Gross Combination Weight Rating; Definition, 15245-15250 [2014-05502]
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Federal Register / Vol. 79, No. 53 / Wednesday, March 19, 2014 / Rules and Regulations
Small Business Regulatory Enforcement
Fairness Act of 1996, generally provides
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report containing this rule and other
required information to the U.S. Senate,
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List of Subjects in 45 CFR Part 156
Administrative appeals,
Administrative practice and procedure,
Administration and calculation of
advance payments of premium tax
credit, Advertising, Advisory
Committees, Brokers, Conflict of
interest, Consumer protection, Costsharing reductions, Grant programshealth, Grants administration, Health
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For the reasons set forth in the
preamble, the Department of Health and
Human Services amends 45 CFR part
156 as set forth below:
standards and requirements applicable
to issuers offering QHPs in the
Federally-facilitated Exchange,
including but not limited to issuer
standards and requirements under parts
153 and 156 of this subchapter;
*
*
*
*
*
3. Section 156.1250 is added to read
as follows:
■
§ 156.1250 Acceptance of certain third
party payments.
Issuers offering individual market
QHPs, including stand-alone dental
plans, must accept premium and costsharing payments from the following
third-party entities on behalf of plan
enrollees:
(a) Ryan White HIV/AIDS Program
under title XXVI of the Public Health
Service Act;
(b) Indian tribes, tribal organizations
or urban Indian organizations; and
(c) State and Federal Government
programs.
Dated: March 11, 2014.
Marilyn Tavenner,
Administrator, Centers for Medicare &
Medicaid Services.
Approved: March 12, 2014.
Kathleen Sebelius,
Secretary, Department of Health and Human
Services.
[FR Doc. 2014–06031 Filed 3–14–14; 4:15 pm]
BILLING CODE 4150–01–P
DEPARTMENT OF TRANSPORTATION
Federal Motor Carrier Safety
Administration
15245
For access to the docket to
read background documents, including
those referenced in this document, or to
read comments received, go to https://
www.regulations.gov at any time and
insert ‘‘FMCSA–2012–0156’’ in the
‘‘Keyword’’ box, and then click
‘‘Search.’’ The docket is also available
by going to the ground floor, Room
W12–140, DOT Building, 1200 New
Jersey Avenue SE., Washington, DC,
between 9 a.m. and 5 p.m., e.t., Monday
through Friday, except Federal holidays.
ADDRESSES:
Mr.
Gary Siekmann, Office of Enforcement,
Federal Motor Carrier Safety
Administration, 1200 New Jersey
Avenue SE., Washington, DC 20590–
0001, by telephone at (202) 493–0442 or
via email at Garry.Siekmann@dot.gov.
Office hours are from 9 a.m. to 5 p.m.
e.t., Monday through Friday, except
Federal holidays. If you have questions
on viewing material in the docket,
contact Docket Operations (202) 366–
9826.
FOR FURTHER INFORMATION CONTACT:
SUPPLEMENTARY INFORMATION:
I. Executive Summary
Purpose and Summary of the Major
Provisions
This rule clarifies the applicability
and improves the enforceability of the
safety regulations by redefining GCWR.
This revised definition provides a
uniform means for motor carriers,
drivers, and enforcement officials to
determine whether a driver operating a
combination vehicle is subject to the
commercial driver’s license (CDL)
requirements (49 CFR Part 383) or the
general safety requirements (49 CFR Part
390). This rule also responds to a
petition filed by the Commercial
Vehicle Safety Alliance (CVSA) on
February 14, 2008, seeking changes in
the definition of ‘‘gross combination
weight rating.’’
PART 156—HEALTH INSURANCE
ISSUER STANDARDS UNDER THE
AFFORDABLE CARE ACT, INCLUDING
STANDARDS RELATED TO
EXCHANGES
49 CFR Parts 383 and 390
■
1. The authority citation for part 156
continues to read as follows:
Gross Combination Weight Rating;
Definition
Authority: Title I of the Affordable Care
Act, sections 1301–1304, 1311–1313, 1321–
1322, 1324, 1334, 1342–1343, 1401–1402,
Pub. L. 111–148, 124 Stat. 119 42 U.S.C.
18021–18024, 18031–18032, 18041–18042,
18044, 18054, 18061, 18063, 18071, 18082,
26 U.S.C. 36B, and 31 U.S.C. 9701).
AGENCY:
Benefits and Costs
FMCSA amends the Federal
Motor Carrier Safety Regulations
(FMCSRs) by revising the definition of
‘‘gross combination weight rating’’ (or
GCWR) to clarify the applicability of the
Agency’s safety regulations for singleunit trucks (vehicles other than truck
tractors) when they are towing trailers,
and the GCWR information is not
included on the vehicle manufacturer’s
certification label.
DATES: The final rule is effective April
18, 2014.
This action only clarifies the
definition of GCWR to eliminate
confusion surrounding the language of
the previous definition and longstanding enforcement practices. The
rule provides clear criteria for
determining the applicability of the
FMCSRs when the GCWR is the
deciding factor. Costs, if any, will be
borne by motor carriers and drivers who
had previously concluded, based on the
wording of the GCWR definition, that
their operations were not subject to
certain safety regulations, but now will
comply with the applicable rules.
2. Section 156.805 is amended by
revising paragraph (a)(1) to read as
follows:
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■
§ 156.805 Bases and process for imposing
civil money penalties in Federally-facilitated
Exchanges.
(a) * * *
(1) Misconduct in the Federallyfacilitated Exchange or substantial noncompliance with the Exchange
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[Docket No. FMCSA–2012–0156]
RIN 2126–AB70; Formerly RIN 2126–AB53
Federal Motor Carrier Safety
Administration (FMCSA), DOT.
ACTION: Final rule.
SUMMARY:
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II. Legal Basis for the Rulemaking
This final rule is based on the
authority of the Motor Carrier Act of
1935 (1935 Act) and the Motor Carrier
Safety Act of 1984 (MCSA or 1984 Act),
both of which provide broad discretion
to the Secretary of Transportation
(Secretary) in implementing their
provisions. In addition, this rule is
based on the broad authority of the
Commercial Motor Vehicle Safety Act of
1986 (CMVSA) [49 U.S.C. Chapter 313].
The 1935 Act provides that the
Secretary may prescribe requirements
for (1) qualifications and maximum
hours of service of employees of, and
safety of operation and equipment of, a
motor carrier [49 U.S.C. 31502(b)(1)],
and (2) qualifications and maximum
hours of service of employees of, and
standards of equipment of, a motor
private carrier, when needed to promote
safety of operation [49 U.S.C.
31502(b)(2)]. The amendments made by
this rule are based on the Secretary’s
authority to regulate the safety and
standards of equipment of for-hire and
private carriers.
The 1984 Act gives the Secretary
concurrent authority to regulate drivers,
motor carriers, and vehicle equipment
[49 U.S.C. 31136(a)]. Section 31136(a)
requires the Secretary to publish
regulations on commercial motor
vehicle (CMV) safety. Specifically, the
Act sets forth minimum safety standards
to ensure that (1) CMVs are maintained,
equipped, loaded, and operated safely
[49 U.S.C. 31136(a)(1)]; (2) the
responsibilities imposed on operators of
CMVs do not impair their ability to
operate the vehicles safely [49 U.S.C.
31136(a)(2)]; (3) the physical condition
of CMV operators is adequate to enable
them to operate the vehicles safely [49
U.S.C. 31136(a)(3)]; and (4) the
operation of CMVs does not have a
deleterious effect on the physical
condition of the operators [49 U.S.C.
31136(a)(4)]. Section 32911 of the
Moving Ahead for Progress in the 21st
Century Act (MAP–21) [Pub. L. 112–
141, 126 Stat. 405, 818, July 6, 2012]
enacted a fifth requirement, i.e., that the
regulations ensure that ‘‘(5) an operator
of a commercial motor vehicle is not
coerced by a motor carrier, shipper,
receiver, or transportation intermediary
to operate a commercial motor vehicle
in violation of a regulation promulgated
under this section, or chapter 51
[Transportation of Hazardous Material]
or chapter 313 [Commercial Motor
Vehicle Operators] of this title’’ [49
U.S.C. 31136(a)(5)].
This action clarifies the applicability
and improves the enforceability of
GCWR within the safety regulations.
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This gives motor carriers and the drivers
they employ a practical means of
determining whether any combination
vehicle is subject to the Federal safety
regulations concerning licensing,
equipment, and inspection, repair and
maintenance, consistent with 49 U.S.C.
31136(a)(1). This action will also result
in consistent application of the rules by
Federal and State enforcement
personnel. This rule does not address
the responsibilities or physical
condition of drivers covered by 49
U.S.C. 31136(a)(2) and (3), respectively,
and deals with 49 U.S.C. 31136(a)(4)
only to the extent that a vehicle
operated in accordance with the safety
regulations is less likely to have a
deleterious effect on the physical
condition of a driver. FMCSA has
considered the costs and benefits of the
rule, as required by 49 U.S.C.
31136(c)(2)(A) and 31502(d).
With regard to 49 U.S.C. 31136(a)(5),
this rule does not change the longstanding prohibitions and penalties
against operating a CMV, as defined
either in 49 CFR 383.5 or 49 CFR 390.5,
without complying with applicable
requirements. Among other things,
motor carriers are currently prohibited
from using unqualified CMV drivers;
and unqualified drivers are currently
prohibited from operating CMVs. This
rule has only a limited effect on the risk
of driver coercion by motor carriers,
shippers, receivers, or transportation
intermediaries. This action enables
drivers and the entities that are in a
position to coerce drivers into violating
the FMCSRs to determine with a greater
degree of certainty whether particular
vehicle configurations meet either of the
CMV definitions under 49 CFR Parts
383 or 390. This will help eliminate
differences of opinion between drivers
and other entities regarding the
applicability of the rules and previously
published guidance. As a result, entities
in a position to coerce drivers to operate
in violation of the CDL requirements (49
CFR Part 383) or certain safety
regulations (49 CFR Parts 390–399) will
either ensure each of their decisions is
consistent with the rules or be unable to
avoid the fact that any decision
inconsistent with the rules represents an
act of coercion. The Agency expects the
rule to reduce the risk of driver
coercion.
The CMVSA required the Secretary of
Transportation, after consultation with
the States, to prescribe regulations on
minimum uniform standards for the
issuance of CDLs by the States and the
information to be contained on each
license (49 U.S.C. 31305, 31308). This
action provides a uniform means for
motor carriers, drivers, and enforcement
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officials to determine whether a driver
operating a combination vehicle is
subject to the CDL requirements.
III. Background
The term CMV is defined differently
in 49 CFR 383.5 and 390.5, as required
by the underlying statutes (the CMVSA
and the MCSA, respectively). Both
regulatory definitions, however, like
their statutory equivalents, depend (in
part) on the GVWR or GVW, whichever
is greater, to determine whether a
single-unit vehicle is a CMV for
purposes of the relevant safety
regulations. Although neither the MCSA
nor the CMVSA referred explicitly to
combination vehicles, Congress clearly
did not intend to exempt this huge
population of vehicles from the safety
regulations applicable to CMVs.
FMCSA, therefore adapted the statutory
language used for single-unit vehicles to
combination vehicles, substituting
GCWR or GCW, whichever is greater, for
GVWR or GVW.1 Because GVW and
GCW are used in the regulatory
definitions of CMV in parts 383 and
390, enforcement officials and motor
carriers may determine the applicability
of the safety regulations simply by
weighing the vehicles. In many
situations, however, scales are not
readily available. That deficiency
increases the importance of correctly
determining the GCWR by alternate
means to decide whether a combination
is a CMV. Drivers, carriers and
enforcement officials should not have to
search manufacturers’ product literature
for the GCWR or FMCSA’s Web site or
commercial publications for regulatory
guidance. Instead, they should be able
to rely on codified regulations that are
accessible and easy to understand and
implement.
On February 14, 2008, the CVSA
petitioned FMCSA, among other things,
to change the definition of GCWR which
it said was ‘‘proving problematic for
inspectors and industry when
determining what is considered to be a
CMV and when a CDL is required.’’ The
Agency granted the petition on August
18, 2011, and agreed to initiate a
rulemaking. On August 27, 2012,
FMCSA published a direct final rule
(DFR) pursuant to 49 CFR 389.39 to
amend the definition of GCWR (77 FR
51706). The FMCSA received several
adverse comments, resulting in the
withdrawal of the DFR (77 FR 65497,
Oct. 29, 2012) and the subsequent republication of the proposed GCWR
1 Gross combination weight rating (GCWR) is
defined in 49 CFR 383.5 and 390.5.
Gross vehicle weight rating (GVWR) is defined in
49 CFR 383.5 and 390.5.
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definition as a notice of proposed
rulemaking (NPRM) (78 FR 26575, May
7, 2013, under Regulatory Identification
Number 2126–AB53). The adverse
comments to the DFR were addressed in
the NPRM.
IV. Discussion of Comments
FMCSA received 12 comments in
response to the NPRM. The commenters
included the CVSA, the New York State
Department of Motor Vehicles (NY
DMV), the Truck and Engine
Manufacturers Association (EMA), SAE
International (SAE) [formerly the
Society of Automotive Engineers],
NTEA (formerly National Truck
Equipment Association), the Truck
Trailer Manufacturers Association
(TTMA), and a few individuals. Five
commenters favored the proposed rule,
six opposed it (for different reasons),
and one comment did not directly
address the proposed change.
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Comments Supporting NPRM
A statement in support of the
proposed rule was provided by ‘‘R.S.’’
in an on-line comment: ‘‘It’s about time.
New definition is finally correct and
makes it easy for people to understand.’’
Dave Schofield expressed the same
view.
The NY DMV said that ‘‘[t]he
proposed rule clarifies the applicability
of the safety regulations and provides a
uniform means for motor carriers,
drivers, and Federal and State
enforcement officials to determine
whether a driver operating a
combination vehicle that does not
display a GCWR, is subject to the CDL
requirements. New York State extends
our support to this new proposed
definition.’’
CVSA said that it ‘‘strongly supports
FMCSA’s proposal to change the
definition of ‘Gross Combination Weight
Rating’ in Parts 383 and 390 to read’’ as
indicated in the NPRM.
EMA commented that ‘‘we support
FMCSA’s proposed new GCWR
definition. . . . [M]ost trucks and
tractors do not include a GCWR on the
FMVSS certification label, and when
they do it could be misleading.
Accordingly, we agree with FMCSA that
the GCWR specified on the certification
label of a truck or truck tractor should
only serve as an optional element of the
GCWR definition. The better method for
determining the GCWR of a combination
vehicle is to add the GVWRs or GVWs
of the power unit and the towed
unit(s).’’
FMCSA Response: The Agency agrees
with their comments.
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Comments Opposing NPRM
Michael J. Schmidt, Sr., objected to
‘‘any change’’ in the current regulations.
‘‘The bottom line is that enforcement
must have scales. The current regulation
is sufficient as it reads.’’
NTEA ‘‘supports the FMCSA’s goal
. . . and offers further
clarification. . . . By creating a
definition that starts out by referencing
a GCWR figure on the certification label,
we believe many enforcement officials
will assume that the certification labels
require such a figure. Even today, it is
not uncommon for an enforcement
official to assume the GCWR is required.
When they see a label without a GCWR
figure they will, incorrectly, cite the
driver/owner for a false or incorrect
label. . . . The definition as proposed,
while well intentioned, is likely to
exacerbate this situation.’’ NTEA
therefore recommended that GCWR be
defined simply as the GVWR of the
towing unit added to the GVWR of the
trailer(s).
‘‘SAE and the SAE Tow Vehicle
Trailer Rating Committee (SAE TVTRC)
do not believe [the proposed definition]
is an appropriate methodology for
determining GCWR. . . . GCWR covers
performance requirements for systems
including (but not limited to) power
unit engine, transmission, drive axle,
powertrain cooling, steering,
suspension, brake and structural
systems, and as such, can only properly
be determined by the power unit
manufacturer. Summing the GVW or
GVWR values of power unit and towed
unit(s) may result in an actual Gross
Combination Weight condition but it
will not necessarily produce a Gross
Combination Weight RATING, as the
resultant may not even be close to the
value tested and validated by the power
unit manufacturer. . . . Law
enforcement difficulties in determining
GCWR for means of enforcement should
not lead to a change in definition of
GCWR, but rather a change in how the
value is communicated and displayed.’’
John F. Nowak raised several
objections to the proposed GCWR
definition. Although the first element of
the definition is the ‘‘value specified by
the manufacturer of the power unit if
displayed on the Federal Motor Vehicle
Safety Standard (FMVSS) certification
label required by the National Highway
Traffic Safety Administration,’’ he
pointed out that few manufacturers
actually list the GCWR on the
certification label. Mr. Nowak also
noted that the second element of the
definition allows other ‘‘means [to] be
used to determine GCWR information
even if the [manufacturer’s GCWR]
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15247
information is posted on the
certification label.’’ He believes that a
‘‘revision to the definition of GCWR by
FMCSA must also include a revision to
the NHTSA certification label to require
the display of GCWR on said label.’’ In
his view, ‘‘[d]isplay of the GCWR on the
certification label would solve the
problem . . .’’
Mr. Nowak’s second major contention
is that the proposed definition could
promote unsafe practices. Combining
the GVWR of the towing vehicle and
GVWR of the trailer could produce a
GCWR higher than that specified by the
manufacturer of the towing vehicle
(though rarely listed on the NHTSA
certification label). As a result, the
definition might reduce safety because
‘‘the driver and or carrier may assume
that the [Agency’s GCWR] number . . .
is an accurate and safe rating for the
towing vehicle. . . . It is imperative
that the FMCSA drop the sum of the
GVWRs definition and work with
NHTSA to post the GCWR rating on the
certification to promote safe operation
of combination vehicles.’’
TTMA and John Gregg argued that the
GCWR of a vehicle should be the sum
of its gross axle weight ratings (GAWR).
TTMA, like Mr. Nowak, was ‘‘concerned
that the proposed rule . . . might allow
for situations where combination
vehicles are dangerously
overloaded. . . . [W]e suggest that the
rule for GCWR . . . be amended to show
that in no case shall the GCWR exceed
the sum of the [GAWRs] of the power
unit and the towed unit(s).’’ Mr. Gregg
pointed out that ‘‘[t]he GCW is not the
sum of the GVWs when the connections
between the vehicles transfer vertical
loads, such as 5th wheel hitches. With
load bearing couplers a portion of the
GVW of one vehicle is included in the
GVW of the other. The GCW is actually
the sum of the Gross Axle Weights
(GAW) of the vehicles in the
combination.’’
FMCSA Response: The
recommendation to require
manufacturers to list the GCWR on the
certification label is beyond the scope of
this rulemaking. The Agency notes that
a manufacturer’s GCWR label would not
resolve certain situations, e.g., when the
driver of a combination vehicle with a
GCWR below the relevant jurisdictional
threshold (10,001 or 26,001 pounds)
appears to have loaded the vehicle and
trailer beyond those values. This
question could be decided only by the
use of scales. The manufacturer’s GCWR
alone could not, and should not, exempt
the driver of an overloaded vehicle from
the applicable regulatory requirements.
While the FMCSA agrees that the
display of the GCWR information on the
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certification label would be helpful, the
Agency does not have the authority to
adopt that requirement. That long-term
approach would leave the enforcement
community and the industry without a
practical solution for the short term. The
NPRM focused on a more immediate
approach with minimal economic
impact to the industry.
FMCSA does not share SAE’s
apparent belief that vehicle operators
would load their combinations to a
GCWR allowed by this rule that might
exceed the GCWR established by the
manufacturer of the towing vehicle. The
Truck & Engine Manufacturers
Association also expressed no concern
over that possibility.
A GCWR established by adding two
(or more) GVWRs should not be
construed as the Agency’s promotion of
excessive and unsafe weights for that
combination. State and Federal laws set
strict limits on the axle weight and gross
weight of combination vehicles,
irrespective of their GCWR. This rule
does not affect those limits; it simply
ensures that drivers and carriers who
combine towing vehicles and trailers of
sufficient GVWR—in various ways that
FMCSA cannot control—are not
excused from compliance with the
appropriate safety regulations. As for
NTEA’s concern that the first element of
the definition—listing of the
manufacturer’s GCWR on the NHTSA
certification label—would lead
enforcement officers to assume that
such a listing is required, we believe
that the normal training procedures of
the Agency and its State partners would
reduce any such misunderstanding to
insignificance. NTEA supported the
second element of the definition, which
defines GCWR as (among other things)
the combined GVWRs of the towing unit
and trailer.
Mr. Nowak pointed out that the
second method of determining GCWR
could be used ‘‘even if the [GCWR]
information is posted on the
certification label.’’ The Agency agrees
that even if the manufacturer’s GCWR
were displayed on the NHTSA label, the
proposed definition would use the sum
of the GVWRs as the GCWR if that sum
exceeded the value specified by the
manufacturer.
FMCSA declines to give further
consideration to the proposal to treat
GCWR as the sum of the GAWRs. While
a comment that constitutes a ‘‘logical
outgrowth’’ of an NPRM may be
considered ‘‘within the scope’’ of a
rulemaking under the requirements of
the Administrative Procedure Act,
adoption of a far-reaching alternative
regulatory scheme, like that proposed by
TTMA and Mr. Gregg, without prior
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discussion would test the limits of those
doctrines.
Removal of Regulatory Guidance
The NPRM proposed to remove
FMCSA’s regulatory guidance on certain
issues because the revised GCWR
definition would make it unnecessary.
The Agency is withdrawing questions 3
and 4 to 49 CFR 383.5 (62 FR 16369,
16395, April 4, 1997) and questions 3,
4, and 11 to 49 CFR 390.5 (62 FR 16369,
16406–16407, April 4, 1997). The text of
the guidance to those questions was
included in the NPRM at 78 FR 26578–
26579.
V. Discussion of Regulatory Changes in
Sections 383.5 and 390.5
Both the previous and revised
definitions of GCWR include two
alternative methods of determining
GCWR, but the revised definition is
simpler to understand and apply.
The first method of establishing
GCWR is changed from ‘‘the value
specified by the manufacturer as the
loaded weight of a combination
(articulated) motor vehicle’’ to ‘‘[a]
value specified by the manufacturer of
the power unit, if such value is
displayed on the Federal Motor Vehicle
Safety Standard (FMVSS) certification
label required by the National Highway
Traffic Safety Administration.’’ The
revised definition is simpler and easier
to understand.
The alternative method of establishing
GCWR applies irrespective of the
manufacturer’s GCWR. The previous
definition said that ‘‘[i]n the absence of
a value specified by the manufacturer,
GCWR will be determined by adding the
GVWR of the power unit and the total
weight of the towed unit and any load
thereon.’’ As explained above, this
meant that scales were typically needed
to determine GCWR. The revised
definition is ‘‘[t]he sum of the gross
vehicle weight ratings (GVWRs) or the
gross vehicle weights (GVWs) of the
power unit and the towed units, or any
combination thereof, that produces the
highest value.’’ This method retains the
option of weighing combination
vehicles, but also adopts an enforcement
practice that was widely, though
informally, used over the years, namely
adding the GVWR of the truck and
trailer. While this method may
occasionally produce a GCWR higher
than that specified by the manufacturer,
it reflects what motor carriers and
drivers are actually doing. Many vehicle
operators load up to (and sometimes
beyond) the maximum their towing
units and (especially) trailers can
handle, which they generally assume to
be the combined GVWRs. When these
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combined GVWRs exceed the weight
thresholds for the safety regulations
(10,001 pounds) or the CDL regulations
(26,001 pounds), the operators will be
held accountable. The new definition
also allows enforcement officers to
combine actual weights with GVWRs
and to treat the heaviest combined value
as the GCWR.
Finally, the revised definition
provides that GCWR will be the value
produced by either the first or second
method, whichever gives the higher
value. An ‘‘exception’’ has been added
to the definition. Some heavy-duty
pickup trucks and lighter-duty straight
trucks have GCWRs set by the
manufacturer that are well above the
10,001-pound threshold for application
of the general safety regulations; others
have manufacturer-established GCWRs
that are above the 26,001-pound
threshold required for a CDL. Yet many
of these vehicles are often operated
without trailers, or with very small
trailers. In the absence of evidence that
these vehicles are being used in
‘‘combination,’’ that is, to tow trailers,
FMCSA believes it would be unfair (and
for reasons of safety unnecessary) to use
the manufacturer’s GCWR to decide
whether the driver and carrier must
comply with the safety or CDL
regulations. The final GCWR definition
therefore includes an exception: ‘‘The
GCWR of the power unit will not be
used to define a commercial motor
vehicle when the power unit is not
towing another vehicle.’’
VI. Regulatory Analyses
E.O. 12866 (Regulatory Planning and
Review and DOT Regulatory Policies
and Procedures as Supplemented by
E.O. 13563)
FMCSA has determined that this rule
is not a significant regulatory action
within the meaning of Executive Order
(E.O.) 12866, as supplemented by E.O.
13563 (76 FR 3821, January 21, 2011),
or within the meaning of DOT
regulatory policies and procedures
(DOT Order 2100.5 dated May 22, 1980;
44 FR 11034, February 2, 1979). While
this rule may affect some carriers and
drivers not currently subject to some or
all of the FMCSRs, the Agency is unable
to quantify this effect. This rulemaking
only clarifies the definition of GCWR to
eliminate confusion surrounding the
language of the existing definition and
acknowledges long-standing
enforcement practices. The rule will
provide clear criteria for determining
the applicability of the FMCSRs when
the GCWR is the deciding factor. The
cost, if any, will be borne by motor
carriers and drivers who had previously
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concluded, based on the wording of the
definition of GCWR, that their
operations were not subject to certain
safety regulations, but who now will
comply with the applicable rules. The
Agency believes this population to be
negligible, and that the costs of the rule
would not begin to approach the $100
million annual threshold for economic
significance. The Agency does not
expect the final rule to generate
substantial congressional or public
interest. No member of congress
commented on the NPRM and the
public response was limited. This rule
therefore has not been formally
reviewed by the Office of Management
and Budget (OMB).
wreier-aviles on DSK5TPTVN1PROD with RULES
Regulatory Flexibility Act
The Regulatory Flexibility Act of 1980
(5 U.S.C. 601 et seq.) requires Federal
agencies to consider the effects of the
regulatory action on small business and
other small entities and to minimize any
significant economic impact. The term
‘‘small entities’’ comprises small
businesses and not-for-profit
organizations that are independently
owned and operated and are not
dominant in their fields and
governmental jurisdictions with
populations of less than 50,000.
Accordingly, DOT policy requires an
analysis of the impact of all regulations
on small entities and mandates that
agencies strive to lessen any adverse
effects on these businesses.
Under the Regulatory Flexibility Act,
as amended by the Small Business
Regulatory Enforcement Fairness Act of
1996 (Title II, Pub. L. 104–121, 110 Stat.
857, March 29, 1996), this final rule is
not expected to have a significant
economic impact on a substantial
number of small entities because it
would only clarify existing rules by
providing clear objective criteria for
determining the applicability of the
FMCSRs when the GCWR is not
included on the FMVSS certification
label required by NHTSA.
Consequently, I certify that the final rule
would not have a significant economic
impact on a substantial number of small
entities.
Assistance for Small Entities
Under section 213(a) of the Small
Business Regulatory Enforcement
Fairness Act of 1996, FMCSA wants to
assist small entities in understanding
the effects of this final rule. While the
Agency believes that the rule will
adversely affect few, if any, small
businesses, organizations, or
governmental jurisdictions, any
questions concerning its provisions or
options for compliance should be
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directed to, the FMCSA personnel listed
in the FOR FURTHER INFORMATION
CONTACT section of the final rule.
Small businesses may send comments
on the actions of Federal employees
who enforce or otherwise determine
compliance with Federal regulations to
the Small Business Administration’s
Small Business and Agriculture
Regulatory Enforcement Ombudsman
and the Regional Small Business
Regulatory Fairness Boards. The
Ombudsman evaluates these actions
annually and rates each agency’s
responsiveness to small business. If you
wish to comment on actions by
employees of FMCSA, call 1–888–REG–
FAIR (1–888–734–3247). DOT has a
policy ensuring the rights of small
entities to regulatory enforcement
fairness and an explicit policy against
retaliation for exercising these rights.
Unfunded Mandates Reform Act of 1995
This final rule does not impose an
unfunded Federal mandate, as defined
by the Unfunded Mandates Reform Act
of 1995 (2 U.S.C. 1532 et seq.), resulting
in the expenditure by State, local, and
tribal governments, in the aggregate, or
by the private sector, of $151 million
(which is the 2012 inflation-adjusted
value of the 1995 threshold of $100
million) or more in any 1 year.
E.O. 13132 (Federalism)
A rule has Federalism implications if
it has a substantial direct effect on State
or local governments and would either
preempt State law or impose a
substantial direct cost of compliance on
the States. FMCSA has analyzed this
final rule under E.O. 13132 and
determined that it does not have
Federalism implications.
E.O. 12988 (Civil Justice Reform)
This final rule meets applicable
standards in sections 3(a) and 3(b)(2) of
E.O. 12988, Civil Justice Reform, to
minimize litigation, eliminate
ambiguity, and reduce burden.
E.O. 13045 (Protection of Children)
FMCSA analyzed this action under
E.O. 13045, Protection of Children from
Environmental Health Risks and Safety
Risks. The Agency determined that this
final rule does not create an
environmental risk to health or safety
that may disproportionately affect
children.
E.O. 12630 (Taking of Private Property)
FMCSA reviewed this final rule in
accordance with E.O. 12630,
Governmental Actions and Interference
with Constitutionally Protected Property
Rights, and has determined it does not
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15249
effect a taking of private property or
otherwise have taking implications.
Privacy Impact Assessment
Section 522 of title I of division H of
the Consolidated Appropriations Act,
2005, enacted December 8, 2004 (Pub. L.
108–447, 118 Stat. 2809, 3268, 5 U.S.C.
552a note), requires the Agency to
conduct a privacy impact assessment
(PIA) of a regulation that will affect the
privacy of individuals. This rule does
not require the collection of any
personally identifiable information.
The Privacy Act (5 U.S.C. 552a)
applies only to Federal agencies and any
non-Federal agency that receives
records contained in a system of records
from a Federal agency for use in a
matching program. FMCSA has
determined this final rule will not result
in a new or revised Privacy Act System
of Records for FMCSA.
E.O. 12372 (Intergovernmental Review)
The regulations implementing E.O.
12372 regarding intergovernmental
consultation on Federal programs and
activities do not apply to this action.
Paperwork Reduction Act
Under the Paperwork Reduction Act
of 1995 (PRA) (44 U.S.C. 3501 et seq.),
Federal agencies must obtain approval
from OMB for each collection of
information they conduct, sponsor, or
require through regulations. There is no
new information collection requirement
associated with this final rule.
National Environmental Policy Act and
Clean Air Act
FMCSA analyzed this final rule in
accordance with the National
Environmental Policy Act of 1969
(NEPA) (42 U.S.C. 4321 et seq.) and
determined under our environmental
procedures Order 5610.1 (69 FR 9680,
March 1, 2004) that this action does not
have any effect on the quality of the
environment. Therefore, this final rule
is categorically excluded (CE) from
further analysis and documentation in
an environmental assessment or
environmental impact statement under
FMCSA Order 5610.1, paragraph 6(b) of
Appendix 2. The CE under paragraph
6(b) addresses rulemakings that make
editorial or other minor amendments to
existing FMCSA regulations. A
Categorical Exclusion Determination is
available for inspection or copying in
the Regulations.gov Web site listed
under ADDRESSES.
FMCSA also analyzed this final rule
under the Clean Air Act, as amended
(CAA), section 176(c) (42 U.S.C. 7401 et
seq.), and implementing regulations
promulgated by the Environmental
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Federal Register / Vol. 79, No. 53 / Wednesday, March 19, 2014 / Rules and Regulations
Protection Agency. Approval of this
action is exempt from the CAA’s general
conformity requirement since it does
not affect direct or indirect emissions of
criteria pollutants.
E.O. 13211 (Energy Supply, Distribution,
or Use)
FMCSA has analyzed this final rule
under E.O. 13211, Actions Concerning
Regulations That Significantly Affect
Energy Supply, Distribution, or Use.
FMCSA has determined that it is not a
‘‘significant energy action’’ under that
order because it is not a ‘‘significant
regulatory action’’ under E.O. 12866 and
is not likely to have a significant
adverse effect on the supply,
distribution, or use of energy. The
Administrator of the Office of
Information and Regulatory Affairs has
not designated it as a significant energy
action. Therefore, it does not require a
Statement of Energy Effects under E.O.
13211.
49 CFR Part 390
Highway safety, Intermodal
transportation, Motor carriers, Motor
vehicle safety, Reporting and
recordkeeping requirements.
For the reasons stated above, FMCSA
amends title 49, Code of Federal
Regulations, chapter III, subchapter B,
parts 383 and 390, as follows:
PART 383—COMMERCIAL DRIVER’S
LICENSE STANDARDS;
REQUIREMENTS AND PENALTIES
1. The authority citation for part 383
continues to read as follows:
■
Authority: 49 U.S.C. 521, 31136, 31301 et
seq., and 31502; secs. 214 and 215 of Pub. L.
106–159, 113 Stat. 1748, 1766, 1767; sec.
1012(b) of Pub. L. 107–56, 115 Stat. 272, 297,
sec. 4140, Pub. L. 109–59, 119 Stat. 1144,
1746; and 49 CFR 1.87.
2. Amend § 383.5 by revising the
definition of ‘‘Gross combination weight
rating’’ to read as follows:
■
E.O. 13175 (Indian Tribal Governments)
§ 383.5
This final rule does not have tribal
implications under E.O. 13175,
Consultation and Coordination with
Indian Tribal Governments, because it
does not have a substantial direct effect
on one or more Indian tribes, on the
relationship between the Federal
Government and Indian tribes, or on the
distribution of power and
responsibilities between the Federal
Government and Indian tribes.
*
wreier-aviles on DSK5TPTVN1PROD with RULES
Technical Standards
The National Technology Transfer
and Advancement Act (NTTAA) (15
U.S.C. 272 note) directs agencies to use
voluntary consensus standards in their
regulatory activities unless the agency
provides Congress, through OMB, with
an explanation of why using these
standards would be inconsistent with
applicable law or otherwise impractical.
Voluntary consensus standards (e.g.,
specifications of materials, performance,
design, or operation; test methods;
sampling procedures; and related
management systems practices) are
standards that are developed or adopted
by voluntary consensus standards
bodies.
This final rule does not use technical
standards. Therefore, FMCSA did not
consider the use of voluntary consensus
standards.
List of Subjects
49 CFR Part 383
Administrative practice and
procedure, Alcohol abuse, Drug abuse,
Highway safety, Incorporation by
reference, Motor carriers.
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15:37 Mar 18, 2014
Jkt 232001
Definitions.
*
*
*
*
Gross combination weight rating
(GCWR) is the greater of:
(1) A value specified by the
manufacturer of the power unit, if such
value is displayed on the Federal Motor
Vehicle Safety Standard (FMVSS)
certification label required by the
National Highway Traffic Safety
Administration, or
(2) The sum of the gross vehicle
weight ratings (GVWRs) or the gross
vehicle weights (GVWs) of the power
unit and the towed unit(s), or any
combination thereof, that produces the
highest value. Exception: The GCWR of
the power unit will not be used to
define a commercial motor vehicle
when the power unit is not towing
another vehicle.
*
*
*
*
*
PART 390—FEDERAL MOTOR
CARRIER SAFETY REGULATIONS;
GENERAL
3. The authority citation for part 390
is revised to read as follows:
■
Authority: 49 U.S.C. 504, 508, 31132,
31133, 31136, 31144, 31151, and 31502; sec.
114, Pub. L. 103–311, 108 Stat. 1673, 1677–
1678; secs. 212, 217, and 229, Pub. L. 106–
159, 113 Stat. 1748, 1766, 1767; sec. 229,
Pub. L. 106–159 (as transferred by sec. 4114
and amended by secs. 4130–4132, Pub. L.
109–59, 119 Stat. 1144, 1726, 1743–1744);
sec. 4136, Pub. L. 109–59, 119 Stat. 1144,
1745; sections 32101(d) and 34934, Pub. L.
112–141, 126 Stat. 405, 778, 830; and 49 CFR
1.87.
4. Amend § 390.5 by revising the
definition of ‘‘Gross combination weight
rating’’ to read as follows:
■
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Frm 00034
Fmt 4700
Sfmt 4700
§ 390.5
Definitions.
*
*
*
*
*
Gross combination weight rating
(GCWR) is the greater of:
(1) A value specified by the
manufacturer of the power unit, if such
value is displayed on the Federal Motor
Vehicle Safety Standard (FMVSS)
certification label required by the
National Highway Traffic Safety
Administration, or
(2) The sum of the gross vehicle
weight ratings (GVWRs) or the gross
vehicle weights (GVWs) of the power
unit and the towed unit(s), or any
combination thereof, that produces the
highest value. Exception: The GCWR of
the power unit will not be used to
define a commercial motor vehicle
when the power unit is not towing
another vehicle.
*
*
*
*
*
Issued under the authority of delegation in
49 CFR 1.87 on: March 6, 2014.
Anne S. Ferro,
Administrator.
[FR Doc. 2014–05502 Filed 3–18–14; 8:45 am]
BILLING CODE 4910–EX–P
DEPARTMENT OF THE INTERIOR
Fish and Wildlife Service
50 CFR Part 17
[Docket No. FWS–HQ–IA–2014–0010;
92220–1113–0000; ABC Code: C6]
RIN 1018–BA47
Endangered and Threatened Wildlife
and Plants; Reinstatement of the
Regulation That Excludes U.S. CaptiveBred Scimitar-Horned Oryx, Addax,
and Dama Gazelle From Certain
Prohibitions
Fish and Wildlife Service,
Interior.
ACTION: Final rule.
AGENCY:
The Consolidated
Appropriations Act of 2014 (Pub. L.
113–76) was enacted into law on
January 17, 2014. A provision of that act
directs the Secretary of the Interior,
within 60 days of enactment, to reissue
the final rule published on September 2,
2005, that authorized certain otherwise
prohibited activities with U.S. captivebred specimens of scimitar-horned oryx,
addax, and dama gazelle where the
purpose of the activity is associated
with the management of the species in
a manner that contributes to increasing
or sustaining captive numbers or to
potential reintroduction to range
countries. This rule implements that
directive.
SUMMARY:
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Agencies
[Federal Register Volume 79, Number 53 (Wednesday, March 19, 2014)]
[Rules and Regulations]
[Pages 15245-15250]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2014-05502]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
Federal Motor Carrier Safety Administration
49 CFR Parts 383 and 390
[Docket No. FMCSA-2012-0156]
RIN 2126-AB70; Formerly RIN 2126-AB53
Gross Combination Weight Rating; Definition
AGENCY: Federal Motor Carrier Safety Administration (FMCSA), DOT.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: FMCSA amends the Federal Motor Carrier Safety Regulations
(FMCSRs) by revising the definition of ``gross combination weight
rating'' (or GCWR) to clarify the applicability of the Agency's safety
regulations for single-unit trucks (vehicles other than truck tractors)
when they are towing trailers, and the GCWR information is not included
on the vehicle manufacturer's certification label.
DATES: The final rule is effective April 18, 2014.
ADDRESSES: For access to the docket to read background documents,
including those referenced in this document, or to read comments
received, go to https://www.regulations.gov at any time and insert
``FMCSA-2012-0156'' in the ``Keyword'' box, and then click ``Search.''
The docket is also available by going to the ground floor, Room W12-
140, DOT Building, 1200 New Jersey Avenue SE., Washington, DC, between
9 a.m. and 5 p.m., e.t., Monday through Friday, except Federal
holidays.
FOR FURTHER INFORMATION CONTACT: Mr. Gary Siekmann, Office of
Enforcement, Federal Motor Carrier Safety Administration, 1200 New
Jersey Avenue SE., Washington, DC 20590-0001, by telephone at (202)
493-0442 or via email at Garry.Siekmann@dot.gov. Office hours are from
9 a.m. to 5 p.m. e.t., Monday through Friday, except Federal holidays.
If you have questions on viewing material in the docket, contact Docket
Operations (202) 366-9826.
SUPPLEMENTARY INFORMATION:
I. Executive Summary
Purpose and Summary of the Major Provisions
This rule clarifies the applicability and improves the
enforceability of the safety regulations by redefining GCWR. This
revised definition provides a uniform means for motor carriers,
drivers, and enforcement officials to determine whether a driver
operating a combination vehicle is subject to the commercial driver's
license (CDL) requirements (49 CFR Part 383) or the general safety
requirements (49 CFR Part 390). This rule also responds to a petition
filed by the Commercial Vehicle Safety Alliance (CVSA) on February 14,
2008, seeking changes in the definition of ``gross combination weight
rating.''
Benefits and Costs
This action only clarifies the definition of GCWR to eliminate
confusion surrounding the language of the previous definition and long-
standing enforcement practices. The rule provides clear criteria for
determining the applicability of the FMCSRs when the GCWR is the
deciding factor. Costs, if any, will be borne by motor carriers and
drivers who had previously concluded, based on the wording of the GCWR
definition, that their operations were not subject to certain safety
regulations, but now will comply with the applicable rules.
[[Page 15246]]
II. Legal Basis for the Rulemaking
This final rule is based on the authority of the Motor Carrier Act
of 1935 (1935 Act) and the Motor Carrier Safety Act of 1984 (MCSA or
1984 Act), both of which provide broad discretion to the Secretary of
Transportation (Secretary) in implementing their provisions. In
addition, this rule is based on the broad authority of the Commercial
Motor Vehicle Safety Act of 1986 (CMVSA) [49 U.S.C. Chapter 313].
The 1935 Act provides that the Secretary may prescribe requirements
for (1) qualifications and maximum hours of service of employees of,
and safety of operation and equipment of, a motor carrier [49 U.S.C.
31502(b)(1)], and (2) qualifications and maximum hours of service of
employees of, and standards of equipment of, a motor private carrier,
when needed to promote safety of operation [49 U.S.C. 31502(b)(2)]. The
amendments made by this rule are based on the Secretary's authority to
regulate the safety and standards of equipment of for-hire and private
carriers.
The 1984 Act gives the Secretary concurrent authority to regulate
drivers, motor carriers, and vehicle equipment [49 U.S.C. 31136(a)].
Section 31136(a) requires the Secretary to publish regulations on
commercial motor vehicle (CMV) safety. Specifically, the Act sets forth
minimum safety standards to ensure that (1) CMVs are maintained,
equipped, loaded, and operated safely [49 U.S.C. 31136(a)(1)]; (2) the
responsibilities imposed on operators of CMVs do not impair their
ability to operate the vehicles safely [49 U.S.C. 31136(a)(2)]; (3) the
physical condition of CMV operators is adequate to enable them to
operate the vehicles safely [49 U.S.C. 31136(a)(3)]; and (4) the
operation of CMVs does not have a deleterious effect on the physical
condition of the operators [49 U.S.C. 31136(a)(4)]. Section 32911 of
the Moving Ahead for Progress in the 21st Century Act (MAP-21) [Pub. L.
112-141, 126 Stat. 405, 818, July 6, 2012] enacted a fifth requirement,
i.e., that the regulations ensure that ``(5) an operator of a
commercial motor vehicle is not coerced by a motor carrier, shipper,
receiver, or transportation intermediary to operate a commercial motor
vehicle in violation of a regulation promulgated under this section, or
chapter 51 [Transportation of Hazardous Material] or chapter 313
[Commercial Motor Vehicle Operators] of this title'' [49 U.S.C.
31136(a)(5)].
This action clarifies the applicability and improves the
enforceability of GCWR within the safety regulations. This gives motor
carriers and the drivers they employ a practical means of determining
whether any combination vehicle is subject to the Federal safety
regulations concerning licensing, equipment, and inspection, repair and
maintenance, consistent with 49 U.S.C. 31136(a)(1). This action will
also result in consistent application of the rules by Federal and State
enforcement personnel. This rule does not address the responsibilities
or physical condition of drivers covered by 49 U.S.C. 31136(a)(2) and
(3), respectively, and deals with 49 U.S.C. 31136(a)(4) only to the
extent that a vehicle operated in accordance with the safety
regulations is less likely to have a deleterious effect on the physical
condition of a driver. FMCSA has considered the costs and benefits of
the rule, as required by 49 U.S.C. 31136(c)(2)(A) and 31502(d).
With regard to 49 U.S.C. 31136(a)(5), this rule does not change the
long-standing prohibitions and penalties against operating a CMV, as
defined either in 49 CFR 383.5 or 49 CFR 390.5, without complying with
applicable requirements. Among other things, motor carriers are
currently prohibited from using unqualified CMV drivers; and
unqualified drivers are currently prohibited from operating CMVs. This
rule has only a limited effect on the risk of driver coercion by motor
carriers, shippers, receivers, or transportation intermediaries. This
action enables drivers and the entities that are in a position to
coerce drivers into violating the FMCSRs to determine with a greater
degree of certainty whether particular vehicle configurations meet
either of the CMV definitions under 49 CFR Parts 383 or 390. This will
help eliminate differences of opinion between drivers and other
entities regarding the applicability of the rules and previously
published guidance. As a result, entities in a position to coerce
drivers to operate in violation of the CDL requirements (49 CFR Part
383) or certain safety regulations (49 CFR Parts 390-399) will either
ensure each of their decisions is consistent with the rules or be
unable to avoid the fact that any decision inconsistent with the rules
represents an act of coercion. The Agency expects the rule to reduce
the risk of driver coercion.
The CMVSA required the Secretary of Transportation, after
consultation with the States, to prescribe regulations on minimum
uniform standards for the issuance of CDLs by the States and the
information to be contained on each license (49 U.S.C. 31305, 31308).
This action provides a uniform means for motor carriers, drivers, and
enforcement officials to determine whether a driver operating a
combination vehicle is subject to the CDL requirements.
III. Background
The term CMV is defined differently in 49 CFR 383.5 and 390.5, as
required by the underlying statutes (the CMVSA and the MCSA,
respectively). Both regulatory definitions, however, like their
statutory equivalents, depend (in part) on the GVWR or GVW, whichever
is greater, to determine whether a single-unit vehicle is a CMV for
purposes of the relevant safety regulations. Although neither the MCSA
nor the CMVSA referred explicitly to combination vehicles, Congress
clearly did not intend to exempt this huge population of vehicles from
the safety regulations applicable to CMVs. FMCSA, therefore adapted the
statutory language used for single-unit vehicles to combination
vehicles, substituting GCWR or GCW, whichever is greater, for GVWR or
GVW.\1\ Because GVW and GCW are used in the regulatory definitions of
CMV in parts 383 and 390, enforcement officials and motor carriers may
determine the applicability of the safety regulations simply by
weighing the vehicles. In many situations, however, scales are not
readily available. That deficiency increases the importance of
correctly determining the GCWR by alternate means to decide whether a
combination is a CMV. Drivers, carriers and enforcement officials
should not have to search manufacturers' product literature for the
GCWR or FMCSA's Web site or commercial publications for regulatory
guidance. Instead, they should be able to rely on codified regulations
that are accessible and easy to understand and implement.
---------------------------------------------------------------------------
\1\ Gross combination weight rating (GCWR) is defined in 49 CFR
383.5 and 390.5.
Gross vehicle weight rating (GVWR) is defined in 49 CFR 383.5
and 390.5.
---------------------------------------------------------------------------
On February 14, 2008, the CVSA petitioned FMCSA, among other
things, to change the definition of GCWR which it said was ``proving
problematic for inspectors and industry when determining what is
considered to be a CMV and when a CDL is required.'' The Agency granted
the petition on August 18, 2011, and agreed to initiate a rulemaking.
On August 27, 2012, FMCSA published a direct final rule (DFR) pursuant
to 49 CFR 389.39 to amend the definition of GCWR (77 FR 51706). The
FMCSA received several adverse comments, resulting in the withdrawal of
the DFR (77 FR 65497, Oct. 29, 2012) and the subsequent re-publication
of the proposed GCWR
[[Page 15247]]
definition as a notice of proposed rulemaking (NPRM) (78 FR 26575, May
7, 2013, under Regulatory Identification Number 2126-AB53). The adverse
comments to the DFR were addressed in the NPRM.
IV. Discussion of Comments
FMCSA received 12 comments in response to the NPRM. The commenters
included the CVSA, the New York State Department of Motor Vehicles (NY
DMV), the Truck and Engine Manufacturers Association (EMA), SAE
International (SAE) [formerly the Society of Automotive Engineers],
NTEA (formerly National Truck Equipment Association), the Truck Trailer
Manufacturers Association (TTMA), and a few individuals. Five
commenters favored the proposed rule, six opposed it (for different
reasons), and one comment did not directly address the proposed change.
Comments Supporting NPRM
A statement in support of the proposed rule was provided by
``R.S.'' in an on-line comment: ``It's about time. New definition is
finally correct and makes it easy for people to understand.'' Dave
Schofield expressed the same view.
The NY DMV said that ``[t]he proposed rule clarifies the
applicability of the safety regulations and provides a uniform means
for motor carriers, drivers, and Federal and State enforcement
officials to determine whether a driver operating a combination vehicle
that does not display a GCWR, is subject to the CDL requirements. New
York State extends our support to this new proposed definition.''
CVSA said that it ``strongly supports FMCSA's proposal to change
the definition of `Gross Combination Weight Rating' in Parts 383 and
390 to read'' as indicated in the NPRM.
EMA commented that ``we support FMCSA's proposed new GCWR
definition. . . . [M]ost trucks and tractors do not include a GCWR on
the FMVSS certification label, and when they do it could be misleading.
Accordingly, we agree with FMCSA that the GCWR specified on the
certification label of a truck or truck tractor should only serve as an
optional element of the GCWR definition. The better method for
determining the GCWR of a combination vehicle is to add the GVWRs or
GVWs of the power unit and the towed unit(s).''
FMCSA Response: The Agency agrees with their comments.
Comments Opposing NPRM
Michael J. Schmidt, Sr., objected to ``any change'' in the current
regulations. ``The bottom line is that enforcement must have scales.
The current regulation is sufficient as it reads.''
NTEA ``supports the FMCSA's goal . . . and offers further
clarification. . . . By creating a definition that starts out by
referencing a GCWR figure on the certification label, we believe many
enforcement officials will assume that the certification labels require
such a figure. Even today, it is not uncommon for an enforcement
official to assume the GCWR is required. When they see a label without
a GCWR figure they will, incorrectly, cite the driver/owner for a false
or incorrect label. . . . The definition as proposed, while well
intentioned, is likely to exacerbate this situation.'' NTEA therefore
recommended that GCWR be defined simply as the GVWR of the towing unit
added to the GVWR of the trailer(s).
``SAE and the SAE Tow Vehicle Trailer Rating Committee (SAE TVTRC)
do not believe [the proposed definition] is an appropriate methodology
for determining GCWR. . . . GCWR covers performance requirements for
systems including (but not limited to) power unit engine, transmission,
drive axle, powertrain cooling, steering, suspension, brake and
structural systems, and as such, can only properly be determined by the
power unit manufacturer. Summing the GVW or GVWR values of power unit
and towed unit(s) may result in an actual Gross Combination Weight
condition but it will not necessarily produce a Gross Combination
Weight RATING, as the resultant may not even be close to the value
tested and validated by the power unit manufacturer. . . . Law
enforcement difficulties in determining GCWR for means of enforcement
should not lead to a change in definition of GCWR, but rather a change
in how the value is communicated and displayed.''
John F. Nowak raised several objections to the proposed GCWR
definition. Although the first element of the definition is the ``value
specified by the manufacturer of the power unit if displayed on the
Federal Motor Vehicle Safety Standard (FMVSS) certification label
required by the National Highway Traffic Safety Administration,'' he
pointed out that few manufacturers actually list the GCWR on the
certification label. Mr. Nowak also noted that the second element of
the definition allows other ``means [to] be used to determine GCWR
information even if the [manufacturer's GCWR] information is posted on
the certification label.'' He believes that a ``revision to the
definition of GCWR by FMCSA must also include a revision to the NHTSA
certification label to require the display of GCWR on said label.'' In
his view, ``[d]isplay of the GCWR on the certification label would
solve the problem . . .''
Mr. Nowak's second major contention is that the proposed definition
could promote unsafe practices. Combining the GVWR of the towing
vehicle and GVWR of the trailer could produce a GCWR higher than that
specified by the manufacturer of the towing vehicle (though rarely
listed on the NHTSA certification label). As a result, the definition
might reduce safety because ``the driver and or carrier may assume that
the [Agency's GCWR] number . . . is an accurate and safe rating for the
towing vehicle. . . . It is imperative that the FMCSA drop the sum of
the GVWRs definition and work with NHTSA to post the GCWR rating on the
certification to promote safe operation of combination vehicles.''
TTMA and John Gregg argued that the GCWR of a vehicle should be the
sum of its gross axle weight ratings (GAWR). TTMA, like Mr. Nowak, was
``concerned that the proposed rule . . . might allow for situations
where combination vehicles are dangerously overloaded. . . . [W]e
suggest that the rule for GCWR . . . be amended to show that in no case
shall the GCWR exceed the sum of the [GAWRs] of the power unit and the
towed unit(s).'' Mr. Gregg pointed out that ``[t]he GCW is not the sum
of the GVWs when the connections between the vehicles transfer vertical
loads, such as 5th wheel hitches. With load bearing couplers a portion
of the GVW of one vehicle is included in the GVW of the other. The GCW
is actually the sum of the Gross Axle Weights (GAW) of the vehicles in
the combination.''
FMCSA Response: The recommendation to require manufacturers to list
the GCWR on the certification label is beyond the scope of this
rulemaking. The Agency notes that a manufacturer's GCWR label would not
resolve certain situations, e.g., when the driver of a combination
vehicle with a GCWR below the relevant jurisdictional threshold (10,001
or 26,001 pounds) appears to have loaded the vehicle and trailer beyond
those values. This question could be decided only by the use of scales.
The manufacturer's GCWR alone could not, and should not, exempt the
driver of an overloaded vehicle from the applicable regulatory
requirements.
While the FMCSA agrees that the display of the GCWR information on
the
[[Page 15248]]
certification label would be helpful, the Agency does not have the
authority to adopt that requirement. That long-term approach would
leave the enforcement community and the industry without a practical
solution for the short term. The NPRM focused on a more immediate
approach with minimal economic impact to the industry.
FMCSA does not share SAE's apparent belief that vehicle operators
would load their combinations to a GCWR allowed by this rule that might
exceed the GCWR established by the manufacturer of the towing vehicle.
The Truck & Engine Manufacturers Association also expressed no concern
over that possibility.
A GCWR established by adding two (or more) GVWRs should not be
construed as the Agency's promotion of excessive and unsafe weights for
that combination. State and Federal laws set strict limits on the axle
weight and gross weight of combination vehicles, irrespective of their
GCWR. This rule does not affect those limits; it simply ensures that
drivers and carriers who combine towing vehicles and trailers of
sufficient GVWR--in various ways that FMCSA cannot control--are not
excused from compliance with the appropriate safety regulations. As for
NTEA's concern that the first element of the definition--listing of the
manufacturer's GCWR on the NHTSA certification label--would lead
enforcement officers to assume that such a listing is required, we
believe that the normal training procedures of the Agency and its State
partners would reduce any such misunderstanding to insignificance. NTEA
supported the second element of the definition, which defines GCWR as
(among other things) the combined GVWRs of the towing unit and trailer.
Mr. Nowak pointed out that the second method of determining GCWR
could be used ``even if the [GCWR] information is posted on the
certification label.'' The Agency agrees that even if the
manufacturer's GCWR were displayed on the NHTSA label, the proposed
definition would use the sum of the GVWRs as the GCWR if that sum
exceeded the value specified by the manufacturer.
FMCSA declines to give further consideration to the proposal to
treat GCWR as the sum of the GAWRs. While a comment that constitutes a
``logical outgrowth'' of an NPRM may be considered ``within the scope''
of a rulemaking under the requirements of the Administrative Procedure
Act, adoption of a far-reaching alternative regulatory scheme, like
that proposed by TTMA and Mr. Gregg, without prior discussion would
test the limits of those doctrines.
Removal of Regulatory Guidance
The NPRM proposed to remove FMCSA's regulatory guidance on certain
issues because the revised GCWR definition would make it unnecessary.
The Agency is withdrawing questions 3 and 4 to 49 CFR 383.5 (62 FR
16369, 16395, April 4, 1997) and questions 3, 4, and 11 to 49 CFR 390.5
(62 FR 16369, 16406-16407, April 4, 1997). The text of the guidance to
those questions was included in the NPRM at 78 FR 26578-26579.
V. Discussion of Regulatory Changes in Sections 383.5 and 390.5
Both the previous and revised definitions of GCWR include two
alternative methods of determining GCWR, but the revised definition is
simpler to understand and apply.
The first method of establishing GCWR is changed from ``the value
specified by the manufacturer as the loaded weight of a combination
(articulated) motor vehicle'' to ``[a] value specified by the
manufacturer of the power unit, if such value is displayed on the
Federal Motor Vehicle Safety Standard (FMVSS) certification label
required by the National Highway Traffic Safety Administration.'' The
revised definition is simpler and easier to understand.
The alternative method of establishing GCWR applies irrespective of
the manufacturer's GCWR. The previous definition said that ``[i]n the
absence of a value specified by the manufacturer, GCWR will be
determined by adding the GVWR of the power unit and the total weight of
the towed unit and any load thereon.'' As explained above, this meant
that scales were typically needed to determine GCWR. The revised
definition is ``[t]he sum of the gross vehicle weight ratings (GVWRs)
or the gross vehicle weights (GVWs) of the power unit and the towed
units, or any combination thereof, that produces the highest value.''
This method retains the option of weighing combination vehicles, but
also adopts an enforcement practice that was widely, though informally,
used over the years, namely adding the GVWR of the truck and trailer.
While this method may occasionally produce a GCWR higher than that
specified by the manufacturer, it reflects what motor carriers and
drivers are actually doing. Many vehicle operators load up to (and
sometimes beyond) the maximum their towing units and (especially)
trailers can handle, which they generally assume to be the combined
GVWRs. When these combined GVWRs exceed the weight thresholds for the
safety regulations (10,001 pounds) or the CDL regulations (26,001
pounds), the operators will be held accountable. The new definition
also allows enforcement officers to combine actual weights with GVWRs
and to treat the heaviest combined value as the GCWR.
Finally, the revised definition provides that GCWR will be the
value produced by either the first or second method, whichever gives
the higher value. An ``exception'' has been added to the definition.
Some heavy-duty pickup trucks and lighter-duty straight trucks have
GCWRs set by the manufacturer that are well above the 10,001-pound
threshold for application of the general safety regulations; others
have manufacturer-established GCWRs that are above the 26,001-pound
threshold required for a CDL. Yet many of these vehicles are often
operated without trailers, or with very small trailers. In the absence
of evidence that these vehicles are being used in ``combination,'' that
is, to tow trailers, FMCSA believes it would be unfair (and for reasons
of safety unnecessary) to use the manufacturer's GCWR to decide whether
the driver and carrier must comply with the safety or CDL regulations.
The final GCWR definition therefore includes an exception: ``The GCWR
of the power unit will not be used to define a commercial motor vehicle
when the power unit is not towing another vehicle.''
VI. Regulatory Analyses
E.O. 12866 (Regulatory Planning and Review and DOT Regulatory Policies
and Procedures as Supplemented by E.O. 13563)
FMCSA has determined that this rule is not a significant regulatory
action within the meaning of Executive Order (E.O.) 12866, as
supplemented by E.O. 13563 (76 FR 3821, January 21, 2011), or within
the meaning of DOT regulatory policies and procedures (DOT Order 2100.5
dated May 22, 1980; 44 FR 11034, February 2, 1979). While this rule may
affect some carriers and drivers not currently subject to some or all
of the FMCSRs, the Agency is unable to quantify this effect. This
rulemaking only clarifies the definition of GCWR to eliminate confusion
surrounding the language of the existing definition and acknowledges
long-standing enforcement practices. The rule will provide clear
criteria for determining the applicability of the FMCSRs when the GCWR
is the deciding factor. The cost, if any, will be borne by motor
carriers and drivers who had previously
[[Page 15249]]
concluded, based on the wording of the definition of GCWR, that their
operations were not subject to certain safety regulations, but who now
will comply with the applicable rules. The Agency believes this
population to be negligible, and that the costs of the rule would not
begin to approach the $100 million annual threshold for economic
significance. The Agency does not expect the final rule to generate
substantial congressional or public interest. No member of congress
commented on the NPRM and the public response was limited. This rule
therefore has not been formally reviewed by the Office of Management
and Budget (OMB).
Regulatory Flexibility Act
The Regulatory Flexibility Act of 1980 (5 U.S.C. 601 et seq.)
requires Federal agencies to consider the effects of the regulatory
action on small business and other small entities and to minimize any
significant economic impact. The term ``small entities'' comprises
small businesses and not-for-profit organizations that are
independently owned and operated and are not dominant in their fields
and governmental jurisdictions with populations of less than 50,000.
Accordingly, DOT policy requires an analysis of the impact of all
regulations on small entities and mandates that agencies strive to
lessen any adverse effects on these businesses.
Under the Regulatory Flexibility Act, as amended by the Small
Business Regulatory Enforcement Fairness Act of 1996 (Title II, Pub. L.
104-121, 110 Stat. 857, March 29, 1996), this final rule is not
expected to have a significant economic impact on a substantial number
of small entities because it would only clarify existing rules by
providing clear objective criteria for determining the applicability of
the FMCSRs when the GCWR is not included on the FMVSS certification
label required by NHTSA. Consequently, I certify that the final rule
would not have a significant economic impact on a substantial number of
small entities.
Assistance for Small Entities
Under section 213(a) of the Small Business Regulatory Enforcement
Fairness Act of 1996, FMCSA wants to assist small entities in
understanding the effects of this final rule. While the Agency believes
that the rule will adversely affect few, if any, small businesses,
organizations, or governmental jurisdictions, any questions concerning
its provisions or options for compliance should be directed to, the
FMCSA personnel listed in the FOR FURTHER INFORMATION CONTACT section
of the final rule.
Small businesses may send comments on the actions of Federal
employees who enforce or otherwise determine compliance with Federal
regulations to the Small Business Administration's Small Business and
Agriculture Regulatory Enforcement Ombudsman and the Regional Small
Business Regulatory Fairness Boards. The Ombudsman evaluates these
actions annually and rates each agency's responsiveness to small
business. If you wish to comment on actions by employees of FMCSA, call
1-888-REG-FAIR (1-888-734-3247). DOT has a policy ensuring the rights
of small entities to regulatory enforcement fairness and an explicit
policy against retaliation for exercising these rights.
Unfunded Mandates Reform Act of 1995
This final rule does not impose an unfunded Federal mandate, as
defined by the Unfunded Mandates Reform Act of 1995 (2 U.S.C. 1532 et
seq.), resulting in the expenditure by State, local, and tribal
governments, in the aggregate, or by the private sector, of $151
million (which is the 2012 inflation-adjusted value of the 1995
threshold of $100 million) or more in any 1 year.
E.O. 13132 (Federalism)
A rule has Federalism implications if it has a substantial direct
effect on State or local governments and would either preempt State law
or impose a substantial direct cost of compliance on the States. FMCSA
has analyzed this final rule under E.O. 13132 and determined that it
does not have Federalism implications.
E.O. 12988 (Civil Justice Reform)
This final rule meets applicable standards in sections 3(a) and
3(b)(2) of E.O. 12988, Civil Justice Reform, to minimize litigation,
eliminate ambiguity, and reduce burden.
E.O. 13045 (Protection of Children)
FMCSA analyzed this action under E.O. 13045, Protection of Children
from Environmental Health Risks and Safety Risks. The Agency determined
that this final rule does not create an environmental risk to health or
safety that may disproportionately affect children.
E.O. 12630 (Taking of Private Property)
FMCSA reviewed this final rule in accordance with E.O. 12630,
Governmental Actions and Interference with Constitutionally Protected
Property Rights, and has determined it does not effect a taking of
private property or otherwise have taking implications.
Privacy Impact Assessment
Section 522 of title I of division H of the Consolidated
Appropriations Act, 2005, enacted December 8, 2004 (Pub. L. 108-447,
118 Stat. 2809, 3268, 5 U.S.C. 552a note), requires the Agency to
conduct a privacy impact assessment (PIA) of a regulation that will
affect the privacy of individuals. This rule does not require the
collection of any personally identifiable information.
The Privacy Act (5 U.S.C. 552a) applies only to Federal agencies
and any non-Federal agency that receives records contained in a system
of records from a Federal agency for use in a matching program. FMCSA
has determined this final rule will not result in a new or revised
Privacy Act System of Records for FMCSA.
E.O. 12372 (Intergovernmental Review)
The regulations implementing E.O. 12372 regarding intergovernmental
consultation on Federal programs and activities do not apply to this
action.
Paperwork Reduction Act
Under the Paperwork Reduction Act of 1995 (PRA) (44 U.S.C. 3501 et
seq.), Federal agencies must obtain approval from OMB for each
collection of information they conduct, sponsor, or require through
regulations. There is no new information collection requirement
associated with this final rule.
National Environmental Policy Act and Clean Air Act
FMCSA analyzed this final rule in accordance with the National
Environmental Policy Act of 1969 (NEPA) (42 U.S.C. 4321 et seq.) and
determined under our environmental procedures Order 5610.1 (69 FR 9680,
March 1, 2004) that this action does not have any effect on the quality
of the environment. Therefore, this final rule is categorically
excluded (CE) from further analysis and documentation in an
environmental assessment or environmental impact statement under FMCSA
Order 5610.1, paragraph 6(b) of Appendix 2. The CE under paragraph 6(b)
addresses rulemakings that make editorial or other minor amendments to
existing FMCSA regulations. A Categorical Exclusion Determination is
available for inspection or copying in the Regulations.gov Web site
listed under ADDRESSES.
FMCSA also analyzed this final rule under the Clean Air Act, as
amended (CAA), section 176(c) (42 U.S.C. 7401 et seq.), and
implementing regulations promulgated by the Environmental
[[Page 15250]]
Protection Agency. Approval of this action is exempt from the CAA's
general conformity requirement since it does not affect direct or
indirect emissions of criteria pollutants.
E.O. 13211 (Energy Supply, Distribution, or Use)
FMCSA has analyzed this final rule under E.O. 13211, Actions
Concerning Regulations That Significantly Affect Energy Supply,
Distribution, or Use. FMCSA has determined that it is not a
``significant energy action'' under that order because it is not a
``significant regulatory action'' under E.O. 12866 and is not likely to
have a significant adverse effect on the supply, distribution, or use
of energy. The Administrator of the Office of Information and
Regulatory Affairs has not designated it as a significant energy
action. Therefore, it does not require a Statement of Energy Effects
under E.O. 13211.
E.O. 13175 (Indian Tribal Governments)
This final rule does not have tribal implications under E.O. 13175,
Consultation and Coordination with Indian Tribal Governments, because
it does not have a substantial direct effect on one or more Indian
tribes, on the relationship between the Federal Government and Indian
tribes, or on the distribution of power and responsibilities between
the Federal Government and Indian tribes.
Technical Standards
The National Technology Transfer and Advancement Act (NTTAA) (15
U.S.C. 272 note) directs agencies to use voluntary consensus standards
in their regulatory activities unless the agency provides Congress,
through OMB, with an explanation of why using these standards would be
inconsistent with applicable law or otherwise impractical. Voluntary
consensus standards (e.g., specifications of materials, performance,
design, or operation; test methods; sampling procedures; and related
management systems practices) are standards that are developed or
adopted by voluntary consensus standards bodies.
This final rule does not use technical standards. Therefore, FMCSA
did not consider the use of voluntary consensus standards.
List of Subjects
49 CFR Part 383
Administrative practice and procedure, Alcohol abuse, Drug abuse,
Highway safety, Incorporation by reference, Motor carriers.
49 CFR Part 390
Highway safety, Intermodal transportation, Motor carriers, Motor
vehicle safety, Reporting and recordkeeping requirements.
For the reasons stated above, FMCSA amends title 49, Code of
Federal Regulations, chapter III, subchapter B, parts 383 and 390, as
follows:
PART 383--COMMERCIAL DRIVER'S LICENSE STANDARDS; REQUIREMENTS AND
PENALTIES
0
1. The authority citation for part 383 continues to read as follows:
Authority: 49 U.S.C. 521, 31136, 31301 et seq., and 31502;
secs. 214 and 215 of Pub. L. 106-159, 113 Stat. 1748, 1766, 1767;
sec. 1012(b) of Pub. L. 107-56, 115 Stat. 272, 297, sec. 4140, Pub.
L. 109-59, 119 Stat. 1144, 1746; and 49 CFR 1.87.
0
2. Amend Sec. 383.5 by revising the definition of ``Gross combination
weight rating'' to read as follows:
Sec. 383.5 Definitions.
* * * * *
Gross combination weight rating (GCWR) is the greater of:
(1) A value specified by the manufacturer of the power unit, if
such value is displayed on the Federal Motor Vehicle Safety Standard
(FMVSS) certification label required by the National Highway Traffic
Safety Administration, or
(2) The sum of the gross vehicle weight ratings (GVWRs) or the
gross vehicle weights (GVWs) of the power unit and the towed unit(s),
or any combination thereof, that produces the highest value. Exception:
The GCWR of the power unit will not be used to define a commercial
motor vehicle when the power unit is not towing another vehicle.
* * * * *
PART 390--FEDERAL MOTOR CARRIER SAFETY REGULATIONS; GENERAL
0
3. The authority citation for part 390 is revised to read as follows:
Authority: 49 U.S.C. 504, 508, 31132, 31133, 31136, 31144,
31151, and 31502; sec. 114, Pub. L. 103-311, 108 Stat. 1673, 1677-
1678; secs. 212, 217, and 229, Pub. L. 106-159, 113 Stat. 1748,
1766, 1767; sec. 229, Pub. L. 106-159 (as transferred by sec. 4114
and amended by secs. 4130-4132, Pub. L. 109-59, 119 Stat. 1144,
1726, 1743-1744); sec. 4136, Pub. L. 109-59, 119 Stat. 1144, 1745;
sections 32101(d) and 34934, Pub. L. 112-141, 126 Stat. 405, 778,
830; and 49 CFR 1.87.
0
4. Amend Sec. 390.5 by revising the definition of ``Gross combination
weight rating'' to read as follows:
Sec. 390.5 Definitions.
* * * * *
Gross combination weight rating (GCWR) is the greater of:
(1) A value specified by the manufacturer of the power unit, if
such value is displayed on the Federal Motor Vehicle Safety Standard
(FMVSS) certification label required by the National Highway Traffic
Safety Administration, or
(2) The sum of the gross vehicle weight ratings (GVWRs) or the
gross vehicle weights (GVWs) of the power unit and the towed unit(s),
or any combination thereof, that produces the highest value. Exception:
The GCWR of the power unit will not be used to define a commercial
motor vehicle when the power unit is not towing another vehicle.
* * * * *
Issued under the authority of delegation in 49 CFR 1.87 on:
March 6, 2014.
Anne S. Ferro,
Administrator.
[FR Doc. 2014-05502 Filed 3-18-14; 8:45 am]
BILLING CODE 4910-EX-P