Proposal To Consider the Impact of One Engine Inoperative Procedures in Obstruction Evaluation Aeronautical Studies, 23300-23303 [2014-09337]
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Federal Register / Vol. 79, No. 81 / Monday, April 28, 2014 / Proposed Rules
and make available for public comment
an initial regulatory flexibility analysis
that describes the impact of a proposed
rule on small entities. However, the
regulatory flexibility analysis otherwise
required under the RFA is not required
if an agency certifies that the rule will
not have a significant economic impact
on a substantial number of small entities
(defined in regulations promulgated by
the Small Business Administration
(SBA) to include banking organizations
with total assets of less than or equal to
$500 million) and publishes its
certification and a brief explanatory
statement in the Federal Register
together with the rule.
As of December 31, 2013, the OCC
supervised 1,760 banks (1,153
commercial banks, 62 trust companies,
497 Federal savings associations, and 48
branches or agencies of foreign banks).
Approximately 1,195 of OCC-supervised
banks are small entities based on the
SBA’s definition of small entities for
RFA purposes. As discussed in the
SUPPLEMENTARY INFORMATION above, the
proposed increase in assessments will
only affect institutions with more than
$40 billion in total assets. As such,
pursuant to section 605(b) of the RFA,
the OCC certifies that this proposal
would not have a significant economic
impact on a substantial number of small
entities. Accordingly, an initial
regulatory flexibility analysis is not
required.
Unfunded Mandates Reform Act
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The OCC has analyzed the proposed
rule under the factors in the Unfunded
Mandates Reform Act of 1995 (UMRA)
(2 U.S.C. 1532). Under this analysis, the
OCC considered whether the proposed
rule includes a Federal mandate that
may result in the expenditure by State,
local, and tribal governments, in the
aggregate, or by the private sector, of
$100 million or more in any one year
(adjusted annually for inflation). The
OCC has determined that this proposed
rule will not result in expenditures by
State, local, and tribal governments, or
the private sector, of $100 million or
more in any one year. Accordingly, this
proposal is not subject to section 202 of
the Unfunded Mandates Act.
List of Subjects in 12 CFR Part 8
Assessments, National banks, Savings
associations, Reporting and
recordkeeping requirements.
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Department of the Treasury
Office of the Comptroller of the
Currency
Authority and Issuance
For the reasons set forth in the
preamble, the OCC proposes to amend
12 CFR part 8 as follows:
PART 8—ASSESSMENT OF FEES
1. The authority citation for part 8
continues to read as follows:
■
Authority: 12 U.S.C. 16, 93a, 481, 482,
1467, 1831c, 1867, 3102, 3108, and
5412(b)(1)(B); and 15 U.S.C. 78c and 78l.
2. Section 8.2 is amended by revising
paragraphs (a) introductory text and
(a)(4) to read as follows:
■
§ 8.2
Semiannual assessment.
§ 8.8 Notice of Office of the Comptroller of
the Currency fees and assessments.
(a) December notice of fees and
assessments. A notice of ‘‘Office of the
Comptroller of the Currency Fees and
Assessments’’ shall be published no
Frm 00004
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Dated: April 18, 2014.
Thomas J. Curry,
Comptroller of the Currency.
[FR Doc. 2014–09296 Filed 4–25–14; 8:45 am]
BILLING CODE 4810–33–P
(a) Each national bank and each
Federal savings association shall pay to
the Comptroller of the Currency a
semiannual assessment fee, due by
March 31 and September 30 of each
year, for the six-month period beginning
on January 1 and July 1 before each
payment date. The Comptroller of the
Currency will calculate the amount due
under this section and provide a notice
of assessments to each national bank
and each Federal savings association no
later than 7 business days prior to
collection on March 31 and September
30 of each year. In setting assessments,
the Comptroller of the Currency may
take into account the nature and scope
of the activities of a national bank or
Federal savings association, the amount
and type of assets that the entity holds,
the financial and managerial condition
of the entity, and any other factor the
Comptroller of the Currency determines
is appropriate, as provided by 12 U.S.C.
16. The semiannual assessment will be
calculated as follows:
*
*
*
*
*
(4) Each year, the OCC may index the
marginal rates in Column D to adjust for
the percent change in the level of prices,
as measured by changes in the Gross
Domestic Product Implicit Price Deflator
(GDPIPD) for each June-to-June period.
The OCC may at its discretion adjust
marginal rates by amounts other than
the percentage change in the GDPIPD.
The OCC will also adjust the amounts
in Column C to reflect any change made
to the marginal rate.
■ 3. Section 8.8 is revised to read as
follows:
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later than the first business day in
December of each year for fees to be
charged by the Office during the
upcoming year. These fees will be
effective January 1 of that upcoming
year.
(b) Interim notice of fees and
assessments. The OCC may issue an
‘‘Interim Office of the Comptroller of the
Currency Fees and Assessments’’ or an
‘‘Amended Office of the Comptroller of
the Currency Fees and Assessments’’
from time to time throughout the year as
necessary. Interim or amended notices
will be effective 30 days after issuance.
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Part 77
[Docket No. FAA–2014–0134]
RIN 2120–AF90
Proposal To Consider the Impact of
One Engine Inoperative Procedures in
Obstruction Evaluation Aeronautical
Studies
Federal Aviation
Administration, Department of
Transportation.
ACTION: Notice of proposed policy;
request for comment.
AGENCY:
This action proposes to
establish a new policy that would
consider the impact of one engine out
procedures in the aeronautical study
process conducted under existing 14
CFR part 77 criteria when the airport
operations potentially affected by a
determination of no hazard are able to
use a dedicated one engine out flight
path. Additionally, this proposed policy
statement notes that the FAA has the
authority to consider the cumulative
effects of construction in concentrated
areas when evaluating the potential for
a hazard to navigation.
DATES: Send your comments on or
before June 27, 2014.
ADDRESSES: You may send comments
[identified by Docket Number FAA–
2014–0134] using any of the following
methods:
• Government-wide rulemaking Web
site: Go to https://www.regulations.gov
and follow the instructions for sending
your comments electronically.
• Mail: Docket Operations, U.S.
Department of Transportation, West
SUMMARY:
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Building, Ground Floor, Room W12–
140, Routing Symbol M–30, 1200 New
Jersey Avenue SE., Washington, DC
20590.
• Fax: 1–202–493–2251.
• Hand Delivery: To Docket
Operations, Room W12–140 on the
ground floor of the West Building, 1200
New Jersey Avenue SE., Washington,
DC 20590, between 9 a.m. and 5 p.m.,
Monday through Friday, except Federal
holidays.
For more information on the notice
and comment process, see the
SUPPLEMENTARY INFORMATION section of
this document.
Privacy: We will post all comments
we receive, without change, to https://
www.regulations.gov, including any
personal information you provide. For
more information, see the Privacy Act
discussion in the SUPPLEMENTARY
INFORMATION section of this document.
Docket: To read background
documents or comments received, go to
https://www.regulations.gov at any time
or to Room W12–140 on the ground
floor of the West Building, 1200 New
Jersey Avenue SE., Washington, DC,
between 9 a.m. and 5 p.m., Monday
through Friday, except Federal holidays.
FOR FURTHER INFORMATION CONTACT: John
Speckin, Airport Obstruction Standards
Committee, Region and Center
Operations, Office of Finance and
Management, Federal Aviation
Administration, 800 Independence
Avenue SW., Washington, DC 20591;
telephone: (816) 329–3053; email: 7–
ACE-Federal-Registry-Notice@faa.gov.
SUPPLEMENTARY INFORMATION:
Comments Invited
The FAA invites interested persons to
join in this notice and comment process
by filing written comments, data, or
views. The most helpful comments
reference a specific portion of the
proposal, explain the reason for any
recommended change, and include
supporting data. We ask that you send
us two copies of written comments.
We will file in the docket all
comments we receive, as well as a
report summarizing each substantive
public contact with FAA personnel
about this proposal. The docket is
available for public inspection before
and after the comment closing date. If
you wish to review the docket in
person, go to the address in the
ADDRESSES section of this preamble
between 9 a.m. and 5 p.m., Monday
through Friday, except Federal holidays.
You may also review the docket using
the Internet at the web address in the
ADDRESSES section.
Privacy Act: Using the search function
of our docket Web site, anyone can find
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and read the comments received into
any of our dockets. This includes the
name of the individual sending the
comment (or signing the comment for an
association, business, labor union). You
may review DOT’s complete Privacy Act
Statement in the Federal Register
published on April 11, 2000 (65 FR
19477–78) or you may visit https://
regulations.gov.
Before acting on this proposal, we
will consider all comments we receive
on or before the closing date for
comments. We will consider comments
filed late if it is possible to do so
without incurring expense or delay. We
may change this proposal because of the
comments we receive.
If you want the FAA to acknowledge
receipt of your comments on this
proposal, include with your comments
a preaddressed, stamped postcard on
which the docket number appears. We
will stamp the date on the postcard and
mail it to you.
Proprietary or Confidential Business
Information
Do not file in the docket information
that you consider to be proprietary or
confidential business information. Send
or deliver this information directly to
the person identified in the FOR FURTHER
INFORMATION CONTACT section of this
document. You must mark the
information that you consider
proprietary or confidential. If you send
the information on a disk or CD–ROM,
mark the outside of the disk or CD–ROM
and also identify electronically within
the disk or CD–ROM the specific
information that is proprietary or
confidential.
Under 14 CFR 11.35(b), when we are
aware of proprietary information filed
with a comment, we do not place it in
the docket. We hold it in a separate file
to which the public does not have
access and place a note in the docket
that we have received it. If we receive
a request to examine or copy this
information, we treat it as any other
request under the Freedom of
Information Act (5 U.S.C. 552). We
process such a request under the DOT
procedures found in 49 CFR Part 7.
Availability of Documents
You can get an electronic copy using
the Internet by:
(1) Searching the Federal
eRulemaking portal (https://
www.regulations.gov/search);
(2) Visiting the FAA’s Regulations and
Policies Web page at https://
www.faa.gov/regulations_policies; or
(3) Accessing the Government
Printing Office’s Web page at https://
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www.access.gpo.gov/su_docs/aces/
aces140.html.
Authority for This Proceeding
Under Section 40103(a), the
Administrator has broad authority to
regulate the safe and efficient use of the
navigable airspace. The Administrator is
also authorized to issue air traffic rules
and regulations to govern the flight,
navigation, protection, and
identification of aircraft for the
protections of persons and property on
the ground and for the efficient use of
the navigable airspace (49 U.S.C.
40103(b)). The Administrator may also
conduct investigations and prescribe
regulations, standards, and procedures
in carrying out the authority under this
part (49 U.S.C. 40113). The
Administrator is authorized to protect
civil aircraft in air commerce (49 U.S.C.
44701(a)(5)).
Under Section 44701(a)(5), the
Administrator promotes safe flight of
civil aircraft in air commerce by
prescribing regulations and minimum
standards for other practices, methods,
and procedures necessary for safety in
air commerce and national security.
Also, Section 44718 provides that under
regulations issued by the Administrator,
notice to the agency is required for any
construction, alteration, establishment,
or expansion of a structure or sanitary
landfill, when notice will promote
safety in air commerce and the efficient
use and preservation of the navigable
airspace and airport traffic capacity at
public use airports. This statutory
provision also provides that, under
regulations issued by the Administrator,
the agency determines whether such
construction or alteration is an
obstruction of the navigable airspace, or
an interference with air navigation
facilities and equipment or the
navigable airspace. If a determination is
made that the construction or alteration
creates an obstruction or otherwise
interferes, the agency then conducts an
aeronautical study. The study evaluates
the adverse impacts on the safe and
efficient use of the airspace, facilities or
equipment, as well as the cumulative
impact resulting from the proposed
construction or alteration of a structure
when combined with the impact of
other existing or proposed structures.
Proposed Policy Statement
Navigable airspace is being
encroached around the country with the
net effect of decreasing access for
aviation operations. Structures as
diverse as microwave towers to office
buildings and wind turbines are being
built in ever-increasing numbers near
many airports. While developers may
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erect these structures, the FAA must
consider the impact of the structures on
the safe operation of flight and their
impact on the safe, efficient use and
preservation of the navigable airspace
and airport capacity and efficiency.
Additionally, aircraft operators must
plan for the potential of an engine
failure (one engine inoperative, or OEI)
during take-off in accordance with 14
CFR parts 25, 121, and 135. An engine
failure could prevent the aircraft from
climbing at the normal climb rate and
structures near an airport could, under
such circumstances, create a safety risk.
Thus, the agency interest in studying
the potential impact of these structures
is not limited solely to whether aircraft
could avoid the proposed structures
under normal circumstances. The
agency should also consider the impact
of OEI.
The potential impact of a structure is
particularly significant at airports where
existing development or other factors
effectively limit operator options in an
OEI situation. At these airports,
increasing encroachment of the airspace
may effectively reduce the amount of
usable runway because of OEI
procedures.1
The FAA is tasked with multiple
mandates. Assuring aviation safety is
the FAA’s primary mission, including
safety of navigable airspace, aircraft
safety and airport safety, and
responsibility for assuring that safety is
shared by the agency’s air traffic
organization and aviation safety
organization. Additionally, the Office of
Airports is tasked with assuring the
safety and the continued viability of
public airports, and with maintaining
and expanding aviation capacity at
those airports. To that end, the FAA
routinely supports significant
investments at these airports to increase
airport capacity and efficiency through
the approval of new runways and
extension of existing runways. This
proposed policy statement addresses the
different mandates of the FAA, while
recognizing the right of developers to
erect structures near airports and air
navigation facilities.
The FAA is not authorized to grant or
deny construction projects. Rather, Part
77 defines a number of obstruction
standards that are used to identify
obstacles that may have an adverse
impact on the navigable airspace. Even
1 Indeed, the increased concentration of
structures could significantly impact the ability of
the FAA to mitigate the risk to safety and capacity
for any reason. Title 49 U.S.C. 44718 specifically
requires the FAA to consider the cumulative impact
resulting from the proposed construction or
alteration of a structure when combined with the
impact of other existing or proposed structures.
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upon the issuance of a Determination of
Hazard, the developer is free to continue
construction. However, zoning
authorities and private insurers may be
reluctant to permit construction of the
structure, given the FAA’s
determination that it poses a hazard to
navigation. Should the developer
proceed with construction, the FAA,
through its air traffic organization, takes
action to mitigate the impact of the
obstruction by altering procedures (e.g.,
departure routes, climb gradients) to
ensure that safety is maintained. In
making a hazard determination under
part 77, the FAA has historically only
considered aircraft operations under
normal circumstances. OEI procedures
have been considered emergency
procedures and have not been
considered by the FAA when
conducting an aeronautical study under
Part 77.
As long as the aircraft could operate
with altered flight tracks, the FAA has
not considered other potentially costly
impacts to the carriers. These include,
for example, greater fuel burn, reduced
payload, or reduced numbers of
passengers. As a result, aviation
flexibility may be compromised, and the
carriers have noted they are
experiencing a growing erosion of
capacity because of the encroachment
from obstructions near airports. To keep
up with this situation, the FAA is now
planning to evaluate a broader
definition of capacity when evaluating
new obstacles in a defined OEI
departure area with the intent to
preserve the usable runway length at
federally obligated airports.
The responsibility to consider all
obstructions beyond the runway end
and make the necessary adjustments to
OEI departure procedures falls upon the
aircraft operator to ensure safe
clearance. Every air carrier takeoff
operation must plan for an engine
failure. OEI procedures may force an
operator to reduce the takeoff weight of
the aircraft, either by reducing the
number of passengers or the amount of
cargo or fuel when circumstances
mandate.
Historically, the FAA has held that
this is an economic issue rather than a
capacity issue largely based on the
premise that airports are not incurring
serious encroachment from multiple
obstructions near the airport. However,
the last forty years have shown
economic activity and structures only
accelerating around airports—creating
an ever increasing risk. To address this,
the FAA is planning to integrate the OEI
requirements within its Part 77 analysis.
Air carriers believe that the FAA
should include OEI requirements in its
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Part 77 determinations to help ensure an
unobstructed departure path in the
event of an emergency engine-out
situation. Simply accommodating the
multiple OEI procedures of all operators
at an airport is not possible. The OEI
procedures could be so diverse as to
effectively create a zone around the
entire airport where hazard
determinations would be made at a
height and distance that the FAA has
consistently determined no hazard
exists. Another solution is merited.
In May of 2008, the FAA initiated and
sponsored the National OEI Pilot Project
to develop OEI surface policy guidance.
It engaged the airport owners/sponsors
in developing an OEI surface and
depicting it on the Airport Layout Plan
(ALP). The OEI Pilot Project utilized the
specific knowledge, expertise, and
operational experience of airport
management, local government/
community, and air carriers to develop
policy guidance for OEI surfaces that
would satisfy the needs of the majority
of airports and air carriers.
Based on this pilot program, the FAA
has determined that it is desirable for
airport owners, with input from users/
operators and communities, to define an
OEI departure area for each runway end
supporting commercial service
operations in coordination with the
FAA. Developing OEI surfaces is a
voluntary decision the airport owner
makes in coordination with the FAA,
with input from the users/operators and
local community. Once the surface is
defined for each critical runway end
and agreed to by all stakeholders, it is
the intention of the FAA to consider a
consolidated OEI surface(s) and the
effects of new structures encroaching
them under its existing Part 77
authority.
Consideration of the dedicated OEI
surfaces would extend to the full scope
of existing Part 77 requirements. The
FAA does not need to amend Part 77 to
implement this change. Accordingly,
while the FAA is willing to consider the
impact of the proposed structure, it
would not require notification of
structures solely for the purpose to
study for possible impact to an OEI
surface. If a structure does not require
filing under Part 77 or does not exceed
an obstruction standard under § 77.17,
then it will not be studied for possible
impact to an OEI surface. While aircraft
operators can choose to develop an OEI
procedure that is outside of the areas
covered by Part 77 notice criteria, the
FAA would not consider those
procedures when evaluating the
potential impact of the proposed
structure on the safety and capacity of
the navigable airspace or airport.
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Under this proposed policy, if notice
of a proposed structure is filed with the
FAA and the structure would exceed an
obstruction standard, the structure
would be a hazard to air navigation if it
exceed the OEI surface for that runway
and it was not shielded in accordance
with paragraph 6–3–13 of FAA Order
7400.2,2 Procedures for Handling
Airspace Matters. The FAA invites
comment on whether additional
exceptions are warranted to this finding
of a hazard determination for these
obstructions.
The FAA believes any airport and
experiencing encroachment should
work with its users during the Master
Planning process and propose to depict
a dedicated OEI surface on the Airport
Layout Plan (ALP). If this results in a
large number of pending proposals, then
the FAA will give top priority to those
submitted by the core airports. Core
airports are those with more than 1% of
total enplanements, defined as large
hubs, or airports with 0.75% or more of
total non-military itinerant operations.
These core airports are the most likely
to have a near-term need to define OEI
departure areas. FAA will then process
requests from non-core airports on a
first come, first served basis, consistent
with available FAA resources. FAA
approval of proposed changes to the
ALP will require consideration of
potential environmental impacts under
the National Environmental Policy Act
(NEPA). As part of the NEPA review, the
FAA will identify and appropriately
address any disproportionately high and
adverse impacts on minority and low
income populations in accordance with
the Executive Order on Environmental
Justice.
The FAA intends to amend agency
guidance and directives to encourage
airports to collaborate with stakeholders
to proactively identify OEI departure
tracks and consider potential impacts of
land use development upon airport
capacity. The FAA is seeking input on
the negative or positive impact from all
parties that could result from this policy
change, including developers, airport
owners, aircraft operators, local
governments, and any other group that
feels they will be impacted.
2 Existing structures within the OEI surface would
be grandfathered and not subject to this proposed
policy; however, this proposal would apply to
modifications to such structures.
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Issued in Washington, DC, on April 21,
2014.
Raymond Towles,
Deputy Assistant Administrator for Regions
and Center Operations, Office of Finance and
Management, Federal Aviation
Administration.
[FR Doc. 2014–09337 Filed 4–24–14; 4:15 pm]
BILLING CODE 4910–13–P
SOCIAL SECURITY ADMINISTRATION
20 CFR Part 404
[Docket No. SSA–2006–0140]
RIN 0960–AF35
Revised Medical Criteria for Evaluating
Neurological Disorders
Social Security Administration.
Proposed rule; notice of
teleconference.
AGENCY:
ACTION:
We propose to revise the
criteria in the Listing of Impairments
(listings) that we use to evaluate
disability claims involving neurological
disorders in adults and children under
titles II and XVI of the Social Security
Act (Act). The proposed revisions reflect
our program experience; advances in
medical knowledge, treatment, and
methods of evaluating neurological
disorders; comments we received from
medical experts and the public at an
outreach policy conference; and
responses to an advance notice of
proposed rulemaking (ANPRM). On
Monday, May 12, 2014 at 1:00 p.m.,
EDT, we will conduct an informational
teleconference on certain proposed
changes to the medical criteria for
evaluating neurological disorders in the
Listing of Impairments (listings). The
teleconference is open to the public and
will be strictly informational.
Date and Time: The teleconference
will take place on Monday, May 12,
2014 at 1:00 p.m., EDT.
Teleconference: To join us by
teleconference, dial phone number 1–
800–930–7709 and use passcode
number 112683.
FOR FURTHER INFORMATION CONTACT: For
additional information about this
teleconference, please contact Cheryl
Williams, Office of Medical Policy,
Office of Disability Policy, Social
Security Administration, 6401 Security
Boulevard, Baltimore, Maryland 21235–
6401, (410) 965–1020.
For information on eligibility or filing
for benefits, call our national toll-free
number, 1–800–772–1213, or TTY 1–
800–325–0778, or visit our Internet site,
Social Security Online, at https://
www.socialsecurity.gov.
SUMMARY:
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On
Monday, May 12, 2014 at 1:00 p.m.,
EDT, we will conduct an informational
teleconference on certain proposed
changes to the medical criteria for
evaluating neurological disorders in the
Listing of Impairments (listings), as
described in our recent Notice of
Proposed Rulemaking we published in
the Federal Register on February 25,
2014 (79 FR 10636). We use the criteria
in the listings to evaluate the effects of
neurological disorders in adults and
children under titles II and XVI of the
Social Security Act.
The teleconference is open to the
public and we invite interested
individuals to join us.
• To join the teleconference, dial
phone number 1–800–930–7709 and use
passcode number 112683.
The teleconference will be strictly
informational. The public comment
period for the notice of proposed
rulemaking will be extended through
May 28, 2014. The presenter will be
Shirleeta Stanton, Deputy Associate
Commissioner for Disability Policy.
SUPPLEMENTARY INFORMATION:
Agenda
1. General background on the
disability program.
2. How we revise the listings.
3. Information we considered when
we drafted the proposed functional
criteria in the listings.
4. Overview of the proposed
functional criteria in the listings to
evaluate a person’s neurological
condition.
We will post a summary of the
teleconference in the rulemaking record
at https://www.regulations.gov. Use the
Search function of the Web page to find
docket number SSA–2006–0140 and
look under Supporting & Related
Material.
Dated: April 22, 2014.
Shirleeta Stanton,
Deputy Associate Commissioner, Office of
Disability Policy.
[FR Doc. 2014–09480 Filed 4–25–14; 8:45 am]
BILLING CODE 4191–02–P
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 52
[EPA–R10–OAR–2011–0609; FRL–9909–97–
OAR]
Approval and Promulgation of
Implementation Plans; Alaska:
Interstate Transport of Pollution
Environmental Protection
Agency (EPA).
AGENCY:
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Agencies
[Federal Register Volume 79, Number 81 (Monday, April 28, 2014)]
[Proposed Rules]
[Pages 23300-23303]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2014-09337]
=======================================================================
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DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Part 77
[Docket No. FAA-2014-0134]
RIN 2120-AF90
Proposal To Consider the Impact of One Engine Inoperative
Procedures in Obstruction Evaluation Aeronautical Studies
AGENCY: Federal Aviation Administration, Department of Transportation.
ACTION: Notice of proposed policy; request for comment.
-----------------------------------------------------------------------
SUMMARY: This action proposes to establish a new policy that would
consider the impact of one engine out procedures in the aeronautical
study process conducted under existing 14 CFR part 77 criteria when the
airport operations potentially affected by a determination of no hazard
are able to use a dedicated one engine out flight path. Additionally,
this proposed policy statement notes that the FAA has the authority to
consider the cumulative effects of construction in concentrated areas
when evaluating the potential for a hazard to navigation.
DATES: Send your comments on or before June 27, 2014.
ADDRESSES: You may send comments [identified by Docket Number FAA-2014-
0134] using any of the following methods:
Government-wide rulemaking Web site: Go to https://www.regulations.gov and follow the instructions for sending your
comments electronically.
Mail: Docket Operations, U.S. Department of
Transportation, West
[[Page 23301]]
Building, Ground Floor, Room W12-140, Routing Symbol M-30, 1200 New
Jersey Avenue SE., Washington, DC 20590.
Fax: 1-202-493-2251.
Hand Delivery: To Docket Operations, Room W12-140 on the
ground floor of the West Building, 1200 New Jersey Avenue SE.,
Washington, DC 20590, between 9 a.m. and 5 p.m., Monday through Friday,
except Federal holidays.
For more information on the notice and comment process, see the
SUPPLEMENTARY INFORMATION section of this document.
Privacy: We will post all comments we receive, without change, to
https://www.regulations.gov, including any personal information you
provide. For more information, see the Privacy Act discussion in the
SUPPLEMENTARY INFORMATION section of this document.
Docket: To read background documents or comments received, go to
https://www.regulations.gov at any time or to Room W12-140 on the ground
floor of the West Building, 1200 New Jersey Avenue SE., Washington, DC,
between 9 a.m. and 5 p.m., Monday through Friday, except Federal
holidays.
FOR FURTHER INFORMATION CONTACT: John Speckin, Airport Obstruction
Standards Committee, Region and Center Operations, Office of Finance
and Management, Federal Aviation Administration, 800 Independence
Avenue SW., Washington, DC 20591; telephone: (816) 329-3053; email: 7-ACE-Federal-Registry-Notice@faa.gov.
SUPPLEMENTARY INFORMATION:
Comments Invited
The FAA invites interested persons to join in this notice and
comment process by filing written comments, data, or views. The most
helpful comments reference a specific portion of the proposal, explain
the reason for any recommended change, and include supporting data. We
ask that you send us two copies of written comments.
We will file in the docket all comments we receive, as well as a
report summarizing each substantive public contact with FAA personnel
about this proposal. The docket is available for public inspection
before and after the comment closing date. If you wish to review the
docket in person, go to the address in the ADDRESSES section of this
preamble between 9 a.m. and 5 p.m., Monday through Friday, except
Federal holidays. You may also review the docket using the Internet at
the web address in the ADDRESSES section.
Privacy Act: Using the search function of our docket Web site,
anyone can find and read the comments received into any of our dockets.
This includes the name of the individual sending the comment (or
signing the comment for an association, business, labor union). You may
review DOT's complete Privacy Act Statement in the Federal Register
published on April 11, 2000 (65 FR 19477-78) or you may visit https://regulations.gov.
Before acting on this proposal, we will consider all comments we
receive on or before the closing date for comments. We will consider
comments filed late if it is possible to do so without incurring
expense or delay. We may change this proposal because of the comments
we receive.
If you want the FAA to acknowledge receipt of your comments on this
proposal, include with your comments a preaddressed, stamped postcard
on which the docket number appears. We will stamp the date on the
postcard and mail it to you.
Proprietary or Confidential Business Information
Do not file in the docket information that you consider to be
proprietary or confidential business information. Send or deliver this
information directly to the person identified in the FOR FURTHER
INFORMATION CONTACT section of this document. You must mark the
information that you consider proprietary or confidential. If you send
the information on a disk or CD-ROM, mark the outside of the disk or
CD-ROM and also identify electronically within the disk or CD-ROM the
specific information that is proprietary or confidential.
Under 14 CFR 11.35(b), when we are aware of proprietary information
filed with a comment, we do not place it in the docket. We hold it in a
separate file to which the public does not have access and place a note
in the docket that we have received it. If we receive a request to
examine or copy this information, we treat it as any other request
under the Freedom of Information Act (5 U.S.C. 552). We process such a
request under the DOT procedures found in 49 CFR Part 7.
Availability of Documents
You can get an electronic copy using the Internet by:
(1) Searching the Federal eRulemaking portal (https://www.regulations.gov/search);
(2) Visiting the FAA's Regulations and Policies Web page at https://www.faa.gov/regulations_policies; or
(3) Accessing the Government Printing Office's Web page at https://www.access.gpo.gov/su_docs/aces/aces140.html.
Authority for This Proceeding
Under Section 40103(a), the Administrator has broad authority to
regulate the safe and efficient use of the navigable airspace. The
Administrator is also authorized to issue air traffic rules and
regulations to govern the flight, navigation, protection, and
identification of aircraft for the protections of persons and property
on the ground and for the efficient use of the navigable airspace (49
U.S.C. 40103(b)). The Administrator may also conduct investigations and
prescribe regulations, standards, and procedures in carrying out the
authority under this part (49 U.S.C. 40113). The Administrator is
authorized to protect civil aircraft in air commerce (49 U.S.C.
44701(a)(5)).
Under Section 44701(a)(5), the Administrator promotes safe flight
of civil aircraft in air commerce by prescribing regulations and
minimum standards for other practices, methods, and procedures
necessary for safety in air commerce and national security. Also,
Section 44718 provides that under regulations issued by the
Administrator, notice to the agency is required for any construction,
alteration, establishment, or expansion of a structure or sanitary
landfill, when notice will promote safety in air commerce and the
efficient use and preservation of the navigable airspace and airport
traffic capacity at public use airports. This statutory provision also
provides that, under regulations issued by the Administrator, the
agency determines whether such construction or alteration is an
obstruction of the navigable airspace, or an interference with air
navigation facilities and equipment or the navigable airspace. If a
determination is made that the construction or alteration creates an
obstruction or otherwise interferes, the agency then conducts an
aeronautical study. The study evaluates the adverse impacts on the safe
and efficient use of the airspace, facilities or equipment, as well as
the cumulative impact resulting from the proposed construction or
alteration of a structure when combined with the impact of other
existing or proposed structures.
Proposed Policy Statement
Navigable airspace is being encroached around the country with the
net effect of decreasing access for aviation operations. Structures as
diverse as microwave towers to office buildings and wind turbines are
being built in ever-increasing numbers near many airports. While
developers may
[[Page 23302]]
erect these structures, the FAA must consider the impact of the
structures on the safe operation of flight and their impact on the
safe, efficient use and preservation of the navigable airspace and
airport capacity and efficiency. Additionally, aircraft operators must
plan for the potential of an engine failure (one engine inoperative, or
OEI) during take-off in accordance with 14 CFR parts 25, 121, and 135.
An engine failure could prevent the aircraft from climbing at the
normal climb rate and structures near an airport could, under such
circumstances, create a safety risk. Thus, the agency interest in
studying the potential impact of these structures is not limited solely
to whether aircraft could avoid the proposed structures under normal
circumstances. The agency should also consider the impact of OEI.
The potential impact of a structure is particularly significant at
airports where existing development or other factors effectively limit
operator options in an OEI situation. At these airports, increasing
encroachment of the airspace may effectively reduce the amount of
usable runway because of OEI procedures.\1\
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\1\ Indeed, the increased concentration of structures could
significantly impact the ability of the FAA to mitigate the risk to
safety and capacity for any reason. Title 49 U.S.C. 44718
specifically requires the FAA to consider the cumulative impact
resulting from the proposed construction or alteration of a
structure when combined with the impact of other existing or
proposed structures.
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The FAA is tasked with multiple mandates. Assuring aviation safety
is the FAA's primary mission, including safety of navigable airspace,
aircraft safety and airport safety, and responsibility for assuring
that safety is shared by the agency's air traffic organization and
aviation safety organization. Additionally, the Office of Airports is
tasked with assuring the safety and the continued viability of public
airports, and with maintaining and expanding aviation capacity at those
airports. To that end, the FAA routinely supports significant
investments at these airports to increase airport capacity and
efficiency through the approval of new runways and extension of
existing runways. This proposed policy statement addresses the
different mandates of the FAA, while recognizing the right of
developers to erect structures near airports and air navigation
facilities.
The FAA is not authorized to grant or deny construction projects.
Rather, Part 77 defines a number of obstruction standards that are used
to identify obstacles that may have an adverse impact on the navigable
airspace. Even upon the issuance of a Determination of Hazard, the
developer is free to continue construction. However, zoning authorities
and private insurers may be reluctant to permit construction of the
structure, given the FAA's determination that it poses a hazard to
navigation. Should the developer proceed with construction, the FAA,
through its air traffic organization, takes action to mitigate the
impact of the obstruction by altering procedures (e.g., departure
routes, climb gradients) to ensure that safety is maintained. In making
a hazard determination under part 77, the FAA has historically only
considered aircraft operations under normal circumstances. OEI
procedures have been considered emergency procedures and have not been
considered by the FAA when conducting an aeronautical study under Part
77.
As long as the aircraft could operate with altered flight tracks,
the FAA has not considered other potentially costly impacts to the
carriers. These include, for example, greater fuel burn, reduced
payload, or reduced numbers of passengers. As a result, aviation
flexibility may be compromised, and the carriers have noted they are
experiencing a growing erosion of capacity because of the encroachment
from obstructions near airports. To keep up with this situation, the
FAA is now planning to evaluate a broader definition of capacity when
evaluating new obstacles in a defined OEI departure area with the
intent to preserve the usable runway length at federally obligated
airports.
The responsibility to consider all obstructions beyond the runway
end and make the necessary adjustments to OEI departure procedures
falls upon the aircraft operator to ensure safe clearance. Every air
carrier takeoff operation must plan for an engine failure. OEI
procedures may force an operator to reduce the takeoff weight of the
aircraft, either by reducing the number of passengers or the amount of
cargo or fuel when circumstances mandate.
Historically, the FAA has held that this is an economic issue
rather than a capacity issue largely based on the premise that airports
are not incurring serious encroachment from multiple obstructions near
the airport. However, the last forty years have shown economic activity
and structures only accelerating around airports--creating an ever
increasing risk. To address this, the FAA is planning to integrate the
OEI requirements within its Part 77 analysis.
Air carriers believe that the FAA should include OEI requirements
in its Part 77 determinations to help ensure an unobstructed departure
path in the event of an emergency engine-out situation. Simply
accommodating the multiple OEI procedures of all operators at an
airport is not possible. The OEI procedures could be so diverse as to
effectively create a zone around the entire airport where hazard
determinations would be made at a height and distance that the FAA has
consistently determined no hazard exists. Another solution is merited.
In May of 2008, the FAA initiated and sponsored the National OEI
Pilot Project to develop OEI surface policy guidance. It engaged the
airport owners/sponsors in developing an OEI surface and depicting it
on the Airport Layout Plan (ALP). The OEI Pilot Project utilized the
specific knowledge, expertise, and operational experience of airport
management, local government/community, and air carriers to develop
policy guidance for OEI surfaces that would satisfy the needs of the
majority of airports and air carriers.
Based on this pilot program, the FAA has determined that it is
desirable for airport owners, with input from users/operators and
communities, to define an OEI departure area for each runway end
supporting commercial service operations in coordination with the FAA.
Developing OEI surfaces is a voluntary decision the airport owner makes
in coordination with the FAA, with input from the users/operators and
local community. Once the surface is defined for each critical runway
end and agreed to by all stakeholders, it is the intention of the FAA
to consider a consolidated OEI surface(s) and the effects of new
structures encroaching them under its existing Part 77 authority.
Consideration of the dedicated OEI surfaces would extend to the
full scope of existing Part 77 requirements. The FAA does not need to
amend Part 77 to implement this change. Accordingly, while the FAA is
willing to consider the impact of the proposed structure, it would not
require notification of structures solely for the purpose to study for
possible impact to an OEI surface. If a structure does not require
filing under Part 77 or does not exceed an obstruction standard under
Sec. 77.17, then it will not be studied for possible impact to an OEI
surface. While aircraft operators can choose to develop an OEI
procedure that is outside of the areas covered by Part 77 notice
criteria, the FAA would not consider those procedures when evaluating
the potential impact of the proposed structure on the safety and
capacity of the navigable airspace or airport.
[[Page 23303]]
Under this proposed policy, if notice of a proposed structure is
filed with the FAA and the structure would exceed an obstruction
standard, the structure would be a hazard to air navigation if it
exceed the OEI surface for that runway and it was not shielded in
accordance with paragraph 6-3-13 of FAA Order 7400.2,\2\ Procedures for
Handling Airspace Matters. The FAA invites comment on whether
additional exceptions are warranted to this finding of a hazard
determination for these obstructions.
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\2\ Existing structures within the OEI surface would be
grandfathered and not subject to this proposed policy; however, this
proposal would apply to modifications to such structures.
---------------------------------------------------------------------------
The FAA believes any airport and experiencing encroachment should
work with its users during the Master Planning process and propose to
depict a dedicated OEI surface on the Airport Layout Plan (ALP). If
this results in a large number of pending proposals, then the FAA will
give top priority to those submitted by the core airports. Core
airports are those with more than 1% of total enplanements, defined as
large hubs, or airports with 0.75% or more of total non-military
itinerant operations. These core airports are the most likely to have a
near-term need to define OEI departure areas. FAA will then process
requests from non-core airports on a first come, first served basis,
consistent with available FAA resources. FAA approval of proposed
changes to the ALP will require consideration of potential
environmental impacts under the National Environmental Policy Act
(NEPA). As part of the NEPA review, the FAA will identify and
appropriately address any disproportionately high and adverse impacts
on minority and low income populations in accordance with the Executive
Order on Environmental Justice.
The FAA intends to amend agency guidance and directives to
encourage airports to collaborate with stakeholders to proactively
identify OEI departure tracks and consider potential impacts of land
use development upon airport capacity. The FAA is seeking input on the
negative or positive impact from all parties that could result from
this policy change, including developers, airport owners, aircraft
operators, local governments, and any other group that feels they will
be impacted.
Issued in Washington, DC, on April 21, 2014.
Raymond Towles,
Deputy Assistant Administrator for Regions and Center Operations,
Office of Finance and Management, Federal Aviation Administration.
[FR Doc. 2014-09337 Filed 4-24-14; 4:15 pm]
BILLING CODE 4910-13-P