Findings of Research Misconduct, 22973-22975 [2014-09434]
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Federal Register / Vol. 79, No. 80 / Friday, April 25, 2014 / Notices
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[FR Doc. 2014–09336 Filed 4–24–14; 8:45 am]
BILLING CODE 8070–01–P
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
Office of the Secretary
Findings of Research Misconduct
AGENCY:
PO 00000
Office of the Secretary, HHS.
Frm 00031
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ACTION:
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Notice.
Notice is hereby given that
the Office of Research Integrity (ORI)
has taken final action in the following
case:
Li Chen, Ph.D., Mount Sinai School of
Medicine: Based on evidence and
findings of an investigation report by
Mount Sinai School of Medicine
(MSSM) transmitted to the United States
Department of Health and Human
Services (HHS), Office of Research
Integrity (ORI), in April 2010 and
additional analysis conducted by ORI in
its oversight review, ORI found that Dr.
Li Chen, former Postdoctoral Fellow,
Department of Gene and Cell Medicine,
MSSM, engaged in research misconduct
in research that was supported by
National Institute of Diabetes and
Digestive and Kidney Diseases (NIDDK),
National Institutes of Health (NIH),
grant R01 DK062972 and National
SUMMARY:
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22974
Federal Register / Vol. 79, No. 80 / Friday, April 25, 2014 / Notices
Institute of General Medical Sciences
(NIGMS), NIH, grant P20 GM075019 and
was submitted in grant applications R01
DK074695 and R01 DK083286 to
NIDDK, NIH, P20 GM075019 to NIGMS,
NIH, and R01 NS062054 to the National
Institute of Neurological Disorders and
Stroke (NINDS), NIH.
ORI found that the Respondent
intentionally, knowingly, and recklessly
fabricated and falsified data reported in
four (4) publications, one (1) submitted
manuscript, and four (4) grant
applications:
• Chen, L., & Woo, S.L.C. ‘‘Complete
and persistent phenotypic correction of
phenylketonuria in mice by site-specific
genome integration of murine
phenylalanine hydroxylase cDNA.’’
Proc. Natl. Acad. Sci. U.S.A.
102(43):15581–15586, October 2005
(hereafter referred to as ‘‘PNAS 2005’’).
• Chen, L., Thung, S.N., & Woo,
S.L.C. ‘‘Metabolic Basis of Sexual
Dimorphism in PKU Mice After
Genome-targeted PAH Gene Therapy.’’
Mol. Ther. 15:1079–1085, June 2007;
Retracted in December 2010 (hereafter
referred to as ‘‘Mol. Ther. June 2007’’).
• Chen, L., & Woo, S.L.C. ‘‘Correction
in Female PKU Mice by Repeated
Administration of mPAH cDNA Using
phiBT1 Integration System.’’ Mol. Ther.
15:1789–1795, October 2007; Retracted
in December 2010 (hereafter referred to
as ‘‘Mol. Ther. Oct. 2007’’).
• Chen, L., & Woo, S.L.C. ‘‘SiteSpecific Transgene Integration in the
¨
Human Genome Catalyzed by OBT1
Phage Integrase.’’ Hum. Gene Ther.
19:143–151, February 2008; Retracted in
August 2010 (hereafter referred to as
‘‘HGT 2008’’).
• Chen, L., Roy, I., Prasad, P.N., &
Woo, S.L.C. ‘‘Nanoparticle-Based Gene
Therapy for Metabolic Disorders:
Hepatic Delivery of Minicircle DNA for
Complete Correction of
Phenylketonuria.’’ Submitted for
publication in Proc. Natl. Acad. Sci.
U.S.A. (hereafter referred to as the
‘‘PNAS 2008 manuscript’’).
• R01 DK074695, ‘‘Genome-targeted
PAH Gene Integration in PKU Mice and
Sexual Dimorphism,’’ Savio L.C. Wood,
Ph.D., Principal Investigator (P.I.)
(hereafter referred to as ‘‘R01
DK074695’’).
• P20 GM075019, ‘‘Growth,
Differentiation & Genetic Alteration of
Human ES Cells,’’ Gordon M. Keller,
Ph.D., P.I. (hereafter referred to as ‘‘P20
GM075019’’).
• R01 NS062054, ‘‘Nanoparticlemedicated Gene Therapy for PKU,’’
Savio L. Woo, Ph.D., P.I. (hereafter
referred to as ‘‘R01 NS062054’’).
• R01 DK083285, ‘‘NanoparticleMediated Gene Therapy PKU,’’ Savio L.
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16:57 Apr 24, 2014
Jkt 232001
Woo, Ph.D., P.I. (hereafter referred to as
‘‘R01 DK083285’’).
The Respondent fabricated figures
reporting the chromosomal locations of
integration sites, fabricated data
reporting the use of polymerase chain
reaction (PCR) to determine integration
frequencies, falsified data representing
the detection of chromosomal
translocations in human cells, and
fabricated figures by falsely reporting
the results of High-Performance Liquid
Chromatography (HPLC) assays. The
Respondent also falsified experimental
data for LacZ stained liver sections and
for hematoxylin and eosin (H&E) stained
liver sections.
Specifically, ORI finds by a
preponderance of the evidence that the
Respondent engaged in misconduct in
science and research misconduct by
intentionally, knowingly, and
recklessly:
1. fabricating and/or falsifying
nineteen (19) figures by falsely reporting
that phenylketonuria (PKU) gene
therapy experiments were successfully
completed, when the available evidence
shows the experiments were not
performed; specifically the Respondent:
(a) fabricated figures where DNA
sequencing was purportedly used to
identify the chromosomal locations of
integration sites for the PAH gene in
mouse and human cells, reported in
seven (7) figures:
• PNAS 2005, Figure 2A
• HGT 2008, Figures 3b and 3c
• R01 NS062054, Figures 3 and 20
• R01 DK074695, Figure 6
• R01 DK083286, Figure 17
• P20 GM075019, Figure 4
(b) fabricated data purportedly
representing the use of PCR to
determine integration frequencies for
the phenylalanine hydroxylase (PAH)
gene and the secreted embryonic
alkaline phosphatase (SEAP) reporter
gene, in mouse and human cells,
reported in eleven (11) figures:
• PNAS 2005, Figures 2C and 3B
• Mol. Ther. June 2007, Figures 2a
and 5a
• Mol. Ther. Oct. 2007, Figures 2d
and 5a
• HGT 2008, Figure 4
• R01 NS062054, Figures 4b and 10a
• R01 DK074695, Figure 7b
• R01 DK083286, Figure 2b
(c) falsified figures representing the
detection of chromosomal tranlocations
in human cells, purportedly determined
by PCR in two (2) figures:
• HGT 2008, Figure 5a
• R01 NS062054, Figure 21a
2. fabricating the results of HPLC
assays to show generally lowered blood
levels of phenylalanine after PKU gene
therapy and to show liver levels of BH4
PO 00000
Frm 00032
Fmt 4703
Sfmt 4703
when the Respondent did not have the
HPLC data needed to support those
claims; specifically the Respondent:
(a) fabricated serum phenylalanine
graphs in:
• PNAS 2005, Figure 4B; this false
data also is presented in R01 DK074695,
Figure 10b
• Mol. Ther. June 2007, Figure 1a;
this false data also is presented in R01
DK074695, Figure 11
• R01 DK083286, Figure 3; this false
data also is presented in Mol. Ther. June
2007, Figure 3, and R01 NS062054,
Figure 7
• Mol. Ther. Oct. 2007, Figure 4a; this
false data also is presented in R01
NS062054, Figure 9a
• PNAS 2008 manuscript, Figure 4
(b) fabricated graphs for BH4 levels in:
• Mol. Ther. June 2007, Figure 5c;
this false data also is presented in R01
NS062054, Figure 8c
3. falsely reporting the results of LacZ
stained liver sections by reusing and
relabeling an image and claiming that it
represents different experiments;
specifically, the same image was used to
represent mice treated with a nanoplex
gene delivery system in R01 NS062054,
Figure 14b (right panel), and also to
represent a wholly different experiment
for mice treated with 10 injections of the
phiBT1 integrase system alone in R01
NS062054, Figure 4c (right panel), and
Mol. Ther. Oct. 2007, Figure 2b (D
panel)
4. falsely reporting the results of H&E
stained liver sections in R01 NS062054,
Figure 6, by using the identical image to
represent four (4) different experimental
treatments of H&E stained liver sections;
specifically the Respondent reused and
relabeled one image to represent liver
sections from mice that received either
1 or 10 injections, with or without the
phiBT1 integrase plasmid.
The Respondent failed to take
responsibility for the fabrication and
falsification described in ORI’s findings.
The following administrative actions
have been implemented for a period of
three (3) years, beginning on April 11,
2014:
(1) Respondent is debarred from any
contracting or subcontracting with any
agency of the United States Government
and from eligibility for, or involvement
in, nonprocurement programs of the
United States Government referred to as
‘‘covered transactions’’ pursuant to
HHS’ Implementation (2 CFR part 376 et
seq.) of Office of Management and
Budget (OMB) Guidelines to Agencies
on Governmentwide Debarment and
Suspension, 2 CFR part 180 (collectively
the ‘‘Debarment Regulations’’); and
(2) Respondent is prohibited from
serving in any advisory capacity to PHS,
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25APN1
Federal Register / Vol. 79, No. 80 / Friday, April 25, 2014 / Notices
including but not limited to service on
any PHS advisory committee, board,
and/or peer review committee, or as a
consultant.
FOR FURTHER INFORMATION CONTACT:
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
Centers for Medicare & Medicaid
Services
Acting Director, Office of Research
Integrity, 1101 Wootton Parkway, Suite
750, Rockville, MD 20852, (240) 453–
8800.
[Document Identifiers CMS–10517]
Donald Wright,
Acting Director, Office of Research Integrity.
AGENCY:
[FR Doc. 2014–09434 Filed 4–24–14; 8:45 am]
Agency Information Collection
Activities: Proposed Collection;
Comment Request
Centers for Medicare &
Medicaid Services, HHS.
ACTION: Notice.
BILLING CODE 4150–31–P
The Centers for Medicare &
Medicaid Services (CMS) is announcing
an opportunity for the public to
comment on CMS’ intention to collect
information from the public. Under the
Paperwork Reduction Act of 1995 (the
PRA), federal agencies are required to
publish notice in the Federal Register
concerning each proposed collection of
information (including each proposed
extension or reinstatement of an existing
collection of information) and to allow
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proposed action. Interested persons are
invited to send comments regarding our
burden estimates or any other aspect of
this collection of information, including
any of the following subjects: (1) The
necessity and utility of the proposed
information collection for the proper
performance of the agency’s functions;
(2) the accuracy of the estimated
burden; (3) ways to enhance the quality,
utility, and clarity of the information to
be collected; and (4) the use of
automated collection techniques or
other forms of information technology to
minimize the information collection
burden.
DATES: Comments must be received by
June 24, 2014.
ADDRESSES: When commenting, please
reference the document identifier or
OMB control number (OCN). To be
assured consideration, comments and
recommendations must be submitted in
any one of the following ways:
1. Electronically. You may send your
comments electronically to https://
www.regulations.gov. Follow the
instructions for ‘‘Comment or
Submission’’ or ‘‘More Search Options’’
to find the information collection
document(s) that are accepting
comments.
2. By regular mail. You may mail
written comments to the following
address: CMS, Office of Strategic
Operations and Regulatory Affairs,
Division of Regulations Development
Attention: Document Identifier/OMB
Control Number ___, Room C4–26–05,
7500 Security Boulevard, Baltimore,
Maryland 21244–1850.
SUMMARY:
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
Centers for Disease Control and
Prevention
Disease, Disability, and Injury
Prevention and Control Special
Emphasis Panel (SEP): Initial Review
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The meeting announced below
concerns Reducing Youth Exposure to
Alcohol Marketing, Special Interest
Projects (SIP)14–009, Panel A, initial
review.
In accordance with Section 10(a)(2) of
the Federal Advisory Committee Act
(Pub. L. 92–463), the Centers for Disease
Control and Prevention (CDC)
announces the aforementioned meeting:
Time and Date: 10:00 a.m.–5:00 p.m., May
19, 2014 (Closed).
Place: Teleconference.
Status: The meeting will be closed to the
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forth in Section 552b(c)(4) and (6), Title 5
U.S.C., and the Determination of the Director,
Management Analysis and Services Office,
CDC, pursuant to Public Law 92–463.
Matters for Discussion: The meeting will
include the initial review, discussion, and
evaluation of applications received in
response to ‘‘Reducing Youth Exposure to
Alcohol Marketing, SIP14–009, Panel A,
initial review.’’
Contact Person for More Information: M.
Chris Langub, Ph.D., Scientific Review
Officer, CDC, 4770 Buford Highway, NE.,
Mailstop F–80, Atlanta, Georgia 30341,
Telephone: (770) 488–3585, EEO6@cdc.gov.
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authority to sign Federal Register notices
pertaining to announcements of meetings and
other committee management activities, for
both the Centers for Disease Control and
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Substances and Disease Registry.
Elaine L. Baker,
Director, Management Analysis and Services
Office, Centers for Disease Control and
Prevention.
[FR Doc. 2014–09373 Filed 4–24–14; 8:45 am]
BILLING CODE 4163–18–P
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22975
To obtain copies of a supporting
statement and any related forms for the
proposed collection(s) summarized in
this notice, you may make your request
using one of following:
1. Access CMS’ Web site address at
https://www.cms.hhs.gov/Paperwork
ReductionActof1995.
2. Email your request, including your
address, phone number, OMB number,
and CMS document identifier, to
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3. Call the Reports Clearance Office at
(410) 786–1326.
FOR FURTHER INFORMATION CONTACT:
Reports Clearance Office at (410) 786–
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SUPPLEMENTARY INFORMATION:
Contents
This notice sets out a summary of the
use and burden associated with the
following information collections. More
detailed information can be found in
each collection’s supporting statement
and associated materials (see
ADDRESSES).
CMS–10517 The Predictive Learning
Analytics Tracking Outcome
(PLATOTM)
Under the PRA (44 U.S.C. 3501–
3520), federal agencies must obtain
approval from the Office of Management
and Budget (OMB) for each collection of
information they conduct or sponsor.
The term ‘‘collection of information’’ is
defined in 44 U.S.C. 3502(3) and 5 CFR
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Section 3506(c)(2)(A) of the PRA
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Information Collection
1. Type of Information Collection
Request: New collection (Request for a
new control number); Title of
Information Collection: The Predictive
Learning Analytics Tracking Outcome
(PLATOTM); Use: The Predictive
Learning Analytics Tracking Outcome
(PLATOTM) is a web-based application
tool that will serve as the centerpiece of
the advanced analytics initiative with
the Centers for Medicare & Medicaid
Services (CMS) and Health Integrity,
LLC, the National Benefit Integrity
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[Federal Register Volume 79, Number 80 (Friday, April 25, 2014)]
[Notices]
[Pages 22973-22975]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2014-09434]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF HEALTH AND HUMAN SERVICES
Office of the Secretary
Findings of Research Misconduct
AGENCY: Office of the Secretary, HHS.
ACTION: Notice.
-----------------------------------------------------------------------
SUMMARY: Notice is hereby given that the Office of Research Integrity
(ORI) has taken final action in the following case:
Li Chen, Ph.D., Mount Sinai School of Medicine: Based on evidence
and findings of an investigation report by Mount Sinai School of
Medicine (MSSM) transmitted to the United States Department of Health
and Human Services (HHS), Office of Research Integrity (ORI), in April
2010 and additional analysis conducted by ORI in its oversight review,
ORI found that Dr. Li Chen, former Postdoctoral Fellow, Department of
Gene and Cell Medicine, MSSM, engaged in research misconduct in
research that was supported by National Institute of Diabetes and
Digestive and Kidney Diseases (NIDDK), National Institutes of Health
(NIH), grant R01 DK062972 and National
[[Page 22974]]
Institute of General Medical Sciences (NIGMS), NIH, grant P20 GM075019
and was submitted in grant applications R01 DK074695 and R01 DK083286
to NIDDK, NIH, P20 GM075019 to NIGMS, NIH, and R01 NS062054 to the
National Institute of Neurological Disorders and Stroke (NINDS), NIH.
ORI found that the Respondent intentionally, knowingly, and
recklessly fabricated and falsified data reported in four (4)
publications, one (1) submitted manuscript, and four (4) grant
applications:
Chen, L., & Woo, S.L.C. ``Complete and persistent
phenotypic correction of phenylketonuria in mice by site-specific
genome integration of murine phenylalanine hydroxylase cDNA.'' Proc.
Natl. Acad. Sci. U.S.A. 102(43):15581-15586, October 2005 (hereafter
referred to as ``PNAS 2005'').
Chen, L., Thung, S.N., & Woo, S.L.C. ``Metabolic Basis of
Sexual Dimorphism in PKU Mice After Genome-targeted PAH Gene Therapy.''
Mol. Ther. 15:1079-1085, June 2007; Retracted in December 2010
(hereafter referred to as ``Mol. Ther. June 2007'').
Chen, L., & Woo, S.L.C. ``Correction in Female PKU Mice by
Repeated Administration of mPAH cDNA Using phiBT1 Integration System.''
Mol. Ther. 15:1789-1795, October 2007; Retracted in December 2010
(hereafter referred to as ``Mol. Ther. Oct. 2007'').
Chen, L., & Woo, S.L.C. ``Site-Specific Transgene
Integration in the Human Genome Catalyzed by [Ouml]BT1 Phage
Integrase.'' Hum. Gene Ther. 19:143-151, February 2008; Retracted in
August 2010 (hereafter referred to as ``HGT 2008'').
Chen, L., Roy, I., Prasad, P.N., & Woo, S.L.C.
``Nanoparticle-Based Gene Therapy for Metabolic Disorders: Hepatic
Delivery of Minicircle DNA for Complete Correction of
Phenylketonuria.'' Submitted for publication in Proc. Natl. Acad. Sci.
U.S.A. (hereafter referred to as the ``PNAS 2008 manuscript'').
R01 DK074695, ``Genome-targeted PAH Gene Integration in
PKU Mice and Sexual Dimorphism,'' Savio L.C. Wood, Ph.D., Principal
Investigator (P.I.) (hereafter referred to as ``R01 DK074695'').
P20 GM075019, ``Growth, Differentiation & Genetic
Alteration of Human ES Cells,'' Gordon M. Keller, Ph.D., P.I.
(hereafter referred to as ``P20 GM075019'').
R01 NS062054, ``Nanoparticle-medicated Gene Therapy for
PKU,'' Savio L. Woo, Ph.D., P.I. (hereafter referred to as ``R01
NS062054'').
R01 DK083285, ``Nanoparticle-Mediated Gene Therapy PKU,''
Savio L. Woo, Ph.D., P.I. (hereafter referred to as ``R01 DK083285'').
The Respondent fabricated figures reporting the chromosomal
locations of integration sites, fabricated data reporting the use of
polymerase chain reaction (PCR) to determine integration frequencies,
falsified data representing the detection of chromosomal translocations
in human cells, and fabricated figures by falsely reporting the results
of High-Performance Liquid Chromatography (HPLC) assays. The Respondent
also falsified experimental data for LacZ stained liver sections and
for hematoxylin and eosin (H&E) stained liver sections.
Specifically, ORI finds by a preponderance of the evidence that the
Respondent engaged in misconduct in science and research misconduct by
intentionally, knowingly, and recklessly:
1. fabricating and/or falsifying nineteen (19) figures by falsely
reporting that phenylketonuria (PKU) gene therapy experiments were
successfully completed, when the available evidence shows the
experiments were not performed; specifically the Respondent:
(a) fabricated figures where DNA sequencing was purportedly used to
identify the chromosomal locations of integration sites for the PAH
gene in mouse and human cells, reported in seven (7) figures:
PNAS 2005, Figure 2A
HGT 2008, Figures 3b and 3c
R01 NS062054, Figures 3 and 20
R01 DK074695, Figure 6
R01 DK083286, Figure 17
P20 GM075019, Figure 4
(b) fabricated data purportedly representing the use of PCR to
determine integration frequencies for the phenylalanine hydroxylase
(PAH) gene and the secreted embryonic alkaline phosphatase (SEAP)
reporter gene, in mouse and human cells, reported in eleven (11)
figures:
PNAS 2005, Figures 2C and 3B
Mol. Ther. June 2007, Figures 2a and 5a
Mol. Ther. Oct. 2007, Figures 2d and 5a
HGT 2008, Figure 4
R01 NS062054, Figures 4b and 10a
R01 DK074695, Figure 7b
R01 DK083286, Figure 2b
(c) falsified figures representing the detection of chromosomal
tranlocations in human cells, purportedly determined by PCR in two (2)
figures:
HGT 2008, Figure 5a
R01 NS062054, Figure 21a
2. fabricating the results of HPLC assays to show generally lowered
blood levels of phenylalanine after PKU gene therapy and to show liver
levels of BH4 when the Respondent did not have the HPLC data
needed to support those claims; specifically the Respondent:
(a) fabricated serum phenylalanine graphs in:
PNAS 2005, Figure 4B; this false data also is presented in
R01 DK074695, Figure 10b
Mol. Ther. June 2007, Figure 1a; this false data also is
presented in R01 DK074695, Figure 11
R01 DK083286, Figure 3; this false data also is presented
in Mol. Ther. June 2007, Figure 3, and R01 NS062054, Figure 7
Mol. Ther. Oct. 2007, Figure 4a; this false data also is
presented in R01 NS062054, Figure 9a
PNAS 2008 manuscript, Figure 4
(b) fabricated graphs for BH4 levels in:
Mol. Ther. June 2007, Figure 5c; this false data also is
presented in R01 NS062054, Figure 8c
3. falsely reporting the results of LacZ stained liver sections by
reusing and relabeling an image and claiming that it represents
different experiments; specifically, the same image was used to
represent mice treated with a nanoplex gene delivery system in R01
NS062054, Figure 14b (right panel), and also to represent a wholly
different experiment for mice treated with 10 injections of the phiBT1
integrase system alone in R01 NS062054, Figure 4c (right panel), and
Mol. Ther. Oct. 2007, Figure 2b (D panel)
4. falsely reporting the results of H&E stained liver sections in
R01 NS062054, Figure 6, by using the identical image to represent four
(4) different experimental treatments of H&E stained liver sections;
specifically the Respondent reused and relabeled one image to represent
liver sections from mice that received either 1 or 10 injections, with
or without the phiBT1 integrase plasmid.
The Respondent failed to take responsibility for the fabrication
and falsification described in ORI's findings.
The following administrative actions have been implemented for a
period of three (3) years, beginning on April 11, 2014:
(1) Respondent is debarred from any contracting or subcontracting
with any agency of the United States Government and from eligibility
for, or involvement in, nonprocurement programs of the United States
Government referred to as ``covered transactions'' pursuant to HHS'
Implementation (2 CFR part 376 et seq.) of Office of Management and
Budget (OMB) Guidelines to Agencies on Governmentwide Debarment and
Suspension, 2 CFR part 180 (collectively the ``Debarment
Regulations''); and
(2) Respondent is prohibited from serving in any advisory capacity
to PHS,
[[Page 22975]]
including but not limited to service on any PHS advisory committee,
board, and/or peer review committee, or as a consultant.
FOR FURTHER INFORMATION CONTACT: Acting Director, Office of Research
Integrity, 1101 Wootton Parkway, Suite 750, Rockville, MD 20852, (240)
453-8800.
Donald Wright,
Acting Director, Office of Research Integrity.
[FR Doc. 2014-09434 Filed 4-24-14; 8:45 am]
BILLING CODE 4150-31-P