In the Matter of Entergy Nuclear Operations, 44208-44213 [2014-17873]
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requirement or request: 5,372 hours (56
hours reporting + 5,316 hours
recordkeeping).
10. Abstract: Part 61 of Title 10 of the
Code of Federal Regulations (10 CFR),
establishes the procedures, criteria, and
license terms and conditions for the
land disposal of low-level radioactive
waste. The reporting and recordkeeping
requirements are mandatory and, in the
case of application submittals, are
required to obtain a benefit. The
information collected in the
applications, reports, and records is
evaluated by the NRC to ensure that the
licensee’s or applicant’s disposal
facility, equipment, organization,
training, experience, procedures, and
plans provide an adequate level of
protection of public health and safety,
common defense and security, and the
environment.
The public may examine and have
copied for a fee publicly-available
documents, including the final
supporting statement, at the NRC’s
Public Document Room, Room O–1F21,
One White Flint North, 11555 Rockville
Pike, Rockville, Maryland 20852. The
OMB clearance requests are available at
the NRC’s Web site: https://www.nrc.gov/
public-involve/doc-comment/omb/. The
document will be available on the
NRC’s home page site for 60 days after
the signature date of this notice.
Comments and questions should be
directed to the OMB reviewer listed
below by August 29, 2014. Comments
received after this date will be
considered if it is practical to do so, but
assurance of consideration cannot be
given to comments received after this
date. Danielle Y. Jones, Desk Officer,
Office of Information and Regulatory
Affairs (3150–0135), NEOB–10202,
Office of Management and Budget,
Washington, DC 20503.
Comments can also be emailed to
Danielle_Y_Jones@omb.eop.gov or
submitted by telephone at 202–395–
1741.
The Acting NRC Clearance Officer is
Kristen Benney, telephone: 301–415–
6355.
Dated at Rockville, Maryland, this 24th day
of July 2014.
For the Nuclear Regulatory Commission.
Kristen Benney,
Acting NRC Clearance Officer, Office of
Information Services.
[FR Doc. 2014–17866 Filed 7–29–14; 8:45 am]
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NUCLEAR REGULATORY
COMMISSION
[Docket No. NRC–2014–0174]
Agency Information Collection
Activities: Proposed Collection;
Comment Request
Nuclear Regulatory
Commission.
ACTION: Notice of pending NRC action to
submit an information collection
request to the Office of Management and
Budget (OMB) and solicitation of public
comment.
AGENCY:
The U.S. Nuclear Regulatory
Commission (NRC) invites public
comment about our intention to request
the OMB’s approval for renewal of an
existing information collection that is
summarized below. We are required to
publish this notice in the Federal
Register under the provisions of the
Paperwork Reduction Act of 1995 (44
U.S.C. Chapter 35).
Information pertaining to the
requirement to be submitted:
1. The title of the information
collection: Generic Communications
Program.
2. Current OMB approval number:
3150–XXXX.
3. How often the collection is
required: On occasion.
4. Who is required or asked to report:
Nuclear power reactor licensees, nonpower reactors and materials applicants
and licensees.
5. The number of annual respondents:
500.
6. The number of hours needed
annually to complete the requirement or
request: 156,000.
7. Abstract: The NRC is requesting
approval of a generic clearance to
collect information concerning possible
non-routine generic problems which
would require prompt action from NRC
to preclude potential threats to public
health and safety.
Submit, by September 29, 2014,
comments that address the following
questions:
1. Is the proposed collection of
information necessary for the NRC to
properly perform its functions? Does the
information have practical utility?
2. Is the burden estimate accurate?
3. Is there a way to enhance the
quality, utility, and clarity of the
information to be collected?
4. How can the burden of the
information collection be minimized,
including the use of automated
collection techniques or other forms of
information technology?
The public may examine and have
copied for a fee publicly-available
SUMMARY:
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documents, including the draft
supporting statement, at the NRC’s
Public Document Room, Room O–1F21,
One White Flint North, 11555 Rockville
Pike, Rockville, Maryland 20852. The
OMB clearance requests are available at
the NRC’s Web site: https://www.nrc.gov/
public-involve/doc-comment/omb/. The
document will be available on the
NRC’s home page site for 60 days after
the signature date of this notice.
Comments submitted in writing or in
electronic form will be made available
for public inspection. Because your
comments will not be edited to remove
any identifying or contact information,
the NRC cautions you against including
any information in your submission that
you do not want to be publicly
disclosed. Comments submitted should
reference Docket No. NRC–2014–0174.
You may submit your comments by any
of the following methods: Electronic
comments go to https://
www.regulations.gov and search for
Docket No. NRC–2014–0174. Mail
comments to the Acting NRC Clearance
Officer, Kristen Benney (T–5 F50), U.S.
Nuclear Regulatory Commission,
Washington, DC 20555–0001.
Questions about the information
collection requirements may be directed
to the Acting NRC Clearance Officer,
Kristen Benney (T–5 F50), U.S. Nuclear
Regulatory Commission, Washington,
DC 20555–0001, by telephone at 301–
415–6355, or by email to
INFOCOLLECTS.Resource@NRC.GOV.
Dated at Rockville, Maryland, this 24th day
of July 2014.
For the Nuclear Regulatory Commission.
Kristen Benney,
Acting NRC Clearance Officer, Office of
Information Services.
[FR Doc. 2014–17867 Filed 7–29–14; 8:45 am]
BILLING CODE 7590–01–P
NUCLEAR REGULATORY
COMMISSION
[EA–14–013; NRC–2014–0175]
In the Matter of Entergy Nuclear
Operations
Nuclear Regulatory
Commission
ACTION: Confirmatory order; issuance.
AGENCY:
The U.S. Nuclear Regulatory
Commission (NRC) is issuing a
confirmatory order to Entergy Nuclear
Operations, Inc., confirming agreements
reached in an Alternative Dispute
Resolution session held on May 15,
2014. As part of the agreement, Entergy
will take actions to verify security staff
and management training credentials,
SUMMARY:
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strengthen its safety culture, present the
issue at industry meetings, set standards
for security senior management and
perform an independent effectiveness
review. Entergy is also required to notify
the NRC periodically of the status of its
efforts.
DATES:
Issue Date: July 21, 2014.
Please refer to Docket ID
NRC–2014–0175 when contacting the
NRC about the availability of
information regarding this document.
You may obtain publicly-available
information related to this action by the
following methods:
• Federal Rulemaking Web site: Go to
https://www.regulations.gov and search
for Docket ID NRC–2014–0175. Address
questions about NRC dockets to Carol
Gallagher; telephone: 301–287–3422;
email: Carol.Gallagher@nrc.gov. For
questions about this Order, contact the
individual listed in the FOR FURTHER
INFORMATION CONTACT section of this
document.
• NRC’s Agencywide Documents
Access and Management System
(ADAMS): You may access publicly
available documents online in the NRC
Library at https://www.nrc.gov/readingrm/adams.html. To begin the search,
select ‘‘ADAMS Public Documents’’ and
then select ‘‘Begin Web-based ADAMS
Search.’’ For problems with ADAMS,
please contact the NRC’s Public
Document Room (PDR) reference staff at
1–800–397–4209, 301–415–4737, or by
email to pdr.resource@nrc.gov. The
ADAMS accession number for each
document referenced in this document
(if that document is available in
ADAMS) is provided the first time that
a document is referenced.
• NRC’s PDR: You may examine and
purchase copies of public documents at
the NRC’s PDR, Room O1–F21, One
White Flint North, 11555 Rockville
Pike, Rockville, Maryland 20852.
ADDRESSES:
FOR FURTHER INFORMATION CONTACT:
Patricia Lougheed, Region III, U.S.
Nuclear Regulatory Commission,
Washington, DC 20555–0001; telephone:
630–810–4376, email:
Patricia.Lougheed@nrc.gov.
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SUPPLEMENTARY INFORMATION:
The text of
the Order is attached.
Dated at Lisle, Illinois, this 21st day of July
2014.
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For the Nuclear Regulatory Commission.
Cynthia D. Pederson,
Regional Administrator.
Attachment—CONFIRMATORY
ORDER MODIFYING LICENSE
NUCLEAR REGULATORY
COMMISSION
In the Matter of: Entergy Nuclear
Operations, Inc., Palisades Nuclear
Plant, Docket No. 05000255, License No.
DPR–20, EA–14–013.
CONFIRMATORY ORDER
MODIFYING LICENSE
I
Entergy Nuclear Operations, Inc.,
(Licensee or Entergy) is the holder of
Reactor Operating License No. DPR–20
issued by the U.S. Nuclear Regulatory
Commission (NRC or Commission)
pursuant to Title 10 of the Code of
Federal Regulations (10 CFR) Part 50 on
March 24, 1971, and renewed on
January 17, 2007. The license authorizes
the operation of the Palisades Nuclear
Plant in accordance with conditions
specified therein.
This Confirmatory Order is the result
of an agreement reached during an
alternative dispute resolution (ADR)
mediation session conducted on May
15, 2014.
II
On May 10, 2013, the NRC Office of
Investigations (OI), Region III Field
Office initiated an investigation to
determine whether employees at the
Palisades Nuclear Plant (Palisades)
willfully failed to follow the security
plan requirements, when a security
manager assigned a security operations
supervisor to perform duties without
confirming whether the supervisor had
the appropriate qualifications. The
investigation also assessed whether the
security operations supervisor assumed
those duties as requested. The
investigation was completed on January
9, 2014, and was documented in OI
Report No. 3–2013–018. The
investigation concluded that both the
security manager and the security
operations supervisor willfully violated
10 CFR Part 73, Appendix B, II B.,
‘‘Qualification Requirements’’ and
Palisades Security Plan Section 3.1.
Specifically, in mid-December 2012, a
supervisory security individual at
Palisades requested leave for Christmas
Eve. In order to grant at least part of the
individual’s request, a security manager
requested a security operations
supervisor to fill two hours of the
individual’s shift. At multiple times
during the conversation, the security
operations supervisor informed the
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security manager that his technical
supervisory qualifications were not
completed. The security manager
acknowledged that he was aware that
the security operations supervisor’s
qualifications were not completed.
However, the security manager stated
that he believed that only meant the
security operations supervisor was not
qualified to perform one particular job
function, and he stated that the security
operations supervisor would not need to
perform that job function during the two
hours where he would be filling in for
the other supervisor. Neither the
security manager nor the security
operations supervisor verified the
qualifications for the position despite a
site requirement to check qualifications
before assigning or assuming posts. The
security manager stated that he did not
review the security plan or check with
anyone on the security operations
supervisor’s qualifications until the end
of April after two condition reports were
written questioning the decision. The
security operations supervisor stated
that he relied upon what the security
manager told him, as to why it was
acceptable to assume the post. The
security operations supervisor also said
that he was not challenged on his
qualifications prior to assuming the
post, although that was a routine
practice.
Both the security manager and the
security operations supervisor failed to
verify the security operations
supervisor’s qualification for a position
prior to having him assume that
position for two hours on December 24,
2012. The NRC determined that this was
a violation of 10 CFR Part 73, Appendix
B, II B., ‘‘Qualification Requirements’’
and Palisades Security Plan Section 3.1.
Specifically, 10 CFR Part 73, Appendix
B, II B., ‘‘Qualification Requirements’’
requires that each person who performs
security-related job tasks or job duties
required to implement the licensee
physical security or contingency plan
shall, prior to being assigned to duties,
be qualified in accordance with the
licensee’s NRC-approved training and
qualifications plan.
Section 3.1 of the Palisades Nuclear
Plant Physical Security Plan, Appendix
B, Revision 14, required, in part, that
each individual assigned duties and
responsibilities identified in the
security plans, licensee protective
strategy, and implementing procedures
must before assignment: (1) Be trained
and qualified to perform assigned duties
and responsibilities in accordance with
the requirements of the training and
qualification plan; (2) meet the
minimum qualification requirements of
the training and qualification plan; and
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(3) be trained and qualified in the use
of all equipment or devices required to
effectively perform all assigned duties
and responsibilities.
On May 15, 2014, Entergy and the
NRC met in an ADR session mediated
by a professional mediator, arranged
through Cornell University’s Institute on
Conflict Resolution. ADR is a process in
which a neutral mediator with no
decision-making authority assists the
parties in reaching an agreement on
resolving any differences regarding the
dispute. This confirmatory order is
issued pursuant to the agreement
reached during the ADR process.
III
In response to the NRC’s offer,
Entergy requested use of the NRC ADR
process to resolve differences it had
with the NRC. During the ADR session
held on May 15, 2014, a preliminary
settlement agreement was reached. The
elements of the agreement, as signed by
both parties, consisted of the following:
A. Verification of Training Credentials
for Both Staff and Management:
A.1 Conduct fleet-wide review of
qualifications of each duty position in
security to ensure that the qualifications
for each position are clear and verifiable
by all parties (security officers, security
supervisors, and security manager). The
initial review and applicable procedure
revisions shall be completed by
November 30, 2014.
A.2 Verify and modify, if necessary,
the applicable security procedure to
ensure that both assignor and assignee
validate qualifications before the
assignee performs a duty position. This
shall be completed by November 30,
2014.
A.3 Following completion of A.1
and A.2, training will be conducted on
the changes. This shall be completed by
June 30, 2015.
B. Strengthen Safety Culture: (1)
Leadership, Safety Values, & Actions;
(2) Problem Identification & Resolution;
(3) Personal Accountability; (4) Work
Processes; (5) Environment for Raising
Concerns; and (6) Questioning Attitude
& Proceeding In the Face of Uncertainty:
B.1 As part of its Security Safety
Conscious Work Environment (SCWE)
Action Plan, Entergy has completed the
following actions at Palisades:
• Each Security Shift Supervisor has
signed and posted a SCWE Commitment
letter. (Completed March 6, 2014)
• Security management conducted
refresher training for each security shift
emphasizing the reporting of concerns,
the drafting of Condition Reports (CRs),
the Corrective Action Program (CAP),
and the expectation of feedback on CRs.
(Completed February 24, 2014)
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• A volunteer from each security
team was assigned as an ombudsman to
provide security department members
with a readily available and familiar
person to whom they can raise
concerns. Security management briefed
the department on the new security
ombudsman program and related
activities. (Completed March 31, 2014)
• The Director, Regulatory &
Performance Improvement, developed a
security department ‘‘dashboard’’ of
SCWE-related indicators, such as, CAP
usage, the number and content of
anonymous CRs, CAP backlog, average
age of open CRs, employee concern
program (ECP) usage, on-site NRC
allegations, and security equipment
status. (Completed March 7, 2014)
B.2 As part of its SCWE Action Plan,
Entergy has committed to the following
actions at Palisades. These actions are
hereby incorporated into the
Confirmatory Order:
• Through June 30, 2016, the
Palisades Security Manager shall meet
quarterly (during the calendar quarter,
allowing for one month grace period)
with each security team: (a) To reinforce
the importance of a healthy SCWE and
management’s intolerance for
retaliation, and (b) to discuss security
concerns and issue resolution.
• Through June 30, 2016, security
management shall maintain and update
a ‘‘Security Top 10 Issues’’ board to
reflect, among other things, the expected
issues resolution dates.
B.3 Revise procedure EN–LI–102 to
ensure that the Condition Review Group
(CRG) chair considers whether the
person assigned is sufficiently
independent. This applies to condition
reports that have challenges to a
decision or a resolution that is highly
dependent on a single individual. A
‘‘read and sign’’ will be provided to
each CRG chair to inform them of the
procedure revision. The procedure will
be revised by November 30, 2014, and
the ‘‘read and sign’’ training will be
completed by January 31, 2015.
B.4.a Conduct a case study for
supervisors and above throughout the
fleet that highlights safety culture
aspects of the event: Questioning
attitude, proceeding in the face of
uncertainty, procedure compliance, and
responsiveness to employee concerns.
The case study will be developed and
conducted by June 30, 2015.
B.4.b Discuss the safety culture
aspects of the issue with Entergy and
long-term contract staff at three monthly
tailgate meetings. The tailgate meetings
shall include employee rights, licensee
expectations with respect to raising
issues, methods to raise issues, and the
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right to contact the NRC. The action will
be completed by December 31, 2014.
C. Recognition by the Reactor
Community:
C.1 Entergy Fleet Director of Nuclear
Security shall make a presentation to an
industry security working group on this
event. The licensee will provide the
NRC an opportunity to review the
presentation. This shall be
accomplished by December 31, 2014.
C.2 Entergy shall make a related
presentation at a broad industry
meeting(s) that covers all four regions
beyond security organizations. This
shall be accomplished by June 30, 2015.
D. Setting Standards for Security
Senior Management:
Entergy shall revise EN–FAP–HR–006
to include specific requirements for
Security Manager selection and
development. This shall be
accomplished by December 31, 2014.
E. Effectiveness Review:
Entergy shall arrange for an
independent effectiveness review of the
actions discussed in sections A and B.
The review will be conducted no earlier
than one year, but less than two years,
from the issuance date of the
Confirmatory Order.
F. Notification of NRC When Actions
Are Completed:
F.1. Unless otherwise specified,
Entergy will submit written notification
by letter to the NRC staff, specifically,
the Director, Division of Reactor Safety,
2443 Warrenville Road, Lisle, IL, 60532,
at intervals of six months, one year, and
annually thereafter until the terms of the
Confirmatory Order are completed,
providing a status of each item in the
Confirmatory Order.
F.2. Upon completion of all terms of
the Confirmatory Order, Entergy will
provide the NRC with a letter discussing
its basis for concluding that the Order
has been satisfied.
G. Administrative Items:
G.1 The NRC and Entergy agree that
the issues described above resulted in
an individual inappropriately holding a
position for which he was not qualified,
contrary to the requirements of 10 CFR
Part 73, Appendix B, II B.,
‘‘Qualification Requirements’’ and the
Palisades Security Plan. Entergy does
not agree that the violation was
committed willfully, and on this point,
the parties agree to disagree.
G.2 The NRC will issue a green
finding with a cross-cutting aspect in
the area of H.13, ‘‘Consistent Process,’’
but in consideration of the
commitments delineated above, the
NRC agrees to refrain from issuing a
Notice of Violation or proposing a civil
penalty for all matters discussed in the
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NRC’s letter of March 25, 2014 (EA–14–
013).
G.3 The NRC considers the
corrective actions and enhancements
discussed above to be appropriately
prompt and comprehensive to address
the causes which gave rise to the
incident discussed in the NRC’s letter of
March 25, 2014 (EA–14–013).
G.4 The NRC will consider the
Confirmatory Order as an escalated
enforcement action.
G.5 This agreement is binding upon
successors and assigns of Entergy.
On July 14, 2014, Entergy consented
to issuing this Confirmatory Order with
the commitments, as described in
Section V below. Entergy further agreed
that this Confirmatory Order is to be
effective 30 days after issuance of the
Confirmatory Order and that it has
waived its right to a hearing.
IV
Since the licensee has agreed to take
additional actions to address NRC
concerns, as set forth in Section III
above, the NRC has concluded that its
concerns can be resolved through
issuance of this Confirmatory Order.
I find that Entergy’s commitments as
set forth in Section V are acceptable and
necessary and conclude that with these
commitments the public health and
safety are reasonably assured. In view of
the foregoing, I have determined that
public health and safety require that
Entergy’s commitments be confirmed by
this Confirmatory Order. Based on the
above and Entergy’s consent, this
Confirmatory Order is effective 30 days
after issuance of the Confirmatory
Order.
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V
Accordingly, pursuant to Sections
104b, 161b, 161i, 161o, 182, and 186 of
the Atomic Energy Act of 1954, as
amended, and the Commission’s
regulations in 10 CFR 2.202 and 10 CFR
Part 50, IT IS HEREBY ORDERED THAT
THE ACTIONS DESCRIBED BELOW
WILL BE TAKEN AT PALISADES
NUCLEAR PLANT AND OTHER
NUCLEAR PLANTS IN ENTERGY’S
FLEET AND THAT LICENSE NO. DPR–
20 IS MODIFIED AS FOLLOWS WITH
RESPECT TO THE ACTIONS TO BE
TAKEN AT THE PALISADES
NUCLEAR PLANT:
A. Verification of Training Credentials
for both Staff and Management:
A.1 Conduct fleet-wide review of
qualifications of each duty position in
security to ensure that the qualifications
for each position are clear and verifiable
by all parties (security officers, security
supervisors, and security manager). The
initial review and applicable procedure
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revisions shall be completed by
November 30, 2014.
A.2 Verify and modify, if necessary,
the applicable security procedure to
ensure that both assignor and assignee
validate qualifications before the
assignee performs a duty position. This
shall be completed by November 30,
2014.
A.3 Following completion of A.1
and A.2, training will be conducted on
the changes. This shall be completed by
June 30, 2015.
B. Strengthen Safety Culture:
B.1 Through June 30, 2016, the
Palisades Security Manager shall meet
quarterly (during the calendar quarter,
allowing for one month grace period)
with each security team: (a) to reinforce
the importance of a healthy SCWE and
management’s intolerance for
retaliation, and (b) to discuss security
concerns and issue resolution.
B.2 Through June 30, 2016,
Palisades security management shall
maintain and update a ‘‘Security Top 10
Issues’’ board to reflect, among other
things, the expected issues resolution
dates.
B.3 Discuss the safety culture
aspects of the event with Palisades
Nuclear Plant staff, including long-term
contract staff, in three monthly tailgate
meetings. The tailgate meetings shall
include employee rights, licensee
expectations with respect to raising
issues, methods to raise issues, and the
right to contact the NRC. The tailgate
meetings will be completed by
December 31, 2014.
B.4 Revise procedure EN–LI–102 to
ensure that the Condition Review Group
(CRG) chair considers whether the
person assigned is sufficiently
independent. This applies to condition
reports that have challenges to a
decision or a resolution that is highly
dependent on a single individual. A
‘‘read and sign’’ will be provided to
each Entergy (fleet-wide) CRG chair to
inform them of the procedure revision.
The procedure will be revised by
November 30, 2014, and the ‘‘read and
sign’’ training will be completed by
January 31, 2015.
B.5 Conduct a case study for
supervisors and above throughout the
Entergy fleet that highlights safety
culture aspects of the event: questioning
attitude, proceeding in the face of
uncertainty, procedure compliance, and
responsiveness to employee concerns.
The case study will be developed and
conducted by June 30, 2015.
C. Recognition by the Reactor
Community:
C.1 Entergy Fleet Director of Nuclear
Security shall make a presentation to an
industry security working group on this
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44211
event. The licensee will provide the
NRC an opportunity to review the
presentation. The presentation shall be
accomplished by December 31, 2014.
C.2 Entergy shall make a related
presentation at a broad industry meeting
aimed at an audience beyond the
security organizations and covering all
four NRC regions. It is acceptable to
make the presentation at multiple
meetings, if deemed necessary to reach
the desired audience. The presentations
shall be accomplished by June 30, 2015.
D. Setting Standards for Security
Senior Management:
Entergy shall revise procedure EN–
FAP–HR–006 to include specific
requirements for Security Manager
selection and development. This shall
be accomplished by December 31, 2014.
E. Effectiveness Review:
Entergy shall arrange for an
independent effectiveness review of the
actions discussed in sections A and B.
The review will be conducted no earlier
than one year, but less than two years,
from the issuance date of the
Confirmatory Order.
F. Notification of NRC When Actions
Are Completed:
F.1. Unless otherwise specified,
Entergy will submit written notification
by letter to the NRC staff, specifically,
the Director, Division of Reactor Safety,
2443 Warrenville Road, Lisle, IL, 60532,
at intervals of six months, one year, and
annually thereafter until the terms of the
Confirmatory Order are completed,
providing a status of each item in the
Confirmatory Order.
F.2. Upon completion of all terms of
the Confirmatory Order, Entergy will
provide the NRC with a letter discussing
its basis for concluding that the Order
has been satisfied.
The Regional Administrator, Region
III, may, in writing, relax or rescind any
of the above conditions upon
demonstration by the Licensee of good
cause.
VI
Any person adversely affected by this
Confirmatory Order, other than Entergy
Nuclear Operations, Inc., may request a
hearing within 30 days of the issuance
date of this Confirmatory Order. Where
good cause is shown, consideration will
be given to extending the time to request
a hearing. A request for extension of
time must be directed to the Director,
Office of Enforcement, U.S. Nuclear
Regulatory Commission, and include a
statement of good cause for the
extension.
All documents filed in NRC
adjudicatory proceedings, including a
request for hearing, a petition for leave
to intervene, any motion or other
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document filed in the proceeding prior
to the submission of a request for
hearing or petition to intervene, and
documents filed by interested
governmental entities participating
under 10 CFR 2.315(c), must be filed in
accordance with the NRC’s E-Filing rule
(72 FR 49139; August 28, 2007), as
amended by 77 FR 46562; August 3,
2012 (codified in pertinent part at 10
CFR Part 2, Subpart C). The E-Filing
process requires participants to submit
and serve all adjudicatory documents
over the internet, or in some cases to
mail copies on electronic storage media.
Participants may not submit paper
copies of their filings unless they seek
an exemption in accordance with the
procedures described below.
To comply with the procedural
requirements of E-Filing, at least 10
days prior to the filing deadline, the
participant should contact the Office of
the Secretary by email at
hearing.docket@nrc.gov, or by telephone
at 301–415–1677, to (1) request a digital
(ID) certificate, which allows the
participant (or its counsel or
representative) to digitally sign
documents and access the E-Submittal
server for any proceeding in which it is
participating; and (2) advise the
Secretary that the participant will be
submitting a request or petition for
hearing (even in instances in which the
participant, or its counsel or
representative, already holds an NRCissued digital ID certificate). Based upon
this information, the Secretary will
establish an electronic docket for the
hearing in this proceeding if the
Secretary has not already established an
electronic docket.
Information about applying for a
digital ID certificate is available on
NRC’s public Web site at https://
www.nrc.gov/site-help/e-submittals/
getting-started.html. System
requirements for accessing the ESubmittal server are detailed in NRC’s
‘‘Guidance for Electronic Submission,’’
which is available on the agency’s
public Web site at https://www.nrc.gov/
site-help/e-submittals.html. Participants
may attempt to use other software not
listed on the Web site, but should note
that the NRC’s E-Filing system does not
support unlisted software, and the NRC
Meta System Help Desk will not be able
to offer assistance in using unlisted
software.
If a participant is electronically
submitting a document to the NRC in
accordance with the E-Filing rule, the
participant must file the document
using the NRC’s online, Web-based
submission form. In order to serve
documents through the Electronic
Information Exchange System, users
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will be required to install a Web
browser plug-in from the NRC’s Web
site. Further information on the Webbased submission form, including the
installation of the Web browser plug-in,
is available on the NRC’s public Web
site at https://www.nrc.gov/site-help/esubmittals.html.
Once a participant has obtained a
digital ID certificate and a docket has
been created, the participant can then
submit a request for hearing or petition
for leave to intervene through the EIE.
Submissions should be in Portable
Document Format (PDF) in accordance
with NRC guidance available on the
NRC’s public Web site at https://
www.nrc.gov/site-help/esubmittals.html. A filing is considered
complete at the time the documents are
submitted through the NRC’s E-Filing
system. To be timely, an electronic
filing must be submitted to the E-Filing
system no later than 11:59 p.m. Eastern
Time (ET) on the due date. Upon receipt
of a transmission, the E-Filing system
time-stamps the document and sends
the submitter an email notice
confirming receipt of the document. The
E-Filing system also distributes an email
notice that provides access to the
document to the NRC’s Office of the
General Counsel and any others who
have advised the Office of the Secretary
that they wish to participate in the
proceeding, so that the filer need not
serve the documents on those
participants separately. Therefore, any
others who wish to participate in the
proceeding (or their counsel or
representative) must apply for and
receive a digital ID certificate before a
hearing request/petition to intervene is
filed so that they can obtain access to
the document via the E-Filing system.
A person filing electronically using
the NRC’s adjudicatory E-Filing system
may seek assistance by contacting the
NRC Meta System Help Desk through
the ‘‘Contact Us’’ link located on the
NRC’s Web site at https://www.nrc.gov/
site-help/e-submittals.html, by email at
MSHD.Resource@nrc.gov, or by a tollfree call at 1–866–672–7640. The NRC
Meta System Help Desk is available
between 8:00 a.m. and 8:00 p.m., ET,
Monday through Friday, excluding
government holidays.
Participants who believe that they
have a good cause for not submitting
documents electronically must file an
exemption request, in accordance with
10 CFR 2.302(g), with their initial paper
filing requesting authorization to
continue to submit documents in paper
format. Such filings must be submitted
by: (1) First class mail addressed to the
Office of the Secretary of the
Commission, U.S. Nuclear Regulatory
PO 00000
Frm 00061
Fmt 4703
Sfmt 4703
Commission, Washington, DC 20555–
0001, Attention: Rulemaking and
Adjudications Staff; or (2) courier,
express mail, or expedited delivery
service to the Office of the Secretary,
Sixteenth Floor, One White Flint North,
11555 Rockville Pike, Rockville,
Maryland 20852, Attention: Rulemaking
and Adjudications Staff. Participants
filing a document in this manner are
responsible for serving the document on
all other participants. Filing is
considered complete by first-class mail
as of the time of deposit in the mail, or
by courier, express mail, or expedited
delivery service upon depositing the
document with the provider of the
service. A presiding officer, having
granted an exemption request from
using E-Filing, may require a participant
or party to use E-Filing if the presiding
officer subsequently determines that the
reason for granting the exemption from
use of E-Filing no longer exists.
Documents submitted in adjudicatory
proceedings will appear in the NRC’s
electronic hearing docket, which is
available to the public at https://
ehd1.nrc.gov/ehd/, unless excluded
pursuant to an order of the Commission
or the presiding officer. Participants are
requested not to include personal
privacy information, such as social
security numbers, home addresses, or
home phone numbers in their filings,
unless an NRC regulation or other law
requires submission of such
information. With respect to
copyrighted works, participants are
requested not to include copyrighted
materials in their submission, except for
limited excerpts that serve the purpose
of the adjudicatory filings and would
constitute a Fair Use application.
If a person other than the licensee
requests a hearing, that person shall set
forth with particularity the manner in
which his interest is adversely affected
by this Confirmatory Order and shall
address the criteria set forth in 10 CFR
2.309(d) and (f).
If a hearing is requested by a person
whose interest is adversely affected, the
Commission will issue a separate Order
designating the time and place of any
hearings, as appropriate. If a hearing is
held, the issue to be considered at such
hearing shall be whether this
Confirmatory Order should be
sustained.
In the absence of any request for
hearing, or written approval of an
extension of time in which to request a
hearing, the provisions specified in
Section IV above shall be effective and
final 30 days after issuance of the
Confirmatory Order without further
order or proceedings. If an extension of
time for requesting a hearing has been
E:\FR\FM\30JYN1.SGM
30JYN1
Federal Register / Vol. 79, No. 146 / Wednesday, July 30, 2014 / Notices
approved, the provisions specified in
Section V shall be final when the
extension expires if a hearing request
has not been received.
Dated at Lisle, Illinois this 21st day of
July 2014.
For the Nuclear Regulatory
Commission.
Cynthia D. Pederson,
Regional Administrator.
[FR Doc. 2014–17873 Filed 7–29–14; 8:45 am]
BILLING CODE 7590–01–P
NUCLEAR REGULATORY
COMMISSION
[Docket Nos. 50–295 and 50–304; NRC–
2011–0145]
Zion Solutions, LLC; Zion Nuclear
Power Station, Units 1 and 2;
Exemption From Certain Requirements
mstockstill on DSK4VPTVN1PROD with NOTICES
1.0 Background
Zion Nuclear Power Station (ZNPS)
Units 1 and 2 were permanently shut
down in February 1998, for economic
reasons. On February 13, 1998,
Commonwealth Edison Company
(ComEd), the ZNPS licensee at that
time, submitted a letter certifying the
permanent cessation of operations at
ZNPS, Units 1 and 2 (Agencywide
Documents and Access Management
System (ADAMS) Accession No.
9802200407). On March 9, 1998, ComEd
submitted a letter certifying the
permanent removal of fuel from the
reactor vessels at ZNPS (ADAMS
Accession No. 9803110251). Pursuant to
section 50.82(a)(2) of Title 10 of the
Code of Federal Regulations (10 CFR),
upon docketing of the certification for
permanent cessation of operations and
permanent removal of fuel from the
reactor vessels, the 10 CFR part 50
license no longer authorizes operation
of the reactor or emplacement or
retention of fuel into the reactor vessel.
On May 4, 2009, the NRC issued the
order to transfer the ownership of the
permanently shut down ZNPS facility,
and responsibility for its
decommissioning to ZionSolutions (ZS),
a subsidiary of EnergySolutions
(ADAMS Accession No. ML090930037).
This transfer was effectuated on
September 1, 2010 (ADAMS Accession
No. ML102290437). ZS was established
solely for the purpose of acquiring and
decommissioning the ZNPS facility for
release for unrestricted use, while
transferring the spent nuclear fuel and
Greater-Than-Class C (GTCC)
radioactive waste to the ZNPS
Independent Spent Fuel Storage
Installation (ISFSI).
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16:48 Jul 29, 2014
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Section 50.82(a)(8)(i)(A) states that
decommissioning trust funds may be
used by licensees if the withdrawals are
for expenses for legitimate
decommissioning activities consistent
with the definition of decommissioning
in 10 CFR 50.2. The definition of
decommissioning in 10 CFR 50.2 reads
as follows:
‘‘to remove a facility or site safely from
service and reduce residual radioactivity to a
level that permits—
(1) Release of the property for unrestricted
use and termination of the license; or
(2) Release of the property under restricted
conditions and termination of the license.’’
Similar to 10 CFR 50.82(a)(8)(i)(A),
provisions of 10 CFR 50.75(h)(1)(iv) and
(h)(2) dictate that, with certain
exceptions, disbursements from nuclear
decommissioning trusts ‘‘are restricted
to decommissioning expenses.’’
However, in accord with 10 CFR
50.75(h)(5), these provisions do not
apply to ‘‘any licensee that as of
December 24, 2003, has existing license
conditions relating to decommissioning
trust agreements, so long as the licensee
does not elect to amend those license
conditions.’’ The operating licenses for
ZNPS included ‘‘existing license
conditions relating to decommissioning
trust agreements’’ on December 24,
2003, and as such, ZNPS is exempt from
the provisions of paragraphs (h)(1)
through (h)(3) of the regulations in 10
CFR 50.75, pursuant to the terms of 10
CFR 50.75(h)(5).
2.0 Request/Action
On June 4, 2013, (ADAMS Accession
No. ML13157A05), ZS, pursuant to 10
CFR 50.12, ‘‘Specific Exemptions,’’
submitted a request for an exemption
from 10 CFR 50.82(a)(8)(i)(A), for the
ZNPS. According to the licensee, the
proposed exemptions would confirm
ZS’s authorization to use funds from the
nuclear decommissioning trusts for
irradiated fuel management, consistent
with the ZNPS updated Irradiated Fuel
Management Plan and Post Shutdown
Decommissioning Activities Report
(PSDAR).
3.0 Discussion
Pursuant to 10 CFR 50.12, ‘‘Specific
exemptions,’’ the Commission may
grant exemptions from the regulations
in part 50 either upon application by
any interested person or on its own
initiative, if it determines the
exemptions are authorized by law, will
not present an undue risk to the public
health and safety, and are consistent
with the common defense and security,
and special circumstances are present.
The proposed exemptions would not
result in a violation of the Atomic
PO 00000
Frm 00062
Fmt 4703
Sfmt 4703
44213
Energy Act of 1954, as amended, or the
Commission’s regulations. Therefore,
the exemption is authorized by law.
The underlying purpose of 10 CFR
50.82(a)(8)(i)(A) is to provide reasonable
assurance that adequate funds will be
available for decommissioning of power
reactors within 60 years of permanent
cessation of operations. Based on the
site-specific cost estimate and the cash
flow analysis, the use of the nuclear
decommissioning trusts funds in the
proposed manner will not adversely
impact ZS’s ability to complete the
prompt radiological decommissioning of
the ZNPS site and ultimately to
terminate the ZNPS licenses within 60
years, consistent with the schedule and
costs contained in the ZNPS’s PSDAR.
Therefore, the underlying purpose of the
regulation will continue to be met.
Since the underlying purpose of the rule
will continue to be met, the exemption
will not present an undue risk to the
public health and safety.
Section 50.82(a)(8)(i)(A) could limit
the withdrawal of funds from the
nuclear decommissioning trusts for
activities directly associated with
irradiated fuel management until the
ZNPS licenses have been terminated.
However, the ZNPS licenses cannot be
terminated unless the irradiated fuel is
managed until such time that the U.S.
Department of Energy takes possession
of the irradiated fuel. Moreover, the sitespecific decommissioning cost analysis
demonstrates that adequate funds are
reasonably available in the nuclear
decommissioning trusts to both manage
the irradiated fuel and to complete all
decommissioning and decontamination
activities, including the activities
necessary to proceed down the path
toward ultimate license termination.
Additionally, the NRC has already
acknowledged the accumulation of nonNRC dedicated funds in the nuclear
decommissioning trust funds in the
safety evaluation report (SER) for the
ZNPS license transfer to ZS. Finally,
additional assurances have been
provided to assure the availability of
funds for radiological decontamination
and decommissioning, including a $200
million irrevocable letter of credit with
the JPMorgan Chase Bank, N.A. The
adequacy of the nuclear
decommissioning trusts to cover the
cost of activities associated with the
different elements of decommissioning
(including the irradiated fuel
management) is supported by a sitespecific decommissioning cost analysis.
Based on the above, special
circumstances are present.
The NRC staff finds that the use of the
nuclear decommissioning trusts as
contemplated by the Irradiated Fuel
E:\FR\FM\30JYN1.SGM
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Agencies
[Federal Register Volume 79, Number 146 (Wednesday, July 30, 2014)]
[Notices]
[Pages 44208-44213]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2014-17873]
-----------------------------------------------------------------------
NUCLEAR REGULATORY COMMISSION
[EA-14-013; NRC-2014-0175]
In the Matter of Entergy Nuclear Operations
AGENCY: Nuclear Regulatory Commission
ACTION: Confirmatory order; issuance.
-----------------------------------------------------------------------
SUMMARY: The U.S. Nuclear Regulatory Commission (NRC) is issuing a
confirmatory order to Entergy Nuclear Operations, Inc., confirming
agreements reached in an Alternative Dispute Resolution session held on
May 15, 2014. As part of the agreement, Entergy will take actions to
verify security staff and management training credentials,
[[Page 44209]]
strengthen its safety culture, present the issue at industry meetings,
set standards for security senior management and perform an independent
effectiveness review. Entergy is also required to notify the NRC
periodically of the status of its efforts.
DATES: Issue Date: July 21, 2014.
ADDRESSES: Please refer to Docket ID NRC-2014-0175 when contacting the
NRC about the availability of information regarding this document. You
may obtain publicly-available information related to this action by the
following methods:
Federal Rulemaking Web site: Go to https://www.regulations.gov and search for Docket ID NRC-2014-0175. Address
questions about NRC dockets to Carol Gallagher; telephone: 301-287-
3422; email: Carol.Gallagher@nrc.gov. For questions about this Order,
contact the individual listed in the FOR FURTHER INFORMATION CONTACT
section of this document.
NRC's Agencywide Documents Access and Management System
(ADAMS): You may access publicly available documents online in the NRC
Library at https://www.nrc.gov/reading-rm/adams.html. To begin the
search, select ``ADAMS Public Documents'' and then select ``Begin Web-
based ADAMS Search.'' For problems with ADAMS, please contact the NRC's
Public Document Room (PDR) reference staff at 1-800-397-4209, 301-415-
4737, or by email to pdr.resource@nrc.gov. The ADAMS accession number
for each document referenced in this document (if that document is
available in ADAMS) is provided the first time that a document is
referenced.
NRC's PDR: You may examine and purchase copies of public
documents at the NRC's PDR, Room O1-F21, One White Flint North, 11555
Rockville Pike, Rockville, Maryland 20852.
FOR FURTHER INFORMATION CONTACT: Patricia Lougheed, Region III, U.S.
Nuclear Regulatory Commission, Washington, DC 20555-0001; telephone:
630-810-4376, email: Patricia.Lougheed@nrc.gov.
SUPPLEMENTARY INFORMATION: The text of the Order is attached.
Dated at Lisle, Illinois, this 21st day of July 2014.
For the Nuclear Regulatory Commission.
Cynthia D. Pederson,
Regional Administrator.
Attachment--CONFIRMATORY ORDER MODIFYING LICENSE
NUCLEAR REGULATORY COMMISSION
In the Matter of: Entergy Nuclear Operations, Inc., Palisades
Nuclear Plant, Docket No. 05000255, License No. DPR-20, EA-14-013.
CONFIRMATORY ORDER MODIFYING LICENSE
I
Entergy Nuclear Operations, Inc., (Licensee or Entergy) is the
holder of Reactor Operating License No. DPR-20 issued by the U.S.
Nuclear Regulatory Commission (NRC or Commission) pursuant to Title 10
of the Code of Federal Regulations (10 CFR) Part 50 on March 24, 1971,
and renewed on January 17, 2007. The license authorizes the operation
of the Palisades Nuclear Plant in accordance with conditions specified
therein.
This Confirmatory Order is the result of an agreement reached
during an alternative dispute resolution (ADR) mediation session
conducted on May 15, 2014.
II
On May 10, 2013, the NRC Office of Investigations (OI), Region III
Field Office initiated an investigation to determine whether employees
at the Palisades Nuclear Plant (Palisades) willfully failed to follow
the security plan requirements, when a security manager assigned a
security operations supervisor to perform duties without confirming
whether the supervisor had the appropriate qualifications. The
investigation also assessed whether the security operations supervisor
assumed those duties as requested. The investigation was completed on
January 9, 2014, and was documented in OI Report No. 3-2013-018. The
investigation concluded that both the security manager and the security
operations supervisor willfully violated 10 CFR Part 73, Appendix B, II
B., ``Qualification Requirements'' and Palisades Security Plan Section
3.1.
Specifically, in mid-December 2012, a supervisory security
individual at Palisades requested leave for Christmas Eve. In order to
grant at least part of the individual's request, a security manager
requested a security operations supervisor to fill two hours of the
individual's shift. At multiple times during the conversation, the
security operations supervisor informed the security manager that his
technical supervisory qualifications were not completed. The security
manager acknowledged that he was aware that the security operations
supervisor's qualifications were not completed. However, the security
manager stated that he believed that only meant the security operations
supervisor was not qualified to perform one particular job function,
and he stated that the security operations supervisor would not need to
perform that job function during the two hours where he would be
filling in for the other supervisor. Neither the security manager nor
the security operations supervisor verified the qualifications for the
position despite a site requirement to check qualifications before
assigning or assuming posts. The security manager stated that he did
not review the security plan or check with anyone on the security
operations supervisor's qualifications until the end of April after two
condition reports were written questioning the decision. The security
operations supervisor stated that he relied upon what the security
manager told him, as to why it was acceptable to assume the post. The
security operations supervisor also said that he was not challenged on
his qualifications prior to assuming the post, although that was a
routine practice.
Both the security manager and the security operations supervisor
failed to verify the security operations supervisor's qualification for
a position prior to having him assume that position for two hours on
December 24, 2012. The NRC determined that this was a violation of 10
CFR Part 73, Appendix B, II B., ``Qualification Requirements'' and
Palisades Security Plan Section 3.1. Specifically, 10 CFR Part 73,
Appendix B, II B., ``Qualification Requirements'' requires that each
person who performs security-related job tasks or job duties required
to implement the licensee physical security or contingency plan shall,
prior to being assigned to duties, be qualified in accordance with the
licensee's NRC-approved training and qualifications plan.
Section 3.1 of the Palisades Nuclear Plant Physical Security Plan,
Appendix B, Revision 14, required, in part, that each individual
assigned duties and responsibilities identified in the security plans,
licensee protective strategy, and implementing procedures must before
assignment: (1) Be trained and qualified to perform assigned duties and
responsibilities in accordance with the requirements of the training
and qualification plan; (2) meet the minimum qualification requirements
of the training and qualification plan; and
[[Page 44210]]
(3) be trained and qualified in the use of all equipment or devices
required to effectively perform all assigned duties and
responsibilities.
On May 15, 2014, Entergy and the NRC met in an ADR session mediated
by a professional mediator, arranged through Cornell University's
Institute on Conflict Resolution. ADR is a process in which a neutral
mediator with no decision-making authority assists the parties in
reaching an agreement on resolving any differences regarding the
dispute. This confirmatory order is issued pursuant to the agreement
reached during the ADR process.
III
In response to the NRC's offer, Entergy requested use of the NRC
ADR process to resolve differences it had with the NRC. During the ADR
session held on May 15, 2014, a preliminary settlement agreement was
reached. The elements of the agreement, as signed by both parties,
consisted of the following:
A. Verification of Training Credentials for Both Staff and
Management:
A.1 Conduct fleet-wide review of qualifications of each duty
position in security to ensure that the qualifications for each
position are clear and verifiable by all parties (security officers,
security supervisors, and security manager). The initial review and
applicable procedure revisions shall be completed by November 30, 2014.
A.2 Verify and modify, if necessary, the applicable security
procedure to ensure that both assignor and assignee validate
qualifications before the assignee performs a duty position. This shall
be completed by November 30, 2014.
A.3 Following completion of A.1 and A.2, training will be conducted
on the changes. This shall be completed by June 30, 2015.
B. Strengthen Safety Culture: (1) Leadership, Safety Values, &
Actions; (2) Problem Identification & Resolution; (3) Personal
Accountability; (4) Work Processes; (5) Environment for Raising
Concerns; and (6) Questioning Attitude & Proceeding In the Face of
Uncertainty:
B.1 As part of its Security Safety Conscious Work Environment
(SCWE) Action Plan, Entergy has completed the following actions at
Palisades:
Each Security Shift Supervisor has signed and posted a
SCWE Commitment letter. (Completed March 6, 2014)
Security management conducted refresher training for each
security shift emphasizing the reporting of concerns, the drafting of
Condition Reports (CRs), the Corrective Action Program (CAP), and the
expectation of feedback on CRs. (Completed February 24, 2014)
A volunteer from each security team was assigned as an
ombudsman to provide security department members with a readily
available and familiar person to whom they can raise concerns. Security
management briefed the department on the new security ombudsman program
and related activities. (Completed March 31, 2014)
The Director, Regulatory & Performance Improvement,
developed a security department ``dashboard'' of SCWE-related
indicators, such as, CAP usage, the number and content of anonymous
CRs, CAP backlog, average age of open CRs, employee concern program
(ECP) usage, on-site NRC allegations, and security equipment status.
(Completed March 7, 2014)
B.2 As part of its SCWE Action Plan, Entergy has committed to the
following actions at Palisades. These actions are hereby incorporated
into the Confirmatory Order:
Through June 30, 2016, the Palisades Security Manager
shall meet quarterly (during the calendar quarter, allowing for one
month grace period) with each security team: (a) To reinforce the
importance of a healthy SCWE and management's intolerance for
retaliation, and (b) to discuss security concerns and issue resolution.
Through June 30, 2016, security management shall maintain
and update a ``Security Top 10 Issues'' board to reflect, among other
things, the expected issues resolution dates.
B.3 Revise procedure EN-LI-102 to ensure that the Condition Review
Group (CRG) chair considers whether the person assigned is sufficiently
independent. This applies to condition reports that have challenges to
a decision or a resolution that is highly dependent on a single
individual. A ``read and sign'' will be provided to each CRG chair to
inform them of the procedure revision. The procedure will be revised by
November 30, 2014, and the ``read and sign'' training will be completed
by January 31, 2015.
B.4.a Conduct a case study for supervisors and above throughout the
fleet that highlights safety culture aspects of the event: Questioning
attitude, proceeding in the face of uncertainty, procedure compliance,
and responsiveness to employee concerns. The case study will be
developed and conducted by June 30, 2015.
B.4.b Discuss the safety culture aspects of the issue with Entergy
and long-term contract staff at three monthly tailgate meetings. The
tailgate meetings shall include employee rights, licensee expectations
with respect to raising issues, methods to raise issues, and the right
to contact the NRC. The action will be completed by December 31, 2014.
C. Recognition by the Reactor Community:
C.1 Entergy Fleet Director of Nuclear Security shall make a
presentation to an industry security working group on this event. The
licensee will provide the NRC an opportunity to review the
presentation. This shall be accomplished by December 31, 2014.
C.2 Entergy shall make a related presentation at a broad industry
meeting(s) that covers all four regions beyond security organizations.
This shall be accomplished by June 30, 2015.
D. Setting Standards for Security Senior Management:
Entergy shall revise EN-FAP-HR-006 to include specific requirements
for Security Manager selection and development. This shall be
accomplished by December 31, 2014.
E. Effectiveness Review:
Entergy shall arrange for an independent effectiveness review of
the actions discussed in sections A and B. The review will be conducted
no earlier than one year, but less than two years, from the issuance
date of the Confirmatory Order.
F. Notification of NRC When Actions Are Completed:
F.1. Unless otherwise specified, Entergy will submit written
notification by letter to the NRC staff, specifically, the Director,
Division of Reactor Safety, 2443 Warrenville Road, Lisle, IL, 60532, at
intervals of six months, one year, and annually thereafter until the
terms of the Confirmatory Order are completed, providing a status of
each item in the Confirmatory Order.
F.2. Upon completion of all terms of the Confirmatory Order,
Entergy will provide the NRC with a letter discussing its basis for
concluding that the Order has been satisfied.
G. Administrative Items:
G.1 The NRC and Entergy agree that the issues described above
resulted in an individual inappropriately holding a position for which
he was not qualified, contrary to the requirements of 10 CFR Part 73,
Appendix B, II B., ``Qualification Requirements'' and the Palisades
Security Plan. Entergy does not agree that the violation was committed
willfully, and on this point, the parties agree to disagree.
G.2 The NRC will issue a green finding with a cross-cutting aspect
in the area of H.13, ``Consistent Process,'' but in consideration of
the commitments delineated above, the NRC agrees to refrain from
issuing a Notice of Violation or proposing a civil penalty for all
matters discussed in the
[[Page 44211]]
NRC's letter of March 25, 2014 (EA-14-013).
G.3 The NRC considers the corrective actions and enhancements
discussed above to be appropriately prompt and comprehensive to address
the causes which gave rise to the incident discussed in the NRC's
letter of March 25, 2014 (EA-14-013).
G.4 The NRC will consider the Confirmatory Order as an escalated
enforcement action.
G.5 This agreement is binding upon successors and assigns of
Entergy.
On July 14, 2014, Entergy consented to issuing this Confirmatory
Order with the commitments, as described in Section V below. Entergy
further agreed that this Confirmatory Order is to be effective 30 days
after issuance of the Confirmatory Order and that it has waived its
right to a hearing.
IV
Since the licensee has agreed to take additional actions to address
NRC concerns, as set forth in Section III above, the NRC has concluded
that its concerns can be resolved through issuance of this Confirmatory
Order.
I find that Entergy's commitments as set forth in Section V are
acceptable and necessary and conclude that with these commitments the
public health and safety are reasonably assured. In view of the
foregoing, I have determined that public health and safety require that
Entergy's commitments be confirmed by this Confirmatory Order. Based on
the above and Entergy's consent, this Confirmatory Order is effective
30 days after issuance of the Confirmatory Order.
V
Accordingly, pursuant to Sections 104b, 161b, 161i, 161o, 182, and
186 of the Atomic Energy Act of 1954, as amended, and the Commission's
regulations in 10 CFR 2.202 and 10 CFR Part 50, IT IS HEREBY ORDERED
THAT THE ACTIONS DESCRIBED BELOW WILL BE TAKEN AT PALISADES NUCLEAR
PLANT AND OTHER NUCLEAR PLANTS IN ENTERGY'S FLEET AND THAT LICENSE NO.
DPR-20 IS MODIFIED AS FOLLOWS WITH RESPECT TO THE ACTIONS TO BE TAKEN
AT THE PALISADES NUCLEAR PLANT:
A. Verification of Training Credentials for both Staff and
Management:
A.1 Conduct fleet-wide review of qualifications of each duty
position in security to ensure that the qualifications for each
position are clear and verifiable by all parties (security officers,
security supervisors, and security manager). The initial review and
applicable procedure revisions shall be completed by November 30, 2014.
A.2 Verify and modify, if necessary, the applicable security
procedure to ensure that both assignor and assignee validate
qualifications before the assignee performs a duty position. This shall
be completed by November 30, 2014.
A.3 Following completion of A.1 and A.2, training will be conducted
on the changes. This shall be completed by June 30, 2015.
B. Strengthen Safety Culture:
B.1 Through June 30, 2016, the Palisades Security Manager shall
meet quarterly (during the calendar quarter, allowing for one month
grace period) with each security team: (a) to reinforce the importance
of a healthy SCWE and management's intolerance for retaliation, and (b)
to discuss security concerns and issue resolution.
B.2 Through June 30, 2016, Palisades security management shall
maintain and update a ``Security Top 10 Issues'' board to reflect,
among other things, the expected issues resolution dates.
B.3 Discuss the safety culture aspects of the event with Palisades
Nuclear Plant staff, including long-term contract staff, in three
monthly tailgate meetings. The tailgate meetings shall include employee
rights, licensee expectations with respect to raising issues, methods
to raise issues, and the right to contact the NRC. The tailgate
meetings will be completed by December 31, 2014.
B.4 Revise procedure EN-LI-102 to ensure that the Condition Review
Group (CRG) chair considers whether the person assigned is sufficiently
independent. This applies to condition reports that have challenges to
a decision or a resolution that is highly dependent on a single
individual. A ``read and sign'' will be provided to each Entergy
(fleet-wide) CRG chair to inform them of the procedure revision. The
procedure will be revised by November 30, 2014, and the ``read and
sign'' training will be completed by January 31, 2015.
B.5 Conduct a case study for supervisors and above throughout the
Entergy fleet that highlights safety culture aspects of the event:
questioning attitude, proceeding in the face of uncertainty, procedure
compliance, and responsiveness to employee concerns. The case study
will be developed and conducted by June 30, 2015.
C. Recognition by the Reactor Community:
C.1 Entergy Fleet Director of Nuclear Security shall make a
presentation to an industry security working group on this event. The
licensee will provide the NRC an opportunity to review the
presentation. The presentation shall be accomplished by December 31,
2014.
C.2 Entergy shall make a related presentation at a broad industry
meeting aimed at an audience beyond the security organizations and
covering all four NRC regions. It is acceptable to make the
presentation at multiple meetings, if deemed necessary to reach the
desired audience. The presentations shall be accomplished by June 30,
2015.
D. Setting Standards for Security Senior Management:
Entergy shall revise procedure EN-FAP-HR-006 to include specific
requirements for Security Manager selection and development. This shall
be accomplished by December 31, 2014.
E. Effectiveness Review:
Entergy shall arrange for an independent effectiveness review of
the actions discussed in sections A and B. The review will be conducted
no earlier than one year, but less than two years, from the issuance
date of the Confirmatory Order.
F. Notification of NRC When Actions Are Completed:
F.1. Unless otherwise specified, Entergy will submit written
notification by letter to the NRC staff, specifically, the Director,
Division of Reactor Safety, 2443 Warrenville Road, Lisle, IL, 60532, at
intervals of six months, one year, and annually thereafter until the
terms of the Confirmatory Order are completed, providing a status of
each item in the Confirmatory Order.
F.2. Upon completion of all terms of the Confirmatory Order,
Entergy will provide the NRC with a letter discussing its basis for
concluding that the Order has been satisfied.
The Regional Administrator, Region III, may, in writing, relax or
rescind any of the above conditions upon demonstration by the Licensee
of good cause.
VI
Any person adversely affected by this Confirmatory Order, other
than Entergy Nuclear Operations, Inc., may request a hearing within 30
days of the issuance date of this Confirmatory Order. Where good cause
is shown, consideration will be given to extending the time to request
a hearing. A request for extension of time must be directed to the
Director, Office of Enforcement, U.S. Nuclear Regulatory Commission,
and include a statement of good cause for the extension.
All documents filed in NRC adjudicatory proceedings, including a
request for hearing, a petition for leave to intervene, any motion or
other
[[Page 44212]]
document filed in the proceeding prior to the submission of a request
for hearing or petition to intervene, and documents filed by interested
governmental entities participating under 10 CFR 2.315(c), must be
filed in accordance with the NRC's E-Filing rule (72 FR 49139; August
28, 2007), as amended by 77 FR 46562; August 3, 2012 (codified in
pertinent part at 10 CFR Part 2, Subpart C). The E-Filing process
requires participants to submit and serve all adjudicatory documents
over the internet, or in some cases to mail copies on electronic
storage media. Participants may not submit paper copies of their
filings unless they seek an exemption in accordance with the procedures
described below.
To comply with the procedural requirements of E-Filing, at least 10
days prior to the filing deadline, the participant should contact the
Office of the Secretary by email at hearing.docket@nrc.gov, or by
telephone at 301-415-1677, to (1) request a digital (ID) certificate,
which allows the participant (or its counsel or representative) to
digitally sign documents and access the E-Submittal server for any
proceeding in which it is participating; and (2) advise the Secretary
that the participant will be submitting a request or petition for
hearing (even in instances in which the participant, or its counsel or
representative, already holds an NRC-issued digital ID certificate).
Based upon this information, the Secretary will establish an electronic
docket for the hearing in this proceeding if the Secretary has not
already established an electronic docket.
Information about applying for a digital ID certificate is
available on NRC's public Web site at https://www.nrc.gov/site-help/e-submittals/getting-started.html. System requirements for accessing the
E-Submittal server are detailed in NRC's ``Guidance for Electronic
Submission,'' which is available on the agency's public Web site at
https://www.nrc.gov/site-help/e-submittals.html. Participants may
attempt to use other software not listed on the Web site, but should
note that the NRC's E-Filing system does not support unlisted software,
and the NRC Meta System Help Desk will not be able to offer assistance
in using unlisted software.
If a participant is electronically submitting a document to the NRC
in accordance with the E-Filing rule, the participant must file the
document using the NRC's online, Web-based submission form. In order to
serve documents through the Electronic Information Exchange System,
users will be required to install a Web browser plug-in from the NRC's
Web site. Further information on the Web-based submission form,
including the installation of the Web browser plug-in, is available on
the NRC's public Web site at https://www.nrc.gov/site-help/e-submittals.html.
Once a participant has obtained a digital ID certificate and a
docket has been created, the participant can then submit a request for
hearing or petition for leave to intervene through the EIE. Submissions
should be in Portable Document Format (PDF) in accordance with NRC
guidance available on the NRC's public Web site at https://www.nrc.gov/site-help/e-submittals.html. A filing is considered complete at the
time the documents are submitted through the NRC's E-Filing system. To
be timely, an electronic filing must be submitted to the E-Filing
system no later than 11:59 p.m. Eastern Time (ET) on the due date. Upon
receipt of a transmission, the E-Filing system time-stamps the document
and sends the submitter an email notice confirming receipt of the
document. The E-Filing system also distributes an email notice that
provides access to the document to the NRC's Office of the General
Counsel and any others who have advised the Office of the Secretary
that they wish to participate in the proceeding, so that the filer need
not serve the documents on those participants separately. Therefore,
any others who wish to participate in the proceeding (or their counsel
or representative) must apply for and receive a digital ID certificate
before a hearing request/petition to intervene is filed so that they
can obtain access to the document via the E-Filing system.
A person filing electronically using the NRC's adjudicatory E-
Filing system may seek assistance by contacting the NRC Meta System
Help Desk through the ``Contact Us'' link located on the NRC's Web site
at https://www.nrc.gov/site-help/e-submittals.html, by email at
MSHD.Resource@nrc.gov, or by a toll-free call at 1-866-672-7640. The
NRC Meta System Help Desk is available between 8:00 a.m. and 8:00 p.m.,
ET, Monday through Friday, excluding government holidays.
Participants who believe that they have a good cause for not
submitting documents electronically must file an exemption request, in
accordance with 10 CFR 2.302(g), with their initial paper filing
requesting authorization to continue to submit documents in paper
format. Such filings must be submitted by: (1) First class mail
addressed to the Office of the Secretary of the Commission, U.S.
Nuclear Regulatory Commission, Washington, DC 20555-0001, Attention:
Rulemaking and Adjudications Staff; or (2) courier, express mail, or
expedited delivery service to the Office of the Secretary, Sixteenth
Floor, One White Flint North, 11555 Rockville Pike, Rockville, Maryland
20852, Attention: Rulemaking and Adjudications Staff. Participants
filing a document in this manner are responsible for serving the
document on all other participants. Filing is considered complete by
first-class mail as of the time of deposit in the mail, or by courier,
express mail, or expedited delivery service upon depositing the
document with the provider of the service. A presiding officer, having
granted an exemption request from using E-Filing, may require a
participant or party to use E-Filing if the presiding officer
subsequently determines that the reason for granting the exemption from
use of E-Filing no longer exists.
Documents submitted in adjudicatory proceedings will appear in the
NRC's electronic hearing docket, which is available to the public at
https://ehd1.nrc.gov/ehd/, unless excluded pursuant to an order of the
Commission or the presiding officer. Participants are requested not to
include personal privacy information, such as social security numbers,
home addresses, or home phone numbers in their filings, unless an NRC
regulation or other law requires submission of such information. With
respect to copyrighted works, participants are requested not to include
copyrighted materials in their submission, except for limited excerpts
that serve the purpose of the adjudicatory filings and would constitute
a Fair Use application.
If a person other than the licensee requests a hearing, that person
shall set forth with particularity the manner in which his interest is
adversely affected by this Confirmatory Order and shall address the
criteria set forth in 10 CFR 2.309(d) and (f).
If a hearing is requested by a person whose interest is adversely
affected, the Commission will issue a separate Order designating the
time and place of any hearings, as appropriate. If a hearing is held,
the issue to be considered at such hearing shall be whether this
Confirmatory Order should be sustained.
In the absence of any request for hearing, or written approval of
an extension of time in which to request a hearing, the provisions
specified in Section IV above shall be effective and final 30 days
after issuance of the Confirmatory Order without further order or
proceedings. If an extension of time for requesting a hearing has been
[[Page 44213]]
approved, the provisions specified in Section V shall be final when the
extension expires if a hearing request has not been received.
Dated at Lisle, Illinois this 21st day of July 2014.
For the Nuclear Regulatory Commission.
Cynthia D. Pederson,
Regional Administrator.
[FR Doc. 2014-17873 Filed 7-29-14; 8:45 am]
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