Small Business Investment Company (SBIC) Program: Update to TechNote 9: Guidance for Obtaining a Regulatory Exemption for Overline Investments, 39452 [2014-16166]
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Federal Register / Vol. 79, No. 132 / Thursday, July 10, 2014 / Notices
The hearing will be held on
Thursday, July 31, 2014, from 9:00 a.m.
to 1:00 p.m. (PST).
ADDRESSES: The meeting will be at the
Cupertino Community Hall, 10350 Torre
Avenue, Cupertino, CA 95014.
SUPPLEMENTARY INFORMATION: Pursuant
to the Small Business Regulatory
Enforcement Fairness Act (Pub. L. 104–
121), Sec. 222, SBA announces the
meeting for Small Business Owners,
Business Organizations, Trade
Associations, Chambers of Commerce
and related organizations serving small
business concerns to report experiences
regarding unfair or excessive Federal
regulatory enforcement issues affecting
their members.
FOR FURTHER INFORMATION CONTACT: The
hearing is open to the public; however,
advance notice of attendance is
requested. Anyone wishing to attend
and/or make a presentation at the
´
Cupertino, CA hearing must contact Jose
´
Mendez by July 24, 2014 in writing, by
fax or email in order to be placed on the
agenda. For further information, please
´ ´
contact Jose Mendez, Case Management
Specialist, Office of the National
Ombudsman, 409 3rd Street SW., Suite
7125, Washington, DC 20416, by phone
(202) 205–6178 and fax (202) 481–5719.
Additionally, if you need
accommodations because of a disability,
translation services, or require
additional information, please contact
´ ´
Jose Mendez as well.
For more information on the Office of
the National Ombudsman, see our Web
site at www.sba.gov/ombudsman.
DATES:
Dated: July 3, 2014.
Diana Doukas,
SBA Committee Management Officer.
[FR Doc. 2014–16143 Filed 7–9–14; 8:45 am]
BILLING CODE P
SMALL BUSINESS ADMINISTRATION
Small Business Investment Company
(SBIC) Program: Update to TechNote 9:
Guidance for Obtaining a Regulatory
Exemption for Overline Investments
Small Business Administration.
Notice; request for comments on
updated TechNote 9: Guidance for
Obtaining a Regulatory Exemption for
Overline Investments.
AGENCY:
mstockstill on DSK4VPTVN1PROD with NOTICES
ACTION:
SUMMARY: The Small Business
Administration (SBA) intends to update
TechNote 9: Guidance for Obtaining a
Regulatory Exemption for Overline
Investments (TechNote 9) to conform to
changes to the overline regulation that
have occurred and explain the process
SBICs have to follow to obtain SBA’s
VerDate Mar<15>2010
18:38 Jul 09, 2014
Jkt 232001
prior written exemption for an overline
investment. The SBA welcomes
comments from the public on how to
achieve these objectives.
DATES: Comments on TechNote 9 must
be submitted within 30 days from the
date of this public notice.
ADDRESSES: Submit your comments,
identified by Docket ID No. SBA–2014–
0010, at www.regulations.gov.
Comments may only be submitted at
this Web address; follow the
instructions on the Web site for
submitting comments.
All comments received will be
included in the public docket without
change and will be available online at
www.regulations.gov. All submissions,
including attachments and other
supporting materials, will become part
of the public record and subject to
public disclosure. Sensitive information
and information that you consider to be
Confidential Business Information or
otherwise protected should not be
included. Submissions will not be
edited to remove any identifying or
contact information.
FOR FURTHER INFORMATION CONTACT: Paul
Salgado, Office of SBIC Operations, at
(202) 205–7605.
SUPPLEMENTARY INFORMATION: The SBIC
Program is one of the financial
assistance programs available through
SBA. The SBIC Program was established
under the Small Business Investment
Act of 1958, as amended. SBICs are
privately owned and managed
investment funds, licensed and
regulated by SBA, that use their own
capital plus funds borrowed with an
SBA guarantee to make equity and debt
investments in qualifying small
businesses.
In April 2002, SBA issued TechNote
9 to establish general guidelines
regarding overline investments and to
describe the process for obtaining SBA’s
prior written approval for overline
investments pursuant to the SBA
regulations governing the SBIC Program
(13 CFR part 107). Since that time,
significant changes to the overline
regulations have occurred. In addition,
SBICs must now obtain SBA’s prior
written exemption to make an overline
investment. This TechNote 9 updates
and replaces the April 2002 TechNote 9
to describe the general changes to the
regulation and explain the process
SBICs have to follow to obtain SBA’s
prior written exemption for an overline
investment. SBICs are required to follow
the procedures in TechNote 9 to obtain
approval for an overline investment.
The updated TechNote 9 is available at
https://www.sba.gov/sites/default/files/
files/TechNote_9.pdf. SBA is soliciting
PO 00000
Frm 00089
Fmt 4703
Sfmt 4703
comments and recommendations from
the public on the updated TechNote 9
and will consider such comments when
revising it. The SBA will not issue
another notice in the Federal Register
but will post the final revised version of
the updated TechNote 9 on the SBIC
Web site at https://www.sba.gov/sites/
default/files/files/SBICTechnote09.pdf.
Authority: 15 U.S.C. 681.
Dated: July 2, 2014.
Javier E. Saade,
Associate Administrator, Office of Investment
and Innovation.
[FR Doc. 2014–16166 Filed 7–9–14; 8:45 am]
BILLING CODE 8025–01–P
SMALL BUSINESS ADMINISTRATION
Surrender of License of Small
Business Investment Company
Pursuant to the authority granted to
the United States Small Business
Administration under the Small
Business Investment Act of 1958, as
amended, under Section 309 of the Act
and Section 107.1900 of the Small
Business Administration Rules and
Regulations (13 CFR 107.1900) to
function as a small business investment
company under the Small Business
Investment Company License No. 04/
04–0183 issued to Western Financial
Capital Corporation, said license is
hereby declared null and void.
United States Small Business
Administration.
Dated: July 2, 2014.
Javier E. Saade,
Associate Administrator for Investment and
Innovation.
[FR Doc. 2014–16163 Filed 7–9–14; 8:45 am]
BILLING CODE 8025–01–P
SMALL BUSINESS ADMINSTRATION
Surrender of License of Small
Business Investment Company
Pursuant to the authority granted to
the United States Small Business
Administration under the Small
Business Investment Act of 1958, as
amended, under Section 309 of the Act
and Section 107.1900 of the Small
Business Administration Rules and
Regulations (13 CFR 107.1900) to
function as a small business investment
company under the Small Business
Investment Company License No. 04/
04–5240 issued to PMC Investment
Corporation, said license is hereby
declared null and void.
Dated: July 2, 2014.
E:\FR\FM\10JYN1.SGM
10JYN1
Agencies
[Federal Register Volume 79, Number 132 (Thursday, July 10, 2014)]
[Notices]
[Page 39452]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2014-16166]
-----------------------------------------------------------------------
SMALL BUSINESS ADMINISTRATION
Small Business Investment Company (SBIC) Program: Update to
TechNote 9: Guidance for Obtaining a Regulatory Exemption for Overline
Investments
AGENCY: Small Business Administration.
ACTION: Notice; request for comments on updated TechNote 9: Guidance
for Obtaining a Regulatory Exemption for Overline Investments.
-----------------------------------------------------------------------
SUMMARY: The Small Business Administration (SBA) intends to update
TechNote 9: Guidance for Obtaining a Regulatory Exemption for Overline
Investments (TechNote 9) to conform to changes to the overline
regulation that have occurred and explain the process SBICs have to
follow to obtain SBA's prior written exemption for an overline
investment. The SBA welcomes comments from the public on how to achieve
these objectives.
DATES: Comments on TechNote 9 must be submitted within 30 days from the
date of this public notice.
ADDRESSES: Submit your comments, identified by Docket ID No. SBA-2014-
0010, at www.regulations.gov. Comments may only be submitted at this
Web address; follow the instructions on the Web site for submitting
comments.
All comments received will be included in the public docket without
change and will be available online at www.regulations.gov. All
submissions, including attachments and other supporting materials, will
become part of the public record and subject to public disclosure.
Sensitive information and information that you consider to be
Confidential Business Information or otherwise protected should not be
included. Submissions will not be edited to remove any identifying or
contact information.
FOR FURTHER INFORMATION CONTACT: Paul Salgado, Office of SBIC
Operations, at (202) 205-7605.
SUPPLEMENTARY INFORMATION: The SBIC Program is one of the financial
assistance programs available through SBA. The SBIC Program was
established under the Small Business Investment Act of 1958, as
amended. SBICs are privately owned and managed investment funds,
licensed and regulated by SBA, that use their own capital plus funds
borrowed with an SBA guarantee to make equity and debt investments in
qualifying small businesses.
In April 2002, SBA issued TechNote 9 to establish general
guidelines regarding overline investments and to describe the process
for obtaining SBA's prior written approval for overline investments
pursuant to the SBA regulations governing the SBIC Program (13 CFR part
107). Since that time, significant changes to the overline regulations
have occurred. In addition, SBICs must now obtain SBA's prior written
exemption to make an overline investment. This TechNote 9 updates and
replaces the April 2002 TechNote 9 to describe the general changes to
the regulation and explain the process SBICs have to follow to obtain
SBA's prior written exemption for an overline investment. SBICs are
required to follow the procedures in TechNote 9 to obtain approval for
an overline investment. The updated TechNote 9 is available at https://www.sba.gov/sites/default/files/files/TechNote_9.pdf. SBA is
soliciting comments and recommendations from the public on the updated
TechNote 9 and will consider such comments when revising it. The SBA
will not issue another notice in the Federal Register but will post the
final revised version of the updated TechNote 9 on the SBIC Web site at
https://www.sba.gov/sites/default/files/files/SBICTechnote09.pdf.
Authority: 15 U.S.C. 681.
Dated: July 2, 2014.
Javier E. Saade,
Associate Administrator, Office of Investment and Innovation.
[FR Doc. 2014-16166 Filed 7-9-14; 8:45 am]
BILLING CODE 8025-01-P