Marker Völkl (International) GmbH and Tecnica Group, SpA.; Analysis of Agreements Containing Consent Orders to Aid Public Comment, 30143-30145 [2014-12046]
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Federal Register / Vol. 79, No. 101 / Tuesday, May 27, 2014 / Notices
FEDERAL TRADE COMMISSION
[File No. 121 0004]
¨
Marker Volkl (International) GmbH and
Tecnica Group, SpA.; Analysis of
Agreements Containing Consent
Orders to Aid Public Comment
Federal Trade Commission.
Proposed Consent Agreements.
AGENCY:
ACTION:
The consent agreements in
these matters settle alleged violations of
federal law prohibiting unfair methods
of competition. The attached Analysis of
Proposed Consent Orders to Aid Public
Comment describes both the allegations
in the draft complaints and the terms of
the consent orders—embodied in the
consent agreements—that would settle
these allegations.
DATES: Comments must be received on
or before June 18, 2014.
ADDRESSES: Interested parties may file
comments at https://
ftcpublic.commentworks.com/ftc/
skimanufacturerconsent online or on
paper, by following the instructions in
the Request for Comments part of the
SUPPLEMENTARY INFORMATION section
below. Write ‘‘Ski Manufacturers—
Consent Agreement; File No. 121–0004’’
on your comment and file your
comment online at https://
ftcpublic.commentworks.com/ftc/
skimanufacturerconsent by following
the instructions on the web-based form.
If you prefer to file your comment on
paper, mail your comment to the
following address: Federal Trade
Commission, Office of the Secretary,
600 Pennsylvania Avenue NW., Suite
CC–5610, (Annex D), Washington, DC
20580, or deliver your comment to the
following address: Federal Trade
Commission, Office of the Secretary,
Constitution Center, 400 7th Street SW.,
5th Floor, Suite 5610, (Annex D),
Washington, DC 20024.
FOR FURTHER INFORMATION CONTACT:
Mark Taylor, Bureau of Competition,
(202–326–2287), 600 Pennsylvania
Avenue NW., Washington, DC 20580.
SUPPLEMENTARY INFORMATION: Pursuant
to Section 6(f) of the Federal Trade
Commission Act, 15 U.S.C. 46(f), and
FTC Rule 2.34, 16 CFR 2.34, notice is
hereby given that the above-captioned
consent agreements containing consent
orders to cease and desist, have been
filed with and accepted, subject to final
approval, by the Commission, having
been placed on the public record for a
period of thirty (30) days. The following
Analysis to Aid Public Comment
describes the terms of the consent
agreements, and the allegations in the
complaints. An electronic copy of the
sroberts on DSK5SPTVN1PROD with NOTICES
SUMMARY:
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full text of the consent agreement
packages can be obtained from the FTC
Home Page (for May 19, 2014), on the
World Wide Web, at https://www.ftc.gov/
os/actions.shtm.
You can file a comment online or on
paper. For the Commission to consider
your comment, we must receive it on or
before June 18, 2014. Write ‘‘Ski
Manufacturers—Consent Agreement;
File No. 121–0004’’ on your comment.
Your comment—including your name
and your state—will be placed on the
public record of this proceeding,
including, to the extent practicable, on
the public Commission Web site, at
https://www.ftc.gov/os/
publiccomments.shtm. As a matter of
discretion, the Commission tries to
remove individuals’ home contact
information from comments before
placing them on the Commission Web
site.
Because your comment will be made
public, you are solely responsible for
making sure that your comment does
not include any sensitive personal
information, like anyone’s Social
Security number, date of birth, driver’s
license number or other state
identification number or foreign country
equivalent, passport number, financial
account number, or credit or debit card
number. You are also solely responsible
for making sure that your comment does
not include any sensitive health
information, like medical records or
other individually identifiable health
information. In addition, do not include
any ‘‘[t]rade secret or any commercial or
financial information which . . . is
privileged or confidential,’’ as discussed
in Section 6(f) of the FTC Act, 15 U.S.C.
46(f), and FTC Rule 4.10(a)(2), 16 CFR
4.10(a)(2). In particular, do not include
competitively sensitive information
such as costs, sales statistics,
inventories, formulas, patterns, devices,
manufacturing processes, or customer
names.
If you want the Commission to give
your comment confidential treatment,
you must file it in paper form, with a
request for confidential treatment, and
you have to follow the procedure
explained in FTC Rule 4.9(c), 16 CFR
4.9(c).1 Your comment will be kept
confidential only if the FTC General
Counsel, in his or her sole discretion,
grants your request in accordance with
the law and the public interest.
Postal mail addressed to the
Commission is subject to delay due to
1 In particular, the written request for confidential
treatment that accompanies the comment must
include the factual and legal basis for the request,
and must identify the specific portions of the
comment to be withheld from the public record. See
FTC Rule 4.9(c), 16 CFR 4.9(c).
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30143
heightened security screening. As a
result, we encourage you to submit your
comment online. To make sure that the
Commission considers your online
comment, you must file it at https://
ftcpublic.commentworks.com/ftc/
skimanufacturerconsent by following
the instructions on the web-based forms.
If this Notice appears at https://
www.regulations.gov/#!home, you also
may file a comment through that Web
site.
If you file your comment on paper,
write ‘‘Ski Manufacturers—Consent
Agreement; File No. 121–0004’’ on your
comment and on the envelope, and mail
your comment to the following address:
Federal Trade Commission, Office of the
Secretary, 600 Pennsylvania Avenue
NW, Suite CC–5610, (Annex D),
Washington, DC 20580, or deliver your
comment to the following address:
Federal Trade Commission, Office of the
Secretary, Constitution Center, 400 7th
Street, SW., 5th Floor, Suite 5610,
(Annex D), Washington, DC 20024. If
possible, submit your paper comment to
the Commission by courier or overnight
service.
Visit the Commission Web site at
https://www.ftc.gov to read this Notice
and the news release describing it. The
FTC Act and other laws that the
Commission administers permit the
collection of public comments to
consider and use in this proceeding as
appropriate. The Commission will
consider all timely and responsive
public comments that it receives on or
before June 18, 2014. You can find more
information, including routine uses
permitted by the Privacy Act, in the
Commission’s privacy policy, at https://
www.ftc.gov/ftc/privacy.htm.
Analysis of Agreement Containing
Consent Order to Aid Public Comment
The Federal Trade Commission has
accepted, subject to final approval, an
agreement containing consent order
¨
(‘‘Agreement’’) from Marker Volkl
¨
(International) GmbH (‘‘Marker Volkl’’)
and a separate Agreement from Tecnica
¨
Group SpA. (‘‘Tecnica’’). Marker Volkl
and Tecnica are hereinafter sometimes
referred to collectively as
‘‘Respondents.’’
Respondents are manufacturers of
various types of ski equipment. The
Agreements settle charges that Marker
¨
Volkl and Tecnica both violated Section
5 of the Federal Trade Commission Act,
15 U.S.C. 45, by agreeing with each
other not to compete for the services of
athlete endorsers and not to compete for
the services of employees.
The Agreements have been placed on
the public record for 30 days for receipt
of comments from interested members
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30144
Federal Register / Vol. 79, No. 101 / Tuesday, May 27, 2014 / Notices
of the public. Comments received
during this period will become part of
the public record. After 30 days, the
Commission will again review the
Agreements and comments received,
and will decide whether it should
withdraw from the Agreements or make
final the orders contained in the
Agreements.
The purpose of this Analysis to Aid
Public Comment is to invite and
facilitate public comment concerning
the proposed orders. It is not intended
to constitute an official interpretation of
the Agreements and proposed orders, or
in any way to modify their terms.
The proposed orders are for
settlement purposes only and do not
constitute an admission by the
Respondents that they violated the law
or that the facts alleged in the
Complaint, other than jurisdictional
facts, are true.
sroberts on DSK5SPTVN1PROD with NOTICES
I. The Complaints
This action addresses anticompetitive
conduct in the ski equipment industry.
The allegations of the Complaints are
summarized below.
A. Background
¨
Marker Volkl and Tecnica
manufacture, market, and sell ski
equipment. The most effective and most
costly tool for marketing ski equipment
consists of securing endorsements from
prominent ski athletes.
Endorsement agreements between a
ski equipment company and a ski
athlete are typically of short duration,
and are subject to renewal. Commonly,
the ski athlete: (i) Authorizes the
company to use the athlete’s name and
likeness in promotions and in
advertisements, (ii) agrees to use and
promote the company’s equipment on
an exclusive basis, (iii) agrees to display
the company’s equipment when the
athlete can attract media exposure, such
as by holding up the skis at the end of
a race, or taking the skis to the podium
when receiving a medal, and/or (iv)
agrees to appear at promotional events
on behalf of the company. The
association of a ski equipment brand
with a prominent ski athlete generates
sales, goodwill, and other benefits for
the company.
As consideration for the ski athlete’s
endorsement services, the ski
equipment company commonly
provides the ski athlete with monetary
compensation (keyed to the athlete’s
success in competitions), support
services at competitions, free or
discounted equipment, and/or travel
expenses.
Ordinarily, ski equipment companies
compete with one another to secure the
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endorsement services of prominent ski
athletes. At the expiration of an
endorsement agreement, a ski athlete
can be induced to switch from one
company to another in return for greater
compensation, in much the same way
that an employee can be induced to
change employers in return for a higher
salary or better benefits.
Endorsement agreements are the
primary source of income for
professional ski athletes.
¨
B. The Marker Volkl/Tecnica
Collaboration
¨
In 1992, Marker Volkl began
collaborating with Tecnica in the
marketing and distribution of certain
¨
complementary ski equipment: Volkl
brand skis, and Tecnica brand ski boots.
Initially, these companies were not
competitors: Tecnica did not have a ski;
¨
Marker Volkl did not have a ski boot.
In 2003, Tecnica acquired the Nordica
ski equipment unit from Benetton
Group SpA. Nordica manufactured and
sold both skis and ski boots. Tecnica
acquired a second ski manufacturer,
Blizzard GmbH (‘‘Blizzard’’), in 2006.
The ski brands acquired by Tecnica
(Nordica and Blizzard brands) were not
¨
included in the Marker Volkl/Tecnica
collaboration. That is, Tecnica
independently manufactures, markets,
and distributes Nordica skis and
¨
Blizzard skis, in competition with Volkl
skis.
C. The Challenged Conduct
¨
Marker Volkl and Tecnica agreed not
to compete with one another to secure
the services of ski athletes and
employees.
Beginning in or about 2004, Marker
¨
Volkl and Tecnica agreed not to
compete with one another to secure the
endorsement services of ski athletes.
¨
Specifically, Marker Volkl agreed not to
solicit, recruit, or contract with a ski
athlete who previously endorsed
Tecnica’s skis, or who was otherwise
claimed by Tecnica. Tecnica agreed not
to solicit, recruit, or contract with a ski
athlete who previously endorsed Marker
¨
Volkl’s skis, or who was otherwise
¨
claimed by Marker Volkl.
¨
In 2007, Marker Volkl and Tecnica
agreed to expand the scope of their non¨
compete agreements. Marker Volkl and
Tecnica agreed not to compete for the
services of any employee. Specifically,
¨
Marker Volkl agreed not to solicit,
recruit, or contract with any employee
of Tecnica. Tecnica agreed not to solicit,
recruit, or contract with any employee
¨
of Marker Volkl.
¨
Marker Volkl and Tecnica intended
that these non-compete agreements
would enable them to avoid bidding up
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(i) the cost of securing athlete
endorsements, and (ii) the salaries paid
to employees.
Respondents’ conduct had the
purpose, capacity, tendency, and likely
effect of (i) restraining competition
unreasonably, (ii) harming the economic
interests of ski athletes, and (iii)
harming the economic interests of the
¨
affected employees of Marker Volkl and
Tecnica.
II. Legal Analysis
The Complaint alleges that both the
athlete non-compete agreement and the
employee non-compete agreement
violate Section 5 of the Federal Trade
Commission Act, 15 U.S.C. 45.
These agreements are appropriately
analyzed under the framework
articulated by the Commission in the
Polygram case.2 Agreements between
competitors not to compete for
professional services, for employees, or
for other inputs, are presumptively
anticompetitive or inherently suspect, if
not per se unlawful.3
When an agreement is deemed
inherently suspect, a party may avoid
summary condemnation under the
antitrust laws by advancing a legitimate
2 In the Matter of Polygram Holding, Inc., et al.,
136 F.T.C. 310 (F.T.C. 2003), aff’d, 416 F.3d 29
(D.C. Cir. 2005). See also North Texas Specialty
Physicians v. FTC, 528 F.3d 346 (5th Cir. 2008); In
the Matter of Realcomp II Ltd., A Corp.., 2009–2
Trade Cas. (CCH) ¶ 76784 (F.T.C. Oct. 30, 2009).
3 See, e.g., United States v. Brown, 936 F.2d 1042
(9th Cir. 1991); Mandeville Island Farms, Inc. v.
Am. Crystal Sugar Co., 334 U.S. 219, 235 (1948).
See also Todd v. Exxon Corp., 275 F.3d 191, 198
(2d Cir. 2001) (stating that per se rule would ‘‘likely
apply’’ to allegations of actual agreement among
competitors to fix employee salaries); Knevelbaard
v. Kraft Foods, Inc., 232 F.3d 979, 988–89 (9th Cir.
2000) (‘‘Most courts understand that a buying
cartel’s low prices are illegal. . . . Clearly mistaken
is the occasional court that considers low buying
prices pro-competitive or that thinks sellers
receiving illegally low prices do not suffer antitrust
injury.’’); NBA v. Williams, 45 F.3d 684, 687 (2d Cir.
1995) (‘‘Absent justification under the Rule of
Reason or some defense, employers who compete
for labor may not agree among themselves to
purchase that labor only on certain specified terms
and conditions . . . Such conduct would be per se
unlawful.’’); Vogel v. Am. Soc’y of Appraisers, 744
F.2d 598, 601 (7th Cir. 1984) (Posner, J.) (‘‘[B]uyer
cartels, the object of which is to force the prices that
suppliers charge the members of the cartel below
the competitive level, are illegal per se.’’); U.S. v.
eBay, 968 F. Supp. 2d 1030 (N.D. Cal. 2013)
(denying defendant’s motion to dismiss
government’s claim that an agreement between
employers not to solicit or hire each other’s
employees was a naked restraint of trade subject to
per se or quick look analysis).
These cases must be distinguished from (1) noncompete agreements between employers and their
employees and (2) a no-hire agreement between the
seller of a business and its buyer. Non-compete or
no-hire agreements in those contexts do not
generally receive per se condemnation to the extent
that the courts deem the restraints ancillary to a
legitimate and procompetitive transaction.
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Federal Register / Vol. 79, No. 101 / Tuesday, May 27, 2014 / Notices
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(cognizable and plausible) efficiency
justification for the restraint.4
Here, the Commission finds reason to
believe that the athlete non-compete
agreement and the employee noncompete agreement serve no procompetitive purpose. More specifically,
these restraints are not reasonably
necessary for the formation or efficient
operation of the marketing collaboration
¨
between Marker Volkl and Tecnica.
That the restraints are, at a minimum,
overbroad is demonstrated by the fact
that the agreements adversely affect
competition for—and the compensation
available to—athletes and employees
who have no relationship with the
collaboration.5 Further, Respondents
cannot plausibly claim that the
restraints serve to align the incentives of
the companies in a manner that
promotes the cognizable efficiency goals
of their collaboration. Rather, the ski
businesses of Tecnica (the Nordica and
Blizzard brands) were at all times
outside of and apart from the
collaboration.6 In sum, the Respondents
did not provide evidence demonstrating
¨
why Marker Volkl and Tecnica cannot
cooperate in the marketing of certain ski
products, yet at the same time compete
for the services of endorsers and
employees.
The athlete non-compete agreement
and the employee non-compete
¨
agreement serve to protect Marker Volkl
and Tecnica from the rigors of
competition, with no advantage to
consumer welfare. The justifications for
the non-compete agreements proffered
by the Respondents were neither
supported by the evidence nor
cognizable under the antitrust laws.
Because there is no plausible and
cognizable efficiency rationale for the
non-compete agreements, these
inherently suspect agreements
constitute unreasonable restraints on
trade, and are properly judged to be
illegal.
III. The Proposed Orders
The proposed Orders are designed to
remedy the unlawful conduct charged
against Respondents in the Complaints
and to prevent the recurrence of such
conduct.
The proposed Orders enjoin Marker
¨
Volkl and Tecnica from, directly or
indirectly, entering into, or attempting
to enter into, an agreement with a ski
equipment competitor to forbear from
4 PolyGram Holding, Inc. v. FTC, 416 F.3d 29, 35–
36 (D.C. Cir. 2005).
5 Cf., Federal Trade Comm’n and U.S. Dep’t of
Justice, Antitrust Guidelines for Collaborations
Among Competitors (2000) § 3.36(b).
6 See In the Matter of Polygram Holding, Inc., et
al., 136 F.T.C. 310, 322, 357–63 (F.T.C. 2003).
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19:12 May 23, 2014
Jkt 232001
competing for U.S. athletes to sign
endorsement contracts for the
company’s ski equipment. The proposed
¨
Orders also enjoin Marker Volkl and
Tecnica from entering into an agreement
with a ski equipment competitor to
forbear from competing for the services
of any U.S. employee. A proviso to the
cease and desist requirements allows
reasonable restraints ancillary to a
legitimate joint venture.
The proposed Orders will expire in 20
years.
By direction of the Commission.
Donald S. Clark,
Secretary.
[FR Doc. 2014–12046 Filed 5–23–14; 8:45 am]
BILLING CODE 6750–01–P
FINANCIAL STABILITY OVERSIGHT
COUNCIL
Proposed Collections; Comment
Requests
Notice and request for
comments.
ACTION:
The Financial Stability
Oversight Council (the ‘‘Council’’)
invites members of the public and
affected agencies to comment on
proposed and/or continuing information
collections, as required by the
Paperwork Reduction Act of 1995,
Public Law 104–13 (44 U.S.C.
3506(c)(2)(A)). The Council is soliciting
comments concerning its collection of
information related to its authority to
designate financial market utilities as
systemically important. Section 804 of
the Dodd-Frank Wall Street Reform and
Consumer Protection (the ‘‘Dodd-Frank
Act’’) provides the Council the authority
to designate a financial market utility
(‘‘FMU’’) that the Council determines is
or is likely to become systemically
important because the failure of or a
disruption to the functioning of the
FMU could create, or increase, the risk
of significant liquidity or credit
problems spreading among financial
institutions or markets and thereby
threaten the stability of the United
States financial system. On July 27,
2011, the Council published in the
Federal Register a final rule (12 CFR
part 1320) that describes the criteria that
will inform and the processes and
procedures established under the DoddFrank Act for the Council’s designation
of FMUs as systemically important
under the Dodd-Frank Act. On July 18,
2012, the Council designated eight
FMUs as systemically important under
Title VIII of the Dodd-Frank Act. The
collection of information under 12 CFR
SUMMARY:
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30145
1320.11 affords FMUs that are under
consideration for designation, or
rescission of designation, an
opportunity to submit written materials
to the Council in support of, or in
opposition to, designation or rescission
of designation. The collection of
information under 12 CFR 1320.12
affords FMUs an opportunity to contest
a proposed determination of the Council
by requesting a hearing and submitting
written materials (or, at the sole
discretion of the Council, oral testimony
and oral argument). The collection of
information in 12 CFR 1320.14 affords
FMUs an opportunity to contest the
Council’s waiver or modification of the
notice, hearing, or other requirements
contained in 12 CFR 1320.11 and
1320.12 by requesting a hearing and
submitting written materials (or, at the
sole discretion of the Council, oral
testimony and oral argument). The
information collected from FMUs under
12 CFR 1320.20 will be used by the
Council to determine whether to
designate an additional FMU or to
rescind the designation of a designated
FMU.
DATES: Written comments must be
received on or before July 28, 2014 to be
assured of consideration.
ADDRESSES: You may submit comments
by any of the following methods:
Mail: Attn: Request for Comments
(Financial Stability Oversight Council
Proposed Information Collection), Office
of the Financial Stability Oversight
Council, Department of the Treasury,
1500 Pennsylvania Avenue NW.,
Washington, DC 20220.
Electronic Submission:
FSOC.Comments@treasury.gov
Instructions: All submissions received
must include the agency name and the
Federal Register document number that
appears at the end of this document.
Comments received will be made
available to the public via
regulations.gov or upon request, without
change, and including any personal
information provided.
FOR FURTHER INFORMATION CONTACT:
Requests for additional information
about the filings or procedures should
be directed to Executive Director,
Financial Stability Oversight Council,
Department of the Treasury, 1500
Pennsylvania Avenue NW., Washington,
DC 20220.
SUPPLEMENTARY INFORMATION:
Title: Designation of Financial Market
Utilities
OMB Control Number: 1505–0239
Abstract: The collection of
information under 12 CFR 1320.11
affords FMUs that are under
consideration for designation, or
E:\FR\FM\27MYN1.SGM
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Agencies
[Federal Register Volume 79, Number 101 (Tuesday, May 27, 2014)]
[Notices]
[Pages 30143-30145]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2014-12046]
[[Page 30143]]
=======================================================================
-----------------------------------------------------------------------
FEDERAL TRADE COMMISSION
[File No. 121 0004]
Marker V[ouml]lkl (International) GmbH and Tecnica Group, SpA.;
Analysis of Agreements Containing Consent Orders to Aid Public Comment
AGENCY: Federal Trade Commission.
ACTION: Proposed Consent Agreements.
-----------------------------------------------------------------------
SUMMARY: The consent agreements in these matters settle alleged
violations of federal law prohibiting unfair methods of competition.
The attached Analysis of Proposed Consent Orders to Aid Public Comment
describes both the allegations in the draft complaints and the terms of
the consent orders--embodied in the consent agreements--that would
settle these allegations.
DATES: Comments must be received on or before June 18, 2014.
ADDRESSES: Interested parties may file comments at https://ftcpublic.commentworks.com/ftc/skimanufacturerconsent online or on
paper, by following the instructions in the Request for Comments part
of the SUPPLEMENTARY INFORMATION section below. Write ``Ski
Manufacturers--Consent Agreement; File No. 121-0004'' on your comment
and file your comment online at https://ftcpublic.commentworks.com/ftc/skimanufacturerconsent by following the instructions on the web-based
form. If you prefer to file your comment on paper, mail your comment to
the following address: Federal Trade Commission, Office of the
Secretary, 600 Pennsylvania Avenue NW., Suite CC-5610, (Annex D),
Washington, DC 20580, or deliver your comment to the following address:
Federal Trade Commission, Office of the Secretary, Constitution Center,
400 7th Street SW., 5th Floor, Suite 5610, (Annex D), Washington, DC
20024.
FOR FURTHER INFORMATION CONTACT: Mark Taylor, Bureau of Competition,
(202-326-2287), 600 Pennsylvania Avenue NW., Washington, DC 20580.
SUPPLEMENTARY INFORMATION: Pursuant to Section 6(f) of the Federal
Trade Commission Act, 15 U.S.C. 46(f), and FTC Rule 2.34, 16 CFR 2.34,
notice is hereby given that the above-captioned consent agreements
containing consent orders to cease and desist, have been filed with and
accepted, subject to final approval, by the Commission, having been
placed on the public record for a period of thirty (30) days. The
following Analysis to Aid Public Comment describes the terms of the
consent agreements, and the allegations in the complaints. An
electronic copy of the full text of the consent agreement packages can
be obtained from the FTC Home Page (for May 19, 2014), on the World
Wide Web, at https://www.ftc.gov/os/actions.shtm.
You can file a comment online or on paper. For the Commission to
consider your comment, we must receive it on or before June 18, 2014.
Write ``Ski Manufacturers--Consent Agreement; File No. 121-0004'' on
your comment. Your comment--including your name and your state--will be
placed on the public record of this proceeding, including, to the
extent practicable, on the public Commission Web site, at https://www.ftc.gov/os/publiccomments.shtm. As a matter of discretion, the
Commission tries to remove individuals' home contact information from
comments before placing them on the Commission Web site.
Because your comment will be made public, you are solely
responsible for making sure that your comment does not include any
sensitive personal information, like anyone's Social Security number,
date of birth, driver's license number or other state identification
number or foreign country equivalent, passport number, financial
account number, or credit or debit card number. You are also solely
responsible for making sure that your comment does not include any
sensitive health information, like medical records or other
individually identifiable health information. In addition, do not
include any ``[t]rade secret or any commercial or financial information
which . . . is privileged or confidential,'' as discussed in Section
6(f) of the FTC Act, 15 U.S.C. 46(f), and FTC Rule 4.10(a)(2), 16 CFR
4.10(a)(2). In particular, do not include competitively sensitive
information such as costs, sales statistics, inventories, formulas,
patterns, devices, manufacturing processes, or customer names.
If you want the Commission to give your comment confidential
treatment, you must file it in paper form, with a request for
confidential treatment, and you have to follow the procedure explained
in FTC Rule 4.9(c), 16 CFR 4.9(c).\1\ Your comment will be kept
confidential only if the FTC General Counsel, in his or her sole
discretion, grants your request in accordance with the law and the
public interest.
---------------------------------------------------------------------------
\1\ In particular, the written request for confidential
treatment that accompanies the comment must include the factual and
legal basis for the request, and must identify the specific portions
of the comment to be withheld from the public record. See FTC Rule
4.9(c), 16 CFR 4.9(c).
---------------------------------------------------------------------------
Postal mail addressed to the Commission is subject to delay due to
heightened security screening. As a result, we encourage you to submit
your comment online. To make sure that the Commission considers your
online comment, you must file it at https://ftcpublic.commentworks.com/ftc/skimanufacturerconsent by following the instructions on the web-
based forms. If this Notice appears at https://www.regulations.gov/#!home, you also may file a comment through that Web site.
If you file your comment on paper, write ``Ski Manufacturers--
Consent Agreement; File No. 121-0004'' on your comment and on the
envelope, and mail your comment to the following address: Federal Trade
Commission, Office of the Secretary, 600 Pennsylvania Avenue NW, Suite
CC-5610, (Annex D), Washington, DC 20580, or deliver your comment to
the following address: Federal Trade Commission, Office of the
Secretary, Constitution Center, 400 7th Street, SW., 5th Floor, Suite
5610, (Annex D), Washington, DC 20024. If possible, submit your paper
comment to the Commission by courier or overnight service.
Visit the Commission Web site at https://www.ftc.gov to read this
Notice and the news release describing it. The FTC Act and other laws
that the Commission administers permit the collection of public
comments to consider and use in this proceeding as appropriate. The
Commission will consider all timely and responsive public comments that
it receives on or before June 18, 2014. You can find more information,
including routine uses permitted by the Privacy Act, in the
Commission's privacy policy, at https://www.ftc.gov/ftc/privacy.htm.
Analysis of Agreement Containing Consent Order to Aid Public Comment
The Federal Trade Commission has accepted, subject to final
approval, an agreement containing consent order (``Agreement'') from
Marker V[ouml]lkl (International) GmbH (``Marker V[ouml]lkl'') and a
separate Agreement from Tecnica Group SpA. (``Tecnica''). Marker
V[ouml]lkl and Tecnica are hereinafter sometimes referred to
collectively as ``Respondents.''
Respondents are manufacturers of various types of ski equipment.
The Agreements settle charges that Marker V[ouml]lkl and Tecnica both
violated Section 5 of the Federal Trade Commission Act, 15 U.S.C. 45,
by agreeing with each other not to compete for the services of athlete
endorsers and not to compete for the services of employees.
The Agreements have been placed on the public record for 30 days
for receipt of comments from interested members
[[Page 30144]]
of the public. Comments received during this period will become part of
the public record. After 30 days, the Commission will again review the
Agreements and comments received, and will decide whether it should
withdraw from the Agreements or make final the orders contained in the
Agreements.
The purpose of this Analysis to Aid Public Comment is to invite and
facilitate public comment concerning the proposed orders. It is not
intended to constitute an official interpretation of the Agreements and
proposed orders, or in any way to modify their terms.
The proposed orders are for settlement purposes only and do not
constitute an admission by the Respondents that they violated the law
or that the facts alleged in the Complaint, other than jurisdictional
facts, are true.
I. The Complaints
This action addresses anticompetitive conduct in the ski equipment
industry. The allegations of the Complaints are summarized below.
A. Background
Marker V[ouml]lkl and Tecnica manufacture, market, and sell ski
equipment. The most effective and most costly tool for marketing ski
equipment consists of securing endorsements from prominent ski
athletes.
Endorsement agreements between a ski equipment company and a ski
athlete are typically of short duration, and are subject to renewal.
Commonly, the ski athlete: (i) Authorizes the company to use the
athlete's name and likeness in promotions and in advertisements, (ii)
agrees to use and promote the company's equipment on an exclusive
basis, (iii) agrees to display the company's equipment when the athlete
can attract media exposure, such as by holding up the skis at the end
of a race, or taking the skis to the podium when receiving a medal,
and/or (iv) agrees to appear at promotional events on behalf of the
company. The association of a ski equipment brand with a prominent ski
athlete generates sales, goodwill, and other benefits for the company.
As consideration for the ski athlete's endorsement services, the
ski equipment company commonly provides the ski athlete with monetary
compensation (keyed to the athlete's success in competitions), support
services at competitions, free or discounted equipment, and/or travel
expenses.
Ordinarily, ski equipment companies compete with one another to
secure the endorsement services of prominent ski athletes. At the
expiration of an endorsement agreement, a ski athlete can be induced to
switch from one company to another in return for greater compensation,
in much the same way that an employee can be induced to change
employers in return for a higher salary or better benefits.
Endorsement agreements are the primary source of income for
professional ski athletes.
B. The Marker V[ouml]lkl/Tecnica Collaboration
In 1992, Marker V[ouml]lkl began collaborating with Tecnica in the
marketing and distribution of certain complementary ski equipment:
V[ouml]lkl brand skis, and Tecnica brand ski boots. Initially, these
companies were not competitors: Tecnica did not have a ski; Marker
V[ouml]lkl did not have a ski boot.
In 2003, Tecnica acquired the Nordica ski equipment unit from
Benetton Group SpA. Nordica manufactured and sold both skis and ski
boots. Tecnica acquired a second ski manufacturer, Blizzard GmbH
(``Blizzard''), in 2006.
The ski brands acquired by Tecnica (Nordica and Blizzard brands)
were not included in the Marker V[ouml]lkl/Tecnica collaboration. That
is, Tecnica independently manufactures, markets, and distributes
Nordica skis and Blizzard skis, in competition with V[ouml]lkl skis.
C. The Challenged Conduct
Marker V[ouml]lkl and Tecnica agreed not to compete with one
another to secure the services of ski athletes and employees.
Beginning in or about 2004, Marker V[ouml]lkl and Tecnica agreed
not to compete with one another to secure the endorsement services of
ski athletes. Specifically, Marker V[ouml]lkl agreed not to solicit,
recruit, or contract with a ski athlete who previously endorsed
Tecnica's skis, or who was otherwise claimed by Tecnica. Tecnica agreed
not to solicit, recruit, or contract with a ski athlete who previously
endorsed Marker V[ouml]lkl's skis, or who was otherwise claimed by
Marker V[ouml]lkl.
In 2007, Marker V[ouml]lkl and Tecnica agreed to expand the scope
of their non-compete agreements. Marker V[ouml]lkl and Tecnica agreed
not to compete for the services of any employee. Specifically, Marker
V[ouml]lkl agreed not to solicit, recruit, or contract with any
employee of Tecnica. Tecnica agreed not to solicit, recruit, or
contract with any employee of Marker V[ouml]lkl.
Marker V[ouml]lkl and Tecnica intended that these non-compete
agreements would enable them to avoid bidding up (i) the cost of
securing athlete endorsements, and (ii) the salaries paid to employees.
Respondents' conduct had the purpose, capacity, tendency, and
likely effect of (i) restraining competition unreasonably, (ii) harming
the economic interests of ski athletes, and (iii) harming the economic
interests of the affected employees of Marker V[ouml]lkl and Tecnica.
II. Legal Analysis
The Complaint alleges that both the athlete non-compete agreement
and the employee non-compete agreement violate Section 5 of the Federal
Trade Commission Act, 15 U.S.C. 45.
These agreements are appropriately analyzed under the framework
articulated by the Commission in the Polygram case.\2\ Agreements
between competitors not to compete for professional services, for
employees, or for other inputs, are presumptively anticompetitive or
inherently suspect, if not per se unlawful.\3\
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\2\ In the Matter of Polygram Holding, Inc., et al., 136 F.T.C.
310 (F.T.C. 2003), aff'd, 416 F.3d 29 (D.C. Cir. 2005). See also
North Texas Specialty Physicians v. FTC, 528 F.3d 346 (5th Cir.
2008); In the Matter of Realcomp II Ltd., A Corp.., 2009-2 Trade
Cas. (CCH) ] 76784 (F.T.C. Oct. 30, 2009).
\3\ See, e.g., United States v. Brown, 936 F.2d 1042 (9th Cir.
1991); Mandeville Island Farms, Inc. v. Am. Crystal Sugar Co., 334
U.S. 219, 235 (1948). See also Todd v. Exxon Corp., 275 F.3d 191,
198 (2d Cir. 2001) (stating that per se rule would ``likely apply''
to allegations of actual agreement among competitors to fix employee
salaries); Knevelbaard v. Kraft Foods, Inc., 232 F.3d 979, 988-89
(9th Cir. 2000) (``Most courts understand that a buying cartel's low
prices are illegal. . . . Clearly mistaken is the occasional court
that considers low buying prices pro-competitive or that thinks
sellers receiving illegally low prices do not suffer antitrust
injury.''); NBA v. Williams, 45 F.3d 684, 687 (2d Cir. 1995)
(``Absent justification under the Rule of Reason or some defense,
employers who compete for labor may not agree among themselves to
purchase that labor only on certain specified terms and conditions .
. . Such conduct would be per se unlawful.''); Vogel v. Am. Soc'y of
Appraisers, 744 F.2d 598, 601 (7th Cir. 1984) (Posner, J.)
(``[B]uyer cartels, the object of which is to force the prices that
suppliers charge the members of the cartel below the competitive
level, are illegal per se.''); U.S. v. eBay, 968 F. Supp. 2d 1030
(N.D. Cal. 2013) (denying defendant's motion to dismiss government's
claim that an agreement between employers not to solicit or hire
each other's employees was a naked restraint of trade subject to per
se or quick look analysis).
These cases must be distinguished from (1) non-compete
agreements between employers and their employees and (2) a no-hire
agreement between the seller of a business and its buyer. Non-
compete or no-hire agreements in those contexts do not generally
receive per se condemnation to the extent that the courts deem the
restraints ancillary to a legitimate and procompetitive transaction.
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When an agreement is deemed inherently suspect, a party may avoid
summary condemnation under the antitrust laws by advancing a legitimate
[[Page 30145]]
(cognizable and plausible) efficiency justification for the
restraint.\4\
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\4\ PolyGram Holding, Inc. v. FTC, 416 F.3d 29, 35-36 (D.C. Cir.
2005).
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Here, the Commission finds reason to believe that the athlete non-
compete agreement and the employee non-compete agreement serve no pro-
competitive purpose. More specifically, these restraints are not
reasonably necessary for the formation or efficient operation of the
marketing collaboration between Marker V[ouml]lkl and Tecnica. That the
restraints are, at a minimum, overbroad is demonstrated by the fact
that the agreements adversely affect competition for--and the
compensation available to--athletes and employees who have no
relationship with the collaboration.\5\ Further, Respondents cannot
plausibly claim that the restraints serve to align the incentives of
the companies in a manner that promotes the cognizable efficiency goals
of their collaboration. Rather, the ski businesses of Tecnica (the
Nordica and Blizzard brands) were at all times outside of and apart
from the collaboration.\6\ In sum, the Respondents did not provide
evidence demonstrating why Marker V[ouml]lkl and Tecnica cannot
cooperate in the marketing of certain ski products, yet at the same
time compete for the services of endorsers and employees.
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\5\ Cf., Federal Trade Comm'n and U.S. Dep't of Justice,
Antitrust Guidelines for Collaborations Among Competitors (2000)
Sec. 3.36(b).
\6\ See In the Matter of Polygram Holding, Inc., et al., 136
F.T.C. 310, 322, 357-63 (F.T.C. 2003).
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The athlete non-compete agreement and the employee non-compete
agreement serve to protect Marker V[ouml]lkl and Tecnica from the
rigors of competition, with no advantage to consumer welfare. The
justifications for the non-compete agreements proffered by the
Respondents were neither supported by the evidence nor cognizable under
the antitrust laws. Because there is no plausible and cognizable
efficiency rationale for the non-compete agreements, these inherently
suspect agreements constitute unreasonable restraints on trade, and are
properly judged to be illegal.
III. The Proposed Orders
The proposed Orders are designed to remedy the unlawful conduct
charged against Respondents in the Complaints and to prevent the
recurrence of such conduct.
The proposed Orders enjoin Marker V[ouml]lkl and Tecnica from,
directly or indirectly, entering into, or attempting to enter into, an
agreement with a ski equipment competitor to forbear from competing for
U.S. athletes to sign endorsement contracts for the company's ski
equipment. The proposed Orders also enjoin Marker V[ouml]lkl and
Tecnica from entering into an agreement with a ski equipment competitor
to forbear from competing for the services of any U.S. employee. A
proviso to the cease and desist requirements allows reasonable
restraints ancillary to a legitimate joint venture.
The proposed Orders will expire in 20 years.
By direction of the Commission.
Donald S. Clark,
Secretary.
[FR Doc. 2014-12046 Filed 5-23-14; 8:45 am]
BILLING CODE 6750-01-P