Assistance to Firefighters Grant Program; Fire Prevention and Safety Grants, 22511-22517 [2014-09179]
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Federal Register / Vol. 79, No. 77 / Tuesday, April 22, 2014 / Notices
Agenda: To review and evaluate grant
applications.
Place: Hyatt Regency Bethesda, 1 Bethesda
Metro Center, Bethesda, MD 20814.
Contact Person: Delia Tang, MD, Scientific
Review Officer, Research Programs Review
Branch, Division of Extramural Activities,
National Cancer Institute, NIH, 9609 Medical
Center Drive, 7W602, Bethesda, MD 20892–
9750, 240–276–6456, tangd@mail.nih.gov.
Name of Committee: National Cancer
Institute Special Emphasis Panel; NCI SPORE
Review.
Date: June 4–5, 2014.
Time: 5:00 p.m. to 5:00 p.m.
Agenda: To review and evaluate grant
applications.
Place: Bethesda North Marriott Hotel &
Conference Center, Montgomery County
Conference Center Facility, 5701 Marinelli
Road, North Bethesda, MD 20852.
Contact Person: Wlodek Lopaczynski, MD,
Ph.D., Scientific Review Officer, Research
Programs Review Branch, Division of
Extramural Activities, National Cancer
Institute, NIH, 9609 Medical Center Drive,
7W608, Bethesda, MD 20892–9750, 240–276–
6458, lopacw@mail.nih.gov.
Name of Committee: National Cancer
Institute Special Emphasis Panel; Omnibus
SEP–7.
Date: June 13, 2014.
Time: 9:00 a.m. to 5:00 p.m.
Agenda: To review and evaluate grant
applications.
Place: National Cancer Institute Shady
Grove, 9609 Medical Center Drive, Room
7W640, Rockville, MD 20850 (Telephone
Conference Call).
Contact Person: Ilda F. S. Melo, Ph.D.,
Scientific Review Officer, Resources and
Training Review Branch, Division of
Extramural Activities, National Cancer
Institute, NIH, 9609 Medical Center Drive,
7W122, Bethesda, MD 20892–9750, 240–276–
6349, ilda.melo@nih.gov.
Name of Committee: National Cancer
Institute Initial Review Group, Subcommittee
I—Transition to Independence.
Date: June 17–18, 2014.
Time: 8:00 a.m. to 12:00 p.m.
Agenda: To review and evaluate grant
applications.
Place: Hyatt Regency Bethesda, One
Bethesda Metro Center, 7400 Wisconsin
Avenue, Bethesda, MD 20814.
Contact Person: Sergei Radaev, Ph.D.,
Scientific Review Officer, Resources and
Training Review Branch, Division of
Extramural Activities, National Cancer
Institute, NIH, 9609 Medical Center Drive,
7W634, Bethesda, MD 20892–9750, 240–276–
6466, sradaev@mail.nih.gov.
Name of Committee: National Cancer
Institute Special Emphasis Panel, Omnibus
SEP–5.
Date: June 20, 2014.
Time: 10:00 a.m. to 5:00 p.m.
Agenda: To review and evaluate grant
applications.
Place: National Cancer Institute Shady
Grove, 9609 Medical Center Drive, Room
7W030, Rockville, MD 20850 (Telephone
Conference Call).
Contact Person: Donald L. Coppock, Ph.D.,
Scientific Review Officer, Research
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Technology and Contract Review Branch,
Division of Extramural Activities, National
Cancer Institute, NIH, 9609 Medical Center
Drive, 7W260, Bethesda, MD 20892–9750,
240–276–6382, donald.coppock@nih.gov.
Name of Committee: National Cancer
Institute Initial Review Group, Subcommittee
J—Career Development.
Date: June 24, 2014.
Time: 7:00 a.m. to 6:00 p.m.
Agenda: To review and evaluate grant
applications and/or proposals.
Place: The Westin Alexandria, 400
Courthouse Square, Alexandria, VA 22314.
Contact Person: Ilda F. S. Melo, Ph.D.,
Scientific Review Officer, Resources and
Training Review Branch, Division of
Extramural Activities, National Cancer
Institute, NIH, 9609 Medical Center Drive,
7W122, Bethesda, MD 20892–9750, 240–276–
6468, ilda.melo@nih.gov.
Name of Committee: National Cancer
Institute Special Emphasis Panel, Omnibus
SEP–2.
Date: June 24–25, 2014.
Time: 8:00 a.m. to 3:00 p.m.
Agenda: To review and evaluate grant
applications.
Place: Bethesda North Marriott Hotel &
Conference Center, Montgomery County
Conference Center Facility, 5701 Marinelli
Road, North Bethesda, MD 20852.
Contact Person: Caterina Bianco, MD,
Ph.D., Scientific Review Officer, Research
Programs Review Branch, Division of
Extramural Activities, National Cancer
Institute, NIH, 9609 Medical Center Drive,
7W610, Bethesda, MD 20892–9750, 240–276–
6459, biancoc@mail.nih.gov.
Name of Committee: National Cancer
Institute Special Emphasis Panel, Omnibus
SEP–13,
Date: June 26–27, 2014.
Time: 8:00 a.m. to 5:00 p.m.
Agenda: To review and evaluate grant
applications.
Place: Bethesda Marriott Suites, 6711
Democracy Boulevard, Bethesda, MD 20817.
Contact Person: Viatcheslav A.
Soldatenkov, MD, Ph.D., Scientific Review
Officer, Special Review Branch, Division of
Extramural Activities, National Cancer
Institute, NIH, 9609 Medical Center Drive,
Room 7W254, Bethesda, MD 20892–9750,
240–276–6378, soldatenkovv@mail.nih.gov.
Name of Committee: National Cancer
Institute Special Emphasis Panel, Omnibus
SEP–10.
Date: July 16, 2014.
Time: 8:00 a.m. to 5:00 p.m.
Agenda: To review and evaluate grant
applications.
Place: National Cancer Institute Shady
Grove, 9609 Medical Center Drive, Room
7W212, Rockville, MD 20850 (Telephone
Conference Call).
Contact Person: Shakeel Ahmad, Ph.D.,
Scientific Review Officer, Research Programs
Review Branch, Division of Extramural
Activities, National Cancer Institute, NIH,
9609 Medical Center Drive, Room 7W122,
Bethesda, MD 20892–9750, 240–276–6349,
ahmads@mail.nih.gov.
Name of Committee: National Cancer
Institute Special Emphasis Panel, Omnibus
SEP–1.
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Date: July 29–30, 2014.
Time: 5:00 p.m. to 4:00 p.m.
Agenda: To review and evaluate grant
applications.
Place: Bethesda North Marriott Hotel &
Conference Center, Montgomery County
Conference Center Facility, 5701 Marinelli
Road, North Bethesda, MD 20852.
Contact Person: Adriana Stoica, Ph.D.,
Scientific Review Officer, Resources and
Training Review Branch, Division of
Extramural Activities, National Cancer
Institute, NIH, 9609 Medical Center Drive,
7W234, Bethesda, MD 20892–9750, 240–276–
6368, Stoicaa2@mail.nih.gov.
Information is also available on the
Institute’s/Center’s home page: https://
deainfo.nci.nih.gov/advisory/sep/sep.htm,
where an agenda and any additional
information for the meeting will be posted
when available.
(Catalogue of Federal Domestic Assistance
Program Nos. 93.392, Cancer Construction;
93.393, Cancer Cause and Prevention
Research; 93.394, Cancer Detection and
Diagnosis Research; 93.395, Cancer
Treatment Research; 93.396, Cancer Biology
Research; 93.397, Cancer Centers Support;
93.398, Cancer Research Manpower; 93.399,
Cancer Control, National Institutes of Health,
HHS)
Dated: April 16, 2014.
Melanie J. Gray,
Program Analyst, Office of Federal Advisory
Committee Policy.
[FR Doc. 2014–09038 Filed 4–21–14; 8:45 am]
BILLING CODE 4140–01–P
DEPARTMENT OF HOMELAND
SECURITY
Federal Emergency Management
Agency
[Docket ID FEMA–2014–0016]
Assistance to Firefighters Grant
Program; Fire Prevention and Safety
Grants
Federal Emergency
Management Agency, DHS.
ACTION: Notice of guidance.
AGENCY:
This Notice provides
guidelines that describe the application
process for grants and the criteria for
awarding Fire Prevention and Safety
(FP&S) grants in the fiscal year (FY)
2013 Assistance to Firefighters Grant
(AFG) Program year. It explains the
differences, if any, between these
guidelines and those recommended by
representatives of the Nation’s fire
service leadership during the annual
Criteria Development meeting, which
was held December 13–14, 2012. The
application period for the FY 2013 FP&S
Grant Program year was held February
18–March 21, 2014, and was announced
on www.grants.gov. Approximately
SUMMARY:
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1,200 applications for FP&S Grant
Program funding were submitted
electronically, using the application
submission form and process available
at https://portal.fema.gov. The ‘‘FY 2013
Fire Prevention and Safety Program
Funding Opportunity Announcement’’
was published on the AFG Web site
(www.fema.gov/firegrants). Additional
information to assist applicants was
provided on the AFG Web site,
including an applicant tutorial, list of
frequently asked questions, a ‘‘Get
Ready Guide, and a Quick Reference
Guide.’’ The FP&S Grant Program is
composed of two eligible activities; the
Fire Prevention and Safety (FP&S)
Activity and Firefighter Research and
Development (R&D) Activity. FP&S
Grants are made available directly to fire
departments; national, regional, state,
and local organizations; native
American tribal organizations, and
nonprofit organizations that are
recognized for their experience in fire
prevention and safety programs and
activities. The grant program’s
authorizing statute requires that a
minimum of 10 percent of available
grant funds for AFG be expended for the
FP&S Grant Program.
Authority: 15 U.S.C. 2229.
Grant applications for the FP&S
Grant Program were accepted
electronically at https://portal.fema.gov,
from February 18–March 21, 2014.
ADDRESSES: Assistance to Firefighters
Grants Branch, Stop 3620, DHS/FEMA,
800 K Street NW., Washington, DC
20472–3620.
FOR FURTHER INFORMATION CONTACT:
Catherine Patterson, Chief, Assistance to
Firefighters Grants Branch, 1–866–274–
0960.
SUPPLEMENTARY INFORMATION: The
purpose of the AFG Program is to
enhance the safety of the public and
firefighters with respect to fire and firerelated hazards. The FEMA Grant
Programs Directorate administers the
FP&S Grant Program as part of the AFG
Program.
FP&S Grants are offered to support
projects in two activities:
1. Activities designed to reach highrisk target groups and mitigate the
incidence of death and injuries caused
by fire and fire-related hazards (‘‘FP&S
Activity’’).
2. Projects aimed at improving
firefighter safety, health and wellness
through research and development that
reduces firefighter fatalities and injuries
(‘‘R&D Activity’’)
The grant program’s authorizing
statute requires that each year DHS
publish in the Federal Register the
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DATES:
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guidelines that describe the application
process and the criteria for grant
awards.
Approximately 1,200 applications for
FP&S Grant Program funding were
submitted electronically, using the
application submission form and
process available at the AFG e-Grant
application portal: https://
portal.fema.gov. Specific information
about the submission of grant
applications can be found in the ‘‘FY
2013 Fire Prevention and Safety
Program Funding Opportunity
Announcement,’’ which is available for
download at www.fema.gov/firegrants
and at www.regulations.gov under
Docket ID FEMA–2014–0016.
Appropriations
Congress appropriated $320,920,083
for AFG in FY 2013 pursuant to the
Department of Homeland Security
Appropriations Act, 2013, Public Law
113–6. From this amount, $32,092,008
will be made available for FP&S Grant
awards, pursuant to 15 U.S.C.
2229(h)(5), which states that not less
than 10 percent of available grant funds
each year are awarded under the FP&S
Grant Program. Funds appropriated for
all FY 2013 AFG awards, pursuant to
Public Law 113–6, will be available for
obligation and award until September
30, 2014.
From the approximately 1,200
applications that were submitted
requesting assistance, FEMA anticipates
that it will award approximately 250
FP&S Grants from available grant
funding.
Background of the AFG Program
DHS awards grants on a competitive
basis to the applicants that best address
the FP&S Grant Program’s priorities and
provide the most compelling
justification. Applications that best
address the Program’s priorities will be
reviewed by a panel composed of fire
service personnel. All applications for
grants will be prepared and submitted
through the AFG e-Grant application
portal (https://portal.fema.gov).
Award Criteria
The FP&S Grant Program panels will
review the applications and score them
using the following criteria areas:
• Vulnerability
• Implementation
• Evaluation Plan
• Cost Benefit
• Sustainability
• Financial Need
• Experience and Expertise (additional
consideration)
• Performance (additional
consideration)
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• Funding Priorities
The applications submitted under the
R&D Activity will be reviewed first by
a panel of fire service members to
identify those applications most
relevant to the fire service, and then by
technology and science experts. The
following evaluation criteria will be
used for each review:
The Scientific Technical Evaluation
Panel for the R&D Activity will review
the application and evaluate it using the
following criteria:
• Project purpose(s), goals and
objectives, and specific aims
• Literature Review
• Project Methods
• Project Measurements
• Project Analysis
• Resources—People and Facilities
• Dissemination and Implementation
• Cost vs. Benefit (additional
consideration)
• Financial Need (additional
consideration
The Fire Service Technical Evaluation
Panel for the R&D Activity will review
the application and evaluate it using the
following criteria:
• Purpose
• Potential Impact
• Implementation by the fire service
• Partners
• Barriers
Eligible Applicants
The following entities are eligible to
apply directly to FEMA under this
solicitation:
1. Fire Prevention and Safety (FP&S)
Activity: Eligible applicants for this
activity include fire departments,
national, regional, State, local, Native
American tribal organizations, and
nonprofit organizations that are
recognized for their experience and
expertise in fire prevention and safety
programs and activities. Both private
and public non-profit organizations are
eligible to apply for funding in this
activity. For-profit organizations,
Federal agencies, and individuals are
not eligible to receive a FP&S Grant
Award under the F&S Activity.
2. Firefighter Safety Research and
Development (R&D) Activity: Eligible
applicants for this activity include
national, State, local, Native American
tribal organizations, and nonprofit
organizations, such as academic (e.g.,
universities), public health,
occupational health, and injury
prevention institutions. Both private
and public non-profit organizations are
eligible to apply for funding in this
activity.
The aforementioned entities are
encouraged to apply, especially those
that are recognized for their experience
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and expertise in firefighter safety,
health, and wellness research and
development activities. Under the grant
program’s authorizing statute, fire
departments are not eligible to apply for
funding in the R&D activity.
Additionally, for-profit organizations,
Federal agencies, and individuals are
not eligible to receive a grant award
under the R&D Activity.
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Statutory Limits to Funding
Applications and awards are limited
to a maximum Federal share of $1.5
million dollars, regardless of applicant
type.
Cost Sharing
Grantees must share in the costs of the
projects funded under this grant
program as required by 15 U.S.C.
2229(k)(1) and in accordance with 44
CFR 13.24 and 2 CFR 215.23, but they
are not required to have the cost-share
at the time of application nor at the time
of award. However, before a grant is
awarded, FEMA will contact potential
awardees to determine whether the
grantee has the funding in hand or if the
grantee has a viable plan to obtain the
funding necessary to fulfill the costsharing requirement.
All eligible applicants must provide a
cost match of 5 percent of non-Federal
funds, unless the matching requirement
is modified by a waiver, subject to
waiver eligibility as described below.
Cash match and in-kind matches are
both allowable in the FP&S Grant
Program.
Cash (hard) matches include nonFederal cash spent for project-related
costs. In-kind matches are allowable for
the FP&S Grant Program. In-kind (soft)
matches include, but are not limited to,
the valuation of in-kind services. Inkind is the value of something received
or provided that does not have a cost
associated with it. For example, where
an in-kind match (other than cash
payments) is permitted, then the value
of donated services could be used to
comply with the match requirement.
Also, third party in-kind contributions
may count toward satisfying match
requirements provided the grantee
receiving the contributions expends
them as allowable costs in compliance
with provisions listed above.
Grantees under this grant program
must also agree to a maintenance of
effort requirement as required by 15
U.S.C. 2229(k)(3) (referred to as a
‘‘maintenance of expenditure’’
requirement in that statute). Per this
requirement, a grantee shall agree to
maintain during the term of the grant
the applicant’s aggregate expenditures
relating to the activities allowable under
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the FP&S Funding Opportunity
Announcement at not less than 80
percent (80%) of the average amount of
such expenditures in the two (2) fiscal
years preceding the fiscal year in which
the grant amounts are received.
In cases of demonstrated economic
hardship, and on the application of the
grantee, the Administrator of FEMA
may waive or reduce certain grantees’
cost share or maintenance of
expenditure requirements. The
Administrator of FEMA shall establish
and publish guidelines for determining
what constitutes economic hardship.
Per 15 U.S.C. 2229(k)(4)(C), FP&S
Grantees that are not fire departments
are not eligible to receive a waiver of
their cost share or economic hardship
requirements.
System for Award Management (SAM)
On July 29, 2010, the Central
Contractor Registration (CCR) was
moved into the System for Award
Management (SAM). The Office of
Management and Budget (OMB) issued
guidance to Federal agencies requiring
all prime recipients of Federal grants to
register in SAM. SAM is the primary
vendor database for the Federal
Government to collect, validate, store,
and disseminate data from a secure
centralized system. SAM consolidated
the capabilities found in CCR and other
Federal procurement systems into one
new system.
There is no charge to register in
SAM.gov. Registrations must be
completed on-line at https://
www.sam.gov/portal/public/SAM/. The
applicant organization is responsibile
for having a valid DUNS number at the
time of registration. Organizations with
an active record in CCR have an active
record in SAM but may need to validate
their information. For registration, go to
https://www.sam.gov/portal/public/
SAM/.
Application Process
Applicants may only submit one (1)
application, but may submit for up to
three (3) projects under each activity
(FP&S and R&D). Any applicant that
submits more than one (1) application,
and requests the same activities, may
have all applications for any duplicated
request(s) deemed ineligible.
Under the FP&S Activity, applicants
may apply under the following
categories:
• General Education/Awareness;
• Fire & Arson Investigation;
• Code Enforcement/Awareness;
• National/State/Regional Programs
and Studies.
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Under the R&D Activity, applicants
may apply under the following
categories:
• Clinical Studies;
• Technology and Product
Development;
• Database System Development;
• Dissemination and Implementation
Research;
• Preliminary Studies.
Prior to the start of the FY 2013 FP&S
Grant Program application period,
FEMA provided applicants with
technical assistance tools (available at
the AFG Web site: www.fema.gov/
firegrants) and other online information
to help them prepare quality grant
applications. AFG also staffed a Help
Desk throughout the application period
to assist applicants with navigation
through the automated application as
well as assistance with any questions
they have. Applicants can reach the
AFG Help Desk through a toll-free
telephone number (1–866–274–0960) or
electronic mail (firegrants@dhs.gov).
Applicants were advised to access the
application electronically at https://
portal.fema.gov. The application also
was accessible from the grants.gov Web
site (https://www.grants.gov). New
applicants were required to register and
establish a username and password for
secure access to their application.
Applicants that applied to any previous
AFG funding opportunities were
required to use their previously
established usernames and passwords.
In completing the application in the
FP&S Activity, applicants are asked to
provide relevant information on their
organization’s characteristics and
existing capabilities. Those applicants
are asked to answer questions about
their grant request that reflect the FP&S
Activity funding priorities, described
below. In addition, each applicant
completed narratives for each project or
grant activity requested.
The following are the funding
priorities for each category under the
FP&S Activity:
• General Education/Awareness—
programs that target high risk
population to conduct both door-to-door
smoke alarm installations and provide
home safety inspections (including
sprinkler awareness), as part of a
comprehensive home fire safety
campaign.
• Code Enforcement/Awareness—
projects that focus on first time or
reinstatement of code adoption and
code enforcement.
• Fire & Arson Investigation—projects
that aim to investigate aggressively
every fire.
• National/State/Regional Programs
and Studies—projects that focus on
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residential fire issues and/or firefighter
behavior and decision-making.
In completing an application under
the R&D Activity, applicants are asked
to provide relevant information on their
organization’s characteristics and
existing capabilities. Applicants are
asked to answer questions about their
grant request that reflect the R&D
Activity funding priorities, which are
described below. In addition, each
applicant completed narratives for each
project or grant activity requested.
Under the R&D Activity, in order to
identify and address the most important
elements of firefighter safety, FEMA
looked to the fire service for its input
and recommendations. In June 2005, the
National Fallen Firefighters’ Foundation
(NFFF) hosted a working group to
facilitate the development of an agenda
for the nation’s fire service, and in
particular for firefighter safety. In May
2011, the NFFF again hosted a working
group to update the agenda with current
priorities. A copy of the research agenda
is available on the NFFF Web site at
https://www.everyonegoeshome.com/
symposium.html.
Projects that meet the intent of this
research agenda with respect to
firefighter health and safety, as
identified by the NFFF working group,
will be given consideration under the
R&D Activity. However, the applicant is
not limited to these specific projects. All
proposed projects, regardless of whether
they have been identified by this
working group, will be evaluated on
their relevance to firefighter health and
safety and scientific rigor.
The electronic application process
will permit the applicant to enter and
save the application data. The system
does not permit the submission of
incomplete applications. Except for the
narrative textboxes, the application will
use a ‘‘point-and-click’’ selection
process or require the entry of data (e.g.,
name and address). Applicants will be
encouraged to read the FP&S Funding
Opportunity Announcement for more
details.
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Criteria Development Process
Each year, DHS convenes a panel of
fire service professionals to develop the
funding priorities and other
implementation criteria for AFG. The
Criteria Development Panel is
comprised of representatives from nine
major fire service organizations who are
charged with making recommendations
to FEMA regarding the creation of new
funding priorities and the modification
of existing funding priorities as well as
developing criteria for awarding grants.
The nine major fire service
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organizations represented on the panel
are:
• Congressional Fire Services Institute
(CFSI)
• International Association of Arson
Investigators (IAAI)
• International Association of Fire
Chiefs (IAFC)
• International Association of Fire
Fighters (IAFF)
• International Society of Fire Service
Instructors (ISFSI)
• National Association of State Fire
Marshals (NASFM)
• National Fire Protection Association
(NFPA)
• National Volunteer Fire Council
(NVFC)
• North American Fire Training
Directors (NAFTD)
The FY 2013 criteria development
panel meeting occurred December 13–
14, 2012. The content of the FY 2013
FP&S Funding Opportunity
Announcement reflects the
implementation of the Criteria
Development Panel’s recommendations
with respect to the priorities, direction,
and criteria for awards. All of the
funding priorities for the FY 2013 FP&S
Grant Program are designed to address
the following:
•
•
•
•
First responder safety
Enhancing national capabilities
Risk
Interoperability
Changes for FY 2013
FY 2013 FP&S Funding Opportunity
Announcement
(1) The ‘‘Guidance and Application
Kit’’ has been reformatted to match the
DHS Funding Opportunity
Announcement (FOA) template.
(2) A question was added to the
application under the FP&S Activity to
ascertain how the proposed project
addresses prevention and survivability
from fire.
(3) Applications and awards are now
limited to a maximum federal share of
$1.5 million dollars, regardless of
applicant type. In FY2012 the maximum
federal share was $1 million dollars,
regardless of applicant type.
(4) The cost share requirement is now
5% for all eligible applicants for both
FP&S and R&D Activities regardless of
population size or applicant type.
(5) Cash and in-kind cost matching is
allowable in FY2013 whereas in FY2012
the only type of allowable match was
cash.
(6) The evaluation criteria under the
R&D Activity have been modified and
now clarifies that all applications will
first be preliminarily evaluated by a fire
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service panel and then those
applications deemed ‘‘most relevant’’
will move forward to a scientific
evaluation panel. Modifications under
the scientific evaluation criteria include
removing ‘‘Partners’’ as a criteria and
moving it to be evaluated by the fire
service panel. In addition, the weight of
both the ‘‘project measurements’’ and
‘‘dissemination and implementation’’
criteria were then modified from ten
percent to fifteen percent.
Changes to Criteria Development Panel
Recommendations
DHS must explain any differences
between the published guidelines and
the recommendations made by the
criteria development panel and publish
this information in the Federal Register
prior to making any grants under the
Program (15 U.S.C. 2229(b)(14)). For FY
2013, DHS accepted and is
implementing all of the Criteria
Development Panel’s recommendations.
Application Review Process and
Considerations
The program’s authorizing statute
requires that each year DHS publish in
the Federal Register a description of the
grant application process and the
criteria for grant awards. This
information is provided below.
DHS will review and evaluate all
FP&S applications submitted using the
funding priorities and evaluation
criteria described in this document,
which are based on recommendations
from the AFG Criteria Development
Panel. FEMA will rank all submitted
applications based on how well they
match the funding priorities for the type
of community served. Answers to the
application’s activity-specific questions
provide information used to determine
each application’s ranking relative to
the stated priorities.
Peer Review Process
Technical Evaluation Process—Fire
Prevention and Safety Activity
All eligible applications will be
evaluated by a Technical Evaluation
Panel (TEP). The TEP is comprised of a
panel of Peer Reviewers. The TEP will
assess each application’s merits with
respect to the detail provided in the
Narrative Statement on the activity,
including the evaluation elements listed
in the Evaluation Criteria identified
above.
The panel of Peer Reviewers will
independently score each project within
the application, discuss the merits and/
or shortcomings of the application, and
document the findings. A consensus is
not required. The highest ranked
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applications will receive further
technical review to assess strengths and
weaknesses, how readily weaknesses
may be resolved, and the likely impact
of the proposed activities on the safety
of the target audience.
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Technical Evaluation Process—Research
and Development Activity
R&D applications will go through a
two-phase review process. First, all
applications will be reviewed by a panel
of fire service experts to assess
relevance, meaning the likely impact of
the proposed R&D application to enable
improvement in firefighter safety,
health, or wellness. They will also
assess the need for the research results
and the likelihood that the results
would be implemented by the fire
service in the U.S. Applications that are
deemed likely to be implemented to
enable improvement in firefighter
safety, health, or wellness will then
receive further consideration by a
science review panel. This panel will be
comprised of scientists and technology
experts who have expertise pertaining to
the subject matter of the proposal.
Reviewers will independently score
applications and, if necessary, discuss
the merits or shortcomings of the
application in order to reconcile any
major discrepancies identified by the
reviewers. A consensus is not required.
With input from these panels, for the
highest ranked applications, FEMA will
review each application’s strengths and
weaknesses, how best the strengths fit
the priorities of the FP&S Program, and
how readily the weaknesses may be
resolved to support likely impact of the
project to improve firefighter safety,
heath, or wellness.
Technical Review Process
Projects receiving the highest scores
then will undergo a technical review by
a subject matter specialist to assess the
technical feasibility of the project and a
programmatic review to assess
eligibility and other factors.
DHS generally makes funding
decisions using rank order resulting
from the panel evaluation. However,
DHS may deviate from rank order and
make funding decisions based on the
type of department (career,
combination, or volunteer) and/or the
size and character of the community the
applicant serves (urban, suburban, or
rural) to the extent it is required to
satisfy statutory provisions.
After the completion of the technical
reviews, DHS will select a sufficient
number of awardees from this
application period to obligate all of the
available grant funding. It will evaluate
and act on applications within 90 days
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following the close of the application
period. Award announcements will be
made on a rolling basis until all
available grant funds have been
committed. Awards will not be made in
any specified order. DHS will notify
unsuccessful applicants as soon as it is
feasible.
Application Review Considerations
The governing statute requires that
each year DHS publish in the Federal
Register a description of the grant
application process and the criteria for
grant awards. This information is
provided below.
Evaluation Criteria for Projects—Fire
Prevention and Safety Activity
Funding decisions will be informed
by an assessment of how well the
application addresses the criteria and
considerations listed below.
Applications will be reviewed by the
TEP using weighted evaluation criteria
to score the project. These scores will
impact the ranking of a project for
funding.
The relative weight of the evaluation
criteria in the determination of the grant
award is listed below.
• Vulnerability Statement (20%): The
assessment of fire risk is essential in the
development of an effective project goal,
as well as meeting FEMA’s goal to
reduce risk by conducting a risk
analysis as a basis for action.
Vulnerability is a ‘‘weak link’’
demonstrating high risk behavior, living
conditions or any type of high risk
situation or behavior. The Vulnerability
Statement should include a description
of the steps taken to determine the
vulnerability (weak link) and identify
the target audience. The methodology
for determination of vulnerability (how
you found the weak link) should be
discussed in-depth in the application’s
Narrative Statement.
Æ The specific vulnerability (weak
link) that will be addressed with the
proposed project can be established
through a formal or informal Risk
Assessment. FEMA encourages the use
of local statistics, rather than national
statistics, when discussing the
vulnerability.
Æ The applicant should summarize
the vulnerability (weakness) the project
will address in a clear, to-the-point
statement that addresses who is at risk,
what the risks are, where the risks are
and how the risks can be prevented.
Æ For the purpose of the FY2013
FP&S FOA, formal Risk Assessments
consist of the use of software programs
or recognized expert analysis that assess
risk trends.
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Æ Informal Risk Assessments could
include an in-house review of available
data (e.g., NFIRS) to determine fire loss,
burn injuries or loss of life over a period
of time, and the factors that are the
cause and origin for each occurrence.
• Implementation Plan (20%):
Projects should provide details on the
implementation plan which discusses
the proposed project’s goals and
objectives. The following information
should be included to support the
implementation plan:
Æ Goals and objectives.
Æ Details regarding the methods and
specific steps that will be used to
achieve the goals and objectives.
Æ Timelines—place the project steps
in the order they will be accomplished.
Æ Where applicable, examples of
marketing efforts to promote the project,
who will deliver the project (e.g.,
effective partnerships), and the manner
in which materials or deliverables will
be distributed.
Æ Requests for props (i.e., tools used
in educational or awareness
demonstrations), including specific
goals, measurable results, and details on
the frequency for which the prop will be
utilized as part of the implementation
plan. Applicants should include
information describing the efforts that
will be used to reach the high risk
audience and/or the number of people
reached through the proposed project
(examples of props include safety
trailers, puppets, robots, or portable
safety houses).
• Evaluation Plan (20%): Projects
should include an evaluation of
effectiveness and should identify
measurable goals. Applicants seeking to
carry out awareness and educational
projects, for example, should identify
how they intend to determine that there
has been an increase in knowledge
about fire hazards, or measure a change
in the safety behaviors of the audience.
Applicants should demonstrate how
they will measure risk at the outset of
the project in comparison to how much
the risk decreased after the project is
finished. There are various ways to
measure the knowledge gained
including the use of surveys, pre- and
post-tests or documented observations.
• Cost-Benefit (10%): Projects will be
evaluated based on how well the
applicant addresses the fire prevention
needs of the department or organization
in an economic and efficient manner.
Show how to maximize the level of
funding that goes directly into the
delivery of the project. The costs
associated with the project must also be
reasonable for the target audience that
will be reached and a description of
how the anticipated benefit(s) of their
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projects outweighs the cost(s) of the
requested item(s) should be included.
Providing justification for costs assists
the Technical Evaluation Panel with
this review.
• Sustainability (15%): Each project
will also be evaluated to determine
whether the overall activity will be
sustained (continued) beyond the grant
performance period and whether it has
a greater potential for long-term
benefits. Examples of sustainable
projects can be shown through the longterm benefits derived from the delivery
of the project, the number of nonFederal partners likely to continue the
effort, or the demonstrated long-term
commitment of the applicant.
• Financial Need (10%): Applicants
should provide details on the need for
financial assistance to carry out the
proposed project(s). Included in the
description might be other unsuccessful
attempts to acquire financial assistance
or specific examples of the applicant’s
operational budget.
• Funding Priorities (5%): Applicants
will be evaluated on whether or not the
proposed project meets the stated
funding priority for the applicable
category.
Æ General Education/Awareness
Priority: Comprehensive home fire
safety campaign with door-to-door
smoke alarm installations.
Æ Fire/Arson Investigation Priority:
Projects that aim to investigate
aggressively every fire.
Æ Code Enforcement/Awareness
Priority: Projects that focus on first time
or reinstatement of code adoption and
code enforcement.
Æ National/State/Regional Programs
and Studies Priority: Projects that focus
on residential fire issues and/or
firefighter safety projects or strategies
that are designed to measureable change
firefighter behavior and decisionmaking.
• Experience and Expertise
(additional consideration): Applicants
that demonstrate their experience and
ability to conduct fire prevention and
safety activities, and to execute the
proposed or similar project(s), will
receive additional consideration.
• Performance (additional
consideration): Applicants that have a
proven track record for timely project
completion and satisfactory
performance in other AFG, FP&S, and
SAFER Awards will receive additional
consideration.
• Meeting the needs of people with
disabilities (additional consideration):
Applicants in the General Education/
Awareness category will receive
additional consideration if, as part of
their comprehensive smoke alarm
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installation and education program,
they address the needs of people with
disabilities (e.g., deaf/hard-of-hearing)
in their community.
Evaluation Criteria for Projects—
Firefighter Safety Research and
Development Activity
Funding decisions will be informed
by an assessment of how well the
application addresses the criteria and
considerations listed below.
Applications will be reviewed by a fire
service expert panel using weighted
evaluation criteria and by a scientific
peer review panel evaluation using
weighted evaluation criteria to score the
project. These scores will impact the
ranking of a project for funding. In
addition, other Science Panel
considerations are indicated in the list
below:
Fire Service Evaluation Criteria
• Purpose (25%): Clearly identify the
vital firefighter safety and wellness
issue(s) addressed by the project
proposal that would benefit from
additional research to fill in gaps in
knowledge.
• Potential Impact (15%): Discuss the
potential impact of the research
outcome/product on firefighter safety by
quantifying the possible reduction in
the number of fatal or non-fatal injuries
or on wellness by significantly
improving the overall health of
firefighters.
• Implementation by Fire Service
(25%): Discuss how the outcomes/
products of this research, if successful,
are likely to be widely/nationally
adopted and accepted by the fire service
as changes that enhance safety and
wellness.
• Partners (20%): Describe the fire
service partners that will support the
project to accomplish the objectives of
the study. The specific roles and
contributions of the partners to the
project should be described.
Partnerships may be formed with local
and regional fire departments and also
with national fire-related organizations.
Because grants under the R&D Activity
aim to improve the safety, health, and
wellness of firefighters, having strong
partnerships with the fire service is
essential to the likely relevance and
effectiveness of the project. Letters of
support and letters of commitment to
actively participate in the project should
be included in the Appendix of the
application.
• Barriers (15%): The applicant needs
to identify fire service and other
potential barriers to the successful
completion of the project and strategies
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to overcome such barriers if they
materialize.
Science Panel Evaluation Criteria
• Project goals, objectives, and
specific aims (15%): Applicants need to
address how the purpose, goals,
objectives, and aims of the proposal will
lead to results that will improve
firefighter safety, health, and wellness.
For multi-year projects, greater detail
should be given for the first year. Also,
describe the specific goals and
objectives for the second and third year.
• Literature Review (10%): With
reference to the project’s goals,
objectives, and specific aims, provide a
literature review that includes citations
in the text and references at the end of
the Narrative Statement (and not in the
Appendix) of the application. The
review should be in sufficient depth to
make it clear that the proposed project
is necessary, adds to an existing body of
knowledge, is different from current and
previous studies, and offers a unique
contribution.
• Project Methods (20%): This is a
description of how the project will be
carried out, including demonstration of
the overall scientific and technical rigor
and merit of the project. This provides
the operations to accomplish the
purpose, goals and objectives, and the
specific aims previously stated. Plans to
recruit and retain human subjects,
where applicable, should be described.
Where human subjects are involved in
the project, describe plans for
submission to the Institutional Review
Board (IRB).
• Project Measurements (15%):
Provide evidence of the technical rigor
and merit of the project, such as data
pertaining to validity, reliability, and
sensitivity (where established) of the
equipment, instruments, standards, and
procedures that will be used to carry out
the specific aims previously stated. Data
is collected to evaluate the performance
of methods, technologies, and products
proposed to enhance firefighter safety,
health, and wellness. Measurement
methods and equipment selected for use
should be appropriate and sufficient to
the project objectives.
• Project Analysis (10%): Indicate the
planned approach for analysis of the
data obtained from measurements,
questionnaires, or computations.
Specify within the plan what will be
analyzed, the statistical methods that
will be used, the sequence of steps, and
interactions as appropriate. It should be
clear that the Principal Investigator (PI)
and research team have the expertise to
perform the planned analysis and
defend the results in a peer review
process.
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• Resources—People and Facilities
(15%): Describe the strengths of the PI,
the lead scientists, and other staff of the
research and development team,
especially with regard to similar R&D
Activities, studies involving the fire
service, and successful completion of
prior grant-funded research and
development. Also describe the
institutional resources (e.g., labs,
experimental facilities) to be used to
support and carry out the proposed
project. Emphasis should be given to
unique people and facilities that
contribute substantially to the project in
addition to past fire service research.
• Dissemination and Implementation
(15%): Indicate dissemination plans for
scientific audiences (such as plans for
submissions to specific peer review
publications) and for firefighter
audiences (such as via Web sites,
magazines, and conferences). Also,
assuming positive results and where
applicable, indicate future steps that
would support dissemination and
implementation throughout the fire
service. These are likely to be beyond
the current study, so those features of
the research activity that will facilitate
future dissemination and
implementation should be discussed.
All applicants should specify how the
results of the project, if successful,
might be disseminated and
implemented in the fire service to
improve firefighter safety, health, and
wellness, especially in the short term. It
is expected that successful R&D Activity
Projects may give rise to future
programs including FP&S Activity
Projects.
• Cost vs. Benefit (additional
consideration): Cost vs. benefit in this
evaluation element refers to the costs of
the grant for the research and
development project vs. the benefits that
are projected for firefighters who would
have improved safety, health, and
wellness. Projects will be evaluated on
the extent to which they demonstrate a
high benefit for the cost incurred.
• Financial Need (additional
consideration): In the Narrative
Statement, applicants should provide
details on the need for federal financial
assistance to carry out the proposed
project(s).
Other Selection Information
Awards will be made using the results
of peer-reviewed applications as the
primary basis for decisions, regardless
of activity. However, there are some
exceptions to strictly using the peer
review results.
Fire departments and other eligible
applicants that have received funding
under the FP&S program in previous
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years are eligible to apply for funding in
the current year. However, DHS may
take into account an applicant’s
performance on prior grants when
making funding decisions on current
applications.
Once every application in the
competitive range has been through the
technical evaluation phase, the
applications will be ranked according to
the average score awarded by the panel.
The ranking will be summarized in a
Technical Report prepared by the AFG
Program Office. A Grants Management
Specialist will contact the applicant to
discuss and/or negotiate the content of
the application and SAM.gov
registration before making final award
decisions.
Dated: April 11, 2014.
W. Craig Fugate,
Administrator, Federal Emergency
Management Agency.
[FR Doc. 2014–09179 Filed 4–21–14; 8:45 am]
BILLING CODE 9111–64–P
DEPARTMENT OF HOMELAND
SECURITY
Federal Emergency Management
Agency
[Docket ID FEMA–2014–0002; Internal
Agency Docket No. FEMA–B–1406]
Changes in Flood Hazard
Determinations
Federal Emergency
Management Agency, DHS.
ACTION: Notice.
AGENCY:
This notice lists communities
where the addition or modification of
Base Flood Elevations (BFEs), base flood
depths, Special Flood Hazard Area
(SFHA) boundaries or zone
designations, or the regulatory floodway
(hereinafter referred to as flood hazard
determinations), as shown on the Flood
Insurance Rate Maps (FIRMs), and
where applicable, in the supporting
Flood Insurance Study (FIS) reports,
prepared by the Federal Emergency
Management Agency (FEMA) for each
community, is appropriate because of
new scientific or technical data. The
FIRM, and where applicable, portions of
the FIS report, have been revised to
reflect these flood hazard
determinations through issuance of a
Letter of Map Revision (LOMR), in
accordance with Title 44, Part 65 of the
Code of Federal Regulations (44 CFR
Part 65). The LOMR will be used by
insurance agents and others to calculate
appropriate flood insurance premium
rates for new buildings and the contents
of those buildings. For rating purposes,
SUMMARY:
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the currently effective community
number is shown in the table below and
must be used for all new policies and
renewals.
These flood hazard
determinations will become effective on
the dates listed in the table below and
revise the FIRM panels and FIS report
in effect prior to this determination for
the listed communities.
From the date of the second
publication of notification of these
changes in a newspaper of local
circulation, any person has ninety (90)
days in which to request through the
community that the Deputy Associate
Administrator for Mitigation reconsider
the changes. The flood hazard
determination information may be
changed during the 90-day period.
ADDRESSES: The affected communities
are listed in the table below. Revised
flood hazard information for each
community is available for inspection at
both the online location and the
respective community map repository
address listed in the table below.
Additionally, the current effective FIRM
and FIS report for each community are
accessible online through the FEMA
Map Service Center at
www.msc.fema.gov for comparison.
Submit comments and/or appeals to
the Chief Executive Officer of the
community as listed in the table below.
FOR FURTHER INFORMATION CONTACT: Luis
Rodriguez, Chief, Engineering
Management Branch, Federal Insurance
and Mitigation Administration, FEMA,
500 C Street SW., Washington, DC
20472, (202) 646–4064, or (email)
Luis.Rodriguez3@fema.dhs.gov; or visit
the FEMA Map Information eXchange
(FMIX) online at
www.floodmaps.fema.gov/fhm/fmx_
main.html.
DATES:
The
specific flood hazard determinations are
not described for each community in
this notice. However, the online
location and local community map
repository address where the flood
hazard determination information is
available for inspection is provided.
Any request for reconsideration of
flood hazard determinations must be
submitted to the Chief Executive Officer
of the community as listed in the table
below.
The modifications are made pursuant
to section 201 of the Flood Disaster
Protection Act of 1973, 42 U.S.C. 4105,
and are in accordance with the National
Flood Insurance Act of 1968, 42 U.S.C.
4001 et seq., and with 44 CFR Part 65.
The FIRM and FIS report are the basis
of the floodplain management measures
SUPPLEMENTARY INFORMATION:
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Agencies
[Federal Register Volume 79, Number 77 (Tuesday, April 22, 2014)]
[Notices]
[Pages 22511-22517]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2014-09179]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF HOMELAND SECURITY
Federal Emergency Management Agency
[Docket ID FEMA-2014-0016]
Assistance to Firefighters Grant Program; Fire Prevention and
Safety Grants
AGENCY: Federal Emergency Management Agency, DHS.
ACTION: Notice of guidance.
-----------------------------------------------------------------------
SUMMARY: This Notice provides guidelines that describe the application
process for grants and the criteria for awarding Fire Prevention and
Safety (FP&S) grants in the fiscal year (FY) 2013 Assistance to
Firefighters Grant (AFG) Program year. It explains the differences, if
any, between these guidelines and those recommended by representatives
of the Nation's fire service leadership during the annual Criteria
Development meeting, which was held December 13-14, 2012. The
application period for the FY 2013 FP&S Grant Program year was held
February 18-March 21, 2014, and was announced on www.grants.gov.
Approximately
[[Page 22512]]
1,200 applications for FP&S Grant Program funding were submitted
electronically, using the application submission form and process
available at https://portal.fema.gov. The ``FY 2013 Fire Prevention and
Safety Program Funding Opportunity Announcement'' was published on the
AFG Web site (www.fema.gov/firegrants). Additional information to
assist applicants was provided on the AFG Web site, including an
applicant tutorial, list of frequently asked questions, a ``Get Ready
Guide, and a Quick Reference Guide.'' The FP&S Grant Program is
composed of two eligible activities; the Fire Prevention and Safety
(FP&S) Activity and Firefighter Research and Development (R&D)
Activity. FP&S Grants are made available directly to fire departments;
national, regional, state, and local organizations; native American
tribal organizations, and nonprofit organizations that are recognized
for their experience in fire prevention and safety programs and
activities. The grant program's authorizing statute requires that a
minimum of 10 percent of available grant funds for AFG be expended for
the FP&S Grant Program.
Authority: 15 U.S.C. 2229.
DATES: Grant applications for the FP&S Grant Program were accepted
electronically at https://portal.fema.gov, from February 18-March 21,
2014.
ADDRESSES: Assistance to Firefighters Grants Branch, Stop 3620, DHS/
FEMA, 800 K Street NW., Washington, DC 20472-3620.
FOR FURTHER INFORMATION CONTACT: Catherine Patterson, Chief, Assistance
to Firefighters Grants Branch, 1-866-274-0960.
SUPPLEMENTARY INFORMATION: The purpose of the AFG Program is to enhance
the safety of the public and firefighters with respect to fire and
fire-related hazards. The FEMA Grant Programs Directorate administers
the FP&S Grant Program as part of the AFG Program.
FP&S Grants are offered to support projects in two activities:
1. Activities designed to reach high-risk target groups and
mitigate the incidence of death and injuries caused by fire and fire-
related hazards (``FP&S Activity'').
2. Projects aimed at improving firefighter safety, health and
wellness through research and development that reduces firefighter
fatalities and injuries (``R&D Activity'')
The grant program's authorizing statute requires that each year DHS
publish in the Federal Register the guidelines that describe the
application process and the criteria for grant awards.
Approximately 1,200 applications for FP&S Grant Program funding
were submitted electronically, using the application submission form
and process available at the AFG e-Grant application portal: https://portal.fema.gov. Specific information about the submission of grant
applications can be found in the ``FY 2013 Fire Prevention and Safety
Program Funding Opportunity Announcement,'' which is available for
download at www.fema.gov/firegrants and at www.regulations.gov under
Docket ID FEMA-2014-0016.
Appropriations
Congress appropriated $320,920,083 for AFG in FY 2013 pursuant to
the Department of Homeland Security Appropriations Act, 2013, Public
Law 113-6. From this amount, $32,092,008 will be made available for
FP&S Grant awards, pursuant to 15 U.S.C. 2229(h)(5), which states that
not less than 10 percent of available grant funds each year are awarded
under the FP&S Grant Program. Funds appropriated for all FY 2013 AFG
awards, pursuant to Public Law 113-6, will be available for obligation
and award until September 30, 2014.
From the approximately 1,200 applications that were submitted
requesting assistance, FEMA anticipates that it will award
approximately 250 FP&S Grants from available grant funding.
Background of the AFG Program
DHS awards grants on a competitive basis to the applicants that
best address the FP&S Grant Program's priorities and provide the most
compelling justification. Applications that best address the Program's
priorities will be reviewed by a panel composed of fire service
personnel. All applications for grants will be prepared and submitted
through the AFG e-Grant application portal (https://portal.fema.gov).
Award Criteria
The FP&S Grant Program panels will review the applications and
score them using the following criteria areas:
Vulnerability
Implementation
Evaluation Plan
Cost Benefit
Sustainability
Financial Need
Experience and Expertise (additional consideration)
Performance (additional consideration)
Funding Priorities
The applications submitted under the R&D Activity will be reviewed
first by a panel of fire service members to identify those applications
most relevant to the fire service, and then by technology and science
experts. The following evaluation criteria will be used for each
review:
The Scientific Technical Evaluation Panel for the R&D Activity will
review the application and evaluate it using the following criteria:
Project purpose(s), goals and objectives, and specific aims
Literature Review
Project Methods
Project Measurements
Project Analysis
Resources--People and Facilities
Dissemination and Implementation
Cost vs. Benefit (additional consideration)
Financial Need (additional consideration
The Fire Service Technical Evaluation Panel for the R&D Activity
will review the application and evaluate it using the following
criteria:
Purpose
Potential Impact
Implementation by the fire service
Partners
Barriers
Eligible Applicants
The following entities are eligible to apply directly to FEMA under
this solicitation:
1. Fire Prevention and Safety (FP&S) Activity: Eligible applicants
for this activity include fire departments, national, regional, State,
local, Native American tribal organizations, and nonprofit
organizations that are recognized for their experience and expertise in
fire prevention and safety programs and activities. Both private and
public non-profit organizations are eligible to apply for funding in
this activity. For-profit organizations, Federal agencies, and
individuals are not eligible to receive a FP&S Grant Award under the
F&S Activity.
2. Firefighter Safety Research and Development (R&D) Activity:
Eligible applicants for this activity include national, State, local,
Native American tribal organizations, and nonprofit organizations, such
as academic (e.g., universities), public health, occupational health,
and injury prevention institutions. Both private and public non-profit
organizations are eligible to apply for funding in this activity.
The aforementioned entities are encouraged to apply, especially
those that are recognized for their experience
[[Page 22513]]
and expertise in firefighter safety, health, and wellness research and
development activities. Under the grant program's authorizing statute,
fire departments are not eligible to apply for funding in the R&D
activity. Additionally, for-profit organizations, Federal agencies, and
individuals are not eligible to receive a grant award under the R&D
Activity.
Statutory Limits to Funding
Applications and awards are limited to a maximum Federal share of
$1.5 million dollars, regardless of applicant type.
Cost Sharing
Grantees must share in the costs of the projects funded under this
grant program as required by 15 U.S.C. 2229(k)(1) and in accordance
with 44 CFR 13.24 and 2 CFR 215.23, but they are not required to have
the cost-share at the time of application nor at the time of award.
However, before a grant is awarded, FEMA will contact potential
awardees to determine whether the grantee has the funding in hand or if
the grantee has a viable plan to obtain the funding necessary to
fulfill the cost-sharing requirement.
All eligible applicants must provide a cost match of 5 percent of
non-Federal funds, unless the matching requirement is modified by a
waiver, subject to waiver eligibility as described below. Cash match
and in-kind matches are both allowable in the FP&S Grant Program.
Cash (hard) matches include non-Federal cash spent for project-
related costs. In-kind matches are allowable for the FP&S Grant
Program. In-kind (soft) matches include, but are not limited to, the
valuation of in-kind services. In-kind is the value of something
received or provided that does not have a cost associated with it. For
example, where an in-kind match (other than cash payments) is
permitted, then the value of donated services could be used to comply
with the match requirement. Also, third party in-kind contributions may
count toward satisfying match requirements provided the grantee
receiving the contributions expends them as allowable costs in
compliance with provisions listed above.
Grantees under this grant program must also agree to a maintenance
of effort requirement as required by 15 U.S.C. 2229(k)(3) (referred to
as a ``maintenance of expenditure'' requirement in that statute). Per
this requirement, a grantee shall agree to maintain during the term of
the grant the applicant's aggregate expenditures relating to the
activities allowable under the FP&S Funding Opportunity Announcement at
not less than 80 percent (80%) of the average amount of such
expenditures in the two (2) fiscal years preceding the fiscal year in
which the grant amounts are received.
In cases of demonstrated economic hardship, and on the application
of the grantee, the Administrator of FEMA may waive or reduce certain
grantees' cost share or maintenance of expenditure requirements. The
Administrator of FEMA shall establish and publish guidelines for
determining what constitutes economic hardship. Per 15 U.S.C.
2229(k)(4)(C), FP&S Grantees that are not fire departments are not
eligible to receive a waiver of their cost share or economic hardship
requirements.
System for Award Management (SAM)
On July 29, 2010, the Central Contractor Registration (CCR) was
moved into the System for Award Management (SAM). The Office of
Management and Budget (OMB) issued guidance to Federal agencies
requiring all prime recipients of Federal grants to register in SAM.
SAM is the primary vendor database for the Federal Government to
collect, validate, store, and disseminate data from a secure
centralized system. SAM consolidated the capabilities found in CCR and
other Federal procurement systems into one new system.
There is no charge to register in SAM.gov. Registrations must be
completed on-line at https://www.sam.gov/portal/public/SAM/. The
applicant organization is responsibile for having a valid DUNS number
at the time of registration. Organizations with an active record in CCR
have an active record in SAM but may need to validate their
information. For registration, go to https://www.sam.gov/portal/public/SAM/.
Application Process
Applicants may only submit one (1) application, but may submit for
up to three (3) projects under each activity (FP&S and R&D). Any
applicant that submits more than one (1) application, and requests the
same activities, may have all applications for any duplicated
request(s) deemed ineligible.
Under the FP&S Activity, applicants may apply under the following
categories:
General Education/Awareness;
Fire & Arson Investigation;
Code Enforcement/Awareness;
National/State/Regional Programs and Studies.
Under the R&D Activity, applicants may apply under the following
categories:
Clinical Studies;
Technology and Product Development;
Database System Development;
Dissemination and Implementation Research;
Preliminary Studies.
Prior to the start of the FY 2013 FP&S Grant Program application
period, FEMA provided applicants with technical assistance tools
(available at the AFG Web site: www.fema.gov/firegrants) and other
online information to help them prepare quality grant applications. AFG
also staffed a Help Desk throughout the application period to assist
applicants with navigation through the automated application as well as
assistance with any questions they have. Applicants can reach the AFG
Help Desk through a toll-free telephone number (1-866-274-0960) or
electronic mail (firegrants@dhs.gov).
Applicants were advised to access the application electronically at
https://portal.fema.gov. The application also was accessible from the
grants.gov Web site (https://www.grants.gov). New applicants were
required to register and establish a username and password for secure
access to their application. Applicants that applied to any previous
AFG funding opportunities were required to use their previously
established usernames and passwords.
In completing the application in the FP&S Activity, applicants are
asked to provide relevant information on their organization's
characteristics and existing capabilities. Those applicants are asked
to answer questions about their grant request that reflect the FP&S
Activity funding priorities, described below. In addition, each
applicant completed narratives for each project or grant activity
requested.
The following are the funding priorities for each category under
the FP&S Activity:
General Education/Awareness--programs that target high
risk population to conduct both door-to-door smoke alarm installations
and provide home safety inspections (including sprinkler awareness), as
part of a comprehensive home fire safety campaign.
Code Enforcement/Awareness--projects that focus on first
time or reinstatement of code adoption and code enforcement.
Fire & Arson Investigation--projects that aim to
investigate aggressively every fire.
National/State/Regional Programs and Studies--projects
that focus on
[[Page 22514]]
residential fire issues and/or firefighter behavior and decision-
making.
In completing an application under the R&D Activity, applicants are
asked to provide relevant information on their organization's
characteristics and existing capabilities. Applicants are asked to
answer questions about their grant request that reflect the R&D
Activity funding priorities, which are described below. In addition,
each applicant completed narratives for each project or grant activity
requested.
Under the R&D Activity, in order to identify and address the most
important elements of firefighter safety, FEMA looked to the fire
service for its input and recommendations. In June 2005, the National
Fallen Firefighters' Foundation (NFFF) hosted a working group to
facilitate the development of an agenda for the nation's fire service,
and in particular for firefighter safety. In May 2011, the NFFF again
hosted a working group to update the agenda with current priorities. A
copy of the research agenda is available on the NFFF Web site at https://www.everyonegoeshome.com/symposium.html.
Projects that meet the intent of this research agenda with respect
to firefighter health and safety, as identified by the NFFF working
group, will be given consideration under the R&D Activity. However, the
applicant is not limited to these specific projects. All proposed
projects, regardless of whether they have been identified by this
working group, will be evaluated on their relevance to firefighter
health and safety and scientific rigor.
The electronic application process will permit the applicant to
enter and save the application data. The system does not permit the
submission of incomplete applications. Except for the narrative
textboxes, the application will use a ``point-and-click'' selection
process or require the entry of data (e.g., name and address).
Applicants will be encouraged to read the FP&S Funding Opportunity
Announcement for more details.
Criteria Development Process
Each year, DHS convenes a panel of fire service professionals to
develop the funding priorities and other implementation criteria for
AFG. The Criteria Development Panel is comprised of representatives
from nine major fire service organizations who are charged with making
recommendations to FEMA regarding the creation of new funding
priorities and the modification of existing funding priorities as well
as developing criteria for awarding grants. The nine major fire service
organizations represented on the panel are:
Congressional Fire Services Institute (CFSI)
International Association of Arson Investigators (IAAI)
International Association of Fire Chiefs (IAFC)
International Association of Fire Fighters (IAFF)
International Society of Fire Service Instructors (ISFSI)
National Association of State Fire Marshals (NASFM)
National Fire Protection Association (NFPA)
National Volunteer Fire Council (NVFC)
North American Fire Training Directors (NAFTD)
The FY 2013 criteria development panel meeting occurred December
13-14, 2012. The content of the FY 2013 FP&S Funding Opportunity
Announcement reflects the implementation of the Criteria Development
Panel's recommendations with respect to the priorities, direction, and
criteria for awards. All of the funding priorities for the FY 2013 FP&S
Grant Program are designed to address the following:
First responder safety
Enhancing national capabilities
Risk
Interoperability
Changes for FY 2013
FY 2013 FP&S Funding Opportunity Announcement
(1) The ``Guidance and Application Kit'' has been reformatted to
match the DHS Funding Opportunity Announcement (FOA) template.
(2) A question was added to the application under the FP&S Activity
to ascertain how the proposed project addresses prevention and
survivability from fire.
(3) Applications and awards are now limited to a maximum federal
share of $1.5 million dollars, regardless of applicant type. In FY2012
the maximum federal share was $1 million dollars, regardless of
applicant type.
(4) The cost share requirement is now 5% for all eligible
applicants for both FP&S and R&D Activities regardless of population
size or applicant type.
(5) Cash and in-kind cost matching is allowable in FY2013 whereas
in FY2012 the only type of allowable match was cash.
(6) The evaluation criteria under the R&D Activity have been
modified and now clarifies that all applications will first be
preliminarily evaluated by a fire service panel and then those
applications deemed ``most relevant'' will move forward to a scientific
evaluation panel. Modifications under the scientific evaluation
criteria include removing ``Partners'' as a criteria and moving it to
be evaluated by the fire service panel. In addition, the weight of both
the ``project measurements'' and ``dissemination and implementation''
criteria were then modified from ten percent to fifteen percent.
Changes to Criteria Development Panel Recommendations
DHS must explain any differences between the published guidelines
and the recommendations made by the criteria development panel and
publish this information in the Federal Register prior to making any
grants under the Program (15 U.S.C. 2229(b)(14)). For FY 2013, DHS
accepted and is implementing all of the Criteria Development Panel's
recommendations.
Application Review Process and Considerations
The program's authorizing statute requires that each year DHS
publish in the Federal Register a description of the grant application
process and the criteria for grant awards. This information is provided
below.
DHS will review and evaluate all FP&S applications submitted using
the funding priorities and evaluation criteria described in this
document, which are based on recommendations from the AFG Criteria
Development Panel. FEMA will rank all submitted applications based on
how well they match the funding priorities for the type of community
served. Answers to the application's activity-specific questions
provide information used to determine each application's ranking
relative to the stated priorities.
Peer Review Process
Technical Evaluation Process--Fire Prevention and Safety Activity
All eligible applications will be evaluated by a Technical
Evaluation Panel (TEP). The TEP is comprised of a panel of Peer
Reviewers. The TEP will assess each application's merits with respect
to the detail provided in the Narrative Statement on the activity,
including the evaluation elements listed in the Evaluation Criteria
identified above.
The panel of Peer Reviewers will independently score each project
within the application, discuss the merits and/or shortcomings of the
application, and document the findings. A consensus is not required.
The highest ranked
[[Page 22515]]
applications will receive further technical review to assess strengths
and weaknesses, how readily weaknesses may be resolved, and the likely
impact of the proposed activities on the safety of the target audience.
Technical Evaluation Process--Research and Development Activity
R&D applications will go through a two-phase review process. First,
all applications will be reviewed by a panel of fire service experts to
assess relevance, meaning the likely impact of the proposed R&D
application to enable improvement in firefighter safety, health, or
wellness. They will also assess the need for the research results and
the likelihood that the results would be implemented by the fire
service in the U.S. Applications that are deemed likely to be
implemented to enable improvement in firefighter safety, health, or
wellness will then receive further consideration by a science review
panel. This panel will be comprised of scientists and technology
experts who have expertise pertaining to the subject matter of the
proposal.
Reviewers will independently score applications and, if necessary,
discuss the merits or shortcomings of the application in order to
reconcile any major discrepancies identified by the reviewers. A
consensus is not required.
With input from these panels, for the highest ranked applications,
FEMA will review each application's strengths and weaknesses, how best
the strengths fit the priorities of the FP&S Program, and how readily
the weaknesses may be resolved to support likely impact of the project
to improve firefighter safety, heath, or wellness.
Technical Review Process
Projects receiving the highest scores then will undergo a technical
review by a subject matter specialist to assess the technical
feasibility of the project and a programmatic review to assess
eligibility and other factors.
DHS generally makes funding decisions using rank order resulting
from the panel evaluation. However, DHS may deviate from rank order and
make funding decisions based on the type of department (career,
combination, or volunteer) and/or the size and character of the
community the applicant serves (urban, suburban, or rural) to the
extent it is required to satisfy statutory provisions.
After the completion of the technical reviews, DHS will select a
sufficient number of awardees from this application period to obligate
all of the available grant funding. It will evaluate and act on
applications within 90 days following the close of the application
period. Award announcements will be made on a rolling basis until all
available grant funds have been committed. Awards will not be made in
any specified order. DHS will notify unsuccessful applicants as soon as
it is feasible.
Application Review Considerations
The governing statute requires that each year DHS publish in the
Federal Register a description of the grant application process and the
criteria for grant awards. This information is provided below.
Evaluation Criteria for Projects--Fire Prevention and Safety Activity
Funding decisions will be informed by an assessment of how well the
application addresses the criteria and considerations listed below.
Applications will be reviewed by the TEP using weighted evaluation
criteria to score the project. These scores will impact the ranking of
a project for funding.
The relative weight of the evaluation criteria in the determination
of the grant award is listed below.
Vulnerability Statement (20%): The assessment of fire risk
is essential in the development of an effective project goal, as well
as meeting FEMA's goal to reduce risk by conducting a risk analysis as
a basis for action. Vulnerability is a ``weak link'' demonstrating high
risk behavior, living conditions or any type of high risk situation or
behavior. The Vulnerability Statement should include a description of
the steps taken to determine the vulnerability (weak link) and identify
the target audience. The methodology for determination of vulnerability
(how you found the weak link) should be discussed in-depth in the
application's Narrative Statement.
[cir] The specific vulnerability (weak link) that will be addressed
with the proposed project can be established through a formal or
informal Risk Assessment. FEMA encourages the use of local statistics,
rather than national statistics, when discussing the vulnerability.
[cir] The applicant should summarize the vulnerability (weakness)
the project will address in a clear, to-the-point statement that
addresses who is at risk, what the risks are, where the risks are and
how the risks can be prevented.
[cir] For the purpose of the FY2013 FP&S FOA, formal Risk
Assessments consist of the use of software programs or recognized
expert analysis that assess risk trends.
[cir] Informal Risk Assessments could include an in-house review of
available data (e.g., NFIRS) to determine fire loss, burn injuries or
loss of life over a period of time, and the factors that are the cause
and origin for each occurrence.
Implementation Plan (20%): Projects should provide details
on the implementation plan which discusses the proposed project's goals
and objectives. The following information should be included to support
the implementation plan:
[cir] Goals and objectives.
[cir] Details regarding the methods and specific steps that will be
used to achieve the goals and objectives.
[cir] Timelines--place the project steps in the order they will be
accomplished.
[cir] Where applicable, examples of marketing efforts to promote
the project, who will deliver the project (e.g., effective
partnerships), and the manner in which materials or deliverables will
be distributed.
[cir] Requests for props (i.e., tools used in educational or
awareness demonstrations), including specific goals, measurable
results, and details on the frequency for which the prop will be
utilized as part of the implementation plan. Applicants should include
information describing the efforts that will be used to reach the high
risk audience and/or the number of people reached through the proposed
project (examples of props include safety trailers, puppets, robots, or
portable safety houses).
Evaluation Plan (20%): Projects should include an
evaluation of effectiveness and should identify measurable goals.
Applicants seeking to carry out awareness and educational projects, for
example, should identify how they intend to determine that there has
been an increase in knowledge about fire hazards, or measure a change
in the safety behaviors of the audience. Applicants should demonstrate
how they will measure risk at the outset of the project in comparison
to how much the risk decreased after the project is finished. There are
various ways to measure the knowledge gained including the use of
surveys, pre- and post-tests or documented observations.
Cost-Benefit (10%): Projects will be evaluated based on
how well the applicant addresses the fire prevention needs of the
department or organization in an economic and efficient manner. Show
how to maximize the level of funding that goes directly into the
delivery of the project. The costs associated with the project must
also be reasonable for the target audience that will be reached and a
description of how the anticipated benefit(s) of their
[[Page 22516]]
projects outweighs the cost(s) of the requested item(s) should be
included. Providing justification for costs assists the Technical
Evaluation Panel with this review.
Sustainability (15%): Each project will also be evaluated
to determine whether the overall activity will be sustained (continued)
beyond the grant performance period and whether it has a greater
potential for long-term benefits. Examples of sustainable projects can
be shown through the long-term benefits derived from the delivery of
the project, the number of non-Federal partners likely to continue the
effort, or the demonstrated long-term commitment of the applicant.
Financial Need (10%): Applicants should provide details on
the need for financial assistance to carry out the proposed project(s).
Included in the description might be other unsuccessful attempts to
acquire financial assistance or specific examples of the applicant's
operational budget.
Funding Priorities (5%): Applicants will be evaluated on
whether or not the proposed project meets the stated funding priority
for the applicable category.
[cir] General Education/Awareness Priority: Comprehensive home fire
safety campaign with door-to-door smoke alarm installations.
[cir] Fire/Arson Investigation Priority: Projects that aim to
investigate aggressively every fire.
[cir] Code Enforcement/Awareness Priority: Projects that focus on
first time or reinstatement of code adoption and code enforcement.
[cir] National/State/Regional Programs and Studies Priority:
Projects that focus on residential fire issues and/or firefighter
safety projects or strategies that are designed to measureable change
firefighter behavior and decision-making.
Experience and Expertise (additional consideration):
Applicants that demonstrate their experience and ability to conduct
fire prevention and safety activities, and to execute the proposed or
similar project(s), will receive additional consideration.
Performance (additional consideration): Applicants that
have a proven track record for timely project completion and
satisfactory performance in other AFG, FP&S, and SAFER Awards will
receive additional consideration.
Meeting the needs of people with disabilities (additional
consideration): Applicants in the General Education/Awareness category
will receive additional consideration if, as part of their
comprehensive smoke alarm installation and education program, they
address the needs of people with disabilities (e.g., deaf/hard-of-
hearing) in their community.
Evaluation Criteria for Projects--Firefighter Safety Research and
Development Activity
Funding decisions will be informed by an assessment of how well the
application addresses the criteria and considerations listed below.
Applications will be reviewed by a fire service expert panel using
weighted evaluation criteria and by a scientific peer review panel
evaluation using weighted evaluation criteria to score the project.
These scores will impact the ranking of a project for funding. In
addition, other Science Panel considerations are indicated in the list
below:
Fire Service Evaluation Criteria
Purpose (25%): Clearly identify the vital firefighter
safety and wellness issue(s) addressed by the project proposal that
would benefit from additional research to fill in gaps in knowledge.
Potential Impact (15%): Discuss the potential impact of
the research outcome/product on firefighter safety by quantifying the
possible reduction in the number of fatal or non-fatal injuries or on
wellness by significantly improving the overall health of firefighters.
Implementation by Fire Service (25%): Discuss how the
outcomes/products of this research, if successful, are likely to be
widely/nationally adopted and accepted by the fire service as changes
that enhance safety and wellness.
Partners (20%): Describe the fire service partners that
will support the project to accomplish the objectives of the study. The
specific roles and contributions of the partners to the project should
be described. Partnerships may be formed with local and regional fire
departments and also with national fire-related organizations. Because
grants under the R&D Activity aim to improve the safety, health, and
wellness of firefighters, having strong partnerships with the fire
service is essential to the likely relevance and effectiveness of the
project. Letters of support and letters of commitment to actively
participate in the project should be included in the Appendix of the
application.
Barriers (15%): The applicant needs to identify fire
service and other potential barriers to the successful completion of
the project and strategies to overcome such barriers if they
materialize.
Science Panel Evaluation Criteria
Project goals, objectives, and specific aims (15%):
Applicants need to address how the purpose, goals, objectives, and aims
of the proposal will lead to results that will improve firefighter
safety, health, and wellness. For multi-year projects, greater detail
should be given for the first year. Also, describe the specific goals
and objectives for the second and third year.
Literature Review (10%): With reference to the project's
goals, objectives, and specific aims, provide a literature review that
includes citations in the text and references at the end of the
Narrative Statement (and not in the Appendix) of the application. The
review should be in sufficient depth to make it clear that the proposed
project is necessary, adds to an existing body of knowledge, is
different from current and previous studies, and offers a unique
contribution.
Project Methods (20%): This is a description of how the
project will be carried out, including demonstration of the overall
scientific and technical rigor and merit of the project. This provides
the operations to accomplish the purpose, goals and objectives, and the
specific aims previously stated. Plans to recruit and retain human
subjects, where applicable, should be described. Where human subjects
are involved in the project, describe plans for submission to the
Institutional Review Board (IRB).
Project Measurements (15%): Provide evidence of the
technical rigor and merit of the project, such as data pertaining to
validity, reliability, and sensitivity (where established) of the
equipment, instruments, standards, and procedures that will be used to
carry out the specific aims previously stated. Data is collected to
evaluate the performance of methods, technologies, and products
proposed to enhance firefighter safety, health, and wellness.
Measurement methods and equipment selected for use should be
appropriate and sufficient to the project objectives.
Project Analysis (10%): Indicate the planned approach for
analysis of the data obtained from measurements, questionnaires, or
computations. Specify within the plan what will be analyzed, the
statistical methods that will be used, the sequence of steps, and
interactions as appropriate. It should be clear that the Principal
Investigator (PI) and research team have the expertise to perform the
planned analysis and defend the results in a peer review process.
[[Page 22517]]
Resources--People and Facilities (15%): Describe the
strengths of the PI, the lead scientists, and other staff of the
research and development team, especially with regard to similar R&D
Activities, studies involving the fire service, and successful
completion of prior grant-funded research and development. Also
describe the institutional resources (e.g., labs, experimental
facilities) to be used to support and carry out the proposed project.
Emphasis should be given to unique people and facilities that
contribute substantially to the project in addition to past fire
service research.
Dissemination and Implementation (15%): Indicate
dissemination plans for scientific audiences (such as plans for
submissions to specific peer review publications) and for firefighter
audiences (such as via Web sites, magazines, and conferences). Also,
assuming positive results and where applicable, indicate future steps
that would support dissemination and implementation throughout the fire
service. These are likely to be beyond the current study, so those
features of the research activity that will facilitate future
dissemination and implementation should be discussed. All applicants
should specify how the results of the project, if successful, might be
disseminated and implemented in the fire service to improve firefighter
safety, health, and wellness, especially in the short term. It is
expected that successful R&D Activity Projects may give rise to future
programs including FP&S Activity Projects.
Cost vs. Benefit (additional consideration): Cost vs.
benefit in this evaluation element refers to the costs of the grant for
the research and development project vs. the benefits that are
projected for firefighters who would have improved safety, health, and
wellness. Projects will be evaluated on the extent to which they
demonstrate a high benefit for the cost incurred.
Financial Need (additional consideration): In the
Narrative Statement, applicants should provide details on the need for
federal financial assistance to carry out the proposed project(s).
Other Selection Information
Awards will be made using the results of peer-reviewed applications
as the primary basis for decisions, regardless of activity. However,
there are some exceptions to strictly using the peer review results.
Fire departments and other eligible applicants that have received
funding under the FP&S program in previous years are eligible to apply
for funding in the current year. However, DHS may take into account an
applicant's performance on prior grants when making funding decisions
on current applications.
Once every application in the competitive range has been through
the technical evaluation phase, the applications will be ranked
according to the average score awarded by the panel.
The ranking will be summarized in a Technical Report prepared by
the AFG Program Office. A Grants Management Specialist will contact the
applicant to discuss and/or negotiate the content of the application
and SAM.gov registration before making final award decisions.
Dated: April 11, 2014.
W. Craig Fugate,
Administrator, Federal Emergency Management Agency.
[FR Doc. 2014-09179 Filed 4-21-14; 8:45 am]
BILLING CODE 9111-64-P