General Permits and Permits by Rule for the Federal Minor New Source Review Program in Indian Country, 41845-41871 [2014-16814]
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Vol. 79
Thursday,
No. 137
July 17, 2014
Part V
Environmental Protection Agency
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40 CFR Part 49
General Permits and Permits by Rule for the Federal Minor New Source
Review Program in Indian Country; Proposed Rule
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Federal Register / Vol. 79, No. 137 / Thursday, July 17, 2014 / Proposed Rules
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 49
[EPA–HQ–OAR–2011–0151; FRL–9913–50–
OAR]
RIN 2060–AR98
General Permits and Permits by Rule
for the Federal Minor New Source
Review Program in Indian Country
Environmental Protection
Agency (EPA).
ACTION: Proposed rule.
AGENCY:
The Environmental Protection
Agency is proposing general permits for
use in Indian country pursuant to the
Indian Country Minor New Source
Review (NSR) rule for new or modified
true minor sources in the following six
source categories: Concrete batch plants,
boilers, stationary spark ignition
engines, stationary compression ignition
engines, graphic arts and printing
operations, and sawmills. In the
alternative, the EPA is also proposing a
permit by rule for use in Indian country
for new or modified true minor sources
in one of the six source categories:
Graphic arts and printing operations.
DATES: Comments must be received on
or before August 18, 2014.
Public Hearing. We will hold a public
hearing on August 7, 2014.
Submit your comments, identified by
Docket ID No. EPA–HQ–OAR–2011–
0151, by one of the following methods:
• https://www.regulations.gov: Follow
the on-line instructions for submitting
comments.
• Email: a-and-r-docket@epa.gov.
Include Docket ID No. EPA–HQ–OAR–
2011–0151 in the subject line of the
message.
• Fax: (202) 566–9744, attention
Docket ID No. EPA–HQ–OAR–2011–
0151.
• Mail: Attention Docket ID No. EPA–
HQ–OAR–2011–0151, EPA, Mailcode:
28221T, 1200 Pennsylvania Ave. NW.,
Washington, DC 20460. Please include a
total of two copies.
• Hand Delivery: The EPA Docket
Center, Public Reading Room, WJC West
Building, Room 3334, 1301 Constitution
Ave. NW., Washington, DC 20460,
Attention Docket ID No. EPA–HQ–
OAR–2011–0151. Such deliveries are
only accepted during the Docket’s
normal hours of operation, and special
arrangements should be made for
deliveries of boxed information.
Instructions: Direct your comments to
Docket ID No. EPA–HQ–OAR–2011–
0151. The EPA’s policy is that all
comments received will be included in
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SUMMARY:
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the public docket without change and
may be made available online at https://
www.regulations.gov, including any
personal information provided, unless
the comment includes information
claimed to be Confidential Business
Information (CBI) or other information
whose disclosure is restricted by statute.
Do not submit information that you
consider to be CBI or otherwise
protected through https://
www.regulations.gov or email. The
https://www.regulations.gov Web site is
an ‘‘anonymous access’’ system, which
means the EPA will not know your
identity or contact information unless
you provide it in the body of your
comment. If you send an email
comment directly to the EPA without
going through https://
www.regulations.gov, your email
address will be automatically captured
and included as part of the comment
that is placed in the public docket and
made available on the Internet. If you
submit an electronic comment, the EPA
recommends that you include your
name and other contact information in
the body of your comment and with any
disk or CD–ROM you submit. If the EPA
cannot read your comment due to
technical difficulties and cannot contact
you for clarification, the EPA may not
be able to consider your comment.
Electronic files should avoid the use of
special characters, any form of
encryption, and be free of any defects or
viruses. For additional instructions on
submitting comments, go to Section I.B.
of the SUPPLEMENTARY INFORMATION
section of this document.
Docket: The EPA has established a
docket for this rulemaking under Docket
ID Number EPA–HQ–OAR–2011–0151.
All documents in the docket are listed
in the https://www.regulations.gov index.
Although listed in the index, some
information is not publicly available,
e.g., CBI or other information whose
disclosure is restricted by statute.
Certain other material, such as
copyrighted material, will be publicly
available only in hard copy. Publicly
available docket materials are available
either electronically in https://
www.regulations.gov or under Docket ID
Number EPA–HQ–OAR–2011–0151,
EPA/DC, WJC West Building, Room
3334, 1301 Constitution Ave. NW.,
Washington, DC. The Public Reading
Room is open from 8:30 a.m. to 4:30
p.m., Monday through Friday, excluding
legal holidays. The telephone number
for the Public Reading Room is (202)
566–1744, and the telephone number for
the Air Docket is (202) 564–1742.
ADDRESSES: The public hearing will be
held on August 7, 2014, at the U.S.
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Environmental Protection Agency, 109
T.W. Alexander Drive, Research
Triangle Park, NC. The hearing will
convene at 9:00 a.m. and end at 5:00
p.m. or after the last registered speaker
has spoken, whichever is earlier. A
lunch break is scheduled from 12:00
p.m. until 1:00 p.m. The EPA’s Web site
for the rulemaking, which includes the
proposal and information about the
hearing, can be found at: https://
www.epa.gov/air/tribal/tribalnsr.html.
The hearing will provide interested
parties the opportunity to present data,
views or arguments concerning the
proposed action. The EPA will make
every effort to accommodate all speakers
who arrive and register. Because this
hearing is being held at a U.S.
government facility, individuals
planning to attend the hearing should be
prepared to show valid picture
identification to the security staff in
order to gain access to the meeting
room. Please note that the REAL ID Act,
passed by Congress in 2005, established
new requirements for entering federal
facilities. These requirements will take
effect July 21, 2014. If your driver’s
license is issued by Alaska, American
Samoa, Arizona, Kentucky, Louisiana,
Maine, Massachusetts, Minnesota,
Montana, New York, Oklahoma, or the
state of Washington, you must present
an additional form of identification to
enter the federal buildings where the
public hearings will be held. Acceptable
alternative forms of identification
include: Federal employee badges,
passports, enhanced driver’s licenses
and military identification cards. We
will list any additional acceptable forms
of identification at: https://www.epa.gov/
air/tribal/tribalnsr.html. In addition,
you will need to obtain a property pass
for any personal belongings you bring
with you. Upon leaving the building,
you will be required to return this
property pass to the security desk. No
large signs will be allowed in the
building, cameras may only be used
outside of the building and
demonstrations will not be allowed on
federal property for security reasons.
FOR FURTHER INFORMATION CONTACT: Mr.
Christopher Stoneman, Outreach and
Information Division, Office of Air
Quality Planning and Standards (C–
304–01), Environmental Protection
Agency, Research Triangle Park, North
Carolina, 27711, telephone number
(919) 541–0823, facsimile number (919)
541–0072, email address:
stoneman.chris@epa.gov.
If you would like to present oral
testimony at the public hearing, please
register no later than June 27, 2014, by
contacting: Ms. Carolyn Childers,
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Outreach and Information Division,
Office of Air Quality Planning and
Standards (C304–01), Environmental
Protection Agency, Research Triangle
Park, North Carolina 27711; telephone
number (919) 541–5604; fax number
(919) 541–0072; email address:
childers.carolyn@epa.gov. If using
email, please provide the following
information: Name, affiliation, address,
email address and telephone and fax
numbers. All speakers are encouraged to
pre-register in order to speak at the
public hearing. Registration is not
required to attend and listen to the
testimony at the public hearing.
SUPPLEMENTARY INFORMATION:
Throughout this document, ‘‘reviewing
authority,’’ ‘‘we,’’ ‘‘us’’ and ‘‘our’’ refer
to the EPA. The information in this
preamble is organized as follows:
Table of Contents
I. General Information
A. Does this action apply to me?
B. What should I consider as I prepare my
comments to the EPA?
1. Submitting CBI
2. Tips for Preparing Comments
C. Where can I get a copy of this document
and other related information?
D. What acronyms, abbreviations and units
are used in this preamble?
II. Purpose
A. Proposed Action
B. Areas Where the EPA Is Seeking
Comment
III. Background
A. Tribal Air Rule
B. Indian Country Minor NSR Rule
1. What is the Indian Country Minor NSR
Rule?
2. What is a true minor source and how
does it differ from a synthetic minor
source?
3. What are the minor NSR thresholds?
4. What is a general permit?
C. What is a permit by rule?
IV. Description of General Permit Program in
Indian Country and the EPA’s Use of
This Package To Satisfy the General
Permit Issuance Process
A. General Permit Program
B. How do sources apply for general
permits?
C. What are the required permitting
elements?
V. Source Categories for Which Proposed
General Permits in Indian Country Are
Available for Public Review
A. Notice of Proposed General Permits
B. Structure of General Permits
C. The EPA’s Control Technology Review
D. Scope of Coverage Under Each General
Permit
E. Surrogate Annual Allowable Emission
Limitations
F. Requirements of the Endangered Species
Act and the National Historic
Preservation Act
VI. Summary of Specific Terms and
Conditions of the General Permits and
Request for Comment
A. Concrete Batch Plants
1. What is a concrete batch plant?
2. What is in the proposed General Air
Quality Permit for new or modified true
minor source concrete batch plants?
3. Request for Comment on the Proposed
General Air Quality Permit for New or
Modified True Minor Source Concrete
Batch Plants
B. Boilers
1. What is a boiler?
2. What is in the proposed General Air
Quality Permit for New or Modified True
Minor Source Boilers?
3. Request for Comment on the Proposed
General Air Quality Permit for New or
Modified True Minor Source Boilers
C. Stationary Compression Ignition and
Spark Ignition Engines
1. What are compression ignition and spark
ignition engines?
2. What is in the proposed General Air
Quality Permits for New or Modified
True Minor Source Spark Ignition and
Compression Ignition Engines?
3. Request for Comment on the Proposed
General Air Quality Permits for New or
Modified True Minor Source Spark
Ignition and Compression Ignition
Engines
D. Graphic Arts and Printing Operations
1. What is a graphic arts and printing
operation?
2. What is in the proposed General Air
Quality Permit for New or Modified True
Minor Source Graphic Arts and Printing
Operations?
3. Request for Comment on the Proposed
General Air Quality Permit for New or
Modified True Minor Source Graphic
Arts and Printing Operations
E. Sawmills
1. What is a sawmill facility?
2. What is in the proposed General Air
Quality Permit for New or Modified True
Minor Source Sawmill Facilities?
3. Request for Comment on the Proposed
General Air Quality Permit for New or
Modified True Minor Source Sawmill
Facilities
VII. Description of the EPA’s Proposed
Permit by Rule Program in Indian
Country
A. What is a permit by rule?
B. How would a permit by rule program
operate in Indian country?
C. Requirements of the ESA and NHPA
VIII. Proposed Permits by Rule
IX. Implementation Documents and Tools
X. Additional Area Where Comment Is Being
Sought
XI. Proposed Rule Change to the Indian
Country Minor NSR Rule
XII. Statutory and Executive Order Reviews
A. Executive Order 12866: Regulatory
Planning and Review and Executive
Order 13563: Improving Regulation and
Regulatory Review
B. Paperwork Reduction Act
C. Regulatory Flexibility Act
D. Unfunded Mandates Reform Act
E. Executive Order 13132: Federalism
F. Executive Order 13175: Consultation
and Coordination With Indian Tribal
Governments
G. Executive Order 13045: Protection of
Children From Environmental Health
Risks and Safety Risks
H. Executive Order 13211: Actions That
Significantly Affect Energy Supply,
Distribution, or Use
I. National Technology Transfer and
Advancement Act
J. Executive Order 12898: Federal Actions
To Address Environmental Justice in
Minority Populations and Low-Income
Populations
I. General Information
A. Does this action apply to me?
Entities potentially affected by this
proposed action include the EPA, tribal
governments that are delegated
administrative authority to assist the
EPA with the implementation of the
tribal minor source air permitting
program and owners, and operators of
facilities located in Indian country as
defined in 18 U.S.C. 1151 and as
provided in the NSR rule from the
following source categories:
TABLE 1—SOURCE CATEGORIES
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Category
NAICS
Boilers ........................................................
11 **** ............
2211 ** ..........
311 *** ...........
321 *** ...........
327 *** ...........
424 *** ...........
611110 ..........
611210 ..........
611310 ..........
62 **** ............
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Examples of Regulated Entities
Agriculture, Forestry, Fishing and Hunting.
Electric Power Generation.
Food Manufacturing.
Wood Product Manufacturing (except sawmills).
Nonmetallic Mineral Product Manufacturing (except ready-mix concrete).
Wholesale Trade, Nondurable Goods.
Elementary and Secondary Schools.
Junior Colleges.
Colleges, Universities, and Professional Schools.
Health Care and Social Assistance.
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TABLE 1—SOURCE CATEGORIES—Continued
Category
NAICS
721120 ..........
813110 ..........
92 **** ............
327320 ..........
327320 ..........
327320 ..........
327320 ..........
327320 ..........
327331 ..........
327332 ..........
327390 ..........
2211** ...........
622110 ..........
323111 ..........
323113 ..........
323117 ..........
321113 ..........
Concrete Batch Plants ...............................
Engines (Spark Ignition and Compression
Ignition).
Graphic Arts and Printing Operations .......
Sawmills ....................................................
This list is not intended to be
exhaustive, but rather provides a guide
for readers regarding entities likely to be
potentially affected by this action. To
determine whether your facility could
be affected by this action, you should
examine the applicability criteria in the
final minor NSR program for Indian
country (40 Code of Federal Regulations
(CFR) 49.153). If you have any questions
regarding the applicability of this action
to a particular entity, contact the
appropriate person listed under FOR
FURTHER INFORMATION CONTACT.
B. What should I consider as I prepare
my comments to the EPA?
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1. Submitting CBI
Do not submit this information to the
EPA through https://www.regulations.gov
or email. Clearly mark the part or all of
the information that you claim to be
CBI. For CBI information in a disk or CD
ROM that you mail to the EPA, mark the
outside of the disk or CD ROM as CBI
and then identify electronically within
the disk or CD ROM the specific
information that is claimed as CBI. In
addition to one complete version of the
comment that includes information
claimed as CBI, a copy of the comment
that does not contain the information
claimed as CBI must be submitted for
inclusion in the public docket.
Information so marked will not be
disclosed except in accordance with
procedures set forth in 40 CFR part 2.
Send or deliver information identified
as CBI only to the following address:
Roberto Morales, OAQPS Document
Control Officer (C404–02), Office of Air
Quality Planning and Standards, EPA,
Research Triangle Park, North Carolina
27711, Attention Docket ID No. EPA–
HQ–OAR–2011–0151.
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Examples of Regulated Entities
Casino Hotels.
Religious Organizations.
Public Administration.
Central Mixed Concrete Manufacturing.
Concrete Batch Plants (including temporary).
Ready Mix Concrete Manufacturing and Distributing.
Transit Mixed Concrete Manufacturing.
Truck Mixed Concrete Manufacturing.
Concrete Manufacturing: All Types of Blocks and Bricks.
Concrete Manufacturing: All Types of Pipe and Conduit.
Concrete Manufacturing: All Structural Forms.
Electric Power Generation.
Medical and Surgical Hospitals.
Printing: Flexographic, Rotogravure, Gravure, Letterpress, Lithographic, Digital.
Commercial Printing, Newspapers, Print Shops.
Printing Books.
Sawmills.
2. Tips for Preparing Comments
When submitting comments,
remember to:
• Identify the rulemaking by docket
number and other identifying
information (subject heading, Federal
Register date and page number).
• Follow directions—The agency may
ask you to respond to specific questions
or organize comments by referencing a
CFR part or section number.
• Explain why you agree or disagree,
suggest alternatives, and substitute
language for your requested changes.
• Describe any assumptions and
provide any technical information and/
or data that you used.
• If you estimate potential costs or
burdens, explain how you arrived at
your estimate in sufficient detail to
allow for it to be reproduced.
• Provide specific examples to
illustrate your concerns and suggest
alternatives.
• Explain your views as clearly as
possible, avoiding the use of profanity
or personal threats.
• Make sure to submit your
comments by the comment period
deadline identified.
C. Where can I get a copy of this
document and other related
information?
In addition to being available in the
docket, an electronic copy of this
proposal will also be available on the
World Wide Web. Following signature
by the EPA Administrator, a copy of this
notice will be posted on the regulations
and standards section of the NSR home
page located at https://www.epa.gov/nsr
and on the tribal NSR page at https://
www.epa.gov/air/tribal/tribalnsr.html.
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D. What acronyms, abbreviations and
units are used in this preamble?
CAA Clean Air Act
CO2 Carbon dioxide
CO Carbon monoxide
EPA Environmental Protection Agency
ESA Endangered Species Act
FIP Federal Implementation Plan
GDFs Gasoline dispensing facilities
HAPs Hazardous air pollutants
hp Horsepower
ICE Internal combustion engine
NAAQS National Ambient Air Quality
Standards
NO2 Nitrogen dioxide
NOX Nitrogen oxides
NSR New Source Review
NHPA National Historic Preservation
Act
NTTAA National Technology Transfer
and Advancement Act
PM Particulate matter
PSD Prevention of Significant
Deterioration
PTE Potential to emit
SIP State Implementation Plan
SO2 Sulfur dioxide
tpy Tons per year
UMRA Unfunded Mandates Reform
Act
VOC Volatile organic compounds
II. Purpose
A. Proposed Action
In July 2011, the EPA issued the
Indian Country Minor NSR rule that
established, among other things, the
requirements and process for the
preconstruction permitting of minor
sources in Indian country. Under the
rule, on or after September 2, 2014, an
owner or operator must obtain a
preconstruction permit from the
reviewing authority 1 if the source will
1 In this document, reviewing authority refers to
an EPA regional office. However, tribes can become
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construct a new true minor source,2 or
will modify an existing true minor
source in Indian country. The rule also
specified the process and requirements
for using general permits as a
streamlined permitting approach to
authorize construction and
modifications at true minor sources.
General permits streamline the
preconstruction permitting of new or
modified true minor sources because
they involve the issuance of one permit
that can apply to multiple stationary
sources that have similar emissions
units.
On January 14, 2014, the EPA
proposed general permits 3 for use in
Indian country pursuant to the Indian
Country Minor NSR rule for new or
modified true minor sources in the
following five source categories: Hot
mix asphalt plants; stone quarrying,
crushing, and screening facilities; auto
body repair and miscellaneous surface
coating operations; gasoline dispensing
facilities (GDFs); and petroleum dry
cleaning facilities. In the alternative, the
EPA also proposed permits by rule for
use in Indian country for new or
modified minor sources in three of the
source categories: Auto body repair and
miscellaneous surface coating
operations; GDFs; and petroleum dry
cleaning facilities. The EPA also
proposed certain changes to the Indian
Country Minor NSR rule. The proposed
changes include: Extending the deadline
by when true minor sources in the oil
and gas sector must receive minor
source NSR permits; and allowing
general permits and permits by rule for
specific categories to be used to create
synthetic minor sources. In the prior
action, we also sought comment on a
number of issues, some of which relate
reviewing authorities if they decide to assume
responsibility for implementing the minor NSR
program in their area and are either delegated
authority to implement the Indian Country Minor
NSR rule or establish and obtain the EPA’s approval
of their own minor source program.
2 True minor source means a source that emits, or
has the potential to emit, regulated NSR pollutants
in amounts that are less than the major source
thresholds under either the Prevention of
Significant Deterioration program at 40 CFR 52.21,
or the Major NSR Program for Nonattainment Areas
in Indian Country at 40 CFR 49.166 through 49.173,
but equal to or greater than the minor NSR
thresholds in 40 CFR 49.153, without the need to
take an enforceable restriction to reduce its
potential to emit (PTE) to such levels. The PTE
includes fugitive emissions, to the extent that they
are quantifiable, only if the source belongs to one
of the 28 source categories listed in part 51,
Appendix S, paragraph II.A.4(iii) or 40 CFR
52.21(b)(1)(iii), as applicable.
3 ‘‘General Permits and Permits by Rule for the
Federal Minor New Source Review Program in
Indian Country,’’ U.S. Environmental Protection
Agency, January 14, 2014 (79 FR 2546), https://
www.gpo.gov/fdsys/pkg/FR-2014-01-14/pdf/201330345.pdf.
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to the source categories contained in
this proposal.
Today’s proposal addresses a second
group of activities; the EPA is proposing
the use of two types of minor NSR
preconstruction permits to help
streamline permitting of true minor
sources that construct or modify in
Indian country and that belong to one of
six additional source categories. The
first type of permit is a general permit.
A general permit is a document that the
EPA will make available online that will
contain all of the emissions limitations,
monitoring, recordkeeping and
reporting requirements to which a
source in a given source category would
be subject. Sources seeking coverage
under a tribal general permit will need
to submit a request for coverage or
application to the EPA. The second type
is a permit by rule, which uses a
regulatory-type structure to permit
sources by pre-authorizing construction
and modification activities carried out
in accordance with the permit’s
requirements. Sources seeking coverage
under a tribal permit by rule must notify
the EPA that it meets the terms of
coverage and is complying with the
permit’s conditions, but does not need
to await approval of a request for
coverage.
As our preferred approach, we are
proposing general permits for the six
source categories: Concrete batch plants;
boilers; stationary spark ignition
engines; stationary compression ignition
engines; graphic arts and printing
operations; and sawmills. Specifically,
we are proposing general permits for
these source categories for permitting
affected emissions units and emissionsgenerating activities in these source
categories. As an alternative, for graphic
arts and printing operations, the EPA is
also requesting comment on whether, in
lieu of establishing a general permit, we
should instead adopt a permit by rule.
We are making available various
permit implementation documents and
tools on which we request public
comment. In a prior action 4 in which
we also proposed general permits and
permits by rule for certain source
categories of minor sources in Indian
country, we proposed the regulatory
framework that the EPA will use to
establish permits by rule. That proposed
regulatory framework is also relevant
here.
4 ‘‘General Permits and Permits by Rule for the
Federal Minor New Source Review Program in
Indian Country,’’ U.S. Environmental Protection
Agency, January 14, 2014 (79 FR 2546), https://
www.gpo.gov/fdsys/pkg/FR-2014-01-14/pdf/201330345.pdf.
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B. Areas Where the EPA Is Seeking
Comment
In this proposal, we are seeking
comment on the following areas:
(1) All aspects of the permit
documents and implementation tools of
the following six source categories
(Sections VI. and IX.):
a. Concrete batch plants;
b. Boilers;
c. Stationary compression ignition
engines;
d. Stationary spark ignition engines;
e. Graphic arts and printing
operations; and
f. Sawmills.
(2) The appropriateness of using a
streamlined general permit/permit by
rule application for one source category
(Section IX.):
a. Graphic arts and printing
operations.
(3) Different aspects of the EPA’s
conclusion on its control technology
review that, because the control
measures in this proposal are currently
used by other similar sources in other
areas of the country, the measures in the
proposed permits are technically and
economically feasible, and cost effective
(Section V.);
(4) The process for sources to address
the requirements of the Endangered
Species Act (ESA) and the National
Historic Preservation Act (NHPA) with
respect to the six categories in today’s
proposal (Sections V. and VII.);
(5) Use of throughput limits and
capacity limits as surrogate for tons per
year (tpy) allowable emission
limitations, or, alternatively,
establishment of annual allowable
emission limitations for each pollutant,
and the use of throughput limits as
surrogate monitoring measures to
demonstrate compliance with tpy
annual allowable emission limitations
(Sections V. and VI.);
(6) Finalizing both permitting
mechanisms for graphic arts and
printing operations by providing
authorization to construct or modify
true minor sources in this category via
permits by rule and by providing
enforceable limitations to create
synthetic minor sources in this category
via general permits (Section X.); and
(7) Proposed rule changes to the
Indian Country Minor NSR rule in one
area (Section XI.):
a. Shortening the general permit
application review process from 90 to
45 days for one source category out of
the six in this proposal for which the
EPA believes it is appropriate:
i. Graphic arts and printing
operations.
In this proposal, we are not seeking
comment on several issues already
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proposed in the January 14, 2014, action
that more broadly cover policy and
other issues related generally to the
functioning and use of general permits
and permits by rule in Indian country.
The Agency’s final decision on those
issues, though, has the potential to
impact sources in the source categories
proposed in this action. Those issues
include the following:
(1) Several administrative aspects of
general permits, including:
a. Whether the EPA’s proposed
approach of incorporating by reference
each reviewing authority’s approval of a
request for coverage into the general
permit is necessary and appropriate;
and
b. The appropriateness of proposed
permit terms related to the reviewing
authority’s ability to reopen, revise, or
terminate an individual approval of
coverage under the general permit;
(2) The regulatory framework that the
EPA is proposing as an alternative to
use to establish permits by rule and the
streamlined review and issuance
process that the EPA is proposing
whereby a source can become covered
by a permit by rule by notifying the EPA
that it qualifies for the permit, meets the
terms of coverage and is complying with
the permit’s conditions (but not having
to wait for the reviewing authority’s
approval);
(3) Proposal to change the policy in
the Indian Country Minor NSR rule to
allow the use of both general permits
and permits by rule to create synthetic
minor sources;
(4) Use of more than one general
permit and/or permit by rule for a
source at a single location;
(5) Additional source categories for
which the EPA is planning to propose
general permits and/or permits by rule;
and
(6) Proposed rule changes to the
Indian Country Minor NSR rule in four
areas in three provisions:
a. Adjusting the deadline by which
minor sources covered by a general
permit need to obtain a preconstruction
permit;
b. Extending the permitting deadline
for true minor sources within the oil
and gas source category;
c. Removing a provision to make clear
that sources may seek coverage under a
general permit as soon as it is effective
and need not wait an additional 4
months; and
d. Adjusting the deadline for oil and
gas sources for certain registrationrelated requirements to be consistent
with the proposed permitting deadline
extension.
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III. Background
A. Tribal Air Rule
On February 12, 1998,5 the EPA used
its authority under section 301(d) of the
Clean Air Act (CAA) to find that we
would not treat tribal governments the
same as states with respect to specific
plan submittal and implementation
deadlines under the CAA for National
Ambient Air Quality Standards
(NAAQS)-related requirements. This
finding applied to many section 110
requirements, including requirements
under section 110(a)(2)(c) to submit a
program to regulate the modification
and construction of any stationary
source as necessary to ensure that the
NAAQS are achieved. Although we
determined that Indian tribes were not
obligated to implement a permitting
program, the EPA also made clear that
we continue to have a general obligation
under the CAA to ensure the protection
of air quality throughout Indian country.
To that end, we also used our authority
under sections 301(a) and 301(d)(4) to
establish a requirement to promulgate
such federal implementation plan (FIP)
provisions as are necessary or
appropriate to protect air quality in
Indian country (40 CFR 49.11(a)). For a
number of years, the only federal CAA
NSR permitting program that applied in
Indian country was the major NSR
program for areas meeting the NAAQS
(‘‘attainment’’ areas) or areas for which
there is insufficient information to
determine whether they meet the
NAAQS (‘‘unclassifiable’’ areas). We
call this program the Prevention of
Significant Deterioration (PSD) program
(40 CFR 52.21). No federal NSR
permitting program has covered minor
sources or major sources in
nonattainment areas. Nor was there a
readily available way for major sources
to take enforceable limits and become
synthetic minor sources.
On August 21, 2006, the EPA
proposed the regulation: ‘‘Review of
New Sources and Modifications in
Indian Country’’ (i.e., the Indian
Country NSR rule).6 Within this
regulation, the EPA proposed to protect
air quality in Indian country by
establishing a FIP program to regulate
the modification and construction of
minor stationary sources consistent with
the requirements of section 110(a)(2)(c)
5 ‘‘Indian Tribes: Air Quality Planning and
Management,’’ U.S. Environmental Protection
Agency, February 12, 1998 (63 FR 7254), https://
www.gpo.gov/fdsys/pkg/FR-1998-02-12/pdf/983451.pdf.
6 ‘‘Review of New Sources and Modifications in
Indian Country,’’ U.S. Environmental Protection
Agency, August 21, 2006 (71 FR 48696), https://
www.gpo.gov/fdsys/pkg/FR-2006-08-21/html/066926.htm.
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of the CAA. We call this part of the
Indian Country NSR rule the Indian
Country Minor NSR rule. Under the
Indian Country Minor NSR rule, we
proposed to fill a regulatory gap and
provide a mechanism for issuing
preconstruction permits for the
construction of new minor sources and
certain modifications of major and
minor sources in Indian country. In
developing the rule, the EPA conducted
extensive outreach and consultation and
provided an extensive public comment
period that ended on March 20, 2007.
The comments we received provided
detailed information specific to Indian
country and the final Indian Country
Minor NSR rule incorporated many of
the suggestions we received. We
promulgated final rules on July 1, 2011,7
and the FIP became effective on August
30, 2011.8
B. Indian Country Minor NSR Rule
1. What is the Indian Country Minor
NSR rule?
The Indian Country Minor NSR rule
applies to new and modified minor
stationary sources and to minor
modifications at existing major
stationary sources located in Indian
country where there is no EPAapproved program in place. The rule
also includes a pre-construction permits
program for major sources proposing to
construct in areas of Indian country that
have not attained one or more NAAQS,
i.e., nonattainment areas. After
September 2, 2014, any new stationary
sources that will emit, or will have the
PTE, a regulated NSR pollutant in
amounts that will be: (1) Equal to or
greater than the minor NSR thresholds,
established in the Indian Country Minor
NSR rule; and (2) less than the amount
that would qualify the source as a major
source for purposes of the PSD or
nonattainment major NSR programs,
7 ‘‘Review of New Sources and Modifications in
Indian Country,’’ U.S. Environmental Protection
Agency, July 1, 2011 (76 FR 38748), https://
www.federalregister.gov/articles/2011/07/01/201114981/review-of-new-sources-and-modifications-inindian-country.
8 On January 17, 2014, the United States Court of
Appeals for the District of Columbia Circuit issued
an opinion and judgment vacating the Indian
Country NSR rule with respect to non-reservation
areas of Indian country. As a result, EPA does not
currently have minor source NSR permitting
authority in non-reservation areas of Indian country
and any general permits and permits by rule issued
under the Indian Country Minor NSR rule will not
be immediately available in such areas of Indian
country. Importantly, the court’s decision does not
affect the Indian Country Minor NSR rule with
respect to reservations, whether formal or informal,
and any final general permits and permits by rule
issued under the Indian Country Minor NSR rule
will be available in those areas. The EPA is
currently considering, but has not yet determined,
how best to implement the court’s decision.
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must apply for and obtain a minor NSR
permit before commencing construction
of the new source. Likewise, any
existing stationary source (minor or
major) must apply for and obtain a
minor NSR permit before commencing
construction of a physical or operational
change that will increase the allowable
emissions of the stationary source by
more than the specified minor NSR
threshold amounts, if the change does
not otherwise trigger the permitting
requirements of the PSD or
nonattainment major NSR program(s).9
Among other things, the Indian
Country Minor NSR rule created a
framework for the EPA to streamline the
issuance of preconstruction permits to
true minor sources by using general
permits. We explain this framework
further in the sections below.
2. What is a true minor source and
how does it differ from a synthetic
minor source?
‘‘True minor source’’ means a source
that emits, or has the potential to emit,
regulated NSR pollutants in amounts
that are less than the major source
thresholds under either the PSD
program at 40 CFR 52.21, or the Major
NSR program for Nonattainment Areas
in Indian Country at 40 CFR 49.166
through 49.173, but equal to or greater
than the minor NSR thresholds in 40
CFR 49.153, without the need to take an
enforceable restriction to reduce its PTE
to such levels. The PTE includes
fugitive emissions, to the extent that
they are quantifiable, only if the source
belongs to one of the 28 source
categories listed in 40 CFR part 51,
Appendix S, paragraph II.A.4(iii) or 40
CFR 52.21(b)(1)(iii), as applicable. For
example, a hot mix asphalt facility,
located in a sulfur dioxide (SO2)
attainment area, that has a maximum
potential to emit of 135 tpy of SO2,
without the need to take an enforceable
restriction to reduce its PTE to such
levels, would qualify as a true minor
source. By contrast, ‘‘synthetic minor
source’’ means a source that otherwise
has the potential to emit regulated NSR
pollutants in amounts that are at or
above those for major sources, but that
has taken a restriction so that its PTE is
less than such amounts. Such
restrictions must be enforceable as a
legal and practical matter. For example,
a hot mix asphalt facility, located in an
SO2 attainment area, that has an
unrestricted PTE of 270 tpy, but that is
legally constrained to emit only 135 tpy
of SO2 because the source has taken a
throughput limit made enforceable
through a permit (i.e., a limit on how
much hot mix product it can produce),
would qualify as a synthetic minor
source. In the preamble to both the
proposed and final Indian Country
Minor NSR rule, the EPA indicated that
it would not use general permits to
allow otherwise major sources to create
synthetic minor sources.10
3. What are the minor NSR thresholds?
The ‘‘minor NSR thresholds’’
establish cutoff levels for each regulated
NSR pollutant. If a source naturally has
a PTE in amounts lower than the
thresholds, then it is exempt from the
Indian Country Minor NSR rule (see
Table 2 and 40 CFR 49.153) for that
pollutant. New or modified sources
which naturally have a PTE in amounts
that are: (1) Equal to or greater than the
minor NSR thresholds; and (2) less than
the major NSR thresholds (generally 100
to 250 tpy) are ‘‘minor sources’’ of
emissions and subject to the Indian
Country Minor NSR rule requirements
at 40 CFR 49.151 through 161.
TABLE 2—MINOR NSR THRESHOLDS FOR SOURCES IN INDIAN COUNTRY 11
Minor NSR
thresholds for
nonattainment
areas
(tpy)
Regulated NSR pollutant
Carbon monoxide (CO) ...................................................................................................................................
Nitrogen oxides (NOX) .....................................................................................................................................
SO2 ..................................................................................................................................................................
Volatile Organic Compounds (VOC) ...............................................................................................................
PM (particulate matter) ....................................................................................................................................
PM10 .................................................................................................................................................................
PM2.5 ................................................................................................................................................................
Lead .................................................................................................................................................................
Fluorides ..........................................................................................................................................................
Sulfuric acid mist .............................................................................................................................................
Hydrogen sulfide (H2S) ....................................................................................................................................
Total reduced sulfur (including H2S) ...............................................................................................................
Reduced sulfur compounds (including H2S) ...................................................................................................
Municipal waste combustor emissions ............................................................................................................
Municipal solid waste landfill emissions (measured as nonmethane organic compounds) ...........................
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4. What is a general permit?
The Indian Country Minor NSR rule
specified the process and requirements
9 A source may, however, be subject to certain
monitoring, recordkeeping and reporting (MRR)
requirements under the major NSR programs, if the
change has a reasonable possibility of resulting in
a major modification. A source may be subject to
both the Indian Country Minor NSR program and
the reasonable possibility of being subject to the
MRR requirements of the major NSR program(s).
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Minor NSR
thresholds for
attainment
areas
(tpy)
5
12 5
5
13 2
5
1
0.6
0.1
NA
NA
NA
NA
NA
NA
NA
10
10
10
5
10
5
3
0.1
1
2
2
2
2
2
10
for using general permits to authorize
construction of and modifications at
true minor sources as a streamlined
permitting approach. A general permit,
for purposes of this action, is a permit
document that contains standardized
requirements that multiple stationary
sources can use. The EPA may issue a
10 Note that the current regulatory language in the
Tribal Minor NSR rule does not address the use of
general permits in this manner.
11 If part of a tribe’s area of Indian country is
designated as attainment and another part as
nonattainment, the applicable threshold for a
proposed source or modification is determined
based on the designation where the source would
be located. If the source straddles the two areas, the
more stringent thresholds apply.
12 In extreme ozone nonattainment areas, section
182(e)(2) of the CAA requires any change at a major
source that results in any increase in emissions to
be subject to major NSR permitting. In other words,
any changes to existing major sources in extreme
ozone nonattainment areas are subject to a ‘‘0’’ tpy
threshold, but that threshold does not apply to
minor sources.
13 Id.
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general permit for categories of
emissions units or stationary sources
that are similar in nature, have
substantially similar emissions, and
would be subject to the same or
substantially similar permit
requirements.14 ‘‘Similar in nature’’
refers to size, processes, and operating
conditions. The purpose of a general
permit is to provide for protection of air
quality while simplifying the permit
process for similar minor sources.
General permits offer a cost-effective
means of issuing permits and provide a
quicker and simpler mechanism for
permitting minor sources than the sitespecific permitting process.
While the final Indian Country Minor
NSR rule contemplated issuance of
general permits by the EPA regions, we
have determined (for the permits on
which we are taking comment here) that
a nationwide action is appropriate.
Through this action, we are proposing to
issue general permits to serve as
preconstruction permit authorizations
that contain emission limitations and
other restrictions to govern how a
source may construct, modify and
operate. National general permits
streamline the permit issuance process
by establishing universal requirements
through one notice for specific types of
emissions activities at multiple sources
across the country. The EPA believes
that the general permit approach is
appropriate for the source categories in
today’s proposal where the control
equipment or techniques are generally
similar from region to region.
A general permit also allows a
reviewing authority to notify the public
through one notice that it intends to
apply these requirements to any eligible
source that seeks coverage under the
permit in the future. This minimizes the
burden on reviewing authorities’
resources by eliminating the need to
issue separate permits for each
individual minor source within the
source type or category covered by the
general permit. Use of a general permit
also decreases the time required for an
individual minor source to obtain a
preconstruction permit because the
application process is standardized.
The Indian Country Minor NSR rule
describes the process the EPA will use
to issue general permits for the minor
NSR program. A general permit must be
issued in accordance with the
requirements in 40 CFR 49.156. Briefly,
these requirements address public
14 ‘‘Review of New Sources and Modifications in
Indian Country,’’ U.S. Environmental Protection
Agency, July 1, 2011 (76 FR 38770), https://
www.federalregister.gov/articles/2011/07/01/2011–
14981/review-of-new-sources-and-modifications-inindian-country.
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availability of information, public
notification and participation, and
public comments. In addition, as
discussed in Section IX., we are
providing implementation tools to guide
sources through a series of questions to
determine whether they meet the
criteria to be eligible for coverage under
a general permit.
C. What is a permit by rule?
Like a general permit, a permit by rule
is a standard set of requirements that
can apply to multiple stationary sources
with similar emissions characteristics.
For purposes of this action, a permit by
rule would differ from a general permit
in that the agency would codify a permit
by rule directly into the Indian Country
Minor NSR rule. The process for a
source to apply for coverage under a
permit by rule, and the process for the
reviewing authority to grant coverage
under a permit by rule, is more
streamlined compared to a standard
general permit, or a site-specific permit.
In particular, a proposed project need
not wait for a response from the
permitting authority before starting
construction under a permit by rule.
Section VII. provides a description of
the source application process for
permits by rule.
IV. Description of General Permit
Program in Indian Country and the
EPA’s Use of This Package To Satisfy
the General Permit Issuance Process
A. General Permit Program
The EPA codified the framework it
would follow to issue general permits
for minor sources in the Indian Country
Minor NSR rule in 40 CFR 49.156.
While it was not necessary for the EPA
to codify this framework to issue general
permits, the EPA nonetheless created
the regulatory framework to better
inform the public of the process the EPA
will use to issue general permits. Per the
framework, to issue a general permit,
the reviewing authority must follow the
requirements for public participation
contained in 40 CFR 49.157. These
provisions require the reviewing
authority then to provide a notice that
a draft permit is available for comment.
The regulations list a number of ways in
which a reviewing authority can
provide notice to the public, and also
allow the reviewing authority to use
other means of notification as
appropriate (40 CFR 49.157(b)(1)(ii)(E)).
We have opted to provide notice to the
public regarding the present proposal of
general permits for six source categories
through use of the Federal Register. We
believe this approach is appropriate in
this case because we intend to apply
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these general permits in all areas of
Indian country subject to the Indian
Country Minor NSR Program and the
Federal Register provides a nationwide
circulation of the notice. We will also
mail a copy of each permit for which the
reviewing authority has approved
coverage for a source to the appropriate
Indian governing bodies and the tribal,
state and local air pollution agencies in
adjacent air jurisdictions that may be
impacted by the air pollution sources
that use the general permit in
accordance with 40 CFR 49.157(b)(1)(i).
The existing regulations also identify
the type of information that a reviewing
authority must make available to the
public, and list a number of elements to
be included in the public notice (40 CFR
49.157(a) and (b)(2)). We are satisfying
these requirements in this proposal in a
wide-ranging manner by providing the
public access to the application forms
we will require an applicant to
complete, and the other implementation
tools for each general permit. (We
discuss these tools in greater detail in
Section IX. of this preamble.) Many of
these requirements relate to information
that is best made available when an
individual applicant applies for
coverage under a specific general
permit. We will make information
specific to an individual source’s
request for coverage under a general
permit available at the time we provide
notice of the source’s request for
coverage.
After providing adequate public
notice of the availability of the draft
permit, the reviewing authority must
allow a period of at least 30 days for the
public to comment on the permit, and
to request a public hearing (40 CFR
49.157). We are satisfying these
requirements by using this proposed
rule to propose, take comments and
hold a public hearing on the general
permits. Once we finalize a general
permit, it will be used by the EPA’s
regional office reviewing authorities 15
for sources requesting coverage under
the permit.
The regulations set forth the
provisions for a final permit to undergo
administrative and judicial review in
accordance with 40 CFR 49.159. The
procedures governing appeals of NSR
permits to the Environmental Appeals
Board will govern administrative review
of these general permits. Issuance of a
general permit is a final agency action
with respect to all aspects of the general
15 The Administrator delegated the authority to
each of the EPA Regional Administrators to carry
out all aspects of the Indian Country Minor NSR
program, including issuing general permits and
approving individual coverage under a general
permit.
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permit except its applicability to an
individual source. The provisions of 40
CFR 49.159 will continue to govern
administrative and judicial review of
the EPA’s approval of an individual
source’s request for coverage. After the
reviewing authority approves a request
for coverage by an individual source, a
party may appeal only the applicability
of the general permit to that particular
source.
Although we are using a Federal
Register notice to initially establish the
general permits, we intend to use other
methods also consistent with
procedures in 40 CFR 49.159 to reopen
or administratively amend the final
permits if we determine it is necessary
and appropriate. A reviewing authority
may reopen and revise a final general
permit for cause after providing the
opportunity for notice and comment
under 40 CFR 49.157. Revisions to a
final general permit may be appropriate,
for example, when the reviewing
authority decides to issue a new general
permit for the same category to account
for advances in control technology or for
other pertinent reasons. However, when
a reviewing authority issues a new
general permit, sources operating under
the existing general permit will be able
to continue to operate under the existing
permit unless and until the source
subsequently proposes to modify.16
B. How do sources apply for general
permits?
40 CFR 49.156(e) describes the
procedure for sources to obtain coverage
under a general permit. At the time a
source submits a request for coverage
under a general permit, it must submit
a copy of such request to the
appropriate Indian governing body for
the area of Indian country where the
source is locating. The reviewing
authority must act on the source’s
request for coverage under the general
permit as expeditiously as possible, but
it must notify the source of the final
decision within 90 days of its receipt of
the coverage request. The source’s
reviewing authority must comply with a
45-day completeness review period to
determine if the request for coverage
under a general permit is complete.
Therefore, within 30 days after the
receipt of the source’s coverage request,
the reviewing authority must make an
initial request for any additional
information necessary to process the
16 If the EPA revises an existing general permit,
then the original permit can no longer be used for
new and modified minor sources. The new general
permit will be used for new and modified minor
sources in the relevant source category. The existing
general permit remains in place for existing
facilities unless and until they choose to modify.
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coverage request and the source must
submit such information within 15
days. If the source does not submit the
requested information within 15 days
from the request for additional
information and this results in a delay
that is beyond the 45-day completeness
review period, the 90-day permit
issuance period for the general permit
will be extended by the additional days
the source takes to submit the requested
information beyond the 45-day period.
If the reviewing authority fails to notify
the source within a 30-day period of any
additional information necessary to
process the source’s coverage request,
the source will still have 15 days to
submit such information and the
reviewing authority must still grant or
deny the request for coverage under a
general permit within the 90-day
general permit issuance period and
without any time extension.
If the reviewing authority determines
that the source’s request for coverage
under a general permit has all the
relevant information and is complete, it
will notify the source in writing as soon
as that determination is made. If the
source does not receive from the
reviewing authority a request for
additional information or a notice that
the request for coverage under a general
permit is complete within the 45-day
completeness review period, the request
will be deemed complete.
After permit coverage is granted,
under 40 CFR 49.156(e), coverage under
a general permit becomes invalid if a
source does not commence construction
within 18 months after the effective date
of coverage under a general permit, if
the source discontinues construction for
a period of 18 months or more, or if the
source does not complete construction
within a reasonable time. The reviewing
authority may extend the 18-month
period upon a satisfactory showing that
an extension is justified, and the 18month limit does not apply to the time
period between construction of the
approved phases of a phased
construction project. In those cases,
construction of each such phase must
commence within 18 months of the
projected and approved commencement
date.
In Section XI., the EPA proposes to
amend 40 CFR 49.156(e) to shorten the
permit application procedure to 45 from
90 days for one source category in
today’s proposal: Graphic arts and
printing operations.
In Section IX., we describe the
implementation documents and tools
that we are making available for
comment to assist sources with applying
for general permits.
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41853
C. What are the required permitting
elements?
For general permits, these elements
are discussed in the Indian Country
Minor NSR rule promulgated at 40 CFR
49.155(a) and include:
• The effective date of the permit and
the date by which a source must
commence construction in order for the
permit’s coverage to remain valid (i.e.,
18 months after the source obtains
coverage under the general permit);
• The emissions units subject to the
permit and their associated emission
limitations (and other permit
conditions);
• Monitoring, recordkeeping,
reporting and testing requirements to
ensure compliance with the emission
limitations; and
• A severability clause to ensure the
continued validity of the other portions
of the permit in the event of a challenge
to a portion of the permit.
V. Source Categories for Which
Proposed General Permits in Indian
Country Are Available for Public
Review
A. Notice of Proposed General Permits
In accordance with 40 CFR
49.171(b)(1)(1)(E), we are providing the
public with a copy of six proposed
general permits covering six source
categories: (1) Concrete batch plants, (2)
boilers, (3) stationary spark ignition
engines, (4) stationary compression
ignition engines, (5) graphic arts and
printing operations and (6) sawmills.
Copies of each of these proposed
permits and the following four
associated permitting documents are
available in the docket for this notice
(EPA–HQ–OAR–2011–0151) and at
https://www.epa.gov/air/tribal/
tribalnsr.html:
(1) Request for Coverage
(Application);
(2) Questionnaire;
(3) Instructions; and
(4) PTE calculator.
The application for one of the six
source categories in today’s proposal
(i.e., graphic arts and printing
operations) is streamlined and asks for
contact and location information and
basic solvent usage information (more
detailed source-specific information
would be required from sources seeking
coverage under the other five general
permits). This is discussed further in
Section IX.
The general permits will authorize 17
construction of, or any modifications of,
17 To be eligible for a proposed general permit in
today’s action, the PTE of your facility, including
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any of the affected emission units, or
pollutant emitting activities named in
the permit, at any proposed true minor
source that meets the permit’s
applicability requirements and
eligibility statements, and for which the
reviewing authority approves coverage
under the permit.
We request comment on all aspects of
the general permits and the associated
forms and documentation provided to
assist the stationary sources specified in
the permits in complying with the
Indian country minor NSR
preconstruction permitting and postconstruction operating requirements. In
Section VIII., we propose, in the
alternative, a permit by rule for graphic
arts and printing operations. Should we
decide to finalize a permit by rule for
this category, then we may not finalize
the draft general permit for that
category. Alternatively, we may opt to
finalize both permitting mechanisms for
this source category, and may tailor one
of the permitting mechanisms to
provide authorization to construct or
modify true minor sources (i.e., permit
by rule) and another to provide
enforceable limitations to create
synthetic minor sources (i.e., general
permit). We specifically request
comment on this ‘‘hybrid’’ approach
(see Section XI. of the January 14, 2014
proposal 18 for further discussion on the
hybrid approach).
For the six source categories in
today’s action, we are proposing general
permits as our preferred approach. We
have crafted our proposal to ensure air
quality is protected and to provide more
detailed or streamlined approaches, as
appropriate. For concrete batch plants,
boilers, stationary spark ignition
engines, stationary compression ignition
engines and sawmills, the EPA is
proposing (1) that we retain the 90-day
application review process provided in
the Indian Country NSR Rule; and (2)
that we provide more detailed
applications that are appropriate for
sources in these categories that involve
multiple pollutants where the reviewing
authority needs to conduct a review to
evaluate whether an individual source
meets the requirements in the permit.
However, we also recognize that a more
streamlined approach may be
appropriate for other source categories
with few pollutants of concern and in
all existing, new, and modified emission units
present at the facility, must be below the major
source thresholds for NSR.
18 ‘‘General Permits and Permits by Rule for the
Federal Minor New Source Review Program in
Indian Country,’’ U.S. Environmental Protection
Agency, January 14, 2014 (79 FR 2546), https://
www.gpo.gov/fdsys/pkg/FR-2014-01-14/pdf/201330345.pdf.
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which the operations are less complex.
For graphic arts and printing operations,
the EPA is proposing to change the
underlying rule to provide a shorter
application review period (see Section
XI.) and a shorter application (see
Section IX.). The permit by rule
proposed as an alternative for this
source category would take that
streamlining a step further (see Section
VII.).
The remainder of this section outlines
the general structure of each of the
proposed general permits, and requests
comment on issues that are common
among the proposed general permits.
Specifically, we are requesting comment
on:
(1) Whether the EPA’s proposed
approach of incorporating by reference
each reviewing authority’s approval of a
request for coverage into the general
permit is necessary and appropriate;
and
(2) The appropriateness of proposed
permit terms related to the reviewing
authority’s ability to reopen, revise, or
terminate an individual approval of
coverage under the general permit.
This section also describes the general
process we undertook for each of the
control technology reviews required to
establish the terms and conditions of
each proposed general permit, and
requests comment on our conclusions
on several aspects of the control
technology reviews.
Additional information and
supporting analyses on each of these
proposed permits are located in the
background documents. These
documents are available at Docket ID
No. EPA–HQ–OAR–2011–0151 and
online at https://www.epa.gov/air/tribal/
tribalnsr.html.
B. Structure of General Permits
Each proposed general permit
contains a similar overall structure. The
cover page of each proposed permit
contains general information on the
proposed permit. First, it briefly
describes the applicability of the permit
to a particular source category or
emissions activity the general permit
regulates in accordance with 40 CFR
49.156(d)(1). This description varies for
each of the proposed permits,
depending on the emissions activity
covered by the proposed permit.
Second, the cover page limits
eligibility for coverage under the permit
to true minor sources. We included this
limitation to allow permitting
authorities the ability to process a
permit application for inherently larger
sources using the more extended time
periods the Indian Country Minor NSR
rule provides for case by case, site
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specific review. We also include this
limitation in the proposed permits to
remain consistent with our current
policy that we will not allow sources to
use general permits to create synthetic
minor sources.
We recognize, however, that limiting
eligibility of these proposed permits to
only true minor sources could limit the
number and types of sources that could
take advantage of the streamlined,
general permitting process. In our prior
proposal of January 14, 2014, we
proposed to change the current policy in
the Indian Country Minor NSR rule to
allow general permits and permits by
rule to create synthetic minor sources.
Depending on the outcome of that
proposal, we may amend one or more of
the final permits in this proposal to
allow any minor source to apply for
coverage under that permit.
Third, following the eligibility
statement, the proposed permit directs
applicants to the specific information
that an applicant must include in a
request for coverage under the permit in
accordance with 40 CFR 49.156(d)(2)(ii)
and (iii). The request for coverage serves
as the permit application and some of
the information in the application will
differ for each proposed permit. We
discuss the application and
implementation tools to assist true
minor sources in determining whether a
source is eligible for coverage under a
general permit in Section IX.
Fourth, the proposed permit contains
a statement that incorporates each
reviewing authority’s approval of a
request for coverage into the general
permit. Sections 1 through 6 of the
general permit, and the most current
approval of the request for coverage,
must be posted prominently at the
facility, and each affected emissions
unit and any associated air pollution
control technology must be labeled with
the identification number listed in the
Approval of the Request for Coverage for
that permitted source. We request
comment on the inclusion of this
condition in the permits given that the
Indian Country Minor NSR rule only
requires posting of the approval of
coverage.
As we developed the proposed
permits, we envisioned situations in
which the reviewing authority may need
to revise information contained in the
approval notice sometime after
issuance. For example, a source covered
by a general permit may subsequently
change ownership. A reviewing
authority may delegate responsibilities
for the general permit to a tribal air
pollution control agency. A source may
subsequently need to revise something
in its request for coverage that would
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alter elements of the approval. For
example, a source may misidentify an
equipment identification number in its
request for coverage, or decide to
expand or limit the scope of the
modification. A reviewing authority
may need to alter its approval of the
request for coverage for these situations.
The general permit provisions at 40 CFR
51.156(b)(2) broadly reference 40 CFR
49.159, which specifically addresses the
reviewing authority’s ability to reopen
or administratively amend permits. The
provisions, however, do not specifically
delineate how they apply to an approval
of a request for coverage under a general
permit. By incorporating the approval
into the general permit, we ensure that
the revision procedures contained in 40
CFR 49.159 apply to revisions a
reviewing authority may make to the
approval of the request for coverage. We
request comment on this approach for
incorporating the approval of the
request for coverage into the general
permit. Alternatively, we request
comment on whether such
incorporation is unnecessary and on
whether to apply the procedures in 40
CFR 49.159 to the approval of the
request for coverage, or whether the
EPA should amend the existing
regulations at 40 CFR 49.156 to address
amendments to the request for coverage.
Fifth, the proposed permit contains
information on the reviewing authority’s
right to terminate or revise the general
permit. The general permit provisions in
the Indian Country Minor NSR rule
provide the reviewing authority the
ability to revise, revoke and reissue, or
terminate a general permit. In harmony
with those provisions, the proposed
permits include authority for a
reviewing authority to revise or
terminate an approval of a request for
coverage. We are adding these
provisions to the general permit, under
the authority of 40 CFR 49.156(d), to
clarify how the Indian Country Minor
NSR rule intended these provisions to
apply to an individual request for
coverage. We request comment on
inclusion of these provisions in the
general permit, or, alternatively,
whether the EPA should amend the
Indian Country Minor NSR rule to
expressly delineate the reviewing
authority’s right to revise or terminate
an individual source’s coverage under a
general permit.
Finally, the proposed permit contains
a statement indicating that the
definitions contained in the Indian
Country Minor NSR rule govern use of
those terms within the general permit.
The statement also refers permittees to
a section of the permit that contains
definitions that may be specific to the
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source categories or emissions activities
covered by the general permit; and
indicates that when a term is not
otherwise defined we will interpret that
term consistent with normal business
use. We, nonetheless, request comment
on whether we should include any
additional definitions to improve the
clarity of the general permits.
Following the general information
section, each proposed permit contains
the enforceable terms and conditions of
the general permit. Section 1 of the
Terms and Conditions provisions
contains general provisions that, with
only a few exceptions, are similar for all
the general permits. These provisions
contain statements that the Indian
Country Minor NSR rule requires in
each permit pursuant to 40 CFR 49.155.
In each permit, the general provisions
are followed by emission limitations
and other operational restrictions or
specifications, and monitoring,
recordkeeping, and reporting
requirements that are unique to each of
the permits. The notice and reporting
requirements are followed by a section
outlining the reviewing authority’s
ability to change the general permit,
including the approval of the request for
coverage, a section on requesting
coverage under the permit, and
attachments with abbreviations and
acronyms, a list of definitions, and a list
of reviewing authorities and areas of
coverage. Attachments to the concrete
batch plant and sawmill permits also
contain requirements to minimize
fugitive dust emissions. An attachment
to the sawmill permit contains sample
VOC calculations. Attachments to the
graphic arts and printing operations
general permit contain requirements for
serious, severe or extreme ozone
nonattainment areas and sample
calculations for monthly VOC
emissions.
C. The EPA’s Control Technology
Review
Each permit establishes specific
numerical limitations on the quantity,
rate or concentration of emissions for
each regulated NSR pollutant emitted by
each affected emissions unit. For each
general permit, in a manner similar to
what a permitting authority would be
expected to do for an individual source,
we established these control technologybased requirements by researching both
state and local air quality programs to
identify control technologies or other
emissions reduction measures used by
similar sources in surrounding areas,
and by reviewing requirements
contained in existing 40 CFR parts 60
and 63 emissions standards that apply
to these source categories. Some of the
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41855
proposed permits build upon the
requirements in the 40 CFR parts 60 and
63 emissions standards by including
some control technology measures
found in state and local agencies’
general permits for these source
categories. The proposed permit for
graphic arts and printing operations
draws control information from control
technique guidelines for flexible
package printing and offset lithographic
printing developed by the EPA covering
activities in the printing industry.19
The background documents for each
proposed permit explain the state and
local programs we reviewed to identify
control technology options in each
source category. We believe that,
because these control measures are
currently used by other similar sources
in other areas of the country, they are
technically and economically feasible,
and cost effective. We request comment
on this conclusion, and invite
commenters to submit specific
information that would indicate that
either: (1) The measures in the proposed
permits are not economically feasible
and/or cost effective; or (2) additional
economically feasible and cost effective
measures are available and appropriate
to include in the final general permits.
In determining specific emission
limitations and control measures for
each permit, we considered air quality
conditions in Indian country. Notably,
Indian country contains both attainment
and nonattainment areas for different
regulated NSR pollutants.20 In some
cases, for areas designated as
nonattainment for a given pollutant, the
proposed permits contain more
stringent emission limitations for that
pollutant (or precursors of that
pollutant). These control requirements
will help mitigate any further
degradation of air quality in those areas.
In other cases, however, the proposed
permits do not include different
emission limitations based on the
attainment status of the area. In these
situations, we determined that the
emission limitations are sufficient to
protect air quality in both attainment
and nonattainment areas.
For concrete batch plants, boilers,
stationary spark ignition engines,
stationary compression ignition engines,
19 For more information, go to: https://
www.epa.gov/glo/SIPToolkit/ctgs.html.
20 Maps for those NAAQS for which the EPA has
designated nonattainment areas in Indian Country
are available online at https://www.epa.gov/air/
tribal/tribalnsr.html and Docket ID No. EPA–HQ–
OAR–2011–0151. NAAQS for which the EPA has
designated nonattainment areas are: Ozone (2008
NAAQS), PM10 (1987 NAAQS), PM2.5 24-Hour
(2006 NAAQS), and PM2.5 Annual (1997 NAAQS).
There are no tribal lands in nonattainment for SO2
(2010 NAAQS), NO2, lead (2008 NAAQS), and CO.
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and sawmills, we also added additional
provisions related to the location of the
emitting activities and the source
property boundary. We call these
provisions, which are designed to
minimize the impacts of emissions on
air quality in the immediate vicinity of
the source, setback requirements. Under
the setback requirement, sources may
not locate within a specific distance
from the property boundary and nearest
residences. In reviewing state and local
air agency general permits, we found
that permitting authorities in Alaska,
Texas and Washington include setback
requirements to protect local ambient
air quality from potential source
impacts. We find that these
requirements are both reasonable and
prudent measures to protect local air
quality, and are economically feasible
and cost effective. We, therefore,
included similar measures in the
proposed permits. We discuss the
specific setback requirements for each
category in Section VI.
We welcome comments on the use of
these setback requirements. We also
welcome comments on the types of
buildings from which we should
establish setback requirements (e.g.,
schools, nursing homes). We further
request comment on whether the
setback requirement conflicts with tribal
authority over zoning-related matters,
and, if so, then on how we should
resolve that conflict.
To further protect against adverse
local air quality impacts, the proposed
permits ensure that no source will cause
or contribute to NAAQS or PSD
increment violations by prohibiting
emissions that would result in such
impacts. Thus, reviewing authorities
will consider any air quality concerns
unique to specific areas that arise after
issuance of the general permits in this
proposal when determining whether an
individual permit applicant is eligible
for coverage under the general permit.
For example, if a source wants to locate
in an area with air quality levels
approaching or violating the NAAQS,
the reviewing authority may need to
request that a source apply for a sitespecific permit so that the potential for
greater control than that afforded by the
general permit can be evaluated.
In conducting the control technology
review, we also considered the
anticipated growth rate of the source
categories. In general, we do not
anticipate significant increases in
growth for these six source categories
for the foreseeable future, as we
identified no information indicating that
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to be the case.21 Thus, we do not believe
that emissions increases from these
categories will pose unique or
additional impacts on air quality in the
foreseeable future that might warrant a
more stringent approach to controlling
emissions than contained in the
proposed permits. We request comment
on our conclusion about anticipated
growth in these source categories and
regions, and the reasonableness of the
emission limitations and control
measures specified in the proposed
permits.
D. Scope of Coverage Under Each
General Permit
In the Indian Country Minor NSR
rule, the EPA stated that it may use the
general permit mechanism to issue
permits to ‘‘similar’’ types of emissions
units or minor sources. This limitation
on the ability to issue general permits is
consistent with the EPA’s longstanding
interpretation of the CAA as it relates to
the ability of a permitting agency and
source to use standardized protocols to
meet CAA minor source permitting
requirements. The proposed general
permits meet the limitation that general
permits apply only to similar sources,
because each of the permits covers only
affected emission units or emissions
generating activities that are: (1)
Specifically identified by name in the
permit; (2) generate the same regulated
NSR pollutants in the same manner and
magnitude; and (3) are associated only
with operations within a defined source
category.22 We discuss the specific
scope of each proposed general permit
in more detail in Section VI. below and
in the background document for each
proposed general permit.
E. Surrogate Annual Allowable
Emission Limitations
The Indian Country Minor NSR rule
requires the reviewing authority to
establish annual allowable emission
limitations for each affected emissions
unit and for each NSR regulated
pollutant emitted by the unit, if the unit
is issued an enforceable limitation lower
than the PTE of that unit (40 CFR
49.155(a)(2)). For the six source
categories in this proposal, the proposed
general permits provide emissions
limitations as annual tpy allowable
21 See the following memo online at https://
www.epa.gov/air/tribal/tribalnsr.html and in the
docket (ID No. EPA–HQ–OAR–2011–0151):
‘‘Projected New Minor Sources in Indian Country,’’
from Lillian Grace Bradley, Environmental
Economist, EPA/OAQPS to Chris Stoneman, Policy
Advisor, EPA/OAQPS, March 13, 2014.
22 These criteria are not the sole manner for
demonstrating that a general permit applies only to
similar sources, but they serve as examples of the
types of characteristics that may be relevant.
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emission limitations, throughput limits
or input-based emissions limits, or some
combination thereof, depending on the
particular source category. In the case of
concrete batch plants, we believe that a
production limit serves as a reasonable
surrogate for a tpy emission limitation,
since there is a direct correlation
between the amount of material
processed and the amount of pollution
emitted. We also believe that monitoring
throughput rather than actual emissions
may provide a more cost-effective
method of demonstrating compliance.
For example, concrete batch facilities
regularly track a facility’s throughput,
but do not necessarily analyze specific
emissions discharges. Thus, reliance on
throughput limits provides a more costeffective approach to regulating
emissions and we believe this will
enhance the potential for compliance
with the proposed permit for this
category.
The approach for engines (spark
ignition and compression ignition) and
boilers also relies on a concept of
‘‘surrogate’’ emissions limitations, but
instead of using throughput limits, these
permits rely on ‘‘surrogate’’ capacity
limits. The capacity limits are set at
levels to ensure that the sources remain
below certain tpy emissions rates. We
also believe that setting capacity limits
rather than limitations on actual
emissions may provide a more costeffective and practical method of
demonstrating compliance, which will
enhance the potential for compliance
with the proposed permit for this
category.
For sawmills and graphic arts and
printing operations, we provide tpy
emissions limitations in the permit. We
require sources in these two categories
to track throughput and to calculate
annual emissions based on their
throughput using the calculator we have
provided. The reason for providing this
additional flexibility for the source is
due to the uncertainty they face as to the
exact nature of their production at the
start of a reporting period. For example,
a sawmill will not necessarily know
what species of wood (each with
different VOC content) it will process in
a given year. The source, therefore,
would need to track its board-feet
throughput of each wood species and
calculate the emissions associated with
the wood species to ensure it stays
within the permitted emissions
limitations. The same approach is
applicable to graphic arts and printing
operations that may be engaged in
several different types of printing
operations that involve different
solvents with different VOC contents.
Those sources need similar flexibility
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and would also need to track solvent
usage and VOC content to ensure they
stay within the permitted emissions
limitations.
In Section VI. below, we request
comment on these approaches for the
six source categories.
In a related matter, in the January 14,
2014, proposal, we indicated that we
granted reconsideration on the issue of
allowing reviewing authorities to use
general permits to create synthetic
minor sources and proposed to change
the current policy of not allowing their
use for this purpose. If the EPA allows
otherwise major sources to qualify as
synthetic minor sources through use of
general permits, we request comment on
specific changes that we would need to
include in the limits of each permit to
properly regulate synthetic minor
sources for the six categories in this
proposal. For example, should the EPA
establish higher annual tpy allowable
emission limitations or surrogate
production limits that are just below the
major source thresholds for each
regulated NSR pollutant, or should the
EPA maintain the limitations in the
current proposed permits to maintain an
adequate compliance margin?
F. Requirements of the Endangered
Species Act and the National Historic
Preservation Act 23
The ESA requires federal agencies to
ensure, in consultation with the U.S.
Fish and Wildlife Service and/or the
National Marine Fisheries Service (the
Services), that any action they
authorize, fund, or carry out will not
likely jeopardize the continued
existence of any listed threatened or
endangered species, or destroy or
adversely modify the designated critical
habitat of such species. Under relevant
ESA implementing regulations, federal
agencies consult with the Service(s) on
actions that may affect listed species or
designated critical habitat.
The NHPA requires federal agencies
to take into account the effects of their
undertakings on historic properties (i.e.,
properties that are either listed on, or
eligible for listing on, the National
Register of Historic Places) and to
provide the Advisory Council on
Historic Preservation (the Council) a
reasonable opportunity to comment on
such undertakings. Under relevant
NHPA implementing regulations, NHPA
consultations are generally conducted
with the appropriate Tribal and/or State
23 These
requirements apply to both general
permits and permits by rule. Only general permits
are mentioned here but the requirements apply
identically to both permit types. Section VII.C. is
specific to permits by rule and notes that these
requirements also apply to permits by rule.
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Historic Preservation Officers in the first
instance, with opportunities for direct
Council involvement in appropriate
circumstances, including, for example,
consultations in connection with
undertakings affecting multiple tribes or
states.
The Indian country minor NSR
program has increased the number of
activities for which the EPA is the
permitting authority. To meet ESA and
NHPA requirements, we have developed
a process for compliance with these
laws when issuing the general permits.
The EPA intends to consult with the
Services and the Council on our general
permits and the proposed procedures to
address potential effects on relevant
protected resources.
For purposes of general permits, the
EPA intends to adopt a framework that
provides appropriate protection for
listed species and critical habitat and
historic properties. The EPA believes,
based on the evaluation of available
information, that the sources that are the
subject of this proposal are unlikely to
present a significant risk to listed
species and critical habitat and to
historic properties because they are by
their nature small, low emitting sources.
However, to ensure listed species and
critical habitats and historic properties
are protected, the EPA has developed a
framework in the general permits that
requires the applicant to identify and
assess effects before a request for
coverage under the general permit is
submitted to the EPA. (As noted below,
the applicant must submit the
assessment to the EPA as part of the
request for coverage.) Requiring this
assessment should help identify any
concerns related to potential impacts on
listed species/critical habitat or historic
properties early in the process when the
greatest opportunities to mitigate or
avoid any impacts—including changes
to the facility’s location or footprint—
are available. This framework is similar
to procedures established by the Office
of Water for the National Pollutant
Discharge Elimination System General
Permit for Stormwater Discharges from
Construction Activities.24 The EPA
believes that requiring a process in the
general air quality permits that is
similar to the already-established
process for the general stormwater
permits will be beneficial for all
24 ‘‘Final National Pollutant Discharge
Elimination System (NPDES) General Permit for
Stormwater Discharges from Construction
Activities,’’ U.S. Environmental Protection Agency,
February 29, 2012 (77 FR 12286), https://
www.gpo.gov/fdsys/granule/FR-2012-02-29/20124822/content-detail.html.
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concerned: The applicants, the EPA, the
tribes, and the Services.
The screening processes developed in
the permits for both the ESA and NHPA
require the applicant to develop
information about the possible effects of
the proposed new or modified facility,
which includes appropriate outreach to
relevant expert resource agencies. Such
information and a certification regarding
the outcome of the applicant’s screening
procedures are submitted to the EPA as
part of the request for coverage under
the general permit. This information is
included as an appendix to the
applications for requests for coverage
under the general permits. The EPA will
review this information as part of
determining whether a source is eligible
for coverage under the general permit.
Because we have limited the
applicability of the general permits to
categories of sources that have low
emissions, we do not expect they are
likely to adversely affect listed species/
critical habitats, nor should they have
potential effects on historic properties.
However, if, through the procedures
required in the permit, a source is
determined to have an adverse effect on
listed species/critical habitats or
potential effects on historic properties,
the EPA retains the authority to deny
coverage under the general permit and
to proceed with source-specific
permitting and consultation with the
appropriate resource agency(ies).
VI. Summary of Specific Terms and
Conditions of the General Permits and
Request for Comment
In the following sections, we provide
a brief summary of the source category
regulated by each general permit and
the areas of each proposed general
permit on which we specifically seek
public comment. In this preamble, we
are not delineating every aspect of the
requirements of the general permits.
Instead, we refer readers to the proposed
permits and associated background
information to review all of the detailed
requirements we include in each general
permit. Although we are soliciting
comments on specific aspects of the
proposed permits, we, nonetheless,
invite the public to comment on all
relevant aspects of the proposed
permits.
Generally, we have designed the
proposed permits to be as
comprehensive as possible and, thus,
they contain emission limitations
requirements for several, potentially
affected emission units that could be
found at a source. If a source determines
that it does not have all of the emission
units that the general permit covers, it
can still seek coverage for those units
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the permit covers. The intent of the
comprehensive permit is to help avoid
sources with multiple emission units
having to apply for multiple general
permits. In any case, if a source
determines that it is does not meet the
qualifications of the general permit for
a given category, then it can apply for
a site-specific permit.
We are proposing the general permits
for true minor sources in Indian
country. To be eligible for a general
permit as proposed in this action, a
source would need to calculate the PTE
for all of its NSR-regulated pollutants
for all existing, new, and modified
emission units. If the total PTE is less
than the NSR major source thresholds,
then the source is eligible for the permit,
provided all other qualifying conditions
are satisfied.
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A. Concrete Batch Plants
1. What is a concrete batch plant?
A concrete batch plant is an operation
that combines various ingredients to
form concrete. Some of these inputs
include sand, water, aggregate (rocks,
gravel, etc.), fly ash, potash, and cement.
There are two types of concrete batch
plants: Ready mix plants and central
mix plants. A concrete plant can have
a variety of parts and equipment,
including but not limited to: Mixers
(either tilt-up or horizontal or in some
cases both), cement batchers, aggregate
batchers, conveyors, radial stackers,
aggregate bins, cement bins, heaters,
chillers, cement silos, batch plant
controls, and dust collectors (to
minimize environmental pollution).
Concrete is composed essentially of
water, cement, sand (fine aggregate) and
coarse aggregate. Approximately 75
percent of the U.S. concrete
manufactured is produced at plants that
store, convey, measure and discharge
these constituents into trucks for
transport to a job site. At most of these
plants, sand, aggregate, cement and
water are all gravity fed from the weight
hopper into the mixer trucks. The
concrete is mixed on the way to the site
where the concrete is to be poured. At
some of these plants, the concrete may
also be manufactured in a central mix
drum and transferred to a transport
truck. Most of the remaining concrete
manufactured is cast as products in a
factory setting. Precast products range
from concrete bricks and paving stones
to bridge girders, structural components,
and panels for cladding. Concrete
masonry, another type of manufactured
concrete, may be best known for its
conventional 8 x 8 x 16-inch block. In
a few cases concrete is dry batched or
prepared at a building construction site.
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This proposed general permit would
apply to the construction of new true
minor source concrete batch plants or
the modification of existing true minor
concrete batch plants located in Indian
country. The proposed permit is
designed to be as comprehensive as
possible and, thus, contains emission
limitations requirements for:
• Storage silos;
• Batch drop points;
• Loading transfer areas;
• Weigh hoppers;
• Auxiliary storage bins;
• Non-emergency stationary engines;
• Emergency stationary engines; and
• Setbacks.
The proposed permit requires that the
permittee maintain and operate each
affected emission unit and any
associated air pollution control
equipment, considering the
manufacturer’s recommended operating
procedures, so as to minimize emissions
of NSR regulated pollutants. The
reviewing authority will determine
whether the permittee is using
acceptable operating and maintenance
procedures based on monitoring results,
opacity observations, review of
operating and maintenance procedures,
and inspection of the permitted source.
(Failure to meet these requirements
would constitute a violation of the
permit.)
The proposed permit requires each
storage silo to be equipped with an
audible alarm or an automatic shutoff
system that warns when the silo is full.
Loading operations cannot be conducted
without a warning or shutoff device.
Storage silos, weigh hoppers and
auxiliary storage bins must be vented to
a fabric or cartridge filter. The filter
systems can be a centralized system. A
suction shroud or other pickup device
should be installed at each batch drop
point (drum, truck loading etc.) and
vented to a fabric or cartridge filter
system. Loading and unloading areas
must be well lit during non-daylight
hours when the permitted source is in
operation and visible emissions from
each storage silo, weigh hopper and
auxiliary storage bin must not exceed 10
percent opacity based on a six-minute
average (according to EPA Method 9 26).
For portable and permanent concrete
batch plants, the limit on production is
a maximum annual production rate of
2,000,000 cubic yards. The proposed
permit also requires a fugitive dust
control plan.
The proposed permit contains
requirements for non-emergency and
emergency engines, in the event such
engines are present at the concrete batch
plant. Non-emergency compression
ignition engines present at the site,
excluding nonroad mobile engines,
must comply with the following:
• Use diesel or biodiesel containing
no more than 15 ppm (0.0015 percent)
sulfur;
• Each compression ignition engine
that commenced construction on or after
June 12, 2006 must be certified to the
applicable Tier standards in 40 CFR
89.112 and 40 CFR 1039.101 through
1039.104, for all pollutants, for the same
25 AP–42, Chapters 11.19.12, Concrete Batching,
https://www.epa.gov/ttn/chief/ap42/ch11/
index.html.
26 Method 9—Visual Determination of the
Opacity of Emissions From Stationary Sources,
https://www.epa.gov/ttn/emc/promgate/m-09.pdf.
Raw materials for concrete batch
operations can be delivered to a plant by
rail, truck or barge. The cement is
transferred to elevated storage silos
pneumatically or by bucket elevator.
The sand and coarse aggregate are
transferred to elevated bins by front end
loader, clamshell crane, belt conveyor,
or bucket elevator. From these elevated
bins, the constituents are fed by gravity
or screw conveyor to weigh hoppers,
which combine the proper amounts of
each material.
PM, consisting primarily of cement
and pozzolan dust, but including some
aggregate and sand dust emissions, is
the primary pollutant of concern. In
addition, there are emissions of metals
that are associated with this PM. All but
one of the emission points is fugitive in
nature. The only point sources are the
transfer of cement and pozzolan
material to silos, and these are usually
vented to a fabric filter or ‘‘sock.’’
Fugitive sources include the transfer of
sand and aggregate, truck loading, mixer
loading, vehicle traffic, and wind
erosion from sand and aggregate storage
piles. The amount of fugitive emissions
generated during the transfer of sand
and aggregate depends primarily on the
surface moisture content of these
materials.
The extent of fugitive emissions
control varies widely from plant to
plant. Types of controls used may
include water sprays, enclosures, hoods,
curtains, shrouds, movable and
telescoping chutes, central duct
collection systems, and the like. A major
source of potential emissions, the
movement of heavy trucks over unpaved
or dusty surfaces in and around the
plant, can be controlled by good
maintenance and wetting of road
surfaces.25
2. What is in the proposed general air
quality permit for new or modified true
minor source concrete batch plants?
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model year and maximum engine
power; and
• Each compression ignition engine
that commenced construction before
June 12, 2006 shall meet certain
standards as laid out in the permit based
on the engine’s maximum rated power.
If the source includes one or more
emergency engines, each emergency
engine must be equipped with a nonresettable hour meter and, if using fuel
oil, then it must use diesel or biodiesel
containing no more than 15 ppm
(0.0015 percent) sulfur. Newer
emergency engines—model year 2006 or
later for compression ignition engines
and 2009 or later for spark ignition
engines—must meet certain certification
or emission requirements that are
contained in the EPA emissions
standards at 40 CFR part 89, 40 CFR part
90, 40 CFR part 1048 or Table 1 to 40
CFR part 60, subpart JJJJ, as applicable.
Other, older emergency engines are
required to meet certain routine
maintenance requirements, and must
follow the manufacturer’s emissionrelated operation and maintenance
instructions or the permittee must
develop a maintenance plan, which
must provide, to the extent practicable,
for the maintenance and operation of
the engine in a manner consistent with
good air pollution control practice for
minimizing emissions.
The proposed general permit includes
monitoring that is sufficient to ensure
compliance with the emission
limitations that apply to the source,
including ensuring the fabric/cartridge
filters are operating properly, taking
weekly opacity observations and
fugitive emissions surveys and meeting
certain other requirements. The permit
also requires performance testing for
emergency engines present at the plant
that must meet certain emissions
standards, but are not certified by the
manufacturer to those standards and are
not required to be certified by the
manufacturer. This requirement is
needed since the EPA certification
program for certain engines is voluntary.
The proposed general permit includes
recordkeeping and reporting sufficient
to ensure compliance with the
monitoring requirements.
3. Request for Comment on the
Proposed General Air Quality Permit for
New or Modified True Minor Source
Concrete Batch Plants
We request comment on all aspects of
the general permit for concrete batch
plants. We specifically request comment
in the following three areas:
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a. Throughput Production Limit as a
Surrogate for Annual Tons Per Year
Allowable Emission Limitations
The proposed concrete batch plant
general permit contains a throughputbased production limit that serves as a
surrogate for annual tpy allowable
emission limitations. We discuss the use
of surrogate limits in Section V.E. above.
For portable and permanent concrete
batch plants, as stated above, the limit
on production is a maximum annual
production rate of 2,000,000 cubic
yards.
The background information
document for the proposed permit
contains the approximate tpy emission
thresholds for which the throughput
limits act as surrogates. The proposed
permit does not establish different
throughput limits based on the
attainment status of the area. We request
comment on our use of throughput
limits as a surrogate for tpy emission
limitations for this source category, and
on whether there should be different
production throughput limits in
attainment and nonattainment areas.
In establishing specific limits for
concrete batch facilities, we considered
whether we should compute the
production throughput limits on a tpy
basis, or over a shorter period of time to
ensure continuous compliance. For
concrete batch plants, where PM10 is the
limiting pollutant for non-fugitive
emissions, we elected an annual
production limit to ensure annual
compliance. We request comment on
whether we should instead establish a
monthly total emission limitation based
on a 30-day rolling total or on any other
appropriate averaging period.
b. Setback Requirement
The proposed general permit requires
concrete batch plants to locate at least
150 feet from the nearest property
boundary and 1,000 feet from the
nearest residence. A number of states
include setback requirements in their
general permits for this source
category.27 We believe that this
requirement will minimize the impact
of emissions from these sources on
localized air quality. We request
comment on whether we should include
the setback requirement in the final
permit to provide additional protection
against adverse impacts to localized air
quality. In addition, we request
comment on whether there are other
27 Information on state setback provisions is
available at: Background Document: General Air
Quality Permit for New or Modified True Minor
Source Concrete Batch Plants, Docket ID No. EPA–
HQ–OAR–2011–0151, https://www.epa.gov/air/
tribal/tribalnsr.html.
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neighboring types of buildings for
which a setback should apply (e.g.,
schools, nursing homes) and whether to
require owners/operators of concrete
batch plants subject to the permit to use
physical markers on their property to
show compliance with the setback
requirement.
c. Authorizing Multiple Locations
Concrete batch plants can operate as
portable stationary sources. A plant will
locate in a single area for a specified
period of time and then disassemble and
relocate to another area. We structured
the proposed general permit to
accommodate relocation of a plant. A
source may identify multiple sites of
operation in its request for coverage.
The reviewing authority will consider
the request for each location, and will
specify approval of one or more of these
locations in the approval of the request
for coverage. If the reviewing authority
does not approve a specific location,
then the source will need to reapply for
coverage under the general permit or for
a site specific permit before relocating to
this site. The general permit also
requires a source to submit a
notification to the reviewing authority
each time it relocates to a pre-approved
site. We request comment on the use of
the general permit to authorize
relocation of a plant to pre-approved
site locations.
B. Boilers
1. What is a boiler?
A boiler is a device in which water
typically is heated to provide steam to
drive turbines or engines, supply heat,
or process materials. This proposed
permit covers steam generating units
located at institutional, commercial, and
industrial facilities which combust nonsolid fossil fuels such as natural gas and
fuel oil. This permit does not cover
boilers located at electric utilities or
boilers used for the burning of other
fuels such as coal and wood. This
source category does not cover the
manufacturers of boilers. The proposed
General Air Quality Permit for New or
Modified True Minor Source Boilers
only covers new, true minor source
boilers and modifications of existing
true minor source boilers.
Boilers designed to burn fuel oil
primarily combust distillate oils and
residual oils.28 These boilers can be of
water tube, fire tube, cast iron, or
tubeless design. Water tube boilers are
used in a variety of applications ranging
from supplying large amounts of process
steam to providing space heat for
28 AP–42, Chapter 1.3—Fuel Oil Combustion,
https://www.epa.gov/ttnchie1/ap42/ch01/.
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industrial facilities. In a water tube
boiler, combustion heat is transferred to
water flowing through tubes which line
the furnace walls and boiler passes. The
tube surfaces in the furnace (which
houses the burner flame) absorb heat
primarily by radiation from the flames.
The tube surfaces in the boiler (adjacent
to the primary furnace) absorb heat
primarily by convective heat transfer.
Fire tube boilers are used primarily for
heating systems, industrial process
steam generators, and portable power
boilers. In fire tube boilers, the hot
combustion gases flow through the
tubes while the water being heated
circulates outside of the tubes. A cast
iron boiler is one in which combustion
gases rise through a vertical heat
exchanger and out through an exhaust
duct. Water in the heat exchanger tubes
is heated as it moves upward through
the tubes. Cast iron boilers produce low
pressure steam or hot water, and
generally burn oil or natural gas. They
are used primarily in the residential and
commercial sectors. (Note that
residential boilers are not covered by
the proposal.) Tubeless boilers
incorporate nested pressure vessels with
water in between the shells. Combustion
gases are fired into the inner pressure
vessel and are then sometimes
recirculated outside the second vessel.
Natural gas combustion boilers are
used to generate industrial electric
power, produce industrial process steam
and heat, and heat residential and
commercial space.29 (Note that
residential boilers are not covered by
the proposal.) Natural gas is generally
more than 85 percent methane with
varying amounts of ethane, propane,
butane, and inert gases (typically
nitrogen, carbon dioxide (CO2), and
helium). Natural gas combustion boilers
may be of water tube, fire tube, or cast
iron design. Water tube boilers can be
distinguished either as field erected
units or packaged units; the former are
built onsite in either wall-fired or
tangential-fired configurations and
generally have heat input levels
exceeding 100 million British thermal
units (MMBtu)/hour, while the latter are
shipped where needed, are always wallfired, and generally have heat input
levels of less than 100 MMBtu/hour.
The emissions from fuel oil-fired
boilers include PM, SO2, NOX, CO,
small amounts of VOCs, and trace
elements. The emissions from natural
gas-fired boilers include NOX, CO, CO2,
nitrous oxide, VOCs, trace amounts of
SO2, and PM.
29 AP–42, Chapter 1.4—Natural Gas Combustion,
https://www.epa.gov/ttnchie1/ap42/ch01/.
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2. What is in the proposed General Air
Quality Permit for New or Modified
True Minor Source Boilers?
This proposed general permit would
apply in Indian country to the
construction of new, true minor source
boilers and modifications of existing
true minor source boilers. The proposed
permit is designed to be as
comprehensive as possible and, thus,
contains requirements for:
• Boiler capacity limits;
• Emissions and opacity limitations;
• Boiler stacks;
• Fuel usage;
• Setbacks; and
• Emergency engines.
The proposed permit requires that the
permittee maintain and operate each
affected emission unit and any
associated air pollution control
equipment, considering the
manufacturer’s recommended operating
procedures, so as to minimize emissions
of NSR regulated pollutants. The
reviewing authority will determine
whether the permittee is using
acceptable operating and maintenance
procedures based on monitoring results,
opacity observations, review of
operating and maintenance procedures,
and inspection of the permitted source.
(Failure to meet these requirements
would constitute a violation of the
permit.)
The proposed permit uses boiler
capacity limits as emissions limitations.
The permit provides a capacity limit for
an individual boiler located in an
attainment or nonattainment area of less
than 100 MMBtu/hour. Further, the
proposed permit restricts capacity by
laying out a matrix of combined
maximum rating capacity limits for
different fuel types (i.e., liquid, gaseous)
by boiler size or type. The combined
capacity limits vary by area designation/
classification. The combined capacity
limits are set at levels intended to
ensure the covered sources remain
below major source levels.
The proposed permit also provides
output-based and input-based emission
limitations for boilers rated at 10
MMBtu/hour or greater. The proposed
permit restricts fuel use to natural gas or
fuel oil (i.e., diesel or biodiesel) with a
sulfur content of 0.0015 percent or less
by weight. In addition, a natural gas unit
may use fuel oil as a backup emergency
fuel for up to 500 hours per calendar
year.
The proposed permit requires that the
boiler(s) must not discharge into the
atmosphere any gases that exhibit 5
percent opacity or greater averaged over
any six-consecutive-minute period. The
boiler stack(s) must be above the
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buildings in the vicinity, discharge
vertically, and have no obstructions to
gas flow such as rain caps, except for
hinged rain caps. Each boiler must
undergo biennial tune-ups.
If the permittee is operating the
boiler(s) in a severe or extreme ozone
nonattainment area, then the permittee
must comply with additional
requirements. Boilers located in severe
or extreme ozone nonattainment areas
must meet tighter emissions limitations
for NOX.
The proposed permit contains
requirements for emergency engines
located at the same facility as a boiler.
Each emergency engine must be
equipped with a non-resettable hour
meter and, if using fuel oil, then it must
use diesel or biodiesel containing no
more than 15 ppm (0.0015 percent)
sulfur by weight. Newer emergency
engines—model year 2006 or later for
compression ignition engines and 2009
or later for spark ignition engines—must
meet certain certification or emission
requirements that are specified in the
EPA emissions standards at 40 CFR part
89, 40 CFR part 90 and 40 CFR part
1048 or Table 1 to 40 CFR part 60,
subpart JJJJ, as applicable. Older
emergency engines are required to meet
certain routine maintenance
requirements, and must follow the
manufacturer’s emission-related
operation and maintenance instructions
or the permittee must develop a
maintenance plan, which must provide,
to the extent practicable, for the
maintenance and operation of the
engine in a manner consistent with good
air pollution control practice for
minimizing emissions.
The proposed permit includes
monitoring that is sufficient to ensure
compliance with the emission
limitations that apply to the source,
including visible emissions surveys and
an initial and additional periodic
performance testing. The proposed
permit also requires performance testing
for emergency engines located at the
same source that must meet certain
emissions standards, but are neither
required to be certified by the
manufacturer nor are certified by the
manufacturer as meeting those
standards. The basis for this
requirement is the fact that the EPA
certification program for certain engines
is voluntary. The proposed permit
includes recordkeeping and reporting
sufficient to ensure compliance with the
monitoring requirements.
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3. Request for Comment on the
Proposed General Air Quality Permit for
New or Modified True Minor Source
Boilers
We request comment on all aspects of
the general permit for boilers. We
specifically request comment in the
following three areas:
a. Surrogate Annual Allowable Emission
Limitations
The boilers general permit contains
capacity limits that serve as surrogate
annual tpy allowable emission
limitations. We discuss the use of
surrogate limits in detail in Section V.E.
above. In addition, we request comment
on the use of these surrogate capacity
limits. In lieu of establishing surrogate
limits, we request comment on whether,
instead of containing surrogate limits,
the final permits should contain tpy
emission limitations and require the use
of monitoring of material use to
demonstrate compliance. We also
request comment on finalizing two
boiler general permits—one intended for
smaller, simpler sources that uses
capacity limits and one for larger, more
complex sources that uses tpy emission
limitations together with additional
monitoring and recordkeeping
requirements. Other requirements in the
permits would be essentially the same.
Finally, we request comment on the
appropriateness of establishing different
capacity limits based on the attainment
status of the area and whether the
specified capacity limits should be
lower in nonattainment areas than
attainment areas.
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b. Should we establish different
requirements for severe or extreme
ozone nonattainment areas?
The proposed general permit contains
emissions limits for sources that locate
in severe or extreme ozone
nonattainment areas. We request
comment on the need for these limits.
c. Setback Requirement
The proposed general permit requires
the exhaust from each boiler or heater
to be located a minimum of 50 feet from
the nearest property line and 150 feet
from any adjacent residential or
commercial establishment or place of
public assembly. The EPA’s 40 CFR
parts 60, 61, and 63 regulations do not
contain setback requirements affecting
boilers or heaters. However, certain
states include setback requirements in
their general permits for certain source
categories, although not necessarily for
boilers. We believe that these
requirements will minimize the impact
of emissions from these sources on
localized air quality. These setbacks are
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less stringent than the proposed setback
permit provisions in the proposed
concrete batch plant, engine and
sawmill permits. We believe a different
(lesser) setback requirement is
warranted for the boilers general permit
compared to the other general permits
because of the different type of
equipment associated with the
stationary sources covered by this
proposed permit. This proposed permit
would generally be used for
institutional, commercial, and small
industrial operations which tend to
have less air impact. In addition, the
boilers general permit contains specific
numerical limits on NOX and CO
emissions that will further limit air
impacts.
We request comment on whether we
should include these setback
requirements in the final permit to
provide additional protection against
adverse impacts to local air quality. In
addition, we request comment on
whether there are other neighboring
types of buildings from which the
setback should apply (e.g., schools,
nursing homes) and whether to require
owners/operators of the boilers subject
to the permit to use physical markers on
their property to show compliance with
the setback requirements.
C. Stationary Compression Ignition and
Spark Ignition Engines
1. What are compression ignition and
spark ignition engines?
Engines covered by these proposed
general permits 30 are stationary internal
combustion engines (ICE or engine) that
convert heat energy into mechanical
work and are not mobile. This source
category does not include combustion
turbines or nonroad 31 engines (mobile
ICE) such as those on forklifts, offhighway mobile cranes, bulldozers, and
lawnmowers. Stationary ICE include
reciprocating ICE, rotary ICE, and other
ICE, except combustion turbines as
noted above. Engine manufacturers are
not included in this source category. In
addition, these general permits only
apply to engines located at true minor
sources.
The proposed general permits cover
both stationary non-emergency and
emergency stationary ICE. Emergency
stationary ICE include any stationary
internal combustion engine whose
operation is limited to emergency
30 The EPA is making available for comment two
proposed general permits: One for spark ignition
internal combustion engines and one for
compression ignition internal combustion engines.
31 As defined in 40 CFR 1068.30, a nonroad
engine is used to propel a motor vehicle, aircraft,
or a vehicle used solely for competition.
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situations and for which testing and
maintenance are required. Examples
include stationary ICE used to produce
power for critical networks or
equipment (including power supplied to
portions of a facility) when electric
power from the local utility (or the
normal power source, if the facility runs
on its own power production) is
interrupted, or stationary ICE used to
pump water in the case of fire, flood, or
other adverse event. Stationary ICE used
to supply power to an electric grid or
that supply power as part of a financial
arrangement with another entity are not
considered to be emergency engines.32
There are two types of ICE: Spark
ignition and compression ignition. A
spark ignition engine is a gasoline,
natural gas, or any other type of engine
with a spark plug (or other sparking
device) and with operating
characteristics significantly similar to
the theoretical Otto combustion cycle.
Spark ignition engines usually use a
throttle to regulate intake air flow to
control power during normal operation.
Dual-fuel engines in which a liquid fuel
(typically diesel fuel) is used for
compression ignition ICE and a gaseous
fuel (typically natural gas) is used as the
primary fuel at an annual average ratio
of less than 2 parts diesel fuel to 100
parts total fuel on an energy equivalent
basis are spark ignition engines. A
compression ignition ICE is defined as
an engine that is not a spark ignition
engine. These engines are typically
diesel engines where the heat generated
from compression is enough to initiate
the combustion process, without
needing an external spark.33
Gasoline, diesel (No. 2 fuel oil), and
natural gas are the three primary fuels
used for ICE. Most natural gas-fired
reciprocating engines are used in the
natural gas industry at pipeline
compressor and storage stations and at
gas processing plants.34 Gasoline and
small diesel ICE (with capacities equal
to or less than 600 horsepower (hp)) are
used in a wide variety of industrial
applications such as generators, pumps,
and material handling equipment (such
as conveyors). Gasoline is used
primarily for mobile and portable
engines. Diesel fuel oil is the most
versatile fuel and is used in
compression ignition engines of all
32 The definitions for emergency and stationary
engines are adopted from the definitions in 40 CFR
60.4219.
33 The definitions for spark ignition and
compression ignition engines are adopted from the
definitions in 40 CFR 60.4219.
34 AP–42, Chapter 3.2—Natural Gas-fired
Reciprocating Engines, https://www.epa.gov/
ttnchie1/ap42/ch03/.
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sizes. Substantial differences in engine
duty cycles exist.35
Large stationary diesel ICE (with
capacities greater than 600 hp) are often
used in oil and gas exploration and
production. These engines, in groups of
3 to 5, supply mechanical power to
operate drilling (rotary table), mud
pumping, and hoisting equipment, and
may also operate pumps or auxiliary
power generators. Another frequent
application of large stationary diesel ICE
is electricity generation for both base
and standby service. Smaller uses
include irrigation, hoisting, and nuclear
power plant emergency cooling water
pump operation.36
The primary criteria pollutants
emitted by engines are NOX, CO, and
VOC. The formation of NOX is
exponentially related to combustion
temperature in the engine cylinder. The
other pollutants, CO and VOC, are
primarily the result of incomplete
combustion. PM emissions include trace
amounts of metals, non-combustible
inorganic material, and condensible,
semi-volatile organics which result from
volatized lubricating oil, engine wear, or
from products of incomplete
combustion. Emissions of sulfur
compounds, mainly SO2, are directly
related to the sulfur content of the fuel.
Three generic control techniques have
been developed for reciprocating
engines: Parametric controls (timing and
operating at a leaner air-to-fuel ratio);
combustion modifications such as
advanced engine design for new sources
or major modification to existing
sources (clean-burn cylinder head
designs and pre-stratified charge
combustion for rich-burn engines); and
post-combustion catalytic controls
installed on the engine exhaust system.
Post-combustion catalytic technologies
include selective catalytic reduction,
nonselective catalytic reduction, and CO
oxidation catalysts.37
2. What is in the proposed General Air
Quality Permits for New or Modified
True Minor Source Spark Ignition and
Compression Ignition Engines?
These two proposed general permits
would apply to the construction of new,
true minor source stationary
compression ignition and spark ignition
engines or the modification of existing,
true minor source engines located in
35 AP–42, Chapter 3.3—Gasoline and Diesel
Industrial Engines, https://www.epa.gov/ttnchie1/
ap42/ch03/.
36 AP–42, Chapter 3.4—Large Stationary Diesel
and All Stationary Dual-fuel Engines, https://
www.epa.gov/ttnchie1/ap42/ch03/.
37 AP–42, Chapter 3.2—Natural Gas-fired
Reciprocating Engines, https://www.epa.gov/
ttnchie1/ap42/ch03/.
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Indian country. We created separate
proposed general permits, one for
compression ignition engines and one
for spark ignition engines, because there
are different requirements for each type
of engine. Both engine general permits
cover emergency and non-emergency
engines. (Sources that only have
emergency engines and also intend to
construct a boiler may want to consider
the boiler general permit, which allows
for greater boiler and emergency engine
capacity.) However, we have written
both proposed general permits to
accommodate emergency engines of
both engine types because the emissions
from emergency engines are relatively
small and we did not want a particular
source to not be able to qualify for the
general permit if, for example, they
happen to have a small compression
ignition emergency engine at a source of
non-emergency spark ignition engines.
As a result, the spark ignition engine
general permit covers non-emergency
spark ignition engines, emergency spark
ignition engines, and emergency
compression ignition engines. The
compression ignition general permit
covers non-emergency compression
ignition engines, emergency
compression ignition engines, and
emergency spark ignition engines.
The proposed general permits for
compression ignition and spark ignition
engines require that the permittee,
considering the manufacturer’s
recommended operating procedures,
maintain and operate each affected
emission unit and any associated air
pollution control equipment so as to
minimize emissions of NSR regulated
pollutants. The reviewing authority will
determine whether the permittee is
using acceptable operating and
maintenance procedures based on
monitoring results, opacity
observations, review of operating and
maintenance procedures, and inspection
of the permitted source. (Failure to meet
these requirements would constitute a
violation of the permit.)
The proposed compression ignition
general permit imposes different
requirements depending upon where
the source chooses to locate or modify
and whether the engine is for emergency
or non-emergency purposes. The
proposed permit contains a setback
requirement. Each non-emergency
compression ignition engine must not
be located less than 150 feet from the
nearest property boundary and 1,000
feet from the nearest residence.
The proposed compression ignition
general permit contains two options for
meeting capacity limits for engines
locating in ozone attainment,
unclassifiable or attainment/
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unclassifiable areas or ozone marginal
and moderate nonattainment areas.
Option 1 allows for a source to have
greater non-emergency engine capacity
(up to 3800 hp) if the non-emergency
engines are within a set of certain
parameters, mainly related to whether
the engines are part of a generator set.
These types of engines must meet much
more stringent emission limits, resulting
in fewer emissions, and, thus, the
permit provides the ability to increase
the capacity limit. Option 2 allows for
less capacity for non-emergency engines
(1900 hp) but does not require nonemergency engines to be within the
specific parameters in Option 1. The
proposed permit also contains an
additional overall capacity limit for
engines locating or modifying in serious
ozone nonattainment areas (1100 hp for
non-emergency engines and 750 hp for
emergency engines) and does not allow
permit coverage for engines locating or
modifying in severe or extreme ozone
nonattainment areas.
The capacity limits restrict the size of
engines that would be covered by the
proposed general permit. The proposed
capacity limits serve as surrogate
emissions limitations and are set at
levels that correspond to emission rates
intended to ensure emissions from
sources covered by the general permit
are below major source levels.
The proposed compression ignition
permit also includes requirements for
auxiliary heaters present at the new or
modified facility so that the permittee
would not need to seek a separate
permit for that emissions unit. For the
auxiliary heaters, the permit provides
capacity limits which require that the
combined maximum heat input of all
auxiliary heaters not be greater than 10
MMBtu/hour and they can only burn
natural gas. Non-emergency
compression ignition engines can only
use distillate fuel (i.e., diesel or
biodiesel) containing no more than 15
ppm (0.0015 percent) sulfur by weight.
Each of the engines must be model year
2014 or later and certified by the
manufacturer to the applicable
standards in 40 CFR part 89 and the Tier
4 standards in 40 CFR 1039.101 through
1039.104, for all pollutants, for the same
model year and maximum engine
power.
Under the proposed spark ignition
general permit, spark ignition engines
must meet certain capacity limits
intended to ensure the sources operate
as minor sources. The combined
maximum engine power of all nonemergency spark ignition engines at a
single permitted source location shall be
no greater than 1750 hp. The combined
maximum engine power of all
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emergency engines at a single permitted
source location must be no greater than
800 hp. Non-emergency spark ignition
engines must comply with the
limitations and standards in 40 CFR part
1054, 40 CFR part 1048, or Table 1 to
40 CFR part 60, subpart JJJJ, as
applicable. The Permittee must operate
and maintain each engine certified by
the manufacturer, and any associated
control device, according to the
manufacturer’s emission-related written
instructions. Each natural gas-fired
engine may be operated using propane
for a maximum of 100 hours per year as
an alternative fuel solely during
emergency operations, provided such
records are kept.
The proposed spark ignition general
permit also contains a setback
requirement. Each non-emergency spark
ignition engine must not be located less
than 150 feet from the nearest property
boundary and 1,000 feet from the
nearest residence.
The proposed compression ignition
and spark ignition permits contain
requirements for emergency engines
located at the same source as the
boiler(s), in the event such engines are
present at the same facility as the
boiler(s). Each emergency engine must
be equipped with a non-resettable hour
meter and, if using fuel oil, then it must
use diesel or biodiesel containing no
more than 15 ppm (0.0015 percent)
sulfur by weight. Newer emergency
engines—model year 2006 or later for
compression ignition engines and 2009
or later for spark ignition engines—must
meet certain certification or emission
requirements that are specified in the
EPA emissions standards at 40 CFR part
89, 40 CFR part 90 and 40 CFR part
1048 or Table 1 to 40 CFR part 60,
subpart JJJJ, as applicable. Older
emergency engines are required to meet
certain routine maintenance
requirements, and must follow the
manufacturer’s emission-related
operation and maintenance instructions
or the permittee must develop a
maintenance plan, which must provide,
to the extent practicable, for the
maintenance and operation of the
engine in a manner consistent with good
air pollution control practice for
minimizing emissions.
The proposed compression ignition
and spark ignition permits include
monitoring that is sufficient to ensure
compliance with the emission
limitations that apply to the covered
ICE, including requirements to monitor
fuel use on a monthly basis for each
engine and to conduct performance tests
for engines not certified by the
manufacturer. The proposed permits
also require performance testing for
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spark ignition emergency engines that
must meet certain emissions standards,
but are neither required to be certified
by the manufacturer nor certified by the
manufacturer to those standards and are
not required to be certified by the
manufacturer. This requirement is
necessary because the EPA certification
program for certain engines is voluntary.
The proposed spark ignition general
permit also includes, for each engine
equipped with an air-to-fuel ratio
controller, a requirement for proper
maintenance and operation of the
engine and emissions control device to
ensure its smooth operation. The
proposed permits include recordkeeping
and reporting requirements.
3. Request for Comment on the
Proposed General Air Quality Permits
for New or Modified True Minor Source
Spark Ignition and Compression
Ignition Engines
We request comment on all aspects of
the proposed general permits for
engines. We specifically request
comment in the following four areas:
(a) The Use of Capacity Limits as
Surrogate Annual Allowable Emission
Limitations
In addition to fuel sulfur content
limits and output-based limitations for
auxiliary heaters, the EPA is proposing
to use capacity limits as surrogate
annual allowable emission limitations
for the engines source category. The
capacity limits are set at levels intended
to ensure that the engines operate as
minor sources.38 We request comment
on the appropriateness of these capacity
limits. We also request comment on
whether the required emissions
limitations should be expressed as
capacity limits or in another form.
(b) Setback Requirement
The proposed general permits require
stationary spark ignition and
compression ignition engines to locate
at least 150 feet from the nearest
property boundary and 1,000 feet from
the nearest residence. The EPA’s 40 CFR
parts 60, 61, and 63 regulations do not
contain setback requirements affecting
these engines. However, certain states
include setback requirements in their
general permits for certain source
categories, but not necessarily for
engines alone. We believe that it is
prudent to propose a setback for engines
38 Information on the source of these capacity
limits is available at: Background Document:
General Air Quality Permits for New or Modified
True Minor Source Compression Ignition and Spark
Ignition Engines, Docket ID No. EPA–HQ–OAR–
2011–0151, https://www.epa.gov/air/tribal/
tribalnsr.html.
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due to the potential for local scale air
quality impacts due to NOX emissions
from compression ignition engines that
can transform in the atmosphere to
nitrogen dioxide (NO2) and have local
NO2 impacts, as well as CO emissions
from spark ignition engines that can
have local CO impacts. We believe that
these requirements will minimize the
impact of emissions from these sources
on localized air quality. We request
comment on whether we should include
these setback requirements in the final
permits to provide additional protection
against adverse impacts to local air
quality. In addition, we request
comment on whether there are other
neighboring types of buildings from
which the setback should apply (e.g.,
schools, nursing homes) and whether to
require owners/operators of the engines
subject to the permit to use physical
markers on their property to show
compliance with the setback
requirements.
(c) Should we establish different
requirements for compression ignition
engines locating or modifying in serious
ozone nonattainment areas?
The proposed general permit for
compression ignition engines contains
additional requirements for sources that
locate or modify in serious ozone
nonattainment areas. These
requirements consist of overall capacity
limits for non-emergency and
emergency engines. We added this
requirement to provide extra air quality
protection for areas with poorer ozone
air quality. We request comment on the
need for these enhanced requirements
in serious ozone nonattainment areas.
(d) Should owners and operators
seeking to locate compression ignition
engines in severe, and/or extreme ozone
nonattainment areas (or to modify
engines already located in those areas)
be allowed to use the proposed general
permit?
The proposed compression ignition
general permit contains requirements
for engines locating or modifying in
marginal, moderate and serious ozone
nonattainment areas. Engines locating or
modifying in severe or extreme ozone
nonattainment areas are not eligible for
coverage under the proposed general
permit. This is because the appropriate
capacity limits that EPA would set in
order to keep an engine from being a
major NOX source in a severe or extreme
nonattainment would be too low to be
viable. We request comment on whether
our reasoning here is sound and
whether we should restrict applicability
of the proposed compression ignition
engine general permit to marginal,
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moderate, and serious ozone
nonattainment areas.
D. Graphic Arts and Printing Operations
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1. What is a graphic arts and printing
operation?
The term ‘‘graphic arts’’ as used here
means four basic processes of the
printing industry: Web offset
lithography, web letterpress,
rotogravure, and flexography.39 (Screen
printing and manual sheet-fed
techniques are not included in this
source category description.) Printing
may be performed on coated or
uncoated paper and on other surfaces,
as in metal decorating and some fabric
coating. The material to receive the
printing is called the substrate. The
distinction between printing and paper
coating, both of which may employ
rotogravure or lithographic methods, is
that printing invariably involves the
application of ink by a printing press,
whereas paper coating does not involve
that process. Printing and paper coating
do, however, have these elements in
common: Application of a relatively
high-solvent-content material to the
surface of a moving web or film; rapid
solvent evaporation by movement of
heated air across the wet surface; and
solvent-laden air exhausted from the
system. Printing inks vary widely in
composition, but all consist of three
major components: Pigments, which
produce the desired colors and are
composed of finely divided organic and
inorganic materials; binders, the solid
components that lock the pigments to
the substrate and are composed of
organic resins and polymers or, in some
inks, oils and rosins; and solvents,
which dissolve or disperse the pigments
and binders and are usually composed
of organic compounds. The binder and
solvent make up the ‘‘vehicle’’ part of
the ink. The solvent evaporates from the
ink into the atmosphere during the
drying process.
VOCs are the primary pollutant of
concern from printing operations. Such
emissions vary with the printing
process, ink formulation and coverage,
press size and speed, and operating
time. The type of paper (coated or
uncoated) has little effect on the
quantity of emissions, although low
levels of VOC emissions are derived
from the paper stock during drying.
Most of the solvent contained in the ink
and used for dampening and cleanup is
eventually emitted into the atmosphere;
however, some solvent does remain
with the printed product leaving the
39 AP–42, Chapter 4.9—AP–42, https://
www.epa.gov/ttn/chief/ap42/ch04/.
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plant and is released to the atmosphere
later. Overall, VOC emissions can be
computed using a material balance
concept, except in cases where a direct
flame dryer is used and some of the
solvent is thermally degraded.
2. What is in the proposed General Air
Quality Permit for New or Modified
True Minor Source Graphic Arts and
Printing Operations?
This proposed general permit would
apply to the construction of new, true
minor source graphic arts and printing
facilities or the modification of existing,
true minor source facilities, located in
Indian country.
The proposed permit requires that the
permittee maintain and operate each
affected emission unit and any
associated air pollution control
equipment, considering the
manufacturer’s recommended operating
procedures, so as to minimize emissions
of NSR regulated pollutants. The
reviewing authority will determine
whether the permittee is using
acceptable operating and maintenance
procedures based on monitoring results,
review of operating and maintenance
procedures, and inspection of the
permitted source. (Failure to meet these
requirements would constitute a
violation of the permit.)
This proposed general permit is not
available to sources that are major
sources of hazardous air pollutants
(HAPs). Under section 112 of the CAA,
a source is considered major for HAPs
if it emits 25 tpy or more of any
combination of HAPs or 10 tpy of any
single HAP. We are proposing that the
general permit for this source category
not be applicable to a major source of
HAPs because additional requirements
apply to these types of source and we
believe the general permits should be
reserved for sources with
straightforward permitting
requirements. We believe that permit
applications for such major sources
should receive greater scrutiny than a
general permit would provide. We
welcome comment on this issue.
The proposed permit requires that
VOC emissions from an individual
printing press (i.e., printing line) not
exceed 25 tpy. We included this
requirement to avoid the need for addon control requirements. We believe
smaller printing presses (i.e., those that
emit less than 25 tpy of VOC) do not
warrant the need for add-on controls.
Sources applying for this permit that
nevertheless intend to install add-on
controls would not be prohibited from
obtaining this general permit, but they
would need to be able to demonstrate
compliance with the permit without the
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consideration of controls. Thus, this
general permit is only intended for
smaller graphic arts and printing
operations, as larger operations would
likely require more site-specific review
and add-on controls.
The proposed permit also requires
that VOC emissions from the
combination of all graphic arts and
printing operations (all printing lines at
the facility) not exceed certain tpy
limitations that vary by ozone area
designation and classification. For
nonattainment areas, the numerical
limitations become more stringent as the
classification increases from marginal to
extreme.
For flexible packaging printing
operations, the permit contains VOC
content limitations for each coating, ink
or adhesive used. However, the permit
provides an exemption that allows up to
110 gallons per calendar year of VOCcontaining material to not meet the VOC
content limitations standards for
graphic arts and printing operations
located in areas designated as ozone
attainment, unclassifiable, attainment/
unclassifiable, marginal nonattainment,
or moderate nonattainment. This is to
allow the use of a small amount of
specialty coating, inks, or adhesives.
For offset lithographic and letterpress
printing operations, the permit contains
VOC limitations that vary depending
upon the type of printing operation. The
permit provides limitations for heatset
web offset lithographic printing, sheetfed offset lithographic printing and
coldset web offset lithographic printing.
The permit provides an exemption from
VOC limitations for sheet-fed offset
lithographic printing operations that use
sheet-fed presses with sheet sizes of 11
inches by 17 inches or smaller OR any
press with a total fountain solution
reservoir of less than 1 gallon.
The permit provides additional VOC
limits for permitted sources that locate
or modify in a serious, severe or extreme
ozone nonattainment area for the
following materials:
• Lithographic ink;
• Letterpress ink;
• Rotogravure ink;
• Flexographic ink non-porous
substrate;
• Flexographic ink porous substrate;
• Flexographic fluorescent ink;
• Coating;
• Adhesive; and
• Fountain solution.
The permit requires that: (1) The VOC
content of cleaning materials used for
cleaning operations not exceed 70
percent by weight; (2) all VOCcontaining material (e.g., inks,
adhesives, coatings, thinners, and clean-
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up solvents) be stored in closed
containers with labels that clearly
identify the contents of the container;
and (3) all waste materials containing
VOC (e.g., soiled rags) be stored in
sealed containers until properly
disposed.
The permittee must implement
procedures to minimize spills of any
VOC-containing material during
handling and transfer to and from
containers, enclosed systems, waste
receptacles and other equipment.
The proposed permit contains
requirements for new or modified
emergency engines, in the event such
engines are present at the new or
modified graphic arts and printing
facility. Each emergency engine must be
equipped with a non-resettable hour
meter and, if using fuel oil, then it must
use diesel or biodiesel containing no
more than 15 ppm (0.0015 percent)
sulfur by weight. Newer emergency
engines—model year 2006 or later for
compression ignition engines and 2009
or later for spark ignition engines—must
meet certain certification or emission
requirements that are contained in the
EPA emissions standards at 40 CFR part
89, 40 CFR part 90 and 40 CFR part
1048 or Table 1 to 40 CFR part 60,
subpart JJJJ, as applicable. Other, older
emergency engines at the new or
modified facility are required to meet
certain routine maintenance
requirements, and must follow the
manufacturer’s emission-related
operation and maintenance instructions
or the permittee must develop and
implement a maintenance plan, which
must provide, to the extent practicable,
for the maintenance and operation of
the engine in a manner consistent with
good air pollution control practice for
minimizing emissions.
The proposed permit includes
monitoring that is sufficient to ensure
compliance with the emission
limitations that apply to the source.
Compliance would include requiring
monitoring the usage of VOC-containing
materials on a weekly basis and
conducting performance testing for
emergency engines that are not required
to be certified by the manufacturer as
meeting those standards and are not in
fact so certified. (This requirement is
needed since the EPA certification
program for certain engines is
voluntary.) The proposed permit
includes recordkeeping and reporting
sufficient to ensure compliance with the
monitoring requirements.
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3. Request for Comment on the
Proposed General Air Quality Permit for
New or Modified True Minor Source
Graphics Arts and Printing Operations
We request comment on all aspects of
the proposed general permit for graphic
arts and printing operations. We
specifically request comment in the
following two areas:
(a) Use of Tons Per Year Numbers as
Emission Limitations
In addition to proposing limits on the
VOC content of specified materials, the
EPA is also proposing to include annual
allowable VOC emission limitations for
the graphic arts and printing operations
source category. The proposed general
permit includes an upper emission
limitation of 25 tpy of VOC from an
individual printing press (printing line).
The proposed permit also provides
overall total tpy emissions limitations
for all printing lines at the facility,
which become more stringent as the
classification of the relevant ozone
nonattainment area increases.40 Sources
will need to monitor their material
usage and perform material balance
calculations using the calculator we are
providing to ensure they are staying
within these tpy limitations.
We opted to not propose surrogate
throughput limits for graphic arts and
printing operations, as we have for one
other source category, because of the
diversity of printing lines and materials
that a facility may employ. It would be
very difficult to set a material usage
throughput limit that would have broad
applicability. In addition, providing
actual emissions limitations directly in
the permit ensures the protection of air
quality, while at the same time
providing the source with flexibility
regarding the types of printing lines and
materials they use. We request comment
both on the appropriateness of
establishing annual VOC emissions
limitations in the permit (versus
throughput limits) and on whether the
proposed limitations are set at the
correct levels.
(b) Should we establish requirements
that differ from those for attainment,
unclassifiable and attainment/
unclassifiable areas for marginal,
moderate, serious, severe and extreme
ozone nonattainment areas?
The proposed permits contain
additional requirements for sources that
locate in ozone nonattainment areas.
40 Information on these limitations is available at:
Background Document: General Air Quality Permit
for True Minor Source Graphics Arts and Printing
Operations, Docket ID No. EPA–HQ–OAR–2011–
0151, https://www.epa.gov/air/tribal/tribalnsr.html.
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First, the annual tpy emissions
limitations for VOC decline as the
classification of ozone nonattainment
increases from marginal to extreme. The
numbers are set at levels intended to
ensure that the sources are not major for
HAPs or for NSR purposes. Second, the
proposed permit requires lower VOC
content levels for materials used at
graphic arts and printing operations
located in severe or extreme ozone
nonattainment areas. Both of these
features are meant to ensure that there
is extra air quality protection in ozone
nonattainment areas with higher
classifications. We request comment on
whether these additional limitations are
needed and, if so, whether they are set
at the correct levels.
E. Sawmills
1. What is a sawmill facility?
A sawmill facility is an operation that
processes raw timber into dimensional
lumber for shipping and eventual sale.
A modern sawmill’s basic operation is
much like those of hundreds of years
ago; a log enters at one end and
dimensional lumber exits at the other
end. Sawmill activities include sawing,
planing, sanding, chipping and drying
wood. Sawmill facilities are common in
areas with ample supplies of timber,
including the southeast and northwest.
A sawmill’s basic operation involves
several steps to turn logs into
dimensional lumber:
• Logs are brought in by logging
truck, rail or a log drive to the sawmill;
• Logs are scaled either on the way to
the mill or upon arrival at the mill;
• Debarking removes bark from the
logs;
• Decking is the process for sorting
the logs by species, size and end use
(lumber, plywood, chips);
• The head saw, head rig or primary
saw, breaks the log into cants
(unfinished logs to be further processed)
and flitches (unfinished planks) with a
smooth edge;
• Depending upon the species and
quality of the log, the cants will be
further broken down by either a resaw
or a gang edger into multiple flitches
and/or boards;
• Edging trims all irregular edges off
of the flitch, leaving four-sided lumber;
• Trimming squares the ends at
typical lumber lengths;
• Drying removes naturally occurring
moisture from the lumber (this can be
done with kilns or the lumber can be
air-dried);
• Planing smoothes the surface of the
lumber leaving a uniform width and
thickness; and
• Shipping transports the finished
lumber to market.
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Sawmills typically derive their power
from the electric grid. Dryers may be
either direct-fired or indirect-heated.
Boilers are typically used to provide the
heat for dryers. In direct-fired dryers,
hot combustion gases from an onsite
boiler are blended with recirculated
exhaust from the dryer to lower the gas
temperature to a level that will not
scorch the lumber. In indirect-heated
dryers, air is warmed over steam coils
and then circulated over the lumber.
Dryers typically have one to three
heated zones followed by a cooling zone
or section. Each heated zone has a hot
air source, fans to move the warm air,
and an exhaust vent or stack. The
cooling section circulates ambient air
over the wood to reduce the temperature
just before it exits the dryer. The lumber
must be cooled before proceeding to the
next step in the process.
Criteria pollutant emissions of
concern are primarily PM from sawing
and planing, but also include PM from
re-entrained road dust or sawdust
particles; VOCs from drying; and NOX
from boilers and emergency diesel
generators. PM control methods include
water sprays and dry control methods
(baghouses, fabric filters and cyclones).
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2. What is in the proposed General Air
Quality Permit for New or Modified
True Minor Source Sawmill Facilities?
This proposed general permit would
apply to the construction of new true
minor source sawmills or the
modification of existing true minor
source sawmills, located in Indian
country. The proposed permit requires
that the permittee maintain and operate
each affected emission unit and any
associated air pollution control
equipment, considering the
manufacturer’s recommended operating
procedures, so as to minimize emissions
of NSR regulated pollutants. The
reviewing authority will determine
whether the permittee is using
acceptable operating and maintenance
procedures based on monitoring results,
review of operating and maintenance
procedures, and inspection of the
permitted source. (Failure to meet these
requirements would constitute a
violation of the permit.)
In creating the proposed sawmill
general permit, the EPA considered
VOC emissions from kiln drying, surface
coating operations, boilers, and
emergency engines. We are requesting
comment on whether there are other
sources of VOC emissions at sawmills
that should be included in our analysis.
The proposed permit is designed to be
as comprehensive as possible and, thus,
contains emission limitations
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requirements for the following affected
emission units or activities:
• Planar mill operations (baghouse/
fabric filter);
• Sawmill operations (baghouse/
fabric filter or cyclone);
• Open burning (restrictions on);
• Boilers;
• Emergency engine use;
• Fugitive dust control; and
• Setbacks.
The proposed permit prohibits open
burning and restricts the burning and
combustion of wood or lumber products
to wood-fired boilers. Each identified
emissions unit must not result in the
discharge of any gases that exhibit 20
percent opacity or greater averaged over
any six-consecutive-minute period. Any
liquid fuels used at the facility shall
contain no more than 0.0015 percent
sulfur by weight. The production of
finished lumber is limited to 25 million
board feet per year based on a 12-month
rolling total. The 12-month rolling total
is determined by the sum of the current
monthly production and the total of the
previous 11 months’ production. The
purpose of the board feet restriction is
to further limit PM emissions from
sawmill operations. The limit is in
addition to the requirement that
sawmills covered by the proposed
general permit install cyclones and/or
baghouses/fabric filters. The
requirement is consistent with the
general permits for sawmills in the
states of Texas and Oregon.41
In addition to requiring the
installation and operation of air
pollution controls as described below,
the proposed permit limits tpy VOC
emissions from all lumber drying kilns
and surface coating operations
regardless of where the sawmill is
planning to locate or modify. The
limitations for facilities planning to
locate or modify in ozone
nonattainment areas are progressively
more restrictive as the classification of
the ozone nonattainment area increases
from marginal to extreme. Planar mill
operations must be conducted within
enclosed structures and a baghouse or
fabric filter must be used to control
emissions to the atmosphere. Sawmill
operations conducted outdoors (i.e.,
operations other than planar mill
operations) must, at a minimum, be
covered and all material handling
operations must be controlled using a
cyclone or baghouse/fabric filter during
all times that the affected emission units
41 Information on board feet limitations is
available at: Background Document: General Air
Quality Permit for New or Modified True Minor
Source Sawmill Facilities, Docket ID No. EPA–HQ–
OAR–2011–0151, https://www.epa.gov/air/tribal/
tribalnsr.html.
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operate. Emissions to the atmosphere
from sawmill operations conducted
indoors must be controlled using a
baghouse or fabric filter. The permittee
must develop and implement a fugitive
dust control plan. All VOC-containing
material (e.g., coatings, thinners, and
clean-up solvents) must be stored in
closed containers. All waste materials
containing VOC (e.g., soiled rags) must
be stored in sealed containers until
properly disposed.
The proposed permit also contains
requirements for emergency engines, in
the event such engines are present at the
new or proposed sawmill facility. Each
emergency engine must be equipped
with a non-resettable hour meter and, if
using fuel oil, then it must use diesel or
biodiesel containing no more than 15
ppm (0.0015 percent) sulfur by weight.
Newer emergency engines—model year
2006 or later for compression ignition
engines and 2009 or later for spark
ignition engines—must meet certain
certification or emission requirements
that are contained in the EPA’s
emissions standards at 40 CFR part 89,
40 CFR part 90 and 40 CFR part 1048
or Table 1 to 40 CFR part 60, subpart
JJJJ, as applicable. Other, older
emergency engines are required to meet
certain routine maintenance
requirements, and must follow the
manufacturer’s emission-related
operation and maintenance instructions
or the owner/operator must develop and
implement their own maintenance plan
which must provide to the extent
practicable for the maintenance and
operation of the engine in a manner
consistent with good air pollution
control practice for minimizing
emissions.
The proposed general permit includes
monitoring that is sufficient to ensure
compliance with the emission
limitations that apply to the source,
including ensuring that the baghouses/
fabric filters and cyclones are operating
properly, conducting weekly opacity
observations and fugitive emissions
surveys and meeting certain other
requirements. The permit also requires
performance testing for emergency
engines that must meet certain
emissions standards, but are neither
required to be certified by the
manufacturer as meeting those
standards, nor are in fact so certified.
This requirement is needed since the
EPA certification program for certain
engines is voluntary. The proposed
general permit includes recordkeeping
and reporting requirements sufficient to
ensure compliance with the monitoring
requirements.
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3. Request for Comment on the
Proposed General Air Quality Permit for
New or Modified True Minor Source
Sawmill Facilities
We request comment on all aspects of
the general permit for sawmill facilities.
We specifically request comment in the
following two areas:
(a) Use of Tons Per Year Numbers as
Emission Limitations
The EPA is proposing to include
annual allowable emission limitations
for the sawmills source category. The
proposed general permit includes both a
limitation of 25 million board feet on a
12-month rolling total and total tpy VOC
emissions limitations for the facility
regardless of its location. The tpy
limitations become more stringent in
ozone nonattainment areas as the
classification increases from marginal to
extreme.42 We set the proposed VOC
emissions limitations at levels that we
believe are sufficiently below the NSR
major source levels to accommodate any
additional VOC emissions from any
boilers or emergency engines also
present at the facility beyond VOC
emissions from lumber drying kilns.
Sources will need to monitor their
board-foot production and perform
emission factor calculations using the
calculator and emissions factors that we
are providing to ensure they are staying
within the permitted tpy limitations.
Aside from the maximum 25 million
board-feet limit, we opted to not
propose surrogate throughput limits for
VOC emissions for sawmills, as we did
for one other source category, because of
the diversity of wood species (and
associated emissions) that a sawmill
facility may use. It would be very
difficult to set a board foot throughput
limit that could have broad
applicability. Instead, by putting
emissions limitations directly in the
permit, it provides the source with
flexibility on what wood species it uses,
while ensuring that air quality is
protected. We request comment on the
appropriateness of establishing
emissions limitations in the permit
(versus a limit on throughput) and
whether the specified limitations are
established at the correct levels.
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b. Setback Requirement
The proposed general permit requires
sawmill facilities to locate at least 150
feet from the nearest property boundary
and 1,000 feet from the nearest
42 Information
on these limitations is available at:
Background Document: General Air Quality Permit
for New or Modified True Minor Source Sawmill
Facilities, Docket ID No. EPA–HQ–OAR–2011–
0151, https://www.epa.gov/air/tribal/tribalnsr.html.
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residence. This is consistent with the
setback requirement in the state of
Texas’ 43 general permit that includes a
setback requirement for this source
category. We believe that this
requirement will minimize the impact
of emissions from these sources on
localized air quality. We request
comment on whether we should include
this setback requirement in the final
permit to provide additional protection
against adverse impacts to local air
quality. In addition, we request
comment on whether there are other
neighboring types of buildings from
which the setback should apply (e.g.,
schools, nursing homes) and whether to
require owners/operators of the
sawmills subject to the permit to use
physical markers on their property to
show compliance with the setback
requirements.
VII. Description of the EPA’s Proposed
Permit by Rule Program in Indian
Country
A. What is a permit by rule?
For purposes of this proposal, a
permit by rule is a standard set of
requirements (i.e., emissions
limitations, monitoring, recordkeeping
and reporting requirements) that can
apply to multiple sources with similar
emissions and other characteristics.
This is similar to a general permit;
however, unlike a general permit, we
codify the permit by rule requirements
into regulation using a formal
rulemaking process. (While a proposed
general permit is subject to notice and
comment in accordance with 40 CFR
49.156 and 40 CFR 49.157, neither the
final general permit itself, nor the
requirements therein, are added to the
Code of Federal Regulations.)
For purposes of this proposal, the
permit by rule mechanism is a permit
streamlining approach that reduces the
time permitting authorities must devote
to reviewing permit applications and
issuing permits for source categories or
emissions generating activities that pose
a lower environmental concern. We
believe that permits by rule offer
another cost-effective means of issuing
permits, and provide a quicker and
simpler alternative mechanism for
permitting true minor sources than the
site-specific permit or standard general
permit process.
State and local reviewing authorities
use the permit by rule mechanism to
43 The setback requirement in Texas’s general
permit is described at: Background Document:
General Air Quality Permit for New or Modified
True Minor Source Sawmill Facilities, Docket ID
No. EPA–HQ–OAR–2011–0151, https://
www.epa.gov/air/tribal/tribalnsr.html.
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authorize construction of less complex
sources, and sources that emit at
specified levels below the major
stationary source thresholds. The EPA
has approved several state or local
permits by rule programs into State
Implementation Plans (SIPs).44 By this
proposal, we would provide similar
opportunities for permitting efficiency
in Indian country for a specified source
category, while also providing a level of
protection of air quality comparable to
that provided by a general permit.
44 The EPA has approved the following permits
by rule: (1) Connecticut for automotive refinishing
(‘‘Approval and Promulgation of Air Quality
Implementation Plans; Connecticut; VOC
Regulations and One-Hour Ozone Attainment
Demonstration Shortfall;’’ U.S. Environmental
Protection Agency; August 31, 2006 (71 FR 51761);
https://www.gpo.gov/fdsys/granule/FR-2006-08-31/
06-7314/content-detail.html); (2) Iowa for spray
booths (‘‘Approval and Promulgation of
Implementation Plans; State of Iowa;’’ U.S.
Environmental Protection Agency; March 5, 2010
(75 FR 10182); https://www.federalregister.gov/
articles/2013/08/27/2013-20750/approval-andpromulgation-of-implementation-plans-state-ofiowa); (3) Operating PBR for small sources
(‘‘Approval and Promulgation of State
Implementation Plans and Operating Permits
Program; State of Iowa;’’ U.S. Environmental
Protection Agency; March 5, 2010 (72 FR 58535);
(4) Kansas Class II operating permits for
reciprocating engines, evaporative sources, and hot
mix asphalt facilities (‘‘Approval and Promulgation
of Implementation Plans and Section 112(l)
Program for the Issuance of Federally Enforceable
State Operating Permits; State of Kansas;’’ U.S.
Environmental Protection Agency; July 17, 1995 (60
FR 36361); https://www.gpo.gov/fdsys/pkg/FR-199507-17/html/95-17214.htm); (5) Massachusetts for
paint spray booths (‘‘Approval and Promulgation of
Air Quality Implementation Plans; Massachusetts;
Volatile Organic Compound Regulations;’’ U.S.
Environmental Protection Agency; September 3,
1999 (64 FR 48297); (6) Missouri for construction
(‘‘Approval and Promulgation of Implementation
Plans and Operating Permits Program; State of
Missouri;’’ U.S. Environmental Protection Agency;
July 11, 2006 (71 FR 38997); https://www.gpo.gov/
fdsys/pkg/FR-2006-07-11/html/06-6092.htm); (7)
Nebraska for hot mix asphalt facilities and small
animal incinerators (‘‘Approval and Promulgation
of Implementation Plans and Operating Permits
Program; State of Nebraska;’’ U.S. Environmental
Protection Agency; July 10, 2006 (71 FR 38776);
https://www.gpo.gov/fdsys/granule/FR-2006-07-10/
E6-10730/content-detail.html); (8) Auto body
refinishing facilities; GDFs; boilers and heaters;
small printing facilities; and mid-size printing
facilities (‘‘Approval and Promulgation of Air
Quality Implementation Plans; Ohio; PBR and
PTIO;’’ U.S. Environmental Protection Agency;
February 20, 2013 (78 FR 11748); https://
www.gpo.gov/fdsys/pkg/FR-2013-02-20/html/201303761.htm); and (9) multiple source categories,
such as: Batch mixers; comfort heating; rock
crushers; saw mills; vacuum cleaning systems
(August 13, 1982 (47 FR 35194) and (‘‘Approval and
Promulgation of Implementation Plans; Texas;
Revisions to Regulations for Permits by Rule,
Control of Air Pollution by Permits for New
Construction or Modification, and Federal
Operating Permits;’’ U.S. Environmental Protection
Agency; November 14, 2003 (68 FR 64543); https://
www.gpo.gov/fdsys/pkg/FR-2003-11-14/pdf/0328416.pdf).
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B. How would a permit by rule program
operate in Indian Country?
As discussed in a prior proposed rule
(79 FR 2546, January 14, 2014), once the
EPA identifies a source category or
emissions generating activity for which
the permit by rule mechanism would
offer permit streamlining benefits, while
at the same time protecting air quality,
we will codify a nationally applicable
permit by rule for those similar sources
into a new section of the Indian Country
Minor NSR FIP following notice and
comment rulemaking procedures. If the
permit by rule will apply only at a
regional level, then the EPA regional
reviewing authority will conduct the
rulemaking process, and appropriately
limit the applicability of the permit by
rule to a specified geographic area.
As proposed, permits by rule would
be used to address source categories of
true minor sources, where the reviewing
authority does not need to conduct an
in-depth review to evaluate whether an
individual source qualifies for the
permit (i.e., meets the applicability
requirements) and can meet the
requirements in the permit. A source
category would be covered by a permit
by rule if the reviewing authority needs
to do nothing more than receive
confirmation from an individual source
that it meets all appropriate criteria to
be eligible for coverage under the permit
by rule and that it intends to comply
with the operational, monitoring and
recordkeeping requirements specified in
this rule. (By contrast, under a general
permit the source would need to submit
a request for coverage to the reviewing
authority and receive an approval from
that authority before starting source
construction.)
In our January 14, 2014 proposed rule,
we proposed to amend the Indian
Country Minor NSR rule general permit
provisions at 40 CFR 49.156 to set forth
the unique elements of the permits by
rule process.45 We intend to take final
action on the proposed approach as part
of taking final action on the overall
January 14, 2014 proposal and are not
re-proposing those elements here. In
today’s action, in the alternative, we are
proposing a permit by rule for the
graphic arts and printing source
category, as described above. If we
finalize the procedure for establishing
permits by rule set forth in our January
14, 2014, proposed rule, we will follow
the procedure as finalized in
45 ‘‘General Permits and Permits by Rule for the
Federal Minor New Source Review Program in
Indian Country,’’ U.S. Environmental Protection
Agency, January 14, 2014 (79 FR 2546), pp. 2566–
2567, https://www.gpo.gov/fdsys/pkg/FR-2014-0114/pdf/2013-30345.pdf.
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promulgating a final permit by rule for
the graphic arts and printing source
category. We will only promulgate a
permit by rule for the graphic arts and
printing source category if, after
considering any comments we receive
in response to today’s proposal, we
conclude that establishing such a permit
is appropriate. We seek comment on
whether graphic arts and printing
operations is an appropriate source
category for a permit by rule.
C. Requirements of the ESA and NHPA
Similar to general permits, prior to
seeking coverage under a permit by rule,
a source must satisfactorily address the
permit requirements related to the ESA
and the NHPA. Attached to the request
for coverage,46 the EPA provides
guidance to assist sources in complying
with these requirements. Section V.F.
above describes the process for
complying with the ESA and NHPA in
more detail. We seek comment on the
use of this process for the proposed
graphic arts and printing operations
permit by rule.
VIII. Proposed Permits by Rule
As an alternative to a general permit,
we are proposing to establish a permit
by rule, for one source category: Graphic
arts and printing operations. We are
proposing this source category for a
permit by rule based on our
determination that this source category
emits primarily one pollutant (i.e.,
VOCs), that there is little variation in
the equipment used, and that the
compliance requirements are
straightforward and readily verifiable.
By contrast, the other five source
categories in today’s proposal, to
varying degrees, involve more complex
operations, more than one pollutant and
more complex compliance
requirements. The source categories are:
• Concrete batch plants;
• Boilers;
• Stationary compression ignition
engines;
• Stationary spark ignition engines;
and
• Sawmills.
In Section VI. we describe these source
categories and the requirements in the
proposed permits that warrant a general
permit proposal for them, including the
multiple emissions units covered.
46 For general permits, we refer to applications
submitted to reviewing authorities for approval as
requests for coverage. For permits by rule, we are
proposing to not require that these requests for
coverage be submitted for approval. Instead, sources
would be required to notify the EPA by letter that
the request for coverage has been completed and
that the source qualifies for the permit and will
comply with all of its terms and conditions.
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We are not providing specific
regulatory language for the proposed
permit by rule but rather are proposing
to codify the requirements of the
proposed general permit for this source
category described in Section VI.D. If,
after considering relevant comments
received in response to today’s
proposed action, we decide to finalize a
permit by rule for the source category,
we will codify the requirements as
contained in the proposed general
permit for the source category,
including any changes that we deem
appropriate based on our review of
public comments on the proposed
general permit and other relevant
information. In other words, whether we
use the permit by rule or the standard
general permit mechanism, we propose
to apply identical requirements to
regulate construction and modification
activities of affected emission units in
the graphic arts and printing operations
source category. We believe that the
proposed general permit provides the
public with a sufficient understanding
of the contents of any final rule, and,
therefore, satisfies our obligations under
section 301(a) of the CAA and the
Administrative Procedures Act.
The EPA welcomes comments on all
aspects of the proposed general permit
and proposed permit by rule for the
graphic arts and printing operations
source category discussed in this notice.
In particular, we request comments on
whether the permit by rule terms and
conditions for graphic arts and printing
operations should be identical to the
general permit terms and conditions, or
whether they should differ.
IX. Implementation Documents and
Tools
We are providing several tools and
documents to assist sources with
obtaining coverage under the general
permits and permit by rule for the six
source categories that are the subject of
today’s proposal. The tools are drafted
based on our preferred approach of
general permits. If we decide to issue a
permit by rule for the graphic arts and
printing operations source category as
we are proposing in the alternative
today, then we will need to adjust the
wording in the documents to reflect that
tools being made available are for a
permit by rule and not a general permit.
The background document for graphic
arts and printing operations supports
both our general permit proposal and
permit by rule proposal, in the
alternative; therefore, the document
cites both general permits and permits
by rule as the permit types it supports.
The tools consist of the following six
types of documents:
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Request for Coverage: This form is for
sources seeking to use general permits
and is essentially an application to
request coverage under a general permit.
The application asks for contact and
location information, as well as more indepth operational and source-specific
information. The application will also
guide sources through processes to
comply with permit requirements
related to the ESA and the NHPA.
The general permit application for
graphic arts and printing operations is
more streamlined because sources in the
category represent more straightforward
operations, largely involve one air
pollutant (i.e., VOCs) and, therefore,
necessitate less intensive review for
approval. The general permit
application form for the category asks
for basic solvent usage information and
whether the source has complied or will
comply with relevant requirements. By
contrast, the general permit applications
for concrete batch plants, engines,
boilers and sawmills request more
detailed technical information about the
proposed facility in question because
these facilities are more complex and
can involve multiple operations and
pollutants.
For graphic arts and printing
operations, this form also serves as an
application for sources seeking coverage
under a permit by rule should the EPA
decide to issue one for this category. In
such circumstances, the source would
need to complete the shortened
application and keep a record on file.
Successfully completing the application
will enable the source to determine if it
can certify to the reviewing authority
that it meets the permit’s eligibility
terms and conditions, which the source
would need to do via a letter in order
to begin its construction or
modification.
Questionnaire: This tool is tailored to
each source category and guides sources
through a series of questions to
determine whether it is eligible for
coverage under a general permit. It is
not required to be completed or
submitted. First, the source needs to
determine whether it is a true minor
source and, therefore, subject to the
requirements of the minor NSR rule for
Indian country. To do this, a source
needs to perform a PTE analysis of all
of its new, modified and existing
emissions units (see PTE calculator
below). If the source determines that it
is a true minor, the questionnaire asks
the source to consider a series of
questions to determine if it qualifies for
the specific general permit or permit by
rule. If the source does not qualify for
coverage, then it must seek a sitespecific permit under the minor source
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program (or a major source permit, if
appropriate).
Instructions: The document assists
sources with information that may be
useful in completing the request for
coverage application.
Permit Terms and Conditions: The
permit is a specific document for each
source category that lays out the general
and specific terms and conditions of the
permit, including the specific emission
limitations and standards and
monitoring, recordkeeping, reporting
and notification requirements.
PTE Calculator: This spreadsheetbased tool helps sources in specific
source categories calculate the PTE of
their affected emissions units, using
data the source is expected to have on
hand, such as equipment specifications.
Background Documents: These
documents are provided as a reference
and contain important information:
• Source category definition and
characterization;
• State minor source permit programs
for that category used for comparison;
• Requirements for general permits
and permits by rule for that category;
and
• Threshold (emission limitations)
development and rationale for that
category.
All of these documents are available
online at https://www.epa.gov/air/tribal/
tribalnsr.html and Docket ID No. EPA–
HQ–OAR–2011–0151.
X. Additional Area Where Comment is
Being Sought
A. Should general permits and permits
by rule be made available for sources in
the same source category?
In our January 14, 2014 proposed rule,
the EPA requested comments on
whether, for certain source categories,
the EPA should structure the permits so
that eligible true minor sources can
receive coverage under permits by rule
and synthetic minor sources receive
coverage under general permits. In
addition, just as we proposed that
general permits are more appropriate for
more complex source categories, we
requested comment on whether general
permits (and not permits by rule) are
more appropriate for major sources that
seek to become ‘‘synthetic’’ minor
sources. And, as we proposed that
permits by rule are more appropriate for
less complex source categories, we
requested comments on whether
permits by rule (and not general
permits) are more appropriate for true
minor sources. In this action, we request
comment only on whether this concept
should be applied to the graphic arts
and printing operations source category.
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In the docket, a background document
is provided for this source category,
which includes a summary of National
Emissions Inventory data for the
category.
XI. Proposed Rule Change to the Indian
Country Minor NSR Rule
We are proposing one change to one
provision in the existing Indian country
minor NSR rule addressing the time
period within which the reviewing
authority must make a determination on
whether a request for coverage under a
general permit is complete and to
complete its review of the request for
coverage. We are proposing this change
only for the general permit for the
graphic arts and printing operations
source category. The Indian County
Minor NSR rule currently requires the
reviewing authority to determine
whether a request for coverage under a
general permit is complete within 45
days of receiving the request (40 CFR
49.156(e)(4)) and to take final action on
the request within 90 days of receiving
a complete request (40 CFR
49.156(e)(3)). For the proposed general
permit for the graphic arts and printing
operations source category, we are
proposing to shorten the time for
determining whether a request for
coverage is complete to 15 days (by that
date the reviewing authority must either
determine that the request for coverage
is complete or request any additional
information) and to shorten the time
within which the reviewing authority
must take final action on the request to
45 days. We explained our general
rationale for taking this approach for
some, but not all, general permits in our
January 14, 2014, proposed rule.
We are proposing the shortened time
frames for the graphic arts and printing
operations source category only. We
also propose to provide the reviewing
authority the option of automatically
denying a source’s request for coverage
if the source fails to submit any
additional requested information within
15 days of receiving the request from the
reviewing authority to remain consistent
with our intent to provide a streamlined
notification and review process. If a
reviewing authority denies a request for
coverage because a source fails to
submit requested information by the
deadline, the source may re-apply at a
later date to re-initiate the request for
coverage.
We believe that a shortened
application review process for the
graphic arts and printing operations
general permit is justified because the
streamlined nature of the general permit
for the graphic arts and printing
operations source category is
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inconsistent with lengthy and
potentially open-ended ongoing
exchanges with applicants to obtain
necessary information and is not the
best use of limited resources. The
applications are lengthier for the other
four source categories in today’s
proposal and, therefore, a lengthier 90
day review process is appropriate for
those categories. In Section IX., we
explain our reasoning for why the
application is shorter for graphic arts
and printing operations and longer for
the other four categories. Allowing this
streamlining (combined with a shorter
application for this same category) will
allow for reduced processing time for a
general permit coverage request for this
category and a reduction in information
required to be included in requests for
coverage.
XII. Statutory and Executive Order
Reviews
A. Executive Order 12866: Regulatory
Planning and Review and Executive
Order 13563: Improving Regulation and
Regulatory Review
This action is not a ‘‘significant
regulatory action’’ under the terms of
EO 12866 (58 FR 51735, October 4,
1993) and is, therefore, not subject to
review under EOs 12866 and 13563 (76
FR 3821, January 21, 2011).
B. Paperwork Reduction Act
This action does not impose an
information collection burden under the
provisions of the Paperwork Reduction
Act, 44 U.S.C. 3501 et seq. Burden is
defined at 5 CFR 1320.3(b). This action
merely proposes to establish general
permits and/or permits by rule to satisfy
the requirements of the Indian Country
Minor NSR rule. Any burden associated
with information required to be
collected pursuant to the proposed
general permits and/or permit by rule
has already been accounted for in the
approved information collection request
for the Indian Country Minor NSR rule.
Further, any use of the general permits
and/or permit by rule is strictly
voluntary. Therefore, this action does
not impose an information collection
burden.
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C. Regulatory Flexibility Act
The Regulatory Flexibility Act
generally requires an agency to prepare
a regulatory flexibility analysis of any
rule subject to notice and comment
rulemaking requirements under the
Administrative Procedure Act or any
other statute unless the agency certifies
that the rule will not have a significant
economic impact on a substantial
number of small entities. Small entities
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include small businesses, small
organizations, and small governmental
jurisdictions.
For purposes of assessing the impacts
of today’s rule on small entities, small
entity is defined as: (1) A small business
as defined by the Small Business
Administration’s regulations at 13 CFR
121.201; (2) a small governmental
jurisdiction that is a government of a
city, county, town, school district or
special district with a population of less
than 50,000; and (3) a small
organization that is any not-for-profit
enterprise which is independently
owned and operated and is not
dominant in its field.
After considering the economic
impacts of today’s proposed rule on
small entities, I certify that this action
will not have a significant economic
impact on a substantial number of small
entities. The EPA analyzed the impact
of streamlined permitting on small
entities in the Review of New Sources
and Modifications in Indian Country (76
FR 38748, July 1, 2011). Today’s action
will not impose any requirements on
small entities, as it merely implements
a particular aspect of the Review of New
Sources and Modifications in Indian
Country.
D. Unfunded Mandates Reform Act
This action contains no federal
mandates under the provisions of Title
II of the Unfunded Mandates Reform
Act of 1995 (UMRA), 2 U.S.C. 1531–
1538 for state, local, or tribal
governments or the private sector. This
action imposes no enforceable duty on
any state, local or tribal government or
the private sector. Therefore, this action
is not subject to the requirements of
sections 202 and 205 of the UMRA. This
action is also not subject to the
requirements of section 203 of UMRA
because it contains no regulatory
requirements that might significantly or
uniquely affect small governments. This
rule has no requirements applicable to
small governments and, as such, does
not impose obligations upon them.
E. Executive Order 13132: Federalism
This action does not have federalism
implications. It will not have substantial
direct effects on the states, on the
relationship between the national
government and the states, or on the
distribution of power and
responsibilities among the various
levels of government, as specified in EO
13132. This action merely proposes to
provide sources in Indian country with
streamlined permitting opportunities
that are generally available in states
outside of Indian country. It does not
impose any new obligations or
PO 00000
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Fmt 4701
Sfmt 4702
enforceable duties on any state, local or
tribal government or the private sector.
Thus, EO 13132 does not apply to this
rule.
In the spirit of EO 13132, and
consistent with the EPA policy to
promote communications between the
EPA and state and local governments,
the EPA specifically solicits comment
on this proposed action from state and
local officials.
F. Executive Order 13175: Consultation
and Coordination With Indian Tribal
Governments
Pursuant to the EO 13175 (65 FR
67249, November 9, 2000), the EPA may
not issue a regulation that has tribal
implications, that imposes substantial
direct compliance costs, and that is not
required by statute, unless the federal
government provides the funds
necessary to pay the direct compliance
costs incurred by tribal governments, or
the EPA consults with tribal officials
early in the process of developing the
proposed regulation and develops a
tribal summary impact statement.
The EPA has concluded that this
action will not impose duties or
responsibilities on tribes, although it
will have tribal implications. The EPA
has conducted outreach via on-going
monthly meetings with tribal
environmental professionals in the
development of this proposed action.
This proposal reflects priorities for
developing permits, comments on the
general permits and suggestions for
developing permits by rules developed
as a result of that outreach. The EPA
will offer consultation to elected tribal
officials immediately after proposal to
provide an opportunity for meaningful
and timely input into the development
of this regulation.
The EPA specifically solicits
additional comment on this proposed
action from tribal officials.
G. Executive Order 13045: Protection of
Children From Environmental Health
Risks and Safety Risks
The EPA interprets EO 13045 (62 FR
19885, April 23, 1997) as applying only
to those regulatory actions that concern
health or safety risks, such that the
analysis required under section 5–501 of
the EO has the potential to influence the
regulation. This action is not subject to
EO 13045 because it does not establish
an environmental standard intended to
mitigate health or safety risks.
H. Executive Order 13211: Actions That
Significantly Affect Energy Supply,
Distribution, or Use
This action is not subject to EO 13211
(66 FR 28355 (May 22, 2001)) because
E:\FR\FM\17JYP5.SGM
17JYP5
Federal Register / Vol. 79, No. 137 / Thursday, July 17, 2014 / Proposed Rules
it is not a significant regulatory action
under EO 12866.
I. National Technology Transfer and
Advancement Act
Section 12(d) of the National
Technology Transfer and Advancement
Act of 1995 (‘‘NTTAA’’), Public Law
104–113, 12(d) (15 U.S.C. 272 note)
directs the EPA to use voluntary
consensus standards in its regulatory
activities unless to do so would be
inconsistent with applicable law or
otherwise impractical. Voluntary
consensus standards are technical
standards (e.g., materials specifications,
test methods, sampling procedures, and
business practices) that are developed or
adopted by voluntary consensus
standards bodies. The NTTAA directs
the EPA to provide Congress, through
the Office of Management and Budget,
explanations when the agency decides
not to use available and applicable
voluntary consensus standards.
The proposed rulemaking involves
technical standards. In the proposed
permits the EPA proposes the use of
EPA Methods 5, 7, 9, 10, 18, 22 and 25A
of 40 CFR part 60, Appendix A.47 Three
voluntary consensus standards were
identified as applicable for purposes of
this proposal:
on any available voluntary
consensus standards that can used as alternatives to
the emissions measurement standards in the
General Air Quality Permit for New or Modified
True Minor Source Spark Ignition Engines can be
found in: ‘‘Voluntary Consensus Standard Results
for General Permits and Permits by Rule for the
Indian Country Minor New Source Review Program;
40 CFR part 49, subparts 156(c) and 162,’’ from
Robin Segall, Acting Group Leader, Measurement
Technology Group, to Laura McKelvey, Community
and Tribal Programs Group, February 7, 2014,
Docket ID No. EPA–HQ–OAR–2011–0151, https://
www.epa.gov/air/tribal/tribalnsr.html.
emcdonald on DSK67QTVN1PROD with PROPOSALS5
47 Information
VerDate Mar<15>2010
17:53 Jul 16, 2014
Jkt 232001
1. ANSI/ASME PTC 19.10–1981 part 10
‘‘Flue and Exhaust Gas Analyses’’
(alternative to EPA Method 7);
2. ASTM D7520–09 ‘‘Standard Test
Method for Determining Opacity of a
Plume in the Outdoor Ambient
Atmosphere’’ (alternative to EPA
Method 9); and
3. ASTM D6420–99 (2010) ‘‘Test
method for Determination of Gaseous
Organic Compounds by Direct
Interface Gas Chromatography/Mass
Spectrometry’’ (alternative to EPA
Method 18).
The EPA welcomes comments on this
aspect of the proposed rulemaking and,
specifically, invites the public to
identify potentially-applicable
voluntary consensus standards and to
explain why such standards should be
used in this regulation.
J. Executive Order 12898: Federal
Actions To Address Environmental
Justice in Minority Populations and
Low-Income Populations
E.O. 12898 (59 FR 7629 (Feb. 16,
1994)) establishes federal executive
policy on environmental justice. Its
main provision directs federal agencies,
to the greatest extent practicable and
permitted by law, to make
environmental justice part of their
mission by identifying and addressing,
as appropriate, disproportionately high
and adverse human health or
environmental effects of its programs,
policies, and activities on minorities
and low-income populations in the
United States.
The EPA has determined that this
proposed rule will not have
disproportionately high and adverse
human health or environmental effects
on minority or low-income populations
PO 00000
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Fmt 4701
Sfmt 9990
41871
because it does not affect the level of
protection provided to human health or
the environment. This proposed rule
merely implements certain aspects of
the Review of New Sources and
Modifications in Indian Country. As
such, this proposed action will not have
a disproportionately high and adverse
human health or environmental effects
on minorities and low-income
populations in the United States.
Our primary goal in developing the
general permits and permits by rule is
to ensure that air resources in Indian
country will be protected in the manner
intended by the CAA. In particular, this
rule will help minimize air quality
impacts from new or modified true
minor sources in Indian country. In
addition, we seek to establish a flexible
preconstruction permitting program for
minor sources in Indian country that is
comparable to similar programs in
neighboring states to create a more level
regulatory playing field for owners and
operators within and outside of Indian
country. This rule will reduce an
existing disparity by filling the
regulatory gap.
List of Subjects in 40 CFR Part 49
Environmental protection,
Administrative practices and
procedures, Air pollution control,
Indians, Indians-law, Indians-tribal
government, Intergovernmental
relations, Reporting and recordkeeping
requirements.
Dated: July 11, 2014.
Gina McCarthy,
Administrator.
[FR Doc. 2014–16814 Filed 7–16–14; 8:45 am]
BILLING CODE 6560–50–P
E:\FR\FM\17JYP5.SGM
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Agencies
[Federal Register Volume 79, Number 137 (Thursday, July 17, 2014)]
[Proposed Rules]
[Pages 41845-41871]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2014-16814]
[[Page 41845]]
Vol. 79
Thursday,
No. 137
July 17, 2014
Part V
Environmental Protection Agency
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40 CFR Part 49
General Permits and Permits by Rule for the Federal Minor New Source
Review Program in Indian Country; Proposed Rule
Federal Register / Vol. 79 , No. 137 / Thursday, July 17, 2014 /
Proposed Rules
[[Page 41846]]
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ENVIRONMENTAL PROTECTION AGENCY
40 CFR Part 49
[EPA-HQ-OAR-2011-0151; FRL-9913-50-OAR]
RIN 2060-AR98
General Permits and Permits by Rule for the Federal Minor New
Source Review Program in Indian Country
AGENCY: Environmental Protection Agency (EPA).
ACTION: Proposed rule.
-----------------------------------------------------------------------
SUMMARY: The Environmental Protection Agency is proposing general
permits for use in Indian country pursuant to the Indian Country Minor
New Source Review (NSR) rule for new or modified true minor sources in
the following six source categories: Concrete batch plants, boilers,
stationary spark ignition engines, stationary compression ignition
engines, graphic arts and printing operations, and sawmills. In the
alternative, the EPA is also proposing a permit by rule for use in
Indian country for new or modified true minor sources in one of the six
source categories: Graphic arts and printing operations.
DATES: Comments must be received on or before August 18, 2014.
Public Hearing. We will hold a public hearing on August 7, 2014.
Submit your comments, identified by Docket ID No. EPA-HQ-OAR-2011-
0151, by one of the following methods:
https://www.regulations.gov: Follow the on-line
instructions for submitting comments.
Email: a-and-r-docket@epa.gov. Include Docket ID No. EPA-
HQ-OAR-2011-0151 in the subject line of the message.
Fax: (202) 566-9744, attention Docket ID No. EPA-HQ-OAR-
2011-0151.
Mail: Attention Docket ID No. EPA-HQ-OAR-2011-0151, EPA,
Mailcode: 28221T, 1200 Pennsylvania Ave. NW., Washington, DC 20460.
Please include a total of two copies.
Hand Delivery: The EPA Docket Center, Public Reading Room,
WJC West Building, Room 3334, 1301 Constitution Ave. NW., Washington,
DC 20460, Attention Docket ID No. EPA-HQ-OAR-2011-0151. Such deliveries
are only accepted during the Docket's normal hours of operation, and
special arrangements should be made for deliveries of boxed
information.
Instructions: Direct your comments to Docket ID No. EPA-HQ-OAR-
2011-0151. The EPA's policy is that all comments received will be
included in the public docket without change and may be made available
online at https://www.regulations.gov, including any personal
information provided, unless the comment includes information claimed
to be Confidential Business Information (CBI) or other information
whose disclosure is restricted by statute. Do not submit information
that you consider to be CBI or otherwise protected through https://www.regulations.gov or email. The https://www.regulations.gov Web site
is an ``anonymous access'' system, which means the EPA will not know
your identity or contact information unless you provide it in the body
of your comment. If you send an email comment directly to the EPA
without going through https://www.regulations.gov, your email address
will be automatically captured and included as part of the comment that
is placed in the public docket and made available on the Internet. If
you submit an electronic comment, the EPA recommends that you include
your name and other contact information in the body of your comment and
with any disk or CD-ROM you submit. If the EPA cannot read your comment
due to technical difficulties and cannot contact you for clarification,
the EPA may not be able to consider your comment. Electronic files
should avoid the use of special characters, any form of encryption, and
be free of any defects or viruses. For additional instructions on
submitting comments, go to Section I.B. of the SUPPLEMENTARY
INFORMATION section of this document.
Docket: The EPA has established a docket for this rulemaking under
Docket ID Number EPA-HQ-OAR-2011-0151. All documents in the docket are
listed in the https://www.regulations.gov index. Although listed in the
index, some information is not publicly available, e.g., CBI or other
information whose disclosure is restricted by statute. Certain other
material, such as copyrighted material, will be publicly available only
in hard copy. Publicly available docket materials are available either
electronically in https://www.regulations.gov or under Docket ID Number
EPA-HQ-OAR-2011-0151, EPA/DC, WJC West Building, Room 3334, 1301
Constitution Ave. NW., Washington, DC. The Public Reading Room is open
from 8:30 a.m. to 4:30 p.m., Monday through Friday, excluding legal
holidays. The telephone number for the Public Reading Room is (202)
566-1744, and the telephone number for the Air Docket is (202) 564-
1742.
ADDRESSES: The public hearing will be held on August 7, 2014, at the
U.S. Environmental Protection Agency, 109 T.W. Alexander Drive,
Research Triangle Park, NC. The hearing will convene at 9:00 a.m. and
end at 5:00 p.m. or after the last registered speaker has spoken,
whichever is earlier. A lunch break is scheduled from 12:00 p.m. until
1:00 p.m. The EPA's Web site for the rulemaking, which includes the
proposal and information about the hearing, can be found at: https://www.epa.gov/air/tribal/tribalnsr.html.
The hearing will provide interested parties the opportunity to
present data, views or arguments concerning the proposed action. The
EPA will make every effort to accommodate all speakers who arrive and
register. Because this hearing is being held at a U.S. government
facility, individuals planning to attend the hearing should be prepared
to show valid picture identification to the security staff in order to
gain access to the meeting room. Please note that the REAL ID Act,
passed by Congress in 2005, established new requirements for entering
federal facilities. These requirements will take effect July 21, 2014.
If your driver's license is issued by Alaska, American Samoa, Arizona,
Kentucky, Louisiana, Maine, Massachusetts, Minnesota, Montana, New
York, Oklahoma, or the state of Washington, you must present an
additional form of identification to enter the federal buildings where
the public hearings will be held. Acceptable alternative forms of
identification include: Federal employee badges, passports, enhanced
driver's licenses and military identification cards. We will list any
additional acceptable forms of identification at: https://www.epa.gov/air/tribal/tribalnsr.html. In addition, you will need to obtain a
property pass for any personal belongings you bring with you. Upon
leaving the building, you will be required to return this property pass
to the security desk. No large signs will be allowed in the building,
cameras may only be used outside of the building and demonstrations
will not be allowed on federal property for security reasons.
FOR FURTHER INFORMATION CONTACT: Mr. Christopher Stoneman, Outreach and
Information Division, Office of Air Quality Planning and Standards (C-
304-01), Environmental Protection Agency, Research Triangle Park, North
Carolina, 27711, telephone number (919) 541-0823, facsimile number
(919) 541-0072, email address: stoneman.chris@epa.gov.
If you would like to present oral testimony at the public hearing,
please register no later than June 27, 2014, by contacting: Ms. Carolyn
Childers,
[[Page 41847]]
Outreach and Information Division, Office of Air Quality Planning and
Standards (C304-01), Environmental Protection Agency, Research Triangle
Park, North Carolina 27711; telephone number (919) 541-5604; fax number
(919) 541-0072; email address: childers.carolyn@epa.gov. If using
email, please provide the following information: Name, affiliation,
address, email address and telephone and fax numbers. All speakers are
encouraged to pre-register in order to speak at the public hearing.
Registration is not required to attend and listen to the testimony at
the public hearing.
SUPPLEMENTARY INFORMATION: Throughout this document, ``reviewing
authority,'' ``we,'' ``us'' and ``our'' refer to the EPA. The
information in this preamble is organized as follows:
Table of Contents
I. General Information
A. Does this action apply to me?
B. What should I consider as I prepare my comments to the EPA?
1. Submitting CBI
2. Tips for Preparing Comments
C. Where can I get a copy of this document and other related
information?
D. What acronyms, abbreviations and units are used in this
preamble?
II. Purpose
A. Proposed Action
B. Areas Where the EPA Is Seeking Comment
III. Background
A. Tribal Air Rule
B. Indian Country Minor NSR Rule
1. What is the Indian Country Minor NSR Rule?
2. What is a true minor source and how does it differ from a
synthetic minor source?
3. What are the minor NSR thresholds?
4. What is a general permit?
C. What is a permit by rule?
IV. Description of General Permit Program in Indian Country and the
EPA's Use of This Package To Satisfy the General Permit Issuance
Process
A. General Permit Program
B. How do sources apply for general permits?
C. What are the required permitting elements?
V. Source Categories for Which Proposed General Permits in Indian
Country Are Available for Public Review
A. Notice of Proposed General Permits
B. Structure of General Permits
C. The EPA's Control Technology Review
D. Scope of Coverage Under Each General Permit
E. Surrogate Annual Allowable Emission Limitations
F. Requirements of the Endangered Species Act and the National
Historic Preservation Act
VI. Summary of Specific Terms and Conditions of the General Permits
and Request for Comment
A. Concrete Batch Plants
1. What is a concrete batch plant?
2. What is in the proposed General Air Quality Permit for new or
modified true minor source concrete batch plants?
3. Request for Comment on the Proposed General Air Quality
Permit for New or Modified True Minor Source Concrete Batch Plants
B. Boilers
1. What is a boiler?
2. What is in the proposed General Air Quality Permit for New or
Modified True Minor Source Boilers?
3. Request for Comment on the Proposed General Air Quality
Permit for New or Modified True Minor Source Boilers
C. Stationary Compression Ignition and Spark Ignition Engines
1. What are compression ignition and spark ignition engines?
2. What is in the proposed General Air Quality Permits for New
or Modified True Minor Source Spark Ignition and Compression
Ignition Engines?
3. Request for Comment on the Proposed General Air Quality
Permits for New or Modified True Minor Source Spark Ignition and
Compression Ignition Engines
D. Graphic Arts and Printing Operations
1. What is a graphic arts and printing operation?
2. What is in the proposed General Air Quality Permit for New or
Modified True Minor Source Graphic Arts and Printing Operations?
3. Request for Comment on the Proposed General Air Quality
Permit for New or Modified True Minor Source Graphic Arts and
Printing Operations
E. Sawmills
1. What is a sawmill facility?
2. What is in the proposed General Air Quality Permit for New or
Modified True Minor Source Sawmill Facilities?
3. Request for Comment on the Proposed General Air Quality
Permit for New or Modified True Minor Source Sawmill Facilities
VII. Description of the EPA's Proposed Permit by Rule Program in
Indian Country
A. What is a permit by rule?
B. How would a permit by rule program operate in Indian country?
C. Requirements of the ESA and NHPA
VIII. Proposed Permits by Rule
IX. Implementation Documents and Tools
X. Additional Area Where Comment Is Being Sought
XI. Proposed Rule Change to the Indian Country Minor NSR Rule
XII. Statutory and Executive Order Reviews
A. Executive Order 12866: Regulatory Planning and Review and
Executive Order 13563: Improving Regulation and Regulatory Review
B. Paperwork Reduction Act
C. Regulatory Flexibility Act
D. Unfunded Mandates Reform Act
E. Executive Order 13132: Federalism
F. Executive Order 13175: Consultation and Coordination With
Indian Tribal Governments
G. Executive Order 13045: Protection of Children From
Environmental Health Risks and Safety Risks
H. Executive Order 13211: Actions That Significantly Affect
Energy Supply, Distribution, or Use
I. National Technology Transfer and Advancement Act
J. Executive Order 12898: Federal Actions To Address
Environmental Justice in Minority Populations and Low-Income
Populations
I. General Information
A. Does this action apply to me?
Entities potentially affected by this proposed action include the
EPA, tribal governments that are delegated administrative authority to
assist the EPA with the implementation of the tribal minor source air
permitting program and owners, and operators of facilities located in
Indian country as defined in 18 U.S.C. 1151 and as provided in the NSR
rule from the following source categories:
Table 1--Source Categories
------------------------------------------------------------------------
Examples of Regulated
Category NAICS Entities
------------------------------------------------------------------------
Boilers...................... 11 ****........... Agriculture,
Forestry, Fishing
and Hunting.
2211 **........... Electric Power
Generation.
311 ***........... Food Manufacturing.
321 ***........... Wood Product
Manufacturing
(except sawmills).
327 ***........... Nonmetallic Mineral
Product
Manufacturing
(except ready-mix
concrete).
424 ***........... Wholesale Trade,
Nondurable Goods.
611110............ Elementary and
Secondary Schools.
611210............ Junior Colleges.
611310............ Colleges,
Universities, and
Professional
Schools.
62 ****........... Health Care and
Social Assistance.
[[Page 41848]]
721120............ Casino Hotels.
813110............ Religious
Organizations.
92 ****........... Public
Administration.
Concrete Batch Plants........ 327320............ Central Mixed
Concrete
Manufacturing.
327320............ Concrete Batch Plants
(including
temporary).
327320............ Ready Mix Concrete
Manufacturing and
Distributing.
327320............ Transit Mixed
Concrete
Manufacturing.
327320............ Truck Mixed Concrete
Manufacturing.
327331............ Concrete
Manufacturing: All
Types of Blocks and
Bricks.
327332............ Concrete
Manufacturing: All
Types of Pipe and
Conduit.
327390............ Concrete
Manufacturing: All
Structural Forms.
Engines (Spark Ignition and 2211**............ Electric Power
Compression Ignition). 622110............ Generation.
Medical and Surgical
Hospitals.
Graphic Arts and Printing 323111............ Printing:
Operations. Flexographic,
Rotogravure,
Gravure,
Letterpress,
Lithographic,
Digital.
323113............ Commercial Printing,
Newspapers, Print
Shops.
323117............ Printing Books.
Sawmills..................... 321113............ Sawmills.
------------------------------------------------------------------------
This list is not intended to be exhaustive, but rather provides a
guide for readers regarding entities likely to be potentially affected
by this action. To determine whether your facility could be affected by
this action, you should examine the applicability criteria in the final
minor NSR program for Indian country (40 Code of Federal Regulations
(CFR) 49.153). If you have any questions regarding the applicability of
this action to a particular entity, contact the appropriate person
listed under FOR FURTHER INFORMATION CONTACT.
B. What should I consider as I prepare my comments to the EPA?
1. Submitting CBI
Do not submit this information to the EPA through https://www.regulations.gov or email. Clearly mark the part or all of the
information that you claim to be CBI. For CBI information in a disk or
CD ROM that you mail to the EPA, mark the outside of the disk or CD ROM
as CBI and then identify electronically within the disk or CD ROM the
specific information that is claimed as CBI. In addition to one
complete version of the comment that includes information claimed as
CBI, a copy of the comment that does not contain the information
claimed as CBI must be submitted for inclusion in the public docket.
Information so marked will not be disclosed except in accordance with
procedures set forth in 40 CFR part 2.
Send or deliver information identified as CBI only to the following
address: Roberto Morales, OAQPS Document Control Officer (C404-02),
Office of Air Quality Planning and Standards, EPA, Research Triangle
Park, North Carolina 27711, Attention Docket ID No. EPA-HQ-OAR-2011-
0151.
2. Tips for Preparing Comments
When submitting comments, remember to:
Identify the rulemaking by docket number and other
identifying information (subject heading, Federal Register date and
page number).
Follow directions--The agency may ask you to respond to
specific questions or organize comments by referencing a CFR part or
section number.
Explain why you agree or disagree, suggest alternatives,
and substitute language for your requested changes.
Describe any assumptions and provide any technical
information and/or data that you used.
If you estimate potential costs or burdens, explain how
you arrived at your estimate in sufficient detail to allow for it to be
reproduced.
Provide specific examples to illustrate your concerns and
suggest alternatives.
Explain your views as clearly as possible, avoiding the
use of profanity or personal threats.
Make sure to submit your comments by the comment period
deadline identified.
C. Where can I get a copy of this document and other related
information?
In addition to being available in the docket, an electronic copy of
this proposal will also be available on the World Wide Web. Following
signature by the EPA Administrator, a copy of this notice will be
posted on the regulations and standards section of the NSR home page
located at https://www.epa.gov/nsr and on the tribal NSR page at https://www.epa.gov/air/tribal/tribalnsr.html.
D. What acronyms, abbreviations and units are used in this preamble?
CAA Clean Air Act
CO2 Carbon dioxide
CO Carbon monoxide
EPA Environmental Protection Agency
ESA Endangered Species Act
FIP Federal Implementation Plan
GDFs Gasoline dispensing facilities
HAPs Hazardous air pollutants
hp Horsepower
ICE Internal combustion engine
NAAQS National Ambient Air Quality Standards
NO2 Nitrogen dioxide
NOX Nitrogen oxides
NSR New Source Review
NHPA National Historic Preservation Act
NTTAA National Technology Transfer and Advancement Act
PM Particulate matter
PSD Prevention of Significant Deterioration
PTE Potential to emit
SIP State Implementation Plan
SO2 Sulfur dioxide
tpy Tons per year
UMRA Unfunded Mandates Reform Act
VOC Volatile organic compounds
II. Purpose
A. Proposed Action
In July 2011, the EPA issued the Indian Country Minor NSR rule that
established, among other things, the requirements and process for the
preconstruction permitting of minor sources in Indian country. Under
the rule, on or after September 2, 2014, an owner or operator must
obtain a preconstruction permit from the reviewing authority \1\ if the
source will
[[Page 41849]]
construct a new true minor source,\2\ or will modify an existing true
minor source in Indian country. The rule also specified the process and
requirements for using general permits as a streamlined permitting
approach to authorize construction and modifications at true minor
sources. General permits streamline the preconstruction permitting of
new or modified true minor sources because they involve the issuance of
one permit that can apply to multiple stationary sources that have
similar emissions units.
---------------------------------------------------------------------------
\1\ In this document, reviewing authority refers to an EPA
regional office. However, tribes can become reviewing authorities if
they decide to assume responsibility for implementing the minor NSR
program in their area and are either delegated authority to
implement the Indian Country Minor NSR rule or establish and obtain
the EPA's approval of their own minor source program.
\2\ True minor source means a source that emits, or has the
potential to emit, regulated NSR pollutants in amounts that are less
than the major source thresholds under either the Prevention of
Significant Deterioration program at 40 CFR 52.21, or the Major NSR
Program for Nonattainment Areas in Indian Country at 40 CFR 49.166
through 49.173, but equal to or greater than the minor NSR
thresholds in 40 CFR 49.153, without the need to take an enforceable
restriction to reduce its potential to emit (PTE) to such levels.
The PTE includes fugitive emissions, to the extent that they are
quantifiable, only if the source belongs to one of the 28 source
categories listed in part 51, Appendix S, paragraph II.A.4(iii) or
40 CFR 52.21(b)(1)(iii), as applicable.
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On January 14, 2014, the EPA proposed general permits \3\ for use
in Indian country pursuant to the Indian Country Minor NSR rule for new
or modified true minor sources in the following five source categories:
Hot mix asphalt plants; stone quarrying, crushing, and screening
facilities; auto body repair and miscellaneous surface coating
operations; gasoline dispensing facilities (GDFs); and petroleum dry
cleaning facilities. In the alternative, the EPA also proposed permits
by rule for use in Indian country for new or modified minor sources in
three of the source categories: Auto body repair and miscellaneous
surface coating operations; GDFs; and petroleum dry cleaning
facilities. The EPA also proposed certain changes to the Indian Country
Minor NSR rule. The proposed changes include: Extending the deadline by
when true minor sources in the oil and gas sector must receive minor
source NSR permits; and allowing general permits and permits by rule
for specific categories to be used to create synthetic minor sources.
In the prior action, we also sought comment on a number of issues, some
of which relate to the source categories contained in this proposal.
---------------------------------------------------------------------------
\3\ ``General Permits and Permits by Rule for the Federal Minor
New Source Review Program in Indian Country,'' U.S. Environmental
Protection Agency, January 14, 2014 (79 FR 2546), https://www.gpo.gov/fdsys/pkg/FR-2014-01-14/pdf/2013-30345.pdf.
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Today's proposal addresses a second group of activities; the EPA is
proposing the use of two types of minor NSR preconstruction permits to
help streamline permitting of true minor sources that construct or
modify in Indian country and that belong to one of six additional
source categories. The first type of permit is a general permit. A
general permit is a document that the EPA will make available online
that will contain all of the emissions limitations, monitoring,
recordkeeping and reporting requirements to which a source in a given
source category would be subject. Sources seeking coverage under a
tribal general permit will need to submit a request for coverage or
application to the EPA. The second type is a permit by rule, which uses
a regulatory-type structure to permit sources by pre-authorizing
construction and modification activities carried out in accordance with
the permit's requirements. Sources seeking coverage under a tribal
permit by rule must notify the EPA that it meets the terms of coverage
and is complying with the permit's conditions, but does not need to
await approval of a request for coverage.
As our preferred approach, we are proposing general permits for the
six source categories: Concrete batch plants; boilers; stationary spark
ignition engines; stationary compression ignition engines; graphic arts
and printing operations; and sawmills. Specifically, we are proposing
general permits for these source categories for permitting affected
emissions units and emissions-generating activities in these source
categories. As an alternative, for graphic arts and printing
operations, the EPA is also requesting comment on whether, in lieu of
establishing a general permit, we should instead adopt a permit by
rule.
We are making available various permit implementation documents and
tools on which we request public comment. In a prior action \4\ in
which we also proposed general permits and permits by rule for certain
source categories of minor sources in Indian country, we proposed the
regulatory framework that the EPA will use to establish permits by
rule. That proposed regulatory framework is also relevant here.
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\4\ ``General Permits and Permits by Rule for the Federal Minor
New Source Review Program in Indian Country,'' U.S. Environmental
Protection Agency, January 14, 2014 (79 FR 2546), https://www.gpo.gov/fdsys/pkg/FR-2014-01-14/pdf/2013-30345.pdf.
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B. Areas Where the EPA Is Seeking Comment
In this proposal, we are seeking comment on the following areas:
(1) All aspects of the permit documents and implementation tools of
the following six source categories (Sections VI. and IX.):
a. Concrete batch plants;
b. Boilers;
c. Stationary compression ignition engines;
d. Stationary spark ignition engines;
e. Graphic arts and printing operations; and
f. Sawmills.
(2) The appropriateness of using a streamlined general permit/
permit by rule application for one source category (Section IX.):
a. Graphic arts and printing operations.
(3) Different aspects of the EPA's conclusion on its control
technology review that, because the control measures in this proposal
are currently used by other similar sources in other areas of the
country, the measures in the proposed permits are technically and
economically feasible, and cost effective (Section V.);
(4) The process for sources to address the requirements of the
Endangered Species Act (ESA) and the National Historic Preservation Act
(NHPA) with respect to the six categories in today's proposal (Sections
V. and VII.);
(5) Use of throughput limits and capacity limits as surrogate for
tons per year (tpy) allowable emission limitations, or, alternatively,
establishment of annual allowable emission limitations for each
pollutant, and the use of throughput limits as surrogate monitoring
measures to demonstrate compliance with tpy annual allowable emission
limitations (Sections V. and VI.);
(6) Finalizing both permitting mechanisms for graphic arts and
printing operations by providing authorization to construct or modify
true minor sources in this category via permits by rule and by
providing enforceable limitations to create synthetic minor sources in
this category via general permits (Section X.); and
(7) Proposed rule changes to the Indian Country Minor NSR rule in
one area (Section XI.):
a. Shortening the general permit application review process from 90
to 45 days for one source category out of the six in this proposal for
which the EPA believes it is appropriate:
i. Graphic arts and printing operations.
In this proposal, we are not seeking comment on several issues
already
[[Page 41850]]
proposed in the January 14, 2014, action that more broadly cover policy
and other issues related generally to the functioning and use of
general permits and permits by rule in Indian country. The Agency's
final decision on those issues, though, has the potential to impact
sources in the source categories proposed in this action. Those issues
include the following:
(1) Several administrative aspects of general permits, including:
a. Whether the EPA's proposed approach of incorporating by
reference each reviewing authority's approval of a request for coverage
into the general permit is necessary and appropriate; and
b. The appropriateness of proposed permit terms related to the
reviewing authority's ability to reopen, revise, or terminate an
individual approval of coverage under the general permit;
(2) The regulatory framework that the EPA is proposing as an
alternative to use to establish permits by rule and the streamlined
review and issuance process that the EPA is proposing whereby a source
can become covered by a permit by rule by notifying the EPA that it
qualifies for the permit, meets the terms of coverage and is complying
with the permit's conditions (but not having to wait for the reviewing
authority's approval);
(3) Proposal to change the policy in the Indian Country Minor NSR
rule to allow the use of both general permits and permits by rule to
create synthetic minor sources;
(4) Use of more than one general permit and/or permit by rule for a
source at a single location;
(5) Additional source categories for which the EPA is planning to
propose general permits and/or permits by rule; and
(6) Proposed rule changes to the Indian Country Minor NSR rule in
four areas in three provisions:
a. Adjusting the deadline by which minor sources covered by a
general permit need to obtain a preconstruction permit;
b. Extending the permitting deadline for true minor sources within
the oil and gas source category;
c. Removing a provision to make clear that sources may seek
coverage under a general permit as soon as it is effective and need not
wait an additional 4 months; and
d. Adjusting the deadline for oil and gas sources for certain
registration-related requirements to be consistent with the proposed
permitting deadline extension.
III. Background
A. Tribal Air Rule
On February 12, 1998,\5\ the EPA used its authority under section
301(d) of the Clean Air Act (CAA) to find that we would not treat
tribal governments the same as states with respect to specific plan
submittal and implementation deadlines under the CAA for National
Ambient Air Quality Standards (NAAQS)-related requirements. This
finding applied to many section 110 requirements, including
requirements under section 110(a)(2)(c) to submit a program to regulate
the modification and construction of any stationary source as necessary
to ensure that the NAAQS are achieved. Although we determined that
Indian tribes were not obligated to implement a permitting program, the
EPA also made clear that we continue to have a general obligation under
the CAA to ensure the protection of air quality throughout Indian
country. To that end, we also used our authority under sections 301(a)
and 301(d)(4) to establish a requirement to promulgate such federal
implementation plan (FIP) provisions as are necessary or appropriate to
protect air quality in Indian country (40 CFR 49.11(a)). For a number
of years, the only federal CAA NSR permitting program that applied in
Indian country was the major NSR program for areas meeting the NAAQS
(``attainment'' areas) or areas for which there is insufficient
information to determine whether they meet the NAAQS
(``unclassifiable'' areas). We call this program the Prevention of
Significant Deterioration (PSD) program (40 CFR 52.21). No federal NSR
permitting program has covered minor sources or major sources in
nonattainment areas. Nor was there a readily available way for major
sources to take enforceable limits and become synthetic minor sources.
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\5\ ``Indian Tribes: Air Quality Planning and Management,'' U.S.
Environmental Protection Agency, February 12, 1998 (63 FR 7254),
https://www.gpo.gov/fdsys/pkg/FR-1998-02-12/pdf/98-3451.pdf.
---------------------------------------------------------------------------
On August 21, 2006, the EPA proposed the regulation: ``Review of
New Sources and Modifications in Indian Country'' (i.e., the Indian
Country NSR rule).\6\ Within this regulation, the EPA proposed to
protect air quality in Indian country by establishing a FIP program to
regulate the modification and construction of minor stationary sources
consistent with the requirements of section 110(a)(2)(c) of the CAA. We
call this part of the Indian Country NSR rule the Indian Country Minor
NSR rule. Under the Indian Country Minor NSR rule, we proposed to fill
a regulatory gap and provide a mechanism for issuing preconstruction
permits for the construction of new minor sources and certain
modifications of major and minor sources in Indian country. In
developing the rule, the EPA conducted extensive outreach and
consultation and provided an extensive public comment period that ended
on March 20, 2007. The comments we received provided detailed
information specific to Indian country and the final Indian Country
Minor NSR rule incorporated many of the suggestions we received. We
promulgated final rules on July 1, 2011,\7\ and the FIP became
effective on August 30, 2011.\8\
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\6\ ``Review of New Sources and Modifications in Indian
Country,'' U.S. Environmental Protection Agency, August 21, 2006 (71
FR 48696), https://www.gpo.gov/fdsys/pkg/FR-2006-08-21/html/06-6926.htm.
\7\ ``Review of New Sources and Modifications in Indian
Country,'' U.S. Environmental Protection Agency, July 1, 2011 (76 FR
38748), https://www.federalregister.gov/articles/2011/07/01/2011-14981/review-of-new-sources-and-modifications-in-indian-country.
\8\ On January 17, 2014, the United States Court of Appeals for
the District of Columbia Circuit issued an opinion and judgment
vacating the Indian Country NSR rule with respect to non-reservation
areas of Indian country. As a result, EPA does not currently have
minor source NSR permitting authority in non-reservation areas of
Indian country and any general permits and permits by rule issued
under the Indian Country Minor NSR rule will not be immediately
available in such areas of Indian country. Importantly, the court's
decision does not affect the Indian Country Minor NSR rule with
respect to reservations, whether formal or informal, and any final
general permits and permits by rule issued under the Indian Country
Minor NSR rule will be available in those areas. The EPA is
currently considering, but has not yet determined, how best to
implement the court's decision.
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B. Indian Country Minor NSR Rule
1. What is the Indian Country Minor NSR rule?
The Indian Country Minor NSR rule applies to new and modified minor
stationary sources and to minor modifications at existing major
stationary sources located in Indian country where there is no EPA-
approved program in place. The rule also includes a pre-construction
permits program for major sources proposing to construct in areas of
Indian country that have not attained one or more NAAQS, i.e.,
nonattainment areas. After September 2, 2014, any new stationary
sources that will emit, or will have the PTE, a regulated NSR pollutant
in amounts that will be: (1) Equal to or greater than the minor NSR
thresholds, established in the Indian Country Minor NSR rule; and (2)
less than the amount that would qualify the source as a major source
for purposes of the PSD or nonattainment major NSR programs,
[[Page 41851]]
must apply for and obtain a minor NSR permit before commencing
construction of the new source. Likewise, any existing stationary
source (minor or major) must apply for and obtain a minor NSR permit
before commencing construction of a physical or operational change that
will increase the allowable emissions of the stationary source by more
than the specified minor NSR threshold amounts, if the change does not
otherwise trigger the permitting requirements of the PSD or
nonattainment major NSR program(s).\9\
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\9\ A source may, however, be subject to certain monitoring,
recordkeeping and reporting (MRR) requirements under the major NSR
programs, if the change has a reasonable possibility of resulting in
a major modification. A source may be subject to both the Indian
Country Minor NSR program and the reasonable possibility of being
subject to the MRR requirements of the major NSR program(s).
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Among other things, the Indian Country Minor NSR rule created a
framework for the EPA to streamline the issuance of preconstruction
permits to true minor sources by using general permits. We explain this
framework further in the sections below.
2. What is a true minor source and how does it differ from a
synthetic minor source?
``True minor source'' means a source that emits, or has the
potential to emit, regulated NSR pollutants in amounts that are less
than the major source thresholds under either the PSD program at 40 CFR
52.21, or the Major NSR program for Nonattainment Areas in Indian
Country at 40 CFR 49.166 through 49.173, but equal to or greater than
the minor NSR thresholds in 40 CFR 49.153, without the need to take an
enforceable restriction to reduce its PTE to such levels. The PTE
includes fugitive emissions, to the extent that they are quantifiable,
only if the source belongs to one of the 28 source categories listed in
40 CFR part 51, Appendix S, paragraph II.A.4(iii) or 40 CFR
52.21(b)(1)(iii), as applicable. For example, a hot mix asphalt
facility, located in a sulfur dioxide (SO2) attainment area,
that has a maximum potential to emit of 135 tpy of SO2,
without the need to take an enforceable restriction to reduce its PTE
to such levels, would qualify as a true minor source. By contrast,
``synthetic minor source'' means a source that otherwise has the
potential to emit regulated NSR pollutants in amounts that are at or
above those for major sources, but that has taken a restriction so that
its PTE is less than such amounts. Such restrictions must be
enforceable as a legal and practical matter. For example, a hot mix
asphalt facility, located in an SO2 attainment area, that
has an unrestricted PTE of 270 tpy, but that is legally constrained to
emit only 135 tpy of SO2 because the source has taken a
throughput limit made enforceable through a permit (i.e., a limit on
how much hot mix product it can produce), would qualify as a synthetic
minor source. In the preamble to both the proposed and final Indian
Country Minor NSR rule, the EPA indicated that it would not use general
permits to allow otherwise major sources to create synthetic minor
sources.\10\
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\10\ Note that the current regulatory language in the Tribal
Minor NSR rule does not address the use of general permits in this
manner.
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3. What are the minor NSR thresholds?
The ``minor NSR thresholds'' establish cutoff levels for each
regulated NSR pollutant. If a source naturally has a PTE in amounts
lower than the thresholds, then it is exempt from the Indian Country
Minor NSR rule (see Table 2 and 40 CFR 49.153) for that pollutant. New
or modified sources which naturally have a PTE in amounts that are: (1)
Equal to or greater than the minor NSR thresholds; and (2) less than
the major NSR thresholds (generally 100 to 250 tpy) are ``minor
sources'' of emissions and subject to the Indian Country Minor NSR rule
requirements at 40 CFR 49.151 through 161.
Table 2--Minor NSR Thresholds for Sources in Indian Country \11\
------------------------------------------------------------------------
Minor NSR Minor NSR
thresholds for thresholds for
Regulated NSR pollutant nonattainment attainment
areas (tpy) areas (tpy)
------------------------------------------------------------------------
Carbon monoxide (CO)................ 5 10
Nitrogen oxides (NOX)............... \12\ 5 10
SO2................................. 5 10
Volatile Organic Compounds (VOC).... \13\ 2 5
PM (particulate matter)............. 5 10
PM10................................ 1 5
PM2.5............................... 0.6 3
Lead................................ 0.1 0.1
Fluorides........................... NA 1
Sulfuric acid mist.................. NA 2
Hydrogen sulfide (H2S).............. NA 2
Total reduced sulfur (including H2S) NA 2
Reduced sulfur compounds (including NA 2
H2S)...............................
Municipal waste combustor emissions. NA 2
Municipal solid waste landfill NA 10
emissions (measured as nonmethane
organic compounds).................
------------------------------------------------------------------------
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\11\ If part of a tribe's area of Indian country is designated
as attainment and another part as nonattainment, the applicable
threshold for a proposed source or modification is determined based
on the designation where the source would be located. If the source
straddles the two areas, the more stringent thresholds apply.
\12\ In extreme ozone nonattainment areas, section 182(e)(2) of
the CAA requires any change at a major source that results in any
increase in emissions to be subject to major NSR permitting. In
other words, any changes to existing major sources in extreme ozone
nonattainment areas are subject to a ``0'' tpy threshold, but that
threshold does not apply to minor sources.
\13\ Id.
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4. What is a general permit?
The Indian Country Minor NSR rule specified the process and
requirements for using general permits to authorize construction of and
modifications at true minor sources as a streamlined permitting
approach. A general permit, for purposes of this action, is a permit
document that contains standardized requirements that multiple
stationary sources can use. The EPA may issue a
[[Page 41852]]
general permit for categories of emissions units or stationary sources
that are similar in nature, have substantially similar emissions, and
would be subject to the same or substantially similar permit
requirements.\14\ ``Similar in nature'' refers to size, processes, and
operating conditions. The purpose of a general permit is to provide for
protection of air quality while simplifying the permit process for
similar minor sources. General permits offer a cost-effective means of
issuing permits and provide a quicker and simpler mechanism for
permitting minor sources than the site-specific permitting process.
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\14\ ``Review of New Sources and Modifications in Indian
Country,'' U.S. Environmental Protection Agency, July 1, 2011 (76 FR
38770), https://www.federalregister.gov/articles/2011/07/01/2011-14981/review-of-new-sources-and-modifications-in-indian-country.
---------------------------------------------------------------------------
While the final Indian Country Minor NSR rule contemplated issuance
of general permits by the EPA regions, we have determined (for the
permits on which we are taking comment here) that a nationwide action
is appropriate. Through this action, we are proposing to issue general
permits to serve as preconstruction permit authorizations that contain
emission limitations and other restrictions to govern how a source may
construct, modify and operate. National general permits streamline the
permit issuance process by establishing universal requirements through
one notice for specific types of emissions activities at multiple
sources across the country. The EPA believes that the general permit
approach is appropriate for the source categories in today's proposal
where the control equipment or techniques are generally similar from
region to region.
A general permit also allows a reviewing authority to notify the
public through one notice that it intends to apply these requirements
to any eligible source that seeks coverage under the permit in the
future. This minimizes the burden on reviewing authorities' resources
by eliminating the need to issue separate permits for each individual
minor source within the source type or category covered by the general
permit. Use of a general permit also decreases the time required for an
individual minor source to obtain a preconstruction permit because the
application process is standardized.
The Indian Country Minor NSR rule describes the process the EPA
will use to issue general permits for the minor NSR program. A general
permit must be issued in accordance with the requirements in 40 CFR
49.156. Briefly, these requirements address public availability of
information, public notification and participation, and public
comments. In addition, as discussed in Section IX., we are providing
implementation tools to guide sources through a series of questions to
determine whether they meet the criteria to be eligible for coverage
under a general permit.
C. What is a permit by rule?
Like a general permit, a permit by rule is a standard set of
requirements that can apply to multiple stationary sources with similar
emissions characteristics. For purposes of this action, a permit by
rule would differ from a general permit in that the agency would codify
a permit by rule directly into the Indian Country Minor NSR rule. The
process for a source to apply for coverage under a permit by rule, and
the process for the reviewing authority to grant coverage under a
permit by rule, is more streamlined compared to a standard general
permit, or a site-specific permit. In particular, a proposed project
need not wait for a response from the permitting authority before
starting construction under a permit by rule. Section VII. provides a
description of the source application process for permits by rule.
IV. Description of General Permit Program in Indian Country and the
EPA's Use of This Package To Satisfy the General Permit Issuance
Process
A. General Permit Program
The EPA codified the framework it would follow to issue general
permits for minor sources in the Indian Country Minor NSR rule in 40
CFR 49.156. While it was not necessary for the EPA to codify this
framework to issue general permits, the EPA nonetheless created the
regulatory framework to better inform the public of the process the EPA
will use to issue general permits. Per the framework, to issue a
general permit, the reviewing authority must follow the requirements
for public participation contained in 40 CFR 49.157. These provisions
require the reviewing authority then to provide a notice that a draft
permit is available for comment. The regulations list a number of ways
in which a reviewing authority can provide notice to the public, and
also allow the reviewing authority to use other means of notification
as appropriate (40 CFR 49.157(b)(1)(ii)(E)). We have opted to provide
notice to the public regarding the present proposal of general permits
for six source categories through use of the Federal Register. We
believe this approach is appropriate in this case because we intend to
apply these general permits in all areas of Indian country subject to
the Indian Country Minor NSR Program and the Federal Register provides
a nationwide circulation of the notice. We will also mail a copy of
each permit for which the reviewing authority has approved coverage for
a source to the appropriate Indian governing bodies and the tribal,
state and local air pollution agencies in adjacent air jurisdictions
that may be impacted by the air pollution sources that use the general
permit in accordance with 40 CFR 49.157(b)(1)(i).
The existing regulations also identify the type of information that
a reviewing authority must make available to the public, and list a
number of elements to be included in the public notice (40 CFR
49.157(a) and (b)(2)). We are satisfying these requirements in this
proposal in a wide-ranging manner by providing the public access to the
application forms we will require an applicant to complete, and the
other implementation tools for each general permit. (We discuss these
tools in greater detail in Section IX. of this preamble.) Many of these
requirements relate to information that is best made available when an
individual applicant applies for coverage under a specific general
permit. We will make information specific to an individual source's
request for coverage under a general permit available at the time we
provide notice of the source's request for coverage.
After providing adequate public notice of the availability of the
draft permit, the reviewing authority must allow a period of at least
30 days for the public to comment on the permit, and to request a
public hearing (40 CFR 49.157). We are satisfying these requirements by
using this proposed rule to propose, take comments and hold a public
hearing on the general permits. Once we finalize a general permit, it
will be used by the EPA's regional office reviewing authorities \15\
for sources requesting coverage under the permit.
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\15\ The Administrator delegated the authority to each of the
EPA Regional Administrators to carry out all aspects of the Indian
Country Minor NSR program, including issuing general permits and
approving individual coverage under a general permit.
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The regulations set forth the provisions for a final permit to
undergo administrative and judicial review in accordance with 40 CFR
49.159. The procedures governing appeals of NSR permits to the
Environmental Appeals Board will govern administrative review of these
general permits. Issuance of a general permit is a final agency action
with respect to all aspects of the general
[[Page 41853]]
permit except its applicability to an individual source. The provisions
of 40 CFR 49.159 will continue to govern administrative and judicial
review of the EPA's approval of an individual source's request for
coverage. After the reviewing authority approves a request for coverage
by an individual source, a party may appeal only the applicability of
the general permit to that particular source.
Although we are using a Federal Register notice to initially
establish the general permits, we intend to use other methods also
consistent with procedures in 40 CFR 49.159 to reopen or
administratively amend the final permits if we determine it is
necessary and appropriate. A reviewing authority may reopen and revise
a final general permit for cause after providing the opportunity for
notice and comment under 40 CFR 49.157. Revisions to a final general
permit may be appropriate, for example, when the reviewing authority
decides to issue a new general permit for the same category to account
for advances in control technology or for other pertinent reasons.
However, when a reviewing authority issues a new general permit,
sources operating under the existing general permit will be able to
continue to operate under the existing permit unless and until the
source subsequently proposes to modify.\16\
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\16\ If the EPA revises an existing general permit, then the
original permit can no longer be used for new and modified minor
sources. The new general permit will be used for new and modified
minor sources in the relevant source category. The existing general
permit remains in place for existing facilities unless and until
they choose to modify.
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B. How do sources apply for general permits?
40 CFR 49.156(e) describes the procedure for sources to obtain
coverage under a general permit. At the time a source submits a request
for coverage under a general permit, it must submit a copy of such
request to the appropriate Indian governing body for the area of Indian
country where the source is locating. The reviewing authority must act
on the source's request for coverage under the general permit as
expeditiously as possible, but it must notify the source of the final
decision within 90 days of its receipt of the coverage request. The
source's reviewing authority must comply with a 45-day completeness
review period to determine if the request for coverage under a general
permit is complete. Therefore, within 30 days after the receipt of the
source's coverage request, the reviewing authority must make an initial
request for any additional information necessary to process the
coverage request and the source must submit such information within 15
days. If the source does not submit the requested information within 15
days from the request for additional information and this results in a
delay that is beyond the 45-day completeness review period, the 90-day
permit issuance period for the general permit will be extended by the
additional days the source takes to submit the requested information
beyond the 45-day period. If the reviewing authority fails to notify
the source within a 30-day period of any additional information
necessary to process the source's coverage request, the source will
still have 15 days to submit such information and the reviewing
authority must still grant or deny the request for coverage under a
general permit within the 90-day general permit issuance period and
without any time extension.
If the reviewing authority determines that the source's request for
coverage under a general permit has all the relevant information and is
complete, it will notify the source in writing as soon as that
determination is made. If the source does not receive from the
reviewing authority a request for additional information or a notice
that the request for coverage under a general permit is complete within
the 45-day completeness review period, the request will be deemed
complete.
After permit coverage is granted, under 40 CFR 49.156(e), coverage
under a general permit becomes invalid if a source does not commence
construction within 18 months after the effective date of coverage
under a general permit, if the source discontinues construction for a
period of 18 months or more, or if the source does not complete
construction within a reasonable time. The reviewing authority may
extend the 18-month period upon a satisfactory showing that an
extension is justified, and the 18-month limit does not apply to the
time period between construction of the approved phases of a phased
construction project. In those cases, construction of each such phase
must commence within 18 months of the projected and approved
commencement date.
In Section XI., the EPA proposes to amend 40 CFR 49.156(e) to
shorten the permit application procedure to 45 from 90 days for one
source category in today's proposal: Graphic arts and printing
operations.
In Section IX., we describe the implementation documents and tools
that we are making available for comment to assist sources with
applying for general permits.
C. What are the required permitting elements?
For general permits, these elements are discussed in the Indian
Country Minor NSR rule promulgated at 40 CFR 49.155(a) and include:
The effective date of the permit and the date by which a
source must commence construction in order for the permit's coverage to
remain valid (i.e., 18 months after the source obtains coverage under
the general permit);
The emissions units subject to the permit and their
associated emission limitations (and other permit conditions);
Monitoring, recordkeeping, reporting and testing
requirements to ensure compliance with the emission limitations; and
A severability clause to ensure the continued validity of
the other portions of the permit in the event of a challenge to a
portion of the permit.
V. Source Categories for Which Proposed General Permits in Indian
Country Are Available for Public Review
A. Notice of Proposed General Permits
In accordance with 40 CFR 49.171(b)(1)(1)(E), we are providing the
public with a copy of six proposed general permits covering six source
categories: (1) Concrete batch plants, (2) boilers, (3) stationary
spark ignition engines, (4) stationary compression ignition engines,
(5) graphic arts and printing operations and (6) sawmills. Copies of
each of these proposed permits and the following four associated
permitting documents are available in the docket for this notice (EPA-
HQ-OAR-2011-0151) and at https://www.epa.gov/air/tribal/tribalnsr.html:
(1) Request for Coverage (Application);
(2) Questionnaire;
(3) Instructions; and
(4) PTE calculator.
The application for one of the six source categories in today's
proposal (i.e., graphic arts and printing operations) is streamlined
and asks for contact and location information and basic solvent usage
information (more detailed source-specific information would be
required from sources seeking coverage under the other five general
permits). This is discussed further in Section IX.
The general permits will authorize \17\ construction of, or any
modifications of,
[[Page 41854]]
any of the affected emission units, or pollutant emitting activities
named in the permit, at any proposed true minor source that meets the
permit's applicability requirements and eligibility statements, and for
which the reviewing authority approves coverage under the permit.
---------------------------------------------------------------------------
\17\ To be eligible for a proposed general permit in today's
action, the PTE of your facility, including all existing, new, and
modified emission units present at the facility, must be below the
major source thresholds for NSR.
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We request comment on all aspects of the general permits and the
associated forms and documentation provided to assist the stationary
sources specified in the permits in complying with the Indian country
minor NSR preconstruction permitting and post-construction operating
requirements. In Section VIII., we propose, in the alternative, a
permit by rule for graphic arts and printing operations. Should we
decide to finalize a permit by rule for this category, then we may not
finalize the draft general permit for that category. Alternatively, we
may opt to finalize both permitting mechanisms for this source
category, and may tailor one of the permitting mechanisms to provide
authorization to construct or modify true minor sources (i.e., permit
by rule) and another to provide enforceable limitations to create
synthetic minor sources (i.e., general permit). We specifically request
comment on this ``hybrid'' approach (see Section XI. of the January 14,
2014 proposal \18\ for further discussion on the hybrid approach).
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\18\ ``General Permits and Permits by Rule for the Federal Minor
New Source Review Program in Indian Country,'' U.S. Environmental
Protection Agency, January 14, 2014 (79 FR 2546), https://www.gpo.gov/fdsys/pkg/FR-2014-01-14/pdf/2013-30345.pdf.
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For the six source categories in today's action, we are proposing
general permits as our preferred approach. We have crafted our proposal
to ensure air quality is protected and to provide more detailed or
streamlined approaches, as appropriate. For concrete batch plants,
boilers, stationary spark ignition engines, stationary compression
ignition engines and sawmills, the EPA is proposing (1) that we retain
the 90-day application review process provided in the Indian Country
NSR Rule; and (2) that we provide more detailed applications that are
appropriate for sources in these categories that involve multiple
pollutants where the reviewing authority needs to conduct a review to
evaluate whether an individual source meets the requirements in the
permit. However, we also recognize that a more streamlined approach may
be appropriate for other source categories with few pollutants of
concern and in which the operations are less complex. For graphic arts
and printing operations, the EPA is proposing to change the underlying
rule to provide a shorter application review period (see Section XI.)
and a shorter application (see Section IX.). The permit by rule
proposed as an alternative for this source category would take that
streamlining a step further (see Section VII.).
The remainder of this section outlines the general structure of
each of the proposed general permits, and requests comment on issues
that are common among the proposed general permits. Specifically, we
are requesting comment on:
(1) Whether the EPA's proposed approach of incorporating by
reference each reviewing authority's approval of a request for coverage
into the general permit is necessary and appropriate; and
(2) The appropriateness of proposed permit terms related to the
reviewing authority's ability to reopen, revise, or terminate an
individual approval of coverage under the general permit.
This section also describes the general process we undertook for
each of the control technology reviews required to establish the terms
and conditions of each proposed general permit, and requests comment on
our conclusions on several aspects of the control technology reviews.
Additional information and supporting analyses on each of these
proposed permits are located in the background documents. These
documents are available at Docket ID No. EPA-HQ-OAR-2011-0151 and
online at https://www.epa.gov/air/tribal/tribalnsr.html.
B. Structure of General Permits
Each proposed general permit contains a similar overall structure.
The cover page of each proposed permit contains general information on
the proposed permit. First, it briefly describes the applicability of
the permit to a particular source category or emissions activity the
general permit regulates in accordance with 40 CFR 49.156(d)(1). This
description varies for each of the proposed permits, depending on the
emissions activity covered by the proposed permit.
Second, the cover page limits eligibility for coverage under the
permit to true minor sources. We included this limitation to allow
permitting authorities the ability to process a permit application for
inherently larger sources using the more extended time periods the
Indian Country Minor NSR rule provides for case by case, site specific
review. We also include this limitation in the proposed permits to
remain consistent with our current policy that we will not allow
sources to use general permits to create synthetic minor sources.
We recognize, however, that limiting eligibility of these proposed
permits to only true minor sources could limit the number and types of
sources that could take advantage of the streamlined, general
permitting process. In our prior proposal of January 14, 2014, we
proposed to change the current policy in the Indian Country Minor NSR
rule to allow general permits and permits by rule to create synthetic
minor sources. Depending on the outcome of that proposal, we may amend
one or more of the final permits in this proposal to allow any minor
source to apply for coverage under that permit.
Third, following the eligibility statement, the proposed permit
directs applicants to the specific information that an applicant must
include in a request for coverage under the permit in accordance with
40 CFR 49.156(d)(2)(ii) and (iii). The request for coverage serves as
the permit application and some of the information in the application
will differ for each proposed permit. We discuss the application and
implementation tools to assist true minor sources in determining
whether a source is eligible for coverage under a general permit in
Section IX.
Fourth, the proposed permit contains a statement that incorporates
each reviewing authority's approval of a request for coverage into the
general permit. Sections 1 through 6 of the general permit, and the
most current approval of the request for coverage, must be posted
prominently at the facility, and each affected emissions unit and any
associated air pollution control technology must be labeled with the
identification number listed in the Approval of the Request for
Coverage for that permitted source. We request comment on the inclusion
of this condition in the permits given that the Indian Country Minor
NSR rule only requires posting of the approval of coverage.
As we developed the proposed permits, we envisioned situations in
which the reviewing authority may need to revise information contained
in the approval notice sometime after issuance. For example, a source
covered by a general permit may subsequently change ownership. A
reviewing authority may delegate responsibilities for the general
permit to a tribal air pollution control agency. A source may
subsequently need to revise something in its request for coverage that
would
[[Page 41855]]
alter elements of the approval. For example, a source may misidentify
an equipment identification number in its request for coverage, or
decide to expand or limit the scope of the modification. A reviewing
authority may need to alter its approval of the request for coverage
for these situations. The general permit provisions at 40 CFR
51.156(b)(2) broadly reference 40 CFR 49.159, which specifically
addresses the reviewing authority's ability to reopen or
administratively amend permits. The provisions, however, do not
specifically delineate how they apply to an approval of a request for
coverage under a general permit. By incorporating the approval into the
general permit, we ensure that the revision procedures contained in 40
CFR 49.159 apply to revisions a reviewing authority may make to the
approval of the request for coverage. We request comment on this
approach for incorporating the approval of the request for coverage
into the general permit. Alternatively, we request comment on whether
such incorporation is unnecessary and on whether to apply the
procedures in 40 CFR 49.159 to the approval of the request for
coverage, or whether the EPA should amend the existing regulations at
40 CFR 49.156 to address amendments to the request for coverage.
Fifth, the proposed permit contains information on the reviewing
authority's right to terminate or revise the general permit. The
general permit provisions in the Indian Country Minor NSR rule provide
the reviewing authority the ability to revise, revoke and reissue, or
terminate a general permit. In harmony with those provisions, the
proposed permits include authority for a reviewing authority to revise
or terminate an approval of a request for coverage. We are adding these
provisions to the general permit, under the authority of 40 CFR
49.156(d), to clarify how the Indian Country Minor NSR rule intended
these provisions to apply to an individual request for coverage. We
request comment on inclusion of these provisions in the general permit,
or, alternatively, whether the EPA should amend the Indian Country
Minor NSR rule to expressly delineate the reviewing authority's right
to revise or terminate an individual source's coverage under a general
permit.
Finally, the proposed permit contains a statement indicating that
the definitions contained in the Indian Country Minor NSR rule govern
use of those terms within the general permit. The statement also refers
permittees to a section of the permit that contains definitions that
may be specific to the source categories or emissions activities
covered by the general permit; and indicates that when a term is not
otherwise defined we will interpret that term consistent with normal
business use. We, nonetheless, request comment on whether we should
include any additional definitions to improve the clarity of the
general permits.
Following the general information section, each proposed permit
contains the enforceable terms and conditions of the general permit.
Section 1 of the Terms and Conditions provisions contains general
provisions that, with only a few exceptions, are similar for all the
general permits. These provisions contain statements that the Indian
Country Minor NSR rule requires in each permit pursuant to 40 CFR
49.155.
In each permit, the general provisions are followed by emission
limitations and other operational restrictions or specifications, and
monitoring, recordkeeping, and reporting requirements that are unique
to each of the permits. The notice and reporting requirements are
followed by a section outlining the reviewing authority's ability to
change the general permit, including the approval of the request for
coverage, a section on requesting coverage under the permit, and
attachments with abbreviations and acronyms, a list of definitions, and
a list of reviewing authorities and areas of coverage. Attachments to
the concrete batch plant and sawmill permits also contain requirements
to minimize fugitive dust emissions. An attachment to the sawmill
permit contains sample VOC calculations. Attachments to the graphic
arts and printing operations general permit contain requirements for
serious, severe or extreme ozone nonattainment areas and sample
calculations for monthly VOC emissions.
C. The EPA's Control Technology Review
Each permit establishes specific numerical limitations on the
quantity, rate or concentration of emissions for each regulated NSR
pollutant emitted by each affected emissions unit. For each general
permit, in a manner similar to what a permitting authority would be
expected to do for an individual source, we established these control
technology-based requirements by researching both state and local air
quality programs to identify control technologies or other emissions
reduction measures used by similar sources in surrounding areas, and by
reviewing requirements contained in existing 40 CFR parts 60 and 63
emissions standards that apply to these source categories. Some of the
proposed permits build upon the requirements in the 40 CFR parts 60 and
63 emissions standards by including some control technology measures
found in state and local agencies' general permits for these source
categories. The proposed permit for graphic arts and printing
operations draws control information from control technique guidelines
for flexible package printing and offset lithographic printing
developed by the EPA covering activities in the printing industry.\19\
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\19\ For more information, go to: https://www.epa.gov/glo/SIPToolkit/ctgs.html.
---------------------------------------------------------------------------
The background documents for each proposed permit explain the state
and local programs we reviewed to identify control technology options
in each source category. We believe that, because these control
measures are currently used by other similar sources in other areas of
the country, they are technically and economically feasible, and cost
effective. We request comment on this conclusion, and invite commenters
to submit specific information that would indicate that either: (1) The
measures in the proposed permits are not economically feasible and/or
cost effective; or (2) additional economically feasible and cost
effective measures are available and appropriate to include in the
final general permits.
In determining specific emission limitations and control measures
for each permit, we considered air quality conditions in Indian
country. Notably, Indian country contains both attainment and
nonattainment areas for different regulated NSR pollutants.\20\ In some
cases, for areas designated as nonattainment for a given pollutant, the
proposed permits contain more stringent emission limitations for that
pollutant (or precursors of that pollutant). These control requirements
will help mitigate any further degradation of air quality in those
areas. In other cases, however, the proposed permits do not include
different emission limitations based on the attainment status of the
area. In these situations, we determined that the emission limitations
are sufficient to protect air quality in both attainment and
nonattainment areas.
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\20\ Maps for those NAAQS for which the EPA has designated
nonattainment areas in Indian Country are available online at https://www.epa.gov/air/tribal/tribalnsr.html and Docket ID No. EPA-HQ-OAR-
2011-0151. NAAQS for which the EPA has designated nonattainment
areas are: Ozone (2008 NAAQS), PM10 (1987 NAAQS),
PM2.5 24-Hour (2006 NAAQS), and PM2.5 Annual
(1997 NAAQS). There are no tribal lands in nonattainment for
SO2 (2010 NAAQS), NO2, lead (2008 NAAQS), and
CO.
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For concrete batch plants, boilers, stationary spark ignition
engines, stationary compression ignition engines,
[[Page 41856]]
and sawmills, we also added additional provisions related to the
location of the emitting activities and the source property boundary.
We call these provisions, which are designed to minimize the impacts of
emissions on air quality in the immediate vicinity of the source,
setback requirements. Under the setback requirement, sources may not
locate within a specific distance from the property boundary and
nearest residences. In reviewing state and local air agency general
permits, we found that permitting authorities in Alaska, Texas and
Washington include setback requirements to protect local ambient air
quality from potential source impacts. We find that these requirements
are both reasonable and prudent measures to protect local air quality,
and are economically feasible and cost effective. We, therefore,
included similar measures in the proposed permits. We discuss the
specific setback requirements for each category in Section VI.
We welcome comments on the use of these setback requirements. We
also welcome comments on the types of buildings from which we should
establish setback requirements (e.g., schools, nursing homes). We
further request comment on whether the setback requirement conflicts
with tribal authority over zoning-related matters, and, if so, then on
how we should resolve that conflict.
To further protect against adverse local air quality impacts, the
proposed permits ensure that no source will cause or contribute to
NAAQS or PSD increment violations by prohibiting emissions that would
result in such impacts. Thus, reviewing authorities will consider any
air quality concerns unique to specific areas that arise after issuance
of the general permits in this proposal when determining whether an
individual permit applicant is eligible for coverage under the general
permit. For example, if a source wants to locate in an area with air
quality levels approaching or violating the NAAQS, the reviewing
authority may need to request that a source apply for a site-specific
permit so that the potential for greater control than that afforded by
the general permit can be evaluated.
In conducting the control technology review, we also considered the
anticipated growth rate of the source categories. In general, we do not
anticipate significant increases in growth for these six source
categories for the foreseeable future, as we identified no information
indicating that to be the case.\21\ Thus, we do not believe that
emissions increases from these categories will pose unique or
additional impacts on air quality in the foreseeable future that might
warrant a more stringent approach to controlling emissions than
contained in the proposed permits. We request comment on our conclusion
about anticipated growth in these source categories and regions, and
the reasonableness of the emission limitations and control measures
specified in the proposed permits.
---------------------------------------------------------------------------
\21\ See the following memo online at https://www.epa.gov/air/tribal/tribalnsr.html and in the docket (ID No. EPA-HQ-OAR-2011-
0151): ``Projected New Minor Sources in Indian Country,'' from
Lillian Grace Bradley, Environmental Economist, EPA/OAQPS to Chris
Stoneman, Policy Advisor, EPA/OAQPS, March 13, 2014.
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D. Scope of Coverage Under Each General Permit
In the Indian Country Minor NSR rule, the EPA stated that it may
use the general permit mechanism to issue permits to ``similar'' types
of emissions units or minor sources. This limitation on the ability to
issue general permits is consistent with the EPA's longstanding
interpretation of the CAA as it relates to the ability of a permitting
agency and source to use standardized protocols to meet CAA minor
source permitting requirements. The proposed general permits meet the
limitation that general permits apply only to similar sources, because
each of the permits covers only affected emission units or emissions
generating activities that are: (1) Specifically identified by name in
the permit; (2) generate the same regulated NSR pollutants in the same
manner and magnitude; and (3) are associated only with operations
within a defined source category.\22\ We discuss the specific scope of
each proposed general permit in more detail in Section VI. below and in
the background document for each proposed general permit.
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\22\ These criteria are not the sole manner for demonstrating
that a general permit applies only to similar sources, but they
serve as examples of the types of characteristics that may be
relevant.
---------------------------------------------------------------------------
E. Surrogate Annual Allowable Emission Limitations
The Indian Country Minor NSR rule requires the reviewing authority
to establish annual allowable emission limitations for each affected
emissions unit and for each NSR regulated pollutant emitted by the
unit, if the unit is issued an enforceable limitation lower than the
PTE of that unit (40 CFR 49.155(a)(2)). For the six source categories
in this proposal, the proposed general permits provide emissions
limitations as annual tpy allowable emission limitations, throughput
limits or input-based emissions limits, or some combination thereof,
depending on the particular source category. In the case of concrete
batch plants, we believe that a production limit serves as a reasonable
surrogate for a tpy emission limitation, since there is a direct
correlation between the amount of material processed and the amount of
pollution emitted. We also believe that monitoring throughput rather
than actual emissions may provide a more cost-effective method of
demonstrating compliance. For example, concrete batch facilities
regularly track a facility's throughput, but do not necessarily analyze
specific emissions discharges. Thus, reliance on throughput limits
provides a more cost-effective approach to regulating emissions and we
believe this will enhance the potential for compliance with the
proposed permit for this category.
The approach for engines (spark ignition and compression ignition)
and boilers also relies on a concept of ``surrogate'' emissions
limitations, but instead of using throughput limits, these permits rely
on ``surrogate'' capacity limits. The capacity limits are set at levels
to ensure that the sources remain below certain tpy emissions rates. We
also believe that setting capacity limits rather than limitations on
actual emissions may provide a more cost-effective and practical method
of demonstrating compliance, which will enhance the potential for
compliance with the proposed permit for this category.
For sawmills and graphic arts and printing operations, we provide
tpy emissions limitations in the permit. We require sources in these
two categories to track throughput and to calculate annual emissions
based on their throughput using the calculator we have provided. The
reason for providing this additional flexibility for the source is due
to the uncertainty they face as to the exact nature of their production
at the start of a reporting period. For example, a sawmill will not
necessarily know what species of wood (each with different VOC content)
it will process in a given year. The source, therefore, would need to
track its board-feet throughput of each wood species and calculate the
emissions associated with the wood species to ensure it stays within
the permitted emissions limitations. The same approach is applicable to
graphic arts and printing operations that may be engaged in several
different types of printing operations that involve different solvents
with different VOC contents. Those sources need similar flexibility
[[Page 41857]]
and would also need to track solvent usage and VOC content to ensure
they stay within the permitted emissions limitations.
In Section VI. below, we request comment on these approaches for
the six source categories.
In a related matter, in the January 14, 2014, proposal, we
indicated that we granted reconsideration on the issue of allowing
reviewing authorities to use general permits to create synthetic minor
sources and proposed to change the current policy of not allowing their
use for this purpose. If the EPA allows otherwise major sources to
qualify as synthetic minor sources through use of general permits, we
request comment on specific changes that we would need to include in
the limits of each permit to properly regulate synthetic minor sources
for the six categories in this proposal. For example, should the EPA
establish higher annual tpy allowable emission limitations or surrogate
production limits that are just below the major source thresholds for
each regulated NSR pollutant, or should the EPA maintain the
limitations in the current proposed permits to maintain an adequate
compliance margin?
F. Requirements of the Endangered Species Act and the National Historic
Preservation Act \23\
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\23\ These requirements apply to both general permits and
permits by rule. Only general permits are mentioned here but the
requirements apply identically to both permit types. Section VII.C.
is specific to permits by rule and notes that these requirements
also apply to permits by rule.
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The ESA requires federal agencies to ensure, in consultation with
the U.S. Fish and Wildlife Service and/or the National Marine Fisheries
Service (the Services), that any action they authorize, fund, or carry
out will not likely jeopardize the continued existence of any listed
threatened or endangered species, or destroy or adversely modify the
designated critical habitat of such species. Under relevant ESA
implementing regulations, federal agencies consult with the Service(s)
on actions that may affect listed species or designated critical
habitat.
The NHPA requires federal agencies to take into account the effects
of their undertakings on historic properties (i.e., properties that are
either listed on, or eligible for listing on, the National Register of
Historic Places) and to provide the Advisory Council on Historic
Preservation (the Council) a reasonable opportunity to comment on such
undertakings. Under relevant NHPA implementing regulations, NHPA
consultations are generally conducted with the appropriate Tribal and/
or State Historic Preservation Officers in the first instance, with
opportunities for direct Council involvement in appropriate
circumstances, including, for example, consultations in connection with
undertakings affecting multiple tribes or states.
The Indian country minor NSR program has increased the number of
activities for which the EPA is the permitting authority. To meet ESA
and NHPA requirements, we have developed a process for compliance with
these laws when issuing the general permits. The EPA intends to consult
with the Services and the Council on our general permits and the
proposed procedures to address potential effects on relevant protected
resources.
For purposes of general permits, the EPA intends to adopt a
framework that provides appropriate protection for listed species and
critical habitat and historic properties. The EPA believes, based on
the evaluation of available information, that the sources that are the
subject of this proposal are unlikely to present a significant risk to
listed species and critical habitat and to historic properties because
they are by their nature small, low emitting sources. However, to
ensure listed species and critical habitats and historic properties are
protected, the EPA has developed a framework in the general permits
that requires the applicant to identify and assess effects before a
request for coverage under the general permit is submitted to the EPA.
(As noted below, the applicant must submit the assessment to the EPA as
part of the request for coverage.) Requiring this assessment should
help identify any concerns related to potential impacts on listed
species/critical habitat or historic properties early in the process
when the greatest opportunities to mitigate or avoid any impacts--
including changes to the facility's location or footprint--are
available. This framework is similar to procedures established by the
Office of Water for the National Pollutant Discharge Elimination System
General Permit for Stormwater Discharges from Construction
Activities.\24\ The EPA believes that requiring a process in the
general air quality permits that is similar to the already-established
process for the general stormwater permits will be beneficial for all
concerned: The applicants, the EPA, the tribes, and the Services.
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\24\ ``Final National Pollutant Discharge Elimination System
(NPDES) General Permit for Stormwater Discharges from Construction
Activities,'' U.S. Environmental Protection Agency, February 29,
2012 (77 FR 12286), https://www.gpo.gov/fdsys/granule/FR-2012-02-29/2012-4822/content-detail.html.
---------------------------------------------------------------------------
The screening processes developed in the permits for both the ESA
and NHPA require the applicant to develop information about the
possible effects of the proposed new or modified facility, which
includes appropriate outreach to relevant expert resource agencies.
Such information and a certification regarding the outcome of the
applicant's screening procedures are submitted to the EPA as part of
the request for coverage under the general permit. This information is
included as an appendix to the applications for requests for coverage
under the general permits. The EPA will review this information as part
of determining whether a source is eligible for coverage under the
general permit. Because we have limited the applicability of the
general permits to categories of sources that have low emissions, we do
not expect they are likely to adversely affect listed species/critical
habitats, nor should they have potential effects on historic
properties. However, if, through the procedures required in the permit,
a source is determined to have an adverse effect on listed species/
critical habitats or potential effects on historic properties, the EPA
retains the authority to deny coverage under the general permit and to
proceed with source-specific permitting and consultation with the
appropriate resource agency(ies).
VI. Summary of Specific Terms and Conditions of the General Permits and
Request for Comment
In the following sections, we provide a brief summary of the source
category regulated by each general permit and the areas of each
proposed general permit on which we specifically seek public comment.
In this preamble, we are not delineating every aspect of the
requirements of the general permits. Instead, we refer readers to the
proposed permits and associated background information to review all of
the detailed requirements we include in each general permit. Although
we are soliciting comments on specific aspects of the proposed permits,
we, nonetheless, invite the public to comment on all relevant aspects
of the proposed permits.
Generally, we have designed the proposed permits to be as
comprehensive as possible and, thus, they contain emission limitations
requirements for several, potentially affected emission units that
could be found at a source. If a source determines that it does not
have all of the emission units that the general permit covers, it can
still seek coverage for those units
[[Page 41858]]
the permit covers. The intent of the comprehensive permit is to help
avoid sources with multiple emission units having to apply for multiple
general permits. In any case, if a source determines that it is does
not meet the qualifications of the general permit for a given category,
then it can apply for a site-specific permit.
We are proposing the general permits for true minor sources in
Indian country. To be eligible for a general permit as proposed in this
action, a source would need to calculate the PTE for all of its NSR-
regulated pollutants for all existing, new, and modified emission
units. If the total PTE is less than the NSR major source thresholds,
then the source is eligible for the permit, provided all other
qualifying conditions are satisfied.
A. Concrete Batch Plants
1. What is a concrete batch plant?
A concrete batch plant is an operation that combines various
ingredients to form concrete. Some of these inputs include sand, water,
aggregate (rocks, gravel, etc.), fly ash, potash, and cement. There are
two types of concrete batch plants: Ready mix plants and central mix
plants. A concrete plant can have a variety of parts and equipment,
including but not limited to: Mixers (either tilt-up or horizontal or
in some cases both), cement batchers, aggregate batchers, conveyors,
radial stackers, aggregate bins, cement bins, heaters, chillers, cement
silos, batch plant controls, and dust collectors (to minimize
environmental pollution).
Concrete is composed essentially of water, cement, sand (fine
aggregate) and coarse aggregate. Approximately 75 percent of the U.S.
concrete manufactured is produced at plants that store, convey, measure
and discharge these constituents into trucks for transport to a job
site. At most of these plants, sand, aggregate, cement and water are
all gravity fed from the weight hopper into the mixer trucks. The
concrete is mixed on the way to the site where the concrete is to be
poured. At some of these plants, the concrete may also be manufactured
in a central mix drum and transferred to a transport truck. Most of the
remaining concrete manufactured is cast as products in a factory
setting. Precast products range from concrete bricks and paving stones
to bridge girders, structural components, and panels for cladding.
Concrete masonry, another type of manufactured concrete, may be best
known for its conventional 8 x 8 x 16-inch block. In a few cases
concrete is dry batched or prepared at a building construction site.
Raw materials for concrete batch operations can be delivered to a
plant by rail, truck or barge. The cement is transferred to elevated
storage silos pneumatically or by bucket elevator. The sand and coarse
aggregate are transferred to elevated bins by front end loader,
clamshell crane, belt conveyor, or bucket elevator. From these elevated
bins, the constituents are fed by gravity or screw conveyor to weigh
hoppers, which combine the proper amounts of each material.
PM, consisting primarily of cement and pozzolan dust, but including
some aggregate and sand dust emissions, is the primary pollutant of
concern. In addition, there are emissions of metals that are associated
with this PM. All but one of the emission points is fugitive in nature.
The only point sources are the transfer of cement and pozzolan material
to silos, and these are usually vented to a fabric filter or ``sock.''
Fugitive sources include the transfer of sand and aggregate, truck
loading, mixer loading, vehicle traffic, and wind erosion from sand and
aggregate storage piles. The amount of fugitive emissions generated
during the transfer of sand and aggregate depends primarily on the
surface moisture content of these materials.
The extent of fugitive emissions control varies widely from plant
to plant. Types of controls used may include water sprays, enclosures,
hoods, curtains, shrouds, movable and telescoping chutes, central duct
collection systems, and the like. A major source of potential
emissions, the movement of heavy trucks over unpaved or dusty surfaces
in and around the plant, can be controlled by good maintenance and
wetting of road surfaces.\25\
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\25\ AP-42, Chapters 11.19.12, Concrete Batching, https://www.epa.gov/ttn/chief/ap42/ch11/.
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2. What is in the proposed general air quality permit for new or
modified true minor source concrete batch plants?
This proposed general permit would apply to the construction of new
true minor source concrete batch plants or the modification of existing
true minor concrete batch plants located in Indian country. The
proposed permit is designed to be as comprehensive as possible and,
thus, contains emission limitations requirements for:
Storage silos;
Batch drop points;
Loading transfer areas;
Weigh hoppers;
Auxiliary storage bins;
Non-emergency stationary engines;
Emergency stationary engines; and
Setbacks.
The proposed permit requires that the permittee maintain and
operate each affected emission unit and any associated air pollution
control equipment, considering the manufacturer's recommended operating
procedures, so as to minimize emissions of NSR regulated pollutants.
The reviewing authority will determine whether the permittee is using
acceptable operating and maintenance procedures based on monitoring
results, opacity observations, review of operating and maintenance
procedures, and inspection of the permitted source. (Failure to meet
these requirements would constitute a violation of the permit.)
The proposed permit requires each storage silo to be equipped with
an audible alarm or an automatic shutoff system that warns when the
silo is full. Loading operations cannot be conducted without a warning
or shutoff device. Storage silos, weigh hoppers and auxiliary storage
bins must be vented to a fabric or cartridge filter. The filter systems
can be a centralized system. A suction shroud or other pickup device
should be installed at each batch drop point (drum, truck loading etc.)
and vented to a fabric or cartridge filter system. Loading and
unloading areas must be well lit during non-daylight hours when the
permitted source is in operation and visible emissions from each
storage silo, weigh hopper and auxiliary storage bin must not exceed 10
percent opacity based on a six-minute average (according to EPA Method
9 \26\). For portable and permanent concrete batch plants, the limit on
production is a maximum annual production rate of 2,000,000 cubic
yards. The proposed permit also requires a fugitive dust control plan.
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\26\ Method 9--Visual Determination of the Opacity of Emissions
From Stationary Sources, https://www.epa.gov/ttn/emc/promgate/m-09.pdf.
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The proposed permit contains requirements for non-emergency and
emergency engines, in the event such engines are present at the
concrete batch plant. Non-emergency compression ignition engines
present at the site, excluding nonroad mobile engines, must comply with
the following:
Use diesel or biodiesel containing no more than 15 ppm
(0.0015 percent) sulfur;
Each compression ignition engine that commenced
construction on or after June 12, 2006 must be certified to the
applicable Tier standards in 40 CFR 89.112 and 40 CFR 1039.101 through
1039.104, for all pollutants, for the same
[[Page 41859]]
model year and maximum engine power; and
Each compression ignition engine that commenced
construction before June 12, 2006 shall meet certain standards as laid
out in the permit based on the engine's maximum rated power.
If the source includes one or more emergency engines, each
emergency engine must be equipped with a non-resettable hour meter and,
if using fuel oil, then it must use diesel or biodiesel containing no
more than 15 ppm (0.0015 percent) sulfur. Newer emergency engines--
model year 2006 or later for compression ignition engines and 2009 or
later for spark ignition engines--must meet certain certification or
emission requirements that are contained in the EPA emissions standards
at 40 CFR part 89, 40 CFR part 90, 40 CFR part 1048 or Table 1 to 40
CFR part 60, subpart JJJJ, as applicable. Other, older emergency
engines are required to meet certain routine maintenance requirements,
and must follow the manufacturer's emission-related operation and
maintenance instructions or the permittee must develop a maintenance
plan, which must provide, to the extent practicable, for the
maintenance and operation of the engine in a manner consistent with
good air pollution control practice for minimizing emissions.
The proposed general permit includes monitoring that is sufficient
to ensure compliance with the emission limitations that apply to the
source, including ensuring the fabric/cartridge filters are operating
properly, taking weekly opacity observations and fugitive emissions
surveys and meeting certain other requirements. The permit also
requires performance testing for emergency engines present at the plant
that must meet certain emissions standards, but are not certified by
the manufacturer to those standards and are not required to be
certified by the manufacturer. This requirement is needed since the EPA
certification program for certain engines is voluntary. The proposed
general permit includes recordkeeping and reporting sufficient to
ensure compliance with the monitoring requirements.
3. Request for Comment on the Proposed General Air Quality Permit for
New or Modified True Minor Source Concrete Batch Plants
We request comment on all aspects of the general permit for
concrete batch plants. We specifically request comment in the following
three areas:
a. Throughput Production Limit as a Surrogate for Annual Tons Per Year
Allowable Emission Limitations
The proposed concrete batch plant general permit contains a
throughput-based production limit that serves as a surrogate for annual
tpy allowable emission limitations. We discuss the use of surrogate
limits in Section V.E. above. For portable and permanent concrete batch
plants, as stated above, the limit on production is a maximum annual
production rate of 2,000,000 cubic yards.
The background information document for the proposed permit
contains the approximate tpy emission thresholds for which the
throughput limits act as surrogates. The proposed permit does not
establish different throughput limits based on the attainment status of
the area. We request comment on our use of throughput limits as a
surrogate for tpy emission limitations for this source category, and on
whether there should be different production throughput limits in
attainment and nonattainment areas.
In establishing specific limits for concrete batch facilities, we
considered whether we should compute the production throughput limits
on a tpy basis, or over a shorter period of time to ensure continuous
compliance. For concrete batch plants, where PM10 is the
limiting pollutant for non-fugitive emissions, we elected an annual
production limit to ensure annual compliance. We request comment on
whether we should instead establish a monthly total emission limitation
based on a 30-day rolling total or on any other appropriate averaging
period.
b. Setback Requirement
The proposed general permit requires concrete batch plants to
locate at least 150 feet from the nearest property boundary and 1,000
feet from the nearest residence. A number of states include setback
requirements in their general permits for this source category.\27\ We
believe that this requirement will minimize the impact of emissions
from these sources on localized air quality. We request comment on
whether we should include the setback requirement in the final permit
to provide additional protection against adverse impacts to localized
air quality. In addition, we request comment on whether there are other
neighboring types of buildings for which a setback should apply (e.g.,
schools, nursing homes) and whether to require owners/operators of
concrete batch plants subject to the permit to use physical markers on
their property to show compliance with the setback requirement.
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\27\ Information on state setback provisions is available at:
Background Document: General Air Quality Permit for New or Modified
True Minor Source Concrete Batch Plants, Docket ID No. EPA-HQ-OAR-
2011-0151, https://www.epa.gov/air/tribal/tribalnsr.html.
---------------------------------------------------------------------------
c. Authorizing Multiple Locations
Concrete batch plants can operate as portable stationary sources. A
plant will locate in a single area for a specified period of time and
then disassemble and relocate to another area. We structured the
proposed general permit to accommodate relocation of a plant. A source
may identify multiple sites of operation in its request for coverage.
The reviewing authority will consider the request for each location,
and will specify approval of one or more of these locations in the
approval of the request for coverage. If the reviewing authority does
not approve a specific location, then the source will need to reapply
for coverage under the general permit or for a site specific permit
before relocating to this site. The general permit also requires a
source to submit a notification to the reviewing authority each time it
relocates to a pre-approved site. We request comment on the use of the
general permit to authorize relocation of a plant to pre-approved site
locations.
B. Boilers
1. What is a boiler?
A boiler is a device in which water typically is heated to provide
steam to drive turbines or engines, supply heat, or process materials.
This proposed permit covers steam generating units located at
institutional, commercial, and industrial facilities which combust non-
solid fossil fuels such as natural gas and fuel oil. This permit does
not cover boilers located at electric utilities or boilers used for the
burning of other fuels such as coal and wood. This source category does
not cover the manufacturers of boilers. The proposed General Air
Quality Permit for New or Modified True Minor Source Boilers only
covers new, true minor source boilers and modifications of existing
true minor source boilers.
Boilers designed to burn fuel oil primarily combust distillate oils
and residual oils.\28\ These boilers can be of water tube, fire tube,
cast iron, or tubeless design. Water tube boilers are used in a variety
of applications ranging from supplying large amounts of process steam
to providing space heat for
[[Page 41860]]
industrial facilities. In a water tube boiler, combustion heat is
transferred to water flowing through tubes which line the furnace walls
and boiler passes. The tube surfaces in the furnace (which houses the
burner flame) absorb heat primarily by radiation from the flames. The
tube surfaces in the boiler (adjacent to the primary furnace) absorb
heat primarily by convective heat transfer. Fire tube boilers are used
primarily for heating systems, industrial process steam generators, and
portable power boilers. In fire tube boilers, the hot combustion gases
flow through the tubes while the water being heated circulates outside
of the tubes. A cast iron boiler is one in which combustion gases rise
through a vertical heat exchanger and out through an exhaust duct.
Water in the heat exchanger tubes is heated as it moves upward through
the tubes. Cast iron boilers produce low pressure steam or hot water,
and generally burn oil or natural gas. They are used primarily in the
residential and commercial sectors. (Note that residential boilers are
not covered by the proposal.) Tubeless boilers incorporate nested
pressure vessels with water in between the shells. Combustion gases are
fired into the inner pressure vessel and are then sometimes
recirculated outside the second vessel.
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\28\ AP-42, Chapter 1.3--Fuel Oil Combustion, https://www.epa.gov/ttnchie1/ap42/ch01/.
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Natural gas combustion boilers are used to generate industrial
electric power, produce industrial process steam and heat, and heat
residential and commercial space.\29\ (Note that residential boilers
are not covered by the proposal.) Natural gas is generally more than 85
percent methane with varying amounts of ethane, propane, butane, and
inert gases (typically nitrogen, carbon dioxide (CO2), and
helium). Natural gas combustion boilers may be of water tube, fire
tube, or cast iron design. Water tube boilers can be distinguished
either as field erected units or packaged units; the former are built
onsite in either wall-fired or tangential-fired configurations and
generally have heat input levels exceeding 100 million British thermal
units (MMBtu)/hour, while the latter are shipped where needed, are
always wall-fired, and generally have heat input levels of less than
100 MMBtu/hour.
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\29\ AP-42, Chapter 1.4--Natural Gas Combustion, https://www.epa.gov/ttnchie1/ap42/ch01/.
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The emissions from fuel oil-fired boilers include PM,
SO2, NOX, CO, small amounts of VOCs, and trace
elements. The emissions from natural gas-fired boilers include
NOX, CO, CO2, nitrous oxide, VOCs, trace amounts
of SO2, and PM.
2. What is in the proposed General Air Quality Permit for New or
Modified True Minor Source Boilers?
This proposed general permit would apply in Indian country to the
construction of new, true minor source boilers and modifications of
existing true minor source boilers. The proposed permit is designed to
be as comprehensive as possible and, thus, contains requirements for:
Boiler capacity limits;
Emissions and opacity limitations;
Boiler stacks;
Fuel usage;
Setbacks; and
Emergency engines.
The proposed permit requires that the permittee maintain and
operate each affected emission unit and any associated air pollution
control equipment, considering the manufacturer's recommended operating
procedures, so as to minimize emissions of NSR regulated pollutants.
The reviewing authority will determine whether the permittee is using
acceptable operating and maintenance procedures based on monitoring
results, opacity observations, review of operating and maintenance
procedures, and inspection of the permitted source. (Failure to meet
these requirements would constitute a violation of the permit.)
The proposed permit uses boiler capacity limits as emissions
limitations. The permit provides a capacity limit for an individual
boiler located in an attainment or nonattainment area of less than 100
MMBtu/hour. Further, the proposed permit restricts capacity by laying
out a matrix of combined maximum rating capacity limits for different
fuel types (i.e., liquid, gaseous) by boiler size or type. The combined
capacity limits vary by area designation/classification. The combined
capacity limits are set at levels intended to ensure the covered
sources remain below major source levels.
The proposed permit also provides output-based and input-based
emission limitations for boilers rated at 10 MMBtu/hour or greater. The
proposed permit restricts fuel use to natural gas or fuel oil (i.e.,
diesel or biodiesel) with a sulfur content of 0.0015 percent or less by
weight. In addition, a natural gas unit may use fuel oil as a backup
emergency fuel for up to 500 hours per calendar year.
The proposed permit requires that the boiler(s) must not discharge
into the atmosphere any gases that exhibit 5 percent opacity or greater
averaged over any six-consecutive-minute period. The boiler stack(s)
must be above the buildings in the vicinity, discharge vertically, and
have no obstructions to gas flow such as rain caps, except for hinged
rain caps. Each boiler must undergo biennial tune-ups.
If the permittee is operating the boiler(s) in a severe or extreme
ozone nonattainment area, then the permittee must comply with
additional requirements. Boilers located in severe or extreme ozone
nonattainment areas must meet tighter emissions limitations for
NOX.
The proposed permit contains requirements for emergency engines
located at the same facility as a boiler. Each emergency engine must be
equipped with a non-resettable hour meter and, if using fuel oil, then
it must use diesel or biodiesel containing no more than 15 ppm (0.0015
percent) sulfur by weight. Newer emergency engines--model year 2006 or
later for compression ignition engines and 2009 or later for spark
ignition engines--must meet certain certification or emission
requirements that are specified in the EPA emissions standards at 40
CFR part 89, 40 CFR part 90 and 40 CFR part 1048 or Table 1 to 40 CFR
part 60, subpart JJJJ, as applicable. Older emergency engines are
required to meet certain routine maintenance requirements, and must
follow the manufacturer's emission-related operation and maintenance
instructions or the permittee must develop a maintenance plan, which
must provide, to the extent practicable, for the maintenance and
operation of the engine in a manner consistent with good air pollution
control practice for minimizing emissions.
The proposed permit includes monitoring that is sufficient to
ensure compliance with the emission limitations that apply to the
source, including visible emissions surveys and an initial and
additional periodic performance testing. The proposed permit also
requires performance testing for emergency engines located at the same
source that must meet certain emissions standards, but are neither
required to be certified by the manufacturer nor are certified by the
manufacturer as meeting those standards. The basis for this requirement
is the fact that the EPA certification program for certain engines is
voluntary. The proposed permit includes recordkeeping and reporting
sufficient to ensure compliance with the monitoring requirements.
[[Page 41861]]
3. Request for Comment on the Proposed General Air Quality Permit for
New or Modified True Minor Source Boilers
We request comment on all aspects of the general permit for
boilers. We specifically request comment in the following three areas:
a. Surrogate Annual Allowable Emission Limitations
The boilers general permit contains capacity limits that serve as
surrogate annual tpy allowable emission limitations. We discuss the use
of surrogate limits in detail in Section V.E. above. In addition, we
request comment on the use of these surrogate capacity limits. In lieu
of establishing surrogate limits, we request comment on whether,
instead of containing surrogate limits, the final permits should
contain tpy emission limitations and require the use of monitoring of
material use to demonstrate compliance. We also request comment on
finalizing two boiler general permits--one intended for smaller,
simpler sources that uses capacity limits and one for larger, more
complex sources that uses tpy emission limitations together with
additional monitoring and recordkeeping requirements. Other
requirements in the permits would be essentially the same. Finally, we
request comment on the appropriateness of establishing different
capacity limits based on the attainment status of the area and whether
the specified capacity limits should be lower in nonattainment areas
than attainment areas.
b. Should we establish different requirements for severe or extreme
ozone nonattainment areas?
The proposed general permit contains emissions limits for sources
that locate in severe or extreme ozone nonattainment areas. We request
comment on the need for these limits.
c. Setback Requirement
The proposed general permit requires the exhaust from each boiler
or heater to be located a minimum of 50 feet from the nearest property
line and 150 feet from any adjacent residential or commercial
establishment or place of public assembly. The EPA's 40 CFR parts 60,
61, and 63 regulations do not contain setback requirements affecting
boilers or heaters. However, certain states include setback
requirements in their general permits for certain source categories,
although not necessarily for boilers. We believe that these
requirements will minimize the impact of emissions from these sources
on localized air quality. These setbacks are less stringent than the
proposed setback permit provisions in the proposed concrete batch
plant, engine and sawmill permits. We believe a different (lesser)
setback requirement is warranted for the boilers general permit
compared to the other general permits because of the different type of
equipment associated with the stationary sources covered by this
proposed permit. This proposed permit would generally be used for
institutional, commercial, and small industrial operations which tend
to have less air impact. In addition, the boilers general permit
contains specific numerical limits on NOX and CO emissions
that will further limit air impacts.
We request comment on whether we should include these setback
requirements in the final permit to provide additional protection
against adverse impacts to local air quality. In addition, we request
comment on whether there are other neighboring types of buildings from
which the setback should apply (e.g., schools, nursing homes) and
whether to require owners/operators of the boilers subject to the
permit to use physical markers on their property to show compliance
with the setback requirements.
C. Stationary Compression Ignition and Spark Ignition Engines
1. What are compression ignition and spark ignition engines?
Engines covered by these proposed general permits \30\ are
stationary internal combustion engines (ICE or engine) that convert
heat energy into mechanical work and are not mobile. This source
category does not include combustion turbines or nonroad \31\ engines
(mobile ICE) such as those on forklifts, off-highway mobile cranes,
bulldozers, and lawnmowers. Stationary ICE include reciprocating ICE,
rotary ICE, and other ICE, except combustion turbines as noted above.
Engine manufacturers are not included in this source category. In
addition, these general permits only apply to engines located at true
minor sources.
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\30\ The EPA is making available for comment two proposed
general permits: One for spark ignition internal combustion engines
and one for compression ignition internal combustion engines.
\31\ As defined in 40 CFR 1068.30, a nonroad engine is used to
propel a motor vehicle, aircraft, or a vehicle used solely for
competition.
---------------------------------------------------------------------------
The proposed general permits cover both stationary non-emergency
and emergency stationary ICE. Emergency stationary ICE include any
stationary internal combustion engine whose operation is limited to
emergency situations and for which testing and maintenance are
required. Examples include stationary ICE used to produce power for
critical networks or equipment (including power supplied to portions of
a facility) when electric power from the local utility (or the normal
power source, if the facility runs on its own power production) is
interrupted, or stationary ICE used to pump water in the case of fire,
flood, or other adverse event. Stationary ICE used to supply power to
an electric grid or that supply power as part of a financial
arrangement with another entity are not considered to be emergency
engines.\32\
---------------------------------------------------------------------------
\32\ The definitions for emergency and stationary engines are
adopted from the definitions in 40 CFR 60.4219.
---------------------------------------------------------------------------
There are two types of ICE: Spark ignition and compression
ignition. A spark ignition engine is a gasoline, natural gas, or any
other type of engine with a spark plug (or other sparking device) and
with operating characteristics significantly similar to the theoretical
Otto combustion cycle. Spark ignition engines usually use a throttle to
regulate intake air flow to control power during normal operation.
Dual-fuel engines in which a liquid fuel (typically diesel fuel) is
used for compression ignition ICE and a gaseous fuel (typically natural
gas) is used as the primary fuel at an annual average ratio of less
than 2 parts diesel fuel to 100 parts total fuel on an energy
equivalent basis are spark ignition engines. A compression ignition ICE
is defined as an engine that is not a spark ignition engine. These
engines are typically diesel engines where the heat generated from
compression is enough to initiate the combustion process, without
needing an external spark.\33\
---------------------------------------------------------------------------
\33\ The definitions for spark ignition and compression ignition
engines are adopted from the definitions in 40 CFR 60.4219.
---------------------------------------------------------------------------
Gasoline, diesel (No. 2 fuel oil), and natural gas are the three
primary fuels used for ICE. Most natural gas-fired reciprocating
engines are used in the natural gas industry at pipeline compressor and
storage stations and at gas processing plants.\34\ Gasoline and small
diesel ICE (with capacities equal to or less than 600 horsepower (hp))
are used in a wide variety of industrial applications such as
generators, pumps, and material handling equipment (such as conveyors).
Gasoline is used primarily for mobile and portable engines. Diesel fuel
oil is the most versatile fuel and is used in compression ignition
engines of all
[[Page 41862]]
sizes. Substantial differences in engine duty cycles exist.\35\
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\34\ AP-42, Chapter 3.2--Natural Gas-fired Reciprocating
Engines, https://www.epa.gov/ttnchie1/ap42/ch03/.
\35\ AP-42, Chapter 3.3--Gasoline and Diesel Industrial Engines,
https://www.epa.gov/ttnchie1/ap42/ch03/.
---------------------------------------------------------------------------
Large stationary diesel ICE (with capacities greater than 600 hp)
are often used in oil and gas exploration and production. These
engines, in groups of 3 to 5, supply mechanical power to operate
drilling (rotary table), mud pumping, and hoisting equipment, and may
also operate pumps or auxiliary power generators. Another frequent
application of large stationary diesel ICE is electricity generation
for both base and standby service. Smaller uses include irrigation,
hoisting, and nuclear power plant emergency cooling water pump
operation.\36\
---------------------------------------------------------------------------
\36\ AP-42, Chapter 3.4--Large Stationary Diesel and All
Stationary Dual-fuel Engines, https://www.epa.gov/ttnchie1/ap42/ch03/
.
---------------------------------------------------------------------------
The primary criteria pollutants emitted by engines are
NOX, CO, and VOC. The formation of NOX is
exponentially related to combustion temperature in the engine cylinder.
The other pollutants, CO and VOC, are primarily the result of
incomplete combustion. PM emissions include trace amounts of metals,
non-combustible inorganic material, and condensible, semi-volatile
organics which result from volatized lubricating oil, engine wear, or
from products of incomplete combustion. Emissions of sulfur compounds,
mainly SO2, are directly related to the sulfur content of
the fuel.
Three generic control techniques have been developed for
reciprocating engines: Parametric controls (timing and operating at a
leaner air-to-fuel ratio); combustion modifications such as advanced
engine design for new sources or major modification to existing sources
(clean-burn cylinder head designs and pre-stratified charge combustion
for rich-burn engines); and post-combustion catalytic controls
installed on the engine exhaust system. Post-combustion catalytic
technologies include selective catalytic reduction, nonselective
catalytic reduction, and CO oxidation catalysts.\37\
---------------------------------------------------------------------------
\37\ AP-42, Chapter 3.2--Natural Gas-fired Reciprocating
Engines, https://www.epa.gov/ttnchie1/ap42/ch03/.
---------------------------------------------------------------------------
2. What is in the proposed General Air Quality Permits for New or
Modified True Minor Source Spark Ignition and Compression Ignition
Engines?
These two proposed general permits would apply to the construction
of new, true minor source stationary compression ignition and spark
ignition engines or the modification of existing, true minor source
engines located in Indian country. We created separate proposed general
permits, one for compression ignition engines and one for spark
ignition engines, because there are different requirements for each
type of engine. Both engine general permits cover emergency and non-
emergency engines. (Sources that only have emergency engines and also
intend to construct a boiler may want to consider the boiler general
permit, which allows for greater boiler and emergency engine capacity.)
However, we have written both proposed general permits to accommodate
emergency engines of both engine types because the emissions from
emergency engines are relatively small and we did not want a particular
source to not be able to qualify for the general permit if, for
example, they happen to have a small compression ignition emergency
engine at a source of non-emergency spark ignition engines. As a
result, the spark ignition engine general permit covers non-emergency
spark ignition engines, emergency spark ignition engines, and emergency
compression ignition engines. The compression ignition general permit
covers non-emergency compression ignition engines, emergency
compression ignition engines, and emergency spark ignition engines.
The proposed general permits for compression ignition and spark
ignition engines require that the permittee, considering the
manufacturer's recommended operating procedures, maintain and operate
each affected emission unit and any associated air pollution control
equipment so as to minimize emissions of NSR regulated pollutants. The
reviewing authority will determine whether the permittee is using
acceptable operating and maintenance procedures based on monitoring
results, opacity observations, review of operating and maintenance
procedures, and inspection of the permitted source. (Failure to meet
these requirements would constitute a violation of the permit.)
The proposed compression ignition general permit imposes different
requirements depending upon where the source chooses to locate or
modify and whether the engine is for emergency or non-emergency
purposes. The proposed permit contains a setback requirement. Each non-
emergency compression ignition engine must not be located less than 150
feet from the nearest property boundary and 1,000 feet from the nearest
residence.
The proposed compression ignition general permit contains two
options for meeting capacity limits for engines locating in ozone
attainment, unclassifiable or attainment/unclassifiable areas or ozone
marginal and moderate nonattainment areas. Option 1 allows for a source
to have greater non-emergency engine capacity (up to 3800 hp) if the
non-emergency engines are within a set of certain parameters, mainly
related to whether the engines are part of a generator set. These types
of engines must meet much more stringent emission limits, resulting in
fewer emissions, and, thus, the permit provides the ability to increase
the capacity limit. Option 2 allows for less capacity for non-emergency
engines (1900 hp) but does not require non-emergency engines to be
within the specific parameters in Option 1. The proposed permit also
contains an additional overall capacity limit for engines locating or
modifying in serious ozone nonattainment areas (1100 hp for non-
emergency engines and 750 hp for emergency engines) and does not allow
permit coverage for engines locating or modifying in severe or extreme
ozone nonattainment areas.
The capacity limits restrict the size of engines that would be
covered by the proposed general permit. The proposed capacity limits
serve as surrogate emissions limitations and are set at levels that
correspond to emission rates intended to ensure emissions from sources
covered by the general permit are below major source levels.
The proposed compression ignition permit also includes requirements
for auxiliary heaters present at the new or modified facility so that
the permittee would not need to seek a separate permit for that
emissions unit. For the auxiliary heaters, the permit provides capacity
limits which require that the combined maximum heat input of all
auxiliary heaters not be greater than 10 MMBtu/hour and they can only
burn natural gas. Non-emergency compression ignition engines can only
use distillate fuel (i.e., diesel or biodiesel) containing no more than
15 ppm (0.0015 percent) sulfur by weight. Each of the engines must be
model year 2014 or later and certified by the manufacturer to the
applicable standards in 40 CFR part 89 and the Tier 4 standards in 40
CFR 1039.101 through 1039.104, for all pollutants, for the same model
year and maximum engine power.
Under the proposed spark ignition general permit, spark ignition
engines must meet certain capacity limits intended to ensure the
sources operate as minor sources. The combined maximum engine power of
all non-emergency spark ignition engines at a single permitted source
location shall be no greater than 1750 hp. The combined maximum engine
power of all
[[Page 41863]]
emergency engines at a single permitted source location must be no
greater than 800 hp. Non-emergency spark ignition engines must comply
with the limitations and standards in 40 CFR part 1054, 40 CFR part
1048, or Table 1 to 40 CFR part 60, subpart JJJJ, as applicable. The
Permittee must operate and maintain each engine certified by the
manufacturer, and any associated control device, according to the
manufacturer's emission-related written instructions. Each natural gas-
fired engine may be operated using propane for a maximum of 100 hours
per year as an alternative fuel solely during emergency operations,
provided such records are kept.
The proposed spark ignition general permit also contains a setback
requirement. Each non-emergency spark ignition engine must not be
located less than 150 feet from the nearest property boundary and 1,000
feet from the nearest residence.
The proposed compression ignition and spark ignition permits
contain requirements for emergency engines located at the same source
as the boiler(s), in the event such engines are present at the same
facility as the boiler(s). Each emergency engine must be equipped with
a non-resettable hour meter and, if using fuel oil, then it must use
diesel or biodiesel containing no more than 15 ppm (0.0015 percent)
sulfur by weight. Newer emergency engines--model year 2006 or later for
compression ignition engines and 2009 or later for spark ignition
engines--must meet certain certification or emission requirements that
are specified in the EPA emissions standards at 40 CFR part 89, 40 CFR
part 90 and 40 CFR part 1048 or Table 1 to 40 CFR part 60, subpart
JJJJ, as applicable. Older emergency engines are required to meet
certain routine maintenance requirements, and must follow the
manufacturer's emission-related operation and maintenance instructions
or the permittee must develop a maintenance plan, which must provide,
to the extent practicable, for the maintenance and operation of the
engine in a manner consistent with good air pollution control practice
for minimizing emissions.
The proposed compression ignition and spark ignition permits
include monitoring that is sufficient to ensure compliance with the
emission limitations that apply to the covered ICE, including
requirements to monitor fuel use on a monthly basis for each engine and
to conduct performance tests for engines not certified by the
manufacturer. The proposed permits also require performance testing for
spark ignition emergency engines that must meet certain emissions
standards, but are neither required to be certified by the manufacturer
nor certified by the manufacturer to those standards and are not
required to be certified by the manufacturer. This requirement is
necessary because the EPA certification program for certain engines is
voluntary. The proposed spark ignition general permit also includes,
for each engine equipped with an air-to-fuel ratio controller, a
requirement for proper maintenance and operation of the engine and
emissions control device to ensure its smooth operation. The proposed
permits include recordkeeping and reporting requirements.
3. Request for Comment on the Proposed General Air Quality Permits for
New or Modified True Minor Source Spark Ignition and Compression
Ignition Engines
We request comment on all aspects of the proposed general permits
for engines. We specifically request comment in the following four
areas:
(a) The Use of Capacity Limits as Surrogate Annual Allowable Emission
Limitations
In addition to fuel sulfur content limits and output-based
limitations for auxiliary heaters, the EPA is proposing to use capacity
limits as surrogate annual allowable emission limitations for the
engines source category. The capacity limits are set at levels intended
to ensure that the engines operate as minor sources.\38\ We request
comment on the appropriateness of these capacity limits. We also
request comment on whether the required emissions limitations should be
expressed as capacity limits or in another form.
---------------------------------------------------------------------------
\38\ Information on the source of these capacity limits is
available at: Background Document: General Air Quality Permits for
New or Modified True Minor Source Compression Ignition and Spark
Ignition Engines, Docket ID No. EPA-HQ-OAR-2011-0151, https://www.epa.gov/air/tribal/tribalnsr.html.
---------------------------------------------------------------------------
(b) Setback Requirement
The proposed general permits require stationary spark ignition and
compression ignition engines to locate at least 150 feet from the
nearest property boundary and 1,000 feet from the nearest residence.
The EPA's 40 CFR parts 60, 61, and 63 regulations do not contain
setback requirements affecting these engines. However, certain states
include setback requirements in their general permits for certain
source categories, but not necessarily for engines alone. We believe
that it is prudent to propose a setback for engines due to the
potential for local scale air quality impacts due to NOX
emissions from compression ignition engines that can transform in the
atmosphere to nitrogen dioxide (NO2) and have local
NO2 impacts, as well as CO emissions from spark ignition
engines that can have local CO impacts. We believe that these
requirements will minimize the impact of emissions from these sources
on localized air quality. We request comment on whether we should
include these setback requirements in the final permits to provide
additional protection against adverse impacts to local air quality. In
addition, we request comment on whether there are other neighboring
types of buildings from which the setback should apply (e.g., schools,
nursing homes) and whether to require owners/operators of the engines
subject to the permit to use physical markers on their property to show
compliance with the setback requirements.
(c) Should we establish different requirements for compression ignition
engines locating or modifying in serious ozone nonattainment areas?
The proposed general permit for compression ignition engines
contains additional requirements for sources that locate or modify in
serious ozone nonattainment areas. These requirements consist of
overall capacity limits for non-emergency and emergency engines. We
added this requirement to provide extra air quality protection for
areas with poorer ozone air quality. We request comment on the need for
these enhanced requirements in serious ozone nonattainment areas.
(d) Should owners and operators seeking to locate compression ignition
engines in severe, and/or extreme ozone nonattainment areas (or to
modify engines already located in those areas) be allowed to use the
proposed general permit?
The proposed compression ignition general permit contains
requirements for engines locating or modifying in marginal, moderate
and serious ozone nonattainment areas. Engines locating or modifying in
severe or extreme ozone nonattainment areas are not eligible for
coverage under the proposed general permit. This is because the
appropriate capacity limits that EPA would set in order to keep an
engine from being a major NOX source in a severe or extreme
nonattainment would be too low to be viable. We request comment on
whether our reasoning here is sound and whether we should restrict
applicability of the proposed compression ignition engine general
permit to marginal,
[[Page 41864]]
moderate, and serious ozone nonattainment areas.
D. Graphic Arts and Printing Operations
1. What is a graphic arts and printing operation?
The term ``graphic arts'' as used here means four basic processes
of the printing industry: Web offset lithography, web letterpress,
rotogravure, and flexography.\39\ (Screen printing and manual sheet-fed
techniques are not included in this source category description.)
Printing may be performed on coated or uncoated paper and on other
surfaces, as in metal decorating and some fabric coating. The material
to receive the printing is called the substrate. The distinction
between printing and paper coating, both of which may employ
rotogravure or lithographic methods, is that printing invariably
involves the application of ink by a printing press, whereas paper
coating does not involve that process. Printing and paper coating do,
however, have these elements in common: Application of a relatively
high-solvent-content material to the surface of a moving web or film;
rapid solvent evaporation by movement of heated air across the wet
surface; and solvent-laden air exhausted from the system. Printing inks
vary widely in composition, but all consist of three major components:
Pigments, which produce the desired colors and are composed of finely
divided organic and inorganic materials; binders, the solid components
that lock the pigments to the substrate and are composed of organic
resins and polymers or, in some inks, oils and rosins; and solvents,
which dissolve or disperse the pigments and binders and are usually
composed of organic compounds. The binder and solvent make up the
``vehicle'' part of the ink. The solvent evaporates from the ink into
the atmosphere during the drying process.
---------------------------------------------------------------------------
\39\ AP-42, Chapter 4.9--AP-42, https://www.epa.gov/ttn/chief/ap42/ch04/.
---------------------------------------------------------------------------
VOCs are the primary pollutant of concern from printing operations.
Such emissions vary with the printing process, ink formulation and
coverage, press size and speed, and operating time. The type of paper
(coated or uncoated) has little effect on the quantity of emissions,
although low levels of VOC emissions are derived from the paper stock
during drying. Most of the solvent contained in the ink and used for
dampening and cleanup is eventually emitted into the atmosphere;
however, some solvent does remain with the printed product leaving the
plant and is released to the atmosphere later. Overall, VOC emissions
can be computed using a material balance concept, except in cases where
a direct flame dryer is used and some of the solvent is thermally
degraded.
2. What is in the proposed General Air Quality Permit for New or
Modified True Minor Source Graphic Arts and Printing Operations?
This proposed general permit would apply to the construction of
new, true minor source graphic arts and printing facilities or the
modification of existing, true minor source facilities, located in
Indian country.
The proposed permit requires that the permittee maintain and
operate each affected emission unit and any associated air pollution
control equipment, considering the manufacturer's recommended operating
procedures, so as to minimize emissions of NSR regulated pollutants.
The reviewing authority will determine whether the permittee is using
acceptable operating and maintenance procedures based on monitoring
results, review of operating and maintenance procedures, and inspection
of the permitted source. (Failure to meet these requirements would
constitute a violation of the permit.)
This proposed general permit is not available to sources that are
major sources of hazardous air pollutants (HAPs). Under section 112 of
the CAA, a source is considered major for HAPs if it emits 25 tpy or
more of any combination of HAPs or 10 tpy of any single HAP. We are
proposing that the general permit for this source category not be
applicable to a major source of HAPs because additional requirements
apply to these types of source and we believe the general permits
should be reserved for sources with straightforward permitting
requirements. We believe that permit applications for such major
sources should receive greater scrutiny than a general permit would
provide. We welcome comment on this issue.
The proposed permit requires that VOC emissions from an individual
printing press (i.e., printing line) not exceed 25 tpy. We included
this requirement to avoid the need for add-on control requirements. We
believe smaller printing presses (i.e., those that emit less than 25
tpy of VOC) do not warrant the need for add-on controls. Sources
applying for this permit that nevertheless intend to install add-on
controls would not be prohibited from obtaining this general permit,
but they would need to be able to demonstrate compliance with the
permit without the consideration of controls. Thus, this general permit
is only intended for smaller graphic arts and printing operations, as
larger operations would likely require more site-specific review and
add-on controls.
The proposed permit also requires that VOC emissions from the
combination of all graphic arts and printing operations (all printing
lines at the facility) not exceed certain tpy limitations that vary by
ozone area designation and classification. For nonattainment areas, the
numerical limitations become more stringent as the classification
increases from marginal to extreme.
For flexible packaging printing operations, the permit contains VOC
content limitations for each coating, ink or adhesive used. However,
the permit provides an exemption that allows up to 110 gallons per
calendar year of VOC-containing material to not meet the VOC content
limitations standards for graphic arts and printing operations located
in areas designated as ozone attainment, unclassifiable, attainment/
unclassifiable, marginal nonattainment, or moderate nonattainment. This
is to allow the use of a small amount of specialty coating, inks, or
adhesives.
For offset lithographic and letterpress printing operations, the
permit contains VOC limitations that vary depending upon the type of
printing operation. The permit provides limitations for heatset web
offset lithographic printing, sheet-fed offset lithographic printing
and coldset web offset lithographic printing. The permit provides an
exemption from VOC limitations for sheet-fed offset lithographic
printing operations that use sheet-fed presses with sheet sizes of 11
inches by 17 inches or smaller OR any press with a total fountain
solution reservoir of less than 1 gallon.
The permit provides additional VOC limits for permitted sources
that locate or modify in a serious, severe or extreme ozone
nonattainment area for the following materials:
Lithographic ink;
Letterpress ink;
Rotogravure ink;
Flexographic ink non-porous substrate;
Flexographic ink porous substrate;
Flexographic fluorescent ink;
Coating;
Adhesive; and
Fountain solution.
The permit requires that: (1) The VOC content of cleaning materials
used for cleaning operations not exceed 70 percent by weight; (2) all
VOC-containing material (e.g., inks, adhesives, coatings, thinners, and
clean-
[[Page 41865]]
up solvents) be stored in closed containers with labels that clearly
identify the contents of the container; and (3) all waste materials
containing VOC (e.g., soiled rags) be stored in sealed containers until
properly disposed.
The permittee must implement procedures to minimize spills of any
VOC-containing material during handling and transfer to and from
containers, enclosed systems, waste receptacles and other equipment.
The proposed permit contains requirements for new or modified
emergency engines, in the event such engines are present at the new or
modified graphic arts and printing facility. Each emergency engine must
be equipped with a non-resettable hour meter and, if using fuel oil,
then it must use diesel or biodiesel containing no more than 15 ppm
(0.0015 percent) sulfur by weight. Newer emergency engines--model year
2006 or later for compression ignition engines and 2009 or later for
spark ignition engines--must meet certain certification or emission
requirements that are contained in the EPA emissions standards at 40
CFR part 89, 40 CFR part 90 and 40 CFR part 1048 or Table 1 to 40 CFR
part 60, subpart JJJJ, as applicable. Other, older emergency engines at
the new or modified facility are required to meet certain routine
maintenance requirements, and must follow the manufacturer's emission-
related operation and maintenance instructions or the permittee must
develop and implement a maintenance plan, which must provide, to the
extent practicable, for the maintenance and operation of the engine in
a manner consistent with good air pollution control practice for
minimizing emissions.
The proposed permit includes monitoring that is sufficient to
ensure compliance with the emission limitations that apply to the
source. Compliance would include requiring monitoring the usage of VOC-
containing materials on a weekly basis and conducting performance
testing for emergency engines that are not required to be certified by
the manufacturer as meeting those standards and are not in fact so
certified. (This requirement is needed since the EPA certification
program for certain engines is voluntary.) The proposed permit includes
recordkeeping and reporting sufficient to ensure compliance with the
monitoring requirements.
3. Request for Comment on the Proposed General Air Quality Permit for
New or Modified True Minor Source Graphics Arts and Printing Operations
We request comment on all aspects of the proposed general permit
for graphic arts and printing operations. We specifically request
comment in the following two areas:
(a) Use of Tons Per Year Numbers as Emission Limitations
In addition to proposing limits on the VOC content of specified
materials, the EPA is also proposing to include annual allowable VOC
emission limitations for the graphic arts and printing operations
source category. The proposed general permit includes an upper emission
limitation of 25 tpy of VOC from an individual printing press (printing
line). The proposed permit also provides overall total tpy emissions
limitations for all printing lines at the facility, which become more
stringent as the classification of the relevant ozone nonattainment
area increases.\40\ Sources will need to monitor their material usage
and perform material balance calculations using the calculator we are
providing to ensure they are staying within these tpy limitations.
---------------------------------------------------------------------------
\40\ Information on these limitations is available at:
Background Document: General Air Quality Permit for True Minor
Source Graphics Arts and Printing Operations, Docket ID No. EPA-HQ-
OAR-2011-0151, https://www.epa.gov/air/tribal/tribalnsr.html.
---------------------------------------------------------------------------
We opted to not propose surrogate throughput limits for graphic
arts and printing operations, as we have for one other source category,
because of the diversity of printing lines and materials that a
facility may employ. It would be very difficult to set a material usage
throughput limit that would have broad applicability. In addition,
providing actual emissions limitations directly in the permit ensures
the protection of air quality, while at the same time providing the
source with flexibility regarding the types of printing lines and
materials they use. We request comment both on the appropriateness of
establishing annual VOC emissions limitations in the permit (versus
throughput limits) and on whether the proposed limitations are set at
the correct levels.
(b) Should we establish requirements that differ from those for
attainment, unclassifiable and attainment/unclassifiable areas for
marginal, moderate, serious, severe and extreme ozone nonattainment
areas?
The proposed permits contain additional requirements for sources
that locate in ozone nonattainment areas. First, the annual tpy
emissions limitations for VOC decline as the classification of ozone
nonattainment increases from marginal to extreme. The numbers are set
at levels intended to ensure that the sources are not major for HAPs or
for NSR purposes. Second, the proposed permit requires lower VOC
content levels for materials used at graphic arts and printing
operations located in severe or extreme ozone nonattainment areas. Both
of these features are meant to ensure that there is extra air quality
protection in ozone nonattainment areas with higher classifications. We
request comment on whether these additional limitations are needed and,
if so, whether they are set at the correct levels.
E. Sawmills
1. What is a sawmill facility?
A sawmill facility is an operation that processes raw timber into
dimensional lumber for shipping and eventual sale. A modern sawmill's
basic operation is much like those of hundreds of years ago; a log
enters at one end and dimensional lumber exits at the other end.
Sawmill activities include sawing, planing, sanding, chipping and
drying wood. Sawmill facilities are common in areas with ample supplies
of timber, including the southeast and northwest.
A sawmill's basic operation involves several steps to turn logs
into dimensional lumber:
Logs are brought in by logging truck, rail or a log drive
to the sawmill;
Logs are scaled either on the way to the mill or upon
arrival at the mill;
Debarking removes bark from the logs;
Decking is the process for sorting the logs by species,
size and end use (lumber, plywood, chips);
The head saw, head rig or primary saw, breaks the log into
cants (unfinished logs to be further processed) and flitches
(unfinished planks) with a smooth edge;
Depending upon the species and quality of the log, the
cants will be further broken down by either a resaw or a gang edger
into multiple flitches and/or boards;
Edging trims all irregular edges off of the flitch,
leaving four-sided lumber;
Trimming squares the ends at typical lumber lengths;
Drying removes naturally occurring moisture from the
lumber (this can be done with kilns or the lumber can be air-dried);
Planing smoothes the surface of the lumber leaving a
uniform width and thickness; and
Shipping transports the finished lumber to market.
[[Page 41866]]
Sawmills typically derive their power from the electric grid.
Dryers may be either direct-fired or indirect-heated. Boilers are
typically used to provide the heat for dryers. In direct-fired dryers,
hot combustion gases from an onsite boiler are blended with
recirculated exhaust from the dryer to lower the gas temperature to a
level that will not scorch the lumber. In indirect-heated dryers, air
is warmed over steam coils and then circulated over the lumber. Dryers
typically have one to three heated zones followed by a cooling zone or
section. Each heated zone has a hot air source, fans to move the warm
air, and an exhaust vent or stack. The cooling section circulates
ambient air over the wood to reduce the temperature just before it
exits the dryer. The lumber must be cooled before proceeding to the
next step in the process.
Criteria pollutant emissions of concern are primarily PM from
sawing and planing, but also include PM from re-entrained road dust or
sawdust particles; VOCs from drying; and NOX from boilers
and emergency diesel generators. PM control methods include water
sprays and dry control methods (baghouses, fabric filters and
cyclones).
2. What is in the proposed General Air Quality Permit for New or
Modified True Minor Source Sawmill Facilities?
This proposed general permit would apply to the construction of new
true minor source sawmills or the modification of existing true minor
source sawmills, located in Indian country. The proposed permit
requires that the permittee maintain and operate each affected emission
unit and any associated air pollution control equipment, considering
the manufacturer's recommended operating procedures, so as to minimize
emissions of NSR regulated pollutants. The reviewing authority will
determine whether the permittee is using acceptable operating and
maintenance procedures based on monitoring results, review of operating
and maintenance procedures, and inspection of the permitted source.
(Failure to meet these requirements would constitute a violation of the
permit.)
In creating the proposed sawmill general permit, the EPA considered
VOC emissions from kiln drying, surface coating operations, boilers,
and emergency engines. We are requesting comment on whether there are
other sources of VOC emissions at sawmills that should be included in
our analysis.
The proposed permit is designed to be as comprehensive as possible
and, thus, contains emission limitations requirements for the following
affected emission units or activities:
Planar mill operations (baghouse/fabric filter);
Sawmill operations (baghouse/fabric filter or cyclone);
Open burning (restrictions on);
Boilers;
Emergency engine use;
Fugitive dust control; and
Setbacks.
The proposed permit prohibits open burning and restricts the
burning and combustion of wood or lumber products to wood-fired
boilers. Each identified emissions unit must not result in the
discharge of any gases that exhibit 20 percent opacity or greater
averaged over any six-consecutive-minute period. Any liquid fuels used
at the facility shall contain no more than 0.0015 percent sulfur by
weight. The production of finished lumber is limited to 25 million
board feet per year based on a 12-month rolling total. The 12-month
rolling total is determined by the sum of the current monthly
production and the total of the previous 11 months' production. The
purpose of the board feet restriction is to further limit PM emissions
from sawmill operations. The limit is in addition to the requirement
that sawmills covered by the proposed general permit install cyclones
and/or baghouses/fabric filters. The requirement is consistent with the
general permits for sawmills in the states of Texas and Oregon.\41\
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\41\ Information on board feet limitations is available at:
Background Document: General Air Quality Permit for New or Modified
True Minor Source Sawmill Facilities, Docket ID No. EPA-HQ-OAR-2011-
0151, https://www.epa.gov/air/tribal/tribalnsr.html.
---------------------------------------------------------------------------
In addition to requiring the installation and operation of air
pollution controls as described below, the proposed permit limits tpy
VOC emissions from all lumber drying kilns and surface coating
operations regardless of where the sawmill is planning to locate or
modify. The limitations for facilities planning to locate or modify in
ozone nonattainment areas are progressively more restrictive as the
classification of the ozone nonattainment area increases from marginal
to extreme. Planar mill operations must be conducted within enclosed
structures and a baghouse or fabric filter must be used to control
emissions to the atmosphere. Sawmill operations conducted outdoors
(i.e., operations other than planar mill operations) must, at a
minimum, be covered and all material handling operations must be
controlled using a cyclone or baghouse/fabric filter during all times
that the affected emission units operate. Emissions to the atmosphere
from sawmill operations conducted indoors must be controlled using a
baghouse or fabric filter. The permittee must develop and implement a
fugitive dust control plan. All VOC-containing material (e.g.,
coatings, thinners, and clean-up solvents) must be stored in closed
containers. All waste materials containing VOC (e.g., soiled rags) must
be stored in sealed containers until properly disposed.
The proposed permit also contains requirements for emergency
engines, in the event such engines are present at the new or proposed
sawmill facility. Each emergency engine must be equipped with a non-
resettable hour meter and, if using fuel oil, then it must use diesel
or biodiesel containing no more than 15 ppm (0.0015 percent) sulfur by
weight. Newer emergency engines--model year 2006 or later for
compression ignition engines and 2009 or later for spark ignition
engines--must meet certain certification or emission requirements that
are contained in the EPA's emissions standards at 40 CFR part 89, 40
CFR part 90 and 40 CFR part 1048 or Table 1 to 40 CFR part 60, subpart
JJJJ, as applicable. Other, older emergency engines are required to
meet certain routine maintenance requirements, and must follow the
manufacturer's emission-related operation and maintenance instructions
or the owner/operator must develop and implement their own maintenance
plan which must provide to the extent practicable for the maintenance
and operation of the engine in a manner consistent with good air
pollution control practice for minimizing emissions.
The proposed general permit includes monitoring that is sufficient
to ensure compliance with the emission limitations that apply to the
source, including ensuring that the baghouses/fabric filters and
cyclones are operating properly, conducting weekly opacity observations
and fugitive emissions surveys and meeting certain other requirements.
The permit also requires performance testing for emergency engines that
must meet certain emissions standards, but are neither required to be
certified by the manufacturer as meeting those standards, nor are in
fact so certified. This requirement is needed since the EPA
certification program for certain engines is voluntary. The proposed
general permit includes recordkeeping and reporting requirements
sufficient to ensure compliance with the monitoring requirements.
[[Page 41867]]
3. Request for Comment on the Proposed General Air Quality Permit for
New or Modified True Minor Source Sawmill Facilities
We request comment on all aspects of the general permit for sawmill
facilities. We specifically request comment in the following two areas:
(a) Use of Tons Per Year Numbers as Emission Limitations
The EPA is proposing to include annual allowable emission
limitations for the sawmills source category. The proposed general
permit includes both a limitation of 25 million board feet on a 12-
month rolling total and total tpy VOC emissions limitations for the
facility regardless of its location. The tpy limitations become more
stringent in ozone nonattainment areas as the classification increases
from marginal to extreme.\42\ We set the proposed VOC emissions
limitations at levels that we believe are sufficiently below the NSR
major source levels to accommodate any additional VOC emissions from
any boilers or emergency engines also present at the facility beyond
VOC emissions from lumber drying kilns. Sources will need to monitor
their board-foot production and perform emission factor calculations
using the calculator and emissions factors that we are providing to
ensure they are staying within the permitted tpy limitations.
---------------------------------------------------------------------------
\42\ Information on these limitations is available at:
Background Document: General Air Quality Permit for New or Modified
True Minor Source Sawmill Facilities, Docket ID No. EPA-HQ-OAR-2011-
0151, https://www.epa.gov/air/tribal/tribalnsr.html.
---------------------------------------------------------------------------
Aside from the maximum 25 million board-feet limit, we opted to not
propose surrogate throughput limits for VOC emissions for sawmills, as
we did for one other source category, because of the diversity of wood
species (and associated emissions) that a sawmill facility may use. It
would be very difficult to set a board foot throughput limit that could
have broad applicability. Instead, by putting emissions limitations
directly in the permit, it provides the source with flexibility on what
wood species it uses, while ensuring that air quality is protected. We
request comment on the appropriateness of establishing emissions
limitations in the permit (versus a limit on throughput) and whether
the specified limitations are established at the correct levels.
b. Setback Requirement
The proposed general permit requires sawmill facilities to locate
at least 150 feet from the nearest property boundary and 1,000 feet
from the nearest residence. This is consistent with the setback
requirement in the state of Texas' \43\ general permit that includes a
setback requirement for this source category. We believe that this
requirement will minimize the impact of emissions from these sources on
localized air quality. We request comment on whether we should include
this setback requirement in the final permit to provide additional
protection against adverse impacts to local air quality. In addition,
we request comment on whether there are other neighboring types of
buildings from which the setback should apply (e.g., schools, nursing
homes) and whether to require owners/operators of the sawmills subject
to the permit to use physical markers on their property to show
compliance with the setback requirements.
---------------------------------------------------------------------------
\43\ The setback requirement in Texas's general permit is
described at: Background Document: General Air Quality Permit for
New or Modified True Minor Source Sawmill Facilities, Docket ID No.
EPA-HQ-OAR-2011-0151, https://www.epa.gov/air/tribal/tribalnsr.html.
---------------------------------------------------------------------------
VII. Description of the EPA's Proposed Permit by Rule Program in Indian
Country
A. What is a permit by rule?
For purposes of this proposal, a permit by rule is a standard set
of requirements (i.e., emissions limitations, monitoring, recordkeeping
and reporting requirements) that can apply to multiple sources with
similar emissions and other characteristics. This is similar to a
general permit; however, unlike a general permit, we codify the permit
by rule requirements into regulation using a formal rulemaking process.
(While a proposed general permit is subject to notice and comment in
accordance with 40 CFR 49.156 and 40 CFR 49.157, neither the final
general permit itself, nor the requirements therein, are added to the
Code of Federal Regulations.)
For purposes of this proposal, the permit by rule mechanism is a
permit streamlining approach that reduces the time permitting
authorities must devote to reviewing permit applications and issuing
permits for source categories or emissions generating activities that
pose a lower environmental concern. We believe that permits by rule
offer another cost-effective means of issuing permits, and provide a
quicker and simpler alternative mechanism for permitting true minor
sources than the site-specific permit or standard general permit
process.
State and local reviewing authorities use the permit by rule
mechanism to authorize construction of less complex sources, and
sources that emit at specified levels below the major stationary source
thresholds. The EPA has approved several state or local permits by rule
programs into State Implementation Plans (SIPs).\44\ By this proposal,
we would provide similar opportunities for permitting efficiency in
Indian country for a specified source category, while also providing a
level of protection of air quality comparable to that provided by a
general permit.
---------------------------------------------------------------------------
\44\ The EPA has approved the following permits by rule: (1)
Connecticut for automotive refinishing (``Approval and Promulgation
of Air Quality Implementation Plans; Connecticut; VOC Regulations
and One-Hour Ozone Attainment Demonstration Shortfall;'' U.S.
Environmental Protection Agency; August 31, 2006 (71 FR 51761);
https://www.gpo.gov/fdsys/granule/FR-2006-08-31/06-7314/content-detail.html); (2) Iowa for spray booths (``Approval and Promulgation
of Implementation Plans; State of Iowa;'' U.S. Environmental
Protection Agency; March 5, 2010 (75 FR 10182); https://www.federalregister.gov/articles/2013/08/27/2013-20750/approval-and-promulgation-of-implementation-plans-state-of-iowa); (3) Operating
PBR for small sources (``Approval and Promulgation of State
Implementation Plans and Operating Permits Program; State of Iowa;''
U.S. Environmental Protection Agency; March 5, 2010 (72 FR 58535);
(4) Kansas Class II operating permits for reciprocating engines,
evaporative sources, and hot mix asphalt facilities (``Approval and
Promulgation of Implementation Plans and Section 112(l) Program for
the Issuance of Federally Enforceable State Operating Permits; State
of Kansas;'' U.S. Environmental Protection Agency; July 17, 1995 (60
FR 36361); https://www.gpo.gov/fdsys/pkg/FR-1995-07-17/html/95-17214.htm); (5) Massachusetts for paint spray booths (``Approval and
Promulgation of Air Quality Implementation Plans; Massachusetts;
Volatile Organic Compound Regulations;'' U.S. Environmental
Protection Agency; September 3, 1999 (64 FR 48297); (6) Missouri for
construction (``Approval and Promulgation of Implementation Plans
and Operating Permits Program; State of Missouri;'' U.S.
Environmental Protection Agency; July 11, 2006 (71 FR 38997); https://www.gpo.gov/fdsys/pkg/FR-2006-07-11/html/06-6092.htm); (7) Nebraska
for hot mix asphalt facilities and small animal incinerators
(``Approval and Promulgation of Implementation Plans and Operating
Permits Program; State of Nebraska;'' U.S. Environmental Protection
Agency; July 10, 2006 (71 FR 38776); https://www.gpo.gov/fdsys/granule/FR-2006-07-10/E6-10730/content-detail.html); (8) Auto body
refinishing facilities; GDFs; boilers and heaters; small printing
facilities; and mid-size printing facilities (``Approval and
Promulgation of Air Quality Implementation Plans; Ohio; PBR and
PTIO;'' U.S. Environmental Protection Agency; February 20, 2013 (78
FR 11748); https://www.gpo.gov/fdsys/pkg/FR-2013-02-20/html/2013-03761.htm); and (9) multiple source categories, such as: Batch
mixers; comfort heating; rock crushers; saw mills; vacuum cleaning
systems (August 13, 1982 (47 FR 35194) and (``Approval and
Promulgation of Implementation Plans; Texas; Revisions to
Regulations for Permits by Rule, Control of Air Pollution by Permits
for New Construction or Modification, and Federal Operating
Permits;'' U.S. Environmental Protection Agency; November 14, 2003
(68 FR 64543); https://www.gpo.gov/fdsys/pkg/FR-2003-11-14/pdf/03-28416.pdf).
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[[Page 41868]]
B. How would a permit by rule program operate in Indian Country?
As discussed in a prior proposed rule (79 FR 2546, January 14,
2014), once the EPA identifies a source category or emissions
generating activity for which the permit by rule mechanism would offer
permit streamlining benefits, while at the same time protecting air
quality, we will codify a nationally applicable permit by rule for
those similar sources into a new section of the Indian Country Minor
NSR FIP following notice and comment rulemaking procedures. If the
permit by rule will apply only at a regional level, then the EPA
regional reviewing authority will conduct the rulemaking process, and
appropriately limit the applicability of the permit by rule to a
specified geographic area.
As proposed, permits by rule would be used to address source
categories of true minor sources, where the reviewing authority does
not need to conduct an in-depth review to evaluate whether an
individual source qualifies for the permit (i.e., meets the
applicability requirements) and can meet the requirements in the
permit. A source category would be covered by a permit by rule if the
reviewing authority needs to do nothing more than receive confirmation
from an individual source that it meets all appropriate criteria to be
eligible for coverage under the permit by rule and that it intends to
comply with the operational, monitoring and recordkeeping requirements
specified in this rule. (By contrast, under a general permit the source
would need to submit a request for coverage to the reviewing authority
and receive an approval from that authority before starting source
construction.)
In our January 14, 2014 proposed rule, we proposed to amend the
Indian Country Minor NSR rule general permit provisions at 40 CFR
49.156 to set forth the unique elements of the permits by rule
process.\45\ We intend to take final action on the proposed approach as
part of taking final action on the overall January 14, 2014 proposal
and are not re-proposing those elements here. In today's action, in the
alternative, we are proposing a permit by rule for the graphic arts and
printing source category, as described above. If we finalize the
procedure for establishing permits by rule set forth in our January 14,
2014, proposed rule, we will follow the procedure as finalized in
promulgating a final permit by rule for the graphic arts and printing
source category. We will only promulgate a permit by rule for the
graphic arts and printing source category if, after considering any
comments we receive in response to today's proposal, we conclude that
establishing such a permit is appropriate. We seek comment on whether
graphic arts and printing operations is an appropriate source category
for a permit by rule.
---------------------------------------------------------------------------
\45\ ``General Permits and Permits by Rule for the Federal Minor
New Source Review Program in Indian Country,'' U.S. Environmental
Protection Agency, January 14, 2014 (79 FR 2546), pp. 2566-2567,
https://www.gpo.gov/fdsys/pkg/FR-2014-01-14/pdf/2013-30345.pdf.
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C. Requirements of the ESA and NHPA
Similar to general permits, prior to seeking coverage under a
permit by rule, a source must satisfactorily address the permit
requirements related to the ESA and the NHPA. Attached to the request
for coverage,\46\ the EPA provides guidance to assist sources in
complying with these requirements. Section V.F. above describes the
process for complying with the ESA and NHPA in more detail. We seek
comment on the use of this process for the proposed graphic arts and
printing operations permit by rule.
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\46\ For general permits, we refer to applications submitted to
reviewing authorities for approval as requests for coverage. For
permits by rule, we are proposing to not require that these requests
for coverage be submitted for approval. Instead, sources would be
required to notify the EPA by letter that the request for coverage
has been completed and that the source qualifies for the permit and
will comply with all of its terms and conditions.
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VIII. Proposed Permits by Rule
As an alternative to a general permit, we are proposing to
establish a permit by rule, for one source category: Graphic arts and
printing operations. We are proposing this source category for a permit
by rule based on our determination that this source category emits
primarily one pollutant (i.e., VOCs), that there is little variation in
the equipment used, and that the compliance requirements are
straightforward and readily verifiable. By contrast, the other five
source categories in today's proposal, to varying degrees, involve more
complex operations, more than one pollutant and more complex compliance
requirements. The source categories are:
Concrete batch plants;
Boilers;
Stationary compression ignition engines;
Stationary spark ignition engines; and
Sawmills.
In Section VI. we describe these source categories and the requirements
in the proposed permits that warrant a general permit proposal for
them, including the multiple emissions units covered.
We are not providing specific regulatory language for the proposed
permit by rule but rather are proposing to codify the requirements of
the proposed general permit for this source category described in
Section VI.D. If, after considering relevant comments received in
response to today's proposed action, we decide to finalize a permit by
rule for the source category, we will codify the requirements as
contained in the proposed general permit for the source category,
including any changes that we deem appropriate based on our review of
public comments on the proposed general permit and other relevant
information. In other words, whether we use the permit by rule or the
standard general permit mechanism, we propose to apply identical
requirements to regulate construction and modification activities of
affected emission units in the graphic arts and printing operations
source category. We believe that the proposed general permit provides
the public with a sufficient understanding of the contents of any final
rule, and, therefore, satisfies our obligations under section 301(a) of
the CAA and the Administrative Procedures Act.
The EPA welcomes comments on all aspects of the proposed general
permit and proposed permit by rule for the graphic arts and printing
operations source category discussed in this notice. In particular, we
request comments on whether the permit by rule terms and conditions for
graphic arts and printing operations should be identical to the general
permit terms and conditions, or whether they should differ.
IX. Implementation Documents and Tools
We are providing several tools and documents to assist sources with
obtaining coverage under the general permits and permit by rule for the
six source categories that are the subject of today's proposal. The
tools are drafted based on our preferred approach of general permits.
If we decide to issue a permit by rule for the graphic arts and
printing operations source category as we are proposing in the
alternative today, then we will need to adjust the wording in the
documents to reflect that tools being made available are for a permit
by rule and not a general permit. The background document for graphic
arts and printing operations supports both our general permit proposal
and permit by rule proposal, in the alternative; therefore, the
document cites both general permits and permits by rule as the permit
types it supports.
The tools consist of the following six types of documents:
[[Page 41869]]
Request for Coverage: This form is for sources seeking to use
general permits and is essentially an application to request coverage
under a general permit. The application asks for contact and location
information, as well as more in-depth operational and source-specific
information. The application will also guide sources through processes
to comply with permit requirements related to the ESA and the NHPA.
The general permit application for graphic arts and printing
operations is more streamlined because sources in the category
represent more straightforward operations, largely involve one air
pollutant (i.e., VOCs) and, therefore, necessitate less intensive
review for approval. The general permit application form for the
category asks for basic solvent usage information and whether the
source has complied or will comply with relevant requirements. By
contrast, the general permit applications for concrete batch plants,
engines, boilers and sawmills request more detailed technical
information about the proposed facility in question because these
facilities are more complex and can involve multiple operations and
pollutants.
For graphic arts and printing operations, this form also serves as
an application for sources seeking coverage under a permit by rule
should the EPA decide to issue one for this category. In such
circumstances, the source would need to complete the shortened
application and keep a record on file. Successfully completing the
application will enable the source to determine if it can certify to
the reviewing authority that it meets the permit's eligibility terms
and conditions, which the source would need to do via a letter in order
to begin its construction or modification.
Questionnaire: This tool is tailored to each source category and
guides sources through a series of questions to determine whether it is
eligible for coverage under a general permit. It is not required to be
completed or submitted. First, the source needs to determine whether it
is a true minor source and, therefore, subject to the requirements of
the minor NSR rule for Indian country. To do this, a source needs to
perform a PTE analysis of all of its new, modified and existing
emissions units (see PTE calculator below). If the source determines
that it is a true minor, the questionnaire asks the source to consider
a series of questions to determine if it qualifies for the specific
general permit or permit by rule. If the source does not qualify for
coverage, then it must seek a site-specific permit under the minor
source program (or a major source permit, if appropriate).
Instructions: The document assists sources with information that
may be useful in completing the request for coverage application.
Permit Terms and Conditions: The permit is a specific document for
each source category that lays out the general and specific terms and
conditions of the permit, including the specific emission limitations
and standards and monitoring, recordkeeping, reporting and notification
requirements.
PTE Calculator: This spreadsheet-based tool helps sources in
specific source categories calculate the PTE of their affected
emissions units, using data the source is expected to have on hand,
such as equipment specifications.
Background Documents: These documents are provided as a reference
and contain important information:
Source category definition and characterization;
State minor source permit programs for that category used
for comparison;
Requirements for general permits and permits by rule for
that category; and
Threshold (emission limitations) development and rationale
for that category.
All of these documents are available online at https://www.epa.gov/air/tribal/tribalnsr.html and Docket ID No. EPA-HQ-OAR-2011-0151.
X. Additional Area Where Comment is Being Sought
A. Should general permits and permits by rule be made available for
sources in the same source category?
In our January 14, 2014 proposed rule, the EPA requested comments
on whether, for certain source categories, the EPA should structure the
permits so that eligible true minor sources can receive coverage under
permits by rule and synthetic minor sources receive coverage under
general permits. In addition, just as we proposed that general permits
are more appropriate for more complex source categories, we requested
comment on whether general permits (and not permits by rule) are more
appropriate for major sources that seek to become ``synthetic'' minor
sources. And, as we proposed that permits by rule are more appropriate
for less complex source categories, we requested comments on whether
permits by rule (and not general permits) are more appropriate for true
minor sources. In this action, we request comment only on whether this
concept should be applied to the graphic arts and printing operations
source category. In the docket, a background document is provided for
this source category, which includes a summary of National Emissions
Inventory data for the category.
XI. Proposed Rule Change to the Indian Country Minor NSR Rule
We are proposing one change to one provision in the existing Indian
country minor NSR rule addressing the time period within which the
reviewing authority must make a determination on whether a request for
coverage under a general permit is complete and to complete its review
of the request for coverage. We are proposing this change only for the
general permit for the graphic arts and printing operations source
category. The Indian County Minor NSR rule currently requires the
reviewing authority to determine whether a request for coverage under a
general permit is complete within 45 days of receiving the request (40
CFR 49.156(e)(4)) and to take final action on the request within 90
days of receiving a complete request (40 CFR 49.156(e)(3)). For the
proposed general permit for the graphic arts and printing operations
source category, we are proposing to shorten the time for determining
whether a request for coverage is complete to 15 days (by that date the
reviewing authority must either determine that the request for coverage
is complete or request any additional information) and to shorten the
time within which the reviewing authority must take final action on the
request to 45 days. We explained our general rationale for taking this
approach for some, but not all, general permits in our January 14,
2014, proposed rule.
We are proposing the shortened time frames for the graphic arts and
printing operations source category only. We also propose to provide
the reviewing authority the option of automatically denying a source's
request for coverage if the source fails to submit any additional
requested information within 15 days of receiving the request from the
reviewing authority to remain consistent with our intent to provide a
streamlined notification and review process. If a reviewing authority
denies a request for coverage because a source fails to submit
requested information by the deadline, the source may re-apply at a
later date to re-initiate the request for coverage.
We believe that a shortened application review process for the
graphic arts and printing operations general permit is justified
because the streamlined nature of the general permit for the graphic
arts and printing operations source category is
[[Page 41870]]
inconsistent with lengthy and potentially open-ended ongoing exchanges
with applicants to obtain necessary information and is not the best use
of limited resources. The applications are lengthier for the other four
source categories in today's proposal and, therefore, a lengthier 90
day review process is appropriate for those categories. In Section IX.,
we explain our reasoning for why the application is shorter for graphic
arts and printing operations and longer for the other four categories.
Allowing this streamlining (combined with a shorter application for
this same category) will allow for reduced processing time for a
general permit coverage request for this category and a reduction in
information required to be included in requests for coverage.
XII. Statutory and Executive Order Reviews
A. Executive Order 12866: Regulatory Planning and Review and Executive
Order 13563: Improving Regulation and Regulatory Review
This action is not a ``significant regulatory action'' under the
terms of EO 12866 (58 FR 51735, October 4, 1993) and is, therefore, not
subject to review under EOs 12866 and 13563 (76 FR 3821, January 21,
2011).
B. Paperwork Reduction Act
This action does not impose an information collection burden under
the provisions of the Paperwork Reduction Act, 44 U.S.C. 3501 et seq.
Burden is defined at 5 CFR 1320.3(b). This action merely proposes to
establish general permits and/or permits by rule to satisfy the
requirements of the Indian Country Minor NSR rule. Any burden
associated with information required to be collected pursuant to the
proposed general permits and/or permit by rule has already been
accounted for in the approved information collection request for the
Indian Country Minor NSR rule. Further, any use of the general permits
and/or permit by rule is strictly voluntary. Therefore, this action
does not impose an information collection burden.
C. Regulatory Flexibility Act
The Regulatory Flexibility Act generally requires an agency to
prepare a regulatory flexibility analysis of any rule subject to notice
and comment rulemaking requirements under the Administrative Procedure
Act or any other statute unless the agency certifies that the rule will
not have a significant economic impact on a substantial number of small
entities. Small entities include small businesses, small organizations,
and small governmental jurisdictions.
For purposes of assessing the impacts of today's rule on small
entities, small entity is defined as: (1) A small business as defined
by the Small Business Administration's regulations at 13 CFR 121.201;
(2) a small governmental jurisdiction that is a government of a city,
county, town, school district or special district with a population of
less than 50,000; and (3) a small organization that is any not-for-
profit enterprise which is independently owned and operated and is not
dominant in its field.
After considering the economic impacts of today's proposed rule on
small entities, I certify that this action will not have a significant
economic impact on a substantial number of small entities. The EPA
analyzed the impact of streamlined permitting on small entities in the
Review of New Sources and Modifications in Indian Country (76 FR 38748,
July 1, 2011). Today's action will not impose any requirements on small
entities, as it merely implements a particular aspect of the Review of
New Sources and Modifications in Indian Country.
D. Unfunded Mandates Reform Act
This action contains no federal mandates under the provisions of
Title II of the Unfunded Mandates Reform Act of 1995 (UMRA), 2 U.S.C.
1531- 1538 for state, local, or tribal governments or the private
sector. This action imposes no enforceable duty on any state, local or
tribal government or the private sector. Therefore, this action is not
subject to the requirements of sections 202 and 205 of the UMRA. This
action is also not subject to the requirements of section 203 of UMRA
because it contains no regulatory requirements that might significantly
or uniquely affect small governments. This rule has no requirements
applicable to small governments and, as such, does not impose
obligations upon them.
E. Executive Order 13132: Federalism
This action does not have federalism implications. It will not have
substantial direct effects on the states, on the relationship between
the national government and the states, or on the distribution of power
and responsibilities among the various levels of government, as
specified in EO 13132. This action merely proposes to provide sources
in Indian country with streamlined permitting opportunities that are
generally available in states outside of Indian country. It does not
impose any new obligations or enforceable duties on any state, local or
tribal government or the private sector. Thus, EO 13132 does not apply
to this rule.
In the spirit of EO 13132, and consistent with the EPA policy to
promote communications between the EPA and state and local governments,
the EPA specifically solicits comment on this proposed action from
state and local officials.
F. Executive Order 13175: Consultation and Coordination With Indian
Tribal Governments
Pursuant to the EO 13175 (65 FR 67249, November 9, 2000), the EPA
may not issue a regulation that has tribal implications, that imposes
substantial direct compliance costs, and that is not required by
statute, unless the federal government provides the funds necessary to
pay the direct compliance costs incurred by tribal governments, or the
EPA consults with tribal officials early in the process of developing
the proposed regulation and develops a tribal summary impact statement.
The EPA has concluded that this action will not impose duties or
responsibilities on tribes, although it will have tribal implications.
The EPA has conducted outreach via on-going monthly meetings with
tribal environmental professionals in the development of this proposed
action. This proposal reflects priorities for developing permits,
comments on the general permits and suggestions for developing permits
by rules developed as a result of that outreach. The EPA will offer
consultation to elected tribal officials immediately after proposal to
provide an opportunity for meaningful and timely input into the
development of this regulation.
The EPA specifically solicits additional comment on this proposed
action from tribal officials.
G. Executive Order 13045: Protection of Children From Environmental
Health Risks and Safety Risks
The EPA interprets EO 13045 (62 FR 19885, April 23, 1997) as
applying only to those regulatory actions that concern health or safety
risks, such that the analysis required under section 5-501 of the EO
has the potential to influence the regulation. This action is not
subject to EO 13045 because it does not establish an environmental
standard intended to mitigate health or safety risks.
H. Executive Order 13211: Actions That Significantly Affect Energy
Supply, Distribution, or Use
This action is not subject to EO 13211 (66 FR 28355 (May 22, 2001))
because
[[Page 41871]]
it is not a significant regulatory action under EO 12866.
I. National Technology Transfer and Advancement Act
Section 12(d) of the National Technology Transfer and Advancement
Act of 1995 (``NTTAA''), Public Law 104-113, 12(d) (15 U.S.C. 272 note)
directs the EPA to use voluntary consensus standards in its regulatory
activities unless to do so would be inconsistent with applicable law or
otherwise impractical. Voluntary consensus standards are technical
standards (e.g., materials specifications, test methods, sampling
procedures, and business practices) that are developed or adopted by
voluntary consensus standards bodies. The NTTAA directs the EPA to
provide Congress, through the Office of Management and Budget,
explanations when the agency decides not to use available and
applicable voluntary consensus standards.
The proposed rulemaking involves technical standards. In the
proposed permits the EPA proposes the use of EPA Methods 5, 7, 9, 10,
18, 22 and 25A of 40 CFR part 60, Appendix A.\47\ Three voluntary
consensus standards were identified as applicable for purposes of this
proposal:
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\47\ Information on any available voluntary consensus standards
that can used as alternatives to the emissions measurement standards
in the General Air Quality Permit for New or Modified True Minor
Source Spark Ignition Engines can be found in: ``Voluntary Consensus
Standard Results for General Permits and Permits by Rule for the
Indian Country Minor New Source Review Program; 40 CFR part 49,
subparts 156(c) and 162,'' from Robin Segall, Acting Group Leader,
Measurement Technology Group, to Laura McKelvey, Community and
Tribal Programs Group, February 7, 2014, Docket ID No. EPA-HQ-OAR-
2011-0151, https://www.epa.gov/air/tribal/tribalnsr.html.
1. ANSI/ASME PTC 19.10-1981 part 10 ``Flue and Exhaust Gas Analyses''
(alternative to EPA Method 7);
2. ASTM D7520-09 ``Standard Test Method for Determining Opacity of a
Plume in the Outdoor Ambient Atmosphere'' (alternative to EPA Method
9); and
3. ASTM D6420-99 (2010) ``Test method for Determination of Gaseous
Organic Compounds by Direct Interface Gas Chromatography/Mass
Spectrometry'' (alternative to EPA Method 18).
The EPA welcomes comments on this aspect of the proposed rulemaking
and, specifically, invites the public to identify potentially-
applicable voluntary consensus standards and to explain why such
standards should be used in this regulation.
J. Executive Order 12898: Federal Actions To Address Environmental
Justice in Minority Populations and Low-Income Populations
E.O. 12898 (59 FR 7629 (Feb. 16, 1994)) establishes federal
executive policy on environmental justice. Its main provision directs
federal agencies, to the greatest extent practicable and permitted by
law, to make environmental justice part of their mission by identifying
and addressing, as appropriate, disproportionately high and adverse
human health or environmental effects of its programs, policies, and
activities on minorities and low-income populations in the United
States.
The EPA has determined that this proposed rule will not have
disproportionately high and adverse human health or environmental
effects on minority or low-income populations because it does not
affect the level of protection provided to human health or the
environment. This proposed rule merely implements certain aspects of
the Review of New Sources and Modifications in Indian Country. As such,
this proposed action will not have a disproportionately high and
adverse human health or environmental effects on minorities and low-
income populations in the United States.
Our primary goal in developing the general permits and permits by
rule is to ensure that air resources in Indian country will be
protected in the manner intended by the CAA. In particular, this rule
will help minimize air quality impacts from new or modified true minor
sources in Indian country. In addition, we seek to establish a flexible
preconstruction permitting program for minor sources in Indian country
that is comparable to similar programs in neighboring states to create
a more level regulatory playing field for owners and operators within
and outside of Indian country. This rule will reduce an existing
disparity by filling the regulatory gap.
List of Subjects in 40 CFR Part 49
Environmental protection, Administrative practices and procedures,
Air pollution control, Indians, Indians-law, Indians-tribal government,
Intergovernmental relations, Reporting and recordkeeping requirements.
Dated: July 11, 2014.
Gina McCarthy,
Administrator.
[FR Doc. 2014-16814 Filed 7-16-14; 8:45 am]
BILLING CODE 6560-50-P