Fisheries Off West Coast States; Coastal Pelagic Species Fisheries; Annual Specifications, 22449-22453 [2014-09180]
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Federal Register / Vol. 79, No. 77 / Tuesday, April 22, 2014 / Rules and Regulations
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fishery has been exceeded. When
evaluating whether the overall ACL has
been exceeded, NMFS will add the
maximum carryover available to sectors,
as specified at § 648.87(b)(1)(i)(C), to the
estimate of total catch for the pertinent
stock. If catch by scallop vessels exceeds
the pertinent sub-ACL specified in
paragraph (a)(4)(iii)(C) of this section by
50 percent or more, or if scallop catch
exceeds the scallop fishery sub-ACL and
the overall ACL for that stock is also
exceeded, then the applicable scallop
fishery AM shall take effect, as specified
in § 648.64 of the Atlantic sea scallop
regulations.
(v) AM if the small-mesh fisheries GB
yellowtail flounder sub-ACL is
exceeded. If NMFS determines that the
sub-ACL of GB yellowtail flounder
allocated to the small-mesh fisheries,
pursuant to paragraph (a)(4)(iii)(G) of
this section, is exceeded, NMFS shall
implement the AM specified in this
paragraph consistent with the
Administrative Procedures Act. The AM
requires that small-mesh fisheries
vessels, as defined in paragraph
(a)(4)(iii)(G)(1) of this section, use one of
the following approved selective trawl
gear in the GB yellowtail flounder stock
area, as defined at § 648.85(b)(6)(v)(H):
A haddock separator trawl, as specified
in § 648.85(a)(3)(iii)(A); a Ruhle trawl,
as specified in § 648.85(b)(6)(iv)(J)(3); a
rope separator trawl, as specified in
§ 648.84(e); or any other gear approved
consistent with the process defined in
§ 648.85(b)(6). If reliable information is
available, the AM shall be implemented
in the fishing year immediately
following the year in which the overage
occurred only if there is sufficient time
to do so in a manner consistent with the
Administrative Procedures Act.
Otherwise, the AM shall be
implemented in the second fishing year
after the fishing year in which the
overage occurred. For example, if NMFS
determined after the start of Year 2 that
the small-mesh fisheries sub-ACL for GB
yellowtail flounder was exceeded in
Year 1, the applicable AM would be
implemented at the start of Year 3. If
updated catch information becomes
available subsequent to the
implementation of an AM that indicates
that an overage of the small-mesh
fisheries sub-ACL did not occur, NMFS
shall rescind the AM, consistent with
the Administrative Procedure Act.
*
*
*
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PART 697—ATLANTIC COASTAL
FISHERIES COOPERATIVE
MANAGEMENT
8. The authority citation for part 697
continues to read as follows:
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Authority: 16 U.S.C. 5101 et seq.
9. In § 697.7, revise paragraphs
(c)(1)(xxii) and (c)(2)(xvii) to read as
follows:
■
§ 697.7
Prohibitions.
*
*
*
*
*
(c) * * *
(1) * * *
(xxii) Possess, deploy, fish with, haul,
harvest lobster from, or carry aboard a
vessel any lobster trap gear, on a fishing
trip in the EEZ from a vessel that fishes
for, takes, catches, or harvests lobster by
a method other than lobster traps.
*
*
*
*
*
(2) * * *
(xvii) Possess, deploy, fish with, haul,
harvest lobster from, or carry aboard a
vessel any lobster trap gear on a fishing
trip in the EEZ on a vessel that fishes
for, takes, catches, or harvests lobster by
a method other than lobster traps.
*
*
*
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*
[FR Doc. 2014–09135 Filed 4–21–14; 8:45 am]
BILLING CODE 3510–22–P
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
50 CFR Part 660
[Docket No. 131203999–4326–02]
RIN 0648–XD020
Fisheries Off West Coast States;
Coastal Pelagic Species Fisheries;
Annual Specifications
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Final rule.
AGENCY:
NMFS issues this final rule to
implement an annual catch limit (ACL),
harvest guideline (HG), annual catch
target (ACT), and associated annual
reference points for Pacific sardine in
the U.S. exclusive economic zone (EEZ)
off the Pacific coast for a one-time
interim harvest period of January 1,
2014, through June 30, 2014, and to set
annual harvest levels, such as
overfishing limit (OFL), acceptable
biological catch (ABC), annual catch
limit (ACL), for Pacific sardine for the
whole calendar year 2014. These
specifications were determined
according to the Coastal Pelagic Species
(CPS) Fishery Management Plan (FMP),
and reflect the recent 6-month change to
the starting date of the annual Pacific
sardine fishery from January 1 to July 1.
The 2014 ACT or maximum directed HG
SUMMARY:
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is 19,846 (mt). Based on the seasonal
allocation framework in the FMP, this
equates to a first period (January 1 to
June 30) allocation of 6,946 mt (35% of
ACT). This rule also establishes an
adjusted directed non-tribal harvest
allocation for this period of 5,446 mt.
This value was reduced from the total
first period allocation by 1000 mt for
potential harvest by the Quinault Indian
Nation as well as 500 mt to be used as
an incidental set aside for other nontribal commercial fisheries if the 5,446
mt limit is reached and directed fishing
for sardine is closed. This rule is
intended to conserve and manage the
Pacific sardine stock off the U.S. West
Coast.
DATES: Effective April 22, 2014 through
June 30, 2014.
ADDRESSES: West Coast Region, NMFS,
501 West Ocean Blvd., Suite 4200, Long
Beach, CA 90802.
FOR FURTHER INFORMATION CONTACT:
Joshua Lindsay, West Coast Region,
NMFS, (562) 980–4034.
SUPPLEMENTARY INFORMATION: During
public meetings each year, the estimated
biomass for Pacific sardine is presented
to the Pacific Fishery Management
Council’s (Council) CPS Management
Team (Team), the Council’s CPS
Advisory Subpanel (Subpanel) and the
Council’s Scientific and Statistical
Committee (SSC), and the biomass and
the status of the fisheries are reviewed
and discussed. The biomass estimate is
then presented to the Council along
with the calculated OFL, ABC, ACL and
HG, along with recommendations and
comments from the Team, Subpanel and
SSC. Following review by the Council
and after hearing public comment, the
Council adopts a biomass estimate and
makes its catch level recommendations
to NMFS. Each year NMFS then
implements regulations that set the
annual quota for the Pacific sardine
fishing year that currently begins
January 1 and ends December 31.
However, on February 28, 2014,
NMFS published a final rule (79 FR
11343) to change the start date of the 12month Pacific sardine fishery from
January 1 to July 1, thus changing the
fishing season from one based on the
calendar year to a fishing year that will
begin on July 1 and extend till the
following June 30, as well as establish
a one-time interim harvest period for the
6 months from January 1, 2014, through
June 30, 2014. The purpose of this
change is to better align the timing of
the research and science that is used in
the annual stock assessments with the
annual management schedule. As a
result of this action, the start of the next
complete fishing season will begin on
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July 1, 2014, and extend through June
30, 2015. Because the 2013 fishing
season ended on December 31, 2013, it
is necessary to implement interim
management measures and harvest
specifications for the period January 1,
2014 to June 30, 2014, to allow for
fishing opportunities to continue during
a transition from the current start of the
fishing season to the new start on July
1. The purpose of this final rule is to
implement the quota for the January
2014 through June 2014 period, as well
as the other annual harvest levels (OFL,
ABC and ACL) for the whole calendar
year 2014, with the expectation that the
annual harvest levels will be replaced
for the new fishing year, beginning in
July 2014, based on a new stock
assessment and Council action in April
2014. The Council is scheduled to
address sardine management for the
next complete year (July 1 to June 30)
at its April 2014 meeting.
The CPS FMP and its implementing
regulations require NMFS to set these
annual catch levels for the Pacific
sardine fishery based on the annual
specification framework in the FMP.
This framework includes a harvest
control rule that determines the
maximum HG, the primary management
target for the fishery, for the current
fishing season. The HG is based, in large
part, on the current estimate of stock
biomass. The harvest control rule in the
CPS FMP is HG = [(Biomass ¥CUTOFF)
* FRACTION * DISTRIBUTION] with
the parameters described as follows:
1. Biomass. The estimated stock
biomass of Pacific sardine age one and
above.
2. CUTOFF. This is the biomass level
below which no commercial fishery is
allowed. The FMP established this level
at 150,000 mt.
3. DISTRIBUTION. The average
portion throughout the year of the
Pacific sardine biomass estimated to
occur in the EEZ off the Pacific coast in
any given year. The FMP established
this level at is 87 percent.
4. FRACTION. The harvest fraction is
the percentage of the biomass above
150,000 mt that may be harvested.
At the November 2013 Council
meeting, the Council adopted a report
completed by NMFS Southwest
Fisheries Science Center providing a
biomass projection estimate for Pacific
sardine of 378,120 mt. This report and
the resulting biomass estimate were
endorsed by the Council’s SSC as the
best available information on the stock
status. Based on recommendations from
its SSC and other advisory bodies, the
Council recommended and NMFS is
implementing an OFL of 59,214 metric
tons (mt), an ABC of 54,052 mt, an ACL
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of 54,052 mt (equal to the ABC), and a
HG of 29,770. The current 2014 biomass
estimate represents a 42 percent
decrease from the updated stock
assessment previously adopted by the
Council in November, 2012. This
current biomass estimate is based on a
catch-only projection model that
included updated catches from 2012
and 2013, but did not include other
fishery or survey data collected over the
past year. New data will, however, be
incorporated in the next full assessment
that will serve as the basis for the
complete 12-month fishery management
cycle beginning July 1, 2014.
The Council also adopted and NMFS
is implementing an ACT or maximum
directed HG of 19,846 (mt) as the
maximum harvest level from which to
calculate the first period allocation.
Based the seasonal allocation framework
in the FMP, this equates to a January 1
to June 30 allocation of 6,946 mt (35%
of HG/ACT). The Council then adopted
and NMFS is implementing an adjusted
non-tribal harvest allocation for this
period of 5,946 mt. This number has
been reduced from the total allocation
for this period by 1,000 mt for potential
harvest by the Quinault Indian Nation.
A 500 mt incidental catch set aside is
also being established for this period,
leaving 5,446 mt as the non-tribal
directed fishing allocation for the period
of January 1, 2014, through June 30,
2014. The purpose of the incidental setaside allotment and allowance of an
incidental catch-only fishery is to allow
for the restricted incidental landings of
Pacific sardine in other fisheries,
particularly other CPS fisheries, when a
seasonal directed fishery is closed to
reduce bycatch and allow for continued
prosecution of other important CPS
fisheries. If during this period the
directed harvest allocation is projected
to be taken, fishing would be closed to
directed harvest and only incidental
harvest would be allowed. For the
remainder of the period, any incidental
Pacific sardine landings would be
counted against that period’s incidental
set-aside. As an additional
accountability measure, the incidental
fishery would also be constrained to a
40 percent by weight incidental catch
rate when Pacific sardine are landed
with other CPS so as to minimize the
targeting of Pacific sardine and reduce
potential discard of sardine. In the event
that an incidental set-aside is projected
to be attained, the incidental fishery
will be closed for the remainder of the
period. If the total January 1 to June 30
allocation of Pacific sardine is reached
or is expected to be reached, the Pacific
sardine fishery will be closed until it re-
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opens at the beginning of the next
fishing season.
As explained in the proposed rule,
1,000 mt of the HG is being set aside for
use by the Quinault Indian Nation.
NMFS will consult with Quinault
Department of Fisheries staff and
Quinault Fisheries Policy
representatives prior to the end of the
allocation period to determine whether
any part of this set-aside is available for
transfer into the non-tribal directed
fishery.
The NMFS West Coast Regional
Administrator will publish a notice in
the Federal Register announcing the
date of any closure to either directed or
incidental fishing. Additionally, to
ensure the regulated community is
informed of any closure, NMFS will also
make announcements through other
means available, including fax, email,
and mail to fishermen, processors, and
state fishery management agencies.
On February 4, 2014, NMFS
published a proposed rule for this
action and solicited public comments
(79 FR 6527). NMFS received one
comment—explained below—regarding
the proposed interim Pacific sardine
specifications. The rule was not
changed as a result of the comment; the
final rule is the same as proposed.
Comment: The commenter requested
that NMFS disapprove the proposed
action and take emergency action to
close the sardine fishery. The
commenter states closing the fishery is
necessary because certain parameters of
the harvest control rules (such as the
FRACTION parameter in the HG rule
and sigma value used to calculate the
ABC) used to determine the proposed
quotas are flawed and/or are not based
on best available information.
Additionally, based on the commenter’s
opinion, the stock has fallen to a level
requiring the fishing to be closed to
allow the stock to recover to some
higher level.
Response: The CPS FMP and its
implementing regulations require NMFS
to set an OFL, ABC, ACL and HG for the
Pacific sardine fishery using the control
rules set in the FMP. Reconsideration of
the existing control rules and their
parameters is beyond the scope of this
rulemaking. Additionally, as explained
in the preamble to this rule, the annual
harvest reference points being
established by this rule (OFL, ABC,
ACL) are temporary, and will be
replaced when complete year (12month) sardine management (July 1 to
June 30) is addressed in a subsequent
rulemaking in late Spring 2014.
With regard to the parameters of the
harvest control rules, the commenter
specifically calls into question the
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Federal Register / Vol. 79, No. 77 / Tuesday, April 22, 2014 / Rules and Regulations
calculation of the FRACTION parameter
as well as the determination of scientific
uncertainty by the Council’s SSC used
in the calculation of the ABC. NMFS
will respond to some aspects of the
comment that relate to the control rules,
such as these two items. However, in
addition to responding to the comments
about the calculation of the FRACTION
parameter and the sigma value, for
information purposes only, NMFS will
respond to some aspects of the
comments that are beyond the scope of
this action, such as the CUTOFF and
status of the sardine stock, as well as
some of the more general comments
relating to optimum yield, overfishing
and concerns regarding forage for other
species.
Contrary to the opinion of the
commenter, the interim 2014 Pacific
sardine ACL, HG, and associated annual
reference points are based on the best
available science. As explained above
under SUPPLEMENTARY INFORMATION, this
year’s biomass estimate used for these
interim specifications went through
scientific review, and along with the
resulting OFL and ABC, was endorsed
by the SSC and NMFS as the best
available science.
Due to past shifts in sardine
productivity being linked with warm or
cold ocean regimes, the CPS FMP
currently uses a correlation between sea
surface temperature measured at the
Scripps Institution of Oceanography
(SIO) pier and sardine productivity to
determine the FRACTION parameter of
the HG rule. NMFS recognizes that the
management regime is likely
transitioning to a new temperature
index generated through the California
Cooperative Oceanic Fisheries
Investigations as well as a new
temperature-recruit relationship for use
in annually calculating the FRACTION
component of the HG control rule. The
rationale for this revision being that this
new method of measuring temperature
is a better predictor of sardine
recruitment variability than the
previous relationship based on
temperatures at SIO. However, only
when and if the Council process,
subsequent NMFS review, and
implementation processes for the
revised FRACTION calculation are
completed, the current control rule
remains the best available science for
setting harvest levels for Pacific sardine.
Also specific to the values used in the
harvest control rules for this interim
period the commenter questions the
quantification of scientific uncertainty,
or ‘‘sigma’’ value, used in the ABC
control. This sigma value, the scientific
uncertainty associated with estimating
the OFL, is quantified annually by the
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Council’s SSC based upon the best
available data. Therefore although, as
suggested by the commenter, this value
may not encompass all possible sources
of uncertainty in the OFL, NMFS
believes that this determination by the
SSC represents the best available
information for calculating the ABC.
Beyond the specific comments
regarding the HG FRACTION and the
sigma value, the commenter also states
that sardine management overall is not
achieving OY, not preventing
overfishing and directly impacting
predators of Pacific sardine by removing
their prey source. With regard to OY, as
described in the FMP, catch levels
determined from the HG formula will
result in OY. The interim 2014 HG (i.e.,
the basis for the directed fishing
management target for this period) was
determined using this HG formula. The
Council then recommended a lower
ACT or maximum directed HG as the
maximum harvest level from which to
calculate the first period allocation.
Directed commercial fishing is not
allowed above this level and
management measures are in place to
prevent the fishery from exceeding the
limit based on in-season catch
monitoring, in-season closures and
incidental catch set-asides. As it relates
to overfishing, the interim 2014 ACT
catch level is approximately 40,000 mt
below the interim 2014 OFL, providing
a large buffer against overfishing.
Additionally, due to a similar buffer in
2013, total catch for the 2013 fishing
season was approximately 40,000 mt
lower than the OFL, therefore contrary
to the statement made by the
commenter, overfishing did not occur in
2013. These lower HGs are the result of
OY considerations, including ecological,
and the management strategy in the CPS
FMP that establishes catch levels much
lower than is needed to simply avoid
overfishing or because of a risk of
exceeding the ABC/ACL due to
management uncertainty. These
considerations and precautions are
based on the environmentally driven
dynamic nature of the Pacific sardine
stock as well as its importance in the
ecosystem as forage for other species.
Therefore sardine management is
intended to be more conservative than
other MSY-based management strategies
(OFL/ABC), because the focus for CPS
management is oriented primarily
towards biomass versus catch, leaving
adequate forage in the ocean and
maintaining long-term, consistent catch
levels for industry. Highlighting the fact
that current management puts a higher
emphasis on maintaining biomass
versus maximizing catch, the calculated
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22451
HG for the 2014 interim period only
equates to approximately four percent of
the estimated biomass. Although the
commenter cites mortality events and
breeding failures of certain marine
mammals and seabirds over recent
years, no evidence is provided that links
these circumstances with lack of prey
due to fishing on sardine and in some
cases whether they were linked to the
status of the sardine stock on the whole.
With regard to overall sardine stock
status, the HG control rule explicitly
protects the stock from approaching an
overfished condition (while explicitly
reducing fishing if biomass decreases)
through the use of a 150,000 mt
CUTOFF parameter (level at which
fishing is prohibited), which is three
times the biomass at which the stock is
considered overfished (50,000 mt).
Although not the subject of this
rulemaking, the commenter questions
the values used for the CUTOFF
parameter as well as the FMP’s
designation of 50,000 mt as the
overfished level, as reflected in their
assertion that the stock has fallen to a
level that requires ‘‘recovery.’’ NMFS
notes that the use of a CUTOFF
parameter is not a requirement of the
MSA or National Standard Guidelines;
rather, it is a proactive and
precautionary policy choice of the
council and NMFS to use such an
explicit mechanism in the control rule
to prevent the fishery from causing the
stock to approach the level that would
be considered overfished. With regard to
the overfished level, it represents the
best available science and is the stock
size level from which, on average, the
stock would be expected to rebuild in
ten years. Additionally, low biomass
conditions for Pacific sardine may result
from overfishing, unfavorable
environmental conditions, or both
acting in concert. Experience with CPS
stocks around the world indicates that
overfished/low biomass conditions
usually occur when unfavorable
environmental conditions and high
fishing mortality rates occur at the same
time. Management measures for sardine
do not, however, depend on whether a
low biomass condition was due to
excess fishing or unfavorable
environmental conditions, because
reductions in fishing mortality are
required in either case.
Classification
Pursuant to section 304(b)(1)(A) of the
Magnuson-Stevens Fishery
Conservation and Management Act, the
Assistant Administrator, NMFS, has
determined that this final rule is
consistent with the CPS FMP, other
provisions of the Magnuson-Stevens
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Fishery Conservation and Management
Act, and other applicable law.
NMFS finds good cause under 5
U.S.C. 553(d)(3) to waive the 30-day
delay in effectiveness for the
establishment of these interim harvest
specifications for the 2014 Pacific
sardine fishing season. For the reasons
set forth below, a reduction in the delay
in effectiveness of this measure is
necessary for the conservation and
management of the Pacific sardine
resource. This rule establishes the
ability to restrict fishing when the
directed harvest allocation is
approached or reached, as well as
institute and manage the incidental
harvest allocation. A delay in
effectiveness is likely to prevent the
ability to close the fishery when
necessary, and cause the fishery to
exceed both the directed and incidental
harvest allocations. Because the directed
harvest allocation is approximately
12,000 mt less than the level for the
same time period in 2013, NMFS
expects that it will be necessary to close
the directed fishery and institute an
incidental catch only fishery prior to the
start of the next fishing year on July 1,
2014. Delaying the effective date of this
rule is contrary to the public interest
because it may cause the fishery to
exceed the established directed and
incidental allocations. These allocations
are important mechanisms in preventing
overfishing and managing the fishery at
optimum yield while allowing fair and
equitable opportunity to the resource by
all sectors of the Pacific sardine fishery.
Additionally, the ability to close the
directed fishery and institute the
incidental fishery prior to the entire
allocation being caught allows access to
other profitable CPS fisheries, such as
market squid, northern anchovy and
Pacific mackerel. To inform the
regulated community of this final rule
NMFS will also announce this action
through other means available,
including fax, email, and mail to
fishermen, processors, and state fishery
management agencies. Additionally,
NMFS will advise the CPS Advisory
Subpanel, which is comprised of
representatives from all sectors and
regions of the sardine industry,
including processors, fishermen, user
groups, conservation groups and
fishermen association representatives, of
current landings as they become
available and for the public at-large also
post them on NMFS’ West Coast
Regional Office Web site, https://
www.westcoast.fisheries.noaa.gov/
fisheries/pelagic/coastal_pelagic_
species.html. Therefore, NMFS finds
that there is good cause to waive the 30-
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day delay in effectiveness in this
circumstance.
These final specifications are exempt
from review under Executive Order
12866.
No comments were submitted by
public comments regarding the Initial
Regulatory Flexibility Analysis (IRFA)
prepared pursuant to the Regulatory
Flexibility Act (RFA) for this action or
on the economic impacts of the rule
generally. Therefore, the Final
Regulatory Flexibility Analysis (FRFA)
contains no changes from the IRFA. A
description of the action, why it is being
considered, and the legal basis for this
action are contained at the beginning of
this section in the preamble and in the
SUMMARY section of the preamble. The
results of the FRFA are stated below.
For copies of the FRFA, please see the
ADDRESSES section above.
The purpose of this action is to
implement harvest specifications for the
Pacific sardine fishery in the U.S. EEZ
off the Pacific coast. The CPS FMP and
its implementing regulations require
NMFS to set an OFL, ABC, ACL and HG
or ACT for the Pacific sardine fishery
based on the specified harvest control
rules in the FMP.
On February 28, 2014, NMFS
published a final rule (79 FR 11343)
changing the start date of the 12-month
Pacific sardine fishery from January 1 to
July 1, thus changing the fishing season
from one based on the calendar year to
a fishing year that will begin on July 1
and extend until the following June 30,
as well as establish a one-time interim
harvest period for the 6 months from
January 1, 2014, through June 30, 2014.
The purpose of this change is to better
align the timing of the research and
science that is used in the annual stock
assessments with the annual
management schedule. As a result of
this action, the start of the next
complete fishing season will begin on
July 1, 2014, and extend until June 30,
2015. Because the 2013 fishing season
ended on December 31, 2013, it is
necessary to implement interim
management measures and harvest
specifications for the period January 1,
2014 to June 30, 2014, to allow for
fishing opportunities to continue during
the transition from January 1, the
current start of the fishing season, to the
proposed new start on July 1. Therefore,
the purpose of this final rule is to
implement the quota and associated
management measures for the January
2014 through June 2014 interim harvest
period, as well as the other annual
harvest levels (OFL, ABC and ACL) for
2014, with the expectation that these
annual reference points will be replaced
when complete year (12-month) sardine
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management (July 1 to June 30) is
addressed in a subsequent rulemaking
in spring 2014.
On June 20, 2013, the U.S. Small
Business Administration (SBA) issued a
final rule revising the small business
size standards for several industries
effective July 22, 2013 (78 FR 37398).
The rule increased the size standard for
Finfish Fishing from $4.0 million to
$19.0 million, Shellfish Fishing from
$4.0 million to $5.0 million, and Other
Marine Fishing from $4.0 million to
$7.0 million. NMFS conducted its
analysis for this action using the new
size standards
As stated above, the SBA now defines
small businesses engaged in finfish
fishing as those vessels with annual
revenues of or below $19 million. Under
the former, lower size standards, all
entities subject to this action in previous
years were considered small entities,
and under the new standards they
continue to be considered small. The
entities that would be affected by this
action are the vessels that fish for
Pacific sardine as part of the West Coast
CPS finfish fleet. In 2013, there were
approximately 96 vessels permitted to
operate in the directed sardine fishery
component of the CPS fishery off the
U.S. West Coast, 55 vessels in the
Federal CPS limited entry fishery off
California (south of 39 N. lat.), and a
combined 23 vessels in Oregon and
Washington’s state Pacific sardine
fisheries. The average annual per vessel
revenue in 2013 for the West Coast CPS
finfish fleet was well below $19 million;
therefore, all of these vessels are
considered small businesses under the
RFA. Because each affected vessel is a
small business, this action has an equal
effect on all of these small entities, and
therefore will impact a substantial
number of these small entities in the
same manner. Therefore this rule will
not create disproportionate costs
between small and large vessels/
businesses.
The profitability of these vessels as a
result of this action is based on the
average Pacific sardine ex-vessel price
per mt. NMFS used average Pacific
sardine ex-vessel price per mt to
conduct a profitability analysis because
cost data for the harvesting operations of
CPS finfish vessels was unavailable.
For the 2013 fishing year,
approximately 19,000 mt were available
for harvest by the directed fishery
during the 6-month time period of
January 1, 2013 through June 30, 2013.
Approximately 4,000 mt (approximately
2,500 mt in California and 1,500 mt in
Oregon and Washington) of this
allocation was harvested during that
time period, for an estimated ex-vessel
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ehiers on DSK2VPTVN1PROD with RULES
value of $850,000. Using these figures,
the average 2013 ex-vessel price per mt
of Pacific sardines was approximately
$215 during that time period.
The ACT or maximum directed HG
that is used to calculate the first period
allocation of January 1, 2014 to June 30,
2014 is 19,846 mt. This value is
approximately 40,000 mt less than the
maximum directed HG used to calculate
the three seasonal allocations in 2013.
Based on the seasonal allocation
framework in the FMP, this equates to
an allocation of 6,946 mt (35% of the
19,846 HG/ACT) for the interim harvest
period of January 1, 2014 to June 30,
2014. From this value, the non-tribal
directed fishing allocation for this
period, accounting for a tribal set-aside
and an incidental harvest allocation, is
5,446 mt. This equates to a decrease of
approximately 12,000 mt between the
first period (January–June) directed
harvest allocation for 2014 compared to
the same period in 2013. If the fleet
were to take the entire January 1
through June 30, 2014, allocation, and
assuming a coastwide average ex-vessel
price per mt of $230 (average 2013 exvessel price per mt), the potential
revenue to the fleet would be
approximately $1.25 million. Therefore,
because the non-tribal directed fishing
allocation for the January 1, 2014 to
June 30, 2014 period is 12,000 mt less
than for the same period in 2013, this
action will decrease the effected small
entities’ potential profitability during
this same time period when compared
to the same period last season.
However, although there is a decrease
in potential profitability to sardine
harvesting vessels for the January 1,
2014 to June 30, 2014 time period based
on this rule compared to last season, as
stated above, only approximately 4,000
mt of the allocated 19,000 mt were
landed in 2013 during the first
allocation period, therefore it is difficult
to predict whether the allocation will
ultimately restrict the harvesting
capacity of the fleet for this period.
Additionally, revenue derived from
harvesting Pacific sardine is typically
VerDate Mar<15>2010
15:06 Apr 21, 2014
Jkt 232001
only one factor determining the overall
revenue for a majority of the vessels that
harvest Pacific sardine; as a result, the
economic impact to the fleet from the
action cannot be viewed in isolation.
From year to year, depending on market
conditions and availability of fish, most
CPS/sardine vessels supplement their
income by harvesting other species.
Many vessels in California also harvest
anchovy, mackerel, and in particular,
squid, making Pacific sardine only one
component of a multi-species CPS
fishery. For example, market squid have
been readily available to the fishery in
California over the last three years with
total annual ex-vessel revenue averaging
approximately $66 million over that
time, compared to an annual average exvessel from sardine of $16 million over
that same time period.
These vessels typically rely on
multiple species for profitability
because abundance of sardine, like the
other CPS stocks, is highly associated
with ocean conditions and can vary
seasonally, and therefore are harvested
at various times and areas throughout
the year. Because each species responds
to ocean conditions in its own way, not
all CPS stocks are likely to be abundant
at the same time; therefore, as
abundance levels and markets fluctuate,
it has necessitated that the CPS fishery
as a whole rely on a group of species for
its annual revenues. Therefore, although
there will be a potential reduction in
sardine revenue for the small entities
affected by this action when compared
to the previous season, it is difficult to
predict exactly how this reduction will
impact overall annual revenue for the
fleet.
There are no significant alternatives to
this action that would accomplish the
stated objectives of the applicable
statutes and would also minimize any
significant economic impact of this
action on the affected small entities. The
CPS FMP and its implementing
regulations require NMFS to set an
annual HG for the Pacific sardine
fishery based on the harvest formula in
the FMP. The harvest formula is applied
PO 00000
Frm 00097
Fmt 4700
Sfmt 9990
22453
to the current stock biomass estimate to
determine the HG. Therefore, if the
estimated biomass decreases or
increases from one year to the next, the
HG will correspondingly decrease or
increase. Because the current stock
biomass estimate decreased from 2013
to 2014, the HG and subsequent first
period allocation also decreased.
There are no reporting, recordkeeping, or other compliance
requirements required by this rule.
Additionally, no other Federal rules
duplicate, overlap or conflict with this
rule.
This action does not contain a
collection-of-information requirement
for purposes of the Paperwork
Reduction Act.
Small Business Compliance Guide
Section 212 of the Small Business
Regulatory Enforcement Fairness Act of
1996 states that, for each rule or group
of related rules for which an agency is
required to prepare a FRFA, the agency
shall publish one or more guides to
assist small entities in complying with
the rule, and shall designate such
publications as ‘‘small entity
compliance guides.’’ The agency shall
explain the actions a small entity is
required to take to comply with a rule
or group of rules. As part of this
rulemaking process, a notice to
fishermen that also serves as a small
entity compliance guide (guide) was
prepared and will be distributed to
fishermen and processors. The guide is
also available on the Internet at https://
swr.nmfs.noaa.gov. Copies of this final
rule and guide, i.e., the notice to
fishermen, will be available upon
request from the West Coast Regional
Office (see ADDRESSES).
Authority: 16 U.S.C. 1801 et seq.
Dated: April 17, 2014.
Paul N. Doremus,
Deputy Assistant Administrator for
Operations, National Marine Fisheries
Service.
[FR Doc. 2014–09180 Filed 4–21–14; 8:45 am]
BILLING CODE 3510–22–P
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Agencies
[Federal Register Volume 79, Number 77 (Tuesday, April 22, 2014)]
[Rules and Regulations]
[Pages 22449-22453]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2014-09180]
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DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
50 CFR Part 660
[Docket No. 131203999-4326-02]
RIN 0648-XD020
Fisheries Off West Coast States; Coastal Pelagic Species
Fisheries; Annual Specifications
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: NMFS issues this final rule to implement an annual catch limit
(ACL), harvest guideline (HG), annual catch target (ACT), and
associated annual reference points for Pacific sardine in the U.S.
exclusive economic zone (EEZ) off the Pacific coast for a one-time
interim harvest period of January 1, 2014, through June 30, 2014, and
to set annual harvest levels, such as overfishing limit (OFL),
acceptable biological catch (ABC), annual catch limit (ACL), for
Pacific sardine for the whole calendar year 2014. These specifications
were determined according to the Coastal Pelagic Species (CPS) Fishery
Management Plan (FMP), and reflect the recent 6-month change to the
starting date of the annual Pacific sardine fishery from January 1 to
July 1. The 2014 ACT or maximum directed HG is 19,846 (mt). Based on
the seasonal allocation framework in the FMP, this equates to a first
period (January 1 to June 30) allocation of 6,946 mt (35% of ACT). This
rule also establishes an adjusted directed non-tribal harvest
allocation for this period of 5,446 mt. This value was reduced from the
total first period allocation by 1000 mt for potential harvest by the
Quinault Indian Nation as well as 500 mt to be used as an incidental
set aside for other non-tribal commercial fisheries if the 5,446 mt
limit is reached and directed fishing for sardine is closed. This rule
is intended to conserve and manage the Pacific sardine stock off the
U.S. West Coast.
DATES: Effective April 22, 2014 through June 30, 2014.
ADDRESSES: West Coast Region, NMFS, 501 West Ocean Blvd., Suite 4200,
Long Beach, CA 90802.
FOR FURTHER INFORMATION CONTACT: Joshua Lindsay, West Coast Region,
NMFS, (562) 980-4034.
SUPPLEMENTARY INFORMATION: During public meetings each year, the
estimated biomass for Pacific sardine is presented to the Pacific
Fishery Management Council's (Council) CPS Management Team (Team), the
Council's CPS Advisory Subpanel (Subpanel) and the Council's Scientific
and Statistical Committee (SSC), and the biomass and the status of the
fisheries are reviewed and discussed. The biomass estimate is then
presented to the Council along with the calculated OFL, ABC, ACL and
HG, along with recommendations and comments from the Team, Subpanel and
SSC. Following review by the Council and after hearing public comment,
the Council adopts a biomass estimate and makes its catch level
recommendations to NMFS. Each year NMFS then implements regulations
that set the annual quota for the Pacific sardine fishing year that
currently begins January 1 and ends December 31.
However, on February 28, 2014, NMFS published a final rule (79 FR
11343) to change the start date of the 12-month Pacific sardine fishery
from January 1 to July 1, thus changing the fishing season from one
based on the calendar year to a fishing year that will begin on July 1
and extend till the following June 30, as well as establish a one-time
interim harvest period for the 6 months from January 1, 2014, through
June 30, 2014. The purpose of this change is to better align the timing
of the research and science that is used in the annual stock
assessments with the annual management schedule. As a result of this
action, the start of the next complete fishing season will begin on
[[Page 22450]]
July 1, 2014, and extend through June 30, 2015. Because the 2013
fishing season ended on December 31, 2013, it is necessary to implement
interim management measures and harvest specifications for the period
January 1, 2014 to June 30, 2014, to allow for fishing opportunities to
continue during a transition from the current start of the fishing
season to the new start on July 1. The purpose of this final rule is to
implement the quota for the January 2014 through June 2014 period, as
well as the other annual harvest levels (OFL, ABC and ACL) for the
whole calendar year 2014, with the expectation that the annual harvest
levels will be replaced for the new fishing year, beginning in July
2014, based on a new stock assessment and Council action in April 2014.
The Council is scheduled to address sardine management for the next
complete year (July 1 to June 30) at its April 2014 meeting.
The CPS FMP and its implementing regulations require NMFS to set
these annual catch levels for the Pacific sardine fishery based on the
annual specification framework in the FMP. This framework includes a
harvest control rule that determines the maximum HG, the primary
management target for the fishery, for the current fishing season. The
HG is based, in large part, on the current estimate of stock biomass.
The harvest control rule in the CPS FMP is HG = [(Biomass -CUTOFF) *
FRACTION * DISTRIBUTION] with the parameters described as follows:
1. Biomass. The estimated stock biomass of Pacific sardine age one
and above.
2. CUTOFF. This is the biomass level below which no commercial
fishery is allowed. The FMP established this level at 150,000 mt.
3. DISTRIBUTION. The average portion throughout the year of the
Pacific sardine biomass estimated to occur in the EEZ off the Pacific
coast in any given year. The FMP established this level at is 87
percent.
4. FRACTION. The harvest fraction is the percentage of the biomass
above 150,000 mt that may be harvested.
At the November 2013 Council meeting, the Council adopted a report
completed by NMFS Southwest Fisheries Science Center providing a
biomass projection estimate for Pacific sardine of 378,120 mt. This
report and the resulting biomass estimate were endorsed by the
Council's SSC as the best available information on the stock status.
Based on recommendations from its SSC and other advisory bodies, the
Council recommended and NMFS is implementing an OFL of 59,214 metric
tons (mt), an ABC of 54,052 mt, an ACL of 54,052 mt (equal to the ABC),
and a HG of 29,770. The current 2014 biomass estimate represents a 42
percent decrease from the updated stock assessment previously adopted
by the Council in November, 2012. This current biomass estimate is
based on a catch-only projection model that included updated catches
from 2012 and 2013, but did not include other fishery or survey data
collected over the past year. New data will, however, be incorporated
in the next full assessment that will serve as the basis for the
complete 12-month fishery management cycle beginning July 1, 2014.
The Council also adopted and NMFS is implementing an ACT or maximum
directed HG of 19,846 (mt) as the maximum harvest level from which to
calculate the first period allocation. Based the seasonal allocation
framework in the FMP, this equates to a January 1 to June 30 allocation
of 6,946 mt (35% of HG/ACT). The Council then adopted and NMFS is
implementing an adjusted non-tribal harvest allocation for this period
of 5,946 mt. This number has been reduced from the total allocation for
this period by 1,000 mt for potential harvest by the Quinault Indian
Nation. A 500 mt incidental catch set aside is also being established
for this period, leaving 5,446 mt as the non-tribal directed fishing
allocation for the period of January 1, 2014, through June 30, 2014.
The purpose of the incidental set-aside allotment and allowance of an
incidental catch-only fishery is to allow for the restricted incidental
landings of Pacific sardine in other fisheries, particularly other CPS
fisheries, when a seasonal directed fishery is closed to reduce bycatch
and allow for continued prosecution of other important CPS fisheries.
If during this period the directed harvest allocation is projected to
be taken, fishing would be closed to directed harvest and only
incidental harvest would be allowed. For the remainder of the period,
any incidental Pacific sardine landings would be counted against that
period's incidental set-aside. As an additional accountability measure,
the incidental fishery would also be constrained to a 40 percent by
weight incidental catch rate when Pacific sardine are landed with other
CPS so as to minimize the targeting of Pacific sardine and reduce
potential discard of sardine. In the event that an incidental set-aside
is projected to be attained, the incidental fishery will be closed for
the remainder of the period. If the total January 1 to June 30
allocation of Pacific sardine is reached or is expected to be reached,
the Pacific sardine fishery will be closed until it re-opens at the
beginning of the next fishing season.
As explained in the proposed rule, 1,000 mt of the HG is being set
aside for use by the Quinault Indian Nation. NMFS will consult with
Quinault Department of Fisheries staff and Quinault Fisheries Policy
representatives prior to the end of the allocation period to determine
whether any part of this set-aside is available for transfer into the
non-tribal directed fishery.
The NMFS West Coast Regional Administrator will publish a notice in
the Federal Register announcing the date of any closure to either
directed or incidental fishing. Additionally, to ensure the regulated
community is informed of any closure, NMFS will also make announcements
through other means available, including fax, email, and mail to
fishermen, processors, and state fishery management agencies.
On February 4, 2014, NMFS published a proposed rule for this action
and solicited public comments (79 FR 6527). NMFS received one comment--
explained below--regarding the proposed interim Pacific sardine
specifications. The rule was not changed as a result of the comment;
the final rule is the same as proposed.
Comment: The commenter requested that NMFS disapprove the proposed
action and take emergency action to close the sardine fishery. The
commenter states closing the fishery is necessary because certain
parameters of the harvest control rules (such as the FRACTION parameter
in the HG rule and sigma value used to calculate the ABC) used to
determine the proposed quotas are flawed and/or are not based on best
available information. Additionally, based on the commenter's opinion,
the stock has fallen to a level requiring the fishing to be closed to
allow the stock to recover to some higher level.
Response: The CPS FMP and its implementing regulations require NMFS
to set an OFL, ABC, ACL and HG for the Pacific sardine fishery using
the control rules set in the FMP. Reconsideration of the existing
control rules and their parameters is beyond the scope of this
rulemaking. Additionally, as explained in the preamble to this rule,
the annual harvest reference points being established by this rule
(OFL, ABC, ACL) are temporary, and will be replaced when complete year
(12-month) sardine management (July 1 to June 30) is addressed in a
subsequent rulemaking in late Spring 2014.
With regard to the parameters of the harvest control rules, the
commenter specifically calls into question the
[[Page 22451]]
calculation of the FRACTION parameter as well as the determination of
scientific uncertainty by the Council's SSC used in the calculation of
the ABC. NMFS will respond to some aspects of the comment that relate
to the control rules, such as these two items. However, in addition to
responding to the comments about the calculation of the FRACTION
parameter and the sigma value, for information purposes only, NMFS will
respond to some aspects of the comments that are beyond the scope of
this action, such as the CUTOFF and status of the sardine stock, as
well as some of the more general comments relating to optimum yield,
overfishing and concerns regarding forage for other species.
Contrary to the opinion of the commenter, the interim 2014 Pacific
sardine ACL, HG, and associated annual reference points are based on
the best available science. As explained above under SUPPLEMENTARY
INFORMATION, this year's biomass estimate used for these interim
specifications went through scientific review, and along with the
resulting OFL and ABC, was endorsed by the SSC and NMFS as the best
available science.
Due to past shifts in sardine productivity being linked with warm
or cold ocean regimes, the CPS FMP currently uses a correlation between
sea surface temperature measured at the Scripps Institution of
Oceanography (SIO) pier and sardine productivity to determine the
FRACTION parameter of the HG rule. NMFS recognizes that the management
regime is likely transitioning to a new temperature index generated
through the California Cooperative Oceanic Fisheries Investigations as
well as a new temperature-recruit relationship for use in annually
calculating the FRACTION component of the HG control rule. The
rationale for this revision being that this new method of measuring
temperature is a better predictor of sardine recruitment variability
than the previous relationship based on temperatures at SIO. However,
only when and if the Council process, subsequent NMFS review, and
implementation processes for the revised FRACTION calculation are
completed, the current control rule remains the best available science
for setting harvest levels for Pacific sardine.
Also specific to the values used in the harvest control rules for
this interim period the commenter questions the quantification of
scientific uncertainty, or ``sigma'' value, used in the ABC control.
This sigma value, the scientific uncertainty associated with estimating
the OFL, is quantified annually by the Council's SSC based upon the
best available data. Therefore although, as suggested by the commenter,
this value may not encompass all possible sources of uncertainty in the
OFL, NMFS believes that this determination by the SSC represents the
best available information for calculating the ABC.
Beyond the specific comments regarding the HG FRACTION and the
sigma value, the commenter also states that sardine management overall
is not achieving OY, not preventing overfishing and directly impacting
predators of Pacific sardine by removing their prey source. With regard
to OY, as described in the FMP, catch levels determined from the HG
formula will result in OY. The interim 2014 HG (i.e., the basis for the
directed fishing management target for this period) was determined
using this HG formula. The Council then recommended a lower ACT or
maximum directed HG as the maximum harvest level from which to
calculate the first period allocation. Directed commercial fishing is
not allowed above this level and management measures are in place to
prevent the fishery from exceeding the limit based on in-season catch
monitoring, in-season closures and incidental catch set-asides. As it
relates to overfishing, the interim 2014 ACT catch level is
approximately 40,000 mt below the interim 2014 OFL, providing a large
buffer against overfishing. Additionally, due to a similar buffer in
2013, total catch for the 2013 fishing season was approximately 40,000
mt lower than the OFL, therefore contrary to the statement made by the
commenter, overfishing did not occur in 2013. These lower HGs are the
result of OY considerations, including ecological, and the management
strategy in the CPS FMP that establishes catch levels much lower than
is needed to simply avoid overfishing or because of a risk of exceeding
the ABC/ACL due to management uncertainty. These considerations and
precautions are based on the environmentally driven dynamic nature of
the Pacific sardine stock as well as its importance in the ecosystem as
forage for other species. Therefore sardine management is intended to
be more conservative than other MSY-based management strategies (OFL/
ABC), because the focus for CPS management is oriented primarily
towards biomass versus catch, leaving adequate forage in the ocean and
maintaining long-term, consistent catch levels for industry.
Highlighting the fact that current management puts a higher emphasis on
maintaining biomass versus maximizing catch, the calculated HG for the
2014 interim period only equates to approximately four percent of the
estimated biomass. Although the commenter cites mortality events and
breeding failures of certain marine mammals and seabirds over recent
years, no evidence is provided that links these circumstances with lack
of prey due to fishing on sardine and in some cases whether they were
linked to the status of the sardine stock on the whole.
With regard to overall sardine stock status, the HG control rule
explicitly protects the stock from approaching an overfished condition
(while explicitly reducing fishing if biomass decreases) through the
use of a 150,000 mt CUTOFF parameter (level at which fishing is
prohibited), which is three times the biomass at which the stock is
considered overfished (50,000 mt). Although not the subject of this
rulemaking, the commenter questions the values used for the CUTOFF
parameter as well as the FMP's designation of 50,000 mt as the
overfished level, as reflected in their assertion that the stock has
fallen to a level that requires ``recovery.'' NMFS notes that the use
of a CUTOFF parameter is not a requirement of the MSA or National
Standard Guidelines; rather, it is a proactive and precautionary policy
choice of the council and NMFS to use such an explicit mechanism in the
control rule to prevent the fishery from causing the stock to approach
the level that would be considered overfished. With regard to the
overfished level, it represents the best available science and is the
stock size level from which, on average, the stock would be expected to
rebuild in ten years. Additionally, low biomass conditions for Pacific
sardine may result from overfishing, unfavorable environmental
conditions, or both acting in concert. Experience with CPS stocks
around the world indicates that overfished/low biomass conditions
usually occur when unfavorable environmental conditions and high
fishing mortality rates occur at the same time. Management measures for
sardine do not, however, depend on whether a low biomass condition was
due to excess fishing or unfavorable environmental conditions, because
reductions in fishing mortality are required in either case.
Classification
Pursuant to section 304(b)(1)(A) of the Magnuson-Stevens Fishery
Conservation and Management Act, the Assistant Administrator, NMFS, has
determined that this final rule is consistent with the CPS FMP, other
provisions of the Magnuson-Stevens
[[Page 22452]]
Fishery Conservation and Management Act, and other applicable law.
NMFS finds good cause under 5 U.S.C. 553(d)(3) to waive the 30-day
delay in effectiveness for the establishment of these interim harvest
specifications for the 2014 Pacific sardine fishing season. For the
reasons set forth below, a reduction in the delay in effectiveness of
this measure is necessary for the conservation and management of the
Pacific sardine resource. This rule establishes the ability to restrict
fishing when the directed harvest allocation is approached or reached,
as well as institute and manage the incidental harvest allocation. A
delay in effectiveness is likely to prevent the ability to close the
fishery when necessary, and cause the fishery to exceed both the
directed and incidental harvest allocations. Because the directed
harvest allocation is approximately 12,000 mt less than the level for
the same time period in 2013, NMFS expects that it will be necessary to
close the directed fishery and institute an incidental catch only
fishery prior to the start of the next fishing year on July 1, 2014.
Delaying the effective date of this rule is contrary to the public
interest because it may cause the fishery to exceed the established
directed and incidental allocations. These allocations are important
mechanisms in preventing overfishing and managing the fishery at
optimum yield while allowing fair and equitable opportunity to the
resource by all sectors of the Pacific sardine fishery. Additionally,
the ability to close the directed fishery and institute the incidental
fishery prior to the entire allocation being caught allows access to
other profitable CPS fisheries, such as market squid, northern anchovy
and Pacific mackerel. To inform the regulated community of this final
rule NMFS will also announce this action through other means available,
including fax, email, and mail to fishermen, processors, and state
fishery management agencies. Additionally, NMFS will advise the CPS
Advisory Subpanel, which is comprised of representatives from all
sectors and regions of the sardine industry, including processors,
fishermen, user groups, conservation groups and fishermen association
representatives, of current landings as they become available and for
the public at-large also post them on NMFS' West Coast Regional Office
Web site, https://www.westcoast.fisheries.noaa.gov/fisheries/pelagic/coastal_pelagic_species.html. Therefore, NMFS finds that there is
good cause to waive the 30-day delay in effectiveness in this
circumstance.
These final specifications are exempt from review under Executive
Order 12866.
No comments were submitted by public comments regarding the Initial
Regulatory Flexibility Analysis (IRFA) prepared pursuant to the
Regulatory Flexibility Act (RFA) for this action or on the economic
impacts of the rule generally. Therefore, the Final Regulatory
Flexibility Analysis (FRFA) contains no changes from the IRFA. A
description of the action, why it is being considered, and the legal
basis for this action are contained at the beginning of this section in
the preamble and in the SUMMARY section of the preamble. The results of
the FRFA are stated below. For copies of the FRFA, please see the
ADDRESSES section above.
The purpose of this action is to implement harvest specifications
for the Pacific sardine fishery in the U.S. EEZ off the Pacific coast.
The CPS FMP and its implementing regulations require NMFS to set an
OFL, ABC, ACL and HG or ACT for the Pacific sardine fishery based on
the specified harvest control rules in the FMP.
On February 28, 2014, NMFS published a final rule (79 FR 11343)
changing the start date of the 12-month Pacific sardine fishery from
January 1 to July 1, thus changing the fishing season from one based on
the calendar year to a fishing year that will begin on July 1 and
extend until the following June 30, as well as establish a one-time
interim harvest period for the 6 months from January 1, 2014, through
June 30, 2014. The purpose of this change is to better align the timing
of the research and science that is used in the annual stock
assessments with the annual management schedule. As a result of this
action, the start of the next complete fishing season will begin on
July 1, 2014, and extend until June 30, 2015. Because the 2013 fishing
season ended on December 31, 2013, it is necessary to implement interim
management measures and harvest specifications for the period January
1, 2014 to June 30, 2014, to allow for fishing opportunities to
continue during the transition from January 1, the current start of the
fishing season, to the proposed new start on July 1. Therefore, the
purpose of this final rule is to implement the quota and associated
management measures for the January 2014 through June 2014 interim
harvest period, as well as the other annual harvest levels (OFL, ABC
and ACL) for 2014, with the expectation that these annual reference
points will be replaced when complete year (12-month) sardine
management (July 1 to June 30) is addressed in a subsequent rulemaking
in spring 2014.
On June 20, 2013, the U.S. Small Business Administration (SBA)
issued a final rule revising the small business size standards for
several industries effective July 22, 2013 (78 FR 37398). The rule
increased the size standard for Finfish Fishing from $4.0 million to
$19.0 million, Shellfish Fishing from $4.0 million to $5.0 million, and
Other Marine Fishing from $4.0 million to $7.0 million. NMFS conducted
its analysis for this action using the new size standards
As stated above, the SBA now defines small businesses engaged in
finfish fishing as those vessels with annual revenues of or below $19
million. Under the former, lower size standards, all entities subject
to this action in previous years were considered small entities, and
under the new standards they continue to be considered small. The
entities that would be affected by this action are the vessels that
fish for Pacific sardine as part of the West Coast CPS finfish fleet.
In 2013, there were approximately 96 vessels permitted to operate in
the directed sardine fishery component of the CPS fishery off the U.S.
West Coast, 55 vessels in the Federal CPS limited entry fishery off
California (south of 39 N. lat.), and a combined 23 vessels in Oregon
and Washington's state Pacific sardine fisheries. The average annual
per vessel revenue in 2013 for the West Coast CPS finfish fleet was
well below $19 million; therefore, all of these vessels are considered
small businesses under the RFA. Because each affected vessel is a small
business, this action has an equal effect on all of these small
entities, and therefore will impact a substantial number of these small
entities in the same manner. Therefore this rule will not create
disproportionate costs between small and large vessels/businesses.
The profitability of these vessels as a result of this action is
based on the average Pacific sardine ex-vessel price per mt. NMFS used
average Pacific sardine ex-vessel price per mt to conduct a
profitability analysis because cost data for the harvesting operations
of CPS finfish vessels was unavailable.
For the 2013 fishing year, approximately 19,000 mt were available
for harvest by the directed fishery during the 6-month time period of
January 1, 2013 through June 30, 2013. Approximately 4,000 mt
(approximately 2,500 mt in California and 1,500 mt in Oregon and
Washington) of this allocation was harvested during that time period,
for an estimated ex-vessel
[[Page 22453]]
value of $850,000. Using these figures, the average 2013 ex-vessel
price per mt of Pacific sardines was approximately $215 during that
time period.
The ACT or maximum directed HG that is used to calculate the first
period allocation of January 1, 2014 to June 30, 2014 is 19,846 mt.
This value is approximately 40,000 mt less than the maximum directed HG
used to calculate the three seasonal allocations in 2013. Based on the
seasonal allocation framework in the FMP, this equates to an allocation
of 6,946 mt (35% of the 19,846 HG/ACT) for the interim harvest period
of January 1, 2014 to June 30, 2014. From this value, the non-tribal
directed fishing allocation for this period, accounting for a tribal
set-aside and an incidental harvest allocation, is 5,446 mt. This
equates to a decrease of approximately 12,000 mt between the first
period (January-June) directed harvest allocation for 2014 compared to
the same period in 2013. If the fleet were to take the entire January 1
through June 30, 2014, allocation, and assuming a coastwide average ex-
vessel price per mt of $230 (average 2013 ex-vessel price per mt), the
potential revenue to the fleet would be approximately $1.25 million.
Therefore, because the non-tribal directed fishing allocation for the
January 1, 2014 to June 30, 2014 period is 12,000 mt less than for the
same period in 2013, this action will decrease the effected small
entities' potential profitability during this same time period when
compared to the same period last season.
However, although there is a decrease in potential profitability to
sardine harvesting vessels for the January 1, 2014 to June 30, 2014
time period based on this rule compared to last season, as stated
above, only approximately 4,000 mt of the allocated 19,000 mt were
landed in 2013 during the first allocation period, therefore it is
difficult to predict whether the allocation will ultimately restrict
the harvesting capacity of the fleet for this period. Additionally,
revenue derived from harvesting Pacific sardine is typically only one
factor determining the overall revenue for a majority of the vessels
that harvest Pacific sardine; as a result, the economic impact to the
fleet from the action cannot be viewed in isolation. From year to year,
depending on market conditions and availability of fish, most CPS/
sardine vessels supplement their income by harvesting other species.
Many vessels in California also harvest anchovy, mackerel, and in
particular, squid, making Pacific sardine only one component of a
multi-species CPS fishery. For example, market squid have been readily
available to the fishery in California over the last three years with
total annual ex-vessel revenue averaging approximately $66 million over
that time, compared to an annual average ex-vessel from sardine of $16
million over that same time period.
These vessels typically rely on multiple species for profitability
because abundance of sardine, like the other CPS stocks, is highly
associated with ocean conditions and can vary seasonally, and therefore
are harvested at various times and areas throughout the year. Because
each species responds to ocean conditions in its own way, not all CPS
stocks are likely to be abundant at the same time; therefore, as
abundance levels and markets fluctuate, it has necessitated that the
CPS fishery as a whole rely on a group of species for its annual
revenues. Therefore, although there will be a potential reduction in
sardine revenue for the small entities affected by this action when
compared to the previous season, it is difficult to predict exactly how
this reduction will impact overall annual revenue for the fleet.
There are no significant alternatives to this action that would
accomplish the stated objectives of the applicable statutes and would
also minimize any significant economic impact of this action on the
affected small entities. The CPS FMP and its implementing regulations
require NMFS to set an annual HG for the Pacific sardine fishery based
on the harvest formula in the FMP. The harvest formula is applied to
the current stock biomass estimate to determine the HG. Therefore, if
the estimated biomass decreases or increases from one year to the next,
the HG will correspondingly decrease or increase. Because the current
stock biomass estimate decreased from 2013 to 2014, the HG and
subsequent first period allocation also decreased.
There are no reporting, record-keeping, or other compliance
requirements required by this rule. Additionally, no other Federal
rules duplicate, overlap or conflict with this rule.
This action does not contain a collection-of-information
requirement for purposes of the Paperwork Reduction Act.
Small Business Compliance Guide
Section 212 of the Small Business Regulatory Enforcement Fairness
Act of 1996 states that, for each rule or group of related rules for
which an agency is required to prepare a FRFA, the agency shall publish
one or more guides to assist small entities in complying with the rule,
and shall designate such publications as ``small entity compliance
guides.'' The agency shall explain the actions a small entity is
required to take to comply with a rule or group of rules. As part of
this rulemaking process, a notice to fishermen that also serves as a
small entity compliance guide (guide) was prepared and will be
distributed to fishermen and processors. The guide is also available on
the Internet at https://swr.nmfs.noaa.gov. Copies of this final rule and
guide, i.e., the notice to fishermen, will be available upon request
from the West Coast Regional Office (see ADDRESSES).
Authority: 16 U.S.C. 1801 et seq.
Dated: April 17, 2014.
Paul N. Doremus,
Deputy Assistant Administrator for Operations, National Marine
Fisheries Service.
[FR Doc. 2014-09180 Filed 4-21-14; 8:45 am]
BILLING CODE 3510-22-P