Fisheries of the Exclusive Economic Zone Off Alaska; Bering Sea and Aleutian Islands Management Area; American Fisheries Act; Amendment 106, 54590-54602 [2014-21829]
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Federal Register / Vol. 79, No. 177 / Friday, September 12, 2014 / Rules and Regulations
Region Web site at https://
alaskafisheries.noaa.gov/cm/analyses/.
An electronic copy of the Proposed Rule
(79 FR 34696, June 18, 2014) may be
obtained from https://
www.regulations.gov or from the Alaska
Region Web site at https://
alaskafisheries.noaa.gov/regs/
summary.htm.
Written comments regarding the
burden-hour estimates or other aspects
of the collection of information
requirements contained in this final rule
may be submitted to NMFS at the above
address and by email to OIRA_
submission@omb.eop.gov or fax to (202)
395–7285.
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
15 CFR Part 902
50 CFR Part 679
[Docket No. 130530519–4742–02]
RIN 0648–BD35
Fisheries of the Exclusive Economic
Zone Off Alaska; Bering Sea and
Aleutian Islands Management Area;
American Fisheries Act; Amendment
106
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Final rule.
AGENCY:
NMFS adopts a final rule to
implement Amendment 106 to the
Fishery Management Plan for
Groundfish of the Bering Sea and
Aleutian Islands Management Area
(BSAI FMP). Amendment 106 is
necessary to bring the BSAI FMP into
conformity with the amendments to the
American Fisheries Act (AFA) in the
Coast Guard Authorization Act of 2010
(Coast Guard Act). This rule allows the
owner of an AFA vessel to rebuild or
replace an AFA vessel without any
limitation on the length, weight, or
horsepower of the rebuilt or
replacement vessel when the rebuilt or
replacement vessel is operating in the
Bering Sea and Aleutian Islands
Management Area (BSAI). This rule also
allows the owner of an AFA catcher
vessel in an inshore cooperative to
remove the vessel from the cooperative
and assign the Bering Sea pollock catch
history of the removed vessel to one or
more vessels in the cooperative. This
action is also intended to improve
vessel safety and operational efficiency
in the AFA fleet by allowing the
rebuilding or replacement of AFA
vessels with safer and more efficient
vessels and by allowing the removal of
inactive catcher vessels from the AFA
fishery. This action is intended to
promote the goals and objectives of the
Magnuson-Stevens Fishery
Conservation and Management Act, the
AFA, the BSAI FMP, and other
applicable laws.
DATES: Effective October 14, 2014.
ADDRESSES: An electronic copy of the
Regulatory Impact Review/Initial
Regulatory Flexibility Analysis (RIR/
IRFA or Analysis) prepared for this
action may be obtained from https://
www.regulations.gov or from the Alaska
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SUMMARY:
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FOR FURTHER INFORMATION CONTACT:
Mary Alice McKeen, 907–586–7228.
NMFS
manages the groundfish fisheries of the
BSAI in the Exclusive Economic Zone
off Alaska under the BSAI FMP. The
North Pacific Fishery Management
Council (Council) prepared, and the
Secretary of Commerce (Secretary)
approved, the BSAI FMP pursuant to
the Magnuson-Stevens Fishery
Conservation and Management Act
(Magnuson-Stevens Act) and other
applicable laws. General regulations
that pertain to U.S. fisheries appear at
subpart H of 50 CFR part 600.
Regulations implementing the BSAI
FMP appear at 50 CFR part 679. Unless
noted otherwise, all references to
regulations in this rule are to regulations
in Title 50 of the CFR.
This final rule implements
Amendment 106 to the BSAI FMP.
Under this rule, the owner of an AFA
vessel may rebuild or replace an AFA
vessel without any limitation on the
length, weight, or horsepower of the
rebuilt or replacement vessel when the
rebuilt or replacement vessel is
operating in the BSAI. Under this rule,
the owner of an AFA catcher vessel in
an inshore cooperative may remove the
vessel from the inshore cooperative and
assign the Bering Sea pollock catch
history of the removed vessel to one or
more vessels in the cooperative to
which the removed vessel belonged.
NMFS published the Notice of
Availability of Amendment 106 in the
Federal Register on June 3, 2014 (79 FR
31914), with a 60-day comment period
that ended on August 4, 2014. The
Secretary approved Amendment 106 on
September 2, 2014, after determining
that Amendment 106 is consistent with
the national standards in section 304 of
the Magnuson-Stevens Act, other
provisions of the Magnuson-Stevens
Act, the AFA, and other applicable
laws.
SUPPLEMENTARY INFORMATION:
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NMFS published a proposed rule to
implement Amendment 106 on June 18,
2014 (79 FR 34696). The 45-day
comment period on the proposed rule
ended August 4, 2014. NMFS received
six comment letters on Amendment 106,
the proposed rule, or the Regulatory
Impact Review (RIR) for this action.
Two letters were from the same
commenter. The letters addressed ten
topics. NMFS summarizes and responds
to these comments in the section of this
preamble, ‘‘Comments on the FMP Text
or the Proposed Rule.’’
NMFS made three changes in the final
rule. First, NMFS fixed an error, which
was an incorrect reference in the
proposed rule to another part of the
proposed rule. Second, in response to
the same comment from two
commenters, NMFS changed the time
period after the loss of a vessel during
which an AFA vessel owner may
replace or remove a vessel and not
experience suspension of the fishing
privileges of the lost vessel. NMFS
changed it from a three-year time period
to a five-year time period. Third, in
response to a comment, NMFS clarified
that this rule does not state the effect of
removing an AFA catcher vessel from an
inshore cooperative on fishing history of
the removed vessel in the Pacific
whiting fishery because that fishery
occurs outside the EEZ off Alaska.
NMFS explains these changes in the
section of this preamble, ‘‘Changes from
the Proposed Rule.’’
The Secretary approved this final rule
after determining that it is consistent
with the BSAI FMP, including
Amendment 106; the Magnuson-Stevens
Act; and other applicable laws.
In the preamble to the proposed rule,
NMFS provided a detailed review of the
proposed rule implementing
Amendment 106 (79 FR 34696, June 18,
2014). NMFS described the key
provisions of the original AFA;
described the provisions in the original
AFA that strictly limited the
replacement of AFA vessels; described
the AFA amendments in the Coast
Guard Act; described the history of
Council action; and described in detail
the provisions of the proposed rule (79
FR at 34697–34707). NMFS does not
repeat those descriptions here. The
proposed rule is available on the NMFS
Alaska Region Web site (see Addresses).
In this preamble, NMFS summarizes the
original AFA, the AFA amendments in
the Coast Guard Act, and the key
elements of the final rule. In this
preamble, all references to regulations
are to regulations in Title 50 of the CFR.
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Original AFA
The AFA was adopted in 1998. The
original AFA is available on the NMFS
Alaska Region Web site: https://
alaskafisheries.noaa.gov/
sustainablefisheries/afa/afa1998.pdf.
The original AFA had two subtitles.
Subtitle I pertained to the issuance of
Federal fishery endorsements generally.
Subtitle II pertained to the management
of the Bering Sea pollock fishery. The
United States Coast Guard, in
conjunction with the Maritime
Administration (MARAD), implements
Subtitle I. NMFS implements Subtitle II.
Under Subtitle I, unless a vessel
already had a Federal fishery
endorsement as of September 25, 1997,
a vessel could not receive a Federal
fishery endorsement if it exceeded any
of the statutory thresholds in the AFA:
165 feet in registered length, 750 gross
registered tons, or engines capable of
producing more than 3,000 shaft
horsepower. All AFA vessels had
Federal fishery endorsements as of
September 25, 1997. Therefore, these
statutory limits did not deprive any
existing AFA vessel of a Federal fishery
endorsement.
Subtitle II of the original AFA made
significant changes in the management
of the Bering Sea pollock fishery in five
areas. The original AFA established
sector allocations in the BSAI pollock
fishery; determined eligible vessels and
processors; allowed the formation of
cooperatives; set limits on the
participation of AFA vessels in other
fisheries; and imposed special catch
weighing and monitoring requirements
on AFA vessels. These features of the
original AFA are described in more
detail in the preamble to the proposed
rule (79 FR 34696, 34697–34698, June
18, 2014).
With respect to replacing AFA
vessels, the original AFA explicitly
prohibited the replacement of AFA
vessels except under conditions
specified in section 208(g) of the
original AFA. The most stringent
restriction in section 208(g) was that an
owner of an AFA vessel could only
replace an AFA vessel in the event of an
‘‘actual total loss or a constructive total
loss’’ of the original AFA vessel. Thus,
under the original AFA, a vessel owner
could not replace an original AFA
vessel until the AFA vessel sunk or was
so damaged that it could not
economically be repaired. An AFA
vessel owner could not replace an
original AFA vessel with another vessel
simply because the vessel owner wanted
a vessel that was safer, more fuelefficient, or more operationally efficient
in any way.
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Further, if an owner of an AFA vessel
did lose an AFA vessel, section 208(g)
of the original AFA limited the length,
tonnage, and horsepower of the
replacement vessel. If the original AFA
vessel exceeded any of the statutory
thresholds for receiving a Federal
fishery endorsement (165 feet registered
length, 750 gross registered tons, or
3,000 shaft horsepower engines), the
replacement vessel could not exceed the
length, tonnage, or horsepower of the
original AFA vessel. If the original AFA
vessel was less than any of the statutory
thresholds, the replacement vessel
could exceed the length, weight, or
horsepower of the original AFA vessel
by 10 percent, but only up to the
statutory thresholds of length, weight, or
horsepower in the AFA.
As for rebuilding an original AFA
vessel, the original AFA had no explicit
provisions that allowed the owner of an
AFA vessel to rebuild the vessel and
maintain the vessel’s AFA permit and
the vessel’s Federal fishery
endorsement. As for removing an AFA
vessel, the original AFA did not provide
a mechanism for a vessel owner to
remove an AFA catcher vessel from an
inshore cooperative even if the catcher
vessel was doing no or little actual
fishing for the cooperative.
Thus, under the original AFA, if an
owner of an AFA vessel wanted to
replace, rebuild, or remove an AFA
vessel, the owner was under severe
restrictions for replacing, faced
uncertainty with regard to rebuilding,
and simply could not remove a vessel.
These provisions of the original AFA
limited the ability of the owners of AFA
vessels to deal with an aging fleet. Of
the 92 AFA catcher vessels active in the
inshore and mothership sectors in 2011,
all were built before 1992. Sixty were
built before 1980 (Analysis, Table 1–7).
Of the 21 catcher/processors with AFA
permits, all were built before 1990.
Fifteen were built before 1980 (Analysis,
Table 1–26).
AFA as Amended by the Coast Guard
Act
The AFA amendments in the Coast
Guard Act amended the provisions of
the original AFA that pertain to the
issuance of Federal fishery
endorsements. The AFA amendments
allow AFA rebuilt and replacement
vessels to receive a Federal fishery
endorsement, even if the vessel did not
have a Federal fishery endorsement as
of September 25, 1997 (46 U.S.C.
12113(d)(2)(C)). Thus, an AFA rebuilt
and AFA replacement vessel may now
receive a Federal fishery endorsement
even if the vessel exceeds the statutory
thresholds for length, weight, and
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horsepower: 165 feet registered length,
750 gross registered tons, or 3,000 shaft
horsepower. MARAD has proposed a
rule to implement this provision in the
AFA amendments (79 FR 33160, June
10, 2014).
The AFA amendments in the Coast
Guard Act amended provisions of the
original AFA that pertain to the
management of the Bering Sea pollock
fishery. The AFA amendments in the
Coast Guard Act allow the rebuilding,
replacement, and removal of AFA
vessels to improve the safety and
efficiency of the AFA fleet. Amendment
106 to the BSAI FMP adopts the
provisions of the AFA amendments in
the Coast Guard Act that pertain to the
management of the Bering Sea pollock
fishery. This final rule adopts the
regulatory changes necessary to
implement Amendment 106.
Key Elements of This Rule
With respect to rebuilding and
replacement, the final rule allows the
owner of an AFA vessel to rebuild or
replace an AFA vessel as long as the
AFA rebuilt vessel or the AFA
replacement vessel has a Federal fishery
endorsement. Under the AFA
Amendments to the Coast Guard Act, an
AFA rebuilt or replacement vessel may
receive a Federal fishery endorsement
irrespective of the vessel’s length,
weight, or horsepower. Therefore, under
the final rule, the owner of an AFA
vessel may rebuild or replace an AFA
vessel and receive an AFA permit on the
rebuilt or replacement vessel without
any limit on the length, weight, or
horsepower of the AFA rebuilt or
replacement vessel.
An AFA rebuilt vessel will have the
same privileges and will be subject to
the same restrictions as the vessel before
rebuilding except (1) the AFA rebuilt
vessel will not be subject to the
maximum length overall (MLOA)
restriction on a License Limitation
Program (LLP) license with a Bering Sea
or Aleutian Islands area endorsement
when the AFA rebuilt vessel is
operating in the BSAI, even if the vessel
before rebuilding was subject to the
MLOA restriction; and (2) an AFA
rebuilt catcher vessel that is 125 feet
length overall (LOA) or greater will be
subject to the season restrictions in
§ 679.23 even if the vessel before
rebuilding was less than 125 feet LOA
and was not subject to those restrictions.
These provisions are added by the final
rule at § 679.4(l)(7)(i).
An AFA replacement vessel will have
the same privileges and will be subject
to the same restrictions as the vessel it
is replacing except (1) the AFA
replacement vessel will not be subject to
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the MLOA restriction on an LLP license
with a Bering Sea or Aleutian Islands
area endorsement when the AFA
replacement vessel is operating in the
BSAI, even if the replaced vessel was
subject to the MLOA restriction; (2) an
AFA replacement catcher vessel that is
125 feet LOA or greater will be subject
to the season restrictions in § 679.23
even if the AFA replaced vessel was less
than 125 feet LOA and was not subject
to those restrictions; and (3) an AFA
catcher vessel that is exempt from
sideboard restrictions will maintain its
sideboard exemption even if the vessel
also becomes a replacement vessel for a
vessel that did not have a sideboard
exemption. These provisions are added
by the final rule at § 679.4(l)(7)(ii).
The final rule at § 679.4(l)(1)(ii)(B)
addresses the situation of an owner of
an AFA vessel that loses an AFA vessel.
The final rule provides that the owner
of an AFA vessel has a reasonable, but
not unlimited, time to replace or remove
a lost AFA vessel and specifies that,
during that time, the AFA permit on the
lost vessel shall remain valid. The final
rule allows the owner of an AFA vessel
to maintain the AFA permit on the lost
vessel for up to five years from
December 31 of the year in which the
vessel was lost.
The final rule does not lessen the
significant restrictions in the AFA and
in current regulations that apply to AFA
vessels when those vessels participate
in the Gulf of Alaska (GOA). Critically,
this rule does not affect the requirement
that an AFA vessel—whether an original
AFA vessel, an AFA rebuilt vessel, or an
AFA replacement vessel—may only
operate in the GOA if the AFA vessel is
the named vessel on an LLP license, the
AFA vessel is operating in an area for
which the LLP license has an area
endorsement, and the AFA vessel does
not exceed the MLOA restriction on that
license.
With respect to removal, this final
rule at § 679.4(l)(7)(iii) allows the owner
of an AFA catcher vessel in an inshore
cooperative to remove that vessel from
the cooperative and assign the Bering
Sea pollock catch history of the
removed vessel to another vessel or
vessels in the cooperative. The vessels
that receive the catch history must
remain in the cooperative for at least
one year from the date on which NMFS
approves the removal of the vessel and
assigns catch history to the receiving
vessels.
Under the final rule at
§ 679.4(l)(7)(iv), the privilege of
replacing and removing an AFA vessel
comes with a significant restriction. A
replaced or removed AFA vessel cannot
receive a permit to operate in any
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fishery in the Exclusive Economic Zone
(EEZ) off Alaska unless the replaced or
removed AFA vessel reenters the
pollock fishery as a replacement AFA
vessel. The restriction in the AFA
amendments in the Coast Guard Act is
actually more far-reaching, namely a
replaced or removed AFA vessel cannot
receive a Federal fishery endorsement at
all unless the replaced or removed AFA
vessel reenters the pollock fishery as a
replacement AFA vessel (section
208(g)(5), section 210(b)(7)(B)). As
noted, the United States Coast Guard, in
conjunction with MARAD, will
implement the restrictions in the AFA
amendments on issuing Federal fishery
endorsements.
Changes From the Proposed Rule
NMFS made three changes in the
regulatory text of the final rule from the
regulatory text of the proposed rule (79
FR 34696, June 18, 2014). NMFS made
the first change as a result of internal
review and made the second and third
changes in response to public
comments.
First, NMFS fixed an error. The
regulatory text of the proposed rule in
§ 679.4(l)(7)(iii), ‘‘Removal of AFA
catcher vessel from the directed pollock
fishery,’’ stated in § 679.4(l)(7)(iii)(A):
‘‘The owner of a catcher vessel that is
designated on an AFA catcher vessel
permit with an inshore endorsement
may remove the catcher vessel from the
directed pollock fishery, subject to the
requirements in paragraph (B), (C), (D),
and (E) of this paragraph (l)(7)(iii).’’ The
reference to paragraph (E) was an error
because there was no paragraph (E). The
final rule removes the reference to
paragraph (E) in § 679.4(l)(7)(iii)(A).
Second, NMFS changed the period
during which the owner of an AFA lost
vessel may replace or remove the lost
vessel while maintaining without
interruption the AFA permit and fishing
privileges of the lost vessel. The
proposed rule at § 679.4(l)(1)(ii)(B)(3)
would have established a 3-year period
from December 31 of the year in which
the vessel was lost. In the proposed rule,
after the 3-year period, NMFS would
suspend the AFA permit on the lost
vessel if the owner had not replaced or
removed the lost vessel but, after the 3year period, would still process an
application by the owner of the lost
AFA vessel to replace or remove the lost
vessel. The final rule keeps the process
the same but changed
§ 679.4(l)(1)(ii)(B)(3) from a 3-year
period to a 5-year period. NMFS made
this change in response to the same
comment from two persons, which is
described in Comment 3.
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Third, NMFS clarified that the rule
does not purport to state the effect of
removal of AFA catcher vessels on any
catch history that the removed vessel
may have earned outside of the EEZ off
Alaska. To do this, NMFS added the
phrase ‘‘in the Exclusive Economic
Zone off Alaska’’ after ‘‘all claims
relating to the catch history of the
removed catcher vessel’’ in
§ 679.4(l)(7)(iii)(C) so that the paragraph
now reads: ‘‘Except for the assignment
of the pollock catch history of the
removed catcher vessel in paragraph
(l)(7)(iii)(B) of this section, all claims
relating to the catch history of the
removed catcher vessel in the Exclusive
Economic Zone off Alaska, including
any claims to an exemption from AFA
sideboard limitations, will be
permanently extinguished upon NMFS’
approval of the application to remove
the catcher vessel and the AFA permit
that was held by the owner of the
removed catcher vessel will be
revoked.’’ NMFS made this change in
response to a public comment described
in Comment 5 that raised the issue with
regard to the fishing history of a
removed vessel in the Pacific whiting
fishery, which occurs outside the EEZ
off Alaska.
Comments on the FMP Text, the
Proposed Rule, and the RIR for This
Action
NMFS received six letters with
comments on Amendment 106, the
proposed rule, or the Regulatory Review
(RIR) for this action. Two letters were
from the same commenter. These
comments addressed 10 topics. The
comments were from individual owners
of AFA vessels, an industry group
representing owners of AFA vessels, an
owner of Amendment 80 vessels, and an
industry group representing owners of
Amendment 80 vessels.
Comment 1: NMFS received several
comments of support for various aspects
of the proposed rule. Three commenters
supported allowing the owners of AFA
vessels to rebuild or replace vessels to
improve vessel safety or efficiency. Two
commenters appreciated that the rule
addressed the status of AFA permits
after an AFA vessel is lost. Two
commenters supported the prohibition
on AFA replaced vessels participating
in other fisheries. One commenter
appreciated that the owner of an AFA
vessel could remove the AFA vessel
from fishing.
Response: NMFS notes this support.
Comment 2: The proposed definition
of an AFA vessel is as follows: ‘‘An AFA
vessel means a vessel that is designated
on an AFA catcher vessel permit, an
AFA catcher/processor permit, or an
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AFA mothership permit, and is thereby
authorized to participate in the Bering
Sea directed pollock fishery.’’ NMFS
actually issues two types of AFA
catcher/processor permits: A listed AFA
catcher/processor permit and an
unlisted AFA catcher/processor permit.
The definition should be changed to
specifically reflect the two types of AFA
catcher/processor permits.
Response: NMFS acknowledges that
under § 679.4(l)(2), it issues two types of
AFA catcher/processor permits: (1) A
listed AFA catcher/processor permit for
AFA catcher/processors that were listed
by name in the original AFA at section
208(e)(1) to (20), and (2) an unlisted
AFA catcher/processor permit for AFA
catcher/processors that were not listed
by name but met the criteria in section
208(e)(21) of the original AFA. Only one
catcher/processor, the Ocean Peace,
received an unlisted AFA catcher/
processor permit.
NMFS recognizes that the AFA and
implementing regulations impose some
restrictions on listed AFA catcher/
processors that do not apply to the
unlisted AFA catcher/processor. For
example, section 211 of the original
AFA imposed restrictions on listed AFA
catcher/processors from harvesting and
processing in fisheries besides Bering
Sea pollock that did not apply to an
unlisted AFA catcher/processor. The
commenter pointed out that the
proposed rule loosely referred to the
‘‘Limits on AFA vessels in other
fisheries’’ in section 211 (79 FR 34696,
34698) whereas the explicit limits in
section 211 apply to listed AFA catcher/
processors, not unlisted AFA catcher/
processors.
NMFS, however, does not see any
need to change the definition of an AFA
vessel in the final rule for two reasons.
First, the definition in the proposed rule
is accurate. An AFA catcher/processor
is designated on an AFA catcher/
processor permit. It is simply that there
are two types of AFA catcher/processor
permits: A listed AFA catcher/processor
permit or an unlisted AFA catcher/
processor permit.
Second, the definition in the
proposed rule is not misleading because
the proposed rule is clear that a
replacement vessel is subject to the
same requirements that applied to the
replaced vessel. A replacement vessel
for a vessel that was designated on a
listed AFA catcher/processor permit
will receive a listed AFA catcher/
processor permit. A replacement vessel
for a vessel that was designated on an
unlisted AFA catcher/processor permit
will receive an unlisted AFAcatcher/
processor permit. The proposed rule
stated at § 679.4(l)(7)(ii)(B) that the
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owner of a replacement vessel ‘‘will be
subject to the same requirements that
applied to the replaced vessel and will
be eligible to use the AFA replacement
vessel in the same manner as the
replaced vessel,’’ subject to three
specific exceptions not relevant to this
comment.
The proposed rule carefully changed
the prohibitions in § 679.7(k) so that all
the prohibitions that applied to ‘‘listed
AFA catcher/processors,’’ which might
be read to apply only to the AFA
catcher/processors listed as eligible in
the original AFA, now apply to listed
AFA catcher/processors and ‘‘catcher/
processors designated on listed AFA
catcher/processor permits.’’ Similarly,
the proposed rule carefully changed the
prohibitions in § 679.7(k) so that all the
prohibitions that applied to ‘‘unlisted
AFA catcher/processors’’ now apply to
unlisted AFA catcher/processors and
‘‘catcher/processors designated on
unlisted AFA catcher/processor
permits.’’ With regard to observer
requirements in § 679.51, the proposed
rule made the same change in
§ 679.51(a)(2)(vi)(B(1) and (3) so that all
the requirements that applied to ‘‘listed
AFA catcher/processors’’ now also
apply to ‘‘catcher/processors designated
on listed AFA catcher/processor
permits,’’ and all requirements that
applied to ‘‘unlisted AFA catcher/
processors’’ now also apply to ‘‘catcher/
processors designated on unlisted AFA
catcher/processor permits.’’
Comment 3: Two commenters stated
that the owner of an AFA vessel should
be allowed 5 years from December 31 of
the year in which the vessel was lost to
maintain, without interruption, the AFA
permit and fishing privileges of the lost
vessel. The proposed rule contained a 3year period. The commenters gave five
reasons in favor of a 5-year period rather
than a 3-year period. First, the owner
will have to deal with a crisis in the
company’s operations when a vessel
was lost. This includes a Coast Guard
investigation, insurance claims and
settlements, and possibly other claims
associated with the loss. Second, the
owner has to consult and contract with
a vessel design/architect firm,
equipment vendors, and a shipyard to
plan and build a new vessel. One
commenter noted that the owner is
under an obligation to rebuild the vessel
in American shipyards. Third, the
owner will need to obtain financing.
Fourth, after a contract is signed, the
shipyard has to schedule time and space
to build the vessel, purchase the
necessary material and equipment, and
then build the vessel. Fifth, if the owner
was lost at sea, the settlement of the
owner’s estate can take over a year.
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Response: NMFS agrees with this
comment. NMFS concludes that the
reasons advanced by the commenters
justify a 5-year period. Therefore, NMFS
changed the final rule in
§ 679.4(l)(1)(ii)(B)(3) to allow the owner
of an AFA vessel up to 5 years from
December 31 of the year in which the
vessel was lost to maintain, without
interruption, the AFA permit and
fishing privileges of the lost vessel.
NMFS notes that, in the proposed rule,
it specifically invited comment on
whether the 3-year period was adequate
to allow the owner of a lost vessel to
replace the vessel (79 FR 34696 and
34705, June 18, 2014).
Comment 4: If the owner of a lost
AFA catcher vessel does not apply to
replace the vessel within the 5-year
period, NMFS will suspend the AFA
permit and fishing privileges of the lost
vessel. After the 5-year period, the
owner of the lost vessel may still apply
to replace the lost vessel. If the owner
of a lost catcher vessel in an inshore
cooperative applies to replace a lost
catcher vessel after the 5-year period,
the owner of the AFA vessel should be
required to transfer the permit to a
vessel in the cooperative of which the
lost vessel was a member when the
vessel was lost. Such a provision would
help keep the system of inshore
cooperatives intact.
Response: NMFS does not make any
change in the proposed rule in response
to this comment for three reasons. First,
the AFA amendments did not limit the
ability of the owner of an AFA vessel to
select an AFA replacement vessel. The
AFA amendments in section 208(g)(1)
allow the owner of an AFA vessel to
rebuild or replace an AFA vessel ‘‘in
order to improve vessel safety or
operational efficiency’’ and provide that
the rebuilt or replacement vessel ‘‘shall
be eligible in the same manner and
subject to the same restrictions and
limitations’’ as the vessel being rebuilt
or replaced. The AFA amendments did
not require the owner of any AFA vessel
to choose a replacement from a
particular category of vessels.
Accordingly, NMFS did not propose
that requirement in the proposed rule
and does not think it is appropriate to
include that requirement in the final
rule.
Second, the AFA amendments in
section 210(b)(7)(A)(ii) did expressly
require that if the owner of an AFA
vessel wanted to remove a vessel from
an inshore cooperative, the owner had
to assign the catch history of the
removed vessel to another vessel or
vessels in the cooperative and those
vessels had to remain in that
cooperative for at least one year after the
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removed vessel left the cooperative.
Accordingly, the proposed and final
rule contain that restriction at
§ 679.4(l)(7)(iii)(D). But the AFA
amendments included no such express
restriction on the ability of the owner of
an AFA vessel to select a replacement
vessel.
Third, the regulations restrict which
inshore cooperative a replacement
vessel may join and thus already
provide an incentive for stability in
cooperative membership. For an inshore
cooperative to include the catch history
attached to a replacement catcher vessel
in the cooperative application, the
vessel must meet the requirements in
§ 679.4(l)(6) to be a qualified catcher
vessel for that cooperative. Under
§ 679.4(l)(6), a vessel is only qualified to
be a member of a cooperative if the
vessel meets the landing and permit
requirements for cooperative
membership in the vessel’s last year of
participation or is an AFA replacement
vessel for a catcher vessel that met the
permit and landing requirements. Thus,
if the lost vessel could only have been
a member of a particular inshore
cooperative, the replacement vessel for
the lost vessel initially can only be a
member of that same cooperative, even
if NMFS approves the replacement after
the 5-year period. The replacement
vessel stands in the shoes of the
replaced vessel for cooperative
membership and for other fishing
privileges, even if the replaced vessel is
a vessel that was lost more than five
years before the vessel owner seeks to
make the replacement.
Comment 5: The AFA amendments
wisely allow the owners of AFA catcher
vessels to remove vessels in the Fishery
Exit Provisions. The proposed rule
states that all claims relating to the
catch history of a removed vessel shall
be extinguished. The proposed rule
properly extinguishes the exemption
from AFA sideboards of a removed
vessel. But the proposed rule is too
broad if NMFS extinguishes the
following claims of a removed vessel: A
claim to Rockfish Quota Share; a claim
to future catch shares in a GOA catch
share program; a claim to catch shares
in a Pacific whiting fishery limited
access program.
Response: With respect to any aspect
of the history of an AFA vessel in the
Pacific whiting fishery, the comment
alerted NMFS to the fact that the
proposed rule at § 679.4(l)(7)(iii)(C)
might be read to extinguish the history
of an AFA vessel in that fishery. NMFS
did not intend that. This rule will
become part of 50 CFR part 679. Part
679 applies, and only can apply, to
fisheries of the EEZ off Alaska. The
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Pacific whiting fishery does not occur in
the EEZ off Alaska. This fishery occurs
in the area of the EEZ within the
jurisdiction of the Pacific Council as
described in section 302 of the
Magnuson-Stevens Act, namely
‘‘fisheries of the Pacific Ocean seaward
of [California, Oregon, Washington, and
Idaho]. NMFS therefore changed
§ 679.4(l)(7)(iii)(C) to clarify that it
applies to fishing history earned in the
EEZ off Alaska.
NMFS notes that the provision
requiring extinguishment of claims
based on the catch history of a removed
vessel applies to permits that would
enable the owner of the vessel to receive
permits in any fishery anywhere within
the EEZ, not only in the EEZ off Alaska.
The AFA amendments amended section
210(b) so that it now has section
210(b)(7)(B), which states, in part,
‘‘[A]ny claim (including relating to
catch history) associated with such
vessel [a removed vessel] that could
qualify any owner of such vessel for any
permit to participate in any fishery
within the exclusive economic zone of
the United States shall be
extinguished.’’ It is simply that a rule in
50 CFR part 679 cannot extinguish
claims in fisheries outside of the EEZ off
Alaska.
With respect to claims relating to
fishing history in the EEZ off Alaska, it
is important to remember that the AFA
amendments only require NMFS to
extinguish all claims based on the catch
history of a vessel in an inshore
cooperative when the vessel is removed
from the cooperative. If the owner of an
AFA vessel replaces, rather than
removes, an AFA catcher vessel with an
inshore endorsement, NMFS will issue
the replacement vessel all the fishing
permits and licenses that were held by
the replaced vessel so that the
replacement vessel may operate in the
same manner as the replaced vessel.
Furthermore, the owner of an AFA
vessel may select as a replacement
vessel a vessel that already has an AFA
permit.
If the owner of an AFA vessel chooses
to remove, rather than replace, a catcher
vessel in an inshore cooperative, NMFS
must extinguish any claims to future
permits in future catch share programs
that are associated with the catch
history of the removed vessel. NMFS
bases this conclusion on the clear
language of section 210(b)(7)(B) of the
amended AFA: ‘‘Except as provided in
subparagraph (C), a vessel that is
removed pursuant to this paragraph
shall be permanently ineligible for a
fishery endorsement, and any claim
(including relating to catch history)
associated with such vessel that could
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qualify any owner of such vessel for any
permit to participate in any fishery
within the exclusive economic zone of
the United States shall be extinguished,
unless such removed vessel is thereafter
designated to replace a vessel to be
removed pursuant to this paragraph.’’
The exception in subparagraph (C) is for
four named vessels. This comment does
not refer to any of the four named
vessels.
The extinguishment language in
section 210(b)(7)(B) is strikingly broad:
‘‘any claim’’ associated with such vessel
that could qualify ‘‘any owner’’ of such
vessel for ‘‘any period’’ to participate in
‘‘any fishery’’ within the EEZ ‘‘shall be
extinguished.’’ NMFS does not believe
that the statute gives it authority to
select which catch history of a removed
vessel it should extinguish and which
catch history it should not extinguish. If
NMFS had such authority, the statute
would address this issue and provide
criteria, or at least guidance, as to which
catch history of a removed vessel NMFS
should extinguish and which catch
history it should not.
NMFS does not, however, believe that
the statute requires it to revoke any
permits that it has already issued based
on the catch history of a removed vessel.
The AFA amendments direct NMFS to
extinguish ‘‘any claim (including
relating to catch history) associated with
such vessel that could qualify’’ the
owner of an AFA removed vessel for a
permit. NMFS concludes that this refers
to permits that NMFS might issue in the
future based on a claim made in the
future. If NMFS has already issued a
permit, the owner of the vessel does not
merely have a ‘‘claim’’ to a permit. The
owner has a permit.
NMFS concludes that this reasoning
applies with equal force to catch history
of a removed vessel that NMFS has
already assigned to an LLP license
under the Rockfish Program at § 679.80.
The holder of the LLP license may
transfer that LLP license with any
Rockfish QS assigned to that license
within the restrictions at § 679.81(f).
Thus, NMFS does not view issued
Rockfish QS as a ‘‘claim’’ to QS but as
QS that it has issued; that it has
assigned to a particular LLP license; that
may be used by different vessels if those
vessels are named on the LLP license;
and that may be transferred to another
person when the LLP license is
transferred to another person. However,
upon removal of a catcher vessel, NMFS
will extinguish all claims to new fishing
permits and new fishing privileges that
could be based on the catch history of
the removed vessel.
NMFS notes that 16 AFA catcher
vessels have an exemption from GOA
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sideboards. The owners of these AFA
catcher vessels will have to carefully
consider replacing, rather than
removing, their vessels. If the owner of
an AFA catcher vessel replaces an AFA
catcher vessel with an exemption from
AFA sideboards in the GOA, NMFS will
issue the replacement catcher vessel an
AFA permit with an exemption from
AFA sideboards in the GOA. If the
owner of an AFA catcher vessel removes
a vessel with an exemption from GOA
sideboards, NMFS will extinguish the
sideboard exemption.
Comment 6: AFA replacement vessels
will likely have more capacity than the
vessels they replace. AFA rebuilt vessels
will likely have more capacity than the
vessel before rebuilding. This may mean
that AFA replacement and rebuilt
vessels will catch more fish. For
example, AFA replacement and rebuilt
vessels may catch more yellowfin sole
in the BSAI. NMFS should be vigilant
that AFA vessels do not adversely
impact other fisheries.
Response: AFA vessels—whether
original, rebuilt, or replacement—are
strictly limited in their activities in
fisheries other than the Bering Sea
pollock fishery. The Analysis of this
action at § 1.9 describes the restrictions
on AFA vessels in current regulations in
both the BSAI and the GOA. NMFS will
continue to enforce those restrictions.
NMFS does not believe that this rule
will make it more difficult to manage
the yellowfin sole fishery or other
fisheries in which AFA vessels
participate.
With respect to yellowfin sole in the
BSAI, the listed AFA catcher/processors
and the AFA catcher vessels are limited
to the amount of yellowfin sole these
vessels harvested in the 1995–1997
period, as a percentage of the total
allowable catch (TAC) for each year,
subject to one exception
(§ 679.64(a)(1)(iii), § 679.64(b)(3)(iii)).
The exception was part of the
Amendment 80 Program: NMFS
removes AFA sideboard limits for
yellowfin sole in the BSAI in years
when the initial TAC level for that
species assigned to the Amendment 80
sector and the BSAI trawl limited access
sector is fairly high, namely 125,000
metric tons or greater. Final Rule, 72 FR
52668, 52726 (Sept. 14, 2007). By
regulation, AFA vessels are not
restricted to their historical catch of
yellowfin sole in years when the
aggregate initial TAC for yellowfin sole
in the BSAI assigned to the Amendment
80 sector and the BSAI trawl limited
access sector is 125,000 metric tons or
greater (§ 679.64(a)(1)(v); § 679.64(b)(6)).
If the Council determines that stricter
AFA sideboard limits on yellowfin sole
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or any other species are necessary, it
would have to pursue that rulemaking.
That would be a separate action.
Comment 7: If the Council proposes a
GOA trawl catch share program in the
future, the program should eliminate the
maximum length overall restriction on
the LLP licenses assigned to the vessels
that receive fishing privileges under the
new program.
Response: This is not a comment on
the proposed rule. If the Council and
NMFS develop a GOA trawl catch share
program, the commenter should
participate in the Council process and
submit comments as part of the
Secretarial rulemaking process.
Comment 8: AFA catcher/processors
should not be able to participate in
Amendment 80 fisheries.
Response: The Amendment 80
Program is a limited access program that
authorizes vessels to harvest a specific
number of units of certain groundfish
species, but not pollock, in the BSAI.
The permit regulations for Amendment
80 permits are primarily at 50 CFR
679.4(o).
Only one AFA catcher/processor, the
Ocean Peace, may participate in an
Amendment 80 sector fishery. The
Ocean Peace is the only AFA catcher/
processor that also has an Amendment
80 permit. In the future, the only AFA
vessel that could participate in an
Amendment 80 sector fishery would be
the Ocean Peace or a replacement vessel
for the Ocean Peace.
Comment 9: The IRFA summary in
the proposed rule incorrectly states that
all AFA catcher/processors are affiliated
through membership in the Pollock
Conservation Cooperative. This is
inaccurate. The Ocean Peace is an AFA
catcher/processor and is not a member
of the Pollock Conservation
Cooperative.
Response: The commenter is correct.
The statement in the IRFA summary
was in error. The Ocean Peace is an
AFA catcher/processor and is not a
member of the Pollock Conservation
Cooperative. NMFS corrected the
statement in the FRFA, which is
contained in this rule.
Comment 10: The Ocean Peace is
currently 219 feet. The Ocean Peace is
named on an LLP license with area
endorsements for the Bering Sea, the
Aleutian Islands, and the Western Gulf.
The vessel’s LLP license has a current
MLOA restriction of 219 feet. If the
owner of the Ocean Peace rebuilds the
Ocean Peace so that it is longer than 219
feet, or replaces the Ocean Peace with
a vessel that is longer than 219 feet,
does this rule affect the current
regulation that NMFS assigns an MLOA
of 295 feet to an LLP license on which
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54595
an Amendment 80 replacement vessel is
the named vessel? The Ocean Peace is
the only vessel that is named on both an
AFA permit and an Amendment 80
Quota Share permit.
Response: If the owner of the Ocean
Peace rebuilds the Ocean Peace or
acquires a replacement vessel for the
Ocean Peace, NMFS will amend the
LLP groundfish license that names the
Ocean Peace and will assign an MLOA
on that LLP license of 295 feet. The
rebuilt Ocean Peace or the replacement
vessel for the Ocean Peace would then
be subject to an MLOA of 295 feet when
it participates in any fishery in the
GOA. NMFS would take these actions
based on the current regulations for
replacing an Amendment 80 vessel. See
50 CFR 679.4(o)(4); 50 CFR
679.4(k)(3)(i)(C); and 50 CFR 679.2
(definition of Maximum LOA, paragraph
(2)(iv)).
The above regulations implemented
Amendment 97 to the BSAI FMP. The
subject of Amendment 97 was the
replacement of Amendment 80 vessels
(Final Rule, 77 FR 59852 (October 1,
2012)). Under Amendment 97, an
Amendment 80 rebuilt vessel is treated
as an Amendment 80 replacement
vessel. All Amendment 80 replacement
vessels must be classed and load lined
or, if the vessel cannot be classed and
load lined, the vessel must be enrolled
in the Alternative Compliance and
Safety Agreement Program of the U.S.
Coast Guard. 77 FR at 59867 (NMFS
Response to Comment 11).
The Ocean Peace also has an AFA
permit to participate in the directed
pollock fishery as a catcher/processor.
Therefore, the Ocean Peace is subject to
the AFA, as amended by the Coast
Guard Act, Amendment 106, and this
final rule. Under this rule, the owner of
the Ocean Peace may rebuild or replace
the Ocean Peace to improve safety or
efficiency without limitation on the
length of the rebuilt or replaced vessel,
notwithstanding the MLOA restriction
on the LLP license on which the Ocean
Peace is named. Accordingly, under this
rule at § 679.2 and § 679.4(k)(3)(i)(E), if
the Ocean Peace is rebuilt or replaced,
the rebuilt Ocean Peace or its
replacement vessel will be exempt from
the MLOA on the LLP license that
names the Ocean Peace or its
replacement vessel when the Ocean
Peace or its replacement vessel is
participating in the BSAI pursuant to
that LLP license.
NMFS notes two ways that this rule
could affect the ability of the Ocean
Peace to participate in the GOA. First,
under provisions added at
§ 679.4(l)(7)(iv), if the Ocean Peace
becomes a replaced or removed AFA
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vessel, it would be permanently
ineligible to participate in any fishery in
the EEZ off Alaska unless it reenters the
fishery as an AFA replacement vessel.
Second, under provisions added at
§ 679.4(l)(7)(ii)(B), if the Ocean Peace
becomes a replacement vessel for any
AFA catcher/processor or AFA catcher
vessel, the Ocean Peace would operate
subject to the restrictions and
limitations of the vessel it replaced.
Classification
The Administrator, Alaska Region,
NMFS, determined that this final rule is
consistent with the BSAI FMP,
including Amendment 106, the
Magnuson-Stevens Act, the AFA, and
other applicable laws.
Small Entity Compliance Guide
Section 212 of the Small Business
Regulatory Enforcement Fairness Act of
1996 states that, for each rule or group
of related rules for which an agency is
required to prepare a final regulatory
flexibility analysis, the agency shall
publish one or more guides to assist
small entities in complying with the
rule, and shall designate such
publications as ‘‘small entity
compliance guides.’’ The agency shall
explain the actions a small entity is
required to take to comply with a rule
or group of rules. The preamble to the
proposed rule and the preamble to this
final rule serve as the small entity
compliance guide. This rule does not
require any additional compliance from
small entities that is not described in
the preamble to the proposed rule.
Copies of this final rule are available
from NMFS at the following Web site:
https://alaskafisheries.noaa.gov
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Executive Order 12866
The final rule has been determined to
be not significant for purposes of
Executive Order 12866.
Regulatory Impact Review
The Council and NMFS conducted a
Regulatory Impact Review (RIR)
pursuant to Executive Order 12866. The
RIR assessed the costs and benefits of
Alternative 1, Alternative 2, and four
options under Alternative 2. Alternative
1 was no change in the regulations in 50
CFR part 679. Alternative 2 was
changing the regulations to conform to
NMFS’ interpretation of the AFA as
amended by the Coast Guard Act. The
four options under Alternative 2 would
have imposed additional restrictions on
AFA vessels when these vessels
participate in the GOA, over and above
restrictions in the AFA and current
regulations. The Council and NMFS
concluded that Alternative 2 is likely to
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result in net benefits to the nation.
NMFS published the RIR in a combined
document with the Initial Regulatory
Flexibility Analysis (IRFA). This rule
refers to the RIR/IRFA as the Analysis.
A copy of the Analysis is available from
NMFS (see ADDRESSES).
Final Regulatory Flexibility Analysis
(FRFA)
The Regulatory Flexibility Act (RFA)
contains the requirements for the FRFA
in section 604(a)(1) through (6) of the
RFA. The FRFA must contain:
1. A succinct statement of the need
for, and objectives of, the rule;
2. A summary of the significant issues
raised by the public comments in
response to the initial regulatory
flexibility analysis, a summary of the
assessment of the agency of such issues,
and a statement of any changes made in
the proposed rule as a result of such
comments;
3. The response of the agency to any
comments on the proposed rule by the
Chief Counsel for Advocacy of the Small
Business Administration;
4. A description and an estimate of
the number of small entities to which
the rule will apply, or an explanation of
why no such estimate is available;
5. A description of the projected
reporting, recordkeeping, and other
compliance requirements of the rule,
including an estimate of the classes of
small entities which will be subject to
the requirement and the type of
professional skills necessary for
preparation of the report or record; and
6. A description of the steps the
agency has taken to minimize the
significant economic impact on small
entities consistent with the stated
objectives of applicable statutes,
including a statement of the factual,
policy, and legal reasons for selecting
the alternative adopted in the final rule
and why each one of the other
significant alternatives to the rule
considered by the agency which affect
the impact on small entities was
rejected.
NMFS prepared an IRFA that
addressed the requirements described in
section 603(b)(1) through (5) of the RFA.
This FRFA incorporates the IRFA and
the summary of the IRFA in the
proposed rule (79 FR 34696, June 18,
2014). As noted, NMFS published the
IRFA in a combined document with the
RIR. The RIR/IRFA or Analysis is
available on the NMFS Alaska Region
Web site: https://
alaskafisheries.noaa.gov.
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A Succinct Statement of the Need for,
and Objectives of, the Rule
This rule is needed to conform
current regulations to the AFA
amendments in the Coast Guard Act.
The rule is also needed to allow the
owners of AFA vessels to rebuild and
replace their vessels to improve safety
and efficiency, even if an AFA vessel
has not sunk or been damaged beyond
repair. The rule is also needed to allow
the owners of AFA catcher vessels in
inshore cooperatives to remove those
vessels from the cooperative, when the
owner is willing to withdraw the
catcher vessel from all activity that
requires a Federal fishery endorsement
except to possibly use the removed
vessel as an AFA replacement vessel in
the future. The need for, and objectives
of, this rule are further explained in the
preamble to the proposed rule in the
sections, ‘‘The Need for Action’’ and
‘‘Proposed Action.’’ (79 FR 34696, June
18, 2014).
Summary of Significant Issues Raised
During Public Comment
The proposed rule was published on
June 18, 2014 (79 FR 34696). The 45-day
comment period on the proposed rule
ended August 4, 2014. NMFS received
one comment on the IRFA, namely that
the IRFA summary in the proposed rule
incorrectly stated that all AFA catcher/
processors were members of the Pollock
Conservation Cooperative. NMFS agreed
this was incorrect because the Ocean
Peace is an AFA catcher/processor and
is not a member of the Pollock
Conservation Cooperative. NMFS
corrected this statement in the FRFA.
NMFS describes this comment and its
response in Comment 9. NMFS did not
receive any other comment on the IRFA.
NMFS did not receive any comments on
the impacts of this action on small
entities.
The Response to Comments From Small
Business Administration
NMFS did not receive any comments
on the proposed rule from the Chief
Counsel for Advocacy of the Small
Business Administration (SBA).
Number and Description of Small
Entities Regulated by the Final Rule
NMFS concludes that this rule does
not directly regulate any small entities.
The SBA establishes size criteria for
small entities in all major industry
sectors in the United States, including
fish harvesting and fish processing
businesses. On June 12, 2014, the SBA
issued a final rule, effective July 14,
2014, that adjusted the annual receipts
standard for small businesses based on
inflation (79 FR 33647). The SBA rule
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increased the annual receipts standard
for entities in Finfish Fishing from $19.0
million to $20.5 million. AFA vessels
receive their revenues predominately
from finfish fishing. Therefore, the IRFA
and the FRFA apply the finfish
standard.
This action directly regulates the
owners of vessels that are designated on
AFA permits; these vessels are catcher
vessels, catcher/processor vessels, and
motherships. In 2013, 105 catcher
vessels, 21 catcher/processors, and 3
motherships were designated on AFA
permits (Analysis, Section 2.4). In
assessing whether an entity is small, the
RFA requires NMFS to consider
affiliations between entities. All AFA
catcher vessels are members of one of
eight cooperatives delivering pollock to
catcher/processors, to inshore
processing plants, or to motherships
(Analysis, Section 2.4).
NMFS concludes that none of the
AFA vessels or AFA cooperatives are
small entities. With respect to the seven
AFA catcher vessels that are authorized
to deliver to catcher/processors, these
seven catcher vessels have formed the
High Seas Catchers’ Cooperative
(HSCC). The HSCC leases the pollock
allocation of its members to the Pollock
Conservation Cooperative, a cooperative
that comprises the nineteen listed AFA
catcher/processors (Analysis, Section
1.9.2). The members of the Pollock
Conservative Cooperative had estimated
2012 gross revenues from pollock alone
in excess of $500 million (Analysis,
Section 2.4). Thus, applying the revised,
inflation-adjusted, standard of $20.5
million, all AFA entities in the catcher/
processor sector—catcher vessels,
catcher/processors, and the cooperatives
of these vessels—are still large entities.
With respect to AFA catcher vessels
that deliver to inshore processing plants
and to motherships, all of these AFA
catcher vessels are members of one of
seven cooperatives. The IRFA stated:
‘‘The seven cooperatives delivering to
processing plants or motherships had
gross revenues from pollock alone in
excess of $19 million, and/or were
affiliated with processing operations
that themselves met the large entity
threshold of 500 employees for entities
of that type, and/or were affiliated with
processors who did’’ (Analysis, Section
2.4). The gross revenues from pollock
for each of these cooperatives also
exceeds $20.5 million dollars, and the
affiliation relationships considered in
the IRFA continue to exist. Therefore,
all AFA catcher vessels that deliver to
inshore plants or motherships, and the
cooperatives of those vessels, are large
entities.
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With respect to AFA motherships, the
IRFA states: ‘‘Three motherships accept
deliveries of pollock from catcher
vessels. While these vessels are
authorized to join the cooperative of
catcher vessels making such deliveries,
they have not recently chosen to do so.
However, each of these motherships is
believed to be a large entity, based on
corporate affiliations with other large
processing firms.’’ (Analysis, Section
2.4). NMFS reaffirms this conclusion in
this FRFA.
Thus, NMFS concludes that all of the
entities directly regulated by this action
are ‘‘large’’ entities for the purpose of
the RFA.
Recordkeeping and Reporting
Requirements
Since this action does not directly
regulate any small entities, this action
does not impose recordkeeping or
reporting requirements on any small
entities. This action imposes one
additional reporting requirement on the
owner of an AFA rebuilt vessel. If the
owner of an AFA vessel rebuilds an
AFA vessel, the owner shall submit the
documentation for the rebuilt vessel to
NMFS within 30 days of the issuance of
the documentation. Apart from this
requirement, the owners of AFA rebuilt
vessels would be subject to the same
recordkeeping and reporting
requirements after rebuilding as before
rebuilding.
Under this action, the owners of AFA
replacement vessels are subject to the
same recordkeeping and reporting
requirements that applied to the
replaced, or former, AFA vessel. Under
this action, if a vessel is removed, the
owners of the AFA vessels that are
assigned the catch history of the
removed vessel are subject to the same
recordkeeping and reporting
requirements after they are assigned the
catch history of the removed vessel as
before they were assigned the catch
history of the removed vessel.
To implement this rule, NMFS has
created an application form for the
owner of an AFA vessel who wishes to
take any of the actions allowed by this
rule. The application form allows the
owner of an AFA vessel to notify NMFS
of rebuilding, to request to replace an
AFA vessel, or to request removal of an
AFA catcher vessel from an inshore
cooperative.
Description of Significant Alternatives
to the Final Action That Minimize
Adverse Impacts on Small Entities
Section 604 of the RFA requires that
NMFS describe any significant
alternatives to the proposed action that
would accomplish the stated objectives
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54597
of applicable statutes and would
minimize any significant adverse
economic impacts on directly regulated
small entities. Since this action does not
directly regulate any small entities, this
action has no adverse impacts on small
entities and, therefore, there are no
alternatives to this action that would
minimize adverse impacts on small
entities.
Collection-of-Information Requirements
This rule contains a collection-ofinformation requirement subject to the
Paperwork Reduction Act (PRA) and
which has been approved by the Office
of Management and Budget (OMB)
under OMB Control Number 0648–0393.
Public reporting burden for the
American Fisheries Act (AFA) Permit:
Rebuilt, Replacement, or Removed
Vessel Application is estimated to
average 2 hours per response, including
the time for reviewing instructions,
searching existing data sources,
gathering and maintaining the data
needed, and completing and reviewing
the collection-of-information. Send
comments regarding this burden
estimate, or any other aspect of this data
collection, including suggestions for
reducing the burden, to NMFS (see
ADDRESSEES) and by email to OIRA_
Submission@omb.eop.gov, or fax to
(202) 395–5806.
Notwithstanding any other provision
of the law, no person is required to
respond to, nor shall any person be
subject to a penalty for failure to comply
with, a collection of information subject
to the requirements of the PRA, unless
that collection of information displays a
currently valid OMB control number.
All currently approved NOAA
collections of information may be
viewed at: https://www.cio.noaa.gov/
services_programs/prasubs.html.
List of Subjects
15 CFR Part 902
Reporting and recordkeeping
requirements.
50 CFR Part 679
Alaska, Fisheries, Reporting and
recordkeeping requirements.
Dated: September 8, 2014.
Samuel D. Rauch III,
Deputy Assistant Administrator for
Regulatory Programs, National Marine
Fisheries Service.
For the reasons set out in the
preamble, NMFS amends 15 CFR part
902 and 50 CFR part 679 as follows:
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Federal Register / Vol. 79, No. 177 / Friday, September 12, 2014 / Rules and Regulations
Title 15—Commerce and Foreign Trade
PART 902—NOAA INFORMATION
COLLECTION REQUIREMENTS UNDER
THE PAPERWORK REDUCTION ACT:
OMB CONTROL NUMBERS
1. The authority citation for part 902
continues to read as follows:
■
Authority: 44 U.S.C. 3501 et seq.
2. In § 902.1, in the table in paragraph
(b), under the entry ‘‘50 CFR’’:
■
a. Remove entries for ‘‘679.4(b), (f),
(h), and (i)’’; ‘‘679.4(d) and (e)’’;
‘‘679.4(g)’’; ‘‘679.4(k)’’; ‘‘679.4(l)(1)
through (l)(7)’’; ‘‘679.4(m)(2)’’;
‘‘679.4(m)(4)’’; ‘‘679.4(n)’’; ‘‘679.4(o)’’;
‘‘679.7(a)(1)’’; ‘‘679.7(a)(3)’’;
‘‘679.7(a)(7)(vii) through (ix),
679.7(n)(1)(iv)’’; ‘‘679.7(a)(12),
679.7(k)(8)(i)’’; ‘‘679.7(a)(15)’’;
‘‘679.7(a)(18), 679.7(n)(3)’’;
‘‘679.7(a)(20)’’; ‘‘679.7(a)(21) and (22)’’;
‘‘679.7(b)(2)’’; ‘‘679.7(d)’’; ‘‘679.7(f)’’;
■
CFR part or section where the information
collection requirement is located
*
*
‘‘679.7(f)(8)(ii)’’; ‘‘679.7(g)’’; ‘‘679.7(i)’’;
‘‘679.7(k)’’; ‘‘679.7(l)’’; ‘‘679.7(n)’’;
‘‘679.7(n)(4)(ii)’’; and ‘‘679.7(o)’’.
■ b. Add entries in alphanumeric order
for ‘‘679.4’’ and ‘‘679.7’’.
The additions read as follows:
§ 902.1 OMB control numbers assigned
pursuant to the Paperwork Reduction Act.
*
*
*
(b) * * *
*
*
Current OMB control number (all numbers begin with 0648–)
*
*
*
*
*
50 CFR:
*
*
*
*
*
*
*
679.4 ......................................................................................................... –0206, –0272, –0334, –0393, –0513, –0545, –0565, and –0665.
*
*
*
*
*
*
*
679.7 ......................................................................................................... –0206, –0269, –0272, –0316, –0318, –0330, –0334, –0393, –0445,
–0513, –0514, –0545, –0565.
*
*
*
Title 50—Wildlife and Fisheries
PART 679—FISHERIES OF THE
EXCLUSIVE ECONOMIC ZONE OFF
ALASKA
3. The authority citation for part 679
is revised to read as follows:
■
Authority: 16 U.S.C. 773 et seq.; 1801 et
seq.; 3631 et seq.; Pub. L. 108–447; Pub. L.
111–281.
4. In § 679.2,
a. Revise the definition of ‘‘AFA
mothership’’;
■ b. Add definitions for ‘‘AFA rebuilt
vessel,’’ ‘‘AFA replacement vessel,’’ and
‘‘AFA vessel’’ in alphabetical order; and
■ c. Add paragraph (2)(vi) to the
definition of ‘‘Maximum LOA (MLOA)’’.
The revision and additions read as
follows:
■
■
§ 679.2
Definitions.
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*
*
*
*
*
AFA mothership means a mothership
permitted to process BS pollock under
§ 679.4(l)(4).
*
*
*
*
*
AFA rebuilt vessel means an AFA
vessel that was rebuilt after October 15,
2010.
AFA replacement vessel means a
vessel that NMFS designated on an AFA
permit pursuant to § 679.4(l)(7) after
October 15, 2010.
AFA vessel means a vessel that is
designated on an AFA catcher vessel
permit, an AFA catcher/processor
permit, or an AFA mothership permit,
and is thereby authorized to participate
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*
*
in the Bering Sea directed pollock
fishery.
*
*
*
*
*
Maximum LOA (MLOA) means:
(2) * * *
(vi) An AFA vessel is exempt from the
MLOA on an LLP license with a Bering
Sea area endorsement or an Aleutian
Islands area endorsement when the
vessel is used in the BSAI to harvest or
process license limitation groundfish
and the LLP license specifies an
exemption from the MLOA restriction
for the AFA vessel.
*
*
*
*
*
■ 5. In § 679.4,
■ a. Remove paragraphs (a)(1)(iii)(F),
(l)(4) introductory text, and (l)(8)(iv);
■ b. Redesignate paragraphs (l)(2)(iii) as
(l)(2)(iv) and (l)(8)(v) as (l)(8)(iv) ;
■ c. Revise paragraphs (k)(1)(i),
(k)(3)(i)(A), (l)(1)(ii)(B), (l)(3)(i)(A)(2),
(l)(3)(i)(B)(2), (l)(3)(i)(C)(2)(ii), (l)(4)(i),
(l)(6)(ii)(C)(3), (l)(6)(ii)(D) introductory
text, (l)(7), (l)(8)(i), (l)(8)(ii), (l)(8)(iii),
and (o)(4)(i)(D); and
■ d. Add paragraphs (k)(3)(i)(E),
(l)(2)(iii), (l)(3)(i)(A)(3), (l)(3)(i)(B)(3),
(l)(3)(i)(C)(3), (l)(3)(ii)(E)(3),
(1)(6)(ii)(D)(3), and (l)(6)(ii)(D)(4).
The revisions and additions read as
follows:
§ 679.4
Permits.
*
*
*
*
*
(k) * * *
(1) * * *
(i) In addition to the permit and
licensing requirements of this part, and
except as provided in paragraph (k)(2) of
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*
*
this section, each vessel within the GOA
or the BSAI must have an LLP
groundfish license on board at all times
it is engaged in fishing activities defined
in § 679.2 as directed fishing for license
limitation groundfish. This groundfish
license, issued by NMFS to a qualified
person, authorizes a license holder to
deploy a vessel to conduct directed
fishing for license limitation groundfish
only in accordance with the specific
area and species endorsements, the
vessel and gear designations, the MLOA
specified on the license, and any
exemption from the MLOA specified on
the license.
*
*
*
*
*
(3) * * *
(i) * * *
(A) General. A license may be used
only on a vessel designated on the
license, a vessel that complies with the
vessel designation and gear designation
specified on the license, and a vessel
that has an LOA less than or equal to the
MLOA specified on the license, unless
the license specifies that the vessel is
exempt from the MLOA on the license.
*
*
*
*
*
(E) Exemption from MLOA on an LLP
license with a Bering Sea area
endorsement or an Aleutian Islands
area endorsement for AFA rebuilt or
AFA replacement vessels. An AFA
rebuilt vessel or an AFA replacement
vessel may exceed the MLOA on an LLP
groundfish license with a Bering Sea
area endorsement or an Aleutian Islands
area endorsement when the vessel is
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conducting directed fishing for
groundfish in the BSAI pursuant to that
LLP groundfish license and when the
exemption is specified on the LLP
license.
*
*
*
*
*
(l) * * *
(1) * * *
(ii) * * *
(B) Duration of final AFA permits. (1)
Except as provided in paragraphs
(l)(1)(ii)(B)(2), (l)(1)(ii)(B)(3),
(l)(5)(v)(B)(3), and (l)(6)(iii) of this
section, AFA vessel and processor
permits issued under this paragraph (l)
are valid indefinitely unless the permit
is suspended or revoked.
(2) An AFA vessel permit is revoked
when the vessel designated on the
permit is replaced or removed under
paragraph (l)(7) of this section.
(3) In the event of a total loss or
constructive loss of an AFA vessel,
(i) The AFA vessel permit that
designates the lost AFA vessel will be
valid from the date of the vessel loss up
to 5 years from December 31 of the year
in which the vessel was lost and will be
suspended after that date, unless the
AFA vessel permit for the lost vessel
was revoked before that date because
the lost vessel was replaced or removed
under paragraph (l)(7) of this section.
For example, if a vessel sinks on
February 15, 2016, the AFA permit on
the vessel will be valid until December
31, 2021, unless the owner of the vessel
replaces or removes the vessel before
December 31, 2021; after December 31,
2021, the AFA permit on the lost vessel
will be suspended until the AFA vessel
owner replaces or removes the lost
vessel;
(ii) The owner of the lost AFA vessel
must notify NMFS in writing of the
vessel loss within 120 days of the date
of the total loss or constructive loss of
the vessel;
(iii) For purposes of paragraph
(l)(1)(ii)(B)(3) of this section, an AFA
lost vessel is a vessel that has been
subject to a total loss or a constructive
loss; a total loss means that the vessel
is physically lost such as from sinking
or a fire; a constructive loss means that
the vessel suffered damage so that the
cost of repairing the vessel exceeded the
value of the vessel; the date of the total
loss of a vessel is the date on which the
physical loss occurred; the date of the
constructive loss of a vessel is the date
on which the damage to the vessel
occurred.
*
*
*
*
*
(2) * * *
(iii) AFA replacement vessels. (A)
NMFS will issue a listed AFA catcher/
processor permit to the owner of a
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catcher/processor that is a replacement
vessel for a vessel that was designated
on a listed AFA catcher/processor
permit.
(B) NMFS will issue an unlisted AFA
catcher/processor permit to the owner of
a catcher/processor that is a
replacement vessel for a vessel that was
designated on an unlisted AFA catcher/
processor permit.
*
*
*
*
*
(3) * * *
(i) * * *
(A) * * *
(2) Is not listed in paragraph
(l)(3)(i)(A)(1) of this section and is
determined by the Regional
Administrator to have delivered at least
250 mt and at least 75 percent of the
pollock it harvested in the directed
BSAI pollock fishery in 1997 to catcher/
processors for processing by the offshore
component; or
(3) Is an AFA replacement vessel for
a vessel that was designated on an AFA
catcher vessel permit with a catcher/
processor endorsement.
(B) * * *
(2) Is not listed in paragraph
(l)(3)(i)(B)(1) of this section and is
determined by the Regional
Administrator to have delivered at least
250 mt of pollock for processing by
motherships in the offshore component
of the BSAI directed pollock fishery in
any one of the years 1996 or 1997, or
between January 1, 1998, and September
1, 1998, and is not eligible for an
endorsement to deliver pollock to
catcher/processors under paragraph
(l)(3)(i)(A) of this section; or
(3) Is an AFA replacement vessel for
a vessel that was designated on an AFA
catcher vessel permit with a mothership
endorsement.
(C) * * *
(2) * * *
(ii) Is less than 60 ft (18.1 meters) LOA
and is determined by the Regional
Administrator to have delivered at least
40 mt of pollock harvested in the
directed BSAI pollock fishery for
processing by the inshore component in
any one of the years 1996 or 1997, or
between January 1, 1998, and September
1, 1998; or
(3) Is an AFA replacement vessel for
a vessel that was designated on an AFA
catcher vessel permit with an inshore
endorsement.
(E) * * *
(3) AFA replacement vessel for a
catcher vessel that qualified for an
exemption. A catcher vessel that is a
replacement vessel for a vessel that was
designated on an AFA catcher vessel
permit with an exemption from a
groundfish sideboard directed fishing
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54599
closure will receive an AFA catcher
vessel permit with the same exemption
as the replaced vessel.
(4) * * *
(i) NMFS will issue to an owner of a
mothership an AFA mothership permit
if the mothership:
(A) Is one of the following (as listed
in paragraphs 208(d)(1) through (3) of
the AFA):
EXCELLENCE (USCG documentation
number 967502);
GOLDEN ALASKA (USCG
documentation number 651041); and
OCEAN PHOENIX (USCG
documentation number 296779); or
(B) Is an AFA replacement vessel for
a vessel that was designated on an AFA
mothership permit.
*
*
*
*
*
(6) * * *
(ii) * * *
(C) * * *
(3) Each catcher vessel in the
cooperative is a qualified catcher vessel
and is otherwise eligible to fish for
groundfish in the BSAI, except that a
lost vessel that retains an AFA permit
pursuant to paragraph (l)(1)(ii)(B)(3) of
this section need not be designated on
a Federal Fisheries Permit or an LLP
license; has an AFA catcher vessel
permit with an inshore endorsement;
and has no permit sanctions or other
type of sanctions against it that would
prevent it from fishing for groundfish in
the BSAI.
(D) Qualified catcher vessels. For the
purpose of paragraph (l)(6)(ii)(C)(3) of
this section, a catcher vessel is a
qualified catcher vessel if the catcher
vessel meets the permit and landing
requirements in paragraphs
(l)(6)(ii)(D)(1) and (l)(6)(ii)(D)(2) of this
section; the catcher vessel is an AFA
replacement catcher vessel that meets
the requirements in paragraph
(l)(6)(ii)(D)(3) of this section; or the
catcher vessel is an AFA lost catcher
vessel that meets the requirements in
paragraph (l)(6)(ii)(D)(4) of this section.
*
*
*
*
*
(3) AFA replacement catcher vessels.
The vessel is an AFA replacement
vessel for a catcher vessel that met the
permit and landing requirements in
paragraphs (l)(6)(ii)(D)(1) and
(l)(6)(ii)(D)(2) of this section;
(4) AFA lost catcher vessels. In the
event of a total loss or constructive loss
of an AFA catcher vessel with an
inshore endorsement, the owner of the
lost vessel has an AFA catcher vessel
permit with an inshore endorsement for
the lost vessel that is valid pursuant to
paragraph (l)(1)(ii)(B)(3) of this section,
and the inshore cooperative shows:
(i) The vessel was lost during a year
when the vessel was designated on an
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AFA inshore cooperative fishing permit
issued to the cooperative submitting the
application; or
(ii) The vessel was lost during a year
when the vessel was not designated on
any AFA inshore cooperative fishing
permit and when the vessel delivered
more pollock to the AFA inshore
processor designated by the inshore
cooperative under paragraph (l)(6)(ii)(B)
of this section than to any other
processor; or
(iii) The vessel was lost during a year
when the vessel was not designated on
any AFA inshore cooperative fishing
permit and when the vessel had made
no deliveries of pollock and the owner
of the lost vessel has assigned the catch
history of the lost vessel to the inshore
cooperative that submits the
application.
*
*
*
*
*
(7) AFA rebuilt vessels, AFA
replacement vessels, and removal of
inshore AFA catcher vessels—(i) AFA
rebuilt vessels. (A) To improve vessel
safety or to improve operational
efficiency, including fuel efficiency, the
owner of an AFA vessel may rebuild the
vessel. If the owner of an AFA vessel
rebuilds the vessel, the owner must
notify NMFS within 30 days of the
issuance of the vessel documentation for
the AFA rebuilt vessel and must provide
NMFS with a copy of the vessel
documentation for the rebuilt vessel. If
the owner of the AFA rebuilt vessel
provides NMFS with information
demonstrating that the AFA rebuilt
vessel is documented with a fishery
endorsement issued under 46 U.S.C.
12113, NMFS will acknowledge receipt
of the notification and inform the owner
that the AFA permit issued to the vessel
before rebuilding is valid and can be
used on the AFA rebuilt vessel.
(B) Except as provided in paragraph
(l)(7)(i)(C) and paragraph (l)(7)(i)(D) of
this section, the owner of an AFA
rebuilt vessel will be subject to the same
requirements that applied to the vessel
before rebuilding and will be eligible to
use the AFA rebuilt vessel in the same
manner as the vessel before rebuilding.
(C) An AFA rebuilt vessel is exempt
from the maximum length overall
(MLOA) restriction on an LLP
groundfish license with a Bering Sea
area endorsement or an Aleutian Islands
area endorsement when the AFA rebuilt
vessel is conducting directed fishing for
groundfish in the BSAI pursuant to that
LLP groundfish license and the LLP
groundfish license specifies the
exemption.
(D) If an AFA rebuilt catcher vessel is
equal to or greater than 125 ft (38.1 m)
LOA, the AFA rebuilt catcher vessel
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will be subject to the catcher vessel
exclusive fishing seasons for pollock in
50 CFR 679.23(i) and will not be exempt
from 50 CFR 679.23(i) even if the vessel
before rebuilding was less than 125 ft
(38.1 m) LOA and was exempt from 50
CFR 679.23(i).
(ii) AFA replacement vessels. (A) To
improve vessel safety or to improve
operational efficiency, including fuel
efficiency, the owner of an AFA vessel
may replace the AFA vessel with a
vessel that is documented with a fishery
endorsement issued under 46 U.S.C.
12113.
(B) Upon approval of an application
to replace an AFA vessel pursuant to
paragraph (l)(7) of this section and
except as provided in paragraph
(l)(7)(ii)(C), paragraph (l)(7)(ii)(D), and
paragraph (l)(7)(E) of this section, the
owner of an AFA replacement vessel
will be subject to the same requirements
that applied to the replaced vessel and
will be eligible to use the AFA
replacement vessel in the same manner
as the replaced vessel. If the AFA
replacement vessel is not already
designated on an AFA permit, the
Regional Administrator will issue an
AFA permit to the owner of the AFA
replacement vessel. The AFA permit
that designated the replaced, or former,
AFA vessel will be revoked.
(C) An AFA replacement vessel is
exempt from the maximum length
overall (MLOA) restriction on an LLP
groundfish license with a Bering Sea
area endorsement or an Aleutian Islands
area endorsement when the AFA
replacement vessel is conducting
directed fishing for groundfish in the
BSAI pursuant to that LLP groundfish
license and the LLP groundfish license
specifies an exemption from the MLOA
restriction for the AFA replacement
vessel.
(D) If an AFA replacement catcher
vessel is equal to or greater than 125 ft
(38.1 m) LOA, the AFA replacement
catcher vessel will be subject to the
catcher vessel exclusive fishing seasons
for pollock in 50 CFR 679.23(i) and will
not be exempt from 50 CFR 679.23(i),
even if the replaced vessel was less than
125 ft (38.1 m) LOA and was exempt
from 50 CFR 679.23(i).
(E) An AFA replacement catcher
vessel for an AFA catcher vessel will
have the same sideboard exemptions, if
any, as the replaced AFA catcher vessel,
except that if the AFA replacement
vessel was already designated on an
AFA permit as exempt from sideboard
limits, the AFA replacement vessel will
maintain its exemption even if the
replaced vessel was not exempt from
sideboard limits.
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(iii) Removal of AFA catcher vessel
from the directed pollock fishery. (A)
The owner of a catcher vessel that is
designated on an AFA catcher vessel
permit with an inshore endorsement
may remove the catcher vessel from the
directed pollock fishery, subject to the
requirements in paragraphs (B), (C), and
(D) of this paragraph (l)(7)(iii).
(B) The owner of the removed catcher
vessel must direct NMFS to assign the
non-CDQ inshore pollock catch history
in the BSAI of the removed vessel to one
or more catcher vessels in the inshore
fishery cooperative to which the
removed vessel belonged at the time of
the application for removal.
(C) Except for the assignment of the
pollock catch history of the removed
catcher vessel in paragraph (l)(7)(iii)(B)
of this section, all claims relating to the
catch history of the removed catcher
vessel in the Exclusive Economic Zone
off Alaska, including any claims to an
exemption from AFA sideboard
limitations, will be permanently
extinguished upon NMFS’ approval of
the application to remove the catcher
vessel and the AFA permit that was
held by the owner of the removed
catcher vessel will be revoked.
(D) The catcher vessel or vessels that
are assigned the catch history of the
removed catcher vessel cannot be
removed from the fishery cooperative to
which the removed catcher vessel
belonged for a period of one year from
the date that NMFS assigned the catch
history of the removed catcher vessel to
that vessel or vessels.
(iv) Replaced vessels and removed
vessels. An AFA vessel that is replaced
or removed under paragraph (l)(7) of
this section is permanently ineligible to
receive any permit to participate in any
fishery in the Exclusive Economic Zone
off Alaska unless the replaced or
removed vessel reenters the directed
pollock fishery as a replacement vessel
under paragraph (l)(7) of this section.
(v) Application. To notify NMFS that
the owner of an AFA vessel has rebuilt
the AFA vessel, the owner of the AFA
vessel must submit a complete
application. To replace an AFA vessel
with another vessel, NMFS must receive
a complete application from the owner
of the vessel that is being replaced. To
remove an AFA catcher vessel from the
directed pollock fishery, NMFS must
receive a complete application from the
owner of the vessel that is to be
removed. An application must contain
the information specified on the
application form, with all required
fields accurately completed and all
required documentation attached. The
application must be submitted to NMFS
using the methods described on the
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application. The application referred to
in this paragraph is ‘‘American Fisheries
Act (AFA) Permit: Rebuilt,
Replacement, or Removed Vessel
Application.’’
(8) * * *
(i) Initial evaluation. The Regional
Administrator will evaluate an
application submitted in accord with
paragraph (l) of this section. If the
Regional Administrator determines that
the applicant meets the requirements for
NMFS to take the action requested on
the application, NMFS will approve the
application. If the Regional
Administrator determines that the
applicant has submitted claims based on
inconsistent information or fails to
submit the information specified in the
application, the applicant will be
provided a single 30-day evidentiary
period to submit evidence to establish
that the applicant meets the
requirements for NMFS to take the
requested action. The burden is on the
applicant to establish that the applicant
meets the criteria in the regulation for
NMFS to take the action requested by
the applicant.
(ii) Additional information and
evidence. The Regional Administrator
will evaluate the additional information
or evidence submitted by the applicant
within the 30-day evidentiary period. If
the Regional Administrator determines
that the additional information or
evidence meets the applicant’s burden
of proof, the application will be
approved. However, if the Regional
Administrator determines that the
applicant did not meet the applicant’s
burden of proof, the applicant will be
notified by an initial administrative
determination (IAD) that the application
is denied.
(iii) Initial administrative
determinations (IAD). The Regional
Administrator will prepare and send an
IAD to the applicant following the
expiration of the 30-day evidentiary
period if the Regional Administrator
determines that the information or
evidence provided by the applicant fails
to support the applicant’s claims and is
insufficient to establish that the
applicant meets the requirements for an
AFA permit or for NMFS to approve the
withdrawal of a catcher vessel, or if the
additional information, evidence, or
revised application is not provided
within the time period specified in the
letter that notifies the applicant of the
applicant’s 30-day evidentiary period.
The IAD will indicate the deficiencies
in the application, including any
deficiencies with the information, the
evidence submitted in support of the
information, or the revised application.
An applicant who receives an IAD may
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out at 15 CFR part 906.
*
*
*
*
*
(o) * * *
(4) * * *
(i) * * *
(D) The replacement vessel is not a
vessel listed at section 208(e)(1) through
(20) of the American Fisheries Act or
permitted under paragraph (l)(2)(i) of
this section; is not an AFA replacement
vessel designated on a listed AFA
catcher/processor permit under
paragraph (l)(2)of this section; and is not
an AFA catcher vessel permitted under
paragraph (l)(3) of this section.
*
*
*
*
*
■ 6. In § 679.7, revise paragraphs (i)(6),
(k)(1)(ii), (k)(1)(iii), (k)(1)(iv), (k)(1)(v),
(k)(1)(vi)(A) heading, (k)(1)(vi)(B)
heading, (k)(1)(vii)(A) heading,
(k)(1)(vii)(B) heading, and (k)(2)(ii) to
read as follows:
§ 679.7
Prohibitions.
*
*
*
*
*
(i) * * *
(6) Use a vessel to fish for LLP
groundfish or crab species, or allow a
vessel to be used to fish for LLP
groundfish or crab species, that has an
LOA that exceeds the MLOA specified
on the license that authorizes fishing for
LLP groundfish or crab species, except
if the person is using the vessel to fish
for LLP groundfish in the Bering Sea
subarea or the Aleutian Islands subarea
pursuant to an LLP license that specifies
an exemption from the MLOA on the
LLP license.
*
*
*
*
*
(k) * * *
(1) * * *
(ii) Fishing in the GOA. Use a listed
AFA catcher/processor or a catcher/
processor designated on a listed AFA
catcher/processor permit to harvest any
species of fish in the GOA.
(iii) Processing BSAI crab. Use a listed
AFA catcher/processor or a catcher/
processor designated on a listed AFA
catcher/processor permit to process any
crab species harvested in the BSAI.
(iv) Processing GOA groundfish. (A)
Use a listed AFA catcher/processor or a
catcher/processor designated on a listed
AFA catcher/processor permit to
process any pollock harvested in a
directed pollock fishery in the GOA and
any groundfish harvested in Statistical
Area 630 of the GOA.
(B) Use a listed AFA catcher/
processor or a catcher/processor
designated on a listed AFA catcher/
processor permit as a stationary floating
processor for Pacific cod in the GOA
and a catcher/processor in the GOA
during the same year.
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(v) Directed fishing after a sideboard
closure. Use a listed AFA catcher/
processor or a catcher/processor
designated on a listed AFA catcher/
processor permit to engage in directed
fishing for a groundfish species or
species group in the BSAI after the
Regional Administrator has issued an
AFA catcher/processor sideboard
directed fishing closure for that
groundfish species or species group
under § 679.20(d)(1)(iv) or
§ 679.21(e)(3)(v).
(vi) * * *
(A) Listed AFA catcher/processors
and catcher/processors designated on
listed AFA catcher/processor permits.
* * *
(B) Unlisted AFA catcher/processors
and catcher/processors designated on
unlisted AFA catcher/processor permits.
* * *
(vii) * * *
(A) Listed AFA catcher/processors
and catcher/processors designated on
listed AFA catcher/processor permits.
* * *
(B) Unlisted AFA catcher/processors
and catcher/processors designated on
unlisted AFA catcher/processor permits.
* * *
*
*
*
*
*
(2) * * *
(ii) Processing GOA groundfish. Use
an AFA mothership as a stationary
floating processor for Pacific cod in the
GOA and a mothership in the GOA
during the same year.
*
*
*
*
*
■ 7. In § 679.51, revise paragraphs
(a)(2)(vi)(B)(1) and (3) to read as follows:
§ 679.51 Observer requirements for
vessels and plants.
(a) * * *
(2) * * *
(vi) * * *
(B) * * *
(1) Listed AFA catcher/processors,
catcher/processors designated on listed
AFA catcher/processor permits, and
AFA motherships. The owner or
operator of a listed AFA catcher/
processor, a catcher/processor
designated on a listed AFA catcher/
processor permit, or an AFA mothership
must have aboard at least two observers,
at least one of whom must be certified
as a lead level 2 observer, for each day
that the vessel is used to catch, process,
or receive groundfish. More than two
observers must be aboard if the observer
workload restriction would otherwise
preclude sampling as required.
*
*
*
*
*
(3) Unlisted AFA catcher/processors
and catcher/processors designated on
unlisted AFA catcher/processor permits.
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The owner or operator of an unlisted
AFA catcher/processor or a catcher/
processor designated on an unlisted
AFA catcher/processor permit must
have aboard at least two observers for
each day that the vessel is used to
engage in directed fishing for pollock in
the BSAI, or receive pollock harvested
in the BSAI. At least one observer must
be certified as a lead level 2 observer.
When a listed AFA catcher/processor is
not engaged in directed fishing for BSAI
pollock and is not receiving pollock
harvested in the BSAI, the observer
coverage requirements at paragraph
(a)(2)(ii) of this section apply.
*
*
*
*
*
■ 8. In § 679.62, redesignate paragraphs
(a)(2) and (3) as paragraphs (a)(3) and
(4), respectively, and add new
paragraph (a)(2) to read as follows:
§ 679.62 Inshore sector cooperative
allocation program.
(a) * * *
(2) Determination of individual vessel
catch histories after approval of
replacement of catcher vessel and
approval of removal of catcher vessel
from the AFA directed pollock fishery.
(i) If NMFS approves the application of
an owner of a catcher vessel that is a
member of an inshore vessel cooperative
to replace a catcher vessel pursuant to
§ 679.4(l)(7), NMFS will assign the AFA
inshore pollock catch history of the
replaced vessel to the replacement
vessel.
(ii) If NMFS approves the application
of an owner of a catcher vessel that is
a member of an inshore vessel
cooperative to remove a catcher vessel
from the AFA directed pollock fishery
pursuant to § 679.4(l)(7), NMFS will
assign the AFA inshore pollock catch
history of the removed vessel to one or
more vessels in the inshore vessel
cooperative to which the removed
vessel belonged as required by
§ 679.4(l)(7); NMFS will not assign the
catch history for any non-pollock
species of the removed vessel to any
other vessel, and NMFS will
permanently extinguish any exemptions
from sideboards that were specified on
the AFA permit of the removed vessel.
*
*
*
*
*
■ 9. In § 679.63, redesignate paragraph
(c) as paragraph (d) and add new
paragraph (c) to read as follows:
§ 679.63 Catch weighing requirements for
vessels and processors.
*
*
*
*
*
(c) What are the requirements for AFA
replacement vessels? The owner and
operator of an AFA replacement vessel
are subject to the catch weighing
requirements and the observer sampling
station requirements in paragraphs (a)
and (b) of this section that applied to the
owner and operator of the replaced
vessel.
*
*
*
*
*
■ 10. In § 679.64:
■ a. Revise paragraph (a) heading and
introductory text and paragraph (a)(1)
heading; and
■ b. Add paragraphs (b)(2)(iii) and (iv).
The revisions and additions read as
follows:
§ 679.64 Harvesting sideboard limits in
other fisheries.
(a) Harvesting sideboards for listed
AFA catcher/processors and catcher/
processors designated on listed AFA
catcher/processor permits. The Regional
Administrator will restrict the ability of
listed AFA catcher/processors and a
catcher/processor designated on a listed
AFA catcher/processor permit to engage
in directed fishing for non-pollock
groundfish species to protect
participants in other groundfish
fisheries from adverse effects resulting
from the AFA and from fishery
cooperatives in the BS subarea directed
pollock fishery.
(1) How will groundfish sideboard
limits for AFA listed catcher/processors
and catcher/processors designated on
listed AFA catcher/processor permits be
calculated? * * *
*
*
*
*
*
(b) * * *
(2) * * *
(iii) An AFA rebuilt catcher vessel
will have the same sideboard
exemptions, if any, as the vessel before
rebuilding, irrespective of the length of
the AFA rebuilt catcher vessel.
(iv) An AFA replacement vessel for an
AFA catcher vessel will have the same
sideboard exemptions, if any, as the
replaced AFA catcher vessel,
irrespective of the length of the AFA
replacement vessel, except that if the
replacement vessel was already
designated on an AFA permit as exempt
from sideboard limits, the replacement
vessel will maintain the exemption even
if the replaced vessel was not exempt
from sideboard limits.
*
*
*
*
*
§§ 679.4 and 679.51
[Amended]
11. At each of the locations shown in
the ‘‘Location’’ column, remove the
phrase indicated in the ‘‘Remove’’
column and add in its place the phrase
indicated in the ‘‘Add’’ column for the
number of times indicated in the
‘‘Frequency’’ column.
■
Location
Remove
Add
Frequency
§ 679.4(a)(1)(iii)(A) and (a)(1)(iii)(C) .........
Indefinite .............................
§ 679.4(a)(1)(iii)(B) ....................................
Indefinite .............................
§ 679.51(f)(5) .............................................
(a)(2)(vi)(B)(1) and (2) ........
Indefinite unless permit is revoked after vessel is replaced or permit is suspended after vessel is lost.
Indefinite unless permit is revoked after vessel is replaced or removed, or permit is suspended after vessel is lost.
(a)(2)(vi)(B)(1) through (3) ..............................................
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Agencies
[Federal Register Volume 79, Number 177 (Friday, September 12, 2014)]
[Rules and Regulations]
[Pages 54590-54602]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2014-21829]
[[Page 54590]]
-----------------------------------------------------------------------
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
15 CFR Part 902
50 CFR Part 679
[Docket No. 130530519-4742-02]
RIN 0648-BD35
Fisheries of the Exclusive Economic Zone Off Alaska; Bering Sea
and Aleutian Islands Management Area; American Fisheries Act; Amendment
106
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: NMFS adopts a final rule to implement Amendment 106 to the
Fishery Management Plan for Groundfish of the Bering Sea and Aleutian
Islands Management Area (BSAI FMP). Amendment 106 is necessary to bring
the BSAI FMP into conformity with the amendments to the American
Fisheries Act (AFA) in the Coast Guard Authorization Act of 2010 (Coast
Guard Act). This rule allows the owner of an AFA vessel to rebuild or
replace an AFA vessel without any limitation on the length, weight, or
horsepower of the rebuilt or replacement vessel when the rebuilt or
replacement vessel is operating in the Bering Sea and Aleutian Islands
Management Area (BSAI). This rule also allows the owner of an AFA
catcher vessel in an inshore cooperative to remove the vessel from the
cooperative and assign the Bering Sea pollock catch history of the
removed vessel to one or more vessels in the cooperative. This action
is also intended to improve vessel safety and operational efficiency in
the AFA fleet by allowing the rebuilding or replacement of AFA vessels
with safer and more efficient vessels and by allowing the removal of
inactive catcher vessels from the AFA fishery. This action is intended
to promote the goals and objectives of the Magnuson-Stevens Fishery
Conservation and Management Act, the AFA, the BSAI FMP, and other
applicable laws.
DATES: Effective October 14, 2014.
ADDRESSES: An electronic copy of the Regulatory Impact Review/Initial
Regulatory Flexibility Analysis (RIR/IRFA or Analysis) prepared for
this action may be obtained from https://www.regulations.gov or from the
Alaska Region Web site at https://alaskafisheries.noaa.gov/cm/analyses/. An electronic copy of the Proposed Rule (79 FR 34696, June
18, 2014) may be obtained from https://www.regulations.gov or from the
Alaska Region Web site at https://alaskafisheries.noaa.gov/regs/summary.htm.
Written comments regarding the burden-hour estimates or other
aspects of the collection of information requirements contained in this
final rule may be submitted to NMFS at the above address and by email
to OIRAsubmission@omb.eop.gov or fax to (202) 395-7285.
FOR FURTHER INFORMATION CONTACT: Mary Alice McKeen, 907-586-7228.
SUPPLEMENTARY INFORMATION: NMFS manages the groundfish fisheries of the
BSAI in the Exclusive Economic Zone off Alaska under the BSAI FMP. The
North Pacific Fishery Management Council (Council) prepared, and the
Secretary of Commerce (Secretary) approved, the BSAI FMP pursuant to
the Magnuson-Stevens Fishery Conservation and Management Act (Magnuson-
Stevens Act) and other applicable laws. General regulations that
pertain to U.S. fisheries appear at subpart H of 50 CFR part 600.
Regulations implementing the BSAI FMP appear at 50 CFR part 679. Unless
noted otherwise, all references to regulations in this rule are to
regulations in Title 50 of the CFR.
This final rule implements Amendment 106 to the BSAI FMP. Under
this rule, the owner of an AFA vessel may rebuild or replace an AFA
vessel without any limitation on the length, weight, or horsepower of
the rebuilt or replacement vessel when the rebuilt or replacement
vessel is operating in the BSAI. Under this rule, the owner of an AFA
catcher vessel in an inshore cooperative may remove the vessel from the
inshore cooperative and assign the Bering Sea pollock catch history of
the removed vessel to one or more vessels in the cooperative to which
the removed vessel belonged.
NMFS published the Notice of Availability of Amendment 106 in the
Federal Register on June 3, 2014 (79 FR 31914), with a 60-day comment
period that ended on August 4, 2014. The Secretary approved Amendment
106 on September 2, 2014, after determining that Amendment 106 is
consistent with the national standards in section 304 of the Magnuson-
Stevens Act, other provisions of the Magnuson-Stevens Act, the AFA, and
other applicable laws.
NMFS published a proposed rule to implement Amendment 106 on June
18, 2014 (79 FR 34696). The 45-day comment period on the proposed rule
ended August 4, 2014. NMFS received six comment letters on Amendment
106, the proposed rule, or the Regulatory Impact Review (RIR) for this
action. Two letters were from the same commenter. The letters addressed
ten topics. NMFS summarizes and responds to these comments in the
section of this preamble, ``Comments on the FMP Text or the Proposed
Rule.''
NMFS made three changes in the final rule. First, NMFS fixed an
error, which was an incorrect reference in the proposed rule to another
part of the proposed rule. Second, in response to the same comment from
two commenters, NMFS changed the time period after the loss of a vessel
during which an AFA vessel owner may replace or remove a vessel and not
experience suspension of the fishing privileges of the lost vessel.
NMFS changed it from a three-year time period to a five-year time
period. Third, in response to a comment, NMFS clarified that this rule
does not state the effect of removing an AFA catcher vessel from an
inshore cooperative on fishing history of the removed vessel in the
Pacific whiting fishery because that fishery occurs outside the EEZ off
Alaska. NMFS explains these changes in the section of this preamble,
``Changes from the Proposed Rule.''
The Secretary approved this final rule after determining that it is
consistent with the BSAI FMP, including Amendment 106; the Magnuson-
Stevens Act; and other applicable laws.
In the preamble to the proposed rule, NMFS provided a detailed
review of the proposed rule implementing Amendment 106 (79 FR 34696,
June 18, 2014). NMFS described the key provisions of the original AFA;
described the provisions in the original AFA that strictly limited the
replacement of AFA vessels; described the AFA amendments in the Coast
Guard Act; described the history of Council action; and described in
detail the provisions of the proposed rule (79 FR at 34697-34707). NMFS
does not repeat those descriptions here. The proposed rule is available
on the NMFS Alaska Region Web site (see Addresses). In this preamble,
NMFS summarizes the original AFA, the AFA amendments in the Coast Guard
Act, and the key elements of the final rule. In this preamble, all
references to regulations are to regulations in Title 50 of the CFR.
[[Page 54591]]
Original AFA
The AFA was adopted in 1998. The original AFA is available on the
NMFS Alaska Region Web site: https://alaskafisheries.noaa.gov/sustainablefisheries/afa/afa1998.pdf. The original AFA had two
subtitles. Subtitle I pertained to the issuance of Federal fishery
endorsements generally. Subtitle II pertained to the management of the
Bering Sea pollock fishery. The United States Coast Guard, in
conjunction with the Maritime Administration (MARAD), implements
Subtitle I. NMFS implements Subtitle II.
Under Subtitle I, unless a vessel already had a Federal fishery
endorsement as of September 25, 1997, a vessel could not receive a
Federal fishery endorsement if it exceeded any of the statutory
thresholds in the AFA: 165 feet in registered length, 750 gross
registered tons, or engines capable of producing more than 3,000 shaft
horsepower. All AFA vessels had Federal fishery endorsements as of
September 25, 1997. Therefore, these statutory limits did not deprive
any existing AFA vessel of a Federal fishery endorsement.
Subtitle II of the original AFA made significant changes in the
management of the Bering Sea pollock fishery in five areas. The
original AFA established sector allocations in the BSAI pollock
fishery; determined eligible vessels and processors; allowed the
formation of cooperatives; set limits on the participation of AFA
vessels in other fisheries; and imposed special catch weighing and
monitoring requirements on AFA vessels. These features of the original
AFA are described in more detail in the preamble to the proposed rule
(79 FR 34696, 34697-34698, June 18, 2014).
With respect to replacing AFA vessels, the original AFA explicitly
prohibited the replacement of AFA vessels except under conditions
specified in section 208(g) of the original AFA. The most stringent
restriction in section 208(g) was that an owner of an AFA vessel could
only replace an AFA vessel in the event of an ``actual total loss or a
constructive total loss'' of the original AFA vessel. Thus, under the
original AFA, a vessel owner could not replace an original AFA vessel
until the AFA vessel sunk or was so damaged that it could not
economically be repaired. An AFA vessel owner could not replace an
original AFA vessel with another vessel simply because the vessel owner
wanted a vessel that was safer, more fuel-efficient, or more
operationally efficient in any way.
Further, if an owner of an AFA vessel did lose an AFA vessel,
section 208(g) of the original AFA limited the length, tonnage, and
horsepower of the replacement vessel. If the original AFA vessel
exceeded any of the statutory thresholds for receiving a Federal
fishery endorsement (165 feet registered length, 750 gross registered
tons, or 3,000 shaft horsepower engines), the replacement vessel could
not exceed the length, tonnage, or horsepower of the original AFA
vessel. If the original AFA vessel was less than any of the statutory
thresholds, the replacement vessel could exceed the length, weight, or
horsepower of the original AFA vessel by 10 percent, but only up to the
statutory thresholds of length, weight, or horsepower in the AFA.
As for rebuilding an original AFA vessel, the original AFA had no
explicit provisions that allowed the owner of an AFA vessel to rebuild
the vessel and maintain the vessel's AFA permit and the vessel's
Federal fishery endorsement. As for removing an AFA vessel, the
original AFA did not provide a mechanism for a vessel owner to remove
an AFA catcher vessel from an inshore cooperative even if the catcher
vessel was doing no or little actual fishing for the cooperative.
Thus, under the original AFA, if an owner of an AFA vessel wanted
to replace, rebuild, or remove an AFA vessel, the owner was under
severe restrictions for replacing, faced uncertainty with regard to
rebuilding, and simply could not remove a vessel. These provisions of
the original AFA limited the ability of the owners of AFA vessels to
deal with an aging fleet. Of the 92 AFA catcher vessels active in the
inshore and mothership sectors in 2011, all were built before 1992.
Sixty were built before 1980 (Analysis, Table 1-7). Of the 21 catcher/
processors with AFA permits, all were built before 1990. Fifteen were
built before 1980 (Analysis, Table 1-26).
AFA as Amended by the Coast Guard Act
The AFA amendments in the Coast Guard Act amended the provisions of
the original AFA that pertain to the issuance of Federal fishery
endorsements. The AFA amendments allow AFA rebuilt and replacement
vessels to receive a Federal fishery endorsement, even if the vessel
did not have a Federal fishery endorsement as of September 25, 1997 (46
U.S.C. 12113(d)(2)(C)). Thus, an AFA rebuilt and AFA replacement vessel
may now receive a Federal fishery endorsement even if the vessel
exceeds the statutory thresholds for length, weight, and horsepower:
165 feet registered length, 750 gross registered tons, or 3,000 shaft
horsepower. MARAD has proposed a rule to implement this provision in
the AFA amendments (79 FR 33160, June 10, 2014).
The AFA amendments in the Coast Guard Act amended provisions of the
original AFA that pertain to the management of the Bering Sea pollock
fishery. The AFA amendments in the Coast Guard Act allow the
rebuilding, replacement, and removal of AFA vessels to improve the
safety and efficiency of the AFA fleet. Amendment 106 to the BSAI FMP
adopts the provisions of the AFA amendments in the Coast Guard Act that
pertain to the management of the Bering Sea pollock fishery. This final
rule adopts the regulatory changes necessary to implement Amendment
106.
Key Elements of This Rule
With respect to rebuilding and replacement, the final rule allows
the owner of an AFA vessel to rebuild or replace an AFA vessel as long
as the AFA rebuilt vessel or the AFA replacement vessel has a Federal
fishery endorsement. Under the AFA Amendments to the Coast Guard Act,
an AFA rebuilt or replacement vessel may receive a Federal fishery
endorsement irrespective of the vessel's length, weight, or horsepower.
Therefore, under the final rule, the owner of an AFA vessel may rebuild
or replace an AFA vessel and receive an AFA permit on the rebuilt or
replacement vessel without any limit on the length, weight, or
horsepower of the AFA rebuilt or replacement vessel.
An AFA rebuilt vessel will have the same privileges and will be
subject to the same restrictions as the vessel before rebuilding except
(1) the AFA rebuilt vessel will not be subject to the maximum length
overall (MLOA) restriction on a License Limitation Program (LLP)
license with a Bering Sea or Aleutian Islands area endorsement when the
AFA rebuilt vessel is operating in the BSAI, even if the vessel before
rebuilding was subject to the MLOA restriction; and (2) an AFA rebuilt
catcher vessel that is 125 feet length overall (LOA) or greater will be
subject to the season restrictions in Sec. 679.23 even if the vessel
before rebuilding was less than 125 feet LOA and was not subject to
those restrictions. These provisions are added by the final rule at
Sec. 679.4(l)(7)(i).
An AFA replacement vessel will have the same privileges and will be
subject to the same restrictions as the vessel it is replacing except
(1) the AFA replacement vessel will not be subject to
[[Page 54592]]
the MLOA restriction on an LLP license with a Bering Sea or Aleutian
Islands area endorsement when the AFA replacement vessel is operating
in the BSAI, even if the replaced vessel was subject to the MLOA
restriction; (2) an AFA replacement catcher vessel that is 125 feet LOA
or greater will be subject to the season restrictions in Sec. 679.23
even if the AFA replaced vessel was less than 125 feet LOA and was not
subject to those restrictions; and (3) an AFA catcher vessel that is
exempt from sideboard restrictions will maintain its sideboard
exemption even if the vessel also becomes a replacement vessel for a
vessel that did not have a sideboard exemption. These provisions are
added by the final rule at Sec. 679.4(l)(7)(ii).
The final rule at Sec. 679.4(l)(1)(ii)(B) addresses the situation
of an owner of an AFA vessel that loses an AFA vessel. The final rule
provides that the owner of an AFA vessel has a reasonable, but not
unlimited, time to replace or remove a lost AFA vessel and specifies
that, during that time, the AFA permit on the lost vessel shall remain
valid. The final rule allows the owner of an AFA vessel to maintain the
AFA permit on the lost vessel for up to five years from December 31 of
the year in which the vessel was lost.
The final rule does not lessen the significant restrictions in the
AFA and in current regulations that apply to AFA vessels when those
vessels participate in the Gulf of Alaska (GOA). Critically, this rule
does not affect the requirement that an AFA vessel--whether an original
AFA vessel, an AFA rebuilt vessel, or an AFA replacement vessel--may
only operate in the GOA if the AFA vessel is the named vessel on an LLP
license, the AFA vessel is operating in an area for which the LLP
license has an area endorsement, and the AFA vessel does not exceed the
MLOA restriction on that license.
With respect to removal, this final rule at Sec. 679.4(l)(7)(iii)
allows the owner of an AFA catcher vessel in an inshore cooperative to
remove that vessel from the cooperative and assign the Bering Sea
pollock catch history of the removed vessel to another vessel or
vessels in the cooperative. The vessels that receive the catch history
must remain in the cooperative for at least one year from the date on
which NMFS approves the removal of the vessel and assigns catch history
to the receiving vessels.
Under the final rule at Sec. 679.4(l)(7)(iv), the privilege of
replacing and removing an AFA vessel comes with a significant
restriction. A replaced or removed AFA vessel cannot receive a permit
to operate in any fishery in the Exclusive Economic Zone (EEZ) off
Alaska unless the replaced or removed AFA vessel reenters the pollock
fishery as a replacement AFA vessel. The restriction in the AFA
amendments in the Coast Guard Act is actually more far-reaching, namely
a replaced or removed AFA vessel cannot receive a Federal fishery
endorsement at all unless the replaced or removed AFA vessel reenters
the pollock fishery as a replacement AFA vessel (section 208(g)(5),
section 210(b)(7)(B)). As noted, the United States Coast Guard, in
conjunction with MARAD, will implement the restrictions in the AFA
amendments on issuing Federal fishery endorsements.
Changes From the Proposed Rule
NMFS made three changes in the regulatory text of the final rule
from the regulatory text of the proposed rule (79 FR 34696, June 18,
2014). NMFS made the first change as a result of internal review and
made the second and third changes in response to public comments.
First, NMFS fixed an error. The regulatory text of the proposed
rule in Sec. 679.4(l)(7)(iii), ``Removal of AFA catcher vessel from
the directed pollock fishery,'' stated in Sec. 679.4(l)(7)(iii)(A):
``The owner of a catcher vessel that is designated on an AFA catcher
vessel permit with an inshore endorsement may remove the catcher vessel
from the directed pollock fishery, subject to the requirements in
paragraph (B), (C), (D), and (E) of this paragraph (l)(7)(iii).'' The
reference to paragraph (E) was an error because there was no paragraph
(E). The final rule removes the reference to paragraph (E) in Sec.
679.4(l)(7)(iii)(A).
Second, NMFS changed the period during which the owner of an AFA
lost vessel may replace or remove the lost vessel while maintaining
without interruption the AFA permit and fishing privileges of the lost
vessel. The proposed rule at Sec. 679.4(l)(1)(ii)(B)(3) would have
established a 3-year period from December 31 of the year in which the
vessel was lost. In the proposed rule, after the 3-year period, NMFS
would suspend the AFA permit on the lost vessel if the owner had not
replaced or removed the lost vessel but, after the 3-year period, would
still process an application by the owner of the lost AFA vessel to
replace or remove the lost vessel. The final rule keeps the process the
same but changed Sec. 679.4(l)(1)(ii)(B)(3) from a 3-year period to a
5-year period. NMFS made this change in response to the same comment
from two persons, which is described in Comment 3.
Third, NMFS clarified that the rule does not purport to state the
effect of removal of AFA catcher vessels on any catch history that the
removed vessel may have earned outside of the EEZ off Alaska. To do
this, NMFS added the phrase ``in the Exclusive Economic Zone off
Alaska'' after ``all claims relating to the catch history of the
removed catcher vessel'' in Sec. 679.4(l)(7)(iii)(C) so that the
paragraph now reads: ``Except for the assignment of the pollock catch
history of the removed catcher vessel in paragraph (l)(7)(iii)(B) of
this section, all claims relating to the catch history of the removed
catcher vessel in the Exclusive Economic Zone off Alaska, including any
claims to an exemption from AFA sideboard limitations, will be
permanently extinguished upon NMFS' approval of the application to
remove the catcher vessel and the AFA permit that was held by the owner
of the removed catcher vessel will be revoked.'' NMFS made this change
in response to a public comment described in Comment 5 that raised the
issue with regard to the fishing history of a removed vessel in the
Pacific whiting fishery, which occurs outside the EEZ off Alaska.
Comments on the FMP Text, the Proposed Rule, and the RIR for This
Action
NMFS received six letters with comments on Amendment 106, the
proposed rule, or the Regulatory Review (RIR) for this action. Two
letters were from the same commenter. These comments addressed 10
topics. The comments were from individual owners of AFA vessels, an
industry group representing owners of AFA vessels, an owner of
Amendment 80 vessels, and an industry group representing owners of
Amendment 80 vessels.
Comment 1: NMFS received several comments of support for various
aspects of the proposed rule. Three commenters supported allowing the
owners of AFA vessels to rebuild or replace vessels to improve vessel
safety or efficiency. Two commenters appreciated that the rule
addressed the status of AFA permits after an AFA vessel is lost. Two
commenters supported the prohibition on AFA replaced vessels
participating in other fisheries. One commenter appreciated that the
owner of an AFA vessel could remove the AFA vessel from fishing.
Response: NMFS notes this support.
Comment 2: The proposed definition of an AFA vessel is as follows:
``An AFA vessel means a vessel that is designated on an AFA catcher
vessel permit, an AFA catcher/processor permit, or an
[[Page 54593]]
AFA mothership permit, and is thereby authorized to participate in the
Bering Sea directed pollock fishery.'' NMFS actually issues two types
of AFA catcher/processor permits: A listed AFA catcher/processor permit
and an unlisted AFA catcher/processor permit. The definition should be
changed to specifically reflect the two types of AFA catcher/processor
permits.
Response: NMFS acknowledges that under Sec. 679.4(l)(2), it issues
two types of AFA catcher/processor permits: (1) A listed AFA catcher/
processor permit for AFA catcher/processors that were listed by name in
the original AFA at section 208(e)(1) to (20), and (2) an unlisted AFA
catcher/processor permit for AFA catcher/processors that were not
listed by name but met the criteria in section 208(e)(21) of the
original AFA. Only one catcher/processor, the Ocean Peace, received an
unlisted AFA catcher/processor permit.
NMFS recognizes that the AFA and implementing regulations impose
some restrictions on listed AFA catcher/processors that do not apply to
the unlisted AFA catcher/processor. For example, section 211 of the
original AFA imposed restrictions on listed AFA catcher/processors from
harvesting and processing in fisheries besides Bering Sea pollock that
did not apply to an unlisted AFA catcher/processor. The commenter
pointed out that the proposed rule loosely referred to the ``Limits on
AFA vessels in other fisheries'' in section 211 (79 FR 34696, 34698)
whereas the explicit limits in section 211 apply to listed AFA catcher/
processors, not unlisted AFA catcher/processors.
NMFS, however, does not see any need to change the definition of an
AFA vessel in the final rule for two reasons. First, the definition in
the proposed rule is accurate. An AFA catcher/processor is designated
on an AFA catcher/processor permit. It is simply that there are two
types of AFA catcher/processor permits: A listed AFA catcher/processor
permit or an unlisted AFA catcher/processor permit.
Second, the definition in the proposed rule is not misleading
because the proposed rule is clear that a replacement vessel is subject
to the same requirements that applied to the replaced vessel. A
replacement vessel for a vessel that was designated on a listed AFA
catcher/processor permit will receive a listed AFA catcher/processor
permit. A replacement vessel for a vessel that was designated on an
unlisted AFA catcher/processor permit will receive an unlisted
AFAcatcher/processor permit. The proposed rule stated at Sec.
679.4(l)(7)(ii)(B) that the owner of a replacement vessel ``will be
subject to the same requirements that applied to the replaced vessel
and will be eligible to use the AFA replacement vessel in the same
manner as the replaced vessel,'' subject to three specific exceptions
not relevant to this comment.
The proposed rule carefully changed the prohibitions in Sec.
679.7(k) so that all the prohibitions that applied to ``listed AFA
catcher/processors,'' which might be read to apply only to the AFA
catcher/processors listed as eligible in the original AFA, now apply to
listed AFA catcher/processors and ``catcher/processors designated on
listed AFA catcher/processor permits.'' Similarly, the proposed rule
carefully changed the prohibitions in Sec. 679.7(k) so that all the
prohibitions that applied to ``unlisted AFA catcher/processors'' now
apply to unlisted AFA catcher/processors and ``catcher/processors
designated on unlisted AFA catcher/processor permits.'' With regard to
observer requirements in Sec. 679.51, the proposed rule made the same
change in Sec. 679.51(a)(2)(vi)(B(1) and (3) so that all the
requirements that applied to ``listed AFA catcher/processors'' now also
apply to ``catcher/processors designated on listed AFA catcher/
processor permits,'' and all requirements that applied to ``unlisted
AFA catcher/processors'' now also apply to ``catcher/processors
designated on unlisted AFA catcher/processor permits.''
Comment 3: Two commenters stated that the owner of an AFA vessel
should be allowed 5 years from December 31 of the year in which the
vessel was lost to maintain, without interruption, the AFA permit and
fishing privileges of the lost vessel. The proposed rule contained a 3-
year period. The commenters gave five reasons in favor of a 5-year
period rather than a 3-year period. First, the owner will have to deal
with a crisis in the company's operations when a vessel was lost. This
includes a Coast Guard investigation, insurance claims and settlements,
and possibly other claims associated with the loss. Second, the owner
has to consult and contract with a vessel design/architect firm,
equipment vendors, and a shipyard to plan and build a new vessel. One
commenter noted that the owner is under an obligation to rebuild the
vessel in American shipyards. Third, the owner will need to obtain
financing. Fourth, after a contract is signed, the shipyard has to
schedule time and space to build the vessel, purchase the necessary
material and equipment, and then build the vessel. Fifth, if the owner
was lost at sea, the settlement of the owner's estate can take over a
year.
Response: NMFS agrees with this comment. NMFS concludes that the
reasons advanced by the commenters justify a 5-year period. Therefore,
NMFS changed the final rule in Sec. 679.4(l)(1)(ii)(B)(3) to allow the
owner of an AFA vessel up to 5 years from December 31 of the year in
which the vessel was lost to maintain, without interruption, the AFA
permit and fishing privileges of the lost vessel. NMFS notes that, in
the proposed rule, it specifically invited comment on whether the 3-
year period was adequate to allow the owner of a lost vessel to replace
the vessel (79 FR 34696 and 34705, June 18, 2014).
Comment 4: If the owner of a lost AFA catcher vessel does not apply
to replace the vessel within the 5-year period, NMFS will suspend the
AFA permit and fishing privileges of the lost vessel. After the 5-year
period, the owner of the lost vessel may still apply to replace the
lost vessel. If the owner of a lost catcher vessel in an inshore
cooperative applies to replace a lost catcher vessel after the 5-year
period, the owner of the AFA vessel should be required to transfer the
permit to a vessel in the cooperative of which the lost vessel was a
member when the vessel was lost. Such a provision would help keep the
system of inshore cooperatives intact.
Response: NMFS does not make any change in the proposed rule in
response to this comment for three reasons. First, the AFA amendments
did not limit the ability of the owner of an AFA vessel to select an
AFA replacement vessel. The AFA amendments in section 208(g)(1) allow
the owner of an AFA vessel to rebuild or replace an AFA vessel ``in
order to improve vessel safety or operational efficiency'' and provide
that the rebuilt or replacement vessel ``shall be eligible in the same
manner and subject to the same restrictions and limitations'' as the
vessel being rebuilt or replaced. The AFA amendments did not require
the owner of any AFA vessel to choose a replacement from a particular
category of vessels. Accordingly, NMFS did not propose that requirement
in the proposed rule and does not think it is appropriate to include
that requirement in the final rule.
Second, the AFA amendments in section 210(b)(7)(A)(ii) did
expressly require that if the owner of an AFA vessel wanted to remove a
vessel from an inshore cooperative, the owner had to assign the catch
history of the removed vessel to another vessel or vessels in the
cooperative and those vessels had to remain in that cooperative for at
least one year after the
[[Page 54594]]
removed vessel left the cooperative. Accordingly, the proposed and
final rule contain that restriction at Sec. 679.4(l)(7)(iii)(D). But
the AFA amendments included no such express restriction on the ability
of the owner of an AFA vessel to select a replacement vessel.
Third, the regulations restrict which inshore cooperative a
replacement vessel may join and thus already provide an incentive for
stability in cooperative membership. For an inshore cooperative to
include the catch history attached to a replacement catcher vessel in
the cooperative application, the vessel must meet the requirements in
Sec. 679.4(l)(6) to be a qualified catcher vessel for that
cooperative. Under Sec. 679.4(l)(6), a vessel is only qualified to be
a member of a cooperative if the vessel meets the landing and permit
requirements for cooperative membership in the vessel's last year of
participation or is an AFA replacement vessel for a catcher vessel that
met the permit and landing requirements. Thus, if the lost vessel could
only have been a member of a particular inshore cooperative, the
replacement vessel for the lost vessel initially can only be a member
of that same cooperative, even if NMFS approves the replacement after
the 5-year period. The replacement vessel stands in the shoes of the
replaced vessel for cooperative membership and for other fishing
privileges, even if the replaced vessel is a vessel that was lost more
than five years before the vessel owner seeks to make the replacement.
Comment 5: The AFA amendments wisely allow the owners of AFA
catcher vessels to remove vessels in the Fishery Exit Provisions. The
proposed rule states that all claims relating to the catch history of a
removed vessel shall be extinguished. The proposed rule properly
extinguishes the exemption from AFA sideboards of a removed vessel. But
the proposed rule is too broad if NMFS extinguishes the following
claims of a removed vessel: A claim to Rockfish Quota Share; a claim to
future catch shares in a GOA catch share program; a claim to catch
shares in a Pacific whiting fishery limited access program.
Response: With respect to any aspect of the history of an AFA
vessel in the Pacific whiting fishery, the comment alerted NMFS to the
fact that the proposed rule at Sec. 679.4(l)(7)(iii)(C) might be read
to extinguish the history of an AFA vessel in that fishery. NMFS did
not intend that. This rule will become part of 50 CFR part 679. Part
679 applies, and only can apply, to fisheries of the EEZ off Alaska.
The Pacific whiting fishery does not occur in the EEZ off Alaska. This
fishery occurs in the area of the EEZ within the jurisdiction of the
Pacific Council as described in section 302 of the Magnuson-Stevens
Act, namely ``fisheries of the Pacific Ocean seaward of [California,
Oregon, Washington, and Idaho]. NMFS therefore changed Sec.
679.4(l)(7)(iii)(C) to clarify that it applies to fishing history
earned in the EEZ off Alaska.
NMFS notes that the provision requiring extinguishment of claims
based on the catch history of a removed vessel applies to permits that
would enable the owner of the vessel to receive permits in any fishery
anywhere within the EEZ, not only in the EEZ off Alaska. The AFA
amendments amended section 210(b) so that it now has section
210(b)(7)(B), which states, in part, ``[A]ny claim (including relating
to catch history) associated with such vessel [a removed vessel] that
could qualify any owner of such vessel for any permit to participate in
any fishery within the exclusive economic zone of the United States
shall be extinguished.'' It is simply that a rule in 50 CFR part 679
cannot extinguish claims in fisheries outside of the EEZ off Alaska.
With respect to claims relating to fishing history in the EEZ off
Alaska, it is important to remember that the AFA amendments only
require NMFS to extinguish all claims based on the catch history of a
vessel in an inshore cooperative when the vessel is removed from the
cooperative. If the owner of an AFA vessel replaces, rather than
removes, an AFA catcher vessel with an inshore endorsement, NMFS will
issue the replacement vessel all the fishing permits and licenses that
were held by the replaced vessel so that the replacement vessel may
operate in the same manner as the replaced vessel. Furthermore, the
owner of an AFA vessel may select as a replacement vessel a vessel that
already has an AFA permit.
If the owner of an AFA vessel chooses to remove, rather than
replace, a catcher vessel in an inshore cooperative, NMFS must
extinguish any claims to future permits in future catch share programs
that are associated with the catch history of the removed vessel. NMFS
bases this conclusion on the clear language of section 210(b)(7)(B) of
the amended AFA: ``Except as provided in subparagraph (C), a vessel
that is removed pursuant to this paragraph shall be permanently
ineligible for a fishery endorsement, and any claim (including relating
to catch history) associated with such vessel that could qualify any
owner of such vessel for any permit to participate in any fishery
within the exclusive economic zone of the United States shall be
extinguished, unless such removed vessel is thereafter designated to
replace a vessel to be removed pursuant to this paragraph.'' The
exception in subparagraph (C) is for four named vessels. This comment
does not refer to any of the four named vessels.
The extinguishment language in section 210(b)(7)(B) is strikingly
broad: ``any claim'' associated with such vessel that could qualify
``any owner'' of such vessel for ``any period'' to participate in ``any
fishery'' within the EEZ ``shall be extinguished.'' NMFS does not
believe that the statute gives it authority to select which catch
history of a removed vessel it should extinguish and which catch
history it should not extinguish. If NMFS had such authority, the
statute would address this issue and provide criteria, or at least
guidance, as to which catch history of a removed vessel NMFS should
extinguish and which catch history it should not.
NMFS does not, however, believe that the statute requires it to
revoke any permits that it has already issued based on the catch
history of a removed vessel. The AFA amendments direct NMFS to
extinguish ``any claim (including relating to catch history) associated
with such vessel that could qualify'' the owner of an AFA removed
vessel for a permit. NMFS concludes that this refers to permits that
NMFS might issue in the future based on a claim made in the future. If
NMFS has already issued a permit, the owner of the vessel does not
merely have a ``claim'' to a permit. The owner has a permit.
NMFS concludes that this reasoning applies with equal force to
catch history of a removed vessel that NMFS has already assigned to an
LLP license under the Rockfish Program at Sec. 679.80. The holder of
the LLP license may transfer that LLP license with any Rockfish QS
assigned to that license within the restrictions at Sec. 679.81(f).
Thus, NMFS does not view issued Rockfish QS as a ``claim'' to QS but as
QS that it has issued; that it has assigned to a particular LLP
license; that may be used by different vessels if those vessels are
named on the LLP license; and that may be transferred to another person
when the LLP license is transferred to another person. However, upon
removal of a catcher vessel, NMFS will extinguish all claims to new
fishing permits and new fishing privileges that could be based on the
catch history of the removed vessel.
NMFS notes that 16 AFA catcher vessels have an exemption from GOA
[[Page 54595]]
sideboards. The owners of these AFA catcher vessels will have to
carefully consider replacing, rather than removing, their vessels. If
the owner of an AFA catcher vessel replaces an AFA catcher vessel with
an exemption from AFA sideboards in the GOA, NMFS will issue the
replacement catcher vessel an AFA permit with an exemption from AFA
sideboards in the GOA. If the owner of an AFA catcher vessel removes a
vessel with an exemption from GOA sideboards, NMFS will extinguish the
sideboard exemption.
Comment 6: AFA replacement vessels will likely have more capacity
than the vessels they replace. AFA rebuilt vessels will likely have
more capacity than the vessel before rebuilding. This may mean that AFA
replacement and rebuilt vessels will catch more fish. For example, AFA
replacement and rebuilt vessels may catch more yellowfin sole in the
BSAI. NMFS should be vigilant that AFA vessels do not adversely impact
other fisheries.
Response: AFA vessels--whether original, rebuilt, or replacement--
are strictly limited in their activities in fisheries other than the
Bering Sea pollock fishery. The Analysis of this action at Sec. 1.9
describes the restrictions on AFA vessels in current regulations in
both the BSAI and the GOA. NMFS will continue to enforce those
restrictions. NMFS does not believe that this rule will make it more
difficult to manage the yellowfin sole fishery or other fisheries in
which AFA vessels participate.
With respect to yellowfin sole in the BSAI, the listed AFA catcher/
processors and the AFA catcher vessels are limited to the amount of
yellowfin sole these vessels harvested in the 1995-1997 period, as a
percentage of the total allowable catch (TAC) for each year, subject to
one exception (Sec. 679.64(a)(1)(iii), Sec. 679.64(b)(3)(iii)). The
exception was part of the Amendment 80 Program: NMFS removes AFA
sideboard limits for yellowfin sole in the BSAI in years when the
initial TAC level for that species assigned to the Amendment 80 sector
and the BSAI trawl limited access sector is fairly high, namely 125,000
metric tons or greater. Final Rule, 72 FR 52668, 52726 (Sept. 14,
2007). By regulation, AFA vessels are not restricted to their
historical catch of yellowfin sole in years when the aggregate initial
TAC for yellowfin sole in the BSAI assigned to the Amendment 80 sector
and the BSAI trawl limited access sector is 125,000 metric tons or
greater (Sec. 679.64(a)(1)(v); Sec. 679.64(b)(6)).
If the Council determines that stricter AFA sideboard limits on
yellowfin sole or any other species are necessary, it would have to
pursue that rulemaking. That would be a separate action.
Comment 7: If the Council proposes a GOA trawl catch share program
in the future, the program should eliminate the maximum length overall
restriction on the LLP licenses assigned to the vessels that receive
fishing privileges under the new program.
Response: This is not a comment on the proposed rule. If the
Council and NMFS develop a GOA trawl catch share program, the commenter
should participate in the Council process and submit comments as part
of the Secretarial rulemaking process.
Comment 8: AFA catcher/processors should not be able to participate
in Amendment 80 fisheries.
Response: The Amendment 80 Program is a limited access program that
authorizes vessels to harvest a specific number of units of certain
groundfish species, but not pollock, in the BSAI. The permit
regulations for Amendment 80 permits are primarily at 50 CFR 679.4(o).
Only one AFA catcher/processor, the Ocean Peace, may participate in
an Amendment 80 sector fishery. The Ocean Peace is the only AFA
catcher/processor that also has an Amendment 80 permit. In the future,
the only AFA vessel that could participate in an Amendment 80 sector
fishery would be the Ocean Peace or a replacement vessel for the Ocean
Peace.
Comment 9: The IRFA summary in the proposed rule incorrectly states
that all AFA catcher/processors are affiliated through membership in
the Pollock Conservation Cooperative. This is inaccurate. The Ocean
Peace is an AFA catcher/processor and is not a member of the Pollock
Conservation Cooperative.
Response: The commenter is correct. The statement in the IRFA
summary was in error. The Ocean Peace is an AFA catcher/processor and
is not a member of the Pollock Conservation Cooperative. NMFS corrected
the statement in the FRFA, which is contained in this rule.
Comment 10: The Ocean Peace is currently 219 feet. The Ocean Peace
is named on an LLP license with area endorsements for the Bering Sea,
the Aleutian Islands, and the Western Gulf. The vessel's LLP license
has a current MLOA restriction of 219 feet. If the owner of the Ocean
Peace rebuilds the Ocean Peace so that it is longer than 219 feet, or
replaces the Ocean Peace with a vessel that is longer than 219 feet,
does this rule affect the current regulation that NMFS assigns an MLOA
of 295 feet to an LLP license on which an Amendment 80 replacement
vessel is the named vessel? The Ocean Peace is the only vessel that is
named on both an AFA permit and an Amendment 80 Quota Share permit.
Response: If the owner of the Ocean Peace rebuilds the Ocean Peace
or acquires a replacement vessel for the Ocean Peace, NMFS will amend
the LLP groundfish license that names the Ocean Peace and will assign
an MLOA on that LLP license of 295 feet. The rebuilt Ocean Peace or the
replacement vessel for the Ocean Peace would then be subject to an MLOA
of 295 feet when it participates in any fishery in the GOA. NMFS would
take these actions based on the current regulations for replacing an
Amendment 80 vessel. See 50 CFR 679.4(o)(4); 50 CFR 679.4(k)(3)(i)(C);
and 50 CFR 679.2 (definition of Maximum LOA, paragraph (2)(iv)).
The above regulations implemented Amendment 97 to the BSAI FMP. The
subject of Amendment 97 was the replacement of Amendment 80 vessels
(Final Rule, 77 FR 59852 (October 1, 2012)). Under Amendment 97, an
Amendment 80 rebuilt vessel is treated as an Amendment 80 replacement
vessel. All Amendment 80 replacement vessels must be classed and load
lined or, if the vessel cannot be classed and load lined, the vessel
must be enrolled in the Alternative Compliance and Safety Agreement
Program of the U.S. Coast Guard. 77 FR at 59867 (NMFS Response to
Comment 11).
The Ocean Peace also has an AFA permit to participate in the
directed pollock fishery as a catcher/processor. Therefore, the Ocean
Peace is subject to the AFA, as amended by the Coast Guard Act,
Amendment 106, and this final rule. Under this rule, the owner of the
Ocean Peace may rebuild or replace the Ocean Peace to improve safety or
efficiency without limitation on the length of the rebuilt or replaced
vessel, notwithstanding the MLOA restriction on the LLP license on
which the Ocean Peace is named. Accordingly, under this rule at Sec.
679.2 and Sec. 679.4(k)(3)(i)(E), if the Ocean Peace is rebuilt or
replaced, the rebuilt Ocean Peace or its replacement vessel will be
exempt from the MLOA on the LLP license that names the Ocean Peace or
its replacement vessel when the Ocean Peace or its replacement vessel
is participating in the BSAI pursuant to that LLP license.
NMFS notes two ways that this rule could affect the ability of the
Ocean Peace to participate in the GOA. First, under provisions added at
Sec. 679.4(l)(7)(iv), if the Ocean Peace becomes a replaced or removed
AFA
[[Page 54596]]
vessel, it would be permanently ineligible to participate in any
fishery in the EEZ off Alaska unless it reenters the fishery as an AFA
replacement vessel. Second, under provisions added at Sec.
679.4(l)(7)(ii)(B), if the Ocean Peace becomes a replacement vessel for
any AFA catcher/processor or AFA catcher vessel, the Ocean Peace would
operate subject to the restrictions and limitations of the vessel it
replaced.
Classification
The Administrator, Alaska Region, NMFS, determined that this final
rule is consistent with the BSAI FMP, including Amendment 106, the
Magnuson-Stevens Act, the AFA, and other applicable laws.
Small Entity Compliance Guide
Section 212 of the Small Business Regulatory Enforcement Fairness
Act of 1996 states that, for each rule or group of related rules for
which an agency is required to prepare a final regulatory flexibility
analysis, the agency shall publish one or more guides to assist small
entities in complying with the rule, and shall designate such
publications as ``small entity compliance guides.'' The agency shall
explain the actions a small entity is required to take to comply with a
rule or group of rules. The preamble to the proposed rule and the
preamble to this final rule serve as the small entity compliance guide.
This rule does not require any additional compliance from small
entities that is not described in the preamble to the proposed rule.
Copies of this final rule are available from NMFS at the following Web
site: https://alaskafisheries.noaa.gov
Executive Order 12866
The final rule has been determined to be not significant for
purposes of Executive Order 12866.
Regulatory Impact Review
The Council and NMFS conducted a Regulatory Impact Review (RIR)
pursuant to Executive Order 12866. The RIR assessed the costs and
benefits of Alternative 1, Alternative 2, and four options under
Alternative 2. Alternative 1 was no change in the regulations in 50 CFR
part 679. Alternative 2 was changing the regulations to conform to
NMFS' interpretation of the AFA as amended by the Coast Guard Act. The
four options under Alternative 2 would have imposed additional
restrictions on AFA vessels when these vessels participate in the GOA,
over and above restrictions in the AFA and current regulations. The
Council and NMFS concluded that Alternative 2 is likely to result in
net benefits to the nation. NMFS published the RIR in a combined
document with the Initial Regulatory Flexibility Analysis (IRFA). This
rule refers to the RIR/IRFA as the Analysis. A copy of the Analysis is
available from NMFS (see ADDRESSES).
Final Regulatory Flexibility Analysis (FRFA)
The Regulatory Flexibility Act (RFA) contains the requirements for
the FRFA in section 604(a)(1) through (6) of the RFA. The FRFA must
contain:
1. A succinct statement of the need for, and objectives of, the
rule;
2. A summary of the significant issues raised by the public
comments in response to the initial regulatory flexibility analysis, a
summary of the assessment of the agency of such issues, and a statement
of any changes made in the proposed rule as a result of such comments;
3. The response of the agency to any comments on the proposed rule
by the Chief Counsel for Advocacy of the Small Business Administration;
4. A description and an estimate of the number of small entities to
which the rule will apply, or an explanation of why no such estimate is
available;
5. A description of the projected reporting, recordkeeping, and
other compliance requirements of the rule, including an estimate of the
classes of small entities which will be subject to the requirement and
the type of professional skills necessary for preparation of the report
or record; and
6. A description of the steps the agency has taken to minimize the
significant economic impact on small entities consistent with the
stated objectives of applicable statutes, including a statement of the
factual, policy, and legal reasons for selecting the alternative
adopted in the final rule and why each one of the other significant
alternatives to the rule considered by the agency which affect the
impact on small entities was rejected.
NMFS prepared an IRFA that addressed the requirements described in
section 603(b)(1) through (5) of the RFA. This FRFA incorporates the
IRFA and the summary of the IRFA in the proposed rule (79 FR 34696,
June 18, 2014). As noted, NMFS published the IRFA in a combined
document with the RIR. The RIR/IRFA or Analysis is available on the
NMFS Alaska Region Web site: https://alaskafisheries.noaa.gov.
A Succinct Statement of the Need for, and Objectives of, the Rule
This rule is needed to conform current regulations to the AFA
amendments in the Coast Guard Act. The rule is also needed to allow the
owners of AFA vessels to rebuild and replace their vessels to improve
safety and efficiency, even if an AFA vessel has not sunk or been
damaged beyond repair. The rule is also needed to allow the owners of
AFA catcher vessels in inshore cooperatives to remove those vessels
from the cooperative, when the owner is willing to withdraw the catcher
vessel from all activity that requires a Federal fishery endorsement
except to possibly use the removed vessel as an AFA replacement vessel
in the future. The need for, and objectives of, this rule are further
explained in the preamble to the proposed rule in the sections, ``The
Need for Action'' and ``Proposed Action.'' (79 FR 34696, June 18,
2014).
Summary of Significant Issues Raised During Public Comment
The proposed rule was published on June 18, 2014 (79 FR 34696). The
45-day comment period on the proposed rule ended August 4, 2014. NMFS
received one comment on the IRFA, namely that the IRFA summary in the
proposed rule incorrectly stated that all AFA catcher/processors were
members of the Pollock Conservation Cooperative. NMFS agreed this was
incorrect because the Ocean Peace is an AFA catcher/processor and is
not a member of the Pollock Conservation Cooperative. NMFS corrected
this statement in the FRFA. NMFS describes this comment and its
response in Comment 9. NMFS did not receive any other comment on the
IRFA. NMFS did not receive any comments on the impacts of this action
on small entities.
The Response to Comments From Small Business Administration
NMFS did not receive any comments on the proposed rule from the
Chief Counsel for Advocacy of the Small Business Administration (SBA).
Number and Description of Small Entities Regulated by the Final Rule
NMFS concludes that this rule does not directly regulate any small
entities. The SBA establishes size criteria for small entities in all
major industry sectors in the United States, including fish harvesting
and fish processing businesses. On June 12, 2014, the SBA issued a
final rule, effective July 14, 2014, that adjusted the annual receipts
standard for small businesses based on inflation (79 FR 33647). The SBA
rule
[[Page 54597]]
increased the annual receipts standard for entities in Finfish Fishing
from $19.0 million to $20.5 million. AFA vessels receive their revenues
predominately from finfish fishing. Therefore, the IRFA and the FRFA
apply the finfish standard.
This action directly regulates the owners of vessels that are
designated on AFA permits; these vessels are catcher vessels, catcher/
processor vessels, and motherships. In 2013, 105 catcher vessels, 21
catcher/processors, and 3 motherships were designated on AFA permits
(Analysis, Section 2.4). In assessing whether an entity is small, the
RFA requires NMFS to consider affiliations between entities. All AFA
catcher vessels are members of one of eight cooperatives delivering
pollock to catcher/processors, to inshore processing plants, or to
motherships (Analysis, Section 2.4).
NMFS concludes that none of the AFA vessels or AFA cooperatives are
small entities. With respect to the seven AFA catcher vessels that are
authorized to deliver to catcher/processors, these seven catcher
vessels have formed the High Seas Catchers' Cooperative (HSCC). The
HSCC leases the pollock allocation of its members to the Pollock
Conservation Cooperative, a cooperative that comprises the nineteen
listed AFA catcher/processors (Analysis, Section 1.9.2). The members of
the Pollock Conservative Cooperative had estimated 2012 gross revenues
from pollock alone in excess of $500 million (Analysis, Section 2.4).
Thus, applying the revised, inflation-adjusted, standard of $20.5
million, all AFA entities in the catcher/processor sector--catcher
vessels, catcher/processors, and the cooperatives of these vessels--are
still large entities.
With respect to AFA catcher vessels that deliver to inshore
processing plants and to motherships, all of these AFA catcher vessels
are members of one of seven cooperatives. The IRFA stated: ``The seven
cooperatives delivering to processing plants or motherships had gross
revenues from pollock alone in excess of $19 million, and/or were
affiliated with processing operations that themselves met the large
entity threshold of 500 employees for entities of that type, and/or
were affiliated with processors who did'' (Analysis, Section 2.4). The
gross revenues from pollock for each of these cooperatives also exceeds
$20.5 million dollars, and the affiliation relationships considered in
the IRFA continue to exist. Therefore, all AFA catcher vessels that
deliver to inshore plants or motherships, and the cooperatives of those
vessels, are large entities.
With respect to AFA motherships, the IRFA states: ``Three
motherships accept deliveries of pollock from catcher vessels. While
these vessels are authorized to join the cooperative of catcher vessels
making such deliveries, they have not recently chosen to do so.
However, each of these motherships is believed to be a large entity,
based on corporate affiliations with other large processing firms.''
(Analysis, Section 2.4). NMFS reaffirms this conclusion in this FRFA.
Thus, NMFS concludes that all of the entities directly regulated by
this action are ``large'' entities for the purpose of the RFA.
Recordkeeping and Reporting Requirements
Since this action does not directly regulate any small entities,
this action does not impose recordkeeping or reporting requirements on
any small entities. This action imposes one additional reporting
requirement on the owner of an AFA rebuilt vessel. If the owner of an
AFA vessel rebuilds an AFA vessel, the owner shall submit the
documentation for the rebuilt vessel to NMFS within 30 days of the
issuance of the documentation. Apart from this requirement, the owners
of AFA rebuilt vessels would be subject to the same recordkeeping and
reporting requirements after rebuilding as before rebuilding.
Under this action, the owners of AFA replacement vessels are
subject to the same recordkeeping and reporting requirements that
applied to the replaced, or former, AFA vessel. Under this action, if a
vessel is removed, the owners of the AFA vessels that are assigned the
catch history of the removed vessel are subject to the same
recordkeeping and reporting requirements after they are assigned the
catch history of the removed vessel as before they were assigned the
catch history of the removed vessel.
To implement this rule, NMFS has created an application form for
the owner of an AFA vessel who wishes to take any of the actions
allowed by this rule. The application form allows the owner of an AFA
vessel to notify NMFS of rebuilding, to request to replace an AFA
vessel, or to request removal of an AFA catcher vessel from an inshore
cooperative.
Description of Significant Alternatives to the Final Action That
Minimize Adverse Impacts on Small Entities
Section 604 of the RFA requires that NMFS describe any significant
alternatives to the proposed action that would accomplish the stated
objectives of applicable statutes and would minimize any significant
adverse economic impacts on directly regulated small entities. Since
this action does not directly regulate any small entities, this action
has no adverse impacts on small entities and, therefore, there are no
alternatives to this action that would minimize adverse impacts on
small entities.
Collection-of-Information Requirements
This rule contains a collection-of-information requirement subject
to the Paperwork Reduction Act (PRA) and which has been approved by the
Office of Management and Budget (OMB) under OMB Control Number 0648-
0393. Public reporting burden for the American Fisheries Act (AFA)
Permit: Rebuilt, Replacement, or Removed Vessel Application is
estimated to average 2 hours per response, including the time for
reviewing instructions, searching existing data sources, gathering and
maintaining the data needed, and completing and reviewing the
collection-of-information. Send comments regarding this burden
estimate, or any other aspect of this data collection, including
suggestions for reducing the burden, to NMFS (see ADDRESSEES) and by
email to OIRASubmission@omb.eop.gov, or fax to (202) 395-5806.
Notwithstanding any other provision of the law, no person is
required to respond to, nor shall any person be subject to a penalty
for failure to comply with, a collection of information subject to the
requirements of the PRA, unless that collection of information displays
a currently valid OMB control number. All currently approved NOAA
collections of information may be viewed at: https://www.cio.noaa.gov/
servicesprograms/prasubs.html.
List of Subjects
15 CFR Part 902
Reporting and recordkeeping requirements.
50 CFR Part 679
Alaska, Fisheries, Reporting and recordkeeping requirements.
Dated: September 8, 2014.
Samuel D. Rauch III,
Deputy Assistant Administrator for Regulatory Programs, National Marine
Fisheries Service.
For the reasons set out in the preamble, NMFS amends 15 CFR part
902 and 50 CFR part 679 as follows:
[[Page 54598]]
Title 15--Commerce and Foreign Trade
PART 902--NOAA INFORMATION COLLECTION REQUIREMENTS UNDER THE
PAPERWORK REDUCTION ACT: OMB CONTROL NUMBERS
0
1. The authority citation for part 902 continues to read as follows:
Authority: 44 U.S.C. 3501 et seq.
0
2. In Sec. 902.1, in the table in paragraph (b), under the entry ``50
CFR'':
0
a. Remove entries for ``679.4(b), (f), (h), and (i)''; ``679.4(d) and
(e)''; ``679.4(g)''; ``679.4(k)''; ``679.4(l)(1) through (l)(7)'';
``679.4(m)(2)''; ``679.4(m)(4)''; ``679.4(n)''; ``679.4(o)'';
``679.7(a)(1)''; ``679.7(a)(3)''; ``679.7(a)(7)(vii) through (ix),
679.7(n)(1)(iv)''; ``679.7(a)(12), 679.7(k)(8)(i)''; ``679.7(a)(15)'';
``679.7(a)(18), 679.7(n)(3)''; ``679.7(a)(20)''; ``679.7(a)(21) and
(22)''; ``679.7(b)(2)''; ``679.7(d)''; ``679.7(f)'';
``679.7(f)(8)(ii)''; ``679.7(g)''; ``679.7(i)''; ``679.7(k)'';
``679.7(l)''; ``679.7(n)''; ``679.7(n)(4)(ii)''; and ``679.7(o)''.
0
b. Add entries in alphanumeric order for ``679.4'' and ``679.7''.
The additions read as follows:
Sec. 902.1 OMB control numbers assigned pursuant to the Paperwork
Reduction Act.
* * * * *
(b) * * *
------------------------------------------------------------------------
CFR part or section where the
information collection requirement is Current OMB control number (all
located numbers begin with 0648-)
------------------------------------------------------------------------
* * * * * * *
50 CFR:
* * * * * * *
679.4.................................. -0206, -0272, -0334, -0393, -
0513, -0545, -0565, and -0665.
* * * * * * *
679.7.................................. -0206, -0269, -0272, -0316, -
0318, -0330, -0334, -0393, -
0445, -0513, -0514, -0545, -
0565.
* * * * * * *
------------------------------------------------------------------------
Title 50--Wildlife and Fisheries
PART 679--FISHERIES OF THE EXCLUSIVE ECONOMIC ZONE OFF ALASKA
0
3. The authority citation for part 679 is revised to read as follows:
Authority: 16 U.S.C. 773 et seq.; 1801 et seq.; 3631 et seq.;
Pub. L. 108-447; Pub. L. 111-281.
0
4. In Sec. 679.2,
0
a. Revise the definition of ``AFA mothership'';
0
b. Add definitions for ``AFA rebuilt vessel,'' ``AFA replacement
vessel,'' and ``AFA vessel'' in alphabetical order; and
0
c. Add paragraph (2)(vi) to the definition of ``Maximum LOA (MLOA)''.
The revision and additions read as follows:
Sec. 679.2 Definitions.
* * * * *
AFA mothership means a mothership permitted to process BS pollock
under Sec. 679.4(l)(4).
* * * * *
AFA rebuilt vessel means an AFA vessel that was rebuilt after
October 15, 2010.
AFA replacement vessel means a vessel that NMFS designated on an
AFA permit pursuant to Sec. 679.4(l)(7) after October 15, 2010.
AFA vessel means a vessel that is designated on an AFA catcher
vessel permit, an AFA catcher/processor permit, or an AFA mothership
permit, and is thereby authorized to participate in the Bering Sea
directed pollock fishery.
* * * * *
Maximum LOA (MLOA) means:
(2) * * *
(vi) An AFA vessel is exempt from the MLOA on an LLP license with a
Bering Sea area endorsement or an Aleutian Islands area endorsement
when the vessel is used in the BSAI to harvest or process license
limitation groundfish and the LLP license specifies an exemption from
the MLOA restriction for the AFA vessel.
* * * * *
0
5. In Sec. 679.4,
0
a. Remove paragraphs (a)(1)(iii)(F), (l)(4) introductory text, and
(l)(8)(iv);
0
b. Redesignate paragraphs (l)(2)(iii) as (l)(2)(iv) and (l)(8)(v) as
(l)(8)(iv) ;
0
c. Revise paragraphs (k)(1)(i), (k)(3)(i)(A), (l)(1)(ii)(B),
(l)(3)(i)(A)(2), (l)(3)(i)(B)(2), (l)(3)(i)(C)(2)(ii), (l)(4)(i),
(l)(6)(ii)(C)(3), (l)(6)(ii)(D) introductory text, (l)(7), (l)(8)(i),
(l)(8)(ii), (l)(8)(iii), and (o)(4)(i)(D); and
0
d. Add paragraphs (k)(3)(i)(E), (l)(2)(iii), (l)(3)(i)(A)(3),
(l)(3)(i)(B)(3), (l)(3)(i)(C)(3), (l)(3)(ii)(E)(3), (1)(6)(ii)(D)(3),
and (l)(6)(ii)(D)(4).
The revisions and additions read as follows:
Sec. 679.4 Permits.
* * * * *
(k) * * *
(1) * * *
(i) In addition to the permit and licensing requirements of this
part, and except as provided in paragraph (k)(2) of this section, each
vessel within the GOA or the BSAI must have an LLP groundfish license
on board at all times it is engaged in fishing activities defined in
Sec. 679.2 as directed fishing for license limitation groundfish. This
groundfish license, issued by NMFS to a qualified person, authorizes a
license holder to deploy a vessel to conduct directed fishing for
license limitation groundfish only in accordance with the specific area
and species endorsements, the vessel and gear designations, the MLOA
specified on the license, and any exemption from the MLOA specified on
the license.
* * * * *
(3) * * *
(i) * * *
(A) General. A license may be used only on a vessel designated on
the license, a vessel that complies with the vessel designation and
gear designation specified on the license, and a vessel that has an LOA
less than or equal to the MLOA specified on the license, unless the
license specifies that the vessel is exempt from the MLOA on the
license.
* * * * *
(E) Exemption from MLOA on an LLP license with a Bering Sea area
endorsement or an Aleutian Islands area endorsement for AFA rebuilt or
AFA replacement vessels. An AFA rebuilt vessel or an AFA replacement
vessel may exceed the MLOA on an LLP groundfish license with a Bering
Sea area endorsement or an Aleutian Islands area endorsement when the
vessel is
[[Page 54599]]
conducting directed fishing for groundfish in the BSAI pursuant to that
LLP groundfish license and when the exemption is specified on the LLP
license.
* * * * *
(l) * * *
(1) * * *
(ii) * * *
(B) Duration of final AFA permits. (1) Except as provided in
paragraphs (l)(1)(ii)(B)(2), (l)(1)(ii)(B)(3), (l)(5)(v)(B)(3), and
(l)(6)(iii) of this section, AFA vessel and processor permits issued
under this paragraph (l) are valid indefinitely unless the permit is
suspended or revoked.
(2) An AFA vessel permit is revoked when the vessel designated on
the permit is replaced or removed under paragraph (l)(7) of this
section.
(3) In the event of a total loss or constructive loss of an AFA
vessel,
(i) The AFA vessel permit that designates the lost AFA vessel will
be valid from the date of the vessel loss up to 5 years from December
31 of the year in which the vessel was lost and will be suspended after
that date, unless the AFA vessel permit for the lost vessel was revoked
before that date because the lost vessel was replaced or removed under
paragraph (l)(7) of this section. For example, if a vessel sinks on
February 15, 2016, the AFA permit on the vessel will be valid until
December 31, 2021, unless the owner of the vessel replaces or removes
the vessel before December 31, 2021; after December 31, 2021, the AFA
permit on the lost vessel will be suspended until the AFA vessel owner
replaces or removes the lost vessel;
(ii) The owner of the lost AFA vessel must notify NMFS in writing
of the vessel loss within 120 days of the date of the total loss or
constructive loss of the vessel;
(iii) For purposes of paragraph (l)(1)(ii)(B)(3) of this section,
an AFA lost vessel is a vessel that has been subject to a total loss or
a constructive loss; a total loss means that the vessel is physically
lost such as from sinking or a fire; a constructive loss means that the
vessel suffered damage so that the cost of repairing the vessel
exceeded the value of the vessel; the date of the total loss of a
vessel is the date on which the physical loss occurred; the date of the
constructive loss of a vessel is the date on which the damage to the
vessel occurred.
* * * * *
(2) * * *
(iii) AFA replacement vessels. (A) NMFS will issue a listed AFA
catcher/processor permit to the owner of a catcher/processor that is a
replacement vessel for a vessel that was designated on a listed AFA
catcher/processor permit.
(B) NMFS will issue an unlisted AFA catcher/processor permit to the
owner of a catcher/processor that is a replacement vessel for a vessel
that was designated on an unlisted AFA catcher/processor permit.
* * * * *
(3) * * *
(i) * * *
(A) * * *
(2) Is not listed in paragraph (l)(3)(i)(A)(1) of this section and
is determined by the Regional Administrator to have delivered at least
250 mt and at least 75 percent of the pollock it harvested in the
directed BSAI pollock fishery in 1997 to catcher/processors for
processing by the offshore component; or
(3) Is an AFA replacement vessel for a vessel that was designated
on an AFA catcher vessel permit with a catcher/processor endorsement.
(B) * * *
(2) Is not listed in paragraph (l)(3)(i)(B)(1) of this section and
is determined by the Regional Administrator to have delivered at least
250 mt of pollock for processing by motherships in the offshore
component of the BSAI directed pollock fishery in any one of the years
1996 or 1997, or between January 1, 1998, and September 1, 1998, and is
not eligible for an endorsement to deliver pollock to catcher/
processors under paragraph (l)(3)(i)(A) of this section; or
(3) Is an AFA replacement vessel for a vessel that was designated
on an AFA catcher vessel permit with a mothership endorsement.
(C) * * *
(2) * * *
(ii) Is less than 60 ft (18.1 meters) LOA and is determined by the
Regional Administrator to have delivered at least 40 mt of pollock
harvested in the directed BSAI pollock fishery for processing by the
inshore component in any one of the years 1996 or 1997, or between
January 1, 1998, and September 1, 1998; or
(3) Is an AFA replacement vessel for a vessel that was designated
on an AFA catcher vessel permit with an inshore endorsement.
(E) * * *
(3) AFA replacement vessel for a catcher vessel that qualified for
an exemption. A catcher vessel that is a replacement vessel for a
vessel that was designated on an AFA catcher vessel permit with an
exemption from a groundfish sideboard directed fishing closure will
receive an AFA catcher vessel permit with the same exemption as the
replaced vessel.
(4) * * *
(i) NMFS will issue to an owner of a mothership an AFA mothership
permit if the mothership:
(A) Is one of the following (as listed in paragraphs 208(d)(1)
through (3) of the AFA):
EXCELLENCE (USCG documentation number 967502);
GOLDEN ALASKA (USCG documentation number 651041); and
OCEAN PHOENIX (USCG documentation number 296779); or
(B) Is an AFA replacement vessel for a vessel that was designated
on an AFA mothership permit.
* * * * *
(6) * * *
(ii) * * *
(C) * * *
(3) Each catcher vessel in the cooperative is a qualified catcher
vessel and is otherwise eligible to fish for groundfish in the BSAI,
except that a lost vessel that retains an AFA permit pursuant to
paragraph (l)(1)(ii)(B)(3) of this section need not be designated on a
Federal Fisheries Permit or an LLP license; has an AFA catcher vessel
permit with an inshore endorsement; and has no permit sanctions or
other type of sanctions against it that would prevent it from fishing
for groundfish in the BSAI.
(D) Qualified catcher vessels. For the purpose of paragraph
(l)(6)(ii)(C)(3) of this section, a catcher vessel is a qualified
catcher vessel if the catcher vessel meets the permit and landing
requirements in paragraphs (l)(6)(ii)(D)(1) and (l)(6)(ii)(D)(2) of
this section; the catcher vessel is an AFA replacement catcher vessel
that meets the requirements in paragraph (l)(6)(ii)(D)(3) of this
section; or the catcher vessel is an AFA lost catcher vessel that meets
the requirements in paragraph (l)(6)(ii)(D)(4) of this section.
* * * * *
(3) AFA replacement catcher vessels. The vessel is an AFA
replacement vessel for a catcher vessel that met the permit and landing
requirements in paragraphs (l)(6)(ii)(D)(1) and (l)(6)(ii)(D)(2) of
this section;
(4) AFA lost catcher vessels. In the event of a total loss or
constructive loss of an AFA catcher vessel with an inshore endorsement,
the owner of the lost vessel has an AFA catcher vessel permit with an
inshore endorsement for the lost vessel that is valid pursuant to
paragraph (l)(1)(ii)(B)(3) of this section, and the inshore cooperative
shows:
(i) The vessel was lost during a year when the vessel was
designated on an
[[Page 54600]]
AFA inshore cooperative fishing permit issued to the cooperative
submitting the application; or
(ii) The vessel was lost during a year when the vessel was not
designated on any AFA inshore cooperative fishing permit and when the
vessel delivered more pollock to the AFA inshore processor designated
by the inshore cooperative under paragraph (l)(6)(ii)(B) of this
section than to any other processor; or
(iii) The vessel was lost during a year when the vessel was not
designated on any AFA inshore cooperative fishing permit and when the
vessel had made no deliveries of pollock and the owner of the lost
vessel has assigned the catch history of the lost vessel to the inshore
cooperative that submits the application.
* * * * *
(7) AFA rebuilt vessels, AFA replacement vessels, and removal of
inshore AFA catcher vessels--(i) AFA rebuilt vessels. (A) To improve
vessel safety or to improve operational efficiency, including fuel
efficiency, the owner of an AFA vessel may rebuild the vessel. If the
owner of an AFA vessel rebuilds the vessel, the owner must notify NMFS
within 30 days of the issuance of the vessel documentation for the AFA
rebuilt vessel and must provide NMFS with a copy of the vessel
documentation for the rebuilt vessel. If the owner of the AFA rebuilt
vessel provides NMFS with information demonstrating that the AFA
rebuilt vessel is documented with a fishery endorsement issued under 46
U.S.C. 12113, NMFS will acknowledge receipt of the notification and
inform the owner that the AFA permit issued to the vessel before
rebuilding is valid and can be used on the AFA rebuilt vessel.
(B) Except as provided in paragraph (l)(7)(i)(C) and paragraph
(l)(7)(i)(D) of this section, the owner of an AFA rebuilt vessel will
be subject to the same requirements that applied to the vessel before
rebuilding and will be eligible to use the AFA rebuilt vessel in the
same manner as the vessel before rebuilding.
(C) An AFA rebuilt vessel is exempt from the maximum length overall
(MLOA) restriction on an LLP groundfish license with a Bering Sea area
endorsement or an Aleutian Islands area endorsement when the AFA
rebuilt vessel is conducting directed fishing for groundfish in the
BSAI pursuant to that LLP groundfish license and the LLP groundfish
license specifies the exemption.
(D) If an AFA rebuilt catcher vessel is equal to or greater than
125 ft (38.1 m) LOA, the AFA rebuilt catcher vessel will be subject to
the catcher vessel exclusive fishing seasons for pollock in 50 CFR
679.23(i) and will not be exempt from 50 CFR 679.23(i) even if the
vessel before rebuilding was less than 125 ft (38.1 m) LOA and was
exempt from 50 CFR 679.23(i).
(ii) AFA replacement vessels. (A) To improve vessel safety or to
improve operational efficiency, including fuel efficiency, the owner of
an AFA vessel may replace the AFA vessel with a vessel that is
documented with a fishery endorsement issued under 46 U.S.C. 12113.
(B) Upon approval of an application to replace an AFA vessel
pursuant to paragraph (l)(7) of this section and except as provided in
paragraph (l)(7)(ii)(C), paragraph (l)(7)(ii)(D), and paragraph
(l)(7)(E) of this section, the owner of an AFA replacement vessel will
be subject to the same requirements that applied to the replaced vessel
and will be eligible to use the AFA replacement vessel in the same
manner as the replaced vessel. If the AFA replacement vessel is not
already designated on an AFA permit, the Regional Administrator will
issue an AFA permit to the owner of the AFA replacement vessel. The AFA
permit that designated the replaced, or former, AFA vessel will be
revoked.
(C) An AFA replacement vessel is exempt from the maximum length
overall (MLOA) restriction on an LLP groundfish license with a Bering
Sea area endorsement or an Aleutian Islands area endorsement when the
AFA replacement vessel is conducting directed fishing for groundfish in
the BSAI pursuant to that LLP groundfish license and the LLP groundfish
license specifies an exemption from the MLOA restriction for the AFA
replacement vessel.
(D) If an AFA replacement catcher vessel is equal to or greater
than 125 ft (38.1 m) LOA, the AFA replacement catcher vessel will be
subject to the catcher vessel exclusive fishing seasons for pollock in
50 CFR 679.23(i) and will not be exempt from 50 CFR 679.23(i), even if
the replaced vessel was less than 125 ft (38.1 m) LOA and was exempt
from 50 CFR 679.23(i).
(E) An AFA replacement catcher vessel for an AFA catcher vessel
will have the same sideboard exemptions, if any, as the replaced AFA
catcher vessel, except that if the AFA replacement vessel was already
designated on an AFA permit as exempt from sideboard limits, the AFA
replacement vessel will maintain its exemption even if the replaced
vessel was not exempt from sideboard limits.
(iii) Removal of AFA catcher vessel from the directed pollock
fishery. (A) The owner of a catcher vessel that is designated on an AFA
catcher vessel permit with an inshore endorsement may remove the
catcher vessel from the directed pollock fishery, subject to the
requirements in paragraphs (B), (C), and (D) of this paragraph
(l)(7)(iii).
(B) The owner of the removed catcher vessel must direct NMFS to
assign the non-CDQ inshore pollock catch history in the BSAI of the
removed vessel to one or more catcher vessels in the inshore fishery
cooperative to which the removed vessel belonged at the time of the
application for removal.
(C) Except for the assignment of the pollock catch history of the
removed catcher vessel in paragraph (l)(7)(iii)(B) of this section, all
claims relating to the catch history of the removed catcher vessel in
the Exclusive Economic Zone off Alaska, including any claims to an
exemption from AFA sideboard limitations, will be permanently
extinguished upon NMFS' approval of the application to remove the
catcher vessel and the AFA permit that was held by the owner of the
removed catcher vessel will be revoked.
(D) The catcher vessel or vessels that are assigned the catch
history of the removed catcher vessel cannot be removed from the
fishery cooperative to which the removed catcher vessel belonged for a
period of one year from the date that NMFS assigned the catch history
of the removed catcher vessel to that vessel or vessels.
(iv) Replaced vessels and removed vessels. An AFA vessel that is
replaced or removed under paragraph (l)(7) of this section is
permanently ineligible to receive any permit to participate in any
fishery in the Exclusive Economic Zone off Alaska unless the replaced
or removed vessel reenters the directed pollock fishery as a
replacement vessel under paragraph (l)(7) of this section.
(v) Application. To notify NMFS that the owner of an AFA vessel has
rebuilt the AFA vessel, the owner of the AFA vessel must submit a
complete application. To replace an AFA vessel with another vessel,
NMFS must receive a complete application from the owner of the vessel
that is being replaced. To remove an AFA catcher vessel from the
directed pollock fishery, NMFS must receive a complete application from
the owner of the vessel that is to be removed. An application must
contain the information specified on the application form, with all
required fields accurately completed and all required documentation
attached. The application must be submitted to NMFS using the methods
described on the
[[Page 54601]]
application. The application referred to in this paragraph is
``American Fisheries Act (AFA) Permit: Rebuilt, Replacement, or Removed
Vessel Application.''
(8) * * *
(i) Initial evaluation. The Regional Administrator will evaluate an
application submitted in accord with paragraph (l) of this section. If
the Regional Administrator determines that the applicant meets the
requirements for NMFS to take the action requested on the application,
NMFS will approve the application. If the Regional Administrator
determines that the applicant has submitted claims based on
inconsistent information or fails to submit the information specified
in the application, the applicant will be provided a single 30-day
evidentiary period to submit evidence to establish that the applicant
meets the requirements for NMFS to take the requested action. The
burden is on the applicant to establish that the applicant meets the
criteria in the regulation for NMFS to take the action requested by the
applicant.
(ii) Additional information and evidence. The Regional
Administrator will evaluate the additional information or evidence
submitted by the applicant within the 30-day evidentiary period. If the
Regional Administrator determines that the additional information or
evidence meets the applicant's burden of proof, the application will be
approved. However, if the Regional Administrator determines that the
applicant did not meet the applicant's burden of proof, the applicant
will be notified by an initial administrative determination (IAD) that
the application is denied.
(iii) Initial administrative determinations (IAD). The Regional
Administrator will prepare and send an IAD to the applicant following
the expiration of the 30-day evidentiary period if the Regional
Administrator determines that the information or evidence provided by
the applicant fails to support the applicant's claims and is
insufficient to establish that the applicant meets the requirements for
an AFA permit or for NMFS to approve the withdrawal of a catcher
vessel, or if the additional information, evidence, or revised
application is not provided within the time period specified in the
letter that notifies the applicant of the applicant's 30-day
evidentiary period. The IAD will indicate the deficiencies in the
application, including any deficiencies with the information, the
evidence submitted in support of the information, or the revised
application. An applicant who receives an IAD may appeal under the
appeals procedures set out at 15 CFR part 906.
* * * * *
(o) * * *
(4) * * *
(i) * * *
(D) The replacement vessel is not a vessel listed at section
208(e)(1) through (20) of the American Fisheries Act or permitted under
paragraph (l)(2)(i) of this section; is not an AFA replacement vessel
designated on a listed AFA catcher/processor permit under paragraph
(l)(2)of this section; and is not an AFA catcher vessel permitted under
paragraph (l)(3) of this section.
* * * * *
0
6. In Sec. 679.7, revise paragraphs (i)(6), (k)(1)(ii), (k)(1)(iii),
(k)(1)(iv), (k)(1)(v), (k)(1)(vi)(A) heading, (k)(1)(vi)(B) heading,
(k)(1)(vii)(A) heading, (k)(1)(vii)(B) heading, and (k)(2)(ii) to read
as follows:
Sec. 679.7 Prohibitions.
* * * * *
(i) * * *
(6) Use a vessel to fish for LLP groundfish or crab species, or
allow a vessel to be used to fish for LLP groundfish or crab species,
that has an LOA that exceeds the MLOA specified on the license that
authorizes fishing for LLP groundfish or crab species, except if the
person is using the vessel to fish for LLP groundfish in the Bering Sea
subarea or the Aleutian Islands subarea pursuant to an LLP license that
specifies an exemption from the MLOA on the LLP license.
* * * * *
(k) * * *
(1) * * *
(ii) Fishing in the GOA. Use a listed AFA catcher/processor or a
catcher/processor designated on a listed AFA catcher/processor permit
to harvest any species of fish in the GOA.
(iii) Processing BSAI crab. Use a listed AFA catcher/processor or a
catcher/processor designated on a listed AFA catcher/processor permit
to process any crab species harvested in the BSAI.
(iv) Processing GOA groundfish. (A) Use a listed AFA catcher/
processor or a catcher/processor designated on a listed AFA catcher/
processor permit to process any pollock harvested in a directed pollock
fishery in the GOA and any groundfish harvested in Statistical Area 630
of the GOA.
(B) Use a listed AFA catcher/processor or a catcher/processor
designated on a listed AFA catcher/processor permit as a stationary
floating processor for Pacific cod in the GOA and a catcher/processor
in the GOA during the same year.
(v) Directed fishing after a sideboard closure. Use a listed AFA
catcher/processor or a catcher/processor designated on a listed AFA
catcher/processor permit to engage in directed fishing for a groundfish
species or species group in the BSAI after the Regional Administrator
has issued an AFA catcher/processor sideboard directed fishing closure
for that groundfish species or species group under Sec.
679.20(d)(1)(iv) or Sec. 679.21(e)(3)(v).
(vi) * * *
(A) Listed AFA catcher/processors and catcher/processors designated
on listed AFA catcher/processor permits. * * *
(B) Unlisted AFA catcher/processors and catcher/processors
designated on unlisted AFA catcher/processor permits. * * *
(vii) * * *
(A) Listed AFA catcher/processors and catcher/processors designated
on listed AFA catcher/processor permits. * * *
(B) Unlisted AFA catcher/processors and catcher/processors
designated on unlisted AFA catcher/processor permits. * * *
* * * * *
(2) * * *
(ii) Processing GOA groundfish. Use an AFA mothership as a
stationary floating processor for Pacific cod in the GOA and a
mothership in the GOA during the same year.
* * * * *
0
7. In Sec. 679.51, revise paragraphs (a)(2)(vi)(B)(1) and (3) to read
as follows:
Sec. 679.51 Observer requirements for vessels and plants.
(a) * * *
(2) * * *
(vi) * * *
(B) * * *
(1) Listed AFA catcher/processors, catcher/processors designated on
listed AFA catcher/processor permits, and AFA motherships. The owner or
operator of a listed AFA catcher/processor, a catcher/processor
designated on a listed AFA catcher/processor permit, or an AFA
mothership must have aboard at least two observers, at least one of
whom must be certified as a lead level 2 observer, for each day that
the vessel is used to catch, process, or receive groundfish. More than
two observers must be aboard if the observer workload restriction would
otherwise preclude sampling as required.
* * * * *
(3) Unlisted AFA catcher/processors and catcher/processors
designated on unlisted AFA catcher/processor permits.
[[Page 54602]]
The owner or operator of an unlisted AFA catcher/processor or a
catcher/processor designated on an unlisted AFA catcher/processor
permit must have aboard at least two observers for each day that the
vessel is used to engage in directed fishing for pollock in the BSAI,
or receive pollock harvested in the BSAI. At least one observer must be
certified as a lead level 2 observer. When a listed AFA catcher/
processor is not engaged in directed fishing for BSAI pollock and is
not receiving pollock harvested in the BSAI, the observer coverage
requirements at paragraph (a)(2)(ii) of this section apply.
* * * * *
0
8. In Sec. 679.62, redesignate paragraphs (a)(2) and (3) as paragraphs
(a)(3) and (4), respectively, and add new paragraph (a)(2) to read as
follows:
Sec. 679.62 Inshore sector cooperative allocation program.
(a) * * *
(2) Determination of individual vessel catch histories after
approval of replacement of catcher vessel and approval of removal of
catcher vessel from the AFA directed pollock fishery. (i) If NMFS
approves the application of an owner of a catcher vessel that is a
member of an inshore vessel cooperative to replace a catcher vessel
pursuant to Sec. 679.4(l)(7), NMFS will assign the AFA inshore pollock
catch history of the replaced vessel to the replacement vessel.
(ii) If NMFS approves the application of an owner of a catcher
vessel that is a member of an inshore vessel cooperative to remove a
catcher vessel from the AFA directed pollock fishery pursuant to Sec.
679.4(l)(7), NMFS will assign the AFA inshore pollock catch history of
the removed vessel to one or more vessels in the inshore vessel
cooperative to which the removed vessel belonged as required by Sec.
679.4(l)(7); NMFS will not assign the catch history for any non-pollock
species of the removed vessel to any other vessel, and NMFS will
permanently extinguish any exemptions from sideboards that were
specified on the AFA permit of the removed vessel.
* * * * *
0
9. In Sec. 679.63, redesignate paragraph (c) as paragraph (d) and add
new paragraph (c) to read as follows:
Sec. 679.63 Catch weighing requirements for vessels and processors.
* * * * *
(c) What are the requirements for AFA replacement vessels? The
owner and operator of an AFA replacement vessel are subject to the
catch weighing requirements and the observer sampling station
requirements in paragraphs (a) and (b) of this section that applied to
the owner and operator of the replaced vessel.
* * * * *
0
10. In Sec. 679.64:
0
a. Revise paragraph (a) heading and introductory text and paragraph
(a)(1) heading; and
0
b. Add paragraphs (b)(2)(iii) and (iv).
The revisions and additions read as follows:
Sec. 679.64 Harvesting sideboard limits in other fisheries.
(a) Harvesting sideboards for listed AFA catcher/processors and
catcher/processors designated on listed AFA catcher/processor permits.
The Regional Administrator will restrict the ability of listed AFA
catcher/processors and a catcher/processor designated on a listed AFA
catcher/processor permit to engage in directed fishing for non-pollock
groundfish species to protect participants in other groundfish
fisheries from adverse effects resulting from the AFA and from fishery
cooperatives in the BS subarea directed pollock fishery.
(1) How will groundfish sideboard limits for AFA listed catcher/
processors and catcher/processors designated on listed AFA catcher/
processor permits be calculated? * * *
* * * * *
(b) * * *
(2) * * *
(iii) An AFA rebuilt catcher vessel will have the same sideboard
exemptions, if any, as the vessel before rebuilding, irrespective of
the length of the AFA rebuilt catcher vessel.
(iv) An AFA replacement vessel for an AFA catcher vessel will have
the same sideboard exemptions, if any, as the replaced AFA catcher
vessel, irrespective of the length of the AFA replacement vessel,
except that if the replacement vessel was already designated on an AFA
permit as exempt from sideboard limits, the replacement vessel will
maintain the exemption even if the replaced vessel was not exempt from
sideboard limits.
* * * * *
Sec. Sec. 679.4 and 679.51 [Amended]
0
11. At each of the locations shown in the ``Location'' column, remove
the phrase indicated in the ``Remove'' column and add in its place the
phrase indicated in the ``Add'' column for the number of times
indicated in the ``Frequency'' column.
----------------------------------------------------------------------------------------------------------------
Location Remove Add Frequency
----------------------------------------------------------------------------------------------------------------
Sec. 679.4(a)(1)(iii)(A) and Indefinite................ Indefinite unless permit is 1
(a)(1)(iii)(C). revoked after vessel is
replaced or permit is
suspended after vessel is
lost.
Sec. 679.4(a)(1)(iii)(B)............. Indefinite................ Indefinite unless permit is 1
revoked after vessel is
replaced or removed, or
permit is suspended after
vessel is lost.
Sec. 679.51(f)(5).................... (a)(2)(vi)(B)(1) and (2).. (a)(2)(vi)(B)(1) through (3).. 1
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[FR Doc. 2014-21829 Filed 9-11-14; 8:45 am]
BILLING CODE 3510-22-P