment Act of 1958, under Section 309 of the Act and Section 107.1900 of the Small Business Administration Rules and Regulations 4.125 (13 CFR 107.1900) to function as a small business investment company under the 2.063 Small business Investment Company 6.000 License No. 02/72–0624 issued to NJTC Venture Fund SBIC, L.P., said license is 4.000 hereby declared null and void. The Interest Rates are: For Physical Damage: Homeowners With Credit Available Elsewhere ...................... Homeowners Without Credit Available Elsewhere .............. Businesses With Credit Available Elsewhere ...................... Businesses Without Credit Available Elsewhere .............. Non-Profit Organizations With Credit Available Elsewhere ... Non-Profit Organizations Without Credit Available Elsewhere ..................................... For Economic Injury: Businesses & Small Agricultural Cooperatives Without Credit Available Elsewhere .............. Non-Profit Organizations Without Credit Available Elsewhere ..................................... 2.625 2.625 4.000 SMALL BUSINESS ADMINISTRATION 2.625 Surrender of License of Small Business Investment Company The number assigned to this disaster for physical damage is 14109 6 and for economic injury is 14110 0. The States which received an EIDL Declaration # are Arizona. (Catalog of Federal Domestic Assistance Numbers 59002 and 59008) Dated: September 9, 2014. Maria Contreras-Sweet, Administrator. [FR Doc. 2014–21980 Filed 9–15–14; 8:45 am] BILLING CODE 8025–01–P Jkt 232001 Pursuant to the authority granted to the United States Small Business Administration under the Small Business Investment Act of 1958, under Section 309 of the Act and Section 107.1900 of the Small Business Administration Rules and Regulations (13 CFR 107.1900) to function as a small business investment company under the Small business Investment Company License No. 03/73–0203 issued to Blue Rock Capital, L.P., said license is hereby declared null and void. SMALL BUSINESS ADMINISTRATION United States Small Business Administration. Dated: September 9, 2014. Surrender of License of Small Business Investment Company Javier E. Saade, Associate Administrator for Investment. Pursuant to the authority granted to the United States Small Business Administration under the Small Business Investment Act of 1958, under Section 309 of the Act and Section 107.1900 of the Small Business Administration Rules and Regulations (13 CFR 107.1900) to function as a small business investment company under the Small business Investment Company License No. 04/74–0289 issued to Chrysalis Ventures II, L.P., said license is hereby declared null and void. Dated: September 2, 2014. Javier E. Saade, Associate Administrator for Investment. [FR Doc. 2014–21971 Filed 9–15–14; 8:45 am] SMALL BUSINESS ADMINISTRATION PO 00000 Frm 00099 Fmt 4703 [FR Doc. 2014–21967 Filed 9–15–14; 8:45 am] BILLING CODE 8025–01–P DEPARTMENT OF TRANSPORTATION Federal Aviation Administration Public Notice for Waiver of Aeronautical Land-Use Assurance Federal Aviation Administration (FAA), DOT ACTION: Notice of intent of waiver with respect to land; Indianapolis International Airport, Indianapolis, Indiana. AGENCY: The FAA is considering a proposal to change 76.592 acres of airport land from the federal obligation dedicating it to aeronautical use and to authorize this land to be used for revenue producing, non-aeronautical purposes at Indianapolis International Airport, Indianapolis, Indiana. The aforementioned land is not needed for current or future aeronautical use. SUMMARY: BILLING CODE 8025–01–P Pursuant to the authority granted to the United States Small Business Administration under the Small 18:22 Sep 15, 2014 [FR Doc. 2014–21974 Filed 9–15–14; 8:45 am] BILLING CODE 8025–01–P Surrender of License of Small Business Investment Company VerDate Sep<11>2014 Dated: September 2, 2014. Javier E. Saade, Associate Administrator for Investment. Sfmt 4703 E:\FR\FM\16SEN1.SGM 16SEN1

Agencies

[Federal Register Volume 79, Number 179 (Tuesday, September 16, 2014)]
[Notices]
[Pages 55523-55524]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2014-21997]


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SMALL BUSINESS ADMINISTRATION

[License Nos. 05/05-0297 & 05/05-0296]


Stonehenge Opportunity Fund III, L.P.; Stonehenge Opportunity 
Fund III-B, L.P.; Notice Seeking Exemption Under Section 312 of the 
Small Business Investment Act, Conflicts of Interest

    Notice is hereby given that Stonehenge Opportunity Fund III, L.P. 
and Stonehenge Opportunity Fund III-B, L.P., 191 West Nationwide 
Boulevard, Suite 600, Columbus, OH, 43215, Federal Licensees under the 
Small Business Investment Act of 1958, as amended (the ``Act''), in 
connection with the financing of a small concern have sought an 
exemption under Section 312 of the Act and Section 107.730, Financings 
which Constitute Conflicts of Interest of the Small Business 
Administration (``SBA'') Rules and Regulations (13 CFR 107.730). 
Stonehenge Opportunity Fund III, L.P. and Stonehenge Opportunity Fund 
III-B, L.P. propose to participate in the recapitalization of DHH 
Holdings, LLC, dba Davidson Hotels & Resorts, One Ravinia Drive, Suite 
1600, Atlanta, GA, 30346 (``Davidson'') by investing subordinated debt.
    The financing requires SBA prior written exemption pursuant to 
Sec.  107.730(a) of the Regulations because it will provide a benefit 
to various individual Associates of Stonehenge Opportunity Fund III, 
L.P. and Stonehenge Opportunity Fund III-B, L.P. in the form of a cash 
distribution. The financing requires SBA prior written exemption 
pursuant to Sec.  107.730(a)(1) of the Regulations because individual 
Associates of Stonehenge Opportunity Fund III, L.P. and Stonehenge 
Opportunity Fund III-B, L.P. collectively own more than 10% of 
Davidson, so Davidson is an Associate of Stonehenge Opportunity Fund 
III, L.P. and Stonehenge Opportunity Fund III-B, L.P. as defined in 
Sec.  107.50 of the Regulations.
    Notice is hereby given that within fifteen days of the date of this 
publication, any interested person may submit written comments on the 
transaction to the Associate Administrator for Investment and 
Innovation, U.S. Small Business

[[Page 55524]]

Administration, 409 Third Street SW., Washington, DC 20416.

    Dated: August 13, 2014.
Javier E. Saade,
Associate Administrator for Office of Investment and Innovation.
[FR Doc. 2014-21997 Filed 9-15-14; 8:45 am]
BILLING CODE P
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