Department of Education Acquisition Regulation, 41511-41530 [2014-15695]
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Federal Register / Vol. 79, No. 136 / Wednesday, July 16, 2014 / Proposed Rules
applicable and more enforceable.
Therefore, we are proposing to approve
the removal of this language from the
provision.4
Wyoming also added language to
WAQSR Chapter 3, section 2(d)
clarifying that the provision applies to
both stationary and portable diesel
engines. EPA finds no issue with this
clarifying language and therefore
proposes to approve this change as well.
III. Wyoming Revisions and EPA
Analysis
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proposed to issue a SIP call for this
provision.
On February 10, 2014, WDEQ
submitted to EPA SIP revisions that
included the removal of the problematic
language in WAQSR Chapter 3, section
2(d), as well as updates to the State’s
incorporation by reference (IBR) of
federal regulations. The State’s IBR
updates will be acted upon in a separate
rulemaking.
IV. EPA’s Proposed Action
We are proposing to approve the
revisions to WAQSR Chapter 3, section
2(d) of the Wyoming SIP, as reflected in
the State’s February 10, 2014
submission.
Under CAA section 107, states have
the primary authority and responsibility
to develop and implement SIPs that
provide for attainment, maintenance,
and enforcement of the National
Ambient Air Quality Standards and
meet other CAA requirements. Pursuant
to CAA section 110(k), EPA has the
authority and responsibility to review
state SIP submissions to assure that they
meet all applicable requirements. CAA
section 110(l) prohibits EPA from
approving a SIP revision that (among
other things) would interfere with any
applicable requirement of the CAA. In
this instance, the State has elected to
revise its existing SIP by editing a
previously approved provision that
created exemptions from otherwise
applicable emission limitations in the
SIP.
The State made two edits to WAQSR
Chapter 3, section 2(d). Notably, the
sentence that read ‘‘This limitation shall
not apply during a reasonable period of
warmup following a cold start or where
undergoing repairs and adjustment
following malfunction’’ was struck from
the provision.
We consider this change sufficient to
correct the provision’s inadequacy and
to meet the requirements of the CAA.3
As a result of the removal of the
problematic language from WAQSR
Chapter 3, section 2(d), the improper
exemptions from the emissions
limitation contained within this
provision will no longer be available to
sources. EPA’s proposed approval is
also consistent with CAA section 110(l)
because approval will not interfere with
any applicable requirement of the CAA.
Specifically, removal of the exemptions
will not relax the existing emission
limitation in the SIP and will in fact be
more protective. Furthermore, this
revision will render the revised
emissions limitation consistent with the
requirements of the CAA for SIP
provisions by making it continuously
3 For a more in-depth discussion on the
inadequacy of WAQSR Chapter 3, section 2(d), see
our proposed SIP call at 78 FR 12533, February 22,
2013.
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V. Statutory and Executive Orders
Review
Under the CAA, the Administrator is
required to approve a SIP submission
that complies with the provisions of the
Act and applicable federal regulations.
42 U.S.C. 7410(k); 40 CFR 52.02(a).
Thus, in reviewing SIP submissions,
EPA’s role is to approve state choices,
provided that they meet the criteria of
the CAA. Accordingly, this proposed
action merely proposes to approve state
law as meeting federal requirements and
does not impose additional
requirements beyond those imposed by
state law. For that reason, this proposed
action:
• Is not a ‘‘significant regulatory
action’’ subject to review by the Office
of Management and Budget under
Executive Order 12866 (58 FR 51735,
October 4, 1993);
• Does not impose an information
collection burden under the provisions
of the Paperwork Reduction Act (44
USC 3501 et seq.);
• Is certified as not having a
significant economic impact on a
substantial number of small entities
under the Regulatory Flexibility Act (5
USC 601 et seq.);
• Does not contain any unfunded
mandate or significantly or uniquely
affect small governments, as described
in the Unfunded Mandates Reform Act
of 1995 (Pub. L. 104–4);
• Does not have federalism
implications as specified in Executive
Order 13132 (64 FR 43255, August 10,
1999); is not an economically significant
regulatory action based on health or
safety risks subject to Executive Order
13045 (62 FR 19885, April 23, 1997);
• Is not a significant regulatory action
subject to Executive Order 13211 (66 FR
28355, May 22, 2001);
4 We note that if we finalize our proposed
approval of this revision to the Wyoming SIP, it will
have the effect of mooting our proposed SIP call
regarding this provision.
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• Is not subject to requirements of
Section 12(d) of the National
Technology Transfer and Advancement
Act of 1995 (15 USC 272 note) because
application of those requirements would
be inconsistent with the CAA; and,
• Does not provide EPA with the
discretionary authority to address, as
appropriate, disproportionate human
health or environmental effects, using
practicable and legally permissible
methods, under Executive Order 12898
(59 FR 7629, February 16, 1994).
In addition, this proposed rule does
not have tribal implications as specified
by Executive Order 13175 (65 FR 67249,
November 9, 2000), because the SIP is
not approved to apply in Indian country
located in the state, and EPA notes that
it will not impose substantial direct
costs on tribal governments or preempt
tribal law.
List of Subjects in 40 CFR Part 52
Environmental protection, Air
pollution control, Carbon monoxide,
Incorporation by reference,
Intergovernmental relations,
Greenhouse gases, Lead, Nitrogen
dioxide, Ozone, Particulate matter,
Reporting and recordkeeping
requirements, Sulfur oxides, Volatile
organic compounds.
Authority: 42 U.S.C. 7401 et seq.
Dated: June 24, 2014.
Shaun L. McGrath,
Regional Administrator.
[FR Doc. 2014–16740 Filed 7–15–14; 8:45 am]
BILLING CODE 6560–50–P
DEPARTMENT OF EDUCATION
48 CFR Parts 3401, 3403, 3404, 3405,
3406, 3407, 3408, 3409, 3411, 3413,
3414, 3415, 3416, 3417, 3419, 3422,
3425, 3427, 3428, 3430, 3431, 3432,
3433, 3434, 3437, 3439, 3442, 3444,
3447, 3448, and 3452
[Docket ID ED–2013–OCFO–0078]
RIN 1890–AA18
Department of Education Acquisition
Regulation
Office of the Chief Financial
Officer, Department of Education.
ACTION: Notice of proposed rulemaking.
AGENCY:
The Secretary proposes to
modify the Department of Education
Acquisition Regulation (EDAR) in order
to update it to accurately implement the
current Federal Acquisition Regulation
(FAR) and Department policies.
DATES: The Department must receive
your comments on or before September
15, 2014.
SUMMARY:
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Federal Register / Vol. 79, No. 136 / Wednesday, July 16, 2014 / Proposed Rules
Submit your comments
through the Federal eRulemaking Portal
or via postal mail, commercial delivery,
or hand delivery. We will not accept
comments submitted by fax or by email
or those submitted after the comment
period. To ensure that we do not receive
duplicate copies, please submit your
comments only once. In addition, please
include the Docket ID at the top of your
comments.
• Federal eRulemaking Portal: Go to
www.regulations.gov to submit your
comments electronically. Information
on using Regulations.gov, including
instructions for accessing agency
documents, submitting comments, and
viewing the docket, is available on the
site under ‘‘Are you new to the site?’’
• Postal Mail, Commercial Delivery,
or Hand Delivery: If you mail or deliver
your comments about these proposed
regulations, address them to Roscoe
Price, U.S. Department of Education,
400 Maryland Avenue SW., Room 7172,
PCP, Washington, DC 20202–4200.
ADDRESSES:
Privacy Note: The Department’s policy is
to make all comments received from
members of the public available for public
viewing in their entirety on the Federal
eRulemaking Portal at www.regulations.gov.
Therefore, commenters should be careful to
include in their comments only information
that they wish to make publicly available.
FOR FURTHER INFORMATION CONTACT:
Roscoe Price, U.S. Department of
Education, 400 Maryland Avenue SW.,
Room 7172, PCP, Washington, DC
20202–4200. Telephone: (202) 245–6222
or by email: Roscoe.Price@ed.gov.
If you use a telecommunications
device for the deaf (TDD) or a text
telephone (TTY), call the Federal Relay
Service (FRS), toll free, at 1–800–877–
8339.
SUPPLEMENTARY INFORMATION:
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Invitation to Comment
The Department invites you to submit
comments regarding these proposed
regulations. To ensure that your
comments have maximum effect in
developing the final regulations, the
Department urges you to identify clearly
the specific section or sections of the
proposed regulations that each of your
comments addresses and to arrange your
comments in the same order as the
proposed regulations.
The Department invites you to assist
us in complying with the specific
requirements of Executive Order 12866
and 13563 and their overall requirement
of reducing regulatory burden that
might result from these proposed
regulations. Please let us know of any
further ways we could reduce potential
costs or increase potential benefits
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while preserving the effective and
efficient administration of the
Department’s programs and activities.
During and after the comment period,
you may inspect all public comments
about these proposed regulations by
accessing Regulations.gov. You may also
inspect the comments in person in
Room 7172, Potomac Center Plaza, 550
12th Street SW., Washington, DC,
between 8:30 a.m. and 4:00 p.m.,
Washington, DC time, Monday through
Friday of each week except Federal
holidays. Please contact the person
listed under FOR FURTHER INFORMATION
CONTACT.
Assistance to Individuals With
Disabilities in Reviewing the
Rulemaking Record: On request we will
provide an appropriate accommodation
or auxiliary aid to any individual with
a disability who needs assistance to
review the comments or other
documents in the public rulemaking
record for these proposed regulations. If
you want to schedule an appointment
for this type of accommodation or
auxiliary aid, please contact the person
listed under FOR FURTHER INFORMATION
CONTACT.
Background
The uniform regulation for the
procurement of supplies and services by
Federal Departments and Agencies, the
FAR, was promulgated on September
19, 1983 (48 FR 42102). The FAR is
codified in title 48, chapter 1, of the
Code of Federal Regulations. The
Department promulgated the EDAR to
implement the FAR on May 23, 1988 (53
FR 19119).
The EDAR (title 48, chapter 34 of the
Code of Federal Regulations) is
prescribed under 5 U.S.C. 301 and the
general authorization in FAR 1.301. The
last revision of the EDAR was published
in the Federal Register on March 8,
2011 (76 FR 12796).
Significant Proposed Regulations
We discuss substantive issues under
the sections of the proposed regulations
to which they pertain. Generally, we do
not address proposed regulatory
changes that are technical or otherwise
minor in effect.
These proposed regulations would
amend the EDAR as follows:
SUBCHAPTER A—GENERAL
PART 3401—ED ACQUISITION
REGULATION SYSTEM
FAR: FAR Part 1 (Federal Acquisition
Regulations System) sets forth the purpose,
authority, and structure of the FAR,
authorizes agency FAR supplements and
deviations from the FAR, and discusses
career development, contracting authority,
and responsibilities.
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Current Regulations: The current EDAR
contains delegations for deviation approvals
that do not reflect optimal business
operations. The current regulations do not
correctly identify the individuals responsible
for approving delegations and do not set forth
procedures for obtaining approval of a
deviation. The current regulations reflect
numbering that has been changed by recent
changes to the FAR.
Proposed Regulations: In subpart 3401.4,
‘‘Deviations,’’ the proposed regulations
would revise sections 3401.403 (Individual
deviations) and 3401.404 (Class deviations)
to designate the Head of the Contracting
Activity (HCA) as the approving official for
individual deviations and the Senior
Procurement Executive (SPE) as the
approving official for class deviations. The
proposed regulations would also add section
3401.470 (Procedures) to provide procedures
for requesting deviations from the FAR or the
EDAR.
In subpart 3401.6, ‘‘Career Development,
Contracting Authority, and Responsibilities,’’
the proposed regulations would redesignate
section 3401.670 as section 3401.604–70 and
would further redesignate sections 3401.670–
1, 3401.670–2, and 3401.670–3 as sections
3401.604–70.1, 3401.604–70.2, and
3401.604–70.3, respectively, to be consistent
with the new FAR 1.604.
Reasons: On March 16, 2011, section 1.604
was added to the FAR. This proposed change
would update the EDAR to be consistent with
the FAR numbering scheme. Also, the
proposed change would identify the correct
position for approving individual and class
deviations as well as establish the procedures
required for approval of deviations from the
FAR or the EDAR.
PART 3403—IMPROPER BUSINESS
PRACTICES AND PERSONAL CONFLICTS
OF INTEREST
FAR: FAR Part 3 (Improper Business
Practices and Personal Conflicts of Interest)
regulates standards of conduct, gratuities to
Government personnel, reports of suspected
antitrust violations, contingent fees, and
contracts with Government employees or
organizations owned or controlled by them.
Current Regulations: The current EDAR
requires Department personnel to report
violations of the gratuities clause, antitrust
violations, and misrepresentation or violation
of the covenant against contingent fees.
Proposed Regulations: The Department is
proposing to add section 3403.104–7 to
identify the SPE as the agency head for the
purposes of FAR 3.104–7(d)(2)(ii)(B) and to
add section 3403.204, revise section
3403.602, and add sections 3403.7 and
3403.9 to identify the SPE as the agency
head’s designee for the purposes of FAR
3.204, 3.602, 3.704, 3.705, 3.905, and 3.906.
Reasons: The proposed revisions identify
the official delegated the authority to provide
exceptions and sign determinations
identified in FAR 3.1, 3.2, 3.6, 3.7, and 3.9.
PART 3404—ADMINISTRATIVE MATTERS
FAR: FAR Part 4 (Administrative Matters)
sets forth requirements for contract
execution, documentation, retention, and
reporting.
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Current Regulations: The current EDAR
does not address this FAR part.
Proposed Regulations: The Department
proposes to add PART 3404,
‘‘ADMINISTRATIVE MATTERS,’’ to
SUBCHAPTER A to consist of subpart 3404.7
and section 3404.770 to prescribe the use of
clause 3452.204–70, ‘‘Maintenance and
Retention of Government-Owned/ContractorHeld Federal Records’’ in all solicitations and
contracts where contractors are in possession
of Federal records.
Reasons: This addition is necessary to
provide contractors guidance on the handling
of Federal records, often containing
personally identifiable information, both
during and after performance of contracts.
SUBCHAPTER B—COMPETITION AND
ACQUISITION PLANNING
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PART 3405—PUBLICIZING CONTRACT
ACTIONS
FAR: FAR Part 5 (Publicizing Contract
Actions) sets forth requirements for
publicizing actions in each phase of the
acquisition process and the mandatory time
required for actions to be published prior to
action being taken by the Government.
Current Regulations: The current EDAR
sets forth specific statutory authorities
provided to Federal Student Aid (FSA).
Proposed Regulations: The Department is
proposing to add subpart 3405.4 to identify
the SPE as the agency head’s designee for the
purposes of FAR 5.404–1(a) and (b).
Reasons: The proposed revision identifies
the official responsible for releasing long
range estimates for the Department.
PART 3406—COMPETITION
REQUIREMENTS
FAR: FAR Part 6 (Competition
Requirements) regulates how agencies
compete various contract actions.
Current Regulations: The current EDAR
states that this part of the FAR does not apply
to modular contracting performed by the
Performance Based Organization (PBO) as a
result of statutorily provided authority.
Proposed Regulations: The proposed
changes would add subpart 3406.2 and
section 3406.302–1 to identify the HCA as
the agency head for the purposes of FAR
6.202 and 6.302–1(b)(4); would add section
3406.302–2 to identify the SPE as the agency
head’s designee for the purposes of FAR
6.302–2(d)(2); would add section 3406.302–
7 to identify the Secretary as having the
exclusive authority to approve all public
interest determinations for the purposes of
FAR 6.302–7(c); and would revise section
3406.501 to designate Competition Advocates
for each contracting activity.
Reasons: The proposed change would
identify the agency head for the purposes of
FAR 6.2 and 6.3 and the agency head’s
designee for the purposes of FAR 6.3, except
to reserve public interest determinations for
the Secretary of Education, and would
identify the Competition Advocates for each
Contracting Activity mandated in FAR 6.5.
PART 3407—ACQUISITION PLANNING
FAR: FAR Part 7 (Acquisition Planning)
sets forth requirements for presolicitation
activities that must be addressed by the
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Government, identifies analysis of
requirements for contractor versus
Government performance, and identifies how
to determine if work is inherently
Governmental.
Current Regulations: The current EDAR
does not address this part of the FAR.
Proposed Regulations: The Department
proposes to add PART 3407,
‘‘ACQUISITIION PLANNING,’’ to
SUBCHAPTER B to consist of subpart 3407.1
to identify the SPE as the agency head’s
designee for the purposes of FAR 7.103.
Reasons: The proposed changes to the
regulations would add the authority for
promulgating the regulation and would
clearly identify the appropriate official for
making determinations under FAR 7.1.
PART 3408—REQUIRED SOURCES OF
SUPPLIES AND SERVICES
FAR: FAR Part 8 (Required Sources of
Supplies and Services) mandates certain
sources and details how agencies must use
those sources.
Current Regulations: The current EDAR
requires a printing clause in subpart 3408.8
(Acquisition of Printing and Related
Supplies) and addresses paperwork
reduction in PART 3427.
Proposed Regulations: The proposed
changes would revise section 3408.870 to
clarify when the printing clause at 3452.208–
71 is required.
Reasons: The proposed changes would
update the EDAR to reflect mandatory use of
the printing clause at 3452.208–71 in all
solicitations and contracts where printing is
anticipated.
PART 3409—CONTRACTOR
QUALIFICATIONS
FAR: FAR Part 9 (Contractor
Qualifications) prescribes policies, standards,
and procedures for determining whether
prospective contractors are responsible.
Current Regulations: The current EDAR
identifies procedures for Debarment and
Suspension and prescribes procedures for
identifying conflicts of interest.
Proposed Regulations: The Department
proposes to add subpart 3409.2 and amend
subparts 3409.4 and 3409.5 by adding
sections 3409.405, 3409.405–1, 3409.405–2,
3409.406–1, 3409.407–1, and 3409.503,
respectively, to identify the SPE as the
agency head’s designee for the purposes of
FAR 9.202(a)(1), 9.206–1(b), 9.405(a),
9.405(d)(3), 9.405–1, 9.405–2, 9.406–1(c),
8.407–1(d), and 9.503.
Reasons: The proposed changes would
update the EDAR to identify the SPE as the
agency head’s designee for the purposes of
FAR 9.202(a)(1), 9.206–1(b), 9.405(a),
9.405(d)(3), 9.405–1, 9.405–2, 9.406–1(c),
8.407–1(d), and 9.503.
PART 3411—DESCRIBING AGENCY NEEDS
FAR: FAR Part 11 (Describing Agency
Needs) includes sections on developing
requirements documents, performance
schedules, approaching liquidated damages,
and variations in quantity.
Current Regulations: The current EDAR
does not address this part of the FAR.
Proposed Regulations: The Department
proposes to add PART 3411, ‘‘DESCRIBING
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AGENCY NEEDS,’’ to SUBCHAPTER B to
consist of subpart 3411.1 and 3411.5. The
proposed addition would identify the HCA as
the agency head for the purposes of FAR
11.103(a) and 11.501(d).
Reasons: The proposed changes to the
regulations would update the EDAR to
identify the appropriate official for making
determinations under FAR 11.103(a) and
11.501(d).
SUBCHAPTER C—CONTRACTING
METHODS AND CONTRACT TYPES
PART 3413—SIMPLIFIED ACQUISITION
PROCEDURES
FAR: FAR Part 13 (Simplified Acquisition
Procedures) allows and describes streamlined
ways of purchasing goods and services below
the simplified acquisition threshold.
Current Regulations: The EDAR currently
sets out FSA’s authority to use simplified
acquisition methods for commercial items at
any value and noncommercial items up to $1
million.
Proposed Regulations: The Department
proposes to add subpart 3413.2 and amend
subpart 3413.3 to identify the SPE as the
agency head for the purposes of FAR
13.201(g)(1) and 13.305–3(a).
Reasons: The proposed changes to the
regulations would clearly identify the
appropriate official for making
determinations under FAR 13.201(g)(1) and
13.305–3(a).
PART 3414—SEALED BIDDING
FAR: FAR Part 14 (Sealed Bidding)
describes the rules and requirements for
using sealed bidding as a method of
acquisition.
Current Regulations: The current EDAR
identifies the HCA as the official authorized
to make determinations under FAR 14.407–
3.
Proposed Regulations: The Department
proposes to revise subpart 3414.4 to identify
the HCA as the agency head for the purposes
of FAR 14.404–1(c), 14.407–3, and 14.407–4.
Reasons: The proposed changes to the
regulations would clearly identify the
appropriate official for making
determinations under FAR 14.404–1(c),
14.407–3, and 14.407–4.
PART 3415—CONTRACTING BY
NEGOTIATION
FAR: FAR Part 15 (Contracting by
Negotiation) sets forth procedures for
acquiring goods and services through
negotiated procurement.
Current Regulations: The current EDAR
contains the process for submitting
unsolicited proposals and implements the
use of a two-phase procurement.
Proposed Regulations: The Department
proposes to add section 3415.204 to identify
the SPE as the agency head’s designee for the
purposes of FAR 15.204(e).
Reasons: The proposed change to the
regulation would clearly identify the
appropriate official for making
determinations under FAR 15.204(e).
PART 3416—TYPES OF CONTRACTS
FAR: FAR Part 16 (Types of Contracts)
describes the various contract types and
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consideration in determining the type of
contract to use for a particular acquisition.
Current Regulations: The current EDAR
incorrectly states that an award term that is
earned is affected by unilateral modification.
Proposed Regulations: The Department
proposes to revise section 3416.470(f)(2) to
require bilateral contract modification to
extend a contract for an earned award term
period.
Reasons: This revision of section
3416.470(f)(2) would correct the error in the
current EDAR.
PART 3417—SPECIAL CONTRACTING
METHODS
FAR: FAR Part 17 (Special Contracting
Methods) includes requirements for options
and interagency acquisitions under the
Economy Act.
Current Regulations: The current EDAR
includes requirements for options and the
use of Modular Contracting.
Proposed Regulations: The Department
proposes to add section 3417.208 to prescribe
the appropriate use of clauses 3452.17–70,
‘‘Evaluation of Options to Include Award
Terms,’’ and 3452.17–71, ‘‘Option to Extend
the Term of an Award Term Contract.’’
Additionally, the Department proposes to
add section 3417.104 and subpart 3417.6 to
identify the SPE and Assistant Secretary for
the Office of Management as the agency head
for the purposes of FAR 17.104(b) and
17.602, respectively.
Reasons: The changes are necessary to
prescribe when to include specific optionrelated clauses regarding Award Term
Contracting and to clearly identify the
appropriate official for making
determinations under FAR 17.104(b) and
17.602.
SUBCHAPTER D—SOCIOECONOMIC
PROGRAMS
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PART 3419—SMALL BUSINESS PROGRAMS
FAR: FAR Part 19 (Small Business
Programs) describes requirements for and
availability of contracting preference
programs for small businesses.
Current Regulations: The current
regulations identify regulatory flexibilities
afforded to FSA.
Proposed Regulations: The Department
proposes to add section 3419.505 and subpart
3419.8 to include section 3419.810 to
identify the SPE as the agency head for the
purposes of FAR 19.505 and 19.810,
respectively. The Department proposes to
add section 3419.812 in subpart 3419.8 to
identify the HCA as the agency head for the
purposes of FAR 19.812(d). Additionally, the
Department proposes to add section 3419.70
to prescribe when to include clause
3452.219–70 in commercial item
procurements.
Reasons: The changes would clearly
identify the appropriate official for making
determinations under FAR 19.5 and 19.8 and
include a clause to provide favorable price
evaluation treatment for socioeconomic
subcategories for which the Department has
historically failed to meet prime award goals.
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PART 3422—APPLICATION OF LABOR
LAWS TO GOVERNMENT ACQUISITIONS
SUBCHAPTER E—GENERAL
CONTRACTING REQUIREMENTS
FAR: FAR Part 22 (Application of Labor
Laws to Government Acquisitions) describes
various laws, policies, and prohibitions
governing Federal acquisition.
Current Regulations: The current
regulations explain that the five-year
limitation in the Service Contract Act of
1965, as amended (Service Contract Act),
applies to each period of the contract
individually, not to the cumulative period of
base and option years, and that accordingly
no Department contract will have a base or
option period longer than five years.
Proposed Regulations: The Department
proposes to amend PART 3422,
‘‘APPLICATION OF LABOR LAWS TO
GOVERNMENT ACQUISITIONS,’’ to add
section 3422.406–8 to identify the SPE as the
agency head’s designee for the purposes of
FAR 22.406–8(d) and to add sections
3422.604–2, 3422.803, 3422.807, 3422.1305,
3422.1310, 3422.1403, and 3422.1408 to
identify the SPE as the agency head for the
purposes of FAR 22.604–2(b)(1), 22.803(c),
22.807(a)(1), 22.1305, 22.1310(a)(1)(ii) and
(a)(2), 22.1403, and 22.1408, respectively.
The Department proposes to add section
3422.302 to identify the HCA as the agency
head for the purposes of FAR 22.302(c) and
to add section 3422.406–9 to identify the
HCA as the authority to suspend contract
payments pursuant to FAR 22.406–9(b).
Additionally, the Department proposes to
add section 3422.406–8 to identify the Chief
of the Contracting Office as the responsible
party for conducting labor standards
investigations as prescribed in FAR 22.406–
8(a).
Reasons: The proposed changes to the
regulations would clearly identify the
appropriate official for making
determinations or decisions under FAR
22.302(c), 22.406–8(a), 22.406–8(d), 22.406–
9(b), 22.604–2(b)(1), 22.803(c), 22.807(a)(1),
22.1305, 22.1310, 22.1403, and 22.1408.
PART 3427—PATENTS, DATA, AND
COPYRIGHTS
PART 3425—FOREIGN ACQUISITION
FAR: FAR Part 25 (Foreign Acquisition)
implements the Buy American Act.
Current Regulations: The current EDAR
designates the HCA as the approving official
for determinations relating to the Buy
American Act.
Proposed Regulations: The Department
proposes to amend PART 3425, ‘‘FOREIGN
ACQUISITIONS,’’ to add sections 3425.103,
3425.105, and 3425.202 to delegate authority
to the HCA make the determinations
prescribed in FAR 25.103(a), 25.105(a)(1) and
25.202(a)(1). The Department proposes to add
section 3425.204 to identify the HCA as the
agency head for the purposes of FAR
25.204(b) and to add section 3425.1001 to
identify the SPE as the agency head for the
purposes of FAR 25.1001(a)(2)(iii).
Reasons: The Department has previously
identified the approving official for one of
the subparts in FAR 25; this change would
clearly identify the appropriate official for
making determinations under FAR 25.103(a),
25.105(a)(1), 25.202(a)(1), 25.204(b), and
25.1001(a)(2)(iii).
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FAR: FAR Part 27 (Patents, Data, and
Copyrights) regulates patents, copyrights,
rights in data, and foreign license and
technical agreements under Federal
contracts.
Current Regulations: The current EDAR
includes in this part prescriptions for clauses
on publication and publicity, advertising of
awards, and paperwork reduction.
Proposed Regulations: The Department
proposes to add subpart 3427.3 consisting of
section 3427.303 to identify the SPE as the
agency head’s designee for the purposes of
FAR 27.303.
Reasons: The proposed change to the
regulation would clearly identify the
appropriate official for making
determinations under FAR 27.303.
PART 3428—BONDS AND INSURANCE
FAR: FAR Part 28 (Bonds and Insurance)
regulates the appropriate use and
requirements for bonds and insurance under
Federal contracts.
Current Regulations: The current EDAR
includes in this part a prescription for a
clause specifying when insurance is
mandatory.
Proposed Regulations: The Department
proposes to add subpart 3428.1 (Bonds and
Other Financial Protections) to include
section 3428.101–1 and subpart 3428.2 to
include section 3428.203–7 to identify the
SPE as the agency head’s designee for the
purposes of FAR 28.101–1(c) and 28.203–7.
The Department proposes to add section
3428.106–6 to identify the HCA as the agency
head’s designee for the purposes of FAR
28.106–6(c). The Department proposes to add
section 3428.203 to identify the Assistant
Inspector General for Investigations as the
appropriate official to receive evidence of
possible criminal or fraudulent activities by
an individual surety.
Reasons: The proposed change to the
regulations would clearly identify the
appropriate official for making
determinations under FAR 28.101–1(c),
28.106–6(c), and 28.203–7 and to identify the
official for receiving evidence under FAR
28.203.
PART 3430—COST ACCOUNTING
STANDARDS ADMINISTRATION
FAR: FAR Part 30 (Cost Accounting
Standards Administration) includes sections
on the administration of contractor financial
systems and responsibility for disclosure.
Current Regulations: The current EDAR
does not address this part of the FAR.
Proposed Regulations: The Department
proposes to add PART 3430, ‘‘COST
ACCOUNTING STANDARDS
ADMINISTRATION,’’ to include section
3430.201–5 to identify the SPE as the head
of the agency for the purposes of FAR
30.201–5(a) and (b).
Reasons: The proposed change to the
regulation would clearly identify the
appropriate official for making
determinations under FAR 30.201–5.
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PART 3431—CONTRACT COST PRINCIPLES
AND PROCEDURES
FAR: FAR Part 31 (Contract Cost Principles
and Procedures) includes sections regulating
costs under contracts with commercial,
educational, and nonprofit organizations.
Current Regulations: The current EDAR
does not address this part of the FAR.
Proposed Regulations: The Department
proposes to add PART 3431, ‘‘CONTRACT
COST PRINCIPLES AND PROCEDURES,’’ to
add subpart 3431.1 consisting of section
3431.101 to identify the SPE as the agency
head’s designee for the purposes of FAR
31.101 and add subpart 3431.2 to include
section 3431.205–6 to identify the HCA as
the agency head’s designee for the purposes
of FAR 31.295–6(g)(3).
The Department proposes to add section
3431.205–70 to prescribe the use of clause
3452.231–70 (Food Costs) to prohibit the use
of contract funds to procure food unless
authorized by the Contracting Officer (CO) in
advance. The Department proposes to add
section 3431.205–71 to prescribe the use of
clause 3452.231–71 (Travel Costs) to prohibit
the use of contract funds to pay for
noncontractor travel unless authorized by the
Contracting Officer in advance.
The Department proposes to add section
3431.205–72 to prescribe the clause at
3452.231–72 (Clearance of Conferences/
Meetings) that requires Department
contractors arranging conferences on behalf
of the Department to seek the services of the
Department’s Event Services office or
agreement from that office that the services
may be subcontracted.
Reasons: The proposed changes to the
regulations would clearly identify the
appropriate official for making
determinations under FAR 31.101 and
31.205–6. The added clauses are required to
ensure adequate control over contract funds
for use to pay for noncontractor travel and
meals and for Department conferences.
PART 3432—CONTRACT FINANCING
FAR: FAR Part 32 (Contract Financing)
regulates the types of financing the
Government may make available to
contractors, including advance payments.
Current Regulations: The current EDAR
designates the HCA as the official authorized
to authorize types of financing in subpart
3432.4 (Advance Payments) and section
3432.705–2 (Clauses for Limitation of Cost or
Funds), which prescribes the use of clause
3452.232–70 (Limitation of Cost or Funds)
and the provision in clause 3452.232–71
(Incremental Funding).
Proposed Regulations: The Department
proposes to add subparts 3432.0, 3432.1,
3432.2, and 3432.9 to PART 3432,
‘‘CONTACT FINANCING.’’ Sections
3432.006–1, 3432.006–4, and 3432.114
would identify the SPE as the agency head
for the purposes of FAR 32.006–1, 32.006–4,
and 32.114, respectively. The Department
proposes to add section 3432.006–3 to
identify Department personnel
responsibilities and procedures that must be
followed when there is any suspected
instance of fraud involved in payment
requests.
The Department proposes to add sections
3432.201, 3432.703–3, and 3432.906 to
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identify the HCA as the agency head for the
purposes of FAR 32.201, 32.703–3(b), and
32.906(a), respectively. The Department
proposes to add section 3432.006–2 to define
the ‘‘Remedy Coordination Official.’’
The Department proposes to add section
3432.902 to define ‘‘delivery date’’ as the
date on which products and services are
deemed received.
Reasons: The addition of section 3432.902
would provide clarification to potential
vendors that may make delivery of products
or services after 4:30 p.m., that those
deliveries will be deemed to be received the
next business day.
The other proposed changes would
identify the appropriate officials that have
been designated to make determinations
under various subparts of FAR 32 and
identify the appropriate official and
procedure to report requests for payments
based on fraud.
PART 3433—PROTESTS, DISPUTES, AND
APPEALS
FAR: FAR Part 33 (Protests, Disputes, and
Appeals) regulates the Government’s actions
when a protest is filed with the agency or the
Government Accountability Office (GAO)
and when disputes occur under contracts.
Current Regulations: The current EDAR
designates the HCA as the official authorized
to approve a determination to continue with
performance after receipt of a protest.
Proposed Regulations: The Department
proposes to revise section 3433.103 to
identify the Competition Advocate for the
contracting activity as having responsibility
for the independent review required by FAR
33.103(d)(4).
The Department proposes to add section
3433.103(f)(1) and 3433.103(f)(3) to identify
the HCA as having responsibility for
approving any determination to proceed with
the contract award for protests filed and
received before award and to continue
performance after the receipt of an agency
protest after award. We further clarify that in
those cases where the Contracting Officer
(CO) is also the HCA, the determination must
be approved by the SPE. The Department
proposes to add section 3433.104 to require
contracting activities to seek guidance from
the Office of the General Counsel (OGC)
before taking action in response to a GAO
protest. The Department proposes to add
section 3433.203 to identify the SPE as the
agency head for the purposes of FAR
33.203(b).
The Department proposes to add section
3433.211 to require the Contracting Officer to
obtain assistance, as appropriate, from OGC
prior to issuing a final decision.
Reasons: The Department proposes to
revise section 3433.103 to clarify that there
are two contracting activities, each with its
own Competition Advocate. The Department
proposes to add section 3433.104 to identify
the HCA as having the responsibility for
determining if work should begin after a
protest has been received. The Department
proposes to add section 3433.203 to identify
the SPE as the agency head for the purposes
of FAR 33.203. The Department proposes to
add section 3433.211 to require the
Contracting Officer to confer with the OGC,
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41515
when appropriate, prior to issuing any final
determination.
SUBCHAPTER F—SPECIAL CATEGORIES
OF CONTRACTING
PART 3434—MAJOR SYSTEM
ACQUISITION
FAR: FAR Part 34 (Major System
Acquisition) describes acquisition policies
and procedures for use in acquiring major
systems consistent with OMB Circular No.
A–109. FAR Part 34 also describes the use of
an Earned Value Management System in
acquisitions designated as major acquisitions
consistent with OMB Circular A–11, Part 7.
Current Regulations: The current EDAR
does not address this part of the FAR.
Proposed Regulations: The Department
proposes to add PART 3434, ‘‘MAJOR
SYSTEM ACQUISITION.’’ Section 3434.003
would identify the SPE as the agency head’s
designee for the purposes of FAR 34.003(a).
The Department proposes to add section
3434.003(b) to identify the SPE as the agency
head for the purposes of FAR 34.003(c) and
the acquisition executive for the purposes of
OMB Circular No. A–109. Section 3434.005–
6 would identify the SPE as the agency
head’s designee for the purposes of FAR
34.005–6.
Reasons: These changes would identify the
appropriate officials that have been
designated to make determinations under
various subparts of FAR 34.
PART 3437—SERVICE CONTRACTING
FAR: FAR Part 37 (Service Contracting)
regulates various types of service contracts
and performance-based acquisition.
Current Regulations: The EDAR currently
contains section 3437.270 (Services of
Consultants Clauses), which prescribes the
use of clause 3452.237–70 (Services of
Consultants) in all cost-reimbursement
contracts and solicitations. This clause
requires the contractor to obtain the
Contracting Officer’s written approval to use
certain consultants under a cost-type
contract.
Proposed Regulations: The Department
proposes to revise subpart 3437.2 and add
section 3437.601 to subpart 3437.6. Proposed
section 3437.204 would identify the HCA as
the agency head for the purposes of FAR
37.204. The Department proposes to revise
section 3437.270 to provide clarification on
when the Contracting Officer must use clause
3452.237–70 (Services of Consultants). The
Department proposes to add section 3437.601
to establish the Department’s policy that all
new service contracts be performance-based
unless approved by the Departmental
Competition Advocate.
Reasons: These changes would clearly
identify the official responsible for approving
advisory contracts, clarify that the Services of
Consultants clause is not applicable to FSA
contracts, and establish the minimum
requirements to be contained in any new
service contract.
PART 3439—ACQUISITION OF
INFORMATION TECHNOLOGY
FAR: FAR Part 39 (Acquisition of
Information Technology) regulates the
acquisition of information technology.
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Current Regulations: The current EDAR
contains multiple information technology
initiatives and standards requirements for
Internet Protocol Version 6 and security
requirements.
Proposed Regulations: The Department
proposes to remove section 3439.701 from
subpart 3439.70 because the section is no
longer needed. A FAR clause has been
established to fulfill its purpose.
Reasons: Current section 3439.701 has
been replaced by a FAR clause and is
obsolete.
SUBCHAPTER G—CONTRACT
MANAGEMENT
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PART 3442—CONTRACT
ADMINISTRATION AND AUDIT SERVICES
FAR: FAR Part 42 (Contract Administration
and Audit Services) requires use of a
contractor performance information system
and contract monitoring; it also governs other
contract administration functions.
Current Regulations: The current EDAR
contains sections on contract monitoring and
the accessibility of meetings, conferences,
and seminars to persons with disabilities.
Proposed Regulations: The Department
proposes to add subparts 3442.6 and 3442.7
and to revise section 3442.7101 in subpart
3442.71. We would add section 3442.602 to
identify the SPE as the agency head’s
designee for the purposes of FAR 42.602(a)
and add section 3443.703–2 to identify the
HCA as the agency head’s designee for the
purposes of FAR 42.703–2(b). Additionally,
the Department proposes to revise section
3442.7101 to clarify that the use of clause
3452.242–73 (Accessibility of meetings,
conferences, and seminars to persons with
disabilities) is mandatory in all solicitations
and contracts where conferences are
contemplated.
Reasons: The current regulation is general
in the application of the accessibility clause,
and the proposed changes would clearly
identify the appropriate official for making
determinations under FAR 42.302.
PART 3444—SUBCONTRACTING POLICIES
AND PROCEDURES
FAR: FAR Part 44 (Subcontracting Policies
and Procedures) includes sections that
govern contracts requiring the Government’s
consent to subcontract, the review of a
contractor’s purchasing system, and
subcontracts under commercial item
purchases.
Current Regulations: The current EDAR
does not address this part of the FAR.
Proposed Regulations: The Department
proposes to add PART 3444,
‘‘SUBCONTRACTING POLICIES AND
PROCEDURES.’’ Section 3444.302 would
identify the SPE as the head of the agency for
the purposes of FAR 44.302(a).
Reasons: The proposed change to the
regulation would clearly identify the
appropriate official for making
determinations under FAR 44.302.
PART 3447—TRANSPORTATION
FAR: FAR Part 47 (Transportation)
includes sections regulating transportationrelated services, transportation in supply
contracts, and transportation by U.S. flag
carriers and vessels.
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Current Regulations: The current EDAR
includes in section 3447.701 a foreign travel
provision for when the Contracting Officer
must use clause 3452.247–70 (Foreign travel).
Proposed Regulations: The Department
proposes to revise 3447.701 to clarify that the
Contracting Officer must insert clause
3452.247–70 (Foreign Travel) in all
solicitations and resultant cost
reimbursement contracts where foreign travel
is contemplated.
Reasons: This change would clarify when
the Contracting Officer must use clause
3452.247–70.
3452.301 (Solicitation provisions and
contract clauses (Matrix)), a clause matrix.
Reasons: The proposed changes to this part
of the EDAR are consistent with the changes
to the prescriptive language in the preceding
parts and would update the provisions and
clauses to more accurately reflect current
regulations and policy. Section 3452.239–70
would be removed because it is obsolete. The
addition of a clause matrix in section
3452.301 would provide an easy reference
point for Contracting Officers to check.
PART 3448—VALUE ENGINEERING
FAR: FAR Part 48 (Value Engineering)
includes sections that identify the
appropriate sharing methodologies for
proposals that would generate savings on the
instant acquisition through which a value
engineering proposal is submitted, as well as
sharing of savings on collateral contracts.
Current Regulations: The current EDAR
does not address this part of the FAR.
Proposed Regulations: The Department
proposes to add PART 3448, ‘‘VALUE
ENGINEERING.’’ Proposed sections 3448.102
and 3448.201 would delegate to the HCA,
without power of redelegation, the authority
regarding the exemptions prescribed in FAR
48.102(g) and 48.201(a)(6), respectively.
Reasons: The proposed regulations would
clearly identify the appropriate official for
making exemption determinations under
FAR 48.102(g) and 48.201(a)(6), respectively.
Regulatory Impact Analysis
Under Executive Order 12866, the
Secretary must determine whether this
regulatory action is ‘‘significant’’ and,
therefore, subject to the requirements of the
Executive order and subject to review by the
Office of Management and Budget (OMB).
Section 3(f) of Executive Order 12866 defines
a ‘‘significant regulatory action’’ as an action
likely to result in a rule that may—
(1) Have an annual effect on the economy
of $100 million or more, or adversely affect
a sector of the economy, productivity,
competition, jobs, the environment, public
health or safety, or State, local or tribal
governments or communities in a material
way (also referred to as an ‘‘economically
significant’’ rule);
(2) Create serious inconsistency or
otherwise interfere with an action taken or
planned by another agency;
(3) Materially alter the budgetary impacts
of entitlement grants, user fees, or loan
programs or the rights and obligations of
recipients thereof; or
(4) Raise novel legal or policy issues
arising out of legal mandates, the President’s
priorities, or the principles stated in the
Executive order.
This proposed regulatory action is not a
significant regulatory action subject to review
by OMB under section 3(f) of Executive
Order 12866.
We have also reviewed these regulations
under Executive Order 13563, which
supplements and explicitly reaffirms the
principles, structures, and definitions
governing regulatory review established in
Executive Order 12866. To the extent
permitted by law, Executive Order 13563
requires that an agency—
(1) Propose or adopt regulations only upon
a reasoned determination that their benefits
justify their costs (recognizing that some
benefits and costs are difficult to quantify);
(2) Tailor its regulations to impose the least
burden on society, consistent with obtaining
regulatory objectives and taking into
account—among other things and to the
extent practicable—the costs of cumulative
regulations;
(3) In choosing among alternative
regulatory approaches, select those
approaches that maximize net benefits
(including potential economic,
environmental, public health and safety, and
other advantages; distributive impacts; and
equity);
(4) To the extent feasible, specify
performance objectives, rather than the
behavior or manner of compliance a
regulated entity must adopt; and
SUBCHAPTER H—CLAUSES AND FORMS
PART 3452—SOLICITATION PROVISIONS
AND CONTRACT CLAUSES
FAR: FAR Part 52 (Solicitation Provisions
and Contract Clauses) is the part of the FAR
containing all FAR provisions and clauses
required or recommended for inclusion in
solicitations and contracts, as prescribed in
the preceding parts of the FAR.
Current Regulations: The current EDAR
includes in PART 3452, ‘‘SOLICITATION
PROVISIONS AND CONTRACT CLAUSES,’’
text for 30 provisions and clauses, all of
which are prescribed in the preceding parts
of the EDAR.
Proposed Regulations: The Department
proposes to add section 3452.204–70 to
implement guidance provided by the
National Archives and Records
Administration consistent with the
requirements of the Department; revise
section 3452.216–71(e) to require bilateral
modifications rather than unilateral
Government modifications in cases of earned
award term periods; add section 3452.217–70
to include the evaluation of award term
periods; add section 3452.219–70 to allow
evaluations to include socioeconomic
categories; add section 3452.231–70 to
preclude the procurement of food under a
cost reimbursement contract unless
authorized in advance by the CO; add section
3452.231–71 to identify invitational travel as
an unallowable cost; add section 3431.231–
72 to require contractors to work with the
Event Services staff to establish any hotel
contracts; and remove section 3452.239–70.
Additionally, the Department proposes to
add subpart 3452.3, consisting of section
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Executive Orders 12866 and 13563
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(5) Identify and assess available
alternatives to direct regulation, including
economic incentives—such as user fees or
marketable permits—to encourage the
desired behavior, or provide information that
enables the public to make choices.
Executive Order 13563 also requires an
agency ‘‘to use the best available techniques
to quantify anticipated present and future
benefits and costs as accurately as possible.’’
The Office of Information and Regulatory
Affairs of OMB has emphasized that these
techniques may include ‘‘identifying
changing future compliance costs that might
result from technological innovation or
anticipated behavioral changes.’’
We are issuing these proposed regulations
only on a reasoned determination that their
benefits would justify their costs. In choosing
among alternative regulatory approaches, we
selected those approaches that would
maximize net benefits. Based on the analysis
that follows, the Department believes that
these proposed regulations are consistent
with the principles in Executive Order
13563.
We also have determined that this
regulatory action would not unduly interfere
with State, local, and tribal governments in
the exercise of their governmental functions.
In accordance with both Executive orders,
the Department has assessed the potential
costs and benefits, both quantitative and
qualitative, of this regulatory action. The
potential costs associated with this regulatory
action are those resulting from statutory
requirements and those we have determined
as necessary for administering the
Department’s programs and activities.
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Clarity of the Regulations
Executive Order 12866 and the Presidential
memorandum on ‘‘Plain Language in
Government Writing’’ require each agency to
write regulations that are easy to understand.
The Secretary invites comments on how to
make these proposed regulations easier to
understand, including answers to questions
such as the following:
• Are the requirements in the proposed
regulations clearly stated?
• Do the proposed regulations contain
technical terms or other wording that
interferes with their clarity and create a
barrier to contracting with the Department?
• Does the format of the proposed
regulations (grouping and order of sections,
use of headings, paragraphing, etc.) aid or
reduce their clarity?
• Would the proposed regulations be
easier to understand if we divided them into
more (but shorter) sections?
• Could the description of the proposed
regulations in the SUPPLEMENTARY
INFORMATION section of this preamble be more
helpful in making the proposed regulations
easier to understand? If so, how?
• What else could the Department do to
make the proposed regulations easier to
understand and access?
To send any comments that concern how
the Department could make these proposed
regulations easier to understand, see the
instructions in the ADDRESSES section.
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Regulatory Flexibility Act Certification
The Secretary certifies that these proposed
regulations would not have a significant
economic impact on a substantial number of
small entities.
The proposed regulations would update
the EDAR; they would not directly regulate
any small entities. As a result, a regulatory
flexibility analysis is not required and none
has been prepared.
41517
PART 3401—ED ACQUISITION
REGULATION SYSTEM
1. The authority citation for part 3401
continues to read as follows:
■
Authority: 5 U.S.C. 301 and 20 U.S.C.
1018a.
2. Section 3401.403 is revised to read
as follows:
■
Paperwork Reduction Act of 1995
3401.403
These proposed regulations do not contain
any information collection requirements.
An individual deviation from the FAR
or the EDAR must be approved by the
HCA.
■ 3. Section 3401.404 is revised to read
as follows:
Intergovernmental Review
These regulations are not subject to
Executive Order 12372 and the regulations in
34 CFR part 79.
Individual deviations.
Assessment of Educational Impact
3401.404
In accordance with section 441 of the
General Education Provisions Act, 20 U.S.C.
1221e–4, the Secretary particularly requests
comments on whether these proposed
regulations would require transmission of
information that any other agency or
authority of the United States gathers or
makes available.
Accessible Format: Individuals with
disabilities can obtain this document in an
accessible format (e.g., braille, large print,
audiotape, or compact disc) on request to the
person listed under FOR FURTHER INFORMATION
CONTACT.
Electronic Access to This Document: The
official version of this document is the
document published in the Federal Register.
Free Internet access to the official edition of
the Federal Register and the Code of Federal
Regulations is available via the Federal
Digital System at: www.gpo.gov/fdsys. At this
site you can view this document, as well as
all other documents of this Department
published in the Federal Register, in text or
Adobe Portable Document Format (PDF). To
use PDF you must have Adobe Acrobat
Reader, which is available free at the site.
You may also access documents of the
Department published in the Federal
Register by using the article search feature at:
www.federalregister.gov. Specifically,
through the advanced search feature at this
site, you can limit your search to documents
published by the Department.
A class deviation from the FAR or the
EDAR must be approved by the Senior
Procurement Executive (SPE).
■ 4. Section 3401.470 is added to read
as follows:
(Catalog of Federal Domestic Assistance
Number does not apply.)
List of Subjects in 48 CFR Parts 3401,
3403, 3404, 3405, 3406, 3407, 3408,
3409, 3411, 3413, 3414, 3415, 3416,
3417, 3419, 3422, 3425, 3427, 3428,
3430, 3431, 3432, 3433, 3434, 3437,
3439, 3442, 3444, 3447, 3448, and 3452
Government procurement.
Dated: June 30, 2014.
Arne Duncan,
Secretary of Education.
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Procedures.
(a) The HCA must submit to the SPE
a written request for each deviation
from the FAR or the EDAR. Each request
for a deviation must include:
(1) The nature of the deviation
requested, including whether it is an
individual or class deviation.
(2) The FAR or EDAR regulation from
which the deviation is requested.
(3) The circumstances under which
the deviation would be used.
(4) The effect intended by the
deviation.
(5) The expiration date recommended
for the deviation.
(6) All pertinent documentation
supporting the request.
(b) The Contracting Officer must
include in the contract file a copy of
each authorized deviation that pertains
to the acquisition.
Sections 3401.670, 3401.670–1, 3401.670–2,
and 3401.670–3. [Redesignated as
3401.604–70, 3401.604–70.1, 3401.604–70.2,
and 3401.604–70.3]
5. Sections 3401.670, 3401.670–1,
3401.670–2, and 3401.670–3 are
redesignated as sections 3401.604–70,
3401.604–70.1, 3401.604–70.2, and
3401.604–70.3, respectively.
■
PART 3403—IMPROPER BUSINESS
PRACTICES AND PERSONAL
CONFLICTS OF INTEREST
6. The authority citation for part 3403
continues to read as follows:
■
Accordingly, the Secretary proposes
to amend title 48 of the Code of Federal
Regulations, chapter 34 as follows:
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3401.470
Class deviations.
Sfmt 4702
Authority: 5 U.S.C. 301.
7. Sections 3403.104 and 3403.104–7
are added to read as follows:
■
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Procurement integrity.
3403.104–7
violations.
Subpart 3404.7—Contractor Records
Retention
3404.770
Violations or possible
(d)(2)(ii)(B) The SPE is the agency
head for the purposes of FAR 3.104–
7(d)(2)(ii)(B).
■ 8. Section 3403.204 is added to read
as follows:
3403.204
Treatment of violations.
Subpart 3403.7—Voiding and Rescinding
Contracts
Sec.
3403.704 Policy.
3403.705 Procedures.
Subpart 3403.7—Voiding and
Rescinding Contracts
Procedures.
(a) The SPE is the agency head’s
designee for the purposes of FAR 3.705.
■ 11. Subpart 3403.9 is added to read as
follows:
Subpart 3403.9—Whistleblower Protections
for Contractor Employees
Sec.
3403.905 Procedures for investigating
complaints.
3403.906 Remedies.
Subpart 3403.9—Whistleblower
Protections for Contractor Employees
(c) The SPE is the agency head’s
designee for the purposes of FAR 3.905.
Remedies.
tkelley on DSK3SPTVN1PROD with PROPOSALS
(a) The SPE is the agency head’s
designee for the purposes of FAR 3.906.
■ 12. A new part 3404 is added to
subchapter A to read as follows:
Authority: 5 U.S.C. 301 and 20 U.S.C.
1018a.
14. Subpart 3405.4 is added to read as
follows:
■
Subpart 3405.4—Release of Information
Sec.
3405.404 Release of long-range acquisition
estimates.
3405.404–1 Release procedures.
3405.404 Release of long-range
acquisition estimates.
3405.404–1
Release procedures.
Requirement.
The Competition Advocate for the
Department and Contracts and
Acquisitions Management (CAM) is the
Deputy Director, CAM. The Competition
Advocate for Federal Student Aid (FSA)
is the Director, Strategic Initiatives.
■ 19. A new part 3407 is added to
subchapter B to read as follows:
PART 3407—ACQUISITION PLANNING
PART 3406—COMPETITION
REQUIREMENTS
Subpart 3407.1—Acquisition Plans
15. The authority citation for part
3406 continues to read as follows:
The SPE is the agency head’s designee
for the purposes of FAR 7.103.
Authority: 5 U.S.C. 301; 41 U.S.C. 418(a)
and (b); and 20 U.S.C. 1018a.
PART 3408—REQUIRED SOURCES OF
SUPPLIES AND SERVICES
16. Subpart 3406.2 is added to read as
follows:
Subpart 3406.2—Full and Open Competition
After Exclusion of Sources
Sec.
3406.202 Establishing or maintaining
alternate sources.
Subpart 3406.2—Full and Open
Competition After Exclusion of
Sources
PO 00000
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Fmt 4702
Sfmt 4702
Authority: 5 U.S.C. 301.
3407.103
■
The HCA is the agency head for the
purposes of FAR 6.202.
■ 17a. Sections 3406.302, 3406.302–1,
and 3406.302–2 are added to read as
follows:
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3406.501
Subpart 3407.1—Acquisition Plans
Sec.
3407.103 Agency-head responsibilities.
3404.7—Contractor Records Retention
Sec.
3404.770 Contract clause.
Authority: 5 U.S.C. 301; 40 U.S.C. 121(c);
and 41 U.S.C. 3102.
Public interest.
The authority to approve the
determination prescribed in FAR 6.302–
7(c) is reserved for the Secretary of
Education.
■ 18. Section 3406.501 is revised to read
as follows:
(a) The SPE is the agency head’s
designee for the purposes of FAR 5.404–
1(a).
(b) The SPE is the agency head for the
purposes of FAR 5.404–1(b).
3406.202 Establishing or maintaining
alternate sources.
17:37 Jul 15, 2014
Unusual and compelling
3406.302–7
PART 3404—ADMINISTRATIVE
MATTERS
VerDate Mar<15>2010
3406.302–2
urgency.
PART 3405—PUBLICIZING CONTRACT
ACTIONS
■
3403.905 Procedures for investigating
complaints.
3403.906
(b)(4) The HCA is the agency head for
the purposes of FAR 6.302–1(b)(4).
(d)(2) The SPE is the agency head’s
designee for the purposes of FAR 6.302–
2(d)(2).
■ 17b. Section 3406.302–7 is added to
read as follows:
Subpart 405.4—Release of Information
Policy.
(a) The SPE is the agency head’s
designee for the purposes of FAR 3.704.
3403.705
The Contracting Officer must insert
the clause at 3452.204–70, Maintenance
and Retention of Government-Owned/
Contractor-Held Federal Records, in all
solicitations and contracts where
contractors are in possession of Federal
records.
■
Exceptions.
The SPE is the agency head’s designee
for the purposes of FAR 3.602.
■ 10. Subpart 3403.7 is added to read as
follows:
3403.704
3406.302–1 Only one responsible source
and no other supplies or services will
satisfy agency requirements.
Contract clause.
13. The authority citation for part
3405 continues to read as follows:
(a) The SPE is the agency head’s
designee for the purposes of FAR 3.204.
■ 9. Section 3403.602 is revised to read
as follows:
3403.602
3406.302 Circumstances permitting other
than full and open competition.
Agency-head responsibilities.
20. The authority citation for part
3408 continues to read as follows:
■
Authority: 5 U.S.C. 301, unless otherwise
noted.
21. Section 3408.870 is revised to read
as follows:
■
3408.870
Printing clause.
The Contracting Officer must insert
the clause at 3452.208–71 (Printing) in
all solicitations and contracts for
services where printing is anticipated.
PART 3409—CONTRACTOR
QUALIFICATIONS
22. The authority citation for part
3409 continues to read as follows:
■
Authority: 5 U.S.C. 301.
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23. Subpart 3409.2 is added to read as
follows:
PART 3411—DESCRIBING AGENCY
NEEDS
Subpart 3409.2—Qualifications
Requirements
Sec.
3409.202 Policy.
3409.206 Acquisitions subject to
qualification requirements.
3409.206–1 General.
Subpart 3411.1—Selecting and Developing
Requirements Documents
Sec.
3411.103 Market acceptance.
Subpart 3411.5—Liquidated Damages
Sec.
3411.501 Policy.
Subpart 3409.2—Qualifications
Requirements
41519
3414.407 Mistakes in bids.
3414.407–3 Other mistakes disclosed
before award.
3414.407–4 Mistakes after award.
Subpart 3414.4—Opening of Bids and
Award of Contract
3414.404
Rejection of bids.
3414.404–1 Cancellation of invitations
after opening.
Authority: 5 U.S.C. 301 and 20 U.S.C.
1018a.
(c) The HCA is the agency head for
the purposes of FAR 14.404–1(c).
(a)(1) The SPE is the agency head’s
designee for the purposes of FAR
9.202(a)(1).
Subpart 3411.1—Selecting and
Developing Requirements Documents
3414.407
3409.206 Acquisitions subject to
qualification requirements.
(a) The HCA is the agency head for
the purposes of FAR 11.103(a).
3409.206–1
The HCA is the agency head for the
purposes of making any determination
called for by FAR 14.407–3.
Subpart 3411.5—Liquidated Damages
3414.407–4
3411.501
(d) The HCA is the agency head for
the purposes of FAR 11.501(d).
The HCA is the agency head for the
purposes of making any determination
called for by FAR 14.407–4.
PART 3413—SIMPLIFIED ACQUISITION
PROCEDURES
PART 3415—CONTRACTING BY
NEGOTIATION
■
27. The authority citation for part
3413 continues to read as follows:
■
Authority: 5 U.S.C. 301 and 20 U.S.C.
1018a.
Authority: 5 U.S.C. 301 and 20 U.S.C.
1018a.
■
28. Subpart 3413.2 is added to read as
follows:
■
Subpart 3413.2—Actions At or Below the
Micro-Purchase Threshold
Sec.
3413.201 General.
3415.204
3409.202
Policy.
3411.103
General.
(b) The SPE is the agency head’s
designee for the purposes of FAR 9.206–
1(b).
■ 24a. Sections 3409.405, 3409.405–1,
and 3409.405–2 are added to read as
follows:
3409.405
Effect of listing.
(a) The SPE is the agency head’s
designee for the purposes of FAR
9.405(a).
(d)(3) The SPE is the agency head’s
designee for the purposes of FAR
9.405(d)(3).
3409.405–1
contracts.
Continuation of current
(a) The SPE is the agency head’s
designee for the purposes of FAR 9.405–
1.
3409.405–2 Restrictions on
subcontracting.
(a) The SPE is the agency head’s
designee for the purposes of FAR 9.405–
2.
■ 24b. Section 3409.406–1 is added to
read as follows:
3409.406–1
General.
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3409.407–1
General.
Waiver.
The SPE is the agency head’s designee
for the purposes of FAR 9.503.
■ 26. In subchapter B, a new part 3411
is added to read as follows:
VerDate Mar<15>2010
17:37 Jul 15, 2014
3413.201
(g)(1) The SPE is the agency head for
the purposes of FAR 13.201(g)(1).
■ 29. Sections 3413.305 and 3413.305–
3 are added to read as follows:
Imprest funds and third party
3413.305–3
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PART 3414—SEALED BIDDING
30. The authority citation for part
3414 continues to read as follows:
Authority: 5 U.S.C. 301.
31. Subpart 3414.4 is revised to read
as follows:
■
Subpart 3414.4—Opening of Bids and
Award of Contract
Sec.
3414.404 Rejection of bids.
3414.404–1 Cancellation of invitations
after opening.
Frm 00064
Fmt 4702
Mistakes after award.
32. The authority citation for part
3415 continues to read as follows:
33. Section 3415.204 is added to read
as follows:
Contract format.
(e) The SPE is the agency head’s
designee for the purposes of FAR
15.204(e).
PART 3416—TYPES OF CONTRACTS
34. The authority citation for part
3416 continues to read as follows:
Authority: 5 U.S.C. 301 and 20 U.S.C.
1018a.
35. In section 3416.470, paragraph
(f)(2) is revised to read as follows:
■
3416.470
Conditions for use.
(a) The SPE is the agency head for the
purposes of FAR 13.305–3(a).
PO 00000
3414.407–3 Other mistakes disclosed
before award.
■
General.
■
(d) The SPE is the agency head’s
designee for the purposes of FAR 9.407–
1(d).
■ 25. Section 3409.503 is revised to read
as follows:
3409.503
Policy.
Subpart 3413.2—Actions At or Below
the Micro-Purchase Threshold
3413.305
drafts.
(c) The SPE is the agency head’s
designee for the purposes of FAR 9.406–
1(c).
■ 24c. Section 3409.407–1 is added to
read as follows:
Market acceptance.
Mistakes in bids.
Sfmt 4702
Award-term contracting.
*
*
*
*
*
(f) * * *
(2) The extension of the contract as a
result of an earned award term period is
affected by a bilateral contract
modification.
*
*
*
*
*
PART 3417—SPECIAL CONTRACTING
METHODS
36. The authority citation for part
3417 continues to read as follows:
■
Authority: 31 U.S.C. 1535 and 20 U.S.C.
1018a.
37. Subpart 3417.1 is added to read as
follows:
■
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Subpart 3417.1—Multi-year Contracting
Sec.
3417.104 General.
Subpart 3419.8—Contracting with the Small
Business Administration
Sec.
3419.810 SBA appeals.
3419.812 Contract administration.
Subpart 3417.1—Multi-year
Contracting
3417.104
Subpart 3419.8—Contracting with the
Small Business Administration
General.
(b) The SPE is the agency head for the
purposes of FAR 17.104(b).
■ 38. Section 3417.208 is added to read
as follows:
(c) Insert a clause substantially the
same as the clause at 3452.17–70,
Evaluation of Options to Include Award
Terms and 3452.17–71, Option to
Extend the Term of an Award Term
Contract, in solicitations and contracts
when the conditions at FAR 3417.208(c)
exist and the use of an Award Term
incentive is contemplated.
■ 39. Subpart 3417.6 is added to read as
follows:
Subpart 3417.6—Management and
Operating Contracts
Sec.
3417.602 Policy.
(a) The Assistant Secretary for the
Office of Management is the agency
head for the purposes of FAR 17.602.
PART 3419—SMALL BUSINESS
PROGRAMS
Authority: 5 U.S.C. 301 and 20 U.S.C.
1018a.
41. Section 3419.505 is added to read
as follows:
■
3419.505 Rejecting Small Business
Administration recommendations.
(d) The SPE is the agency head for the
purposes of FAR 19.505.
■ 42. Section 3419.70 is added to read
as follows:
tkelley on DSK3SPTVN1PROD with PROPOSALS
3422.604
PART 3422—APPLICATION OF LABOR
LAWS TO GOVERNMENT
ACQUISITIONS
(b)(1) The SPE is the agency head for
the purposes of FAR 22.604–2(b)(1).
44. The authority citation for part
3422 continues to read as follows:
■
Authority: 5 U.S.C. 301 Subpart 3422.10—
Service Contract Act of 1965, as Amended
45a. Subparts 3422.3, 3422.4, 3422.6,
and 3422.8 are added to read as follows:
■
Exemptions.
3422.604–2
Regulatory exemptions.
Subpart 3422.8—Equal Employment
Opportunity
3422.803
Responsibilities.
(c) The SPE is the agency head for the
purposes of FAR 22.803(c).
3422.807
Exemptions.
(a)(1) The SPE is the agency head for
the purposes of FAR 22.807(a)(1).
■ 45b. Add a heading for subpart
3422.10 to read as follows:
Subpart 3422.10—Service Contract
Labor Standards
Subpart 3422.8—Equal Employment
Opportunity
Sec.
3422.803 Responsibilities.
3422.807 Exemptions.
Subpart 3422.3—Contract Work Hours
and Safety Standards Act
3422.302 Liquidated damages and
overtime pay.
Socioeconomic goals.
When the Department has been
unable to meet its goal for prime
contractor awards in one or more
socioeconomic categories in any of the
last five fiscal years, the Contracting
Officer may insert a clause substantially
the same as 3452.219–70 in any
procurement for a Commercial Item
conducted under FAR Part 12 or 13
when the award is low price,
technically acceptable.
■ 43. Subpart 3419.8 is added to read as
follows:
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Subpart 3422.6—Walsh-Healy Public
Contracts Act
(d) The HCA is the agency head for
the purposes of FAR 19.812(d).
Subpart 3422.6—Walsh-Healy Public
Contracts Act
Sec.
3422.604 Exemptions.
3422.604–2 Regulatory exemptions.
40. The authority citation for part
3419 continues to read as follows:
■
17:37 Jul 15, 2014
(b) The authority to suspend contract
payments pursuant to FAR 22.406–9(b)
is delegated, without power of
redelegation, to the HCA.
Subpart 3422.4—Labor Standards for
Contracts Involving Construction
Sec.
3422.406 Administration and enforcement.
3422.406–8 Investigations.
3422.406–9 Withholding from or
suspension of contract payments.
Policy.
VerDate Mar<15>2010
Contract administration.
3422.406–9 Withholding from or
suspension of contract payments.
Subpart 3422.3—Contract Work Hours and
Safety Standards Act
Sec.
3422.302 Liquidated damages and overtime
pay.
Subpart 3417.6—Management and
Operating Contracts
3419.70
SBA appeals.
(a) The SPE is the agency head for the
purposes of FAR 19.810.
3419.812
3417.208 Solicitation provisions and
contract clauses.
3417.602
3419.810
(d) The SPE is the agency head’s
designee for the purposes of FAR
22.406–8(d).
Sections 3422.1002 and 3422.1002–1
[Designated as subpart 3422.10].
■ 45c. Designate sections 3422.1002 and
3422.1002–1 as subpart 3422.10.
■ 45d. Subparts 3422.13 and 3422.14
are added to read as follows:
Subpart 3422.13—Special Disabled
Veterans, Veterans of the Vietnam Era, and
Other Eligible Veterans
Sec.
3422.1305 Waivers.
3422.1310 Solicitation provision and
contract clauses.
Subpart 3422.14—Employment of Workers
with Disabilities
Sec.
3422.1403 Waivers.
3422.1408 Contract clause.
(c) The HCA is the agency head for
the purposes of FAR 22.302(c).
Subpart 3422.13—Special Disabled
Veterans, Veterans of the Vietnam Era,
and Other Eligible Veterans
Subpart 3422.4—Labor Standards for
Contracts Involving Construction
3422.1305
3422.406
Administration and enforcement.
3422.406–8
Investigations.
(a) The Chief of the Contracting Office
is responsible for conducting labor
standards investigations as prescribed in
FAR 22.406–8(a).
PO 00000
Frm 00065
Fmt 4702
Sfmt 4702
Waivers.
The SPE is the agency head for the
purposes of FAR 22.1305.
3422.1310 Solicitation provision and
contract clauses.
The SPE is the agency head for the
purposes of FAR 22.1310(a)(1)(ii) and
(a)(2).
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Subpart 3422.14—Employment of
Workers with Disabilities
Subpart 3425.10—Additional Foreign
Acquisition Regulations
Subpart 3428.2—Sureties and Other
Securities for Bonds
3422.1403
3425.1001 Waiver of right to examination
of records.
3428.203
surety.
(a)(2)(iii) The SPE is the agency head
for the purposes of FAR
25.1001(a)(2)(iii).
(g) Evidence of possible criminal or
fraudulent activities by an individual
surety must be referred to the Assistant
Inspector General for Investigations.
Waivers.
The SPE is the agency head for the
purposes of FAR 22.1403.
3422.1408
Contract clause.
The SPE is the agency head for the
purposes of FAR 22.1408.
PART 3427—PATENTS, DATA, AND
COPYRIGHTS
PART 3425—FOREIGN ACQUISITION
49. The authority citation for part
3427 continues to read as follows:
■
46. The authority citation for part
3425 continues to read as follows:
■
Authority: 5 U.S.C. 301.
Authority: 5 U.S.C. 301.
50. Add subpart 3427.3 to read as
follows:
■
47. Revise subpart 3425.1 to read as
follows:
■
Exceptions.
(a) The authority to make the
determination prescribed in FAR
25.103(a) is delegated, without power of
redelegation, to the HCA.
Subpart 3425.2—Buy American Act—
Construction Materials
Sec.
3425.202 Exceptions.
3425.204 Evaluating offers of foreign
construction material.
3427.303
Contract clauses.
The SPE is the agency head’s designee
for the purposes of FAR 27.303.
Subpart 3430.2—CAS Program
Requirements
51. The authority citation for part
3428 continues to read as follows:
3430.201
■
52. Add subpart 3428.1 to read as
follows:
■
Subpart 3428.1—Bonds and Other Financial
Protections
Sec.
3428.101 Bid guarantees.
3428.101–1 Policy on use.
3428.106–6 Furnishing information.
Bid guarantees.
3428.101–1
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Exceptions.
VerDate Mar<15>2010
17:37 Jul 15, 2014
Jkt 232001
Policy on use.
Furnishing information.
(c) The HCA is the agency head’s
designee for the purposes of FAR
28.106–6(c).
■ 53. Add subpart 3428.2 to read as
follows:
Subpart 3428.2—Sureties and Other
Securities for Bonds
Sec.
3428.203 Acceptability of individual
surety.
3428.203–7 Exclusion of individual
sureties.
Frm 00066
Fmt 4702
Sfmt 4702
Waiver.
(a) The SPE is the head of the agency
for the purposes of FAR 30.201–5(a) and
(b).
■ 55. A new part 3431 is added to
subchapter E to read as follows:
PART 3431—CONTRACT COST
PRINCIPLES AND PROCEDURES
Subpart 3431.1—Applicability
Sec.
3431.101
Objectives.
Subpart 3431.2—Contracts with
Commercial Organizations
(c) The SPE is the agency head’s
designee for the purposes of FAR
28.101–1(c).
PO 00000
Contract requirements.
3430.201–5
Authority: 5 U.S.C. 301.
3428.106–6
(a)(1) The authority to make the
determination prescribed in FAR
25.202(a)(1) is delegated, without power
of redelegation, to the HCA.
Authority: 5 U.S.C. 301; 40 U.S.C. 121(c);
and 41 U.S.C. 3102.
PART 3428—BONDS AND INSURANCE
3428.101
Subpart 3425.2—Buy American Act—
Construction Materials
(b) The HCA is the agency head for
the purposes of FAR 25.204(b).
PART 3430—COST ACCOUNTING
STANDARDS ADMINISTRATION
Sec.
3430.201 Contract requirements.
3430.201–5 Waiver.
Subpart 3428.1—Bonds and Other
Financial Protections
Subpart 3425.10—Additional Foreign
Acquisition Regulations
Sec.
3425.1001 Waiver of right to examination
of records.
3425.204 Evaluating offers of foreign
construction material.
The SPE is the agency head’s designee
for the purposes of FAR 28.203–7.
■ 54. A new part 3430 is added to
subchapter E to read as follows:
Subpart 3430.2—CAS Program
Requirements
Determining reasonableness of
(a)(1) The authority to make the
determinations prescribed in FAR
25.105(a)(1) is delegated, without power
of redelegation, to the HCA.
■ 48. Add subparts 3425.2 and 3425.10
to read as follows:
3425.202
Exclusion of individual
Subpart 3427.3—Patent Rights under
Government Contracts
Subpart 3425.1—Buy American Act—
Supplies
3425.105
cost.
3428.203–7
sureties.
Subpart 3427.3—Patent Rights under
Government Contracts
Sec.
3427.303 Contract clauses.
Subpart 3425.1—Buy American Act—
Supplies
Sec.
3425.103 Exceptions.
3425.105 Determining reasonableness of
cost.
3425.103
Acceptability of individual
Sec.
3431.205 Selected costs.
3431.205–6 Compensation for personal
services.
3431.205–70 Noncontractor meals.
3431.205–71 Noncontractor travel.
3452.205–72 Clearance of conferences/
meetings.
Authority: 5 U.S.C. 301; 40 U.S.C. 121(c);
and 41 U.S.C. 3102.
Subpart 3431.1—Applicability
3431.101
Objectives.
The SPE is the agency head’s designee
for the purposes of FAR 31.101.
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3432.006–3
Subpart 3431.2—Contracts with
Commercial Organizations
3431.205
Selected costs.
3431.205–6
services.
Compensation for personal
(g)(3) The HCA is the agency head’s
designee for the purposes of FAR
31.205–6(g)(3).
3431.205–70
Noncontractor meals.
Insert the clause at 3452.231–70 (Food
Costs) in solicitations and contracts that
include meetings/conferences where
personnel other than Federal or
contractor employees will participate.
3431.205–71
Noncontractor travel.
Insert the clause at 3452.231–71
(Travel Costs) in solicitations and
contracts where meetings/conferences
where personnel other than Federal or
contractor employees will participate.
3431.205–72
meetings.
Clearance of conferences/
Insert the clause at 3452.231–72
(Clearance of Conferences/Meetings) in
solicitations and contracts where
meetings/conferences are contemplated
to be arranged by the contractor.
PART 3432—CONTRACT FINANCING
(b) Department personnel must report
immediately and in writing any
apparent or suspected instance where
the contractor’s request for advance,
partial, or progress payments is based
on fraud. The report must be made to
the Contracting Officer and the
Assistant Inspector General for
Investigations. The report must outline
the events, acts, or conditions which
indicate the apparent or suspected
violation and include all pertinent
documents. The Assistant Inspector
General for Investigations must
investigate, as appropriate. If
appropriate, the Office of the Inspector
General will provide a report to the SPE.
3432.006–4
Authority: 5 U.S.C. 301.
57. Add subparts 3432.0, 3432.1, and
3432.2 to read as follows:
■
Procedures.
The SPE is the agency head for the
purposes of FAR 32.006–4.
Subpart 3432.1—Noncommercial Item
Purchase Financing
3432.114
Unusual contract financing.
The SPE is the agency head for the
purposes of FAR 32.114.
Subpart 3432.2—Commercial Item
Purchase Financing
3432.201
56. The authority citation for part
3432 continues to read as follows:
■
Responsibilities.
Statutory authority.
The HCA is the agency head for the
purposes of FAR 32.201.
■ 58. Add sections 3432.703 and
3432.703–3 to read as follows:
Subpart 3432.0—Scope of Part
Sec.
3432.006 Reduction or suspension of
contract payments upon finding of fraud.
3432.006–1 General.
3432.006–2 Definitions.
3432.006–3 Responsibilities.
3432.006–4 Procedures.
3432.703
Subpart 3432.1—Noncommercial Item
Purchase Financing
Sec.
3432.114 Unusual contract financing.
Subpart 3432.9—Prompt Payment
Contracts crossing fiscal
(b) The HCA is the agency head for
the purposes of FAR 32.703–3(b).
■ 59. Add subpart 3432.9 to read as
follows:
Definitions.
Making payments.
3432.902
3432.006–2
3432.906
3432.006–1
General.
Definitions.
‘‘Remedy Coordination Official’’
means the SPE.
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Authority: 5 U.S.C. 301.
61. Revise section 3433.103 to read as
follows:
■
3433.103
Protests to the agency.
(d)(4) The independent review as
described in FAR 33.103(d)(4) must be
performed by the Competition Advocate
for the contracting activity.
(f) Action upon receipt of protest.
(1) For protests filed with the
Department and received before award,
the contracting office must first obtain
the advice of the Office of the General
Counsel when determining to proceed
with the contract award. The
determination must be approved by the
HCA. In those cases where the
Contracting Officer is also the HCA, the
determination must be approved by the
SPE.
(3) For protests filed with the
Department and received after award,
the Contracting Officer must first obtain
the advice of OGC before determining
that continued performance is justified.
The determination must be approved by
the HCA. In those cases where the
Contracting Officer is also the HCA, the
determination must be approved by the
SPE.
■ 62. Add section 3433.104 to read as
follows:
3433.104
Protests to GAO.
(a) General procedures. Contracting
activities must consult OGC for
guidance before taking any actions in
response to a protest to GAO.
■ 63. Add subpart 3433.2 to read as
follows:
Subpart 3433.2—Disputes and Appeals
Sec.
3433.203 Applicability.
3433.211 Contracting Officer’s decision.
Subpart 3433.2—Disputes and Appeals
Definitions.
The SPE is the agency head for the
purposes of FAR 32.006–1.
3432.006 Reduction or suspension of
contract payments upon finding of fraud.
60. The authority citation for part
3433 continues to read as follows:
■
Subpart 3432.9—Prompt Payment
Delivery Date. The date on which a
product or service is deemed received
by the Government. Delivery of any
product or service after 4:30 p.m. local
time will be deemed to have been
received on the next calendar day for
the purpose of computing the prompt
payment date.
Subpart 3432.0—Scope of Part
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3432.703–3
years.
Sec.
3432.902
3432.906
Subpart 3432.2—Commercial Item Purchase
Financing
Sec.
3432.201 Statutory authority.
Contract funding requirements.
PART 3433—PROTESTS, DISPUTES,
AND APPEALS
Making payments.
(a) General. The HCA is the agency
head for the purposes of FAR 32.906(a).
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Frm 00067
Fmt 4702
Sfmt 4702
3433.203
Applicability.
The SPE is the agency head for the
purposes of FAR 33.203(b).
3433.211
Contracting Officer’s decision.
Prior to issuing a Contracting Officer’s
final decision, the Contracting Officer
should obtain assistance, when
appropriate, from the Office of the
General Counsel.
■ 64. A new part 3434 is added to
subchapter F to read as follows:
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Federal Register / Vol. 79, No. 136 / Wednesday, July 16, 2014 / Proposed Rules
PART 3434—MAJOR SYSTEM
ACQUISITION
PART 3439—ACQUISITION OF
INFORMATION TECHNOLOGY
Subpart 3444.3—Contractor’s
Purchasing System Reviews
Subpart 3434.0—General
Sec.
3434.003 Responsibilities.
3434.005 General requirements.
3434.005–6 Full production.
■
68. The authority citation for part
3439 continues to read as follows:
3444.302
Authority: 5 U.S.C. 301 and 20 U.S.C.
1018a.
Section 3439.701
Authority: 5 U.S.C. 301.
■
[Removed]
69. Remove section 3439.701.
Subpart 3434.0—General
3434.003
Responsibilities.
(a) The SPE is the agency head’s
designee for the purposes of FAR
34.003(a).
(b) The SPE is the agency head for the
purposes of FAR 34.003(c) and the
acquisition executive for the purposes of
OMB Circular No. A–109.
3434.005
General requirements.
3434.005–6
Full production.
The SPE is the agency head’s designee
for the purposes of FAR 34.005–6.
3447.701
71. Subpart 3442.6 is added to read as
follows:
The Contracting Officer must insert
the clause at 3452.247–70 (Foreign
travel) in all solicitations and resultant
cost reimbursement contracts where
foreign travel is contemplated.
■ 77. A new part 3448 is added to
subchapter G to read as follows:
Authority: 5 U.S.C. 301.
■
Subpart 3442.6—Corporate Administrative
Contracting Officer
Sec.
3442.602 Assignment and location.
3442.602
Authority: 5 U.S.C. 301 and 20 U.S.C.
1018a.
The SPE is the agency head’s designee
for the purposes of FAR 42.602(a).
■ 72. Subpart 3442.7 is added to read as
follows:
Assignment and location.
Subpart 3442.7—Indirect Cost Rates
General.
Certificate of indirect costs.
3437.270
3442.7101
3437.601
General.
It is the Department’s policy that all
new service contracts be performancebased, with clearly defined deliverables
and performance standards. Any
deviations from this policy must be
fully justified in writing and approved
by the Departmental Department’s
Competition Advocate.
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Subpart 3448.1—Policies and Procedures
Sec.
3448.102 Policies.
Subpart 3448.2—Contract Clauses
Sec.
3448.201 Clauses for supply or service
contracts.
Authority: 5 U.S.C. 301.
3448.102
Certificate of indirect costs.
The HCA is the agency head for the
purposes of FAR 37.204.
The Contracting Officer must insert
the clause at 3452.237–70 (Services of
consultants) in all solicitations and
resultant cost-reimbursement contracts
for consultant services that do not
provide services to FSA.
■ 67. Add section 3437.601 to read as
follows:
PART 3448—VALUE ENGINEERING
3442.703–2
(b) The HCA is the agency head’s
designee for the purposes of FAR
42.703–2(b).
■ 73. Revise section 3442.7101 to read
as follows:
Services of consultants clause.
Foreign travel clause.
Subpart 3448.1—Policies and
Procedures
3442.703–2
3437.204 Guidelines for determining
availability of personnel.
76. Section 3447.701 is revised to read
as follows:
Subpart 3442.7—Indirect Cost Rates
Sec.
3442.703 General.
3442.703
Subpart 3437.2—Advisory and
Assistance Services
Authority: 5 U.S.C. 301.
70. The authority citation for part
3442 continues to read as follows:
65. The authority citation for part
3437 continues to read as follows:
Subpart 3437.2—Advisory and Assistance
Services
Sec.
3437.204 Guidelines for determining
availability of personnel.
3437.270 Services of consultants clause.
75. The authority citation for part
3447 continues to read as follows:
■
■
■
66. Revise subpart 3437.2 to read as
follows:
PART 3447—TRANSPORTATION
■
Subpart 3442.6—Corporate
Administrative Contracting Officer
■
Requirements.
(a) The SPE is the head of the agency
for the purposes of FAR 44.302(a).
PART 3442—CONTRACT
ADMINISTRATION AND AUDIT
SERVICES
PART 3437—SERVICE CONTRACTING
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41523
Policy and clause.
(b) The Contracting Officer must
insert the clause at 3452.242–73
(Accessibility of meetings, conferences,
and seminars to persons with
disabilities) in all solicitations and
contracts where conferences are
contemplated.
■ 74. A new part 3444 is added to
subchapter G to read as follows:
Policies.
(a) The authority to grant exemptions
prescribed in FAR 48.102(a), or to
extend future contract savings or
sharing pursuant to FAR 48.102(g), is
delegated, without power of
redelegation, to the HCA.
Subpart 3448.2—Contract Clauses
3448.201 Clauses for supply or service
contracts.
The authority to determine
exemptions prescribed in FAR
48.201(a)(6) is delegated, without power
of redelegation, to the HCA.
PART 3452—SOLICITATION
PROVISIONS AND CONTRACT
CLAUSES
78. The authority citation for part
3452 continues to read as follows:
■
Authority: 5 U.S.C. 301.
PART 3444—SUBCONTRACTING
POLICIES AND PROCEDURES
■
Subpart 3444.3—Contractor’s Purchasing
System Reviews
Sec.
3444.302 Requirements.
3452.204–70 Maintenance and retention of
government-owned/contractor-held Federal
records.
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79. Add section 3452.204–70 to read
as follows:
As prescribed in 3404.7001, insert the
following clause:
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Federal Register / Vol. 79, No. 136 / Wednesday, July 16, 2014 / Proposed Rules
Maintenance and Retention of
Government-Owned/Contractor-Held
Federal Records (April 2012)
(a) Government-Owned/ContractorHeld Federal Records. ‘‘GovernmentOwned/Contractor-Held Federal
Records’’ include all records or data,
regardless of format or media, created or
produced under this contract, whether
or not provided to the Government as a
contract deliverable, that document
contractor-operated Government
activities and programs. GovernmentOwned/Contractor-Held Federal records
may not include those Contractor
records that relate exclusively to the
contractor’s internal business or are of a
general nature not specifically related to
the performance of work under the
contract or to the underlying
Government activity/program. The
contractor’s general policies,
procedures, etc., that apply to the
general conduct of its business do not
fall under the purview of this clause.
When in doubt, the Contractor must
seek the Contracting Officer’s
determination as to which records are
subject to this clause.
(b) Records Maintenance and
Retention. The contractor must create,
maintain, safeguard, and ensure final
disposition of all Government-Owned/
Contractor-Held Federal records
generated in connection with this
contract in accordance with the Federal
Records Act, (44 U.S.C. Chapters 21, 29,
31, 33), National Archives and Records
Administration (NARA) regulations (36
CFR parts 1220–1239), Records
Management and the NARA-approved
records disposition schedules including
the Department’s Records Retention and
Disposition Schedules (OM:6–106, 11/
16/2007) and the Department’s Records
and Information Management Program
(OM:6–103, 01/30/2007). Maintenance
of Government Owned/Contractor-Held
Federal records, includes, but is not
limited to, storage in accordance with
NARA storage requirements (regardless
of whether stored in contractor-owned
or leased space), retrievability, and
ensuring final disposition, including
secure transfer of Federal records to a
NARA-approved facility in a media
neutral format and manner acceptable to
NARA and the Department at the time
of transfer. As directed by the
Contracting Officer, the contractor must
obtain prior approval from the
Contracting Officer to destroy or remove
records subject to this clause.
(c) Segregation of Records. The
contractor must ensure that
Government-Owned/Contractor-Held
Federal records are segregated from
company-owned records and from
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nonrecord materials. This clause
operates independently from and is not
intended to affect, or be affected by, the
contractor records provisions contained
in FAR subpart 4.7 and the clauses
referenced therein.
(d) Coordination with Records
Manager. The contractor, through the
Contracting Officer, must coordinate
with the Program Records Officer (PRO)
and the Department’s Records Officer
(RO), on matters requiring advice, such
as marking and segregating such
records, or technical assistance in all
areas of management pertaining to such
records.
(e) Contract Completion or
Termination. Upon contract completion
or termination, the contractor must
ensure final disposition of all
Government-Owned/Contractor-Held
Federal records to a Federal Record
Center, NARA, to a successor contractor,
its designee, or other destinations, as
directed by the Contracting Officer.
Contractor is responsible for the secure
disposition of records, which include
but is not limited to, the secure
transport and temporary housing of all
records.
(f) Inspection and Audit. All
Government-Owned/Contractor-Held
Federal records are subject to
inspection, copying and audit by the
Government or its designee(s) at all
reasonable times to ensure records are
maintained in accordance with
applicable records management laws
and regulations. The contractor must
afford the Government or its designee(s)
reasonable facilities for such inspection,
copying, and audit; provided, however,
that upon request by the Contracting
Officer, the contractor must deliver such
records to a location specified by the
Contracting Officer.
(g) Applicability. This clause applies
to all Government-Owned/ContractorHeld Federal records maintained by the
contractor without regard to the date or
origination of such records including all
records acquired from a predecessor
contractor.
(h) Subcontracts. The contractor must
include the requirements of this clause
in all subcontracts awarded in
association with this contract.
■ 80. In section 3452.216–71, revise
paragraph (e) of the award-term clause
to read as follows:
3452.216–71
Award-Term.
*
*
*
*
*
(e) The contract term or ordering
period requires bilateral modification to
reflect the ATRB’s decision to award
and the contractor’s agreement to accept
an Award Term. If the contract term or
ordering period has one year remaining,
PO 00000
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Fmt 4702
Sfmt 4702
the operation of the contract Award
Term feature will cease and the contract
term or ordering period will not extend
beyond the maximum term stated in the
contract.
*
*
*
*
*
■ 81. Add section 3452.217–70 to read
as follows:
3452.217–70 Evaluation of options to
include award terms.
As prescribed in 3417.208(c), insert a
provision substantially the same as the
following:
EVALUATION OF OPTIONS TO INCLUDE
AWARD TERMS (MAY 2013)
This solicitation includes four optional
periods of performance and up to four award
terms. In accordance with the clause at
3452.216.71, award terms must immediately
follow the period in which the award term
is earned, thereby pushing out remaining
option periods each time an award term is
earned. By identifying prices in Schedule B
for periods of performance, the offeror agrees
that subject prices apply to either the option
periods of performance, or award terms, as
appropriate.
Except when it is determined not to be in
the Government’s best interest, the
Government will evaluate offers for award
purposes by adding the total price for all
options and potential award term periods to
the total price of the basic requirement.
Evaluation of options and award terms will
not obligate the Government to exercise the
options, nor extend the award term if the
conditions at EDAR 3416.470(f) apply.
Schedule B
CLIN 0001 Base period of performance
CLIN 0002 Base + one year (option or award
term)
CLIN 0003 Base + two years (option or award
term)
CLIN 0004 Base + three years (option or
award term)
CLIN 0005 Base + four years (option or award
term)
CLIN 0006 Base + five years (option or award
term)
CLIN 0007 Base + six years (option or award
term)
CLIN 0008 Base + seven years (option or
award term)
CLIN 0009 Base + eight years (option)
[END OF CLAUSE]
82. Add section 3452.219–70 to read
as follows:
■
3452.219–70 Evaluation preference—
targeted socioeconomic categories.
EVALUATION PREFERENCE—TARGETED
SOCIOECONOMIC CATEGORIES (MAY
2013)
As prescribed in 3419.70, insert a
provision substantially the same as the
following:
This clause is to be read in harmony with
any other evaluation clause incorporated.
Preference provided under this clause takes
precedence and all other clauses for the
evaluation of offers hereby incorporate the
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preference of the targeted socioeconomic
categories contained herein.
In order to help meet its socioeconomic
goals, Offerors are advised that the
Department of Education has identified this
acquisition as one that has an evaluation
preference for Historically Underutilized
Business Zone (HUBZone) small businesses
and Service-Disabled Veteran-Owned small
businesses (SDVOSB). For evaluation
purposes only, quotes received from
HUBZone or SDVOSB small businesses will
be reduced by 10 percent. Once reduced, all
quotes or offers received as a result of this
solicitation will be evaluated for award and
award will be made to that offeror or quoter
that offers the lowest evaluated price,
technically acceptable solution.
[END OF CLAUSE]
83. Add section 3452.231–70 to read
as follows:
■
3452.231–70
Food costs.
As prescribed in 3431.205–70, insert
a provision substantially the same as the
following:
FOOD COSTS (MAY 2013)
No food may be provided under this
contract or in association with this contract
unless consent is provided below. The cost
of food under this contract is unallowable
unless the contractor receives written
consent from the Contracting Officer prior to
the incurrence of the cost. If the contractor
wishes to be reimbursed for a food cost, there
must be a request in writing at least 21 days
prior to the day that costs would be incurred.
The contractor must include in its request the
following: the purpose of the event at which
the food will be served, why the food is
integral to fulfill a Government requirement
in the contract, and the proposed costs. The
lack of a timely response from the
Contracting Officer must not constitute
constructive acceptance of the allowability of
the proposed charge. Fill-in Consent is
hereby given to the contractor to lllll
.
[END OF CLAUSE]
84. Add section 3452.231–71 to read
as follows:
■
3452.231–71
Travel costs.
As prescribed in 3431.205–71, insert
a provision substantially the same as the
following:
TRAVEL COSTS (MAY 2013)
No invitational travel (defined as: Official
Government travel conducted by a nonFederal employee in order to provide a
‘‘Direct Service’’ [i.e., presenting on a topic,
serving as a facilitator, serving on a Federal
Advisory Committee Act, or advising in an
area of expertise] to the Government) may be
provided under this contract or in association
with this contract unless consent is provided
below. The cost of invitational travel under
this contract is unallowable unless the
contractor receives written consent from the
Contracting Officer prior to the incurrence of
the cost. If the contractor wishes to be
reimbursed for a cost related to invitational
travel, a request must be in writing at least
21 days prior to the day that costs would be
incurred. The contractor must include in its
request the following: Why the invitational
travel cost is integral to fulfill a Government
requirement in the contract, and the
proposed cost that must be in accordance
with Federal Travel Regulations. The lack of
a timely response from the Contracting
Officer must not constitute constructive
acceptance of the allowability of the
proposed charge.
Consent is hereby given to the contractor to
llllll.
[END OF CLAUSE]
85. Add section 3452.231–72 to read
as follows:
■
3452.231–72
meetings.
Clearance of conferences/
As prescribed in 3431.205–72, insert
a provision substantially the same as the
following:
CLEARANCE OF CONFERENCES/
MEETINGS (MAY 2013)
Any hotel/venue contract that the
Contractor negotiates must be reviewed by
and receive concurrence from an Event
Services Team member prior to final
agreement. The Event Services staff can be
contacted at (202) 401–3679 or
event.services@ed.gov.
Comps: The Contractors’ efforts to obtain
comps on behalf of the Department will focus
primarily on meeting rooms, audio-visual
equipment, etc. The Contractor does not have
authority to negotiate or accept room
upgrades for Department or Contractor staff.
Dual Compensation: Contractors are
prohibited from receiving compensation from
41525
both the Department and any other source for
conference planning performed pursuant to
the terms of this Contract. If the vendor
receives any compensation from another
source as a result of conference services
performed for the Department, the Contractor
will report this compensation to the
Contracting Officer and offset its invoice to
the Department in an equal amount.
[END OF CLAUSE]
Section 3452.239–70
[Removed]
86. Remove section 3452.239–70.
87. Add subpart 3452.3, to read as
follows:
■
■
Subpart 3452.3—Provision and Clause
Matrix
Sec.
3452.301 Solicitation provisions and
contract clauses (Matrix).
Subpart 3452.3—Provision and Clause
Matrix
3452.301 Solicitation provisions and
contract clauses (Matrix).
(a) The following matrix provides a
summary of provisions and clauses
contained in the EDAR and their
appropriate use. For each provision or
clause listed, the matrix provides—
(1) Whether incorporation by
reference is or is not authorized (see
FAR 52.102);
(2) The section of the Uniform
Contract Format (UCF) in which it is to
be located, if it is used in an acquisition
that is subject to the UCF;
(3) Its number;
(4) The citation of the EDAR text that
prescribes its use; and
(5) Its title.
(b) Because the matrix does not
provide sufficient information to
determine the applicability of a
provision or clause in the ‘‘requiredwhen-applicable’’ and ‘‘optional’’
categories, contracting officers must
refer to the EDAR text (cited in the
matrix) that prescribes its use and the
specific circumstances of the
requirement being procured.
KEY
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Type of contract
Contract purpose
P or C = Provision or Clause
IBR = Is Incorporation by Reference Authorized?
UCF = Uniform Contract Format Section, When Applicable
FP SUP = Fixed-Price Supply
CR SUP = Cost-Reimbursement Supply
FP R&D = Fixed-Price Research & Development
CR R&D = Cost-Reimbursement Research & Development
FP SVC = Fixed-Price Service
CR SVC = Cost-Reimbursement Service
FP CON = Fixed-Price Construction
CR CON = Cost-Reimbursement Construction
T&M LH = Time & Materials/Labor Hours
LMV = Leasing of Motor Vehicles
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R = Required.
A = Required when Applicable.
O = Optional.
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KEY—Continued
Type of contract
Contract purpose
COM SVC = Communication Services
DDR = Dismantling, Demolition, or Removal of Improvements
A&E = Architect-Engineering
FAC = Facilities
IND DEL = Indefinite Delivery
TRN = Transportation
SAP = Simplified Acquisition Procedures (excluding micro-purchases)
UTL SVC = Utility Services
CI = Commercial Items
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VerDate Mar<15>2010
u
p
c
FP
CR
FP
CR
FP
CR
FP
CR
TM
F
SUP
SUP
R&D
R&D
SVC
SVC
CON
CON
LH
N
H
0
0
0
0
0
0
0
0
0
0
0
c
y
I
R
R
A
R
R
R
R
R
R
R
3404.7001
c
N
I
A
A
A
A
A
A
A
3408.870
c
y
A
A
A
A
A
A
Paperwork Reduction
Act.
3408.871
c
y
I
A
A
A
A
A
A
3452.209-70 Conflict
of interest certification.
3409.507-1
p
N
K
R
R
R
R
R
R
3452.209-71 Conflict
3409.507-2
c
N
I
R
R
R
R
R
R
3415.209
p
y
I
A
A
A
A
3416.307(b)
c
y
I
3416.470
c
N
H
Cl
A
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PRESCRIBED
OR
IN
PROVISION OR CLAUSE
c
3401.670-3
c
3402.201
IBR
LMV
COM
DDR
A&E
FAC
svc
IND
TRN
SAP
UTL
SVC
DEL
3452.201-70
PO 00000
Contracting Officer's
Representative
(COR).
Frm 00072
3452.202-1
Definitions Department of
Education.
0
0
0
0
0
R
0
R
R
R
0
R
Fmt 4702
3452.204-70
Sfmt 4725
Maintenance and
Retention of
GovernmentOwned/ContractorHeld Federal Records.
3452.208-71 Printing.
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3452.208-72
16JYP1
of interest.
3452.215-70 Release
of restricted data.
3452.218-70
Additional cost
principles.
3452.216-71 AwardTerm.
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3452.224-70 Release
of information under
the Freedom of
Information Act.
3424.203
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3452.224-71 Notice
about research
activities involving
human subjects.
3424.170
p
N
3452.224-72
Research activities
involving human
subjects.
3424.170
c
3452.227-70
Publication and
publicity.
3427.409
3452.227-71
Advertising of awards.
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Limitations on the use
or disclosure of
Government-furnished
information marked
with restrictive
legends.
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administrative
closures.
3437.170
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offerors of Department
security requirements.
3439.702
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conferences, and
seminars to persons
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Federal Register / Vol. 79, No. 136 / Wednesday, July 16, 2014 / Proposed Rules
[FR Doc. 2014–15695 Filed 7–15–14; 8:45 am]
BILLING CODE 4000–01–C
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
50 CFR Part 648
[Docket No. 130702585–4484–01]
RIN 0648–BD42
Magnuson-Stevens Fishery
Conservation and Management Act
Provisions; Fisheries of the
Northeastern United States; Special
Management Zones for Five Delaware
Artificial Reefs
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Proposed rule; extension of
comment period.
AGENCY:
NMFS extends for 15 days the
comment period on the proposed rule to
implement special management zones
for five Delaware artificial reefs.
DATES: The deadline for written
comments on the proposed rule
published on June 19, 2014 (79 FR
35141), is extended from August 4,
2014, to August 19, 2014.
ADDRESSES: You may submit comments,
identified NOAA–NMFS–2014–0060, by
any of the following methods:
• Federal e-rulemaking portal: Go to
www.regulations.gov/#!docketDetail;
D=NOAA-NMFS-2014-0060 click the
‘‘Comment Now!’’ icon, complete the
required fields, and enter or attach your
comments.
• Mail and Hand Delivery: John K.
Bullard, Regional Administrator, NMFS,
Greater Atlantic Regional Fisheries
Office, 55 Great Republic Drive,
Gloucester, MA 01930. Mark the outside
of the envelope: ‘‘Comments on SMZ
Measures.’’
Instructions: Comments sent by any
other method, to any other address or
tkelley on DSK3SPTVN1PROD with PROPOSALS
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individual, or received after the end of
the comment period, may not be
considered by NMFS. All comments
received are a part of the public record
and will generally be posted for public
viewing on www.regulations.gov
without change. All personal identifying
information (e.g., name, address, etc.),
confidential business information, or
otherwise sensitive information
submitted voluntarily by the sender will
be publicly accessible. NMFS will
accept anonymous comments (enter ‘‘N/
A’’ in the required fields if you wish to
remain anonymous). Attachments to
electronic comments will be accepted in
Microsoft Word, Excel, or Adobe PDF
file formats only.
Copies of the Environmental
Assessment and Initial Regulatory
Flexibility Analysis (EA/IRFA) and
other supporting documents for the
Special Management Zones measures
are available from Paul Perra, NOAA/
NMFS, Sustainable Fisheries Division,
55 Great Republic Drive, Gloucester,
MA 01930. The Special Management
Zone measures document is also
accessible via the Internet at: https://
www.nero.noaa.gov.
FOR FURTHER INFORMATION CONTACT: Paul
Perra, Fishery Policy Analyst, (978)
281–9153.
SUPPLEMENTARY INFORMATION: The
Delaware Fish and Wildlife Department
(DFW) requested that the Mid-Atlantic
Fishery Management Council designate
five artificial reef sites, currently
permitted by the U.S. Corps of
Engineers in the Exclusive Economic
Zone (EEZ), as Special management
Zones (SMZs) under the regulations
implementing the Council’s Summer
Flounder, Scup, and Black Sea Bass
Fishery Management Plan (FMP). The
SMZ request noted that the DFW has
received complaints from hook-and-line
anglers regarding fouling of their fishing
gear in commercial pots and lines on
ocean reef sites for more than 10 years.
It also noted that the U.S. Fish and
Wildlife Service (FWS) Sportfish
Restoration Program had notified DFW
that these gear conflicts are not
consistent with the objectives of the
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Sportfish Restoration Program, which
provides funding for the building and
maintenance of the artificial reefs. In
order to comply with the goals of the
Sportfish Restoration Program, the FWS
is requiring that state artificial reef
programs be able to limit gear conflicts
by state regulations in state waters or by
SMZs for sites in the EEZ.
After considering the DFW request,
the Council recommended that all five
artificial reefs be established as SMZs
through a regulatory amendment. The
action, as proposed, would allow only
hook-and-line and spear fishing
(including the taking of fish by hand) in
the artificial reef designated areas, and
these measures should be implemented
with a 500-yard (457.2-m) enforcement
buffer around each artificial reef site. In
response to the Council’s
recommendation, NMFS developed a
Draft Environmental Assessment and a
proposed rule to implement the SMZs
measures, as recommended by the
Council, published in the Federal
Register on June 19, 2014, (79 FR
35141), with a 45-day comment period
that closes August 4, 2014.
Summer flounder, scup, and black sea
bass are managed jointly by the Council
and Atlantic States Marine Fisheries
Commission. The comment period on
the proposed rule is scheduled to close
on August 4, 2014, the day before the
start of the next meeting of the
Commission, and a week before the next
Council meeting. In order to provide
further opportunity for the Commission
and Council to formulate comments,
and give more opportunity for the
public to review and provide comments
on the proposed rule to implement
SMZs for five Delaware artificial reefs,
NMFS is extending the comment period
on the proposed rule until August 19,
2014.
Dated: July 11, 2014.
Samuel D. Rauch III,
Deputy Assistant Administrator for
Regulatory Programs, National Marine
Fisheries Service.
[FR Doc. 2014–16704 Filed 7–15–14; 8:45 am]
BILLING CODE 3510–22–P
E:\FR\FM\16JYP1.SGM
16JYP1
Agencies
[Federal Register Volume 79, Number 136 (Wednesday, July 16, 2014)]
[Proposed Rules]
[Pages 41511-41530]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2014-15695]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF EDUCATION
48 CFR Parts 3401, 3403, 3404, 3405, 3406, 3407, 3408, 3409, 3411,
3413, 3414, 3415, 3416, 3417, 3419, 3422, 3425, 3427, 3428, 3430,
3431, 3432, 3433, 3434, 3437, 3439, 3442, 3444, 3447, 3448, and
3452
[Docket ID ED-2013-OCFO-0078]
RIN 1890-AA18
Department of Education Acquisition Regulation
AGENCY: Office of the Chief Financial Officer, Department of Education.
ACTION: Notice of proposed rulemaking.
-----------------------------------------------------------------------
SUMMARY: The Secretary proposes to modify the Department of Education
Acquisition Regulation (EDAR) in order to update it to accurately
implement the current Federal Acquisition Regulation (FAR) and
Department policies.
DATES: The Department must receive your comments on or before September
15, 2014.
[[Page 41512]]
ADDRESSES: Submit your comments through the Federal eRulemaking Portal
or via postal mail, commercial delivery, or hand delivery. We will not
accept comments submitted by fax or by email or those submitted after
the comment period. To ensure that we do not receive duplicate copies,
please submit your comments only once. In addition, please include the
Docket ID at the top of your comments.
Federal eRulemaking Portal: Go to www.regulations.gov to
submit your comments electronically. Information on using
Regulations.gov, including instructions for accessing agency documents,
submitting comments, and viewing the docket, is available on the site
under ``Are you new to the site?''
Postal Mail, Commercial Delivery, or Hand Delivery: If you
mail or deliver your comments about these proposed regulations, address
them to Roscoe Price, U.S. Department of Education, 400 Maryland Avenue
SW., Room 7172, PCP, Washington, DC 20202-4200.
Privacy Note: The Department's policy is to make all comments
received from members of the public available for public viewing in
their entirety on the Federal eRulemaking Portal at
www.regulations.gov. Therefore, commenters should be careful to
include in their comments only information that they wish to make
publicly available.
FOR FURTHER INFORMATION CONTACT: Roscoe Price, U.S. Department of
Education, 400 Maryland Avenue SW., Room 7172, PCP, Washington, DC
20202-4200. Telephone: (202) 245-6222 or by email: Roscoe.Price@ed.gov.
If you use a telecommunications device for the deaf (TDD) or a text
telephone (TTY), call the Federal Relay Service (FRS), toll free, at 1-
800-877-8339.
SUPPLEMENTARY INFORMATION:
Invitation to Comment
The Department invites you to submit comments regarding these
proposed regulations. To ensure that your comments have maximum effect
in developing the final regulations, the Department urges you to
identify clearly the specific section or sections of the proposed
regulations that each of your comments addresses and to arrange your
comments in the same order as the proposed regulations.
The Department invites you to assist us in complying with the
specific requirements of Executive Order 12866 and 13563 and their
overall requirement of reducing regulatory burden that might result
from these proposed regulations. Please let us know of any further ways
we could reduce potential costs or increase potential benefits while
preserving the effective and efficient administration of the
Department's programs and activities.
During and after the comment period, you may inspect all public
comments about these proposed regulations by accessing Regulations.gov.
You may also inspect the comments in person in Room 7172, Potomac
Center Plaza, 550 12th Street SW., Washington, DC, between 8:30 a.m.
and 4:00 p.m., Washington, DC time, Monday through Friday of each week
except Federal holidays. Please contact the person listed under FOR
FURTHER INFORMATION CONTACT.
Assistance to Individuals With Disabilities in Reviewing the
Rulemaking Record: On request we will provide an appropriate
accommodation or auxiliary aid to any individual with a disability who
needs assistance to review the comments or other documents in the
public rulemaking record for these proposed regulations. If you want to
schedule an appointment for this type of accommodation or auxiliary
aid, please contact the person listed under FOR FURTHER INFORMATION
CONTACT.
Background
The uniform regulation for the procurement of supplies and services
by Federal Departments and Agencies, the FAR, was promulgated on
September 19, 1983 (48 FR 42102). The FAR is codified in title 48,
chapter 1, of the Code of Federal Regulations. The Department
promulgated the EDAR to implement the FAR on May 23, 1988 (53 FR
19119).
The EDAR (title 48, chapter 34 of the Code of Federal Regulations)
is prescribed under 5 U.S.C. 301 and the general authorization in FAR
1.301. The last revision of the EDAR was published in the Federal
Register on March 8, 2011 (76 FR 12796).
Significant Proposed Regulations
We discuss substantive issues under the sections of the proposed
regulations to which they pertain. Generally, we do not address
proposed regulatory changes that are technical or otherwise minor in
effect.
These proposed regulations would amend the EDAR as follows:
SUBCHAPTER A--GENERAL
PART 3401--ED ACQUISITION REGULATION SYSTEM
FAR: FAR Part 1 (Federal Acquisition Regulations System) sets
forth the purpose, authority, and structure of the FAR, authorizes
agency FAR supplements and deviations from the FAR, and discusses
career development, contracting authority, and responsibilities.
Current Regulations: The current EDAR contains delegations for
deviation approvals that do not reflect optimal business operations.
The current regulations do not correctly identify the individuals
responsible for approving delegations and do not set forth
procedures for obtaining approval of a deviation. The current
regulations reflect numbering that has been changed by recent
changes to the FAR.
Proposed Regulations: In subpart 3401.4, ``Deviations,'' the
proposed regulations would revise sections 3401.403 (Individual
deviations) and 3401.404 (Class deviations) to designate the Head of
the Contracting Activity (HCA) as the approving official for
individual deviations and the Senior Procurement Executive (SPE) as
the approving official for class deviations. The proposed
regulations would also add section 3401.470 (Procedures) to provide
procedures for requesting deviations from the FAR or the EDAR.
In subpart 3401.6, ``Career Development, Contracting Authority,
and Responsibilities,'' the proposed regulations would redesignate
section 3401.670 as section 3401.604-70 and would further
redesignate sections 3401.670-1, 3401.670-2, and 3401.670-3 as
sections 3401.604-70.1, 3401.604-70.2, and 3401.604-70.3,
respectively, to be consistent with the new FAR 1.604.
Reasons: On March 16, 2011, section 1.604 was added to the FAR.
This proposed change would update the EDAR to be consistent with the
FAR numbering scheme. Also, the proposed change would identify the
correct position for approving individual and class deviations as
well as establish the procedures required for approval of deviations
from the FAR or the EDAR.
PART 3403--IMPROPER BUSINESS PRACTICES AND PERSONAL CONFLICTS OF
INTEREST
FAR: FAR Part 3 (Improper Business Practices and Personal
Conflicts of Interest) regulates standards of conduct, gratuities to
Government personnel, reports of suspected antitrust violations,
contingent fees, and contracts with Government employees or
organizations owned or controlled by them.
Current Regulations: The current EDAR requires Department
personnel to report violations of the gratuities clause, antitrust
violations, and misrepresentation or violation of the covenant
against contingent fees.
Proposed Regulations: The Department is proposing to add section
3403.104-7 to identify the SPE as the agency head for the purposes
of FAR 3.104-7(d)(2)(ii)(B) and to add section 3403.204, revise
section 3403.602, and add sections 3403.7 and 3403.9 to identify the
SPE as the agency head's designee for the purposes of FAR 3.204,
3.602, 3.704, 3.705, 3.905, and 3.906.
Reasons: The proposed revisions identify the official delegated
the authority to provide exceptions and sign determinations
identified in FAR 3.1, 3.2, 3.6, 3.7, and 3.9.
PART 3404--ADMINISTRATIVE MATTERS
FAR: FAR Part 4 (Administrative Matters) sets forth requirements
for contract execution, documentation, retention, and reporting.
[[Page 41513]]
Current Regulations: The current EDAR does not address this FAR
part.
Proposed Regulations: The Department proposes to add PART 3404,
``ADMINISTRATIVE MATTERS,'' to SUBCHAPTER A to consist of subpart
3404.7 and section 3404.770 to prescribe the use of clause 3452.204-
70, ``Maintenance and Retention of Government-Owned/Contractor-Held
Federal Records'' in all solicitations and contracts where
contractors are in possession of Federal records.
Reasons: This addition is necessary to provide contractors
guidance on the handling of Federal records, often containing
personally identifiable information, both during and after
performance of contracts.
SUBCHAPTER B--COMPETITION AND ACQUISITION PLANNING
PART 3405--PUBLICIZING CONTRACT ACTIONS
FAR: FAR Part 5 (Publicizing Contract Actions) sets forth
requirements for publicizing actions in each phase of the
acquisition process and the mandatory time required for actions to
be published prior to action being taken by the Government.
Current Regulations: The current EDAR sets forth specific
statutory authorities provided to Federal Student Aid (FSA).
Proposed Regulations: The Department is proposing to add subpart
3405.4 to identify the SPE as the agency head's designee for the
purposes of FAR 5.404-1(a) and (b).
Reasons: The proposed revision identifies the official
responsible for releasing long range estimates for the Department.
PART 3406--COMPETITION REQUIREMENTS
FAR: FAR Part 6 (Competition Requirements) regulates how
agencies compete various contract actions.
Current Regulations: The current EDAR states that this part of
the FAR does not apply to modular contracting performed by the
Performance Based Organization (PBO) as a result of statutorily
provided authority.
Proposed Regulations: The proposed changes would add subpart
3406.2 and section 3406.302-1 to identify the HCA as the agency head
for the purposes of FAR 6.202 and 6.302-1(b)(4); would add section
3406.302-2 to identify the SPE as the agency head's designee for the
purposes of FAR 6.302-2(d)(2); would add section 3406.302-7 to
identify the Secretary as having the exclusive authority to approve
all public interest determinations for the purposes of FAR 6.302-
7(c); and would revise section 3406.501 to designate Competition
Advocates for each contracting activity.
Reasons: The proposed change would identify the agency head for
the purposes of FAR 6.2 and 6.3 and the agency head's designee for
the purposes of FAR 6.3, except to reserve public interest
determinations for the Secretary of Education, and would identify
the Competition Advocates for each Contracting Activity mandated in
FAR 6.5.
PART 3407--ACQUISITION PLANNING
FAR: FAR Part 7 (Acquisition Planning) sets forth requirements
for presolicitation activities that must be addressed by the
Government, identifies analysis of requirements for contractor
versus Government performance, and identifies how to determine if
work is inherently Governmental.
Current Regulations: The current EDAR does not address this part
of the FAR.
Proposed Regulations: The Department proposes to add PART 3407,
``ACQUISITIION PLANNING,'' to SUBCHAPTER B to consist of subpart
3407.1 to identify the SPE as the agency head's designee for the
purposes of FAR 7.103.
Reasons: The proposed changes to the regulations would add the
authority for promulgating the regulation and would clearly identify
the appropriate official for making determinations under FAR 7.1.
PART 3408--REQUIRED SOURCES OF SUPPLIES AND SERVICES
FAR: FAR Part 8 (Required Sources of Supplies and Services)
mandates certain sources and details how agencies must use those
sources.
Current Regulations: The current EDAR requires a printing clause
in subpart 3408.8 (Acquisition of Printing and Related Supplies) and
addresses paperwork reduction in PART 3427.
Proposed Regulations: The proposed changes would revise section
3408.870 to clarify when the printing clause at 3452.208-71 is
required.
Reasons: The proposed changes would update the EDAR to reflect
mandatory use of the printing clause at 3452.208-71 in all
solicitations and contracts where printing is anticipated.
PART 3409--CONTRACTOR QUALIFICATIONS
FAR: FAR Part 9 (Contractor Qualifications) prescribes policies,
standards, and procedures for determining whether prospective
contractors are responsible.
Current Regulations: The current EDAR identifies procedures for
Debarment and Suspension and prescribes procedures for identifying
conflicts of interest.
Proposed Regulations: The Department proposes to add subpart
3409.2 and amend subparts 3409.4 and 3409.5 by adding sections
3409.405, 3409.405-1, 3409.405-2, 3409.406-1, 3409.407-1, and
3409.503, respectively, to identify the SPE as the agency head's
designee for the purposes of FAR 9.202(a)(1), 9.206-1(b), 9.405(a),
9.405(d)(3), 9.405-1, 9.405-2, 9.406-1(c), 8.407-1(d), and 9.503.
Reasons: The proposed changes would update the EDAR to identify
the SPE as the agency head's designee for the purposes of FAR
9.202(a)(1), 9.206-1(b), 9.405(a), 9.405(d)(3), 9.405-1, 9.405-2,
9.406-1(c), 8.407-1(d), and 9.503.
PART 3411--DESCRIBING AGENCY NEEDS
FAR: FAR Part 11 (Describing Agency Needs) includes sections on
developing requirements documents, performance schedules,
approaching liquidated damages, and variations in quantity.
Current Regulations: The current EDAR does not address this part
of the FAR.
Proposed Regulations: The Department proposes to add PART 3411,
``DESCRIBING AGENCY NEEDS,'' to SUBCHAPTER B to consist of subpart
3411.1 and 3411.5. The proposed addition would identify the HCA as
the agency head for the purposes of FAR 11.103(a) and 11.501(d).
Reasons: The proposed changes to the regulations would update
the EDAR to identify the appropriate official for making
determinations under FAR 11.103(a) and 11.501(d).
SUBCHAPTER C--CONTRACTING METHODS AND CONTRACT TYPES
PART 3413--SIMPLIFIED ACQUISITION PROCEDURES
FAR: FAR Part 13 (Simplified Acquisition Procedures) allows and
describes streamlined ways of purchasing goods and services below
the simplified acquisition threshold.
Current Regulations: The EDAR currently sets out FSA's authority
to use simplified acquisition methods for commercial items at any
value and noncommercial items up to $1 million.
Proposed Regulations: The Department proposes to add subpart
3413.2 and amend subpart 3413.3 to identify the SPE as the agency
head for the purposes of FAR 13.201(g)(1) and 13.305-3(a).
Reasons: The proposed changes to the regulations would clearly
identify the appropriate official for making determinations under
FAR 13.201(g)(1) and 13.305-3(a).
PART 3414--SEALED BIDDING
FAR: FAR Part 14 (Sealed Bidding) describes the rules and
requirements for using sealed bidding as a method of acquisition.
Current Regulations: The current EDAR identifies the HCA as the
official authorized to make determinations under FAR 14.407-3.
Proposed Regulations: The Department proposes to revise subpart
3414.4 to identify the HCA as the agency head for the purposes of
FAR 14.404-1(c), 14.407-3, and 14.407-4.
Reasons: The proposed changes to the regulations would clearly
identify the appropriate official for making determinations under
FAR 14.404-1(c), 14.407-3, and 14.407-4.
PART 3415--CONTRACTING BY NEGOTIATION
FAR: FAR Part 15 (Contracting by Negotiation) sets forth
procedures for acquiring goods and services through negotiated
procurement.
Current Regulations: The current EDAR contains the process for
submitting unsolicited proposals and implements the use of a two-
phase procurement.
Proposed Regulations: The Department proposes to add section
3415.204 to identify the SPE as the agency head's designee for the
purposes of FAR 15.204(e).
Reasons: The proposed change to the regulation would clearly
identify the appropriate official for making determinations under
FAR 15.204(e).
PART 3416--TYPES OF CONTRACTS
FAR: FAR Part 16 (Types of Contracts) describes the various
contract types and
[[Page 41514]]
consideration in determining the type of contract to use for a
particular acquisition.
Current Regulations: The current EDAR incorrectly states that an
award term that is earned is affected by unilateral modification.
Proposed Regulations: The Department proposes to revise section
3416.470(f)(2) to require bilateral contract modification to extend
a contract for an earned award term period.
Reasons: This revision of section 3416.470(f)(2) would correct
the error in the current EDAR.
PART 3417--SPECIAL CONTRACTING METHODS
FAR: FAR Part 17 (Special Contracting Methods) includes
requirements for options and interagency acquisitions under the
Economy Act.
Current Regulations: The current EDAR includes requirements for
options and the use of Modular Contracting.
Proposed Regulations: The Department proposes to add section
3417.208 to prescribe the appropriate use of clauses 3452.17-70,
``Evaluation of Options to Include Award Terms,'' and 3452.17-71,
``Option to Extend the Term of an Award Term Contract.''
Additionally, the Department proposes to add section 3417.104 and
subpart 3417.6 to identify the SPE and Assistant Secretary for the
Office of Management as the agency head for the purposes of FAR
17.104(b) and 17.602, respectively.
Reasons: The changes are necessary to prescribe when to include
specific option-related clauses regarding Award Term Contracting and
to clearly identify the appropriate official for making
determinations under FAR 17.104(b) and 17.602.
SUBCHAPTER D--SOCIOECONOMIC PROGRAMS
PART 3419--SMALL BUSINESS PROGRAMS
FAR: FAR Part 19 (Small Business Programs) describes
requirements for and availability of contracting preference programs
for small businesses.
Current Regulations: The current regulations identify regulatory
flexibilities afforded to FSA.
Proposed Regulations: The Department proposes to add section
3419.505 and subpart 3419.8 to include section 3419.810 to identify
the SPE as the agency head for the purposes of FAR 19.505 and
19.810, respectively. The Department proposes to add section
3419.812 in subpart 3419.8 to identify the HCA as the agency head
for the purposes of FAR 19.812(d). Additionally, the Department
proposes to add section 3419.70 to prescribe when to include clause
3452.219-70 in commercial item procurements.
Reasons: The changes would clearly identify the appropriate
official for making determinations under FAR 19.5 and 19.8 and
include a clause to provide favorable price evaluation treatment for
socioeconomic subcategories for which the Department has
historically failed to meet prime award goals.
PART 3422--APPLICATION OF LABOR LAWS TO GOVERNMENT ACQUISITIONS
FAR: FAR Part 22 (Application of Labor Laws to Government
Acquisitions) describes various laws, policies, and prohibitions
governing Federal acquisition.
Current Regulations: The current regulations explain that the
five-year limitation in the Service Contract Act of 1965, as amended
(Service Contract Act), applies to each period of the contract
individually, not to the cumulative period of base and option years,
and that accordingly no Department contract will have a base or
option period longer than five years.
Proposed Regulations: The Department proposes to amend PART
3422, ``APPLICATION OF LABOR LAWS TO GOVERNMENT ACQUISITIONS,'' to
add section 3422.406-8 to identify the SPE as the agency head's
designee for the purposes of FAR 22.406-8(d) and to add sections
3422.604-2, 3422.803, 3422.807, 3422.1305, 3422.1310, 3422.1403, and
3422.1408 to identify the SPE as the agency head for the purposes of
FAR 22.604-2(b)(1), 22.803(c), 22.807(a)(1), 22.1305,
22.1310(a)(1)(ii) and (a)(2), 22.1403, and 22.1408, respectively.
The Department proposes to add section 3422.302 to identify the HCA
as the agency head for the purposes of FAR 22.302(c) and to add
section 3422.406-9 to identify the HCA as the authority to suspend
contract payments pursuant to FAR 22.406-9(b). Additionally, the
Department proposes to add section 3422.406-8 to identify the Chief
of the Contracting Office as the responsible party for conducting
labor standards investigations as prescribed in FAR 22.406-8(a).
Reasons: The proposed changes to the regulations would clearly
identify the appropriate official for making determinations or
decisions under FAR 22.302(c), 22.406-8(a), 22.406-8(d), 22.406-
9(b), 22.604-2(b)(1), 22.803(c), 22.807(a)(1), 22.1305, 22.1310,
22.1403, and 22.1408.
PART 3425--FOREIGN ACQUISITION
FAR: FAR Part 25 (Foreign Acquisition) implements the Buy
American Act.
Current Regulations: The current EDAR designates the HCA as the
approving official for determinations relating to the Buy American
Act.
Proposed Regulations: The Department proposes to amend PART
3425, ``FOREIGN ACQUISITIONS,'' to add sections 3425.103, 3425.105,
and 3425.202 to delegate authority to the HCA make the
determinations prescribed in FAR 25.103(a), 25.105(a)(1) and
25.202(a)(1). The Department proposes to add section 3425.204 to
identify the HCA as the agency head for the purposes of FAR
25.204(b) and to add section 3425.1001 to identify the SPE as the
agency head for the purposes of FAR 25.1001(a)(2)(iii).
Reasons: The Department has previously identified the approving
official for one of the subparts in FAR 25; this change would
clearly identify the appropriate official for making determinations
under FAR 25.103(a), 25.105(a)(1), 25.202(a)(1), 25.204(b), and
25.1001(a)(2)(iii).
SUBCHAPTER E--GENERAL CONTRACTING REQUIREMENTS
PART 3427--PATENTS, DATA, AND COPYRIGHTS
FAR: FAR Part 27 (Patents, Data, and Copyrights) regulates
patents, copyrights, rights in data, and foreign license and
technical agreements under Federal contracts.
Current Regulations: The current EDAR includes in this part
prescriptions for clauses on publication and publicity, advertising
of awards, and paperwork reduction.
Proposed Regulations: The Department proposes to add subpart
3427.3 consisting of section 3427.303 to identify the SPE as the
agency head's designee for the purposes of FAR 27.303.
Reasons: The proposed change to the regulation would clearly
identify the appropriate official for making determinations under
FAR 27.303.
PART 3428--BONDS AND INSURANCE
FAR: FAR Part 28 (Bonds and Insurance) regulates the appropriate
use and requirements for bonds and insurance under Federal
contracts.
Current Regulations: The current EDAR includes in this part a
prescription for a clause specifying when insurance is mandatory.
Proposed Regulations: The Department proposes to add subpart
3428.1 (Bonds and Other Financial Protections) to include section
3428.101-1 and subpart 3428.2 to include section 3428.203-7 to
identify the SPE as the agency head's designee for the purposes of
FAR 28.101-1(c) and 28.203-7. The Department proposes to add section
3428.106-6 to identify the HCA as the agency head's designee for the
purposes of FAR 28.106-6(c). The Department proposes to add section
3428.203 to identify the Assistant Inspector General for
Investigations as the appropriate official to receive evidence of
possible criminal or fraudulent activities by an individual surety.
Reasons: The proposed change to the regulations would clearly
identify the appropriate official for making determinations under
FAR 28.101-1(c), 28.106-6(c), and 28.203-7 and to identify the
official for receiving evidence under FAR 28.203.
PART 3430--COST ACCOUNTING STANDARDS ADMINISTRATION
FAR: FAR Part 30 (Cost Accounting Standards Administration)
includes sections on the administration of contractor financial
systems and responsibility for disclosure.
Current Regulations: The current EDAR does not address this part
of the FAR.
Proposed Regulations: The Department proposes to add PART 3430,
``COST ACCOUNTING STANDARDS ADMINISTRATION,'' to include section
3430.201-5 to identify the SPE as the head of the agency for the
purposes of FAR 30.201-5(a) and (b).
Reasons: The proposed change to the regulation would clearly
identify the appropriate official for making determinations under
FAR 30.201-5.
[[Page 41515]]
PART 3431--CONTRACT COST PRINCIPLES AND PROCEDURES
FAR: FAR Part 31 (Contract Cost Principles and Procedures)
includes sections regulating costs under contracts with commercial,
educational, and nonprofit organizations.
Current Regulations: The current EDAR does not address this part
of the FAR.
Proposed Regulations: The Department proposes to add PART 3431,
``CONTRACT COST PRINCIPLES AND PROCEDURES,'' to add subpart 3431.1
consisting of section 3431.101 to identify the SPE as the agency
head's designee for the purposes of FAR 31.101 and add subpart
3431.2 to include section 3431.205-6 to identify the HCA as the
agency head's designee for the purposes of FAR 31.295-6(g)(3).
The Department proposes to add section 3431.205-70 to prescribe
the use of clause 3452.231-70 (Food Costs) to prohibit the use of
contract funds to procure food unless authorized by the Contracting
Officer (CO) in advance. The Department proposes to add section
3431.205-71 to prescribe the use of clause 3452.231-71 (Travel
Costs) to prohibit the use of contract funds to pay for
noncontractor travel unless authorized by the Contracting Officer in
advance.
The Department proposes to add section 3431.205-72 to prescribe
the clause at 3452.231-72 (Clearance of Conferences/Meetings) that
requires Department contractors arranging conferences on behalf of
the Department to seek the services of the Department's Event
Services office or agreement from that office that the services may
be subcontracted.
Reasons: The proposed changes to the regulations would clearly
identify the appropriate official for making determinations under
FAR 31.101 and 31.205-6. The added clauses are required to ensure
adequate control over contract funds for use to pay for
noncontractor travel and meals and for Department conferences.
PART 3432--CONTRACT FINANCING
FAR: FAR Part 32 (Contract Financing) regulates the types of
financing the Government may make available to contractors,
including advance payments.
Current Regulations: The current EDAR designates the HCA as the
official authorized to authorize types of financing in subpart
3432.4 (Advance Payments) and section 3432.705-2 (Clauses for
Limitation of Cost or Funds), which prescribes the use of clause
3452.232-70 (Limitation of Cost or Funds) and the provision in
clause 3452.232-71 (Incremental Funding).
Proposed Regulations: The Department proposes to add subparts
3432.0, 3432.1, 3432.2, and 3432.9 to PART 3432, ``CONTACT
FINANCING.'' Sections 3432.006-1, 3432.006-4, and 3432.114 would
identify the SPE as the agency head for the purposes of FAR 32.006-
1, 32.006-4, and 32.114, respectively. The Department proposes to
add section 3432.006-3 to identify Department personnel
responsibilities and procedures that must be followed when there is
any suspected instance of fraud involved in payment requests.
The Department proposes to add sections 3432.201, 3432.703-3,
and 3432.906 to identify the HCA as the agency head for the purposes
of FAR 32.201, 32.703-3(b), and 32.906(a), respectively. The
Department proposes to add section 3432.006-2 to define the ``Remedy
Coordination Official.''
The Department proposes to add section 3432.902 to define
``delivery date'' as the date on which products and services are
deemed received.
Reasons: The addition of section 3432.902 would provide
clarification to potential vendors that may make delivery of
products or services after 4:30 p.m., that those deliveries will be
deemed to be received the next business day.
The other proposed changes would identify the appropriate
officials that have been designated to make determinations under
various subparts of FAR 32 and identify the appropriate official and
procedure to report requests for payments based on fraud.
PART 3433--PROTESTS, DISPUTES, AND APPEALS
FAR: FAR Part 33 (Protests, Disputes, and Appeals) regulates the
Government's actions when a protest is filed with the agency or the
Government Accountability Office (GAO) and when disputes occur under
contracts.
Current Regulations: The current EDAR designates the HCA as the
official authorized to approve a determination to continue with
performance after receipt of a protest.
Proposed Regulations: The Department proposes to revise section
3433.103 to identify the Competition Advocate for the contracting
activity as having responsibility for the independent review
required by FAR 33.103(d)(4).
The Department proposes to add section 3433.103(f)(1) and
3433.103(f)(3) to identify the HCA as having responsibility for
approving any determination to proceed with the contract award for
protests filed and received before award and to continue performance
after the receipt of an agency protest after award. We further
clarify that in those cases where the Contracting Officer (CO) is
also the HCA, the determination must be approved by the SPE. The
Department proposes to add section 3433.104 to require contracting
activities to seek guidance from the Office of the General Counsel
(OGC) before taking action in response to a GAO protest. The
Department proposes to add section 3433.203 to identify the SPE as
the agency head for the purposes of FAR 33.203(b).
The Department proposes to add section 3433.211 to require the
Contracting Officer to obtain assistance, as appropriate, from OGC
prior to issuing a final decision.
Reasons: The Department proposes to revise section 3433.103 to
clarify that there are two contracting activities, each with its own
Competition Advocate. The Department proposes to add section
3433.104 to identify the HCA as having the responsibility for
determining if work should begin after a protest has been received.
The Department proposes to add section 3433.203 to identify the SPE
as the agency head for the purposes of FAR 33.203. The Department
proposes to add section 3433.211 to require the Contracting Officer
to confer with the OGC, when appropriate, prior to issuing any final
determination.
SUBCHAPTER F--SPECIAL CATEGORIES OF CONTRACTING
PART 3434--MAJOR SYSTEM ACQUISITION
FAR: FAR Part 34 (Major System Acquisition) describes
acquisition policies and procedures for use in acquiring major
systems consistent with OMB Circular No. A-109. FAR Part 34 also
describes the use of an Earned Value Management System in
acquisitions designated as major acquisitions consistent with OMB
Circular A-11, Part 7.
Current Regulations: The current EDAR does not address this part
of the FAR.
Proposed Regulations: The Department proposes to add PART 3434,
``MAJOR SYSTEM ACQUISITION.'' Section 3434.003 would identify the
SPE as the agency head's designee for the purposes of FAR 34.003(a).
The Department proposes to add section 3434.003(b) to identify the
SPE as the agency head for the purposes of FAR 34.003(c) and the
acquisition executive for the purposes of OMB Circular No. A-109.
Section 3434.005-6 would identify the SPE as the agency head's
designee for the purposes of FAR 34.005-6.
Reasons: These changes would identify the appropriate officials
that have been designated to make determinations under various
subparts of FAR 34.
PART 3437--SERVICE CONTRACTING
FAR: FAR Part 37 (Service Contracting) regulates various types
of service contracts and performance-based acquisition.
Current Regulations: The EDAR currently contains section
3437.270 (Services of Consultants Clauses), which prescribes the use
of clause 3452.237-70 (Services of Consultants) in all cost-
reimbursement contracts and solicitations. This clause requires the
contractor to obtain the Contracting Officer's written approval to
use certain consultants under a cost-type contract.
Proposed Regulations: The Department proposes to revise subpart
3437.2 and add section 3437.601 to subpart 3437.6. Proposed section
3437.204 would identify the HCA as the agency head for the purposes
of FAR 37.204. The Department proposes to revise section 3437.270 to
provide clarification on when the Contracting Officer must use
clause 3452.237-70 (Services of Consultants). The Department
proposes to add section 3437.601 to establish the Department's
policy that all new service contracts be performance-based unless
approved by the Departmental Competition Advocate.
Reasons: These changes would clearly identify the official
responsible for approving advisory contracts, clarify that the
Services of Consultants clause is not applicable to FSA contracts,
and establish the minimum requirements to be contained in any new
service contract.
PART 3439--ACQUISITION OF INFORMATION TECHNOLOGY
FAR: FAR Part 39 (Acquisition of Information Technology)
regulates the acquisition of information technology.
[[Page 41516]]
Current Regulations: The current EDAR contains multiple
information technology initiatives and standards requirements for
Internet Protocol Version 6 and security requirements.
Proposed Regulations: The Department proposes to remove section
3439.701 from subpart 3439.70 because the section is no longer
needed. A FAR clause has been established to fulfill its purpose.
Reasons: Current section 3439.701 has been replaced by a FAR
clause and is obsolete.
SUBCHAPTER G--CONTRACT MANAGEMENT
PART 3442--CONTRACT ADMINISTRATION AND AUDIT SERVICES
FAR: FAR Part 42 (Contract Administration and Audit Services)
requires use of a contractor performance information system and
contract monitoring; it also governs other contract administration
functions.
Current Regulations: The current EDAR contains sections on
contract monitoring and the accessibility of meetings, conferences,
and seminars to persons with disabilities.
Proposed Regulations: The Department proposes to add subparts
3442.6 and 3442.7 and to revise section 3442.7101 in subpart
3442.71. We would add section 3442.602 to identify the SPE as the
agency head's designee for the purposes of FAR 42.602(a) and add
section 3443.703-2 to identify the HCA as the agency head's designee
for the purposes of FAR 42.703-2(b). Additionally, the Department
proposes to revise section 3442.7101 to clarify that the use of
clause 3452.242-73 (Accessibility of meetings, conferences, and
seminars to persons with disabilities) is mandatory in all
solicitations and contracts where conferences are contemplated.
Reasons: The current regulation is general in the application of
the accessibility clause, and the proposed changes would clearly
identify the appropriate official for making determinations under
FAR 42.302.
PART 3444--SUBCONTRACTING POLICIES AND PROCEDURES
FAR: FAR Part 44 (Subcontracting Policies and Procedures)
includes sections that govern contracts requiring the Government's
consent to subcontract, the review of a contractor's purchasing
system, and subcontracts under commercial item purchases.
Current Regulations: The current EDAR does not address this part
of the FAR.
Proposed Regulations: The Department proposes to add PART 3444,
``SUBCONTRACTING POLICIES AND PROCEDURES.'' Section 3444.302 would
identify the SPE as the head of the agency for the purposes of FAR
44.302(a).
Reasons: The proposed change to the regulation would clearly
identify the appropriate official for making determinations under
FAR 44.302.
PART 3447--TRANSPORTATION
FAR: FAR Part 47 (Transportation) includes sections regulating
transportation-related services, transportation in supply contracts,
and transportation by U.S. flag carriers and vessels.
Current Regulations: The current EDAR includes in section
3447.701 a foreign travel provision for when the Contracting Officer
must use clause 3452.247-70 (Foreign travel).
Proposed Regulations: The Department proposes to revise 3447.701
to clarify that the Contracting Officer must insert clause 3452.247-
70 (Foreign Travel) in all solicitations and resultant cost
reimbursement contracts where foreign travel is contemplated.
Reasons: This change would clarify when the Contracting Officer
must use clause 3452.247-70.
PART 3448--VALUE ENGINEERING
FAR: FAR Part 48 (Value Engineering) includes sections that
identify the appropriate sharing methodologies for proposals that
would generate savings on the instant acquisition through which a
value engineering proposal is submitted, as well as sharing of
savings on collateral contracts.
Current Regulations: The current EDAR does not address this part
of the FAR.
Proposed Regulations: The Department proposes to add PART 3448,
``VALUE ENGINEERING.'' Proposed sections 3448.102 and 3448.201 would
delegate to the HCA, without power of redelegation, the authority
regarding the exemptions prescribed in FAR 48.102(g) and
48.201(a)(6), respectively.
Reasons: The proposed regulations would clearly identify the
appropriate official for making exemption determinations under FAR
48.102(g) and 48.201(a)(6), respectively.
SUBCHAPTER H--CLAUSES AND FORMS
PART 3452--SOLICITATION PROVISIONS AND CONTRACT CLAUSES
FAR: FAR Part 52 (Solicitation Provisions and Contract Clauses)
is the part of the FAR containing all FAR provisions and clauses
required or recommended for inclusion in solicitations and
contracts, as prescribed in the preceding parts of the FAR.
Current Regulations: The current EDAR includes in PART 3452,
``SOLICITATION PROVISIONS AND CONTRACT CLAUSES,'' text for 30
provisions and clauses, all of which are prescribed in the preceding
parts of the EDAR.
Proposed Regulations: The Department proposes to add section
3452.204-70 to implement guidance provided by the National Archives
and Records Administration consistent with the requirements of the
Department; revise section 3452.216-71(e) to require bilateral
modifications rather than unilateral Government modifications in
cases of earned award term periods; add section 3452.217-70 to
include the evaluation of award term periods; add section 3452.219-
70 to allow evaluations to include socioeconomic categories; add
section 3452.231-70 to preclude the procurement of food under a cost
reimbursement contract unless authorized in advance by the CO; add
section 3452.231-71 to identify invitational travel as an
unallowable cost; add section 3431.231-72 to require contractors to
work with the Event Services staff to establish any hotel contracts;
and remove section 3452.239-70.
Additionally, the Department proposes to add subpart 3452.3,
consisting of section 3452.301 (Solicitation provisions and contract
clauses (Matrix)), a clause matrix.
Reasons: The proposed changes to this part of the EDAR are
consistent with the changes to the prescriptive language in the
preceding parts and would update the provisions and clauses to more
accurately reflect current regulations and policy. Section 3452.239-
70 would be removed because it is obsolete. The addition of a clause
matrix in section 3452.301 would provide an easy reference point for
Contracting Officers to check.
Executive Orders 12866 and 13563
Regulatory Impact Analysis
Under Executive Order 12866, the Secretary must determine
whether this regulatory action is ``significant'' and, therefore,
subject to the requirements of the Executive order and subject to
review by the Office of Management and Budget (OMB). Section 3(f) of
Executive Order 12866 defines a ``significant regulatory action'' as
an action likely to result in a rule that may--
(1) Have an annual effect on the economy of $100 million or
more, or adversely affect a sector of the economy, productivity,
competition, jobs, the environment, public health or safety, or
State, local or tribal governments or communities in a material way
(also referred to as an ``economically significant'' rule);
(2) Create serious inconsistency or otherwise interfere with an
action taken or planned by another agency;
(3) Materially alter the budgetary impacts of entitlement
grants, user fees, or loan programs or the rights and obligations of
recipients thereof; or
(4) Raise novel legal or policy issues arising out of legal
mandates, the President's priorities, or the principles stated in
the Executive order.
This proposed regulatory action is not a significant regulatory
action subject to review by OMB under section 3(f) of Executive
Order 12866.
We have also reviewed these regulations under Executive Order
13563, which supplements and explicitly reaffirms the principles,
structures, and definitions governing regulatory review established
in Executive Order 12866. To the extent permitted by law, Executive
Order 13563 requires that an agency--
(1) Propose or adopt regulations only upon a reasoned
determination that their benefits justify their costs (recognizing
that some benefits and costs are difficult to quantify);
(2) Tailor its regulations to impose the least burden on
society, consistent with obtaining regulatory objectives and taking
into account--among other things and to the extent practicable--the
costs of cumulative regulations;
(3) In choosing among alternative regulatory approaches, select
those approaches that maximize net benefits (including potential
economic, environmental, public health and safety, and other
advantages; distributive impacts; and equity);
(4) To the extent feasible, specify performance objectives,
rather than the behavior or manner of compliance a regulated entity
must adopt; and
[[Page 41517]]
(5) Identify and assess available alternatives to direct
regulation, including economic incentives--such as user fees or
marketable permits--to encourage the desired behavior, or provide
information that enables the public to make choices.
Executive Order 13563 also requires an agency ``to use the best
available techniques to quantify anticipated present and future
benefits and costs as accurately as possible.'' The Office of
Information and Regulatory Affairs of OMB has emphasized that these
techniques may include ``identifying changing future compliance
costs that might result from technological innovation or anticipated
behavioral changes.''
We are issuing these proposed regulations only on a reasoned
determination that their benefits would justify their costs. In
choosing among alternative regulatory approaches, we selected those
approaches that would maximize net benefits. Based on the analysis
that follows, the Department believes that these proposed
regulations are consistent with the principles in Executive Order
13563.
We also have determined that this regulatory action would not
unduly interfere with State, local, and tribal governments in the
exercise of their governmental functions.
In accordance with both Executive orders, the Department has
assessed the potential costs and benefits, both quantitative and
qualitative, of this regulatory action. The potential costs
associated with this regulatory action are those resulting from
statutory requirements and those we have determined as necessary for
administering the Department's programs and activities.
Clarity of the Regulations
Executive Order 12866 and the Presidential memorandum on ``Plain
Language in Government Writing'' require each agency to write
regulations that are easy to understand.
The Secretary invites comments on how to make these proposed
regulations easier to understand, including answers to questions
such as the following:
Are the requirements in the proposed regulations
clearly stated?
Do the proposed regulations contain technical terms or
other wording that interferes with their clarity and create a
barrier to contracting with the Department?
Does the format of the proposed regulations (grouping
and order of sections, use of headings, paragraphing, etc.) aid or
reduce their clarity?
Would the proposed regulations be easier to understand
if we divided them into more (but shorter) sections?
Could the description of the proposed regulations in
the SUPPLEMENTARY INFORMATION section of this preamble be more
helpful in making the proposed regulations easier to understand? If
so, how?
What else could the Department do to make the proposed
regulations easier to understand and access?
To send any comments that concern how the Department could make
these proposed regulations easier to understand, see the
instructions in the ADDRESSES section.
Regulatory Flexibility Act Certification
The Secretary certifies that these proposed regulations would
not have a significant economic impact on a substantial number of
small entities.
The proposed regulations would update the EDAR; they would not
directly regulate any small entities. As a result, a regulatory
flexibility analysis is not required and none has been prepared.
Paperwork Reduction Act of 1995
These proposed regulations do not contain any information
collection requirements.
Intergovernmental Review
These regulations are not subject to Executive Order 12372 and
the regulations in 34 CFR part 79.
Assessment of Educational Impact
In accordance with section 441 of the General Education
Provisions Act, 20 U.S.C. 1221e-4, the Secretary particularly
requests comments on whether these proposed regulations would
require transmission of information that any other agency or
authority of the United States gathers or makes available.
Accessible Format: Individuals with disabilities can obtain this
document in an accessible format (e.g., braille, large print,
audiotape, or compact disc) on request to the person listed under
FOR FURTHER INFORMATION CONTACT.
Electronic Access to This Document: The official version of this
document is the document published in the Federal Register. Free
Internet access to the official edition of the Federal Register and
the Code of Federal Regulations is available via the Federal Digital
System at: www.gpo.gov/fdsys. At this site you can view this
document, as well as all other documents of this Department
published in the Federal Register, in text or Adobe Portable
Document Format (PDF). To use PDF you must have Adobe Acrobat
Reader, which is available free at the site.
You may also access documents of the Department published in the
Federal Register by using the article search feature at:
www.federalregister.gov. Specifically, through the advanced search
feature at this site, you can limit your search to documents
published by the Department.
(Catalog of Federal Domestic Assistance Number does not apply.)
List of Subjects in 48 CFR Parts 3401, 3403, 3404, 3405, 3406,
3407, 3408, 3409, 3411, 3413, 3414, 3415, 3416, 3417, 3419, 3422,
3425, 3427, 3428, 3430, 3431, 3432, 3433, 3434, 3437, 3439, 3442,
3444, 3447, 3448, and 3452
Government procurement.
Dated: June 30, 2014.
Arne Duncan,
Secretary of Education.
Accordingly, the Secretary proposes to amend title 48 of the Code
of Federal Regulations, chapter 34 as follows:
PART 3401--ED ACQUISITION REGULATION SYSTEM
0
1. The authority citation for part 3401 continues to read as follows:
Authority: 5 U.S.C. 301 and 20 U.S.C. 1018a.
0
2. Section 3401.403 is revised to read as follows:
3401.403 Individual deviations.
An individual deviation from the FAR or the EDAR must be approved
by the HCA.
0
3. Section 3401.404 is revised to read as follows:
3401.404 Class deviations.
A class deviation from the FAR or the EDAR must be approved by the
Senior Procurement Executive (SPE).
0
4. Section 3401.470 is added to read as follows:
3401.470 Procedures.
(a) The HCA must submit to the SPE a written request for each
deviation from the FAR or the EDAR. Each request for a deviation must
include:
(1) The nature of the deviation requested, including whether it is
an individual or class deviation.
(2) The FAR or EDAR regulation from which the deviation is
requested.
(3) The circumstances under which the deviation would be used.
(4) The effect intended by the deviation.
(5) The expiration date recommended for the deviation.
(6) All pertinent documentation supporting the request.
(b) The Contracting Officer must include in the contract file a
copy of each authorized deviation that pertains to the acquisition.
Sections 3401.670, 3401.670-1, 3401.670-2, and 3401.670-
3. [Redesignated as 3401.604-70, 3401.604-70.1, 3401.604-70.2, and
3401.604-70.3]
0
5. Sections 3401.670, 3401.670-1, 3401.670-2, and 3401.670-3 are
redesignated as sections 3401.604-70, 3401.604-70.1, 3401.604-70.2, and
3401.604-70.3, respectively.
PART 3403--IMPROPER BUSINESS PRACTICES AND PERSONAL CONFLICTS OF
INTEREST
0
6. The authority citation for part 3403 continues to read as follows:
Authority: 5 U.S.C. 301.
0
7. Sections 3403.104 and 3403.104-7 are added to read as follows:
[[Page 41518]]
3403.104 Procurement integrity.
3403.104-7 Violations or possible violations.
(d)(2)(ii)(B) The SPE is the agency head for the purposes of FAR
3.104-7(d)(2)(ii)(B).
0
8. Section 3403.204 is added to read as follows:
3403.204 Treatment of violations.
(a) The SPE is the agency head's designee for the purposes of FAR
3.204.
0
9. Section 3403.602 is revised to read as follows:
3403.602 Exceptions.
The SPE is the agency head's designee for the purposes of FAR
3.602.
0
10. Subpart 3403.7 is added to read as follows:
Subpart 3403.7--Voiding and Rescinding Contracts
Sec.
3403.704 Policy.
3403.705 Procedures.
Subpart 3403.7--Voiding and Rescinding Contracts
3403.704 Policy.
(a) The SPE is the agency head's designee for the purposes of FAR
3.704.
3403.705 Procedures.
(a) The SPE is the agency head's designee for the purposes of FAR
3.705.
0
11. Subpart 3403.9 is added to read as follows:
Subpart 3403.9--Whistleblower Protections for Contractor Employees
Sec.
3403.905 Procedures for investigating complaints.
3403.906 Remedies.
Subpart 3403.9--Whistleblower Protections for Contractor Employees
3403.905 Procedures for investigating complaints.
(c) The SPE is the agency head's designee for the purposes of FAR
3.905.
3403.906 Remedies.
(a) The SPE is the agency head's designee for the purposes of FAR
3.906.
0
12. A new part 3404 is added to subchapter A to read as follows:
PART 3404--ADMINISTRATIVE MATTERS
3404.7--Contractor Records Retention
Sec.
3404.770 Contract clause.
Authority: 5 U.S.C. 301; 40 U.S.C. 121(c); and 41 U.S.C. 3102.
Subpart 3404.7--Contractor Records Retention
3404.770 Contract clause.
The Contracting Officer must insert the clause at 3452.204-70,
Maintenance and Retention of Government-Owned/Contractor-Held Federal
Records, in all solicitations and contracts where contractors are in
possession of Federal records.
PART 3405--PUBLICIZING CONTRACT ACTIONS
0
13. The authority citation for part 3405 continues to read as follows:
Authority: 5 U.S.C. 301 and 20 U.S.C. 1018a.
0
14. Subpart 3405.4 is added to read as follows:
Subpart 3405.4--Release of Information
Sec.
3405.404 Release of long-range acquisition estimates.
3405.404-1 Release procedures.
Subpart 405.4--Release of Information
3405.404 Release of long-range acquisition estimates.
3405.404-1 Release procedures.
(a) The SPE is the agency head's designee for the purposes of FAR
5.404-1(a).
(b) The SPE is the agency head for the purposes of FAR 5.404-1(b).
PART 3406--COMPETITION REQUIREMENTS
0
15. The authority citation for part 3406 continues to read as follows:
Authority: 5 U.S.C. 301; 41 U.S.C. 418(a) and (b); and 20
U.S.C. 1018a.
0
16. Subpart 3406.2 is added to read as follows:
Subpart 3406.2--Full and Open Competition After Exclusion of Sources
Sec.
3406.202 Establishing or maintaining alternate sources.
Subpart 3406.2--Full and Open Competition After Exclusion of
Sources
3406.202 Establishing or maintaining alternate sources.
The HCA is the agency head for the purposes of FAR 6.202.
0
17a. Sections 3406.302, 3406.302-1, and 3406.302-2 are added to read as
follows:
3406.302 Circumstances permitting other than full and open
competition.
3406.302-1 Only one responsible source and no other supplies or
services will satisfy agency requirements.
(b)(4) The HCA is the agency head for the purposes of FAR 6.302-
1(b)(4).
3406.302-2 Unusual and compelling urgency.
(d)(2) The SPE is the agency head's designee for the purposes of
FAR 6.302-2(d)(2).
0
17b. Section 3406.302-7 is added to read as follows:
3406.302-7 Public interest.
The authority to approve the determination prescribed in FAR 6.302-
7(c) is reserved for the Secretary of Education.
0
18. Section 3406.501 is revised to read as follows:
3406.501 Requirement.
The Competition Advocate for the Department and Contracts and
Acquisitions Management (CAM) is the Deputy Director, CAM. The
Competition Advocate for Federal Student Aid (FSA) is the Director,
Strategic Initiatives.
0
19. A new part 3407 is added to subchapter B to read as follows:
PART 3407--ACQUISITION PLANNING
Subpart 3407.1--Acquisition Plans
Sec.
3407.103 Agency-head responsibilities.
Authority: 5 U.S.C. 301.
Subpart 3407.1--Acquisition Plans
3407.103 Agency-head responsibilities.
The SPE is the agency head's designee for the purposes of FAR
7.103.
PART 3408--REQUIRED SOURCES OF SUPPLIES AND SERVICES
0
20. The authority citation for part 3408 continues to read as follows:
Authority: 5 U.S.C. 301, unless otherwise noted.
0
21. Section 3408.870 is revised to read as follows:
3408.870 Printing clause.
The Contracting Officer must insert the clause at 3452.208-71
(Printing) in all solicitations and contracts for services where
printing is anticipated.
PART 3409--CONTRACTOR QUALIFICATIONS
0
22. The authority citation for part 3409 continues to read as follows:
Authority: 5 U.S.C. 301.
[[Page 41519]]
0
23. Subpart 3409.2 is added to read as follows:
Subpart 3409.2--Qualifications Requirements
Sec.
3409.202 Policy.
3409.206 Acquisitions subject to qualification requirements.
3409.206-1 General.
Subpart 3409.2--Qualifications Requirements
3409.202 Policy.
(a)(1) The SPE is the agency head's designee for the purposes of
FAR 9.202(a)(1).
3409.206 Acquisitions subject to qualification requirements.
3409.206-1 General.
(b) The SPE is the agency head's designee for the purposes of FAR
9.206-1(b).
0
24a. Sections 3409.405, 3409.405-1, and 3409.405-2 are added to read as
follows:
3409.405 Effect of listing.
(a) The SPE is the agency head's designee for the purposes of FAR
9.405(a).
(d)(3) The SPE is the agency head's designee for the purposes of
FAR 9.405(d)(3).
3409.405-1 Continuation of current contracts.
(a) The SPE is the agency head's designee for the purposes of FAR
9.405-1.
3409.405-2 Restrictions on subcontracting.
(a) The SPE is the agency head's designee for the purposes of FAR
9.405-2.
0
24b. Section 3409.406-1 is added to read as follows:
3409.406-1 General.
(c) The SPE is the agency head's designee for the purposes of FAR
9.406-1(c).
0
24c. Section 3409.407-1 is added to read as follows:
3409.407-1 General.
(d) The SPE is the agency head's designee for the purposes of FAR
9.407-1(d).
0
25. Section 3409.503 is revised to read as follows:
3409.503 Waiver.
The SPE is the agency head's designee for the purposes of FAR
9.503.
0
26. In subchapter B, a new part 3411 is added to read as follows:
PART 3411--DESCRIBING AGENCY NEEDS
Subpart 3411.1--Selecting and Developing Requirements Documents
Sec.
3411.103 Market acceptance.
Subpart 3411.5--Liquidated Damages
Sec.
3411.501 Policy.
Authority: 5 U.S.C. 301 and 20 U.S.C. 1018a.
Subpart 3411.1--Selecting and Developing Requirements Documents
3411.103 Market acceptance.
(a) The HCA is the agency head for the purposes of FAR 11.103(a).
Subpart 3411.5--Liquidated Damages
3411.501 Policy.
(d) The HCA is the agency head for the purposes of FAR 11.501(d).
PART 3413--SIMPLIFIED ACQUISITION PROCEDURES
0
27. The authority citation for part 3413 continues to read as follows:
Authority: 5 U.S.C. 301 and 20 U.S.C. 1018a.
0
28. Subpart 3413.2 is added to read as follows:
Subpart 3413.2--Actions At or Below the Micro-Purchase Threshold
Sec.
3413.201 General.
Subpart 3413.2--Actions At or Below the Micro-Purchase Threshold
3413.201 General.
(g)(1) The SPE is the agency head for the purposes of FAR
13.201(g)(1).
0
29. Sections 3413.305 and 3413.305-3 are added to read as follows:
3413.305 Imprest funds and third party drafts.
3413.305-3 Conditions for use.
(a) The SPE is the agency head for the purposes of FAR 13.305-3(a).
PART 3414--SEALED BIDDING
0
30. The authority citation for part 3414 continues to read as follows:
Authority: 5 U.S.C. 301.
0
31. Subpart 3414.4 is revised to read as follows:
Subpart 3414.4--Opening of Bids and Award of Contract
Sec.
3414.404 Rejection of bids.
3414.404-1 Cancellation of invitations after opening.
3414.407 Mistakes in bids.
3414.407-3 Other mistakes disclosed before award.
3414.407-4 Mistakes after award.
Subpart 3414.4--Opening of Bids and Award of Contract
3414.404 Rejection of bids.
3414.404-1 Cancellation of invitations after opening.
(c) The HCA is the agency head for the purposes of FAR 14.404-1(c).
3414.407 Mistakes in bids.
3414.407-3 Other mistakes disclosed before award.
The HCA is the agency head for the purposes of making any
determination called for by FAR 14.407-3.
3414.407-4 Mistakes after award.
The HCA is the agency head for the purposes of making any
determination called for by FAR 14.407-4.
PART 3415--CONTRACTING BY NEGOTIATION
0
32. The authority citation for part 3415 continues to read as follows:
Authority: 5 U.S.C. 301 and 20 U.S.C. 1018a.
0
33. Section 3415.204 is added to read as follows:
3415.204 Contract format.
(e) The SPE is the agency head's designee for the purposes of FAR
15.204(e).
PART 3416--TYPES OF CONTRACTS
0
34. The authority citation for part 3416 continues to read as follows:
Authority: 5 U.S.C. 301 and 20 U.S.C. 1018a.
0
35. In section 3416.470, paragraph (f)(2) is revised to read as
follows:
3416.470 Award-term contracting.
* * * * *
(f) * * *
(2) The extension of the contract as a result of an earned award
term period is affected by a bilateral contract modification.
* * * * *
PART 3417--SPECIAL CONTRACTING METHODS
0
36. The authority citation for part 3417 continues to read as follows:
Authority: 31 U.S.C. 1535 and 20 U.S.C. 1018a.
0
37. Subpart 3417.1 is added to read as follows:
[[Page 41520]]
Subpart 3417.1--Multi-year Contracting
Sec.
3417.104 General.
Subpart 3417.1--Multi-year Contracting
3417.104 General.
(b) The SPE is the agency head for the purposes of FAR 17.104(b).
0
38. Section 3417.208 is added to read as follows:
3417.208 Solicitation provisions and contract clauses.
(c) Insert a clause substantially the same as the clause at
3452.17-70, Evaluation of Options to Include Award Terms and 3452.17-
71, Option to Extend the Term of an Award Term Contract, in
solicitations and contracts when the conditions at FAR 3417.208(c)
exist and the use of an Award Term incentive is contemplated.
0
39. Subpart 3417.6 is added to read as follows:
Subpart 3417.6--Management and Operating Contracts
Sec.
3417.602 Policy.
Subpart 3417.6--Management and Operating Contracts
3417.602 Policy.
(a) The Assistant Secretary for the Office of Management is the
agency head for the purposes of FAR 17.602.
PART 3419--SMALL BUSINESS PROGRAMS
0
40. The authority citation for part 3419 continues to read as follows:
Authority: 5 U.S.C. 301 and 20 U.S.C. 1018a.
0
41. Section 3419.505 is added to read as follows:
3419.505 Rejecting Small Business Administration recommendations.
(d) The SPE is the agency head for the purposes of FAR 19.505.
0
42. Section 3419.70 is added to read as follows:
3419.70 Socioeconomic goals.
When the Department has been unable to meet its goal for prime
contractor awards in one or more socioeconomic categories in any of the
last five fiscal years, the Contracting Officer may insert a clause
substantially the same as 3452.219-70 in any procurement for a
Commercial Item conducted under FAR Part 12 or 13 when the award is low
price, technically acceptable.
0
43. Subpart 3419.8 is added to read as follows:
Subpart 3419.8--Contracting with the Small Business Administration
Sec.
3419.810 SBA appeals.
3419.812 Contract administration.
Subpart 3419.8--Contracting with the Small Business Administration
3419.810 SBA appeals.
(a) The SPE is the agency head for the purposes of FAR 19.810.
3419.812 Contract administration.
(d) The HCA is the agency head for the purposes of FAR 19.812(d).
PART 3422--APPLICATION OF LABOR LAWS TO GOVERNMENT ACQUISITIONS
0
44. The authority citation for part 3422 continues to read as follows:
Authority: 5 U.S.C. 301 Subpart 3422.10--Service Contract Act of
1965, as Amended
0
45a. Subparts 3422.3, 3422.4, 3422.6, and 3422.8 are added to read as
follows:
Subpart 3422.3--Contract Work Hours and Safety Standards Act
Sec.
3422.302 Liquidated damages and overtime pay.
Subpart 3422.4--Labor Standards for Contracts Involving Construction
Sec.
3422.406 Administration and enforcement.
3422.406-8 Investigations.
3422.406-9 Withholding from or suspension of contract payments.
Subpart 3422.6--Walsh-Healy Public Contracts Act
Sec.
3422.604 Exemptions.
3422.604-2 Regulatory exemptions.
Subpart 3422.8--Equal Employment Opportunity
Sec.
3422.803 Responsibilities.
3422.807 Exemptions.
Subpart 3422.3--Contract Work Hours and Safety Standards Act
3422.302 Liquidated damages and overtime pay.
(c) The HCA is the agency head for the purposes of FAR 22.302(c).
Subpart 3422.4--Labor Standards for Contracts Involving
Construction
3422.406 Administration and enforcement.
3422.406-8 Investigations.
(a) The Chief of the Contracting Office is responsible for
conducting labor standards investigations as prescribed in FAR 22.406-
8(a).
(d) The SPE is the agency head's designee for the purposes of FAR
22.406-8(d).
3422.406-9 Withholding from or suspension of contract payments.
(b) The authority to suspend contract payments pursuant to FAR
22.406-9(b) is delegated, without power of redelegation, to the HCA.
Subpart 3422.6--Walsh-Healy Public Contracts Act
3422.604 Exemptions.
3422.604-2 Regulatory exemptions.
(b)(1) The SPE is the agency head for the purposes of FAR 22.604-
2(b)(1).
Subpart 3422.8--Equal Employment Opportunity
3422.803 Responsibilities.
(c) The SPE is the agency head for the purposes of FAR 22.803(c).
3422.807 Exemptions.
(a)(1) The SPE is the agency head for the purposes of FAR
22.807(a)(1).
0
45b. Add a heading for subpart 3422.10 to read as follows:
Subpart 3422.10--Service Contract Labor Standards
Sections 3422.1002 and 3422.1002-1 [Designated as subpart 3422.10].
0
45c. Designate sections 3422.1002 and 3422.1002-1 as subpart 3422.10.
0
45d. Subparts 3422.13 and 3422.14 are added to read as follows:
Subpart 3422.13--Special Disabled Veterans, Veterans of the Vietnam
Era, and Other Eligible Veterans
Sec.
3422.1305 Waivers.
3422.1310 Solicitation provision and contract clauses.
Subpart 3422.14--Employment of Workers with Disabilities
Sec.
3422.1403 Waivers.
3422.1408 Contract clause.
Subpart 3422.13--Special Disabled Veterans, Veterans of the Vietnam
Era, and Other Eligible Veterans
3422.1305 Waivers.
The SPE is the agency head for the purposes of FAR 22.1305.
3422.1310 Solicitation provision and contract clauses.
The SPE is the agency head for the purposes of FAR
22.1310(a)(1)(ii) and (a)(2).
[[Page 41521]]
Subpart 3422.14--Employment of Workers with Disabilities
3422.1403 Waivers.
The SPE is the agency head for the purposes of FAR 22.1403.
3422.1408 Contract clause.
The SPE is the agency head for the purposes of FAR 22.1408.
PART 3425--FOREIGN ACQUISITION
0
46. The authority citation for part 3425 continues to read as follows:
Authority: 5 U.S.C. 301.
0
47. Revise subpart 3425.1 to read as follows:
Subpart 3425.1--Buy American Act--Supplies
Sec.
3425.103 Exceptions.
3425.105 Determining reasonableness of cost.
Subpart 3425.1--Buy American Act--Supplies
3425.103 Exceptions.
(a) The authority to make the determination prescribed in FAR
25.103(a) is delegated, without power of redelegation, to the HCA.
3425.105 Determining reasonableness of cost.
(a)(1) The authority to make the determinations prescribed in FAR
25.105(a)(1) is delegated, without power of redelegation, to the HCA.
0
48. Add subparts 3425.2 and 3425.10 to read as follows:
Subpart 3425.2--Buy American Act--Construction Materials
Sec.
3425.202 Exceptions.
3425.204 Evaluating offers of foreign construction material.
Subpart 3425.10--Additional Foreign Acquisition Regulations
Sec.
3425.1001 Waiver of right to examination of records.
Subpart 3425.2--Buy American Act--Construction Materials
3425.202 Exceptions.
(a)(1) The authority to make the determination prescribed in FAR
25.202(a)(1) is delegated, without power of redelegation, to the HCA.
3425.204 Evaluating offers of foreign construction material.
(b) The HCA is the agency head for the purposes of FAR 25.204(b).
Subpart 3425.10--Additional Foreign Acquisition Regulations
3425.1001 Waiver of right to examination of records.
(a)(2)(iii) The SPE is the agency head for the purposes of FAR
25.1001(a)(2)(iii).
PART 3427--PATENTS, DATA, AND COPYRIGHTS
0
49. The authority citation for part 3427 continues to read as follows:
Authority: 5 U.S.C. 301.
0
50. Add subpart 3427.3 to read as follows:
Subpart 3427.3--Patent Rights under Government Contracts
Sec.
3427.303 Contract clauses.
Subpart 3427.3--Patent Rights under Government Contracts
3427.303 Contract clauses.
The SPE is the agency head's designee for the purposes of FAR
27.303.
PART 3428--BONDS AND INSURANCE
0
51. The authority citation for part 3428 continues to read as follows:
Authority: 5 U.S.C. 301.
0
52. Add subpart 3428.1 to read as follows:
Subpart 3428.1--Bonds and Other Financial Protections
Sec.
3428.101 Bid guarantees.
3428.101-1 Policy on use.
3428.106-6 Furnishing information.
Subpart 3428.1--Bonds and Other Financial Protections
3428.101 Bid guarantees.
3428.101-1 Policy on use.
(c) The SPE is the agency head's designee for the purposes of FAR
28.101-1(c).
3428.106-6 Furnishing information.
(c) The HCA is the agency head's designee for the purposes of FAR
28.106-6(c).
0
53. Add subpart 3428.2 to read as follows:
Subpart 3428.2--Sureties and Other Securities for Bonds
Sec.
3428.203 Acceptability of individual surety.
3428.203-7 Exclusion of individual sureties.
Subpart 3428.2--Sureties and Other Securities for Bonds
3428.203 Acceptability of individual surety.
(g) Evidence of possible criminal or fraudulent activities by an
individual surety must be referred to the Assistant Inspector General
for Investigations.
3428.203-7 Exclusion of individual sureties.
The SPE is the agency head's designee for the purposes of FAR
28.203-7.
0
54. A new part 3430 is added to subchapter E to read as follows:
PART 3430--COST ACCOUNTING STANDARDS ADMINISTRATION
Subpart 3430.2--CAS Program Requirements
Sec.
3430.201 Contract requirements.
3430.201-5 Waiver.
Authority: 5 U.S.C. 301; 40 U.S.C. 121(c); and 41 U.S.C. 3102.
Subpart 3430.2--CAS Program Requirements
3430.201 Contract requirements.
3430.201-5 Waiver.
(a) The SPE is the head of the agency for the purposes of FAR
30.201-5(a) and (b).
0
55. A new part 3431 is added to subchapter E to read as follows:
PART 3431--CONTRACT COST PRINCIPLES AND PROCEDURES
Subpart 3431.1--Applicability
Sec.
3431.101 Objectives.
Subpart 3431.2--Contracts with Commercial Organizations
Sec.
3431.205 Selected costs.
3431.205-6 Compensation for personal services.
3431.205-70 Noncontractor meals.
3431.205-71 Noncontractor travel.
3452.205-72 Clearance of conferences/meetings.
Authority: 5 U.S.C. 301; 40 U.S.C. 121(c); and 41 U.S.C. 3102.
Subpart 3431.1--Applicability
3431.101 Objectives.
The SPE is the agency head's designee for the purposes of FAR
31.101.
[[Page 41522]]
Subpart 3431.2--Contracts with Commercial Organizations
3431.205 Selected costs.
3431.205-6 Compensation for personal services.
(g)(3) The HCA is the agency head's designee for the purposes of
FAR 31.205-6(g)(3).
3431.205-70 Noncontractor meals.
Insert the clause at 3452.231-70 (Food Costs) in solicitations and
contracts that include meetings/conferences where personnel other than
Federal or contractor employees will participate.
3431.205-71 Noncontractor travel.
Insert the clause at 3452.231-71 (Travel Costs) in solicitations
and contracts where meetings/conferences where personnel other than
Federal or contractor employees will participate.
3431.205-72 Clearance of conferences/meetings.
Insert the clause at 3452.231-72 (Clearance of Conferences/
Meetings) in solicitations and contracts where meetings/conferences are
contemplated to be arranged by the contractor.
PART 3432--CONTRACT FINANCING
0
56. The authority citation for part 3432 continues to read as follows:
Authority: 5 U.S.C. 301.
0
57. Add subparts 3432.0, 3432.1, and 3432.2 to read as follows:
Subpart 3432.0--Scope of Part
Sec.
3432.006 Reduction or suspension of contract payments upon finding
of fraud.
3432.006-1 General.
3432.006-2 Definitions.
3432.006-3 Responsibilities.
3432.006-4 Procedures.
Subpart 3432.1--Noncommercial Item Purchase Financing
Sec.
3432.114 Unusual contract financing.
Subpart 3432.2--Commercial Item Purchase Financing
Sec.
3432.201 Statutory authority.
Subpart 3432.0--Scope of Part
3432.006 Reduction or suspension of contract payments upon finding of
fraud.
3432.006-1 General.
The SPE is the agency head for the purposes of FAR 32.006-1.
3432.006-2 Definitions.
``Remedy Coordination Official'' means the SPE.
3432.006-3 Responsibilities.
(b) Department personnel must report immediately and in writing any
apparent or suspected instance where the contractor's request for
advance, partial, or progress payments is based on fraud. The report
must be made to the Contracting Officer and the Assistant Inspector
General for Investigations. The report must outline the events, acts,
or conditions which indicate the apparent or suspected violation and
include all pertinent documents. The Assistant Inspector General for
Investigations must investigate, as appropriate. If appropriate, the
Office of the Inspector General will provide a report to the SPE.
3432.006-4 Procedures.
The SPE is the agency head for the purposes of FAR 32.006-4.
Subpart 3432.1--Noncommercial Item Purchase Financing
3432.114 Unusual contract financing.
The SPE is the agency head for the purposes of FAR 32.114.
Subpart 3432.2--Commercial Item Purchase Financing
3432.201 Statutory authority.
The HCA is the agency head for the purposes of FAR 32.201.
0
58. Add sections 3432.703 and 3432.703-3 to read as follows:
3432.703 Contract funding requirements.
3432.703-3 Contracts crossing fiscal years.
(b) The HCA is the agency head for the purposes of FAR 32.703-3(b).
0
59. Add subpart 3432.9 to read as follows:
Subpart 3432.9--Prompt Payment
Sec.
3432.902 Definitions.
3432.906 Making payments.
Subpart 3432.9--Prompt Payment
3432.902 Definitions.
Delivery Date. The date on which a product or service is deemed
received by the Government. Delivery of any product or service after
4:30 p.m. local time will be deemed to have been received on the next
calendar day for the purpose of computing the prompt payment date.
3432.906 Making payments.
(a) General. The HCA is the agency head for the purposes of FAR
32.906(a).
PART 3433--PROTESTS, DISPUTES, AND APPEALS
0
60. The authority citation for part 3433 continues to read as follows:
Authority: 5 U.S.C. 301.
0
61. Revise section 3433.103 to read as follows:
3433.103 Protests to the agency.
(d)(4) The independent review as described in FAR 33.103(d)(4) must
be performed by the Competition Advocate for the contracting activity.
(f) Action upon receipt of protest.
(1) For protests filed with the Department and received before
award, the contracting office must first obtain the advice of the
Office of the General Counsel when determining to proceed with the
contract award. The determination must be approved by the HCA. In those
cases where the Contracting Officer is also the HCA, the determination
must be approved by the SPE.
(3) For protests filed with the Department and received after
award, the Contracting Officer must first obtain the advice of OGC
before determining that continued performance is justified. The
determination must be approved by the HCA. In those cases where the
Contracting Officer is also the HCA, the determination must be approved
by the SPE.
0
62. Add section 3433.104 to read as follows:
3433.104 Protests to GAO.
(a) General procedures. Contracting activities must consult OGC for
guidance before taking any actions in response to a protest to GAO.
0
63. Add subpart 3433.2 to read as follows:
Subpart 3433.2--Disputes and Appeals
Sec.
3433.203 Applicability.
3433.211 Contracting Officer's decision.
Subpart 3433.2--Disputes and Appeals
3433.203 Applicability.
The SPE is the agency head for the purposes of FAR 33.203(b).
3433.211 Contracting Officer's decision.
Prior to issuing a Contracting Officer's final decision, the
Contracting Officer should obtain assistance, when appropriate, from
the Office of the General Counsel.
0
64. A new part 3434 is added to subchapter F to read as follows:
[[Page 41523]]
PART 3434--MAJOR SYSTEM ACQUISITION
Subpart 3434.0--General
Sec.
3434.003 Responsibilities.
3434.005 General requirements.
3434.005-6 Full production.
Authority: 5 U.S.C. 301.
Subpart 3434.0--General
3434.003 Responsibilities.
(a) The SPE is the agency head's designee for the purposes of FAR
34.003(a).
(b) The SPE is the agency head for the purposes of FAR 34.003(c)
and the acquisition executive for the purposes of OMB Circular No. A-
109.
3434.005 General requirements.
3434.005-6 Full production.
The SPE is the agency head's designee for the purposes of FAR
34.005-6.
PART 3437--SERVICE CONTRACTING
0
65. The authority citation for part 3437 continues to read as follows:
Authority: 5 U.S.C. 301 and 20 U.S.C. 1018a.
0
66. Revise subpart 3437.2 to read as follows:
Subpart 3437.2--Advisory and Assistance Services
Sec.
3437.204 Guidelines for determining availability of personnel.
3437.270 Services of consultants clause.
Subpart 3437.2--Advisory and Assistance Services
3437.204 Guidelines for determining availability of personnel.
The HCA is the agency head for the purposes of FAR 37.204.
3437.270 Services of consultants clause.
The Contracting Officer must insert the clause at 3452.237-70
(Services of consultants) in all solicitations and resultant cost-
reimbursement contracts for consultant services that do not provide
services to FSA.
0
67. Add section 3437.601 to read as follows:
3437.601 General.
It is the Department's policy that all new service contracts be
performance-based, with clearly defined deliverables and performance
standards. Any deviations from this policy must be fully justified in
writing and approved by the Departmental Department's Competition
Advocate.
PART 3439--ACQUISITION OF INFORMATION TECHNOLOGY
0
68. The authority citation for part 3439 continues to read as follows:
Authority: 5 U.S.C. 301 and 20 U.S.C. 1018a.
Section 3439.701 [Removed]
0
69. Remove section 3439.701.
PART 3442--CONTRACT ADMINISTRATION AND AUDIT SERVICES
0
70. The authority citation for part 3442 continues to read as follows:
Authority: 5 U.S.C. 301.
0
71. Subpart 3442.6 is added to read as follows:
Subpart 3442.6--Corporate Administrative Contracting Officer
Sec.
3442.602 Assignment and location.
Subpart 3442.6--Corporate Administrative Contracting Officer
3442.602 Assignment and location.
The SPE is the agency head's designee for the purposes of FAR
42.602(a).
0
72. Subpart 3442.7 is added to read as follows:
Subpart 3442.7--Indirect Cost Rates
Sec.
3442.703 General.
3442.703-2 Certificate of indirect costs.
Subpart 3442.7--Indirect Cost Rates
3442.703 General.
3442.703-2 Certificate of indirect costs.
(b) The HCA is the agency head's designee for the purposes of FAR
42.703-2(b).
0
73. Revise section 3442.7101 to read as follows:
3442.7101 Policy and clause.
(b) The Contracting Officer must insert the clause at 3452.242-73
(Accessibility of meetings, conferences, and seminars to persons with
disabilities) in all solicitations and contracts where conferences are
contemplated.
0
74. A new part 3444 is added to subchapter G to read as follows:
PART 3444--SUBCONTRACTING POLICIES AND PROCEDURES
Subpart 3444.3--Contractor's Purchasing System Reviews
Sec.
3444.302 Requirements.
Authority: 5 U.S.C. 301.
Subpart 3444.3--Contractor's Purchasing System Reviews
3444.302 Requirements.
(a) The SPE is the head of the agency for the purposes of FAR
44.302(a).
PART 3447--TRANSPORTATION
0
75. The authority citation for part 3447 continues to read as follows:
Authority: 5 U.S.C. 301.
0
76. Section 3447.701 is revised to read as follows:
3447.701 Foreign travel clause.
The Contracting Officer must insert the clause at 3452.247-70
(Foreign travel) in all solicitations and resultant cost reimbursement
contracts where foreign travel is contemplated.
0
77. A new part 3448 is added to subchapter G to read as follows:
PART 3448--VALUE ENGINEERING
Subpart 3448.1--Policies and Procedures
Sec.
3448.102 Policies.
Subpart 3448.2--Contract Clauses
Sec.
3448.201 Clauses for supply or service contracts.
Authority: 5 U.S.C. 301.
Subpart 3448.1--Policies and Procedures
3448.102 Policies.
(a) The authority to grant exemptions prescribed in FAR 48.102(a),
or to extend future contract savings or sharing pursuant to FAR
48.102(g), is delegated, without power of redelegation, to the HCA.
Subpart 3448.2--Contract Clauses
3448.201 Clauses for supply or service contracts.
The authority to determine exemptions prescribed in FAR
48.201(a)(6) is delegated, without power of redelegation, to the HCA.
PART 3452--SOLICITATION PROVISIONS AND CONTRACT CLAUSES
0
78. The authority citation for part 3452 continues to read as follows:
Authority: 5 U.S.C. 301.
0
79. Add section 3452.204-70 to read as follows:
3452.204-70 Maintenance and retention of government-owned/contractor-
held Federal records.
As prescribed in 3404.7001, insert the following clause:
[[Page 41524]]
Maintenance and Retention of Government-Owned/Contractor-Held Federal
Records (April 2012)
(a) Government-Owned/Contractor-Held Federal Records. ``Government-
Owned/Contractor-Held Federal Records'' include all records or data,
regardless of format or media, created or produced under this contract,
whether or not provided to the Government as a contract deliverable,
that document contractor-operated Government activities and programs.
Government-Owned/Contractor-Held Federal records may not include those
Contractor records that relate exclusively to the contractor's internal
business or are of a general nature not specifically related to the
performance of work under the contract or to the underlying Government
activity/program. The contractor's general policies, procedures, etc.,
that apply to the general conduct of its business do not fall under the
purview of this clause. When in doubt, the Contractor must seek the
Contracting Officer's determination as to which records are subject to
this clause.
(b) Records Maintenance and Retention. The contractor must create,
maintain, safeguard, and ensure final disposition of all Government-
Owned/Contractor-Held Federal records generated in connection with this
contract in accordance with the Federal Records Act, (44 U.S.C.
Chapters 21, 29, 31, 33), National Archives and Records Administration
(NARA) regulations (36 CFR parts 1220-1239), Records Management and the
NARA-approved records disposition schedules including the Department's
Records Retention and Disposition Schedules (OM:6-106, 11/16/2007) and
the Department's Records and Information Management Program (OM:6-103,
01/30/2007). Maintenance of Government Owned/Contractor-Held Federal
records, includes, but is not limited to, storage in accordance with
NARA storage requirements (regardless of whether stored in contractor-
owned or leased space), retrievability, and ensuring final disposition,
including secure transfer of Federal records to a NARA-approved
facility in a media neutral format and manner acceptable to NARA and
the Department at the time of transfer. As directed by the Contracting
Officer, the contractor must obtain prior approval from the Contracting
Officer to destroy or remove records subject to this clause.
(c) Segregation of Records. The contractor must ensure that
Government-Owned/Contractor-Held Federal records are segregated from
company-owned records and from nonrecord materials. This clause
operates independently from and is not intended to affect, or be
affected by, the contractor records provisions contained in FAR subpart
4.7 and the clauses referenced therein.
(d) Coordination with Records Manager. The contractor, through the
Contracting Officer, must coordinate with the Program Records Officer
(PRO) and the Department's Records Officer (RO), on matters requiring
advice, such as marking and segregating such records, or technical
assistance in all areas of management pertaining to such records.
(e) Contract Completion or Termination. Upon contract completion or
termination, the contractor must ensure final disposition of all
Government-Owned/Contractor-Held Federal records to a Federal Record
Center, NARA, to a successor contractor, its designee, or other
destinations, as directed by the Contracting Officer. Contractor is
responsible for the secure disposition of records, which include but is
not limited to, the secure transport and temporary housing of all
records.
(f) Inspection and Audit. All Government-Owned/Contractor-Held
Federal records are subject to inspection, copying and audit by the
Government or its designee(s) at all reasonable times to ensure records
are maintained in accordance with applicable records management laws
and regulations. The contractor must afford the Government or its
designee(s) reasonable facilities for such inspection, copying, and
audit; provided, however, that upon request by the Contracting Officer,
the contractor must deliver such records to a location specified by the
Contracting Officer.
(g) Applicability. This clause applies to all Government-Owned/
Contractor-Held Federal records maintained by the contractor without
regard to the date or origination of such records including all records
acquired from a predecessor contractor.
(h) Subcontracts. The contractor must include the requirements of
this clause in all subcontracts awarded in association with this
contract.
0
80. In section 3452.216-71, revise paragraph (e) of the award-term
clause to read as follows:
3452.216-71 Award-Term.
* * * * *
(e) The contract term or ordering period requires bilateral
modification to reflect the ATRB's decision to award and the
contractor's agreement to accept an Award Term. If the contract term or
ordering period has one year remaining, the operation of the contract
Award Term feature will cease and the contract term or ordering period
will not extend beyond the maximum term stated in the contract.
* * * * *
0
81. Add section 3452.217-70 to read as follows:
3452.217-70 Evaluation of options to include award terms.
As prescribed in 3417.208(c), insert a provision substantially the
same as the following:
EVALUATION OF OPTIONS TO INCLUDE AWARD TERMS (MAY 2013)
This solicitation includes four optional periods of performance
and up to four award terms. In accordance with the clause at
3452.216.71, award terms must immediately follow the period in which
the award term is earned, thereby pushing out remaining option
periods each time an award term is earned. By identifying prices in
Schedule B for periods of performance, the offeror agrees that
subject prices apply to either the option periods of performance, or
award terms, as appropriate.
Except when it is determined not to be in the Government's best
interest, the Government will evaluate offers for award purposes by
adding the total price for all options and potential award term
periods to the total price of the basic requirement. Evaluation of
options and award terms will not obligate the Government to exercise
the options, nor extend the award term if the conditions at EDAR
3416.470(f) apply.
Schedule B
CLIN 0001 Base period of performance
CLIN 0002 Base + one year (option or award term)
CLIN 0003 Base + two years (option or award term)
CLIN 0004 Base + three years (option or award term)
CLIN 0005 Base + four years (option or award term)
CLIN 0006 Base + five years (option or award term)
CLIN 0007 Base + six years (option or award term)
CLIN 0008 Base + seven years (option or award term)
CLIN 0009 Base + eight years (option)
[END OF CLAUSE]
0
82. Add section 3452.219-70 to read as follows:
3452.219-70 Evaluation preference--targeted socioeconomic categories.
EVALUATION PREFERENCE--TARGETED SOCIOECONOMIC CATEGORIES (MAY 2013)
As prescribed in 3419.70, insert a provision substantially the
same as the following:
This clause is to be read in harmony with any other evaluation
clause incorporated. Preference provided under this clause takes
precedence and all other clauses for the evaluation of offers hereby
incorporate the
[[Page 41525]]
preference of the targeted socioeconomic categories contained
herein.
In order to help meet its socioeconomic goals, Offerors are
advised that the Department of Education has identified this
acquisition as one that has an evaluation preference for
Historically Underutilized Business Zone (HUBZone) small businesses
and Service-Disabled Veteran-Owned small businesses (SDVOSB). For
evaluation purposes only, quotes received from HUBZone or SDVOSB
small businesses will be reduced by 10 percent. Once reduced, all
quotes or offers received as a result of this solicitation will be
evaluated for award and award will be made to that offeror or quoter
that offers the lowest evaluated price, technically acceptable
solution.
[END OF CLAUSE]
0
83. Add section 3452.231-70 to read as follows:
3452.231-70 Food costs.
As prescribed in 3431.205-70, insert a provision substantially the
same as the following:
FOOD COSTS (MAY 2013)
No food may be provided under this contract or in association
with this contract unless consent is provided below. The cost of
food under this contract is unallowable unless the contractor
receives written consent from the Contracting Officer prior to the
incurrence of the cost. If the contractor wishes to be reimbursed
for a food cost, there must be a request in writing at least 21 days
prior to the day that costs would be incurred. The contractor must
include in its request the following: the purpose of the event at
which the food will be served, why the food is integral to fulfill a
Government requirement in the contract, and the proposed costs. The
lack of a timely response from the Contracting Officer must not
constitute constructive acceptance of the allowability of the
proposed charge. Fill-in Consent is hereby given to the contractor
to ----------.
[END OF CLAUSE]
0
84. Add section 3452.231-71 to read as follows:
3452.231-71 Travel costs.
As prescribed in 3431.205-71, insert a provision substantially the
same as the following:
TRAVEL COSTS (MAY 2013)
No invitational travel (defined as: Official Government travel
conducted by a non-Federal employee in order to provide a ``Direct
Service'' [i.e., presenting on a topic, serving as a facilitator,
serving on a Federal Advisory Committee Act, or advising in an area
of expertise] to the Government) may be provided under this contract
or in association with this contract unless consent is provided
below. The cost of invitational travel under this contract is
unallowable unless the contractor receives written consent from the
Contracting Officer prior to the incurrence of the cost. If the
contractor wishes to be reimbursed for a cost related to
invitational travel, a request must be in writing at least 21 days
prior to the day that costs would be incurred. The contractor must
include in its request the following: Why the invitational travel
cost is integral to fulfill a Government requirement in the
contract, and the proposed cost that must be in accordance with
Federal Travel Regulations. The lack of a timely response from the
Contracting Officer must not constitute constructive acceptance of
the allowability of the proposed charge.
Consent is hereby given to the contractor to ------------.
[END OF CLAUSE]
0
85. Add section 3452.231-72 to read as follows:
3452.231-72 Clearance of conferences/meetings.
As prescribed in 3431.205-72, insert a provision substantially the
same as the following:
CLEARANCE OF CONFERENCES/MEETINGS (MAY 2013)
Any hotel/venue contract that the Contractor negotiates must be
reviewed by and receive concurrence from an Event Services Team
member prior to final agreement. The Event Services staff can be
contacted at (202) 401-3679 or event.services@ed.gov.
Comps: The Contractors' efforts to obtain comps on behalf of the
Department will focus primarily on meeting rooms, audio-visual
equipment, etc. The Contractor does not have authority to negotiate
or accept room upgrades for Department or Contractor staff.
Dual Compensation: Contractors are prohibited from receiving
compensation from both the Department and any other source for
conference planning performed pursuant to the terms of this
Contract. If the vendor receives any compensation from another
source as a result of conference services performed for the
Department, the Contractor will report this compensation to the
Contracting Officer and offset its invoice to the Department in an
equal amount.
[END OF CLAUSE]
Section 3452.239-70 [Removed]
0
86. Remove section 3452.239-70.
0
87. Add subpart 3452.3, to read as follows:
Subpart 3452.3--Provision and Clause Matrix
Sec.
3452.301 Solicitation provisions and contract clauses (Matrix).
Subpart 3452.3--Provision and Clause Matrix
3452.301 Solicitation provisions and contract clauses (Matrix).
(a) The following matrix provides a summary of provisions and
clauses contained in the EDAR and their appropriate use. For each
provision or clause listed, the matrix provides--
(1) Whether incorporation by reference is or is not authorized (see
FAR 52.102);
(2) The section of the Uniform Contract Format (UCF) in which it is
to be located, if it is used in an acquisition that is subject to the
UCF;
(3) Its number;
(4) The citation of the EDAR text that prescribes its use; and
(5) Its title.
(b) Because the matrix does not provide sufficient information to
determine the applicability of a provision or clause in the ``required-
when-applicable'' and ``optional'' categories, contracting officers
must refer to the EDAR text (cited in the matrix) that prescribes its
use and the specific circumstances of the requirement being procured.
Key
------------------------------------------------------------------------
Type of contract Contract purpose
------------------------------------------------------------------------
P or C = Provision or Clause R = Required.
IBR = Is Incorporation by A = Required when Applicable.
Reference Authorized?. O = Optional.
UCF = Uniform Contract Format
Section, When Applicable.
FP SUP = Fixed-Price Supply
CR SUP = Cost-Reimbursement
Supply
FP R&D = Fixed-Price Research
& Development
CR R&D = Cost-Reimbursement
Research & Development
FP SVC = Fixed-Price Service
CR SVC = Cost-Reimbursement
Service
FP CON = Fixed-Price
Construction
CR CON = Cost-Reimbursement
Construction
T&M LH = Time & Materials/
Labor Hours
LMV = Leasing of Motor
Vehicles
[[Page 41526]]
COM SVC = Communication
Services
DDR = Dismantling, Demolition,
or Removal of Improvements
A&E = Architect-Engineering
FAC = Facilities
IND DEL = Indefinite Delivery
TRN = Transportation
SAP = Simplified Acquisition
Procedures (excluding micro-
purchases)
UTL SVC = Utility Services
CI = Commercial Items
------------------------------------------------------------------------
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[FR Doc. 2014-15695 Filed 7-15-14; 8:45 am]
BILLING CODE 4000-01-C