HUD Implementation of Fiscal Year 2014 Appropriations Provisions on Public Housing Agency Consortia, Biennial Inspections, Extremely Low-Income Definition, and Utility Allowances, 35940-35942 [2014-14915]
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DC 20410; telephone number 202–402–
4059 (this is not a toll-free number). For
questions regarding the multifamily
programs, contact Claire Brolin, 451 7th
Street SW., Suite 6138, Washington, DC
20410 at 202–402–6634 (this is not a
toll-free number). Persons with hearing
or speech impairments may access
either of these numbers through TTY by
calling the toll-free Federal Relay
Service at 800–877–8339.
SUPPLEMENTARY INFORMATION:
I. Background
The general provisions of the 2014
Appropriations Act 1 include five
Dated: May 29, 2014.
statutory changes to the United States
Margaret P. Grafeld,
Housing Act of 1937 (42 U.S.C. 1437 et
Deputy Assistant Secretary, Department of
seq.) (1937 Act) that are designed to
State.
reduce administrative burdens on PHAs,
[FR Doc. 2014–14879 Filed 6–24–14; 8:45 am]
enable PHAs to better target assistance
BILLING CODE 4710–24–P
to families in need of such assistance,
and reduce Federal costs.2 Expediting
the implementation of these provisions
DEPARTMENT OF HOUSING AND
through notice will help PHAs to benefit
URBAN DEVELOPMENT
from the changes in the law sooner than
if implementation was accomplished
24 CFR Parts 5, 943, and 982
solely through public rulemaking. The
[Docket No. FR–5778–N–01]
only statutory change that is applicable
to multifamily project-based section 8
HUD Implementation of Fiscal Year
programs is the added definition of
2014 Appropriations Provisions on
‘‘extremely low-income’’ in section 238.
Public Housing Agency Consortia,
For all other statutory changes, the
Biennial Inspections, Extremely Lowchanges provided in this notice apply
Income Definition, and Utility
only to the public housing and section
Allowances
8 voucher programs.
Section 212 of the 2014
AGENCY: Office of the Assistant
Appropriations Act amends the
Secretary for Housing—Federal Housing
definition of a PHA to include a
Commissioner and Office of the
consortium of such entities.
Assistant Secretary for Public and
Section 220 allows PHAs to comply
Indian Housing, HUD.
with the requirement to inspect assisted
ACTION: Notice of statutory changes.
dwelling units during the term of a
SUMMARY: Section 243 of the Department housing assistance payment (HAP)
contract by conducting biennial housing
of Housing and Urban Development
quality inspections instead of annual
Appropriations Act, 2014 (2014
inspections. PHAs are also able to
Appropriations Act) authorizes HUD to
utilize alternative inspection methods to
implement certain statutory changes to
demonstrate that housing meets the
the United States Housing Act of 1937
housing quality requirements under the
made by the 2014 Appropriations Act
voucher program.
through notice followed by notice and
Section 238 creates a statutory
comment rulemaking. This notice
definition of ‘‘extremely low-income
establishes the terms and conditions by
families,’’ which is defined as very lowwhich HUD will implement changes to
income families whose incomes do not
the statutory definition of a ‘‘public
exceed the higher of the Federal poverty
housing agency’’ (PHA), the frequency
level or 30 percent of Area Median
of housing inspections, the statutory
Income.
definition of ‘‘extremely low-income,’’
Section 242 establishes a cap on the
and utility allowances for tenant-paid
utility allowance for families leasing
utilities.
1 HUD’s 2014 Appropriations Act is Title II of
DATES: Effective Date: July 1, 2014.
Division L of Public Law 113–76, 128 Stat. 5,
FOR FURTHER INFORMATION CONTACT: For
approved January 17, 2014. See Public Law 113–76
Public Housing and Voucher program
at 128 Stat. 604.
2 The five general provisions are sections 210,
questions, contact Michael Dennis,
212, 220, 238, and 242. This notice addresses
Director of the Office of Housing
sections 212, 220, 238, and 242. Section 210, which
Voucher Programs, Department of
pertains to flat rents is addressed separately PIH
Housing and Urban Development, 451
Notice 2014–12, available at https://portal.hud.gov/
7th Street SW., Room 4228, Washington, hudportal/documents/huddoc?id=14-12pihn.pdf.
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oversized units. The cap is set at an
amount based on family size rather than
the size of the unit leased, with the
ability to set a higher amount to provide
a reasonable accommodation to the
family of a person with disabilities,
harmonizing the utility allowance
standard with the payment standard
requirement.
In order to allow PHAs to receive, as
quickly as possible, the benefit of the
reduced burden that these provisions
are designed to achieve, the 2014
Appropriations Act authorizes HUD to
implement the changes through notice,
provided that HUD follows with notice
and comment rulemaking within six
months of the issuance of the notice.
II. Implementation Requirements
A. PHA Consortia
Section 212 of the 2014
Appropriations Act amends the
definition of ‘‘public housing agency’’ at
subparagraph (A) of section 3(b)(6) of
the 1937 Act (42 U.S.C. 1437a(b)(6)(A))
to include in its general definition ‘‘a
consortium of such entities or bodies as
approved by the Secretary.’’ PHAs may
follow 24 CFR part 943 to form,
participate in, and utilize consortia.
PHAs may request a waiver of any
current provision related to consortium
organization, elements of the agreement,
the relationship between HUD and the
consortium, and the responsibilities of
the consortium.
The Secretary will not approve any
consortium of PHAs for administration
of multifamily project-based section 8
program contracts.
B. Biennial Inspections
Section 220 of the 2014
Appropriations Act allows PHAs to
comply with the requirement to inspect
assisted dwelling units during the term
of a HAP contract by inspecting such
units not less than biennially instead of
annually and to rely upon alternative
inspection methods to meet this
requirement. However, a PHA may not
use the alternative inspection method in
lieu of the initial unit or any interim
inspection. PHAs are still required to
conduct an initial inspection, prior to
entering into a HAP contract, and
interim inspections, if a family or
government official notifies the PHA of
a unit’s failure to comply with housing
quality standards, in accordance with
the housing quality standards (HQS) of
the HCV program.
1. In General
In order to bring relief to PHAs and
owners as expeditiously as possible,
HUD is implementing certain elements
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of section 220 through this notice in a
somewhat limited fashion. HUD
recognizes that fuller implementation of
these elements (e.g., the use of
alternative inspection methodologies
and the treatment of mixed-finance
properties) may necessitate additional
complexity and certain trade-offs, and
that HUD will greatly benefit from
stakeholder input on how best to
effectuate these statutory changes
through the rulemaking process.
Section 220 will be immediately
effective for any unit under HAP
contract where the PHA has conducted
an HQS inspection within the 12
months preceding the effective date of
this notice. If a PHA has conducted an
HQS inspection in that time period, the
PHA will not be required to re-inspect
until the lapse of 24 months following
their last inspection. If the most recent
inspection occurred prior to the 12
months preceding the effective date of
this notice, then the PHA is required to
conduct an annual HQS inspection for
that unit and is afforded no relief from
that annual inspection responsibility as
a result of the change in the law.
However, once that unit has been
inspected, the PHA will then have the
option to wait up until two years before
the next inspection is required.
This notice does not require a PHA to
wait two years from the last inspection
before conducting an inspection. If a
PHA desires to make inspections on a
more frequent basis, it may do so.
Currently, HUD’s Section 8
Management Assessment Program
(SEMAP) evaluates PHAs on the
frequency with which they conduct
inspections. HUD will score PHAs based
on their compliance with the statutory
requirement that they conduct
inspections at least biennially.
2. Alternative Inspections
A PHA may comply with the biennial
inspection requirement through reliance
upon an inspection conducted for
another housing assistance program. If a
PHA relies on an alternative inspection
to fulfill the biennial inspection
requirement for a particular unit, then
the PHA must identify the alternative
standard in its administrative plan.
Such a change may be a significant
amendment to the plan, in which case
the PHA must follow its PHA plan
amendment and public notice
requirements before utilizing the
alternative inspection method.
Compliance with the biennial
inspection requirement may be met by
reliance upon an inspection of housing
assisted under the HOME Investment
Partnerships (HOME) program (under
Title II of the Cranston-Gonzalez
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14:16 Jun 24, 2014
Jkt 232001
National Affordable Housing Act, 42
U.S.C. 12701 note) or housing financed
via the Treasury Department’s LowIncome Housing Tax Credit program
(LIHTC), taking into account the
standards employed by those programs.
A PHA may also comply with the
biennial inspection requirement by
relying upon an inspection performed
by HUD, for example an inspection
performed by HUD’s Real Estate
Assessment Center. A PHA is permitted
to rely upon inspections conducted for
the HOME or LIHTC program or
performed by HUD with no action other
than amending its administrative plan.
If a PHA wishes to rely upon an
inspection conducted to a standard
other than a standard listed above, then
it must first submit to its local HUD
Field Office a certification affirming,
under penalty of perjury, that the
standard ‘‘provides the same or greater
protection to occupants of dwelling
units meeting such standard or
requirement’’ as would HQS. Once this
certification has been submitted, the
PHA must amend its administrative
plan to formalize its adoption of the
standard. A PHA that has chosen to rely
upon an alternative inspection method
must monitor any changes to the
standards and requirements applicable
to such method so that the PHA is made
aware of any weakening of the method
that would cause it to no longer meet or
exceed HQS, in which case the PHA
may not rely upon such method to
comply with the biennial inspection
requirement.
The statute makes clear that, in order
for an inspection to qualify as an
‘‘alternative inspection method,’’ a
property inspected pursuant to such
method must ‘‘meet the standards or
requirements regarding housing quality
or safety’’ applicable to properties
assisted under the program that employs
the alternative inspection method (e.g.,
HOME, LIHTC). For purposes of this
notice, HUD is implementing this
statutory element as follows:
• If a property is inspected under an
alternative inspection method, and the
property receives a ‘‘pass’’ score, then
the PHA may rely on that inspection to
demonstrate compliance with the
biennial inspection requirement.
• If a property is inspected under an
alternative inspection method, and the
property receives a ‘‘fail’’ score, then the
PHA may not rely on that inspection to
demonstrate compliance with the
biennial inspection requirement.
• If a property is inspected under an
alternative inspection method that does
not employ a pass/fail determination—
for example, in the case of the LIHTC
program, where deficiencies are simply
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35941
noted—then the PHA must review the
list of deficiencies to determine whether
any cited deficiency would have
resulted in a ‘‘fail’’ score under HQS. If
no such deficiency exists, then the PHA
may rely on the inspection to
demonstrate compliance with the
biennial inspection requirements; if
such a deficiency does exist, then the
PHA may not rely on the inspection to
demonstrate such compliance.
Under any circumstance described
above in which a PHA is prohibited
from relying on an alternative
inspection methodology, the PHA must
conduct an HQS inspection of any units
in the property occupied by voucher
program participants and follow HQS
procedures to remedy any noted
deficiencies. The HQS inspection must
take place within a reasonable period of
time. HUD will solicit input through
rulemaking on circumstances under
which a PHA could rely upon corrective
actions taken under an alternative
inspection method to assure that the
property is brought into compliance
with the standards or requirements
regarding housing quality or safety
applicable to the alternative inspection
method.
As with all other inspection reports,
and as required by 24 CFR 982.158(f)(4),
reports for inspections conducted
pursuant to an alternative inspection
method must be retained for at least
three years.
3. Interim Inspections
If a family or government official
reports a condition that is lifethreatening (i.e., the PHA would require
the owner to make the repair within no
more than 24 hours in accordance with
24 CFR 982.404(a)(3)), then the PHA
must inspect the housing unit within 24
hours of when the PHA received the
notification. If the reported condition is
not life-threatening (i.e., the PHA would
require the owner to make the repair
within no more than 30 calendar days),
then the PHA must inspect the unit
within 15 days of when the PHA
received the notification. In the event of
extraordinary circumstances, such as if
a unit is within a Presidentially
declared disaster area, HUD may waive
the 24-hour or the 15-day inspection
requirement until such time as an
inspection is feasible.
4. Mixed-Finance Properties
Section 220 gives HUD the authority
to alter the frequency of inspections for
mixed-finance properties assisted with
project-based vouchers to facilitate the
use of an alternative inspection method.
HUD intends to exercise this authority
through the rulemaking process as
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opposed to this implementation notice.
In the interim, a unit under HAP
contract must be re-inspected at least
biennially, through either the regular
inspection process or the alternative
inspection method.
C. Extremely Low-Income
Section 238 of the 2014
Appropriations Act amends section 3 of
the 1937 Act (42 U.S.C. 1437a) to add
a definition of extremely low-income
(ELI) families. ELI families are defined
as very low–income families whose
incomes do not exceed the higher of the
Federal poverty level or 30 percent of
Area Median Income. This provision
affects the ELI targeting requirements in
section 16 of the 1937 Act (42 U.S.C.
1437n) for the public housing, housing
choice voucher (HCV), project-based
voucher (PBV), and multifamily projectbased section 8 programs. As of the
effective date of this notice, compliance
with the targeting requirements under
each of these programs must take into
account the new definition of ELI.
Beginning with the effective date of
this notice, a PHA or HUD, if HUD is the
contract administrator, shall meet its
targeting requirements through a
combination of ELI admissions prior to
the effective date (using the old
definition) and ELI admissions after the
effective date (using the new statutory
definition). Neither a PHA nor HUD
may skip over a family on the waiting
list if that family meets the new
definition of ELI as enacted by this
section.
For the public housing program, not
less than 40 percent of the units that
become available per PHA fiscal year
must be made available for occupancy
by ELI families.
For the HCV and PBV programs,
compliance with targeting requirements
is determined for each of the PHA’s
fiscal years based on new admissions to
both programs (i.e., a single, combined
total). Not less than 75 percent of such
admissions shall be ELI families.
For the multifamily project-based
section 8 programs, the contract
administrator (i.e., HUD or a PHA under
an Annual Contributions Contract with
HUD) must make available for
occupancy by ELI families not less than
40 percent of the section 8-assisted
dwelling units that become available for
occupancy in any fiscal year.
The following example clarifies how
a PHA administering the HCV and PBV
programs would comply with this
provision: A PHA with a fiscal year end
of December 31 shall consider
admissions to the HCV and PBV
programs from January 1 up until the
effective date of this notice using the old
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14:16 Jun 24, 2014
Jkt 232001
definition; from the effective date of this
notice through December 31, it shall
consider admissions using the new
definition. To further illustrate, assume
the PHA admitted 50 families into their
HCV program between January 1 and
the effective date of this notice. Forty
families were ELI (under the old
definition), 6 families did not meet the
old definition of ELI but would have
met the new definition of ELI had it
been implemented at the time of their
admission, and 4 did not meet either
definition of ELI. In terms of calculating
the ELI targeting requirement for the
period of the PHA fiscal year prior to
implementation of the change in the ELI
definition, only 40 families met the ELI
definition with regard to the targeting
requirement (not 46). Assume the PHA
admitted another 50 families before the
end of the PHA fiscal year and 45 of
those families met the new definition of
ELI. The total number of families that
met the ELI requirement for the PHA
fiscal year would be 85 (40 plus 45), or
85 percent.
In some communities, the extremely
low-income and very low-income levels
will be identical for some or all
household sizes, in which case PHAs
meet their ELI targeting requirements by
serving VLI households, since those
families meet the new definition of ELI.
To reduce the work a PHA or contract
administrator must do to determine
which standard it should be using,
HUD’s Office of Policy Development
and Research has calculated the new
income limits for extremely low-income
families, taking the previous sentence
into account, and has made the new
area income limits available online at
https://www.huduser.org/portal/
datasets/il/il14/.
D. Utility Allowances
Section 242 of the 2014
Appropriations Act limits the utility
allowance payment for tenant-based
vouchers to the family unit size for
which the voucher is issued,
irrespective of the size of the unit rented
by the family, with an exemption for
families with a person with disabilities.
Under section 242, the utility
allowance for a family shall be the lower
of: (1) The utility allowance amount for
the family unit size; or (2) the utility
allowance amount for the unit size of
the unit rented by the family. However,
upon the request of a family that
includes a person with disabilities, the
PHA must approve a utility allowance
higher than the applicable amount if
such a higher utility allowance is
needed as a reasonable accommodation
in accordance with HUD’s regulations in
24 CFR part 8 to make the program
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accessible to and usable by the family
member with a disability. This
provision applies only to vouchers
issued after the effective date of this
notice and to current program
participants. For current program
participants, a PHA must implement the
new allowance at the family’s next
annual reexamination, provided that the
PHA is able to provide a family with at
least 60 days’ notice prior to the
reexamination.
Dated: June 12, 2014.
Carol J. Galante,
Assistant Secretary for Housing—Federal
Housing Commissioner.
Milan Ozdinec,
Deputy Assistant Secretary for the Office of
Public Housing and Voucher Program.
[FR Doc. 2014–14915 Filed 6–24–14; 8:45 am]
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DEPARTMENT OF THE TREASURY
Internal Revenue Service
26 CFR Part 54
[TD 9671]
RIN 1545–BL97
DEPARTMENT OF LABOR
Employee Benefits Security
Administration
29 CFR Part 2590
RIN 1210–AB61
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
45 CFR Part 147
[CMS–9952–F2]
RIN 0938–AR77
Ninety-Day Waiting Period Limitation
Internal Revenue Service,
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Department of Labor; Centers for
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ACTION: Final rules.
AGENCY:
These final regulations clarify
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SUMMARY:
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Agencies
[Federal Register Volume 79, Number 122 (Wednesday, June 25, 2014)]
[Rules and Regulations]
[Pages 35940-35942]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2014-14915]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT
24 CFR Parts 5, 943, and 982
[Docket No. FR-5778-N-01]
HUD Implementation of Fiscal Year 2014 Appropriations Provisions
on Public Housing Agency Consortia, Biennial Inspections, Extremely
Low-Income Definition, and Utility Allowances
AGENCY: Office of the Assistant Secretary for Housing--Federal Housing
Commissioner and Office of the Assistant Secretary for Public and
Indian Housing, HUD.
ACTION: Notice of statutory changes.
-----------------------------------------------------------------------
SUMMARY: Section 243 of the Department of Housing and Urban Development
Appropriations Act, 2014 (2014 Appropriations Act) authorizes HUD to
implement certain statutory changes to the United States Housing Act of
1937 made by the 2014 Appropriations Act through notice followed by
notice and comment rulemaking. This notice establishes the terms and
conditions by which HUD will implement changes to the statutory
definition of a ``public housing agency'' (PHA), the frequency of
housing inspections, the statutory definition of ``extremely low-
income,'' and utility allowances for tenant-paid utilities.
DATES: Effective Date: July 1, 2014.
FOR FURTHER INFORMATION CONTACT: For Public Housing and Voucher program
questions, contact Michael Dennis, Director of the Office of Housing
Voucher Programs, Department of Housing and Urban Development, 451 7th
Street SW., Room 4228, Washington, DC 20410; telephone number 202-402-
4059 (this is not a toll-free number). For questions regarding the
multifamily programs, contact Claire Brolin, 451 7th Street SW., Suite
6138, Washington, DC 20410 at 202-402-6634 (this is not a toll-free
number). Persons with hearing or speech impairments may access either
of these numbers through TTY by calling the toll-free Federal Relay
Service at 800-877-8339.
SUPPLEMENTARY INFORMATION:
I. Background
The general provisions of the 2014 Appropriations Act \1\ include
five statutory changes to the United States Housing Act of 1937 (42
U.S.C. 1437 et seq.) (1937 Act) that are designed to reduce
administrative burdens on PHAs, enable PHAs to better target assistance
to families in need of such assistance, and reduce Federal costs.\2\
Expediting the implementation of these provisions through notice will
help PHAs to benefit from the changes in the law sooner than if
implementation was accomplished solely through public rulemaking. The
only statutory change that is applicable to multifamily project-based
section 8 programs is the added definition of ``extremely low-income''
in section 238. For all other statutory changes, the changes provided
in this notice apply only to the public housing and section 8 voucher
programs.
---------------------------------------------------------------------------
\1\ HUD's 2014 Appropriations Act is Title II of Division L of
Public Law 113-76, 128 Stat. 5, approved January 17, 2014. See
Public Law 113-76 at 128 Stat. 604.
\2\ The five general provisions are sections 210, 212, 220, 238,
and 242. This notice addresses sections 212, 220, 238, and 242.
Section 210, which pertains to flat rents is addressed separately
PIH Notice 2014-12, available at https://portal.hud.gov/hudportal/documents/huddoc?id=14-12pihn.pdf.
---------------------------------------------------------------------------
Section 212 of the 2014 Appropriations Act amends the definition of
a PHA to include a consortium of such entities.
Section 220 allows PHAs to comply with the requirement to inspect
assisted dwelling units during the term of a housing assistance payment
(HAP) contract by conducting biennial housing quality inspections
instead of annual inspections. PHAs are also able to utilize
alternative inspection methods to demonstrate that housing meets the
housing quality requirements under the voucher program.
Section 238 creates a statutory definition of ``extremely low-
income families,'' which is defined as very low-income families whose
incomes do not exceed the higher of the Federal poverty level or 30
percent of Area Median Income.
Section 242 establishes a cap on the utility allowance for families
leasing oversized units. The cap is set at an amount based on family
size rather than the size of the unit leased, with the ability to set a
higher amount to provide a reasonable accommodation to the family of a
person with disabilities, harmonizing the utility allowance standard
with the payment standard requirement.
In order to allow PHAs to receive, as quickly as possible, the
benefit of the reduced burden that these provisions are designed to
achieve, the 2014 Appropriations Act authorizes HUD to implement the
changes through notice, provided that HUD follows with notice and
comment rulemaking within six months of the issuance of the notice.
II. Implementation Requirements
A. PHA Consortia
Section 212 of the 2014 Appropriations Act amends the definition of
``public housing agency'' at subparagraph (A) of section 3(b)(6) of the
1937 Act (42 U.S.C. 1437a(b)(6)(A)) to include in its general
definition ``a consortium of such entities or bodies as approved by the
Secretary.'' PHAs may follow 24 CFR part 943 to form, participate in,
and utilize consortia. PHAs may request a waiver of any current
provision related to consortium organization, elements of the
agreement, the relationship between HUD and the consortium, and the
responsibilities of the consortium.
The Secretary will not approve any consortium of PHAs for
administration of multifamily project-based section 8 program
contracts.
B. Biennial Inspections
Section 220 of the 2014 Appropriations Act allows PHAs to comply
with the requirement to inspect assisted dwelling units during the term
of a HAP contract by inspecting such units not less than biennially
instead of annually and to rely upon alternative inspection methods to
meet this requirement. However, a PHA may not use the alternative
inspection method in lieu of the initial unit or any interim
inspection. PHAs are still required to conduct an initial inspection,
prior to entering into a HAP contract, and interim inspections, if a
family or government official notifies the PHA of a unit's failure to
comply with housing quality standards, in accordance with the housing
quality standards (HQS) of the HCV program.
1. In General
In order to bring relief to PHAs and owners as expeditiously as
possible, HUD is implementing certain elements
[[Page 35941]]
of section 220 through this notice in a somewhat limited fashion. HUD
recognizes that fuller implementation of these elements (e.g., the use
of alternative inspection methodologies and the treatment of mixed-
finance properties) may necessitate additional complexity and certain
trade-offs, and that HUD will greatly benefit from stakeholder input on
how best to effectuate these statutory changes through the rulemaking
process.
Section 220 will be immediately effective for any unit under HAP
contract where the PHA has conducted an HQS inspection within the 12
months preceding the effective date of this notice. If a PHA has
conducted an HQS inspection in that time period, the PHA will not be
required to re-inspect until the lapse of 24 months following their
last inspection. If the most recent inspection occurred prior to the 12
months preceding the effective date of this notice, then the PHA is
required to conduct an annual HQS inspection for that unit and is
afforded no relief from that annual inspection responsibility as a
result of the change in the law. However, once that unit has been
inspected, the PHA will then have the option to wait up until two years
before the next inspection is required.
This notice does not require a PHA to wait two years from the last
inspection before conducting an inspection. If a PHA desires to make
inspections on a more frequent basis, it may do so.
Currently, HUD's Section 8 Management Assessment Program (SEMAP)
evaluates PHAs on the frequency with which they conduct inspections.
HUD will score PHAs based on their compliance with the statutory
requirement that they conduct inspections at least biennially.
2. Alternative Inspections
A PHA may comply with the biennial inspection requirement through
reliance upon an inspection conducted for another housing assistance
program. If a PHA relies on an alternative inspection to fulfill the
biennial inspection requirement for a particular unit, then the PHA
must identify the alternative standard in its administrative plan. Such
a change may be a significant amendment to the plan, in which case the
PHA must follow its PHA plan amendment and public notice requirements
before utilizing the alternative inspection method.
Compliance with the biennial inspection requirement may be met by
reliance upon an inspection of housing assisted under the HOME
Investment Partnerships (HOME) program (under Title II of the Cranston-
Gonzalez National Affordable Housing Act, 42 U.S.C. 12701 note) or
housing financed via the Treasury Department's Low-Income Housing Tax
Credit program (LIHTC), taking into account the standards employed by
those programs. A PHA may also comply with the biennial inspection
requirement by relying upon an inspection performed by HUD, for example
an inspection performed by HUD's Real Estate Assessment Center. A PHA
is permitted to rely upon inspections conducted for the HOME or LIHTC
program or performed by HUD with no action other than amending its
administrative plan.
If a PHA wishes to rely upon an inspection conducted to a standard
other than a standard listed above, then it must first submit to its
local HUD Field Office a certification affirming, under penalty of
perjury, that the standard ``provides the same or greater protection to
occupants of dwelling units meeting such standard or requirement'' as
would HQS. Once this certification has been submitted, the PHA must
amend its administrative plan to formalize its adoption of the
standard. A PHA that has chosen to rely upon an alternative inspection
method must monitor any changes to the standards and requirements
applicable to such method so that the PHA is made aware of any
weakening of the method that would cause it to no longer meet or exceed
HQS, in which case the PHA may not rely upon such method to comply with
the biennial inspection requirement.
The statute makes clear that, in order for an inspection to qualify
as an ``alternative inspection method,'' a property inspected pursuant
to such method must ``meet the standards or requirements regarding
housing quality or safety'' applicable to properties assisted under the
program that employs the alternative inspection method (e.g., HOME,
LIHTC). For purposes of this notice, HUD is implementing this statutory
element as follows:
If a property is inspected under an alternative inspection
method, and the property receives a ``pass'' score, then the PHA may
rely on that inspection to demonstrate compliance with the biennial
inspection requirement.
If a property is inspected under an alternative inspection
method, and the property receives a ``fail'' score, then the PHA may
not rely on that inspection to demonstrate compliance with the biennial
inspection requirement.
If a property is inspected under an alternative inspection
method that does not employ a pass/fail determination--for example, in
the case of the LIHTC program, where deficiencies are simply noted--
then the PHA must review the list of deficiencies to determine whether
any cited deficiency would have resulted in a ``fail'' score under HQS.
If no such deficiency exists, then the PHA may rely on the inspection
to demonstrate compliance with the biennial inspection requirements; if
such a deficiency does exist, then the PHA may not rely on the
inspection to demonstrate such compliance.
Under any circumstance described above in which a PHA is prohibited
from relying on an alternative inspection methodology, the PHA must
conduct an HQS inspection of any units in the property occupied by
voucher program participants and follow HQS procedures to remedy any
noted deficiencies. The HQS inspection must take place within a
reasonable period of time. HUD will solicit input through rulemaking on
circumstances under which a PHA could rely upon corrective actions
taken under an alternative inspection method to assure that the
property is brought into compliance with the standards or requirements
regarding housing quality or safety applicable to the alternative
inspection method.
As with all other inspection reports, and as required by 24 CFR
982.158(f)(4), reports for inspections conducted pursuant to an
alternative inspection method must be retained for at least three
years.
3. Interim Inspections
If a family or government official reports a condition that is
life-threatening (i.e., the PHA would require the owner to make the
repair within no more than 24 hours in accordance with 24 CFR
982.404(a)(3)), then the PHA must inspect the housing unit within 24
hours of when the PHA received the notification. If the reported
condition is not life-threatening (i.e., the PHA would require the
owner to make the repair within no more than 30 calendar days), then
the PHA must inspect the unit within 15 days of when the PHA received
the notification. In the event of extraordinary circumstances, such as
if a unit is within a Presidentially declared disaster area, HUD may
waive the 24-hour or the 15-day inspection requirement until such time
as an inspection is feasible.
4. Mixed-Finance Properties
Section 220 gives HUD the authority to alter the frequency of
inspections for mixed-finance properties assisted with project-based
vouchers to facilitate the use of an alternative inspection method. HUD
intends to exercise this authority through the rulemaking process as
[[Page 35942]]
opposed to this implementation notice. In the interim, a unit under HAP
contract must be re-inspected at least biennially, through either the
regular inspection process or the alternative inspection method.
C. Extremely Low-Income
Section 238 of the 2014 Appropriations Act amends section 3 of the
1937 Act (42 U.S.C. 1437a) to add a definition of extremely low-income
(ELI) families. ELI families are defined as very low-income families
whose incomes do not exceed the higher of the Federal poverty level or
30 percent of Area Median Income. This provision affects the ELI
targeting requirements in section 16 of the 1937 Act (42 U.S.C. 1437n)
for the public housing, housing choice voucher (HCV), project-based
voucher (PBV), and multifamily project-based section 8 programs. As of
the effective date of this notice, compliance with the targeting
requirements under each of these programs must take into account the
new definition of ELI.
Beginning with the effective date of this notice, a PHA or HUD, if
HUD is the contract administrator, shall meet its targeting
requirements through a combination of ELI admissions prior to the
effective date (using the old definition) and ELI admissions after the
effective date (using the new statutory definition). Neither a PHA nor
HUD may skip over a family on the waiting list if that family meets the
new definition of ELI as enacted by this section.
For the public housing program, not less than 40 percent of the
units that become available per PHA fiscal year must be made available
for occupancy by ELI families.
For the HCV and PBV programs, compliance with targeting
requirements is determined for each of the PHA's fiscal years based on
new admissions to both programs (i.e., a single, combined total). Not
less than 75 percent of such admissions shall be ELI families.
For the multifamily project-based section 8 programs, the contract
administrator (i.e., HUD or a PHA under an Annual Contributions
Contract with HUD) must make available for occupancy by ELI families
not less than 40 percent of the section 8-assisted dwelling units that
become available for occupancy in any fiscal year.
The following example clarifies how a PHA administering the HCV and
PBV programs would comply with this provision: A PHA with a fiscal year
end of December 31 shall consider admissions to the HCV and PBV
programs from January 1 up until the effective date of this notice
using the old definition; from the effective date of this notice
through December 31, it shall consider admissions using the new
definition. To further illustrate, assume the PHA admitted 50 families
into their HCV program between January 1 and the effective date of this
notice. Forty families were ELI (under the old definition), 6 families
did not meet the old definition of ELI but would have met the new
definition of ELI had it been implemented at the time of their
admission, and 4 did not meet either definition of ELI. In terms of
calculating the ELI targeting requirement for the period of the PHA
fiscal year prior to implementation of the change in the ELI
definition, only 40 families met the ELI definition with regard to the
targeting requirement (not 46). Assume the PHA admitted another 50
families before the end of the PHA fiscal year and 45 of those families
met the new definition of ELI. The total number of families that met
the ELI requirement for the PHA fiscal year would be 85 (40 plus 45),
or 85 percent.
In some communities, the extremely low-income and very low-income
levels will be identical for some or all household sizes, in which case
PHAs meet their ELI targeting requirements by serving VLI households,
since those families meet the new definition of ELI. To reduce the work
a PHA or contract administrator must do to determine which standard it
should be using, HUD's Office of Policy Development and Research has
calculated the new income limits for extremely low-income families,
taking the previous sentence into account, and has made the new area
income limits available online at https://www.huduser.org/portal/datasets/il/il14/.
D. Utility Allowances
Section 242 of the 2014 Appropriations Act limits the utility
allowance payment for tenant-based vouchers to the family unit size for
which the voucher is issued, irrespective of the size of the unit
rented by the family, with an exemption for families with a person with
disabilities.
Under section 242, the utility allowance for a family shall be the
lower of: (1) The utility allowance amount for the family unit size; or
(2) the utility allowance amount for the unit size of the unit rented
by the family. However, upon the request of a family that includes a
person with disabilities, the PHA must approve a utility allowance
higher than the applicable amount if such a higher utility allowance is
needed as a reasonable accommodation in accordance with HUD's
regulations in 24 CFR part 8 to make the program accessible to and
usable by the family member with a disability. This provision applies
only to vouchers issued after the effective date of this notice and to
current program participants. For current program participants, a PHA
must implement the new allowance at the family's next annual
reexamination, provided that the PHA is able to provide a family with
at least 60 days' notice prior to the reexamination.
Dated: June 12, 2014.
Carol J. Galante,
Assistant Secretary for Housing--Federal Housing Commissioner.
Milan Ozdinec,
Deputy Assistant Secretary for the Office of Public Housing and Voucher
Program.
[FR Doc. 2014-14915 Filed 6-24-14; 8:45 am]
BILLING CODE 4210-67-P