Funding Opportunity Title: Risk Management Education Partnerships Program, 27839-27848 [2014-11239]
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Federal Register / Vol. 79, No. 94 / Thursday, May 15, 2014 / Notices
DEPARTMENT OF AGRICULTURE
Federal Crop Insurance Corporation
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Funding Opportunity Title: Risk
Management Education Partnerships
Program
Announcement Type: Announcement
of Availability of Funds and Request for
Applications (RFA) for Competitive
Cooperative Partnership Agreements.
Catalog of Federal Domestic Assistance
Number (CFDAs): 10.460.
Summary: The Federal Crop
Insurance Corporation (FCIC), operating
through the Risk Management Agency
(RMA), announces its intent to award
approximately $2,000,000 to fund the
Risk Management Education
Partnerships Program. The minimum
award for any cooperative partnership
agreement is $20,000. The maximum
award for any cooperative partnership
agreement is $99,999. The cooperative
partnership agreements will be awarded
on a competitive basis up to one year
from the date of the award.
DATES: All applications, which must be
submitted electronically through https://
rvs.umn.edu/Home.aspx, must be
received by close of business (COB) on
11:59 p.m. EST, June 30, 2014. Hard
copy applications will NOT be
accepted. A tutorial on how to apply is
available at https://rvs.umn.edu/
rmaresources.
Purpose: The purpose of this
competitive cooperative partnership
agreement program is to deliver crop
insurance education and risk
management training to U.S.
agricultural producers to assist them in
identifying and managing production,
marketing, legal, financial, and human
risk. The program gives priority to: (1)
Educating producers of crops currently
not insured under Federal crop
insurance, specialty crops, and
underserved commodities, including
livestock and forage; and (2) providing
collaborative partnerships to develop
and deliver crop insurance education
and other risk management training.
Education activities developed under
the Risk Management Education
Partnerships Program will provide U.S.
farmers and ranchers, including limited
resource, socially disadvantaged, and
other traditionally under-served farmers
and ranchers with training and
information opportunities to be able to
understand:
1. The kinds of risks addressed by
existing and emerging risk management
tools;
2. The features and appropriate use of
existing and emerging risk management
tools; and
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3. How to make sound risk
management decisions.
Funding availability for this program
may be announced at approximately the
same time as funding availability for
similar but separate programs:—CFDA
No. 10.458 (Crop Insurance Education
in Targeted States). Prospective
applicants should carefully examine
and compare the notices of each
announcement.
The collections of information in this
Announcement have been approved by
OMB under control number 0563–0067.
This announcement consists of eight
sections:
Section I—Funding Opportunity Description
A. Legislative Authority
B. Background
C. Project Goal
D. Definition of Priority Commodities
Section II—Award Information
A. Type of Application
B. Funding Availability
C. Minimum and Maximum Award
D. Project Period
E. Location
F. Audience Emphasis
G. RMA Substantial Involvement
H. Description of Agreement Award—
Awardee Tasks
I. Other Tasks
Section III—Eligibility Information
A. Eligible Applicants
B. Cost Sharing or Matching Funding
C. Other—Non-Financial Benefits
Section IV—Application and Submission
Information
A. Electronic Application Package
B. Content and Form of Application
Submission
C. Funding Restrictions
D. Limitation on Use of Project Funds for
Salaries and Benefits
E. Indirect Cost Rates
F. Other Submission Requirements
G. Acknowledgement of Applications
Section V—Application Review Information
A. Criteria
B. Review and Selection Process
Section VI—Award Administration
Information
A. Award Notices
B. Administrative and National Policy
Requirements
1. Requirement To Use USDA Logo
2. Requirement To Provide Project
Information to an RMA-Selected
Representative
3. Access to Panel Review Information
4. Confidential Aspects of Applications
and Awards
5. Audit Requirements
6. Prohibitions and Requirements
Regarding Lobbying
7. Applicable OMB Circulars
8. Requirement To Assure Compliance
With Federal Civil Rights Laws
9. Requirement To Participate in a Post
Award Teleconference
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10. Requirement To Participate in a Post
Award Civil Rights Training
11. Requirement To Submit Educational
Materials to the Ag Risk and Farm
Management Library
C. Reporting Requirements
Section VII—Agency Contact
Section VIII—Additional Information
A. The Restriction of the Expenditure of
Funds To Enter Into Financial
Transactions
B. Required Registration With the System for
Awards Management (SAM) for
Submission of Proposals
Full Text of Announcement
I. Funding Opportunity Description
A. Legislative Authority
The Risk Management Education
Partnership Program is authorized
under Section 522(d)(3)(F) of the
Federal Crop Insurance Act (Act) (7
U.S.C. 1522(d)(3)(F)) and provides FCIC
funding for risk management training
and informational efforts for agricultural
producers through the formation of
partnerships with public and private
organizations.
B. Background
RMA promotes and regulates sound
risk management solutions to improve
the economic stability of American
agriculture. On behalf of FCIC, RMA
does this by offering Federal crop
insurance products through a network
of private-sector partners, overseeing the
creation of new risk management
products, seeking enhancements in
existing products, ensuring the integrity
of crop insurance programs, offering
programs aimed at equal access and
participation of underserved
communities, and providing risk
management education and information.
C. Project Goal
The goal of this program is to ensure
that ‘‘. . . producers will be better able
to use financial management, farm
financial benchmarking, crop insurance,
marketing contracts, and other existing
and emerging risk management tools.’’
One of RMA’s strategic goals is to
ensure that producers are well informed
of the risk management solutions
available to them. This educational goal
is supported by Section 522(d)(3)(F) of
the Federal Crop Insurance Act (FCIA)
(7 U.S.C. 1522(d)(3)(F), which
authorizes FCIC funding for risk
management training and informational
efforts for agricultural producers
through the formation of partnerships
with public and private organizations.
With respect to such partnerships,
priority is to be given to reaching
producers of Priority Commodities, as
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designated Strike Force or Promise
Zones areas as defined by USDA; or
• Translating RMA Risk Management
Education brochures into Spanish,
Hmong or Navajo language for producer
crop insurance education.
D. Definition of Priority Commodities
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defined below. A project is considered
as giving priority to Priority
Commodities if 75 percent of the
educational and training activities of the
project are directed to producers of any
one of the three classes of commodities
listed in the definition of Priority
Commodities or any combination of the
three classes.
Only electronic applications will be
accepted and they must be submitted
through https://rvs.umn.edu/Home.aspx.
Hard copy applications will NOT be
accepted. Applications submitted to the
Risk Management Education
Partnerships Program are new
applications: There are no renewals. All
applications will be reviewed
competitively using the selection
process and evaluation criteria
described in Section V—Application
Review Process. Each award will be
designated as a Cooperative Partnership
Agreement, which will require
substantial involvement by RMA
(Section II, G).
For purposes of this program, Priority
Commodities are defined as:
1. Agricultural commodities covered
by (7 U.S.C. 7333). Commodities in this
group are commercial crops that are not
covered by catastrophic risk protection
crop insurance, are used for food or
fiber (except livestock), and specifically
include, but are not limited to,
floricultural, ornamental nursery,
Christmas trees, turf grass sod,
aquaculture (including ornamental fish),
and industrial crops.
1. Specialty crops. Commodities in
this group may or may not be covered
under a Federal crop insurance plan and
include, but are not limited to, fruits,
vegetables, tree nuts, syrups, honey,
roots, herbs, and highly specialized
varieties of traditional crops.
2. Underserved commodities. This
group includes: (a) Commodities,
including livestock and forage, that are
covered by a Federal crop insurance
plan but for which participation in an
area is below the national average; and
(b) commodities, including livestock
and forage, with inadequate crop
insurance coverage.
For the 2014 fiscal year, the FCIC Board
of Directors and the FCIC Manager are
seeking projects that (1) address one or
more of the Priority Commodities (as
defined above), (2) provides Crop
Insurance Education on FCIC approved
policies, or (3) address one or more of
the five (5) areas of risk described as
Production, Legal, Financial, Marketing
or Human Risk including but not
limited to:
• Crop Insurance Education on:
Æ Pasture, Rangeland and Forage
(Rainfall Index) program;
Æ Pasture, Rangeland and Forage
(Vegetative Index) program;
Æ Specialty Crops;
Æ Organic production practices and
Organic prices;
Æ AGR/AGR-lite or Whole Farm;
Æ Supplemental Coverage Option
(SCO);
Æ Stacked Income Protection Plan
(STAX) where available;
• Recordkeeping practices;
• Farm Financial Benchmarking;
• Crop Insurance Education and Risk
Management Training to producers in
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II. Award Information
A. Type of Application
B. Funding Availability
There is no commitment by USDA to
fund any particular application.
Approximately $2,000,000 is available
in fiscal year 2014. All awards will be
made and agreements finalized no later
than September 1, 2014 with the project
start date of September 30, 2014.
C. Minimum and Maximum Award
Any application that requests Federal
funding of less than $20,000 or more
than $99,999 for a project will be
rejected. RMA also reserves the right to
fund successful applications at an
amount less than requested if it is
judged that the application can be
implemented at a lower funding level.
D. Project Period
Projects will be funded for a period of
up to one year from the project starting
date.
E. Location
RMA Regional Offices and the States
available for competition for this award
are listed below. Staff from the
respective RMA Regional Offices will
provide substantial involvement (as
defined in G below) for projects
conducted within the Region.
Billings, Montana Regional Office: (MT,
ND, SD, and WY)
Davis, California Regional Office: (AZ,
CA, HI, NV, and UT)
Jackson, Mississippi Regional Office:
(AR, KY, LA, MS, and TN)
Oklahoma City, Oklahoma Regional
Office: (NM, OK, and TX)
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Raleigh, North Carolina Regional Office:
(CT, DE, ME, MD, MA, NH, NJ, NY,
NC, PA, RI, VT, VA, and WV)
Spokane, Washington Regional Office:
(AK, ID, OR, and WA)
Springfield, Illinois Regional Office: (IL,
IN, MI, and OH)
St. Paul, Minnesota Regional Office: (IA,
MN, and WI)
Topeka, Kansas Regional Office: (CO,
KS, MO, and NE)
Valdosta, Georgia Regional Office: (AL,
FL, GA, PR, and SC)
Each application must clearly
designate the RMA Region where
educational activities will be conducted
in the application narrative in block 12
of the SF–424 form. Applications
without this designation will be
rejected. Applications may designate
more than one state but cannot
designate more than one RMA Region.
Applications with proposed activities in
more than one state all serviced by the
same RMA Region are acceptable. Single
applications proposing to conduct
educational activities in states served by
more than one RMA Region will be
rejected. Applications serving Tribal
Nations will be accepted and managed
from the RMA Regional office serving
the designated Tribal Office.
F. Audience Emphasis
Audience emphasis is on U.S.
producers and ranchers, while reaching
out to, for example, small, limited
resource and socially disadvantaged
producers and ranchers to ensure they
are given the opportunity to participate
in educational activities. Other Producer
types to which the Applicant may
propose to direct its training may
include, but are not necessarily limited
to, traditional farmers and ranchers;
new and beginning farmers; women;
veterans; minority producers, crop
insurance educational activities and risk
management strategies to farmers and
ranchers producing and marketing their
products as part of a local or regional
food system; and producers living in
areas designated as Strike Force or
Promise Zone communities as defined
by USDA, provided that the producers
in these categories that are emphasized
also meet the minimum statutory
criteria.
G. RMA Substantial Involvement
FCIC, working through RMA, will be
substantially involved during the
performance of the funded project
through RMA’s ten (10) Regional Offices
(see E above). Potential types of
substantial involvement may include,
but are not limited to, the following
activities.
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1. Collaborate with the awardee in
assembling, reviewing, and approving
crop insurance and risk management
materials for producers in the
designated RMA Region.
2. Collaborate with the awardee in
reviewing and approving a promotional
program for raising awareness for crop
insurance and risk management and for
informing producers of training and
informational opportunities in the RMA
Region.
3. Collaborate with the awardee on
the delivery of education to producers
and agribusiness leaders in the RMA
Region. This will include: (a) Reviewing
and approving in advance all producer
and agribusiness leader educational
activities; (b) advising the project leader
on technical issues related to crop
insurance education and information;
and (c) assisting the project leader in
informing crop insurance professionals
about educational activity plans and
scheduled meetings.
4. Conduct an evaluation of the
performance of the awardee in meeting
the tasks of the project.
Applications that do not address
substantial involvement by RMA will be
rejected.
H. Description of Agreement Award—
Awardee Tasks
In conducting activities to achieve the
purpose and goal of this program in a
designated RMA Region, the awardee
will be responsible for performing the
following tasks:
1. Develop and conduct a promotional
program in English or a non-English
language to producers as appropriate to
the audience. This program will include
activities using media, newsletters,
publications, or other appropriate
informational dissemination techniques
that are designed to: (a) raise awareness
for crop insurance and risk
management; (b) inform producers of
the availability of crop insurance and
risk management tools; and (c) inform
producers and agribusiness leaders in
the designated RMA Region of training
and informational opportunities.
2. Deliver crop insurance and risk
management training in English or nonEnglish language as appropriate to the
audience as well as informational
opportunities to agricultural producers
and agribusiness professionals in the
designated RMA Region. This will
include organizing and delivering
educational activities using the
instructional materials assembled by the
awardee to meet the local needs of
agricultural producers. Activities should
be directed primarily to agricultural
producers, but may include those
agribusiness professionals that have
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frequent opportunities to advise
producers on risk management tools and
decisions.
3. Document all educational activities
conducted under the cooperative
partnership agreement and the results of
such activities, including criteria and
indicators used to evaluate the success
of the program. The awardee will also
be required to provide information to
RMA as requested for evaluation
purposes.
I. Other Tasks
In addition to the specific, required
tasks listed above, the applicant may
propose additional tasks that would
contribute directly to the purpose of this
program such as but not limited to
individual or group Good Agricultural
Practices (GAP) certification, other foodsafety related education and training
activities, or activities targeting
producers engaged in local or regional
food systems, such as those selling at
farmers markets. For any proposed
additional task, the applicant must
identify the objective of the task,
specific time lines for performing the
tasks, and the specific responsibilities of
the applicant and any entities working
with the applicant in the development
or delivery of the project
III. Eligibility Information
A. Eligible Applicants
Eligible applicants include not-forprofit organizations, State Departments
of Agriculture, State Cooperative
Extension Services; Federal, State, or
tribal agencies; groups representing
producers, community based
organizations or a coalition of
community-based organization that has
demonstrated experience in providing
agricultural or other agricultural-related
services to producers; nongovernmental
organizations; junior and four-year
colleges or universities or foundations
maintained by a college or university
(including Minority Serving
Institutions); faith-based organizations
and other appropriate partners with the
capacity to lead a local program of crop
insurance and risk management
education for producers in an RMA
Region.
1. Individuals are not eligible
applicants.
2. Although an applicant may be
eligible to compete for an award based
on its status as an eligible entity, other
factors may exclude an applicant from
receiving Federal assistance under this
program governed by Federal law and
regulations (e.g. debarment and
suspension; a determination of nonperformance on a prior contract,
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27841
cooperative partnership agreement, or
grant; or a determination of a violation
of applicable ethical standards.)
Applications in which the applicant or
any of the partners are ineligible or
excluded persons will be rejected in
their entirety.
3. Private organizations that are
involved in the sale of Federal crop
insurance, or that have financial ties to
such organizations, are eligible to apply
for funding under this Announcement.
However, such entities and their
partners, affiliates, and collaborators for
this Announcement will not receive
funding to conduct activities that are
already required under a Standard
Reinsurance Agreement or any other
agreement in effect between FCIC/RMA
and the entity, or between FCIC/RMA
and any of the partners, affiliates, or
collaborators for awards under this
Announcement. In addition, such
entities and their partners, affiliates, and
collaborators for this Announcement
will not be allowed to receive funding
to conduct activities that could be
perceived by producers as promoting
the services or products of one company
over the services or products of another
company that provides the same or
similar services or products. If applying
for funding, such organizations must be
aware of potential conflicts of interest
and must describe in their application
the specific actions they will take to
avoid actual and perceived conflicts of
interest.
B. Cost Sharing or Matching Funding
Although RMA prefers cost sharing by
the applicant, this program has neither
a cost sharing nor a matching
requirement.
C. Non-Financial Benefits
To be eligible, applicants must also be
able to demonstrate that they will
receive a non-financial benefit as a
result of a cooperative partnership
agreement. Non-financial benefits must
accrue to the applicant and must
include more than the ability to provide
employment income to the applicant or
for the applicant’s employees or the
community. The applicant must
demonstrate that performance under the
cooperative partnership agreement will
further the specific mission of the
applicant (such as providing research or
activities necessary for graduate or other
students to complete their educational
program). Applications that do not
demonstrate a non-financial benefit will
be rejected.
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IV. Application and Submission
Information
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A. Electronic Application Package
Only electronic applications will be
accepted and they must be submitted to
https://rvs.umn.edu/Home.aspx in
response to this Announcement. Prior to
preparing an application, it is suggested
that the Project Director (PD) first
contact an Authorized Representative
(AR) or the Authorized Organizational
Representative (AOR) to determine if
the organization is prepared to submit
electronic applications through https://
rvs.umn.edu/Home.aspx. Applicants
must have a Duns and Bradstreet
number and must be registered in
System for Awards Management
(www.SAM.gov).
B. Content and Form of Application
Submission
The applicant is strongly encouraged
to use the tutorial located at https://
rvs.umn.edu/Home.aspx. After
completing the tutorial, the final
application must be submitted to the
same site: https://rvs.umn.edu/
Home.aspx. Hard copy of the
application will not be accepted. The
system will prompt the applicant for the
following items:
1. Project Information. Information
must include the Project Name, RMA
Regional Office, State/Area, Project
Director’s Name and Contact
Information; the second, or alternative
Project Director’s Name and Contact
Information, and a Financial
Representative or Grants Office Official
and Contact Information. A second
Point of Contact Name and Contact
Information may be added at the
discretion of the applicant.
2. Executive Summary of the Project
(limit 200 words). This is a summary of
the project and includes the project’s
goal and objectives, location of work,
audience to be reached, and expected
impacts and results of the work
completed.
3. Proposed Results. Applicants must
clearly identify the specific actions
producers will take as a result of the
education activities.
4. Audience Emphasis. Applicant may
select one or more audiences that the
project will intentionally reach.
5. Statement of Work. The Statement
of Work (SOW) is in a table format and
must clearly identify each task
associated with the work, the objective
of each, specific time lines for
performing each task, and the
responsible party for completing the
activities listed under each task
including the specific responsibilities of
applicant, the applicant’s partner(s), and
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RMA’s substantial involvement. Tasks
that directly involve producer
participants, such as workshops, must
estimate the number of participants to
be reached. The SOW must be very clear
on who does what, where, and when, as
well as, the objective for each task.
6. Proposal Narrative (limit of 600
words). The proposal narrative is a
description of work to be done, why the
work is important, who will benefit
from the work and any additional
explanation of the expected results
entered under Proposed Results that you
want to communicate. The narrative
should (a) discuss specific crop
insurance education and risk
management training to be developed
for use with producers; (b) identify the
location and number of meetings that
will be held; (c) reasonably estimate the
total number of producers for each
session or meeting identified in the
Statement of Work that will be reached
through (i) direct face-to face
educational activities with an
explanation of how the number was
determined and (ii) through other means
such as direct mailings, Web site, etc.
with an explanation of how the number
determined; (d) provide an estimate of
the number of training hours that will
be conducted with an explanation of
how the number was determined; (e)
provide an estimated cost per producer
with an explanation of how the cost was
determined, and (f) discuss the methods
and resulting measures used to evaluate
the results of the education and training
delivered to producers.
7. Team and Partners. There are three
subsections under Team and Partners.
(1) Key Personnel: This section must list
designated key personnel employed
directly by the applicant, any partner(s)
of the applicant, or consultant(s) of the
applicant or applicant’s partner who
will have significant involvement on
this project. Each person identified must
be described by title, role, and
responsibilities including what skills,
knowledge, and experience that they
will provide that is not already present
in the applicant’s organization, as well
as why that skill, knowledge, or
experience is important and what will
be the cost and benefit of their
involvement. Specific tasks in the SOW
designated to them must agree with this
section of the application or the
application will be rejected. (2)
Organizational Capacity: The
organizational capacity of the applicant
must be described to assure RMA that
designated key personnel, contracted
employees, partners or consultants
working on the project have the skills,
knowledge, and experience to do the
work described in the SOW and have
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the necessary resources to add other
team members as necessary to complete
the work. (3) Partnering Plan: To submit
a successful Partnering Plan, all partners
of the applicant working on the project
must submit a Letter of Commitment
which clearly states that the named
partner will work with the applicant on
the project, if awarded, as well as the
role and responsibilities assigned.
8. Budget Narrative must show the
total cost for the project. The budget
narrative must also include the cost per
producer. The budget must describe
how category costs listed on the SF 424–
A are derived. The budget narrative
must provide enough detail for
reviewers to easily understand how
costs were determined and how they
relate to the tasks listed in the SOW.
There must be a relationship between
work planned and performed to the
costs incurred.
9. Priority Priorities. This section
must list the Priorities Commodities
addressed as defined in Section I, D.
10. RMA Substantial Involvement.
This section must describe RMA
assistance as defined under RMA
Substantial Involvement in Section II, G.
11. Non-Financial Benefits. This
section must describe the Non-Financial
Benefits from the proposed project as
defined in Section III, C.
12. Requested Documents 9. RMA
Substantial Involvement. This section
must describe RMA assistance as
defined under RMA Substantial
Involvement in Section II, G.
10. Non-Financial Benefits. This
section must describe the Non-Financial
Benefits from the proposed project as
defined in Section III, C.
11. Requested Documents (to be
downloaded from the system,
completed and uploaded prior to
submission of the application).
• A completed OMB Standard Form
424, ‘‘Application for Federal
Assistance.’’
• A completed OMB Standard Form
424–A, ‘‘Budget Information—Nonconstruction Programs.’’ Federal
funding requested (the total of direct
and indirect costs) must not be less than
$20,000 or exceed $99,999.
• A completed OMB Standard Form
424–B, ‘‘Assurances, Non-constructive
Programs.’’
• A completed and signed OMB
Standard Form LLL, Disclosure of
Lobbying Activities.
• A completed and signed AD–1049,
Certification Regarding Drug-Free
Workplace.
• Current and Pending Report. This
form contains a document called the
Current and Pending Report. On the
Current and Pending Report you must
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g. Purchase alcohol, food, beverage,
give-away promotional items, or
entertainment;
h. Lend money to support farming or
agricultural business operation or
expansion;
i. Pay costs incurred prior to receiving
a cooperative agreement;
j. Provide producer scholarships to
meetings, seminars or similar events;
k. Pay entrance fees, conference
registration fees, or other expenses to
conferences or similar activities for any
person not on the agenda or not working
at an event booth promoting RMA
programs or the RMA funded project.
These expenses will not be paid for the
awardee’s Board of Directors, family
members or similar entities. These fees
will not be paid for the awardee to
attend personal development training in
order to train producers;
l. Pay costs associated 501(c)
applications;
m. Fund any activities prohibited in
7 CFR Parts 3015 and 3019, as
applicable.
C. Funding Restrictions
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state for this fiscal year if this
application is a duplicate application or
overlaps substantially with another
application already submitted to or
funded by another USDA Agency,
including RMA, or other private
organization. The percentage of each
person’s time associated with the work
to be done under this project must be
identified in the application. The total
percentage of time for both ‘‘Current’’
and ‘‘Pending’’ projects must not exceed
100% of each person’s time. Applicants
must list all current public or private
employment arrangements or financial
support associated with the project or
any of the personnel that are part of the
project, regardless of whether such
arrangements or funding constitute part
of the project under this Announcement
(supporting agency, amount of award,
effective date, expiration date,
expiration date of award, etc.). If the
applicant has no projects to list, ‘‘N/A’’
should be shown on the form. An
application submitted under this RFA
that duplicates or overlaps substantially
with any application already reviewed
and funded (or to be funded) by any
other organization or agency, including
but not limited to other RMA, USDA,
and Federal government programs, will
not be funded under this program. RMA
reserves the right to reject your
application based on the review of this
information.
Letters of Commitment. A Letter of
Commitment is required from each
partner or consultant partner of the
applicant who will do the specific task
as identified in the SOW. The Letters
must (1) be dated within 45 days of the
submission and (2) list the specific tasks
to be done. Applications that do not
include the items listed above will be
considered incomplete, will not receive
further consideration, and will be
rejected.
E. Indirect Cost Rates
1. Indirect costs allowed for projects
submitted under this Announcement
will be limited to ten (10) percent of the
total direct cost of the cooperative
partnership agreement. Therefore, when
preparing budgets, applicants should
limit their requests for recovery of
indirect costs to the lesser of their
institution’s official negotiated indirect
cost rate or 10 percent of the total direct
costs.
2. RMA reserves the right to negotiate
final budgets with successful applicants.
RMA cooperative partnership
agreement funds may not be used to:
a. Plan, repair, rehabilitate, acquire, or
construct a building or facility including
a processing facility;
b. Purchase, rent, or install fixed
equipment;
c. Purchase portable equipment (such
as laptops, I-pads, cell phones,
projectors or similar items. Rental or
lease fees are payable from RMA funds
for such items in lieu of purchase.)
d. Repair or maintain privately owned
vehicles;
e. Pay for the preparation of the
cooperative agreement application;
f. Fund political activities;
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D. Limitation on Use of Project Funds
for Salaries and Benefits
Total costs for salary and benefits
allowed for projects under this
Announcement will be limited to not
more than 70 percent reimbursement of
the funds awarded under the
cooperative partnership agreement. The
reasonableness of the total costs for
salary and benefits allowed for projects
under this Announcement will be
reviewed and considered by RMA as
part of the application review process.
Applications for which RMA does not
consider the salary and benefits
reasonable for the proposed work will
be rejected, or will only be offered a
cooperative agreement upon the
condition of changing the salary and
benefits structure to one deemed
appropriate by RMA.
F. Other Submission Requirements
Applicants are entirely responsible for
ensuring that RMA receives a complete
application package by the closing date
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27843
and time. RMA strongly encourages
applicants to submit applications well
before the deadline. Application
packages submitted after the deadline
will be rejected.
V. Application Review Information
A. Criteria
Applications submitted under the
Risk Management Education
Partnerships Program will be evaluated
within each RMA Region according to
the following criteria:
Project Results—Maximum 30 Points
Available
Each application must demonstrate
that the project benefits and results to
producers warrant the funding
requested. Applications will be scored
according to the extent they can: (a)
Identify the specific actions producers
will likely be able to take as a result of
the educational activities described by
the applicant in the Proposed Results;
(b) identify the specific measures for
evaluating results including but limited
to a change in producer behavior that
results in (i) understanding crop
insurance program and other risk
management tools presented, (ii)
evaluating what risk management
options works best for his/her operation,
and (iii) developing and implementing a
specific course of action (e.g.,
participation in crop insurance
programs or creating a risk management
plan or other risk management actions)
listed by the applicant in the Proposal
Narrative; and (c) compare work
described in the Proposal Narrative and
the Statement of Work (e.g., work to be
done) against the Budget Narrative (e.g.
cost of work to be done) to the Proposed
Results (e.g., benefits to the producers).
Higher consideration will be given to
applications that demonstrate a clear
description of the crop insurance
education and risk management training
to be delivered, expected actions
producers will accomplish, welldesigned methods for measuring the
project’s results, and the best use of
funds for the number of producers
reached at the cost per producer.
Statement of Work (SOW)—Maximum
20 Points Available
Each application must include a clear
and specific Statement of Work for the
project as part of the Proposal Narrative.
For each of the tasks contained in the
Description of Agreement Award (see
Section II, Award Information), the
application must identify and describe
specific tasks, responsible entities
including partners, expected completion
dates and deliverables that will further
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the purpose of this program. RMA
substantial involvement must be
included. Higher consideration will be
given to the Statement of Work that
demonstrates specific, measurable
results and definite deadlines for the
completion of tasks.
TKELLEY on DSK3SPTVN1PROD with NOTICES
Partnering—Maximum 20 Points
Available
Each application must list all partners
working on the project, their titles, and
how they will contribute to the
deliverables listed in the application.
The application must describe how each
partner will aid in carrying out the
project goal and purpose stated in this
announcement and must include Letters
of Commitment dated no more than 45
days prior to submission of the relevant
application stating that the partner has
agreed to do this work. Applications
will receive higher consideration to the
extent that the application
demonstrates: (a) That partnership
commitments are in place for the
express purpose of delivering the
program in this announcement; (b) that
a broad group of producers will be
reached within the State; (c) that
partners are contributing to the project
and involved in recruiting producers to
attend the training; (d) that a substantial
effort has been made to partner with
organizations that can meet the needs of
producers in the designated State; and
(e) statements from each partner
regarding the number of producers that
partner is committed to recruit for the
project that would support the estimates
specified under the Project Impacts
criterion. No points will be given if a
partner is listed but there is no
corresponding Letter of Commitment
from the partner who is listed in the
application.
Key Personnel and Organizational
Capacity—Maximum 10 Points
Available
Each application must demonstrate an
ability to implement sound and effective
project management practices. Higher
scores in this category will be awarded
to applications that demonstrate
organizational skills, leadership, and
experience in delivering services or
programs that assist agricultural
producers in the designated State. Each
application must demonstrate that the
Project Director has the capability to
accomplish the project goal and purpose
stated in this announcement by (a)
having a previous or existing working
relationship with the agricultural
community in the designated State of
the application, including being able to
recruit approximately the number of
producers to be reached in the
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application and/or (b) having
established the capacity to partner with
and gain the support of producer
organizations, agribusiness
professionals, and agribusiness leaders
locally to aid in carrying out a program
of education and information, including
being able to recruit approximately the
number of producers to be reached in
this application. Applications must
designate an alternate individual to
assume responsibility as Project Director
in the event the original Project Director
is unable to finish the project.
Applications that will employ, or have
access to, personnel who have
experience in directing local
educational programs that benefit
agricultural producers in the respective
State will receive higher rankings in this
category.
Budget Appropriateness and
Efficiency—Maximum 20 Points
Available
Applications must provide a (1) total
cost of the project; (2) cost per producer
and (3) a detailed budget narrative that
clearly explains and justifies costs
associated with the project’s tasks listed
in the Statement of Work. Applications
must provide detailed costs by tasks
listed in the Statement of Work.
Applications will receive higher scores
in this category to the extent that they
can demonstrate a fair and reasonable
use of funds appropriate for the project
and a budget that contains the estimated
cost of reaching each individual
producer.
B. Review and Selection Process
Applications will be evaluated using
a two-part process. First, each
application will be screened by USDA
and RMA personnel to ensure that it
meets the requirements in this
Announcement. Applications that do
not meet the requirements of this
Announcement or that are incomplete
will not receive further consideration
during the next process. Applications
that meet Announcement requirements
will be sorted into the RMA Region in
which the applicant proposes to
conduct the project and will be
presented to a review panel for
consideration.
Second, the review panel will meet to
consider and discuss the merits of each
application. The panel will consist of
not less than three independent
reviewers. Reviewers will be drawn
from USDA, other Federal agencies, and
public and private organizations, as
needed. After considering the merits of
all applications within an RMA Region,
panel members will score each
application according to the criteria and
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point values listed above. The panel
will then rank each application against
others within the RMA Region
according to the scores received. The
review panel will report the results of
the evaluation to the Manager of FCIC.
The panel’s report will include the
recommended applicants to receive
cooperative partnership agreements for
each RMA Region. Funding will not be
provided for an application receiving a
score less than 60. Funding will not be
provided for an application that is
‘‘highly similar’’ to a higher-scoring
application in the same RMA Region.
‘‘Highly similar’’ is defined as one that
proposes to reach the same producers,
farmers and ranchers who are likely to
be reached by another applicant that
scored higher by the panel and provides
the same general educational material.
An organization, or group of
organizations in partnership, may apply
for funding under other FCIC or RMA
programs, in addition to the program
described in this Announcement.
However, if the Manager of FCIC
determines that an application
recommended for funding is sufficiently
similar to a project that has been funded
or has been recommended to be funded
under another RMA or FCIC program,
then the Manager may elect not to fund
that application in whole or in part. The
Manager of FCIC will make the final
determination on those applications that
will be awarded funding.
VI. Award Administration Information
A. Award Notices
The award document will provide
pertinent instructions and information
including, at a minimum, the following:
(1) Legal name and address of
performing organization or institution to
which the Manager of FCIC has issued
an award under the terms of this request
for applications;
(2) Title of project;
(3) Name(s) and employing
institution(s) of Project Directors chosen
to direct and control approved
activities;
(4) Identifying award number
assigned by RMA;
(5) Project period, specifying the
amount of time RMA intends to support
the project;
(6) Total amount of RMA financial
assistance approved by the Manager of
FCIC during the project period;
(7) Legal authority(ies) under which
the award is issued;
(8) Appropriate Catalog of Federal
Domestic Assistance (CFDA) numbers;
(9) Applicable RMA award terms and
conditions;
(10) Approved budget plan for
categorizing allocable project funds to
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accomplish the stated purpose of the
award; and
(11) Other information or provisions
deemed necessary by RMA to carry out
its respective awarding activities or to
accomplish the purpose of a particular
award.
Following approval by the Manager of
FCIC of the applications to be selected
for funding, project leaders whose
applications have been selected for
funding will be notified. Within the
limit of funds available for such a
purpose, the Manager of FCIC will enter
into cooperative partnership agreements
with those selected applicants.
After a cooperative partnership
agreement has been signed, RMA will
extend to awardees, in writing, the
authority to draw down funds for the
purpose of conducting the activities
listed in the agreement. All funds
provided to the applicant by FCIC must
be expended solely for the purpose for
which the funds are obligated in
accordance with the approved
cooperative partnership agreement and
budget, the regulations, the terms and
conditions of the award, and the
applicability of Federal cost principles.
No commitment of Federal assistance
beyond the project period is made or
implied for any award resulting from
this notice.
Notification of denial of funding will
be sent to applicants after final funding
decisions have been made and the
awardees announced publicly.
Unsuccessful applicants will be
provided a debriefing upon request to
the Director, Risk Management
Education.
B. Administrative and National Policy
Requirements
1. Requirement To Use USDA Logo
Applicants awarded cooperative
partnership agreements will be required
to use a USDA Logo provided by RMA
for all instructional and promotional
materials, when deemed appropriate.
TKELLEY on DSK3SPTVN1PROD with NOTICES
2. Requirement To Provide Project
Materials and Information to an RMASelected Representative
Applicants awarded cooperative
partnership agreements will be required
to provide RMA educational materials,
tools, Web pages or similar items no
later than 20 business days before use in
the public domain for the purpose of
RMA review and approval. Educational
materials cannot be used without RMA
approval. In addition, award recipients
will assist RMA in evaluating the
effectiveness of its educational programs
by notifying RMA of upcoming training
meeting and by providing
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documentation of educational activities,
materials, and related information to
any representative selected by RMA for
program evaluation purposes.
3. Access to Panel Review Information
Upon written request from the
applicant, scores from the evaluation
panel, not including the identity of
reviewers, will be sent to the applicant
after the review and award process has
been completed.
4. Confidential Aspects of Applications
and Awards
The names of applicants, the names of
individuals identified in the
applications, the content of
applications, and the panel evaluations
of applications will all be kept
confidential, except to those involved in
the review process, to the extent
permitted by law. In addition, the
identities of review panel members will
remain confidential throughout the
entire review process and will not be
released to applicants. At the end of the
fiscal year, names of panel members
will be made available. However,
panelists will not be identified with the
review of any particular application.
When an application results in a
cooperative partnership agreement, that
agreement becomes a part of the official
record of RMA transactions, available to
the public upon specific request.
Information that the Secretary of
Agriculture determines to be of a
confidential, privileged, or proprietary
nature will be held in confidence to the
extent permitted by law. Therefore, any
information that the applicant wishes to
be considered confidential, privileged,
or proprietary should be clearly marked
within an application, including the
basis for such designation. The original
copy of an application that does not
result in an award will be retained by
RMA for a period of one year. Other
copies will be destroyed. Copies of
applications not receiving awards will
be released only with the express
written consent of the applicant or to
the extent required by law. An
application may be withdrawn at any
time prior to award.
27845
be submitted with the application and
are available at the address and
telephone number listed in Section VII,
Agency Contact.
Departmental regulations published at
7 CFR part 3018 imposes prohibitions
and requirements for disclosure and
certification related to lobbying on
awardees of Federal contracts, grants,
cooperative partnership agreements and
loans. It provides exemptions for Indian
Tribes and tribal organizations. Current
and prospective awardees, and any
subcontractors, are prohibited from
using Federal funds, other than profits
from a Federal contract, for lobbying
Congress or any Federal agency in
connection with the award of a contract,
grant, cooperative partnership
agreement or loan. In addition, for each
award action in excess of $100,000
($150,000 for loans) the law requires
awardees and any subcontractors to
complete a certification in accordance
with Appendix A to Part 3018 and a
disclosure of lobbying activities in
accordance with Appendix B to Part
3018.: The law establishes civil
penalties for non-compliance.
7. Applicable OMB Circulars
All cooperative partnership
agreements funded as a result of this
notice will be subject to the
requirements contained in all applicable
OMB circulars at https://
www.whitehouse.gov/omb/grants_
circulars.
5. Audit Requirements
Applicants awarded cooperative
partnership agreements are subject to
audit.
8. Requirement To Assure Compliance
With Federal Civil Rights Laws
Awardees and all partners/
collaborators of all cooperative
agreements funded as a result of this
notice are required to know and abide
by Federal civil rights laws, which
include, but are not limited to, Title VI
of the Civil Rights Act of 1964 (42
U.S.C. 2000d et. seq.), and 7 CFR part
15. RMA requires that awardees submit
an Assurance Agreement (Civil Rights),
assuring RMA of this compliance prior
to the beginning of the project period.
Although awardees are required to
report on their civil rights compliance
using demographic data among other
methodologies, awardees are not
required to collect demographic data
directly from producers until such time
as RMA has an approved form and
process in place for that purpose.
6. Prohibitions and Requirements
Regarding Lobbying
All cooperative agreements will be
subject to the requirements of 7 CFR
part 3015, ‘‘Uniform Federal Assistance
Regulations.’’ A signed copy of the
certification and disclosure forms must
9. Requirement To Participate in a Post
Award Teleconference
RMA requires that project leaders
participate in a post award
teleconference, if conducted, to become
fully aware of agreement requirements
and for delineating the roles of RMA
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personnel and the procedures that will
be followed in administering the
agreement and will afford an
opportunity for the orderly transition of
agreement duties and obligations if
different personnel are to assume postaward responsibility.
10. Requirement To Participate in a Post
Award Civil Rights Training
RMA requires that project leaders
participate in a post award Civil Rights
and EEO training to become fully aware
of Civil Rights and EEO law and
requirements.
11. Requirement To Submit Educational
Materials to the Ag Risk and Farm
Management Library
RMA requires that project leaders
upload digital copies of all risk
management educational materials
developed because of the project to the
Ag Risk and Farm Management Library
at www.agrisk.umn.edu for posting.
RMA will be clearly identified as having
provided funding for the materials.
C. Reporting Requirements
Awardees will be required to submit
quarterly financial reports (OMB
Standard Form 425) throughout the
project period, as well as a final
program and financial report not later
than 90 days after the end of the project
period. The quarterly progress reports
and final program reports must be
submitted through the Results
Verification System. The Web site
address is https://https://rvs.umn.edu/
Home.aspx/Home.aspx.
VII. Agency Contact
FOR FURTHER INFORMATION CONTACT:
Applicants and other interested parties
are encouraged to contact: USDA–RMA–
RME, phone: 202–720–0779, email:
RMA.Risk-Ed@rma.usda.gov. You may
also obtain information regarding this
announcement from the RMA Web site
at: https://www.rma.usda.gov/aboutrma/
agreements.
VIII. Additional Information
TKELLEY on DSK3SPTVN1PROD with NOTICES
A. The Restriction of the Expenditure of
Funds To Enter Into Financial
Transactions
The Agriculture, Rural Development,
Food and Drug Administration, and
Related Agencies Appropriations Act,
2012 (Pub. L. 112–55) contains the
restriction of the expenditure of funds to
enter into financial transactions
Corporations that have been convicted
of felonies within the past 24 months or
that have federal tax delinquencies
where the agency is aware of the
felonies and/or tax delinquencies.
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Section 738 (Felony Provision)
None of the funds made available by
this Act may be used to enter into a
contract, memorandum of
understanding, or cooperative
agreement with, make a grant to, or
provide a loan or loan guarantee to any
corporation that was convicted (or had
an officer or agency of such corporation
acting on behalf of the corporation
convicted) of a felony criminal violation
under any Federal or State law within
the preceding 24 months, where the
awarding agency is aware of the
conviction, unless the agency has
considered suspension or debarment of
the corporation, or such officer or agent,
and made a determination that this
further action is not necessary to protect
the interest of the Government.
Section 739 (Tax Delinquency
Provision)
None of the funds made available by
this Act may be used to enter into a
contract, memorandum of
understanding, or cooperative
agreement with, make a grant to, or
provide a loan or loan guarantee to, any
corporation that [has] any unpaid
Federal tax liability that has been
assessed, for which all judicial and
administrative remedies have been
exhausted or have lapsed, and that is
not being paid in a timely manner
pursuant to an agreement with the
authority responsible for collecting the
tax liability, where the awarding agency
is aware of the unpaid tax liability,
unless the agency has considered
suspension or debarment of the
corporation and made a determination
that this further action is not necessary
to protect the interests of the
Government.
B. Required Registration With the
System for Award Management (SAM)
for Submission of Proposals
Under the Federal Funding
Accountability and Transparency Act of
2006, the applicant must comply with
the additional requirements set forth in
Attachment A regarding the Dun and
Bradstreet Universal Numbering System
(DUNS) Requirements and the SAM
Requirements found at 2 CFR part 25.
For the purposes of this RFA, the term
‘‘you’’ in Attachment A will mean
‘‘applicant’’. The applicant will comply
with the additional requirements set
forth in Attachment B regarding
Subawards and Executive
Compensation. For the purpose of this
RFA, the term ‘‘you’’ in Attachment B
will mean ‘‘applicant’’. SAM
(www.SAM.gov) is a database that serves
as the primary Government repository
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for contractor information required for
the conduct of business with the
Government. This database will also be
used as a central location for
maintaining organizational information
for organizations seeking and receiving
grants from the Government. Such
organizations must register in SAM
prior to the submission of applications.
A DUNS number is needed for SAM
registration. For information about how
to register in SAM, access
www.SAM.gov. Allow a minimum of 5
business days to complete the SAM
registration.
C. Related Programs
Funding availability for this program
may be announced at approximately the
same time as funding availability for
similar but separate programs—and
CFDA No. 10.458 (Crop Insurance
Education in Targeted States). These
programs have some similarities, but
also key differences. The differences
stem from important features of each
program’s authorizing legislation and
different RMA objectives. Prospective
applicants should carefully examine
and compare the notices for each
program.
Attachment A
I. System for Award Management (SAM)
Registration and Universal Identifier
Requirements
A. Requirement for SAM
Unless you are exempted from this
requirement under 2 CFR 25.110, you as the
recipient must maintain the currency of your
information in SAM until you submit the
final financial report required under this
award or receive the final payment,
whichever is later. This requires that you
review and update the information at least
annually after the initial registration, and
more frequently if required by changes in
your information or another award term.
B. Requirement for Data Universal
Numbering System (DUNS) Numbers
If you are authorized to make subawards
under this award, you:
1. Must notify potential sub recipients that
no entity (see definition in paragraph C of
this award) may receive a subaward from you
unless the entity has provided its DUNS
number to you.
2. May not make a subaward to an entity
unless the entity has provided its DUNS
number to you.
C. Definitions for Purposes of This Award
Term:
1. SAM means the Federal repository into
which an entity must provide information
required for the conduct of business as a
recipient. Additional information about
registration procedures may be found at
www.SAM.gov.
2. Data Universal Numbering System
(DUNS) number means the nine-digit number
established and assigned by Dun and
Bradstreet, Inc. (D & B) to uniquely identify
business entities. A DUNS number may be
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obtained from D & B at www.fedgov.dnb.com/
webform
3. Entity, as it is used in this award term,
means all of the following, as defined at 2
CFR part 25, subpart C:
a. A Governmental organization, which is
a State, local government, or Indian Tribe;
b. A foreign public entity;
c. A domestic or foreign nonprofit
organization;
d. A domestic or foreign for-profit
organization; and
e. A Federal agency, but only as a
subrecipient under an award or subaward to
a non-Federal entity.
4. Subaward:
a. This term means a legal instrument to
provide support for the performance of any
portion of the substantive project or program
for which you received this award and that
you as the recipient award to an eligible
subrecipient.
b. The term does not include your
procurement of property and services needed
to carry out the project or program (for
further explanation, OMB Circular A–I33,
‘‘Audits of States, Local Governments, and
Non-Profit Organizations’’).
c. A subaward may be provided through
any legal agreement, including an agreement
that you consider a contract.
5. Subrecipient means an entity that:
a. Receives a subaward from you under this
award; and
b. Is accountable to you for the use of the
Federal funds provided by the subaward.
TKELLEY on DSK3SPTVN1PROD with NOTICES
Attachment B
I. Reporting Sub Awards and Executive
Compensation.
a. Reporting of first-tier subawards.
1. Applicability. Unless you are exempt as
provided in paragraph d. of this award term,
you must report each action that obligates
$25,000 or more in Federal funds that does
not include Recovery funds (as defined in
Section 1512(a)(2) of the American Recovery
and Reinvestment Act of 2009 (Pub. L. 111–
5) for a subaward to an entity (see definitions
in paragraph e. of this award term).
2. Where and when to report.
i. You must report each obligating action
described in paragraph a.I. of this award term
to https://www.fsrs.gov
ii. For sub award information, report no
later than the end of the month following the
month in which the obligation was made.
(For example, if the obligation was made on
November 7, 2014, the obligation must be
reported by no later than December 31, 2014.)
3. What to report. You must report the
information about each obligating action that
the submission instructions posted at https://
www.fsrs.gov
b. Reporting Total Compensation of
Recipient Executives.
1. Applicability and what to report. You
must report total compensation for each of
your five most highly compensated
executives for the preceding completed fiscal
year, if—
i. The total Federal funding authorized to
date under this award is $25,000 or more;
ii. In the preceding fiscal year, you
received—
(A) 80 percent or more of your annual gross
revenues from Federal procurement contracts
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(and subcontracts) and Federal financial
assistance subject to the Transparency Act, as
defined at 2 CFR 170.320 (and subawards);
and
(B) $25,000,000 or more in annual gross
revenues from Federal procurement contracts
(and subcontracts) and Federal financial
assistance subject to the Transparency Act, as
defined at 2 CFR 170.320 (and subawards);
and
iii. The public does not have access to
information about the compensation of the
executives through periodic reports filed
under Section 13(a) or 15(d) of the Securities
Exchange Act of 1934 (15 U.S.C. 78m(a),
780(d)) or Section 6104 of the Internal
Revenue Code of 1986. (To determine if the
public has access to the compensation
information, see the U.S. Security and
Exchange Commission total compensation
filings at https://www.sec.gov/answers/
execomp.htm.
2. Where and when to report. You must
report executive total compensation
described in paragraph b.1. of this award
term:
i. As part of your registration profile at
https://www.SAM.gov.
ii. By the end of the month following the
month in which this award is made, and
annually thereafter.
c. Reporting of Total Compensation of Sub
Recipient Executives.
1. Applicability and what to report. Unless
you are exempt as provided in paragraph d.
of this award term, for each first-tier sub
recipient under this award, you will report
the names and total compensation of each of
the sub recipient’s five most highly
compensated executives for the sub
recipient’s preceding completed fiscal year,
if—
i. in the subrecipient’s preceding fiscal
year, the subrecipient received—
(A) 80 percent or more of its annual gross
revenues from Federal procurement contracts
(and subcontracts) and Federal financial
assistance subject to the Transparency Act, as
defined at ∼ CFR 170.320 (and subawards);
and
(B) $25,000,000 or more in annual gross
revenues from Federal procurement contracts
(and subcontracts), and Federal financial
assistance subject to the Transparency Act
(and subawards); and
ii. The public does not have access to
information about the compensation of the
executives through periodic reports filed
under Section 13(a) or 15(d) of the Securities
Exchange Act of 1934 (15 U.S.C. 78m(a),
780(d) or Section 6104 of the Internal
Revenue Code of 1986. (To determine if the
public has access to the compensation
information, see the U.S. Security and
Exchange Commission total compensation
filings at https://www.sec.gov/answers/
execomp.htm.
2. Where and when to report. You must
report subrecipient executive total
compensation described in paragraph c.1. of
this award term:
i. To the recipient.
ii. By the end of the month following the
month during which you make the subaward.
For example, if a subaward is obligated on
any date during the month of October of a
PO 00000
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Fmt 4703
Sfmt 4703
27847
given year (i.e., between October 1 and 31),
you must report any required compensation
information of the subrecipient by November
30 of that year.
d. Exemptions
If, in the previous tax year, you had gross
income, from all sources, under $300,000,
you are exempt from the requirements to
report:
i. Subawards, and
ii. The total compensation of the five most
highly compensated executives of any sub
recipient.
e. Definitions. For purposes of this award
term:
1. Entity means all of the following, as
defined in 2 CFR part 25:
i. A Governmental organization, which is
a State, local government, or Native
American tribe;
ii. A foreign public entity;
iii. A domestic or foreign nonprofit
organization;
iv. A domestic or foreign for-profit
organization;
v. A Federal agency, but only as a
subrecipient under an award or subaward to
a non-Federal entity.
2. Executive means officers, managing
partners, or any other employees in
management positions.
3. Subaward:
1. This term means a legal instrument to
provide support for the performance of any
portion of the substantive project or program
for which you received this award and that
you as the recipient award to an eligible
subrecipient.
ii. The term does not include your
procurement of property and services needed
to carry out the project or program (OMB
Circular A–133, ‘‘Audits of States, Local
Governments, and Non-Profit
Organizations’’).
iii. A subaward may be provided through
any legal agreement, including an agreement
that you or a subrecipient considers a
contract.
4. Subrecipient means an entity that:
i. Receives a sub award from you (the
recipient) under this award; and
ii. Is accountable to you for the use of the
Federal funds provided by the subaward.
5. Total compensation means the cash and
noncash dollar value earned by the executive
during the recipient’s or subrecipient’s
preceding fiscal year and includes the
following (for more information see 17 CFR
229.402(c)(2):
i. Salary and bonus.
ii. Awards of stock, stock options, and
stock appreciation rights. Use the dollar
amount recognized for financial statement
reporting purposes with respect to the fiscal
year in accordance with the Statement of
Financial Accounting Standards No. 123
(Revised 2004) (FAS 123R), Shared Based
Payments.
iii. Earnings for services under non-equity
incentive plans. This does not include group
life, health, hospitalization or medical
reimbursement plans that do not
discriminate in favor of executives, and are
available generally to all salaried employees.
iv. Change in pension value. This is the
change in present value of defined benefit
and actuarial pension plans.
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27848
Federal Register / Vol. 79, No. 94 / Thursday, May 15, 2014 / Notices
v. Above-market earnings on deferred
compensation which is not tax-qualified.
vi. Other compensation, if the aggregate
value of all such other compensation (e.g.
severance, termination payments, value of
life insurance paid on behalf of the
employee, perquisites or property) for the
executive exceeds $10,000.
Signed in Washington, DC, on May 12,
2014.
Brandon Willis,
Manager, Federal Crop Insurance
Corporation.
[FR Doc. 2014–11239 Filed 5–14–14; 8:45 am]
BILLING CODE 3410–08–P
DEPARTMENT OF AGRICULTURE
Federal Crop Insurance Corporation
Funding Opportunity Title: Crop
Insurance Education in Targeted
States Announcement Type:
Announcement of Availability of Funds
and Request for Applications (RFA) for
Competitive Cooperative Agreements
TKELLEY on DSK3SPTVN1PROD with NOTICES
Catalog of Federal Domestic Assistance
(CFDA) Number: 10.458
Summary: The Federal Crop
Insurance Corporation (FCIC), operating
through the Risk Management Agency
(RMA), announces its intent to award
approximately $5,000,000 to fund
cooperative agreements under the Crop
Insurance Education in Targeted States
Program.
Dates: All applications, which must
be submitted electronically through
https://rvs.umn.edu/Home.aspx, must be
received by close of business (COB) on
[11:59 p.m. EST] June 30, 2014. Hard
copy applications will NOT be
accepted. A tutorial on how to apply is
available at https://rvs.umn.edu/
rmaresources.
Purpose: The purpose of the Targeted
States program is to deliver crop
insurance education and information to
U.S. agricultural producers in States
where there is traditionally, and
continues to be a low level of Federal
crop insurance participation and
availability, and producers are
underserved by the Federal crop
insurance program. These states,
defined as Targeted States for the
purposes of this RFA, are Connecticut,
Delaware, Hawaii, Maine, Maryland,
Massachusetts, Nevada, New
Hampshire, New Jersey, New York,
Pennsylvania, Rhode Island, Utah,
Vermont, West Virginia, and Wyoming.
Any cooperative agreements that may be
funded will not exceed the maximum
funding amount established for each of
the Targeted States. Awardees must
agree to the substantial involvement of
RMA in the project.
VerDate Mar<15>2010
18:18 May 14, 2014
Jkt 232001
Applications submitted under this
RFA must demonstrate how the
proposed crop insurance education
activities will help producers in
Targeted States understand:
• The kinds of risks addressed by
crop insurance;
• The features of existing and
emerging crop insurance products such
as AGR/AGR-lite or Whole Farm,
Supplemental Coverage Option (SCO),
and Stacked Income Protection Plan
(STAX) where available;
• The use of crop insurance in the
management of risk;
• How the use of crop insurance can
affect other risk management decisions,
such as the use of marketing and
financial (including farm financial
benchmarking) tools; and
• How to make informed decisions on
crop insurance prior to the sales closing
date deadline.
Funding availability for this program
may be announced at approximately the
same time as funding availability for
similar but separate program, the Risk
Management Education Partnerships
Program (CFDA No. 10.460). Prospective
applicants must carefully examine and
compare the notices of each
announcement.
The collections of information in this
announcement have been approved by
the Office of Management and Budget
(OMB) under control number 0563–
0067.
THIS ANNOUNCEMENT CONSISTS
OF EIGHT SECTIONS:
Section I—Funding Opportunity Description
A. Legislative Authority
B. Background
C. Project Goal
Section II—Award Information
A. Type of Application
B. Funding Availability
C. Location
D. Maximum Award
E. Project Period
F. Audience Emphasis
G. Description of Agreement Award—
Awardee Tasks
H. RMA Substantial Involvement
I. Other Tasks
Section III—Eligibility Information
A. Eligible Applicants
B. Cost Sharing or Matching Funding
C. Other—Non-Financial Benefits
Section IV—Application and Submission
Information
A. Electronic Application Package
B. Content and Form of Application
Submission
C. Funding Restrictions
D. Limitation on Use of Project Funds for
Salaries and Benefits
E. Indirect Cost Rates
F. Other Submission Requirements
G. Acknowledgement of Applications
Section V—Application Review Information
A. Criteria
PO 00000
Frm 00012
Fmt 4703
Sfmt 4703
B. Review and Selection Process
Section VI—Award Administration
Information
A. Award Notices
B. Administrative and National Policy
Requirements
1. Requirement To Use USDA Logo
2. Requirement To Provide Project
Information to an RMA-Selected
Representative
3. Access to Panel Review Information
4. Confidential Aspects of Applications
and Awards
5. Audit Requirements
6. Prohibitions and Requirements
Regarding Lobbying
7. Applicable OMB Circulars
8. Requirement To Assure Compliance
With Federal Civil Rights Laws
9. Requirement To Participate in a Post
Award Teleconference
10. Requirement To Participate in a Post
Award Civil Rights Training
11. Requirement To Submit Educational
Materials to the Ag Risk and Farm
Management Library
C. Reporting Requirements
Section VII—Agency Contact
Section VIII—Additional Information
A. The Restriction of the Expenditure of
Funds To Enter Into Financial
Transactions
B. Required Registration with the SAM
(www.SAM.gov) for Submission of
Proposals
Full Text of Announcement
I. Funding Opportunity Description
A. Legislative Authority
The Targeted States Program is
authorized under Section 524(a)(2) of
the Federal Crop Insurance Act (FCIA),
7 U.S.C. 1524(a)(2).
B. Background
RMA promotes and regulates sound
risk management solutions to improve
the economic stability of American
agriculture. On behalf of FCIC, RMA
does this by offering Federal crop
insurance products through a network
of private-sector partners, overseeing the
creation of new risk management
products, seeking enhancements in
existing products, ensuring the integrity
of crop insurance programs, offering
programs aimed at equal access and
participation of underserved
communities, and providing risk
management education and information.
One of RMA’s strategic goals is to
ensure that its customers are wellinformed of risk management solutions
available. This educational goal is
authorized by Section 524(a)(2) of the
FCIA (7 U.S.C. 1524(a)(2)). This section
authorizes funding for the establishment
of crop insurance education and
information programs in States where
there is traditionally, and continues to
be, a low level of Federal crop insurance
E:\FR\FM\15MYN1.SGM
15MYN1
Agencies
[Federal Register Volume 79, Number 94 (Thursday, May 15, 2014)]
[Notices]
[Pages 27839-27848]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2014-11239]
[[Page 27839]]
-----------------------------------------------------------------------
DEPARTMENT OF AGRICULTURE
Federal Crop Insurance Corporation
Funding Opportunity Title: Risk Management Education Partnerships
Program
Announcement Type: Announcement of Availability of Funds and
Request for Applications (RFA) for Competitive Cooperative Partnership
Agreements.
Catalog of Federal Domestic Assistance Number (CFDAs): 10.460.
Summary: The Federal Crop Insurance Corporation (FCIC), operating
through the Risk Management Agency (RMA), announces its intent to award
approximately $2,000,000 to fund the Risk Management Education
Partnerships Program. The minimum award for any cooperative partnership
agreement is $20,000. The maximum award for any cooperative partnership
agreement is $99,999. The cooperative partnership agreements will be
awarded on a competitive basis up to one year from the date of the
award.
DATES: All applications, which must be submitted electronically through
https://rvs.umn.edu/Home.aspx, must be received by close of business
(COB) on 11:59 p.m. EST, June 30, 2014. Hard copy applications will NOT
be accepted. A tutorial on how to apply is available at https://rvs.umn.edu/rmaresources.
Purpose: The purpose of this competitive cooperative partnership
agreement program is to deliver crop insurance education and risk
management training to U.S. agricultural producers to assist them in
identifying and managing production, marketing, legal, financial, and
human risk. The program gives priority to: (1) Educating producers of
crops currently not insured under Federal crop insurance, specialty
crops, and underserved commodities, including livestock and forage; and
(2) providing collaborative partnerships to develop and deliver crop
insurance education and other risk management training. Education
activities developed under the Risk Management Education Partnerships
Program will provide U.S. farmers and ranchers, including limited
resource, socially disadvantaged, and other traditionally under-served
farmers and ranchers with training and information opportunities to be
able to understand:
1. The kinds of risks addressed by existing and emerging risk
management tools;
2. The features and appropriate use of existing and emerging risk
management tools; and
3. How to make sound risk management decisions.
Funding availability for this program may be announced at
approximately the same time as funding availability for similar but
separate programs:--CFDA No. 10.458 (Crop Insurance Education in
Targeted States). Prospective applicants should carefully examine and
compare the notices of each announcement.
The collections of information in this Announcement have been
approved by OMB under control number 0563-0067.
This announcement consists of eight sections:
Section I--Funding Opportunity Description
A. Legislative Authority
B. Background
C. Project Goal
D. Definition of Priority Commodities
Section II--Award Information
A. Type of Application
B. Funding Availability
C. Minimum and Maximum Award
D. Project Period
E. Location
F. Audience Emphasis
G. RMA Substantial Involvement
H. Description of Agreement Award--Awardee Tasks
I. Other Tasks
Section III--Eligibility Information
A. Eligible Applicants
B. Cost Sharing or Matching Funding
C. Other--Non-Financial Benefits
Section IV--Application and Submission Information
A. Electronic Application Package
B. Content and Form of Application Submission
C. Funding Restrictions
D. Limitation on Use of Project Funds for Salaries and Benefits
E. Indirect Cost Rates
F. Other Submission Requirements
G. Acknowledgement of Applications
Section V--Application Review Information
A. Criteria
B. Review and Selection Process
Section VI--Award Administration Information
A. Award Notices
B. Administrative and National Policy Requirements
1. Requirement To Use USDA Logo
2. Requirement To Provide Project Information to an RMA-Selected
Representative
3. Access to Panel Review Information
4. Confidential Aspects of Applications and Awards
5. Audit Requirements
6. Prohibitions and Requirements Regarding Lobbying
7. Applicable OMB Circulars
8. Requirement To Assure Compliance With Federal Civil Rights
Laws
9. Requirement To Participate in a Post Award Teleconference
10. Requirement To Participate in a Post Award Civil Rights
Training
11. Requirement To Submit Educational Materials to the Ag Risk
and Farm Management Library
C. Reporting Requirements
Section VII--Agency Contact
Section VIII--Additional Information
A. The Restriction of the Expenditure of Funds To Enter Into
Financial Transactions
B. Required Registration With the System for Awards Management (SAM)
for Submission of Proposals
Full Text of Announcement
I. Funding Opportunity Description
A. Legislative Authority
The Risk Management Education Partnership Program is authorized
under Section 522(d)(3)(F) of the Federal Crop Insurance Act (Act) (7
U.S.C. 1522(d)(3)(F)) and provides FCIC funding for risk management
training and informational efforts for agricultural producers through
the formation of partnerships with public and private organizations.
B. Background
RMA promotes and regulates sound risk management solutions to
improve the economic stability of American agriculture. On behalf of
FCIC, RMA does this by offering Federal crop insurance products through
a network of private-sector partners, overseeing the creation of new
risk management products, seeking enhancements in existing products,
ensuring the integrity of crop insurance programs, offering programs
aimed at equal access and participation of underserved communities, and
providing risk management education and information.
C. Project Goal
The goal of this program is to ensure that ``. . . producers will
be better able to use financial management, farm financial
benchmarking, crop insurance, marketing contracts, and other existing
and emerging risk management tools.'' One of RMA's strategic goals is
to ensure that producers are well informed of the risk management
solutions available to them. This educational goal is supported by
Section 522(d)(3)(F) of the Federal Crop Insurance Act (FCIA) (7 U.S.C.
1522(d)(3)(F), which authorizes FCIC funding for risk management
training and informational efforts for agricultural producers through
the formation of partnerships with public and private organizations.
With respect to such partnerships, priority is to be given to reaching
producers of Priority Commodities, as
[[Page 27840]]
defined below. A project is considered as giving priority to Priority
Commodities if 75 percent of the educational and training activities of
the project are directed to producers of any one of the three classes
of commodities listed in the definition of Priority Commodities or any
combination of the three classes.
D. Definition of Priority Commodities
For purposes of this program, Priority Commodities are defined as:
1. Agricultural commodities covered by (7 U.S.C. 7333). Commodities
in this group are commercial crops that are not covered by catastrophic
risk protection crop insurance, are used for food or fiber (except
livestock), and specifically include, but are not limited to,
floricultural, ornamental nursery, Christmas trees, turf grass sod,
aquaculture (including ornamental fish), and industrial crops.
1. Specialty crops. Commodities in this group may or may not be
covered under a Federal crop insurance plan and include, but are not
limited to, fruits, vegetables, tree nuts, syrups, honey, roots, herbs,
and highly specialized varieties of traditional crops.
2. Underserved commodities. This group includes: (a) Commodities,
including livestock and forage, that are covered by a Federal crop
insurance plan but for which participation in an area is below the
national average; and (b) commodities, including livestock and forage,
with inadequate crop insurance coverage.
For the 2014 fiscal year, the FCIC Board of Directors and the FCIC
Manager are seeking projects that (1) address one or more of the
Priority Commodities (as defined above), (2) provides Crop Insurance
Education on FCIC approved policies, or (3) address one or more of the
five (5) areas of risk described as Production, Legal, Financial,
Marketing or Human Risk including but not limited to:
Crop Insurance Education on:
[cir] Pasture, Rangeland and Forage (Rainfall Index) program;
[cir] Pasture, Rangeland and Forage (Vegetative Index) program;
[cir] Specialty Crops;
[cir] Organic production practices and Organic prices;
[cir] AGR/AGR-lite or Whole Farm;
[cir] Supplemental Coverage Option (SCO);
[cir] Stacked Income Protection Plan (STAX) where available;
Recordkeeping practices;
Farm Financial Benchmarking;
Crop Insurance Education and Risk Management Training to
producers in designated Strike Force or Promise Zones areas as defined
by USDA; or
Translating RMA Risk Management Education brochures into
Spanish, Hmong or Navajo language for producer crop insurance
education.
II. Award Information
A. Type of Application
Only electronic applications will be accepted and they must be
submitted through https://rvs.umn.edu/Home.aspx. Hard copy applications
will NOT be accepted. Applications submitted to the Risk Management
Education Partnerships Program are new applications: There are no
renewals. All applications will be reviewed competitively using the
selection process and evaluation criteria described in Section V--
Application Review Process. Each award will be designated as a
Cooperative Partnership Agreement, which will require substantial
involvement by RMA (Section II, G).
B. Funding Availability
There is no commitment by USDA to fund any particular application.
Approximately $2,000,000 is available in fiscal year 2014. All awards
will be made and agreements finalized no later than September 1, 2014
with the project start date of September 30, 2014.
C. Minimum and Maximum Award
Any application that requests Federal funding of less than $20,000
or more than $99,999 for a project will be rejected. RMA also reserves
the right to fund successful applications at an amount less than
requested if it is judged that the application can be implemented at a
lower funding level.
D. Project Period
Projects will be funded for a period of up to one year from the
project starting date.
E. Location
RMA Regional Offices and the States available for competition for
this award are listed below. Staff from the respective RMA Regional
Offices will provide substantial involvement (as defined in G below)
for projects conducted within the Region.
Billings, Montana Regional Office: (MT, ND, SD, and WY)
Davis, California Regional Office: (AZ, CA, HI, NV, and UT)
Jackson, Mississippi Regional Office: (AR, KY, LA, MS, and TN)
Oklahoma City, Oklahoma Regional Office: (NM, OK, and TX)
Raleigh, North Carolina Regional Office: (CT, DE, ME, MD, MA, NH, NJ,
NY, NC, PA, RI, VT, VA, and WV)
Spokane, Washington Regional Office: (AK, ID, OR, and WA)
Springfield, Illinois Regional Office: (IL, IN, MI, and OH)
St. Paul, Minnesota Regional Office: (IA, MN, and WI)
Topeka, Kansas Regional Office: (CO, KS, MO, and NE)
Valdosta, Georgia Regional Office: (AL, FL, GA, PR, and SC)
Each application must clearly designate the RMA Region where
educational activities will be conducted in the application narrative
in block 12 of the SF-424 form. Applications without this designation
will be rejected. Applications may designate more than one state but
cannot designate more than one RMA Region. Applications with proposed
activities in more than one state all serviced by the same RMA Region
are acceptable. Single applications proposing to conduct educational
activities in states served by more than one RMA Region will be
rejected. Applications serving Tribal Nations will be accepted and
managed from the RMA Regional office serving the designated Tribal
Office.
F. Audience Emphasis
Audience emphasis is on U.S. producers and ranchers, while reaching
out to, for example, small, limited resource and socially disadvantaged
producers and ranchers to ensure they are given the opportunity to
participate in educational activities. Other Producer types to which
the Applicant may propose to direct its training may include, but are
not necessarily limited to, traditional farmers and ranchers; new and
beginning farmers; women; veterans; minority producers, crop insurance
educational activities and risk management strategies to farmers and
ranchers producing and marketing their products as part of a local or
regional food system; and producers living in areas designated as
Strike Force or Promise Zone communities as defined by USDA, provided
that the producers in these categories that are emphasized also meet
the minimum statutory criteria.
G. RMA Substantial Involvement
FCIC, working through RMA, will be substantially involved during
the performance of the funded project through RMA's ten (10) Regional
Offices (see E above). Potential types of substantial involvement may
include, but are not limited to, the following activities.
[[Page 27841]]
1. Collaborate with the awardee in assembling, reviewing, and
approving crop insurance and risk management materials for producers in
the designated RMA Region.
2. Collaborate with the awardee in reviewing and approving a
promotional program for raising awareness for crop insurance and risk
management and for informing producers of training and informational
opportunities in the RMA Region.
3. Collaborate with the awardee on the delivery of education to
producers and agribusiness leaders in the RMA Region. This will
include: (a) Reviewing and approving in advance all producer and
agribusiness leader educational activities; (b) advising the project
leader on technical issues related to crop insurance education and
information; and (c) assisting the project leader in informing crop
insurance professionals about educational activity plans and scheduled
meetings.
4. Conduct an evaluation of the performance of the awardee in
meeting the tasks of the project.
Applications that do not address substantial involvement by RMA
will be rejected.
H. Description of Agreement Award--Awardee Tasks
In conducting activities to achieve the purpose and goal of this
program in a designated RMA Region, the awardee will be responsible for
performing the following tasks:
1. Develop and conduct a promotional program in English or a non-
English language to producers as appropriate to the audience. This
program will include activities using media, newsletters, publications,
or other appropriate informational dissemination techniques that are
designed to: (a) raise awareness for crop insurance and risk
management; (b) inform producers of the availability of crop insurance
and risk management tools; and (c) inform producers and agribusiness
leaders in the designated RMA Region of training and informational
opportunities.
2. Deliver crop insurance and risk management training in English
or non-English language as appropriate to the audience as well as
informational opportunities to agricultural producers and agribusiness
professionals in the designated RMA Region. This will include
organizing and delivering educational activities using the
instructional materials assembled by the awardee to meet the local
needs of agricultural producers. Activities should be directed
primarily to agricultural producers, but may include those agribusiness
professionals that have frequent opportunities to advise producers on
risk management tools and decisions.
3. Document all educational activities conducted under the
cooperative partnership agreement and the results of such activities,
including criteria and indicators used to evaluate the success of the
program. The awardee will also be required to provide information to
RMA as requested for evaluation purposes.
I. Other Tasks
In addition to the specific, required tasks listed above, the
applicant may propose additional tasks that would contribute directly
to the purpose of this program such as but not limited to individual or
group Good Agricultural Practices (GAP) certification, other food-
safety related education and training activities, or activities
targeting producers engaged in local or regional food systems, such as
those selling at farmers markets. For any proposed additional task, the
applicant must identify the objective of the task, specific time lines
for performing the tasks, and the specific responsibilities of the
applicant and any entities working with the applicant in the
development or delivery of the project
III. Eligibility Information
A. Eligible Applicants
Eligible applicants include not-for-profit organizations, State
Departments of Agriculture, State Cooperative Extension Services;
Federal, State, or tribal agencies; groups representing producers,
community based organizations or a coalition of community-based
organization that has demonstrated experience in providing agricultural
or other agricultural-related services to producers; nongovernmental
organizations; junior and four-year colleges or universities or
foundations maintained by a college or university (including Minority
Serving Institutions); faith-based organizations and other appropriate
partners with the capacity to lead a local program of crop insurance
and risk management education for producers in an RMA Region.
1. Individuals are not eligible applicants.
2. Although an applicant may be eligible to compete for an award
based on its status as an eligible entity, other factors may exclude an
applicant from receiving Federal assistance under this program governed
by Federal law and regulations (e.g. debarment and suspension; a
determination of non-performance on a prior contract, cooperative
partnership agreement, or grant; or a determination of a violation of
applicable ethical standards.) Applications in which the applicant or
any of the partners are ineligible or excluded persons will be rejected
in their entirety.
3. Private organizations that are involved in the sale of Federal
crop insurance, or that have financial ties to such organizations, are
eligible to apply for funding under this Announcement. However, such
entities and their partners, affiliates, and collaborators for this
Announcement will not receive funding to conduct activities that are
already required under a Standard Reinsurance Agreement or any other
agreement in effect between FCIC/RMA and the entity, or between FCIC/
RMA and any of the partners, affiliates, or collaborators for awards
under this Announcement. In addition, such entities and their partners,
affiliates, and collaborators for this Announcement will not be allowed
to receive funding to conduct activities that could be perceived by
producers as promoting the services or products of one company over the
services or products of another company that provides the same or
similar services or products. If applying for funding, such
organizations must be aware of potential conflicts of interest and must
describe in their application the specific actions they will take to
avoid actual and perceived conflicts of interest.
B. Cost Sharing or Matching Funding
Although RMA prefers cost sharing by the applicant, this program
has neither a cost sharing nor a matching requirement.
C. Non-Financial Benefits
To be eligible, applicants must also be able to demonstrate that
they will receive a non-financial benefit as a result of a cooperative
partnership agreement. Non-financial benefits must accrue to the
applicant and must include more than the ability to provide employment
income to the applicant or for the applicant's employees or the
community. The applicant must demonstrate that performance under the
cooperative partnership agreement will further the specific mission of
the applicant (such as providing research or activities necessary for
graduate or other students to complete their educational program).
Applications that do not demonstrate a non-financial benefit will be
rejected.
[[Page 27842]]
IV. Application and Submission Information
A. Electronic Application Package
Only electronic applications will be accepted and they must be
submitted to https://rvs.umn.edu/Home.aspx in response to this
Announcement. Prior to preparing an application, it is suggested that
the Project Director (PD) first contact an Authorized Representative
(AR) or the Authorized Organizational Representative (AOR) to determine
if the organization is prepared to submit electronic applications
through https://rvs.umn.edu/Home.aspx. Applicants must have a Duns and
Bradstreet number and must be registered in System for Awards
Management (www.SAM.gov).
B. Content and Form of Application Submission
The applicant is strongly encouraged to use the tutorial located at
https://rvs.umn.edu/Home.aspx. After completing the tutorial, the final
application must be submitted to the same site: https://rvs.umn.edu/Home.aspx. Hard copy of the application will not be accepted. The
system will prompt the applicant for the following items:
1. Project Information. Information must include the Project Name,
RMA Regional Office, State/Area, Project Director's Name and Contact
Information; the second, or alternative Project Director's Name and
Contact Information, and a Financial Representative or Grants Office
Official and Contact Information. A second Point of Contact Name and
Contact Information may be added at the discretion of the applicant.
2. Executive Summary of the Project (limit 200 words). This is a
summary of the project and includes the project's goal and objectives,
location of work, audience to be reached, and expected impacts and
results of the work completed.
3. Proposed Results. Applicants must clearly identify the specific
actions producers will take as a result of the education activities.
4. Audience Emphasis. Applicant may select one or more audiences
that the project will intentionally reach.
5. Statement of Work. The Statement of Work (SOW) is in a table
format and must clearly identify each task associated with the work,
the objective of each, specific time lines for performing each task,
and the responsible party for completing the activities listed under
each task including the specific responsibilities of applicant, the
applicant's partner(s), and RMA's substantial involvement. Tasks that
directly involve producer participants, such as workshops, must
estimate the number of participants to be reached. The SOW must be very
clear on who does what, where, and when, as well as, the objective for
each task.
6. Proposal Narrative (limit of 600 words). The proposal narrative
is a description of work to be done, why the work is important, who
will benefit from the work and any additional explanation of the
expected results entered under Proposed Results that you want to
communicate. The narrative should (a) discuss specific crop insurance
education and risk management training to be developed for use with
producers; (b) identify the location and number of meetings that will
be held; (c) reasonably estimate the total number of producers for each
session or meeting identified in the Statement of Work that will be
reached through (i) direct face-to face educational activities with an
explanation of how the number was determined and (ii) through other
means such as direct mailings, Web site, etc. with an explanation of
how the number determined; (d) provide an estimate of the number of
training hours that will be conducted with an explanation of how the
number was determined; (e) provide an estimated cost per producer with
an explanation of how the cost was determined, and (f) discuss the
methods and resulting measures used to evaluate the results of the
education and training delivered to producers.
7. Team and Partners. There are three subsections under Team and
Partners. (1) Key Personnel: This section must list designated key
personnel employed directly by the applicant, any partner(s) of the
applicant, or consultant(s) of the applicant or applicant's partner who
will have significant involvement on this project. Each person
identified must be described by title, role, and responsibilities
including what skills, knowledge, and experience that they will provide
that is not already present in the applicant's organization, as well as
why that skill, knowledge, or experience is important and what will be
the cost and benefit of their involvement. Specific tasks in the SOW
designated to them must agree with this section of the application or
the application will be rejected. (2) Organizational Capacity: The
organizational capacity of the applicant must be described to assure
RMA that designated key personnel, contracted employees, partners or
consultants working on the project have the skills, knowledge, and
experience to do the work described in the SOW and have the necessary
resources to add other team members as necessary to complete the work.
(3) Partnering Plan: To submit a successful Partnering Plan, all
partners of the applicant working on the project must submit a Letter
of Commitment which clearly states that the named partner will work
with the applicant on the project, if awarded, as well as the role and
responsibilities assigned.
8. Budget Narrative must show the total cost for the project. The
budget narrative must also include the cost per producer. The budget
must describe how category costs listed on the SF 424-A are derived.
The budget narrative must provide enough detail for reviewers to easily
understand how costs were determined and how they relate to the tasks
listed in the SOW. There must be a relationship between work planned
and performed to the costs incurred.
9. Priority Priorities. This section must list the Priorities
Commodities addressed as defined in Section I, D.
10. RMA Substantial Involvement. This section must describe RMA
assistance as defined under RMA Substantial Involvement in Section II,
G.
11. Non-Financial Benefits. This section must describe the Non-
Financial Benefits from the proposed project as defined in Section III,
C.
12. Requested Documents 9. RMA Substantial Involvement. This
section must describe RMA assistance as defined under RMA Substantial
Involvement in Section II, G.
10. Non-Financial Benefits. This section must describe the Non-
Financial Benefits from the proposed project as defined in Section III,
C.
11. Requested Documents (to be downloaded from the system,
completed and uploaded prior to submission of the application).
A completed OMB Standard Form 424, ``Application for
Federal Assistance.''
A completed OMB Standard Form 424-A, ``Budget
Information--Non-construction Programs.'' Federal funding requested
(the total of direct and indirect costs) must not be less than $20,000
or exceed $99,999.
A completed OMB Standard Form 424-B, ``Assurances, Non-
constructive Programs.''
A completed and signed OMB Standard Form LLL, Disclosure
of Lobbying Activities.
A completed and signed AD-1049, Certification Regarding
Drug-Free Workplace.
Current and Pending Report. This form contains a document
called the Current and Pending Report. On the Current and Pending
Report you must
[[Page 27843]]
state for this fiscal year if this application is a duplicate
application or overlaps substantially with another application already
submitted to or funded by another USDA Agency, including RMA, or other
private organization. The percentage of each person's time associated
with the work to be done under this project must be identified in the
application. The total percentage of time for both ``Current'' and
``Pending'' projects must not exceed 100% of each person's time.
Applicants must list all current public or private employment
arrangements or financial support associated with the project or any of
the personnel that are part of the project, regardless of whether such
arrangements or funding constitute part of the project under this
Announcement (supporting agency, amount of award, effective date,
expiration date, expiration date of award, etc.). If the applicant has
no projects to list, ``N/A'' should be shown on the form. An
application submitted under this RFA that duplicates or overlaps
substantially with any application already reviewed and funded (or to
be funded) by any other organization or agency, including but not
limited to other RMA, USDA, and Federal government programs, will not
be funded under this program. RMA reserves the right to reject your
application based on the review of this information.
Letters of Commitment. A Letter of Commitment is required from each
partner or consultant partner of the applicant who will do the specific
task as identified in the SOW. The Letters must (1) be dated within 45
days of the submission and (2) list the specific tasks to be done.
Applications that do not include the items listed above will be
considered incomplete, will not receive further consideration, and will
be rejected.
C. Funding Restrictions
RMA cooperative partnership agreement funds may not be used to:
a. Plan, repair, rehabilitate, acquire, or construct a building or
facility including a processing facility;
b. Purchase, rent, or install fixed equipment;
c. Purchase portable equipment (such as laptops, I-pads, cell
phones, projectors or similar items. Rental or lease fees are payable
from RMA funds for such items in lieu of purchase.)
d. Repair or maintain privately owned vehicles;
e. Pay for the preparation of the cooperative agreement
application;
f. Fund political activities;
g. Purchase alcohol, food, beverage, give-away promotional items,
or entertainment;
h. Lend money to support farming or agricultural business operation
or expansion;
i. Pay costs incurred prior to receiving a cooperative agreement;
j. Provide producer scholarships to meetings, seminars or similar
events;
k. Pay entrance fees, conference registration fees, or other
expenses to conferences or similar activities for any person not on the
agenda or not working at an event booth promoting RMA programs or the
RMA funded project. These expenses will not be paid for the awardee's
Board of Directors, family members or similar entities. These fees will
not be paid for the awardee to attend personal development training in
order to train producers;
l. Pay costs associated 501(c) applications;
m. Fund any activities prohibited in 7 CFR Parts 3015 and 3019, as
applicable.
D. Limitation on Use of Project Funds for Salaries and Benefits
Total costs for salary and benefits allowed for projects under this
Announcement will be limited to not more than 70 percent reimbursement
of the funds awarded under the cooperative partnership agreement. The
reasonableness of the total costs for salary and benefits allowed for
projects under this Announcement will be reviewed and considered by RMA
as part of the application review process. Applications for which RMA
does not consider the salary and benefits reasonable for the proposed
work will be rejected, or will only be offered a cooperative agreement
upon the condition of changing the salary and benefits structure to one
deemed appropriate by RMA.
E. Indirect Cost Rates
1. Indirect costs allowed for projects submitted under this
Announcement will be limited to ten (10) percent of the total direct
cost of the cooperative partnership agreement. Therefore, when
preparing budgets, applicants should limit their requests for recovery
of indirect costs to the lesser of their institution's official
negotiated indirect cost rate or 10 percent of the total direct costs.
2. RMA reserves the right to negotiate final budgets with
successful applicants.
F. Other Submission Requirements
Applicants are entirely responsible for ensuring that RMA receives
a complete application package by the closing date and time. RMA
strongly encourages applicants to submit applications well before the
deadline. Application packages submitted after the deadline will be
rejected.
V. Application Review Information
A. Criteria
Applications submitted under the Risk Management Education
Partnerships Program will be evaluated within each RMA Region according
to the following criteria:
Project Results--Maximum 30 Points Available
Each application must demonstrate that the project benefits and
results to producers warrant the funding requested. Applications will
be scored according to the extent they can: (a) Identify the specific
actions producers will likely be able to take as a result of the
educational activities described by the applicant in the Proposed
Results; (b) identify the specific measures for evaluating results
including but limited to a change in producer behavior that results in
(i) understanding crop insurance program and other risk management
tools presented, (ii) evaluating what risk management options works
best for his/her operation, and (iii) developing and implementing a
specific course of action (e.g., participation in crop insurance
programs or creating a risk management plan or other risk management
actions) listed by the applicant in the Proposal Narrative; and (c)
compare work described in the Proposal Narrative and the Statement of
Work (e.g., work to be done) against the Budget Narrative (e.g. cost of
work to be done) to the Proposed Results (e.g., benefits to the
producers). Higher consideration will be given to applications that
demonstrate a clear description of the crop insurance education and
risk management training to be delivered, expected actions producers
will accomplish, well-designed methods for measuring the project's
results, and the best use of funds for the number of producers reached
at the cost per producer.
Statement of Work (SOW)--Maximum 20 Points Available
Each application must include a clear and specific Statement of
Work for the project as part of the Proposal Narrative. For each of the
tasks contained in the Description of Agreement Award (see Section II,
Award Information), the application must identify and describe specific
tasks, responsible entities including partners, expected completion
dates and deliverables that will further
[[Page 27844]]
the purpose of this program. RMA substantial involvement must be
included. Higher consideration will be given to the Statement of Work
that demonstrates specific, measurable results and definite deadlines
for the completion of tasks.
Partnering--Maximum 20 Points Available
Each application must list all partners working on the project,
their titles, and how they will contribute to the deliverables listed
in the application. The application must describe how each partner will
aid in carrying out the project goal and purpose stated in this
announcement and must include Letters of Commitment dated no more than
45 days prior to submission of the relevant application stating that
the partner has agreed to do this work. Applications will receive
higher consideration to the extent that the application demonstrates:
(a) That partnership commitments are in place for the express purpose
of delivering the program in this announcement; (b) that a broad group
of producers will be reached within the State; (c) that partners are
contributing to the project and involved in recruiting producers to
attend the training; (d) that a substantial effort has been made to
partner with organizations that can meet the needs of producers in the
designated State; and (e) statements from each partner regarding the
number of producers that partner is committed to recruit for the
project that would support the estimates specified under the Project
Impacts criterion. No points will be given if a partner is listed but
there is no corresponding Letter of Commitment from the partner who is
listed in the application.
Key Personnel and Organizational Capacity--Maximum 10 Points Available
Each application must demonstrate an ability to implement sound and
effective project management practices. Higher scores in this category
will be awarded to applications that demonstrate organizational skills,
leadership, and experience in delivering services or programs that
assist agricultural producers in the designated State. Each application
must demonstrate that the Project Director has the capability to
accomplish the project goal and purpose stated in this announcement by
(a) having a previous or existing working relationship with the
agricultural community in the designated State of the application,
including being able to recruit approximately the number of producers
to be reached in the application and/or (b) having established the
capacity to partner with and gain the support of producer
organizations, agribusiness professionals, and agribusiness leaders
locally to aid in carrying out a program of education and information,
including being able to recruit approximately the number of producers
to be reached in this application. Applications must designate an
alternate individual to assume responsibility as Project Director in
the event the original Project Director is unable to finish the
project. Applications that will employ, or have access to, personnel
who have experience in directing local educational programs that
benefit agricultural producers in the respective State will receive
higher rankings in this category.
Budget Appropriateness and Efficiency--Maximum 20 Points Available
Applications must provide a (1) total cost of the project; (2) cost
per producer and (3) a detailed budget narrative that clearly explains
and justifies costs associated with the project's tasks listed in the
Statement of Work. Applications must provide detailed costs by tasks
listed in the Statement of Work. Applications will receive higher
scores in this category to the extent that they can demonstrate a fair
and reasonable use of funds appropriate for the project and a budget
that contains the estimated cost of reaching each individual producer.
B. Review and Selection Process
Applications will be evaluated using a two-part process. First,
each application will be screened by USDA and RMA personnel to ensure
that it meets the requirements in this Announcement. Applications that
do not meet the requirements of this Announcement or that are
incomplete will not receive further consideration during the next
process. Applications that meet Announcement requirements will be
sorted into the RMA Region in which the applicant proposes to conduct
the project and will be presented to a review panel for consideration.
Second, the review panel will meet to consider and discuss the
merits of each application. The panel will consist of not less than
three independent reviewers. Reviewers will be drawn from USDA, other
Federal agencies, and public and private organizations, as needed.
After considering the merits of all applications within an RMA Region,
panel members will score each application according to the criteria and
point values listed above. The panel will then rank each application
against others within the RMA Region according to the scores received.
The review panel will report the results of the evaluation to the
Manager of FCIC. The panel's report will include the recommended
applicants to receive cooperative partnership agreements for each RMA
Region. Funding will not be provided for an application receiving a
score less than 60. Funding will not be provided for an application
that is ``highly similar'' to a higher-scoring application in the same
RMA Region. ``Highly similar'' is defined as one that proposes to reach
the same producers, farmers and ranchers who are likely to be reached
by another applicant that scored higher by the panel and provides the
same general educational material. An organization, or group of
organizations in partnership, may apply for funding under other FCIC or
RMA programs, in addition to the program described in this
Announcement. However, if the Manager of FCIC determines that an
application recommended for funding is sufficiently similar to a
project that has been funded or has been recommended to be funded under
another RMA or FCIC program, then the Manager may elect not to fund
that application in whole or in part. The Manager of FCIC will make the
final determination on those applications that will be awarded funding.
VI. Award Administration Information
A. Award Notices
The award document will provide pertinent instructions and
information including, at a minimum, the following:
(1) Legal name and address of performing organization or
institution to which the Manager of FCIC has issued an award under the
terms of this request for applications;
(2) Title of project;
(3) Name(s) and employing institution(s) of Project Directors
chosen to direct and control approved activities;
(4) Identifying award number assigned by RMA;
(5) Project period, specifying the amount of time RMA intends to
support the project;
(6) Total amount of RMA financial assistance approved by the
Manager of FCIC during the project period;
(7) Legal authority(ies) under which the award is issued;
(8) Appropriate Catalog of Federal Domestic Assistance (CFDA)
numbers;
(9) Applicable RMA award terms and conditions;
(10) Approved budget plan for categorizing allocable project funds
to
[[Page 27845]]
accomplish the stated purpose of the award; and
(11) Other information or provisions deemed necessary by RMA to
carry out its respective awarding activities or to accomplish the
purpose of a particular award.
Following approval by the Manager of FCIC of the applications to be
selected for funding, project leaders whose applications have been
selected for funding will be notified. Within the limit of funds
available for such a purpose, the Manager of FCIC will enter into
cooperative partnership agreements with those selected applicants.
After a cooperative partnership agreement has been signed, RMA will
extend to awardees, in writing, the authority to draw down funds for
the purpose of conducting the activities listed in the agreement. All
funds provided to the applicant by FCIC must be expended solely for the
purpose for which the funds are obligated in accordance with the
approved cooperative partnership agreement and budget, the regulations,
the terms and conditions of the award, and the applicability of Federal
cost principles. No commitment of Federal assistance beyond the project
period is made or implied for any award resulting from this notice.
Notification of denial of funding will be sent to applicants after
final funding decisions have been made and the awardees announced
publicly. Unsuccessful applicants will be provided a debriefing upon
request to the Director, Risk Management Education.
B. Administrative and National Policy Requirements
1. Requirement To Use USDA Logo
Applicants awarded cooperative partnership agreements will be
required to use a USDA Logo provided by RMA for all instructional and
promotional materials, when deemed appropriate.
2. Requirement To Provide Project Materials and Information to an RMA-
Selected Representative
Applicants awarded cooperative partnership agreements will be
required to provide RMA educational materials, tools, Web pages or
similar items no later than 20 business days before use in the public
domain for the purpose of RMA review and approval. Educational
materials cannot be used without RMA approval. In addition, award
recipients will assist RMA in evaluating the effectiveness of its
educational programs by notifying RMA of upcoming training meeting and
by providing documentation of educational activities, materials, and
related information to any representative selected by RMA for program
evaluation purposes.
3. Access to Panel Review Information
Upon written request from the applicant, scores from the evaluation
panel, not including the identity of reviewers, will be sent to the
applicant after the review and award process has been completed.
4. Confidential Aspects of Applications and Awards
The names of applicants, the names of individuals identified in the
applications, the content of applications, and the panel evaluations of
applications will all be kept confidential, except to those involved in
the review process, to the extent permitted by law. In addition, the
identities of review panel members will remain confidential throughout
the entire review process and will not be released to applicants. At
the end of the fiscal year, names of panel members will be made
available. However, panelists will not be identified with the review of
any particular application. When an application results in a
cooperative partnership agreement, that agreement becomes a part of the
official record of RMA transactions, available to the public upon
specific request. Information that the Secretary of Agriculture
determines to be of a confidential, privileged, or proprietary nature
will be held in confidence to the extent permitted by law. Therefore,
any information that the applicant wishes to be considered
confidential, privileged, or proprietary should be clearly marked
within an application, including the basis for such designation. The
original copy of an application that does not result in an award will
be retained by RMA for a period of one year. Other copies will be
destroyed. Copies of applications not receiving awards will be released
only with the express written consent of the applicant or to the extent
required by law. An application may be withdrawn at any time prior to
award.
5. Audit Requirements
Applicants awarded cooperative partnership agreements are subject
to audit.
6. Prohibitions and Requirements Regarding Lobbying
All cooperative agreements will be subject to the requirements of 7
CFR part 3015, ``Uniform Federal Assistance Regulations.'' A signed
copy of the certification and disclosure forms must be submitted with
the application and are available at the address and telephone number
listed in Section VII, Agency Contact.
Departmental regulations published at 7 CFR part 3018 imposes
prohibitions and requirements for disclosure and certification related
to lobbying on awardees of Federal contracts, grants, cooperative
partnership agreements and loans. It provides exemptions for Indian
Tribes and tribal organizations. Current and prospective awardees, and
any subcontractors, are prohibited from using Federal funds, other than
profits from a Federal contract, for lobbying Congress or any Federal
agency in connection with the award of a contract, grant, cooperative
partnership agreement or loan. In addition, for each award action in
excess of $100,000 ($150,000 for loans) the law requires awardees and
any subcontractors to complete a certification in accordance with
Appendix A to Part 3018 and a disclosure of lobbying activities in
accordance with Appendix B to Part 3018.: The law establishes civil
penalties for non-compliance.
7. Applicable OMB Circulars
All cooperative partnership agreements funded as a result of this
notice will be subject to the requirements contained in all applicable
OMB circulars at https://www.whitehouse.gov/omb/grants_circulars.
8. Requirement To Assure Compliance With Federal Civil Rights Laws
Awardees and all partners/collaborators of all cooperative
agreements funded as a result of this notice are required to know and
abide by Federal civil rights laws, which include, but are not limited
to, Title VI of the Civil Rights Act of 1964 (42 U.S.C. 2000d et.
seq.), and 7 CFR part 15. RMA requires that awardees submit an
Assurance Agreement (Civil Rights), assuring RMA of this compliance
prior to the beginning of the project period. Although awardees are
required to report on their civil rights compliance using demographic
data among other methodologies, awardees are not required to collect
demographic data directly from producers until such time as RMA has an
approved form and process in place for that purpose.
9. Requirement To Participate in a Post Award Teleconference
RMA requires that project leaders participate in a post award
teleconference, if conducted, to become fully aware of agreement
requirements and for delineating the roles of RMA
[[Page 27846]]
personnel and the procedures that will be followed in administering the
agreement and will afford an opportunity for the orderly transition of
agreement duties and obligations if different personnel are to assume
post-award responsibility.
10. Requirement To Participate in a Post Award Civil Rights Training
RMA requires that project leaders participate in a post award Civil
Rights and EEO training to become fully aware of Civil Rights and EEO
law and requirements.
11. Requirement To Submit Educational Materials to the Ag Risk and Farm
Management Library
RMA requires that project leaders upload digital copies of all risk
management educational materials developed because of the project to
the Ag Risk and Farm Management Library at www.agrisk.umn.edu for
posting. RMA will be clearly identified as having provided funding for
the materials.
C. Reporting Requirements
Awardees will be required to submit quarterly financial reports
(OMB Standard Form 425) throughout the project period, as well as a
final program and financial report not later than 90 days after the end
of the project period. The quarterly progress reports and final program
reports must be submitted through the Results Verification System. The
Web site address is https://https://rvs.umn.edu/Home.aspx/Home.aspx.
VII. Agency Contact
FOR FURTHER INFORMATION CONTACT: Applicants and other interested
parties are encouraged to contact: USDA-RMA-RME, phone: 202-720-0779,
email: RMA.Risk-Ed@rma.usda.gov. You may also obtain information
regarding this announcement from the RMA Web site at: https://www.rma.usda.gov/aboutrma/agreements.
VIII. Additional Information
A. The Restriction of the Expenditure of Funds To Enter Into Financial
Transactions
The Agriculture, Rural Development, Food and Drug Administration,
and Related Agencies Appropriations Act, 2012 (Pub. L. 112-55) contains
the restriction of the expenditure of funds to enter into financial
transactions Corporations that have been convicted of felonies within
the past 24 months or that have federal tax delinquencies where the
agency is aware of the felonies and/or tax delinquencies.
Section 738 (Felony Provision)
None of the funds made available by this Act may be used to enter
into a contract, memorandum of understanding, or cooperative agreement
with, make a grant to, or provide a loan or loan guarantee to any
corporation that was convicted (or had an officer or agency of such
corporation acting on behalf of the corporation convicted) of a felony
criminal violation under any Federal or State law within the preceding
24 months, where the awarding agency is aware of the conviction, unless
the agency has considered suspension or debarment of the corporation,
or such officer or agent, and made a determination that this further
action is not necessary to protect the interest of the Government.
Section 739 (Tax Delinquency Provision)
None of the funds made available by this Act may be used to enter
into a contract, memorandum of understanding, or cooperative agreement
with, make a grant to, or provide a loan or loan guarantee to, any
corporation that [has] any unpaid Federal tax liability that has been
assessed, for which all judicial and administrative remedies have been
exhausted or have lapsed, and that is not being paid in a timely manner
pursuant to an agreement with the authority responsible for collecting
the tax liability, where the awarding agency is aware of the unpaid tax
liability, unless the agency has considered suspension or debarment of
the corporation and made a determination that this further action is
not necessary to protect the interests of the Government.
B. Required Registration With the System for Award Management (SAM) for
Submission of Proposals
Under the Federal Funding Accountability and Transparency Act of
2006, the applicant must comply with the additional requirements set
forth in Attachment A regarding the Dun and Bradstreet Universal
Numbering System (DUNS) Requirements and the SAM Requirements found at
2 CFR part 25. For the purposes of this RFA, the term ``you'' in
Attachment A will mean ``applicant''. The applicant will comply with
the additional requirements set forth in Attachment B regarding
Subawards and Executive Compensation. For the purpose of this RFA, the
term ``you'' in Attachment B will mean ``applicant''. SAM (www.SAM.gov)
is a database that serves as the primary Government repository for
contractor information required for the conduct of business with the
Government. This database will also be used as a central location for
maintaining organizational information for organizations seeking and
receiving grants from the Government. Such organizations must register
in SAM prior to the submission of applications. A DUNS number is needed
for SAM registration. For information about how to register in SAM,
access www.SAM.gov. Allow a minimum of 5 business days to complete the
SAM registration.
C. Related Programs
Funding availability for this program may be announced at
approximately the same time as funding availability for similar but
separate programs--and CFDA No. 10.458 (Crop Insurance Education in
Targeted States). These programs have some similarities, but also key
differences. The differences stem from important features of each
program's authorizing legislation and different RMA objectives.
Prospective applicants should carefully examine and compare the notices
for each program.
Attachment A
I. System for Award Management (SAM) Registration and Universal
Identifier Requirements
A. Requirement for SAM
Unless you are exempted from this requirement under 2 CFR
25.110, you as the recipient must maintain the currency of your
information in SAM until you submit the final financial report
required under this award or receive the final payment, whichever is
later. This requires that you review and update the information at
least annually after the initial registration, and more frequently
if required by changes in your information or another award term.
B. Requirement for Data Universal Numbering System (DUNS)
Numbers
If you are authorized to make subawards under this award, you:
1. Must notify potential sub recipients that no entity (see
definition in paragraph C of this award) may receive a subaward from
you unless the entity has provided its DUNS number to you.
2. May not make a subaward to an entity unless the entity has
provided its DUNS number to you.
C. Definitions for Purposes of This Award Term:
1. SAM means the Federal repository into which an entity must
provide information required for the conduct of business as a
recipient. Additional information about registration procedures may
be found at www.SAM.gov.
2. Data Universal Numbering System (DUNS) number means the nine-
digit number established and assigned by Dun and Bradstreet, Inc. (D
& B) to uniquely identify business entities. A DUNS number may be
[[Page 27847]]
obtained from D & B at www.fedgov.dnb.com/webform
3. Entity, as it is used in this award term, means all of the
following, as defined at 2 CFR part 25, subpart C:
a. A Governmental organization, which is a State, local
government, or Indian Tribe;
b. A foreign public entity;
c. A domestic or foreign nonprofit organization;
d. A domestic or foreign for-profit organization; and
e. A Federal agency, but only as a subrecipient under an award
or subaward to a non-Federal entity.
4. Subaward:
a. This term means a legal instrument to provide support for the
performance of any portion of the substantive project or program for
which you received this award and that you as the recipient award to
an eligible subrecipient.
b. The term does not include your procurement of property and
services needed to carry out the project or program (for further
explanation, OMB Circular A-I33, ``Audits of States, Local
Governments, and Non-Profit Organizations'').
c. A subaward may be provided through any legal agreement,
including an agreement that you consider a contract.
5. Subrecipient means an entity that:
a. Receives a subaward from you under this award; and
b. Is accountable to you for the use of the Federal funds
provided by the subaward.
Attachment B
I. Reporting Sub Awards and Executive Compensation.
a. Reporting of first-tier subawards.
1. Applicability. Unless you are exempt as provided in paragraph
d. of this award term, you must report each action that obligates
$25,000 or more in Federal funds that does not include Recovery
funds (as defined in Section 1512(a)(2) of the American Recovery and
Reinvestment Act of 2009 (Pub. L. 111-5) for a subaward to an entity
(see definitions in paragraph e. of this award term).
2. Where and when to report.
i. You must report each obligating action described in paragraph
a.I. of this award term to https://www.fsrs.gov
ii. For sub award information, report no later than the end of
the month following the month in which the obligation was made. (For
example, if the obligation was made on November 7, 2014, the
obligation must be reported by no later than December 31, 2014.)
3. What to report. You must report the information about each
obligating action that the submission instructions posted at https://www.fsrs.gov
b. Reporting Total Compensation of Recipient Executives.
1. Applicability and what to report. You must report total
compensation for each of your five most highly compensated
executives for the preceding completed fiscal year, if--
i. The total Federal funding authorized to date under this award
is $25,000 or more;
ii. In the preceding fiscal year, you received--
(A) 80 percent or more of your annual gross revenues from
Federal procurement contracts (and subcontracts) and Federal
financial assistance subject to the Transparency Act, as defined at
2 CFR 170.320 (and subawards); and
(B) $25,000,000 or more in annual gross revenues from Federal
procurement contracts (and subcontracts) and Federal financial
assistance subject to the Transparency Act, as defined at 2 CFR
170.320 (and subawards); and
iii. The public does not have access to information about the
compensation of the executives through periodic reports filed under
Section 13(a) or 15(d) of the Securities Exchange Act of 1934 (15
U.S.C. 78m(a), 780(d)) or Section 6104 of the Internal Revenue Code
of 1986. (To determine if the public has access to the compensation
information, see the U.S. Security and Exchange Commission total
compensation filings at https://www.sec.gov/answers/execomp.htm.
2. Where and when to report. You must report executive total
compensation described in paragraph b.1. of this award term:
i. As part of your registration profile at https://www.SAM.gov.
ii. By the end of the month following the month in which this
award is made, and annually thereafter.
c. Reporting of Total Compensation of Sub Recipient Executives.
1. Applicability and what to report. Unless you are exempt as
provided in paragraph d. of this award term, for each first-tier sub
recipient under this award, you will report the names and total
compensation of each of the sub recipient's five most highly
compensated executives for the sub recipient's preceding completed
fiscal year, if--
i. in the subrecipient's preceding fiscal year, the subrecipient
received--
(A) 80 percent or more of its annual gross revenues from Federal
procurement contracts (and subcontracts) and Federal financial
assistance subject to the Transparency Act, as defined at ~ CFR
170.320 (and subawards); and
(B) $25,000,000 or more in annual gross revenues from Federal
procurement contracts (and subcontracts), and Federal financial
assistance subject to the Transparency Act (and subawards); and
ii. The public does not have access to information about the
compensation of the executives through periodic reports filed under
Section 13(a) or 15(d) of the Securities Exchange Act of 1934 (15
U.S.C. 78m(a), 780(d) or Section 6104 of the Internal Revenue Code
of 1986. (To determine if the public has access to the compensation
information, see the U.S. Security and Exchange Commission total
compensation filings at https://www.sec.gov/answers/execomp.htm.
2. Where and when to report. You must report subrecipient
executive total compensation described in paragraph c.1. of this
award term:
i. To the recipient.
ii. By the end of the month following the month during which you
make the subaward. For example, if a subaward is obligated on any
date during the month of October of a given year (i.e., between
October 1 and 31), you must report any required compensation
information of the subrecipient by November 30 of that year.
d. Exemptions
If, in the previous tax year, you had gross income, from all
sources, under $300,000, you are exempt from the requirements to
report:
i. Subawards, and
ii. The total compensation of the five most highly compensated
executives of any sub recipient.
e. Definitions. For purposes of this award term:
1. Entity means all of the following, as defined in 2 CFR part
25:
i. A Governmental organization, which is a State, local
government, or Native American tribe;
ii. A foreign public entity;
iii. A domestic or foreign nonprofit organization;
iv. A domestic or foreign for-profit organization;
v. A Federal agency, but only as a subrecipient under an award
or subaward to a non-Federal entity.
2. Executive means officers, managing partners, or any other
employees in management positions.
3. Subaward:
1. This term means a legal instrument to provide support for the
performance of any portion of the substantive project or program for
which you received this award and that you as the recipient award to
an eligible subrecipient.
ii. The term does not include your procurement of property and
services needed to carry out the project or program (OMB Circular A-
133, ``Audits of States, Local Governments, and Non-Profit
Organizations'').
iii. A subaward may be provided through any legal agreement,
including an agreement that you or a subrecipient considers a
contract.
4. Subrecipient means an entity that:
i. Receives a sub award from you (the recipient) under this
award; and
ii. Is accountable to you for the use of the Federal funds
provided by the subaward.
5. Total compensation means the cash and noncash dollar value
earned by the executive during the recipient's or subrecipient's
preceding fiscal year and includes the following (for more
information see 17 CFR 229.402(c)(2):
i. Salary and bonus.
ii. Awards of stock, stock options, and stock appreciation
rights. Use the dollar amount recognized for financial statement
reporting purposes with respect to the fiscal year in accordance
with the Statement of Financial Accounting Standards No. 123
(Revised 2004) (FAS 123R), Shared Based Payments.
iii. Earnings for services under non-equity incentive plans.
This does not include group life, health, hospitalization or medical
reimbursement plans that do not discriminate in favor of executives,
and are available generally to all salaried employees.
iv. Change in pension value. This is the change in present value
of defined benefit and actuarial pension plans.
[[Page 27848]]
v. Above-market earnings on deferred compensation which is not
tax-qualified.
vi. Other compensation, if the aggregate value of all such other
compensation (e.g. severance, termination payments, value of life
insurance paid on behalf of the employee, perquisites or property)
for the executive exceeds $10,000.
Signed in Washington, DC, on May 12, 2014.
Brandon Willis,
Manager, Federal Crop Insurance Corporation.
[FR Doc. 2014-11239 Filed 5-14-14; 8:45 am]
BILLING CODE 3410-08-P