Notice of Intent to Grant Exclusive License, 33959 [2014-13861]
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Federal Register / Vol. 79, No. 114 / Friday, June 13, 2014 / Notices
[Notice (14–054)]
days of the date of this published notice
will also be treated as objections to the
grant of the contemplated exclusive
license.
Objections submitted in response to
this notice will not be made available to
the public for inspection and, to the
extent permitted by law, will not be
released under the Freedom of
Information Act, 5 U.S.C. 552.
ADDRESSES: Objections relating to the
prospective license may be submitted to
Mr. James J. McGroary, Chief Patent
Counsel/LS01, Marshall Space Flight
Center, Huntsville, AL 35812, (256)
544–0013.
FOR FURTHER INFORMATION CONTACT: Mr.
Sammy A. Nabors, Technology Transfer
Office/ZP30, Marshall Space Flight
Center, Huntsville, AL 35812, (256)
544–5226. Information about other
NASA inventions available for licensing
can be found online at https://
technology.nasa.gov.
Notice of Intent to Grant Exclusive
License
Sumara M. Thompson-King,
General Counsel.
National Aeronautics and
Space Administration.
ACTION: Notice of Intent to Grant
Exclusive License.
[FR Doc. 2014–13861 Filed 6–12–14; 8:45 am]
This notice is issued in
accordance with 35 U.S.C. 209(e) and 37
CFR 404.7(a)(1)(i). NASA hereby gives
notice of its intent to grant an exclusive
license in the United States to practice
the invention described and claimed in
U.S. Patent 6,424,470 entitled
Panoramic Refracting Optic (PRO) and
U.S. Patent 6,580,567 entitled
Panoramic Refracting Conical Optic to
Linc Research, Inc., having its principal
place of business in Huntsville, AL. The
patent rights in these inventions as
applicable have been assigned to the
United States of America as represented
by the Administrator of the National
Aeronautics and Space Administration.
The prospective exclusive license will
comply with the terms and conditions
of 35 U.S.C. 209 and 37 CFR 404.7.
NASA has not yet made a determination
to grant the requested license and may
deny the requested license even if no
objections are submitted within the
comment period.
DATES: The prospective exclusive
license may be granted unless, within
fifteen (15) days from the date of this
published notice, NASA receives
written objections including evidence
and argument that establish that the
grant of the license would not be
consistent with the requirements of 35
U.S.C. 209 and 37 CFR 404.7.
Competing applications completed and
received by NASA within fifteen (15)
SECURITIES AND EXCHANGE
COMMISSION
Objections relating to the
prospective license may be submitted to
Mr. James J. McGroary, Chief Patent
Counsel/LS01, Marshall Space Flight
Center, Huntsville, AL 35812, (256)
544–0013.
FOR FURTHER INFORMATION CONTACT: Mr.
Sammy A. Nabors, Technology Transfer
Office/ZP30, Marshall Space Flight
Center, Huntsville, AL 35812, (256)
544–5226. Information about other
NASA inventions available for licensing
can be found online at https://
technology.nasa.gov.
ADDRESSES:
Sumara M. Thompson-King,
General Counsel.
[FR Doc. 2014–13862 Filed 6–12–14; 8:45 am]
BILLING CODE 7510–13–P
NATIONAL AERONAUTICS AND
SPACE ADMINISTRATION
AGENCY:
mstockstill on DSK4VPTVN1PROD with NOTICES
SUMMARY:
VerDate Mar<15>2010
18:01 Jun 12, 2014
Jkt 232001
BILLING CODE 7510–13–P
[Release No. 34–72350; File No. SR–
NASDAQ–2014–020]
Self-Regulatory Organizations; The
NASDAQ Stock Market LLC; Order
Instituting Proceedings To Determine
Whether To Approve or Disapprove
Proposed Rule Change Relating To
Listing and Trading of ExchangeTraded Managed Fund Shares
33959
March 12, 2014.3 The Commission
received four comments on the
proposal.4 On April 23, 2014, pursuant
to Section 19(b)(2) of the Act,5 the
Commission designated a longer period
within which to either approve the
proposed rule change, disapprove the
proposed rule change, or institute
proceedings to determine whether to
disapprove the proposed rule change.6
This order institutes proceedings under
Section 19(b)(2)(B) of the Act 7 to
determine whether to approve or
disapprove the proposed rule change.
II. Description of the Proposal
As described in the Notice, the
Exchange proposes to adopt new
Nasdaq Rule 5745 to permit the listing
and trading of ETMF Shares. Similar to
Managed Fund Shares as defined in
Nasdaq Rule 5735,8 ETMF Shares would
be issued in specified aggregate unit
quantities in return for a deposit of a
specified basket of securities and/or a
cash amount with a value equal to the
product of the ETMF’s net asset value
per Share (‘‘NAV’’) and the number of
Shares issued. When aggregated in the
same specified unit quantities, ETMF
Shares could be redeemed in exchange
for a specified basket of securities and/
or cash with a value per Share equal to
the ETMF’s NAV.
Unlike Managed Fund Shares, ETMF
Shares would trade on Nasdaq using a
new trading protocol called ‘‘NAVBased Trading.’’ In NAV-Based Trading,
all bids, offers, and execution prices
would be expressed as a premium/
discount (which may be zero) to the
ETMF’s next-determined NAV (e.g.,
NAV¥$0.01; NAV+$0.01). An ETMF’s
NAV would be determined each
business day, normally as of 4:00 p.m.
Eastern Time. Trade executions using
June 9, 2014.
I. Introduction
On February 26, 2014, The NASDAQ
Stock Market LLC (‘‘Nasdaq’’ or
‘‘Exchange’’) filed with the Securities
and Exchange Commission
(‘‘Commission’’), pursuant to Section
19(b)(1) of the Securities Exchange Act
of 1934 (‘‘Act’’ or ‘‘Exchange Act’’) 1 and
Rule 19b–4 thereunder,2 a proposed rule
change to adopt Nasdaq Rule 5745,
which would govern the listing and
trading of Exchange-Traded Managed
Fund Shares (‘‘ETMF Shares’’ or
‘‘ETMFs’’), and to amend related
references under Nasdaq Rules 4120,
5615, IM–5615–4, and 5940. The
proposed rule change was published for
comment in the Federal Register on
1 15
2 17
PO 00000
U.S.C. 78s(b)(1).
CFR 240.19b–4.
Frm 00068
Fmt 4703
Sfmt 4703
3 See Securities Exchange Act Release No. 71657
(Mar. 6, 2014), 79 FR 14092 (‘‘Notice’’).
4 See Letters to the Commission from Christopher
Davis, President, Money Management Institute,
dated March 27, 2014 (‘‘MMI Letter’’); Robert Tull,
President, Robert Tull & Co., dated March 31, 2014
(‘‘Tull Letter’’); Avi Nachmany, Co-Founder,
Director of Research, E.V.P, Strategic Insight, dated
April 1, 2014 (‘‘Strategic Insight Letter’’); and Eric
Noll, President and Chief Executive Officer,
ConvergEx Group, LLC, dated April 1, 2014
(‘‘ConvergEx Letter’’).
5 15 U.S.C. 78s(b)(2).
6 See Securities Exchange Act Release No. 72007,
79 FR 24045 (Apr. 29, 2014). The Commission
determined that it was appropriate to designate a
longer period within which to take action on the
proposed rule change so that it has sufficient time
to consider the proposed rule change. Accordingly,
the Commission designated June 10, 2014 as the
date by which it should approve, disapprove, or
institute proceedings to determine whether to
disapprove the proposed rule change.
7 15 U.S.C. 78s(b)(2)(B).
8 See Securities Exchange Act Release No. 57962
(June 13, 2008), 73 FR 35175 (June 20, 2008) (SR–
NASDAQ–2008–039).
E:\FR\FM\13JNN1.SGM
13JNN1
Agencies
[Federal Register Volume 79, Number 114 (Friday, June 13, 2014)]
[Notices]
[Page 33959]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2014-13861]
-----------------------------------------------------------------------
NATIONAL AERONAUTICS AND SPACE ADMINISTRATION
[Notice (14-054)]
Notice of Intent to Grant Exclusive License
AGENCY: National Aeronautics and Space Administration.
ACTION: Notice of Intent to Grant Exclusive License.
-----------------------------------------------------------------------
SUMMARY: This notice is issued in accordance with 35 U.S.C. 209(e) and
37 CFR 404.7(a)(1)(i). NASA hereby gives notice of its intent to grant
an exclusive license in the United States to practice the invention
described and claimed in U.S. Patent 6,424,470 entitled Panoramic
Refracting Optic (PRO) and U.S. Patent 6,580,567 entitled Panoramic
Refracting Conical Optic to Linc Research, Inc., having its principal
place of business in Huntsville, AL. The patent rights in these
inventions as applicable have been assigned to the United States of
America as represented by the Administrator of the National Aeronautics
and Space Administration. The prospective exclusive license will comply
with the terms and conditions of 35 U.S.C. 209 and 37 CFR 404.7. NASA
has not yet made a determination to grant the requested license and may
deny the requested license even if no objections are submitted within
the comment period.
DATES: The prospective exclusive license may be granted unless, within
fifteen (15) days from the date of this published notice, NASA receives
written objections including evidence and argument that establish that
the grant of the license would not be consistent with the requirements
of 35 U.S.C. 209 and 37 CFR 404.7. Competing applications completed and
received by NASA within fifteen (15) days of the date of this published
notice will also be treated as objections to the grant of the
contemplated exclusive license.
Objections submitted in response to this notice will not be made
available to the public for inspection and, to the extent permitted by
law, will not be released under the Freedom of Information Act, 5
U.S.C. 552.
ADDRESSES: Objections relating to the prospective license may be
submitted to Mr. James J. McGroary, Chief Patent Counsel/LS01, Marshall
Space Flight Center, Huntsville, AL 35812, (256) 544-0013.
FOR FURTHER INFORMATION CONTACT: Mr. Sammy A. Nabors, Technology
Transfer Office/ZP30, Marshall Space Flight Center, Huntsville, AL
35812, (256) 544-5226. Information about other NASA inventions
available for licensing can be found online at https://technology.nasa.gov.
Sumara M. Thompson-King,
General Counsel.
[FR Doc. 2014-13861 Filed 6-12-14; 8:45 am]
BILLING CODE 7510-13-P