New Postal Product, 22708-22709 [2014-09252]
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22708
Federal Register / Vol. 79, No. 78 / Wednesday, April 23, 2014 / Notices
mechanism (e.g., a surety bond,
irrevocable letter of credit) would
remain unaffected by the exemption.
Rather, the exemption would only
pertain to the establishment of a
dedicated trust in which funds could be
deposited in the event that the financial
assurance mechanism would be need to
be liquidated. The regulations in 10 CFR
Part 40, Appendix A, Criterion 9(d),
allow for the financial or surety
arrangements to be held by the State.
NRC has determined that while the
WDEQ does not require an STA, the
special revenue account may serve a
similar purpose in that forfeited funds
are not deposited into the State treasury
for general fund use, but instead are set
aside in the special revenue account to
be used exclusively for reclamation
[decommissioning] purposes. Because
the licensee remains obligated to
establish an adequate financial
assurance mechanism for its licensed
sites, and the NRC has approved such a
mechanism, sufficient funds are
available in the event that the site
would need to be decommissioned. A
temporary delay in establishing an STA
does not impact the present availability
and adequacy of the actual financial
assurance mechanism. Therefore, the
limited exemption being issued by the
NRC herein presents no undue risk to
public health and safety.
C. The Exemption Is Consistent With the
Common Defense and Security
The proposed exemption would not
involve or implicate the common
defense or security. Therefore, granting
the exemption will have no effect on the
common defense and security.
wreier-aviles on DSK5TPTVN1PROD with NOTICES
D. The Exemption Is in the Public
Interest
The proposed exemption would
enable the NRC staff to evaluate the
State of Wyoming’s separate account
provision and the NRC’s STA
requirement to determine if they are
comparable. The evaluation process will
allow the NRC to determine whether the
licensee’s compliance with the state law
provision will sufficiently address the
NRC requirement as well, and therefore
provide clarity on the implementation
of the NRC regulation in this instance.
Therefore, granting the exemption is in
the public interest.
E. Environmental Considerations
The NRC staff has determined that
granting of an exemption from the
requirements of 10 CFR Part 40,
Appendix A, Criterion 9 belongs to a
category of regulatory actions which the
NRC, by regulation, has determined do
not individually or cumulatively have a
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15:37 Apr 22, 2014
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significant effect on the environment,
and as such do not require an
environmental assessment. The
exemption from the requirement to have
an STA in place is eligible for
categorical exclusion under 10 CFR
51.22(c)(25)(iv)(H), which provides that
exemptions from surety, insurance, or
indemnification requirements are
categorically excluded if the exemption
would not result in any significant
hazards consideration; change or
increase in the amount of any offsite
effluents; increase in individual or
cumulative public or occupational
radiation exposure; construction
impacts; or increase in the potential for
or consequence from radiological
accidents. The staff finds that the STA
exemption involves surety, insurance
and/or indemnity requirements and that
granting Cameco this temporary
exemption from the requirement of
establishing a standby trust arrangement
would not result in any significant
hazards or increases in offsite effluents,
radiation exposure, construction
impacts, or potential radiological
accidents. Therefore, an environmental
assessment is not required.
IV. Conclusions
Dated at Rockville, Maryland, this 15th day
of April 2014.
For the Nuclear Regulatory Commission.
Andrew Persinko,
Deputy Director, Decommissioning and
Uranium Recovery Licensing Directorate,
Division of Waste Management and
Environmental Protection, Office of Federal
and State Materials and Environmental
Management Programs.
[FR Doc. 2014–09267 Filed 4–22–14; 8:45 am]
BILLING CODE 7590–01–P
Frm 00091
Fmt 4703
[Docket No. CP2014–46; Order No. 2057]
New Postal Product
Postal Regulatory Commission.
Notice.
AGENCY:
ACTION:
The Commission is noticing a
recent Postal Service filing requesting
the addition of a Global Plus 2C
negotiated service agreement to the
competitive product list. This notice
informs the public of the filing, invites
public comment, and takes other
administrative steps.
DATES: Comments are due: April 25,
2014.
ADDRESSES: Submit comments
electronically via the Commission’s
Filing Online system at https://
www.prc.gov. Those who cannot submit
comments electronically should contact
the person identified in the FOR FURTHER
INFORMATION CONTACT section by
telephone for advice on filing
alternatives.
FOR FURTHER INFORMATION CONTACT:
David A. Trissell, General Counsel, at
202–789–6820.
SUPPLEMENTARY INFORMATION:
SUMMARY:
Table of Contents
Accordingly, the NRC has determined
that, pursuant to 10 CFR 40.14(a), the
proposed exemption is authorized by
law, will not present an undue risk to
the public health and safety, is
consistent with the common defense
and security, and is in the public
interest. NRC hereby grants Cameco
Resources an exemption from the
requirement in 10 CFR Part 40,
Appendix A, Criterion 9 to set up a
standby trust to receive funds in the
event the NRC or the State regulatory
agency exercises is right to collect the
surety. This exemption will expire on
July 2, 2015, for Smith Ranch-Highland
Uranium Project and on August 10,
2015, for the Gas Hills Project. At that
time, Cameco Resources will be
required to ensure that its financial
assurance arrangement includes an STA
to receive decommissioning funds.
PO 00000
POSTAL REGULATORY COMMISSION
Sfmt 4703
I. Introduction
II. Notice of Commission Action
III. Ordering Paragraphs
I. Introduction
On April 16, 2014, the Postal Service
filed notice that it has entered into an
additional Global Plus 2C negotiated
service agreement (Agreement).1
To support its Notice, the Postal
Service filed a copy of the Agreement,
a copy of the Governors’ Decision
authorizing the product, a certification
of compliance with 39 U.S.C. 3633(a),
and an application for non-public
treatment of certain materials. It also
filed supporting financial workpapers.
II. Notice of Commission Action
The Commission establishes Docket
No. CP2014–46 for consideration of
matters raised by the Notice.
The Commission invites comments on
whether the Postal Service’s filing is
consistent with 39 U.S.C. 3632, 3633, or
3642, 39 CFR part 3015, and 39 CFR
part 3020, subpart B. Comments are due
no later than April 25, 2014. The public
portions of the filing can be accessed via
the Commission’s Web site (https://
www.prc.gov).
1 Notice of the United States Postal Service of
Filing a Functionally Equivalent Global Plus 2C
Contract Negotiated Service Agreement and
Application for Non-Public Treatment of Materials
Filed Under Seal, April 16, 2014 (Notice).
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23APN1
Federal Register / Vol. 79, No. 78 / Wednesday, April 23, 2014 / Notices
The Commission appoints Pamela A.
Thompson to serve as Public
Representative in this docket.
publishing this notice to solicit
comments on the 17d–2 Plan from
interested persons.
III. Ordering Paragraphs
It is ordered:
1. The Commission establishes Docket
No. CP2014–46 for consideration of the
matters raised by the Postal Service’s
Notice.
2. Comments are due no later than
April 25, 2014.
3. Pursuant to 39 U.S.C. 505, Pamela
A. Thompson is appointed to serve as
an officer of the Commission to
represent the interests of the general
public in this proceeding (Public
Representative).
4. The Secretary shall arrange for
publication of this order in the Federal
Register.
I. Introduction
Section 19(g)(1) of the Act,3 among
other things, requires every selfregulatory organization (‘‘SRO’’)
registered as either a national securities
exchange or national securities
association to examine for, and enforce
compliance by, its members and persons
associated with its members with the
Act, the rules and regulations
thereunder, and the SRO’s own rules,
unless the SRO is relieved of this
responsibility pursuant to Section 17(d)
or Section 19(g)(2) of the Act.4 Without
this relief, the statutory obligation of
each individual SRO could result in a
pattern of multiple examinations of
broker-dealers that maintain
memberships in more than one SRO
(‘‘common members’’). Such regulatory
duplication would add unnecessary
expenses for common members and
their SROs.
Section 17(d)(1) of the Act 5 was
intended, in part, to eliminate
unnecessary multiple examinations and
regulatory duplication.6 With respect to
a common member, Section 17(d)(1)
authorizes the Commission, by rule or
order, to relieve an SRO of the
responsibility to receive regulatory
reports, to examine for and enforce
compliance with applicable statutes,
rules, and regulations, or to perform
other specified regulatory functions.
To implement Section 17(d)(1), the
Commission adopted two rules: Rule
17d–1 and Rule 17d–2 under the Act.7
Rule 17d–1 authorizes the Commission
to name a single SRO as the designated
examining authority (‘‘DEA’’) to
examine common members for
compliance with the financial
responsibility requirements imposed by
the Act, or by Commission or SRO
rules.8 When an SRO has been named as
a common member’s DEA, all other
SROs to which the common member
belongs are relieved of the responsibility
to examine the firm for compliance with
the applicable financial responsibility
rules. On its face, Rule 17d–1 deals only
with an SRO’s obligations to enforce
member compliance with financial
By the Commission.
Ruth Ann Abrams,
Acting Secretary.
[FR Doc. 2014–09252 Filed 4–22–14; 8:45 am]
BILLING CODE 7710–FW–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–71964; File No. 4–536]
Program for Allocation of Regulatory
Responsibilities Pursuant to Rule 17d–
2; Notice of Filing of Proposed
Amended Plan for the Allocation of
Regulatory Responsibilities Between
the Financial Industry Regulatory
Authority, Inc., the Chicago Board
Options Exchange, Incorporated, and
C2 Options Exchange, Incorporated
wreier-aviles on DSK5TPTVN1PROD with NOTICES
April 17, 2014.
Pursuant to Section 17(d) of the
Securities Exchange Act of 1934
(‘‘Act’’),1 and Rule 17d–2 thereunder,2
notice is hereby given that on March 24,
2014, the Financial Industry Regulatory
Authority, Inc. (‘‘FINRA’’), the Chicago
Board Options Exchange, Incorporated
(‘‘CBOE’’), and C2 Options Exchange,
Incorporated (‘‘C2’’) (collectively, the
‘‘Parties’’) filed with the Securities and
Exchange Commission (‘‘Commission’’
or ‘‘SEC’’) a plan for the allocation of
regulatory responsibilities, dated March
21, 2014 (‘‘17d–2 Plan’’ or the ‘‘Plan’’).
This Agreement amends and restates the
agreement entered into between NASD
(n/k/a FINRA) and CBOE on April 4,
2007, entitled ‘‘Agreement between
NASD and CBOE Pursuant to Rule 17d–
2 under the Securities Exchange Act of
1934,’’ and any subsequent amendments
thereafter. The Commission is
1 15
2 17
U.S.C. 78q(d).
CFR 240.17d–2.
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3 15
U.S.C. 78s(g)(1).
U.S.C. 78q(d) and 15 U.S.C. 78s(g)(2),
respectively.
5 15 U.S.C. 78q(d)(1).
6 See Securities Act Amendments of 1975, Report
of the Senate Committee on Banking, Housing, and
Urban Affairs to Accompany S. 249, S. Rep. No. 94–
75, 94th Cong., 1st Session 32 (1975).
7 17 CFR 240.17d–1 and 17 CFR 240.17d–2,
respectively.
8 See Securities Exchange Act Release No. 12352
(April 20, 1976), 41 FR 18808 (May 7, 1976).
4 15
PO 00000
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22709
responsibility requirements. Rule 17d–1
does not relieve an SRO from its
obligation to examine a common
member for compliance with its own
rules and provisions of the federal
securities laws governing matters other
than financial responsibility, including
sales practices and trading activities and
practices.
To address regulatory duplication in
these and other areas, the Commission
adopted Rule 17d–2 under the Act.9
Rule 17d–2 permits SROs to propose
joint plans for the allocation of
regulatory responsibilities with respect
to their common members. Under
paragraph (c) of Rule 17d–2, the
Commission may declare such a plan
effective if, after providing for
appropriate notice and comment, it
determines that the plan is necessary or
appropriate in the public interest and
for the protection of investors; to foster
cooperation and coordination among the
SROs; to remove impediments to, and
foster the development of, a national
market system and a national clearance
and settlement system; and is in
conformity with the factors set forth in
Section 17(d) of the Act. Commission
approval of a plan filed pursuant to Rule
17d–2 relieves an SRO of those
regulatory responsibilities allocated by
the plan to another SRO.
II. The Plan
On May 14, 2007, the Commission
declared effective the Plan entered into
between NASD (n/k/a FINRA) and
CBOE for allocating regulatory
responsibility pursuant to Rule 17d–
2 10. The Plan is intended to reduce
regulatory duplication for firms that are
common members of both CBOE and
FINRA. The plan reduces regulatory
duplication for firms that are members
of CBOE and FINRA by allocating
regulatory responsibility with respect to
certain applicable laws, rules, and
regulations, including responsibility for
CBOE rules applicable to the CBOE
Stock Exchange, LLC (‘‘CBSX’’), an
equity exchange facility operated by
CBOE. Included in the Plan is an exhibit
that lists every CBOE rule for which
FINRA bears responsibility under the
Plan for overseeing and enforcing with
respect to CBOE members that are also
members of FINRA and the associated
persons therewith.
III. Proposed Amendment to Plan
On March 24, 2014, the parties
submitted a proposed amendment to the
9 See Securities Exchange Act Release No. 12935
(October 28, 1976), 41 FR 49091 (November 8,
1976).
10 See Securities Exchange Act Release No. 55755
(May 14, 2007), 72 FR 28087 (May 18, 2007).
E:\FR\FM\23APN1.SGM
23APN1
Agencies
[Federal Register Volume 79, Number 78 (Wednesday, April 23, 2014)]
[Notices]
[Pages 22708-22709]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2014-09252]
=======================================================================
-----------------------------------------------------------------------
POSTAL REGULATORY COMMISSION
[Docket No. CP2014-46; Order No. 2057]
New Postal Product
AGENCY: Postal Regulatory Commission.
ACTION: Notice.
-----------------------------------------------------------------------
SUMMARY: The Commission is noticing a recent Postal Service filing
requesting the addition of a Global Plus 2C negotiated service
agreement to the competitive product list. This notice informs the
public of the filing, invites public comment, and takes other
administrative steps.
DATES: Comments are due: April 25, 2014.
ADDRESSES: Submit comments electronically via the Commission's Filing
Online system at https://www.prc.gov. Those who cannot submit comments
electronically should contact the person identified in the FOR FURTHER
INFORMATION CONTACT section by telephone for advice on filing
alternatives.
FOR FURTHER INFORMATION CONTACT: David A. Trissell, General Counsel, at
202-789-6820.
SUPPLEMENTARY INFORMATION:
Table of Contents
I. Introduction
II. Notice of Commission Action
III. Ordering Paragraphs
I. Introduction
On April 16, 2014, the Postal Service filed notice that it has
entered into an additional Global Plus 2C negotiated service agreement
(Agreement).\1\
---------------------------------------------------------------------------
\1\ Notice of the United States Postal Service of Filing a
Functionally Equivalent Global Plus 2C Contract Negotiated Service
Agreement and Application for Non-Public Treatment of Materials
Filed Under Seal, April 16, 2014 (Notice).
---------------------------------------------------------------------------
To support its Notice, the Postal Service filed a copy of the
Agreement, a copy of the Governors' Decision authorizing the product, a
certification of compliance with 39 U.S.C. 3633(a), and an application
for non-public treatment of certain materials. It also filed supporting
financial workpapers.
II. Notice of Commission Action
The Commission establishes Docket No. CP2014-46 for consideration
of matters raised by the Notice.
The Commission invites comments on whether the Postal Service's
filing is consistent with 39 U.S.C. 3632, 3633, or 3642, 39 CFR part
3015, and 39 CFR part 3020, subpart B. Comments are due no later than
April 25, 2014. The public portions of the filing can be accessed via
the Commission's Web site (https://www.prc.gov).
[[Page 22709]]
The Commission appoints Pamela A. Thompson to serve as Public
Representative in this docket.
III. Ordering Paragraphs
It is ordered:
1. The Commission establishes Docket No. CP2014-46 for
consideration of the matters raised by the Postal Service's Notice.
2. Comments are due no later than April 25, 2014.
3. Pursuant to 39 U.S.C. 505, Pamela A. Thompson is appointed to
serve as an officer of the Commission to represent the interests of the
general public in this proceeding (Public Representative).
4. The Secretary shall arrange for publication of this order in the
Federal Register.
By the Commission.
Ruth Ann Abrams,
Acting Secretary.
[FR Doc. 2014-09252 Filed 4-22-14; 8:45 am]
BILLING CODE 7710-FW-P