Departing IFR/VFR When Weather Reporting Is Not Available, 43619-43622 [2014-17729]
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Federal Register / Vol. 79, No. 144 / Monday, July 28, 2014 / Rules and Regulations
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Part 135
[Docket No.: FAA–2014–0502; Amdt. No.
135–131]
RIN 2120–AK49
Departing IFR/VFR When Weather
Reporting Is Not Available
Federal Aviation
Administration (FAA), DOT.
ACTION: Direct final rule; request for
comments.
AGENCY:
This action will permit the
pilot in command of a helicopter air
ambulance to assess the weather at a
departure point where current weather
observations are not available and allow
the pilot to depart if the observed
ceiling and visibility is greater than
certain weather minimums. This action
will allow a pilot to utilize the
minimum takeoff visibilities depicted in
a published obstacle departure
procedure, or in the absence of such a
procedure, when the pilot observed
ceiling and visibility is greater than the
minimum ceiling and visibility
limitations required by specific
helicopter air ambulance rules. This
change to the current regulation will
permit helicopter air ambulance flights
to enter the National Airspace System
under Instrument Flight Rules when
visibilities and ceilings are below Visual
Flight Rules, thus increasing the safety
of the flight.
DATES: Effective April 22, 2015.
Submit comments on or before
September 26, 2014. If we receive an
adverse comment or notice of intent to
file an adverse comment, we will advise
the public by publishing a document in
the Federal Register withdrawing the
direct final rule before the effective date
of the final rule.
ADDRESSES: You may send comments
identified by docket number FAA–
2010–0982 using any of the following
methods:
• Federal eRulemaking Portal: Go to
https://www.regulations.gov and follow
the online instructions for sending your
comments electronically.
• Mail: Send comments to Docket
Operations, M–30; U.S. Department of
Transportation (DOT), 1200 New Jersey
Avenue SE., Room W12–140, West
Building Ground Floor, Washington, DC
20590–0001.
• Hand Delivery or Courier: Take
comments to Docket Operations in
Room W12–140 of the West Building
Ground Floor at 1200 New Jersey
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SUMMARY:
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Avenue SE., Washington, DC, between 9
a.m. and 5 p.m., Monday through
Friday, except Federal holidays.
• Fax: Fax comments to Docket
Operations at 202–493–2251.
Privacy: In accordance with 5 U.S.C.
553(c), DOT solicits comments from the
public to better inform its rulemaking
process. DOT posts these comments,
without edit, including any personal
information the commenter provides, to
www.regulations.gov, as described in
the system of records notice (DOT/ALL–
14 FDMS), which can be reviewed at
www.dot.gov/privacy.
Docket: Background documents or
comments received may be read at
https://www.regulations.gov at any time.
Follow the online instructions for
accessing the docket or Docket
Operations in Room W12–140 of the
West Building Ground Floor at 1200
New Jersey Avenue SE., Washington,
DC, between 9 a.m. and 5 p.m., Monday
through Friday, except Federal holidays.
FOR FURTHER INFORMATION CONTACT: For
technical questions concerning this
action, contact Andrew C. Pierce, Air
Transportation Division, 135 Air Carrier
Operations Branch, AFS–250, Federal
Aviation Administration, 800
Independence Avenue SW.,
Washington, DC 20591; telephone 202–
267–8238; email andy.pierce@faa.gov.
For legal questions concerning this
action, contact Nancy Sanchez, AGC–
220, Federal Aviation Administration,
800 Independence Avenue SW.,
Washington, DC 20591; telephone 202–
267–7280 (office); email
nancy.sanchez@faa.gov.
SUPPLEMENTARY INFORMATION:
Authority for This Rulemaking
The FAA’s authority to issue rules on
aviation safety is found in Title 49 of the
United States Code. This rulemaking is
promulgated under the general authority
described in 49 U.S.C. 106(f) and
44701(a), and the specific authority set
forth in section 306, Safety of Air
Ambulance Operations, of the FAA
Modernization and Reform Act of 2012
(Pub. L. 112–95), which is now codified
at 49 U.S.C. 44730.
The Direct Final Rule Procedure
The FAA is adopting this direct final
rule without prior notice and prior
public comment as a direct final rule
because this rule is not controversial, is
not expected to result in the receipt of
an adverse comment, and a notice of
proposed rulemaking is not necessary.
This change to the regulation provides
greater opportunity for Helicopter Air
Ambulance (HAA) operations to enter
the National Airspace System (NAS)
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43619
under Instrument Flight Rules (IFR)
than previously permitted. Without this
amendment, helicopter air ambulances
will be unable to depart under IFR from
landing sites lacking weather reporting,
until Visual Flight Rules (VFR)
appropriate to the class of airspace
above prevail. The Regulatory Policies
and Procedures of the Department of
Transportation (DOT) (44 FR 1134;
February 26, 1979) provide that to the
maximum extent possible, operating
administrations for the DOT should
provide an opportunity for public
comment on regulations issued without
prior notice. Accordingly, the FAA
invites interested persons to participate
in this rulemaking by submitting written
comments, data, or views. The agency
also invites comments relating to the
economic, environmental, energy, or
federalism impacts that might result
from adopting this final rule.
A direct final rule will take effect on
a specified date unless the FAA receives
an adverse comment or notice of intent
to file an adverse comment within the
comment period. An adverse comment
explains why a rule would be
inappropriate, or would be ineffective or
unacceptable without a change. It may
challenge the rule’s underlying premise
or approach. Under the direct final rule
process, we do not consider the
following types of comments to be
adverse:
(1) A comment recommending
another rule change, in addition to the
change in the direct final rule at issue.
We consider the comment adverse,
however, if the commenter states why
the direct final rule would be ineffective
without the change.
(2) A frivolous or insubstantial
comment.
If we receive an adverse comment or
notice of intent to file an adverse
comment, we will advise the public by
publishing a document in the Federal
Register before the effective date of the
final rule. This document may withdraw
the direct final rule in whole or in part.
If we withdraw a direct final rule
because of an adverse comment, we may
incorporate the commenter’s
recommendation into another direct
final rule or may publish a notice of
proposed rulemaking.
If we do not receive an adverse
comment or notice of intent to file an
adverse comment, we will publish a
confirmation document in the Federal
Register, generally within 15 days after
the comment period closes. The
confirmation document tells the public
the effective date of the rule.
See the ‘‘Additional Information’’
section for information on how to
comment on this direct final rule and
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how the FAA will handle comments
received. The ‘‘Additional Information’’
section also contains related
information about the docket, privacy,
the handling of proprietary or
confidential business information. In
addition, there is information on
obtaining copies of related rulemaking
documents.
I. Overview of the Direct Final Rule
This direct final rule will permit the
pilot in command of a helicopter air
ambulance to assess the weather at a
departure point where current weather
observations are not available and to
depart if the pilot’s observed ceiling and
visibility is greater than certain weather
minimums. Applicable weather
minimums include minimums found in
a published Obstacle Departure
Procedure (ODP), or in the absence of
such a procedure, when the pilot
observed ceiling and visibility is greater
than the minimum ceiling and visibility
limitations required by specific HAA
rules. This change to the current
regulation will permit helicopter air
ambulance flights to enter the NAS
under IFR when visibilities and ceilings
are below VFR based on pilot weather
observations, thus increasing the safety
of the flight. Without this action,
helicopter air ambulances will be
unable to depart under IFR from landing
sites lacking weather reporting, until
VFR appropriate to the class of airspace
above prevail.
II. Discussion of the Direct Final Rule
A. Background
On February 21, 2014, the FAA
published a final rule on Helicopter Air
Ambulance, Commercial Helicopter,
and Part 91 Helicopter Operations. 79
FR 9932 (Feb. 21, 2014). It contained a
new provision, § 135.611, that allows
HAA operators to conduct IFR
operations at airports and heliports
without a weather reporting facility if
they can obtain weather reports from an
approved weather reporting facility
located within 15 nautical miles of the
destination landing area and meet other
pilot and equipment requirements.
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B. Statement of the Problem
The recently published final rule did
not provide a means for HAA flights
with IFR clearances to depart from
airports not served with current weather
observation reports. The current
language in the rule would not allow a
pilot to utilize the minimum takeoff
visibilities depicted in published ODP
when these are available. As a result,
IFR capable departing flights are not
able to gain direct access into the IFR
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system when weather conditions are
worse than the Class G VFR minimums
published in § 135.609, but are better
than or equal to the published ODP
takeoff minimums when the ODP
depicts a ‘‘proceed visually’’ transition
to the Initial Departure Fix (IDF).
The departing flight must be on an
IFR Air Traffic Control (ATC) Clearance,
which in accordance with the published
ODP, contains takeoff minimums, and
has a ‘‘proceed visually’’ segment
between the takeoff location and the
initial departure fix. When an ODP is
not available or is not contained in the
clearance, or the ODP depicts a
‘‘proceed VFR’’ segment instead of a
‘‘proceed visually’’ segment, the
minimum visibility and ceiling reverts
to that which is appropriate for the class
of airspace involved. This revision to
the rule text recognizes the improved
safety margins and technologies
available with ODPs and is consistent
with the original intent of the rule,
which is to encourage safe entry into the
IFR System.
III. Regulatory Notices and Analyses
A. Regulatory Evaluation
Changes to Federal regulations must
undergo several economic analyses.
First, Executive Order 12866 and
Executive Order 13563 direct that each
Federal agency shall propose or adopt a
regulation only upon a reasoned
determination that the benefits of the
intended regulation justify its costs.
Second, the Regulatory Flexibility Act
of 1980 (Pub. L. 96–354) requires
agencies to analyze the economic
impact of regulatory changes on small
entities. Third, the Trade Agreements
Act (Pub. L. 96–39) prohibits agencies
from setting standards that create
unnecessary obstacles to the foreign
commerce of the United States. In
developing U.S. standards, the Trade
Act requires agencies to consider
international standards and, where
appropriate, that they be the basis of
U.S. standards. Fourth, the Unfunded
Mandates Reform Act of 1995 (Pub. L.
104–4) requires agencies to prepare a
written assessment of the costs, benefits,
and other effects of proposed or final
rules that include a Federal mandate
likely to result in the expenditure by
State, local, or tribal governments, in the
aggregate, or by the private sector, of
$100 million or more annually (adjusted
for inflation with base year of 1995).
This portion of the preamble
summarizes the FAA’s analysis of the
economic impacts of this final rule.
Department of Transportation Order
DOT 2100.5 prescribes policies and
procedures for simplification, analysis,
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and review of regulations. If the
expected cost impact is so minimal that
a proposed or final rule does not
warrant a full evaluation, this order
permits that a statement to that effect
and the basis for it to be included in the
preamble if a full regulatory evaluation
of the cost and benefits is not prepared.
Such a determination has been made for
this final rule. The reasoning for this
determination follows:
The FAA is amending IFR operations
at locations without weather reporting,
in order to permit the pilot in command
of a helicopter air ambulance to assess
the weather at a departure point where
current weather observations are not
available and allow the pilot to depart
if the observed ceiling and visibility is
greater than certain weather minimums.
This change to the regulation provides
greater opportunity for HAA operations
to enter the NAS under IFR than
previously permitted. Without this
action, helicopter air ambulances will
be unable to depart under IFR from
landing sites lacking weather reporting,
until VFR minimums appropriate to the
class of airspace above prevail.
This requirement will increase the use
of IFR flight by HAA operators, which
will result in more aircraft operating in
a positively controlled environment and
within the existing infrastructure
resulting in unquantified net benefit
gains, and a full regulatory evaluation
was not prepared
The FAA has, therefore, determined
that this direct final rule is not a
‘‘significant regulatory action’’ as
defined in section 3(f) of Executive
Order 12866, and is not ‘‘significant’’ as
defined in DOT’s Regulatory Policies
and Procedures.
B. Regulatory Flexibility Determination
The Regulatory Flexibility Act of 1980
(Pub. L. 96–354) (RFA) establishes ‘‘as a
principle of regulatory issuance that
agencies shall endeavor, consistent with
the objectives of the rule and of
applicable statutes, to fit regulatory and
informational requirements to the scale
of the businesses, organizations, and
governmental jurisdictions subject to
regulation.’’ To achieve this principle,
agencies are required to solicit and
consider flexible regulatory proposals
and to explain the rationale for their
actions to assure that such proposals are
given serious consideration.’’ The RFA
covers a wide-range of small entities,
including small businesses, not-forprofit organizations, and small
governmental jurisdictions.
Agencies must perform a review to
determine whether a rule will have a
significant economic impact on a
substantial number of small entities. If
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the agency determines that it will, the
agency must prepare a regulatory
flexibility analysis as described in the
RFA.
However, if an agency determines that
a rule is not expected to have a
significant economic impact on a
substantial number of small entities,
section 605(b) of the RFA provides that
the head of the agency may so certify
and a regulatory flexibility analysis is
not required. The certification must
include a statement providing the
factual basis for this determination, and
the reasoning should be clear.
This direct final rule does not impose
any additional costs on helicopter air
ambulance operators. Therefore, as
provided in section 605(b), the head of
the FAA certifies that this rulemaking
will not result in a significant economic
impact on a substantial number of small
entities.
C. International Trade Impact
Assessment
The Trade Agreements Act of 1979
(Pub. L. 96–39), as amended by the
Uruguay Round Agreements Act (Pub.
L. 103–465), prohibits Federal agencies
from establishing standards or engaging
in related activities that create
unnecessary obstacles to the foreign
commerce of the United States.
Pursuant to these Acts, the
establishment of standards is not
considered an unnecessary obstacle to
the foreign commerce of the United
States, so long as the standard has a
legitimate domestic objective, such as
the protection of safety, and does not
operate in a manner that excludes
imports that meet this objective. The
statute also requires consideration of
international standards and, where
appropriate, that they be the basis for
U.S. standards. The FAA has assessed
the potential effect of this direct final
rule and determined that it will have
only a domestic impact and therefore no
effect on international trade.
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D. Unfunded Mandates Assessment
Title II of the Unfunded Mandates
Reform Act of 1995 (Pub. L. 104–4)
requires each Federal agency to prepare
a written statement assessing the effects
of any Federal mandate in a proposed or
final agency rule that may result in an
expenditure of $100 million or more (in
1995 dollars) in any one year by State,
local, and tribal governments, in the
aggregate, or by the private sector; such
a mandate is deemed to be a ‘‘significant
regulatory action.’’ The FAA currently
uses an inflation-adjusted value of $151
million in lieu of $100 million. This
direct final rule does not contain such
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a mandate; therefore, the requirements
of Title II of the Act do not apply.
E. International Compatibility and
Cooperation
In keeping with U.S. obligations
under the Convention on International
Civil Aviation, it is FAA policy to
conform to International Civil Aviation
Organization (ICAO) Standards and
Recommended Practices to the
maximum extent practicable. The FAA
has determined that there are no ICAO
Standards and Recommended Practices
that correspond to these proposed
regulations.
Executive Order 13609, Promoting
International Regulatory Cooperation,
promotes international regulatory
cooperation to meet shared challenges
involving health, safety, labor, security,
environmental, and other issues and to
reduce, eliminate, or prevent
unnecessary differences in regulatory
requirements. The FAA has analyzed
this action under the policies and
agency responsibilities of Executive
Order 13609, and has determined that
this action would have no effect on
international regulatory cooperation.
F. Environmental Analysis
FAA Order 1050.1E identifies FAA
actions that are categorically excluded
from preparation of an environmental
assessment or environmental impact
statement under the National
Environmental Policy Act in the
absence of extraordinary circumstances.
The FAA has determined this
rulemaking action qualifies for the
categorical exclusion identified in
paragraph 312f and involves no
extraordinary circumstances.
IV. Executive Order Determinations
A. Executive Order 13132, Federalism
The FAA has analyzed this final rule
under the principles and criteria of
Executive Order 13132, Federalism. The
agency determined that this action will
not have a substantial direct effect on
the States, or the relationship between
the Federal Government and the States,
or on the distribution of power and
responsibilities among the various
levels of government, and, therefore,
does not have Federalism implications.
B. Executive Order 13211, Regulations
That Significantly Affect Energy Supply,
Distribution, or Use
The FAA analyzed this final rule
under Executive Order 13211, Actions
Concerning Regulations that
Significantly Affect Energy Supply,
Distribution, or Use (May 18, 2001). The
agency has determined that it is not a
‘‘significant energy action’’ under the
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43621
executive order and it is not likely to
have a significant adverse effect on the
supply, distribution, or use of energy.
VI. Additional Information
A. Comments Invited
The FAA invites interested persons to
participate in this rulemaking by
submitting written comments, data, or
views. The agency also invites
comments relating to the economic,
environmental, energy, or federalism
impacts that might result from adopting
the rulemaking action in this document.
The most helpful comments reference a
specific portion of the rulemaking
action, explain the reason for any
recommended change, and include
supporting data. To ensure the docket
does not contain duplicate comments,
commenters should send only one copy
of written comments, or if comments are
filed electronically, commenters should
submit only one time.
The FAA will file in the docket all
comments it receives, as well as a report
summarizing each substantive public
contact with FAA personnel concerning
this rulemaking. Before acting on this
rulemaking action, the FAA will
consider all comments it receives on or
before the closing date for comments.
The FAA will consider comments filed
after the comment period has closed if
it is possible to do so without incurring
expense or delay. The agency may
change this rulemaking action in light of
the comments it receives.
B. Availability of Rulemaking
Documents
An electronic copy of rulemaking
documents may be obtained from the
Internet by—
1. Searching the Federal eRulemaking
Portal (https://www.regulations.gov);
2. Visiting the FAA’s Regulations and
Policies Web page at https://
www.faa.gov/regulations_policies or
3. Accessing the Government Printing
Office’s Web page at https://
www.gpo.gov/fdsys/.
Copies may also be obtained by
sending a request to the Federal
Aviation Administration, Office of
Rulemaking, ARM–1, 800 Independence
Avenue SW., Washington, DC 20591, or
by calling (202) 267–9680. Commenters
must identify the docket or amendment
number of this rulemaking.
All documents the FAA considered in
developing this rulemaking action,
including economic analyses and
technical reports, may be accessed from
the Internet through the Federal
eRulemaking Portal referenced in item
(1) above.
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Federal Register / Vol. 79, No. 144 / Monday, July 28, 2014 / Rules and Regulations
List of Subjects in 14 CFR Part 135
Air transportation, Aircraft, and
Aviation safety.
The Amendment
In consideration of the foregoing, the
Federal Aviation Administration
amends chapter I of title 14, Code of
Federal Regulations as follows:
PART 135—OPERATING
REQUIREMENTS: COMMUTER AND
ON DEMAND OPERATIONS AND
RULES GOVERNING PERSONS ON
BOARD SUCH AIRCRAFT
1. The authority citation for part 135
continues to read as follows:
■
Authority: 49 U.S.C. 106(f), 106(g), 41706,
40113, 44701–44702, 44705, 44709, 44711–
44713, 44715–44717, 44722, 44730, 45101–
45105; Pub. L. 112–95, 126 Stat. 58 (49 U.S.C.
44730).
2. Revise § 135.611(a)(3) to read as
follows:
■
§ 135.611 IFR operations at locations
without weather reporting.
(a) * * *
(3) In Class G airspace, IFR departures
with visual transitions are authorized
only after the pilot in command
determines that the weather conditions
at the departure point are at or above
takeoff minimums depicted in the
published Obstacle Departure Procedure
or VFR minimum ceilings and
visibilities in accordance with
§ 135.609.
*
*
*
*
*
Issued under authority provided by 49
U.S.C. 106(f), 44701(a), and 44730 in
Washington, DC, on July 17, 2014.
Michael P. Huerta,
Administrator.
[FR Doc. 2014–17729 Filed 7–25–14; 8:45 am]
BILLING CODE 4910–13–P
DEPARTMENT OF THE TREASURY
Internal Revenue Service
26 CFR Part 1
[TD 9683]
RIN 1545–BM23
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Rules Regarding the Health Insurance
Premium Tax Credit
Internal Revenue Service (IRS),
Treasury.
ACTION: Final and temporary
regulations.
AGENCY:
This document contains final
and temporary regulations relating to
the health insurance premium tax credit
SUMMARY:
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17:07 Jul 25, 2014
Jkt 232001
enacted by the Patient Protection and
Affordable Care Act and the Health Care
and Education Reconciliation Act of
2010, as amended by the Medicare and
Medicaid Extenders Act of 2010, the
Comprehensive 1099 Taxpayer
Protection and Repayment of Exchange
Subsidy Overpayments Act of 2011, and
the Department of Defense and FullYear Continuing Appropriations Act of
2011 and the 3% Withholding Repeal
and Job Creation Act. These regulations
affect individuals who enroll in
qualified health plans through
Affordable Insurance Exchanges
(Exchanges) and claim the premium tax
credit, and Exchanges that make
qualified health plans available to
individuals. The text of the temporary
regulations in this document also serves
as the text of proposed regulations set
forth in a notice of proposed rulemaking
(REG–104579–13) on this subject in the
Proposed Rules section in this issue of
the Federal Register.
DATES: Effective Date: These regulations
are effective on July 28, 2014.
Applicability Date: For applicability
dates, see §§ 1.36B–2T(d), 1.36B–3T(m),
1.36B–4T(c), and 1.162(l)–1T(c).
FOR FURTHER INFORMATION CONTACT:
Arvind Ravichandran or Shareen Pflanz,
(202) 317–4718 (not a toll-free number).
SUPPLEMENTARY INFORMATION:
Background
This document contains final and
temporary regulations that amend the
Income Tax Regulations (26 CFR part 1)
under section 36B relating to the
premium tax credit and under section
162(l) relating to the deduction for
health insurance costs for self-employed
individuals. Section 36B was enacted by
the Patient Protection and Affordable
Care Act, Public Law 111–148 (124 Stat.
119 (2010)), and the Health Care and
Education Reconciliation Act of 2010,
Public Law 111–152 (124 Stat. 1029
(2010)) (collectively, the Affordable Care
Act). Section 36B provides a refundable
premium tax credit to help individuals
and families afford health insurance
purchased through an Exchange.
To be eligible for a premium tax credit
under section 36B, an individual must
be an applicable taxpayer. Section
36B(c)(1) provides that an applicable
taxpayer is a taxpayer (1) with
household income for the taxable year
between 100 percent and 400 percent of
the federal poverty line for the
taxpayer’s family size, (2) who may not
be claimed as a dependent by another
taxpayer, and (3) who files a joint return
if married (within the meaning of
section 7703).
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Section 7703(b) allows certain
married individuals to be considered
not married for purposes of the Internal
Revenue Code. Under section 7703(b), a
married taxpayer who lives apart from
the taxpayer’s spouse for the last six
months of the taxable year is considered
unmarried if he or she files a separate
return, maintains as the taxpayer’s home
a household that is also the principal
place of abode of a dependent child for
more than half the year, and furnishes
over half the cost of the household
during the taxable year.
Section 36B(b)(2) provides that a
taxpayer’s premium tax credit is the
lesser of the premiums for the plan or
plans in which the taxpayer and the
taxpayer’s family enroll or the excess of
the premiums for the second lowest cost
silver plan covering the taxpayer’s
family (the benchmark plan) over the
taxpayer’s contribution amount. A
taxpayer’s contribution amount is the
product of the taxpayer’s household
income and an applicable percentage
that increases as the taxpayer’s
household income increases.
Under section 1412 of the Affordable
Care Act, eligible taxpayers may receive
advance payments of the premium tax
credit (advance credit payments).
Section 36B(f) provides that taxpayers
must reconcile any differences between
the taxpayer’s advance credit payments
for a taxable year and the taxpayer’s
premium tax credit for the year. If the
taxpayer’s advance credit payments
exceed the allowed premium tax credit,
the taxpayer owes the excess as a tax
liability, subject to a repayment
limitation in section 36B(f)(2)(B).
Under section 162(l), a taxpayer who
is an employee within the meaning of
section 401(c)(1)—generally, a selfemployed individual—is allowed a
deduction for all or a portion of the
taxpayer’s premiums paid during the
taxable year for health insurance for the
taxpayer, the taxpayer’s spouse, the
taxpayer’s dependents, and any child of
the taxpayer under the age of 27. The
deduction allowed under section 162(l)
is limited to the taxpayer’s earned
income from the trade or business with
respect to which the health insurance
plan is established. In addition, section
280C(g) provides that no deduction is
allowed under section 162(l) for the
portion of premiums for a qualified
health plan equal to the amount of the
premium tax credit determined under
section 36B(a) with respect to those
premiums.
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Agencies
[Federal Register Volume 79, Number 144 (Monday, July 28, 2014)]
[Rules and Regulations]
[Pages 43619-43622]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2014-17729]
[[Page 43619]]
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DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Part 135
[Docket No.: FAA-2014-0502; Amdt. No. 135-131]
RIN 2120-AK49
Departing IFR/VFR When Weather Reporting Is Not Available
AGENCY: Federal Aviation Administration (FAA), DOT.
ACTION: Direct final rule; request for comments.
-----------------------------------------------------------------------
SUMMARY: This action will permit the pilot in command of a helicopter
air ambulance to assess the weather at a departure point where current
weather observations are not available and allow the pilot to depart if
the observed ceiling and visibility is greater than certain weather
minimums. This action will allow a pilot to utilize the minimum takeoff
visibilities depicted in a published obstacle departure procedure, or
in the absence of such a procedure, when the pilot observed ceiling and
visibility is greater than the minimum ceiling and visibility
limitations required by specific helicopter air ambulance rules. This
change to the current regulation will permit helicopter air ambulance
flights to enter the National Airspace System under Instrument Flight
Rules when visibilities and ceilings are below Visual Flight Rules,
thus increasing the safety of the flight.
DATES: Effective April 22, 2015.
Submit comments on or before September 26, 2014. If we receive an
adverse comment or notice of intent to file an adverse comment, we will
advise the public by publishing a document in the Federal Register
withdrawing the direct final rule before the effective date of the
final rule.
ADDRESSES: You may send comments identified by docket number FAA-2010-
0982 using any of the following methods:
Federal eRulemaking Portal: Go to https://www.regulations.gov and follow the online instructions for sending your
comments electronically.
Mail: Send comments to Docket Operations, M-30; U.S.
Department of Transportation (DOT), 1200 New Jersey Avenue SE., Room
W12-140, West Building Ground Floor, Washington, DC 20590-0001.
Hand Delivery or Courier: Take comments to Docket
Operations in Room W12-140 of the West Building Ground Floor at 1200
New Jersey Avenue SE., Washington, DC, between 9 a.m. and 5 p.m.,
Monday through Friday, except Federal holidays.
Fax: Fax comments to Docket Operations at 202-493-2251.
Privacy: In accordance with 5 U.S.C. 553(c), DOT solicits comments
from the public to better inform its rulemaking process. DOT posts
these comments, without edit, including any personal information the
commenter provides, to www.regulations.gov, as described in the system
of records notice (DOT/ALL-14 FDMS), which can be reviewed at
www.dot.gov/privacy.
Docket: Background documents or comments received may be read at
https://www.regulations.gov at any time. Follow the online instructions
for accessing the docket or Docket Operations in Room W12-140 of the
West Building Ground Floor at 1200 New Jersey Avenue SE., Washington,
DC, between 9 a.m. and 5 p.m., Monday through Friday, except Federal
holidays.
FOR FURTHER INFORMATION CONTACT: For technical questions concerning
this action, contact Andrew C. Pierce, Air Transportation Division, 135
Air Carrier Operations Branch, AFS-250, Federal Aviation
Administration, 800 Independence Avenue SW., Washington, DC 20591;
telephone 202-267-8238; email andy.pierce@faa.gov.
For legal questions concerning this action, contact Nancy Sanchez,
AGC-220, Federal Aviation Administration, 800 Independence Avenue SW.,
Washington, DC 20591; telephone 202-267-7280 (office); email
nancy.sanchez@faa.gov.
SUPPLEMENTARY INFORMATION:
Authority for This Rulemaking
The FAA's authority to issue rules on aviation safety is found in
Title 49 of the United States Code. This rulemaking is promulgated
under the general authority described in 49 U.S.C. 106(f) and 44701(a),
and the specific authority set forth in section 306, Safety of Air
Ambulance Operations, of the FAA Modernization and Reform Act of 2012
(Pub. L. 112-95), which is now codified at 49 U.S.C. 44730.
The Direct Final Rule Procedure
The FAA is adopting this direct final rule without prior notice and
prior public comment as a direct final rule because this rule is not
controversial, is not expected to result in the receipt of an adverse
comment, and a notice of proposed rulemaking is not necessary. This
change to the regulation provides greater opportunity for Helicopter
Air Ambulance (HAA) operations to enter the National Airspace System
(NAS) under Instrument Flight Rules (IFR) than previously permitted.
Without this amendment, helicopter air ambulances will be unable to
depart under IFR from landing sites lacking weather reporting, until
Visual Flight Rules (VFR) appropriate to the class of airspace above
prevail. The Regulatory Policies and Procedures of the Department of
Transportation (DOT) (44 FR 1134; February 26, 1979) provide that to
the maximum extent possible, operating administrations for the DOT
should provide an opportunity for public comment on regulations issued
without prior notice. Accordingly, the FAA invites interested persons
to participate in this rulemaking by submitting written comments, data,
or views. The agency also invites comments relating to the economic,
environmental, energy, or federalism impacts that might result from
adopting this final rule.
A direct final rule will take effect on a specified date unless the
FAA receives an adverse comment or notice of intent to file an adverse
comment within the comment period. An adverse comment explains why a
rule would be inappropriate, or would be ineffective or unacceptable
without a change. It may challenge the rule's underlying premise or
approach. Under the direct final rule process, we do not consider the
following types of comments to be adverse:
(1) A comment recommending another rule change, in addition to the
change in the direct final rule at issue. We consider the comment
adverse, however, if the commenter states why the direct final rule
would be ineffective without the change.
(2) A frivolous or insubstantial comment.
If we receive an adverse comment or notice of intent to file an
adverse comment, we will advise the public by publishing a document in
the Federal Register before the effective date of the final rule. This
document may withdraw the direct final rule in whole or in part. If we
withdraw a direct final rule because of an adverse comment, we may
incorporate the commenter's recommendation into another direct final
rule or may publish a notice of proposed rulemaking.
If we do not receive an adverse comment or notice of intent to file
an adverse comment, we will publish a confirmation document in the
Federal Register, generally within 15 days after the comment period
closes. The confirmation document tells the public the effective date
of the rule.
See the ``Additional Information'' section for information on how
to comment on this direct final rule and
[[Page 43620]]
how the FAA will handle comments received. The ``Additional
Information'' section also contains related information about the
docket, privacy, the handling of proprietary or confidential business
information. In addition, there is information on obtaining copies of
related rulemaking documents.
I. Overview of the Direct Final Rule
This direct final rule will permit the pilot in command of a
helicopter air ambulance to assess the weather at a departure point
where current weather observations are not available and to depart if
the pilot's observed ceiling and visibility is greater than certain
weather minimums. Applicable weather minimums include minimums found in
a published Obstacle Departure Procedure (ODP), or in the absence of
such a procedure, when the pilot observed ceiling and visibility is
greater than the minimum ceiling and visibility limitations required by
specific HAA rules. This change to the current regulation will permit
helicopter air ambulance flights to enter the NAS under IFR when
visibilities and ceilings are below VFR based on pilot weather
observations, thus increasing the safety of the flight. Without this
action, helicopter air ambulances will be unable to depart under IFR
from landing sites lacking weather reporting, until VFR appropriate to
the class of airspace above prevail.
II. Discussion of the Direct Final Rule
A. Background
On February 21, 2014, the FAA published a final rule on Helicopter
Air Ambulance, Commercial Helicopter, and Part 91 Helicopter
Operations. 79 FR 9932 (Feb. 21, 2014). It contained a new provision,
Sec. 135.611, that allows HAA operators to conduct IFR operations at
airports and heliports without a weather reporting facility if they can
obtain weather reports from an approved weather reporting facility
located within 15 nautical miles of the destination landing area and
meet other pilot and equipment requirements.
B. Statement of the Problem
The recently published final rule did not provide a means for HAA
flights with IFR clearances to depart from airports not served with
current weather observation reports. The current language in the rule
would not allow a pilot to utilize the minimum takeoff visibilities
depicted in published ODP when these are available. As a result, IFR
capable departing flights are not able to gain direct access into the
IFR system when weather conditions are worse than the Class G VFR
minimums published in Sec. 135.609, but are better than or equal to
the published ODP takeoff minimums when the ODP depicts a ``proceed
visually'' transition to the Initial Departure Fix (IDF).
The departing flight must be on an IFR Air Traffic Control (ATC)
Clearance, which in accordance with the published ODP, contains takeoff
minimums, and has a ``proceed visually'' segment between the takeoff
location and the initial departure fix. When an ODP is not available or
is not contained in the clearance, or the ODP depicts a ``proceed VFR''
segment instead of a ``proceed visually'' segment, the minimum
visibility and ceiling reverts to that which is appropriate for the
class of airspace involved. This revision to the rule text recognizes
the improved safety margins and technologies available with ODPs and is
consistent with the original intent of the rule, which is to encourage
safe entry into the IFR System.
III. Regulatory Notices and Analyses
A. Regulatory Evaluation
Changes to Federal regulations must undergo several economic
analyses. First, Executive Order 12866 and Executive Order 13563 direct
that each Federal agency shall propose or adopt a regulation only upon
a reasoned determination that the benefits of the intended regulation
justify its costs. Second, the Regulatory Flexibility Act of 1980 (Pub.
L. 96-354) requires agencies to analyze the economic impact of
regulatory changes on small entities. Third, the Trade Agreements Act
(Pub. L. 96-39) prohibits agencies from setting standards that create
unnecessary obstacles to the foreign commerce of the United States. In
developing U.S. standards, the Trade Act requires agencies to consider
international standards and, where appropriate, that they be the basis
of U.S. standards. Fourth, the Unfunded Mandates Reform Act of 1995
(Pub. L. 104-4) requires agencies to prepare a written assessment of
the costs, benefits, and other effects of proposed or final rules that
include a Federal mandate likely to result in the expenditure by State,
local, or tribal governments, in the aggregate, or by the private
sector, of $100 million or more annually (adjusted for inflation with
base year of 1995). This portion of the preamble summarizes the FAA's
analysis of the economic impacts of this final rule.
Department of Transportation Order DOT 2100.5 prescribes policies
and procedures for simplification, analysis, and review of regulations.
If the expected cost impact is so minimal that a proposed or final rule
does not warrant a full evaluation, this order permits that a statement
to that effect and the basis for it to be included in the preamble if a
full regulatory evaluation of the cost and benefits is not prepared.
Such a determination has been made for this final rule. The reasoning
for this determination follows:
The FAA is amending IFR operations at locations without weather
reporting, in order to permit the pilot in command of a helicopter air
ambulance to assess the weather at a departure point where current
weather observations are not available and allow the pilot to depart if
the observed ceiling and visibility is greater than certain weather
minimums. This change to the regulation provides greater opportunity
for HAA operations to enter the NAS under IFR than previously
permitted. Without this action, helicopter air ambulances will be
unable to depart under IFR from landing sites lacking weather
reporting, until VFR minimums appropriate to the class of airspace
above prevail.
This requirement will increase the use of IFR flight by HAA
operators, which will result in more aircraft operating in a positively
controlled environment and within the existing infrastructure resulting
in unquantified net benefit gains, and a full regulatory evaluation was
not prepared
The FAA has, therefore, determined that this direct final rule is
not a ``significant regulatory action'' as defined in section 3(f) of
Executive Order 12866, and is not ``significant'' as defined in DOT's
Regulatory Policies and Procedures.
B. Regulatory Flexibility Determination
The Regulatory Flexibility Act of 1980 (Pub. L. 96-354) (RFA)
establishes ``as a principle of regulatory issuance that agencies shall
endeavor, consistent with the objectives of the rule and of applicable
statutes, to fit regulatory and informational requirements to the scale
of the businesses, organizations, and governmental jurisdictions
subject to regulation.'' To achieve this principle, agencies are
required to solicit and consider flexible regulatory proposals and to
explain the rationale for their actions to assure that such proposals
are given serious consideration.'' The RFA covers a wide-range of small
entities, including small businesses, not-for-profit organizations, and
small governmental jurisdictions.
Agencies must perform a review to determine whether a rule will
have a significant economic impact on a substantial number of small
entities. If
[[Page 43621]]
the agency determines that it will, the agency must prepare a
regulatory flexibility analysis as described in the RFA.
However, if an agency determines that a rule is not expected to
have a significant economic impact on a substantial number of small
entities, section 605(b) of the RFA provides that the head of the
agency may so certify and a regulatory flexibility analysis is not
required. The certification must include a statement providing the
factual basis for this determination, and the reasoning should be
clear.
This direct final rule does not impose any additional costs on
helicopter air ambulance operators. Therefore, as provided in section
605(b), the head of the FAA certifies that this rulemaking will not
result in a significant economic impact on a substantial number of
small entities.
C. International Trade Impact Assessment
The Trade Agreements Act of 1979 (Pub. L. 96-39), as amended by the
Uruguay Round Agreements Act (Pub. L. 103-465), prohibits Federal
agencies from establishing standards or engaging in related activities
that create unnecessary obstacles to the foreign commerce of the United
States. Pursuant to these Acts, the establishment of standards is not
considered an unnecessary obstacle to the foreign commerce of the
United States, so long as the standard has a legitimate domestic
objective, such as the protection of safety, and does not operate in a
manner that excludes imports that meet this objective. The statute also
requires consideration of international standards and, where
appropriate, that they be the basis for U.S. standards. The FAA has
assessed the potential effect of this direct final rule and determined
that it will have only a domestic impact and therefore no effect on
international trade.
D. Unfunded Mandates Assessment
Title II of the Unfunded Mandates Reform Act of 1995 (Pub. L. 104-
4) requires each Federal agency to prepare a written statement
assessing the effects of any Federal mandate in a proposed or final
agency rule that may result in an expenditure of $100 million or more
(in 1995 dollars) in any one year by State, local, and tribal
governments, in the aggregate, or by the private sector; such a mandate
is deemed to be a ``significant regulatory action.'' The FAA currently
uses an inflation-adjusted value of $151 million in lieu of $100
million. This direct final rule does not contain such a mandate;
therefore, the requirements of Title II of the Act do not apply.
E. International Compatibility and Cooperation
In keeping with U.S. obligations under the Convention on
International Civil Aviation, it is FAA policy to conform to
International Civil Aviation Organization (ICAO) Standards and
Recommended Practices to the maximum extent practicable. The FAA has
determined that there are no ICAO Standards and Recommended Practices
that correspond to these proposed regulations.
Executive Order 13609, Promoting International Regulatory
Cooperation, promotes international regulatory cooperation to meet
shared challenges involving health, safety, labor, security,
environmental, and other issues and to reduce, eliminate, or prevent
unnecessary differences in regulatory requirements. The FAA has
analyzed this action under the policies and agency responsibilities of
Executive Order 13609, and has determined that this action would have
no effect on international regulatory cooperation.
F. Environmental Analysis
FAA Order 1050.1E identifies FAA actions that are categorically
excluded from preparation of an environmental assessment or
environmental impact statement under the National Environmental Policy
Act in the absence of extraordinary circumstances. The FAA has
determined this rulemaking action qualifies for the categorical
exclusion identified in paragraph 312f and involves no extraordinary
circumstances.
IV. Executive Order Determinations
A. Executive Order 13132, Federalism
The FAA has analyzed this final rule under the principles and
criteria of Executive Order 13132, Federalism. The agency determined
that this action will not have a substantial direct effect on the
States, or the relationship between the Federal Government and the
States, or on the distribution of power and responsibilities among the
various levels of government, and, therefore, does not have Federalism
implications.
B. Executive Order 13211, Regulations That Significantly Affect Energy
Supply, Distribution, or Use
The FAA analyzed this final rule under Executive Order 13211,
Actions Concerning Regulations that Significantly Affect Energy Supply,
Distribution, or Use (May 18, 2001). The agency has determined that it
is not a ``significant energy action'' under the executive order and it
is not likely to have a significant adverse effect on the supply,
distribution, or use of energy.
VI. Additional Information
A. Comments Invited
The FAA invites interested persons to participate in this
rulemaking by submitting written comments, data, or views. The agency
also invites comments relating to the economic, environmental, energy,
or federalism impacts that might result from adopting the rulemaking
action in this document. The most helpful comments reference a specific
portion of the rulemaking action, explain the reason for any
recommended change, and include supporting data. To ensure the docket
does not contain duplicate comments, commenters should send only one
copy of written comments, or if comments are filed electronically,
commenters should submit only one time.
The FAA will file in the docket all comments it receives, as well
as a report summarizing each substantive public contact with FAA
personnel concerning this rulemaking. Before acting on this rulemaking
action, the FAA will consider all comments it receives on or before the
closing date for comments. The FAA will consider comments filed after
the comment period has closed if it is possible to do so without
incurring expense or delay. The agency may change this rulemaking
action in light of the comments it receives.
B. Availability of Rulemaking Documents
An electronic copy of rulemaking documents may be obtained from the
Internet by--
1. Searching the Federal eRulemaking Portal (https://www.regulations.gov);
2. Visiting the FAA's Regulations and Policies Web page at https://www.faa.gov/regulations_policies or
3. Accessing the Government Printing Office's Web page at https://www.gpo.gov/fdsys/.
Copies may also be obtained by sending a request to the Federal
Aviation Administration, Office of Rulemaking, ARM-1, 800 Independence
Avenue SW., Washington, DC 20591, or by calling (202) 267-9680.
Commenters must identify the docket or amendment number of this
rulemaking.
All documents the FAA considered in developing this rulemaking
action, including economic analyses and technical reports, may be
accessed from the Internet through the Federal eRulemaking Portal
referenced in item (1) above.
[[Page 43622]]
List of Subjects in 14 CFR Part 135
Air transportation, Aircraft, and Aviation safety.
The Amendment
In consideration of the foregoing, the Federal Aviation
Administration amends chapter I of title 14, Code of Federal
Regulations as follows:
PART 135--OPERATING REQUIREMENTS: COMMUTER AND ON DEMAND OPERATIONS
AND RULES GOVERNING PERSONS ON BOARD SUCH AIRCRAFT
0
1. The authority citation for part 135 continues to read as follows:
Authority: 49 U.S.C. 106(f), 106(g), 41706, 40113, 44701-44702,
44705, 44709, 44711-44713, 44715-44717, 44722, 44730, 45101-45105;
Pub. L. 112-95, 126 Stat. 58 (49 U.S.C. 44730).
0
2. Revise Sec. 135.611(a)(3) to read as follows:
Sec. 135.611 IFR operations at locations without weather reporting.
(a) * * *
(3) In Class G airspace, IFR departures with visual transitions are
authorized only after the pilot in command determines that the weather
conditions at the departure point are at or above takeoff minimums
depicted in the published Obstacle Departure Procedure or VFR minimum
ceilings and visibilities in accordance with Sec. 135.609.
* * * * *
Issued under authority provided by 49 U.S.C. 106(f), 44701(a),
and 44730 in Washington, DC, on July 17, 2014.
Michael P. Huerta,
Administrator.
[FR Doc. 2014-17729 Filed 7-25-14; 8:45 am]
BILLING CODE 4910-13-P