Privacy Act of 1974: Notice of New or Altered Systems of Records, 17529-17535 [2014-06993]
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Federal Register / Vol. 79, No. 60 / Friday, March 28, 2014 / Notices
owned by others without the owners’
express permission.
The proposed Scoby Dam
Hydropower Project would consist of
the following: (1) An existing 338-footlong and 40-foot-high ogee-shaped
concrete gravity dam with a 183-footlong spillway; (2) an existing
impoundment having a surface area of
22 acres and a storage capacity of 52
acre-feet at an elevation of 1,080 feet
mean sea level (msl); (3) two new
Archimedes screw turbine-generator
units with an installed capacity of 250
kilowatts each; (4) a new 480-volt,
approximately 1-mile-long transmission
line extending from the site to an
existing three-phase line; and (5)
appurtenant facilities. The proposed
project would have an annual
generation of 1.5 gigawatt-hours.
Applicant Contact: Kelly Sackheim,
KC Small Hydro, LLC, 5096 Cocoa Palm
Way, Fair Oaks, CA 95628; phone: (301)
401–5978.
FERC Contact: Monir Chowdhury;
phone: (202) 502–6736.
Deadline for filing comments, motions
to intervene, competing applications
(without notices of intent), or notices of
intent to file competing applications: 60
days from the issuance of this notice.
Competing applications and notices of
intent must meet the requirements of 18
CFR 4.36.
The Commission strongly encourages
electronic filing. Please file comments,
motions to intervene, notices of intent,
and competing applications using the
Commission’s eFiling system at https://
www.ferc.gov/docs-filing/efiling.asp.
Commenters can submit brief comments
up to 6,000 characters, without prior
registration, using the eComment system
at https://www.ferc.gov/docs-filing/
ecomment.asp. You must include your
name and contact information at the end
of your comments. For assistance,
please contact FERC Online Support at
FERCOnlineSupport@ferc.gov, (866)
208–3676 (toll free), or (202) 502–8659
(TTY). In lieu of electronic filing, please
send a paper copy to: Secretary, Federal
Energy Regulatory Commission, 888
First Street NE., Washington, DC 20426.
The first page of any filing should
include docket number P–14569–000.
More information about this project,
including a copy of the application, can
be viewed or printed on the ‘‘eLibrary’’
link of Commission’s Web site at
https://www.ferc.gov/docs-filing/
elibrary.asp. Enter the docket number
(P–14569) in the docket number field to
access the document. For assistance,
contact FERC Online Support.
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Dated: March 20, 2014.
Kimberly D. Bose,
Secretary.
[FR Doc. 2014–06879 Filed 3–27–14; 8:45 am]
BILLING CODE 6717–01–P
DEPARTMENT OF ENERGY
Federal Energy Regulatory
Commission
Privacy Act of 1974: Notice of New or
Altered Systems of Records
Federal Energy Regulatory
Commission, DOE.
ACTION: Notice of new or altered systems
of records.
AGENCY:
The Federal Energy
Regulatory Commission (the
Commission), under the requirements of
the Privacy Act of 1974, 5 U.S.C. 552a,
is publishing a description of new or
altered systems of records.
ADDRESSES: Comments should be
directed to the following address: Office
of the General Counsel, General and
Administrative Law Division, Federal
Energy Regulatory Commission, 888
First Street NE., Washington, DC 20426.
DATES: The proposed new or revised
systems will become effective April 28,
2014 unless further notice is given. The
Commission will publish a new notice
if the effective date is delayed to review
comments or if changes are made based
on comments received. To be assured of
consideration, comments should be
received on or before April 17, 2014.
FOR FURTHER INFORMATION CONTACT:
Wilbur Miller, Office of the General
Counsel, General and Administrative
Law Division, Federal Energy
Regulatory Commission, 888 First Street
NE., Washington, DC 20426, (202) 502–
6030.
SUPPLEMENTARY INFORMATION:
SUMMARY:
17529
location; categories of individuals on
whom the records are maintained;
categories of records in the system;
authority for maintenance of the system;
each routine use; the policies and
practices governing storage,
retrievability, access controls, retention
and disposal; the title and business
address of the agency official
responsible for the system of records;
procedures for notification, access and
contesting the records of each system;
and the sources for the records in the
system. 5 U.S.C. 552(a)(4).
B. New or Altered System of Records
FERC–53 Information Technology
System Log Records
FERC–58 Critical Energy Infrastructure
Information (CEII) Records
FERC–59 Enforcement Investigation
Records
FERC–60 Hotline Records
FERC–61 Requests for Commission
Publications and Information
FERC–62 Public Information Requests
FERC–63 Company Registration
Records
FERC–64 Individual Registration
Records
FERC–53
SYSTEM NAME:
Information Technology System Log
Records.
SECURITY CLASSIFICATION:
Unclassified.
SYSTEM LOCATION:
Federal Energy Regulatory
Commission, Office of the Chief
Information Officer, Computer Data
Center, 888 First Street NE., Room 1F,
Washington, DC 20426.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
I. Report on the New or Altered
Systems
All individuals accessing the
Commission’s applications.
A. Background
CATEGORIES OF RECORDS IN THE SYSTEM:
The Privacy Act of 1974, 5 U.S.C.
552a, requires that each agency publish
a notice of the existence and character
of each new or altered ‘‘system of
records.’’ 5 U.S.C. 552a(a)(5). This
Notice identifies and describes the
Commission’s new or altered systems of
records. A copy of this report has been
distributed to the Speaker of the House
of Representatives and the President of
the Senate as the Act requires.
The Commission has adopted new or
altered systems of records under the
Privacy Act of 1974. The notice includes
for these systems of records the name;
Records relating to the use of the
Commission’s applications, including
Information Technology system log
files; Internet/Intranet, local area
network, and software, system, and
email usage.
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AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
5 U.S.C. 302.
PURPOSE(S):
To oversee, maintain and troubleshoot
problems with information technology
resources managed by the Federal
Energy Regulatory Commission.
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ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
THE PURPOSES OF SUCH USES:
To determine hardware or software
problems; to maintain inventory; to
monitor overall activity and disk space
usage; to serve as a data source if the
Commission, in carrying out its
functions, discovers a violation of law,
whether civil, criminal, or regulatory in
nature, and whether arising by general
statute or particular program statute, or
by regulation, rules, or order issued
pursuant thereto, the relevant records in
the system of records may be referred,
as a routine use, to the appropriate
agency, whether Federal, State, local, or
foreign, charged with the responsibility
of investigating or prosecuting such
violation or charged with enforcing or
implementing the statute, or rule,
regulation, or order issued pursuant
thereto.
RECORD SOURCE CATEGORIES:
Information is automatically captured
when accessing an application.
EXEMPTIONS CLAIMED FOR THE SYSTEM:
None.
None.
SYSTEM NAME:
Critical Energy Infrastructure
Information (CEII) Records.
SECURITY CLASSIFICATION:
STORAGE:
Paper and computer files.
RETRIEVABILITY:
User Identification Code.
SAFEGUARDS:
Access and system rights are assigned
by the System Administrator to only
those employees whose official duties
require access. All employees with
assigned rights must enter a user
identification and a valid password to
access the data.
RETENTION AND DISPOSAL:
Records are maintained pursuant to
instructions authorized by the National
Archives and Records Administration.
SYSTEM MANAGER(S) AND ADDRESS:
Operations Manager, Office of the
Chief Information Officer, Federal
Energy Regulatory Commission, 888
First Street NE., Room 42–35,
Washington, DC 20426.
SYSTEM LOCATION:
Federal Energy Regulatory
Commission, Office of the General
Counsel, General and Administrative
Law Division, 888 First Street NE.,
Washington, DC 20426.
Requesters file a signed, written
request with the Commission’s CEII
Coordinator. The material in the record
would contain the following:
Requester’s name (including any other
name(s) which the requester has used
and the dates the requester used such
name(s)), title, address, and telephone
number; the name, address, and
telephone number of the person or
entity on whose behalf the information
is requested; a detailed statement
explaining the particular need for and
intended use of the information; and a
statement as to the requester’s
willingness to adhere to limitations on
the use and disclosure of the
information requested. Furthermore, a
requester in some instances may
provide his or her date and place of
birth upon request, if it is determined by
the CEII Coordinator that this
information is necessary to process the
request.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
18 CFR 388.113.
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PURPOSE(S):
All inquiries and requests relating to
this system of records should be
addressed to the system manager of the
system.
To determine who has been granted
access to CEII and determine whether
individuals have previously asked for
access to CEII.
RECORD ACCESS PROCEDURES:
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
THE PURPOSES OF SUCH USES:
CONTESTING RECORD PROCEDURES:
Same as notification procedures
above.
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Records are maintained in electronic
and paper format. Electronic records are
stored in computerized databases and/or
on computer disc. Paper records and
records on computer disc are stored in
locked file rooms and/or file cabinets.
RETRIEVABILITY:
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
NOTIFICATION PROCEDURE:
Same as notification procedures
above.
POLICIES AND PRACTICES FOR STORING,
RETRIEVING, ACCESSING, RETAINING, AND
DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
Unclassified.
CATEGORIES OF RECORDS IN THE SYSTEM:
POLICIES AND PRACTICES FOR STORING,
RETRIEVING, ACCESSING, RETAINING, AND
DISPOSING OF RECORDS IN THE SYSTEM:
DISCLOSURE TO CONSUMER REPORTING
AGENCIES:
None, except as authorized under 5
U.S.C. 552a(b)(12) when trying to collect
a claim of the Government.
FERC–58
Records are maintained on persons
who make requests for CEII with the
agency.
DISCLOSURE TO CONSUMER REPORTING
AGENCIES:
disclosed as a routine use to determine
who has asked for access to CEII and
who has received such access.
In addition to those disclosures
generally permitted under 5 U.S.C.
552a(b), these records or information
contained therein may specifically be
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The records are retrieved by the
names of the individual requester, the
name of the company, where applicable,
and the case number.
SAFEGUARDS:
Access is restricted to agency
personnel or contractors whose
responsibilities require access. Paper
records are maintained in areas not
accessible to the public. Access to
electronic records is controlled by ‘‘user
ID’’ and password combinations and/or
other electronic access or network
controls. The building is guarded and
monitored by security personnel,
cameras, ID checks, and other physical
security measures.
RETENTION AND DISPOSAL:
These records will be maintained
until they become inactive, at which
time they will be retired or destroyed in
accordance with records schedules of
the Federal Energy Regulatory
Commission and as approved by the
National Archives and Records
Administration.
SYSTEM MANAGER(S) AND ADDRESS:
Office of the General Counsel, General
and Administrative Law Division,
Federal Energy Regulatory Commission,
888 First Street NE., Washington, DC
20426.
NOTIFICATION PROCEDURE:
Requests from individuals to
determine if a system of records
contains information about them should
be directed to the System Manager.
RECORD ACCESS PROCEDURES:
Same as notification procedure above.
CONTESTING RECORD PROCEDURES:
Same as notification procedure above.
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RECORD SOURCE CATEGORIES:
Information in these records is
supplied by individuals and companies
requesting information along with those
commenting on the requests.
EXEMPTIONS CLAIMED FOR THE SYSTEM:
Under 5 U.S.C. 552a(k)(2) this system
of records is exempted from the
following provisions of the Privacy Act,
5 U.S.C. 552a(c)(3), (d), (e)(1), (e)(4)(G),
(H), and (I), and (f).
FERC–59
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
THE PURPOSES OF SUCH USES:
SYSTEM NAME:
Enforcement Investigation Records.
SECURITY CLASSIFICATION:
Unclassified.
SYSTEM LOCATION:
Federal Energy Regulatory
Commission, Office of Enforcement, 888
First Street NE., Washington, DC 20426.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
Records are maintained on persons
who have been involved in Commission
investigations or litigation, or in
activities which violated or may have
violated federal laws relating to matters
within the Commission’s jurisdiction.
CATEGORIES OF RECORDS IN THE SYSTEM:
Records of Commission investigations
or litigation relating to actual or
potential violations of federal energy
laws, regulations, or orders. Records
include the names and addresses of
persons involved in Commission
investigations or litigation; documents
and data responses produced by outside
persons; internal and external
correspondence; internal staff
memoranda and notes; nonpublic
Commission Orders; subpoenas,
affidavits, declarations, transcripts,
exhibits, pleadings, computerized
records, staff working papers, reports,
and miscellaneous other records relating
to Commission investigations or
litigation.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
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Federal Power Act, 16 U.S.C. 792 et
seq., Natural Gas Act; 15 U.S.C. 717 et
seq.; Natural Gas Policy Act; 15 U.S.C.
3301 et seq.; Interstate Commerce Act,
49 U.S.C. 60502; 18 CFR Part 1b; 18 CFR
Part 3b.
PURPOSE(S):
To conduct the law enforcement,
rulemaking, and advisory
responsibilities of the Federal Energy
Regulatory Commission; to make
determinations based upon the results
of those matters; to report results of
investigations to other agencies and
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authorities for their use in evaluating
their programs and imposition of
criminal, civil, or administrative
sanctions; to report the results of
investigations to other agencies,
regulatory bodies, courts, or to the
public as appropriate; and to maintain
records of Commission activities related
to those matters, including to make such
records available within the Federal
Energy Regulatory Commission for
historical, legal research,
investigational, and similar purposes.
In addition to those disclosures
generally permitted under 5 U.S.C.
552a(b), these records or information
contained therein may specifically be
disclosed as a routine use:
(1) To members of Congress, or to
other federal, state, local, or
international government authorities;
(2) to Independent System Operators,
Regional Transmission Organization,
internal or external Market Monitors,
the North American Electric Reliability
Corporation, and other
nongovernmental agencies, including
other reliability organizations;
(3) outside experts, witnesses,
consultants, or other persons during the
course of any inquiry, examination, or
investigation conducted by staff, or in
connection with civil litigation, if staff
has reason to believe that the person to
whom the record is disclosed may have
further information about relevant
matters;
(4) by FERC personnel for purposes of
investigating possible violations of, or to
conduct investigations authorized by,
the laws that FERC is charged with
enforcing;
(5) to federal, state, administrative, or
foreign courts, and to the public in or
relating to any proceeding in which
federal energy laws, regulations, or
orders are at issue, or in which the
Commission, or past or present
members of its staff, is a party or
otherwise involved in an official
capacity;
(6) to a bar association, or other
federal, state, local, or foreign licensing
or oversight authority; or professional
association or self-regulatory authority
to the extent that it performs similar
functions for investigations or possible
disciplinary action;
(7) to the public in reports published
by the Commission or staff concerning
enforcement activities, in Notices of
Alleged Violations, in Orders to Show
Cause, or in any other way directed or
authorized by the Commission under 18
CFR 1b.5;
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17531
(8) to interns, grantees, experts,
contractors, and other who have been
engaged by the Commission to assist in
the performance of a service related to
this system of records and who need
access to the records for the purpose of
assisting the Commission in the efficient
administrative of its programs,
including by performing clerical,
stenographic, or data analysis functions,
or by reproductions of records by
electronic or other means. Recipients of
these records shall be required to
comply with the requirements of the
Privacy Act of 1974, as amended, 5
U.S.C. 552a.
(9) to respond to subpoenas in any
litigation or other proceeding;
(10) to a trustee in bankruptcy; or
(11) to any government agency,
governmental or private collection
agent, consumer reporting agency or
commercial reporting agency,
governmental or private employer of a
debtor, or any other person, for
collection, including collection by
administrative offset, federal salary
offset, tax refund offset, or
administrative wage garnishment, of
amounts owed as a result of
Commission civil or administrative
proceedings.
DISCLOSURE TO CONSUMER REPORTING
AGENCIES:
None, except as authorized under 5
U.S.C. 552a(b)(12) when trying to collect
a claim of the Government.
POLICIES AND PRACTICES FOR STORING,
RETRIEVING, ACCESSING, RETAINING, AND
DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
Records are maintained in electronic
and paper format. Electronic records are
stored in computerized databases and/or
on computer disc.
RETRIEVABILITY:
The records are retrieved by the
names of companies, individuals, staff
members, and by matter numbers under
which the investigation is conducted or
administrative or judicial litigation is
filed.
SAFEGUARDS:
Access is restricted to agency
personnel or contractors whose
responsibilities require access. Paper
records are maintained in areas not
accessible to the public. Access to
electronic records is controlled by ‘‘user
ID’’ and password combinations and/or
other electronic access or network
controls. The building is guarded and
monitored by security personnel,
cameras, ID checks, and other physical
security measures.
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RETENTION AND DISPOSAL:
These records will be maintained
until they become inactive, at which
time they will be retired or destroyed in
accordance with records schedules of
the Federal Energy Regulatory
Commission and as approved by the
National Archives and Records
Administration.
SYSTEM MANAGER(S) AND ADDRESS:
Office of Enforcement, Federal Energy
Regulatory Commission, 888 First Street
NE., Washington, DC 20426.
NOTIFICATION PROCEDURE:
Requests from individuals to
determine if a system of records
contains information about them should
be directed to the System Manager.
Same as notification procedure above.
CONTESTING RECORD PROCEDURES:
Same as notification procedure above.
RECORD SOURCE CATEGORIES:
Information in these records is
supplied by individuals, private and
public corporations or other entities,
other governmental or self-regulatory
organizations; public sources; other
offices within the Commission;
documents, litigation, transcripts of
testimony, evidence introduced into
court, orders entered by a court, and
correspondence relating to litigations;
pleadings in administrative
proceedings, transcripts of testimony,
documents, including evidence entered
in such proceedings; and miscellaneous
other sources.
EXEMPTIONS CLAIMED FOR THE SYSTEM:
Under 5 U.S.C. 552a(k)(2) and 18 CFR
3b.250, this system of records is
exempted from the following provisions
of the Privacy Act, 5 U.S.C. 552a(c)(3),
(d), (e)(1), (e)(4)(G), (H), and (I), and (f),
insofar as it contains investigatory
materials compiled for law enforcement
purposes.
FERC–60
SYSTEM NAME:
Hotline Records
Unclassified
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Database summarizing Hotline
contacts and their resolution; emails,
internal memoranda, and other
documents relating to Hotline contacts.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
Federal Power Act, 16 U.S.C. 792 et
seq., Natural Gas Act; 15 U.S.C. 717 et
seq.; Natural Gas Policy Act; 15 U.S.C.
3301 et seq.; Interstate Commerce Act,
49 U.S.C. 60502; 18 CFR Part 1b; 18 CFR
Part 3b.
To operate the Enforcement Hotline
pursuant to 18 CFR 1b.21.
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
THE PURPOSES OF SUCH USES:
In addition to those disclosures
generally permitted under 5 U.S.C.
552a(b), these records or information
contained therein may specifically be
disclosed in each of the ways set forth
as a Routine Use of Enforcement
Investigation Records under FERC–58.
DISCLOSURE TO CONSUMER REPORTING
AGENCIES:
None, except as authorized under 5
U.S.C. 552a(b)(12) when trying to collect
a claim of the Government.
POLICIES AND PRACTICES FOR STORING,
RETRIEVING, ACCESSING, RETAINING, AND
DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
Records are maintained in electronic
and paper format. Electronic records are
stored in computerized databases and/or
on computer disc.
RETRIEVABILITY:
The records are retrieved by the
names of companies, individuals, staff
members, and by matter numbers under
which a Hotline matter is classified.
SYSTEM LOCATION:
Federal Energy Regulatory
Commission, Office of Enforcement, 888
First Street NE., Washington, DC 20426
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
Records are maintained on
individuals who have contacted the
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Access is restricted to agency
personnel or contractors whose
responsibilities require access. Paper
records are maintained in areas not
accessible to the public. Access to
electronic records is controlled by ‘‘user
ID’’ and password combinations and/or
other electronic access or network
controls. The building is guarded and
monitored by security personnel,
cameras, ID checks, and other physical
security measures.
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RETENTION AND DISPOSAL:
These records will be maintained
until they become inactive, at which
time they will be retired or destroyed in
accordance with records schedules of
the Federal Energy Regulatory
Commission and as approved by the
National Archives and Records
Administration.
SYSTEM MANAGER(S) AND ADDRESS:
Office of Enforcement, Federal Energy
Regulatory Commission, 888 First Street
NE., Washington, DC 20426.
NOTIFICATION PROCEDURE:
Requests from individuals to
determine if a system of records
contains information about them should
be directed to the System Manager.
RECORD ACCESS PROCEDURES:
Same as notification procedure above.
CONTESTING RECORD PROCEDURES:
Same as notification procedure above.
RECORD SOURCE CATEGORIES:
Information in these records is
supplied by individuals, private and
public corporations or other entities,
other governmental or self-regulatory
organizations; public sources; other
offices within the Commission;
documents, litigation, transcripts of
testimony, evidence introduced into
court, orders entered by a court, and
correspondence relating to litigations;
pleadings in administrative
proceedings, transcripts of testimony,
documents, including evidence entered
in such proceedings; and miscellaneous
other sources.
EXEMPTIONS CLAIMED FOR THE SYSTEM:
Under 5 U.S.C. 552a(k)(2) and 18 CFR
3b.250, this system of records is
exempted from the following provisions
of the Privacy Act, 5 U.S.C. 552a(c)(3),
(d), (e)(1), (e)(4)(G), (H), and (I), and (f),
insofar as it contains investigatory
materials compiled for law enforcement
purposes.
FERC–61 (replaces FERC–44 and FERC–
45)
SYSTEM NAME:
SAFEGUARDS:
SECURITY CLASSIFICATION:
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CATEGORIES OF RECORDS IN THE SYSTEM:
PURPOSE(S):
RECORD ACCESS PROCEDURES:
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Enforcement Hotline, who have been
identified by individual contacting the
Hotline, or whose identity is disclosed
in the process of responding to a Hotline
call, email, or other contact.
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Requests for Commission Publications
and Information.
SECURITY CLASSIFICATION:
Unclassified.
SYSTEM LOCATION:
Office of the Chief Information
Officer, Information Services Group,
Information Services Team, Federal
Energy Regulatory Commission, 888
First Street NE., Room 2–A,
Washington, DC 20426.
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CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
FERC staff, members of the general
public, federal, state and local
governments, regulated entities, and
public and private interest groups.
CATEGORIES OF RECORDS IN THE SYSTEM:
Specialists access the system through
their personal computers. All Technical
Information Specialists with assigned
rights to access the system must enter a
user identification and a valid password
to access their computers and all
employees use screen saver passwords.
In addition, the computers are situated
in an area to which the general public
is not allowed access.
Name, address, phone number and/or
email address of requester and/or
company, description of information
being requested, receipt of request and
completion dates, and method of
payment for documents and
publications when costs are incurred.
RETENTION AND DISPOSAL:
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
SYSTEM MANAGER(S) AND ADDRESS:
18 CFR 388.106.
PURPOSE(S):
To allow Customer Service Technical
Information Specialists within the
Public Reference Room a single point of
reference for tracking information
requests; to provide statistics to
management on services provided to the
public and to staff; to monitor average
turn-around times for requests; and to
identify information request trends for
customer service profiles.
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
THE PURPOSES OF SUCH USES:
In addition to those disclosures
generally permitted under 5 U.S.C.
552a(b), these records or information
contained therein may specifically be
disclosed as a routine use to monitor
status of requests, identify technical
assistance provided, develop request
statistics, and identify trends in types of
information being requested by
members of the public.
Paper records are maintained for three
months then disposed of in burn bags.
Computer data is purged annually.
PURPOSE(S):
To allow Public Relations Specialists
within the Office of External Affairs a
single point of reference for tracking
information requests; to provide
statistics to management on services
provided to the public, to monitor the
response time for requests from the
general public and to ensure that the
responses to the general public are
consistent and match the needs of the
individual requesters.
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
THE PURPOSES OF SUCH USES:
RECORD ACCESS PROCEDURES:
In addition to those disclosures
generally permitted under 5 U.S.C.
552a(b), these records or information
contained therein may specifically be
disclosed as a routine use to (1) monitor
status of requests; (2) identify trends in
types of information being requested by
members of the public, (3) determine
whether the responses to individual
requesters were sufficient and (4) to
monitor trends in the volume of
inquiries submitted to the Office of
External Affairs based on different
categories.
Same as notification procedures
above.
DISCLOSURE TO CONSUMER REPORTING
AGENCIES:
Leader, Information Services Team,
Information Services Group, Office of
the Chief Information Officer, Federal
Energy Regulatory Commission, 888
First Street, Room 2–A, Washington, DC
20426.
NOTIFICATION PROCEDURE:
All inquiries and requests relating to
this system of records should be
addressed to the system manager of the
system.
None.
CONTESTING RECORD PROCEDURES:
Same as notification procedures
above.
RECORD SOURCE CATEGORIES:
Members of the general public.
EXEMPTIONS CLAIMED FOR THE SYSTEM:
None.
POLICIES AND PRACTICES FOR STORING,
RETRIEVING, ACCESSING, RETAINING, AND
DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
Computer files maintained in a
database available only to employees
within the Office of External Affairs.
By date, name of requester or
affiliation.
SAFEGUARDS:
SECURITY CLASSIFICATION:
Unclassified.
POLICIES AND PRACTICES FOR STORING,
RETRIEVING, ACCESSING, RETAINING, AND
DISPOSING OF RECORDS IN THE SYSTEM:
SYSTEM LOCATION:
Office of External Affairs, Federal
Energy Regulatory Commission, 888
First Street NE., Washington, DC 20426.
STORAGE:
Paper and computer files.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
RETRIEVABILITY:
By date, name of requester or
company represented.
SAFEGUARDS:
mstockstill on DSK4VPTVN1PROD with NOTICES
RETRIEVABILITY:
Public Information Requests.
None.
Hard copies are maintained in a
centralized area to which the general
public is not authorized access. The
public’s access to the records are
monitored by Technical Information
Specialists at a front desk. Access and
system rights to the computer are
assigned by the system administrator to
Technical Information Specialists
requiring access. Technical Information
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FERC–62
SYSTEM NAME:
DISCLOSURE TO CONSUMER REPORTING
AGENCIES:
18:57 Mar 27, 2014
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17533
FERC staff, members of the general
public, federal, state and local
governments, regulated entities, and
public and private interest groups.
CATEGORIES OF RECORDS IN THE SYSTEM:
Name, address, affiliation, phone
number and/or email address of
requester and/or company, description
of information being requested,
resolution of the request.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
18 CFR 388.104 and 18 CFR 388.106.
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Access and system rights to the
computer are assigned by the system
administrator to Public Information
Specialists requiring access. Public
Information Specialists access the
system through their personal
computers. All Public Information
Specialists with assigned rights to
access the system must enter a user
identification and a valid password to
access their computers and all
employees use screen saver passwords.
In addition, the computers are situated
in an area to which the general public
is not allowed access.
RETENTION AND DISPOSAL:
These records will be maintained
until they become inactive, at which
time they will be retired or destroyed in
accordance with records schedules of
the Federal Energy Regulatory
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Commission and as approved by the
National Archives and Records
Administration.
SYSTEM MANAGER(S) AND ADDRESS:
Director of Public Inquiry Program,
Office of External Affairs, Federal
Energy Regulatory Commission, 888
First Street, Washington, DC 20426.
NOTIFICATION PROCEDURE:
All inquiries and requests relating to
this system of records should be
addressed to the system manager of the
system.
RECORD ACCESS PROCEDURES:
552a(b), these records or information
contained therein may specifically be
disclosed as a routine use to (1) monitor
registration trends; (2) to determine
participation in specific proceedings; (3)
to develop lists of regulated entities by
industry; (4) permit required filers to
designate companies as permissible
filers on their behalf; (5) and to assist
companies in making filings before
FERC.
DISCLOSURE TO CONSUMER REPORTING
AGENCIES:
None.
Same as notification procedures
above.
POLICIES AND PRACTICES FOR STORING,
RETRIEVING, ACCESSING, RETAINING, AND
DISPOSING OF RECORDS IN THE SYSTEM:
CONTESTING RECORD PROCEDURES:
STORAGE:
Computer files.
Same as notification procedures
above.
RETRIEVABILITY:
By docket number, company
represented or FERC-created
identification number.
RECORD SOURCE CATEGORIES:
Members of the general public.
EXEMPTIONS CLAIMED FOR THE SYSTEM:
SAFEGUARDS:
None.
Access and system rights to the
computer are assigned by the system
administrator to FERC Support
Contractors and Staff requiring access.
Users access the system through their
personal computers. All Users with
assigned rights to access the system
must enter a user identification and a
valid password to access their
computers and all employees use screen
saver passwords. In addition, the
computers are situated in an area to
which the general public is not allowed
access.
FERC–63
SYSTEM NAME:
Company Registration Records
SECURITY CLASSIFICATION:
Unclassified
SYSTEM LOCATION:
Office of the Chief Information
Officer, Information Services Group,
Information Services Team, Federal
Energy Regulatory Commission, 888
First Street NE., Room 2–A,
Washington, DC 20426.
RETENTION AND DISPOSAL:
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
Regulated entities and public and
private interest groups and Companies
that make filings on behalf of required
filers.
CATEGORIES OF RECORDS IN THE SYSTEM:
Name, address, phone number and/or
email address of the regulated entities
and public and private interest groups
and entities requesting Delegated
Identifier status.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
18 CFR 385.2003.
mstockstill on DSK4VPTVN1PROD with NOTICES
PURPOSE(S):
Computer data is maintained as long
as needed.
SYSTEM MANAGER(S) AND ADDRESS:
Leader, Information Services Team,
Information Services Group, Office of
the Chief Information Officer, Federal
Energy Regulatory Commission, 888
First Street, Room 2–A, Washington, DC
20426.
NOTIFICATION PROCEDURE:
All inquiries and requests relating to
this system of records should be
addressed to the system manager of the
system.
EXEMPTIONS CLAIMED FOR THE SYSTEM:
None.
FERC–64
SYSTEM NAME:
Individual Registration Records.
SECURITY CLASSIFICATION:
Unclassified.
SYSTEM LOCATION:
Office of the Chief Information
Officer, Information Services Group,
Information Services Team, Federal
Energy Regulatory Commission, 888
First Street NE., Room 2–A,
Washington, DC 20426.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
Members of the general public,
federal, state and local governments,
public and private interest groups, and
FERC staff.
CATEGORIES OF RECORDS IN THE SYSTEM:
Name, address, phone number and/or
email address of members of the general
public, federal, state and local
governments, and public and private
interest groups who sign up to
participate in the various FERC Online
programs.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
18 CFR 385.2003.
PURPOSE(S):
To track participation and use in
matters before the Commission
electronically and to assist customers
with issues with the system.
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
THE PURPOSES OF SUCH USES:
In addition to those disclosures
generally permitted under 5 U.S.C.
552a(b), these records or information
contained therein may specifically be
disclosed as a routine use to (1) monitor
registration trends for FERC Online
Record systems; (2) to determine
participation in specific proceedings; (3)
to assist individual parties in
determining who is on a particular
service list; and (4) for selection as a
delegated agent to file before the
Commission on behalf of a specific
Regulated Entity.
To track participation and use in
matters before the Commission
electronically and to assist customers
with issues with the system.
RECORD ACCESS PROCEDURES:
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
THE PURPOSES OF SUCH USES:
Same as notification procedures
above.
POLICIES AND PRACTICES FOR STORING,
RETRIEVING, ACCESSING, RETAINING, AND
DISPOSING OF RECORDS IN THE SYSTEM:
In addition to those disclosures
generally permitted under 5 U.S.C.
RECORD SOURCE CATEGORIES:
STORAGE:
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Same as notification procedures
above.
CONTESTING RECORD PROCEDURES:
Members of the general public.
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DISCLOSURE TO CONSUMER REPORTING
AGENCIES:
None.
Computer files.
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RETRIEVABILITY:
RECORD SOURCE CATEGORIES:
By docket number, name of requester,
company represented or FERC-created
identification number.
SAFEGUARDS:
Access and system rights to the
computer are assigned by the system
administrator to FERC Support
Contractors and Staff requiring access.
Users access the system through their
personal computers. All Users with
assigned rights to access the system
must enter a user identification and a
valid password to access their
computers and all employees use screen
saver passwords. In addition, the
computers are situated in an area to
which the general public is not allowed
access.
RETENTION AND DISPOSAL:
Computer data is maintained as long
as needed.
SYSTEM MANAGER(S) AND ADDRESS:
Leader, Information Services Team,
Information Services Group, Office of
the Chief Information Officer, Federal
Energy Regulatory Commission, 888
First Street, Room 2–A, Washington, DC
20426.
NOTIFICATION PROCEDURE:
All inquiries and requests relating to
this system of records should be
addressed to the system manager of the
system.
RECORD ACCESS PROCEDURES:
Same as notification procedures
above.
CONTESTING RECORD PROCEDURES:
Same as notification procedures
above.
Members of the general public.
EXEMPTIONS CLAIMED FOR THE SYSTEM:
None.
Dated: March 25, 2014.
Kimberly D. Bose,
Secretary.
[FR Doc. 2014–06993 Filed 3–27–14; 8:45 am]
BILLING CODE 6717–01–P
DEPARTMENT OF ENERGY
Federal Energy Regulatory
Commission
[Docket No. RM98–1–000]
Records Governing Off-the-Record
Communications; Public Notice
This constitutes notice, in accordance
with 18 CFR 385.2201(b), of the receipt
of prohibited and exempt off-the-record
communications.
Order No. 607 (64 FR 51222,
September 22, 1999) requires
Commission decisional employees, who
make or receive a prohibited or exempt
off-the-record communication relevant
to the merits of a contested proceeding,
to deliver to the Secretary of the
Commission, a copy of the
communication, if written, or a
summary of the substance of any oral
communication.
Prohibited communications are
included in a public, non-decisional file
associated with, but not a part of, the
decisional record of the proceeding.
Unless the Commission determines that
the prohibited communication and any
responses thereto should become a part
of the decisional record, the prohibited
off-the-record communication will not
mstockstill on DSK4VPTVN1PROD with NOTICES
Docket No.
be considered by the Commission in
reaching its decision. Parties to a
proceeding may seek the opportunity to
respond to any facts or contentions
made in a prohibited off-the-record
communication, and may request that
the Commission place the prohibited
communication and responses thereto
in the decisional record. The
Commission will grant such a request
only when it determines that fairness so
requires. Any person identified below as
having made a prohibited off-the-record
communication shall serve the
document on all parties listed on the
official service list for the applicable
proceeding in accordance with Rule
2010, 18 CFR 385.2010.
Exempt off-the-record
communications are included in the
decisional record of the proceeding,
unless the communication was with a
cooperating agency as described by 40
CFR 1501.6, made under 18 CFR
385.2201(e) (1) (v).
The following is a list of off-therecord communications recently
received by the Secretary of the
Commission. The communications
listed are grouped chronologically, in
ascending order. These filings are
available for review at the Commission
in the Public Reference Room or may be
viewed on the Commission’s Web site at
https://www.ferc.gov using the eLibrary
link. Enter the docket number,
excluding the last three digits, in the
docket number field to access the
document. For assistance, please contact
FERC, Online Support at
FERCOnlineSupport@ferc.gov or toll
free at (866)208–3676, or for TTY,
contact (202)502–8659.
Filed date
Prohibited:
1. ER13–2108–000 .............................................................................................................
2. P–1256–000 ...................................................................................................................
3. CP13–36–000 .................................................................................................................
CP13–132–000
Exempt:
1. CP13–483–000 ...............................................................................................................
CP14–492–000
2. CP13–113–000 ...............................................................................................................
3. CP13–492–000 ...............................................................................................................
4. ER13–80–000 .................................................................................................................
5. P–2629–000 ...................................................................................................................
6. CP13–113–000 ...............................................................................................................
7. ER13–1380–000 .............................................................................................................
ER14–500–000
8. CP13–483–000 ...............................................................................................................
CP13–492–000
9. CP13–483–000 ...............................................................................................................
Presenter or requester
3–6–14
3–10–14
3–18–14
PJM Interconnection, L.L.C.
FERC Staff.1
Barbara Pearson.
2–14–14
FERC Staff.2
2–28–14
3–4–14
3–5–14
3–6–14
3–6–14
3–10–14
Montgomery County Council.3
FERC Staff.4
Hon. Chris Gibson.
FERC Staff.5
Members of Congress.6
Hon. Nita M. Lowey.
3–12–14
FERC Staff.7
3–13–14
FERC Staff.8
1 Telephone
and email records.
record.
3 Letter from George L. Leventhal.
4 Notes from 2–19–14 and 2–20–14 meetings.
5 Telephone Record.
2 Telephone
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E:\FR\FM\28MRN1.SGM
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Agencies
[Federal Register Volume 79, Number 60 (Friday, March 28, 2014)]
[Notices]
[Pages 17529-17535]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2014-06993]
-----------------------------------------------------------------------
DEPARTMENT OF ENERGY
Federal Energy Regulatory Commission
Privacy Act of 1974: Notice of New or Altered Systems of Records
AGENCY: Federal Energy Regulatory Commission, DOE.
ACTION: Notice of new or altered systems of records.
-----------------------------------------------------------------------
SUMMARY: The Federal Energy Regulatory Commission (the Commission),
under the requirements of the Privacy Act of 1974, 5 U.S.C. 552a, is
publishing a description of new or altered systems of records.
ADDRESSES: Comments should be directed to the following address: Office
of the General Counsel, General and Administrative Law Division,
Federal Energy Regulatory Commission, 888 First Street NE., Washington,
DC 20426.
DATES: The proposed new or revised systems will become effective April
28, 2014 unless further notice is given. The Commission will publish a
new notice if the effective date is delayed to review comments or if
changes are made based on comments received. To be assured of
consideration, comments should be received on or before April 17, 2014.
FOR FURTHER INFORMATION CONTACT: Wilbur Miller, Office of the General
Counsel, General and Administrative Law Division, Federal Energy
Regulatory Commission, 888 First Street NE., Washington, DC 20426,
(202) 502-6030.
SUPPLEMENTARY INFORMATION:
I. Report on the New or Altered Systems
A. Background
The Privacy Act of 1974, 5 U.S.C. 552a, requires that each agency
publish a notice of the existence and character of each new or altered
``system of records.'' 5 U.S.C. 552a(a)(5). This Notice identifies and
describes the Commission's new or altered systems of records. A copy of
this report has been distributed to the Speaker of the House of
Representatives and the President of the Senate as the Act requires.
The Commission has adopted new or altered systems of records under
the Privacy Act of 1974. The notice includes for these systems of
records the name; location; categories of individuals on whom the
records are maintained; categories of records in the system; authority
for maintenance of the system; each routine use; the policies and
practices governing storage, retrievability, access controls, retention
and disposal; the title and business address of the agency official
responsible for the system of records; procedures for notification,
access and contesting the records of each system; and the sources for
the records in the system. 5 U.S.C. 552(a)(4).
B. New or Altered System of Records
FERC-53 Information Technology System Log Records
FERC-58 Critical Energy Infrastructure Information (CEII) Records
FERC-59 Enforcement Investigation Records
FERC-60 Hotline Records
FERC-61 Requests for Commission Publications and Information
FERC-62 Public Information Requests
FERC-63 Company Registration Records
FERC-64 Individual Registration Records
FERC-53
SYSTEM NAME:
Information Technology System Log Records.
SECURITY CLASSIFICATION:
Unclassified.
SYSTEM LOCATION:
Federal Energy Regulatory Commission, Office of the Chief
Information Officer, Computer Data Center, 888 First Street NE., Room
1F, Washington, DC 20426.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
All individuals accessing the Commission's applications.
CATEGORIES OF RECORDS IN THE SYSTEM:
Records relating to the use of the Commission's applications,
including Information Technology system log files; Internet/Intranet,
local area network, and software, system, and email usage.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
5 U.S.C. 302.
PURPOSE(S):
To oversee, maintain and troubleshoot problems with information
technology resources managed by the Federal Energy Regulatory
Commission.
[[Page 17530]]
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USERS AND THE PURPOSES OF SUCH USES:
To determine hardware or software problems; to maintain inventory;
to monitor overall activity and disk space usage; to serve as a data
source if the Commission, in carrying out its functions, discovers a
violation of law, whether civil, criminal, or regulatory in nature, and
whether arising by general statute or particular program statute, or by
regulation, rules, or order issued pursuant thereto, the relevant
records in the system of records may be referred, as a routine use, to
the appropriate agency, whether Federal, State, local, or foreign,
charged with the responsibility of investigating or prosecuting such
violation or charged with enforcing or implementing the statute, or
rule, regulation, or order issued pursuant thereto.
DISCLOSURE TO CONSUMER REPORTING AGENCIES:
None.
POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING,
AND DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
Paper and computer files.
RETRIEVABILITY:
User Identification Code.
SAFEGUARDS:
Access and system rights are assigned by the System Administrator
to only those employees whose official duties require access. All
employees with assigned rights must enter a user identification and a
valid password to access the data.
RETENTION AND DISPOSAL:
Records are maintained pursuant to instructions authorized by the
National Archives and Records Administration.
SYSTEM MANAGER(S) AND ADDRESS:
Operations Manager, Office of the Chief Information Officer,
Federal Energy Regulatory Commission, 888 First Street NE., Room 42-35,
Washington, DC 20426.
NOTIFICATION PROCEDURE:
All inquiries and requests relating to this system of records
should be addressed to the system manager of the system.
RECORD ACCESS PROCEDURES:
Same as notification procedures above.
CONTESTING RECORD PROCEDURES:
Same as notification procedures above.
RECORD SOURCE CATEGORIES:
Information is automatically captured when accessing an
application.
EXEMPTIONS CLAIMED FOR THE SYSTEM:
None.
FERC-58
SYSTEM NAME:
Critical Energy Infrastructure Information (CEII) Records.
SECURITY CLASSIFICATION:
Unclassified.
SYSTEM LOCATION:
Federal Energy Regulatory Commission, Office of the General
Counsel, General and Administrative Law Division, 888 First Street NE.,
Washington, DC 20426.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
Records are maintained on persons who make requests for CEII with
the agency.
CATEGORIES OF RECORDS IN THE SYSTEM:
Requesters file a signed, written request with the Commission's
CEII Coordinator. The material in the record would contain the
following: Requester's name (including any other name(s) which the
requester has used and the dates the requester used such name(s)),
title, address, and telephone number; the name, address, and telephone
number of the person or entity on whose behalf the information is
requested; a detailed statement explaining the particular need for and
intended use of the information; and a statement as to the requester's
willingness to adhere to limitations on the use and disclosure of the
information requested. Furthermore, a requester in some instances may
provide his or her date and place of birth upon request, if it is
determined by the CEII Coordinator that this information is necessary
to process the request.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
18 CFR 388.113.
PURPOSE(S):
To determine who has been granted access to CEII and determine
whether individuals have previously asked for access to CEII.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USERS AND THE PURPOSES OF SUCH USES:
In addition to those disclosures generally permitted under 5 U.S.C.
552a(b), these records or information contained therein may
specifically be disclosed as a routine use to determine who has asked
for access to CEII and who has received such access.
DISCLOSURE TO CONSUMER REPORTING AGENCIES:
None, except as authorized under 5 U.S.C. 552a(b)(12) when trying
to collect a claim of the Government.
POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING,
AND DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
Records are maintained in electronic and paper format. Electronic
records are stored in computerized databases and/or on computer disc.
Paper records and records on computer disc are stored in locked file
rooms and/or file cabinets.
RETRIEVABILITY:
The records are retrieved by the names of the individual requester,
the name of the company, where applicable, and the case number.
SAFEGUARDS:
Access is restricted to agency personnel or contractors whose
responsibilities require access. Paper records are maintained in areas
not accessible to the public. Access to electronic records is
controlled by ``user ID'' and password combinations and/or other
electronic access or network controls. The building is guarded and
monitored by security personnel, cameras, ID checks, and other physical
security measures.
RETENTION AND DISPOSAL:
These records will be maintained until they become inactive, at
which time they will be retired or destroyed in accordance with records
schedules of the Federal Energy Regulatory Commission and as approved
by the National Archives and Records Administration.
SYSTEM MANAGER(S) AND ADDRESS:
Office of the General Counsel, General and Administrative Law
Division, Federal Energy Regulatory Commission, 888 First Street NE.,
Washington, DC 20426.
NOTIFICATION PROCEDURE:
Requests from individuals to determine if a system of records
contains information about them should be directed to the System
Manager.
RECORD ACCESS PROCEDURES:
Same as notification procedure above.
CONTESTING RECORD PROCEDURES:
Same as notification procedure above.
[[Page 17531]]
RECORD SOURCE CATEGORIES:
Information in these records is supplied by individuals and
companies requesting information along with those commenting on the
requests.
EXEMPTIONS CLAIMED FOR THE SYSTEM:
Under 5 U.S.C. 552a(k)(2) this system of records is exempted from
the following provisions of the Privacy Act, 5 U.S.C. 552a(c)(3), (d),
(e)(1), (e)(4)(G), (H), and (I), and (f).
FERC-59
SYSTEM NAME:
Enforcement Investigation Records.
SECURITY CLASSIFICATION:
Unclassified.
SYSTEM LOCATION:
Federal Energy Regulatory Commission, Office of Enforcement, 888
First Street NE., Washington, DC 20426.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
Records are maintained on persons who have been involved in
Commission investigations or litigation, or in activities which
violated or may have violated federal laws relating to matters within
the Commission's jurisdiction.
CATEGORIES OF RECORDS IN THE SYSTEM:
Records of Commission investigations or litigation relating to
actual or potential violations of federal energy laws, regulations, or
orders. Records include the names and addresses of persons involved in
Commission investigations or litigation; documents and data responses
produced by outside persons; internal and external correspondence;
internal staff memoranda and notes; nonpublic Commission Orders;
subpoenas, affidavits, declarations, transcripts, exhibits, pleadings,
computerized records, staff working papers, reports, and miscellaneous
other records relating to Commission investigations or litigation.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
Federal Power Act, 16 U.S.C. 792 et seq., Natural Gas Act; 15
U.S.C. 717 et seq.; Natural Gas Policy Act; 15 U.S.C. 3301 et seq.;
Interstate Commerce Act, 49 U.S.C. 60502; 18 CFR Part 1b; 18 CFR Part
3b.
PURPOSE(S):
To conduct the law enforcement, rulemaking, and advisory
responsibilities of the Federal Energy Regulatory Commission; to make
determinations based upon the results of those matters; to report
results of investigations to other agencies and authorities for their
use in evaluating their programs and imposition of criminal, civil, or
administrative sanctions; to report the results of investigations to
other agencies, regulatory bodies, courts, or to the public as
appropriate; and to maintain records of Commission activities related
to those matters, including to make such records available within the
Federal Energy Regulatory Commission for historical, legal research,
investigational, and similar purposes.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USERS AND THE PURPOSES OF SUCH USES:
In addition to those disclosures generally permitted under 5 U.S.C.
552a(b), these records or information contained therein may
specifically be disclosed as a routine use:
(1) To members of Congress, or to other federal, state, local, or
international government authorities;
(2) to Independent System Operators, Regional Transmission
Organization, internal or external Market Monitors, the North American
Electric Reliability Corporation, and other nongovernmental agencies,
including other reliability organizations;
(3) outside experts, witnesses, consultants, or other persons
during the course of any inquiry, examination, or investigation
conducted by staff, or in connection with civil litigation, if staff
has reason to believe that the person to whom the record is disclosed
may have further information about relevant matters;
(4) by FERC personnel for purposes of investigating possible
violations of, or to conduct investigations authorized by, the laws
that FERC is charged with enforcing;
(5) to federal, state, administrative, or foreign courts, and to
the public in or relating to any proceeding in which federal energy
laws, regulations, or orders are at issue, or in which the Commission,
or past or present members of its staff, is a party or otherwise
involved in an official capacity;
(6) to a bar association, or other federal, state, local, or
foreign licensing or oversight authority; or professional association
or self-regulatory authority to the extent that it performs similar
functions for investigations or possible disciplinary action;
(7) to the public in reports published by the Commission or staff
concerning enforcement activities, in Notices of Alleged Violations, in
Orders to Show Cause, or in any other way directed or authorized by the
Commission under 18 CFR 1b.5;
(8) to interns, grantees, experts, contractors, and other who have
been engaged by the Commission to assist in the performance of a
service related to this system of records and who need access to the
records for the purpose of assisting the Commission in the efficient
administrative of its programs, including by performing clerical,
stenographic, or data analysis functions, or by reproductions of
records by electronic or other means. Recipients of these records shall
be required to comply with the requirements of the Privacy Act of 1974,
as amended, 5 U.S.C. 552a.
(9) to respond to subpoenas in any litigation or other proceeding;
(10) to a trustee in bankruptcy; or
(11) to any government agency, governmental or private collection
agent, consumer reporting agency or commercial reporting agency,
governmental or private employer of a debtor, or any other person, for
collection, including collection by administrative offset, federal
salary offset, tax refund offset, or administrative wage garnishment,
of amounts owed as a result of Commission civil or administrative
proceedings.
DISCLOSURE TO CONSUMER REPORTING AGENCIES:
None, except as authorized under 5 U.S.C. 552a(b)(12) when trying
to collect a claim of the Government.
POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING,
AND DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
Records are maintained in electronic and paper format. Electronic
records are stored in computerized databases and/or on computer disc.
RETRIEVABILITY:
The records are retrieved by the names of companies, individuals,
staff members, and by matter numbers under which the investigation is
conducted or administrative or judicial litigation is filed.
SAFEGUARDS:
Access is restricted to agency personnel or contractors whose
responsibilities require access. Paper records are maintained in areas
not accessible to the public. Access to electronic records is
controlled by ``user ID'' and password combinations and/or other
electronic access or network controls. The building is guarded and
monitored by security personnel, cameras, ID checks, and other physical
security measures.
[[Page 17532]]
RETENTION AND DISPOSAL:
These records will be maintained until they become inactive, at
which time they will be retired or destroyed in accordance with records
schedules of the Federal Energy Regulatory Commission and as approved
by the National Archives and Records Administration.
SYSTEM MANAGER(S) AND ADDRESS:
Office of Enforcement, Federal Energy Regulatory Commission, 888
First Street NE., Washington, DC 20426.
NOTIFICATION PROCEDURE:
Requests from individuals to determine if a system of records
contains information about them should be directed to the System
Manager.
RECORD ACCESS PROCEDURES:
Same as notification procedure above.
CONTESTING RECORD PROCEDURES:
Same as notification procedure above.
RECORD SOURCE CATEGORIES:
Information in these records is supplied by individuals, private
and public corporations or other entities, other governmental or self-
regulatory organizations; public sources; other offices within the
Commission; documents, litigation, transcripts of testimony, evidence
introduced into court, orders entered by a court, and correspondence
relating to litigations; pleadings in administrative proceedings,
transcripts of testimony, documents, including evidence entered in such
proceedings; and miscellaneous other sources.
EXEMPTIONS CLAIMED FOR THE SYSTEM:
Under 5 U.S.C. 552a(k)(2) and 18 CFR 3b.250, this system of records
is exempted from the following provisions of the Privacy Act, 5 U.S.C.
552a(c)(3), (d), (e)(1), (e)(4)(G), (H), and (I), and (f), insofar as
it contains investigatory materials compiled for law enforcement
purposes.
FERC-60
SYSTEM NAME:
Hotline Records
SECURITY CLASSIFICATION:
Unclassified
SYSTEM LOCATION:
Federal Energy Regulatory Commission, Office of Enforcement, 888
First Street NE., Washington, DC 20426
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
Records are maintained on individuals who have contacted the
Enforcement Hotline, who have been identified by individual contacting
the Hotline, or whose identity is disclosed in the process of
responding to a Hotline call, email, or other contact.
CATEGORIES OF RECORDS IN THE SYSTEM:
Database summarizing Hotline contacts and their resolution; emails,
internal memoranda, and other documents relating to Hotline contacts.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
Federal Power Act, 16 U.S.C. 792 et seq., Natural Gas Act; 15
U.S.C. 717 et seq.; Natural Gas Policy Act; 15 U.S.C. 3301 et seq.;
Interstate Commerce Act, 49 U.S.C. 60502; 18 CFR Part 1b; 18 CFR Part
3b.
PURPOSE(S):
To operate the Enforcement Hotline pursuant to 18 CFR 1b.21.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USERS AND THE PURPOSES OF SUCH USES:
In addition to those disclosures generally permitted under 5 U.S.C.
552a(b), these records or information contained therein may
specifically be disclosed in each of the ways set forth as a Routine
Use of Enforcement Investigation Records under FERC-58.
DISCLOSURE TO CONSUMER REPORTING AGENCIES:
None, except as authorized under 5 U.S.C. 552a(b)(12) when trying
to collect a claim of the Government.
POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING,
AND DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
Records are maintained in electronic and paper format. Electronic
records are stored in computerized databases and/or on computer disc.
RETRIEVABILITY:
The records are retrieved by the names of companies, individuals,
staff members, and by matter numbers under which a Hotline matter is
classified.
SAFEGUARDS:
Access is restricted to agency personnel or contractors whose
responsibilities require access. Paper records are maintained in areas
not accessible to the public. Access to electronic records is
controlled by ``user ID'' and password combinations and/or other
electronic access or network controls. The building is guarded and
monitored by security personnel, cameras, ID checks, and other physical
security measures.
RETENTION AND DISPOSAL:
These records will be maintained until they become inactive, at
which time they will be retired or destroyed in accordance with records
schedules of the Federal Energy Regulatory Commission and as approved
by the National Archives and Records Administration.
SYSTEM MANAGER(S) AND ADDRESS:
Office of Enforcement, Federal Energy Regulatory Commission, 888
First Street NE., Washington, DC 20426.
NOTIFICATION PROCEDURE:
Requests from individuals to determine if a system of records
contains information about them should be directed to the System
Manager.
RECORD ACCESS PROCEDURES:
Same as notification procedure above.
CONTESTING RECORD PROCEDURES:
Same as notification procedure above.
RECORD SOURCE CATEGORIES:
Information in these records is supplied by individuals, private
and public corporations or other entities, other governmental or self-
regulatory organizations; public sources; other offices within the
Commission; documents, litigation, transcripts of testimony, evidence
introduced into court, orders entered by a court, and correspondence
relating to litigations; pleadings in administrative proceedings,
transcripts of testimony, documents, including evidence entered in such
proceedings; and miscellaneous other sources.
EXEMPTIONS CLAIMED FOR THE SYSTEM:
Under 5 U.S.C. 552a(k)(2) and 18 CFR 3b.250, this system of records
is exempted from the following provisions of the Privacy Act, 5 U.S.C.
552a(c)(3), (d), (e)(1), (e)(4)(G), (H), and (I), and (f), insofar as
it contains investigatory materials compiled for law enforcement
purposes.
FERC-61 (replaces FERC-44 and FERC-45)
SYSTEM NAME:
Requests for Commission Publications and Information.
SECURITY CLASSIFICATION:
Unclassified.
SYSTEM LOCATION:
Office of the Chief Information Officer, Information Services
Group, Information Services Team, Federal Energy Regulatory Commission,
888 First Street NE., Room 2-A, Washington, DC 20426.
[[Page 17533]]
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
FERC staff, members of the general public, federal, state and local
governments, regulated entities, and public and private interest
groups.
CATEGORIES OF RECORDS IN THE SYSTEM:
Name, address, phone number and/or email address of requester and/
or company, description of information being requested, receipt of
request and completion dates, and method of payment for documents and
publications when costs are incurred.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
18 CFR 388.106.
PURPOSE(S):
To allow Customer Service Technical Information Specialists within
the Public Reference Room a single point of reference for tracking
information requests; to provide statistics to management on services
provided to the public and to staff; to monitor average turn-around
times for requests; and to identify information request trends for
customer service profiles.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USERS AND THE PURPOSES OF SUCH USES:
In addition to those disclosures generally permitted under 5 U.S.C.
552a(b), these records or information contained therein may
specifically be disclosed as a routine use to monitor status of
requests, identify technical assistance provided, develop request
statistics, and identify trends in types of information being requested
by members of the public.
DISCLOSURE TO CONSUMER REPORTING AGENCIES:
None.
POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING,
AND DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
Paper and computer files.
RETRIEVABILITY:
By date, name of requester or company represented.
SAFEGUARDS:
Hard copies are maintained in a centralized area to which the
general public is not authorized access. The public's access to the
records are monitored by Technical Information Specialists at a front
desk. Access and system rights to the computer are assigned by the
system administrator to Technical Information Specialists requiring
access. Technical Information Specialists access the system through
their personal computers. All Technical Information Specialists with
assigned rights to access the system must enter a user identification
and a valid password to access their computers and all employees use
screen saver passwords. In addition, the computers are situated in an
area to which the general public is not allowed access.
RETENTION AND DISPOSAL:
Paper records are maintained for three months then disposed of in
burn bags. Computer data is purged annually.
SYSTEM MANAGER(S) AND ADDRESS:
Leader, Information Services Team, Information Services Group,
Office of the Chief Information Officer, Federal Energy Regulatory
Commission, 888 First Street, Room 2-A, Washington, DC 20426.
NOTIFICATION PROCEDURE:
All inquiries and requests relating to this system of records
should be addressed to the system manager of the system.
RECORD ACCESS PROCEDURES:
Same as notification procedures above.
CONTESTING RECORD PROCEDURES:
Same as notification procedures above.
RECORD SOURCE CATEGORIES:
Members of the general public.
EXEMPTIONS CLAIMED FOR THE SYSTEM:
None.
FERC-62
SYSTEM NAME:
Public Information Requests.
SECURITY CLASSIFICATION:
Unclassified.
SYSTEM LOCATION:
Office of External Affairs, Federal Energy Regulatory Commission,
888 First Street NE., Washington, DC 20426.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
FERC staff, members of the general public, federal, state and local
governments, regulated entities, and public and private interest
groups.
CATEGORIES OF RECORDS IN THE SYSTEM:
Name, address, affiliation, phone number and/or email address of
requester and/or company, description of information being requested,
resolution of the request.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
18 CFR 388.104 and 18 CFR 388.106.
PURPOSE(S):
To allow Public Relations Specialists within the Office of External
Affairs a single point of reference for tracking information requests;
to provide statistics to management on services provided to the public,
to monitor the response time for requests from the general public and
to ensure that the responses to the general public are consistent and
match the needs of the individual requesters.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USERS AND THE PURPOSES OF SUCH USES:
In addition to those disclosures generally permitted under 5 U.S.C.
552a(b), these records or information contained therein may
specifically be disclosed as a routine use to (1) monitor status of
requests; (2) identify trends in types of information being requested
by members of the public, (3) determine whether the responses to
individual requesters were sufficient and (4) to monitor trends in the
volume of inquiries submitted to the Office of External Affairs based
on different categories.
DISCLOSURE TO CONSUMER REPORTING AGENCIES:
None.
POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING,
AND DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
Computer files maintained in a database available only to employees
within the Office of External Affairs.
RETRIEVABILITY:
By date, name of requester or affiliation.
SAFEGUARDS:
Access and system rights to the computer are assigned by the system
administrator to Public Information Specialists requiring access.
Public Information Specialists access the system through their personal
computers. All Public Information Specialists with assigned rights to
access the system must enter a user identification and a valid password
to access their computers and all employees use screen saver passwords.
In addition, the computers are situated in an area to which the general
public is not allowed access.
RETENTION AND DISPOSAL:
These records will be maintained until they become inactive, at
which time they will be retired or destroyed in accordance with records
schedules of the Federal Energy Regulatory
[[Page 17534]]
Commission and as approved by the National Archives and Records
Administration.
SYSTEM MANAGER(S) AND ADDRESS:
Director of Public Inquiry Program, Office of External Affairs,
Federal Energy Regulatory Commission, 888 First Street, Washington, DC
20426.
NOTIFICATION PROCEDURE:
All inquiries and requests relating to this system of records
should be addressed to the system manager of the system.
RECORD ACCESS PROCEDURES:
Same as notification procedures above.
CONTESTING RECORD PROCEDURES:
Same as notification procedures above.
RECORD SOURCE CATEGORIES:
Members of the general public.
EXEMPTIONS CLAIMED FOR THE SYSTEM:
None.
FERC-63
SYSTEM NAME:
Company Registration Records
SECURITY CLASSIFICATION:
Unclassified
SYSTEM LOCATION:
Office of the Chief Information Officer, Information Services
Group, Information Services Team, Federal Energy Regulatory Commission,
888 First Street NE., Room 2-A, Washington, DC 20426.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
Regulated entities and public and private interest groups and
Companies that make filings on behalf of required filers.
CATEGORIES OF RECORDS IN THE SYSTEM:
Name, address, phone number and/or email address of the regulated
entities and public and private interest groups and entities requesting
Delegated Identifier status.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
18 CFR 385.2003.
PURPOSE(S):
To track participation and use in matters before the Commission
electronically and to assist customers with issues with the system.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USERS AND THE PURPOSES OF SUCH USES:
In addition to those disclosures generally permitted under 5 U.S.C.
552a(b), these records or information contained therein may
specifically be disclosed as a routine use to (1) monitor registration
trends; (2) to determine participation in specific proceedings; (3) to
develop lists of regulated entities by industry; (4) permit required
filers to designate companies as permissible filers on their behalf;
(5) and to assist companies in making filings before FERC.
DISCLOSURE TO CONSUMER REPORTING AGENCIES:
None.
POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING,
AND DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
Computer files.
RETRIEVABILITY:
By docket number, company represented or FERC-created
identification number.
SAFEGUARDS:
Access and system rights to the computer are assigned by the system
administrator to FERC Support Contractors and Staff requiring access.
Users access the system through their personal computers. All Users
with assigned rights to access the system must enter a user
identification and a valid password to access their computers and all
employees use screen saver passwords. In addition, the computers are
situated in an area to which the general public is not allowed access.
RETENTION AND DISPOSAL:
Computer data is maintained as long as needed.
SYSTEM MANAGER(S) AND ADDRESS:
Leader, Information Services Team, Information Services Group,
Office of the Chief Information Officer, Federal Energy Regulatory
Commission, 888 First Street, Room 2-A, Washington, DC 20426.
NOTIFICATION PROCEDURE:
All inquiries and requests relating to this system of records
should be addressed to the system manager of the system.
RECORD ACCESS PROCEDURES:
Same as notification procedures above.
CONTESTING RECORD PROCEDURES:
Same as notification procedures above.
RECORD SOURCE CATEGORIES:
Members of the general public.
EXEMPTIONS CLAIMED FOR THE SYSTEM:
None.
FERC-64
SYSTEM NAME:
Individual Registration Records.
SECURITY CLASSIFICATION:
Unclassified.
SYSTEM LOCATION:
Office of the Chief Information Officer, Information Services
Group, Information Services Team, Federal Energy Regulatory Commission,
888 First Street NE., Room 2-A, Washington, DC 20426.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
Members of the general public, federal, state and local
governments, public and private interest groups, and FERC staff.
CATEGORIES OF RECORDS IN THE SYSTEM:
Name, address, phone number and/or email address of members of the
general public, federal, state and local governments, and public and
private interest groups who sign up to participate in the various FERC
Online programs.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
18 CFR 385.2003.
PURPOSE(S):
To track participation and use in matters before the Commission
electronically and to assist customers with issues with the system.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USERS AND THE PURPOSES OF SUCH USES:
In addition to those disclosures generally permitted under 5 U.S.C.
552a(b), these records or information contained therein may
specifically be disclosed as a routine use to (1) monitor registration
trends for FERC Online Record systems; (2) to determine participation
in specific proceedings; (3) to assist individual parties in
determining who is on a particular service list; and (4) for selection
as a delegated agent to file before the Commission on behalf of a
specific Regulated Entity.
DISCLOSURE TO CONSUMER REPORTING AGENCIES:
None.
POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING,
AND DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
Computer files.
[[Page 17535]]
RETRIEVABILITY:
By docket number, name of requester, company represented or FERC-
created identification number.
SAFEGUARDS:
Access and system rights to the computer are assigned by the system
administrator to FERC Support Contractors and Staff requiring access.
Users access the system through their personal computers. All Users
with assigned rights to access the system must enter a user
identification and a valid password to access their computers and all
employees use screen saver passwords. In addition, the computers are
situated in an area to which the general public is not allowed access.
RETENTION AND DISPOSAL:
Computer data is maintained as long as needed.
SYSTEM MANAGER(S) AND ADDRESS:
Leader, Information Services Team, Information Services Group,
Office of the Chief Information Officer, Federal Energy Regulatory
Commission, 888 First Street, Room 2-A, Washington, DC 20426.
NOTIFICATION PROCEDURE:
All inquiries and requests relating to this system of records
should be addressed to the system manager of the system.
RECORD ACCESS PROCEDURES:
Same as notification procedures above.
CONTESTING RECORD PROCEDURES:
Same as notification procedures above.
RECORD SOURCE CATEGORIES:
Members of the general public.
EXEMPTIONS CLAIMED FOR THE SYSTEM:
None.
Dated: March 25, 2014.
Kimberly D. Bose,
Secretary.
[FR Doc. 2014-06993 Filed 3-27-14; 8:45 am]
BILLING CODE 6717-01-P