Announcement of Grant and Loan Application Deadlines, 16763-16767 [2014-06622]

Download as PDF Federal Register / Vol. 79, No. 58 / Wednesday, March 26, 2014 / Notices end of the month following the month in which the subaward was made. VII. Agency Contacts A. Web site: https:// www.rurdev.usda.gov/UWPindividualwellsystems.htm. B. Phone: 202–720–0499. C. Fax: 202–690–0649. D. Email: JoyceM.Taylor@ wdc.usda.gov. E. Main point of contact: Joyce M. Taylor, Community Programs Specialist, Water Programs Division, Water and Environmental Programs, RUS, U.S. Department of Agriculture. Dated: February 28, 2014. John Charles Padalino, Administrator, Rural Utilities Service. [FR Doc. 2014–06621 Filed 3–25–14; 8:45 am] BILLING CODE P DEPARTMENT OF AGRICULTURE Rural Utilities Service Announcement of Grant and Loan Application Deadlines Rural Utilities Service, USDA. Notice of funding availability and solicitation of applications. AGENCY: ACTION: The Rural Utilities Service (RUS) announces its Revolving Fund Program (RFP) application window for Fiscal Year (FY) 2014. In addition to announcing the application window, RUS announces the available funding of $1,000,000 for competitive grants. The RFP is authorized under section 306(a)(2)(B) of the Consolidated Farm and Rural Development Act (Con Act), 7 U.S.C. 1926 (a)(2)(B). Under the RFP, qualified private, non-profit organizations receive RFP grant funds to establish a lending program for eligible entities. Eligible entities for the revolving loan fund will be the same entities eligible, under paragraph 1 or 2 of Section 306(a) of the Con Act, 7 U.S.C. 1926(a)(1) or (b)(2), to obtain a loan, loan guarantee, or grant from the RUS Water, Waste Disposal and Wastewater loan and grant programs. This year administrative discretion points may be awarded for work plans that: 1. Directs loans to the smallest communities with the lowest incomes emphasizing areas where according to the American Community Survey data by census tracts show that at least 20% of the population is living in poverty. This emphasis will support Rural Development’s goal of providing 20% of its funding by 2016 to these areas of need. sroberts on DSK5SPTVN1PROD with NOTICES SUMMARY: VerDate Mar<15>2010 17:43 Mar 25, 2014 Jkt 232001 2. Directs loans to areas which lack running water, flush toilets, and modern sewage disposal systems, and areas which have open sewers and high rates of disease caused by poor sanitation, in particular, colonias or Substantially Underserved Trust Areas. 3. Directs loans that emphasize energy and water efficient components to reduce costs and increase sustainability of rural systems. DATES: You may submit completed applications for grants on paper or electronically according to the following deadlines: • Paper copies must be postmarked and mailed, shipped, or sent overnight no later than May 27, 2014 to be eligible for FY 2014 grant funding. Late or incomplete applications will not be eligible for FY 2014 grant funding. • Electronic copies must be received by May 27, 2014 to be eligible for FY 2014 grant funding. Late or incomplete applications will not be eligible for FY 2014 grant funding. ADDRESSES: You may obtain application guides and materials for the RFP program at the Water and Environmental Programs (WEP) Web site: https://www.rurdev.usda.gov/UWPrevolvingfund.html. You may also request application guides and materials by contacting Joyce M. Taylor at (202) 720–0499. Submit completed paper applications for RFP grants to the Rural Utilities Service, U.S. Department of Agriculture, 1400 Independence Ave. SW., Room 2233, STOP 1570, Washington, DC 20250–1570. Applications should be marked Attention: Joyce M. Taylor, Water and Environmental Programs. Submit electronic grant applications at https://www.grants.gov (Grants.gov) and follow the instructions you find on that Web site. FOR FURTHER INFORMATION CONTACT: Joyce M. Taylor, Community Programs Specialist, Water Programs Division, U.S. Department of Agriculture, Rural Utilities Service, STOP 1570, Room 2233–S, 1400 Independence Ave. SW., Washington, DC 20250–1570; Telephone: (202) 720–0499: Fax: (202) 690–0649. SUPPLEMENTARY INFORMATION: Overview Federal Agency: Rural Utilities Service (RUS). Funding Opportunity Title: Grant Program to Establish a Fund for Financing Water and Wastewater Projects (Revolving Fund Program (RFP)). Announcement Type: Solicitation of Applications. PO 00000 Frm 00010 Fmt 4703 Sfmt 4703 16763 Catalog of Federal Domestic Assistance (CFDA) Number: 10.864. Due Date for Applications: Applications must be mailed, shipped or submitted electronically through Grants.gov no later than May 27, 2014 to be eligible for FY 2014 grant funding. Items in Supplementary Information I. Funding Opportunity: Brief introduction to the RFP. II. Award Information: Available funds, maximum amounts $1,000,000. III. Eligibility Information: Who is eligible, what kinds of projects are eligible, what criteria determine basic eligibility. IV. Application and Submission Information: Where to get application materials, what constitutes a completed application, how and where to submit applications, deadlines, items that are eligible. V. Application Review Information: Considerations and preferences, scoring criteria, review standards, selection information. VI. Award Administration Information: Award notice information, award recipient reporting requirements. VII. Agency Contacts: Web, phone, fax, email, contact name. I. Funding Opportunity Drinking water systems are basic and vital to both health and economic development. With dependable water facilities, rural communities can attract families and businesses that will invest in the community and improve the quality of life for all residents. Without dependable water facilities, the communities cannot sustain economic development. RUS provides financial and technical assistance to help communities bring safe drinking water and sanitary, environmentally sound waste disposal facilities to rural Americans. It supports the sound development of rural communities and the growth of our economy without endangering the environment. The Revolving Fund Program (RFP) has been established to assist communities with water or wastewater systems. Qualified private, non-profit organizations, who are selected for funding, will receive RFP grant funds to establish a lending program for eligible entities. Eligible entities for the revolving loan fund will be the same entities eligible to obtain a loan, loan guarantee, or grant from the Water and Waste Disposal loan and grant programs administered by RUS, under 7 U.S.C.1926(a)(1) and (2). As grant recipients, the non-profit organizations will set up a revolving loan fund to provide loans to finance predevelopment costs of water or wastewater projects, or short-term small capital projects not part of the regular E:\FR\FM\26MRN1.SGM 26MRN1 16764 Federal Register / Vol. 79, No. 58 / Wednesday, March 26, 2014 / Notices operation and maintenance of current water and wastewater systems. The amount of financing to an eligible entity shall not exceed $100,000.00 and shall be repaid in a term not to exceed 10 years. The rate shall be determined in the approved grant work plan. II. Award Information Available funds: Rural Development is making $1,000,000 available for competitive grants in FY2014. III. Eligibility Information A. Who is eligible to apply? sroberts on DSK5SPTVN1PROD with NOTICES An applicant is eligible to apply for the RFP grant if it: 1. Is a private, non-profit organization; 2. Is legally established and located within one of the following: (a) A state within the United States; (b) The District of Columbia; (c) The Commonwealth of Puerto Rico; or (d) A United States territory; 3. Has the legal capacity and authority to carry out the grant purpose; 4. Has a proven record of successfully operating a revolving loan fund to rural areas; 5. Has capitalization acceptable to the Agency, and is composed of at least 51 percent of the outstanding interest or membership being citizens of the United States or individuals who reside in the United States after being legally admitted for permanent residence; 6. Has no delinquent debt to the Federal Government; 7. Has no outstanding judgments to repay a Federal debt; 8. Demonstrates that it possesses the financial, technical, and managerial capability to comply with Federal and State laws and requirements; 9. Corporations that have been convicted of a felony (or had an officer or agency acting on behalf of the corporation convicted of a felony) within the past 24 months are not eligible. Any Corporation that has any unpaid federal tax liability that has been assessed, for which all judicial and administrative remedies have been exhausted or have lapsed, and that is not being paid in a timely manner pursuant to an agreement with the authority responsible for collecting the tax liability is not eligible. B. What are the basic eligibility requirements for a project? 1. The following activities are authorized under the RFP statute: (a) Grant funds must be used to capitalize a revolving fund program for the purpose of providing direct loan financing to eligible entities for pre- VerDate Mar<15>2010 17:43 Mar 25, 2014 Jkt 232001 development costs associated with proposed or with existing water and wastewater systems, or, (b) Short-term costs incurred for equipment replacement, small-scale extension of services, or other small capital projects that are not part of the regular operations and maintenance activities of existing water and wastewater systems. 2. Grant funds may not be used to pay any of the following: (a) Payment of the Grant Recipient’s administrative costs or expenses, or, (b) Delinquent debt owed to the Federal Government. IV. Application and Submission Information A. The grant application guide, copies of necessary forms and samples, and the RFP regulation are available from these sources: 1. The Internet: https:// www.rurdev.usda.gov/UWPrevolvingfund.html or https:// www.grants.gov. 2. For paper copies of these materials, you may call (202) 720–9589. B. You may file an application in either paper or electronic format. Whether you file a paper or an electronic application, you will need a DUNS number. 1. DUNS Number. DUNS Number. The applicant for a grant must supply a Dun and Bradstreet Data Universal Numbering System (DUNS) number as part of an application. The Standard Form 424 (SF–424) contains a field for the DUNS number. The applicant can obtain the DUNS number free of charge by calling Dun and Bradstreet. Please see https:// fedgov.dnb.com/webform for more information on how to obtain a DUNS number or how to verify your organization’s number. Prior to submitting an application, the applicant must register in the System for Award Management (SAM) (formerly Central Contractor Registry, (CCR)). Applicants may register for the SAM at https:// www.sam.gov/portal/public/SAM/. The SAM registration must remain active with current information at all times while RUS is considering an application or while a Federal Grant Award or loan is active. To maintain the registration in the SAM database the applicant must review and update the information in the SAM database annually from date of initial registration or from the date of the last update. The applicant must ensure that the information in the database is current, accurate, and complete. 2. Applications submitted by paper: PO 00000 Frm 00011 Fmt 4703 Sfmt 4703 (a) Send or deliver paper applications by the U.S. Postal Service (USPS) or courier delivery services to: Water and Environmental Programs, Rural Utilities Service, 1400 Independence Avenue SW., Attention: Joyce M. Taylor, Mail STOP 1570, Room 2233–S, Washington, DC 20250–1570. (b) For paper applications mail or ensure delivery of an original paper application (no stamped, photocopied, or initialed signatures) and two copies by the deadline date. The application and any materials sent with it become Federal records by law and cannot be returned to you. 3. Electronically submitted applications: (a) Applications will not be accepted by fax or electronic mail. (b) Electronic applications for grants will be accepted if submitted through Grants.gov at https://www.grants.gov. (c) Applicants must preregister successfully with Grants.gov to use the electronic applications option. Application information may be downloaded from Grants.gov without preregistration. (d) Applicants who apply through Grants.gov should submit their electronic applications before the deadline. (e) Grants.gov contains full instructions on all required passwords, credentialing, and software. Follow the instructions at Grants.gov for registering and submitting an electronic application. (f) Grants.gov has two preregistration requirements: A DUNS number and an active registration in the SAM. See Item 1 above for instructions on obtaining a DUNS number and registering in the SAM. C. A complete application must meet the following requirements: 1. To be considered for support, you must be an eligible entity and must submit a complete application by the deadline date. You should consult the cost principles and general administrative requirements for grants pertaining to their organizational type in order to prepare the budget and complete other parts of the application. You also must demonstrate compliance (or intent to comply), through certification or other means, with a number of public policy requirements. 2. Applicants must complete and submit the following forms to apply for a RFP grant: (a) Standard Form 424, ‘‘Application for Federal Assistance’’ (b) Standard Form 424A, ‘‘Budget Information—Non-Construction Programs’’ E:\FR\FM\26MRN1.SGM 26MRN1 sroberts on DSK5SPTVN1PROD with NOTICES Federal Register / Vol. 79, No. 58 / Wednesday, March 26, 2014 / Notices (c) Standard Form 424B, ‘‘Assurances— Non-Construction Programs’’ (d) Standard Form LLL, ‘‘Disclosure of Lobbying Activity’’ (e) Form RD 400–1, ‘‘Equal Opportunity Agreement’’ (f) Form RD 400–4, ‘‘Assurance Agreement (Under Title VI, Civil Rights Act of 1964) 3. The project proposal should outline the project in sufficient detail to provide a reader with a complete understanding of how the loan program will work. Explain what you will accomplish by lending funds to eligible entities. Demonstrate the feasibility of the proposed loan program in meeting the objectives of this grant program. The proposal should cover the following elements: (a) Present a brief project overview. Explain the purpose of the project, how it relates to RUS’s purposes, how you will carry out the project, what the project will produce, and who will direct it. (b) Describe why the project is necessary. Demonstrate that eligible entities need loan funds. Quantify the number of prospective borrowers or provide statistical or narrative evidence that a sufficient number of borrowers will exist to justify the grant award. Describe the service area. Address community needs. (c) Clearly state your project goals. Your objectives should clearly describe the goals and be concrete and specific enough to be quantitative or observable. They should also be feasible and relate to the purpose of the loan program. (d) The narrative should cover in more detail the items briefly described in the Project Summary. It should establish the basis for any claims that you have substantial expertise in promoting the safe and productive use of revolving funds. In describing what the project will achieve, you should tell the reader if it also will have broader influence. The narrative should address the following points: (1) Document your ability to administer and service a revolving fund in accordance with the provisions of 7 CFR part 1783. (2) Document your ability to commit financial resources to establish the RFP with funds your organization controls. This documentation should describe the sources of funds other than the RFP grant that will be used to pay your operational costs and provide financial assistance for projects. (3) Demonstrate that you have secured commitments of significant financial support from other funding sources, if appropriate. VerDate Mar<15>2010 17:43 Mar 25, 2014 Jkt 232001 (4) List the fees and charges that borrowers will be assessed. (e) The work plan must describe the tasks and activities that will be accomplished with available resources during the grant period. It must show the work you plan to do to achieve the anticipated outcomes, goals, and objectives set out for the RFP. The plan must: (1) Describe the work to be performed by each person. (2) Give a schedule or timetable of work to be done. (3) Show evidence of previous experience with the techniques to be used or their successful use by others. (4) Outline the loan program to include the following: Specific loan purposes, a loan application process; priorities, borrower eligibility criteria, limitations, fees, interest rates, terms, and collateral requirements. (5) Provide a marketing plan. (6) Explain the mechanics of how you will transfer loan funds to the borrowers. (7) Describe follow-up or continuing activities that should occur after project completion such as monitoring and reporting borrowers’ accomplishments. (8) Describe how the results will be evaluated. The evaluation criteria should be in line with the project objectives. (9) List all personnel responsible for administering this program along with a statement of their qualifications and experience. (f) The written justification for projected costs should explain how budget figures were determined for each category. It should indicate which costs are to be covered by grant funds and which costs will be met by your organization or other organizations. The justification should account for all expenditures discussed in the narrative. It should reflect appropriate costsharing contributions. The budget justification should explain the budget and accounting system proposed or in place. The administrative costs for operating the budget should be expressed as a percentage of the overall budget. The budget justification should provide specific budget figures, rounding off figures to the nearest dollar. Applicants should consult OMB Circular A–122: ‘‘Cost Principles for Non-Profit Organizations,’’ or successor guidance for information about appropriate costs for each budget category. (g) In addition to completing the standard application forms, you must submit: (1) Supplementary material that demonstrate that your organization is PO 00000 Frm 00012 Fmt 4703 Sfmt 4703 16765 legally recognized under state and Federal law. Satisfactory documentation includes, but is not limited to, certificates from the Secretary of State, or copies of state statutes or laws establishing your organization. Letters from the IRS awarding tax-exempt status are not considered adequate evidence. (2) A certified list of directors and officers with their respective terms. (3) Evidence of tax exempt status from the IRS. (4) Debarment and suspension information required in accordance 2 CFR 417, if it applies. The section heading is ‘‘What information must I provide before entering into a covered transaction with the Department of Agriculture?’’ It is part of the Department of Agriculture’s rules on Government-wide Debarment and Suspension. (5) All of your organization’s known workplaces by including the actual address of buildings (or parts of buildings) or other sites where work under the award takes place. Workplace identification is required under the drug-free workplace requirements in accordance with 2 CFR 421. The section heading is ‘‘How and when must I identify workplaces?’’ It is part of the Department of Agriculture’s rules on Government-wide Requirements for Drug-Free Workplace (Financial Assistance). (6) The most recent audit of your organization. (7) The following financial statements: i. A pro forma balance sheet at startup and for at least three additional years; Balance sheets, income statements, and cash flow statements for the last three years. ii. If your organization has been formed less than three years, the financial statements should be submitted for the periods from inception to the present. Projected income and cash flow statements for at least three years supported by a list of assumptions showing the basis for the projections. The projected income statement and balance sheet must include one set of projections that shows the revolving loan fund only and a separate set of projections that shows your organization’s total operations. (8) Additional information to support and describe your plan for achieving the grant objectives. The information may be regarded as essential for understanding and evaluating the project and may be found in letters of support, resolutions, policies, and other relevant documents. The supplements may be presented in appendices to the proposal. E:\FR\FM\26MRN1.SGM 26MRN1 16766 Federal Register / Vol. 79, No. 58 / Wednesday, March 26, 2014 / Notices sroberts on DSK5SPTVN1PROD with NOTICES V. Application Review Information A. Within 30 days of receiving your application, RUS will send you a letter of acknowledgment. Your application will be reviewed for completeness to determine if you included all of the items required. If your application is incomplete or ineligible, RUS will return it to you with an explanation. B. A review team, composed of at least two members, will evaluate all applications and proposals. They will make overall recommendations based on factors such as eligibility, application completeness, and conformity to application requirements. They will score the applications based on criteria in the next section. C. All applications that are complete and eligible will be ranked competitively based on the following scoring criteria: 1. Degree of expertise and successful experience in making and servicing commercial loans, with a successful record, for the following number of full years: (a) At least 1 but less than 3 years—5 points (b) At least 3 but less than 5 years—10 points (c) At least 5 but less than 10 years—20 points (d) 10 or more years—30 points 2. Extent to which the work plan demonstrates a well thought out, comprehensive approach to accomplishing the objectives of this part, clearly defines who will be served by the project, clearly articulates the problem/issues to be addressed, identifies the service area to be covered by the RFP loans and appears likely to be sustainable; Up to 40 points. 3. Percentage of applicant contributions. Points allowed under this paragraph will be based on written evidence of the availability of funds from sources other than the proceeds of an RFP grant to pay part of the cost of a loan recipient’s project. In-kind contributions will not be considered. Funds from other sources as a percentage of the RFP grant and points corresponding to such percentages are as follows: (a) Less than 20%—ineligible (b) At least 20% but less than 50%—10 points (c) 50% or more—20 points 4. Extent to which the goals and objectives are clearly defined, tied to the work plan, and are measurable; Up to 15 points. 5. Lowest ratio of projected administrative expenses to loans advanced; Up to 10 points. VerDate Mar<15>2010 17:43 Mar 25, 2014 Jkt 232001 6. The evaluation methods for considering loan applications and making RFP loans are specific to the program, clearly defined, measurable, and are consistent with program outcomes; Up to 20 points. 7. Administrator’s discretion points may be awarded based on the following: Emphasis on High Poverty Areas. To the maximum extent possible, high attention should be made on directing loans to rural communities and rural areas with the lowest incomes with emphasis to areas where at least 45% of children qualify for the National School Lunch Program. This emphasis will support Rural Development’s goal of providing 15% of its funding by 2015 to these areas of need. Factors include: (a) Directs loans to the smallest communities with the lowest incomes emphasizing areas where according to the American Community Survey data by census tracts show that at least 20% of the population is living in poverty. This emphasis will support Rural Development’s goal of providing 20% of its funding by 2016 to these areas of need. (b) Directs loans to areas which lack running water, flush toilets, and modern sewage disposal systems, and areas which have open sewers and high rates of disease caused by poor sanitation, in particular, colonias or Substantially Underserved Trust Areas. (c) Directs loans that emphasize energy and water efficient components to reduce costs and increase sustainability of rural systems; Up to 10 points. VI. Award Administration Information A. RUS will rank all qualifying applications by their final score. Applications will be selected for funding, based on the highest scores and the availability of funding for RFP grants. Each applicant will be notified in writing of the score its application receives. B. In making its decision about your application, RUS may determine that your application is: 1. Eligible and selected for funding, 2. Eligible but offered fewer funds than requested, 3. Eligible but not selected for funding, or 4. Ineligible for the grant. C. In accordance with 7 CFR Part 1900, subpart B, you generally have the right to appeal adverse decisions. Some adverse decisions cannot be appealed. For example, if you are denied RUS funding due to a lack of funds available for the grant program, this decision cannot be appealed. However, you may PO 00000 Frm 00013 Fmt 4703 Sfmt 4703 make a request to the National Appeals Division (NAD) to review the accuracy of our finding that the decision cannot be appealed. The appeal must be in writing and filed at the appropriate Regional Office, which can be found at https://www.nad.usda.gov/ or by calling (703) 305–1166. D. Applicants selected for funding will complete a grant agreement, which outlines the terms and conditions of the grant award. E. Grantees will be reimbursed as follows: 1. SF–270, ‘‘Request for Advance or Reimbursement,’’ will be completed by the grantee and submitted to either the State or National Office not more frequently than monthly. 2. Upon receipt of a properly completed SF–270, the funds will be requested through the field office terminal system. Ordinarily, payment will be made within 30 days after receipt of a proper request for reimbursement. 3. Grantees are encouraged to use women- and minority-owned banks (a bank which is owned at least 50 percent by women or minority group members) for the deposit and disbursement of funds. F. Any change in the scope of the project, budget adjustments of more than 10 percent of the total budget, or any other significant change in the project must be reported to and approved by the approval official by written amendment to the grant agreement. Any change not approved may be cause for termination of the grant. G. Grantees shall constantly monitor performance to ensure that time schedules are being met, projected work by time periods is being accomplished, and other performance objectives are being achieved. The Grantee will provide project reports as follows: 1. SF–269, ‘‘Financial Status Report (short form),’’ and a project performance activity report will be required of all grantees on a quarterly basis, due 30 days after the end of each quarter. 2. A final project performance report will be required with the last SF–269 due 90 days after the end of the last quarter in which the project is completed. The final report may serve as the last quarterly report. 3. All multi-State grantees are to submit an original of each report to the National Office. Grantees serving only one State are to submit an original of each report to the State Office. The project performance reports should detail, preferably in a narrative format, activities that have transpired for the specific time period. E:\FR\FM\26MRN1.SGM 26MRN1 sroberts on DSK5SPTVN1PROD with NOTICES Federal Register / Vol. 79, No. 58 / Wednesday, March 26, 2014 / Notices H. The grantee will provide an audit report or financial statements as follows: 1. Grantees expending $500,000 or more Federal funds per fiscal year will submit an audit conducted in accordance with OMB Circular A–133, or successor guidance. The audit will be submitted within 9 months after the grantee’s fiscal year. Additional audits may be required if the project period covers more than one fiscal year. 2. Grantees expending less than $500,000 will provide annual financial statements covering the grant period, consisting of the organization’s statement of income and expense and balance sheet signed by an appropriate official of the organization. Financial statements will be submitted within 90 days after the grantee’s fiscal year. 3. Recipient and Subrecipient Reporting. The applicant must have the necessary processes and systems in place to comply with the reporting requirements for first-tier sub-awards and executive compensation under the Federal Funding Accountability and Transparency Act of 2006 in the event the applicant receives funding unless such applicant is exempt from such reporting requirements pursuant to 2 CFR part 170, § 170.110(b). The reporting requirements under the Transparency Act pursuant to 2 CFR part 170 are as follows: (a) First Tier Sub-Awards of $25,000 or more in non-Recovery Act funds (unless they are exempt under 2 CFR part 170) must be reported by the Recipient to https://www.fsrs.gov no later than the end of the month following the month the obligation was made. Please note that currently underway is a consolidation of eight federal procurement systems, including the Sub-award Reporting System (FSRS), into one system, the System for Award Management (SAM). As result the FSRS will soon be consolidated into and accessed through https://www.sam.gov/ portal/public/SAM/. (b) The Total Compensation of the Recipient’s Executives (5 most highly compensated executives) must be reported by the Recipient (if the Recipient meets the criteria under 2 CFR part 170) to https://www.sam.gov/ portal/public/SAM/ by the end of the month following the month in which the award was made. (c) The Total Compensation of the Subrecipient’s Executives (5 most highly compensated executives) must be reported by the Subrecipient (if the Subrecipient meets the criteria under 2 CFR part 170) to the Recipient by the end of the month following the month in which the subaward was made. VerDate Mar<15>2010 17:43 Mar 25, 2014 Jkt 232001 VII. Agency Contacts A. Web site: https://www.usda.gov/rus/ water. The Rural Utilities Service Web site maintains up-to-date resources and contact information for the RFP. B. Phone: 202–720–9589. C. Fax: 202–690–0649. D. Email: JoyceM.Taylor@wdc. usda.gov. E. Main point of contact: Joyce M. Taylor, Community Programs Specialist, Water and Environmental Programs, Water Programs Division, Rural Utilities Service, U.S. Department of Agriculture. Dated: February 26, 2014. John Charles Padalino, Administrator, Rural Utilities Service. [FR Doc. 2014–06622 Filed 3–25–14; 8:45 am] BILLING CODE P DEPARTMENT OF COMMERCE Submission for OMB Review; Comment Request The Department of Commerce will submit to the Office of Management and Budget (OMB) for clearance the following proposal for collection of information under the provisions of the Paperwork Reduction Act (44 U.S.C. chapter 35). Agency: U.S. Census Bureau. Title: Survey of Construction— Questionnaire for Building Permit Official. OMB Control Number: 0607–0125. Form Number(s): SOC–QBPO. Type of Request: Extension of a currently approved collection. Burden Hours: 225. Number of Respondents: 900. Average Hours per Response: 15 minutes. Needs and Uses: The information collected on the SOC–QBPO is necessary to carry out the sampling for the Survey of Housing Starts, Sales and Completions (OMB number 0607–0110), also known as the Survey of Construction (SOC). Government agencies and private companies use statistics from SOC to monitor and evaluate the large and dynamic housing construction industry. The U.S. Census Bureau is requesting an extension of the currently approved collection, scheduled to expire on May 31, 2014. The SOC–QBPO is an electronic questionnaire. Census Bureau field representatives (FRs) use Computer Assisted Personal Interviewing (CAPI) to collect the data. We will continue to use the current CAPI questionnaire without any revisions and are requesting approval of continued use of the existing questionnaire in the field. PO 00000 Frm 00014 Fmt 4703 Sfmt 9990 16767 The overall length of the interview and the sample size also will not change. The Census Bureau FRs use the SOCQBPO to obtain information on the operating procedures of a permit office. This enables them to locate, classify, list, and sample building permits for residential construction. These permits are used as the basis for the sample selected for SOC. The Manufacturing and Construction Division (MCD), within the Census Bureau, also uses the information to verify and update the geographic coverage of permit offices. Failure to collect this information would make it difficult, if not impossible, to classify accurately and sample building permits for the SOC. The SOC produces data for two principal economic indicators: New Residential Construction (housing starts and housing completions) and New Residential Sales. Information from the SOC is also used in the estimation of the value of new residential construction put in place for the Census Bureau’s data on construction spending. Affected Public: State, local, or tribal government. Frequency: Annually. Respondent’s Obligation: Voluntary. Legal Authority: Title 13 U.S.C., Section 182. OMB Desk Officer: Brian HarrisKojetin, (202) 395–7314. Copies of the above information collection proposal can be obtained by calling or writing Jennifer Jessup, Departmental Paperwork Clearance Officer, (202) 482–0336, Department of Commerce, Room 6616, 14th and Constitution Avenue NW., Washington, DC 20230 (or via the Internet at jjessup@ doc.gov). Written comments and recommendations for the proposed information collection should be sent within 30 days of publication of this notice to Brian Harris-Kojetin, OMB Desk Officer either by fax (202–395– 7245) or email (bharrisk@omb.eop.gov). Dated: March 21, 2014. Glenna Mickelson, Management Analyst, Office of the Chief Information Officer. [FR Doc. 2014–06642 Filed 3–25–14; 8:45 am] BILLING CODE 3510–07–P E:\FR\FM\26MRN1.SGM 26MRN1

Agencies

[Federal Register Volume 79, Number 58 (Wednesday, March 26, 2014)]
[Notices]
[Pages 16763-16767]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2014-06622]


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DEPARTMENT OF AGRICULTURE

Rural Utilities Service


Announcement of Grant and Loan Application Deadlines

AGENCY: Rural Utilities Service, USDA.

ACTION: Notice of funding availability and solicitation of 
applications.

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SUMMARY: The Rural Utilities Service (RUS) announces its Revolving Fund 
Program (RFP) application window for Fiscal Year (FY) 2014. In addition 
to announcing the application window, RUS announces the available 
funding of $1,000,000 for competitive grants.
    The RFP is authorized under section 306(a)(2)(B) of the 
Consolidated Farm and Rural Development Act (Con Act), 7 U.S.C. 1926 
(a)(2)(B). Under the RFP, qualified private, non-profit organizations 
receive RFP grant funds to establish a lending program for eligible 
entities. Eligible entities for the revolving loan fund will be the 
same entities eligible, under paragraph 1 or 2 of Section 306(a) of the 
Con Act, 7 U.S.C. 1926(a)(1) or (b)(2), to obtain a loan, loan 
guarantee, or grant from the RUS Water, Waste Disposal and Wastewater 
loan and grant programs. This year administrative discretion points may 
be awarded for work plans that:
    1. Directs loans to the smallest communities with the lowest 
incomes emphasizing areas where according to the American Community 
Survey data by census tracts show that at least 20% of the population 
is living in poverty. This emphasis will support Rural Development's 
goal of providing 20% of its funding by 2016 to these areas of need.
    2. Directs loans to areas which lack running water, flush toilets, 
and modern sewage disposal systems, and areas which have open sewers 
and high rates of disease caused by poor sanitation, in particular, 
colonias or Substantially Underserved Trust Areas.
    3. Directs loans that emphasize energy and water efficient 
components to reduce costs and increase sustainability of rural 
systems.

DATES: You may submit completed applications for grants on paper or 
electronically according to the following deadlines:
     Paper copies must be postmarked and mailed, shipped, or 
sent overnight no later than May 27, 2014 to be eligible for FY 2014 
grant funding. Late or incomplete applications will not be eligible for 
FY 2014 grant funding.
     Electronic copies must be received by May 27, 2014 to be 
eligible for FY 2014 grant funding. Late or incomplete applications 
will not be eligible for FY 2014 grant funding.

ADDRESSES: You may obtain application guides and materials for the RFP 
program at the Water and Environmental Programs (WEP) Web site: https://www.rurdev.usda.gov/UWP-revolvingfund.html. You may also request 
application guides and materials by contacting Joyce M. Taylor at (202) 
720-0499.
    Submit completed paper applications for RFP grants to the Rural 
Utilities Service, U.S. Department of Agriculture, 1400 Independence 
Ave. SW., Room 2233, STOP 1570, Washington, DC 20250-1570. Applications 
should be marked Attention: Joyce M. Taylor, Water and Environmental 
Programs.
    Submit electronic grant applications at https://www.grants.gov 
(Grants.gov) and follow the instructions you find on that Web site.

FOR FURTHER INFORMATION CONTACT: Joyce M. Taylor, Community Programs 
Specialist, Water Programs Division, U.S. Department of Agriculture, 
Rural Utilities Service, STOP 1570, Room 2233-S, 1400 Independence Ave. 
SW., Washington, DC 20250-1570; Telephone: (202) 720-0499: Fax: (202) 
690-0649.

SUPPLEMENTARY INFORMATION: 

Overview

    Federal Agency: Rural Utilities Service (RUS).
    Funding Opportunity Title: Grant Program to Establish a Fund for 
Financing Water and Wastewater Projects (Revolving Fund Program (RFP)).
    Announcement Type: Solicitation of Applications.

    Catalog of Federal Domestic Assistance (CFDA) Number: 10.864.

    Due Date for Applications: Applications must be mailed, shipped or 
submitted electronically through Grants.gov no later than May 27, 2014 
to be eligible for FY 2014 grant funding.

Items in Supplementary Information

I. Funding Opportunity: Brief introduction to the RFP.
II. Award Information: Available funds, maximum amounts $1,000,000.
III. Eligibility Information: Who is eligible, what kinds of 
projects are eligible, what criteria determine basic eligibility.
IV. Application and Submission Information: Where to get application 
materials, what constitutes a completed application, how and where 
to submit applications, deadlines, items that are eligible.
V. Application Review Information: Considerations and preferences, 
scoring criteria, review standards, selection information.
VI. Award Administration Information: Award notice information, 
award recipient reporting requirements.
VII. Agency Contacts: Web, phone, fax, email, contact name.

I. Funding Opportunity

    Drinking water systems are basic and vital to both health and 
economic development. With dependable water facilities, rural 
communities can attract families and businesses that will invest in the 
community and improve the quality of life for all residents. Without 
dependable water facilities, the communities cannot sustain economic 
development.
    RUS provides financial and technical assistance to help communities 
bring safe drinking water and sanitary, environmentally sound waste 
disposal facilities to rural Americans. It supports the sound 
development of rural communities and the growth of our economy without 
endangering the environment.
    The Revolving Fund Program (RFP) has been established to assist 
communities with water or wastewater systems. Qualified private, non-
profit organizations, who are selected for funding, will receive RFP 
grant funds to establish a lending program for eligible entities. 
Eligible entities for the revolving loan fund will be the same entities 
eligible to obtain a loan, loan guarantee, or grant from the Water and 
Waste Disposal loan and grant programs administered by RUS, under 7 
U.S.C.1926(a)(1) and (2). As grant recipients, the non-profit 
organizations will set up a revolving loan fund to provide loans to 
finance predevelopment costs of water or wastewater projects, or short-
term small capital projects not part of the regular

[[Page 16764]]

operation and maintenance of current water and wastewater systems. The 
amount of financing to an eligible entity shall not exceed $100,000.00 
and shall be repaid in a term not to exceed 10 years. The rate shall be 
determined in the approved grant work plan.

II. Award Information

    Available funds: Rural Development is making $1,000,000 available 
for competitive grants in FY2014.

III. Eligibility Information

A. Who is eligible to apply?

    An applicant is eligible to apply for the RFP grant if it:
    1. Is a private, non-profit organization;
    2. Is legally established and located within one of the following:
    (a) A state within the United States;
    (b) The District of Columbia;
    (c) The Commonwealth of Puerto Rico; or
    (d) A United States territory;
    3. Has the legal capacity and authority to carry out the grant 
purpose;
    4. Has a proven record of successfully operating a revolving loan 
fund to rural areas;
    5. Has capitalization acceptable to the Agency, and is composed of 
at least 51 percent of the outstanding interest or membership being 
citizens of the United States or individuals who reside in the United 
States after being legally admitted for permanent residence;
    6. Has no delinquent debt to the Federal Government;
    7. Has no outstanding judgments to repay a Federal debt;
    8. Demonstrates that it possesses the financial, technical, and 
managerial capability to comply with Federal and State laws and 
requirements;
    9. Corporations that have been convicted of a felony (or had an 
officer or agency acting on behalf of the corporation convicted of a 
felony) within the past 24 months are not eligible. Any Corporation 
that has any unpaid federal tax liability that has been assessed, for 
which all judicial and administrative remedies have been exhausted or 
have lapsed, and that is not being paid in a timely manner pursuant to 
an agreement with the authority responsible for collecting the tax 
liability is not eligible.

B. What are the basic eligibility requirements for a project?

    1. The following activities are authorized under the RFP statute:
    (a) Grant funds must be used to capitalize a revolving fund program 
for the purpose of providing direct loan financing to eligible entities 
for pre-development costs associated with proposed or with existing 
water and wastewater systems, or,
    (b) Short-term costs incurred for equipment replacement, small-
scale extension of services, or other small capital projects that are 
not part of the regular operations and maintenance activities of 
existing water and wastewater systems.
    2. Grant funds may not be used to pay any of the following:
    (a) Payment of the Grant Recipient's administrative costs or 
expenses, or,
    (b) Delinquent debt owed to the Federal Government.

IV. Application and Submission Information

    A. The grant application guide, copies of necessary forms and 
samples, and the RFP regulation are available from these sources:
    1. The Internet: https://www.rurdev.usda.gov/UWP-revolvingfund.html 
or https://www.grants.gov.
    2. For paper copies of these materials, you may call (202) 720-
9589.
    B. You may file an application in either paper or electronic 
format.
    Whether you file a paper or an electronic application, you will 
need a DUNS number.
    1. DUNS Number.
    DUNS Number. The applicant for a grant must supply a Dun and 
Bradstreet Data Universal Numbering System (DUNS) number as part of an 
application. The Standard Form 424 (SF-424) contains a field for the 
DUNS number. The applicant can obtain the DUNS number free of charge by 
calling Dun and Bradstreet. Please see https://fedgov.dnb.com/webform 
for more information on how to obtain a DUNS number or how to verify 
your organization's number. Prior to submitting an application, the 
applicant must register in the System for Award Management (SAM) 
(formerly Central Contractor Registry, (CCR)). Applicants may register 
for the SAM at https://www.sam.gov/portal/public/SAM/. The SAM 
registration must remain active with current information at all times 
while RUS is considering an application or while a Federal Grant Award 
or loan is active. To maintain the registration in the SAM database the 
applicant must review and update the information in the SAM database 
annually from date of initial registration or from the date of the last 
update. The applicant must ensure that the information in the database 
is current, accurate, and complete.
    2. Applications submitted by paper:
    (a) Send or deliver paper applications by the U.S. Postal Service 
(USPS) or courier delivery services to: Water and Environmental 
Programs, Rural Utilities Service, 1400 Independence Avenue SW., 
Attention: Joyce M. Taylor, Mail STOP 1570, Room 2233-S, Washington, DC 
20250-1570.
    (b) For paper applications mail or ensure delivery of an original 
paper application (no stamped, photocopied, or initialed signatures) 
and two copies by the deadline date. The application and any materials 
sent with it become Federal records by law and cannot be returned to 
you.
    3. Electronically submitted applications:
    (a) Applications will not be accepted by fax or electronic mail.
    (b) Electronic applications for grants will be accepted if 
submitted through Grants.gov at https://www.grants.gov.
    (c) Applicants must preregister successfully with Grants.gov to use 
the electronic applications option. Application information may be 
downloaded from Grants.gov without preregistration.
    (d) Applicants who apply through Grants.gov should submit their 
electronic applications before the deadline.
    (e) Grants.gov contains full instructions on all required 
passwords, credentialing, and software. Follow the instructions at 
Grants.gov for registering and submitting an electronic application.
    (f) Grants.gov has two preregistration requirements: A DUNS number 
and an active registration in the SAM. See Item 1 above for 
instructions on obtaining a DUNS number and registering in the SAM.
    C. A complete application must meet the following requirements:
    1. To be considered for support, you must be an eligible entity and 
must submit a complete application by the deadline date. You should 
consult the cost principles and general administrative requirements for 
grants pertaining to their organizational type in order to prepare the 
budget and complete other parts of the application. You also must 
demonstrate compliance (or intent to comply), through certification or 
other means, with a number of public policy requirements.
    2. Applicants must complete and submit the following forms to apply 
for a RFP grant:

(a) Standard Form 424, ``Application for Federal Assistance''
(b) Standard Form 424A, ``Budget Information--Non-Construction 
Programs''

[[Page 16765]]

(c) Standard Form 424B, ``Assurances--Non-Construction Programs''
(d) Standard Form LLL, ``Disclosure of Lobbying Activity''
(e) Form RD 400-1, ``Equal Opportunity Agreement''
(f) Form RD 400-4, ``Assurance Agreement (Under Title VI, Civil Rights 
Act of 1964)

    3. The project proposal should outline the project in sufficient 
detail to provide a reader with a complete understanding of how the 
loan program will work. Explain what you will accomplish by lending 
funds to eligible entities. Demonstrate the feasibility of the proposed 
loan program in meeting the objectives of this grant program. The 
proposal should cover the following elements:
    (a) Present a brief project overview. Explain the purpose of the 
project, how it relates to RUS's purposes, how you will carry out the 
project, what the project will produce, and who will direct it.
    (b) Describe why the project is necessary. Demonstrate that 
eligible entities need loan funds. Quantify the number of prospective 
borrowers or provide statistical or narrative evidence that a 
sufficient number of borrowers will exist to justify the grant award. 
Describe the service area. Address community needs.
    (c) Clearly state your project goals. Your objectives should 
clearly describe the goals and be concrete and specific enough to be 
quantitative or observable. They should also be feasible and relate to 
the purpose of the loan program.
    (d) The narrative should cover in more detail the items briefly 
described in the Project Summary. It should establish the basis for any 
claims that you have substantial expertise in promoting the safe and 
productive use of revolving funds. In describing what the project will 
achieve, you should tell the reader if it also will have broader 
influence. The narrative should address the following points:
    (1) Document your ability to administer and service a revolving 
fund in accordance with the provisions of 7 CFR part 1783.
    (2) Document your ability to commit financial resources to 
establish the RFP with funds your organization controls. This 
documentation should describe the sources of funds other than the RFP 
grant that will be used to pay your operational costs and provide 
financial assistance for projects.
    (3) Demonstrate that you have secured commitments of significant 
financial support from other funding sources, if appropriate.
    (4) List the fees and charges that borrowers will be assessed.
    (e) The work plan must describe the tasks and activities that will 
be accomplished with available resources during the grant period. It 
must show the work you plan to do to achieve the anticipated outcomes, 
goals, and objectives set out for the RFP. The plan must:
    (1) Describe the work to be performed by each person.
    (2) Give a schedule or timetable of work to be done.
    (3) Show evidence of previous experience with the techniques to be 
used or their successful use by others.
    (4) Outline the loan program to include the following: Specific 
loan purposes, a loan application process; priorities, borrower 
eligibility criteria, limitations, fees, interest rates, terms, and 
collateral requirements.
    (5) Provide a marketing plan.
    (6) Explain the mechanics of how you will transfer loan funds to 
the borrowers.
    (7) Describe follow-up or continuing activities that should occur 
after project completion such as monitoring and reporting borrowers' 
accomplishments.
    (8) Describe how the results will be evaluated. The evaluation 
criteria should be in line with the project objectives.
    (9) List all personnel responsible for administering this program 
along with a statement of their qualifications and experience.
    (f) The written justification for projected costs should explain 
how budget figures were determined for each category. It should 
indicate which costs are to be covered by grant funds and which costs 
will be met by your organization or other organizations. The 
justification should account for all expenditures discussed in the 
narrative. It should reflect appropriate cost-sharing contributions. 
The budget justification should explain the budget and accounting 
system proposed or in place. The administrative costs for operating the 
budget should be expressed as a percentage of the overall budget. The 
budget justification should provide specific budget figures, rounding 
off figures to the nearest dollar. Applicants should consult OMB 
Circular A-122: ``Cost Principles for Non-Profit Organizations,'' or 
successor guidance for information about appropriate costs for each 
budget category.
    (g) In addition to completing the standard application forms, you 
must submit:
    (1) Supplementary material that demonstrate that your organization 
is legally recognized under state and Federal law. Satisfactory 
documentation includes, but is not limited to, certificates from the 
Secretary of State, or copies of state statutes or laws establishing 
your organization. Letters from the IRS awarding tax-exempt status are 
not considered adequate evidence.
    (2) A certified list of directors and officers with their 
respective terms.
    (3) Evidence of tax exempt status from the IRS.
    (4) Debarment and suspension information required in accordance 2 
CFR 417, if it applies. The section heading is ``What information must 
I provide before entering into a covered transaction with the 
Department of Agriculture?'' It is part of the Department of 
Agriculture's rules on Government-wide Debarment and Suspension.
    (5) All of your organization's known workplaces by including the 
actual address of buildings (or parts of buildings) or other sites 
where work under the award takes place. Workplace identification is 
required under the drug-free workplace requirements in accordance with 
2 CFR 421. The section heading is ``How and when must I identify 
workplaces?'' It is part of the Department of Agriculture's rules on 
Government-wide Requirements for Drug-Free Workplace (Financial 
Assistance).
    (6) The most recent audit of your organization.
    (7) The following financial statements:
    i. A pro forma balance sheet at start-up and for at least three 
additional years; Balance sheets, income statements, and cash flow 
statements for the last three years.
    ii. If your organization has been formed less than three years, the 
financial statements should be submitted for the periods from inception 
to the present. Projected income and cash flow statements for at least 
three years supported by a list of assumptions showing the basis for 
the projections. The projected income statement and balance sheet must 
include one set of projections that shows the revolving loan fund only 
and a separate set of projections that shows your organization's total 
operations.
    (8) Additional information to support and describe your plan for 
achieving the grant objectives. The information may be regarded as 
essential for understanding and evaluating the project and may be found 
in letters of support, resolutions, policies, and other relevant 
documents. The supplements may be presented in appendices to the 
proposal.

[[Page 16766]]

V. Application Review Information

    A. Within 30 days of receiving your application, RUS will send you 
a letter of acknowledgment. Your application will be reviewed for 
completeness to determine if you included all of the items required. If 
your application is incomplete or ineligible, RUS will return it to you 
with an explanation.
    B. A review team, composed of at least two members, will evaluate 
all applications and proposals. They will make overall recommendations 
based on factors such as eligibility, application completeness, and 
conformity to application requirements. They will score the 
applications based on criteria in the next section.
    C. All applications that are complete and eligible will be ranked 
competitively based on the following scoring criteria:
    1. Degree of expertise and successful experience in making and 
servicing commercial loans, with a successful record, for the following 
number of full years:

(a) At least 1 but less than 3 years--5 points
(b) At least 3 but less than 5 years--10 points
(c) At least 5 but less than 10 years--20 points
(d) 10 or more years--30 points

    2. Extent to which the work plan demonstrates a well thought out, 
comprehensive approach to accomplishing the objectives of this part, 
clearly defines who will be served by the project, clearly articulates 
the problem/issues to be addressed, identifies the service area to be 
covered by the RFP loans and appears likely to be sustainable; Up to 40 
points.
    3. Percentage of applicant contributions. Points allowed under this 
paragraph will be based on written evidence of the availability of 
funds from sources other than the proceeds of an RFP grant to pay part 
of the cost of a loan recipient's project. In-kind contributions will 
not be considered. Funds from other sources as a percentage of the RFP 
grant and points corresponding to such percentages are as follows:

(a) Less than 20%--ineligible
(b) At least 20% but less than 50%--10 points
(c) 50% or more--20 points

    4. Extent to which the goals and objectives are clearly defined, 
tied to the work plan, and are measurable; Up to 15 points.
    5. Lowest ratio of projected administrative expenses to loans 
advanced; Up to 10 points.
    6. The evaluation methods for considering loan applications and 
making RFP loans are specific to the program, clearly defined, 
measurable, and are consistent with program outcomes; Up to 20 points.
    7. Administrator's discretion points may be awarded based on the 
following:
    Emphasis on High Poverty Areas. To the maximum extent possible, 
high attention should be made on directing loans to rural communities 
and rural areas with the lowest incomes with emphasis to areas where at 
least 45% of children qualify for the National School Lunch Program. 
This emphasis will support Rural Development's goal of providing 15% of 
its funding by 2015 to these areas of need.
    Factors include:
    (a) Directs loans to the smallest communities with the lowest 
incomes emphasizing areas where according to the American Community 
Survey data by census tracts show that at least 20% of the population 
is living in poverty. This emphasis will support Rural Development's 
goal of providing 20% of its funding by 2016 to these areas of need.
    (b) Directs loans to areas which lack running water, flush toilets, 
and modern sewage disposal systems, and areas which have open sewers 
and high rates of disease caused by poor sanitation, in particular, 
colonias or Substantially Underserved Trust Areas.
    (c) Directs loans that emphasize energy and water efficient 
components to reduce costs and increase sustainability of rural 
systems;
    Up to 10 points.

VI. Award Administration Information

    A. RUS will rank all qualifying applications by their final score. 
Applications will be selected for funding, based on the highest scores 
and the availability of funding for RFP grants. Each applicant will be 
notified in writing of the score its application receives.
    B. In making its decision about your application, RUS may determine 
that your application is:
    1. Eligible and selected for funding,
    2. Eligible but offered fewer funds than requested,
    3. Eligible but not selected for funding, or
    4. Ineligible for the grant.
    C. In accordance with 7 CFR Part 1900, subpart B, you generally 
have the right to appeal adverse decisions. Some adverse decisions 
cannot be appealed. For example, if you are denied RUS funding due to a 
lack of funds available for the grant program, this decision cannot be 
appealed. However, you may make a request to the National Appeals 
Division (NAD) to review the accuracy of our finding that the decision 
cannot be appealed. The appeal must be in writing and filed at the 
appropriate Regional Office, which can be found at https://www.nad.usda.gov/ or by calling (703) 305-1166.
    D. Applicants selected for funding will complete a grant agreement, 
which outlines the terms and conditions of the grant award.
    E. Grantees will be reimbursed as follows:
    1. SF-270, ``Request for Advance or Reimbursement,'' will be 
completed by the grantee and submitted to either the State or National 
Office not more frequently than monthly.
    2. Upon receipt of a properly completed SF-270, the funds will be 
requested through the field office terminal system. Ordinarily, payment 
will be made within 30 days after receipt of a proper request for 
reimbursement.
    3. Grantees are encouraged to use women- and minority-owned banks 
(a bank which is owned at least 50 percent by women or minority group 
members) for the deposit and disbursement of funds.
    F. Any change in the scope of the project, budget adjustments of 
more than 10 percent of the total budget, or any other significant 
change in the project must be reported to and approved by the approval 
official by written amendment to the grant agreement. Any change not 
approved may be cause for termination of the grant.
    G. Grantees shall constantly monitor performance to ensure that 
time schedules are being met, projected work by time periods is being 
accomplished, and other performance objectives are being achieved. The 
Grantee will provide project reports as follows:
    1. SF-269, ``Financial Status Report (short form),'' and a project 
performance activity report will be required of all grantees on a 
quarterly basis, due 30 days after the end of each quarter.
    2. A final project performance report will be required with the 
last SF-269 due 90 days after the end of the last quarter in which the 
project is completed. The final report may serve as the last quarterly 
report.
    3. All multi-State grantees are to submit an original of each 
report to the National Office. Grantees serving only one State are to 
submit an original of each report to the State Office. The project 
performance reports should detail, preferably in a narrative format, 
activities that have transpired for the specific time period.

[[Page 16767]]

    H. The grantee will provide an audit report or financial statements 
as follows:
    1. Grantees expending $500,000 or more Federal funds per fiscal 
year will submit an audit conducted in accordance with OMB Circular A-
133, or successor guidance. The audit will be submitted within 9 months 
after the grantee's fiscal year. Additional audits may be required if 
the project period covers more than one fiscal year.
    2. Grantees expending less than $500,000 will provide annual 
financial statements covering the grant period, consisting of the 
organization's statement of income and expense and balance sheet signed 
by an appropriate official of the organization. Financial statements 
will be submitted within 90 days after the grantee's fiscal year.
    3. Recipient and Subrecipient Reporting.
    The applicant must have the necessary processes and systems in 
place to comply with the reporting requirements for first-tier sub-
awards and executive compensation under the Federal Funding 
Accountability and Transparency Act of 2006 in the event the applicant 
receives funding unless such applicant is exempt from such reporting 
requirements pursuant to 2 CFR part 170, Sec.  170.110(b). The 
reporting requirements under the Transparency Act pursuant to 2 CFR 
part 170 are as follows:
    (a) First Tier Sub-Awards of $25,000 or more in non-Recovery Act 
funds (unless they are exempt under 2 CFR part 170) must be reported by 
the Recipient to https://www.fsrs.gov no later than the end of the month 
following the month the obligation was made. Please note that currently 
underway is a consolidation of eight federal procurement systems, 
including the Sub-award Reporting System (FSRS), into one system, the 
System for Award Management (SAM). As result the FSRS will soon be 
consolidated into and accessed through https://www.sam.gov/portal/public/SAM/.
    (b) The Total Compensation of the Recipient's Executives (5 most 
highly compensated executives) must be reported by the Recipient (if 
the Recipient meets the criteria under 2 CFR part 170) to https://www.sam.gov/portal/public/SAM/ by the end of the month following the 
month in which the award was made.
    (c) The Total Compensation of the Subrecipient's Executives (5 most 
highly compensated executives) must be reported by the Subrecipient (if 
the Subrecipient meets the criteria under 2 CFR part 170) to the 
Recipient by the end of the month following the month in which the 
subaward was made.

VII. Agency Contacts

    A. Web site: https://www.usda.gov/rus/water. The Rural Utilities 
Service Web site maintains up-to-date resources and contact information 
for the RFP.
    B. Phone: 202-720-9589.
    C. Fax: 202-690-0649.
    D. Email: JoyceM.Taylor@wdc.usda.gov.
    E. Main point of contact: Joyce M. Taylor, Community Programs 
Specialist, Water and Environmental Programs, Water Programs Division, 
Rural Utilities Service, U.S. Department of Agriculture.

    Dated: February 26, 2014.
John Charles Padalino,
Administrator, Rural Utilities Service.
[FR Doc. 2014-06622 Filed 3-25-14; 8:45 am]
BILLING CODE P
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