Pesticides; Agricultural Worker Protection Standard Revisions, 15443-15531 [2014-04761]
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Vol. 79
Wednesday,
No. 53
March 19, 2014
Part III
Environmental Protection Agency
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40 CFR Part 170
Pesticides; Agricultural Worker Protection Standard Revisions; Proposed
Rule
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ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 170
[EPA–HQ–OPP–2011–0184; FRL–9395–8]
RIN 2070–AJ22
Pesticides; Agricultural Worker
Protection Standard Revisions
Environmental Protection
Agency (EPA).
ACTION: Proposed rule.
AGENCY:
EPA is proposing updates and
revisions to the existing worker
protection regulation for pesticides. The
proposed changes are in response to
extensive stakeholder review of the
regulation and its implementation since
1992, and reflect current research on
how to mitigate occupational pesticide
exposure to agricultural workers and
pesticide handlers. EPA is proposing to
strengthen the protections provided to
agricultural workers and handlers under
the worker protection standard by
improving elements of the existing
regulation, such as training, notification,
communication materials, use of
personal protective equipment, and
decontamination supplies. EPA expects
the revisions, once final, to prevent
unreasonable adverse effects from
exposure to pesticides among
agricultural workers and pesticide
handlers; vulnerable groups, such as
minority and low-income populations,
child farmworkers, and farmworker
families; and the general public. EPA
recognizes the importance and
independence of family farms and is
proposing to expand the immediate
family exemption to the WPS.
DATES: Comments must be received on
or before June 17, 2014.
ADDRESSES: Submit your comments,
identified by docket identification (ID)
number EPA–HQ–OPP–2011–0184, by
one of the following methods:
• Federal eRulemaking Portal: https://
www.regulations.gov. Follow the online
instructions for submitting comments.
Do not submit electronically any
information you consider to be
Confidential Business Information (CBI)
or other information whose disclosure is
restricted by statute.
• Mail: OPP Docket, Environmental
Protection Agency Docket Center (EPA/
DC), Mail code: 28221T, 1200
Pennsylvania Ave. NW., Washington,
DC 20460. In addition, please mail a
copy of your comments on the
information collection provisions to the
Office of Information and Regulatory
Affairs, Office of Management and
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SUMMARY:
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Budget, Attn: Desk Officer for EPA, 725
17th St. NW., Washington, DC 20503.
• Hand Delivery: To make special
arrangements for hand delivery or
delivery of boxed information, please
follow the instructions at https://
www.epa.gov/dockets/contacts.htm.
Additional instructions on commenting
or visiting the docket, along with more
information about dockets generally, is
available at https://www.epa.gov/
dockets.
FOR FURTHER INFORMATION CONTACT:
Kathy Davis, Field and External Affairs
Division, Office of Pesticide Programs,
Environmental Protection Agency, 1200
Pennsylvania Ave. NW., Washington,
DC 20460–0001; telephone number:
(703) 308–7002; fax number: (703) 308–
2962; email address: davis.kathy@
epa.gov.
SUPPLEMENTARY INFORMATION:
I. General Information
A. Does this action apply to me?
You may be potentially affected by
this action if you work in or employ
persons working in production
agriculture where pesticides are
applied.
The following list of North American
Industrial Classification System
(NAICS) codes is not intended to be
exhaustive, but rather provides a guide
to help readers determine whether this
document applies to them. Potentially
affected entities may include:
• Agricultural Establishments (NAICS
code 111000), establishments or
persons, such as farms, orchards, groves,
greenhouses, and nurseries, primarily
engaged in growing crops, plants, vines,
or trees and their seeds.
• Nursery and Tree Production
(NAICS code 111421), e.g.,
establishments or persons primarily
engaged in (1) growing nursery
products, nursery stock, shrubbery,
bulbs, fruit stock, sod, and so forth,
under cover or in open fields and/or (2)
growing short rotation woody trees with
a growth and harvest cycle of 10 years
or less for pulp or tree stock.
• Timber Tract Operations (NAICS
code 113110), e.g., establishments or
persons primarily engaged in the
operation of timber tracts for the
purpose of selling standing timber.
Forest Nurseries and Gathering of Forest
Products (NAICS code 113210), e.g.,
establishments or persons primarily
engaged in (1) growing trees for
reforestation and/or (2) gathering forest
products, such as gums, barks, balsam
needles, rhizomes, fibers, Spanish moss,
ginseng, and truffles.
• Farm Labor Contractors and Crew
Leaders (NAICS code 115115), e.g.,
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establishments or persons primarily
engaged in supplying labor for
agricultural production or harvesting.
• Farm Workers (NAICS codes 11511,
115112, and 115114), e.g.,
establishments or persons primarily
engaged in providing support activities
for growing crops; establishments or
persons primarily engaged in
performing a soil preparation activity or
crop production service, such as
plowing, fertilizing, seed bed
preparation, planting, cultivating, and
crop protecting services; and
establishments or persons primarily
engaged in performing services on
crops, subsequent to their harvest, with
the intent of preparing them for market
or further processing.
• Pesticide Manufacturers (NAICS
code 325320), e.g., establishments
primarily engaged in the formulation
and preparation of agricultural and
household pest control chemicals
(except fertilizers).
• Farm Worker Support Organizations
(NAICS codes 813311, 813312, and
813319), e.g., establishments or persons
primarily engaged in promoting causes
associated with human rights either for
a broad or specific constituency;
establishments or persons primarily
engaged in promoting the preservation
and protection of the environment and
wildlife; and establishments primarily
engaged in social advocacy.
• Farm Worker Labor Organizations
(NAICS code 813930), e.g.,
establishments or persons primarily
engaged in promoting the interests of
organized labor and union employees.
• Pesticide Handling in Forestry
(NAICS code 115310), e.g.,
establishments or persons primarily
providing support activities for forestry,
such as forest pest control.
• Administration of Conservation
Programs (NAICS code 924120), e.g.,
government establishments primarily
engaged in the administration,
regulation, supervision and control of
land use, including recreational areas;
conservation and preservation of natural
resources; erosion control; geological
survey program administration; weather
forecasting program administration; and
the administration and protection of
publicly and privately owned forest
lands. Government establishments
responsible for planning, management,
regulation and conservation of game,
fish, and wildlife populations, including
wildlife management areas and field
stations; and other administrative
matters relating to the protection of fish,
game, and wildlife are included in this
industry.
• Pesticide Handling on Farms
(NAICS code 115112), e.g.,
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establishments or persons primarily
engaged in performing a soil preparation
activity or crop production service, such
as seed bed preparation, planting,
cultivating, and crop protecting
services.
• Crop Advisors (NAICS codes
115112, 541690, 541712) e.g.,
establishments or persons who
primarily provide advice and assistance
to businesses and other organizations on
scientific and technical issues related to
pesticide use and pest pressure.
B. What should I consider as I prepare
my comments for EPA?
1. Submitting CBI. Do not submit this
information to EPA through
regulations.gov or email. Clearly mark
the part or all of the information that
you claim to be CBI. For CBI
information in a disk or CD–ROM that
you mail to EPA, mark the outside of the
disk or CD–ROM as CBI and then
identify electronically within the disk or
CD–ROM the specific information that
is claimed as CBI. In addition to one
complete version of the comment that
includes information claimed as CBI, a
copy of the comment that does not
contain the information claimed as CBI
must be submitted for inclusion in the
public docket. Information so marked
will not be disclosed except in
accordance with procedures set forth in
40 CFR part 2.
2. Tips for preparing your comments.
When submitting comments, remember
to:
i. Identify the document by docket ID
number and other identifying
information (subject heading, Federal
Register date and page number).
ii. Follow directions. The Agency may
ask you to respond to specific questions
or organize comments by referencing a
Code of Federal Regulations (CFR) part
or section number.
iii. Explain why you agree or disagree;
suggest alternatives and substitute
language for your requested changes.
iv. Describe any assumptions and
provide any technical information and/
or data that you used.
v. If you estimate potential costs or
burdens, explain how you arrived at
your estimate in sufficient detail to
allow for it to be reproduced.
vi. Provide specific examples to
illustrate your concerns and suggest
alternatives.
vii. Explain your views as clearly as
possible, avoiding the use of profanity
or personal threats.
viii. Make sure to submit your
comments by the comment period
deadline identified.
II. Background
A. Executive Summary
1. Purpose of the regulatory action.
The Environmental Protection Agency
(EPA or the Agency) proposes to revise
the existing Worker Protection Standard
(WPS) at 40 CFR part 170 to reduce the
incidence of occupational pesticide
exposure and related illness among
agricultural workers (workers) and
pesticide handlers (handlers) covered by
the rule. This regulation, in combination
with other components of EPA’s
pesticide regulatory program, is
intended to prevent unreasonable
adverse effects of pesticides among
pesticide applicators, workers, handlers,
the general public, and vulnerable
groups, such as minority and lowincome populations.
2. Summary of the major provisions.
This proposal revises the existing WPS
in several areas: Training, notification,
hazard communication, minimum age,
and personal protective equipment. The
key changes are described below.
For training, the proposal requires
employers to ensure that workers and
handlers receive pesticide safety
training every year. The content of the
training is expanded to include how to
reduce take-home exposure to
pesticides, as well as other topics.
Employers are required to retain records
of the training provided to workers and
handlers for 2 years from the date of
training.
For notification, the proposal requires
employers to post treated areas when
the product used has a restricted-entry
interval (REI) greater than 48 hours. It
also requires that workers performing
early-entry tasks, i.e., entering a treated
area when an REI is in effect, receive
information about the pesticide used in
the area where they will work, the
specific task(s) to be performed, and the
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amount of time the worker may remain
in the treated area. Finally, the proposal
requires employers to keep a record of
the information provided to workers
performing early-entry tasks.
For hazard communication, the
proposal eliminates the requirement for
a central display of pesticide
application-specific information. The
proposal requires the employer to
maintain and make available upon
request the pesticide applicationspecific information, as well as the
labeling and safety data sheets for
pesticides used on the establishment for
2 years.
For minimum age, the proposal
requires that handlers and workers
performing early-entry tasks be at least
16 years old. This minimum age does
not apply to immediate family members
working on an establishment owned by
another immediate family member.
For personal protective equipment
(PPE), the proposal adopts the
Occupational Safety and Health Act
requirements for respirator use by
handlers, i.e., fit test, medical
evaluation, and training. In addition, the
proposal adopts the existing California
standard for closed systems.
3. Costs and impacts. Under section
3(f)(4) of Executive Order 12866 (58 FR
51735; October 4, 1993), this action is a
‘‘significant regulatory action’’ because
it may raise novel legal or policy issues
arising out of legal mandates, the
President’s priorities, or the principles
set forth in the Executive Order.
Accordingly, EPA submitted this
proposed rulemaking to the Office of
Management and Budget (OMB) for
review under Executive Orders 12866
and 13563 (76 FR 3821; January 21,
2011), and any changes made in
response to OMB recommendations
have been documented in the public
docket for this action.
EPA has prepared an analysis of the
potential costs and impacts associated
with this rulemaking. This analysis is
summarized in greater detail in Unit
II.G. of this proposal. The following
chart provides a brief outline of the
costs and impacts of this proposal:
Description
Monetized Benefits Avoided acute pesticide incidents.
Qualitative Benefits ...........................................
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$5–14 million/year after adjustment for underreporting of pesticide incidents
EA Chapter 6.5.
• Willingness to pay to avoid acute effects of pesticide exposure beyond
cost of treatment and loss of productivity.
• Reduced latent effect of avoided acute pesticide exposure
• Reduced chronic effects from lower chronic pesticide exposure to workers,
handlers, and farmworker families, including a range of illnesses such as
Non-Hodgkins lymphoma, prostate cancer, Parkinson’s disease, lung cancer, chronic bronchitis, and asthma.
EA Chapter 6.
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Category
Description
Source
Monetized Costs ...............................................
Small Business Impacts ...................................
$62–73 million/year ...........................................................................................
No significant impact on a substantial number of small entities ......................
• The rulemaking will affect over 300,000 small farms, nurseries, and greenhouses and several hundred small commercial entities that are contracted
to apply pesticides.
• Impact less than 0.1% of the annual value of sales or revenues for the average small entity.
The rulemaking will have a negligible effect on jobs and employment ............
• The marginal cost of a typical farmworker is expected to increase $5/year
• The marginal cost for a more skilled pesticide handler is expected to increase by $60 per year, but this is less than 0.3 percent of the cost of a
part-time employee.
EA Chapter 5.2.
EA Chapter 5.4.
Impact on Jobs .................................................
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B. What action is the Agency taking?
The WPS is a regulation intended to
reduce the risks of injury or illness
resulting from agricultural workers’ and
handlers’ use and contact with
pesticides on farms, forests, nurseries
and greenhouses. The rule does not
cover persons working directly with
livestock. The existing regulation has
provisions for employers to provide
workers and handlers with pesticide
safety training, posting and notification
of treated areas, entry restrictions, and
PPE for workers who enter treated areas
after pesticide application to perform
crop-related tasks, as well as for
handlers who mix, load, and apply
pesticides. The rule was promulgated in
1992 and implementation was delayed
until 1995.
The changes in this proposed revision
of the WPS are intended to address
shortcomings in the current regulations,
such as:
• Absence of a minimum age for
handlers of pesticides and agricultural
workers engaged in early-entry
activities,
• Inadequate hazard communication
provisions,
• Insufficient training of agricultural
workers before they face potential
pesticide exposure,
• Unclear requirements regarding the
decontamination supplies the WPS
requires employers to provide, and
• Insufficient recordkeeping to verify
compliance with regulations.
EPA believes that the proposed
changes offer targeted improvements
that would reduce risk through
protective requirements and improve
operational efficiencies. EPA expects
the proposed changes to:
• Improve effectiveness of worker and
handler training,
• Improve protections to workers
during restricted-entry intervals (REIs),
• Improve protections for workers
during and after pesticide applications,
• Expand the information provided to
workers, thus improving hazard
communication protections,
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• Expand the content of pesticide
safety information displayed, thus
improving the display’s effectiveness,
• Improve the protections for crop
advisor employees,
• Increase the amounts of
decontamination water available, thus
improving the effectiveness of the
decontamination process,
• Improve the emergency response
when workers experience pesticide
exposures,
• Improve the organization of the
WPS, thus improving employers’ ability
to understand and comply with the
provisions,
• Clarify the coverage of the WPS to
those employed and receiving a salary
or wage to ensure protection for
occupational pesticide workers,
• Protect children by establishing a
minimum age for handlers and for
workers who enter a treated area during
an REI while maintaining an exemption
to the minimum age requirement for
children working on the establishment
of an immediately family member, and
• Improve flexibility for small farmers
and members of their immediate family
by expanding the definition of
immediate family members to be more
inclusive and retaining the exemptions
from almost all WPS requirements for
owners and their immediate family
members.
C. What is the Agency’s authority for
taking this action?
This action is issued under the
authority of sections 2 through 35 of the
Federal Insecticide, Fungicide, and
Rodenticide Act (FIFRA), 7 U.S.C. 136–
136y, and particularly section 25(a), 7
U.S.C. 136w(a).
D. Related Rulemaking
EPA is also considering a proposed
rule to amend 40 CFR part 171, titled
‘‘Certification of Pesticide Applicators.’’
Since parts 170 and 171, along with
other components of the pesticide
program, work together to reduce and
prevent unreasonable adverse effects to
pesticides, EPA may use any comments
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EA Chapter 5.3.
received on the proposed amendments
to part 171 when formulating a final
rule to amend the current WPS at part
170.
E. Benefits of the Proposal
The proposed changes to the current
WPS requirements are expected to lead
to an overall reduction in incidents of
unsafe pesticide exposure and to
improve the occupational health of the
nation’s agricultural workers and
pesticide handlers. This section
provides an overview of the qualitative
benefits of the proposal and the
estimated benefits that would accrue
from avoiding acute pesticide exposure
in the population protected by the WPS.
It also provides an estimate of the
number of chronic illnesses with a
plausible association with pesticide
exposure that would have to be
prevented by the proposed changes in
order for the total estimated benefits to
meet the estimated cost of the proposal.
A sizeable portion of the agricultural
workforce may be exposed
occupationally to pesticides and
pesticide residues. These exposures can
pose significant long- and short-term
health risks. It is difficult to quantify a
specific level of risk and project the risk
reduction that would result from this
proposal because workers and handlers
are potentially exposed to a wide range
of pesticides with varying toxicities and
risks. However, there is strong evidence
that workers and handlers may be
exposed to pesticides at levels that can
cause adverse effects and that both the
exposures and the risks can be
substantially reduced. EPA believes the
provisions in the proposed rule would
reduce pesticide exposures and the
associated risks.
The estimated quantified benefits
from reducing acute worker and handler
exposure to pesticides total about $11.4
million annually (Ref. 1). This
conservative estimate includes only the
avoided costs in medical care and lost
productivity to workers and handlers
and assumes that just 25% of acute
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pesticide incidents are reported. It does
not include quantification of the
reduction in chronic effects of pesticide
exposure to workers and handlers,
reduced effects of exposure including
developmental impacts, to children and
pregnant workers and handlers or
willingness to pay to avoid symptoms of
pesticide exposure. Because the chronic
effects of pesticide exposures are
seldom attributable to a specific cause,
and thus are unlikely to be recorded in
pesticide poisoning databases, EPA is
not able to quantify the benefits
expected to accrue from proposed WPS
changes that would reduce chronic
exposure to pesticides. However,
associations between pesticide exposure
and certain cancer and non-cancer
chronic health effects are well
documented in the peer-reviewed
literature, and reducing these chronic
health effects is an important FIFRA
goal.
Even if the lack of quantitative data
impairs the reliability of estimates of the
total number of chronic illnesses
avoided, it is reasonable to expect that
the proposed changes to the WPS will
reduce the incidence of chronic disease
resulting from pesticide exposure.
Therefore, EPA conducted a ‘‘break
even’’ analysis to consider the
plausibility of the proposed changes to
the WPS reducing the incidence of
chronic disease enough to cause the net
benefits of the proposed rule to exceed
its anticipated costs. Under this
analysis, EPA looked at the costs
associated with non-Hodgkin’s
lymphoma, prostate cancer, Parkinson’s
disease, lung cancer, bronchitis, and
asthma and their frequency among
agricultural workers, and found that
reducing the incidence of lung cancer
by 0.08% and the incidence of the other
chronic diseases by 0.8% per year
(about 53 total cases per year among the
population of workers and handlers
protected under the WPS) would
produce quantified benefits sufficient to
bridge the gap between the quantified
benefits from reducing acute incidents
and the $62.1 million to $72.9 million
cost of the proposed rule. Overall, the
weight of evidence suggests that the
proposed requirements would result in
long-term health benefits to agricultural
workers and pesticide handlers in
excess of the less than 1% reduction in
just six diseases that corresponds with
the break-even point for the proposed
rule, not only by reducing their daily
risk of pesticide exposures, but also by
improving quality of life throughout
their lives, resulting in a lower cost of
health care and a healthier society.
The proposed changes to the current
WPS requirements, specifically
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improved training on reducing pesticide
residues brought from the treated area to
the home on workers and handlers’
clothing and bodies and establishing a
minimum age for handlers and early
entry workers, other than those covered
by the immediate family exemption,
mitigate the potential for children to be
exposed to pesticides directly and
indirectly. The unquantified benefit to
adolescent workers and handlers, as
well as children of workers and
handlers is great; reducing exposure to
pesticides could translate into fewer
sick days, fewer days missed of school,
improved capacity to learn, and better
long-term health. Parents and caregivers
reap benefits by having healthier
families, fewer missed workdays, and
better quality of life.
By proposing several interrelated
exposure-reduction measures, the
revised rule is expected to mitigate
approximately 56% of reported acute
WPS-related pesticide incidents. EPA
believes the proposed rule would
substantially mitigate for these workers
and handlers the potential for adverse
health effects (acute and chronic) from
occupational exposures to such
pesticides and their residues. These
measures include requirements
intended to reduce exposure by:
• Ensuring that workers and handlers
are informed about the hazards of
pesticides—the proposed rule changes
the content and frequency of required
pesticide safety training, as well as
proposing changes to ensure that the
pesticide safety training is more
effective.
• Reducing exposure to pesticides—
among other things, the proposed rule
changes and clarifies the requirements
for personal protective equipment. It
also makes changes to the timing of
applications when people are nearby.
These and other provisions should
directly reduce exposure in the
agricultural workforce.
• Mitigating the effects from
exposures that occur—some accidental
exposures are inevitable. EPA expects
the proposed rule to mitigate the
severity of health impacts by updating
and clarifying what is required to
respond to exposures.
Further detail on the benefits of this
proposal is provided in the document
titled ‘‘Economic Analysis of Proposed
Revisions to the Worker Protection
Standard’’ which is available in the
docket for this rulemaking (Ref. 1). The
following briefly highlights the
anticipated benefits:
1. Reduce incidents of exposure and
illness through:
a. Expanded and more frequent
training for workers and handlers.
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EPA’s current requirement for training
workers and handlers fails to address or
to highlight the importance of some selfprotective practices, such as reducing
pesticide exposure to workers, handlers,
and their families by avoiding bringing
pesticide residues home on clothing,
shoes, or skin. The existing regulation
requires employers to provide training
every 5 years. The proposed rule, if
finalized, would expand the content of
the training, increase the frequency of
training to every year, and set higher
standards for trainers. Providing
workers and handlers with information
on reducing pesticide exposure in a
manner they understand, e.g., in a
language they speak and at an
appropriate education level, and at
intervals more likely to result in
retention of the information, would
benefit workers and handlers. Thus,
EPA believes the proposed rule would
reduce overall pesticide exposure
among workers, handlers, and their
families.
b. Improved posting of pesticidetreated areas. The current WPS allows
growers to provide either an oral or
posted warning to workers about which
areas have been treated with a pesticide
and are under an REI unless the
pesticide label requires both an oral and
posted warning. Many of the
occupational pesticide illnesses
reported to state health agencies have
occurred when workers entered a
treated area before the REI expired. The
proposed regulation would require
posting of all treated areas with an REI
of greater than 48 hours, providing a
visual reminder to workers not to enter
the specific pesticide-treated area
without proper protection.
c. Additional information before
entering a pesticide-treated area under
an REI. As mentioned above, many
incidents of pesticide exposure among
workers result from entering an area
while an REI is in effect. The proposed
rule would require that worker training
include information about the limited
circumstances in which workers may
enter a treated area under an REI, the
hazards workers may face, and that the
employer must provide the proper PPE.
Employers would also have to inform
workers entering a treated area under an
REI about the conditions under which
they enter the treated area and the
maximum time they are permitted to
stay in the treated area. Providing
workers with general information about
working in a treated area under an REI
as well as with specific information
about the circumstances of each
instance should make them aware of the
elevated risks and the steps necessary to
protect themselves.
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d. Access to more information about
chemical hazards in the workplace. The
current WPS requires the employer to
maintain records of what pesticides
have been used or have had an REI in
effect on the establishment in the last 30
days. The employer must provide the
name of the pesticide, EPA registration
number, and other general information
at a central location on the
establishment. The proposed rule would
require employers to maintain a copy of
pesticide labeling, the application
records, and the Safety Data Sheet (SDS,
formerly known as Material Safety Data
Sheet, or MSDS), as well as the
information currently required under
the WPS, for 2 years after the product
was applied on the establishment. The
employer would be required to provide
this information upon request and to
ensure that health care providers
treating a worker or handler who was
exposed on the establishment receive a
copy of this information. The more
specific information required, longer
retention period, and provision to
provide additional information to health
care providers should assist the health
care provider in determining the
specific types of pesticides to which a
worker or handler may have been
exposed and in more effectively treating
the injured person.
e. Strengthened requirements for
handlers during applications. The risk
of illness resulting from exposure to
pesticides through drift is largely borne
by agricultural workers. A recent study
estimates that 37% to 68% of acute
pesticide-related illnesses in
agricultural workers are caused by spray
drift (Ref. 2). The proposed rule would
require handlers to immediately stop an
application if, during the application,
anyone other than a properly equipped
handler enters the entry-restricted area
or the area treated with pesticides. This,
together with the proposal to create
entry-restricted areas around the treated
area for farms, forests and nurseries, is
expected to result in reduced incidents
of worker exposure through
unintentional contact during
application or through drift.
2. Strengthen protection for children
through:
a. Implementing a minimum age of 16
for handlers and early-entry workers.
The current WPS does not have a
minimum age for handlers or early-entry
workers. These tasks involve contact
with concentrated forms of pesticides,
applying pesticides, or entering
pesticide-treated areas before the REI
has expired. Children may be more
susceptible to the effects of pesticide
exposure because their systems are
developing, and research shows that
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adolescents have not fully developed
informed decisionmaking skills. The
Fair Labor Standards Act (FLSA)
establishes a minimum age of 16 for
youth engaged in occupations deemed
hazardous by the Secretary of Labor (29
U.S.C. 213(c)(2)). This includes persons
handling toxicity category I and II
pesticides in agriculture 29 CFR
570.71(a)(9). The FLSA prohibits youth
under the age of 16 engaged in
nonagricultural employment from any
work involving pesticides.
Implementing a requirement for
handlers and early-entry workers to be
at least 16 years old would ensure that
all persons handling pesticides,
regardless of the toxicity level, are
protected, thereby reducing their overall
risk of pesticide exposure and illness.
Persons under the age of 16 working on
the establishment owned by an
immediate family member would be
exempt from the proposed minimum
age requirements.
b. Improving training for workers and
handlers on reducing take-home
pesticide exposure. The current WPS
training does not provide specific
information on how workers and
handlers can minimize the possibility
for transferring pesticide residues from
their clothing, bodies, and shoes to their
homes, vehicles, and family members.
Although studies documenting the
effects of take-home pesticide exposure
are not conclusive, EPA has a
reasonable concern about the potential
for unreasonable adverse effects caused
by exposure to workers, handlers, and
their families. The proposed modest
addition to training would educate
workers and handlers on how to protect
themselves and their families from takehome pesticide exposure.
3. Reduce some burdens on growers
by:
a. Eliminating duplicative respirator
requirements. Agricultural worker and
handler employers may also be subject
to regulations issued by other federal
agencies, such as the Occupational
Safety and Health Administration
(OSHA). The current WPS standard for
proper use and maintenance of a
respirator differs from the standard
established by OSHA. The proposed
rule harmonizes the requirements for
agricultural employers that may be
required to provide a respirator for their
employees using pesticides under the
WPS with those issued by OSHA for
respirator use in agriculture beyond
pesticide use in order to reduce the
burden on employers to comply with
two separate standards.
b. Providing a national mechanism to
verify worker and handler training.
Under the current WPS employers may
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be uncertain about what measures they
must take to verify whether a worker or
handler has already received the
required pesticide safety training on
another establishment. EPA administers
a voluntary training verification system,
but it is not used nation-wide or
consistently. As a result, many
employers provide pesticide safety
training to all new employees. The
proposed revisions include a provision
for the employer to provide the worker
or handler with a copy of the record of
the training, including worker or
handler name, employer, trainer name,
and date of training. Workers and
handlers can provide this record to their
next employer as proof of valid training
and for the new employer to maintain
a copy in his or her records. EPA
believes a reliable training verification
system will reduce overall burden on
agricultural and handler employers.
c. Streamlining notification
requirements between handler
employers and agricultural
establishment employers. Under the
current WPS, handler employers are
required to notify the owner of the
agricultural establishment about the
start and end time of applications, as
well as changes to the application start
time and end time or application
duration, before the application begins.
The proposed changes would require
handlers or their employers to provide
changes to pesticide application plans
to the agricultural employer within 2
hours of the end of the application
rather than before the application.
Changes to the estimated application
end time of less than one hour would
not require notification.
d. Improving clarity of the regulation.
The Agency proposes to revise and
reorganize the WPS to enhance the
ability of employers to understand their
responsibilities under the regulation,
which could lead to increased
compliance with the rule. The proposed
rule, if finalized, would reorganize the
rule into four sections: (1) General
requirements, (2) responsibilities of
agricultural employers, (3)
responsibilities of handler employers,
and (4) exceptions. Employers’ greater
understanding and compliance with the
WPS would ensure that workers and
handlers are provided with the
information and equipment they need to
protect themselves. In turn, this should
contribute to reduced incidents of
unreasonable adverse effects from
pesticide exposure.
F. Request for Comments
The Agency invites the public to
provide its views and suggestions for
changes on all of the proposals in this
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document. Specifically, the Agency
requests the public to consider and
provide input on the following when
providing comments:
• The need for, value of, and any
alternatives to the requirements
described in this document.
• The studies and scientific articles
used as the basis of this proposed rule.
• The clarity of the proposed
revisions.
• The ability to effectively enforce the
proposed regulation.
• The economic analysis of the
proposed rule, including its underlying
assumptions, economic data, high- and
low-cost options and alternatives, and
benefits.
Additionally, in other parts of this
proposed rule, EPA is specifically
requesting comments on certain issues.
EPA welcomes comments on these
topics of particular interest to the
Agency.
Commenters are encouraged to
present any data or information that
should be considered by EPA during the
development of the final rule. Describe
any assumptions and provide any
technical information and data used in
preparing your comments. Explain
evaluations or estimates in sufficient
detail to allow for them to be
reproduced for validation. Commenters
are reminded that the submission of
data derived from human research
should include information concerning
the ethical conduct of such research, in
compliance with the requirements at 40
CFR 26.1303.
G. Reasons for The Proposed Action
The WPS is more than 20 years old
and EPA believes it can be improved.
Since the late 1990s, EPA has engaged
a wide range of stakeholders to evaluate
the effectiveness of the WPS and to
determine if improvements are
necessary. EPA met with groups
including, but not limited to,
farmworker organizations, health care
providers, state regulators, pesticide
manufacturers, farmers, organizations
representing agricultural commodity
producers, and crop advisors. Through
public meetings and federal advisory
committees, and as individuals and
small groups, a broad spectrum of
stakeholders provided
recommendations to EPA. Many of the
proposed changes address their
recommendations and concerns.
EPA has also reviewed available
information about occupational
pesticide exposure in agriculture. The
Agency’s review of these reports
indicates that many incidents might
have been avoided if workers and
handlers had better training, were better
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notified of treated areas, and used PPE
properly when required. For example,
workers became ill after entering a
treated area before the REI expired or
without wearing the proper equipment,
and through drift from a nearby
pesticide application. EPA believes
these types of incidents could be
significantly reduced by enhancing the
training for workers and handlers and
strengthening provisions of the
regulation designed to keep workers and
handlers out of pesticide-treated areas
unless they have the proper information
and PPE.
The great majority of agricultural
workers and handlers are
disadvantaged. The National
Agricultural Worker Survey (NAWS)
data indicate the median family income
range was $12,500–$14,999, many do
not speak English and are not literate in
their native language, and workers face
challenges accessing health care and
housing (Ref. 3). Workers and handlers
experience risks from occupational
pesticide exposure that are greater than
those faced by the general population
because workers and handlers work
with and around pesticides on a daily
basis, and language and literacy barriers
make effective hazard communication a
challenge. EPA is paying special
attention to the disproportionate burden
or risk carried by this disadvantaged
community. The proposed rule as a
whole addresses many worker safety
concerns; throughout this document the
environmental justice concerns relative
to specific changes will be highlighted.
In conjunction with various nonregulatory programs, the WPS
requirements are intended, among other
things, to reduce the risks of illness or
injury to workers and handlers resulting
from occupational exposure to
pesticides on agricultural
establishments. Broadly speaking, the
WPS provisions are meant to (1) inform
workers and handlers about the hazards
and risks from pesticides they use or to
which they come into contact in the
workplace, (2) protect workers and
handlers from occupational exposure to
pesticides and the potential adverse
effects of pesticides, and (3) mitigate the
potential adverse effects of unavoidable
pesticide exposure, including accidents.
Within these categories, EPA evaluated
the costs and benefits of alternative
requirements and is proposing a set of
requirements that, in combination, is
expected to achieve substantial benefits
at minimum cost.
The overall costs of the proposal
range from $62.1 to $72.9 million
annually. These costs would be borne
almost entirely by agricultural
establishments, those who employ
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workers and handlers and use
pesticides. Although the cost per
establishment will vary by the number
and type of employees, EPA estimates
that the annual cost to large
establishments would be $340 to $400
per year. Small establishments would
incur a lower cost of $130 to $150 per
year, which amounts to less than 0.1
percent of their annual revenue.
Presented differently, the additional
cost of employing a worker is estimated
at less than $5 per year and the
additional cost of employing a handler
is estimated at about $60 per year. EPA
does not believe the cost of the
regulation will have a negative impact
on employment.
The proposal, if finalized, would
reduce the disproportionate risks
associated with occupational pesticide
exposure that currently fall on workers,
handlers, and their families.
Agricultural and handler employers are
the group responsible for, and that
benefit from, pesticide application on
their establishments. Therefore, EPA
believes it is appropriate for these
employers to bear the cost of the
protections for their employees, rather
than to impose the costs on workers and
handlers themselves. Through the WPS
and these proposals, EPA seeks to have
those responsible for making pesticide
use decisions and applying pesticides
internalize the effects of their decisions.
This would minimize the externalities,
i.e., undesirable or unintended
consequences of decisions that result in
negative consequences for other parties,
to workers and handlers.
The benefits of the proposed rule
primarily accrue to workers, handlers
and, indirectly, to their families. EPA
estimates the quantitative value of
avoided acute incidents as a result of
the proposed rule to be between $1.2
million to $2.8 million annually (Ref. 1).
However, EPA recognizes that this
estimate is biased downward by an
unknown degree. First, pesticide
incidents, like many illnesses and
accidents, are underreported because
sufferers may not seek medical care,
cases may not be correctly diagnosed,
and correctly diagnosed cases may not
be filed with the central reporting
database. Also, many symptoms of
pesticide poisoning, such as a fatigue,
nausea, rash, dizziness, and diarrhea,
may be confused with other illnesses
and may not be reported by the workers
as related to their occupational
exposure. Studies estimate that
underreporting of pesticide exposure by
workers and handlers ranges from 20 to
90 percent. Adjusting the estimate based
on a reasonable assumption that only
25% of acute incidents are reported
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brings the estimated benefits from
reducing acute pesticide incidents to
$11.4 million annually (Ref. 1).
Second, EPA’s approach to estimating
the quantitative benefits of the proposal
only measures avoided medical costs
and lost wages, not the willingness to
pay to avoid possible symptoms due to
pesticide exposure, which could be
substantially higher. It also does not
take into account the disenfranchised
nature of this population and the
relative impact that lost work time
would have on their incomes and family
health. An increase in protections across
the entire worker population would be
more beneficial and likely to effect
positive change than requiring
individuals to value and pay for their
own increase in safety. Workers and
handlers may not be able to pay for the
improvements to their own safety,
necessitating intervention by the
government to ensure these populations
are adequately protected.
Well-documented associations
between pesticide exposure and certain
cancer and non-cancer chronic health
effects exist in peer-reviewed literature;
however, the wide range of employment
histories and pesticide exposures
characteristic of the agricultural
workforce generally prevents reliable
estimates of the full impact of chronic
pesticide exposure. In order to account
for the reduction in chronic diseases
expected as a result of the proposed
WPS changes, OPP used a ‘‘break-even’’
analysis. Based on a literature review,
EPA evaluated the costs associated with
six chronic illnesses that have welldocumented association with
agricultural pesticide exposure: nonHodgkin’s lymphoma, prostate cancer,
Parkinson’s disease, lung cancer,
bronchitis, and asthma. Owing to the
high costs associated with these chronic
illnesses, improvements to the WPS that
could reduce the frequency of these
illnesses among workers and handlers
by less than 1% (53 total cases per year)
would result in sufficient benefits to
bridge the gap between the estimated
costs of the revisions and the
anticipated benefits associated with
reducing acute pesticide exposures. For
the reasons identified below, it is
reasonable to expect that the proposed
changes to the WPS will reduce chronic
pesticide exposures enough to reduce
the frequency of chronic illnesses by at
least 0.08% for lung cancer and at least
0.8% for the other illnesses considered.
EPA believes the qualitative benefits
of the proposed rule are substantial. The
proposals for more frequent, expanded
training, better identification of treated
areas, strengthened requirements for
PPE, and clarifying the responses and
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information required in the event of an
emergency exposure all provide workers
and handlers with more information
and a better ability to protect themselves
from risks associated with pesticide
exposure. The proposals complement
each other and the resulting benefits are
derived from implementation of the
whole package. Overall, the weight of
evidence suggests that the proposed
requirements will result in both shortand long-term health benefits to
agricultural workers and pesticide
handlers.
In addition, many of the proposed
changes to current WPS requirements
would specifically mitigate risks to
children. The proposal would
implement a minimum age of 16 for
most handlers and early-entry workers;
the minimum age would not apply to
handlers and early-entry workers on an
establishment owned by an immediate
family member. EPA believes that these
two tasks present a higher risk of
exposure than do the general tasks
assigned to a worker. Since children’s
bodies are still developing, they may be
more susceptible to these elevated risks
and therefore would benefit from
strengthened protections. In addition,
the proposal seeks through additional
training to reduce the potential for
workers to transport pesticide residues
home to their families. Although studies
are inconclusive about the effects of
pesticides transferred from the treated
area to the home, EPA believes that
providing additional general
information to workers and handlers
about steps that may mitigate any
potential risk would be prudent. Thus,
the proposed changes are expected to
reduce children’s exposure to
pesticides.
In the almost two decades since the
1992 WPS was implemented, EPA has
learned from the Pesticide Program
Dialogue Committee, National
Assessment of the Pesticide Worker
Safety Program process, meetings with
state regulators, and other stakeholder
interaction, that the 1992 rule needs
improvements. EPA believes that the
data available to the Agency supports
this conclusion. The proposed rule
reflects the Agency’s commitment to
pay particular attention to the health of
children and environmental justice
concerns. The proposal also aligns with
the President’s January 18, 2011
Executive Order 13563 (76 FR 3821),
requesting that agencies review existing
regulations to improve the efficacy of
their protection, to balance costs and
benefits, and to maximize their
efficiency.
In proposing this revision, the Agency
is mindful of the effects on small
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business, family farms, and other
affected parties. The Agency has
attempted to keep the costs to the
regulated community as low as
practicable, so that they are reasonably
balanced against the anticipated risk
reduction benefits of the measures
proposed below.
H. Summary of Proposed Changes
EPA proposes to revise the WPS by:
• Amending the existing pesticide
safety training content, retraining
interval (frequency), and qualifications
of trainers,
• Ensuring workers receive safety
information before entering any
pesticide treated area by amending the
existing ‘‘grace period’’ and expanding
the training required during the ‘‘grace
period,’’
• Establishing a minimum age of 16
for handlers and for workers who enter
an area under an REI,
• Establishing requirements for
specific training and notification for
workers who enter an area under an REI,
• Restricting persons’ entry into areas
adjacent to a treated area during an
application,
• Enhancing the requirement for
employers to post warning signs around
treated areas,
• Modifying the content of the
warning sign,
• Adding information employers
must keep under the requirement to
maintain application-specific
information,
• Requiring recordkeeping for
pesticide safety training and worker
entry into areas under an REI,
• Ensuring the immediate family
exemption includes an exemption from
the proposed minimum age
requirements for handlers and earlyentry workers,
• Expanding the definition of
‘‘immediate family’’ to allow more
family-owned operations to qualify for
the exemptions to the WPS
requirements,
• Revising definitions to improve
clarity and to refine terms, and
• Restructuring the regulation to
make it easier to read and understand.
III. Statutory Authority and Framework
This unit discusses the legal
framework within which EPA regulates
the safety of those who work with and
around pesticides in agriculture.
A. FIFRA
The Federal Insecticide, Fungicide
and Rodenticide Act (FIFRA) of 1947
established a framework for the
regulation of pesticide products. Major
amendments in 1972 by the Federal
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Environmental Pesticide Control Act (7
U.S.C. 136 et. seq.) broadened federal
pesticide regulatory authority to make it
‘‘unlawful for any person to use any
registered product in a manner
inconsistent with its labeling’’ (7 U.S.C.
136i (a)(2)(G)). The 1972 amendments
provided civil and criminal penalties for
violations of the Act (7 U.S.C. 136l) and
authorized the Administrator to provide
regulations to carry out the Act (7 U.S.C.
136w (a)). The new and revised
provisions directed EPA to protect
humans and the environment from
unreasonable adverse effects of
pesticides.
The legislative history of the 1972
amendments to FIFRA reflects the clear
intent of Congress that farmers and
agricultural workers were among those
intended to be afforded protection
under FIFRA. In discussing the 1972
amendments, the Senate Committee on
Agriculture noted its intent of FIFRA to
protect farmworkers and others from
contacting pesticides or their residues.
(Ref. 4)
EPA has implemented many
protections for workers through use
instructions on pesticide labeling,
which have been legally binding on
pesticide users since the 1972
amendments. See FIFRA section
12(a)(2)(G), which makes it unlawful ‘‘to
use any registered pesticide in a manner
inconsistent with its labeling’’. In order
to expand these protective measures
without making individual product
labeling inordinately complex, the
Agency decided to consolidate common
requirements in a single, uniform
standard that could be incorporated into
agricultural pesticide labels by
reference, the Worker Protection
Standard (WPS). In 1992, the Agency
issued the WPS, which, where
mandated on a pesticide label, provides
a uniform system of protections to
workers and handlers on farms, forests,
nurseries, and greenhouses from
occupational exposure to the pesticide
product. The WPS establishes uniform
requirements for practices that
minimize exposure, regardless of the
risks of specific pesticides, and the
individual pesticide product labeling
provides the specific requirements
appropriate to each pesticide product.
The WPS sets basic requirements for
notification of a treated area, limited
entry into a treated area, supplies
related to decontamination and
maintenance of PPE, and access to
information about pesticides used on
the agricultural establishment. It also
requires that workers and handlers
receive basic safety training to inform
them about ways to minimize their
exposure and risk.
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B. EPA Regulation of Pesticides
In order to protect human health and
the environment from unreasonable
adverse effects that might be caused by
pesticides, the Agency has developed
and implemented a rigorous process for
registering and re-evaluating pesticides.
The registration process begins when a
manufacturer submits an application to
register a pesticide. The application
must contain required test data,
including information on the pesticide’s
chemistry, environmental fate, toxicity
to humans and wildlife, and potential
for human exposure. The Agency also
requires a copy of the proposed labeling,
including directions for use, and
appropriate warnings.
Once an application for registration of
a new pesticide product is received,
EPA conducts an evaluation, which
includes a detailed review of scientific
data to determine the potential impact
on human health and the environment.
The Agency considers the risk
assessments and results of any peer
review and evaluates potential risk
management measures that could
mitigate risks above the Agency’s level
of concern. Risk management measures
could include, among other things,
extending the restricted-entry interval
(REI), the period during which people
are prohibited from entering the treated
area, to allow the pesticide residues to
reach an acceptable level before worker
reentry is permitted. They could also
require certain engineering controls,
such as use of closed mixing systems to
reduce potential exposure to those who
mix and load pesticides, or specific PPE,
such as respirators, to protect users
against risks associated with inhalation
of the product.
In the decision-making process, EPA
evaluates the application to determine
whether the proposed use(s) meets the
Agency’s standards for registration.
FIFRA is a risk-benefit statute. In
evaluating the impact of a pesticide on
occupational health and safety, EPA
weighs the risks associated with use of
the pesticide (occupational,
environmental) and the benefits
associated with use of the pesticide
(economic, public health,
environmental). FIFRA does not require
EPA to balance the risks and benefits for
each audience. For example, a product
may pose risks to workers, but risks may
nevertheless be reasonable in
comparison to the economic benefit of
continued use of the product to society
at large.
If the application does not contain
enough evidence to prove that the
pesticide meets all of these standards,
EPA communicates to the applicant the
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need for more or better refined data,
labeling modifications, or additional use
restrictions. Once the applicant has
demonstrated that a proposed product
meets the statutory standards, and, if the
pesticide is intended to be used on food,
a tolerance or exemption from the
requirement of a tolerance under the
Federal Food, Drug, and Cosmetic Act
can be established, EPA will approve
the registration, subject to any risk
mitigation measures necessary to
achieve that approval. EPA devotes
significant resources to the regulation of
pesticides to ensure that each pesticide
product meets the FIFRA requirement
that pesticides not cause unreasonable
adverse effects to the public and the
environment.
When EPA approves a pesticide, the
label reflects the risk mitigation
measures required by the Agency. Since
users must comply with the directions
for use and use restrictions on a
product’s labeling, EPA uses the
labeling to establish and convey
mandatory requirements for how the
pesticide must be used to protect people
and the environment from pesticide
exposure. As discussed in Unit III.A.,
above, the labeling for agricultural
pesticides requires compliance with the
WPS, in order that workers, handlers,
and their employers have a single,
uniform set of specific requirements for
the protection of workers and handlers
that complement the product-specific
labeling requirements.
C. EPA’s Pesticide Reregistration and
Registration Review Programs
FIFRA requires EPA to review
periodically the registration of
pesticides currently registered in the
U.S. The 1988 FIFRA amendments
required EPA to establish a pesticide
reregistration program. Reregistration
was a one-time comprehensive review
of the human health and environmental
effects of pesticides first registered
before November 1, 1984 to make
decisions about these pesticides’ future
use. The Food Quality Protection Act of
1996 required that EPA establish,
through rule making, an ongoing
‘‘registration review’’ process of all
pesticides at least every 15 years. The
final rule establishing the registration
review program was signed and
published in August 2006. The purpose
of both re-evaluation programs is to
review all pesticides registered in the
U.S. to ensure that they continue to
meet current safety standards based on
up-to-date scientific approaches and
data.
Pesticides reviewed under the
reregistration program that met current
scientific and safety standards were
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declared ‘‘eligible’’ for reregistration.
The results of EPA’s reviews are
summarized in Reregistration Eligibility
Decision (RED) documents. The last
RED was completed in 2008. Often
before a pesticide could be determined
‘‘eligible,’’ certain risk reduction
measures had to be put in place. For a
number of pesticides, measures
intended to reduce exposure to handlers
and workers were needed and are
reflected on pesticide labeling. To
address occupational risk concerns,
REDs include mitigation measures such
as voluntary cancellation; limiting the
amount, frequency or timing of
applications; other application
restrictions; classification of a product
or specific use as a ‘‘Restricted Use
Pesticide’’ (RUP); PPE; specific REIs;
user safety requirements; and improved
use directions.
Rigorous education and enforcement
are needed to ensure that these
mitigation measures are appropriately
implemented in the field. The
framework provided by the WPS is
critical for ensuring that the
improvements brought about by
reregistration, including worker risk
mitigation measures, are realized. The
rule changes being proposed in this
notice are designed to enhance the
effectiveness of the existing structure.
In summary, EPA’s pesticide
reregistration and registration reviews
assess the specific risks associated with
particular chemicals and ensure that the
public and environment do not suffer
unreasonable adverse effects from the
risks. EPA implements the risk
reduction and mitigation measures that
result from the pesticide reregistration
and registration review programs
through individual pesticide product
labeling.
D. Existing Worker Protection Standard
The WPS currently covers pesticide
use at establishments engaged in the
production of agricultural commodities:
Farms, forests, nurseries, and
greenhouses. The WPS does not cover
persons working directly with livestock.
WPS regulations are directed toward the
working conditions of two types of
employees: Workers and handlers.
• Workers perform tasks related to the
cultivation and harvesting of
agricultural products on agricultural
establishments. Typical tasks include
thinning, pruning, and harvesting
commodities.
• Handlers mix, load, and apply
pesticides, and do other activities linked
to pesticide application on agricultural
establishments.
The WPS defines general protections
that cover all workers or handlers
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employed on an establishment that uses
a pesticide that references the WPS on
the label and complements the specific
risk mitigation measures implemented
through individual pesticide product
labeling. The existing WPS requires
agricultural employers to provide
certain protections to their employees.
Agricultural employers are required to
notify workers of areas treated with
pesticides so workers may avoid
inadvertent exposures. Employers also
must provide to all workers that may
enter a treated area pesticide safety
training that covers common routes of
exposure, how to protect oneself from
pesticide exposure, information on
decontamination, and what to do in an
emergency. Handlers receive more
detailed training on using PPE,
conducting pesticide application, and
following safety principles. A central
location on the establishment must have
a pesticide safety poster and
information on recent pesticide
applications. Handlers and workers
must be informed of specific
requirements on the pesticide label
related to the WPS.
The labeling of agricultural pesticides
generally specifies REIs (a time during
which entry into a treated area is strictly
limited) for areas treated with
pesticides. The existing WPS regulation
provides detailed requirements
regarding identifying areas under an REI
and notifying workers about them,
excluding workers and others from the
treated areas, and the limited
circumstances under which early entry
may occur. The WPS provides detailed
information concerning the types of PPE
necessary for handlers and early-entry
workers, if not specified on the label,
and instruction that employers must
provide to workers entering under an
REI exception. The existing WPS also
prohibits applicators from applying a
pesticide in a way that will expose
workers or other persons and excludes
workers from areas while pesticides are
being applied. These general
requirements serve as a counterpart to
the product-specific risk reduction
measures implemented through the
pesticide label.
The WPS also mitigates the risks
associated with pesticide exposure by
requiring agricultural employers to
provide workers and handlers with
water, soap, and towels for routine
washing after working in or around
areas where pesticides have been
applied. There are also provisions for
decontamination in the event of an
emergency. The employer must provide
transportation to a medical care facility
for a worker or handler who may have
been poisoned or injured, and provide
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information to the worker, handler, or
medical personnel about the pesticide to
which the person may have exposed.
A detailed history of the development
of the 1992 WPS and the process
leading to the proposed rule appears in
Unit V.
IV. Overview of EPA’s Protection of
Pesticide Workers
A. Demographics of Agricultural
Workers and Handlers
The task of protecting workers and
handlers from occupational exposure to
pesticides presents a challenge, given
the complexity of the science issues
involving pesticide use, variability of
pesticide use patterns, and the diversity
of the labor population being served and
the tasks they perform.
According to information published
by the Department of Labor’s (DOL)
NAWS in 2001–2002, 75% of
agricultural workers in the United States
were born in Mexico and 2% in Central
America (Ref. 3 p. 3). A majority (81%)
of this group speaks Spanish as a native
language, but a growing percentage
speaks languages such as Creole,
Mixteco, and indigenous languages (Ref.
3 p. 17). Approximately 44% could not
speak English at all, and 53% could not
read any English (Ref. 3 p. 21). Many
have received minimal formal
education; the foreign born workers, on
average, completed no more than a sixth
grade education (Ref. 3 p. 18).
Approximately 43% of the survey
respondents were classified as migrant,
having traveled at least 75 miles in the
previous year to find a job in agriculture
(Ref. 3 p. 7). Over 20% of respondents
lived in housing provided by their
employer and 58% rented housing from
someone other than their employer (Ref.
3 p. 43). In general, agricultural workers
surveyed by NAWS do not use health
care facilities. Estimates of agricultural
workers lacking health insurance range
from 77% to 85% and estimates from
the late 1990s indicate only 20% of
those surveyed had visited a health care
facility in the preceding 2 years (Ref. 5
pp. 12–13). U.S. Department of
Agriculture (USDA) research, based on
NAWS data, also reports that workers
have difficulty entering the health care
system to receive treatment. Cost was a
significant barrier for two-thirds of
farmworkers, while about a third listed
language barriers as an impediment to
receiving care. The problem is more
severe among undocumented workers
because they fear seeking treatment will
lead to deportation or other adverse
legal action (Ref. 6).
USDA issued a report indicating that
the factors mentioned above contribute
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to the disadvantaged status of hired
workers in agriculture (Ref. 6).
Unemployment rates, counting both
crop and livestock workers (livestock
workers are outside the scope of the
WPS), are twice that of all salary and
wage workers. The NAWS found crop
workers’ average annual income was
between $10,000 and $12,499, with total
family income averaging between
$15,000 and $17,499 (Ref. 3 p. 47).
B. Incident Data Sources and General
Information
Incident monitoring programs have
provided the Agency with a better
understanding of common types of
pesticide exposures and their outcomes.
In 2007, EPA released a report detailing
the coverage of all pesticide exposure
incident reporting databases considered
by the Agency (Ref. 7). EPA consults
two major databases for information on
occupational pesticide exposure
incidents.
The first database, the Sentinel Event
Notification System for Occupational
Risk (SENSOR), is maintained by the
Centers for Disease Control and
Prevention (CDC)/National Institute for
Occupational Safety and Health
(NIOSH). SENSOR covers all
occupational injuries and has a specific
component for pesticides (SENSORPesticides). EPA uses SENSORPesticides to monitor trends in
occupational health related to acute
exposures to pesticides, to identify
emerging pesticide problems, and to
build and maintain state surveillance
capacity. SENSOR-Pesticides is a statebased surveillance system with eleven
state participants. The program collects
most poisoning incident cases from:
• Department of Labor workers’
compensation claims when reported by
physicians,
• State Departments of Agriculture,
and
• Poison control centers.
A state SENSOR-Pesticides contact
specialist follows up with workers and
obtains medical records to verify
symptoms, circumstances surrounding
the exposure, severity, and outcome.
Using a standardized protocol and case
definitions derived from poison center
reporting, SENSOR-Pesticides
coordinators enter the incident
interview description provided by the
worker, medical report, and physician
into the SENSOR data system. EPA
believes that SENSOR-Pesticides
provides the most comprehensive
information on occupational pesticide
exposure, but coverage is not
nationwide and a majority of the data
comes from California and Washington
State.
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The American Association of Poison
Control Centers maintains the National
Poison Data System (NPDS), formerly
the Toxic Effects Surveillance System
(TESS). NPDS is a computerized
information system with geographically
specific and near real-time reporting.
While the main mission of Poison
Control Centers (PCC) is helping callers
respond to emergencies, not collecting
specific information about incidents,
NPDS data help identify emerging
problems in chemical product safety.
Hotlines at 61 PCCs nationwide are
open 24 hours every day of the year.
There are many bilingual PCCs in
predominantly Spanish speaking areas.
Hotlines are staffed by toxicology
specialists to provide poisoning
information and clinical care
recommendations to callers with a focus
on triage to give patients appropriate
care. Using computer assisted data
entry, standardized protocols, and strict
data entry criteria, local callers report
incidents that are retained locally and
updated in summary form to the
national database. Since 2000, nearly all
calls in the system are submitted in a
computer-assisted interview format by
the 61 certified PCCs, adhering to
clinical criteria designed to provide a
consistent approach to evaluating and
managing pesticide and drug related
adverse incidents. Information calls are
tallied separately and not counted as
incidents. The NPDS system covers
nearly the entire United States and its
territories, but the system is clinically
oriented and not designed to collect
detailed occupational incident data.
Three studies showing undercounting
of poison control data indicate the
magnitude of the problem. The studies
each focus on a specific region and
compare cases reported to poison
control with those poisonings for which
there are hospital records. In all three
cases, the studies indicate a substantial
underreporting of poisoning incidents to
poison control, especially related to
pesticides (Ref. 8) (Ref. 9) (Ref. 10).
Underreporting of pesticide incidents is
a challenge for all available data sources
for a number of reasons, as discussed
below.
Symptoms of acute pesticide
poisoning are often vague and mimic
other causes, leading to incorrect
diagnoses, and chronic effects are
difficult to identify and track. The
demographics of the worker population
also contribute to underreporting of
incidents. Many incident reports lack
useful information, such as the exact
product that was the source of the
exposure, the amount of pesticide
involved, or the circumstances of the
exposure. There may not be enough
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information to determine if the adverse
effects noted were in fact the result of
pesticide exposure and not another
contributing factor. A more complete
discussion of the underreporting and its
effect on pesticide incident reporting is
located in the Economic Analysis for
this proposal (Ref. 1).
The data available do provide a
snapshot of the illnesses faced by
workers and handlers in the field and
the likely avenues of exposure. Review
of these data sources shows that workers
and handlers continue to face avoidable
occupational pesticide exposure. The
most common types of incidents are
related to pesticide drift and
unpermitted entry into an area under an
REI (Ref. 11). Often handler exposure
occurs when handlers are using PPE and
do not wear the PPE properly or the PPE
malfunctions. Generally, reports on the
data note that many of the incidents
could be prevented with strengthened
training for handlers and workers and
improved notification when an
application is occurring or a treated area
is under an REI (Ref. 11).
C. Other Worker Protection Programs
EPA’s Pesticide Worker Safety
Program is comprised of three major
components: protections for agricultural
labor through the WPS (40 CFR part
170), described in Unit III.D.;
certification of RUP applicators; and the
National Strategies for Health Care
Providers: Pesticides Initiative (Health
Care Providers Initiative). EPA uses its
field programs and cooperative
agreements to distribute information on
the risks associated with pesticides,
developing technology, and selfprotection to avoid pesticide exposure.
All three field programs solicit feedback
from the regulated and affected
communities to EPA about the effect of
the pesticide labeling and mitigation
measures. To implement these
programs, the Office of Pesticide
Programs works with an extensive
network of partners, including state and
tribal pesticide regulatory agencies;
USDA’s National Institute of Food and
Agriculture (NIFA) (formerly the
Cooperative State Research, Education,
and Extension Service (CSREES));
university cooperative extension
services; farmworker groups; and the
regulated community. EPA funds
collaborative field projects and activities
through grants with governmental and
non-governmental organizations with
the goal of improving the health of
workers, handlers, applicators, the
public, and the environment.
Under the Certification of Pesticide
Applicators rule, 40 CFR 171, EPA
establishes standards for the
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competency of applicators who use
RUPs. The rule requires applicators to
demonstrate competency to become
certified to apply RUPs. Part 171 also
has a section outlining the requirements
for states, federal agencies, and tribes to
administer a program to certify
applicators in their jurisdictions. All
states and several tribes, territories, and
federal agencies administer their own
applicator certification programs. EPA
provides funding through an
interagency agreement with USDA to
support the training of applicators using
RUPs through the cooperative extension
services in each state.
The third prong of the Pesticide
Worker Safety Program is the Health
Care Providers Initiative, aimed at
improving the training of health care
providers in the recognition, diagnosis,
and treatment of occupational pesticide
poisonings. EPA collaborated in the
development of a manual for health care
providers called ‘‘Recognition and
Management of Pesticide Poisonings’’
(Ref. 12). This resource outlines the
health effects associated with different
classes of pesticides and suggests
treatments based on the suspected
exposure.
Under this initiative, EPA also works
closely with the Migrant Clinicians
Network, an organization of health care
providers serving the migrant
community, on a project to improve
pesticide education and awareness and
to train health care providers to
recognize and treat pesticide-related
conditions. This project also includes
the development of relevant resources
and tools that health care providers can
use to deal effectively with pesticiderelated health conditions, and the
distribution of these products through
training sessions, the Internet, and
continuing education opportunities.
D. EPA–OSHA Relationship
The Occupational Safety and Health
Act, 29 U.S.C. 651 et. seq., grants the
Occupational Safety and Health
Administration (OSHA) authority to
promulgate regulations to mitigate
significant risks that may occur in the
occupational setting. Under its statutory
authority, OSHA promulgated a Hazard
Communication Standard (HCS) (29
CFR 1910.1200) to protect employees
from general chemical hazards in the
workplace. OSHA also establishes
industry, chemical, and process-specific
standards to address workplace hazards
that warrant additional regulatory
measures to ensure employees’
occupational safety and health.
Except as limited by section 4(b)(1) of
the Occupational Safety and Health Act,
which prohibits OSHA from regulating
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working conditions or hazards where
other federal agencies exercise statutory
authority to prescribe or to enforce
standards for occupational safety and
health, OSHA’s HCS covers all
industries in which an employee may be
exposed to a chemical hazard in the
workplace. OSHA based the HCS on
employees’ right to know about
chemical hazards in the workplace in
order to make informed decisions about
their work practices, to better protect
themselves, and to reduce their chances
of illness or injury from a workplace
accident. OSHA determined that
employees are at a significant risk of
experiencing adverse health effects in
the absence of knowledge of workplace
hazards. Among other things, the HCS
requires employers to provide the
following protections in the workplace:
• Develop, implement, and maintain
a written hazard communication
program;
• Maintain a written list of all
hazardous chemical products and
substances known to be present;
• Ensure labeling of all chemical
containers;
• Provide employees with effective
information and training on chemical
hazards; and
• Maintain a copy of the safety data
sheet (SDS, formerly known as Material
Safety Data sheet, or MSDS) containing
the chemical and physical hazard
information for each hazardous
chemical, and ensure that SDSs are
readily accessible to employees when
they are at the workplace.
To address the statutory limitation in
section 4(b)(1) and to ensure workplace
protections of agricultural workers and
handlers, OSHA and EPA formed a
working group to discuss the
jurisdictional overlap between OSHA’s
authority over workplace safety and
health and EPA’s mandate to protect
those who work with and around
pesticides from the risks associated with
exposure. OSHA and EPA sought to
coordinate regulations related to
workplace safety and health and to
ensure that they were within the scope
of each agency’s statutes. EPA and
OSHA agreed that OSHA’s Field
Sanitation Standard addresses general
sanitary standards, while EPA’s WPS
decontamination requirements are
specific to pesticide hazards. EPA stated
that the intended reach of the WPS was
limited to occupational safety for
pesticides and that OSHA was not
preempted from regulating any nonpesticide chemical or other workplace
hazards in agriculture. OSHA
established a policy not to cite
employers covered under the WPS for
pesticide-related HCS standards. The
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policy also defers to EPA’s regulatory
authorities for pesticide labeling and
use, certification of pesticide
applicators, and protection of handlers
and workers on establishments covered
by the WPS (Ref. 13).
V. Sources of Information for
Improvement of Worker Protection
A. History of the WPS Regulation
In 1974, EPA promulgated the first
version of the WPS (39 FR 16888; May
10, 1974). The regulation provided
health protections for workers exposed
to pesticides from hand labor activities
during and after applications. The 1974
regulations contained four basic
elements:
• A prohibition against spraying
workers,
• Specific reentry intervals for 12
pesticides and a general reentry interval
for all other agricultural pesticides,
prohibiting entry until sprays had dried
or dusts had settled;
• A requirement for protective
clothing for any worker who had to
reenter treated areas before the specific
reentry interval had expired; and
• A requirement for ‘‘appropriate and
timely’’ warnings.
A 1983 review of the WPS concluded
that the 1974 regulation did not
adequately protect workers (49 FR
32605; August 15, 1984). New
information was becoming available
about the use of pesticides and the
impact on occupational safety and
health. OSHA had promulgated
occupational health standards for
workers in non-agricultural industries
that provided greater protections than
those contained in the WPS. The OSHA
Standards included requirements for
notifying workers of workplace
chemicals to which they are exposed,
personal protective equipment to
mitigate risks of exposure, hygiene
facilities, medical surveillance, worker
training programs, and recordkeeping.
EPA considered the addition of similar
protections to the WPS.
In addition to the shortcomings of the
protections in the 1974 rule, there were
legal issues with respect to the
enforcement of the protections. EPA
realized that the four existing
requirements of the WPS were not
typically included on the pesticide
labeling. Without a reference to the
regulation on the labeling, the
requirements were not legally
enforceable. Moreover, the regulation
itself did not clearly assign
responsibility for compliance with the
requirements; for example, workers
were prohibited from entering treated
areas, but nobody was charged with
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communicating the prohibition to the
workers or ensuring that they did not
enter.
The Agency also wanted to expand
the scope of the regulation to cover sites
that had been exempted but were
similar to farms, i.e., forests, nurseries,
and greenhouses, and to add another
group of people facing occupational
pesticide exposure in agriculture—
handlers who mix, load, or apply
pesticides. Handlers’ occupational
exposure profile is distinct from that of
workers protected by the initial WPS.
When mixing, handlers may face
exposure while pouring the
concentrated pesticide or stirring the
diluted mix. Loaders and applicators
handle many gallons of the diluted
pesticide and may experience exposure
while transferring the pesticide mixture
into the application equipment or
making the application. The Agency
believed that expanding the WPS to
include the additional sites and adding
specific protections for handlers was
necessary.
In 1984, the Agency published an
Advance Notice of Proposed
Rulemaking (49 FR 32605; August 15,
1984), announcing its intention to revise
the 1974 rule for the reasons outlined
above and soliciting public comment.
EPA also initiated a process of
regulatory negotiation with parties
interested in or affected by the WPS.
Stakeholders with competing interests
worked to resolve issues through
collaboration and compromise. EPA
convened a Federal Advisory
Committee Act (FACA) workgroup,
‘‘The Advisory Committee on WPS for
Agricultural Pesticides,’’ that had
members representing a spectrum of
stakeholder perspectives from 25
entities. Certain labor representatives
discontinued their participation early in
the process. As a result, the full
committee did not participate in
decision making; therefore, a consensus
on proposed changes to the regulation
could not be reached.
The public comments helped the
Agency refine the areas for proposed
change. In 1988, EPA published a
Notice of Proposed Rulemaking (NPRM)
(53 FR 25970; July 8, 1988) that
proposed significant changes to the then
existing WPS, including the following:
• Expansion of the scope of
establishments covered;
• Revision of reentry intervals to
correlate with risks posed by each
pesticide;
• Revision to the PPE requirements;
• Improvement to worker notification
provisions; and
• Strengthening compliance with the
regulation by designating specific
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responsibilities of agricultural
employers.
Following the publication of the
NPRM, EPA held public meetings across
the country, primarily in major
agricultural areas, to explain the
proposed rule and to respond to
questions. EPA received 380 written
comments from the public on the
proposed rule.
After review and careful analysis of
the public comments, the Agency
promulgated the final rule, revising the
WPS and adding Subpart K (Labeling
Requirements for Pesticides and
Devices) to 40 CFR part 156 in August
1992 (57 FR 38101; August 21, 1992).
Shortly after publication of the final
rule, agricultural groups raised concerns
related to the availability of materials
necessary to implement the rule and
insufficient numbers of qualified
trainers. Based on these concerns,
Congress enacted legislation delaying
implementation of the final rule. In
response to the concerns raised, EPA
worked with stakeholders to develop
training materials that were tested with
focus groups to ensure that they were
appropriate for the language and literacy
level of the target training audiences. In
response to identified training needs,
EPA has developed training materials in
many languages, including Spanish,
Chinese (Mandarin), Tagalog, Haitian
Creole, Hmong, Ilocano, Khmer,
Laotian, Polish, Portuguese, and
Vietnamese. EPA’s revisions to the WPS
were fully implemented in 1995. The
expanded regulation provided
protections for agricultural workers
from pesticide exposure on farms and in
forests, nurseries, and greenhouses;
included agricultural handlers; and held
agricultural employers and pesticide
applicators responsible for complying
with specific portions of the regulation.
Since promulgating the WPS in 1992,
EPA has made several minor
amendments. In 1995, EPA published a
series of Federal Register notices: (1)
Reducing the grace period for
agricultural employers to provide
pesticide safety training to workers from
15 days to 5 days (60 FR 21943; May 3,
1995), (2) establishing a 5-year
retraining interval for workers and
handlers (60 FR 21943; May 3, 1995), (3)
exempting certain persons performing
crop advisor tasks from WPS provisions
except for pesticide safety training, (60
FR 21948; May 1995), and (4) creating
exceptions to the WPS to allow workers
to enter pesticide-treated areas during
an REI under specified conditions to
perform irrigation tasks (60 FR 21960;
May 3, 1995) and tasks that involve
limited contact with pesticide-treated
surfaces (60 FR 21955; May 3, 1995).
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In 1996, EPA amended the regulation
to: (1) Reduce the number of days
employers must provide to workers
decontamination supplies (soap, water,
paper towels) after application of
pesticides that are low risk and have
REIs of four hours or less (61 FR 33207;
June 26, 1996), (2) allow substitution of
the language commonly spoken and
read by workers for the Spanish portion
of the warning sign (61 FR 33202; June
26, 1996), and (3) allow the use of
smaller signs in nurseries and
greenhouses (61 FR 33202; June 26,
1996).
Lastly, in 2004, EPA published a
notice in the Federal Register revising
the WPS glove requirements. This
notice allowed all early-entry workers
and handlers to wear disposable glove
liners under chemical-resistant gloves
and eliminated the requirement for
aerial applicators to wear chemicalresistant gloves when entering and
exiting aircraft that have been used to
apply pesticides unless required by the
labeling (69 FR 53341; September 1,
2004).
During the course of the states’
implementation of the 1992 WPS
regulation, regulatory partners, the
regulated community, and other
stakeholders raised numerous policy
and enforcement questions. EPA
addressed most of these questions
through reference to the official rule text
or the Agency’s responses to public
comments on the proposed rule. Some
questions, however, raised interpretive
issues that required the Agency to
develop and issue interim guidance.
EPA coordinated the development of
guidance through an interpretive
guidance workgroup (IGW) using a
collaborative process that included all
relevant and affected EPA offices, and
state regulatory partners from the
Florida Department of Agriculture and
Consumer Services and the New Mexico
Department of Agriculture. The State
FIFRA Issues Research and Evaluation
Group nominated the state participants
on the IGW.
The IGW addressed the questions
raised by stakeholders. The final IGW
guidance clarified definitions for terms
used in the rule, the scope of the WPS
exceptions, and the intended scope and/
or limits of provisions. The final IGW
guidance has been compiled into a
document available to the public (Ref.
14).
Although the IGW document
provided answers to many of the issues
raised by stakeholders to EPA, it is only
guidance. Therefore, the IGW document
is not legally binding on EPA, workers,
handlers, agricultural establishments,
and others. EPA proposes to codify
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certain of the elements in the IGW
guidance document, as discussed in
Units VII through XVIII.
At the same time EPA published the
1992 WPS, the Agency also published
an NPRM on a Hazard Communication/
Right-to-Know program for agricultural
workers (57 FR 38167; August 21, 1992).
This NPRM responded to comments
received in response to the 1992
proposed rule noting that protections for
agricultural workers could not be
considered complete until workers were
provided with specific hazard
information. Many comments called for
EPA to adopt requirements parallel to
those imposed by OSHA rules. In the
1992 proposed rule, EPA proposed
options for providing written
information about the specific hazards
posed by pesticides in the workplace,
for alleviating confusion about possible
conflict and duplication between EPA
and OSHA regulation of occupational
safety and health in pesticides, and for
supporting states in developing their
own hazard communication programs.
EPA never promulgated a rule finalizing
a Hazard Communication/Right-toKnow program for agricultural workers
because Agency resources were diverted
to develop training and compliance
assistance materials to implement the
WPS as mandated by Congress. The
Agency also wanted to solicit more
stakeholder feedback about states’
experiences implementing different
approaches to hazard communication
before moving forward with a final
regulation.
B. Stakeholder Engagement
Over the last 20 years, the Agency has
repeatedly engaged the public and
particularly affected stakeholders in the
assessment of the 1992 WPS and its
implementation. This stakeholder
engagement process has provided EPA
with a deep appreciation of the complex
challenges facing federal, state and
tribal authorities, agricultural
employers, and workers and handlers in
the ongoing effort to ensure pesticide
use is safe.
Immediately following full
implementation of the 1992 WPS, EPA
began the Pesticide Dialogue Process.
From 1996 to 2000, EPA held public
meetings across the country for open
dialogue on rule implementation,
challenges in compliance, and
perceived effectiveness. The meetings
were open to the general public.
The Agency initiated the National
Assessment of EPA’s Pesticide Worker
Safety Program (National Assessment)
in 2000. Through this process, EPA
convened stakeholder meetings in
Texas, California, and Florida.
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Participants included representatives
from farmworker organizations,
cooperative extension services,
commodity organizations, state
regulatory agencies, federal agencies,
pesticide manufacturers and
distributors, and individual workers,
handlers, and growers. Stakeholders
provided information about the
strengths and weaknesses of the WPS’s
protections and implementation. EPA
established three workgroups: general
training (Ref. 15), train-the-trainer (Ref.
16), and hazard communication. Each of
the workgroups met apart from the
public meetings to assess specific
aspects of the WPS and to recommend
improvements. EPA held a final meeting
in Washington, DC at which the
workgroups presented their findings to
EPA.
The assessment concluded in 2005
with the presentation of the ‘‘Report on
the National Assessment of EPA’s
Pesticide Worker Safety Program’’ (Ref.
17). The opinions and suggestions made
during the course of the assessment
centered on a few broad improvement
areas: the expansion and upgrade of
applicator competency and worker
safety and promotion of safer work
practices, improved training of and
communication with all pesticide
workers, increased enforcement efforts
and improved training of inspectors,
training of health care providers and
monitoring of pesticide incidents, and
finally, program operation, efficiency,
and funding (Ref. 17 p. 1). While EPA
addressed some of the recommendations
through grants, program guidance, and
other outreach, others required
regulatory change (Ref. 17 p. 26).
During the initial stages of the framing
of this proposal, EPA’s Federal Advisory
Committee, the Pesticide Program
Dialogue Committee (PPDC), formed a
workgroup in 2006 to provide feedback
to EPA on different areas for change.
The workgroup had over 70 members
representing a wide range of
stakeholders. EPA shared with the
workgroup suggestions for regulatory
change identified through the National
Assessment and solicited comments.
The workgroup convened for a series of
meetings and conference calls to get
more information on specific parts of
the regulation and provided its thoughts
to the Agency. The workgroup never
reached consensus; it focused on
evaluating possible changes under
consideration by EPA providing
feedback from each member’s or
organization’s perspective. Comments
from the PPDC workgroup members
have been compiled into a single
document and posted in the docket.
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EPA convened a Small Business
Advocacy Review (SBAR) Panel on
potential revisions to the WPS in 2008.
The SBAR Panel was convened under
section 609(b) of the Regulatory
Flexibility Act as amended by the Small
Business Regulatory Enforcement and
Fairness Act (SBREFA). As part of the
SBAR Panel’s activities, EPA consulted
with a group of Small Entity
Representatives (SERs) from small
businesses and organizations that could
be affected by the potential revisions.
EPA provided the SERs with
information on the WPS and potential
revisions and requested feedback on the
proposals under consideration. EPA
asked the SERs to offer alternate
solutions to the potential proposals
presented to provide flexibility or to
decrease economic impact for small
entities while still accomplishing the
goal of improved safety.
The SERs provided feedback on the
following areas: Requiring all treated
areas to be posted, requiring pesticide
safety training more frequently than
every 5 years, eliminating the grace
period between hiring a worker and
providing pesticide safety training, and
requiring showers on establishments
that employ handlers. EPA compiled the
responses from the SERs in an
Appendix to the final Panel Report and
posted the full report and appendix in
the docket (Ref. 18). EPA considered the
input from the SERs as part of the
evaluation of available options for this
rulemaking, and where appropriate,
feedback from the SERs is discussed in
various descriptions of proposed
changes in this preamble.
In addition to formal stakeholder
outreach, EPA met with numerous
individual stakeholders when requested
to discuss concerns and suggestions in
detail. Stakeholders included
farmworker organizations (Farmworker
Justice, Migrant Clinicians Network, and
´
El Comite de Apoyo a los Trabajadores
´
Agrıcolas [Farmworker Support
Committee]); the National Association
of State Departments of Agriculture
(NASDA); the Association of American
Pesticide Control Officials (AAPCO);
Crop Life America (CLA); and others.
C. GAO Audits
In 1992, prior to the promulgation of
the amended WPS, the General
Accounting Office (now the Government
Accountability Office; GAO) published
‘‘Hired Farmworkers: Health and WellBeing at Risk’’ (Ref. 19). The report
discussed a number of services, such as
social security, housing, field sanitation,
job training and employment programs,
children’s education, and other issues
that the government would need to
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address to provide better conditions for
farmworkers.
The 1992 report noted that at that
time, EPA lacked an understanding of
the health risks for many older
pesticides, placing workers at risk from
potentially unsafe exposure. The report
also noted that the 1974 rule
requirement to limit worker entry into
treated areas was difficult for workers to
follow. It prohibited reentry until
‘‘sprays have dried or dusts have
settled,’’ language that involved
subjective judgments. The 1992
amendments to the WPS partially
addressed these issues by requiring
interim protective intervals for worker
entry into treated areas based on the
acute toxicity of the product. Since that
time, EPA’s reregistration program,
through which EPA reviewed and
assessed older pesticides to ensure they
continue to meet the FIFRA regulatory
standard, has been completed. See Unit
III.C. Through that process, chemicalspecific protective reentry intervals
have replaced the interim intervals.
In 2000, GAO issued another report,
‘‘Pesticides: Improvements Needed to
Ensure the Safety of Farmworkers and
Their Children,’’ (Ref. 20). In this report,
GAO focused more specifically on the
potential risks to children of entering a
pesticide-treated area. It noted that
children under 12 years old may have
a higher risk of adverse effects related to
pesticide exposure and should be
protected adequately. It also cited EPA
data on WPS enforcement, noting the
lack of consistency and involvement by
EPA in monitoring the inspections and
the need to have target numbers of
inspections. The report recommended
that EPA ‘‘mitigate the potential adverse
effects of pesticide exposure on children
below the age of 12 who work in
agriculture or are otherwise present in
pesticide-treated fields’’ (Ref. 20 p. 24).
It also suggested that EPA improve
oversight of state-level WPS
enforcement and set standard guidance
for inspections.
D. Environmental Justice
Executive Order 12898 (59 FR 7629;
February 16, 1994) established federal
executive policy on environmental
justice. It directs federal agencies, to the
greatest extent practicable and
permitted by law, to make
environmental justice part of their
missions by identifying and addressing
disproportionately high and adverse
human health or environmental effects
of their programs, policies, and
activities on minority and low-income
populations in the United States. The
Executive Order establishes four areas
for action:
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• Promote enforcement of all health
and environmental statutes in areas
with minority populations and lowincome populations;
• Ensure greater public participation;
• Improve research and data
collection relating to the health and
environment of minority populations
and low-income populations; and
• Identify differential patterns of
consumption of natural resources
among minority populations and lowincome populations. In addition, the
environmental justice strategy shall
include, where appropriate, a timetable
for undertaking identified revisions and
consideration of economic and social
implications of the revisions.
EPA’s goal is to promote
environmental justice for all
communities and persons across the
United States, regardless of race, color,
national origin, or income. Ensuring
environmental justice means not only
protecting health and the environment
for everyone, but also ensuring that all
people are treated fairly and are given
the opportunity to participate fully in
the development, implementation, and
enforcement of environmental laws,
regulations, and policies. Consistent
with the Executive Order, the Agency’s
environmental justice policies promote
environmental protection by focusing
EPA’s attention and efforts on
addressing environmental risks among
minority populations.
As discussed above in Unit IV.A.,
most workers and handlers intended to
be protected by the WPS face significant
disadvantages. Most agricultural
workers and handlers belong to
minority groups. Agricultural workers
tend to have low literacy in any
language and very limited skills in
English. Very often workers do not have
permanent housing and generally reside
close to agricultural areas where
pesticides are applied. Many workers
and handlers are not residents or legal
aliens in the United States. The low
literacy rates, range of non-English
languages spoken by workers and
handlers, economic situation,
geographic isolation, difficulty
accessing health care, and immigration
status of workers and handlers pose
challenges for communicating risk
management information and ensuring
that these groups are adequately
protected.
Occupational tasks performed by
workers and handlers create a
significant risk of pesticide exposure,
which is increased by the
communication barriers discussed
above. In addition to potential exposure
through work duties, studies show that
workers and handlers face a greater risk
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of exposure to pesticide drift from
neighboring areas than does the general
population (Ref. 21). Pesticide exposure
can also come through residues
transferred by workers and handlers on
their clothing and body from the treated
areas to their cars and homes, and from
the proximity of the housing to
agricultural areas treated with pesticides
(Ref. 21) (Ref. 22) (Ref. 23) (Ref. 24).
Finally, pesticide exposure may occur
from the consumption of treated foods
in the treated area or washing hands in
pesticide contaminated water (Ref. 25)
(Ref. 26) (Ref. 27 p. 25).
Throughout the development of this
proposed rule, the Agency has
continued to use research on the
demographic characteristics, work
habits, and culture of the worker and
handler populations to revise the WPS
to ensure it provides effective
protection. Information for the
assessment and development of the rule
was gathered through field research and
interaction with workers, handlers,
worker and handler representatives, and
stakeholders. EPA extensively engaged
farmworker representatives, and when
possible, worked directly with workers
and handlers, to solicit their feedback
on the current regulation and ideas for
improvement.
With this stakeholder input, the
Agency identified areas where the
existing WPS does not provide an
appropriate level of protection and
evaluated the potential impact of
various options for strengthening the
WPS for the worker and handler
populations. That analysis identified
areas for improvement to the rule, such
as expanding training to provide
information on how to minimize worker
and handler exposure and that of their
families from pesticide residues carried
from the treated area to the home. The
Agency’s efforts to address
environmental justice through this
rulemaking were reviewed repeatedly
during the development of the rule and
its supporting documents. EPA believes
that the proposed changes would
improve the health of workers and
handlers by, for example, increasing the
frequency of training, enhancing
training content to include ways to
minimize pesticide exposure to children
and in the home, adding posting of
treated areas near worker and handler
housing to prevent accidental entry, and
establishing a minimum age for
pesticide handlers and early-entry
workers.
E. Children’s Protection
An Executive Order issued in 1997
(62 FR 19885; April 23, 1997) and
modified in 2003 (68 FR 19931; April
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23, 2003) requires federal agencies to
identify and assess environmental
health risks that may disproportionately
affect children. In response to this
mandate, EPA established the
Children’s Health Protection Advisory
Committee (CHPAC) to advise and make
recommendations to EPA on issues
related to children’s environmental
health. The CHPAC recommended that
EPA ‘‘re-evaluate the worker protection
standard in order to determine whether
it adequately protects children’s health’’
(Ref. 28). In a Federal Register Notice
issued on February 3, 1999, EPA
committed to conducting an assessment
of the implementation and enforcement
of the WPS (64 FR 5277; February 3,
1999).
Children face risks from exposure to
agricultural pesticides mainly through
work in pesticide-treated areas. A 2003
study by Calvert, et al. identified 531
children under 18 years old with acute
occupational pesticide-related illnesses
over a ten-year period (Ref. 29). The
same study raised concerns for chronic
impacts: ‘‘because [the] acute illnesses
affect young people at a time before they
have reached full developmental
maturation, there is also concern about
unique and persistent chronic effects’’
(Ref. 29).
Although no conclusive data exist,
studies have been conducted to evaluate
whether children of agricultural workers
and handlers may face elevated
potential for exposure from pesticide
residues brought to the home by their
parents (Ref. 30) (Ref. 31). Studies have
also been conducted to evaluate
whether this exposure scenario may
have contributed to negative health or
developmental effects (Ref. 32). Higher
concentrations of pesticide residues
combined with the susceptibility of
children to the effects of pesticide
exposure may increase the likelihood
that children will be adversely
impacted. EPA recognizes the need for
more conclusive data on exposure to
children from pesticide residues
brought into the home by agricultural
workers. However, given EPA’s
commitment to protecting children and
to the principles of environmental
justice, EPA believes the cost of adding
a few minutes to pesticide safety
training is reasonable when compared to
the benefit of reducing the potential
risk.
The FLSA’s child labor provisions,
which are administered by the
Department of Labor, permit children to
work at younger ages in agricultural
employment than in non-agricultural
employment. Persons 12 and 13 years
old may work in agriculture outside of
school hours in nonhazardous jobs if
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they are either working on the same
farm as a parent or person standing in
the place of a parent, or working with
parental permission. 29 U.S.C.
213(c)(1)(B). Children under 16 years
old are prohibited from doing hazardous
tasks, including handling or applying
pesticides that are classified as toxicity
category I or II but can apply pesticides
that are classified with a lower acute
toxicity. (29 CFR 570.71(a)(9))
In summary, children working in
agriculture and children of agricultural
workers and handlers may be at a higher
risk of pesticide exposure and illness;
EPA believes these potential risks
warrant careful consideration in light of
the provisions of the Executive Order on
children’s health (EO 13296). EPA
believes that the proposed changes
could protect children from many of the
risks they may face.
F. Regulatory Review
In 2005, EPA reviewed the WPS
pursuant to section 610 of the
Regulatory Flexibility Act (5 U.S.C.
610). The purpose of the review was to
determine whether the rule should be
continued without change, amended, or
rescinded to minimize economic
impacts on small entities while still
complying with the provisions of
FIFRA. EPA solicited comment on the
continued need for the WPS; the
complexity of the WPS; the extent to
which it overlaps, duplicates, or
conflicts with other federal, state, or
local government rules; and the degree
to which technology, economic
conditions or other relevant factors have
changed since the WPS was
promulgated. See EPA Docket ID
number OPP–2003–0115 at
www.regulations.gov. The Agency
received no comment on the action and
concluded that the rule needs no
revisions to minimize impacts on small
entities while still complying with
FIFRA.
While EPA found that no changes
were necessary to minimize the impacts
on small entities, EPA believes that the
WPS should be updated for the reasons
discussed in the previous sections.
Through the assessment process, EPA
reviewed the 1992 WPS to determine
whether the requirements were
effective, sufficiently protective, and
unduly burdensome on employers. As
discussed in Unit V.B., EPA engaged in
a substantial stakeholder engagement
process, apart from the 2005 review
mentioned in the previous paragraph, to
review the effectiveness of the current
regulatory requirements, to identify gaps
in protection, and to determine flexible
approaches to compliance for the
regulated community. EPA engaged
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with small business representatives to
explore flexible options for compliance.
EPA believes the proposed changes
reflect the current understanding of the
risks faced by workers and handlers,
thereby substantially improving the
protections afforded to workers and
handlers under the WPS and decreasing
the overall burden associated with
compliance for employers.
VI. Overview of Proposed Revisions to
Part 170
Earlier Units of this preamble describe
the various ways that workers, handlers,
and their families can be exposed to
pesticides. The stakeholder engagement
described in Unit V.B. resulted in many
recommendations for EPA to revise the
regulation. Through the SBAR panel,
SERs raised the need for EPA to be
mindful of the burden the WPS imposes
on small business and to reduce it
wherever possible (Ref. 18).
As discussed earlier in this document,
EPA has imposed requirements on the
use of pesticides with the intent of
averting unreasonable adverse effects to
human health and the environment.
These requirements include the WPS
and pesticide-specific use restrictions
found on product labeling. In spite of
these protections, worker and handler
illnesses resulting from pesticide
exposure are documented, and the
Agency believes they are underreported.
Peer-reviewed studies, based on
pesticide illness reporting and
surveillance initiatives show evidence
of illnesses to workers and handlers. For
example, one study finds that acute
pesticide poisoning incidents in the
agriculture industry ‘‘continues to be an
important problem’’ (Ref. 11). This
study examined pesticide poisoning
incidents among agricultural workers
from 1998–2005, and analyzed 3,271
cases. Illness rates varied by category,
but across agricultural worker
categories, risks of poisoning were an
order of magnitude higher than for
almost all non-agricultural workers,
which include farmers, processing/
packing plant workers, and other
miscellaneous agricultural workers. A
study conducted by Das, et al.,
identified 486 pesticide illness cases
among California farmworkers for 1998–
1999, based on a surveillance program
with mandatory reporting by
physicians. The study found that about
half of all acute pesticide-related illness
cases in the California surveillance
system affected agricultural workers
(Ref. 33). Over a quarter of the
poisonings were to those mixing,
loading or applying pesticides. The
most common symptoms were
dermatological (about 44%),
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neurological (about 39%), and
gastrointestinal (about 38%), and the
most common route of exposure was
skin contact, followed by inhalation and
eye contact.
A 2008 report indicates that from
1998 to 2005 the major causes of
occupational pesticide exposure were
off-target drift, early reentry into a
treated area, and pesticide use in
conflict with the labeling (Ref. 11).
Studies have been conducted to
evaluate whether worker and handler
families are exposed to pesticides
because workers and handlers bring
pesticide residues home on their body,
shoes, and clothing (Ref. 23) (Ref. 24)
(Ref. 34). These studies recommend that
workers and handlers receive more
specific information on how to protect
their families and avoid exposure in the
workplace (Ref. 23) (Ref. 24) (Ref. 34).
EPA believes the proposed changes
address the specific avenues of
occupational exposure and recognize
the specific needs of the worker and
handler population. Units VII. to XX.
describe the proposed changes and
alternative options considered by EPA.
The presentation is generally structured
to provide, where appropriate:
• A concise statement of the proposed
change;
• The current WPS requirements;
• Stakeholder feedback and research
supporting the proposed change;
• A detailed description of the
proposed change and the rationale for
the change;
• An estimated cost;
• A description of significant
alternatives considered by EPA and the
reasons for not proposing them; and
• Specific questions on which the
Agency seeks feedback.
For purposes of discussion, EPA
groups the proposed changes and
considered alternatives as follows:
• Unit VII: Changes to the training for
workers and handlers, including new
recordkeeping requirements, multiple
changes to the content of the training,
and trainer qualifications.
• Unit VIII: Changes to the worker
and handler notifications including
posted and oral notifications and
revisions to the warning sign content.
• Unit IX: Hazard communication
materials.
• Unit X: Information that handlers
and agricultural employers must
exchange.
• Unit XI: Handler restrictions
including minimum age requirements
for handlers.
• Unit XII: Expansion of entryrestricted areas, minimum age
requirements for workers entering a
treated area under an REI, and
clarification of the REI exceptions.
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• Unit XIII: Pesticide safety
information display, including location
and content required.
• Unit XIV: Decontamination
requirements for handlers and early
entry workers.
• Unit XV: Emergency assistance.
• Unit XVI: Personal protective
equipment, including the use of closed
systems.
• Unit XVII: Monitoring handler
exposure to cholinesterase-inhibiting
pesticides.
• Unit XVIII: Exemptions for
immediate family and crop advisors and
exception to requirement for workers to
be fully trained before entering a
pesticide-treated area.
• Unit XIX: General revisions to the
WPS.
• Unit XX: Implementation.
VII. Training for Workers and Handlers
The current WPS allows employers to
utilize a ‘‘grace period’’ to provide
workers with basic training before
entering the treated area and before the
6th day that workers begin working in
an area covered by the WPS to provide
the full pesticide safety training
discussed below. This provision is
considered an exception to the training
requirements; therefore, the current
‘‘grace period’’ and proposed
amendments are discussed in Unit
XVIII.C.
A. Shorten Retraining Interval for
Workers and Handlers
1. Overview. The WPS currently
requires employers to ensure that
workers and handlers are trained once
every five years. EPA proposes to
establish an annual retraining interval
for workers and handlers in order to
improve the ability of workers and
handlers to protect themselves and their
families from pesticide exposure.
2. Existing WPS regulations. The WPS
requires agricultural and handler
employers to ensure that handlers and
workers receive pesticide safety training
once every five years (40 CFR 170.130(a)
and 170.230(a)). This retraining time
period was initially implemented to
minimize burden on employers when
pesticide safety training was first
introduced, due to the limited number
of trainers available at the time. Worker
and handler trainings, as discussed in
Unit VII.E., provide information on
protecting oneself and family from
pesticide exposure, recognizing and
avoiding dangers in the workplace, and
steps to take in the event of pesticide
exposure.
3. Summary of the issues. Many
stakeholders have commented that a 5year retraining interval is too long for
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workers and handlers to retain the
safety information (Ref. 17) (Ref. 28)
(Ref. 35) (Ref. 15) (Ref. 36) (Ref. 37).
Through the National Assessment,
letters to the Agency, and feedback from
PPDC on proposed options, various
stakeholders have recommended
shortening the current interval in order
to improve workers’ and handlers’
understanding and recall of the material
covered. The General Training Issues
Workgroup, with representatives from
across the agricultural community,
recommended shortening the retraining
interval for workers and for the Agency
to base the standard on retraining
intervals for other similar professions
(Ref. 16).
Research has indicated the
importance of repetition in an
individual’s retention of information
(Ref. 38). Stakeholders, particularly
pesticide safety educators, have noted
that ‘‘repeating basic safety messages
increases adoption of improved safety
practices.’’ (Ref. 39) Providing training
more frequently than the current
requirement of every five years may be
especially beneficial for workers and
handlers with limited knowledge of
English or another widely used
language, e.g., Spanish, or who have
recently started working in an
agricultural job, who may need
additional review to fully understand
the material. Worker advocacy groups
and educators have repeatedly noted
that more frequent training is important
for the worker community.
Additionally, a 2007 report for the
EPA by JBS International titled ‘‘Hazard
Communications for Agricultural
Workers’’ reported that workers who
were interviewed wanted more frequent
training on pesticide safety (Ref. 40).
Workers requested training to occur at
least once a year.
The DOL’s NAWS provides
information on the nature of worker
employment and turn-over rate. The
most recent report available notes that
‘‘[i]n 2001–2002, crop workers,
including foreign-born newcomers, had
been employed with their current farm
employer an average of four and a half
years. Thirty-five percent had been
working for their current employer for
one year or less, and 12 percent had
been employed at their current farm job
for ten or more years (Ref. 3).
Agricultural employers that provided
information to EPA during the SBAR
panel process on the WPS stated that
they already provide annual pesticide
training, since verification of previous
training can be difficult to achieve and
the employers want to ensure they
comply with the WPS to avoid liability.
EPA has heard similar statements in
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discussions with farmers in other
venues, but recognizes that all
employers may not provide annual
training. The Panel recommendations
recognized the value of retraining, and
specifically its ability to emphasize and
remind the worker of important safety
principles (Ref. 18). State and federal
enforcement agents have also noted the
difficulty in determining if a worker or
handler has been trained, when relying
on his recall of the training material
over a long time period, e.g., 5 years.
4. Details of the proposal/rationale.
The Agency proposes to establish an
annual retraining interval for workers
and handlers. Accordingly, this would
reduce the maximum time between
trainings for workers and handlers from
5 years to 1 year.
EPA believes that more frequent
repetition of the protective principles
outlined in the pesticide safety training
is particularly important given the
demographics of the worker population.
As data cited earlier show, workers
generally have low literacy and limited
understanding of English. Therefore, it
is important for workers and handlers to
receive the information in a manner
they understand and with sufficient
frequency to ensure they retain the
information.
Research shows that adults remember
only about 10% of what they hear and
50% of information that they see and
hear (Ref. 41). EPA expects the more
frequent review of pesticide safety
information, in combination with the
proposal for expanded display of
pesticide safety information at
decontamination sites [see Unit XIII.A.],
would improve retention of safety
principles and hygiene practices critical
to self-protection, reinforce the
importance of protecting families from
pesticide exposure, encourage handlers’
adherence to label requirements, and
remind workers and handlers of the
obligations of their employers under the
rule.
This proposed rule reflects previously
established training requirements for
similar occupational hazards. Federal
agencies already require annual training
when hazardous substances may be
encountered in the workplace in many
other industries. OSHA regulations
require employers to provide annual
training to protect employees from
chemical hazards in the workplace
including lead (29 CFR 1962.62(l)(1)),
asbestos (1926.1101(k)(9)), and
cadmium (29 CFR 1926.1127(m)(4)).
Under the Resource Conservation and
Recovery Act (RCRA), EPA requires
personnel at hazardous waste treatment,
storage, and disposal facilities to have
annual training as well (40 CFR parts
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264 and 265). The risks from pesticide
exposure through agricultural work are
similar to the threats posed by
hazardous chemicals in other industries,
and the Agency believes training
requirements to protect agricultural
workers and handlers should be
comparable to those required by OSHA.
In addition, agricultural and handler
employers may already be required to
keep records of annual training required
by other regulations, such as those listed
above. EPA believes that agricultural
and handler employers would track an
annual requirement for WPS training
along with required OSHA trainings and
employment records, such as those
required by the Department of Labor.
The proposed regulatory text
concerning shorter retraining intervals
for workers and handlers appears in
§§ 170.101(a) and 170.201(a),
respectively, of the proposed rule.
5. Costs and benefits. EPA estimates
the cost of the requiring employers to
provide pesticide safety to training
workers annually would be $8.7 million
per year. Training its workers would
cost each agricultural establishment
about $22 per year. EPA estimates the
cost to employers to provide pesticide
safety training to handlers annually
would be $3.5 million per year. The
average cost of training handlers would
be about $17 per year for agricultural
establishments and $66 per year for
commercial pesticide handling
establishments. For a complete
discussion of the costs of the proposals
and alternatives, see the ‘‘Economic
Analysis of Proposed Revisions to the
Worker Protection Standard,’’ Chapter 3
Cost Analysis (Ref. 1).
While EPA can estimate the costs of
this proposed change, quantifying the
benefits is more difficult. Nonetheless,
based on the information and expert
views described in this section, it is
reasonable to expect that more frequent
training would lead to better retention
of information by workers and handlers,
ultimately resulting in fewer incidents
of pesticide exposure and illness in
workers and handlers, reduced takehome exposure, and better protection of
children. The Agency concludes that the
estimated costs are reasonable when
compared to the anticipated benefits
resulting from the additional training.
6. Alternative options considered but
not proposed. The Agency considered
three alternative approaches to the
retraining interval for workers and
handlers. The first alternative was
recommended by the SBAR panel, based
on a comment from one of the SERs.
This option would require annual
retraining and offer small
establishments, those with fewer than
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10 employees, the option to provide
training less frequently for workers (Ref.
18). A small establishment requesting
flexibility would be required to
maintain documentation to show that
(1) no additional workers were hired
within the retraining interval, (2) no
new or different pesticide applications
were made from the previous year, and
(3) they provided training for the
specific workers on the establishment
previously. If the establishment added
any new employees, it would not be
eligible to provide less frequent training.
The estimated cost for this option would
be about $7.5 million annually, or $60
for large agricultural establishments and
$12 for small agricultural
establishments. The Agency agrees that
this option could reduce the burden on
small entities of providing annual
training, but it would also reduce the
benefit workers would receive from
annual retraining. Moreover, EPA notes
that implementation of such an
exception would increase recordkeeping
burdens on all small establishments that
would offset, to some degree, the
savings for some establishments from
not having to provide training. The
additional recordkeeping costs were not
quantified. Under this exception, those
small entities that added a new
employee or applied a different
pesticide during the year would actually
have higher costs, even though the
overall burden on small entities might
be somewhat smaller. Based on the
marginal cost reduction, increased
recordkeeping burden, and potential
risk to workers who would not receive
training annually, the Agency thinks
that requiring all establishments to
provide annual training is more
appropriate.
EPA also considered a 2-year
retraining interval for all
establishments. EPA estimates that
biennial training for workers would cost
about $3.2 million per year, or about $8
per agricultural establishment per year.
Biennial training for handlers would
cost about $1.6 million per year, or $8
per agricultural establishment and $27
per commercial pesticide handling
establishment per year. While biennial
training would provide more protection
to workers and handlers than the
current 5-year retraining interval, EPA
believes the longer timeframe would not
improve retention to the extent expected
from annual training. Employers are
already required to provide and track
OSHA trainings and to maintain
employment records, such as those
required by the Department of Labor, on
an annual basis; requiring pesticide
safety training every 2 years could
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increase the burden on agricultural and
handler employers to track the WPS
training on a different schedule.
Representatives on the SBAR panel
indicated that many employers already
provide training on an annual basis as
part of their hiring process (Ref. 42 p. 2).
EPA believes that even with a biennial
training requirement, many employers
would continue to provide training
annually. Therefore, the burden on
employers would not be significantly
reduced by a biennial training
requirement. EPA believes the costs of
more frequent annual training are
reasonable when compared to the
anticipated benefits, particularly when
combined with the stakeholder reports
that annual training is already provided
in many cases.
Finally, EPA considered requiring a
written test to gauge the workers’ or
handlers’ knowledge about the topics
covered in training to ensure that they
have the information needed for selfprotection. The Agency, however, was
dissuaded from this alternative due to
concerns for the ability of workers and
handlers to successfully complete an
exam, even when they have been
adequately trained, on account of
literacy and language challenges among
workers and handlers. Some
stakeholders have indicated that
noncertified applicators, who have
similar demographic profiles to workers
and handlers, may find it difficult to
pass a written examination due to
literacy and language barriers; the
Agency believes workers and handlers
may have similar difficulty (Ref. 36)
(Ref. 37). Concerns exist for the
perceived burden on employers for
providing the time for needed training
and exam-taking, and for the potential
reduction in workforce when workers or
handlers cannot pass the exam, despite
being aware of the training content (Ref.
36) (Ref. 37). While testing might be a
useful approach in some situations, the
Agency believes that in this context a
testing requirement is less likely than
annual retraining to produce the desired
improvements in workers’ and handlers’
understanding of pesticide safety.
Therefore, EPA is not proposing testing
as an alternative to annual training.
7. Request for comment. EPA
specifically requests comment on the
following questions:
• Should EPA consider different
pesticide safety training timing? If so,
what timeframe and why?
• Do you have information
concerning the relationship between the
frequency of training of workers and
handlers and the frequency of incidents
of pesticide exposure or illness? If so,
please provide.
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• Are there other ways EPA could
ensure that workers and handlers retain
the information presented in pesticide
safety training so the retraining interval
can be longer than one year?
• Are there other burdens or benefits
associated with a 2-year retraining
interval that EPA has not considered?
• What would be the impact of a 1or 2-year retraining interval on states
and tribes?
• Should EPA consider retaining the
current 5 year retraining interval for
workers and handlers and adding a
requirement for annual refresher
training? Please provide information on
the relative benefits to and burdens on
employers, workers, and handlers. EPA
currently envisions that, if adopted, the
annual refresher training for workers
would include the topics proposed at
170.309(e), the grace period training (see
Unit XVIII for a full discussion of the
proposed points for training workers
under the grace period). The annual
refresher training for handlers would
include a review of information
necessary for handlers to protect
themselves, their families, workers, and
the environment from pesticide
exposure. EPA anticipates that the
refresher training would be slightly
shorter in duration than the proposed
full pesticide safety training, but seeks
comment on the duration of such
refresher training. Retaining the current
5 year retraining interval and adding a
requirement for annual refresher
training would necessitate additional
recordkeeping by the employer. The
employer would maintain training
records for workers and handlers as
discussed in Unit VII.B. below, as well
as records containing the same
information for the refresher training.
B. Establish Recordkeeping
Requirements To Verify Training for
Workers and Handlers
1. Overview. The existing WPS does
not establish any mandatory mechanism
for verifying that a worker or handler
has received pesticide safety training.
To improve compliance with the WPS
training requirements and to address the
absence of documentation of worker and
handler training, the Agency proposes
to eliminate the voluntary training
verification card system and to require
employers to maintain records of WPS
worker and handler training for two
years. In addition, the employer would
be responsible for providing a copy of
the record to each worker or handler
upon completion of the training. EPA
believes a requirement for employers to
maintain the training roster, an official
record, of employees’ training would
address current enforcement difficulties
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in verifying whether a worker or
handler has received training. The
requirement to provide workers and
handlers with a copy of the training
record would allow a subsequent
employer to verify that the worker or
handler had received training and to
copy the training verification record for
the subsequent employer’s own files.
2. Existing WPS requirements.
Presently, the WPS does not require
agricultural employers to document that
they provided the training required
under the WPS for workers or handlers.
The WPS also does not require trainers
or employers to record who they
trained, what training they provided, or
when they provided pesticide safety
training. However, a voluntary program
was established that allowed states,
tribes, and agricultural employers to use
verification cards to identify workers
and handlers trained in accordance with
the WPS. Participating states, territories,
and tribes have opted to distribute cards
printed by EPA or to generate agencyspecific cards. States, territories, and
tribes allow distribution of the cards by
trainers qualified under the WPS or
under stricter requirements. A few
entities require trainers of workers or
handlers to submit the names of those
trained to the state regulatory agency;
however, EPA does not maintain such a
list. Under the current voluntary
training verification card program, an
agricultural or handler employer who
hires workers and handlers with valid
training verification cards does not need
to provide training until the expiration
date listed on the card. At least 20
states, territories, or tribes continue to
use the voluntary training card system
(Ref. 43).
3. Summary of the issues. Since 1998,
EPA has received considerable feedback
from stakeholders, including state
regulatory partners, regarding the
difficulty of enforcing the training
provisions of the WPS rule, primarily
due to a lack of recordkeeping (Ref. 17)
(Ref. 18). Inspectors have noted that
they cannot consult a record to
determine if the workers and handlers
on the establishment have been trained.
Their primary method for evaluating
compliance with training requirements
is to interview workers and handlers
regarding the content of training
received or whether any training has
occurred. Stakeholders, including state
inspectors and farmworker
organizations, have indicated that
interview results may be compromised
as workers and handlers may not recall
the training they received, may not
connect the questions with the training
information, and may not be able to
communicate with the inspector in a
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language that both are comfortable
speaking. Some workers and handlers
may feel intimidated and provide
inaccurate responses due to a lack of
anonymity. Some states and territories,
including AZ, CA, HI, NV, NH, NJ, PA,
and PR, have addressed the issue
through requiring a form of
recordkeeping for worker and/or
handler training, such as training
records maintained by the employer,
training records submitted to the state,
or making mandatory the voluntary
training verification card system.
California has implemented a
requirement for employers to maintain
records of handler training for 2 years (3
CCR 6724(e)).
Some stakeholders voiced strong
support for improved recordkeeping as
discussed in reports from the National
Assessment of EPA’s Pesticide Worker
Safety Program (Ref. 44). The General
Training Issues Workgroup, convened as
part of the National Assessment,
recommended that all trainers be
required to maintain records of trained
workers for the duration of the
retraining interval, and suggested that
EPA offer a variety of methods for
employers to demonstrate compliance
(Ref. 15). Farmworker organizations as
well as other stakeholders have
repeatedly emphasized the need to
improve enforcement and compliance
verification capabilities in order to
assure greater protection for workers
(Ref. 17) (Ref. 35).
States, territories, and tribes have
noted that the voluntary training
verification card system is undermined
by fraudulent cards. They cite instances
of workers, handlers, and labor
contractors illegally exchanging cards
and altering the expiration date.
Without an expiration year printed on
each card and annual reprinting of
current verification cards, it is difficult
to assess the validity of the card.
Without any requirement for creating
and maintaining records of training, it is
virtually impossible to verify who has
been trained. States have informed the
Agency that workers perceive the card
as a credential that potential employers
may use to determine their
employability. As a result, state agencies
have reported that falsified cards are
common because workers and handlers
want to show that they are employable.
The Agency believes, based on
information gathered since the
implementation of the training
verification card system, that the current
system of voluntary training verification
cards has proven to be an unreliable
method of tracking and identifying
trained workers (Ref. 37) (Ref. 45) (Ref.
46).
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4. Details of the proposal/rationale.
The Agency proposes to require
agricultural and handler employers to
keep records of all workers and handlers
who receive pesticide safety training for
2 years on the agricultural
establishment. Required information for
the record of worker and handler
training would include the trained
worker’s or handler’s name, signature,
date of birth, the date of training, the
trainer’s name, proof of trainer’s
qualification to train, the employer’s
name, employer’s phone number or
phone number of the establishment, and
which EPA-approved training materials
were used. EPA also proposes to require
employers to provide a copy of the
training record to each worker and
handler upon completion of the
training.
EPA believes these new
recordkeeping requirements would
address some of the difficulties in
effectively enforcing the existing rule
raised by regulatory and farmworker
advocacy stakeholders. This proposal
would allow inspectors to verify
training through records retained by the
employer and maintained by the
workers and handlers themselves rather
than solely through interviews with
workers and handlers. The Agency’s
proposal is flexible in that it would
allow paper or electronic recordkeeping,
so an employer could scan the training
records with employees’ signatures and
maintain electronic files.
The recorded date of birth would be
used to verify that the minimum age for
handlers and early-entry workers has
been met. [See Units XI.B. and XII.A.]
Retaining the trainer’s proof of
qualification to train would allow the
inspector to determine if the trainer met
the criteria to be a trainer. [See Unit
VII.D]
EPA recognizes the importance of
maintaining some mechanism for
workers and handlers to change
employers without repeating pesticide
safety training each time they enter an
establishment. EPA believes that the
proposed option would meet the need
for employers to verify that workers and
handlers have received appropriate
training by providing an official record
rather than the voluntary training
verification card. The proposal to
require employers to maintain specific
records of worker and handler training
and to provide a copy of the training
record to each trained worker and
handler would make the voluntary
training verification card program
obsolete, redundant, and unnecessary.
An employer could consider a worker or
handler trained if either the employee or
prior employer presents a copy of the
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training record. EPA believes requiring
employers to provide a record of the
training to workers and handlers would
allow workers and handlers to show
future employers they have received
WPS training. In addition, future
employers could maintain a copy of the
workers’ or handlers’ record in their
files to comply with the requirement to
ensure the employees have received the
appropriate training.
The proposed regulatory text
concerning the recordkeeping
requirements to verify training for
workers and handlers appears in
§§ 170.101(d) and 170.201(d),
respectively, of the proposed rule.
5. Costs and benefits. EPA estimates
the cost of requiring employers to
maintain records of worker training for
2 years would be $1.6 million annually
and about $4 per agricultural
establishment per year. The cost for
employers to maintain records for
handler training for 2 years would be
$160,000 annually, or less than $1 per
agricultural establishment and about $3
per commercial pesticide handling
establishment per year. For a complete
discussion of the costs of the proposals
and alternatives, see the ‘‘Economic
Analysis of Proposed Revisions to the
Worker Protection Standard,’’ Chapter 3
Cost Analysis (Ref. 1).
Although EPA cannot quantify the
benefits of this specific proposed
option, EPA believes that requiring
records of worker and handler training
would improve employers’ compliance
with the training requirements.
Improved compliance would increase
the likelihood that workers and
handlers perform WPS tasks with the
information necessary to mitigate
exposure to pesticides for themselves
and their family members.
6. Alternative options considered but
not proposed. First, EPA considered an
option to require the employer or trainer
to provide every trained worker and
handler with a wallet-sized verification
record (similar to the current voluntary
training verification card) that contains
the proposed recordkeeping
information, instead of the proposal to
provide a photocopy of the training
recordkeeping form. Distribution of the
training verification cards would be
limited to trainers who meet the
proposed qualifications. [See Unit
VII.D.] The cards would be issued by
EPA on an annual basis and would
indicate a date after which the card
would no longer be valid, i.e., a 2015
card would state that it would not be
considered a valid verification of
training after 12/31/2016. The annual
card issuance by EPA and clear
statement of the card’s longest potential
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validity could help cut down the issues
of fraudulent use raised by states and
other stakeholders.
This alternative would increase the
burden on trainers, employers, and EPA
and states, territories, and tribes. Instead
of providing a copy of the training
record, the trainer would be required to
copy the information onto each
individual training verification card.
Subsequent employers would need to
verify the information on the card with
the original trainer or employer and to
obtain a copy of the original training
record for their files. EPA would be
responsible for printing cards annually.
EPA and states, territories, and tribes
would be responsible for distributing
cards to approved trainers and tracking
who received the cards. EPA estimates
that a mandatory training verification
card program for workers would add
about $640,000 to the cost of training
records, increasing the total cost to
about $2.2 million. Based on the
increased burden to trainers, employers,
and states, territories, and tribes without
significantly different anticipated
benefits to workers, handlers, trainers,
and employers, EPA decided not to
propose this option.
Second, EPA also considered
requiring agricultural and handler
employers to submit worker and
handler training records to EPA or to the
state, territory, or tribal regulatory
authority. The agency responsible at the
federal or state, territory, or tribal level
would then maintain a database of
trained workers and handlers. The
Agency believes that it is adequate for
employers to maintain the records,
making them available to inspectors
upon request. The submission of
training records to a central repository
might benefit EPA and others wishing to
verify a worker’s or handler’s status.
However, employers would still bear the
cost of either creating a record of the
training in the central repository or
verifying a worker’s or handler’s
eligibility in the system. Since most
workers and handlers have one or two
employers per year, the burden on
employers to report to and check with
a central repository of information may
not be justified. The proposed rule
would require that the employer
maintain records on-site for inspection
purposes.
Third, EPA also considered an option
to require trainers, rather than or in
addition to employers, to retain records
of those trained. EPA is not pursuing
this option because the WPS focuses on
the responsibilities of agricultural and
handler employers. Trainers are not
responsible for the use of the pesticide
on the establishment and therefore
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cannot be legally responsible for
following the labeling and complying
with the WPS requirements. Ultimately,
the agricultural or handler employer is
responsible for ensuring that workers
and handlers receive training and for
tracking that training. Inspections focus
on compliance of the agricultural or
handler employer with the provisions of
the WPS, not the trainer. The WPS
would not prohibit the creation of
training records by the trainer; however,
the agricultural or handler employer
would have to maintain a copy of the
records.
Finally, the Agency considered
establishing a 5-year interval for the
record retention cycle, which would
coincide with the statute of limitations
for civil violations (28 U.S.C. 2462). The
estimated cost of this requirement
would be $2 million for worker training
records and $290,000 for handler
training records. The incremental cost
between record retention for two or five
years would be negligible. However,
EPA believes based on state programs
(e.g., California and Florida) and
stakeholder feedback that a requirement
to keep records for 2 years is sufficient.
Therefore, EPA decided not to propose
a 5-year interval for record retention.
7. Request for comment. EPA
specifically requests comment on the
following questions:
• Would a requirement for employers
to report worker and handler training
information to the state or federal
government for compilation in a central
repository have benefits? If so, please
detail the potential benefits and cost.
• Should the Agency reconsider any
of the alternate options presented in
developing a final rule? If so, why?
Please provide data to support your
position.
• Are there changes that would make
the training verification card program
more effective and less prone to falsified
cards? If so, please provide detailed
suggestions for improving the system.
• Should EPA consider a performance
standard to evaluate worker and handler
training (asking questions based on the
training content) rather than
recordkeeping? Are there benefits or
drawbacks to this approach that the
Agency has not considered?
• Would employers rely on training
records provided by the worker or
handler as verification that the worker
or handler had received pesticide safety
training?
C. Require Employers To Provide
Establishment-Specific Information for
Workers and Handlers
1. Overview. The existing WPS does
not require employers to provide to
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workers and handlers establishmentspecific information on the location of
decontamination supplies as part of
their pesticide safety training. In order
to allow workers and handlers to
adequately protect themselves in the
event of an unexpected exposure that
could occur through spills, being
sprayed, or other unusually high
exposure situations, the Agency
proposes that in addition to required
general training employers must provide
establishment-specific information
about the location of decontamination
supplies and pesticide safety and hazard
information, as well as how to obtain
medical assistance. Agricultural and
handler employers would be required to
provide this establishment-specific
information to all workers and handlers,
including those previously trained on
other establishments. The Agency
expects this change will equip workers
and handlers with the knowledge and
capability to assist in better protecting
themselves from adverse effects of
pesticide exposure.
2. Existing WPS regulations. Sections
170.135(e) and 170.235(e) require the
employer to notify workers and
handlers respectively about the location
of the pesticide safety poster and the
emergency medical information.
Presently, part 170 has no requirement
for employers to provide information on
the location of decontamination
supplies or hazard information to
workers and handlers.
3. Summary of the issues. Farmworker
organizations have raised to EPA the
need for workers and handlers to
receive establishment-specific
information even if the employer can
verify that the workers and handlers
have already received pesticide safety
training. The pesticide safety training
covers general self-protection
principles. Establishment-specific
information on where to find, among
other things, decontamination supplies,
emergency contact information, and
pesticide application information, is not
consistent across establishments. While
the workers and handlers may have
received general information on how to
protect themselves, without knowledge
of where the necessary supplies are
located or how to obtain emergency
medical assistance they would not be
able to use the knowledge to protect
themselves.
4. Details of the proposal/rationale.
The Agency proposes to require
employers to provide establishmentspecific pesticide safety training for
workers and handlers when they enter
the establishment and before beginning
WPS tasks. Content for the
establishment-specific information
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would include the location of pesticide
safety information, the location of
pesticide application and hazard
information, the location of
decontamination supplies, and how to
obtain emergency medical assistance.
Employers would be required to provide
this training prior to the handler
performing handler activities or the
worker performing worker activities
orally in a manner that the handler or
worker can understand, such as through
a translator. Lastly, this training would
be required even if the employer can
verify that the worker or handler has
already received pesticide safety
training on another establishment.
EPA acknowledges that some of this
information is already required under
the current rule. However, EPA believes
that consolidating the requirements for
establishment-specific training would
make them easier for employers to find
and comply with, resulting in a higher
likelihood that workers and handlers
would receive the necessary
information.
The proposed regulatory text
concerning the requirement for
employers to provide location-specific
information to workers and handlers
appears in §§ 170.103 and 170.203(b) of
the proposed rule.
5. Costs and benefits. The estimated
cost of this proposal is included in the
cost of expanded training discussed in
Unit VII.E. EPA assumes that employers
cover this information as part of routine
pesticide safety training and therefore
including the establishment-specific
information would add negligible time
and cost.
6. Alternative options considered but
not proposed. EPA did not consider any
significant alternatives to the proposed
option.
7. Request for comment. EPA
specifically requests comment on the
following question:
• To what extent do employers
already provide this information to all
workers and handlers when they first
arrive at the establishment, for example,
during the hiring process?
• The current rule requires employers
to ensure that the workers and handlers
receive information in a manner they
understand. Are there any issues with
the current requirement for employers?
If so, please describe and provide data
to support this position.
D. Establish Trainer Qualifications
1. Overview. The current rule allows
workers and handlers to be trained by
a variety of persons, including certified
applicators and handlers. In order to
ensure that the pesticide safety training
received by workers and handlers is
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provided in a manner conducive to
adult learning and provided in a
language and manner in which they can
understand, the Agency proposes to
require trainers of workers to have
completed an EPA-approved train-thetrainer program or be designated by EPA
or an appropriate state or tribal agency
as trainers of certified applicators.
Certified applicators would no longer be
automatically considered qualified to
train workers. The Agency proposes to
retain the existing qualifications for
handler trainers, namely that in order to
be a trainer of handlers, one must be a
certified applicator under 40 CFR part
171 at the time of the training, to have
completed train-the-trainer program, or
be designated by EPA or an appropriate
state or tribal agency as a trainer of
certified applicators and to limit
approval of train-the-trainer programs to
EPA. In addition, EPA proposes to
require trainers to be present throughout
the training and to ensure that there are
no distractions, e.g., background videos,
loud machinery, or other instructions,
competing for the worker’s or handler’s
attention.
2. Existing WPS regulations. The
existing WPS designates the following
groups as qualified to be pesticide safety
trainers for workers:
• Applicators certified according to
40 CFR part 171 (private and
commercial applicators of RUPs);
• Persons designated as trainers of
certified applicators, or pesticide
handlers by the appropriate state,
federal, or tribal agency;
• Individuals who have completed an
approved pesticide safety train-thetrainer program; or
• Persons who have completed WPS
handler training.
The existing WPS designates the
following groups as qualified to be
pesticide safety trainers for handlers:
• Applicators certified according to
40 CFR part 171;
• Persons designated as trainers of
certified applicators or pesticide
handlers by the appropriate state,
federal, or tribal agency; and
• Individuals who have completed an
approved pesticide safety train-thetrainer program.
The current WPS also requires
trainers to be present to answer
questions but does not require that they
be present for the entire length of the
training.
3. Summary of the issues. When EPA
proposed what would become the 1992
WPS (53 FR 25970; July 8, 1988),
stakeholders, specifically USDA and
farmer organizations, raised concerns
about the need for adequate numbers of
qualified WPS trainers. To ease the
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burden of transition for agricultural
employers during the implementation of
the rule, EPA made approved criteria for
trainers in the final rule (57 FR 38102,
38128–29; Aug 21, 1992) intentionally
broad. Since that time, the pool of
qualified trainers has expanded due to
the increase and availability of train-thetrainer programs. EPA has supported the
Association of Farmworker Opportunity
Programs (AFOP) ‘‘Serving America’s
Farmworkers Everywhere’’ AmeriCorps
project for over ten years. This project
connects trainers with farmworker
communities to build training capacity
and to provide free training services to
agricultural and handler employers. In
addition, EPA has developed a train-thetrainer handbook for worker training
(Ref. 47). Many states have also
increased the number of qualified
trainers through train-the-trainer
programs and other mechanisms.
Farmworker organizations and
pesticide safety educators have raised to
EPA the importance of pesticide safety
trainers having expertise both in the
subject matter covered and in adult
education for low-literacy audiences.
The Hazard Communications for
Agricultural Workers Report by JBS
International found that workers want to
receive pesticide safety training from
trainers who are knowledgeable and
certified (Ref. 40). In order to convey
information about routes of pesticide
exposure, potential accidents and how
to mitigate pesticide exposure, and
avoiding exposure through basic
hygiene, the trainer must have a strong
knowledge of the subject matter. A
person can obtain this knowledge in
several ways. First, a person who has
gone through a train-the-trainer program
would become versed in the specific
information to be conveyed to the
training audience. Second, a person
who is qualified, as a university
professor or cooperative extension
agent, to conduct training for a broad
range of pesticide users, would have a
working knowledge of the potential
pesticide risks faced by workers and
handlers. Lastly, handlers and
applicators learn the subject matter in
the training and certification programs,
which cover the concepts presented in
pesticide safety training in more detail.
Research and stakeholder input have
highlighted the need for trainers to have
specific skills to reach this type of
audience. Farmworker organizations
and pesticide educators expressed
concern about the ability of individuals
without knowledge of adult education
practices to conduct effective pesticide
safety training (Ref. 39) (Ref. 46) (Ref.
48). Stakeholders have also informed
EPA that training may be presented
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simultaneously with other information,
preventing workers and handlers from
focusing completely on the safety
information presented.
Stakeholders have raised concerns
that trainers lacking skills in adult
education may be ineffective in
communicating necessary pesticide
safety information to workers (Ref. 35)
(Ref. 36) (Ref. 48) (Ref. 46) (Ref. 39).
Farmworker organizations have
supported limiting eligibility of trainers
of workers and handlers to those
completing a train-the-trainer program
‘‘covering methods of conducting an
informal adult participatory education
session for low literacy learners, with
limited English proficiency’’ (Ref. 35). A
pilot train-the-trainer program in
Washington State showed that
participants who learned training
techniques applicable to the worker
population were more successful in
communicating with their target
audience than they had been prior to
training, indicated by improved
performance of the audience on a posttraining evaluation of knowledge (Ref.
17).
4. Details of the proposal/rationale.
EPA proposes to require trainers of
workers to complete a pesticide safety
train-the-trainer program approved by
EPA or to be designated as a trainer of
certified applicators by EPA or a state or
tribal agency responsible for pesticide
enforcement. The proposal would delete
the option for certification under 40
CFR part 171 or training as a WPS
handler to serve as sufficient
qualifications for a person to be a trainer
for workers.
Additionally, the Agency proposes to
require trainers of workers and trainers
of handlers to be present during the
entirety of a training session and to
answer questions. Trainers must also
ensure that the training is presented in
a manner free of distractions.
EPA proposes to retain the existing
categories for trainers of handlers and to
add a requirement that the train-thetrainer program be approved by EPA.
Under a cooperative agreement with
the NASDA Research Foundation, EPA
has developed the National Worker
Safety Trainer Handbook (Ref. 47). This
manual outlines the necessary pesticide
safety information for workers, as well
as describing adult education principles
and how to communicate across
languages and cultures. In addition to
the National Worker Safety Trainer
Handbook, EPA also supports the
training of pesticide safety trainers of
workers by AFOP. Both of these
programs would serve as models for an
EPA-approved train-the-trainer program.
Using these models, EPA would develop
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guidance to describe the necessary
elements of a train-the-trainer program
and the process for seeking EPA
approval. EPA anticipates that any
interested organizations, including nonprofit organizations, universities, state
regulatory agencies, and the pesticide
industry, could seek approval for and
administer a train-the-trainer course that
meets EPA’s standards.
EPA proposes to retain the options for
persons designated as trainers of
certified applicators or handlers by EPA
or a state or tribal agency responsible for
pesticide enforcement because either
EPA or the state or tribe has recognized
that they have the subject matter
expertise and qualifications necessary to
convey the pesticide safety information
to workers or handlers. Many
cooperative extension services (part of
land grant universities) have experts on
pesticide safety that work with
agricultural employers to provide
information on safe pesticide use. EPA
believes that in their role as educators
and with knowledge of adult education,
pesticide application, and safety
principles, these persons are qualified to
provide the information to workers and
handlers. State regulatory agencies also
hire or contract with adult educators to
provide pesticide safety training to
workers or handlers. Rather than
increase the burden on the state or tribal
lead agency by requiring that all persons
complete a pesticide safety train-thetrainer course, EPA believes that state
and tribal lead agencies would ensure
that persons they designate as trainers
can appropriately convey the
information required under the
proposed regulation to workers and
handlers.
EPA proposes to eliminate the
automatic authorization of certified
applicators and WPS handlers to train
workers. Although certified applicators
have demonstrated competency in
pesticide application and safety, they
may not possess skills as trainers,
particularly for low-literacy, nonEnglish speaking, adult audiences.
Handlers may possess pesticide safety
knowledge and may have cultural and
language abilities in common with
workers, but they may lack teaching
skills or sufficient technical knowledge
needed to effectively convey the
information. For training to make the
most impact, trainers need to be
competent not only in their knowledge
of pesticide risks but also in
communicating with adult learners with
educational challenges. Trainers may
have difficulty conveying the abstract
concept of pesticide risk, due to barriers
such as the limited English language
skills, cultural differences, and low
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educational levels of many workers and
handlers. EPA believes that there are
sufficient qualified trainers to meet the
proposed requirements now, as opposed
to when the 1992 WPS was
implemented, based on trainers
qualified by AFOP initiatives and the
publication and dissemination of an
EPA train-the-trainer handbook.
EPA proposes to retain the option for
certified applicators to train handlers.
While the Agency has some concern
regarding the ability of certified
applicators to provide effective training
for workers because worker trainers
need to have specific capability to
deliver basic information to an audience
that may have a low education level and
limited literacy and English skills, EPA
thinks this group can be successful as
trainers for handlers. There is a large
overlap between the roles of applicators
and handlers, which allows applicators
to draw on their personal knowledge
and skills needed to correctly and safely
perform handler tasks. In addition, in
the revisions to part 171, EPA is
proposing to require certified
applicators to provide training that
mirrors the WPS handler training to
noncertified applicators applying RUPs
under their direct supervision. EPA
believes that the certified applicators are
appropriately qualified to convey the
proper pesticide application techniques
and importance of protecting oneself
from pesticide exposure to handlers that
will be performing similar tasks in areas
that have been treated with pesticides.
EPA believes that increasing the
qualifications of trainers will increase
the value of training sessions by
improving the quality of the training.
Workers will benefit by improved
understanding of the learning objectives
and an increased ability to protect
themselves and their families.
To ease implementation and ensure a
sufficient cadre of qualified trainers is
available, EPA proposes to continue
allowing certified applicators to conduct
worker training until two years
following the effective date of the final
rule. This transition period would allow
time for applicators and other persons
that do not meet the current
requirements and who wish to conduct
worker training to qualify as trainers
under the proposed requirements, either
by attending an EPA-approved train-thetrainer program or seeking designation
as an approved trainer of workers from
EPA or the state or tribe, and for all
trainers to become familiar with new
training materials developed as a result
of the finalized rule.
EPA plans to support the
development of training materials for
workers and handlers that reflect the
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new training requirements such as
manuals and videos. EPA will work
with stakeholders to develop these
materials when the amendments to the
rule are finalized and plans to have
them ready for distribution when the
revised training requirements go into
effect.
The proposed regulatory text
concerning trainer qualifications for
workers and handlers appears in
§§ 170.101(c)(4) and 170.201(c)(4)
respectively of the proposed rule.
5. Costs. EPA estimates the cost of
revising the standards for worker
trainers would be $1.1 million annually,
or about $3 per agricultural
establishment. For a complete
discussion of the costs of the proposals
and alternatives, see the ‘‘Economic
Analysis of Proposed Revisions to the
Worker Protection Standard,’’ Chapter 3
Cost Analysis (Ref. 1).
EPA cannot quantify the precise
benefits associated with this proposal;
however, EPA believes requiring
trainers to have the ability to convey the
pesticide safety information, along with
knowledge of adult education principles
and how to communicate with lowliteracy audiences, would increase
overall understanding and retention of
the pesticide safety training by workers.
This improvement would increase the
likelihood that workers and handlers
adopt the principles outlined in the
pesticide safety training and reduce the
potential for exposure to themselves and
their family members.
6. Alternative options considered but
not proposed. EPA considered several
options regarding categories of qualified
trainers. One option considered by the
Agency was to continue to consider
applicators certified under 40 CFR part
171 and handlers as qualified to train
workers. EPA does not think, however,
that a certified applicator’s knowledge
of pesticide safety and application
principles alone is sufficient to qualify
the certified applicator as an educator
for basic safety principles for workers.
As discussed above, teaching an adult
population, especially individuals with
low-literacy skills, differing cultural
norms, and a variety of primary
languages, requires trainers with skills
in reaching this type of audience. After
considering this alternative in light of
the demographics of workers and the
importance of providing safety
information in manner workers can
understand, EPA does not consider it
reasonable to assume that certified
applicators and handlers necessarily
have the adult education skills to
adequately perform WPS training for
workers. Certified applicators and
handlers may become trainers if they
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complete a train-the-trainer course or
are designated as trainers by the EPA or
a state or tribal agency.
EPA also considered an option to
restrict trainer eligibility to only trainers
who have completed a train-the-trainer
program. The Agency believes that
allowing trainers of applicators and
those having completed a train-thetrainer course to train workers, as well
as allowing certified applicators to train
handlers, will offer continued flexibility
for agriculture and result in less burden
than restricting the qualifications to a
single type of trainer. EPA has
confidence that trainers designated as
qualified by EPA or the states or tribes
would have knowledge of adult
education and the safety principles that
workers need to know. Requiring all
worker and handler trainers to complete
a train-the-trainer program would limit
the number of eligible trainers and as a
result there might not be sufficient
numbers to meet employers’ training
needs.
EPA also considered implementing a
test to determine the eligibility of
trainers. Though examination would
provide a method of evaluating
knowledge, safety educators and
advocate groups maintained that
trainers need skills that cannot readily
be assessed by an examination. For
example, it would be difficult to assess,
through an exam, whether a person has
skills in communicating with lowliteracy, adult audiences. EPA believes
that train-the-trainer courses in which
trainers learn and practice interactive
and engaging training techniques, in
addition to the necessary pesticide
safety information, would be more
effective than a written exam to prepare
educators for an audience of workers
and handlers.
7. Request for comment. EPA
specifically requests comment on the
following questions:
• Are there other programs that
would prepare trainers to convey
pesticide safety information to workers
and handlers? Please describe the
program and the feasibility of its
implementation for affected
establishments.
• Should EPA consider requiring
trainers of workers and handlers to
refresh their qualifications periodically,
such as requiring attending a train-thetrainer program every 5 years? Please
provide data in support or opposition.
• The current rule requires employers
to ensure that the workers and handlers
receive information in a manner they
understand. Are there any issues with
the current requirement for trainers? If
so, please describe and provide data to
support this position.
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E. Expand the Content of Worker and
Handler Pesticide Safety Training
1. Overview. The WPS currently
requires employers to provide pesticide
safety training covering specific content
to workers and handlers. EPA proposes
to expand the information required to be
covered in worker and handler pesticide
safety training so that workers and
handlers can better protect themselves
from adverse effects of pesticide
exposures.
Additional content in worker
pesticide safety training would include,
among other things, information on:
how to reduce pesticide take-home
exposure, the requirements for earlyentry notification, the requirement for
emergency assistance for workers, and
the availability of hazard
communication materials for workers,
and informing workers of the
obligations of agricultural employers
and what workers can expect.
Additional content in handler
pesticide safety training would include
the handlers’ requirement to cease
application if he or she observes a
person other than another trained and
properly equipped handler in the area
under treatment or entry restricted area,
and a requirement for OSHA-equivalent
training on respirator use, fit-testing of
respirators, and medical evaluation for
respirator users.
EPA expects this additional
information provided in the proposed
expansions to worker and handler
pesticide safety training to better protect
workers and handlers from risks
associated with pesticides.
2. Existing WPS regulations. Under 40
CFR 170.130(d)(4), worker pesticide
safety training must include, at a
minimum, the following 11 basic safety
training points:
• Where and in what form pesticides
may be encountered during work
activities.
• Hazards of pesticides resulting from
toxicity and exposure, including acute
and chronic effects, delayed effects, and
sensitization.
• Routes through which pesticides
can enter the body.
• Signs and symptoms of common
types of pesticide poisoning.
• Emergency first aid for pesticide
injuries or poisonings.
• How to obtain emergency medical
care.
• Routine and emergency
decontamination procedures, including
emergency eye flushing techniques.
• Hazards from chemigation and drift.
• Hazards from pesticide residues on
clothing.
• Warnings about taking pesticides or
pesticide containers home.
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• Requirements of the WPS designed
to reduce the risks of illness or injury
resulting from workers’ occupational
exposure to pesticides, including
application and entry restrictions, the
design of the warning sign, posting of
warning signs, oral warnings, the
availability of specific information
about applications, and the protection
against retaliatory acts.
Under 40 CFR 170.230(c)(4), handler
pesticide safety training must include,
at a minimum, the following 13 basic
safety training points:
• Format and meaning of information
on the product label, including safety
information.
• Hazards of pesticides from toxicity
and exposure.
• Routes through which pesticides
can enter the body.
• Signs and symptoms of pesticide
poisoning.
• Emergency first aid for pesticide
poisoning.
• How to get emergency medical care.
• Routine and emergency
decontamination procedures.
• Personal Protective Equipment
(PPE).
• Heat-related illness issues.
• Safety requirements for handling,
transporting, storing, and disposing of
pesticides.
• Environmental concerns.
• Warnings about taking pesticides or
pesticide containers home.
• Training on the requirements of the
regulation related to handling.
3. Summary of the issues. The
stakeholder engagement process
produced many comments on the
content of pesticide safety training for
workers and handlers. [See Unit V.B.]
Recommendations to improve worker
pesticide safety training in the ‘‘Report
on the National Assessment of EPA’s
Pesticide Worker Safety Program’’
included adding elements to training on
potential sources of pesticide exposure
and preventing family exposure, such as
specific information on the need to
wash work clothes separately from other
clothing (Ref. 17) (Ref. 15).
Additionally, farmworker organizations
support expansion of the worker
pesticide safety training to include
general information about pesticide
hazards, ways to reduce take-home
exposure, and worker rights. In contrast,
other stakeholders raised concerns for
extending the length of training,
increasing the burden on employers, or
making the training tedious for workers
who may not be paid for time spent in
training. Many stakeholders also
requested that EPA be mindful when
revising the WPS of the burdens faced
by workers and some handlers, due to
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their low income, low literacy, and
limited English language skills.
4. Details of the proposal/rationale.
EPA is proposing a number of new
provisions to be included in the content
for worker and handler safety training.
Each of these is discussed in greater
detail in this section. Where some
proposed changes only clarify or
enhance an existing training topic,
rather than substantially altering the
content of the topic, EPA does not
discuss the proposed modifications in
as great detail as the proposed
modifications to existing language that
substantially alter the content of the
training topic.
EPA proposes to add the following
topics to both worker and handler
training: protection from pesticide takehome exposure, enhanced emergency
assistance provisions in the WPS, and
the availability of hazard
communication materials.
Additional worker safety training
topics would add about 15 minutes to
the training and would include, in
addition to the points in the current
WPS: Handler tasks that employers
must not direct or allow workers to do,
early-entry notification requirements
including age restrictions, hazards of
pesticide exposure to children and
pregnant women, how to report
suspected violations, and the
prohibition of employer retaliation for
reporting suspected violations or
attempting to comply with 40 CFR part
170.
The proposed revised regulation for
worker training at § 170.101(c)(2)
through (3) would require the following
training content:
• Agricultural employers’ obligation
to provide workers with information
and protections designed to reduce
work-related pesticide exposures and
illnesses. This includes providing
pesticide safety training, pesticide safety
and application information,
decontamination supplies, and
emergency medical assistance, and
notifying workers of restrictions during
applications and on entering pesticide
treated areas.
• How to recognize and understand
the meaning of the warning sign used
for notifying workers of restrictions on
entering pesticide treated areas on the
establishment.
• How to follow directions and/or
signs about keeping out of entry
restricted or pesticide treated areas.
• Where and in what form pesticides
may be encountered during work
activities and potential sources of
pesticide exposure on the agricultural
establishment. This includes pesticides
drifting from nearby applications, and
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that pesticide residues may be on or in
plants, soil, irrigation water, tractors,
application equipment, or used personal
protective equipment.
• Potential hazards from toxicity and
exposure that pesticides present to
workers and their families, including
acute and chronic effects, delayed
effects, and sensitization.
• Potential hazards from chemigation
and drift.
• Routes through which pesticides
can enter the body.
• Signs and symptoms of common
types of pesticide poisoning.
• Emergency first aid for pesticide
injuries or poisonings.
• Routine and emergency
decontamination procedures, including
emergency eye flushing techniques.
• Wash immediately in the nearest
clean water if pesticides are spilled or
sprayed on the body and as soon as
possible, shower, shampoo hair, and
change into clean clothes.
• How and when to obtain emergency
medical care.
• When working near pesticides or in
pesticide treated areas, wear work
clothing that protects the body from
pesticide residues and wash hands
before eating, drinking, using chewing
gum or tobacco, or using the toilet.
• Wash or shower with soap and
water, shampoo hair, and change into
clean clothes as soon as possible after
working near or in pesticide treated
areas.
• Potential hazards from pesticide
residues on clothing.
• Wash work clothes before wearing
again.
• Wash work clothes separately from
other clothes.
• Do not take pesticides or pesticide
containers used at work to your home.
• Agricultural employers are required
to provide workers with pesticide
hazard information.
• Agricultural employers must not
allow or direct any worker to mix, load
or apply pesticides or assist in the
application of pesticides unless the
worker has been trained as a handler.
• There are minimum age restrictions
and notification requirements for earlyentry activities.
• Potential hazards to children and
pregnant women from pesticide
exposure.
• Keep children and nonworking
family members away from pesticide
treated areas.
• Remove work boots or shoes before
entering home.
• After working near pesticides or in
pesticide treated areas, remove work
clothes and wash or shower before
physical contact with children or family
members.
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• How to report suspected pesticide
use violations to the state or tribal
agency responsible for pesticide
enforcement.
• Agricultural employers are
prohibited from intimidating,
threatening, coercing, or discriminating
against any worker for the purposes of
interfering with any attempt to comply
with the requirements of this part, or
because the worker has made a
complaint, testified, assisted, or
participated in any manner in an
investigation, proceeding, or hearing
pursuant to this part.
Additional handler training topics
would add about 15 minutes to the
existing training and would include:
proper removal of PPE; the requirement
for handlers to cease application if
persons are in the treated area or entry
restricted area; the requirement that
handler employers must ensure
handlers have received respirator fittesting, training, and medical evaluation
if required to wear a respirator; and the
minimum age requirement for handlers.
The proposed revised regulation for
handler training at § 170.201(c)(2)
through (3) would require the following
training content:
• Employers’ obligation to provide
handlers with information and
protections designed to reduce workrelated pesticide exposures and
illnesses. This includes providing
pesticide safety training, pesticide safety
and application information,
decontamination supplies, and
emergency medical assistance, and
notifying handlers of restrictions during
applications and on entering pesticide
treated areas.
• How to recognize and understand
the meaning of the warning sign used
for notifying workers of restrictions on
entering pesticide treated areas on the
establishment.
• How to follow directions and/or
signs about keeping out of entry
restricted or pesticide treated areas.
• Where and in what form pesticides
may be encountered during work
activities and potential sources of
pesticide exposure on the agricultural
establishment. This includes pesticides
drifting from nearby applications, and
that pesticide residues may be on or in
plants, soil, irrigation water, tractors,
application equipment, or used personal
protective equipment.
• Potential hazards from toxicity and
exposure that pesticides present to
workers and their families, including
acute and chronic effects, delayed
effects, and sensitization.
• Potential hazards from chemigation
and drift.
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• Routes through which pesticides
can enter the body.
• Signs and symptoms of common
types of pesticide poisoning.
• Emergency first aid for pesticide
injuries or poisonings.
• Routine and emergency
decontamination procedures, including
emergency eye flushing techniques.
• Wash immediately in the nearest
clean water if pesticides are spilled or
sprayed on the body and as soon as
possible, shower, shampoo hair, and
change into clean clothes.
• How and when to obtain emergency
medical care.
• When working near pesticides or in
pesticide treated areas, wear work
clothing that protects the body from
pesticide residues and wash hands
before eating, drinking, using chewing
gum or tobacco, or using the toilet.
• Wash or shower with soap and
water, shampoo hair, and change into
clean clothes as soon as possible after
working near or in pesticide treated
areas.
• Potential hazards from pesticide
residues on clothing.
• Wash work clothes before wearing
again.
• Wash work clothes separately from
other clothes.
• Do not take pesticides or pesticide
containers used at work to your home.
• Agricultural employers are required
to provide handlers with pesticide
hazard information.
• Agricultural employers must not
allow or direct any worker to mix, load
or apply pesticides or assist in the
application of pesticides unless the
worker has been trained as a handler.
• Early-entry workers must be at least
16 years of age to perform early-entry
activities and workers must receive
notification prior to conducting earlyentry activities.
• Potential hazards to children and
pregnant women from pesticide
exposure.
• Keep children and nonworking
family members away from pesticide
treated areas.
• Remove work boots or shoes before
entering home.
• After working near pesticides or in
pesticide treated areas, remove work
clothes and wash or shower before
physical contact with children or family
members.
• How to report suspected pesticide
use violations to the state or tribal
agency responsible for pesticide
enforcement.
• Employers are prohibited from
intimidating, threatening, coercing, or
discriminating against any handler for
the purposes of interfering with any
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attempt to comply with the
requirements of this part, or because the
worker has made a complaint, testified,
assisted, or participated in any manner
in an investigation, proceeding, or
hearing pursuant to this part.
• Information on proper application
and use of pesticides.
• Requirement for handlers to follow
all pesticide label directions.
• Format and meaning of all
information contained on pesticide
labels and in labeling.
• Need for and appropriate use and
removal of all personal protective
equipment.
• How to recognize, prevent, and
provide first aid treatment for heatrelated illness.
• Safety requirements for handling,
transporting, storing, and disposing of
pesticides, including general procedures
for spill cleanup.
• Environmental concerns, such as
drift, runoff, and wildlife hazards.
• Handlers must not apply pesticides
in a manner that results in contact with
workers or other persons.
• Handler employers are required to
provide handlers with information and
protections designed to reduce workrelated pesticide exposures and
illnesses. This includes providing,
cleaning, maintaining, storing, and
ensuring proper use of all required
personal protective equipment;
providing decontamination supplies;
and providing specific information
about pesticide use and labeling
information.
• Handlers must cease or suspend a
pesticide application if workers or other
persons are in the treated area or the
entry-restricted area.
• Handlers must be at least 16 years
of age.
• Handler employers must ensure
handlers have received respirator fittesting, training, and medical evaluation
if they are required to wear a respirator.
• Handler employers must post
treated areas as required by this rule.
i. Protection from Pesticide TakeHome Exposure. Although the current
training instructs workers and handlers
not to take home pesticide containers
and that clothing can carry pesticide
residue, the Agency proposes to expand
the existing sections to include more
specific information in the worker and
handler pesticide safety training on
ways to reduce take-home pesticide
exposure. Specifically, the expanded
training content would include the
following: Instructions on washing
before touching family members,
removing soiled work boots or shoes
before entering the home, washing
clothes that may have pesticide residues
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on them before wearing them again and
separately from other family clothes,
and keeping family members away from
treated areas, as well as information on
the potential risks to children and
pregnant women from pesticide
exposure.
Workers and handlers may be
exposed to pesticides at work;
additionally, they and their families
may be exposed to pesticide residues
brought into their homes from the
workplace. ‘‘Take-home’’ exposure is
the movement of agricultural pesticides
from the workplace to the home via
contact with pesticide-contaminated
clothing, dirt tracked into the home, or
other pathways. This type of exposure
has generated concern among health
care professionals and worker
advocates. A 1995 study by the Centers
for Disease Control (CDC) on worker’s
home contamination found, in multiple
industries, that hazardous chemical
contamination of workers’ homes is a
worldwide problem, resulting in injury
and at times, death (Ref. 49 pp. vii, 17–
19).
Although EPA does not have
conclusive data about the impact of
pesticide residue transfer from a worker
or handler to his or her home, car, and
family members, the Agency recognizes
that workers and handlers are exposed
to chemicals in the workplace and
should be educated on minimizing the
transfer of these chemicals to non-work
locations. Some studies have been
conducted to evaluate whether nonworking children in agricultural
families may have greater exposure to
agricultural chemicals than children of
non-agricultural families from the
presence of pesticide residue in their
home (Ref. 50). Contamination of the
home from agricultural pesticides can
come from numerous sources, including
soil, dust, or other residue on clothing
and vehicles and contaminated storage
containers (Ref. 49) (Ref. 51).
Additionally, agricultural pesticides
introduced into the home may persist
longer than in outdoor areas, due to the
lack of degradative environmental
processes, such as those furthered by
rain and sun. Peer-reviewed studies
have concluded that ‘‘farmworker and
all rural families must be educated
about drift and how to reduce exposure’’
(Ref. 52 p. 1259) (Ref. 53) and that
‘‘pregnant farmworkers and those living
with farmworkers need to be educated
to reduce potential take-home pesticide
exposure’’ (Ref. 34 p. 491).
Studies have focused on the presence
of agricultural pesticides in the homes
of workers. Centers for Children’s
Environmental Health and Disease
Prevention Research were established to
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explore ways to reduce children’s health
risks from environmental factors. The
program is jointly funded by EPA and
the National Institute of Environmental
Health Sciences (NIEHS) and also
collaborates with the Centers for Disease
Control (Ref. 54). Two of the centers, the
University of California at Berkeley (UC
Berkeley) and the University of
Washington, have a number of studies
which focus on agricultural pesticides
and children, some with a primary
outcome of pesticide exposure
reduction strategies. The Center for the
Health Assessment of Mother and
Children of Salinas (CHAMACOS)
Study, a longitudinal birth cohort study
of children in the Salinas Valley,
California, is the largest study
administered by UC Berkeley’s
Children’s Center (Ref. 55). California
Department of Health Services tested
dust in worker and non-worker homes
and concluded that there is a greater
presence of pesticide residue in the
homes of workers (Ref. 56). Additional
studies apart from the UC Berkeley
activities have also examined the
transfer of pesticide residues from
pesticide-treated areas to the home and
automobiles, i.e., the take-home
pathway (Ref. 23) (Ref. 50) (Ref. 51) (Ref.
57) (Ref. 58).
Effective methods of reducing takehome exposure exist. CDC’s 1995 study
identified worksite behaviors, such as
minimizing workplace exposures,
storing clean clothes in uncontaminated
areas of the worksite, changing work
clothes prior to returning home, and
showering before leaving the workplace,
that are effective means to reduce takehome exposure (Ref. 49). The report also
identified methods in the home to
reduce contamination, such as
laundering work clothes separately from
family laundry, preventing family
members from visiting the workplace,
and informing the workers of risks to
family members and how to minimize
their exposure. Workers and their
families should be familiar with how
behaviors such as hand washing, proper
laundering, and removing work clothes
before entering the home can reduce
risk of exposure (Ref. 34).
ii. Training on Reporting Violations and
Employer Retaliation Prohibition
EPA proposes to require that worker
and handler pesticide safety training
include information on how to report
suspected pesticide use violations. EPA
also proposes to include a training point
explaining that agricultural employers
are prohibited from retaliation against
workers and handlers for attempting to
comply with the WPS or reporting
suspected violation of the WPS.
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Including this information in the worker
and handler training would increase the
effectiveness of the existing WPS
protections against retaliations.
Under the current 40 CFR 170.7(b)
employers are prohibited from taking
‘‘any retaliatory action for attempts to
comply with this part or any action
having the effect of preventing or
discouraging any worker or handler
from complying or attempting to comply
with any requirement of this part.’’ The
existing § 170.130(d)(4)(xi) requires
employers to provide training on
protections against retaliatory acts.
Similar protection against retaliation for
handlers is covered in
§ 170.230(c)(4)(xiii).
Farmworker advocacy organizations
recommend including in the worker and
handler pesticide safety training
information on the rights of workers and
handlers under the WPS (Ref. 36). The
Agency agrees that workers and
handlers should be aware of WPS
provisions on how to report violations
and the prohibition on retaliation by the
agricultural employer. Farmworker
advocacy organizations indicate that
workers and handlers informed of their
employers’ requirements and the
process to report violations and
pesticide exposure incidents are more
likely to report them. This can lead to
a clearer understanding of
circumstances leading to WPS
violations and pesticide exposure issues
by enforcement.
EPA believes it is important for
workers and handlers to understand that
the WPS provides protections for their
safety and that if their employers do not
provide the required protections, the
government can assist them. By
incorporating this information into the
WPS training, it is more likely that
workers and handlers will understand
the information and be aware of the
resources available to them in the event
of a suspected act of retaliation or
noncompliance with the WPS.
Farmworker organizations requested
that WPS worker and handler training
include contact information for legal
representation (Ref. 35). EPA, however,
does not agree. EPA does not consider
it appropriate to recommend particular
attorneys or legal representatives.
Moreover, while legal representation
may be helpful for a worker or handler
who experiences retaliation or a serious
pesticide exposure, it is not clear that
requiring the requested notification
would significantly contribute to the
goals of FIFRA.
The proposed regulatory text
concerning training in regard to
reporting suspected violations and
employer prohibition against retaliation
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appears in §§ 170.101(c)(3)(viii) through
(ix) and 170.201(c)(3)(v) of the proposed
rule.
iii. Training on Hazard
Communications Materials for Workers
and Handlers. EPA proposes to require
agricultural and handler employers to
provide workers and handlers with
access to the expanded pesticide
application information, the SDS, and
the pesticide product labeling upon
request for up to two years. [See Unit
IX.] EPA proposes to include an
overview of the new hazard
communication requirements and
materials (expanded application
information, SDS, and product labeling)
in the pesticide safety trainings for
workers and handlers.
The proposed regulatory text
concerning hazard communication
content of worker and handler pesticide
safety training appears in
§§ 170.101(c)(3)(i) and 170.201(c)(3)(v)
of the proposed rule.
iv. Training on Early-Entry
Notification for Workers. EPA is
proposing to add to the worker pesticide
safety training points about the
minimum age restriction and
notification requirements for early-entry
work. Workers would learn that entry
into a treated area under an REI would
be limited to workers 16 years of age or
older and what notification
requirements must be provided prior to
being directed to perform early-entry
tasks. EPA expects that providing this
information to workers during training
would make workers aware of their
agricultural employer’s obligation to
provide information on the protections
required when asked to perform earlyentry work. EPA believes that workers
should be made aware of employer
obligations in their training so they will
understand the significance of (and, if
they fail to receive it, notice the absence
of) the information employers would be
required to provide. For a complete
discussion of the proposed amendments
to the early-entry requirements, see Unit
XII. The proposed regulatory text
concerning early-entry notification and
minimum age content of worker and
handler pesticide safety training appears
in §§ 170.101(c)(3)(iii) and
170.201(c)(3)(v) of the proposed rule.
v. Handler Responsibilities. EPA
proposes that a handler be required to
cease application if the handler observes
a person other than another trained and
properly equipped handler in the area
under treatment or associated entryrestricted area. EPA believes that either
the handler would have prior
knowledge that another handler would
be in the area during treatment, or
would cease application until he or she
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could verify whether the person(s) in
the treated area met the standard as a
trained and properly equipped handler.
This new requirement would impose
additional responsibility on handlers.
[See Unit XI.] Therefore, EPA proposes
to add to the handler training
requirements a point on this specific
handler responsibility.
The proposed regulatory text
concerning the cessation of application
content of handler pesticide safety
training appears in § 170.201(c)(3)(i) of
the proposed rule.
vi. Respirator Fit-Testing and Medical
Evaluation for Handlers. Unit XVI.E.
discusses EPA’s proposal to adopt the
OSHA standard (29 CFR part 1910) for
respirator use. The OSHA standard
requires employers and users to take
steps to ensure respirators are used
safely, including fit testing the handler’s
respirator, conducting medical
evaluation, and training handlers on
proper respirator use.
EPA proposes to require that handler
training inform handlers of the new
obligations of handler employers
regarding proper respirator use. Handler
training content is proposed to inform
handlers that their employer must
ensure they have received respirator fittesting, training and medical evaluation
if they are required to wear a respirator;
only those handlers who would use a
respirator would need to receive the full
OSHA training on respirators. EPA
expects this change would inform
handlers of the new requirements for
respirator use and their importance.
The proposed regulatory text
concerning adding to the training the
employer’s responsibility to provide
handlers using respirators with
respirator training, fit-testing, and
medical evaluation appears in
§ 170.201(c)(3)(iii) of the proposed rule.
5. Costs. The proposed expansions to
training content would expand worker
training from approximately 30 minutes
to 45 minutes, and handler training
from 45 minutes to 60 minutes. The
Agency believes that the expanded
training is necessary for workers and
handlers to better protect themselves.
EPA estimates the cost of expanding
pesticide safety training for workers
would be $4.3 million annually or about
$11 per agricultural establishment per
year. The cost to expand pesticide safety
training for handlers would be $660,000
annually, or about $3 per agricultural
establishment and $15 per commercial
pesticide handling establishment per
year. For a complete discussion of the
costs of the proposals and alternatives,
see the ‘‘Economic Analysis of Proposed
Revisions to the Worker Protection
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Standard,’’ Chapter 3 Cost Analysis (Ref.
1).
EPA cannot quantify the specific
benefits associated with this proposal.
However, EPA believes that adding
information to worker and handler
training would assist workers and
handlers to mitigate pesticide exposure
to themselves and their families. EPA
believes this would result in a lower
number of occupation-related pesticide
exposures and reduce chronic and
developmental effects from pesticide
exposure.
6. Alternate options considered but
not proposed. EPA considered various
combinations of the additional training
content discussed above. For example,
EPA considered simply clarifying the
training required under the current rule
to be more specific about the
information to be covered. EPA also
considered not adding the information
about employers’ responsibilities to
provide training to early-entry workers
and to handlers using respirators in
order to shorten the total duration of a
training program; however, given the
importance of communicating the
additional information to workers and
handlers to ensure they have the
information necessary to protect
themselves and their families from
pesticide exposure and the relatively
low burden associated with extending
the training to cover the content, EPA
believes that all of the aforementioned
points should be added to the training.
While a shorter training program with
fewer points would reduce the cost of
the proposal slightly, EPA believes the
benefits of providing the proposed
additional training topics to workers
and handlers are reasonably balanced
against the cost.
7. Request for comment. EPA
specifically requests comment on the
following questions:
• Are there any training points listed
above that EPA should consider not
including in the final proposal? If so,
which points and why?
• Are there points that EPA should
consider adding to the training content?
If so, what points should be added?
Please provide a rationale for why the
additional content would benefit
workers and/or handlers.
F. Retain Audiovisual Presentations as
Permissible Methods for Pesticide Safety
Training
1. Overview. The existing WPS allows
trainers to train workers and handlers
using a variety of methods, including an
EPA-approved video or DVD. EPA
recognizes concerns raised by
stakeholders that the video/DVD may
not be an adequate training tool when
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used as a stand-alone training, but EPA
has decided to retain the video as a
training method and to add
requirements for the trainer to be
present throughout the presentation, to
answer all questions from those
participating in the training, and to
ensure that the training is reasonably
free of distractions.
2. Existing WPS regulations. The WPS
requires trainers to present the pesticide
safety information ‘‘either orally from
written materials or audiovisually’’ (40
CFR 170.130(d)(1) and 170.230(c)(1)).
EPA developed a variety of training
materials, including training videos
covering the pesticide safety points
specified in 40 CFR 170.130 and
170.230. A worker training video,
‘‘Chasing the Sun Pesticide Safety
Training’’ runs for approximately 30
minutes, and a handler training video,
‘‘Pesticide Handlers and the WPS’’ runs
for approximately 50 minutes. Each
video covers the current training points
and both are available in English and
Spanish.
3. Summary of the issues. Farmworker
organizations have voiced opposition to
maintaining a video as the training
device (Ref. 35), instead recommending
that EPA require employers to provide
training using methods with greater
interaction to better communicate with
workers (Ref. 36). A report from EPA’s
National Assessment of the Worker
Protection Program recommended that
training materials encourage interaction
and participation, and be both culturally
and linguistically appropriate (Ref. 15).
The Agency recognizes the passive
nature of video training and
understands that some stakeholders
believe that a lack of worker or handler
engagement during video training may
prevent effective transmission of
pesticide safety information. Focusgroup research, however, indicates that
workers prefer to receive training
information in a video or provided
orally along with simple drawings on
paper as visual aids rather than an oral
presentation without any visual aids
(Ref. 40). Additionally, research has
shown that comprehension of pictorials
for safety-related information is
significantly enhanced when
accompanied by even brief trainer
involvement (Ref. 59).
4. Details of the proposal/rationale.
EPA proposes to continue to allow
audiovisual training tools, and to add
requirements for the trainer to be
present during the training, to answer
questions from trainees, and to ensure
that the training is reasonably free from
distractions. [See Unit VII.D.] Combined
with more qualified trainers familiar
with the principles of adult education,
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EPA expects that use of EPA-approved
video would enhance, rather than
diminish, comprehension of training
objectives.
Based on feedback received directly
from the affected community of
workers, EPA decided to retain the
option for trainers to use audiovisual
materials, including but not limited to
videos, DVDs, and PowerPoint
presentations, as part of the training
program. EPA believes that allowing use
of audiovisual training tools provides
flexibility to trainers and employers by
allowing them to be present to monitor
the audience, to stimulate discussion,
and to answer questions, while the
video presents the major concepts of the
training. This would help small
establishments that conduct infrequent
trainings to ensure that the training
covers all of the major points. In
addition, EPA recognizes that some
employers and trainers are more
comfortable utilizing audiovisual
materials as part of training because
widely used videos employ actors
portraying workers to communicate the
messages, which can be more
convincing to the training audience.
The proposed regulatory text
requiring the trainer to be present
throughout the training for workers and
handlers appears in §§ 170.101(c)(1) and
170.201(c)(1), respectively, of the
proposed rule.
5. Costs and benefits. EPA does not
estimate any costs associated with this
proposal because it retains an existing
provision of the rule.
6. Alternate options considered but
not proposed. EPA considered
eliminating the option for trainers to
present material audio visually. Based
on the rationales discussed above, EPA
believes that allowing trainers to use
audiovisual training materials and
adding a requirement for the trainer to
be present and answer workers and
handlers’ questions would adequately
address the concerns raised by
farmworker groups while allowing
trainer’s flexibility in how they
communicate with workers and
handlers.
7. Request for comment. EPA
specifically requests comment on the
following question:
• Please provide any additional
information on the efficacy of different
methods used to conduct worker and
handler training.
G. Eliminate Exception to Handler
Training Requirements
1. Overview. Currently, an employer
does not have to provide handler
training to a person performing handler
tasks if the handler has satisfied the
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training requirements under the
Certification of Pesticide Applicators
Regulation (40 CFR part 171). In order
to ensure handlers receive the
information necessary to understand
WPS protections, EPA proposes to
eliminate this exception. EPA expects
removal of this exception would ensure
all handlers receive complete
information to protect themselves in
situations specific to WPS
establishments.
2. Existing WPS regulations. Under 40
CFR 170.230, pesticide handlers
currently are required to be trained on
pesticide safety. Under 40 CFR
170.230(b)(2), employers may be
excepted from the requirement to
provide handler training when their
handlers have satisfied the training
requirements in 40 CFR 171. Part 171,
however, does not include specific
training requirements relevant to WPS;
therefore, the exception allows handlers
to qualify without learning about part
170 requirements, such as REIs and the
prohibition against spraying when
anyone is in the treated area.
3. Details of the proposal/rationale.
EPA proposes to eliminate the exception
for handler training for a handler who
has been trained in accordance with the
requirements in 40 CFR part 171. In
essence, this change would require
persons who apply pesticides under the
direct supervision of a certified
applicator to receive handler training
under the WPS. As explained in Unit II,
the Agency is considering separate
revisions to 40 CFR part 171 that could
include specific training requirements
for persons applying RUPs under the
supervision of a certified applicator.
Although the training requirements in
these two proposed rules overlap
substantially (e.g., safe application
techniques, understanding label
requirements, safe storage and disposal),
the training EPA is considering to
require under 40 CFR part 171 does not
include specific information on WPS
requirements, handler responsibilities,
and reducing take-home exposure
specifically in agriculture. WPS
information is critical for handlers so
they can protect themselves, their
families, workers, the environment, and
bystanders.
4. Alternative options considered but
not proposed. While EPA considered
proposing identical training
requirements for both § 170.201 and part
171, many RUP users never apply
agricultural pesticides, and would not
need to know all the detailed
requirements related to the WPS
protections, such as warning sign
postings and specific handler
responsibilities. EPA believes the WPS-
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specific information is critical to equip
a handler to avoid risk of exposure and
illness in agricultural situations.
Therefore, the Agency does not intend
to impose the same training
requirements for noncertified
applicators under 40 CFR part 171.
5. Cost. EPA believes the cost for this
requirement would be negligible. Those
employers that intend to provide
training under 40 CFR part 171 for their
handler employees would be able
provide the proposed WPS handler
training and satisfy the requirements of
both regulations. The estimated training
burden for the two requirements is
substantially similar.
6. Request for comment. EPA requests
feedback on the following:
• Should the proposed training under
40 CFR part 171 include a requirement
for expanded training on the WPS?
• How would the benefits to
employers from giving a single training
that would apply to both WPS handlers
and applicators using RUPs under the
direct supervision of a certified
applicator compare to the costs of
requiring agricultural applicator training
for all applicators using RUPs under the
direct supervision of a certified
applicator?
VIII. Notifications to Workers and
Handlers
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A. Posted Notification Timing & Oral
Notification
1. Overview. The current rule allows
employers to provide to workers either
oral or posted warnings about areas
where an REI (regardless of its length)
has been in effect within the last 30
days unless required to provide both
oral and posted warnings by the specific
pesticide label. For farms, forests, and
non-enclosed nurseries (what EPA is
proposing to define as ‘‘outdoor
production’’), EPA proposes to require
that agricultural employers post
warning signs regarding the application
of a pesticide that has an REI greater
than 48 hours, and proposes to allow
the option of oral warning or posted
notification for products with REIs of 48
hours or less. For greenhouses and
indoor nurseries (what EPA is proposing
to define as ‘‘enclosed space
production’’), EPA proposes to require
that agricultural employers post
warning signs according to the current
posted warning requirements when the
product applied has an REI greater than
4 hours, and proposes to allow the
option for oral or posted notification
where the product applied has an REI of
4 hours or less. EPA expects the changes
to improve worker protection by
increasing workers’ awareness of treated
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areas and reminding them to take
required precautions and to avoid
pesticide exposure, leading to an overall
reduction in occupational pesticiderelated illnesses.
2. Existing WPS regulations. Under 40
CFR 170.120, agricultural employers are
required to notify workers about
pesticide applications and areas on the
agricultural establishment subject to an
REI. Notification is required when
workers or handlers are on the
establishment during application or the
REI and will pass within one quarter
(1/4) mile of the treated area. In
greenhouses and some enclosed
nurseries, the agricultural employer
must post warning signs. On farms, and
in forests and non-enclosed nurseries,
the agricultural employer may choose
either to post warning signs at the usual
points of entry around the treated area
or to notify workers orally about
applications that will take place on the
establishment. Both posted and oral
worker notification must inform
workers about the location of the
application and treated areas under REIs
so workers do not enter. In cases where
the product labeling requires both
written and oral notification of workers,
the WPS also requires this ‘‘double
notification.’’ Part 170 does not
currently require the agricultural
employer to keep a record of oral
warnings.
3. Summary of the issues. In 2006,
Farmworker Justice sent a letter to the
EPA Administrator, signed by more than
50 different farmworker groups,
suggesting revisions for making the WPS
more protective. The letter states,
‘‘Restricted-entry intervals (REIs) are
. . . intended to provide a physical
barrier, reducing worker exposure to
pesticides when and where the risk is
greatest. But workers are not effectively
warned to keep out of recently treated
areas.’’ (Ref. 35) Farmworker
organizations noted three problems with
the current requirement: Workers may
not remember REI details that span
multiple days, oral warnings may not be
adequately provided by the employer in
the appropriate language or understood
and retained by the worker, and
compliance with the oral warning
requirement is difficult to verify.
Farmworker Justice recommended
posting areas treated with a pesticide
with an REI longer than 72 hours and
requiring recordkeeping of oral
notifications to workers.
The Farmworker Justice comments are
consistent with research showing that
oral instruction alone may not be an
effective method of safety instruction.
4. Details of the proposal/rationale.
For ‘‘outdoor production,’’ EPA
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proposes to require that agricultural
employers post warning signs where the
pesticide to be applied has an REI
greater than 48 hours, and to allow the
option of oral warning or posted
notification for products with an REI of
48 hours or less. For ‘‘enclosed space
production,’’ EPA proposes to require
posting of warning signs where the
product applied has an REI greater than
4 hours, and to allow the option of oral
warning or posted notification for
products with an REI of 4 hours or less.
EPA believes that under the current
rule agricultural employers most
commonly opt to provide oral
notification to their workers because
this is less costly and less burdensome
than physically posting treated areas.
However, workers may not recall oral
notifications when REIs are longer than
a few days. Adults remember only about
10% of what they hear, but when the
information is seen and heard retention
improves to about 50% (Ref. 41). Entry
into a treated area during an REI
presents an elevated risk of pesticide
exposure and EPA believes that
ensuring that workers are adequately
notified of treated areas in a manner
they can recall and understand would
result in fewer entries into treated areas
during the REI without appropriate
protection.
A 2008 SENSOR-Pesticides/California
Department of Pesticide Regulation
publication cites reentry into pesticidetreated areas prior to the end of the REI
as the second leading factor contributing
to reports of acute occupational
pesticide poisoning cases in agricultural
workers (Ref. 11). One reason workers
may be entering pesticide-treated areas
is their lack of awareness that the area
has been treated with a pesticide and is
under an REI, which EPA believes can
be addressed by more robust posting of
treated areas.
Because workers face challenges with
literacy and understanding English, EPA
believes that reducing the reliance on
spoken messages to protect workers and
increasing reliance on a clear, graphic,
posted warning would better protect
workers from the risks of entering a
treated area before the REI expires
without proper protection. The posted
warning signs will serve as physical
reminders for workers to avoid areas in
which the REI has not expired. During
pesticide safety training, workers would
be informed of the requirement for
agricultural employers to provide oral or
posted notification for treated areas, in
addition to the current requirement to
describe the warning signs, which
would increase workers’ likelihood of
noticing and complying with entry
restriction signs. [See Unit VII.E.]
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Treated areas under an REI pose
elevated risk of exposure; thus, by
keeping workers out, negative health
effects of pesticide exposure may be
avoided. EPA expects the proposed
requirement to increase the number of
areas posted on agricultural
establishments across the nation,
thereby increasing the number of
workers who are aware of the REI and
avoid entering, and ultimately leading
to a reduction of incidence of pesticide
illnesses related to unintentional entry
into treated areas under an REI.
The protective effect of increased
posting requirements through
subsequent reduction of pesticide
illnesses has been shown in Monterey
County, California. In response to a
series of worker exposure incidents,
Monterey County required agricultural
employers to post areas treated with a
pesticide with an REI of 24 hours or
longer. Since its implementation, this
county-specific requirement has led to a
significant reduction in pesticiderelated illnesses caused by entering a
treated area before the expiration of an
REI (Ref. 60). California cannot provide
specific data on the percent reduction,
but a 2001 report from the California
Department of Pesticide Regulation
noted stakeholder consensus on and
support for the requirement, stating:
‘‘All participants strongly believe that
field posting prevents workers from
early reentry. Monterey County
participants support their 24-hour
posting regulations, even though
compliance is costly, because field
posting prevents both application and
reentry errors’’ (Ref. 60).
EPA believes the proposed posting
requirement may also foster compliance
and facilitate enforcement because WPS
inspectors could readily view posted
warning signs. Inspectors who see
workers in a treated area while the
posted warning signs were displayed
could investigate whether the workers
received proper early entry protections.
EPA believes posting all treated areas
would be a very effective method for
ensuring that workers are notified about
what areas are under an REI. However,
the burden on employers to post all
treated areas subject to an REI would be
substantial. To treat an area with an REI
of 24 hours, the employer would have
to post the area, make the treatment, and
retrieve the signs the following day.
EPA believes that it is reasonable to
expect workers to remember oral
warnings related to treated areas under
REIs for at most 2 work days, or about
48 hours.
EPA is proposing to allow oral or
posted warnings for areas in
greenhouses treated with an REI of 4
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hours or less. Greenhouse production is
much more compact than outdoor
production. In a row of planting tables,
there could be many applications. EPA
recognizes the need for workers to have
information about the different risks
they face; however, EPA also believes
that products with an REI of 4 hours or
less generally pose lower risks than
products with longer REIs.
As noted, EPA believes that workers
can retain warning information
provided orally for up to 48 hours.
However, greenhouses and other
enclosed space production
establishments have significantly more
applications in a smaller space. EPA
believes it is unreasonable to expect
workers to remember all of the
information provided orally about
treated areas when each different
planting tray could have different
requirements, therefore EPA is
proposing a lower threshold for posting
notification of treated areas on
establishments where multiple
applications may be conducted in a
small area. EPA believes allowing
employers the option to provide oral or
posted notification of treated areas for a
small subset of pesticides provides
employers with flexibility while
ensuring workers receive the
information necessary to protect
themselves.
The proposed regulatory text
concerning notification appears in the
following sections of the proposed rule:
outdoor production—§ 170.109(a)(1)(i)
and enclosed space production—
§ 170.109(a)(1)(ii).
5. Costs and benefits. EPA estimates
the cost of requiring employers to post
all treated areas with an REI longer than
48 hours would be $11.1 million
annually, or about $28 per
establishment per year. EPA estimates
that the proposed changes to
notification in greenhouses would save
about $10,000 per year, or $14 per small
greenhouse. For a complete discussion
of the costs of the proposals and
alternatives, see the ‘‘Economic
Analysis of Proposed Revisions to the
Worker Protection Standard,’’ Chapter 3
Cost Analysis (Ref. 1).
EPA cannot quantify the benefits
associated with this specific proposal;
however, EPA believes requiring
employers to post treated areas under an
REI of greater than 48 hours would
provide workers with more reliable
information on treated areas and when
to stay out. EPA expects this would
result in fewer workers entering treated
areas under an REI and therefore reduce
the number of pesticide-related illnesses
attributable to this cause.
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6. Alternative options considered but
not proposed.—i. Alternatives to Posting
Timeframe. EPA considered the
Farmworker Justice recommendation for
EPA to require posted warning signs in
treated areas with REIs greater than 72
hours. This option would provide more
protection than the current regulation,
but not as much as the proposed option
which would require the same posting,
but for REIs greater than 48 hours. Given
the importance to the worker of
understanding which areas are under an
REI, EPA believes that posted
notification for products with REIs over
72 hours would not adequately warn
workers to take precautions. EPA
believes that it would be unreasonable
to expect a worker to retain the
information about what areas were
treated and when REIs expire for longer
than a two day period. EPA estimates
the cost of this proposal would be about
$7.9 million, or $20 per establishment.
EPA also considered requiring
agricultural employers to post warning
signs in treated areas with an REI of 24
hours or longer, similar to the
requirement in Monterey County,
California. EPA recognizes the impact of
Monterey’s posting requirement in
reducing exposure to workers. However,
EPA also recognizes the need to balance
the protection of workers and burden on
agricultural employers and applicators.
Monterey County represents a small
geographical area. EPA believes that
while posting of treated areas with an
REI of 24 hours or longer may have been
practical in this limited region, it would
not be practical as a national
requirement. Agricultural employers
would have a much higher burden to
post every treated area with an REI of 24
hours or longer. EPA believes that
workers could retain information on
treated areas and REIs for up to two
days.
Lastly, EPA considered a requirement
to post warning signs in all treated areas
under REIs for enclosed space and
outdoor production. This option would
ensure that workers are aware of the
status of every treated area and every
area without posting would be safe for
workers to enter. Posting of all treated
areas where an REI is in effect would
send a clear message to workers;
however, it would be very difficult for
agricultural employers to comply with
this requirement. Some products have
an REI of 4 hours. In essence, an
employer would post signs after
application and almost immediately
take them down. While this task may be
easy in enclosed space production, it
may be substantially more burdensome
for an agricultural employer engaged in
outdoor production.
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EPA believes that the proposed option
to require posting of all areas of outdoor
production treated with a product with
an REI greater than 48 hours strikes a
balance between the three alternatives
considered. EPA recognizes the value of
allowing oral warning for worker
notification of treated areas with REIs
less than 48 hours because this option
would provide regulatory flexibility
(Ref. 18). EPA believes that workers
informed orally can remember that an
area has been restricted for entry for up
to two days. Posting areas treated with
a pesticide product with an REI greater
than 48 hours would provide workers
visual reminders when the REI is
sufficiently long that a worker could
have difficulty remembering the specific
area treated or length of the REI.
ii. Recordkeeping of Oral Notification.
To address concerns that workers may
not receive oral notifications of treated
areas with REIs shorter than or equal to
48 hours, EPA considered adding a
requirement for agricultural employers
to retain records of the oral warning
provided, signed by the workers who
received the notification, for 2 years.
The required record would contain:
• Location and description of the
entry-restricted area and the treated
area;
• Date and time the REI starts and
ends;
• Date and time the agricultural
employer provided the oral warning;
• Name and signature of the person
providing the warning; and
• Name and signature of each
employee that received notification.
Requiring the employee’s signature on
the record would provide incentive to
the employer to provide the notification
in a manner the worker understands in
order to obtain the signature. This
requirement would impose significant
burden on employers. The time required
to comply with the recordkeeping
would substantially increase the time
currently required to provide the oral
notification, based on the additional
requirement to explain the notification
record and secure the signatures of all
workers entering or working within 1/4
mile of the treated area.
In addition, workers may have
difficulty reading and understanding the
record of the notification because many
are not literate in English. Workers may
sign the notification record because
instructed to do so by the employer, not
because they understand the
information provided and intent of the
record of the oral notification,
undermining the intent of the record as
confirmation of transfer of information
to workers.
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EPA estimates the cost to collect and
retain records for 2 years would be
about $20 million, or about $51 per
establishment. This cost is substantially
higher than the cost for recordkeeping of
pesticide safety training because
pesticide safety training would only
occur once annually per worker whereas
records of oral notification could be
required almost every time an
application occurs. EPA has insufficient
data to support a claim that the
potential benefits of this alternative, i.e.,
increased enforceability of the WPS,
would outweigh the potential burden on
agricultural employers to record and
maintain the information.
7. Request for comment. EPA
specifically requests comment on the
following questions:
• For outdoor production, EPA
proposes to allow the option of oral
warning or posted notification for
products with an REI of 48 hours or less.
Is there a different time period that
would better balance the costs of
compliance with the expected risk
reduction?
• Will the proposed requirements for
posting instead of oral warnings provide
sufficient benefit for workers to warrant
the additional burden placed on
agricultural employers?
• Should EPA require recordkeeping
for oral notification? If so, why?
B. Locations of Warning Sign
1. Overview. Where the existing WPS
requires a warning sign to be posted, the
signs must be placed where they are
visible from all usual points of worker
entry to the treated area, the corners of
the treated area, or an area affording
maximum visibility. EPA proposes to
revise the required posting locations to
include locations visible from a worker
housing area if the housing area is
within 100 feet of a treated area for
outdoor production.
2. Existing WPS regulations. The WPS
requires employers to post warning
signs (40 CFR 170.120(c)). For
applications in farms, forests, and nonenclosed nurseries (what EPA is
proposing to define as ‘‘outdoor
production’’), the warning signs must be
visible from all usual points of worker
entry into the treated area, including, at
a minimum, each access road, each
border with a labor camp (what EPA is
proposing be referred to as a ‘‘worker
housing area’’) adjacent to the treated
area, and each footpath or other walking
route that enters the treated area. For
applications in greenhouses and indoor
nurseries (what EPA is proposing to
define as ‘‘enclosed space production’’),
the warning signs must be visible from
all usual points of worker entry to the
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treated area, including, each aisle or
other walking route that enters the
treated area. When there are no usual
points of worker entry to the treated
area (farm, forest, nursery or
greenhouse), the employer must post
signs in the corners of the treated area
or in any other location offering
maximum visibility.
3. Summary of the issues. During the
National Assessment process,
stakeholders, including farmworker
groups and healthcare organizations,
raised concerns about providing notice
to worker housing inhabitants when
their location is not directly adjacent to
the treated area (Ref. 17). Workers and
their families housed near treated areas
may have a higher likelihood of
exposure to pesticides from
inadvertently entering a treated area; the
increased detection of pesticides in the
body has been found to be associated
with housing adjacent to treated areas
(Ref. 51) (Ref. 57). In order to mitigate
the risk associated with walking into a
treated area without adequate
notification, stakeholders suggested
increasing the posting of areas near
worker housing areas (Ref. 35).
4. Details of the proposal/rationale.
To prevent inadvertent entry into
treated areas from onsite worker
housing areas, EPA proposes to require
a posted warning sign visible from a
worker housing area if the housing area
is within 100 feet of a treated area for
outdoor production in addition to the
required current locations. EPA expects
this requirement would improve
notification of workers and their
families in worker housing areas,
mitigating exposure resulting from entry
into a treated area under an REI. This
additional posting location should also
improve safety of families living on or
near agricultural establishments.
Individuals in worker housing areas
would be able to see the posted warning
signs and avoid entry into the area.
EPA considered the demographics of
the worker population when developing
this proposal. In recognition of their low
literacy and limited English language
skills, EPA proposes to use the widely
recognized warning sign indicating to
stay out of a particular area with text in
at least two languages. In addition,
workers and their families generally live
near agricultural areas but may not be
aware of when a nearby area has been
treated. Children may play around the
home in a treated area, increasing the
likelihood of exposure to pesticides. By
posting information warning of
pesticide applications near worker
housing for workers and their families
to see, EPA believes that they will be
less likely to inadvertently enter a
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3. Summary of the issues.
Stakeholders, including state regulators,
educators, and farmworker groups, have
noted that the message on the sign can
be confusing. Under the WPS, workers
can be trained and equipped to enter a
treated area during an REI to conduct
certain early-entry tasks, such as
repairing a clogged irrigation hose. [See
Unit XII.B.] Due to these exceptions,
including the ‘‘Keep Out’’ text on the
warning sign may lead to worker
confusion, since workers have been
trained to stay out of a treated area
posted with the warning sign and also
may be directed by their employer to
enter the treated area to conduct an
appropriate early-entry task.
4. Details of the proposal/rationale.
EPA proposes to revise the required text
on the warning sign to convey more
accurate information to workers. While
warning signs would retain the phrase
‘‘Danger, Pesticides’’ text at the top, the
message at the bottom of the sign would
read ‘‘Entry Restricted’’ instead of
‘‘Keep Out’’. EPA believes this revision
to the text more accurately reflects that
the sign is a warning to those entering
a treated area. ‘‘Entry restricted’’
provides a bold warning for anyone
entering a treated area but also allows
that some entry may be permitted.
Additionally, EPA plans to replace
the current shape of the red circle that
contains the stern-faced man with the
upraised hand with an octagon. A red
octagon is a widely-recognized symbol
to stop, and this will provide a stronger
signal to workers to be cautious when
they encounter the posted warning sign,
even if they are unable to comprehend
the text. Workers will receive pesticide
safety training to reinforce the meaning
of the warning signs and help them in
determining how to proceed. [See Unit
VII.E.] The proposed warning sign is
pictured below (in black and white).
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EPA specifically considered input
received directly from workers in
developing this proposal. Workers have
indicated that they prefer to get
information in simple language and
images that communicate the message
(Ref. 40). EPA expects that these
modifications to the warning sign will
provide a clearer, simpler warning to
workers. EPA is aware of the importance
of conveying clear and simple safety
information to worker populations,
particularly for workers who may have
a low literacy level in English or their
native language (Ref. 61, p. 16). NAWS
data show that 85% of workers would
have difficulty obtaining information
from printed materials in any language
(Ref. 3, p. 17). The proposed
modifications to the warning sign would
make it clearer and simpler, which
should enhance comprehension by lowliteracy adults, and by children of farm
workers (Ref. 62).
The proposed regulatory text
concerning the content of the warning
sign appears in § 170.109(b)(2) of the
proposed rule.
5. Costs and benefits. EPA estimates
the cost of requiring employers to use
the revised warning sign would be
$99,000 annually, or an average of $0.25
per establishment per year. EPA
estimates that employers currently
purchase new signs every 2 years
because weather and outdoor exposure
renders the signs unusable after this
period. For a complete discussion of the
costs of the proposals and alternatives,
see the ‘‘Economic Analysis of Proposed
Revisions to the Worker Protection
Standard,’’ Chapter 3 Cost Analysis (Ref.
1).
EPA cannot quantify specific benefits
for this proposal. EPA believes that
requiring the use of signs that more
accurately convey the intended message
would lead to better understanding of
the sign and its message by workers.
This would result in less confusion
about what the sign means, which
should mean less potential for workers
to disregard the sign out of confusion,
and thus, fewer workers entering treated
areas under an REI which should
decrease the number of occupational
pesticide-related illnesses.
6. Alternative options considered but
not proposed. Farmworker Justice
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C. Warning Sign Content
1. Overview. The current WPS
warning sign says ‘‘Keep Out’’ and has
a picture of a stern-faced man with an
upraised hand in a red circle. EPA
proposes to require the phrase ‘‘Entry
Restricted’’ instead of ‘‘Keep Out’’ on
warning signs. EPA also proposes to
change the red shape on the sign from
a circle to an octagon. EPA believes the
text change would more accurately
reflect the intended message for workers
to be adequately prepared and informed
before entering a posted area, and the
octagonal shape will provide an
effective signal that entry is restricted
that does not depend on literacy or
language spoken.
2. Existing WPS regulations. Under 40
CFR 170.120(c)(1), posted warning signs
must state ‘‘Danger, Pesticides’’ and
‘‘Keep Out’’ in English and Spanish or
another language the workers
understand and contain the ‘‘stern-faced
man with the upraised hand’’ in a red
circle as pictured (in black and white)
below.
EP19MR14.000
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treated area and thereby will reduce
overall risk of exposure to pesticides.
This proposal supports EPA’s
commitments to keeping children safe
and to take specific measures to protect
vulnerable or disadvantaged
communities and populations.
The proposed regulatory text
concerning the warning sign appears in
§ 170.109(b)(3)(ii) of the proposed rule.
5. Cost. EPA believes the cost of this
proposed expansion of the areas that
must be posted would be negligible. For
a complete discussion of the costs of the
proposals and alternatives, see the
‘‘Economic Analysis of Proposed
Revisions to the Worker Protection
Standard,’’ Chapter 3 Cost Analysis (Ref.
1).
6. Alternative options considered but
not proposed. EPA considered a
recommendation offered by Farmworker
Justice to require signs to be posted at
the usual points of entry and every 100
feet along the perimeter of the treated
area (Ref. 35). Many members of the
PPDC workgroup, including state
regulatory agencies, cooperative
extension services, and the agricultural
industry, said that posting warning
signs every 100 feet around treated areas
under an REI would impose
unnecessary burdens on the agricultural
employer without resulting in
additional protections for workers (Ref.
36). Based on anticipated high burden
without demonstrable benefits for this
option, EPA decided not to propose
increasing posting to every hundred feet
around the perimeter.
7. Request for comment. EPA
specifically requests comment on the
following questions:
• Are there preferable alternatives to
the proposed option for posting
locations that EPA has not considered?
If so, please describe and provide data
to support the alternative.
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recommended that EPA replace the
‘‘stern-faced man with the upraised
hand’’ with the skull and crossbones.
They noted that the skull and
crossbones is a universally recognized
symbol that communicates high risk of
danger or death, and suggest that
workers would better recognize the risks
associated with entering an area posted
with the warning sign if it bore this
symbol.
EPA considered Farmworker Justice’s
recommendation to change the warning
sign graphic to the skull and crossbones,
but decided against this option. The
skull and crossbones symbol is
currently used on Toxicity I and II
pesticide product labeling and for
designation of treated areas for certain
extremely hazardous pesticides, for
example, fumigants, and using the same
symbol in less hazardous conditions
would weaken its impact where it is
needed most. The skull and crossbones
symbol is associated with extreme
toxicity or death, which is not always
appropriate for every pesticide that has
an REI. In contrast, the proposed sign
indicates to workers that they should
use caution in entering the treated area,
but that entry may be permissible with
the proper safety equipment. EPA does
not want to send workers a mixed
message by using the skull and
crossbones on the sign. In addition,
workers have been trained to recognize
the current sign since the rule went into
effect. The Agency believes that the
‘‘stern-faced man with the upraised
hand’’ is still the most appropriate and
well-recognized symbol for workers.
7. Request for comment. EPA
specifically requests comment on the
following questions:
• Should EPA consider replacing the
current or proposed general field
posting sign with risk-based reentry
signs? What would be the costs and
benefits of using risk-based signs?
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IX. Hazard Communication
A. Pesticide-Specific Hazard
Communication Materials—General
1. Overview. The existing WPS does
not require employers to provide
workers and handlers with pesticidespecific hazard information on the
products they may be exposed to in the
workplace. In contrast, OSHA’s Hazard
Communication Standard (HCS), which
covers most workplaces, requires
employers to provide chemical-specific
hazard information (i.e., the safety data
sheets or SDSs) to workers before they
enter an area where they could be
exposed and to make the same material
available to workers upon request. EPA
proposes to require that agricultural and
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handler employers provide workers and
handlers with access to copies of the
SDS and pesticide labeling for products
that have been applied on the
establishment and to which workers and
handlers may be exposed. EPA believes
making this information available to
workers and handlers may assist them
and possibly health care providers in
the event of an emergency situation
involving pesticide exposure. EPA also
believes that providing access to
specific hazard information would assist
workers and handlers in better
protecting themselves and others from
pesticide hazards in the workplace.
2. Existing WPS regulations. The WPS
contains several provisions designed to
communicate pesticide hazard
information to workers and handlers. By
providing workers and handlers with
relevant information, these provisions
minimize workplace risks associated
with pesticide use and mitigate the
potential for occupational pesticide
exposure. First, the WPS requires
employers to train workers and handlers
on basic pesticide safety and the general
hazards associated with pesticides (40
CFR 170.130 and 170.230). Second, the
WPS requires employers to display
basic pesticide safety information at a
central location on the establishment to
remind workers and handlers of safe
practices when working with or around
pesticides and to provide information
about obtaining emergency medical
assistance (40 CFR 170.124 and
170.224). Third, the WPS requires
employers to provide handlers with
access to the pesticide labeling during
pesticide handling activities and to
ensure that the handler has read the
labeling, or been informed in a manner
the handler understands, of all labeling
requirements related to safe pesticide
use (40 CFR 170.232(a)). Lastly,
employers must display certain
information about pesticide applications
made on the establishment whenever
workers or handlers will be on the
establishment and a pesticide has been
applied or an REI has been in effect
within the last 30 days (40 CFR 170.122
and 170.222). Although the existing
WPS requirements provide workers and
handlers with basic safety information
on how to protect themselves from
general pesticide hazards, and where
pesticides have been applied on the
establishment, no requirement exists for
employers to make pesticide-specific
hazard communication materials, such
as the SDS and the pesticide labeling,
accessible to both workers and handlers.
3. Summary of the issues. During the
National Assessment meetings, health
care, medical, and farmworker
organizations urged the Agency to add
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pesticide-specific hazard
communication provisions to the rule
(Ref. 17). They noted that the WPSrequired information about pesticide
applications that must be displayed at
the establishment provides a limited set
of information about the pesticides used
on the establishment. The information
does not provide an explanation of the
specific symptoms associated with
exposure to a specific product, nor does
it provide other use-related information
that workers, handlers, and health care
providers would benefit from reviewing
in the event of a pesticide-related illness
or an emergency. To support their
request, they noted the disparity
between information about chemical
hazards required to be provided to
workers and handlers covered by the
WPS and the information provided to
workers in all other industries under the
OSHA HCS.
Farmworker organizations suggested
that workers and handlers should
receive ‘‘written information, in a
pictorial and low-literacy format,
concerning the short- and long-term
health effects associated with each
pesticide used at their worksite’’ (Ref.
35, p. 2). Farmworker Justice
recommended that growers provide
‘‘crop sheets,’’ i.e., booklets with
information on each pesticide used on
an establishment, to each worker and
handler at the beginning of each work
period that involves entry into any
treated area. (Crop sheets can take
various forms but generally summarize
information about the pesticides used
on a particular crop, the timing of
application, the type of application (for
example, air blast or ground boom), and
potential symptoms from exposure to
the pesticide.) Farmworker Justice
suggested that the crop sheets be
available in English and Spanish. They
believe that information presented in
this format would enable workers and
handlers to recognize adverse effects
and seek medical assistance if they
experienced symptoms related to
exposure to a specific pesticide (Ref.
35). Other stakeholders have suggested
that the detailed health effects
information from Safety Data Sheets be
provided orally to employees. EPA
believes that the benefits of reading this
detailed and often lengthy information
to workers and handers are uncertain
and such information could confuse
workers with complex pesticide hazard
information where the level of hazard is
different for every situation.
Pesticide safety trainer representatives
on the Pesticide Program Dialogue
Committee Workgroup suggested that
providing simple information on how to
prevent potential pesticide exposure is
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the most effective way to enable workers
and handlers to protect themselves (Ref.
36) (Ref. 39); they did not endorse a
specific type of hazard communication
information. Health care organizations
noted that requiring employers to
maintain pesticide labeling or SDS
could facilitate quick access to these
documents by workers, handlers, or
their representatives in the event of an
accidental exposure requiring medical
attention. These groups noted that
health care practitioners can provide
more appropriate medical attention if
they can review and reference either the
label or the SDS. [See Unit XIV.]
4. Details of the proposal/rationale.
EPA proposes to require that
agricultural and handler employers
make available to workers and handlers
SDS and the labeling for pesticides used
on the establishment that require WPS
compliance. This proposed requirement
would be in addition to the existing
requirements to notify workers and
handlers of the date, time, and location
of application, length of REI, and to
identify the pesticide product.
Employers would be required to
maintain the SDSs and the pesticide
labeling on the establishment for 2 years
from the date of the pesticide
application. Workers, handlers or their
authorized representatives could request
access to the pesticide-specific hazard
information during normal business
hours. [See Units IX.B. and IX.C. for
proposed revisions to employer
requirements to provide information
about pesticide applications.]
In adopting the Hazard
Communication Standard, OSHA said
there was evidence to indicate potential
for chemical exposure in every type of
industry, and that lack of knowledge
about those hazardous chemicals puts
employees at significant risk of
experiencing material impairment of
health (52 FR 31852; August 24, 1987)
(59 FR 6126; February 9, 1994) (Ref. 63).
While the WPS pesticide safety training
provides general information about risks
associated with pesticide exposure and
how a worker or handler can protect
himself or herself, the addition of a
requirement to provide information
about each specific pesticide would
provide complete hazard information.
The addition of a requirement to
provide pesticide-specific hazard
information about each pesticide
product requiring WPS compliance that
is applied on the establishment would
provide workers and handlers with
more complete information about the
chemical hazards they may encounter in
the workplace.
Requiring employers to maintain the
product labeling and SDSs for products
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applied on their establishment would
ensure that workers and handlers have
access to detailed types of pesticide
hazard and emergency response
information that would enable them to
better protect themselves and respond to
emergencies. Additionally, as discussed
in Unit XVI., medical personnel are
generally able to provide better
treatment in the event of a pesticide
exposure incident when they have more
information about the pesticide product
to which the worker or handler may
have been exposed. Allowing
authorized representatives of workers
and handlers to have access to the
product labeling and SDSs upon request
would assure that the information can
be accessed if a worker or handler is
incapacitated; in addition, it would help
assure that access to this information is
not impeded due to employee fears of
retaliation. It also increases the
likelihood that workers and handlers
will receive assistance in reading and
understanding these documents in cases
where they need such assistance.
EPA believes that imposing this
requirement would not be unduly
burdensome to employers and would
provide workers, handlers, and
emergency responders with access to
appropriate pesticide-specific hazard
information that should meet their
needs. The SDS provides succinct
information about the known health
hazards of the material, providing
hazard information that typically is not
presented on the product labeling, and
it is readily available from pesticide
manufacturers and should be provided
with the pesticide container at the point
of sale. Based on EPA’s review of
current state pesticide laws and
regulations, and labor laws pertaining to
agricultural operations using pesticides,
12 states currently require agricultural
employers to make SDSs available to
employees that may potentially be
exposed to pesticides as part of their
occupational duties (Ref. 64). Ten of the
states implement this requirement
under state labor regulations. Florida
and California implement it under state
pesticide laws.
The use of SDS in hazard
communication in all other industries,
as well as in agriculture in several
states, leads the Agency to believe that
it would be the appropriate vehicle to
make pesticide-specific hazard
information available to workers and
handlers.
EPA recognizes that some employers
may maintain electronic copies of their
records. Under the proposed option, an
employer could maintain a copy of the
pesticide labeling used for the
application and the corresponding SDS
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15477
in either paper or electronic form. The
employer would need to be able to
provide a paper copy of the materials
upon request. Employers would not
need to update the pesticide labeling on
file each time a new version is released;
the labeling on file must correspond
with the labeling used at the time of
application.
The proposed regulatory text
concerning the provision of SDSs and
pesticide product labeling appears in
§ 170.11(b) of the proposed rule.
5. Costs and benefits. EPA estimates
the cost of requiring employers to
maintain application information, SDS,
and labeling for 2 years would be $3
million annually, or about $8 per WPS
establishment per year. The cost to
obtain the SDS and labeling, as well as
the additional information described in
unit IX.B., and to make it available
would be about $5.3 million annually,
or about $14 per establishment. For a
complete discussion of the costs of the
proposals and alternatives, see the
‘‘Economic Analysis of Proposed
Revisions to the Worker Protection
Standard,’’ Chapter 3 Cost Analysis (Ref.
1).
EPA cannot quantify the specific
benefits associated with this proposal;
however, the Agency believes that
workers and handlers would benefit
from having access to more complete
information about the pesticides to
which they may be exposed. The
additional information also could be
used to assist in more accurately
diagnosing and treating pesticiderelated illnesses. EPA believes the costs
of making more pesticide application
information available to workers and
handlers are reasonable when compared
to the expected benefits associated with
the requirement.
6. Alternative options considered but
not proposed. EPA considered three
alternatives to the proposed option: a
requirement to make crop sheets
available, a requirement to translate
SDSs into different languages, and
limiting the required pesticide
information to the pesticide labeling.
First, the Agency considered requiring
employers to provide workers and
handlers with a crop sheet in English
and Spanish for each pesticide they
might encounter, each time they enter
the treated area. The Agency is aware of
several attempts by state agencies to
pilot this use of crop sheets. California
and Texas have had requirements for
employers to provide crop sheets to
those working in pesticide-treated areas.
Texas funded the initial development
and periodic updating of the crop
sheets, but the process became too
expensive and labor intensive for the
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state to continue. The states reported
that the crop sheets were left as litter in
the treated area. Texas reported that the
redundancy between the requirements
under Texas law and the WPS
contributed to the decision to
discontinue the crop sheet program.
EPA believes that developing crop
sheets as recommended by farmworker
organizations would be challenging
because they suggested simple pictorial
descriptions of hazards and symptoms,
which would not be accomplished
easily with the technical information
that is generally included on an SDS. In
addition, many agricultural enterprises
produce a variety of commodities,
increasing the number and complexity
of the crop sheets. Agricultural practices
differ across regions and according to
local conditions, making it difficult to
develop a standard set of crop sheets
that could be used nationally; a booklet
that would be useful for vegetables
grown in New England would not be
representative of practices in vegetable
production in the Southwestern United
States. As part of its consideration, the
Agency assessed the cost of developing
crop sheets based on the assumption
that pesticide registrants would develop
the crop sheets because they have the
most complete knowledge of each
pesticide’s properties, hazards, and
potential health effects. The estimated
cost of $13 million annually does not
include copying and distributing the
crop sheets to workers and handlers
every time they enter a treated area.
Copying and distributing the crop sheets
would significantly increase the cost of
this option.
Based on the experience of states that
have attempted to implement crop sheet
distribution programs, EPA does not
believe that workers and handlers
would benefit sufficiently to justify the
cost of developing, compiling,
translating, and distributing specific
crop sheets.
Second, EPA considered requiring
pesticide-specific hazard
communication materials to be made
available in a language that workers and
handlers can understand. This would
mean translating a copy of the SDS and
labeling into each language understood
by a worker or handler on the
establishment and maintaining copies of
the original and translated SDS and
labeling, rather than providing the
information in English and putting the
burden of translation on the worker or
handler.
The NAWS estimates that the majority
of agricultural workers (83%) are nonEnglish speakers (Ref. 65). Additionally,
NAWS data show that 85% of workers
‘‘would have difficulty obtaining
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information from printed materials in
any language’’ (Ref. 61, p. 16).
Additionally, workers and handlers
speak a large number of languages and
dialects, and the Agency believes it
would be impractical to translate and
present complex information into so
many different languages. This
requirement would be complicated
further by the fact that some indigenous
worker and handler populations do not
have a written language. EPA assumes
that a majority of requests for the SDS
will be made related to a health care
incident, which means that either the
health care practitioner or a worker
advocacy support group would likely
receive the information. These groups
are more likely to have staff that speak
English and are capable of translating
the information for the worker or
handler if necessary.
All other industries—including the
construction, janitorial, and
maintenance industries where there are
traditionally significant numbers of
workers with limited skills reading or
understanding English—use SDSs in
English to meet OSHA’s Hazard
Communication Standard requirements
to make chemical hazard information
available to employees (29 CFR
1910.120(g)). Most readily available
sources of pesticide-specific hazard
information, such as SDS and pesticide
labeling, are in English. EPA did not
estimate the cost of translating the SDS
and labeling into each language spoken
by workers and handlers, but expects
that the burden would be extremely
high. The burden of producing SDSs in
multiple languages would probably fall
on registrants, but agricultural and
handler employers would bear the
burden of obtaining and maintaining a
copy of this information in every
language spoken by their workers and
handlers.
Based on this information, EPA does
not believe that the risk reductions
expected to result from providing SDSs
to workers in their native languages
would justify the significant costs of
doing so. Medical and legal personnel
who would provide assistance to
workers in the event of a suspected
exposure are proficient in English and
could use the SDSs as already
developed by the pesticide registrant.
Finally, EPA considered requiring the
employer to maintain only labeling for
pesticides that require WPS compliance
that are applied on their establishments,
rather than both the product’s labeling
and SDS. Pesticide labeling must
accompany the product; therefore,
employers generally already have a copy
of the labeling for products applied on
their establishment. When a pesticide is
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applied by a commercial applicator or
someone other than the agricultural
employer, he or she can easily request
a copy of the pesticide labeling from the
person who made the application. The
SDS, on the other hand, does not
accompany the product and may require
more time to locate, increasing the
burden on the agricultural employer.
Limiting the requirement to the
pesticide labeling could reduce the
burden on agricultural employers.
EPA believes that the burden
associated with retrieving a pesticide
SDS is, however, not substantial
because the SDS is readily available
online and can be requested from and
provided by the pesticide manufacturer
and sometimes the pesticide dealer. The
SDS contains information necessary for
the diagnosis and treatment of certain
pesticide-related illnesses. In some
instances of pesticide-related illnesses,
time is of the essence in determining the
course of treatment. In these instances,
having the SDS readily available for the
worker, handler, and/or treating medical
personnel could be essential to ensuring
proper treatment. The cost for requiring
the employer to collect and make
available only the labeling would be
about $1.6 million, or about $4 per
establishment. EPA believes that the
additional burden associated with
retrieving the SDS for each product is
justified by the potential benefit to
workers and handlers from having the
SDS available in the event of a
pesticide-related illness.
7. Request for comment. EPA
specifically requests comment on the
following questions:
• What would be the burden on
employers to maintain the SDS and
pesticide label for 2 vs. 5 years?
• Do agricultural employers already
collect SDSs? If so, how do they obtain
them and what burden is associated
with retrieving the SDS for one or more
products?
• What are the benefits and
drawbacks of requiring employers to
maintain and provide access to
employees and others the proposed
pesticide-specific hazard information?
• Are there other approaches for
providing workers and handlers with
understandable, readily accessible, and
relevant information on the symptoms,
short-term health effects, and long-term
health effects of exposure (including
prenatal exposure) to specific
pesticides? If so, please describe these
approaches, their implementation, and
the advantages they provide in
comparison to the proposed approach.
• Are there other data on the benefit
to workers and handlers from receiving
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pesticide-specific information before
every entry into a pesticide treated area?
• Does opening access to pesticidespecific information to authorized
representatives raise any problems? If
so, please describe the potential issues
with particularity and provide
supporting information where available.
B. Pesticide Application Information—
Content and Timing
1. Overview. The existing WPS
contains requirements for agricultural
employers to record and display
information about pesticide applications
and to make that information accessible
to workers and handlers. However, the
existing requirements do not include
some key information about pesticide
applications that could help workers
and handlers better identify treated
areas on the establishment and avoid
pesticide exposure. EPA proposes to
require additional information about
pesticide applications to be recorded.
EPA also proposes to change the timing
of when employers must record the
information. EPA believes the
additional information would better
inform workers and handlers of relevant
information about pesticide
applications. The more flexible timing
requirements for recording application
information would reduce burden on
employers. [See Unit IX.C. for proposed
revisions to requirements for displaying
information about pesticide
applications.]
2. Existing WPS regulations. The
existing WPS requires agricultural
employers to record and display certain
information about pesticide applications
at a central location on the
establishment. Employers must comply
with this requirement when workers or
handlers will be on the establishment
and an application of a pesticide
requiring WPS compliance has been
made or an REI has been effect within
the last 30 days (40 CFR 170.122 and
170.222). The purpose of this
requirement is to communicate
information to workers and handlers
about the locations of potential
pesticide hazards on the establishment,
for example, entry restricted areas or
areas under an REI. The WPS requires
employers to record and display the
following information about pesticide
applications:
• Location and description of the
treated area,
• Product name,
• EPA registration number,
• Active ingredient(s) of the pesticide
product,
• Time and date the pesticide is to be
applied, and
• REI for the pesticide.
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The existing WPS requires the
application information to be accurate
and to be displayed before application
takes place if workers are present on the
establishment. If no workers or handlers
are on the establishment at the time of
application, the information must be
posted before the first work period
when workers or handlers are on the
establishment. If warning signs are
posted for the treated area before an
application, the specific application
information for that application must be
displayed at the same time or earlier, in
accordance with the display
requirements. When workers or
handlers are present on the
establishment, the employer must
display the application information for
at least 30 days after the end of the REI.
Employers may discontinue the
information display prior to 30 days
after the end of the REI when workers
or handlers are no longer on the
establishment.
3. Summary of the issues. During the
National Assessment and SBREFA
consultation process, employers and
pesticide applicators noted that they
had difficulty recording and displaying
application information before the
application occurs (Ref. 17) (Ref. 18).
They cited changes in pesticide
application plans, usually to
accommodate changing weather
conditions, as a primary reason for not
being able to accurately record the
pesticide application information.
State regulatory agencies noted that
the current requirement for providing
information about pesticide applications
lacked specific information necessary to
enable state inspectors to accurately
determine the start and end times of the
REIs (Ref. 17). As a result of a highprofile pesticide enforcement case and
the aforementioned difficulty
determining REI start and end times,
North Carolina informed EPA that it has
taken steps to amend the state pesticide
laws. The amended laws would require
the end times of pesticide applications
to be recorded as part of state pesticide
recordkeeping so inspectors could
calculate precise REIs (Ref. 66).
4. Details of the proposal/rationale. In
addition to the pesticide application
information currently required to be
recorded, the Agency proposes to
require agricultural employers to record
further specific information about
pesticide applications. The proposed
information would include the specific
crop or site treated, the start and end
dates and times of the application, and
the end date and duration for the REI.
EPA also proposes to revise the
requirement for when information must
be recorded to allow flexibility for
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agricultural employers to record the
pesticide application information no
later than the end of the day of the
application.
An agricultural establishment can
grow a variety of crops in specific areas.
EPA believes that adding the type of
crop site to the record would help
workers, handlers, and pesticide
inspectors to distinguish the particular
treated area to which the information
pertains. EPA also believes that
including the specific start and end
times for the pesticide application, in
addition to the date of application,
would assist workers, handlers, and
inspectors in accurately calculating the
date and time the REI ends. The
requirement for employers to note the
specific date and time when the REI
ends would clarify when workers may
enter the treated area. The proposed
revisions would require agricultural
employers to make the pesticide
application information (as well as the
proposed pesticide-specific hazard
information [see Unit IX.A.]) available
no later than the end of the day of the
pesticide application when workers are
on the agricultural establishment that
day. By ‘‘make available,’’ the Agency
means that the agricultural employer
must, at a minimum, have the materials
in a place where the workers, upon
request, can have access to view them.
If workers are not on the establishment
on the day of application, the
information must be made available at
the beginning of the first work period
following application. Changing when
the application information must be
made available allows flexibility if the
application schedule changes. Making
these changes would allow more
realistic timeframes for recording
application information and would take
into account the realities of fluctuations
in application timing. The change also
would accommodate the requests to
record the end time of the application
and timing of REI. Information would be
more accurate and the burden of
correcting the information would be
reduced.
EPA does not believe that allowing
the application information to be made
available by the end of the day would
put workers and handlers at risk
because notification of treated areas to
workers and handlers must occur before
the treatment commences by either oral
notification or by the posting of warning
signs. Therefore, EPA believes that
workers would be protected during
application and immediately postapplication by the WPS notification
provisions.
The proposed regulatory text
concerning the timing and content of
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pesticide application information
required to be displayed appears in
§ 170.11(b) of the proposed rule.
5. Costs. Because the information
required in this proposal is linked to the
retention of the pesticide labeling and
SDS, the costs were calculated together.
Therefore, the estimated costs for this
proposal are included in the cost
discussed in Unit IX.A. For a complete
discussion of the costs of the proposals
and alternatives, see the ‘‘Economic
Analysis of Proposed Revisions to the
Worker Protection Standard,’’ Chapter 3
Cost Analysis (Ref. 1).
6. Request for comment. EPA
specifically requests comment on the
following questions:
• Would the additional pesticide
application information proposed by
EPA impose undue burden on the
applicator or the employer?
• Are there benefits or drawbacks to
requiring this additional information
that EPA has not considered? If so,
please describe.
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C. Pesticide Application Information—
Location and Accessibility
1. Overview. The WPS contains
requirements for agricultural employers
to record and display information about
pesticide applications made on the
establishment at a central location on
the establishment from the time of the
application until 30 days after the REI
expires. EPA proposes to replace the
current requirement with a requirement
for employers to make pesticide
application information available on
request by a worker, handler, or his or
her representative. The proposal would
also increase the time employers must
maintain the application information on
the establishment from 30 days after the
REI expires to 2 years. The employer
would maintain the pesticide
application information in the same
location as the SDS and labeling
(pesticide-specific hazard
communication; see Unit IX.A.). EPA
believes this proposal would reduce the
overall burden on agricultural
employers while still providing workers
and handlers with reasonable access to
information regarding pesticide
applications and pesticide-specific
hazard information.
2. Existing WPS regulations. As
described in Unit IX.B., the WPS
requires agricultural employers to
record and display certain information
about WPS-covered pesticide
applications at a central location on the
establishment when workers or handlers
will be on the establishment and an
application of a WPS-covered pesticide
has been made or an REI has been in
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effect within the past 30 days (40 CFR
170.122 and 170.222).
3. Summary of the issues. During the
National Assessment meetings,
stakeholders, particularly employers,
noted the difficulty in maintaining the
pesticide application information at a
central posting site (Ref. 17). Pesticide
application plans frequently change,
and keeping a notice board at a central
location, which, in some cases, may be
a significant distance from the treated
area, up to date with those changes
presents a challenge to the employer,
especially prior to the application.
Agricultural employer stakeholders
noted that weathering of the posted
information quickly impacts legibility,
making it difficult to meet the legibility
requirements for the information (Ref.
67). Some states, including Florida,
recognize the difficulty facing
employers and have developed a
portable central location display.
Florida’s display includes a laminated
metal sign and weatherproof box to
contain the necessary WPS information.
Florida developed this display to
increase compliance, to increase
durability of the poster and information,
and to provide a solution to the
problems noted with maintaining the
legibility of information required to be
displayed at a central location on large
establishments (Ref. 67).
Keeping the information current at the
central location has been problematic
for agricultural employers, as records of
frequent pesticide applications on an
establishment with multiple crops can
be difficult to maintain accurately
during the growing season (Ref. 17).
Employers argued that keeping the
application information at a central
location essentially requires them to
maintain two copies of pesticide
application records because they cannot
rely on the WPS central posting site to
be the only copy of application records,
imposing a double recordkeeping
burden. Keeping two separate sets of
application information records with
the same information on a busy
establishment can be difficult.
4. Details of the proposal/rationale.
EPA proposes to require the employer to
maintain pesticide application
information and make it accessible to
workers, handlers, or authorized
representatives of workers or handlers
upon request, and to eliminate the
requirement for agricultural employers
to display the pesticide application
information at a central location. The
proposed requirement does not specify
a particular location on the
establishment where the employer must
store records, but does require that
pesticide application records must be
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maintained on the establishment and
must be made available upon request to
workers, handlers, or their
representative during normal business
hours. The application information
must be maintained in addition to the
pesticide-specific hazard information.
[See Unit IX.A.]
The requirement for display of
pesticide application information at a
central posting site has been the most
frequently cited area for noncompliance and violations. Between
2006 and 2008, there was an annual
average of 770 WPS violations related to
central posting reported by states to
EPA’s Office of Enforcement and
Compliance Assurance (Ref. 68) (Ref.
69) (Ref. 70). EPA has concerns about
the difficulties expressed by
stakeholders such as regulators and
agricultural employers in maintaining
this information at the central posting
area, and it is reflected in the violation
records. EPA has concerns about the
usefulness of the central display to
workers and handlers, especially on
large establishments, because the
worker or handler may be assigned to
work miles from the central display and
would not encounter it on a routine
basis. Moreover, if the information is
not accurate or correctly maintained,
workers and handlers could be deprived
of receiving accurate information about
pesticide applications on the
establishments. Rather than continue a
requirement that burdens employers
without clear benefits to workers and
handlers, EPA has decided to revise the
requirement related to displaying
information about pesticide
applications.
The proposed requirement for
maintaining and making pesticide
application information (and the related
pesticide-specific hazard
communication information as
discussed in Unit IX.A) available to
workers and handlers upon request
parallels OSHA’s requirement for
employers to provide hazard
information. EPA recognizes that
OSHA’s HCS has been successfully
implemented in all other industries, and
that employers covered by the WPS
struggle with maintaining the central
display according to current
requirements. The intent of the
requirement is to give the workers and
handlers access to accurate and legible
pesticide application and hazard
information. EPA believes that a
requirement that allows employers to
keep records in a location other than on
display at a central location will
significantly reduce burden on the
employers without sacrificing the
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amount or type of information to which
workers or handlers have access.
The proposed regulatory text
concerning the accessibility of
application information appears in
§ 170.11(b) of the proposed rule.
5. Costs and benefits. EPA estimates
the cost of requiring employers to make
pesticide application information
available upon request and eliminating
the requirement for central posting
would be $1.1 million annually, or
about $3 per WPS establishment. This
estimated cost does not include any
additional copies of the pesticide
application information necessary
because time and weather render the
display illegible. The cost estimate
includes an assumption that 25% of
workers and handlers would request
access to the materials, which EPA
recognizes is a conservative estimate
and drives the cost of the requirement
higher. The anticipated benefits of this
proposal were discussed in the section
above. For a complete discussion of the
costs of the proposals and alternatives,
see the ‘‘Economic Analysis of Proposed
Revisions to the Worker Protection
Standard,’’ Chapter 3 Cost Analysis (Ref.
1).
EPA believes that this proposal would
reduce the burden on employers by
allowing them to maintain the records
in a location that is not subject to
weathering and would not substantially
increase the burden on workers and
handlers seeking this information. EPA
believes that most workers do not
routinely pass the central posting area
because their workplace is at a different
part of the establishment. The proposed
change would continue to make
available at a designated location
pesticide application information for
workers and handlers.
6. Alternative options considered but
not proposed. EPA considered requiring
that employers post specific pesticide
application information on the signs
used to post each treated area. Under
this option, specific information about
the pesticide used, date of application,
and REI would be included on the
bottom of each warning sign posted
around a treated area. [See Unit VIII.C.
for a discussion of the proposals related
to notifications to workers and
handlers.] This option would allow
early-entry workers to access
information about the specific
pesticides used in areas where they may
be working at the time they enter the
treated area. However, this alternative
option would substantially increase the
burden associated with posting treated
areas because employers would have to
copy the pesticide and application
information onto each warning sign. In
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addition, when treated areas are posted
for multiple days, the sign could
become weathered and illegible,
imposing the additional burden on the
grower to update the legibility of the
sign or negating the intended protection
associated with providing the
information at the treated area. This
option could also reduce information
available to workers and handlers
because pesticide application
information would not be available
when the treated area does not require
a posted warning sign.
EPA believes that the proposed
options to post a general warning sign
at pesticide treated areas [see Unit VIII]
and to require the employer to maintain
and make accessible pesticide-specific
application information balance the
need for workers and handlers to have
access to pesticide hazard information
and the burden on agricultural
employers. Therefore, EPA decided not
to propose this option.
D. Pesticide Application Information
and Pesticide-Specific Hazard
Communication Materials—Retention of
Records
1. Overview. The current WPS
requires employers to maintain
information about pesticide applications
from the time of application until 30
days after the REI expires. The Agency
proposes to require employers to retain
the pesticide application and related
pesticide-specific hazard
communication information for 2 years
from the date of the end of the REI for
each product applied. EPA believes the
extended recordkeeping period would
ensure that state, tribal and federal
agencies, workers, handlers, and health
care workers have access to the
information when necessary to
investigate a health-related pesticide
incident or potentially unlawful
pesticide application.
2. Existing WPS regulations. The
existing WPS requires agricultural
employers to display information about
pesticide applications from the time of
application until 30 days after the REI
has expired (40 CFR 170.122(b) and
170.222(b)).
3. Details of the proposal/rationale.
The Agency proposes to require
employers to retain and make available
for 2 years from the date of the end of
the last applicable REI pesticide
application information and related
pesticide-specific hazard
communication information that
includes the SDSs and product labeling
for pesticides that require WPS
compliance. EPA expects the extended
recordkeeping period would ensure that
application information is maintained
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for a sufficient period of time to allow
for follow-up in the event of health
problems that might be related to
pesticide exposure or for investigation
of a suspected pesticide misuse. EPA
recognizes that some employers may
maintain electronic copies of their
application records and other
documents such as SDS and pesticide
labeling. Under the proposed option, an
employer could maintain a copy of the
application information, the pesticide
labeling used for the application, and
the corresponding SDS in either paper
or electronic form. The employer would
need to be able to provide access to the
electronic format of the materials or
make available a paper copy of the
materials upon request. Employers
would need to ensure that the copy of
the pesticide label on file is the same as
the label for the pesticide product at the
time it was applied on the
establishment. Employers would not
need to update the pesticide labeling or
SDS on file each time a new version is
released; however, if the product used
in a subsequent application bears a
different version of the labeling, the
employer would need to keep both
versions of the labeling on file, in a
manner identifying which version was
used on which occasion.
EPA believes the current 30-day
timeframe for retention of the
application information is not adequate
for workers or handlers to access the
information, especially if there has been
a delayed health impact from the
exposure. It is possible for latent health
effects from a pesticide exposure to
occur after the 30-day window,
necessitating access to information
about the potential source of exposure
and the types of pesticides that may
have been involved. In 2004 and 2005,
farmworker women who had worked in
Florida, North Carolina, and New Jersey
gave birth to babies with birth defects.
In 2006, EPA investigated the incidents
and sought information about pesticide
exposures several months after the
women’s employment ended (Ref. 71).
The ability to perform a full
investigation into the serious health
effects was hampered by the 30-day
limit for retention of the WPS-required
application information (Ref. 72).
The proposed regulatory text
concerning the 2-year recordkeeping
requirement appears in § 170.11(b)(2) of
the proposed rule.
4. Costs. The costs of this proposal
were discussed in Unit IX.A. in
conjunction with the requirement to
retain and make available the SDS and
pesticide labeling. For a complete
discussion of the costs of the proposals
and alternatives, see the ‘‘Economic
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Analysis of Proposed Revisions to the
Worker Protection Standard,’’ Chapter 3
Cost Analysis (Ref. 1).
5. Alternative options considered but
not proposed. EPA considered requiring
application records and hazard
information to be maintained for 5
years. The incremental cost between the
2-year and 5-year period is negligible
because the principal costs of
recordkeeping occur when the record is
created. Several states, including
California, have required employers to
retain WPS records for 2 years. Based on
their experience, 2 years is a sufficient
time to allow the state to investigate
complaints. Therefore, it is not clear
that the increased burden associated
with requiring employers to maintain
records for 5 years would be justified.
6. Request for comment. EPA
specifically requests comment on the
following questions:
• Should EPA consider a different
timeframe for recordkeeping for this
requirement? If so, what period and
why?
• What burdens would be imposed on
agricultural employers as a consequence
of the proposed two-year record
retention requirement?
• How would the burden of the
proposal to maintain application
records compare with the current
requirement to maintain a central
display?
X. Information Exchange Between
Handler and Agricultural Employers
1. Overview. The current WPS
requires handler and agricultural
employers to exchange information
about pesticide applications. EPA
proposes to add to the existing
requirement information about the
location of the ‘‘entry-restricted areas’’
and the start and end times of pesticide
applications. EPA also proposes to
require the handler employer to provide
any changes to pesticide application
plans to the agricultural employer
within 2 hours of the end of the
application rather than before the
application. Changes to the estimated
application end time of less than one
hour would not require notification.
EPA expects these changes to reduce
worker pesticide exposure by providing
accurate, timely information about
applications to the agricultural
employer.
2. Existing WPS regulations. When
handlers are employed by an employer
other than the agricultural employer, the
existing WPS requires the agricultural
employer to provide the handler
employer with information about
treated areas on the agricultural
establishment, including specific
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location and description of any such
areas and restrictions on entering those
areas (40 CFR 170.124).
The WPS requires handler employers
to provide agricultural employers with
the following information prior to the
pesticide application:
• Location and description of the area
to be treated,
• Time and date of application,
• Product name, active ingredient(s),
and EPA Registration Number for the
product,
• REI,
• Whether posting and/or oral
notification are required, and
• Any other product-specific
requirements on the product labeling
concerning protection of workers or
other persons during or after
application.
Handler employers are currently
required to inform agricultural
employers when there will be changes
to scheduled pesticide applications,
such as to give notice of changes to
scheduled pesticide application times,
locations, and subsequent REIs, before
the application takes place (40 CFR
170.224).
3. Summary of the issues. State
regulatory agencies participating in the
IGW raised concerns over the
regulation’s silence regarding handler
employers’ responsibilities in the event
a scheduled pesticide application
changes resulting in the original
information no longer being accurate
(Ref. 14). IGW members questioned field
implementation of the provision
because the agricultural employer could
send a worker into an area that is
believed not to be treated while the
handler employer changes the
application schedule. As a result, the
worker would be at risk of being directly
or indirectly exposed to pesticides.
4. Details of the proposal/rationale.
EPA proposes two additions to the
information currently required to be
exchanged between agricultural and
handler employers: the location of the
‘‘entry-restricted area’’ and the start and
end times of the pesticide application.
This information should help clarify the
current rule and assist with field
implementation.
First, EPA proposes to expand the
agricultural employer’s required
information exchange with the handler
employer to include the location of the
proposed ‘‘entry-restricted area,’’ which
EPA proposes to define as the area
surrounding a treated area during
pesticide application from which
workers or other persons must be
excluded during the pesticide
application.
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Second, to clarify and improve
handler employer requirements for
providing information to the
agricultural employer, EPA proposes to
require the handler employer to include
the proposed start and estimated end
times for the application, which are
needed to accurately calculate the REI
end date and time. EPA proposes to
require the handler employer to provide
changes to pesticide application plans
to the agricultural employer within 2
hours of the end of the application
rather than before the application.
Changes to the estimated application
end time of less than one hour would
not require notification. These changes
would allow more flexibility for handler
employers by reducing the number of
times they would have to communicate
with the agricultural employer while
maintaining communication of
important application and safety
information. Currently, the handler
employer or handler must inform the
agricultural employer of all changes to
pesticide application timing before the
application takes place. For example, if
a rain storm delayed the application,
this could mean multiple exchanges of
information before the application takes
place.
EPA expects these changes would
make the required information exchange
easier for agricultural and handler
employers to understand and follow.
Providing more accurate information
about the timing of applications and
subsequent REI would assist employers
in ensuring that workers and handlers
are kept out of areas being treated or
under an REI unless properly protected.
Overall, the proposal should reduce the
number of incidents resulting from
workers or handlers entering treated
areas unaware of an ongoing application
or existing REI.
The proposed regulatory text
concerning the information exchange
between agricultural employers and
handlers appears in §§ 170.9(k) and
170.13(i)–(j).
5. Costs and benefits. EPA estimates
the proposed revisions to the
information exchange requirements
would have no or negligible cost
because they clarify the rule and codify
existing guidance. For a complete
discussion of the costs of the proposals
and alternatives, see the ‘‘Economic
Analysis of Proposed Revisions to the
Worker Protection Standard,’’ Chapter 3
Cost Analysis (Ref. 1).
6. Request for comment. EPA
specifically requests comment on the
following questions:
• Is it reasonable to require the
handler employer to notify the
agricultural employer of changes to
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scheduled pesticide applications within
2 hours of the end of the application?
• What are the benefits to expanding
the information to be exchanged
between handler and agricultural
employers? Are there any drawbacks?
• Would this impose additional
burden on employers? If so, what
burden and how could it be reduced?
XI. Handler Restrictions
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A. Suspend Application
1. Overview. EPA proposes to add a
provision to the WPS stating that the
handler or applicator must
‘‘immediately cease or suspend
application if any worker or other
person, other than an appropriately
trained and equipped handler, is in the
treated or entry restricted area.’’ This
statement would help to ensure that
handlers understand their responsibility
to protect workers from pesticide
exposure through direct contact or drift.
2. Existing WPS regulations. The
current rule requires handlers to ‘‘assure
that no pesticide is applied so as to
contact, either, directly or through drift,
any worker or other person, other than
an appropriately trained and equipped
handler.’’
3. Stakeholder information
considered by EPA. WPS inspectors
have informed EPA that the current
WPS language does not provide
sufficient directive for handlers to stop
an application if a person, other than a
trained and properly equipped handler,
enters the treated area and entryrestricted area during application.
4. Details of the proposal/rationale.
The proposal would require handlers to
cease application if they observe any
person other than a trained and properly
equipped handler to be present in the
treated or entry-restricted area. This
clarifies and strengthens the current
WPS language which does not currently
include a ‘‘cease application’’ statement
but does require the handler to assure
no pesticide is applied so as to contact
a worker. This additional ‘‘cease
application’’ statement is an important
clarification considering the SENSORPesticides/California Department of
Pesticide Regulation publication that
cites drift as the leading factor
contributing to reports of acute
occupational pesticide poisoning cases
in agricultural workers (Ref. 11).
Further, the Washington State
Department of Health’s Pesticide
Incident Reporting and Tracking Review
Panel 2009 Annual Report details an
incident involving 54 workers exposed
to drift from an aerial application where
47 workers sought medical treatment for
multiple health symptoms. The adverse
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effects of this incident may have been
mitigated if the handler acted to cease
application when he saw the workers
located in the treated or entry-restricted
area (Ref. 73).
The regulatory text concerning the
suspension of an application appears in
§ 170.205(a) through (b) of the proposed
rule.
5. Costs and benefits. EPA estimates
the cost of this proposal would be
negligible because it clarifies an existing
requirement.
6. Request for comment. EPA
specifically requests comment on the
following questions:
• Will this proposal, in combination
with the entry-restricted area
requirements proposed in Unit XIV.,
effectively reduce worker exposure to
spray drift? Please provide rationale and
data to substantiate your response.
• Are there alternatives to this
proposal that would better protect
workers and others from spray drift,
while reserving the flexibility to use
pesticides in agriculture? Please provide
rationale and data to support your
response.
B. Establish Minimum Age of 16 for
Handling Pesticides
1. Overview. The current WPS does
not establish any age restrictions for
handlers. EPA proposes to prohibit
persons younger than 16 years of age
from handling pesticides, with an
exception for handlers working on an
establishment owned by an immediate
family member. See Unit XVIII.A., for a
complete discussion of the immediate
family exception. EPA expects this
change will result in reduced risks to
children and improved competency in
handling, resulting in reduced exposure
to workers, handlers, bystanders, and
the environment.
2. Existing WPS regulations. The WPS
does not establish a minimum age for
handlers.
3. Summary of the issues. FLSA
establishes a minimum age of 16 years
for any person employed in agriculture
to handle a pesticide designated as
toxicity category I or II. The FLSA’s
statutory parental exemption in
agricultural employment permits a
youth under the age of 16 to perform
any work if he or she is employed ‘‘by
his parent or by a person standing in the
place of his parent on a farm owned or
operated by such parent or person.’’ 29
U.S.C. 213(c)(2). The CHPAC
recommended that EPA establish a
minimum age of 16 for pesticide
handlers of any agricultural pesticide,
based on a recommendation from
NIOSH. (Ref. 74). Handlers, compared to
workers, face exposure to pesticides at
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higher levels as they mix, load, and
apply pesticides (Ref. 75). A report from
NIOSH compiles studies that
demonstrate ‘‘[y]outh are at increased
risk of injury from lack of experience.
Inexperienced workers are unfamiliar
with the requirements of work, are less
likely to be trained to recognize hazards,
and are commonly unaware of their
legal rights on the job. Developmental
factors—physical, cognitive, and
psychological—may also place them at
increased risk.’’ (Ref. 76)
In addition, during the SBREFA
consultation described in Unit IV.B., the
SERs recommended establishing a
minimum age of 16 under the
certification of pesticide applicators rule
(40 CFR 171), with an exception to the
minimum age on family farms (Ref. 42).
4. Details of the proposal/rationale.
EPA proposes to prohibit a handler
employer from allowing persons
younger than 16 years old to perform
handling tasks. The minimum age
would not apply to handlers that fall
under the WPS immediate family
exception, i.e., working on a farm
owned by an immediate family member.
As discussed above, the FLSA already
establishes 16 as a minimum age for
persons using toxicity category I and II
pesticides in agricultural employment.
This restriction does not extend
protection to all handlers under the
WPS. Handlers may use pesticides in
any toxicity category, from I to IV. EPA
recognizes that some states may have
additional requirements, such as
requiring parental permission for the
employment of children ages 16 and 17
in agricultural operations. EPA seeks to
ensure that all adolescent handlers
receive equal protection, regardless of
the toxicity of the pesticide used.
OSHA asked NIOSH to evaluate the
existing Hazardous Order regulations
and to make recommendations for
strengthening the protections provided
by these requirements. Among other
things, NIOSH responded with rationale
for changing the hazardous order related
to pesticide use in agriculture to
establish 16 as the minimum age for
using all pesticides, not only those
pesticides in toxicity categories I and II.
The NIOSH report cites data from a
study which examined pesticide
poisoning among working children. A
total of 531 children under the age of 18
years were identified to have acute
occupational pesticide-related illness. It
was estimated that 62% of the cases
were children employed in agricultural
production and services. Of the 81% of
cases where the EPA acute toxicity
category was available, 67% of the
illnesses were associated with toxicity
category III pesticides, which are not
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currently prohibited under the
hazardous order (Ref. 76, p. 93).
Aside from any increased risks that
children may suffer from pesticide
exposures, the Agency recognizes that
children generally lack the experience
and judgment to avoid or prevent
unnecessary exposure. A study
conducted by the National Institutes of
Health also demonstrates that because
their brains are still developing,
adolescents may have trouble balancing
risk-reward decision-making and goaloriented decision making (Ref. 77 p. 7).
Although adolescents may understand
the possible consequences of their
actions, they are more likely to make
decisions based upon their initial
emotional responses, which will often
lead them to make suboptimal choices
(Ref. 77, p. 7). Additionally, younger
persons are less likely to be aware of
their rights and how to recognize
hazards in the workplace (Ref. 76).
The proposed age restriction would
include a requirement for the handler
employer to record the training and the
birth date of all persons trained. It
would be possible for someone under 16
years old to receive handler training;
however, the trained individual would
not be permitted to perform handling
tasks until they turn 16. The proposed
age restriction advances the Agency’s
commitment to protecting children.
EPA recognizes the independence of
the family farm and believes that farm
family parents are in the best position
to make decisions about the types of
activities in which their children can
safely engage. EPA believes that
handlers working on an establishment
covered by the immediate family
exception would be adequately
prepared and supervised by family
members. Therefore, the minimum age
requirement for handlers would not
apply to persons performing handling
tasks when covered by the immediate
family exemption.
The proposed regulatory text
concerning the minimum age of 16 for
handlers appears in §§ 170.9(c) and
170.13(c) of the proposed rule. The
exception for persons covered by the
immediate family exemption is found in
§ 170.301(a)(1)(i).
5. Costs. EPA estimates the cost of
requiring handlers to be at least 16 years
old would be $466,000 annually, or
about $2 per agricultural establishment
per year. It would impose no cost on
commercial pesticide handling
establishments. The cost of maintaining
records of handlers’ birth dates is
included in the cost of retaining records
for handler training. EPA recognizes
that the estimated cost of this proposal
is conservative because it does not
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reflect state requirements for minimum
age that exceed the FLSA. For a
complete discussion of the costs of the
proposals and alternatives, see the
‘‘Economic Analysis of Proposed
Revisions to the Worker Protection
Standard,’’ Chapter 3 Cost Analysis (Ref.
1).
EPA cannot quantify the benefits
associated with this proposal. However,
EPA believes this proposal would
improve the health of adolescent
handlers, as well as other workers and
handlers on the establishment and the
environment. As discussed above,
adolescents’ judgment is not fully
developed. EPA believes that restricting
adolescents’ ability to handle pesticides
would lead to less exposure potential
for the handlers themselves, and less
potential for misapplication that could
cause negative impacts on other
handlers or workers on the
establishment, as well as the
environment.
6. Alternative options considered but
not proposed. As an alternative, EPA
considered proposing a minimum age of
18 for pesticide handlers, which would
also include an exception for persons
performing handler tasks on a farm
owned by an immediate family member.
Handlers must exercise good judgment
and responsible behavior to best protect
themselves and others as they work
with these potentially toxic materials.
Research shows the differences in the
decision-making of adolescents and
adults leads to the conclusion that
handlers who are adolescents may take
more risks than those who are adults.
The Department of Labor has
established a general rule, applicable to
most industries, except agriculture, that
workers must be at least 18 years old to
perform hazardous jobs (29 CFR
570.120) (75 FR 28458; May 20, 2010).
The use of agricultural pesticides
presents demonstrable risks of
significant harm to the applicator, the
public, and the environment, and these
risks are significantly influenced by the
user’s judgment and decision-making
skills. Requiring handlers to be 18 years
of age or older would prevent youth
under 18 from being exposed while
performing handling activities and
would reduce risks to other persons and
the environment from misapplication
owing to users’ poor judgment or
decision-making skills. This option
would harmonize the age requirements
for pesticide handlers with the
minimum age requirements for workers
performing hazardous jobs in other
industries. This alternative would also
align with society’s general trend
toward increasing the ages at which
persons are eligible to do certain things
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that present recognized risks, such as
consuming alcohol or becoming a
licensed driver.
EPA estimates that requiring handlers
to be at least 18 years old would cost
about $3.1 million annually, or $11 per
agricultural establishment and $320 per
commercial pesticide handling
establishment per year. EPA proposes to
follow the existing framework of the
FLSA and DOL’s rules to propose a
minimum age of 16, based on the
existing rules and the higher cost of
increasing the minimum age for
handlers to 18.
7. Request for comment. EPA
specifically requests comment on the
following questions:
• Are there alternatives that have not
been considered that would improve
protections for adolescent handlers,
either those under 16 or 18 years old,
while allowing flexibility for pesticide
use for agriculture?
• What would be the impact on state
programs of establishing a minimum age
of either 16 or 18 for handlers?
• Would establishing a minimum age
of 16 for handlers have an impact on
state requirements for certified
applicators to be a minimum age? If so,
please provide data to support this
position.
• Would establishing a minimum age
of 18 for handlers have an impact on
state requirements for certified
applicators to be a minimum age? If so,
please provide data to support this
position.
• Are there additional benefits or
burdens with establishing a minimum
age of 16 or 18 for handlers? If so, please
provide data to support either position.
XII. Restrictions for Worker Entry into
Treated Areas
A. Establish Minimum Age of 16 for
Workers Entering a Treated Area under
an REI
1. Overview. The existing WPS does
not establish age restrictions for workers
entering a treated area under an REI.
EPA proposes to prohibit any worker
under 16 years old from entering a
treated area under an REI. This proposal
would include an exemption for persons
entering a treated area under an REI
covered by the immediate family
exemption [see Unit XVIII.A].
2. Existing WPS regulations. The WPS
establishes conditions for when a
worker may enter into a treated area
under an REI (40 CFR 170.112). The
conditions are related to the type of
work performed (often referred to as
‘‘early-entry’’ work) and the length of
time the worker may be in the treated
area. However, the WPS establishes no
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minimum age for a worker sent into a
treated area under an REI.
3. Summary of the issues. In 2009,
Earth Justice petitioned EPA to expand
the protections of children in
agriculture (Ref. 78 p. 23). The petition
referenced several studies suggesting
negative health impacts on youth
workers less than 18 years of age who
had been exposed to pesticides (Ref. 78).
These references linked pesticide
exposure to childhood leukemia and
delayed neurological development in
youth (Ref. 78 p. 8). The CHPAC also
recognized that ‘‘growth and
development of many organ systems
continues into late adolescence’’ and
recommended that EPA enhance
protection for workers in the 16–20 year
old age group (Ref. 74 pp. 2–3).
4. Details of the proposal/rationale.
EPA proposes to prohibit employers
from directing workers under 16 years
old to enter a treated area to perform
early-entry activities while an REI is in
effect. This prohibition would not apply
to persons entering a treated area to
perform early-entry activities while an
REI is in effect on a farm owned by an
immediate family member. To verify
compliance with this requirement, EPA
also proposes to require the agricultural
employer to keep a record of the birth
date of each worker trained. [See Unit
VII.A.] While EPA believes that the
proposed protections required for entry
into a treated area during an REI would
mitigate risks to the general worker
population, concerns remain for
children. Children may be more
susceptible to pesticides because their
systems are developing, so a level of
exposure considered safe for an adult
may not be safe for a child (Ref. 79 p.
51). See discussion in Unit XI.B.
Due to workers’ low income,
farmworker families may face more
pressure to have children working in
pesticide treated areas. EPA has
particular concern for children working
in a pesticide-treated area before the REI
expires. As discussed earlier, the
potential risk for pesticide exposure is
elevated when a treated area is under an
REI. EPA considered this elevated risk
in combination with children’s
potentially greater susceptibility to
pesticide exposure and developing
decision-making capabilities, as well as
the demographics of workers when
developing this proposal. EPA believes
this proposal is necessary to prevent
unreasonable risks to children, taking
into account the economic needs of farm
worker families.
As discussed above, protections
already exist under the FLSA for
persons under 16 years old working
with pesticides in agriculture.
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Extending these protections to those
who enter a treated area during an REI
could mitigate the potential effects of
elevated pesticide exposure to children
under 16 while their systems are still
developing.
EPA recognizes that farm family
parents are in the best position to make
decisions about the types of activities in
which their children can safely engage.
EPA believes that persons performing
early-entry tasks who are on an
establishment covered by the immediate
family exception would be adequately
prepared and supervised by family
members. Therefore, the minimum age
requirement for early-entry workers
would not apply to persons performing
early-entry tasks when covered by the
WPS immediate family exemption.
The proposed regulatory text
concerning a minimum age of 16 for
entering a treated area under an REI
appears in § 170.303 of the proposed
rule. The exception for persons covered
by the immediate family exemption is
found in § 170.301(a)(1)(i).
5. Costs/Benefits. EPA estimates the
cost of requiring early-entry workers to
be at least 16 years old would be
$156,000 annually, or less than $1 per
WPS establishment per year. For a
complete discussion of the costs of the
proposals and alternatives, see the
‘‘Economic Analysis of Proposed
Revisions to the Worker Protection
Standard,’’ Chapter 3 Cost Analysis (Ref.
1).
EPA cannot quantify the benefits
associated with this proposal; however,
EPA is committed to protecting the
health of children. EPA believes that
imposing this requirement would
reduce the number of children who
suffer occupational pesticide-related
illnesses, as well as the chronic and
developmental effects that may be
associated with children’s exposure to
pesticides.
6. Alternative options considered but
not proposed. EPA considered a
minimum age of 18 for workers to enter
treated areas under an REI, with an
exception for persons covered by the
immediate family exception. Studies
show that children’s systems continue
developing until they reach adulthood,
increasing the potential for adverse
outcomes from their exposure, as
compared to adults. Additionally, data
show children’s maturity and
comprehension are still developing (Ref.
77 p. 2). Early entry workers are
exposed to pesticides before the REI has
expired, meaning there may be higher
levels of residues and more potential for
exposure and negative health impacts.
Early entry workers must use PPE
properly and comply with additional
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15485
measures to ensure they are protected
from the higher potential risks.
Adolescents may be less likely to
comply with these measures and more
likely to take risks that put their health
at risk because their maturity and
comprehension of risk are still
developing.
EPA estimates the cost of this option
would be about $723,000 annually, or
about $2 per agricultural establishment.
EPA does not have data to indicate that
the anticipated additional protection for
children support increased costs of the
higher minimum age.
7. Request for comment. EPA
specifically requests comment on the
following question:
• Are there other ways EPA could
protect children less than 16 years old
from pesticide risks associated with
entry into a treated area during an REI?
If so, please describe.
• What would be the impact on state
programs of establishing a minimum age
for early entry workers?
• Would establishing a minimum age
of 16 or 18 for early entry workers have
an adverse impact on state requirements
for certified applicators to be a
minimum age, generally 16 or 18?
• Are there additional benefits or
burdens with establishing a minimum
age of 16? If so, please provide data to
support this position.
• Are there additional benefits or
burdens associated with establishing a
minimum age of 18? If so, please
provide data to support this position.
B. Requirements for Entry During an REI
1. Overview. The WPS establishes
specific exceptions to the prohibition on
sending workers into a treated area
while an REI is in effect. Workers who
enter pesticide-treated areas during an
REI (known as ‘‘early-entry workers’’)
without adequate protection may face
an elevated risk from pesticide
exposure. EPA proposes to require
employers (1) to inform workers sent
into a treated area while the REI is in
effect of the specific exception under
which they would enter, (2) to describe
the tasks permitted and any limitations
required under that exception, and (3) to
explain the personal protective
equipment required by the labeling.
EPA also proposes to require the
employer to create a record of the oral
notification, to obtain the signature of
each early-entry worker acknowledging
the oral notification prior to the early
entry, and to maintain the record for 2
years.
2. Existing WPS regulations. The WPS
prohibits employers from directing
workers to enter a treated area where an
REI is in effect except under specific
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early entry exceptions (40 CFR
170.112(a)). Recognizing some
circumstances in which there may be a
need to have work performed in a
treated area during the REI, EPA
established exceptions to the general
prohibition for ‘‘no-contact,’’ ‘‘shortterm,’’ and ‘‘agricultural emergency
activities’’ (40 CFR 170.112). EPA later
established two administrative
exceptions that are not in 40 CFR part
170, for ‘‘limited contact’’ and irrigation
activities (60 FR 21955; May 3, 1995)
(60 FR 21960; May 3, 1995). Each
exception requires specific protective
measures or limitations on work to
protect early-entry workers from
unreasonable adverse effects from
pesticide exposure. [For a complete
discussion of the exceptions and
proposed revisions, see Unit XII.D.] The
WPS requires employers to provide
workers with PPE, to assure that earlyentry workers follow precautions listed
on the label, and to provide water and
decontamination supplies nearby for
when the worker exits the treated area.
3. Summary of the issues. Farmworker
Justice suggested that workers may not
recognize the elevated risk from early
entry or understand the requirements of
the exceptions, and therefore may fail to
appreciate the particular importance of
complying with the terms of the earlyentry exception. Farmworker Justice
recommended that workers receive
information about the health effects
associated with the pesticides they may
encounter while working (Ref. 35 p. 7).
4. Details of the proposal/rationale. In
addition to what the WPS currently
requires, EPA proposes to require that
agricultural employers:
• Provide oral notification to earlyentry workers prior to each entry into an
area under an REI;
• Provide information (in addition to
the current requirement to follow
product labeling instruction) about the
pesticide application, the specific task
to be performed, and the amount of time
that the worker is allowed to remain in
the treated area;
• Collect written acknowledgement of
receipt of the oral notification,
including the date of birth, printed
name and signature of each worker,
prior to his or her entry; and
• Retain for 2 years the worker-signed
record of this notification.
When entering a treated area during
an REI, the worker faces risk of exposure
to pesticides at concentrations with the
potential for adverse health effects that
are of specific concern. Evaluation of
incident reports has demonstrated that
workers who enter a treated area prior
to the expiration of the REI are more
adversely affected than those workers
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who enter the treated area after the REI
has expired, suffering from respiratory
issues, rashes, and other illness (Ref.
11). Results from a recent SENSORPesticides/California Department of
Pesticide Regulation analysis of the
most common factors contributing to
incidents of pesticide poisoning
indicate that ‘‘early reentry into a
recently treated area’’ was the second
most common factor (Ref. 11). The
report cites early reentry as contributing
to 17% (336) of all acute pesticide
poisoning cases for which a cause was
identified in the agricultural industry
between 1998 and 2005 (Ref. 11, p. 891).
EPA expects the proposed
requirements to provide early-entry
workers information about the pesticide
application, the specific task to be
performed, and the amount of time that
the worker is allowed to remain in the
treated area, and to obtain the earlyentry worker’s signature to increase the
likelihood of those workers
understanding and following the
applicable risk mitigation measures and
assure that workers have information
about what early-entry activities they
performed in the event they suffer a
pesticide-related illness. Sending a
worker into a treated area under an REI
to perform specific tasks with the
appropriate knowledge and equipment
to protect him or herself decreases the
likelihood that the worker would
experience pesticide poisoning. Further,
the proposed requirement to create and
maintain a record to verify the oral
notification would serve as a tool for
inspectors to verify rule compliance.
This proposal would work in concert
with two other proposed changes:
requiring posting of treated areas [Unit
VIII.] and enhancing the content of
worker training [Unit VII.]. The Agency
believes that training early-entry
workers on what they should expect if
the agricultural employer requests that
they enter a treated area under an REI,
as well as posting all areas treated with
a product that has an REI of 48 hours
or longer, would better prepare workers
to protect themselves while performing
early-entry tasks.
EPA is proposing to require
recordkeeping of oral notification to
early-entry workers, but not
recordkeeping of oral notification of
treated areas (discussed above in Unit
VIII.A.6.ii.) based on the elevated risks
facing early-entry workers and
importance of ensuring they have the
information necessary to protect
themselves during the higher-risk early
entry activities. Workers receiving
general notification of treated areas do
not need to know how long they may be
in the area, types of exposure, or how
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best to protect themselves; they are
instructed to keep out of specific treated
areas. EPA believes that the burden on
employers to create and maintain a
record of the early-entry worker
notification is balanced by the increased
flexibility to employers, while ensuring
sufficient protection for early-entry
workers. As discussed above, EPA does
not believe that the cost of creating and
maintaining records of oral notification
of pesticide-treated areas is outweighed
by the potential benefits.
Additionally, the cost of creating and
maintaining a record of oral notification
for early entry workers is substantially
lower than the cost of creating and
maintaining a record of oral notification
when the REI has expired.
The proposed regulatory text
concerning early-entry requirements
appears in § 170.305 of the proposed
rule.
5. Costs and benefits. EPA estimates
the cost of requiring employers to
provide early-entry workers with oral
notification would be about $700,000
annually, or about $2 per establishment
per year.
EPA estimates the cost of requiring
employers to maintain records of oral
notifications provided to early-entry
workers would be $470,000 annually, or
about $1 per establishment per year.
For a complete discussion of the costs
of the proposals and alternatives, see the
‘‘Economic Analysis of Proposed
Revisions to the Worker Protection
Standard,’’ Chapter 3 Cost Analysis (Ref.
1).
EPA cannot quantify the benefits
associated with this proposal; however,
EPA recognizes that entering a treated
area during an REI is one of the primary
identified sources of pesticide-related
illness in workers. EPA believes this
proposal would provide workers with
more information about the risks they
may face and how to protect themselves
from pesticide exposure, and would
ultimately lead to a reduction in the
number of pesticide-related illnesses
associated with early entry into a
pesticide-treated area.
6. Alternative options considered but
not proposed. Many of the alternative
options considered are more fully
discussed in other areas of this
preamble. EPA considered the option of
eliminating early entry for no-contact,
limited contact, irrigation and shortterm exceptions as recommended by
worker advocacy organizations. [See
Unit XII.D.] EPA also considered
requiring agricultural employers to
distribute pesticide hazard information
to each worker upon entry into any
treated area. [See Unit IX.A.]
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EPA also considered requiring
employers to keep records of the
conditions of the exception claimed and
notification to workers for 5 years
instead of the proposed requirement of
2 years. Because most of the costs
associated with recordkeeping are
incurred upon creating the record, the
incremental costs of retaining the
records for a longer period are minimal.
However, as discussed earlier, it is not
clear that the potential benefits
associated with retaining the records for
a longer period justify the increased cost
and burden on employers.
7. Request for comment. EPA
specifically requests comment on the
following questions:
• Is there other information related to
entry into a treated area under an REI
that EPA should require employers to
document? If so, what information and
why?
• Are there other ways EPA could
verify that workers received notification
and the proper equipment to work in a
treated area under an REI without the
proposed recordkeeping?
C. Clarify Requirement for
Decontamination Supplies for Workers
Entering a Treated Area Under an REI
1. Overview. The existing WPS
requires employers to provide earlyentry workers with ‘‘a sufficient amount
of water’’ for decontamination. EPA
proposes to clarify the meaning of ‘‘a
sufficient amount of water’’ for
decontamination of workers entering a
treated area under an REI. EPA expects
that the clarification would facilitate
compliance and that adequate
decontamination supplies would reduce
the likelihood that workers would suffer
an illness from the exposure during
early-entry work and would protect
worker families from take-home
exposure.
2. Existing WPS regulations. The WPS
requires the agricultural employers to
provide ‘‘soap, clean towels, and a
sufficient amount of water so that the
workers may wash thoroughly’’ when
workers perform tasks in a treated area
while the REI is in effect (40 CFR
170.112(d)).
3. Summary of the issues. Farmworker
Justice and state regulators have
requested that EPA clarify what amount
of water would be sufficient.
4. Details of the proposal/rationale.
EPA proposes to require that
agricultural employers provide at least 3
gallons of water per worker for
decontamination after a worker has
performed tasks in a treated area under
an REI. This amount is based on the
1993 EPA guidance document, ‘‘How to
Comply with the Worker Protection
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Standard for Agricultural Pesticides:
What Employers Need to Know.’’ (Ref.
80 p. 25) EPA believes this amount of
water would be sufficient for a worker
to wash exposed areas. This is the same
amount of water being proposed for
handler decontamination. [See Unit
XIV.A.]
The proposed regulatory text
concerning the required amount of
water appears in § 170.305(j) of the
proposed rule.
5. Costs/Benefits. EPA estimates the
cost of the proposal to increase the
quantity of water available for earlyentry worker decontamination would be
$2,500 annually, or less than $0.01 per
WPS establishment per year. For a
complete discussion of the costs of the
proposals and alternatives, see the
‘‘Economic Analysis of Proposed
Revisions to the Worker Protection
Standard,’’ Chapter 3 Cost Analysis (Ref.
1).
EPA expects that adequate
decontamination supplies would reduce
instances where workers fail to wash
after performing WPS tasks owing to
insufficient supplies, thereby reducing
the likelihood that workers would suffer
an illness from the exposure during
early-entry work and would protect
worker families from take-home
exposure. EPA also expects that the
clarification would make it easier for
employers to understand and comply
with the WPS decontamination supply
requirements.
6. Request for comment. EPA
specifically requests comment on the
following questions:
• Is 3 gallons for decontamination a
reasonable amount of water for an earlyentry worker who has been exposed to
a pesticide? If not, why?
• What amount of water would be
reasonable, or what other alternative is
there?
D. Exception to the General Prohibition
Against Sending Workers Into a Treated
Area Under an REI
1. Overview. The existing WPS
includes specific exceptions to the
employer prohibition against sending
workers into a treated area during an
REI. EPA proposes to clarify these
exceptions to make them more
understandable and easier for employers
to follow.
2. Existing WPS regulations. The WPS
prohibits employers from directing
workers into a treated area while an REI
is in effect (40 CFR 170.112(a)). The
regulation also provides for exceptions
to the entry restrictions so that certain
activities considered critical to
successful agricultural production can
take place during an REI. The
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exceptions to the entry restrictions
allow entry into an area under an REI
for activities with no-contact, certain
short-term activities, and certain
activities associated with agricultural
emergencies (40 CFR 170.112(b)–(d)).
EPA added the exception provisions to
the 1992 WPS to minimize potential
adverse impacts on agriculture that
could occur because of the restrictions
on entering treated areas while an REI
is in effect. The exceptions allow earlyentry activities only under very limited
circumstances. The exception
provisions include specific
requirements and limitations intended
to ensure that workers are adequately
protected during any allowed earlyentry activities.
In addition, the WPS includes an
administrative process to allow
additional exceptions to the prohibition
on early entry for activities critical to
agricultural production that were not
addressed in the existing exceptions (40
CFR 170.112(e)). In 1995, the Agency
granted administrative exceptions for
irrigation and limited contact activities.
The rationale for and terms and
conditions of these administrative
exceptions were included in the final
Federal Register notice announcing the
Agency’s approval of the request for the
exceptions (60 FR 21955; May 3, 1995)
(60 FR 21960; May 3, 1995).
3. Summary of the issues. In general,
USDA has indicated support for revising
the regulation to clarify the
requirements of the exception to enable
worker reentry without compromising
human health. USDA said growers need
maximum flexibility to direct workers to
reenter treated areas to perform tasks in
a timely manner (Ref. 81).
EPA received a letter signed by a
broad coalition of farmworker
organizations that opposed the
inclusion of any exception to the
prohibition on directing workers to
enter a treated area while an REI is in
effect (Ref. 35). They suggested that REIs
should protect post-application workers
by reducing their exposure to pesticides
at a time when the residues are
hazardous. Farmworker advocates noted
that creating exceptions to the REIs
substantially weakens this protection
and increases the risk of injury to the
workers, even if additional personal
protective equipment is required and
provided. Farmworker organizations
asserted that many worker injuries
occurred because workers were put back
in the treated area before the REI had
expired. They also indicated a belief
that required PPE is often not worn
because it interferes with workers’
ability to perform their tasks in an
efficient manner.
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4. Details of the proposal/rationale.
EPA agrees that some of the current
exception provisions contain vague or
unenforceable language that may be
confusing to agricultural employers and
the regulated community. Unclear
regulations present compliance
challenges for employers and, if
misunderstood, may place early-entry
workers at risk of being sent into treated
areas to engage in tasks that should not
take place during the REI.
Detailed descriptions of the proposed
revisions and specifically related
stakeholder input are discussed below.
i. Clarify conditions of ‘‘No Contact’’
exception.
a. Existing WPS regulations. The nocontact exception permits entry into a
treated area under an REI for activities
for which workers will have no contact
with treated surfaces (40 CFR
170.112(b)). Examples of acceptable ‘‘no
contact’’ activities include the
following:
• Worker in an open-cab vehicle in a
treated area where the plants and other
treated surfaces cannot brush against the
worker and cannot drop or drip
pesticides onto the worker;
• After a pesticide is correctly
incorporated or injected into the soil,
the worker is performing tasks that do
not involve touching or disrupting the
soil surface other than walking with
shoes on the soil surface; and
• Worker in an enclosed cab vehicle
in a treated area.
b. Summary of the issues. States and
employers requested clarification from
EPA on the conditions of the no-contact
exception and what tasks constituted
no-contact activities. Specifically, they
suggested that wearing PPE to prevent
contact with pesticide treated surfaces
does not constitute no-contact early
entry.
A coalition of farmworker advocate
groups requested that EPA impose
greater restrictions on the no-contact
exception (Ref. 35).
c. Details of the proposal/rationale.
The Agency proposes to clarify that
activities reasonably expected to involve
contact with treated surfaces cannot be
no-contact activities, even if the contact
is limited or mediated through the use
of personal protective equipment.
Wearing PPE reduces exposure to
pesticide residues, but it cannot be
relied upon to reduce exposure to the
same level expected of a no-contact
activity. Even with PPE, workers
engaged in activities involving treated
surfaces still face a risk of greater
exposure than they would if they did
not contact treated surfaces.
The proposed regulatory text
concerning the no-contact exception
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appears in § 170.303(a) of the proposed
rule.
d. Costs and benefits. EPA estimates
there are no costs associated with this
proposal since it is merely a
clarification of the existing regulations.
ii. Limit ‘‘agricultural emergency’’
exception.
a. Existing WPS regulations. The
current WPS permits early entry into a
treated area during an REI in the event
of an agricultural emergency. The
emergency exception provision applies
only where a state, tribal or federal
agency having jurisdiction has declared
the existence of circumstances that
could cause an agricultural emergency
to exist on the establishment. The
existing exception allows early entry for
an unlimited duration and does not
prohibit hand labor activities. The
agricultural emergency exception
requires the employer to provide
required PPE to all workers who engage
in early entry activities.
b. Summary of the issues. State
regulators, farmworker groups, and
agricultural employers raised several
concerns about the exception for
agricultural emergencies (Ref. 82, p. 6).
The primary issues concerned what
constitutes an agricultural emergency,
whether the state or tribe’s lead agency
for pesticide regulation is the only
agency that can declare an agricultural
emergency, which types of other
agencies may be authorized to declare
an agricultural emergency, and whether
the lead agency may declare in advance
conditions that would constitute an
agricultural emergency.
EPA has provided guidance through
the IGW policy document that any
federal agency or state or tribal
government may declare an agricultural
emergency (Ref. 14). For example, the
National Oceanic and Atmospheric
Administration (NOAA) may do so
indirectly by declaring that specific
weather conditions could constitute an
agricultural emergency. However, there
are no recordkeeping or reporting
requirements, so EPA has no data
available regarding the number of times
agricultural emergencies have been
declared by states, tribes, or federal
agencies.
A coalition of farmworker advocate
groups requested that EPA impose
greater restrictions on the agricultural
emergency exception (Ref. 35).
c. Details of the proposal/rationale.
EPA proposes to limit the organizations
that can declare an agricultural
emergency and to limit the time a
worker can be in the treated area in an
agricultural emergency exception when
a product requiring double notification
has been used.
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Since issuing the IGW policy
document, the Agency has come to
doubt that agencies other than EPA and
state or tribal pesticide regulatory
agencies have the background and
technical expertise to adequately assess
the potential risks and benefits of early
entry into pesticide treated areas during
REIs, or that they fully understand
FIFRA’s statutory requirements to
balance risks and benefits when
establishing conditions for workers to
enter treated areas while an REI is in
effect. EPA therefore proposes to narrow
the agricultural emergency exception so
that only EPA, a state department of
agriculture, or the state or tribal lead
agency may declare an agricultural
emergency under the WPS to allow
early entry into pesticide treated areas
during the REI. The Agency has
particular concerns about the potential
risks to workers entering areas under the
agricultural emergency exception when
the areas have been treated with a
pesticide requiring double notification
(i.e., products whose labeling requires
both oral and posted notification of
pesticide treatments because it presents
a heightened risk to worker health). This
is especially the case when, as noted
above, the current agricultural
emergency exception provides no time
limits for worker entry and permits
hand labor. EPA believes that, when
such high toxicity double-notification
products are used, the potential
pesticide exposure and risk to workers
engaging in hand labor activities during
an REI is unreasonable.
EPA therefore proposes to limit the
amount of time a worker is permitted to
spend in an area treated with a doublenotification product to no more than 4
hours in any 24-hour period during an
agricultural emergency exception
situation. EPA believes this change
would preserve the needed flexibility
for agriculture to address the conditions
of the agricultural emergency while
offering increased protections for
workers potentially exposed to the most
highly toxic pesticides. Even though an
individual worker is limited to 4 hours
of early entry under such a situation, an
agricultural employer could rotate
workers after each 4-hour interval.
The revised text for the agricultural
emergency exception appears in
§ 170.303(c) of the proposed rule.
d. Costs and benefits. EPA estimates
the cost for limiting the organizations
that can declare an emergency and
establishing a 4-hour time limit (in a 24hour period) for entry into an area
treated with a double-notification
chemical under an agricultural
emergency would be negligible.
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e. Request for comment. EPA
specifically requests comment on the
following questions:
• Are there reasons EPA should
consider eliminating the agricultural
emergency exception?
• What benefits and drawbacks are
associated with limiting the agencies
that can declare an agricultural
emergency?
• Please share any data on the use of
the agricultural emergency exception,
establishing a time limit, or other
restrictions associated with exceptions.
• Should EPA develop guidance on
the criteria for declaring an agricultural
emergency and/or how a person or
organization could request an eligible
agency to declare an agricultural
emergency?
iii. Codify ‘‘Limited Contact’’ and
‘‘Irrigation’’ exceptions.
a. Existing WPS Regulations. EPA
established two administrative
exceptions to the WPS prohibition
against entry into treated areas during
an REI for ‘‘limited contact’’ and
‘‘irrigation’’ activities. (60 FR 21955;
May 3, 1995) (60 FR 21960; May 3,
1995) However, these administrative
exceptions, including the terms and
conditions of the exceptions, do not
appear in part 170. The language in the
existing administrative exception for
irrigation activities states that the task
must be unforeseen to meet the criteria
for early entry.
b. Summary of the issues.
Stakeholders, primarily state regulatory
agencies, have raised concerns about the
use of the term ‘‘unforeseen’’ in the
exception (Ref. 36 p. 27). Irrigation is
rarely an unforeseen event in most
agricultural areas and it must take place
to ensure crop survival. During the
National Assessment meetings, state
regulatory officials and other
stakeholders noted that the need to
irrigate is almost always foreseen, so the
requirement for the need for irrigation to
be unforeseen limits the legitimate use
of the exception.
A coalition of farmworker
organizations recommended that EPA
eliminate the irrigation and limited
contact exceptions (Ref. 35). Their
recommendation was based on coalition
members’ belief that EPA
underestimated the level of contact
workers would have with treated
surfaces and the potential for pesticide
exposure through contact with treated
surfaces.
EPA’s FIFRA Scientific Advisory
Panel said that data generated by the
Agricultural Reentry Task Force and
peer-reviewed by EPA have shown
which activities may be classified as no
and low contact activities that do not
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jeopardize the well-being of workers
(Ref. 83).
c. Details of the proposal/rationale.
EPA proposes to revise part 170 to
codify the two current administrative
exceptions for ‘‘limited contact’’ and
‘‘irrigation’’ activities. In addition, EPA
proposes to remove the term
‘‘unforeseen’’ from the irrigation
exception to make the text more
accurately reflect field practices.
Finally, EPA proposes to prohibit early
entry under the limited contact and
irrigation exceptions into areas treated
with a pesticide requiring double
notification (i.e., products whose
labeling requires both oral and posted
notification of pesticide treatments),
owing to the higher potential for risks to
workers’ health.
EPA believes that incorporating these
exceptions into the rule, rather than
having them in separate Federal
Register notices that employers may not
be aware of, would increase the
regulated community’s awareness and
understanding of the exceptions.
The proposed regulatory text
concerning the ‘‘limited contact’’ and
the ‘‘irrigation’’ exceptions appear in
§ 170.303(d) of the proposed rule.
d. Costs. EPA estimates there would
be no costs associated with this
proposal.
iv. Eliminate provision for exceptions
requiring Agency approval.
a. Existing WPS regulations. The WPS
permits persons or organizations to
request the Agency to grant an
administrative exception to entry
restrictions specific to certain crops and
activities and pesticide products (40
CFR 170.112(e)). This same type of
process was used to develop the
‘‘limited contact’’ and ‘‘irrigation’’
exceptions discussed above.
b. Details of the proposal/rationale.
EPA proposes to eliminate the
administrative exception process. When
the WPS was first promulgated, REIs for
most pesticides subject to the WPS were
established generically through the WPS
labeling provision in 40 CFR part 156,
and the administrative exception
process was included in order to
provide product-specific REIs. However,
as a result of the Agency’s pesticide
reregistration efforts under section 4 of
FIFRA, REIs are now established for
each individual pesticide product
through the registration or re-evaluation
processes. Through these processes, the
specific needs of crop production are
considered in setting REIs for specific
products and cropping practices.
Accordingly, the Agency believes it is
more appropriate that such requests for
adjusted REIs be addressed through
amendments to the registration of each
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15489
specific pesticide product than as
administrative exceptions to the WPS.
Additionally, by proposing to codify
the existing administrative exceptions
as permanent exceptions, the Agency
believes that the current suite of
available exceptions to the entry
restrictions would provide agriculture
with the needed flexibility to address
the range of potential agricultural
production problems that would
warrant the need for an exception to the
current entry restrictions. The Agency
has not received any requests for new
administrative exceptions in the last 15
years.
There is no proposed regulatory text
associated with the removal of this
provision.
c. Costs and benefits. EPA estimates
there would be no costs associated with
this proposal.
5. Request for comment. EPA
specifically requests comment on the
following questions:
• Do you have factual information
about the current frequency of use of
any of the exceptions? If so, please
provide it to the Agency.
• What are the benefits and
challenges of the proposed amendments
to each of the exceptions?
• Are there other reasonable
alternatives that EPA did not consider?
If so, please describe and provide a
rationale for their consideration.
• Should EPA consider a different
time limit for the agricultural emergency
exception? For other exceptions?
• Are there any drawbacks to adding
the irrigation and limited contact
exceptions into the rule?
• For all comments, please provide
factual information in support of your
assertions.
E. Expansion of Entry-Restricted Areas
1. Overview. The existing WPS
establishes entry-restricted areas
adjacent to the treated areas (i.e.,
adjacent to the areas where pesticides
are actually applied) only in nurseries
and greenhouses. EPA proposes to
establish similar entry-restricted areas
during applications on farms and in
forests. EPA expects this change would
result in reduced incidents of pesticide
exposure to workers and other persons
from unintentional contact during
application.
2. Existing WPS regulations. The WPS
requires agricultural employers to
restrict nursery and greenhouse workers
and other persons on those
establishments from entry-restricted
areas, defined as specific areas adjacent
to those targeted for pesticide
application (40 CFR 170.110). The size
of the entry-restricted area depends on
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the type of product applied and the
application method. For example, if a
pesticide is applied as a mist in a
nursery, the rule prohibits the employer
from directing any worker or other
person from entering the area being
treated and within 100 feet of the
treated area in all directions from the
nursery. The entry-restricted area
applies only during application and is
distinct from the REI, which limits entry
into a treated area for a specific period
of time after the application ceases.
Entry-restricted areas are also relevant
to handlers and handler employers
since the WPS prohibits handlers from
applying pesticides in a manner that
results in contact with workers or other
persons (40 CFR 170.210(a)). The
handler and the handler employer are
responsible for ensuring that the
pesticide application does not contact
any person, which effectively requires
the handler to cease or suspend
application if any persons are in areas
where contact is possible.
3. Details of the proposal/rationale.
EPA proposes to apply to farms and
forests the entry-restricted area
requirements currently applicable to
nurseries so that all production
applications are subject to similar
requirements. The proposed entryrestricted areas for farms and forests
would range from the treated area alone
to 100 feet beyond the treated area,
depending on the type of product
applied and the application method.
Fumigation is one of the application
methods covered by the entry-restricted
area requirements. The proposed WPS
entry-restricted areas would still be
limited by the boundary of the
establishment owner’s property, as the
establishment owner is subject to the
current rule. For example, if the WPS
requires the entry-restricted area to
extend 100 feet in all directions from
the treated area, but there is only 50 feet
between the treated areas and the
boundary of the owner’s property, then
the property line would be the extent of
the entry-restricted area under the WPS.
WPS entry-restricted areas are limited
by the boundaries of the agricultural
establishment to limit the employer’s
responsibility under the WPS to the
people on his or her establishment. The
Agency believes that the proposed
creation of entry-restricted areas for all
farm and forest applications would
reduce risk to workers and other
persons from pesticide exposure when
they may be working in or nearby an
area adjacent to an ongoing pesticide
application. The proposed revisions
would also provide more consistent
protection across all establishments
covered by the WPS.
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The existing part 170 does not require
entry-restricted areas beyond the actual
treated area for farms and forests. A
worker may be assigned to work in an
area immediately adjacent to an area
being treated with pesticides. Many
incidents of drift and off-target
application have resulted in reported
worker illnesses. A recent study cited
off-target drift as the leading cause of
reported agricultural worker exposure
incidents, with 1,216 individual worker
pesticide exposures reported from
1998–2005 (Ref. 11 p. 891).
The proposed changes do not cover
applications of soil fumigants or any
other pesticides that have buffer zones
intended to protect human health
included on the product labeling. Where
EPA has established entry-restricted
areas for a specific pesticide or group of
pesticides through labeling, the
labeling-specific restrictions supersede
the generic requirements of the WPS.
The proposed entry-restricted areas
would complement the existing WPS
requirement that prohibits handlers
from applying pesticides in a way that
results in contact with workers or other
persons and the proposal that would
require handlers performing an
application to cease or suspend the
application if workers or any persons
are in the entry-restricted areas during
application. The proposal also works in
concert with the prohibition on the
agricultural employer allowing or
directing any worker or other person,
other than an appropriately trained and
equipped handler, to enter or remain in
the treated area or any applicable entryrestricted area during application.
The proposed regulatory text
concerning entry-restricted areas during
applications on farms and in forests and
outdoor nurseries appears in
§ 170.105(a) of the proposed rule.
4. Costs and benefits. EPA estimates
the cost for restricting entry to areas
adjacent to an area being treated would
be negligible. There may be instances
where worker tasks in these adjacent
areas must be stopped until the
application is complete, but EPA
believes employers can generally
reassign workers to other tasks for the
duration of the pesticide application.
5. Request for comment. EPA
specifically requests comment on the
following questions:
• Is it reasonable for EPA to assume
that workers can be reassigned for the
duration of the pesticide application?
• Are there any burdens to applying
an entry-restricted area on farms and in
forests? Are there any other benefits?
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XIII. Display of Basic Pesticide Safety
Information
A. Location of Basic Pesticide Safety
Information Display
1. Overview. The existing WPS
requires employers to post a poster
displaying basic safety information in a
single location on the establishment.
EPA proposes to require that the
pesticide safety information also be
displayed at the decontamination site(s).
2. Existing WPS regulations. The WPS
requires agricultural and handler
employers to display the pesticide
safety poster at a central location on the
establishment (40 CFR 170.135(d) and
170.235(d)).
3. Summary of the issues. Farmworker
organizations recommended additional
posting locations with the posted
warning signs [see Unit VIII.] or at
worker changing areas (Ref. 35) (Ref.
74). They noted that having the
pesticide safety poster in multiple
places where workers are likely to see
it increases the chances for workers to
absorb the messages and to know how
to contact emergency personnel.
4. Details of the proposal/rationale.
EPA proposes to require that employers
display pesticide safety information at
decontamination sites in addition to a
place on the agricultural establishment
where workers and handlers are likely
to pass by or congregate and can be
readily seen and read. Adding the
display of pesticide safety information
to decontamination sites improves
workers’ and handlers’ access to the
self-protective and decontamination
information. EPA believes that
providing the pesticide safety
information at the decontamination sites
will not only remind workers and
handlers about self protection but will
also ensure that emergency contact
information is immediately accessible at
each decontamination site. It is likely
that an exposed worker or a colleague
providing assistance would visit the
nearest decontamination site.
Agricultural employers have told EPA
that they generally have a set of
materials, sometimes on the back of a
truck or on a mobile cart, for
decontamination. Displaying the
pesticide safety information on such an
apparatus would not seem to impose
significant additional burden. The
current WPS requires employers to
move the decontamination supplies to
locations where workers or handlers are
engaged in WPS activities. Once added,
the pesticide safety information would
move along with the decontamination
supplies, imposing minimal additional
burden on the employer.
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The proposed regulatory text
concerning the locations to display
pesticide safety information appears in
§ 170.11(a)(3) of the proposed rule.
5. Costs and benefits. EPA estimates
the cost of requiring the basic pesticide
information display at decontamination
sites for workers would be $2 million,
or about $5 per agricultural
establishment per year. EPA estimates
the cost of requiring the basic pesticide
information display at decontamination
sites for handlers would be $780,000, or
about $2 per agricultural establishment
per year. For a complete discussion of
the costs of the proposals and
alternatives, see the ‘‘Economic
Analysis of Proposed Revisions to the
Worker Protection Standard,’’ Chapter 3
Cost Analysis (Ref. 1).
EPA cannot quantify the benefits
associated with this proposal. However,
EPA believes that providing a reminder
of basic hygiene principles at places
where workers and handlers wash
before leaving the treated area to eat and
use the bathroom would increase the
number of workers and handlers
following proper decontamination
principles. Emergency response
information would have the maximum
benefit if it is immediately available
where workers and handlers would go
for decontamination supplies. EPA
believes that displaying pesticide safety
information at decontamination sites
would reduce the number of
occupational pesticide-related illnesses.
6. Alternative options considered but
not proposed. Farmworker organizations
recommended two alternate options in
addition to the current requirements for
posting the pesticide safety poster:
requiring the pesticide safety poster
with all posted warning signs or
requiring the pesticide safety poster at
worker changing sites. Requiring that
the pesticide safety poster be displayed
wherever a warning sign is posted
would impose significant burden on
employers. The pesticide safety poster is
much larger than the warning sign, so it
would be difficult for employers to put
up and take down the pesticide safety
poster with the same ease as they
handle the warning sign. In addition,
because the poster is much less durable
than the warning sign, EPA believes that
employers would have to replace the
poster periodically when the treated
area has to be posted for more than a
few days. EPA expects that employers
would need to obtain multiple copies of
the poster and would have to replace
them frequently.
The WPS does not require employers
to provide facilities for workers to
change clothes. A requirement to place
the pesticide safety poster at a site that
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may not exist at all establishments
would not be practical or feasible.
For the reasons described above, EPA
decided not to propose requirements for
employers to display the pesticide
safety poster with all posted warning
signs or at worker changing sites. EPA
believes that it is more important and
practical for workers to review the
pesticide safety poster at the site of the
decontamination supplies, where they
can be reminded of safety and hygiene
principles while cleaning themselves
after working in a treated area.
7. Request for comment. EPA
specifically requests comment on the
following questions:
• What additional burden would
employers face if the proposed option to
require pesticide safety information to
be displayed at decontamination sites is
implemented? Would there be benefits
to employers?
• Do data exist that show that access
to information such as that on the
pesticide safety poster at the same
location as decontamination supplies
leads to more workers adopting hygiene
practices, thereby reducing the number
of workplace illnesses?
B. Content of Basic Pesticide Safety
Information Display
1. Overview. The existing WPS
mandates specific content for the
pesticide safety poster. EPA proposes to
require additional information so
workers and handlers can contact the
state or tribal enforcement agency.
2. Existing WPS regulations. Under 40
CFR 170.135(b)(1) through (2) and
170.235(b)(1) through (2), the pesticide
safety poster must include the following
content:
• Avoid getting on your skin or into
your body any pesticides that may be on
plants and soil, in irrigation water, or
drifting from nearby applications.
• Wash before eating, drinking, using
chewing gum or tobacco, or using the
toilet.
• Wear work clothing that protects
the body from pesticide residues (longsleeved shirts, long pants, shoes and
socks, and a hat or scarf).
• Wash/shower with soap and water,
shampoo hair, and put on clean clothes
after work.
• Wash work clothes separately from
other clothes before wearing them again.
• Wash immediately in the nearest
clean water if pesticides are spilled or
sprayed on the body. As soon as
possible, shower, shampoo, and change
into clean clothes.
• Follow directions about keeping out
of treated or restricted areas.
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• There are federal rules to protect
workers and handlers, including a
requirement for safety training.
The WPS also requires the employer
to provide contact information for the
nearest emergency medical care facility
and to update workers and handlers if
the information changes. EPA has
developed a poster that complies with
the requirements of the regulation
(except for the site-specific information
requirements) and makes it available to
agricultural employers free of charge.
3. Details of the proposal/rationale.
The Agency proposes to amend the
basic pesticide safety content required
to be displayed on an agricultural
establishment to clarify the emergency
medical information section, and to
include contact information for
contacting the state or tribal regulatory
agency. The proposal no longer refers to
a ‘‘pesticide safety poster.’’ Instead, the
proposed regulatory text refers to
‘‘pesticide safety information’’ to allow
some flexibility in how all the required
information is displayed. EPA believes
that most agricultural establishments
will choose to use EPA’s free pesticide
safety poster to comply with the WPS
pesticide safety information; EPA would
update the poster to include the
proposed changes to the information.
However, the information does not have
to be displayed as a poster as long as the
display includes the required
information and meets the requirements
of the section.
Finally, the Agency proposes to
require that the pesticide safety
information display contain contact
information for the state or tribal
regulatory agency for pesticide
enforcement. EPA believes that workers
and handlers should have the
opportunity to ask questions about
protections offered by the WPS and to
report pesticide exposure incidents or
suspected non-compliance that may
endanger them.
The proposed regulatory text
concerning the additional required
content of the pesticide safety
information display appears in
§ 170.11(a)(1) of the proposed rule. The
text concerning requirements when
there are changes to the pesticide safety
information appears in § 170.11(a)(2).
4. Costs and benefits. EPA estimates
the cost to revise the contents of the
basic pesticide safety information
display would be $108,000 annually, or
about $0.30 per WPS establishment per
year. EPA included in this estimate the
cost for employers to purchase the
poster. However, EPA believes that
many would obtain the updated poster
free of charge from the Agency; as a
result the actual cost of this requirement
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may be lower. For a complete
discussion of the costs of the proposals
and alternatives, see the ‘‘Economic
Analysis of Proposed Revisions to the
Worker Protection Standard,’’ Chapter 3
Cost Analysis (Ref. 1).
5. Request for comment. EPA
specifically requests comment on the
following questions:
• What additional burden would
employers face if the proposed option to
require pesticide safety information to
be displayed at decontamination sites is
implemented? Would there be benefits
to employers?
• Should EPA consider other changes
to content of the pesticide safety
information display? If so, what changes
and why?
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XIV. Decontamination
Unit XII discussed proposed
decontamination requirements
specifically for workers who enter a
treated area in which an REI is in effect
as part of a suite of proposed changes
to the protections for early entry
workers. This Unit discusses routine
and emergency decontamination for
workers and handlers. The proposals in
this Unit would cover handlers and
workers who are not entering a treated
area in which an REI is in effect.
A. Clarify the Quantity of Water
Required for Decontamination
1. Overview. The existing WPS
requires employers to provide water for
decontamination. EPA proposes to
clarify the quantity of water required for
decontamination from ‘‘enough water
for routine washing and emergency
eyeflush’’ to a specific quantity.
2. Current WPS regulations. The WPS
requires agricultural employers to
provide decontamination supplies,
including ‘‘enough water for routine
washing and emergency eyeflush,’’
when workers are performing activities
in areas where a pesticide was applied
or an REI was in effect at any point in
the last 30 days and come in contact
with anything that has been treated with
a pesticide (40 CFR 170.150). The WPS
also requires handler employers to
provide decontamination supplies,
again including ‘‘enough water for
routine washing, for emergency
eyeflushing and for washing the entire
body in case of an emergency,’’ for
handlers (40 CFR 170.250). Part 170
does not specify how much would
constitute enough water to meet the
decontamination supplies requirement.
3. Summary of the issues. Agricultural
employers have reported difficulty in
ensuring that they provide an adequate
amount of water because the amount of
water needed for each worker or handler
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is not stated in the current regulation.
When EPA implemented the WPS, state
regulatory agencies requested that the
EPA clarify the quantity of water
necessary to satisfy the decontamination
requirement. In guidance published in
1993, ‘‘How to Comply with the Worker
Protection Standard for Agricultural
Pesticides: What Employers Need to
Know,’’ EPA recommended that
employers provide 1 gallon of water per
worker for routine decontamination and
3 gallons per handler for routine
washing and emergency
decontamination (Ref. 80, p. 25). This
guidance was developed by experts
from EPA’s program and enforcement
offices and state regulatory agencies.
Further discussion about the amount of
water required can be found in ‘‘How to
Comply with the Worker Protection
Standard for Agricultural Pesticides:
What Employers Need to Know.’’
4. Details of the proposal/rationale.
EPA proposes to require that employers
must provide 1 gallon of water per
worker for routine decontamination and
3 gallons of water per handler for
routine washing and emergency
decontamination. By codifying the
guidance discussed above, EPA believes
that employers would have no difficulty
in determining the amount of water for
routine and emergency decontamination
required for their workers and handlers.
This specificity would assist in
providing workers and handlers with
the amount of water necessary for
routine washing and provide handlers
with a sufficient amount of water
should a pesticide emergency occur.
Employers could be confident that they
are complying with the regulation and
keeping their workers and handlers safe
in the event of an exposure by providing
adequate supplies.
The proposed regulatory text
concerning the required quantities of
decontamination water appears in the
proposed rule § 170.111(b) for workers
and § 170.209(b) for handlers.
5. Cost. EPA estimates the cost of this
proposal would be negligible because it
is a codification of existing EPA policy
interpretations of the WPS.
6. Request for comment. EPA
specifically requests comment on the
following questions:
• Is 1 gallon for routine washing for
workers and 3 gallons for handler
emergency decontamination, reasonable
amounts of water for workers or
handlers who have been exposed to
pesticides? If not, why?
• What amount of water would be
reasonable, or what other alternative is
there?
• Would waterless cleansing agents
used in lieu of soap, water, and towels
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effectively remove pesticide residues
from workers’ and handlers’ hands?
Should EPA consider allowing the
employer to substitute waterless
cleansing agents for the currently
required decontamination supplies? If
so, why? Please provide data on the
efficacy of waterless cleansing agents for
removing pesticide residues.
B. Eliminate the Substitution of Natural
Waters for Decontamination Supplies
1. Overview. The existing WPS
permits employers to substitute clean,
natural waters from springs, streams,
lakes or other sources for contained
water supplies at decontamination sites
in specific circumstances. EPA proposes
to eliminate the option to substitute
clean, natural waters for the potable
water required for decontamination. The
proposal would allow the employer to
supplement the required water supplies
with clean, natural waters if necessary.
2. Current WPS regulations. The WPS
allows employers to substitute clean
waters from springs, streams, lakes, or
other sources for decontamination at
remote work sites if such water is more
accessible than the water located at the
nearest place of vehicular access (40
CFR 170.150 and 170.250). Generally,
the WPS requires agricultural and
handler employers to provide
decontamination supplies no farther
than one quarter mile away from where
workers are working or from where
handlers are performing handling
activities. One exception to this
requirement is that if worker and
handler activities occur more than one
quarter mile from the nearest point of
vehicular access, soap, single-use
towels, and water may be located at the
nearest point of vehicular access, but
the employer may allow workers or
handlers to use clean water from
springs, streams, lakes, or other sources
if more accessible than the
decontamination supplies.
3. Details of the proposal/rationale.
The Agency proposes to eliminate the
exemption that allows agricultural and
handler employers to use clean, natural
bodies of water in lieu of the required
decontamination supplies. Employers
would need to ensure that workers and
handlers have access to sufficient
quantities of potable water for
decontamination; however, employers
would be permitted to supplement the
required quantities of potable water
with natural waters in the event of an
emergency. The Agency believes that
vehicular access to worker and handler
sites is common and not likely more
than a quarter mile distance from the
worker location. Modern agriculture is
highly mechanized, and the Agency
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believes that workers and handlers are
routinely transported close to their work
areas by vehicles.
EPA believes that workers and
handlers would be better protected by
ensuring access to the required amount
of potable water for routine and
emergency decontamination, and
allowing the option to supplement those
supplies with clean, natural waters in
the event of an emergency.
4. Costs and benefits. EPA did not
estimate the cost for this proposal
because EPA believes that a negligible
number, if any, employers would be
impacted by this proposal. However,
EPA has no data on the number of
employers that may use this option and
is seeking data below.
5. Request for comment. EPA
specifically requests comment on the
following:
• Please provide information on
situations, if any, in which the proposed
change would significantly increase the
burden on agricultural employers and
offer alternative proposals.
• Please provide any information on
the cost associated with the current
situation and proposed change.
• Would using natural waters for
decontamination worsen a worker’s or
handler’s situation after pesticide
exposure?
• Would it be beneficial to use any
water in the event of a pesticide
emergency or when decontamination
supplies cannot be located within one
quarter mile because of limited
vehicular access?
C. Requirements for Ocular
Decontamination in Case of Exposed
Pesticide Handlers
1. Overview. The existing WPS
requires employers to provide a specific
amount of water to handlers that they
can carry for use in the event of an
ocular pesticide exposure. EPA
proposes to require employers to
provide clean, running water at
permanent (i.e., plumbed and not
portable) mixing and loading sites for
handlers to use in the event of an ocular
pesticide exposure.
2. Current WPS regulations. The WPS
requires handlers to carry water for
eyewashing to use in case of an ocular
exposure if the pesticide label mandates
the use of eye protection (40 CFR
170.250). The handler employer must
assure that 1 pint of water is available
for each handler who is performing the
tasks for which the pesticide label
requires protective eyewear.
As discussed in Unit XIV.A., the WPS
requires employers to provide water
sufficient for handlers to perform
routine decontamination in addition to
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the requirement discussed in this
section to provide water for handlers’
eye washing in case of an ocular
exposure.
3. Summary of the issues. Farmworker
Justice provided the Agency with
information about several incidents of
accidental ocular exposure (Ref. 36).
They noted that even when handlers use
the PPE required on the label, they may
be accidentally exposed to the pesticide.
For example, a pesticide may splash
into a handler’s eye even if he or she
wears proper PPE. The eyes can suffer
serious damage if exposed to certain
pesticides. Farmworker Justice noted
that the WPS requirement for 1 pint of
water would not satisfy EPA’s own
current recommendations in the Label
Review Manual, which calls for a
person who suffers ocular pesticide
exposure to ‘‘hold eye open and rinse
slowly and gently with water for 15–20
minutes’’ (Ref. 84, pp. 7–12). In
addition, the American National
Standards Institute standard for
eyeflushing calls for a sufficient
quantity to rinse eyes continuously for
15 minutes (ANSI Z358.1–2009).
Therefore, Farmworker Justice
recommended that EPA adopt a
standard for ocular decontamination
more protective than the WPS’s current
one pint requirement.
4. Details of the proposal/rationale. In
addition to the 1 pint of water already
required to be carried by the handler,
the Agency proposes to require that at
permanent mixing and loading sites
handler employers provide clean,
running water sufficient to provide at a
minimum of 1.5 liters (0.4 gallons) per
minute for 15 minutes for handlers to
use for eye flush purposes in the event
of an ocular pesticide exposure. EPA
expects that adopting this standard
would improve the ability of handlers to
mitigate damage to their eyes from
accidental exposure. EPA expects that
most permanent mixing sites are
plumbed to facilitate the dilution of
concentrated pesticides and to load
application equipment and have the
potential to provide clean water flowing
at the appropriate rate to comply with
this requirement. For those handlers
who may be exposed while not working
at the permanent mixing loading site,
EPA believes the 3 gallons of water
required for routine decontamination
would provide 7.5 minutes of rinsing,
sufficient to clear the eyes immediately
at which point the handler can continue
rinsing his or her eyes for the full 15
minutes at a permanent site.
The Agency based the proposed
requirement on OSHA’s standard for
ocular decontamination. OSHA’s
requirement for general industry states,
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‘‘where the eyes or body of any person
may be exposed to injurious corrosive
materials, suitable facilities for quick
drenching or flushing of the eyes and
body shall be provided within the work
area for immediate emergency use’’ (29
CFR 1910.151(c)). Based on the OSHA
standard, the American National
Standards Institute developed a water
flow standard to address minimum
operating requirements for an eye flush.
These operating standards establish a
minimum of 1.5 liter (0.4 gallons) per
minute of flushing fluid, such as water,
for 15 minutes (ANSI Z358.1–2009)
(Ref. 85). Some states have required
handler employers to provide ocular
decontamination conforming to the
OSHA standard. For example, Oregon
implemented the same requirement
proposed here in 2006 (OSHA 437–004–
1305 K(5)). In FY 2007, Oregon reported
23 instances of non-compliance. By FY
2010, only 5 establishments were cited
for non-compliance (Ref. 86, p. 6).
The proposed regulatory text
concerning ocular decontamination for
handlers appears in § 170.209(d) of the
proposed rule.
5. Costs and benefits. EPA estimates
that the cost of this proposal would be
minimal because mixing pesticides at a
permanent site generally involves
substantial quantities of water and EPA
believes that plumbed water is almost
always available at those sites. EPA’s
proposal would not require employers
to purchase a metered eyewash station;
any water supply that meets the
proposed standards would comply.
6. Alternative options considered.
EPA considered requiring portable
eyewash stations at all mixing or
loading sites as an alternative to the
proposed option. EPA believes that most
establishments mix and load at various
sites and may move from day to day.
The cost of equipping each potential
mixing or loading site (permanent and
non-permanent) with a portable eye
wash station would be about $14
million per year for agricultural
establishments and commercial
pesticide handling establishments.
As discussed above and in Unit
XIV.A., handler employers are required
to provide 3 gallons of water per
handler for decontamination. EPA
believes that if necessary, handlers
could use this decontamination water
for about 7 minutes at the recommended
rate of 1.5 liter (0.4 gallons) per minute,
which would give them time to get to a
location with sufficient water to rinse
their eyes for the recommended amount
of time. EPA does not intend for the
routine decontamination water to be
used for emergency eyeflush on a
regular basis. However, the Agency
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believes that it is appropriate to
consider the existing availability of
clean water where the handler may be
exposed as well as new requirements
when considering alternatives to the
current eyewash requirement. EPA
believes that most handlers will have
access to either a permanent mixing or
loading site or to the routine
decontamination water. EPA believes
the benefits associated with a
requirement to have a portable eyewash
station at each mixing or loading site is
not reasonable in comparison with the
cost and alternatives available.
Therefore, EPA decided not to propose
a requirement for portable eyewash
stations at all mixing or loading sites.
7. Request for comment. EPA
specifically requests comment on the
following questions:
• Is it reasonable to require that clean,
running water be present and flowing at
a minimum of 1.5 liter (0.4 gallons) per
minute for 15 minutes at permanent
mixing and loading stations? If not,
why?
• Should EPA consider other ways to
provide ocular decontamination for
handlers? If so, please provide specific
details, including rationale and cost.
• Do data exist on the relative number
of mixing and loading activities that
occur at permanent sites and away from
permanent sites?
• Are there other ways in which
ocular decontamination might
reasonably be improved at temporary
mixing and loading sites?
D. Showers for Handler
Decontamination
1. Overview. The existing WPS
establishes specific requirements for
routine and emergency handler
decontamination supplies, but these
requirements do not include shower
facilities. EPA considered but is not
proposing adding a requirement for
handler employers to provide shower
facilities.
2. Current WPS regulations. As
discussed above in Unit XIV.A., the
WPS specifies the types and amounts of
supplies handler employers must
provide. The WPS does not require
handler employers to provide shower
facilities.
3. Summary of the issues. Farmworker
organizations have requested that EPA
require employers to provide showers
for handlers to facilitate
decontamination at the end of the work
day. They suggest that the use of
showers after pesticide handling
activities could decrease pesticide
exposure to handlers. Representatives of
agricultural employers, the agricultural
employers, and others from the SBAR
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panel process, noted that in their
experience even when showers are
available, handlers do not use them
(Ref. 18, p. 21) (Ref. 87). Some
stakeholders reported that many
workers may be reluctant to shower at
the workplace because they believe that
showering immediately after work is
detrimental to their health (Ref. 88).
As an alternative to imposing a
requirement to provide showers, the
SBREFA SERs suggested that EPA
expand training for pesticide handlers
to include how to minimize take-home
exposure and how to use additional
personal protective equipment (Ref. 18).
4. Rationale for not proposing. The
Agency considered requiring showers
but decided to not propose it because
EPA believes that the additional training
content for handlers (Unit VII.E.) and
clarified decontamination provisions in
Unit XIV.A., provide handlers with
adequate information on how to reduce
take-home exposure and sufficient
supplies for routine washing.
5. Costs and benefits. EPA estimates
that installing a shower on a single
establishment would cost about
$105,000. Nationally, this would cost
about $22.7 billion dollars for
construction. This estimate does not
include future costs of maintenance. For
a complete discussion of the costs of the
proposals and alternatives, see the
‘‘Economic Analysis of Proposed
Revisions to the Worker Protection
Standard,’’ Chapter 3 Cost Analysis (Ref.
1).
6. Request for comment. EPA
specifically requests comment on the
following questions:
• Is it reasonable to assume a
significant percentage of handlers
would not use a permanent shower
facility at a worksite?
• Would increased handler training,
clarified amounts of water for routine
decontamination, and/or the use of
additional PPE for handlers be sufficient
to protect handlers and their families
from occupational and take-home
pesticide exposure? If not, why?
• Are there other preventative
measures that would provide
comparable protection to handlers and
their families without incurring the
same cost as requiring installation of
shower facilities? If so, please describe
the preventative measures, estimated
cost, and implementation.
• What other alternatives exist?
XV. Emergency Assistance
A. Overview. The existing WPS
requires employers to provide ‘‘prompt’’
transportation to an emergency medical
facility to workers or handlers who may
have been exposed to pesticides. EPA
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proposes to require employers to make
transportation to a medical facility
available to workers and handlers
within thirty (30) minutes of learning of
the exposure. EPA also proposes to
require the employer to provide to the
worker or handler or to treating medical
personnel the SDS and pesticide label,
or all of the pertinent information in an
alternate form.
B. Existing WPS Regulations. The
WPS requires employers to make
transportation available promptly to
workers or handlers that have been
‘‘poisoned or injured by exposure to
pesticides’’ (40 CFR 170.160 and
170.260). Employers must provide the
following information, if available, to
the exposed person or the treating
medical personnel: name of the product,
EPA registration number, active
ingredient, medical information from
the label, circumstances of the pesticide
application (or the handling of the
pesticide), and circumstances of the
pesticide exposure.
C. Summary of the issues. State
enforcement agents have reported to
EPA that the vague timeframe has
prevented them from verifying whether
a worker was provided transportation to
the medical facility in conformance
with the WPS, and recommended that
EPA adopt a more specific timeframe for
transportation. They contend that the
existing requirement is vague and leads
to various interpretations of the
timeframe. Without a formal definition
of ‘‘prompt,’’ compliance and
enforcement become more difficult for
inspectors. In addition, varying
interpretations of ‘‘prompt’’ could lead
to conflict between employers,
agricultural workers and handlers, and
medical personnel about how quickly
necessary information and
transportation must be provided in an
emergency situation.
Farmworker advocacy organizations
have noted the difficulty in obtaining
proper medical treatment for workers
and handlers without all of the relevant
information from the label and
circumstances of the incident. Given the
difficulty of diagnosing an illness or
injury related to a pesticide exposure,
treating physicians need information
related to the pesticide products
potentially involved and circumstances
of the incident to initiate proper
treatment. In addition, the sooner a
person exposed to pesticides is
transported for, and thus receives,
treatment, the more likely the diagnosis
and treatment will lead to a successful
medical outcome. Farmworker advocacy
organizations recommended that EPA
require the employer to provide the
information whether requested or not.
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They also recommended adding an
option for the employer to satisfy the
requirement by providing the
information in the current regulations, a
copy of the label, or a copy of the SDS.
D. Details of the Proposal/Rationale.
EPA proposes to require agricultural
employers and handler employers to
provide emergency medical assistance
within thirty (30) minutes after learning
that an employee has been poisoned or
injured by exposure to pesticides as a
result of his or her employment,
replacing the current standard of
‘‘prompt.’’ The emergency medical
assistance includes both providing the
required information and making
transportation to a medical facility
available to the affected worker or
handler. Although the intent of the
proposal is for the injured party to
receive medical attention as soon as
possible, this requirement does not
establish a timeframe for reaching the
medical facility.
The proposal would require
employers to provide to the worker,
handler, or treating medical personnel
information on each pesticide to which
the worker or handler might have been
exposed. The employer could satisfy
this requirement by providing copies of
both the SDS and the pesticide labeling.
Alternatively, the employer could
provide all of the following information:
product name, EPA registration number,
active ingredient(s), antidote, first aid,
and any other medical treatment
information from the label or the SDS.
The employer would also be required to
provide to the worker, handler, or
treating medical personnel the
circumstances of the pesticide
application(s) or use(s) and the
circumstances of the pesticide exposure.
Pesticide workers and handlers are
instructed to wash their bodies and
clothing immediately if they come into
contact with a pesticide. The existing
regulation requires agricultural
employers and commercial pesticide
handler employers to provide sufficient
water and soap to workers and handlers
for routine and emergency
decontamination. In the event of a more
serious illness or injury that requires
immediate medical attention, however,
it is critical for the worker or handler to
be evaluated and treated quickly. When
medical treatment is provided soon after
the illness or injury, the effects of the
pesticide exposure can be minimized.
The longer the illness- or injury-causing
exposure persists, the more likely the
worker or handler will suffer more
severe effects. EPA believes that
requiring transportation and
information about the pesticide(s) and
circumstances of the exposure to be
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provided within thirty minutes after
learning of the exposure would reduce
the effects of pesticide exposure and
improve the ability of the medical
personnel to provide appropriate
treatment.
EPA does not have data on the
number of requests for information in
the event of an accidental pesticide
exposure by exposed persons or treating
medical personnel. Medical personnel
need relevant information to treat
people who may have been exposed to
pesticides. Treatment protocol varies by
pesticide and type of exposure; for
example, the recommended treatment
for one pesticide may be to induce
vomiting immediately, while for another
pesticide this treatment could do more
harm to the exposed person. Many of
the recommendations for medical care
listed in the ‘‘Recognition and
Management of Pesticide Poisoning’’
manual depend on the time between
initial exposure and medical treatment
(Ref. 12). Some treatments are not
effective unless provided within a
specific timeframe of exposure
(generally 1 hour). In addition,
recommended treatments for different
types of exposure vary and sometimes
conflict with each other; therefore, it is
essential that the medical personnel
have as much information as possible
about the likely pesticide(s) to which
the patient may have been exposed in
order to provide the proper treatment.
Amending the existing regulation to
require provision of information
relevant to the exposure circumstances
and pesticide’s properties would ensure
that medical personnel are properly
informed at the time of beginning
treatment or soon afterward. With
timely and proper treatment, many
acute pesticide exposures may be
mitigated before they cause more longlasting effects.
Providing workers transportation to a
medical facility in the event of a
workplace injury is the responsibility of
employers in almost all industries.
OSHA requires that a worker injured on
the job receive medical treatment,
clarifying the requirement to mean
within 3–4 minutes if the injury is lifethreatening or 15 minutes if it is not lifethreatening (29 CFR 1926.50(a)). OSHA
requires employers in all industries to
provide transportation for emergency
medical assistance if it is not possible to
use public services, for example, an
ambulance (29 CFR 1926.50(e)). EPA
recognizes the differences between
agriculture and other industries. WPS
establishments can be very large
compared to the types of locations
covered by OSHA standards, for
example, factories, office buildings, and
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similar self-contained areas. Whereas
the foreman or manager at a factory is
likely to be on site or nearby at the time
of an employee’s injury, an agricultural
or commercial pesticide handler
employer could be significantly farther
away. Based on the physical differences
between a WPS establishment and
typical industrial locations covered by
OSHA, EPA believes it is reasonable to
allow agricultural employers and
handler employers a longer timeframe to
reach an exposed worker or handler to
provide transportation.
In developing this proposal, EPA was
mindful of the demographics of the
worker and handler populations. Some
do not have their own vehicle and rely
on an employer, co-worker, or labor
contractor to provide transportation to
and from the agricultural establishment.
Some may not be able to secure
transportation to a medical facility
outside of working hours. The injured
person may be too compromised to
safely drive to the medical facility.
Without a requirement for the employer
to provide transportation, some workers
and handlers might be stranded in the
treated area or might wait longer than
necessary or advisable to seek medical
attention.
The regulatory text concerning
emergency assistance appears in the
proposed rule at § 170.9(f) for workers
and handlers and at § 170.13(k) for
handlers employed by a commercial
pesticide handling establishment.
E. Costs. When compared to current
practices, the Agency estimates the cost
of complying with the proposed
requirements to provide the information
and to transport exposed workers or
handlers within thirty minutes of
learning of the exposure would be
negligible. The Agency believes that
many agricultural employers and
commercial handler employers already
meet this standard. Under other
proposed changes, agricultural
employers and commercial handler
employers would be required to
maintain copies of the SDS or pesticide
label in an office for the workers to
review. [See Unit IX.] Agricultural
employers and commercial handler
employers are also required to maintain
copies of the application records.
Providing these documents, copies, or
information from them, would impose
minimal additional burden on the
employer. Agricultural employers and
commercial handler employers are
already required to provide
transportation to a medical treatment
facility for workers or handlers who are
exposed to pesticides. Changing the
timeframe for providing transportation
from ‘‘prompt’’ to within 30 minutes is
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a technical clarification and EPA
believes it would impose minimal
burden. For a complete discussion of
the costs of the proposals and
alternatives, see the ‘‘Economic
Analysis of Proposed Revisions to the
Worker Protection Standard,’’ Chapter 3
Cost Analysis (Ref. 1).
F. Alternative Options Considered but
Not Proposed. The Agency considered
two alternative options to the timeframe
for providing transportation. First, the
Agency considered replacing ‘‘prompt’’
with ‘‘immediate.’’ Using ‘‘immediate’’
might convey the urgency of the
situation and encourage agricultural
employers and commercial handler
employers to transport exposed workers
or handlers as quickly as possible.
However, this change would not address
the vagueness in the regulation or
impose a timeframe in which the
agricultural employer or commercial
pesticide handler employer must make
available the proposed required
information and transportation to a
medical facility. Second, the Agency
considered imposing a timeframe of one
hour for the agricultural employer or
commercial pesticide handler employer
to make transportation available. Based
on the guidance under OSHA for
providing medical treatment to an
injured employee, the Agency believes
that an hour would be too long to allow
a worker or handler to wait for
transportation to a medical treatment
facility to be made available to worker
or handler.
G. Request for Comment. EPA
specifically requests comment on the
following questions:
• Is 30 minutes a reasonable
timeframe for an agricultural employer
or commercial handler employer to
make transportation available to a
worker or handler who has been
exposed to pesticides to a medical
treatment facility? If the timeframe is
too long or short, please explain why.
What would be a reasonable alternative?
• Do medical personnel treating a
worker or handler for occupational
pesticide exposure need more
information than what is proposed to
evaluate, diagnose, and treat the
patient? If so, what additional
information would be necessary?
• If time is of the essence in
determining the proper course of
treatment, should EPA consider
requiring the agricultural employer to
report the estimated time of the incident
in addition to the information proposed
above?
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XVI. Personal Protective Equipment
A. Chemical-Resistant PPE
1. Overview. The existing WPS
requires employers to provide
‘‘chemical-resistant’’ PPE in certain
circumstances but does not provide a
practical method for evaluating whether
the material meets the standard. EPA
proposes to clarify how to determine
whether PPE is ‘‘chemical-resistant.’’
This clarification would ensure that
compliance with the WPS chemicalresistant garment standard can be
objectively determined and would
provide appropriate protection to
workers or handlers.
2. Existing WPS regulations. Under
the WPS, ‘‘chemical-resistant’’ material
means a ‘‘material that allows no
measurable movement of the pesticide
being used through the material during
use’’ (40 CFR 170.240(c)(1)).
3. Summary of the issues. State
agencies have informed the EPA that
they cannot enforce the current
standard. It can be difficult to
determine, without significant and
costly testing, whether a material is
permeable to a pesticide. Inspectors
noted that they cannot verify
compliance at the time of a field
inspection. Similarly, employers
attempting to comply with the
requirement face difficulty in
determining whether a garment meets
the criteria.
4. Details of the proposal/rationale.
The Agency proposes to redefine
‘‘chemical-resistant’’ to mean that the
PPE must be identified by the
manufacturer as chemical resistant. EPA
believes that PPE manufacturers will
only identify items as chemical resistant
if they provide a significant barrier to
chemicals.
Changing from the current standard to
one that requires the employer to
provide PPE that the manufacturer calls
‘‘chemical-resistant’’ would allow
employers and enforcement personnel a
clear standard for determining
compliance with the WPS.
The proposed regulatory text
concerning chemical-resistant PPE
appears in § 170.207(b)(1) of the
proposed rule.
5. Costs. The estimated cost of this
clarification is considered to be
negligible. The EPA believes most
employers currently purchase garments
labeled as chemical-resistant for their
employees.
6. Request for comment. EPA
specifically requests comment on the
following question:
• Are there alternatives to this
proposal for determining chemical
resistance of a garment that are both
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cost-effective and protective? Please
provide details and any data that may
apply.
B. Closed Systems
1. Overview. The existing WPS
permits exceptions to the label-specified
PPE when using a closed system for
certain handling activities. A closed
system is an apparatus designed for
mixing and loading pesticides that
enables transfer of a pesticide from its
original container into a new container,
mix tank, or application equipment,
while limiting the handler’s exposure to
the pesticide. But the existing WPS fails
to provide specific criteria for an
acceptable closed system, thereby
limiting the practical availability and
utility of the exception. EPA proposes to
establish specific criteria for closed
systems based on California’s existing
standard that would ensure protections
for handlers, bystanders, and the
environment during mixing and
loading. EPA expects that this change
would increase the number of
establishments that use closed systems
for pesticide mixing and loading
activities because employers would
have a clear description of the
requirements on which to rely, thereby
decreasing the potential for exposure.
2. Existing WPS regulations. The
existing WPS provides only a
description of a closed system as one
that ‘‘. . . enclose[s] the pesticide to
prevent it from contacting handlers or
other persons.’’ Use of a properly
functioning closed system that meets
this description allows handlers to
substitute the label-required PPE with
alternative PPE when the system is used
and maintained in accordance with the
manufacturer’s written operating
instructions (40 CFR 170.240(d)(4)). The
existing description does not adequately
describe the specific characteristics of a
closed system.
3. Summary of the issues. State
regulators have reported problems with
the ability to determine compliance
with WPS requirements for closed
systems. The current description lacks
specific criteria for the characteristics
necessary for a protective enclosed
system, inhibiting the ability of
inspectors to ensure that the system is
in compliance. State regulators have
asked EPA to establish practical,
enforceable criteria for closed systems
that will enable them to better
determine which types of systems
qualify for the exception.
California is the only state with
specific closed system standards. The
California Department of Pesticide
Regulation requires applicators to use a
closed system when handling products
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with a signal word of ‘‘Danger’’ or
‘‘Warning’’ (Ref. 89). The closed system
standards are required for liquid
pesticides and may be used, but are not
required, for other pesticide
formulations. The definition of a
‘‘closed system’’ references a ‘‘Director’s
Memo,’’ which outlines the standards
for closed systems (Ref. 90). The
Director’s Memo establishes the
following criteria:
1. The liquid pesticide must be
removed from its original shipping
container and transferred through
connecting hoses, pipes, and/or
couplings that are sufficiently tight to
prevent exposure of any person to the
concentrate, use dilution, or rinse
solution.
2. All hoses, piping, tanks, and
connections used in conjunction with a
closed system must be of a type
appropriate for the pesticide being used
and the pressure and vacuum of the
system.
3. All sight gauges must be protected
against breakage. Sight gauges must be
equipped with valves so the pipes to the
sight gauge can be shut off in case of
breakage or leakage.
4. The closed system must adequately
measure the pesticide being used.
Measuring devices must be accurately
calibrated to the smallest unit in which
the material is being weighed or
measured. Pesticide remaining in the
transfer lines may affect the accuracy of
measurement and must be considered.
5. The movement of a pesticide
concentrate beyond a pump by positive
pressure must not exceed 25 pounds per
square inch (psi) of pressure.
6. A probe must not be removed from
a container except when:
a. The container is emptied and the
inside, as well as the probe, have been
rinsed in accordance with item 8.
b. DPR has evaluated the probe and
determined that, by the nature of its
construction or design, it eliminates
significant risk of worker exposure to
the pesticide when it is withdrawn from
a partial container.
c. The pesticide is used without
dilution and the container has been
emptied.
7. Shut-off devices must be installed
on the exit end of all hoses and at all
disconnect points to prevent the
pesticide from leaking when the transfer
is stopped and the hose is removed or
disconnected.
a. If the hose carried pesticide
concentrate and has not been rinsed in
accordance with item 8, a dry break
coupler that will minimize pesticide
loss to not more than two milliliters per
disconnect must be installed at the
disconnect point.
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b. If the hose carried a pesticide use
dilution or rinse solution, a reversing
action pump or a similar system that
will empty the hose may be used as an
alternative to a shutoff device.
8. When the pesticide is to be diluted
for use, the closed system must provide
for adequate rinsing of containers that
have held less than 60 gallons of a
liquid pesticide. Rinsing must be done
with a medium, such as water, that
contains no pesticide.
a. The system must be capable of
spray-rinsing the inner surfaces of the
container and the rinse solution must go
into the pesticide mix tank or applicator
vehicle via the closed system. The
system must be capable of rinsing the
probe, if used, and all hoses, measuring
devices, etc.
b. A minimum of 15 psi of pressure
must be used for rinsing.
c. The rinsing must be continued until
a minimum of 10 gallons or one-half of
the container volume, whichever is less,
has been used.
d. The rinse solution must be
removed from the pesticide container
concurrently with introduction of the
rinse medium.
e. Pesticide containers must be
protected against excessive pressure
during the container rinse operation.
The maximum container pressure must
not exceed five psi.
9. Each commercially produced
closed system or component to be used
with a closed system must be sold with:
a. Complete instructions consisting of
a functional operating manual and a
decal(s) covering the basic operation.
The decal(s) must be placed in a
prominent location on the system.
b. Specific directions for cleaning and
maintenance of the system on a
scheduled basis.
c. Information on any restrictions or
limitations relating to the system, such
as pesticides that are incompatible with
materials used in the construction of the
system, types (or sizes) of containers or
closures that cannot be handled by the
system, any limits on ability to correct
or over measurement of a pesticide, or
special procedures or limitations on the
ability of the system to deal with partial
containers.
Operating Requirements:
10. The system must be cleaned and
maintained according to the
manufacturer’s instructions. If the
system is not a commercially produced
system it must be maintained on a
regular basis. A record of cleaning and
maintenance must be maintained.
11. All labeling required personal
protective equipment (PPE) must be
present at the work site. Protective
eyewear must be worn while using a
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closed system that operates under
pressure. While using a closed system,
PPE requirements may be reduced or
modified as provided in Title 3
California Code of Regulations, section
6738.
Information about closed systems
which have been evaluated and found to
meet these criteria is available from DPR
(Ref. 91).
California’s standard also allows for
PPE to be modified or substituted when
using a closed system that meets the
established criteria.
4. Details of the proposal/rationale.
EPA proposes to adopt the California
closed system standards as outlined in
the Director’s Memo, except where there
are specific references to Californiaspecific information. The proposed
criteria are based on research by the
California Department of Pesticide
Regulation. California has indicated that
it is considering changes to the
Director’s Memo criteria. EPA will
consider any changes made to
California’s standard and the supporting
rationale when developing a final
standard for closed systems in the WPS.
In addition to establishing standards
for the system, the proposal establishes
requirements for the use of the closed
system. To be eligible for the exceptions
to the label-specified PPE requirements
when a handler uses a closed system,
EPA proposes to require that the
handler employer ensure that the
handler receives training on use of the
closed system, perform maintenance
according to the manufacturer’s written
instructions, and maintain records of all
maintenance for 2 years.
The proposed rule would retain the
following current requirements: (1)
Label-mandated PPE must be
immediately available for use in an
emergency; (2) handlers must use
protective eyewear for closed systems
that operate under pressure; and (3) a
respirator must be worn if required by
the label.
EPA believes that the existing WPS
standard for closed systems, if applied
strictly, may be difficult to meet and
could limit the exception from being
used because it requires that no
pesticide escape during the transfer. As
a result, some agricultural
establishments may be forgoing the WPS
closed system exception, despite the
availability of closed systems that can
be reasonably expected to meet the
performance criteria. Additionally,
other establishments may be employing
systems that they believe qualify as
closed, yet nevertheless expose handlers
to elevated risk because the criteria for
closed systems have not been
adequately described. EPA is aware of
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closed systems currently manufactured
and available to agricultural and
handler employers that meet the
California closed system criteria.
EPA believes a properly designed and
functioning closed system provides
benefits to the pesticide handler,
bystanders, and the environment.
Studies show that PPE may be discarded
if uncomfortable, such as when
temperatures are high, or may be worn
when contaminated or damaged,
reducing its protective value.
Additionally, PPE can only protect the
wearer, but pesticide exposure to
bystanders and the environment can be
minimized through the use of a closed
system. Industrial hygiene principles
detail the use of the ‘‘hierarchy of
controls’’ to manage chemical exposure.
The hierarchy includes controlling
chemical exposures from the source as
a preferred approach, through
substitution of a safer chemical or
process, mechanizing the process, or
isolating/enclosing the process. The use
of closed systems fits this latter category
by enclosing the chemical and
substantially reducing the potential for
exposure at the source, thereby reducing
the potential for subsequent exposure to
handlers, other people, and the
environment.
Closed systems are considered an
important protection against hazards in
other industries. For example, health
care workers working with hazardous
drugs can experience exposures to those
drugs that can result in illness. In 2004,
CDC–NIOSH published an alert to
healthcare workers, identifying the risks
of exposure to these drugs (Ref. 92). The
alert recommended a closed system
drug transfer device (CSTD) to reduce
exposure. CDC–NIOSH defines a CSTD
as a system that ‘‘mechanically prohibits
the transfer of environmental
contaminants into the system and the
escape of hazardous drug or vapor
concentrations outside the system,’’
thereby limiting the occupational
exposure to a healthcare provider
(Ref. 92).
The proposed rule would replace the
current performance standard with a set
of specific criteria that a closed system
would be required to meet. Because it
will be easier to demonstrate
compliance with these criteria, EPA
expects this proposed revision to
increase the number of establishments
that use sufficiently protective closed
systems for pesticide handling tasks
involving mixing and loading, thereby
reducing the potential for handlers and
others to be exposed to pesticides
during such activities.
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The proposed regulatory text
concerning closed systems appears in
§ 170.307(d) of the proposed rule.
5. Costs and benefits. EPA estimates
the cost of the proposed standards for
closed systems would be $6.9 million
annually, or about $25 per agricultural
establishment per year and about $48
per commercial pesticide handling
establishment per year. The cost
estimate is based on conservative
estimates of the number of
establishments that currently use closed
systems. EPA believes that some
establishments that currently use closed
systems that do not meet the proposed
standards would upgrade and some
would elect not to use a closed system,
reverting to the label-required PPE. The
Agency is not aware of sources of
information that provide estimates of
the number of establishments that use
these systems for pesticide handling.
Therefore, EPA has made assumptions
about their numbers. The Agency
believes these assumptions are
conservative and that the actual cost of
implementing this clarification of the
requirements would be significantly
lower.
The proposed requirement would not
require employers to use closed systems
if they have not already chosen to use
closed systems in their operation, but
will allow more flexibility for employers
to use a broader range of closed systems.
EPA believes that more closed systems
will now be able to meet the criteria for
the exception because it is proposing to
replace language that implies a
complete prohibition of exposure with
more practical criteria that will enable
more closed systems to meet the
requirements for the exception. For a
complete discussion of the costs of the
proposals and alternatives, see the
‘‘Economic Analysis of Proposed
Revisions to the Worker Protection
Standard,’’ Chapter 3 Cost Analysis
(Ref. 1).
6. Alternative options considered but
not proposed. The Agency considered
eliminating the exception for closed
systems based on reports of improper
uses of the closed system exception.
However, EPA expects that properly
defined and employed closed systems
afford superior protection for handlers,
other individuals, and the environment.
In order to support the use of properly
designed and operated closed system,
EPA instead proposes to clarify the WPS
criteria for closed systems.
7. Request for comment. EPA
specifically requests comment on the
following questions:
• Are the proposed standards for
closed systems reasonable and
achievable?
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• Are the proposed standards for
closed systems too specific? If so, please
describe what aspects are too specific,
why, and how to achieve sufficient
protection while reducing the
specificity.
• Do data exist on the number of
establishments that use closed systems,
the number that do not use closed
systems because the current standard is
not clear, and/or the number of
establishments that use closed systems
that meet the California criteria?
• Would people who currently use
closed systems that do not meet the
proposed standard upgrade their closed
system or opt to use the label-required
PPE? What information would impact
this decision?
• What would be the cost to convert
an existing system that does not meet
the proposed standard to one that does?
• Should EPA consider eliminating
any of the criteria listed in the proposal?
If so, which criteria and why?
• What would be the benefits and
draw backs of the requirement for the
closed system to triple rinse the
container? Is the technology available to
provide this element at a reasonable
cost?
• Would it be possible for agricultural
and handler employers, handlers, and
inspectors to measure the closed
system’s PSI while the system is in use?
If it would not be possible, should EPA
consider eliminating this element?
C. Contaminated PPE
1. Overview. The current WPS
requires employers either to clean or
properly dispose of contaminated PPE.
EPA proposes to require that
contaminated PPE be rendered unusable
before disposal.
2. Existing WPS regulations. The WPS
requires employers either to clean
contaminated PPE or to dispose of it
properly (40 CFR 170.240(f)). PPE can
become contaminated with pesticides
from routine use or spills, and if reworn, can expose the wearer to those
pesticide residues.
3. Summary of the issues. State
agencies have raised concerns that
contaminated PPE may be reused if not
destroyed.
4. Details of the proposal/rationale.
EPA proposes to require employers to
render unusable before properly
disposing of PPE that cannot be
decontaminated according to the
manufacturer’s instructions. This would
protect workers, handlers and others
from unnecessary exposure resulting
from the wearing of contaminated
garments. For example, if absorbent
coveralls contaminated from overuse or
soaked in pesticide from a spill are
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accidentally placed in a laundry bin
instead of the trash bin, a person in
need of protective clothing may find the
discarded garment and attempt to wear
it. Cutting the garment apart would
make it less likely that a person would
attempt to wear it and be exposed to the
pesticide residues.
The proposed regulatory text
concerning rendering PPE unusable
before disposal appears in
§ 170.207(d)(2) of the proposed rule.
5. Costs and benefits. The cost of this
proposal is expected to be negligible,
because employers are required to
dispose of contaminated PPE under the
existing requirement. There is expected
to be minimal additional burden on the
employer to render the PPE unusable.
For a complete discussion of the costs
of the proposals and alternatives, see the
‘‘Economic Analysis of Proposed
Revisions to the Worker Protection
Standard,’’ Chapter 3 Cost Analysis
(Ref. 1).
6. Request for comment. EPA
specifically requests comment on the
following question:
• Are there better ways to mitigate the
risks associated with reuse of discarded
PPE? Please provide rationale and data,
as applicable, with your response.
D. Eyewear Protection for Open Cockpits
1. Overview. The existing WPS allows
pilots applying pesticides from an open
cockpit aircraft to substitute a visor for
label-required eye protection. The
Agency proposes to replace the option
to use visors in open cockpit aerial
applications with the option of using a
helmet with the face shield lowered as
a substitute for the eye protection
required on the label. EPA expects this
proposal would balance the needs for
adequate eye protection and suitable
visibility among handlers that apply
pesticides aerially from open cockpit
aircraft.
2. Existing WPS regulations. 40 CFR
170.240(d)(6)(ii) requires that pilots
applying pesticides from an open
cockpit wear PPE in accordance with
the label but allows pilots to substitute
a visor for label-required eye protection.
Depending on the particular pesticide
product, the label-required eye
protection might be goggles; a face
shield; safety glasses with front, brow,
and temple protection; or a full-face
respirator.
3. Details of the proposal/rationale.
The Agency intended the existing open
cockpit exception to relax certain PPE
requirements, but EPA nevertheless
intended to convey that some covering
extending over the eyes was necessary.
While a face shield might be
characterized as a visor, the term can
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also reasonably be interpreted as the
brim of a cap that provides the eyes
shade and protection from rain, but
little other protection. Such a visor does
not provide meaningful protection
against pesticide sprays or spills. This
protection is especially important for
pilots applying in an open cockpit
because they may be exposed to drift
while making aerial applications. In
order to assure aerial applicators have
adequate eye protection, the Agency
proposes to replace the option to use
visors in open cockpit aerial
applications with the option to use a
helmet with the face shield lowered.
The proposed regulatory text
concerning eyewear protection for open
cockpits appears in § 170.307(f)(2) of the
proposed rule.
4. Costs and benefits. EPA expects
this proposal to have negligible costs
because the pesticide label already
mandates that employers provide
specific PPE. This proposal merely
changes the option for what PPE can be
substituted for the label-mandated PPE.
For a complete discussion of the costs
of the proposals and alternatives, see the
‘‘Economic Analysis of Proposed
Revisions to the Worker Protection
Standard,’’ Chapter 3 Cost Analysis
(Ref. 1).
5. Request for comment. EPA
specifically requests comment on the
following question:
• Is the estimate of the cost
reasonable? Please provide rationale and
data to support your information.
E. Respirators: Fit Testing, Training, and
Medical Evaluation
1. Overview. The existing WPS
requires handler employers to ensure
that handlers’ respirators fit correctly.
EPA proposes to clarify this requirement
to expressly include medical evaluation,
fit testing, and training for respirator
users. In addition, EPA proposed to
require that handler employers retain
records of compliance with these
requirements. EPA expects that these
changes will result in fewer incidents of
exposure and improvements to the
health of respirator-wearing handlers
covered by the WPS.
2. Existing WPS regulations. The WPS
requires handler employers to ensure
that each handler’s respirator fits
correctly (40 CFR 170.240(c)(9)).
However, part 170 does not provide
specific details on how to ensure that a
respirator fits properly, conducting
medical evaluation, periodically
refitting the handler for respirator use,
training requirements for proper use of
respirators, or retaining fit test records.
3. Summary of the issues. The
CHPAC, a Federal Advisory Committee,
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and Farmworker Justice noted that
OSHA’s standards for respirator fit
testing, training, and medical
monitoring are absent from part 170 and
recommended incorporating the OSHA
requirements (Ref. 74) (Ref. 35, p. 2).
They expressed concern that the level of
protection for handlers using respirators
under the WPS requirements is
inadequate.
4. Details of the proposal/rationale.
EPA proposes to require handler
employers to comply with the respirator
fit testing, training, and medical
evaluation requirements set by OSHA at
29 CFR 1910.134 whenever a respirator
other than a dust or mist filtering mask
is required by the labeling. The OSHA
standard includes a specific standard for
fitting a user for respirator use, training
on recognizing when the respirator seal
may be broken, and what steps to take
to properly use and maintain
respirators. OSHA also requires
respirator users to be medically
evaluated to ensure the respirator use
does not cause undue stress on their
bodies. The adoption of the OSHA
standard into part 170 would ensure
that handlers understand how to wear
respirators properly, are medically fit to
use respirators, and receive training on
respirator use. It would also ensure that
if technology advances lead OSHA to
amend its standard, the change would
automatically apply to pesticide uses
subject to the WPS as well. EPA believes
this proposal would better protect
handlers from respiratory hazards. This
requirement would be limited to
products covered by the WPS.
In order for respirators to provide the
intended protection, they must be fitted
to the specific user. Fit testing ensures
that the respirator seals completely on
the face. Respirator wearers must be
able to recognize when the seal is
broken so that they may correct the fit
or remove themselves from the exposure
area.
The respirator wearer’s respiratory
system can be stressed because intake of
breath is more difficult while wearing a
respirator. For example, persons with
medical limitations may be at risk of
cardiac problems from the stress of the
additional effort to inhale. Other
potential negative impacts for respirator
wearers include stress on the pulmonary
system and even claustrophobia (Ref.
93). These potential negative health
impacts can be avoided by doing a fit
test of the respirator and if necessary, a
medical evaluation.
In other industries where respirators
are required for work around hazardous
chemicals, OSHA requirements ensure
that users wear them appropriately.
Because pesticide use in agriculture is
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outside of OSHA’s scope [see Unit
IV.D.], handlers of pesticides who use
respirators are not protected to the same
degree as workers in other industries
although they face similar risks.
Handlers can be exposed to significant
inhalation risks during pesticide
mixing, loading, and application.
EPA believes incorporation of the
OSHA standard will provide employers
and handlers with more specific
information on what it means to ensure
that a respirator fits correctly and ensure
that respirators are maintained properly
to protect handlers.
The proposed regulatory text
concerning respirator use requirements
appears in § 170.207(b)(9) of the
proposed rule.
5. Costs and benefits. EPA estimates
the cost to employers of complying with
the clarification of the WPS respirator
requirements to reference the OSHA
standard would be $10.6 million
annually, or about $54 for agricultural
establishments per year and $3 for
commercial pesticide handling
establishments per year. The cost to
commercial pesticide handling
establishments only reflects the cost of
recordkeeping because EPA assumes
that they already comply with OSHA’s
respirator requirements because they
engage in activities outside of the scope
of the WPS that are covered by OSHA.
EPA believes the cost estimates for
agricultural establishments are very
conservative because EPA believes that
many establishment owners already are
required to comply with OSHA
requirements related to respirator use
for other reasons. This proposal clarifies
the existing requirement, which requires
employers to ensure that handlers’ PPE
fits properly and to perform proper
maintenance.
EPA cannot quantify the benefits
associated with this proposal. However,
EPA believes ensuring that handlers can
safely use respirators and those
respirators fit properly would increase
effectiveness of the protections offered
by respirators. This would ultimately
lead to a reduction in occupational
pesticide-related illnesses.
6. Alternative options considered but
not proposed. The Agency considered
amending 40 CFR part 156, which
addresses labeling requirements, to
require respirator fit testing, training,
and medical evaluation requirements in
accordance with OSHA standard 29 CFR
1910.134 on all labeling for pesticide
products that require respirators other
than filtering face pieces or dust masks.
This proposal, however, would go
beyond the scope of the WPS rule
amendments, which focuses on
agricultural pesticide use. Implementing
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this option would require changes to all
pesticide labeling with respirator
requirements and would likely take over
three years to implement, based on
necessary rulemaking for all labeling
and the process for realizing changes on
labeling of products in the field. The
relabeling process would significantly
delay protections to handlers. EPA may
consider whether to take this action
independently from the changes
proposed in this proposed rule.
The Agency also considered the
option of only establishing these
requirements on individual WPS
product labeling, on a product-byproduct basis. Some proportion of the
products covered by the WPS may
already have these requirements on
their labeling. For those products that
lack the requirements, EPA recognized
that it may take significantly longer for
these protections to be added to
labeling, and so opted to propose the
revisions in part 170, where adherence
to the OSHA standard would have the
legal effect of labeling instructions
without the need for re-labeling.
XVII. Monitoring Handler Exposure to
Cholinesterase-Inhibiting Pesticides
1. Decision Not to Propose. EPA
considered proposing cholinesterase
(ChE) monitoring of handlers to support
mitigation of handlers’ exposure to ChEinhibiting pesticides. Currently, part
170 has no requirement to monitor ChE
levels in workers or handlers. EPA
believes that its product-specific risk
assessment and registration process
described in Unit III establishes
adequate protections for handlers from
undue risk of pesticide exposure.
Additionally, other proposed changes
proactively address some of the risks to
handler health that have been identified
by state-based ChE monitoring
programs. The Agency does not believe
that the anticipated benefits of a ChE
monitoring program would justify the
costs to handlers and employers and
would be reactive, catching incidents
after they occur rather than working to
stop them from happening. Therefore,
the Agency is not proposing to add a
requirement for monitoring ChE
inhibition in handlers at this time.
2. Background. ChE refers to a family
of enzymes that are critical to proper
nerve function in insects and humans.
ChE permits the transmission of signals
across the space between the nerves
called the synapse. ChE-inhibiting
pesticides block the transmission of
these signals, resulting in adverse
symptoms. Acute poisoning symptoms
include nausea, dizziness, shortness of
breath, fatigue, excessive salivation,
and, in extreme cases, death. Except in
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severe cases, the treatment for persons
who have been exposed to ChEinhibiting pesticides usually involves
removal from the work activities that
result in the exposure.
Organophosphate (OP) and N-methyl
carbamate (carbamate) pesticides, which
are widely used in agriculture, are
known inhibitors of ChE levels in
humans. The OPs and carbamate
pesticides that present the highest acute
toxicity are in EPA’s Toxicity Categories
I and II, indicated by the signal words
‘‘DANGER’’ and ‘‘WARNING’’,
respectively, on the product’s label.
Tests for ChE depression exist only for
these types of pesticides; therefore, the
development and implementation of a
monitoring system would only provide
information related to the use of a small
subset of products, not a general
workplace hazard monitoring program.
An individual’s ChE level can be
determined with a blood test. There is
no universal normal range for ChE
levels because baseline levels vary
widely between individuals; therefore,
it is important that an individual’s
initial baseline level be established
before exposure to ChE-inhibiting
pesticides. Comparison of this baseline
level to the ChE level from the handler
post-exposure can determine the level of
inhibition.
Stakeholders have recommended ChE
monitoring for handlers. In a 2006 letter
to the Administrator, Farmworker
Justice recommended medical
monitoring of pesticide handlers who
mix, load or apply Toxicity Category I
or II OPs or carbamates for 30 hours or
more in a 30-day period (Ref. 35).
Some states, including California and
Washington, have adopted rules to
require ChE monitoring. EPA reviewed
California and Washington State’s ChE
monitoring rules when considering ChE
monitoring on a national level.
Established in 1974, the California
Department of Pesticide Regulation
program requires monitoring for
handlers of OPs and carbamate products
with the signal word ‘‘DANGER’’ or
‘‘WARNING’’ on their labels (Ref. 94 p.
Section 6728). For handlers who work
with the types of pesticides listed above
for more than 6 days in a 30-day period,
California’s regulations require that
employers have the handlers tested to
establish baseline ChE levels and to
monitor any change after handling
activities. Employers must retain
records of handler activities related to
these pesticides as well. To avoid the
expense of sending a handler for blood
testing, California believes that many
employers limit handlers’ exposures to
these pesticides to less than six days in
a 30-day period.
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Washington State’s Department of
Labor and Industries established a
voluntary ChE monitoring system for
handlers in 2004. Employers must offer
the option of monitoring to the
handlers, who may decline after they
have received training on the hazards
posed by ChE inhibition and a
consultation with a health care
practitioner. In addition, for handlers
who use Toxicity Category I or II OP or
carbamate pesticides, employers must:
• Record the number of hours
employees spend handling these
pesticides.
• Implement a medical monitoring
program for handlers who could meet or
exceed the handling threshold of 30 or
more hours in any consecutive 30-day
period.
• Identify a medical provider to
provide medical monitoring services.
• Make baseline and periodic ChE
testing available to employees who
could meet or exceed the handling
threshold.
• Investigate work practices when a
handler’s red blood cell (RBC) or serum
ChE level drops more than 20 percent
below the employee’s personal baseline.
• Remove employees from handling
and other exposures to organophosphate
and N-methyl-carbamate pesticides
when recommended by the health care
provider.
• Provide training on ChE monitoring
to covered employees.
• Report employee handling hours to
the medical provider with each periodic
test.
• Maintain medical monitoring and
other records for seven years (Ref. 95).
For those handlers who opt for
monitoring, the rule also requires that
handlers with red blood cell ChE
depressions of greater than 30% or
serum depressions greater than 40%
from their personal baseline be removed
from handling the listed pesticides until
the handler’s ChE levels have returned
to within 20% of his or her personal
baseline and that the employer conduct
a work practice investigation.
Washington State provides
reimbursement to agricultural
employers for testing services and
related administrative program costs. In
2009, Washington State reimbursed 61
employers with $129,000 of costs (Ref.
96 p. 3). The reimbursement costs
included baseline testing for 2,060
handlers and at least one additional test
for 249 of the handlers who had a
baseline test (Ref. 96, p. 3).
Washington State’s Department of
Labor and Industries ChE monitoring
Cost Benefit Determination and Small
Business Impact Statement identified
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the following benefits of ChE
monitoring:
• Prevention of illness after overexposure.
• Increased hazard awareness and
improve workplace safety related to
pesticide use.
• Improved pesticide illness
diagnosis and reporting.
• Greater certainty about frequency of
pesticide over-exposure.
• Decreased risk of unintended
exposures to handlers’ families.
3. Details of decision not to propose.
After reviewing the experiences of
Washington State and California, as well
as the estimated costs of a national ChE
monitoring program, the Agency has
decided not to propose establishing a
ChE monitoring program for handlers.
EPA believes that the existing risk
assessments and label-based risk
mitigation measures, in combination
with the proposed changes to expand
handler training and to adopt OSHA
respirator standards, would be sufficient
to prevent unreasonable adverse effects
to handlers working with OPs and
carbamates.
The Agency believes that Washington
State’s efforts have identified the
primary reasons for ChE inhibition
among pesticide handlers. In
Washington State, the Department of
Labor and Industries conducts follow up
investigations when monitoring
indicates ChE inhibition is greater than
20%. Review of pesticide worker
protection programs highlighted
potential exposure scenarios and
violations of the WPS requirements
including areas such as
decontamination, PPE, and respiratory
protection (Ref. 97). The findings from
the follow-up suggest that in many cases
ChE depression was caused by handlers
not following basic safety and hygiene
procedures, e.g., not wearing the labelrequired PPE and failing to wash before
meals or bathroom breaks (Ref. 97, pp.
10–11). Additionally, several handlers,
who did wear respirators as required by
labeling, had beards, which
compromised the seal between the face
and the respirator and reduced the
protection intended to be afforded by
the equipment. Using this information,
Washington State developed training for
handlers specifically on
decontamination and proper use of PPE.
This proposed rule would address
Washington State’s findings by
requiring expanded handler training
that covers reducing take-home
exposure, proper use and
decontamination of PPE, and more
frequent handler training. [See Unit
VII.E.] The Agency is also proposing
requirements for fit testing and training
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on proper respirator use for handlers.
[See Unit XVI.E.]
As a result of the reregistration
process for the OPs and carbamates,
revised labeling with increased
protections is replacing the older
labeling in the field. EPA expects that
many of the new mitigation measures
will result in lowered handler exposure.
Key improvements include
requirements for closed system mixing
and loading, additional PPE, and
reductions to rates of application and
number of annual applications
permitted. Moreover, the uses of some
highly acutely toxic OPs are being
phased out (Ref. 98). EPA recognizes
that some products with the most
current label language have not yet
reached field users. For example, in the
first years (2004 and 2005) of the
Washington State program, many
applicators were not wearing respirators
when applying the OP pesticide Lorsban
via air blast (Ref. 99) (Ref. 100).
Inspectors learned that applicators were
still using old product and the
corresponding labeling, which did not
require respirator use for handlers. This
use resulted in higher exposure to the
pesticide handlers as a result. EPA
expects that as product labeling with
additional risk mitigation measures
reaches the field handlers complying
with the new requirements would have
a lower potential for exposure.
EPA believes that product-specific
risk mitigation measures combined with
increased handler protections outlined
in this proposal would appropriately
address the elevated potential for ChE
inhibition in handlers. Moreover, the
training and PPE elements of the
proposed rule are expected to have the
combined effect of providing important
protective benefits to all pesticide
handlers through increased knowledge
of exposure risks and prevention
strategies, ultimately leading to a
reduction of pesticide exposures. EPA
favors this approach over ChE
monitoring because it prevents handler
exposure rather than addressing it after
it occurs. EPA does not believe that the
cost and burden of implementing a
national ChE monitoring program,
which would only identify a problem
after the exposure has occurred, would
be justified by the limited benefits
achieved by removing a handler from
the treated area once pesticide exposure
has inhibited ChE levels.
4. Costs and benefits. In 2003,
Washington State developed a BenefitCost Determination document to
estimate the costs of implementing their
ChE monitoring program. The central
estimated compliance cost in year one
was $848,490, and $1,272,487 in year
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two (Ref. 101 p. 23). The costs for which
employers can be reimbursed under
Washington’s program include medical
(consultations, follow-up visits and
procedures, and blood draws),
recordkeeping to record handling hours
for monitored handlers, wages for time
spent in training for ChE monitoring,
and mileage for travel costs associated
with evaluations and training. The
expenses for which employers are
reimbursed by Washington State
provide insight as to the costs and
activities of the employers and handlers
participating in the ChE program, but do
not estimate the cost of a national ChE
monitoring program.
In the proposal’s ‘‘Economic Analysis
of Proposed Revisions to the Worker
Protection Standard,’’ the incremental
cost of a monitoring program, based
primarily on California’s and
Washington’s programs, is estimated to
be $15.2 million annually, or about $53
per agricultural establishment per year
and $120 per commercial pesticide
handling establishment per year. The
requirements of a national ChE
monitoring program have not been
developed sufficiently to provide a
precise cost analysis, but it would likely
include program components such as
training, recordkeeping, clinical testing,
and field investigations. The estimated
costs do not include the states’ costs to
build infrastructure to support ChE
monitoring or to cover continued
laboratory costs such as equipment
maintenance and administrative
support.
For more discussion of the costs of the
proposal, see the ‘‘Economic Analysis of
Proposed Revisions to the Worker
Protection Standard,’’ Chapter 3 Cost
Analysis (Ref. 1).
The proposed handler training and
PPE requirements are proactive and are
expected to prevent handler exposure
whereas cholinesterase monitoring
would only identify a problem after the
exposure has occurred. As a result, EPA
concludes that the cost of implementing
a national cholinesterase monitoring
program is not justified by its limited
benefits for a subpopulation of the
nation’s pesticide handlers. The training
and PPE elements of the proposed rule,
however, are expected to have the
combined effect of providing important
protective benefits to all pesticide
handlers through increased knowledge
of exposure risks and prevention
strategies, ultimately leading to a
reduction of pesticide exposures.
5. Alternative options considered.
EPA considered restricting the number
of hours handlers may work with OPs
and carbamates in a given timeframe
(for example, no more than 30 hours of
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handling these pesticides over a 30-day
period). However, EPA is not aware of
data that would provide a basis for
establishing this type of proposal.
6. Request for comment. EPA
specifically seeks feedback on its
decision not to propose a requirement
for mandatory ChE monitoring,
including comment on the following
questions:
• Do you believe the costs and
burdens of a national ChE monitoring
program would be justified by the
protections to handler health? If so,
please provide justification.
• Do you agree that it is more
protective to prevent handler exposure
than to address it after it occurs? If so,
why? If not, do you have an alternative
proposal to address handler exposure?
• Does other information exist on the
benefits or challenges of ChE monitoring
that the Agency has not presented in
this proposal? If so, please provide.
XVIII. Exemptions and Exceptions
A. Immediate Family
1. Decision not to propose. EPA
considered eliminating the existing
exemption for workers and handlers
under age 16 employed (receiving a
wage or salary) by immediate family
members; however, the available
information may not be sufficient to
support this option. Accordingly, EPA is
not proposing to amend the immediate
family exemption to impose any age
requirements on establishments that
qualify for the immediate family
exemption to the WPS. Although the
WPS exempts owners and their
immediate family members from many
provisions of the rule, EPA provides the
exemption based upon assurances that
owners voluntarily provide to
immediate family members essentially
the same protections required for
workers and handlers covered by the
WPS. [Note: EPA is proposing to expand
the definition of ‘‘immediate family’’ to
better reflect the range of familial
relationships that could occur. See Unit
XIX.A., for a discussion of the revised
definition.]
2. Existing WPS regulations. The WPS
exempts the owners of agricultural
establishments from providing certain
WPS protections to themselves and their
immediate family members (40 CFR
170.104(a) and 170.204(a)). Specifically,
the agricultural establishment owner is
exempt from complying with the
following requirements for immediate
family members performing tasks as
workers: Sections of the early-entry
restrictions; providing pesticide safety
training or other safety information;
cleaning, storing, and maintaining PPE;
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maintaining decontamination sites and
supplies; providing notice of and
specific information about applications;
and providing emergency assistance.
Similarly for immediate family members
performing handler tasks, the
agricultural establishment owner is
exempt from the following
requirements: Providing pesticide safety
training and other safety information
such as restrictions during applications,
knowledge of labeling and site-specific
information, and safe operation of
equipment; ensuring proper use,
cleaning, and maintenance of PPE and
avoiding heat-related illness while using
PPE; maintaining decontamination sites
and supplies; and providing emergency
assistance. The agricultural
establishment owner must comply with
all other sections of the WPS. The
immediate family includes only the
spouse, parents, stepparents, foster
parents, father-in-law, mother-in-law,
children, stepchildren, foster children,
sons-in-law, daughters-in-law,
grandparents, grandchildren, brothers,
sisters, brothers-in-law, and sisters-inlaw of the owner of the agricultural
establishment.
In addition, the definitions of workers
and handlers require that they are
employed for compensation in order to
receive protection under the WPS.
Therefore, any person performing
worker or handler tasks who does not
receive a wage or salary is not covered
by any aspect of the WPS.
3. Summary of the issues. Stakeholder
feedback, reports from the GAO, the
CHPAC and recent research have
indicated an increased awareness of the
need to protect all children from
adverse health effects of pesticide
exposure (Ref. 20) (Ref. 74) (Ref. 102)
(Ref. 103). [See Unit V.C. and V.E.]
During the National Assessment, EPA
did not seek specific stakeholder
feedback on the existing immediate
family exemption and whether it should
be amended.
Input from the agricultural
community indicates that emergency
assistance and other protections are
among the reasonable steps an owner of
an agricultural establishment would
take to protect family members.
4. Options considered and not
proposed. The Agency considered
narrowing the immediate family
exemption in two ways: (1) Limiting it
only to immediate family members of an
owner of an agricultural establishment
who are at least 16 years old, and (2)
modifying the scope of the requirements
that are exempted by eliminating from
the list emergency assistance for
workers and handlers and handler
monitoring during fumigant application.
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Limiting the exemption to employed
family members who are at least 16
years old would not prohibit
agricultural establishment owners from
allowing their immediate family
members under 16 years old to perform
WPS tasks. The proposed definition of
‘‘employ’’ specifies salary or wages;
other forms of compensation are not
included in the definition. Therefore,
immediate family members who are
compensated in other ways besides
salary or wages, but not ‘‘employed’’ by
the WPS definition, would continue to
be exempted from certain specified
provisions of the WPS. As under the
15503
current rule, any person, including
immediate family members under 16
years old, who does not receive a wage
or salary would not be covered by any
provisions of the WPS. See tables 1
and 2.
TABLE 1—CONSIDERED CHANGES TO THE WPS IMMEDIATE FAMILY EXEMPTION—MINIMUM AGE, EMERGENCY ASSISTANCE
AND HANDLER MONITORING DURING FUMIGANT APPLICATIONS
Then under the considered changes, the employer:
• Under 16 years old AND ......................................................................
• Employed on the agricultural establishment to perform WPS tasks
(receiving a wage or salary).
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If the immediate family members are:
• Would have to comply with all relevant provisions of the WPS (no
immediate family exemption) for those immediate family members
EPA acknowledges requests from a
range of stakeholders to ensure
protection of all children working with
or around pesticides. Recent findings
suggest that working with or around
pesticides may increase potential risks
of harm to children’s developing
systems and that children’s maturity
and decision-making skills are not fully
developed. EPA believes that owners of
agricultural establishments generally
protect family members independent of
government regulation. EPA believes
that owners of agricultural
establishments who employ only
members of their immediate families
have access to a variety of sources of
information, outside the scope of the
WPS, on how to provide adequate
protections from pesticide exposure to
their family members. Programs such as
4–H and Future Farmers of America
provide information to youth. The
USDA’s Cooperative Extension System,
based out of land grant universities,
operates agricultural outreach programs
in every state. The Cooperative
Extension System offers formal
outreach, such as county or state farm
safety days, and informal outreach and
advice to individual farmers. The
American Farm Bureau Federation and
affiliated state farm bureau operations
also provide outreach on topics
including pesticide safety to farmers
and their families. Finally, some farm
owners may be certified as pesticide
applicators. Certified pesticide
applicators must pass an exam or attend
a training program at the state level to
demonstrate they are competent to use
and manage pesticides safely. In
addition, certified applicators are
required to complete continuing
education, which includes information
and reminders about using pesticides
safely and protecting others from
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• Would no longer have an exemption from providing emergency assistance to workers and handlers and monitoring handlers during fumigant applications
pesticide exposure. It is not clear from
the available information that the
burdens associated with narrowing the
existing exemption would produce
commensurate risk reductions.
Although EPA has not proposed
changing the existing exemption from
the requirement to provide certain WPS
protections to immediate family
members, EPA is requesting comment
on this issue.
EPA also considered eliminating the
current exemption at § 170.204(a)(i) in
the case of immediate family members
who are handling highly toxic
pesticides or working in enclosed
fumigated areas. EPA believes that
owners of agricultural establishments
generally protect family members
independent of government regulation.
It is not clear from the available
information that the burdens associated
with narrowing the existing exemption
would produce commensurate risk
reductions. Although EPA has not
proposed eliminating the current
exemption in the case of immediate
family members who are handling
highly toxic pesticides or working in
enclosed fumigated areas, EPA is
requesting comment on this issue.
Lastly, EPA considered eliminating
the exemption for establishment owners
to provide emergency assistance for
immediate family members who are
workers or handlers. In the event of a
pesticide poisoning, certain symptoms,
such as respiratory distress, need to be
addressed promptly to avoid more
serious problems, such as heart failure
or an inability to breathe. Again, the
Agency recognizes that establishment
owners working with immediate family
members have a vested interest in their
family members’ well being. EPA
believes that additional regulation is not
necessary to ensure that immediate
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family members who are workers or
handlers receive assistance in the event
of a pesticide-related emergency. It is
not clear from the available information
that the burdens associated with
narrowing the existing exemption
would produce commensurate risk
reductions. Although EPA has not
proposed eliminating the current
exemption to providing emergency
assistance to workers and handlers, EPA
is requesting comment on this issue.
5. Request for comment. EPA
specifically requests comment on the
immediate family exemptions in the
WPS.
• Would this requirement have a
different impact on small farms than on
larger establishments? If so, please
explain the likely impact.
• Does exempting agricultural
establishment owners from the
requirements to provide certain
protections to immediate family
members present unreasonable risks to
family members who are under 16 years
old?
• What would be the impact of
limiting the immediate family
exemption to family members who are
at least 16 years old and who are
employed by the owner?
• How many agricultural
establishments would be affected if EPA
decided to limit the exemption to
immediate family members at least 16
years old?
B. Crop Advisors and Employees
1. Overview. The existing WPS allows
exemptions from some requirements for
crop advisors and their employees. The
Agency proposes to eliminate
exemptions from protections for
employees directly supervised by
certified or licensed crop advisors. The
Agency also proposes to eliminate the
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exemption from the worker
decontamination and emergency
assistance provisions for certified or
licensed crop advisors employed as
workers on agricultural establishments.
2. Existing WPS regulations. The WPS
allows crop advisor tasks to be
conducted during pesticide application
and during subsequent REIs.
As outlined in 40 CFR 170.5, crop
advisor tasks include assessing pest
numbers or damage, pesticide
distribution, or the status or
requirements of agricultural plants, but
not performing hand labor tasks. When
performing crop advising tasks after the
REI has expired or performing hand
labor tasks, and employed by the
agricultural establishment, a crop
advisor is considered a worker under
the WPS. A person employed by a
commercial pesticide handling
establishment performing crop advising
tasks after expiration of an REI is not
subject to any provisions of the rule.
The WPS exempts the employer from
complying with some handler
requirements when the employee
performs crop advising tasks during an
REI and that is a certified or licensed
crop advisor or directly supervised by a
certified or licensed crop advisor. To
qualify for this exemption, the crop
advisor certification or licensing
program must include, at a minimum,
all information listed under handler
training, 40 CFR 170.230(c)(4). Under
the current WPS, the certified crop
advisor must make specific
determinations regarding the
appropriate PPE, decontamination and
safe method of conduct for those
working under his or her direct
supervision. This information, as well
as information regarding the product,
method and time of application, REI,
tasks, and contact information, must be
conveyed by the certified crop advisor
to each person under his supervision.
Currently, the WPS exempts employers
from complying with worker
requirements such as providing
decontamination supplies and
emergency assistance for certified or
licensed crop advisors and persons they
directly supervise.
3. Summary of the issues. State
regulatory agencies and their
representatives have expressed concerns
with the current crop advisor
exemptions, noting that those working
under the supervision of the crop
advisors may be unaware of the risks
posed by pesticides.
4. Details of the proposal/rationale.
The Agency proposes to limit this
exemption to crop advisors only,
eliminating from the exemption
employees directly supervised by
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certified or licensed crop advisors. The
Agency believes employees who are not
certified or licensed as crop advisors but
who are performing crop advising tasks
may be unable to make appropriate
judgments regarding personal risk
because they are not required to receive
information about the risks of working
around pesticide-treated areas and how
to protect themselves from exposure.
If a person performs crop advising
activities under the supervision of a
certified crop advisor, he or she may not
understand the factors influencing the
risks well enough to take appropriate
protective measures or to alert the
supervising crop advisor to observations
that could alter the initial decisions
about the protective measures to be
taken.
The Agency also proposes to
eliminate the exemption for certified or
licensed crop advisors employed as
workers on agricultural establishments
from the worker decontamination and
emergency assistance provisions. While
EPA believes this exemption applies to
a small number of people it is important
that all workers on agricultural
establishments have access to
decontamination supplies and
emergency assistance.
The rule would retain the exemption
for certified or licensed crop advisors to
enter and perform crop advising tasks
during an REI.
The Agency has discussed these
exemptions with the National Alliance
of Independent Crop Consultants
(NAICC). NAICC representatives
indicated that entry to perform crop
advising tasks during an REI is a rare
event, especially for persons who are
not certified or licensed crop advisors
(Ref. 104). Overall, the Agency believes
that the proposed revision would not
have a significant impact on the
majority of crop advisors.
The proposed regulatory text
concerning the crop advisor exemption
appears in § 170.301(b) of the proposed
rule.
5. Costs and benefits. EPA estimates
the cost of amending the exemption for
crop advisors would be $1,400, or less
than $0.01 per establishment. NAICC
representatives noted that there may be
some cost to provide the WPS
protections to currently-exempt
supervised employees. The Agency
believes that there are few certified crop
advisors retained directly by
agricultural establishments. For a
discussion of the costs of the proposals
and alternatives, see the ‘‘Economic
Analysis of Proposed Revisions to the
Worker Protection Standard,’’ Chapter 3
Cost Analysis (Ref. 1).
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6. Request for comment. EPA
specifically requests comment on the
following questions:
• Should EPA consider an alternative
to this proposal? If so, what alternative
and why?
• Should EPA require specific
training for the employees of crop
advisors to ensure that they understand
the risks of entering and working in
areas treated with pesticides? If so,
please provide specific information on
the type of training and anticipated
benefit to crop advisor employees. Also,
please comment on whether a crop
adviser’s employees, who have received
such training, should be exempt from
the WPS requirements for provisions for
decontamination supplies and
emergency assistance and from
following the labeling requirements for
PPE for early entry.
C. Revise the Exception to the
Requirement for Workers To Be Fully
Trained Before Entering PesticideTreated Areas
1. Overview. For workers who are not
performing early-entry activities, the
existing WPS allows employers to delay
training until before work begins on the
6th day of entry into a treated area
providing the full required pesticide
safety training to workers performing
WPS-covered activities (referred to as
the ‘‘grace period’’). During the grace
period, the current WPS requires
agricultural employers to provide an
abbreviated training covering two major
points: Where pesticides may be
encountered and how to prevent
pesticides from entering a worker’s
body. In order to balance the need for
workers to receive sufficient
information to protect themselves and
the need for agricultural employers to
have flexibility in employing workers,
EPA proposes to shorten the grace
period to two days and to require that
workers receive training on protecting
themselves and their families from
pesticide exposure prior to entering a
pesticide-treated area during the grace
period. In essence, this exception to the
general requirement that all workers be
fully trained prior to entering a
pesticide-treated area to perform WPS
tasks would allow agricultural
employers who have provided workers
with certain essential safety information
to direct those workers to perform WPS
tasks for no more than 2 days before
providing them with the full WPS
pesticide safety training, and require the
employer to maintain records of the
information transfer for 2 years. The
agricultural employer would be required
to provide each such worker full
pesticide safety training before allowing
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the worker to enter a treated area for a
third day. This proposal would provide
the agricultural employer with the
flexibility to choose whether to provide
workers with full pesticide safety
training immediately upon employment
or to utilize the 2 day grace period,
provided they comply with the
conditions of the exception. EPA
expects this change would improve
workers’ understanding of the risks they
may face and how to protect themselves
when they work in areas treated with
WPS-covered pesticides, while
maintaining flexibility for agricultural
employers.
2. Existing WPS regulations. When
EPA was developing the 1992 WPS,
agricultural employers argued that they
needed a training grace period because
qualified trainers were not available in
sufficient numbers to meet the need for
worker training. To accommodate the
need for flexibility for agricultural
employers and in recognition of the
high turnover in the workforce on some
establishments, EPA adopted the grace
period. The 1992 rule allowed
agricultural employers to direct workers
to perform work in pesticide-treated
areas for up to 15 days before the
employer was required to provide the
full pesticide safety training outlined in
§ 170.130 (57 FR 38151; August 21,
1992). On January 1, 1996, EPA reduced
the grace period to 5 days (60 FR 21944;
May 3, 1995).
Under 40 CFR 170.130(a)(3)(ii),
agricultural employers may direct
workers to perform work (except for
early-entry activities) in areas that,
within the last 30 days, have been
treated with a pesticide bearing a label
requiring compliance with the WPS or
have been under an REI for such
pesticide for up to 5 days before the
employer must provide the full
pesticide safety training outlined in 40
CFR 170.130. During the grace period,
employers must inform workers of the
following points:
• Pesticides may be on or in plants,
soil, irrigation water, or drifting from
nearby applications;
• Prevent pesticides from entering
your body by:
—Following directions and/or signs
about keeping out of treated or
restricted areas.
— Washing before eating, drinking,
using chewing gum or tobacco, or
using the toilet.
—Wearing work clothing that protects
the body from pesticide residues.
—Washing/showering with soap and
water, shampoo hair, and put on clean
clothes after work.
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—Washing work clothes separately from
other clothes before wearing them
again.
—Washing immediately in the nearest
clean water if pesticides are spilled or
sprayed on the body. As soon as
possible, shower, shampoo, and
change into clean clothes.
• Further training will be provided
within 5 days.
See 40 CFR 170.130(c). Before the 6th
day that workers remain on the
establishment working in areas that,
within the last 30 days, have been
treated with a pesticide bearing a label
requiring compliance with the WPS or
have been under an REI for such
pesticide, the agricultural employer
must provide the full pesticide safety
training.
3. Summary of the issues.
Stakeholders, including Farmworker
Justice and Migrant Clinicians Network,
have repeatedly raised concerns for
workers entering the pesticide-treated
treated areas without receiving the full
pesticide safety training (Ref. 35). They
noted that the basic safety information
provided prior to entry into a treated
area does not describe the hazards
associated with pesticides, how to
recognize pesticide poisoning
symptoms, or how to access emergency
medical care. The lack of information
may be of particular concern for workers
performing tasks in recently treated
areas or adjacent to an area being treated
because they may not know what to do
if they are sprayed or feel sick.
Stakeholders also noted that a worker
may be employed for fewer than 5 days
on each of a series of farms and, as a
result, may be at risk of significant
pesticide exposure without ever
receiving the full pesticide safety
training. This situation is especially
likely to occur during harvest periods,
as workers may move from one farm to
another as the harvest is completed,
resulting in potentially large numbers of
workers exposed to pesticides without
full safety training.
Many of the SERs consulted by the
SBAR panel requested that EPA retain
the current 5 day grace period (Ref. 18,
p. 21). They noted that employers have
many legal obligations related to hiring
a new employee, and pesticide worker
safety training is just one element. In
comments submitted to EPA, SERs
informed EPA that the grace period
offered agricultural employers flexibility
about when to provide full training to
workers without negatively impacting
the performing of WPS tasks essential to
agricultural production.
OSHA requires that employers
provide training on potential chemical
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15505
hazards that employees may face in the
workplace before allowing employees to
enter the area to begin work. These
standards require employers to provide
hazard information to workers before
they begin any tasks that may expose
them to a hazardous material or activity,
rather than allowing them to work for a
period before receiving the hazard
information. See, e.g., the training
requirements for employees that may
encounter lead, 29 CFR 1962.62(l)(1),
asbestos, 29 CFR 1926.1127(m)(4), and
cadmium, 29 CFR 1926.1101(k)(9).
4. Details of the proposal/rationale.
The exception would allow agricultural
employers to postpone providing full
pesticide training for up to 2 days after
the worker begins work in WPS-covered
areas. In order to qualify for the
exception, agricultural employers would
be required to provide certain safety
information, which would incorporate
both the information currently required
by the regulation and additional
content, to workers in a language and
manner they understand before workers
perform any WPS tasks in a treated area.
Agricultural employers would also be
required to maintain records of the
information provided to workers for 2
years. Finally, agricultural employers
would be required to provide the full
pesticide safety training to workers
before sending them into any treated
area for a third day where within the
last 30 days a pesticide product bearing
a label requiring compliance with the
WPS has been used, or an REI for such
a pesticide has been in effect.
EPA believes that if the shortened
grace period is adopted, it is likely to
reduce the number of workers that may
be exposed to pesticides without having
the benefit of the full safety training.
EPA proposes to re-characterize the
grace period as an exception to the
requirement that employers provide
workers the full pesticide safety training
before the worker may enter a pesticidetreated area. EPA believes that the
shortened grace period and the
requirement that employers provide
certain basic safety information to
workers before they enter a treated area
(detailed below), and requiring
recordkeeping would balance the need
for workers to be informed about risks
to which they may be exposed and the
need for agricultural employers to have
some flexibility regarding pesticide
safety training. EPA believes recharacterizing the grace period as an
exception would also make the
regulation easier to understand.
In order to utilize the proposed
exception, agricultural employers would
need to provide certain safety
information to the workers in a language
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and manner they understand before the
workers enter any pesticide-treated area.
The required information would cover
four areas: (1) Employer responsibilities
for providing worker protections, (2)
information about potential hazards in
the workplace, (3) how to protect
oneself from pesticide exposure and
hazards in the workplace, and (4)
emergency first aid procedures for
pesticide poisonings or injuries. Under
the four areas, the full list of topics to
be conveyed to workers would be:
Employer Responsibilities for Providing
Worker Protections
—Agricultural employers are required to
provide workers with information and
protections designed to reduce workrelated pesticide exposures and
illnesses. This includes providing
pesticide safety information to
workers before being directed to work
in pesticide treated areas if they have
not received full pesticide safety
training; providing full pesticide
safety training to workers before their
3rd day of work in pesticide treated
areas; providing pesticide hazard
information for products used on the
establishment, decontamination
supplies, and emergency medical
assistance, and notifying workers of
restrictions during applications and
on entering pesticide treated areas.
—Agricultural employers must inform
workers how to recognize and
understand the meaning of the
warning sign used for notifying
workers of restrictions on entering
pesticide treated areas on the
establishment. Workers must follow
employer directions and/or signs
about keeping out of entry restricted
or pesticide treated areas.
—Agricultural employers must not
allow or direct any worker who has
not received full pesticide safety
training and additional early entry
worker notification to work in any
area that is currently under an REI.
Employers must comply with
minimum age restrictions and
notification requirements in order to
direct workers to perform early-entry
activities.
—Agricultural employers must not
allow or direct any worker to mix,
load, or apply pesticides or assist in
the application of pesticides unless
the worker has been trained as a
handler.
—Agricultural employers are prohibited
from intimidating, threatening,
coercing, or discriminating against
any worker for the purposes of
interfering with any attempt to
comply with the requirements of this
part, or because the worker has made
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a complaint, testified, assisted, or
participated in any manner in an
investigation, proceeding, or hearing
pursuant to this part.
Information About Potential Pesticide
Hazards in the Workplace
—There are potential sources of
pesticide exposure on agricultural
establishments and pesticides and/or
pesticide residues may be
encountered during work activities.
This includes pesticides drifting from
nearby applications, and that
pesticide residues may be on or in
plants, soil, irrigation water, tractors,
application equipment, or used
personal protective equipment.
—Pesticides can cause illness or injury
if they enter your body. Pesticides can
enter the body by getting them on
your skin or in your eyes, by
swallowing them, or by breathing in
their vapors.
—There are potential hazards from
toxicity and exposure that pesticides
present to workers, including acute
and chronic illnesses/effects, delayed
effects, and sensitization.
—There are potential hazards to
children and pregnant women from
pesticide exposure.
How to Protect Yourself From Pesticide
Exposure and Hazards in the Workplace
—When working near pesticides or in
pesticide treated areas, wear work
clothing that protects the body from
pesticide residues and always wash
hands before eating, drinking, using
chewing gum or tobacco, or using the
toilet.
—Wash or shower with soap and water,
shampoo hair, and change into clean
clothes as soon as possible after
working near or in pesticide treated
areas.
—There are potential hazards from the
pesticide residues that may be on
work clothing. Wash work clothes
before wearing them again, and
always wash work clothes separately
from other clothes.
Emergency First Aid Procedures for
Pesticide Poisonings or Injuries
—Pesticides may cause skin rashes or
hurt your eyes, nose or throat.
Pesticides can make you feel sick in
different ways, such as headache or
dizziness, muscles pain or cramps,
nausea or vomiting, sweating,
drooling, fatigue, or trouble breathing.
—Wash immediately in the nearest
clean water if pesticides are spilled or
sprayed on the body and as soon as
possible, shower, shampoo hair, and
change into clean clothes. If a
pesticide gets in your eyes, hold them
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open and rinse with a gentle stream
of cool water. Rinse eyes for 15
minutes if possible.
—If you or someone you work with gets
sick while working, tell your
employer right away. If you suspect
you have been injured or made ill
from pesticides, get medical help as
soon as possible. If you have been
injured from pesticides while
working, your employer must provide
emergency transportation to a nearby
medical facility and provide
information about the pesticide or
pesticides that may have made you
sick.
After the employer provides the
workers with the safety information in
a language and manner they understand,
the employer must create a record of the
information provided and provide a
copy of the record to the worker. The
record would include the safety
information conveyed to the worker, an
affirmation that the worker has been
provide a copy of the safety information
sheet and that the information was
communicated to the worker orally in a
language the worker understands, the
worker’s name, signature, date of birth,
the date the information was provided,
the employer’s name, and employer’s
phone number or phone number of the
establishment. The employer can have
all workers sign the record and
acknowledgement before providing
copies to each worker.
Finally, EPA is committed to
protecting vulnerable populations.
Workers face risk of occupational
exposure to pesticides. Through this
proposed change, EPA seeks to mitigate
the elevated risk associated with
entering a treated area without training
on what pesticide risks may be
encountered in the workplace and how
to protect oneself from pesticide
exposure. EPA believes this proposal is
consistent with the principles of
environmental justice, providing a
population that may face
disproportionate risks of exposure based
on the nature of their tasks, limited
understanding of English, low literacy,
and low education level with
information in advance of the potential
for exposure.
The proposed regulatory text
establishing a 2 day grace period,
altering the requirements for training
under the grace period, and establishing
a requirement to maintain records for 2
years appears in § 170.309 of the
proposed rule.
5. Costs and benefits. EPA estimates
that replacing the current 5-day grace
period with the proposed 2-day
exception to the requirement for
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employers to provide full pesticide
safety training to workers before
directing workers to enter a pesticide
treated area would cost $2.3 million, or
about $6 per agricultural establishment.
This cost estimate does not include
recordkeeping; the cost of the
recordkeeping for worker training is
discussed in Unit VII.B. For a complete
discussion of the costs of the proposals
and alternatives, see the ‘‘Economic
Analysis of Proposed Revisions to the
Worker Protection Standard,’’ Chapter 3
Cost Analysis (Ref. 1).
EPA could not estimate specific
benefits associated with this proposal.
However, EPA believes that providing
certain safety information to workers
before they perform WPS tasks and
shortening the interval before they
receive full training would decrease the
number of occupational pesticiderelated illnesses because workers would
be better informed on how to protect
themselves before entering a pesticidetreated area.
6. Alternative options considered but
not proposed. As an alternative, EPA is
considering eliminating the grace
period. Under this option, agricultural
employers would be required to provide
all workers with full pesticide training
before sending them into any treated
area where within the last 30 days a
pesticide product bearing a label
requiring compliance with the WPS has
been used, or an REI for such a pesticide
has been in effect. Eliminating the grace
period would ensure that all workers are
fully trained on how to protect both
themselves and their family members
before entering an area covered by the
WPS. The estimated cost for eliminating
the grace period for worker training
would be $2.8 million, or about $7 per
establishment. The increased cost comes
from the employer having to provide
full pesticide safety training sessions
every time workers enter the
establishment to perform WPS tasks,
rather than waiting and holding a larger
training session for workers hired over
a period of a few days. EPA does not
have sufficient data to compare the
benefits of providing the pesticide safety
training before workers enter the treated
area to ensure that workers are fully
prepared and aware of the potential
risks they may encounter in the
workplace, and the costs that
agricultural employers might incur if
the grace period were eliminated.
Information exists that supports the
alternative option to eliminate the grace
period entirely. First, the number of
trainers may be sufficient. EPA reduced
the grace period from 15 to 5 days over
10 years ago in recognition that
employers had less difficulty finding
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someone to provide pesticide safety
training to workers. Based on significant
outreach and support provided by EPA
to training organizations, such as AFOP,
sufficient trainers may be available
nationally to meet the needs of
agricultural employers without a grace
period. Second, 90% of workers report
employment by 1 or 2 establishments a
year (Ref. 3, p. 23). Employers now may
deal with less worker turnover and
therefore may not need to provide
multiple trainings throughout the year.
The lower burden on employers makes
the call for a grace period less
compelling. Lastly, small business
representatives advised EPA that they
generally provide training to workers
upon employment to comply with other
regulations or for general orientation
(Ref. 18). Under the proposal for worker
pesticide safety training, once a worker
is trained in a particular year, he or she
would receive a record of the training to
show subsequent employers, thereby
eliminating the need for subsequent
employers to repeat the training.
EPA notes that OSHA requires
employers in almost all industries to
notify their workers of the hazards that
may be encountered in the workplace
before the work begins (29 CFR
1910.1200(h)). This requirement has
been in place since 1983. OSHA
established the standard based on the
belief that, without adequate knowledge
of the potential dangers in the
workplace, workers would not be able to
take protective measures or avoid
hazards (52 FR 31852; August 24,
1987)(59 FR 6126; February 9, 1994)
(Ref. 63).
7. Request for comment. EPA
specifically requests comment on the
following:
• Supply of trainers and how quickly
they can be available.
• Frequency of hiring new workers
during the year.
• Evidence about the frequency of
illness for workers who receive basic vs.
full pesticide safety training.
• Should EPA eliminate the grace
period? Why or why not?
• What would be the impact of
eliminating the grace period on
agricultural employers, trainers, and/or
workers?
• What would be the impact of a
shorter grace period on agricultural
employers and trainers?
• Would retaining a shorter grace
period as proposed negatively impact
workers? If so, how?
• Should EPA retain the current 5 day
grace period or reduce the grace period
to 3 or 4 days? If EPA reduces the grace
period to 3 or 4 days, what would be the
relative impacts on agricultural
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employers and workers as compared to
the proposed reduced grace period of 2
days?
XIX. General Revisions to the WPS
A. Improved Definitions
The Agency proposes to revise 40 CFR
170.3 by revising certain definitions to
provide greater clarity, by adding
several new definitions, and by
eliminating several unnecessary
definitions. EPA believes that improved
definitions would reduce the likelihood
of alternative interpretations, while
improving compliance and
enforceability.
The Agency believes these proposed
revisions to the definitions adopt more
widely used and commonly accepted
‘‘plain English’’ language, and add
clarity and consistency to the rule. The
proposed revisions to the definitions
also help address regulatory or policy
issues raised by state regulatory partners
and other program stakeholders. The
Agency does not believe the proposed
revisions to the definitions will add new
regulatory requirements on the
regulated community or substantially
increase regulatory burden.
The following definitions appear in
§ 170.5 of the proposed rule.
1. Revised definitions. The Agency
proposes to revise the following existing
definitions: ‘‘agricultural employer,’’
‘‘agricultural establishment,’’
‘‘agricultural plant,’’ ‘‘commercial
pesticide handling establishment,’’
‘‘crop advisor,’’ ‘‘farm,’’ ‘‘hand labor,’’
‘‘handler,’’ ‘‘handler employer,’’
‘‘immediate family,’’ ‘‘nursery,’’ and
‘‘worker.’’
The Agency proposes to change the
existing definition of ‘‘immediate
family’’ as follows: ‘‘. . . includes only
spouse, parents, stepparents, foster
parents, father-in-law, mother-in-law,
children, stepchildren, foster children,
sons-in-law, daughters-in-law;
grandparents, grandchildren, brothers,
sisters, brothers-in-law, and sisters-inlaw.’’ The remaining revisions to the
existing definitions are simply intended
to clarify those terms, rather than
substantively alter them. Substantive
changes to the immediate family
exemption considered but not proposed
are discussed in Unit XVIII.A.
2. New definitions. The Agency also
proposes to add the following new
definitions: ‘‘authorized representative,’’
‘‘closed system,’’ ‘‘commercial pesticide
handler employer,’’ ‘‘commercial
production,’’ ‘‘enclosed space
production,’’ ‘‘employ,’’ ‘‘enclosed cab,’’
‘‘entry-restricted area,’’ ‘‘forest
operation,’’ ‘‘labor contractor,’’ ‘‘outdoor
production,’’ ‘‘personal protective
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equipment,’’ ‘‘safety data sheet,’’ ‘‘use,’’
and ‘‘worker housing area.’’
As an example of the changes to the
definitions, the Agency proposes to
define ‘‘employ’’ as the receipt of either
wages or salary for work. Under the
current rule, a person is covered by the
WPS if he or she receives any type of
compensation. Current interpretations
of compensation include students
receiving credits and garden club
members receiving benefits such as
coffee and cake at meetings. The
proposed definition would limit WPS
coverage to only those who receive pay
and perform worker or handler tasks
when a pesticide has been applied or an
REI in effect on the establishment
within the past 30 days.
3. Definitions to be deleted. The
Agency proposes to delete the definition
of ‘‘greenhouse’’ because it is no longer
necessary as a result of the proposed
addition of ‘‘enclosed space
production.’’ The agency also proposes
to delete the definition of ‘‘forest’’
because it is being replaced with ‘‘forest
operation.’’ Additional details regarding
significant proposed definition changes
are discussed above.
4. Request for comment. EPA
specifically requests comment on the
following questions:
• What impact do you expect on
employers, workers, handlers, or other
stakeholders as a result of replacing the
terms ‘‘farms,’’ ‘‘forests,’’ ‘‘nurseries,’’
and ‘‘greenhouses’’ with the terms
‘‘outdoor production’’ and ‘‘enclosed
space production’’?
• What are the impacts of revising the
definition of ‘‘immediate family’’?
• Should EPA consider including
cousins in the definition of immediate
family? Why or why not?
• What are the impacts of adding a
definition of ‘‘employ’’?
• What are the impacts of adding a
definition of ‘‘authorized
representative’’?
• Are there other terms that the
Agency should consider clarifying,
redefining, or eliminating from the rule?
If so, please provide detail about the
term(s) and rationale for change.
B. Restructuring of Part 170
In order to improve clarity and
implement the principles of using plain
language in regulations, EPA proposes
to reorganize the structure of part 170
and to rename the rule. EPA expects the
revised part 170 will be easier to read
and understand, thereby improving
compliance by worker and handler
employers.
1. Existing part 170. Part 170, the
Worker Protection Standard, is
organized into three subparts: ‘‘General
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Provisions,’’ ‘‘Standard for Workers,’’
and ‘‘Standard for Handlers.’’ Often,
content that applies to both workers and
handlers is repeated in two sections.
The exemptions and exceptions are
listed throughout the rule. EPA has
received feedback from states,
farmworker groups, employers, trainers,
and other stakeholder groups that part
170 is difficult to follow (Ref. 44).
2. Details of the proposed rule. EPA
proposes to rename the regulation
‘‘Requirements for Protection of
Agricultural Workers and Pesticide
Handlers.’’ The proposal would
reorganize the rule into four subparts:
‘‘General Provisions,’’ ‘‘Requirements
for Protection of Agricultural Workers,’’
‘‘Requirements for Protection of
Pesticide Handlers,’’ and ‘‘Exemptions
and Exceptions.’’ The ‘‘General
Provisions’’ subpart would describe
certain obligations for agricultural
employers, handler employers, and
those requirements that apply to both.
The subparts ‘‘Requirements for
Protection of Agricultural Workers’’ and
‘‘Requirements for Protection of
Pesticide Handlers’’ would provide
information that supplements the
general duties and obligations for
employers and outline the content of the
training and decontamination supplies
that the employer must provide for
workers and handlers respectively.
Finally, EPA consolidated most of the
exceptions and exemptions into a
separate subpart to make them easier to
find and reference.
EPA believes that the restructured
rule will facilitate better understanding
of the rule by employers and state and
tribal regulatory agencies. EPA
specifically requests comment on the
following questions:
• Is the restructuring clearer and
easier to read and understand?
• Are there other ways that part 170
could be simplified or made clearer? If
so, please provide suggested language
and rationale.
XX. Implementation of this Proposal
EPA proposes to make the final rule
effective 60 days after the date of
publication in the Federal Register;
however, compliance with certain
provisions, including the additional
pesticide safety training content and
pesticide safety information and new
signs for posting, would not be required
until 2 years after the publication date
of the final rule. The 2 year delay
between publication of the final rule
and the effective date of the changes
would give state and tribal regulators,
employers, trainers, and other
stakeholders time to make the necessary
changes to their daily activities and for
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materials and signs to be developed and
made available. EPA expects that
employers would need new signs and
training materials to transition to new
requirements. State regulators would
need to become familiar with the new
regulation and conduct outreach to the
regulated community.
Trainers would have to become
familiar with the additional training
content, to ensure that they meet any
eligibility requirements, and to obtain
new training materials. EPA recognizes
that training materials that comply with
the proposed expanded content must be
available before the effective date of the
new training requirements. Therefore,
EPA has linked the effective date of the
implementation of the proposed
additional pesticide safety training
requirements for workers and handlers
to an announcement of availability of
materials that satisfy the new
requirements in the Federal Register. If
EPA announces the availability of the
materials sooner than18 months after
the effective date of the final rule, then
the new training requirements would go
into effect 2 years after the effective date
of the final rule. If EPA announces the
availability of materials that comply
with the proposed requirements more
than 18 months after the effective date
of the final rule, then the proposed
training requirements would not take
effect until 180 days after the
announcement of availability publishes
in the Federal Register.
To facilitate implementation, EPA
plans to issue a ‘‘how to comply’’
guidance document at the time the final
rule is published, to develop and
disseminate new training materials, to
conduct outreach to all potentially
affected parties, and to provide
assistance to states.
EPA specifically requests comment on
the following questions:
• Please provide input on how to
measure the efficacy of the revised WPS
once implemented. Describe specific
data elements and how EPA could use
them to determine whether the revised
regulation is effective.
• What data would help to evaluate
the impacts (costs) and benefits of the
rule after implementation? Describe
specific data elements and how EPA
could use them to evaluate the costs and
benefits of the rule.
• If EPA evaluates the effectiveness
and/or the impacts and benefits of the
rule, what timeframe should be used to
conduct the evaluation, e.g., should EPA
begin a review after the rule is fully
implemented or a specific time period
after full implementation? For how long
should EPA conduct the evaluation?
Please provide additional information
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conduct any evaluation.
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Eyewash and Shower Equipment. ANSI
Z358.1–1990.
86. Cooke, G, et al. 2011. Oregon OSHA
Pesticide Emphasis Program Annual Report:
Federal Fiscal Year 2010. Oregon Department
of Consumer and Business Services.
Information Management Division.
87. Matoian, R. Letter to Joe Hogue, U.S.
Environmental Protection Agency: Small
Business Representative comments on WPS.
July 14, 2008.
88. Arcury, T A, et al. ‘‘Farmworker reports
of pesticide safety and sanitation in the work
environment.’’ Am J Ind Med 39, no. 5
(2001): 487–498.
89. California Department of Pesticide
Regulation. California Code of Regulations.
Title 3. Food and Agriculture. Division 6.
Pesticides and Pest Control Operations;
Section 6746. 2012.
90. California Department of Pesticide
Regulation. California Code of Regulations.
Title 3. Food and Agriculture. Division 6.
Pesticides and Pest Control Operations;
Section 6000. 2012.
91. California Department of Pesticide
Regulation. Worker Health and Safety
Branch. Closed Systems Director’s Memo.
January 2, 1998.
92. Department of Health and Human
Services, Centers for Disease Control and
Prevention. National Institute for
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Occupational Safety and Health. 2004.
NIOSH Alert: Preventing Occupational
Exposures to Antioplastic and Other
Hazardous Drugs in Health Care Settings.
DHHS (NIOSH) Publication Number 2004–
165.
93. Minnesota Department of Health.
‘‘Medical Screening Web site: Physiologic
effects of respirator use.’’ Retrieved
November 17, 2010. Calvert, G M and
Higgins, S A. ‘‘Using Surveillance Data to
Promote Occupational Health and Safety
Policies and Practices at the State Level: a
Case Study.’’ Am J Ind Med 53, no. 2 (2010):
188–193.
94. California Department of Pesticide
Regulation. California Code of Regulations.
Title 3. Food and Agriculture. Division 6.
Pesticides and Pest Control Operations;
Section 6720–6746.
95. Washington State Department of Labor
and Industries. ‘‘Cholinesterase Monitoring
Web site.’’ Retrieved March 15, 2011.
https://www.lni.wa.gov/Safety/Topics/AtoZ/
Cholinesterase/.
96. Washington State Department of Labor
and Industries. Division of Occupational
Safety and Health. 2009. Cholinesterase
Monitoring of Pesticide Handlers in
Agriculture: 2009 Report.
97. Washington State Department of Labor
and Industries. Division of Occupational
Safety and Health. January 2007.
Cholinesterase Monitoring of Pesticide
Handlers in Agriculture: Report to the
Legislature.
98. U.S. Environmental Protection Agency.
Office of Pesticide Programs. ‘‘Pesticide
Reregistration Status for Organophosphates
Web site.’’ Retrieved May 10, 2011. https://
www.epa.gov/pesticides/reregistration/
status_op.htm.
99. Washington State Department of
Health. Pesticide Incident Reporting and
Tracking Review Panel 2005 Annual Report.
December 2005.
100. Washington State Department of
Health. Pesticide Incident Reporting and
Tracking Review Panel Annual Report. May
2007.
101. Washington State Department of Labor
and Industries. 2003. Benefit-Cost
Determination: Cholinesterase Monitoring in
Agriculture. WAC 296–307–148.
102. Association of Farmworker
Opportunity Programs. 2011. Dangerous
Exposure: Farmworker Children and
Pesticides. Health and Safety Programs
Annual Report, Vol. 1.
103. Eskenazi, B, Bradman, A and
Castorina, R. ‘‘Exposures of Children to
Organophosphate Pesticides and their
Potential Adverse Health Effects.’’ Environ
Health Perspect Environ Health Perspect 107,
Suppl. 3 (1999): 409–419.
104. Jones, A and Smith, L. Letter to Kevin
Keaney, Branch Chief, Certification & Worker
Protection Branch, U.S. Environmental
Protection Agency, Comments regarding
Issue Paper, ‘‘Making the Regulatory
Requirements for Certified Crop Advisors,
Crop Advisor Employees & Aerial Apps.’’ On
behalf of National Alliance of Independent
Crop Consultants, Certified Crop Advisors.
2006.
105. U.S. Environmental Protection
Agency. Agricultural Worker Protection
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Standard Training and Notification
(Proposed Rule). EPA ICR No. 2491.01 and
OMB Control No. 2070—NEW. 2013.
106. U.S. Environmental Protection
Agency. Agricultural Worker Protection
Standard Training and Notification. EPA ICR
number 1759.07 and OMB Control No. 2070–
0148. 2013.
XXII. FIFRA Review Requirements
Under FIFRA section 25(a), EPA has
submitted a draft of the proposed rule
to the Secretary of the Department of
Agriculture and the appropriate
Congressional Committees. Their
comments on this proposed rule and
EPA’s responses are located in the
docket for this rulemaking.
The Science Advisory Panel waived
its review of this proposal on February
7, 2013.
XXIII. Statutory and Executive Order
Reviews
A. Executive Order 12866: Regulatory
Planning and Review; and, Executive
Order 13563: Improving Regulation and
Regulatory Review
Under Executive Order 12866 (58 FR
51735; October 4, 1993), this action is a
‘‘significant regulatory action’’ because
it may raise novel legal or policy issues
arising out of legal mandates, the
President’s priorities, or the principles
set forth in the Executive Order.
Accordingly, EPA submitted this
proposed rulemaking to the Office of
Management and Budget (OMB) for
review under Executive Orders 12866
and 13563 (76 FR 3821; January 21,
2011), and any changes made in
response to OMB recommendations
have been documented in the public
docket for this action.
Each of the WPS provisions is
intended to do one of the following: (1)
Inform farm workers and pesticide
handlers about the hazards and risks
from pesticides they use or with which
they come into contact in the
workplace, (2) protect workers and
handlers from occupational exposure to
pesticides and the potential adverse
effects, or (3) mitigate the potential
adverse effects of unavoidable pesticide
exposure, including accidents. Within
these categories, EPA evaluated the
costs and benefits of alternative
requirements and is proposing a set of
requirements that, in combination, is
expected to achieve substantial benefits
at minimum cost. In addition, EPA
prepared an analysis of the potential
costs and benefits associated with this
proposed action, titled ‘‘Economic
Analysis of Proposed Revisions to the
Worker Protection Standard’’ (Ref. 1). A
copy of the analysis is available in the
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docket for this action and is briefly
summarized here.
EPA estimates the incremental cost of
the proposed revisions to be between
about $62.1 million and $72.9 million
annually. These costs are almost
entirely borne by farms that hire labor
and use pesticides, which account for
about 25 percent of all crop farms in the
United States. Commercial pesticide
handling establishments, which contract
to apply pesticides on farms, may see an
incremental cost of $170 to $190 per
year per firm. The cost to individual
farms will depend on the number and
type of employees employed. EPA
estimates that larger farms will incur
costs of $340 to $400 per year. Smaller
operations are estimated to incur costs
between $130 and $150 per year, which
amounts to less than 0.1 percent of
average annual revenue.
The incremental cost to employ a
worker is estimated to be less than $5
per year, which would not be expected
to have an impact on employment. The
incremental cost to employ a pesticide
handler is estimated to be about $60 per
year, which represents 0.3 percent of the
total cost of a part-time employee, a
marginal increase that would not be
expected to have an impact on job
availability.
The benefits of the proposed rule
would accrue to agricultural workers,
pesticide handlers and, indirectly due to
reduced take-home pesticide exposure,
to their families. The revised rule is
expected to substantially mitigate the
potential for adverse health effects (both
acute and chronic) for these workers
and handlers from occupational
exposures to pesticides.
It is difficult to quantify a specific
level of risk and project the risk
reduction that will result from this
rulemaking, because workers and
handlers are potentially exposed to a
wide range of pesticides with different
toxicities and risks; however, the
proposed changes to the WPS are
designed to reduce occupational
exposure to all pesticides. EPA believes
there is sufficient evidence in the peerreviewed literature to suggest reducing
pesticide exposure would result in a
benefit to public health through reduced
acute and chronic illness.
Overall, the weight of evidence
suggests that the proposed requirements
would result in long-term health
benefits to agricultural workers and
pesticide handlers. EPA is not able to
estimate the dollar value of the benefits
that accrue from reducing chronic
exposure to pesticides but there are
well-documented associations between
pesticide exposure and certain cancer
and non-cancer chronic health effects in
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the peer-reviewed literature. The
proposed requirements provide benefits
to the 2.3 million workers and pesticide
handlers, not only by reducing their
daily risk of pesticide exposures but
also by improving quality of life
throughout their lives, resulting in a
lower cost of healthcare and a healthier
society. Many of the changes to current
WPS requirements specifically mitigate
the potential for workers to transport
pesticide residues home to their
families. Thus, the proposed
requirements are expected to reduce
children’s exposure to pesticides. The
agency believes the unquantified
benefits to children of workers and
handlers are great, and reducing
exposure to pesticides could translate
into fewer sick days, fewer days missed
of school, improved capacity to learn,
and better long-term health. Parents and
caregivers reap benefits by having
healthier families, fewer missed
workdays, and better quality of life, as
well.
EPA does estimate a value of avoided
acute incidents as a result of the
proposed rule, although this estimate is
biased downward by an unknown
degree for several reasons. First,
pesticide incidents, like many illnesses
and accidents, are underreported
because sufferers may not seek medical
care, cases may not be correctly
diagnosed, and correctly diagnosed
cases may not be filed with the central
reporting database. Second, our
approach only measures avoided
medical costs and lost wages, not the
willingness to pay to avoid possible
symptoms due to pesticide exposure,
which could be substantially higher.
Just the small amount EPA is able to
monetize accrues to be between $1.2
million and $2.8 million annually. The
effect of underreporting can be
significant. If only 25% of poisonings
are reported (within the range of
estimates in the literature), the
quantified estimated benefits of the rule
would be about $11.4 million annually.
This conservative estimate only
includes the avoided costs in medical
care and lost productivity to workers
and handlers. It does not include
quantification of the reduction in
chronic effects of pesticide exposure to
workers and handlers, reduced effects of
exposure including developmental
impacts, to children and pregnant
workers and handlers, or willingness to
pay to avoid symptoms of pesticide
exposure.
Because the proposed changes to the
requirements for protection of workers
and handlers apply to many different
pesticides in many different situations,
EPA is not able to quantify the benefits
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expected to accrue from reducing
chronic exposure to pesticides;
however, well-documented associations
between pesticide exposure and certain
cancer and non-cancer chronic health
effects exist in peer-reviewed literature.
EPA conducted a ‘‘break even’’ analysis
to demonstrate the potential benefits
that would result from reducing a very
small number of chronic illnesses that
have well-documented associations
with pesticide exposure. Under this
analysis, avoiding only 53 total cases of
non-Hodgkin’s lymphoma, prostate
cancer, Parkinson’s disease, lung cancer,
bronchitis, and asthma (under 0.8% of
total cases among workers) would
bridge the gap between the estimated
benefits from reducing acute incidents
and the cost of the rule, about $63.7
million. Overall, the weight of evidence
suggests that the proposed requirements
would result in long term health
benefits to agricultural workers and
pesticide handlers, not only by reducing
their daily risk of pesticide exposures,
but also by improving quality of life
throughout their lives, resulting in a
lower cost of health care and a healthier
society.
In addition, changes to the current
WPS requirements, namely improved
training on reducing pesticide residues
brought from the treated area to the
home on workers and handlers’ clothing
and bodies and establishing a minimum
age for handlers and early entry
workers, other than those covered by the
immediate family exemption,
specifically mitigate the potential for
children to be exposed to pesticides
directly and indirectly. The
unquantified benefit to adolescent
workers and handlers, as well as
children of workers and handlers is
great; reducing exposure to pesticides
could translate into fewer sick days,
fewer days missed of school, improved
capacity to learn, and better long-term
health. Parents and caregivers reap
benefits by having healthier families,
fewer missed workdays, and better
quality of life.
B. Paperwork Reduction Act (PRA)
The information collection
requirements in this proposed rule have
been submitted for approval to OMB
under the PRA, 44 U.S.C. 3501 et seq.
EPA has prepared an Information
Collection Request (ICR) document to
replace the existing approved ICR. The
new ICR document, which is titled
‘‘Agricultural Worker Protection
Standard Training and Notification
(Proposed Rule)’’ and is identified by
EPA ICR No. 2491.01 and OMB Control
No. 2070–NEW, has been placed in the
docket for this proposed rule (Ref. 105).
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Responses to the proposed amendments
would be mandatory.
The information activities related to
the current WPS requirements are
already approved by OMB in an ICR
entitled, ‘‘Worker Protection Standard
Training and Notification’’ (EPA ICR
No. 1759; OMB Control No. 2070–0148)
(Ref 106). The proposed rule
replacement ICR addresses the
information collection requirements
contained in the current regulations as
well as in the amendments identified in
this proposed rule. The amendments
include:
• Increasing the amount of training
handlers and workers receive.
• Establishing a minimum age for
pesticide handlers and workers engaged
in early-entry activities.
• Increasing recordkeeping
responsibilities of the agricultural
employers and handler employers.
The replacement ICR addresses
adjustments to the estimated number of
respondents, time for activities, and
wage rates related to the current
regulatory requirements as approved
under OMB Control No. 2070–0148. In
addition, the replacement ICR addresses
program changes related to the proposed
amendments, including modifications to
restrictions in field entry activities
during restricted entry intervals;
increased hazard communications;
increased training (for both workers and
handlers); provisions for information
during emergency assistance; and
recordkeeping for respirator
requirements and for workers
performing early entry activities. The
estimated annual burden approved by
OMB under OMB Control No. 2070–
0148 is 1,776,131 hours. The total
estimated annual respondent burden
being proposed in the replacement ICR
is 8,316,993 hours, a net increase of
6,540,862 hours.
The estimated burden represents the
total to comply with the full WPS,
including all proposed revisions and
those that are unchanged by this
proposal. This differs from the
estimated incremental cost of the
proposal, which only considers the net
cost of the proposed revisions.
The burdens of the various activities
range from 30 seconds per respondent
for workers to provide
acknowledgements to their employers to
an hour per respondent for handler
training. This estimate includes thirdparty WPS training and notification
requirements. Burden is defined at 5
CFR 1320.3(b).
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid OMB
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control number. The OMB control
numbers for EPA’s regulations in 40
CFR are listed in 40 CFR part 9.
Any comments on the Agency’s need
for information, the accuracy of the
provided burden estimates, and any
suggested methods for minimizing
respondent burden, should be directed
to the public docket for this proposed
rule, under Docket ID Number EPA–
HQ–OPP–2011–0184. See ADDRESSES
section at the beginning of this notice
for where to submit comments to EPA.
In addition, please submit a copy of
your comments on the ICR directly to
OMB at the Office of Information and
Regulatory Affairs, Office of
Management and Budget, 725 17th
Street NW., Washington, DC 20503,
Attention: Desk Office for EPA. Since
OMB is required to make a decision
concerning the ICR between 30 and 60
days after March 19, 2014, a comment
to OMB is best assured of having the full
effect if OMB receives it by April 18,
2014. The final will address any
comments received regarding the
information collection requirements
contained in this proposal.
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C. Regulatory Flexibility Act (RFA)
The RFA, 5 U.S.C. 601 et seq.,
generally requires an agency to prepare
a regulatory flexibility analysis of any
rule subject to notice and comment
rulemaking requirements under the
Administrative Procedure Act or any
other statute unless the agency certifies
that the rule will not have a significant
economic impact on a substantial
number of small entities. EPA estimates
the rule will affect over 300,000 small
farms, nurseries, and greenhouses, and
several hundred small commercial
entities that are contracted to apply
pesticides. EPA expects the impacts to
be less than 0.1% of the annual value
of sales or revenues for the average
small entity. EPA calculates the impact
of the rule as the percent of sales
revenue. Only the very smallest farms,
with average sales of less than $4,500
per year, may face impacts above one
percent of sales. The number of entities
that may be impacted in excess of one
percent of sales could be over 40,000,
given the number of small-small
establishments. However, this is likely
an overestimate of the number of farms
impacted as it does not account for the
nearly 5,000 small-small farms in
California that would face impacts well
below the national average. Please refer
to the Economic Assessment, Table 5.4–
3. ‘‘Small Business Impacts, WPS Farms
making pesticide applications’’ for
further details of the assessment.
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Small entities include small
businesses, small organizations, and
small governmental jurisdictions.
For purposes of assessing the impacts
of the proposed rule on small entities,
small entity is defined in accordance
with the RFA as:
1. A small business as defined by the
Small Business Administration’s (SBA)
regulations at 13 CFR 121.201. The
SBA’s definitions typically are based
upon either a sales or an employment
level, depending on the nature of the
industry.
2. A small governmental jurisdiction
that is a government of a city, county,
town, school district or special district
with a population of less than 50,000.
3. A small organization that is any
not-for-profit enterprise that is
independently owned and operated and
is not dominant in its field.
Pursuant to section 605(b) of the RFA,
5 U.S.C. 601 et seq., the Agency hereby
certifies that this action will not have a
significant adverse economic impact on
a substantial number of small entities.
The factual basis for the Agency’s
determination is presented in the small
entity impact analysis prepared as part
of the economic analysis for this
proposed rule and a copy of which is
available in the docket for this
rulemaking (Ref. 18). The following is a
brief summary of the factual basis for
this certification.
Although not required by the RFA to
convene a Small Business Advocacy
Review (SBAR) Panel for this particular
proposed rule because EPA has
ultimately determined that this proposal
would not have a significant economic
impacts on a substantial number of
small entities, EPA convened a SBAR
Panel to obtain advice and
recommendations from small entities
representatives potentially subject to the
proposed rule’s requirements. EPA’s
subsequent small business analysis
demonstrates that there will not be a
significant impact on a substantial
number of small entities. Nevertheless,
a Panel consisting of the following four
individuals was convened:
• EPA’s Small Business Advocacy
Chairperson,
• Director of the Field and External
Affairs Division of EPA’s Office of
Pesticide Programs,
• Administrator of the Office of
Information and Regulatory Affairs
within the Office of Management and
Budget, and
• Acting Chief Counsel for Advocacy
of the Small Business Administration.
The Panel was convened to consider
revisions to two related rules, which
were being revised by EPA’s Office of
Pesticide Programs: Worker Protection
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Standard for Agricultural Pesticides;
and Certification of Pesticide
Applicators.
The Worker Protection Standard
applies to the following agricultural
establishments engaged in the
production of agricultural commodities:
farms, forests, nurseries, and
greenhouses.
Since many agricultural
establishments are small entities, the
WPS would potentially impact a large
number of small entities. After extensive
research from several sources, including
the National Agricultural Statistics
Service, state pesticide usage data, the
Bureau of Labor Statistics, and internet
research, EPA assembled a list of
industries that could be affected by the
regulation. EPA then reviewed
qualifications for small and large
entities. The number of entities by
industry is listed in the Final Report of
the SBAR Panel for the two rules (Ref.
18).
In January 2008, EPA began an
informal outreach process to potential
Small Entity Representatives (SERs,
representatives of the small entities who
may be subject to the requirements of
the proposed rule) as part of the preSBAR panel planning process. SERs
participate in the process to ensure that
EPA hears the concerns and suggestions
of small entities. EPA contacted States,
agricultural extension agents, and
organizations known to represent
affected small business, such as grower
associations, and various pest control
industry associations to ask them to
submit the names of potential SERs.
EPA looked for representatives from
differing types of businesses involved in
pesticide application and/or different
crops or agricultural commodities. EPA
also sought to have representatives from
a number of geographic areas of the
nation.
In February 2008, EPA sent an email
to the 20 potential SERs identified by
that point and provided background on
the proposed changes and a description
of the SBAR Panel Process. EPA held an
informal outreach meeting on June 30,
2008. The SBAR Panel convened on
September 4, 2008. The Panel decided
to add one additional SER, for a total of
21, prior to the Panel meeting with the
SERs. The Panel held a formal panel
outreach meeting/teleconference with
SERs on September 25, 2008. Two
weeks before the panel outreach
meeting EPA sent materials to each of
the SERs via email. A list of all
materials shared with the SERs before
the outreach meeting is contained in the
pre-proposed rule portion of the docket
for this action.
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The outreach meeting was held to
solicit feedback from the SERs on their
suggestions for the upcoming
rulemaking. EPA asked the SERs to
provide feedback on ideas under
consideration for the proposed
rulemaking and to respond to questions
regarding their experience with the
implementation of the current WPS.
Specifically, the Panel asked the SERs to
provide any alternate solutions to the
potential proposals presented by EPA
that would provide flexibility or would
decrease the economic impact on small
entities while still accomplishing the
goal of improved safety. The Agency
received written comments from SERs
which are Appendix B to the Panel’s
Report.
The Panel evaluated the assembled
materials and small entity comments
and prepared a report for the Agency’s
consideration titled: ‘‘Small Business
Advocacy Review Panel on EPA’s
Planned Revision to Two Related Rules:
Worker Protection Standard for
Agricultural Pesticides; and
Certification of Pesticide Applicators.’’
A copy of the Panel report is included
in the docket for this proposed rule.
The SBAR Panel recommended that
as part of the proposal for revising the
Worker Protection Standard in 40 CFR
part 170, EPA specifically request
comments on the following regulatory
flexibility options:
a. Oral notifications. The Panel
recommended that EPA permit oral
notifications without posted
notifications for those pesticide
applications with REIs of 48 hours or
less. EPA is proposing and also
requesting comments on allowing oral
notification for products with REIs of 48
hours or less, unless the pesticide label
specifically requires both oral and
posted notification.
b. Annual training. The Panel
recommended that EPA consider ways
to reduce the burden of annual training
for workers and handlers on entities
with fewer than 10 employees if they
maintain written documentation that:
(1) There has been no worker turnover,
(2) no new or different pesticides have
been applied, and (3) all workers and
handlers were previously trained on the
establishment. EPA is proposing annual
training for all workers and handlers
regardless of the number of employees
and requesting comment on this
recommendation.
c. Grace period. The Panel
recommended that EPA consider
programmatic flexibilities for small
entities related to the grace period
before employers must be trained. For
example, consider collaboration
between the Agency and states to
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increase the use of training verification
programs to reduce the need for
unnecessary retraining and use of the
grace period. EPA is proposing a 2 day
grace period and training verification
records. EPA is also requesting
comments on making mandatory the
current optional training verification
program and flexibility for small
entities.
d. Shower facilities. The Panel
recommended that EPA limit
consideration of shower facilities to
establishments with permanent mixingloading sites. EPA is not proposing to
require showers on any establishment.
EPA is requesting comments from the
public on an alternative requirement for
employers to provide showers at
permanent mixing-loading sites.
The Agency invites comments on all
aspects of the proposal and its impacts
on small entities.
D. Unfunded Mandates Reform Act
(UMRA)
Title II of UMRA, 2 U.S.C. 1531–1538,
establishes requirements for Federal
agencies to assess the effects of their
regulatory actions on State, local, and
tribal governments and the private
sector. This proposed rule does not
contain a federal mandate that may
result in expenditures of $100 million or
more for state, local, and tribal
governments, in the aggregate, or the
private sector in any 1 year. The total
estimated cost of the proposed rule is
between $65 million and $75 million
per year, with most requirements on
agricultural employers, who would bear
most of the cost. Thus, this proposed
rule is not subject to the requirements
of sections 202 or 205 of UMRA. This
proposed rule is also not subject to the
requirements of section 203 of UMRA
because it contains no regulatory
requirements that might significantly or
uniquely affect small governments.
E. Executive Order 13132: Federalism
This action does not have federalism
implications. It would not have
substantial direct effects on the states,
on the relationship between the national
government and the states, or on the
distribution of power and
responsibilities among the various
levels of government, as specified in
Executive Order 13132 (64 FR 43255,
August 10, 1999).
Although this action does not have
federalism implications, EPA worked
extensively with state partners when
considering revisions to the existing
regulations. As discussed in Unit V.B.,
EPA has solicited feedback from states
in a number of ways. The two primary
avenues through which EPA sought
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state comments were the National
Assessment of EPA’s Pesticide Worker
Safety Program (National Assessment)
and the Pesticide Program Dialogue
Committee workgroup on proposed
changes to the Worker Protection
Standard and Certification Rule.
The Agency initiated the National
Assessment of EPA’s Pesticide Worker
Safety Program (National Assessment)
in 2000. Through this process, EPA
convened stakeholder meetings in
Texas, California, and Florida. States
participated substantially throughout
the National Assessment. State
regulators served on workgroups related
to specific areas of change (pesticide
safety training, hazard communication,
and train-the-trainer programs). States
provided feedback to EPA about the
strengths and weaknesses of the rule as
implemented and made suggestions for
improving the protections and
enforceability of the WPS.
Recommendations from States and other
stakeholders were included in the
‘‘Report on the National Assessment of
EPA’s Pesticide Worker Safety Program’’
(Ref. 17).
In 2006, during the initial stages of
the framing of this proposal, EPA’s
Federal Advisory Committee, the
Pesticide Program Dialogue Committee
(PPDC), formed a workgroup to provide
feedback to EPA on different areas for
change. The workgroup had over 70
members representing a wide range of
stakeholders, including State
representatives. EPA shared with the
workgroup suggestions for regulatory
change identified through the National
Assessment and solicited comments.
The workgroup convened for a series of
meetings and conference calls to get
more information on specific parts of
the regulation and provided its thoughts
to the Agency. States provided
comments individually and through the
Association of American Pesticide
Control Officials. Comments from the
PPDC workgroup members have been
compiled into a single document and
posted in the docket.
In the spirit of the Order, and
consistent with EPA policy to promote
communications between the Agency
and State and local governments, EPA
specifically solicits comment on this
proposed rule from State and local
officials.
F. Executive Order 13175: Consultation
and Coordination With Indian Tribal
Governments
This action does not have tribal
implications, as specified in Executive
Order 13175 (65 FR 67249, November 9,
2000). The proposed rule would not
regulate tribal governments directly;
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agricultural employers are the directly
affected entities. Thus, Executive Order
13175 does not apply to this action.
EPA specifically solicits additional
comment on this proposed action from
tribal officials.
G. Executive Order 13045: Protection of
Children From Environmental Health
Risks and Safety Risks
This action is not subject to Executive
Order 13045 (62 FR 19885, April 23,
1997) because it is not economically
significant as defined by Executive
Order 12866. However, EPA believes
that the environmental health or safety
risks addressed in this proposed rule
have a disproportionate effect on
children.
Children face the risk of pesticide
exposure from work in pesticide-treated
areas, from the use of pesticides near
their homes, and from residues of
pesticides brought home by family
members after a day of working with
pesticides or in pesticide-treated areas.
The proposed rule is intended to reduce
these exposures and risks. By
establishing a minimum age for certain
pesticide-related activities in
agriculture, children would receive less
exposure to pesticides that may lead to
chronic or acute pesticide-related
illness. Another proposal to reduce risk
to children is training workers and
handlers on the risks presented by takehome pesticide exposure and how best
to reduce it.
Like the Department of Labor’s
regulations that implement the FLSA,
the proposed rule seeks to regulate the
ages at which children can work in
agriculture, at least for certain activities.
The proposed rule would establish a
minimum age of 16 for pesticide
handlers and for early-entry workers,
except those working on an
establishment owned by an immediate
family member. Since children in
agriculture are at such great risk, EPA
feels that they warrant special
consideration in light of the Executive
Order on children’s health. EPA expects
that many of the proposed changes
would mitigate or eliminate many risks
faced by youths.
The public is invited to submit
comments or identify peer-reviewed
studies and data that assess effects of
early life exposure to pesticides.
H. Executive Order 13211: Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution, or Use
This action is not a ‘‘significant
energy action’’ as defined in Executive
Order 13211 (66 FR 28355; May 22,
2001), because it is not likely to have a
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significant adverse effect on the supply,
distribution, or use of energy. The
revisions to part 170 are intended to
improve the standards of protection
offered to agricultural workers, and do
not affect the use of oil, coal, or
electricity.
I. National Technology Transfer and
Advancement Act (NTTAA)
Section 12(d) of the NTTAA, Public
Law 104–113, 12(d) (15 U.S.C. 272 note)
directs EPA to use voluntary consensus
standards in its regulatory activities
unless to do so would be inconsistent
with applicable law or otherwise
impractical. Voluntary consensus
standards are technical standards (e.g.,
materials specifications, test methods,
sampling procedures, and business
practices) that are developed or adopted
by voluntary consensus standards
bodies. The NTTAA directs EPA to
provide Congress, through OMB,
explanations when the Agency decides
not to use available and applicable
voluntary consensus standards.
EPA considered adopting the
American National Standards Institute
Standard for eye flushing in the event of
ocular contamination, which calls for a
minimum of 1.5 liter (0.4 gallons) per
minute of flushing fluid, such as water,
for 15 minutes (ANSI Z358.1–2009).
EPA adopted this standard only at
permanent mixing loading sites on
agricultural establishments, rather than
for all handler eye flush
decontamination because the Agency
believes it would be impractical for
employers to achieve at non-permanent
sites. EPA is requesting comments on
the incorporation of this standard into
the regulation.
J. Executive Order 12898: Federal
Actions To Address Environmental
Justice in Minority Populations and
Low-Income Populations
Executive Order 12898 (59 FR 7629;
February 16, 1994) establishes federal
executive policy on environmental
justice. Its main provision directs
federal agencies, to the greatest extent
practicable and permitted by law, to
make environmental justice part of their
mission by identifying and addressing,
as appropriate, disproportionately high
and adverse human health or
environmental effects of their programs,
policies, and activities on minority
populations and low-income
populations in the United States.
EPA has determined that this
proposed rule would not have
disproportionately high and adverse
human health or environmental effects
on minority or low-income populations
because it increases the level of
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environmental protection for all affected
populations without having any
disproportionately high and adverse
human health or environmental effects
on any population, including any
minority or low-income population. In
fact, the population of agricultural
workers and handlers that the rule seeks
to protect is comprised primarily of
minority and low-income individuals.
As reviewed in Unit IV. A., the
farmworker community, due to
occupation, economic status, health,
language and other sociodemographic
characteristics, faces an increased risk of
pesticide exposure which this
rulemaking seeks to reduce through
improving communication and
protections.
The Agency engaged with
stakeholders from affected communities
extensively in the development of this
rulemaking, in order to obtain
meaningful involvement of all parties.
EPA believes that the proposed changes
would improve the health of
agricultural workers and handlers by,
among other things, increasing the
frequency of training, enhancing
training content to include ways to
minimize pesticide exposure to children
and in the home, adding posting of
treated areas near worker and handler
housing to prevent accidental entry, and
establishing a minimum age for
pesticide handlers and early-entry
workers.
List of Subjects in 40 CFR Part 170
Environmental protection, Pesticides,
Agricultural worker, Pesticide handler,
Employer, Farms, Forests, Nurseries,
Greenhouses, Worker protection
standard.
Dated: February 20, 2014.
Gina McCarthy,
Administrator.
Therefore, it is proposed that 40 CFR
chapter I, subchapter E, part 170 is
revised to read as follows:
PART 170—WORKER PROTECTION
STANDARD
Sec.
Subpart A—General Provisions
170.1 Scope and purpose.
170.3 Applicability of this part.
170.5 Definitions.
170.7 Effective date.
170.9 Agricultural employer duties.
170.11 Pesticide information requirements
on agricultural establishments.
170.13 Commercial pesticide handler
employer duties.
170.15 Prohibited actions.
170.17 Violations of this part.
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Subpart B—Requirements for Protection of
Agricultural Workers
170.101 Training requirements for workers.
170.103 Establishment-specific information
for workers.
170.105 Entry restrictions associated with
pesticide applications.
170.107 Worker entry restrictions after
pesticide applications.
170.109 Oral and posted notification of
worker entry restrictions.
170.111 Worker decontamination supplies.
Subpart A—General Provisions
requiring compliance with this part is
used on an agricultural establishment in
any of the following circumstances:
(1) As part of government-sponsored
public pest control programs of which
the owner, agricultural employer and
handler employer have no control, such
as mosquito abatement and
Mediterranean fruit fly eradication
programs.
(2) On plants other than agricultural
plants, which may include plants in
home fruit and vegetable gardens and
home greenhouses, and permanent
plantings for ornamental purposes, such
as plants that are in ornamental gardens,
parks, public or private landscaping,
lawns or other grounds that are
intended only for aesthetic purposes or
climatic modification.
(3) For control of vertebrate pests,
unless directly related to the production
of an agricultural plant.
(4) As attractants or repellents in
traps.
(5) On the harvested portions of
agricultural plants or on harvested
timber.
(6) For research uses of unregistered
pesticides.
(7) On pasture and rangeland where
the forage will not be harvested for hay.
(8) In a manner not directly related to
the production of agricultural plants,
including, but not limited to structural
pest control and control of vegetation in
non-crop areas.
§ 170.1
§ 170.5
Subpart C—Requirements for Protection of
Agricultural Pesticide Handlers
170.201 Training requirements for handlers.
170.203 Knowledge of labeling, applicationspecific, and establishment-specific
information for handlers.
170.205 Requirements during applications
to protect handlers, workers, and other
persons.
170.207 Personal protective equipment.
170.209 Handler decontamination supplies.
Subpart D—Exemptions and Exceptions
170.301 Exemptions.
170.303 Exceptions for entry by workers
during restricted-entry intervals.
170.305 Agricultural employer
responsibilities to protect workers
entering treated areas during a restrictedentry interval.
170.307 Exceptions to personal protective
equipment requirements specified on
pesticide product labeling.
170.309 Exception to training requirements
for workers.
Authority: 7 U.S.C. 136w.
Scope and purpose.
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This regulation is intended to reduce
the risks of illness or injury to workers
and handlers resulting from
occupational exposures to pesticides
used in the production of agricultural
plants on agricultural establishments. It
requires agricultural employers and
commercial pesticide handler
employers to provide specific
information and protections to workers
and handlers when pesticides are used
on agricultural establishments in the
production of agricultural plants. It also
requires pesticide handlers to wear the
label-specified clothing and personal
protective equipment when performing
pesticide handler activities, and to take
measures to protect workers and other
persons during pesticide applications.
§ 170.3
Applicability of this part.
(a) This regulation applies whenever
a pesticide product bearing a label
requiring compliance with this part is
used in a manner directly related to the
production of agricultural plants on an
agricultural establishment that employs
workers or handlers.
(b) This regulation does not apply
when a pesticide product bearing a label
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Definitions.
Terms used in this part have the same
meanings they have in the Federal
Insecticide, Fungicide, and Rodenticide
Act, as amended. In addition, the
following terms, when used in this part,
shall have the following meanings:
Agricultural employer means any
person who is an owner of, or is
responsible for the management or
condition of an agricultural
establishment, and who employs any
worker or handler.
Agricultural establishment means any
farm, forest operation, or nursery
engaged in the outdoor or enclosed
space production of agricultural plants.
Agricultural plant means any plant, or
part thereof, grown, maintained, or
otherwise produced for commercial
production.
Authorized representative means a
person designated by the worker or
handler, orally or in writing, to request
and obtain any information that the
employer is required to provide upon
request to the worker or handler.
Chemigation means the application of
pesticides through irrigation systems.
Closed system means a system for
mixing or loading pesticides that
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encloses the pesticide during removal of
the pesticide from its original container
and transfer, mixing, or loading of the
pesticide product, mixtures or dilutions,
and any rinse solution, if applicable,
into a new container or application
equipment, in such a manner that
prevents the pesticide and any pesticide
mixture or use dilution from contacting
handlers or other persons before, during
and after the transfer, except for
negligible release associated with
normal operation of the system.
Commercial pesticide handler
employer means any person, other than
an agricultural employer, who employs
any handler to perform handler
activities on an agricultural
establishment.
Commercial pesticide handling
establishment means any enterprise,
other than an agricultural establishment,
that provides pesticide handler or crop
advising services to agricultural
establishments.
Commercial production means
growing, maintaining or otherwise
producing agricultural plants for sale or
trade, for research or experimental
purposes, or for use in their entirety in
another location. Commercial
production includes producing
agricultural plants for use by the
agricultural employer or agricultural
establishment instead of purchasing the
agricultural plants.
Crop advisor means any person who
is assessing pest numbers, damage,
pesticide distribution, or the status or
requirements of agricultural plants.
Early entry means entry by a worker
into a treated area on the agricultural
establishment after a pesticide
application is complete, but before any
restricted-entry interval for the pesticide
has expired.
Employ means to obtain, directly or
through a labor contractor, the services
of a person in exchange for a salary or
wages, including piece-rate wages,
without regard to who may pay or who
may receive the salary or wages. It
includes obtaining the services of a selfemployed person, an independent
contractor, or a person compensated by
a third party.
Enclosed cab means a cab with a
nonporous barrier that totally surrounds
the occupant(s) of the cab and prevents
dermal contact with pesticides that are
being applied outside of the cab.
Enclosed space production means
production of an agricultural plant in a
structure or space that is covered in
whole or in part and that is large enough
to permit a person to enter.
Entry-restricted area means the area
from which workers or other persons
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must be excluded during and after the
pesticide application.
Farm means any agricultural
establishment, other than a nursery or
forest operation, engaged in the outdoor
or enclosed production of agricultural
plants.
Forest operation means an
agricultural establishment engaged in
the outdoor production of any
agricultural plant to produce any wood
fiber or timber products.
Fumigant means any pesticide
product that is a vapor or gas, or forms
a vapor or gas upon application, and
whose pesticidal action is achieved
through the gaseous or vapor state.
Hand labor means any agricultural
activity performed by hand or with
hand tools that cause a worker to have
substantial contact with plants, plant
parts, or soil and other surfaces that may
contain pesticide residues.
Handler means any person, including
a self-employed person, who is
employed by an agricultural employer
or commercial pesticide handler
employer and performs any of the
following activities:
(1) Mixing, loading, or applying
pesticides;
(2) Disposing of pesticides;
(3) Handling opened containers of
pesticides; emptying, triple-rinsing, or
cleaning pesticide containers according
to pesticide product labeling
instructions; or disposing of pesticide
containers that have not been cleaned.
The term does not include any person
who is only handling unopened
pesticide containers or pesticide
containers that have been emptied or
cleaned according to pesticide product
labeling instructions;
(4) Acting as a flagger;
(5) Cleaning, adjusting, handling, or
repairing the parts of mixing, loading, or
application equipment that may contain
pesticide residues;
(6) Assisting with the application of
pesticides;
(7) Entering an enclosed space after
the application of a pesticide and before
the inhalation exposure level listed in
the labeling has been reached or one of
the ventilation criteria established by
§ 170.105(b)(3) or the labeling has been
met to operate ventilation equipment,
monitor air levels, or adjust or remove
coverings used in fumigation;
(8) Entering a treated area outdoors
after application of any soil fumigant
during the label-specified entry
restricted period to adjust or remove
coverings used in fumigation, such as
tarpaulins;
(9) Performing tasks as a crop advisor
during any pesticide application or
restricted-entry interval, or before the
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inhalation exposure level listed in the
pesticide product labeling has been
reached or one of the ventilation criteria
established by § 170.105(b)(3) or the
pesticide product labeling has been met.
Handler employer means any person
who is self-employed as a handler or
who employs any handler.
Immediate family is limited to the
spouse, parents, stepparents, foster
parents, father-in-law, mother-in-law,
children, stepchildren, foster children,
sons-in-law, daughters-in-law,
grandparents, grandchildren, brothers,
sisters, brothers-in-law, and sisters-inlaw.
Labor contractor means a person who
employs workers or handlers to perform
tasks on an agricultural establishment
for an agricultural employer or a
commercial pesticide handler employer.
Nursery means any agricultural
establishment engaged in the outdoor or
enclosed space production of any
agricultural plant to produce cut flowers
or foliage, ferns, plants, or seedlings that
will be used in part or their entirety in
another location. Such plants include,
but are not limited to, flowering and
foliage plants or trees; tree seedlings;
live Christmas trees; vegetable, fruit,
and ornamental transplants; and turf
grass produced for sod.
Outdoor production means
production of an agricultural plant in an
outside open space or area that is not
enclosed or covered in any way.
Owner means any person who has a
present possessory interest (e.g., fee,
leasehold, rental, or other) in an
agricultural establishment. A person
who has both leased such agricultural
establishment to another person and
granted that same person the right and
full authority to manage and govern the
use of such agricultural establishment is
not an owner for purposes of this part.
Personal protective equipment means
devices and apparel that are worn to
protect the body from contact with
pesticides or pesticide residues,
including, but not limited to, coveralls,
chemical-resistant suits, chemicalresistant gloves, chemical-resistant
footwear, respirators, chemical-resistant
aprons, chemical-resistant headgear,
and protective eyewear.
Restricted-entry interval means the
time after the end of a pesticide
application during which entry into the
treated area is restricted.
Safety data sheet has the same
meaning as the definition at 29 CFR
1900.1200(c).
Treated area means any area to which
a pesticide is being directed or has been
directed.
Use, as in ‘‘to use a pesticide’’ means
any of the following—
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(1) Pre-application activities,
including, but not limited to:
(i) Arranging for the application of the
pesticide;
(ii) Mixing and loading the pesticide;
(iii) Making necessary preparations
for the application of the pesticide,
including responsibilities related to
worker notification, training of workers
or handlers, providing decontamination
supplies, providing pesticide
information, use and care of personal
protective equipment, providing
emergency assistance, and heat stress
management.
(2) Application of the pesticide.
(3) Post-application activities
intended to reduce the risks of illness
and injury resulting from handlers’ and
workers’ occupational exposures to
pesticide residues during and after the
restricted-entry interval, including
responsibilities related to worker
notification, training of workers or early
entry workers, providing
decontamination supplies, providing
pesticide information, use and care of
personal protective equipment,
providing emergency assistance, and
heat stress management.
(4) Other pesticide-related activities,
including, but not limited to,
transporting or storing pesticides that
have been opened, cleaning equipment,
and disposing of excess pesticides,
spray mix, equipment wash waters,
pesticide containers, and other
pesticide-containing materials.
Worker means any person, including
a self-employed person, who is
employed and performs activities
directly relating to the production of
agricultural plants on an agricultural
establishment.
Worker housing area means any place
or area of land on or near an agricultural
establishment where housing or space
for housing is provided for workers or
handlers by an agricultural employer,
owner, labor contractor, or any other
person responsible for the recruitment
or employment of agricultural workers.
§ 170.7
Effective date.
The effective date for this part shall be
[effective date 60 calendar days after the
promulgated rule is transmitted for
Congressional review per FIFRA
25(a)(4)].
§ 170.9
Agricultural employer duties.
Agricultural employers must:
(a) Ensure that any pesticide applied
on an agricultural establishment is used
in a manner consistent with the
pesticide product labeling, including
the requirements of this part.
(b) Ensure that each worker and
handler subject to this part receives the
protections required by this part.
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(c) Ensure that any handler, and any
worker performing early entry activities,
is at least 16 years old.
(d) Provide to each person, including
labor contractors, who supervises any
workers or handlers, information and
directions sufficient to ensure that each
worker and handler receives the
protections required by this part. Such
information and directions must specify
the tasks for which the supervisor is
responsible in order to comply with the
provisions of this part.
(e) Require each person, including
labor contractors, who supervises any
workers or handlers, to provide
sufficient information and directions to
each worker and handler to ensure that
they can comply with the provisions of
this part.
(f) Provide emergency assistance. If
there is reason to believe that a person
who is or has been employed by an
agricultural establishment to perform
tasks related to the production of
agricultural plants, has been poisoned
or injured by exposure to pesticides as
a result of his or her employment on the
agricultural establishment, the
agricultural employer must do all of the
following, within 30 minutes after
learning of the possible poisoning or
injury:
(1) Make available to that person
transportation from the agricultural
establishment, including any worker
housing area on the establishment, to an
operating emergency medical facility.
(2) Provide to that person or treating
medical personnel all of the following
information for each pesticide product
to which that person might have been
exposed:
(i) Copies of the applicable safety data
sheet and the label for the pesticide
product, or alternatively, a copy of the
applicable safety data sheet for the
product and the product name, EPA
registration number, active ingredients,
antidote, and first aid and medical
treatment information from the
pesticide product labeling.
(ii) The circumstances of application
or use of the pesticide on the
agricultural establishment.
(iii) The circumstances that could
have resulted in exposure to the
pesticide.
(g) Ensure that workers or other
persons employed by the agricultural
establishment do not clean, repair, or
adjust pesticide application equipment,
unless trained as a handler under
§ 170.201. Before allowing any person
not directly employed by the
agricultural establishment to clean,
repair, or adjust equipment that has
been used to mix, load, transfer, or
apply pesticides, the agricultural
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employer must provide all of the
following information to such persons:
(1) That pesticide application
equipment may be contaminated with
pesticides.
(2) The potentially harmful effects of
exposure to pesticides.
(3) Procedures for handling pesticide
application equipment and for limiting
exposure to pesticide residues.
(4) Personal hygiene practices and
decontamination procedures for
preventing pesticide exposures and
removing pesticide residues.
(h) Provide pesticide information in
accordance with § 170.11 if workers or
handlers are on the establishment and
within the last 30 days a pesticide
product bearing a label requiring
compliance with this part has been
used, or a restricted-entry interval for
such pesticide has been in effect on the
establishment.
(i) Ensure that before a handler uses
any equipment for mixing, loading,
transferring, or applying pesticides, the
handler is instructed in the safe
operation of such equipment.
(j) Ensure that, before each day of use,
equipment used for mixing, loading,
transferring, or applying pesticides is
inspected for leaks, clogging, and worn
or damaged parts, and any damaged
equipment is repaired or replaced.
(k) Ensure that whenever handlers
employed by a commercial pesticide
handler establishment will be on an
agricultural establishment, the handler
employer is provided information about,
or is aware of, the specific location and
description of any entry restricted areas,
or treated areas where a restricted-entry
interval is in effect, and any restrictions
on entering those areas.
§ 170.11 Pesticide information
requirements on agricultural
establishments.
(a) Pesticide Safety Information.
Whenever pesticide information is
required to be provided under
§ 170.9(h), pesticide safety information
must be displayed on the agricultural
establishment in accordance with this
paragraph (a).
(1) Content. The pesticide safety
information must be conveyed in a
manner that workers and handlers can
understand and must include all of the
following points:
(i) Avoid getting on the skin or into
the body any pesticides that may be on
or in plants, soil, irrigation water,
tractors, and other equipment, on used
personal protective equipment, or
drifting from nearby applications.
(ii) Wash before eating, drinking,
using chewing gum or tobacco, or using
the toilet.
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(iii) Wear work clothing that protects
the body from pesticide residues (longsleeved shirts, long pants, shoes and
socks, and a hat or scarf).
(iv) Wash or shower with soap and
water, shampoo hair, and put on clean
clothes after work.
(v) Wash work clothes separately from
other clothes before wearing them again.
(vi) Wash immediately in the nearest
clean water if pesticides are spilled or
sprayed on the body. As soon as
possible, shower, shampoo hair, and
change into clean clothes.
(vii) Follow directions about keeping
out of treated or entry-restricted areas.
(viii) The name, address, and
telephone number of the nearest
operating emergency medical care
facility.
(ix) After [date 2 years after effective
date of the final rule specified in
§ 170.7], the pesticide safety information
must also include the name, address,
and telephone number of the state or
tribal lead agency responsible for
pesticide enforcement, and instructions
to employees to seek medical attention
as soon as possible if they believe they
have been poisoned or injured by
pesticides.
(2) Changes to pesticide safety
information. If there are any changes to
the information in §§ 170.11(a)(1)(viii)
or 170.11(a)(1)(ix), the agricultural
employer must promptly update the
pesticide safety information display.
(3) Location. The pesticide safety
information must be displayed at a
place on the agricultural establishment
where workers and handlers are likely
to pass by or congregate and it can be
readily seen and read. The pesticide
safety information must also be
displayed anywhere that
decontamination supplies must be
provided on the agricultural
establishment pursuant to §§ 170.111 or
170.209.
(4) Accessibility. Workers and
handlers must be allowed access to the
pesticide safety information at all times
when the information is required to be
displayed.
(5) Legibility. The pesticide safety
information must remain legible at all
times when the information is required
to be displayed.
(b) Keeping and providing
information about pesticides used on
the agricultural establishment—(1)
Content and timing. Whenever pesticide
information is required to be provided
under § 170.9(h), the agricultural
employer must maintain copies of the
pesticide product labeling and the safety
data sheet for the pesticide product(s)
applied and record all of the following
information no later than the end of the
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work day that the application takes
place:
(i) The name, EPA registration
number, and active ingredient(s) of the
pesticide product applied.
(ii) The crop or site treated and the
location and description of the treated
area.
(iii) The date(s) and times the
application started and ended.
(iv) The end date and duration of the
restricted-entry interval.
(2) Record Retention and
Accessibility. The agricultural employer
must maintain the pesticide information
described in § 170.11(b)(1) on the
agricultural establishment for 2 years
after the date of expiration of any
restricted-entry interval, and make the
information available to any worker(s),
handler(s), or their authorized
representative(s) upon request during
normal work hours.
emcdonald on DSK67QTVN1PROD with PROPOSALS3
§ 170.13 Commercial pesticide handler
employer duties.
Commercial pesticide handler
employers must:
(a) Ensure that any pesticide applied
on an agricultural establishment is used
in a manner consistent with the
pesticide product labeling, including
the requirements of this part.
(b) Ensure each handler subject to this
part receives the protections required by
this part.
(c) Ensure that any handler is at least
16 years old.
(d) Provide to each person, including
labor contractors, who supervises any
handlers, information and directions
sufficient to ensure that each handler
receives the protections required by this
part. Such information and directions
must specify the tasks for which the
supervisor is responsible in order to
comply with the provisions of this part.
(e) Require each person, including
labor contractors, who supervises any
handlers, to provide sufficient
information and directions to each
handler to ensure that the handler can
comply with the provisions of this part.
(f) Ensure that before any handler uses
any equipment for mixing, loading,
transferring, or applying pesticides, the
handler is instructed in the safe
operation of such equipment.
(g) Ensure that, before each day of use,
equipment used for mixing, loading,
transferring, or applying pesticides is
inspected for leaks, obstructions, and
worn or damaged parts, and any
damaged equipment is repaired or is
replaced.
(h) Ensure that whenever a handler
who is employed by a commercial
pesticide handling establishment will be
on an agricultural establishment, the
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handler is provided information about,
or is aware of, the specific location and
description of any entry restricted areas,
or treated areas where a restricted-entry
interval is in effect, and the restrictions
on entering those areas.
(i) Provide the agricultural employer
all of the following information before
the application of any pesticide on an
agricultural establishment:
(1) Specific location(s) and
description of the area(s) to be treated.
(2) The date(s) and start and estimated
end times of application.
(3) Product name, EPA registration
number, and active ingredient(s).
(4) Restricted-entry interval.
(5) Whether posting and oral
notification are required under
§ 170.109.
(6) Any restrictions or use directions
on the pesticide product labeling that
must be followed for protection of
workers, handlers, or other persons
during or after application.
(j) Ensure if there are any changes to
the information provided in § 170.13(i),
that the agricultural employer is
provided updated information within 2
hours after completing the application.
Changes to the estimated application
end time of less than 1 hour do not
require notification.
(k) Provide emergency assistance. If
there is reason to believe that a person
who is or has been employed by the
commercial pesticide handling
establishment to perform tasks related to
the production of agricultural plants,
has been poisoned or injured by
exposure to pesticides as a result of that
employment, the commercial pesticide
handler employer must do all of the
following, within 30 minutes after
learning of the possible poisoning or
injury:
(1) Make available to that person
transportation from the commercial
pesticide handling establishment, or any
agricultural establishment on which that
person may be working, to an operating
emergency medical facility.
(2) Provide to that person or treating
medical personnel all of the following
information for each pesticide product
to which that person might have been
exposed:
(i) Copies of the applicable safety data
sheet and the label for the pesticide
product, or alternatively, a copy of the
applicable safety data sheet for the
pesticide product and the product
name, EPA registration number, active
ingredients, antidote, and first aid and
medical treatment information listed on
the pesticide product labeling.
(ii) The circumstances of application
or use of the pesticide(s).
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15519
(iii) The circumstances that could
have resulted in exposure to the
pesticide(s).
(l) Ensure that persons employed by
the commercial pesticide handling
establishment do not clean, repair, or
adjust pesticide application equipment,
unless trained as a handler under
§ 170.201. Before allowing any person
not directly employed by the
commercial pesticide handling
establishment to clean, repair, or adjust
equipment that has been used to mix,
load, transfer, or apply pesticides, the
commercial pesticide handler employer
must provide all of the following
information to such persons:
(1) That pesticide application
equipment may be contaminated with
pesticides.
(2) The potentially harmful effects of
exposure to pesticides.
(3) Procedures for handling pesticide
application equipment and for limiting
exposure to pesticide residues.
(4) Personal hygiene practices and
decontamination procedures for
preventing pesticide exposures and
removing pesticide residues.
§ 170.15
Prohibited actions.
No agricultural employer, commercial
pesticide handler employer, or other
person involved in the use of a pesticide
to which this part applies, shall
intimidate, threaten, coerce, or
discriminate against any worker or
handler for attempting to comply with
this part, or because the worker or
handler has made a complaint, testified,
assisted, or participated in any manner
in an investigation, proceeding, or
hearing concerning compliance with
this part. Any such intimidation, threat,
coercion, or discrimination violates
FIFRA section 12(a)(2)(G), 7 U.S.C.
136j(a)(2)(G).
§ 170.17
Violations of this part.
(a) Under FIFRA section 12(a)(2)(G), it
is unlawful for any person ‘‘to use any
registered pesticide in a manner
inconsistent with its labeling.’’ When
this part is referenced on a label, users
must comply with all of its
requirements, except those that are
inconsistent with product-specific
instructions on the pesticide product
labeling.
(b) A person who has a duty under
this part, as referenced on the pesticide
product labeling, and who fails to
perform that duty, violates FIFRA
section 12(a)(2)(G) and is subject to a
civil penalty under section 14. A person
who knowingly violates section
12(a)(2)(G) is subject to section 14
criminal sanctions.
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(c) FIFRA section 14(b)(4) provides
that a person is liable for a penalty
under FIFRA if another person
employed by or acting for that person
violates any provision of FIFRA. The
term ‘‘acting for’’ includes both
employment and contractual
relationships, including, but not limited
to, labor contractors.
(d) The requirements of this part,
including the decontamination
requirements, must not, for the purposes
of section 653(b)(1) of Title 29 of the
U.S. Code, be deemed to be the exercise
of statutory authority to prescribe or
enforce standards or regulations
affecting the general sanitary hazards
addressed by the OSHA Field Sanitation
Standard, 29 CFR 1928.110, or other
agricultural non-pesticide hazards.
Subpart B—Requirements for
Protection of Agricultural Workers
emcdonald on DSK67QTVN1PROD with PROPOSALS3
§ 170.101
workers.
Training requirements for
(a) General requirement. Before any
worker performs any task in a treated
area on an agricultural establishment
where within the last 30 days a
pesticide product bearing a label
requiring compliance with this part has
been used, or a restricted-entry interval
for such pesticide has been in effect, the
agricultural employer must ensure that
each worker has been trained in
accordance with this section within the
last 12 months, except as provided in
paragraph (b) of this section and in
§ 170.309 of this part.
(b) Exceptions. The following workers
need not be trained under this section:
(1) A worker who is currently
certified as an applicator of restricted
use pesticides under part 171 of this
chapter.
(2) A worker who has satisfied the
handler training requirements of
§ 170.201.
(3) A worker who is certified or
licensed as a crop advisor by a program
acknowledged as appropriate in writing
by EPA or the state or tribal agency
responsible for pesticide enforcement,
provided that a requirement for such
certification or licensing is pesticide
safety training that includes all the
topics set out in § 170.201(c)(2) and (3).
(c) Training programs. (1) Pesticide
safety training must be presented to
workers either orally from written
materials or audio-visually, at a location
that is reasonably free from distraction
and conducive to training. All training
materials must be EPA-approved. The
training must be presented in a manner
that the workers can understand, such
as through a translator. A person that
meets the trainer requirements of
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§ 170.101(c)(4) must be present during
the entire training program to conduct
the training and must respond to
workers’ questions.
(2) The training must include, at a
minimum, all of the following topics:
(i) Agricultural employers are
required to provide workers with
information and protections designed to
reduce work-related pesticide exposures
and illnesses. This includes providing
pesticide safety training, pesticide safety
and application information,
decontamination supplies, and
emergency medical assistance, and
notifying workers of restrictions during
applications and on entering pesticide
treated areas.
(ii) How to recognize and understand
the meaning of the field warning sign
used for notifying workers of
restrictions on entering pesticide treated
areas on the establishment.
(iii) How to follow directions and/or
signs about keeping out of entryrestricted or pesticide treated areas.
(iv) Where and in what form
pesticides may be encountered during
work activities and potential sources of
pesticide exposure on the agricultural
establishment. This includes that
pesticide residues may be on or in
plants, soil, irrigation water, tractors,
application equipment, or used personal
protective equipment and that
pesticides may drift through the air from
nearby applications.
(v) Potential hazards from toxicity and
exposure that pesticides present to
workers and their families, including
acute and chronic effects, delayed
effects, and sensitization.
(vi) Potential hazards from
chemigation and drift.
(vii) Routes through which pesticides
can enter the body.
(viii) Signs and symptoms of common
types of pesticide poisoning.
(ix) Emergency first aid for pesticide
injuries or poisonings.
(x) Routine and emergency
decontamination procedures, including
emergency eye flushing techniques.
(xi) Wash immediately in the nearest
clean water if pesticides are spilled or
sprayed on the body and as soon as
possible, shower, shampoo hair, and
change into clean clothes.
(xii) How and when to obtain
emergency medical care.
(xiii) When working near pesticides or
in pesticide treated areas, wear work
clothing that protects the body from
pesticide residues and wash hands
before eating, drinking, using chewing
gum or tobacco, or using the toilet.
(xiv) Wash or shower with soap and
water, shampoo hair, and change into
clean clothes as soon as possible after
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working near or in pesticide treated
areas.
(xv) Potential hazards from pesticide
residues on clothing.
(xvi) Wash work clothes before
wearing again.
(xvii) Wash work clothes separately
from other clothes.
(xviii) Do not take pesticides or
pesticide containers used at work to
your home.
(3) After [date 2 years after effective
date of the final rule specified in
§ 170.7] if EPA has announced
availability of training materials that
comply with the requirements of
§ 170.101(c)(2)(i)–(xviii) and
§ 170.101(c)(3)(i)–(ix) in the Federal
Register by [date 18 months after
effective date specified in § 170.7], or
180 days after EPA announces
availability of training materials that
comply with the requirements of
§ 170.101(c)(2)(i)–(xviii) and
§ 170.101(c)(3)(i)–(ix) in the Federal
Register if announced after [date 18
months after effective date specified in
§ 170.7], the training must also include
all of the following:
(i) Agricultural employers are
required to provide workers with
pesticide hazard information.
(ii) Agricultural employers must not
allow or direct any worker to mix, load
or apply pesticides or assist in the
application of pesticides unless the
worker has been trained as a handler.
(iii) There are minimum age
restrictions and notification
requirements for early entry activities.
(iv) Potential hazards to children and
pregnant women from pesticide
exposure.
(v) Keep children and nonworking
family members away from pesticide
treated areas.
(vi) Remove work boots or shoes
before entering home.
(vii) After working near or in
pesticide treated areas, remove work
clothes and wash or shower before
physical contact with children or family
members.
(viii) How to report suspected
pesticide use violations to the state or
tribal agency responsible for pesticide
enforcement.
(ix) Agricultural employers are
prohibited from intimidating,
threatening, coercing, or discriminating
against any worker for attempting to
comply with the requirements of this
part, or because the worker has made a
complaint, testified, assisted, or
participated in any manner in an
investigation, proceeding, or hearing
pursuant to this part.
(4) The person who conducts the
training must meet one of the following:
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(i) Be designated as a trainer of
certified applicators by EPA or the state
or tribal agency responsible for pesticide
enforcement.
(ii) Have completed an EPA-approved
pesticide safety train-the-trainer
program for trainers of workers.
(iii) Until [date 2 years after effective
date of the final rule specified in
§ 170.7], a certified applicator of
restricted use pesticides under part 171
may conduct worker training.
(d) Recordkeeping. (1) For each
worker required to be trained under
paragraph (a), the agricultural employer
must maintain on the agricultural
establishment, for 2 years from the date
of the training, a record including all of
the following:
(i) The trained worker’s printed name
and signature.
(ii) The trained worker’s date of birth.
(iii) The date of the training.
(iv) Information identifying which
EPA-approved training materials were
used.
(v) The trainer’s name and
documentation showing that the trainer
15521
met the requirements of § 170.101(c)(4)
at the time of training.
(vi) The agricultural employer’s name.
(2) For each worker trained, the
agricultural employer must provide to
the worker a record of the training that
contains the information required under
§ 170.101(d)(1).
(1) The location of pesticide safety
information required by § 170.11(a).
(2) The location of pesticide
application and hazard information
required by § 170.11(b).
(3) The location of decontamination
supplies required by § 170.111.
§ 170.103 Establishment-specific
information for workers.
§ 170.105 Entry restrictions associated
with pesticide applications.
(a) Requirement. Before any worker
performs any task in a treated area on
an agricultural establishment where
within the last 30 days a pesticide
product bearing a label requiring
compliance with this part has been
used, or a restricted-entry interval for
such pesticide has been in effect, the
agricultural employer must ensure that
the worker has been informed of
establishment-specific information in
accordance with this section. The
establishment-specific information must
be provided orally, in a manner the
worker can understand.
(b) Content. The establishmentspecific information must include all of
the following:
(a) Outdoor production pesticide
applications. During any outdoor
production pesticide application
described in column A of Table 1 of this
paragraph, the agricultural employer
must not allow or direct any worker or
other person, other than an
appropriately trained and equipped
handler, to enter or to remain in the
entry-restricted area specified in column
B of Table 1 of this paragraph. After the
application is complete, the area subject
to the label-specified restricted-entry
interval and the post-application entry
restrictions specified in § 170.107 is the
treated area.
TABLE 1—ENTRY-RESTRICTED AREAS DURING OUTDOOR PRODUCTION PESTICIDE APPLICATIONS
B. Workers and other persons, other than appropriately trained and
equipped handlers, are prohibited in:
(1)(a) Applied:
(i) Aerially, or
(ii) In an upward direction, or
(iii) Using a spray pressure greater than 150 psi, or
(b) Applied as a:
(i) Fumigant, or
(ii) Smoke, or
(iii) Mist, or
(iv) Fog, or
(v) Aerosol.
(2)(a) Applied downward using:
(i) A height of greater than 12 inches from the planting medium, or
(ii) A fine spray (droplet median diameter of 101–200 microns), or
(iii) A spray pressure greater than 40 psi and less than 150 psi.
(b) Not as in (1) or (2)(a) of this table but for which a respiratory protection device is required for application by the product label.
(3) Applied otherwise ................................................................................
emcdonald on DSK67QTVN1PROD with PROPOSALS3
A. During application of a pesticide:
Treated area plus 100 feet around the treated area within the boundaries of the agricultural establishment.
(b) Enclosed space production
pesticide applications. (1) During any
enclosed space production pesticide
application described in column A of
Table 2 under paragraph (b)(4) of this
section, the agricultural employer must
not allow or direct any worker or other
person, other than an appropriately
trained and equipped handler, to enter
or to remain in the entry-restricted area
specified in column B of Table 2 during
the application and until the time
specified in column C of Table 2 has
expired.
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Treated area plus 25 feet around the treated area, within the boundaries of the agricultural establishment.
Treated area.
(2) After the time specified in column
C of Table 2 under paragraph (b)(4) of
this section has expired, the area subject
to the label-specified restricted-entry
interval and the post-application entry
restrictions specified in § 170.107 is the
area specified in column D of Table 2
under paragraph (b)(4) of this section.
(3) When column C of Table 2 under
paragraph (b)(4) of this section specifies
that ventilation criteria must be met,
ventilation must continue until the air
concentration is measured to be equal to
or less than the inhalation exposure
level the labeling requires to be
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achieved. If no inhalation exposure
level is listed on the labeling,
ventilation must continue until after one
of the following conditions is met:
(i) Ten air exchanges are completed.
(ii) Two hours of ventilation using
fans or other mechanical ventilating
systems.
(iii) Four hours of ventilation using
vents, windows, or other passive
ventilation.
(iv) Eleven hours with no ventilation
followed by 1 hour of mechanical
ventilation.
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(v) Eleven hours with no ventilation
followed by 2 hours of passive
ventilation.
(vi) Twenty-four hours with no
ventilation.
(4) The following Table 2 applies to
paragraphs (b)(1), (2), and (3) of this
section.
TABLE 2—ENTRY-RESTRICTED AREAS DURING ENCLOSED SPACE PRODUCTION PESTICIDE APPLICATIONS
B. Workers and other persons,
other than appropriately trained
and equipped handlers, are prohibited in:
A. When a pesticide is applied:
(1) As a fumigant. ..........................
(2) As a
(i) Smoke, or
(ii) Mist, or
(iii) Fog, or
(iv) Aerosol.
(3) Not in (1) or (2) of this table,
and for which a respiratory protection device is required for application by the product label.
(4) Not in (1), (2), or (3) of this
table, and:
(i) From a height of greater
than 12 in. from the planting
medium, or
(ii) As a fine spray (droplet median
diameter of 101–200 microns),
or
(iii) Using a spray pressure greater
than 40 psi.
(5) Otherwise. ................................
Entire enclosed space plus any
adjacent structure or area that
cannot be sealed off from the
treated area.
Entire enclosed space ..................
emcdonald on DSK67QTVN1PROD with PROPOSALS3
The ventilation criteria of paragraph (b)(3) of this section are
met.
No post-application entry restrictions required by § 170.107
after criteria in column C are
met.
Entire enclosed space.
The ventilation criteria of paragraph (b)(3) of this section are
met.
Treated area.
Treated area plus 25 feet in all directions of the treated area, but
not outside the enclosed space.
Application is complete .................
Treated area.
Treated area .................................
Application is complete .................
Treated area.
(a) After the application of any
pesticide in outdoor production on an
agricultural establishment, the
agricultural employer must not allow or
direct any worker to enter or to remain
in the treated area before the restrictedentry interval specified on the pesticide
labeling has expired and all treated area
warning signs have been removed,
except for early entry activities
permitted by § 170.303.
(b) After the application of any
pesticide in enclosed space production,
the agricultural employer must not
allow or direct any worker to enter or
to remain in the areas specified in
column D in Table 2 under
§ 170.105(b)(4), before the restrictedentry interval specified on the pesticide
labeling has expired and all treated area
warning signs have been removed,
except for early entry activities
permitted by § 170.303.
(c) When two or more pesticides are
applied at the same time, the applicable
restricted-entry interval is the longest of
the applicable restricted-entry intervals.
§ 170.109 Oral and posted notification of
worker entry restrictions.
(a) General Requirement. The
agricultural employer must notify
workers of all entry restrictions required
21:14 Mar 18, 2014
The ventilation criteria of paragraph (b)(3) of this section are
met.
Entire enclosed space ..................
§ 170.107 Worker entry restrictions after
pesticide applications.
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D. After the expiration of time
specified in column C, the area
subject to the restricted-entry interval is:
C. Until:
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by §§ 170.105 and 170.107 in
accordance with this section.
(1) Type of notification required—(i)
Outdoor production applications. If a
pesticide with product labeling that
requires a restricted-entry interval
greater than 48 hours is applied in
outdoor production, the agricultural
employer must notify workers of the
application by posting warning signs in
accordance with paragraph (b) of this
section. If the product labeling of the
pesticide requires a restricted-entry
interval equal to or less than 48 hours,
the agricultural employer must notify
workers of the application either by
posting warning signs in accordance
with paragraph (b) of this section or by
providing workers with an oral warning
in accordance with paragraph (c) of this
section.
(ii) Enclosed space production
applications. If a pesticide with product
labeling that requires a restricted-entry
interval greater than 4 hours is applied
in enclosed space production, the
agricultural employer must notify
workers of the application by posting
warning signs in accordance with
paragraph (b) of this section. If the
product labeling of the pesticide
requires a restricted-entry interval equal
to or less than 4 hours, the agricultural
employer must notify workers of the
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application either by posting warning
signs in accordance with paragraph (b)
of this section or by providing workers
with an oral warning in accordance with
paragraph (c) of this section.
(iii) Double notification. If the
pesticide product labeling has a
statement requiring both the posting of
treated areas and oral notification to
workers, the agricultural employer must
post signs in accordance with paragraph
(b) of this section and must also provide
oral notification of the application to the
worker in accordance with paragraph (c)
of this section.
(2) Exceptions. Notification need not
be given to a worker if the agricultural
employer can ensure that one of the
following is met:
(i) From the start of the application in
enclosed space production until the end
of the application and during any
restricted-entry interval, no workers will
enter the entire enclosed space.
(ii) The only worker(s) for which
notification is required were also
involved in the application of the
pesticide as handlers, and they are
aware of all information required by
paragraph (c)(1) of this section.
(iii) From the start of the application
in outdoor production until the end of
the application and during any
restricted-entry interval, no worker(s)
will enter, work in, remain in, or pass
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than the size and color requirements,
follows:
(ii) The agricultural employer may
replace the Spanish portion of the
warning sign with an alternative nonEnglish language if that alternative
language is the language read by the
largest group of workers at that
agricultural establishment who do not
read English. The alternative language
sign must be in the same format as the
original sign and conform to all other
requirements of paragraph (b)(2)(i) of
this section.
(iii) Until [date 2 years after effective
date of the final rule specified in
§ 170.7], a warning sign meeting the
following requirements may be
substituted for the warning sign
specified in paragraph (b)(i) of this
section. The warning sign must have a
background color that contrasts with
red. The words ‘‘DANGER’’ and
‘‘PELIGRO,’’ plus ‘‘PESTICIDES’’ and
‘‘PESTICIDAS,’’ shall be at the top of the
sign, and the words ‘‘KEEP OUT’’ and
‘‘NO ENTRE’’ shall be at the bottom of
the sign. Letters for all words must be
clearly legible. A circle containing an
upraised hand on the left and a stern
face on the right must be near the center
of the sign. The inside of the circle must
be red, except that the hand and a large
portion of the face must be in a shade
that contrasts with red. The length of
the hand must be at least twice the
height of the smallest letters. The length
of the face must be only slightly smaller
than the hand. Additional information
such as the name of the pesticide and
the date of application may appear on
the warning sign if it does not detract
from the appearance of the sign or
change the meaning of the required
information. An example of a warning
sign meeting these requirements, other
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(3) Size and posting. (i) The standard
sign must be at least 14 inches by 16
inches with letters at least 1 inch in
height.
(ii) When posting treated areas in
outdoor production using the standard
sign, the signs must be visible from all
reasonably expected points of worker
entry to the treated area, including at
least each access road, each border with
any worker housing area within 100 feet
of the treated area, and each footpath
and other walking route that enters the
treated area. Where there are no
reasonably expected points of worker
entry, signs must be posted in the
corners of the treated area or in any
other location affording maximum
visibility.
(iii) When posting treated areas in
enclosed space production using the
standard sign, the signs must be posted
so they are visible from all reasonably
expected points of worker entry to the
treated area including each aisle or
other walking route that enters the
treated area. Where there are no
reasonably expected points of worker
entry to the treated area, signs must be
posted in the corners of the treated area
or in any other location affording
maximum visibility.
(iv) If a smaller warning sign is used
with ‘‘DANGER’’ and ‘‘PELIGRO’’ in
letters at least 7/8 inch in height and the
remaining letters at least 1/2 inch in
height and a red octagon at least 3
inches in diameter containing an
upraised hand and a stern face, the signs
must be posted no farther than 50 feet
apart around the perimeter of the treated
area in addition to the locations
specified in paragraphs (b)(3)(ii) or
(b)(3)(iii) of this section.
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through on foot the treated area or any
area within 1/4 mile of the treated area
on the agricultural establishment.
(b) Requirements for posted warning
signs. When posting is required, the
agricultural employer must, unless
otherwise prescribed by the label,
ensure that the warning sign(s)
conforms to the requirements of this
paragraph. When several contiguous
areas are to be treated with pesticides on
a rotating or sequential basis, the entire
area may be posted. Worker entry, other
than entry permitted by § 170.303 of this
part, is prohibited for the entire area
while the signs are posted.
(1) General. The warning signs must
meet all of the following requirements:
(i) Be one of the three sizes specified
in this paragraph (b) and comply with
the posting placement and spacing
requirements applicable to that sign
size.
(ii) Be posted prior to but no earlier
than 24 hours before the scheduled
application of the pesticide.
(iii) Remain posted throughout the
application and any restricted-entry
interval.
(iv) Be removed or covered within 3
days after the end of the application or
any restricted-entry interval, whichever
is later, but under no circumstances
shall the signs remain posted and
uncovered when worker entry is
permitted, other than entry permitted by
§ 170.303 of this part.
(v) Remain visible and legible during
the time they are required to be posted.
(2) Content. (i) The warning sign must
have a white background. The words
‘‘DANGER’’ and ‘‘PELIGRO,’’ plus
‘‘PESTICIDES’’ and ‘‘PESTICIDAS,’’
must be at the top of the sign, and the
words ‘‘Entry Restricted’’ and ‘‘Entrada
Restringida’’ must be at the bottom of
the sign. Letters for all words must be
clearly legible. An octagon containing
an upraised hand on the left and a stern
face on the right must be near the center
of the sign. The inside of the octagon
must be red, except that the hand and
a large portion of the face must be in
white. The length of the hand must be
at least twice the height of the smallest
letters. The length of the face must be
only slightly smaller than the hand.
Additional information such as the
name of the pesticide and the date of
application may appear on the warning
sign if it does not detract from the size
and appearance of the sign or change
the meaning of the required
information. An example of a warning
sign meeting these requirements, other
than the size and color requirements,
follows:
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(v) If a smaller sign is used with
‘‘DANGER’’ and ‘‘PELIGRO’’ in letters at
least 7/16 inch in height and the
remaining letters at least 1/4 inch in
height and a red octagon at least one
and a half inches in diameter containing
an upraised hand and a stern face, the
signs must be posted no farther than 25
feet apart around the perimeter of the
treated area in addition to the locations
specified in paragraphs (b)(3)(ii) or
(b)(3)(iii) of this section.
(vi) A sign with ‘‘DANGER’’ and
‘‘PELIGRO’’ in letters less than 7/16
inch in height or with any words in
letters less than 1/4 inch in height or a
red octagon smaller than one and a half
inches in diameter containing an
upraised hand and a stern face is not
permitted.
(c) Oral warnings—(1) Requirement.
The agricultural employer must provide
oral warnings to workers in a manner
that the workers can understand. If a
worker is on the premises when an
application will occur, the warning
must be given before the application
begins. Otherwise, the warning must be
given at the beginning of the worker’s
first work period during which the
application is taking place or the
restricted-entry interval for the pesticide
is in effect. The warning must include
all of the following:
(i) The location(s) and description of
the entry-restricted area(s) and the
treated area(s).
(ii) The dates and times during which
entry is restricted.
(iii) Instructions not to enter the
entry-restricted area during application,
and not to enter the treated area until
the restricted-entry interval has expired.
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§ 170.111 Worker decontamination
supplies.
(a) Requirement. The agricultural
employer must provide
decontamination supplies in accordance
with this section for any worker on an
agricultural establishment who is
performing an activity in an area where
a pesticide was applied and who
contacts anything that has been treated
with the pesticide, including, but not
limited to, soil, water, and plants.
(b) General conditions. The
decontamination supplies required in
paragraph (a) of this section must
include 1 gallon of water per worker for
routine washing and emergency eye
flushing, soap, and single-use towels.
The supplies must meet all of the
following requirements:
(1) Water. At all times when this part
requires agricultural employers to make
water available to workers, the
agricultural employer must ensure that
it is of a quality and temperature that
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will not cause illness or injury when it
contacts the skin or eyes or if it is
swallowed. When water stored in a tank
is to be used for mixing pesticides, it
must not be used for decontamination or
eye flushing, unless the tank is
equipped with properly functioning
valves or other mechanisms that prevent
movement of pesticides into the tank,
such as anti-backflow siphon devices,
one-way or check valves, or an air gap
sufficient to prevent contamination.
(2) Soap and single-use towels. The
agricultural employer must provide
soap and single-use towels for drying in
quantities sufficient to meet the
workers’ needs. Hand sanitizing gels
and liquids or wet towelettes do not
meet the requirement for soap. Wet
towelettes do not meet the requirement
for single-use towels.
(c) Timing. (1) If any pesticide with a
restricted-entry interval greater than 4
hours was applied, the decontamination
supplies must be provided from the
time workers first enter the treated area
until at least 30 days after the restrictedentry interval expires.
(2) If the only pesticides applied in
the treated area are products with a
restricted-entry interval of 4 hours or
less, the decontamination supplies must
be provided from the time workers first
enter the treated area until at least 7
days after the restricted-entry interval
expires.
(d) Location. (1) The decontamination
supplies must be located together and
be reasonably accessible to and not
more than 1/4 mile from where workers
are working.
(2) Where workers are working more
than 1/4 mile from the nearest place of
vehicular access, the soap, single-use
towels, clean change of clothing, and
water may be at the nearest place of
vehicular access.
(3) The decontamination supplies
must be outside any treated area.
Subpart C—Requirements for
Protection of Agricultural Pesticide
Handlers
§ 170.201 Training requirements for
handlers.
(a) General requirement. Before any
handler performs any handler activity
involving a pesticide product bearing a
label requiring compliance with this
part, the handler employer must ensure
that the handler has been trained in
accordance with this section within the
last 12 months, except as provided in
paragraph (b) of this section.
(b) Exceptions. The following persons
need not be trained under this section:
(1) A handler who is currently
certified as an applicator of restricted
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use pesticides under part 171 of this
chapter.
(2) A handler who is certified or
licensed as a crop advisor by a program
acknowledged as appropriate in writing
by EPA or the state or tribal agency
responsible for pesticide enforcement,
provided that a requirement for such
certification or licensing is pesticide
safety training that includes all the
topics set out in § 170.201(c)(2) and (3).
(c) Training programs. (1) Pesticide
safety training must be presented to
handlers either orally from written
materials or audio-visually, at a location
that is reasonably free from distraction
and conducive to training. All training
materials must be EPA-approved. The
training must be presented in a manner
that the handlers can understand, such
as through a translator. A person that
meets the handler trainer requirements
of § 170.201(c)(4) must be present
during the entire training program to
conduct the training and must respond
to handlers’ questions.
(2) The pesticide safety training
materials must include, at a minimum,
all of the following:
(i) All the topics required by
§ 170.101(c)(2).
(ii) Information on proper application
and use of pesticides.
(iii) Handlers must follow all
pesticide labeling and use directions.
(iv) Format and meaning of all
information contained on pesticide
labels and in labeling.
(v) Need for and appropriate use and
removal of all personal protective
equipment.
(vi) How to recognize, prevent, and
provide first aid treatment for heatrelated illness.
(vii) Safety requirements for handling,
transporting, storing, and disposing of
pesticides, including general procedures
for spill cleanup.
(viii) Environmental concerns, such as
drift, runoff, and wildlife hazards.
(ix) Handlers must not apply
pesticides in a manner that results in
contact with workers or other persons.
(x) Handler employers are required to
provide handlers with information and
protections designed to reduce workrelated pesticide exposures and
illnesses. This includes providing,
cleaning, maintaining, storing, and
ensuring proper use of all required
personal protective equipment;
providing decontamination supplies;
and providing specific information
about pesticide use and labeling
information.
(3) After [date 2 years after effective
date of final rule specified in § 170.7] if
EPA has announced availability of
training materials that comply with the
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requirements of § 170.201(c)(2)(i)–(x)
and § 170.201(c)(3)(i)–(iv) in the Federal
Register by [date 18 months after
effective date specified in § 170.7], or
180 days after EPA announces
availability of training materials that
comply with the requirements of
§ 170.201(c)(2)(i)–(x) and
§ 170.201(c)(3)(i)–(iv) in the Federal
Register if announced after [date 18
months after effective date specified in
§ 170.7], the training materials must also
include all of the following:
(i) Handlers must cease or suspend a
pesticide application if workers or other
persons are in the treated area or the
entry-restricted area.
(ii) Handlers must be at least 16 years
of age.
(iii) Handler employers must ensure
handlers have received respirator fittesting, training and medical evaluation
if they are required to wear a respirator.
(iv) Handler employers must post
treated areas as required by this rule.
(v) All the topics specified in
§ 170.101(c)(3).
(4) The person who conducts the
training must meet one of the following:
(i) Be certified as an applicator of
restricted use pesticides under part 171
of this chapter.
(ii) Be designated as a trainer of
certified applicators or pesticide
handlers by EPA or the state or tribal
agency responsible for pesticide
enforcement.
(iii) Have completed an EPAapproved pesticide safety train-thetrainer program for handler trainers.
(d) Recordkeeping. (1) Handler
employers must maintain records of
training for handlers employed by their
establishment for 2 years from the date
of the training. The records must be
maintained on the establishment and
must include all of the following
information:
(i) The trained handler’s printed name
and signature.
(ii) The trained handler’s date of birth.
(iii) The date of the training.
(iv) Information identifying which
EPA-approved training materials were
used.
(v) The trainer’s name and
documentation showing that the trainer
met the requirements of § 170.201(c)(4)
at the time of training.
(vi) The handler employer’s name.
(2) For each handler trained, the
handler employer must provide a record
of the training to the handler that
contains the information required under
§ 170.201(d)(1).
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§ 170.203 Knowledge of labeling,
application-specific, and establishmentspecific information for handlers.
(a) Knowledge of labeling and
application-specific information. (1)
The handler employer must ensure that
before any handler performs any
handler activity involving a pesticide
product bearing a label requiring
compliance with this part, the handler
either has read the pesticide product
labeling or has been informed in a
manner the handler can understand of
all labeling requirements and use
directions necessary for proper use of
the pesticide.
(2) The handler employer must ensure
that the handler has access to the
product labeling at all times during
handler activities.
(3) The handler employer must ensure
that the handler is aware of
requirements for any entry-restricted
areas as described in § 170.105.
(b) Knowledge of establishmentspecific information—(1) Requirement.
Before any handler performs any
pesticide handler activity on an
agricultural establishment where within
the last 30 days a pesticide product
bearing a label requiring compliance
with this part has been used, or a
restricted-entry interval for such
pesticide has been in effect, the handler
employer must ensure that the handler
has been informed of establishmentspecific information in accordance with
this paragraph (b). The establishmentspecific information must be provided
orally, in a manner the handler can
understand.
(2) Content. The establishmentspecific information must include all of
the following:
(i) The location of pesticide safety
information required by § 170.11(a).
(ii) The location of pesticide
application and hazard information
required by § 170.11(b).
(iii) The location of decontamination
supplies required by § 170.209.
§ 170.205 Requirements during
applications to protect handlers, workers,
and other persons.
(a) Contact with workers and other
persons. The handler employer and the
handler must ensure that no pesticide is
applied so as to contact, directly or
through drift, any worker or other
person, other than an appropriately
trained and equipped handler located
on the establishment.
(b) Suspending applications. After
[date 2 years after effective date of final
rule specified in § 170.7], the handler
performing the application must
immediately stop or suspend a pesticide
application if any worker or other
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person, other than an appropriately
trained and equipped handler, is in the
treated area or entry-restricted area.
(c) Handlers using highly toxic
pesticides. The handler employer must
ensure that any handler who is
performing any handler activity with a
pesticide product that has the skull-andcrossbones symbol on the front panel of
the pesticide product label is monitored
visually or by voice communication at
least every 2 hours.
(d) Fumigant applications in enclosed
space production. The handler
employer must ensure all of the
following:
(1) That any handler who enters an
entry-restricted area described in Table
2 of § 170.105, maintains continuous
visual or voice contact with another
handler stationed immediately outside
of the enclosed space.
(2) That the handler stationed outside
the enclosed space has immediate
access to and uses the personal
protective equipment required by the
fumigant labeling for handlers, in the
event that entry becomes necessary for
rescue.
§ 170.207
Personal protective equipment.
(a) Handler responsibilities. Any
person who performs handler activities
involving a pesticide product bearing a
label requiring compliance with this
part must use the clothing and personal
protective equipment specified on the
pesticide product labeling for use of the
product.
(b) Employer responsibilities for
providing personal protective
equipment. The handler employer must
provide to the handler the personal
protective equipment required by
pesticide product labeling in accordance
with this section. The handler employer
must ensure that the personal protective
equipment is clean and in proper
operating condition. For the purposes of
this section, long-sleeved shirts, shortsleeved shirts, long pants, short pants,
shoes, and socks are not considered
personal protective equipment, even
though pesticide labeling may require
such work clothing to be worn.
(1) When ‘‘chemical-resistant’’
personal protective equipment is
specified by the pesticide product
labeling to be worn, it must be made of
material that the manufacturer has
declared, in writing, to be chemical
resistant.
(2) When ‘‘waterproof’’ personal
protective equipment is specified by the
pesticide product labeling to be worn, it
must be made of material that allows no
measurable movement of water or
aqueous solutions through the material
during ordinary conditions of use.
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(3) When a ‘‘chemical-resistant suit’’
is specified by the pesticide product
labeling to be worn, it must be a loosefitting, one- or two-piece chemicalresistant garment that covers, at a
minimum, the entire body except head,
hands, and feet.
(4) When ‘‘coveralls’’ are specified by
the pesticide product labeling to be
worn, they must be loose-fitting, one- or
two-piece garments that cover, at a
minimum, the entire body except head,
hands, and feet.
(5) Gloves must be the type specified
on the pesticide product labeling.
(i) Gloves made of leather, cotton, or
other absorbent materials may not be
worn while performing handler
activities unless gloves made of these
materials are listed as acceptable for
such use on the pesticide product
labeling.
(ii) Separable glove liners may be
worn beneath chemical-resistant gloves,
unless the pesticide product labeling
specifically prohibits their use.
Separable glove liners are defined as
separate glove-like hand coverings,
made of lightweight material, with or
without fingers. Work gloves made from
lightweight cotton or poly-type material
are considered to be glove liners if worn
beneath chemical-resistant gloves.
Separable glove liners may not extend
outside the chemical-resistant gloves
under which they are worn. Chemicalresistant gloves with non-separable
absorbent lining materials are
prohibited.
(iii) If used, separable glove liners
must be discarded immediately after a
total of no more than 10 hours of use or
within 24 hours of when first put on,
whichever comes first. The liners must
be replaced immediately if directly
contacted by pesticide. Used glove
liners must not be reused. Contaminated
liners must be disposed of in
accordance with any federal, state, or
local regulations.
(6) When ‘‘chemical-resistant
footwear’’ is specified by the pesticide
product labeling to be worn, one of the
following types of footwear must be
worn:
(i) Chemical-resistant shoes.
(ii) Chemical-resistant boots.
(iii) Chemical-resistant shoe coverings
worn over shoes or boots.
(7) When ‘‘protective eyewear’’ is
specified by the pesticide product
labeling to be worn, one of the following
types of eyewear must be worn:
(i) Goggles.
(ii) Face shield.
(iii) Safety glasses with front, brow,
and temple protection.
(iv) Full-face respirator.
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(8) When a ‘‘chemical-resistant
apron’’ is specified by the pesticide
product labeling to be worn, an apron
that covers the front of the body from
mid-chest to the knees must be worn.
(9) The respirator specified by the
pesticide product labeling must be used.
Whenever a respirator other than a dust/
mist filtering respirator is required by
the pesticide product labeling, the
handler employer must ensure that the
requirements of paragraphs (b)(9)(i)
through (iii) of this section are met
before the handler performs any
pesticide handler activity where the
respirator is required to be worn. The
handler employer must maintain for 2
years, on the establishment, records
documenting the completion of the
requirements of paragraphs (b)(9)(i)
through (iii) of this section.
(i) Handler employers must provide
handlers with fit-testing using the
respirator specified on the pesticide
product labeling in a manner that
conforms to the provisions of 29 CFR
1910.134.
(ii) Handler employers must provide
handlers with training in the use of the
respirator specified on the pesticide
product labeling in a manner that
conforms to the provisions of 29 CFR
1910.134.
(iii) Handler employers must provide
handlers with a medical evaluation by
a physician or other licensed health care
professional that conforms to the
provisions of 29 CFR 1910.134 to ensure
the handler’s physical ability to safely
wear the respirator specified on the
pesticide product labeling.
(10) When ‘‘chemical-resistant
headgear’’ is specified by the pesticide
product labeling, it must be either a
chemical-resistant hood or a chemicalresistant hat with a wide brim.
(c) Use of personal protective
equipment. (1) The handler employer
must ensure that personal protective
equipment is used correctly for its
intended purpose and is used according
to the manufacturer’s instructions.
(2) The handler employer must ensure
that, before each day of use, all personal
protective equipment is inspected for
leaks, holes, tears, or worn places, and
any damaged equipment is repaired or
discarded.
(d) Cleaning and maintenance. (1)
The handler employer must ensure that
all personal protective equipment is
cleaned according to the manufacturer’s
instructions or pesticide product
labeling instructions before each day of
reuse. In the absence of any such
instructions, it must be washed
thoroughly in detergent and hot water.
(2) If any personal protective
equipment cannot be cleaned properly,
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the handler employer must render the
personal protective equipment unusable
and dispose of it in accordance with any
applicable federal, state, and local
regulations. Coveralls or other absorbent
materials that have been drenched or
heavily contaminated with a pesticide
that has the signal word ‘‘DANGER’’ or
‘‘WARNING’’ on the label must not be
reused.
(3) The handler employer must ensure
that contaminated personal protective
equipment is kept separately and
washed separately from any other
clothing or laundry.
(4) The handler employer must ensure
that all washed personal protective
equipment is dried thoroughly before
being stored or reused.
(5) The handler employer must ensure
that all clean personal protective
equipment is stored separately from
personal clothing and apart from
pesticide-contaminated areas.
(6) The handler employer must ensure
that when dust/mist filtering respirators
are used, they are replaced when one of
the following conditions is met:
(i) When breathing resistance becomes
excessive.
(ii) When the filter element has
physical damage or tears.
(iii) According to manufacturer’s
recommendations or pesticide product
labeling, whichever is more frequent.
(iv) In the absence of any other
instructions or indications of service
life, at the end of 8 hours of cumulative
use.
(7) The handler employer must ensure
that when gas- or vapor-removing
respirators are used, the gas- or vaporremoving canisters or cartridges are
replaced before further respirator use
when one of the following conditions is
met:
(i) At the first indication of odor,
taste, or irritation.
(ii) When breathing resistance
becomes excessive.
(iii) According to manufacturer’s
recommendations or pesticide product
labeling instructions, whichever is more
frequent.
(iv) In the absence of any other
instructions or indications of service
life, at the end of 8 hours of cumulative
use.
(8) The handler employer must inform
any person who cleans or launders
personal protective equipment of all the
following:
(i) That such equipment may be
contaminated with pesticides.
(ii) The potentially harmful effects of
exposure to pesticides.
(iii) The correct way(s) to clean
personal protective equipment and to
protect themselves when handling such
equipment.
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(iv) Proper decontamination and
personal hygiene practices.
(9) The handler employer must ensure
that handlers have a place(s) away from
pesticide storage and pesticide use areas
where they may do all of the following:
(i) Store personal clothing not in use.
(ii) Put on personal protective
equipment at the start of any exposure
period.
(iii) Remove personal protective
equipment at the end of any exposure
period.
(10) The handler employer must not
allow or direct any handler to wear
home or to take home personal
protective equipment contaminated
with pesticides.
(e) Heat-related illness. Where a
pesticide label requires the use of
personal protective equipment for a
handler activity, the handler employer
must take appropriate measures to
prevent heat-related illness.
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§ 170.209 Handler decontamination
supplies.
(a) Requirement. The handler
employer must provide
decontamination supplies in accordance
with this section for any handler that is
performing any handler activity or
removing personal protective equipment
at the place for changing required by
§ 170.207(d)(9).
(b) General conditions. The
decontamination supplies required in
paragraph (a) of this section must
include: at least 3 gallons of water per
handler for routine hand washing,
emergency eye flushing, and washing
the entire body in case of an emergency;
soap; single-use towels; and clean
clothing for use in an emergency. The
decontamination supplies must meet all
of the following requirements:
(1) Water. At all times when this
section requires handler employers to
make water available to handlers, the
handler employer must ensure that it is
of a quality and temperature that will
not cause illness or injury when it
contacts the skin or eyes or if it is
swallowed. When water stored in a tank
is to be used for mixing pesticides, it
must not be used for decontamination or
eye flushing, unless the tank is
equipped with properly functioning
valves or other mechanisms that prevent
movement of pesticides into the tank,
such as anti-backflow siphon devices,
one-way or check valves, or an air gap
sufficient to prevent contamination.
(2) Soap and single-use towels. The
handler employer must provide soap
and single-use towels for drying in
quantities sufficient to meet the
handlers’ needs. Hand sanitizing gels
and liquids or wet towelettes do not
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meet the requirement for soap. Wet
towelettes do not meet the requirement
for single-use towels.
(3) Clean change of clothing. The
handler employer must provide one
clean change of clothing, such as
coveralls, for use in an emergency.
(c) Location. The decontamination
supplies must be located together
outside of any treated area, and be
reasonably accessible to and not more
than 1/4 mile from each handler during
the handler activity.
(1) Exception for mixing sites. For
mixing activities, decontamination
supplies must be at the mixing site.
(2) Exception for pilots.
Decontamination supplies for a pilot
who is applying pesticides aerially must
be in the aircraft or at the aircraft
loading site.
(3) Exception for handling pesticides
in remote areas. Where handler
activities are performed more than 1/4
mile from the nearest place of vehicular
access, the soap, single-use towels,
clean change of clothing, and water may
be at the nearest place of vehicular
access.
(4) Exception for treated areas. The
decontamination supplies must be
outside any treated area or area subject
to a restricted-entry interval, unless all
of the following conditions are met:
(i) The soap, single-use towels, and
clean change of clothing are protected
from pesticide contamination in closed
containers.
(ii) The water is protected from
pesticide contamination in closed
containers.
(d) Emergency eyeflushing. If the
product label requires protective
eyewear for handlers, the following
requirements apply.
(1) To provide for emergency
eyeflushing, the handler employer must
provide at least 1 pint of water per
handler in portable containers that are
immediately available to each handler
who is performing activities for which
the pesticide labeling requires
protective eyewear.
(2) A system capable of delivering at
least 1.5 liters (0.4 gallons) of water per
minute for 15 minutes must be provided
at all permanent pesticide mixing and
loading sites when the label requires
protective eyewear for mixing, loading,
or applying.
Subpart D—Exemptions and
Exceptions
§ 170.301
Exemptions.
(a) Exemption for owners of
agricultural establishments and their
immediate families. (1) On any
agricultural establishment that is wholly
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owned by an individual, or where all of
the owners of the establishment are
members of the same immediate family,
the owner(s) of the establishment are
not required to provide the protections
of the following provisions to
themselves or members of their
immediate family when they are
performing handling tasks or tasks
related to the production of agricultural
plants that would otherwise be covered
by this part on their own agricultural
establishment.
(i) § 170.9(c).
(ii) § 170.9(f) through (j).
(iii) § 170.11.
(iv) § 170.101.
(v) § 170.103.
(vi) § 170.109.
(vii) § 170.111 and 170.209.
(viii) § 170.201.
(ix) § 170.203.
(x) § 170.205(c) and (d).
(xi) § 170.207(c) through (e).
(xii) § 170.305(a) through (c) and (e)
through (k).
(2) The owners of agricultural
establishments must provide all of the
applicable protections required by this
part for any employees or other persons
on the establishment that are not
members of their immediate family.
(b) Certified crop advisors. The
requirements of §§ 170.9(e), 170.203(a),
170.207 and 170.209 of this part do not
apply to certified crop advisors
provided the application is complete
and all of the following conditions are
met:
(1) The crop advisor is certified or
licensed as a crop advisor by a program
acknowledged as appropriate in writing
by EPA or a state or tribal agency
responsible for pesticide enforcement.
(2) The certification or licensing
program requires pesticide safety
training that includes all the
information in § 170.201(c)(2) and (3).
(3) The crop advisor who enters a
treated area during a restricted-entry
interval only performs crop advising
tasks while in the treated area.
§ 170.303 Exceptions for entry by workers
during restricted-entry intervals.
An agricultural employer may direct
workers to enter treated areas where a
restricted-entry interval is in effect to
perform certain activities as provided in
this section, and provided that the
agricultural employer ensures that the
worker is at least 16 years old and all
of the applicable conditions of this
section and § 170.305 of this part are
met.
(a) Exception for activities with no
contact. A worker may enter a treated
area during a restricted-entry interval if
the agricultural employer ensures that
all of the following conditions are met:
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(1) The worker will have no contact
with anything that has been treated with
the pesticide to which the restrictedentry interval applies, including, but not
limited to, soil, water, air, or surfaces of
plants. This exception does not allow
workers to perform any activities that
involve contact with treated surfaces
even if workers are wearing personal
protective equipment.
(2) No such entry is allowed until any
inhalation exposure level listed in the
pesticide product labeling has been
reached or any ventilation criteria
required by § 170.105(b)(3) or the
pesticide product labeling have been
met.
(b) Exception for short-term activities.
A worker may enter a treated area
during a restricted-entry interval for
short-term activities, if the agricultural
employer ensures that all of the
following requirements are met:
(1) No hand labor activity is
performed.
(2) The time in treated areas where a
restricted-entry interval is in effect does
not exceed 1 hour in any 24-hour period
for any worker.
(3) No such entry is allowed during
the first 4 hours after the application
ends.
(4) No such entry is allowed until any
inhalation exposure level listed in the
pesticide product labeling has been
reached or any ventilation criteria
required by § 170.105(b)(3) or the
pesticide product labeling have been
met.
(c) Exception for an agricultural
emergency. (1) An agricultural
emergency means a sudden occurrence
or set of circumstances which the
agricultural employer could not have
anticipated and over which the
agricultural employer has no control,
and which requires entry into a treated
area during a restricted-entry interval,
when no alternative practices would
prevent or mitigate a substantial
economic loss. A substantial economic
loss means a loss in profitability greater
than that which would be expected
based on the experience and
fluctuations of crop yields in previous
years. Only losses caused by the
agricultural emergency specific to the
affected site and geographic area are
considered. Losses resulting from
mismanagement cannot be included
when determining whether a loss is
substantial.
(2) A worker may enter a treated area
where a restricted-entry interval is in
effect in an agricultural emergency to
perform tasks necessary to mitigate the
effects of the agricultural emergency,
including hand labor tasks, if the
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agricultural employer ensures that all
the following criteria are met:
(i) EPA, the state department of
agriculture, or the state or tribal agency
responsible for pesticide enforcement
declares the existence of circumstances
that could cause an agricultural
emergency on that agricultural
establishment.
(ii) The agricultural employer
determines that the agricultural
establishment is subject to the
circumstances that result in an
agricultural emergency meeting the
criteria of paragraph (c)(1) of this
section.
(iii) If the labeling of any pesticide
product applied to the treated area
requires workers to be notified of the
location of treated areas by both posting
and oral notification, then the
agricultural employer must ensure that
no individual worker spends more than
4 hours out of any 24-hour period in
treated areas where such a restrictedentry interval is in effect.
(d) Exceptions for limited contact and
irrigation activities. A worker may enter
a treated area during a restricted-entry
interval for limited contact or irrigation
activities, if the agricultural employer
ensures that all of the following
requirements are met:
(1) No hand labor activity is
performed.
(2) No worker is allowed in the
treated area for more than 8 hours in a
24-hour period.
(3) No entry is allowed during the first
4 hours after the application ends.
(4) No such entry is allowed until any
inhalation exposure level listed in the
pesticide product labeling has been
reached or any ventilation criteria
required by § 170.105(b)(3) or the
pesticide product labeling have been
met.
(5) The task is one that, if not
performed before the restricted-entry
interval expires, would cause
substantial economic loss, and there are
no alternative tasks that would prevent
substantial loss.
(6) With the exception of irrigation
tasks, the need for the task could not
have been foreseen.
(7) The worker has no contact with
pesticide-treated surfaces other than
minimal contact with feet, lower legs,
hands, and forearms.
(8) The label of the product that was
applied does not require both posting
and oral notification.
§ 170.305 Agricultural employer
responsibilities to protect workers entering
treated areas during a restricted-entry
interval.
If an agricultural employer directs a
worker to perform activities in a treated
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area where a restricted-entry interval is
in effect, all of the following
requirements must be met:
(a) Prior to early entry, the
agricultural employer must inform each
early entry worker with the information
in paragraphs (a)(1) through (9) of this
section. The information must be
provided orally in a manner that the
worker can understand.
(1) Date of the entry.
(2) Location of early entry area.
(3) Pesticide(s) applied.
(4) Dates and times that the restrictedentry interval begins and ends.
(5) Which exception in § 170.303 is
the basis for the early entry, and a
description of tasks that may be
performed under the exception.
(6) Whether contact with treated
surfaces is permitted under the
exception.
(7) Amount of time the worker is
allowed to remain in the treated area.
(8) Personal protective equipment
required by the pesticide product
labeling for early entry.
(9) Location of the pesticide safety
information and the location of the
decontamination supplies required by
§§ 170.11(a)(1) and 170.111(d).
(b) The agricultural employer must
maintain on the agricultural
establishment for 2 years a record of the
information provided to early entry
workers under paragraph (a) of this
section, along with the printed name,
date of birth, and signature of each early
entry worker who received the
information.
(c) Prior to early entry, the
agricultural employer must ensure that
each worker either has read the
pesticide product labeling or has been
informed, in a manner that the worker
can understand, of all labeling
requirements and statements related to
human hazards or precautions, first aid,
and user safety.
(d) The agricultural employer must
ensure that each worker who enters a
treated area during a restricted-entry
interval is provided the personal
protective equipment specified in the
pesticide product labeling for early
entry workers. The agricultural
employer must ensure that the worker
uses the personal protective equipment
as intended according to manufacturer’s
instructions and follows any other
requirements on the pesticide product
labeling regarding early entry. Personal
protective equipment must conform to
the standards in § 170.207(b)(1) through
(8).
(e) The agricultural employer must
maintain the personal protective
equipment in accordance with
§ 170.207(d)(1) through (8).
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(f) The agricultural employer must
ensure that no worker is allowed or
directed to wear personal protective
equipment, without implementing
measures sufficient to prevent heatrelated illness and that each worker is
instructed in the prevention,
recognition, and first aid treatment of
heat-related illness.
(g) The agricultural employer must
not allow or direct any worker to wear
home or to take home employerprovided personal protective equipment
contaminated with pesticides.
(h) During any early entry activity, the
agricultural employer must provide
decontamination supplies in accordance
with § 170.209, except the
decontamination supplies must be
outside any area being treated with
pesticides or subject to a restricted-entry
interval, unless the decontamination
supplies would otherwise not be
reasonably accessible to those workers.
(i) If the pesticide product labeling of
the product applied requires protective
eyewear, the agricultural employer must
provide at least 1 pint of water per
worker in portable containers that are
immediately available to each worker
who is performing early entry activities
for emergency eyeflushing.
(j) At the end of any early entry
activities the agricultural employer must
provide, at the site where the workers
remove personal protective equipment,
soap, single-use towels and at least 3
gallons of water per worker so that the
workers may wash thoroughly.
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§ 170.307 Exceptions to personal
protective equipment requirements
specified on pesticide product labeling.
(a) Body protection. (1) A chemicalresistant suit may be substituted for
coveralls, and any requirement for an
additional layer of clothing beneath the
coveralls is waived.
(2) A chemical-resistant suit may be
substituted for coveralls and a chemicalresistant apron.
(b) Boots. If chemical-resistant
footwear with sufficient durability and
a tread appropriate for wear in rough
terrain is not obtainable, then leather
boots may be worn in such terrain.
(c) Gloves. If chemical-resistant gloves
with sufficient durability and
suppleness are not obtainable, then
during activities with plants with sharp
thorns, leather gloves may be worn over
chemical-resistant glove liners.
However, once leather gloves are worn
for this use, thereafter they must be
worn only with chemical-resistant liners
and they must not be worn for any other
use.
(d) Closed systems. (1) When
pesticides are being mixed or loaded
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using a closed system as defined in
§ 170.5 that meets all of the criteria in
paragraph (d)(2) of this section, and the
handler employer meets the
requirements of paragraph (d)(3) of this
section, the following exceptions to
labeling-specified personal protective
equipment are permitted:
(i) Handlers using a closed system to
mix or load pesticides with a signal
word of ‘‘DANGER’’ or ‘‘WARNING’’
may substitute a long-sleeved shirt, long
pants, shoes and socks, chemicalresistant apron, protective eyewear, and
any protective gloves specified on the
labeling for handlers for the labelingspecified personal protective
equipment.
(ii) Handlers using a closed system to
mix or load pesticides other than those
specified in paragraph (d)(1)(i) of this
section may substitute protective
eyewear, long-sleeved shirt, long pants,
and shoes and socks for the labelingspecified personal protective
equipment.
(2) The exceptions of paragraph (d)(1)
of this section apply only where the
closed system meets all of the following
criteria:
(i) The pesticide must be removed
from its original shipping container and
transferred through connecting hoses
pipes, and/or couplings that are
sufficiently tight to prevent exposure of
any person to the concentrate, use
dilution, or rinse solution.
(ii) All hoses, piping, tanks, and
connections used in conjunction with a
closed system must be of a type
appropriate for the pesticide being used
and, the pressure and vacuum of the
system.
(iii) All sight gauges must be
protected against breakage. Sight gauges
must be equipped with valves so the
pipes to the sight gauge can be shut off
in case of breakage or leakage.
(iv) The closed system must
adequately measure the pesticide being
used. Measuring devices must be
accurately calibrated to the smallest unit
in which the material is being weighed
or measured.
(v) The movement of a pesticide
concentrate beyond a pump by positive
pressure must not exceed 25 pounds per
square inch (psi) of pressure.
(vi) A probe must not be removed
from a container except when the
pesticide is used without dilution and
the container has been emptied or the
container is emptied and the inside, as
well as the probe, have been rinsed in
accordance with § 170.307(d)(2)(viii).
(vii) Shut-off devices must be
installed on the exit end of all hoses and
at all disconnect points to prevent the
pesticide from leaking when the transfer
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15529
is stopped and the hose is removed or
disconnected. If the hose carried
pesticide concentrate and has not been
rinsed in accordance with
§ 170.307(d)(2)(viii), a dry break coupler
that will minimize pesticide loss to not
more than two milliliters per disconnect
must be installed at the disconnect
point. If the hose carried a pesticide use
dilution or rinse solution, a reversing
action pump or a similar system that
will empty the hose may be used as an
alternative to a shutoff device.
(viii) When the pesticide is to be
diluted for use, the closed system must
provide for adequate rinsing of
containers that have held less than 60
gallons of a liquid pesticide. Rinsing
must be done with a medium, such as
water, that contains no pesticide. The
system must be capable of spray-rinsing
the inner surfaces of the container and
the rinse solution must go into the
pesticide mix tank or applicator vehicle
via the closed system. The system must
be capable of rinsing the probe, if used,
and all hoses, measuring devices, etc. A
minimum of 15 psi of pressure must be
used for rinsing. The rinsing must be
continued until minimum of 10 gallons
or one-half of the container volume,
whichever is less, has been used. The
rinse solution must be removed from the
pesticide container concurrently with
introduction of the rinse medium.
Pesticide containers must be protected
against excessive pressure during the
container rinse operation. The
maximum container pressure must not
exceed five psi.
(ix) Each commercially produced
closed system or component to be used
with a closed system must be sold with
complete instructions consisting of a
functional operating manual and a
decal(s) covering the basic operation.
The decal(s) must be placed in a
prominent location on the system. The
system must include specific directions
for cleaning and maintenance of the
system on a scheduled basis and
information on any restrictions or
limitations relating to the system, such
as pesticides that are incompatible with
materials used in the construction of the
system, types (or sizes) of containers or
closures that cannot be handled by the
system, any limits on ability to correct
or over measurement of a pesticide, or
special procedures or limitations on the
ability of the system to deal with partial
containers
(3) The exceptions of paragraph (d)(1)
of this section apply only where the
handler employer has satisfied the
requirements of § 170.13 and all of the
following conditions:
(i) The written operating instructions
for the closed system must be available
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at the mixing or loading site and must
be made available to any handlers who
use the system and for inspection by
authorized officials.
(ii) The handler employer must assure
that any handler operating the closed
system is trained in its use and operates
the closed system in accordance with
the manufacturer’s written operating
instructions.
(iii) The closed system must be
cleaned and maintained as specified in
the manufacturer’s written operating
instructions and as needed to make sure
the system functions properly. If the
system is not a commercially produced
system it must be maintained on a
regular basis.
(iv) A record of the cleaning and
maintenance must be maintained on the
establishment for 2 years.
(v) All personal protective equipment
specified in the pesticide product
labeling is immediately available to the
handler for use in an emergency.
(vi) The handler employer ensures
that protective eyewear is worn when
using closed systems operating under
pressure.
(e) Enclosed cabs. (1) If a handler
applies a pesticide from inside an
enclosed cab, and if the conditions
listed in paragraph (e)(2) of this section
are met, handlers may substitute a longsleeved shirt, long pants, shoes, and
socks for the labeling-specified personal
protective equipment.
(2) All of the applicator personal
protective equipment required by the
pesticide product labeling must be
immediately available and stored in an
enclosed container, such as a plastic
bag, to prevent contamination. Handlers
must wear chemical-resistant gloves in
addition to any personal protective
equipment required by the pesticide
product labeling for applicators, if they
exit the cab within a treated area during
application or when a restricted-entry
interval is in effect. Once personal
protective equipment is worn in a
treated area, it must be removed before
reentering the cab.
(f) Aerial applications—(1) Use of
gloves. Chemical-resistant gloves must
be worn when entering or leaving an
aircraft that may be contaminated by
pesticide residues. In the cockpit, the
gloves must be kept in an enclosed
container, such as a plastic bag, to
prevent contamination of the inside of
the cockpit.
(2) Open cockpit. Handlers occupying
an open cockpit must use the personal
protective equipment specified in the
pesticide product labeling for use
during application, except that
chemical-resistant footwear need not be
worn. A helmet may be substituted for
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chemical-resistant headgear. A helmet
with a face shield lowered to cover the
face may be substituted for protective
eyewear.
(3) Enclosed cockpit. Handlers
occupying an enclosed cockpit may
substitute a long-sleeved shirt, long
pants, shoes, and socks for labelingspecified personal protective
equipment.
(g) Crop advisors. Crop advisors
entering treated areas while a restrictedentry interval is in effect may wear the
personal protective equipment specified
on the pesticide labeling for early entry
activities instead of the personal
protective equipment specified on the
pesticide labeling for handler activities,
provided that all of the following
conditions are met:
(1) The application has been complete
for at least 4 hours.
(2) No such entry is allowed until any
inhalation exposure level listed in the
pesticide product labeling has been
reached or any ventilation criteria
required by § 170.105(b)(3) or the
pesticide product labeling have been
met.
§ 170.309 Exception to training
requirements for workers.
An agricultural employer may allow
or direct a worker to perform tasks in a
treated area on an agricultural
establishment for up to two days
without training the worker in
accordance with § 170.101 provided the
agricultural employer ensures all of the
conditions of this section are met.
(a) The worker is trained in
accordance with § 170.101 before the
third day of working in a treated area on
the establishment.
(b) The worker will not enter a treated
area on the agricultural establishment
while any restricted-entry interval is in
effect.
(c) The worker is provided with a
copy of a pesticide information sheet
that contains all of the points and
information listed in § 170.309(e)(1)
through (15) prior to conducting any
tasks in a treated area, and that same
information is communicated to the
worker orally in a manner the worker
understands.
(d) The agricultural employer must
maintain on the agricultural
establishment for a period of 2 years a
record of the information provided to
the worker under § 170.309(c), along
with the printed name of the worker,
date of birth, the date the information
was provided, the employer’s name, and
employer’s phone number or phone
number of the establishment, and
signature of the worker affirming that he
or she has been provided a copy of the
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information sheet required by
§ 170.309(c), has had the information
communicated to him or her orally in a
manner the worker understands, and
has understood the information.
(e) Pesticide information sheets
required by § 170.309(c) must convey
the following points and information:
(1) Agricultural employers are
required to provide workers with
information and protections designed to
reduce work-related pesticide exposures
and illnesses, including the following:
(i) Employers are required to provide
pesticide safety information to workers
before being asked to work in pesticide
treated areas if they have not received
full pesticide safety training.
(ii) Employers are required to provide
the full pesticide safety training to
workers before their third day of work
in pesticide treated areas.
(iii) Employers are required to provide
pesticide safety information, pesticide
hazard information for products used on
the establishment, decontamination
supplies, emergency medical assistance,
and notification to workers of
restrictions during applications and on
entering pesticide treated areas.
(2) Agricultural employers must
inform workers how to recognize and
understand the meaning of the posted
warning signs used for notifying
workers of restrictions on entering
pesticide treated areas on the
establishment. Workers must follow
employer directions and/or signs about
keeping out of entry restricted or
pesticide treated areas.
(3) Agricultural employers must not
allow or direct any worker who has not
received full pesticide safety training
and additional early entry worker
training to work in any area that is
currently under a restricted-entry
interval. Employers must comply with
minimum age restrictions and
notification requirements in order to
direct workers to perform early-entry
activities.
(4) Agricultural employers must not
allow or direct any worker to mix, load,
or apply pesticides or assist in the
application of pesticides unless the
worker has been trained as a handler.
(5) Agricultural employers are
prohibited from intimidating,
threatening, coercing, or discriminating
against any worker for the purposes of
interfering with any attempt to comply
with the requirements of this part, or
because the worker has made a
complaint, testified, assisted, or
participated in any manner in an
investigation, proceeding, or hearing
pursuant to this part.
(6) There are potential sources of
pesticide exposure on agricultural
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establishments and pesticides and/or
pesticide residues may be encountered
during work activities. Pesticide
residues may be on or in plants, soil,
irrigation water, tractors, application
equipment, or used personal protective
equipment. Pesticides can also drift
through air from nearby applications.
Maintain a safe distance from nearby
pesticide applications and leave the area
immediately if pesticide sprays are
contacting you.
(7) Pesticides can cause illness or
injury if they enter your body.
Pesticides can enter the body by getting
them on your skin or in your eyes, by
swallowing them, or by breathing in
their vapors.
(8) There are potential hazards from
toxicity and exposure that pesticides
present to workers, including acute and
chronic illnesses and effects, delayed
effects, and sensitization.
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(9) There are potential hazards to
children and pregnant women from
pesticide exposure.
(10) When working near pesticides or
in pesticide treated areas wear work
clothing that protects the body from
pesticide residues and always wash
hands before eating, drinking, using
chewing gum or tobacco, or using the
toilet.
(11) Wash or shower with soap and
water, shampoo hair, and change into
clean clothes as soon as possible after
working near or in pesticide treated
areas.
(12) There are potential hazards from
the pesticide residues that may be on
work clothing. Wash work clothes
before wearing them again, and always
wash work clothes separately from other
clothes.
(13) Pesticides may cause skin rashes
or hurt your eyes, nose or throat.
Pesticides can make you feel sick in
different ways, such as headache or
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dizziness, muscles pain or cramps,
nausea or vomiting, sweating, drooling,
fatigue, or trouble breathing.
(14) Wash immediately in the nearest
clean water if pesticides are spilled or
sprayed on the body. Shower, shampoo
hair, and change into clean clothes as
soon as possible. If a pesticide gets in
your eyes, hold them open and rinse
with a gentle stream of cool water. Rinse
eyes for 15 minutes.
(15) If you or someone you work with
gets sick while working, tell your
employer right away. If you suspect you
have been injured or made ill from
pesticides, get medical help as soon as
possible. If you have been injured from
pesticides while working, your
employer must provide emergency
transportation from the establishment to
a nearby medical facility and provide
information about the pesticide or
pesticides that may have made you sick.
[FR Doc. 2014–04761 Filed 3–18–14; 8:45 am]
BILLING CODE 6560–50–P
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Agencies
[Federal Register Volume 79, Number 53 (Wednesday, March 19, 2014)]
[Proposed Rules]
[Pages 15443-15531]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2014-04761]
[[Page 15443]]
Vol. 79
Wednesday,
No. 53
March 19, 2014
Part III
Environmental Protection Agency
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40 CFR Part 170
Pesticides; Agricultural Worker Protection Standard Revisions; Proposed
Rule
Federal Register / Vol. 79 , No. 53 / Wednesday, March 19, 2014 /
Proposed Rules
[[Page 15444]]
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ENVIRONMENTAL PROTECTION AGENCY
40 CFR Part 170
[EPA-HQ-OPP-2011-0184; FRL-9395-8]
RIN 2070-AJ22
Pesticides; Agricultural Worker Protection Standard Revisions
AGENCY: Environmental Protection Agency (EPA).
ACTION: Proposed rule.
-----------------------------------------------------------------------
SUMMARY: EPA is proposing updates and revisions to the existing worker
protection regulation for pesticides. The proposed changes are in
response to extensive stakeholder review of the regulation and its
implementation since 1992, and reflect current research on how to
mitigate occupational pesticide exposure to agricultural workers and
pesticide handlers. EPA is proposing to strengthen the protections
provided to agricultural workers and handlers under the worker
protection standard by improving elements of the existing regulation,
such as training, notification, communication materials, use of
personal protective equipment, and decontamination supplies. EPA
expects the revisions, once final, to prevent unreasonable adverse
effects from exposure to pesticides among agricultural workers and
pesticide handlers; vulnerable groups, such as minority and low-income
populations, child farmworkers, and farmworker families; and the
general public. EPA recognizes the importance and independence of
family farms and is proposing to expand the immediate family exemption
to the WPS.
DATES: Comments must be received on or before June 17, 2014.
ADDRESSES: Submit your comments, identified by docket identification
(ID) number EPA-HQ-OPP-2011-0184, by one of the following methods:
Federal eRulemaking Portal: https://www.regulations.gov. Follow the online instructions for submitting
comments. Do not submit electronically any information you consider to
be Confidential Business Information (CBI) or other information whose
disclosure is restricted by statute.
Mail: OPP Docket, Environmental Protection
Agency Docket Center (EPA/DC), Mail code: 28221T, 1200 Pennsylvania
Ave. NW., Washington, DC 20460. In addition, please mail a copy of your
comments on the information collection provisions to the Office of
Information and Regulatory Affairs, Office of Management and Budget,
Attn: Desk Officer for EPA, 725 17th St. NW., Washington, DC 20503.
Hand Delivery: To make special arrangements for
hand delivery or delivery of boxed information, please follow the
instructions at https://www.epa.gov/dockets/contacts.htm. Additional
instructions on commenting or visiting the docket, along with more
information about dockets generally, is available at https://www.epa.gov/dockets.
FOR FURTHER INFORMATION CONTACT: Kathy Davis, Field and External
Affairs Division, Office of Pesticide Programs, Environmental
Protection Agency, 1200 Pennsylvania Ave. NW., Washington, DC 20460-
0001; telephone number: (703) 308-7002; fax number: (703) 308-2962;
email address: davis.kathy@epa.gov.
SUPPLEMENTARY INFORMATION:
I. General Information
A. Does this action apply to me?
You may be potentially affected by this action if you work in or
employ persons working in production agriculture where pesticides are
applied.
The following list of North American Industrial Classification
System (NAICS) codes is not intended to be exhaustive, but rather
provides a guide to help readers determine whether this document
applies to them. Potentially affected entities may include:
Agricultural Establishments (NAICS code 111000),
establishments or persons, such as farms, orchards, groves,
greenhouses, and nurseries, primarily engaged in growing crops, plants,
vines, or trees and their seeds.
Nursery and Tree Production (NAICS code 111421),
e.g., establishments or persons primarily engaged in (1) growing
nursery products, nursery stock, shrubbery, bulbs, fruit stock, sod,
and so forth, under cover or in open fields and/or (2) growing short
rotation woody trees with a growth and harvest cycle of 10 years or
less for pulp or tree stock.
Timber Tract Operations (NAICS code 113110),
e.g., establishments or persons primarily engaged in the operation of
timber tracts for the purpose of selling standing timber. Forest
Nurseries and Gathering of Forest Products (NAICS code 113210), e.g.,
establishments or persons primarily engaged in (1) growing trees for
reforestation and/or (2) gathering forest products, such as gums,
barks, balsam needles, rhizomes, fibers, Spanish moss, ginseng, and
truffles.
Farm Labor Contractors and Crew Leaders (NAICS
code 115115), e.g., establishments or persons primarily engaged in
supplying labor for agricultural production or harvesting.
Farm Workers (NAICS codes 11511, 115112, and
115114), e.g., establishments or persons primarily engaged in providing
support activities for growing crops; establishments or persons
primarily engaged in performing a soil preparation activity or crop
production service, such as plowing, fertilizing, seed bed preparation,
planting, cultivating, and crop protecting services; and establishments
or persons primarily engaged in performing services on crops,
subsequent to their harvest, with the intent of preparing them for
market or further processing.
Pesticide Manufacturers (NAICS code 325320),
e.g., establishments primarily engaged in the formulation and
preparation of agricultural and household pest control chemicals
(except fertilizers).
Farm Worker Support Organizations (NAICS codes
813311, 813312, and 813319), e.g., establishments or persons primarily
engaged in promoting causes associated with human rights either for a
broad or specific constituency; establishments or persons primarily
engaged in promoting the preservation and protection of the environment
and wildlife; and establishments primarily engaged in social advocacy.
Farm Worker Labor Organizations (NAICS code
813930), e.g., establishments or persons primarily engaged in promoting
the interests of organized labor and union employees.
Pesticide Handling in Forestry (NAICS code
115310), e.g., establishments or persons primarily providing support
activities for forestry, such as forest pest control.
Administration of Conservation Programs (NAICS
code 924120), e.g., government establishments primarily engaged in the
administration, regulation, supervision and control of land use,
including recreational areas; conservation and preservation of natural
resources; erosion control; geological survey program administration;
weather forecasting program administration; and the administration and
protection of publicly and privately owned forest lands. Government
establishments responsible for planning, management, regulation and
conservation of game, fish, and wildlife populations, including
wildlife management areas and field stations; and other administrative
matters relating to the protection of fish, game, and wildlife are
included in this industry.
Pesticide Handling on Farms (NAICS code 115112),
e.g.,
[[Page 15445]]
establishments or persons primarily engaged in performing a soil
preparation activity or crop production service, such as seed bed
preparation, planting, cultivating, and crop protecting services.
Crop Advisors (NAICS codes 115112, 541690,
541712) e.g., establishments or persons who primarily provide advice
and assistance to businesses and other organizations on scientific and
technical issues related to pesticide use and pest pressure.
B. What should I consider as I prepare my comments for EPA?
1. Submitting CBI. Do not submit this information to EPA through
regulations.gov or email. Clearly mark the part or all of the
information that you claim to be CBI. For CBI information in a disk or
CD-ROM that you mail to EPA, mark the outside of the disk or CD-ROM as
CBI and then identify electronically within the disk or CD-ROM the
specific information that is claimed as CBI. In addition to one
complete version of the comment that includes information claimed as
CBI, a copy of the comment that does not contain the information
claimed as CBI must be submitted for inclusion in the public docket.
Information so marked will not be disclosed except in accordance with
procedures set forth in 40 CFR part 2.
2. Tips for preparing your comments. When submitting comments,
remember to:
i. Identify the document by docket ID number and other identifying
information (subject heading, Federal Register date and page number).
ii. Follow directions. The Agency may ask you to respond to
specific questions or organize comments by referencing a Code of
Federal Regulations (CFR) part or section number.
iii. Explain why you agree or disagree; suggest alternatives and
substitute language for your requested changes.
iv. Describe any assumptions and provide any technical information
and/or data that you used.
v. If you estimate potential costs or burdens, explain how you
arrived at your estimate in sufficient detail to allow for it to be
reproduced.
vi. Provide specific examples to illustrate your concerns and
suggest alternatives.
vii. Explain your views as clearly as possible, avoiding the use of
profanity or personal threats.
viii. Make sure to submit your comments by the comment period
deadline identified.
II. Background
A. Executive Summary
1. Purpose of the regulatory action. The Environmental Protection
Agency (EPA or the Agency) proposes to revise the existing Worker
Protection Standard (WPS) at 40 CFR part 170 to reduce the incidence of
occupational pesticide exposure and related illness among agricultural
workers (workers) and pesticide handlers (handlers) covered by the
rule. This regulation, in combination with other components of EPA's
pesticide regulatory program, is intended to prevent unreasonable
adverse effects of pesticides among pesticide applicators, workers,
handlers, the general public, and vulnerable groups, such as minority
and low-income populations.
2. Summary of the major provisions. This proposal revises the
existing WPS in several areas: Training, notification, hazard
communication, minimum age, and personal protective equipment. The key
changes are described below.
For training, the proposal requires employers to ensure that
workers and handlers receive pesticide safety training every year. The
content of the training is expanded to include how to reduce take-home
exposure to pesticides, as well as other topics. Employers are required
to retain records of the training provided to workers and handlers for
2 years from the date of training.
For notification, the proposal requires employers to post treated
areas when the product used has a restricted-entry interval (REI)
greater than 48 hours. It also requires that workers performing early-
entry tasks, i.e., entering a treated area when an REI is in effect,
receive information about the pesticide used in the area where they
will work, the specific task(s) to be performed, and the amount of time
the worker may remain in the treated area. Finally, the proposal
requires employers to keep a record of the information provided to
workers performing early-entry tasks.
For hazard communication, the proposal eliminates the requirement
for a central display of pesticide application-specific information.
The proposal requires the employer to maintain and make available upon
request the pesticide application-specific information, as well as the
labeling and safety data sheets for pesticides used on the
establishment for 2 years.
For minimum age, the proposal requires that handlers and workers
performing early-entry tasks be at least 16 years old. This minimum age
does not apply to immediate family members working on an establishment
owned by another immediate family member.
For personal protective equipment (PPE), the proposal adopts the
Occupational Safety and Health Act requirements for respirator use by
handlers, i.e., fit test, medical evaluation, and training. In
addition, the proposal adopts the existing California standard for
closed systems.
3. Costs and impacts. Under section 3(f)(4) of Executive Order
12866 (58 FR 51735; October 4, 1993), this action is a ``significant
regulatory action'' because it may raise novel legal or policy issues
arising out of legal mandates, the President's priorities, or the
principles set forth in the Executive Order. Accordingly, EPA submitted
this proposed rulemaking to the Office of Management and Budget (OMB)
for review under Executive Orders 12866 and 13563 (76 FR 3821; January
21, 2011), and any changes made in response to OMB recommendations have
been documented in the public docket for this action.
EPA has prepared an analysis of the potential costs and impacts
associated with this rulemaking. This analysis is summarized in greater
detail in Unit II.G. of this proposal. The following chart provides a
brief outline of the costs and impacts of this proposal:
------------------------------------------------------------------------
Category Description Source
------------------------------------------------------------------------
Monetized Benefits Avoided $5-14 million/year EA Chapter 6.5.
acute pesticide incidents. after adjustment
for underreporting
of pesticide
incidents.
Qualitative Benefits........ Willingness EA Chapter 6.
to pay to avoid
acute effects of
pesticide exposure
beyond cost of
treatment and loss
of productivity.
Reduced
latent effect of
avoided acute
pesticide exposure.
Reduced
chronic effects
from lower chronic
pesticide exposure
to workers,
handlers, and
farmworker
families, including
a range of
illnesses such as
Non-Hodgkins
lymphoma, prostate
cancer, Parkinson's
disease, lung
cancer, chronic
bronchitis, and
asthma.
[[Page 15446]]
Monetized Costs............. $62-73 million/year. EA Chapter 5.2.
Small Business Impacts...... No significant EA Chapter 5.4.
impact on a
substantial number
of small entities.
The
rulemaking will
affect over 300,000
small farms,
nurseries, and
greenhouses and
several hundred
small commercial
entities that are
contracted to apply
pesticides.
Impact less
than 0.1% of the
annual value of
sales or revenues
for the average
small entity.
Impact on Jobs.............. The rulemaking will EA Chapter 5.3.
have a negligible
effect on jobs and
employment.
The
marginal cost of a
typical farmworker
is expected to
increase $5/year.
The
marginal cost for a
more skilled
pesticide handler
is expected to
increase by $60 per
year, but this is
less than 0.3
percent of the cost
of a part-time
employee.
------------------------------------------------------------------------
B. What action is the Agency taking?
The WPS is a regulation intended to reduce the risks of injury or
illness resulting from agricultural workers' and handlers' use and
contact with pesticides on farms, forests, nurseries and greenhouses.
The rule does not cover persons working directly with livestock. The
existing regulation has provisions for employers to provide workers and
handlers with pesticide safety training, posting and notification of
treated areas, entry restrictions, and PPE for workers who enter
treated areas after pesticide application to perform crop-related
tasks, as well as for handlers who mix, load, and apply pesticides. The
rule was promulgated in 1992 and implementation was delayed until 1995.
The changes in this proposed revision of the WPS are intended to
address shortcomings in the current regulations, such as:
Absence of a minimum age for handlers of
pesticides and agricultural workers engaged in early-entry activities,
Inadequate hazard communication provisions,
Insufficient training of agricultural workers
before they face potential pesticide exposure,
Unclear requirements regarding the
decontamination supplies the WPS requires employers to provide, and
Insufficient recordkeeping to verify compliance
with regulations.
EPA believes that the proposed changes offer targeted improvements
that would reduce risk through protective requirements and improve
operational efficiencies. EPA expects the proposed changes to:
Improve effectiveness of worker and handler
training,
Improve protections to workers during
restricted-entry intervals (REIs),
Improve protections for workers during and after
pesticide applications,
Expand the information provided to workers, thus
improving hazard communication protections,
Expand the content of pesticide safety
information displayed, thus improving the display's effectiveness,
Improve the protections for crop advisor
employees,
Increase the amounts of decontamination water
available, thus improving the effectiveness of the decontamination
process,
Improve the emergency response when workers
experience pesticide exposures,
Improve the organization of the WPS, thus
improving employers' ability to understand and comply with the
provisions,
Clarify the coverage of the WPS to those
employed and receiving a salary or wage to ensure protection for
occupational pesticide workers,
Protect children by establishing a minimum age
for handlers and for workers who enter a treated area during an REI
while maintaining an exemption to the minimum age requirement for
children working on the establishment of an immediately family member,
and
Improve flexibility for small farmers and
members of their immediate family by expanding the definition of
immediate family members to be more inclusive and retaining the
exemptions from almost all WPS requirements for owners and their
immediate family members.
C. What is the Agency's authority for taking this action?
This action is issued under the authority of sections 2 through 35
of the Federal Insecticide, Fungicide, and Rodenticide Act (FIFRA), 7
U.S.C. 136-136y, and particularly section 25(a), 7 U.S.C. 136w(a).
D. Related Rulemaking
EPA is also considering a proposed rule to amend 40 CFR part 171,
titled ``Certification of Pesticide Applicators.'' Since parts 170 and
171, along with other components of the pesticide program, work
together to reduce and prevent unreasonable adverse effects to
pesticides, EPA may use any comments received on the proposed
amendments to part 171 when formulating a final rule to amend the
current WPS at part 170.
E. Benefits of the Proposal
The proposed changes to the current WPS requirements are expected
to lead to an overall reduction in incidents of unsafe pesticide
exposure and to improve the occupational health of the nation's
agricultural workers and pesticide handlers. This section provides an
overview of the qualitative benefits of the proposal and the estimated
benefits that would accrue from avoiding acute pesticide exposure in
the population protected by the WPS. It also provides an estimate of
the number of chronic illnesses with a plausible association with
pesticide exposure that would have to be prevented by the proposed
changes in order for the total estimated benefits to meet the estimated
cost of the proposal.
A sizeable portion of the agricultural workforce may be exposed
occupationally to pesticides and pesticide residues. These exposures
can pose significant long- and short-term health risks. It is difficult
to quantify a specific level of risk and project the risk reduction
that would result from this proposal because workers and handlers are
potentially exposed to a wide range of pesticides with varying
toxicities and risks. However, there is strong evidence that workers
and handlers may be exposed to pesticides at levels that can cause
adverse effects and that both the exposures and the risks can be
substantially reduced. EPA believes the provisions in the proposed rule
would reduce pesticide exposures and the associated risks.
The estimated quantified benefits from reducing acute worker and
handler exposure to pesticides total about $11.4 million annually (Ref.
1). This conservative estimate includes only the avoided costs in
medical care and lost productivity to workers and handlers and assumes
that just 25% of acute
[[Page 15447]]
pesticide incidents are reported. It does not include quantification of
the reduction in chronic effects of pesticide exposure to workers and
handlers, reduced effects of exposure including developmental impacts,
to children and pregnant workers and handlers or willingness to pay to
avoid symptoms of pesticide exposure. Because the chronic effects of
pesticide exposures are seldom attributable to a specific cause, and
thus are unlikely to be recorded in pesticide poisoning databases, EPA
is not able to quantify the benefits expected to accrue from proposed
WPS changes that would reduce chronic exposure to pesticides. However,
associations between pesticide exposure and certain cancer and non-
cancer chronic health effects are well documented in the peer-reviewed
literature, and reducing these chronic health effects is an important
FIFRA goal.
Even if the lack of quantitative data impairs the reliability of
estimates of the total number of chronic illnesses avoided, it is
reasonable to expect that the proposed changes to the WPS will reduce
the incidence of chronic disease resulting from pesticide exposure.
Therefore, EPA conducted a ``break even'' analysis to consider the
plausibility of the proposed changes to the WPS reducing the incidence
of chronic disease enough to cause the net benefits of the proposed
rule to exceed its anticipated costs. Under this analysis, EPA looked
at the costs associated with non-Hodgkin's lymphoma, prostate cancer,
Parkinson's disease, lung cancer, bronchitis, and asthma and their
frequency among agricultural workers, and found that reducing the
incidence of lung cancer by 0.08% and the incidence of the other
chronic diseases by 0.8% per year (about 53 total cases per year among
the population of workers and handlers protected under the WPS) would
produce quantified benefits sufficient to bridge the gap between the
quantified benefits from reducing acute incidents and the $62.1 million
to $72.9 million cost of the proposed rule. Overall, the weight of
evidence suggests that the proposed requirements would result in long-
term health benefits to agricultural workers and pesticide handlers in
excess of the less than 1% reduction in just six diseases that
corresponds with the break-even point for the proposed rule, not only
by reducing their daily risk of pesticide exposures, but also by
improving quality of life throughout their lives, resulting in a lower
cost of health care and a healthier society.
The proposed changes to the current WPS requirements, specifically
improved training on reducing pesticide residues brought from the
treated area to the home on workers and handlers' clothing and bodies
and establishing a minimum age for handlers and early entry workers,
other than those covered by the immediate family exemption, mitigate
the potential for children to be exposed to pesticides directly and
indirectly. The unquantified benefit to adolescent workers and
handlers, as well as children of workers and handlers is great;
reducing exposure to pesticides could translate into fewer sick days,
fewer days missed of school, improved capacity to learn, and better
long-term health. Parents and caregivers reap benefits by having
healthier families, fewer missed workdays, and better quality of life.
By proposing several interrelated exposure-reduction measures, the
revised rule is expected to mitigate approximately 56% of reported
acute WPS-related pesticide incidents. EPA believes the proposed rule
would substantially mitigate for these workers and handlers the
potential for adverse health effects (acute and chronic) from
occupational exposures to such pesticides and their residues. These
measures include requirements intended to reduce exposure by:
Ensuring that workers and handlers are informed
about the hazards of pesticides--the proposed rule changes the content
and frequency of required pesticide safety training, as well as
proposing changes to ensure that the pesticide safety training is more
effective.
Reducing exposure to pesticides--among other
things, the proposed rule changes and clarifies the requirements for
personal protective equipment. It also makes changes to the timing of
applications when people are nearby. These and other provisions should
directly reduce exposure in the agricultural workforce.
Mitigating the effects from exposures that
occur--some accidental exposures are inevitable. EPA expects the
proposed rule to mitigate the severity of health impacts by updating
and clarifying what is required to respond to exposures.
Further detail on the benefits of this proposal is provided in the
document titled ``Economic Analysis of Proposed Revisions to the Worker
Protection Standard'' which is available in the docket for this
rulemaking (Ref. 1). The following briefly highlights the anticipated
benefits:
1. Reduce incidents of exposure and illness through:
a. Expanded and more frequent training for workers and handlers.
EPA's current requirement for training workers and handlers fails to
address or to highlight the importance of some self-protective
practices, such as reducing pesticide exposure to workers, handlers,
and their families by avoiding bringing pesticide residues home on
clothing, shoes, or skin. The existing regulation requires employers to
provide training every 5 years. The proposed rule, if finalized, would
expand the content of the training, increase the frequency of training
to every year, and set higher standards for trainers. Providing workers
and handlers with information on reducing pesticide exposure in a
manner they understand, e.g., in a language they speak and at an
appropriate education level, and at intervals more likely to result in
retention of the information, would benefit workers and handlers. Thus,
EPA believes the proposed rule would reduce overall pesticide exposure
among workers, handlers, and their families.
b. Improved posting of pesticide-treated areas. The current WPS
allows growers to provide either an oral or posted warning to workers
about which areas have been treated with a pesticide and are under an
REI unless the pesticide label requires both an oral and posted
warning. Many of the occupational pesticide illnesses reported to state
health agencies have occurred when workers entered a treated area
before the REI expired. The proposed regulation would require posting
of all treated areas with an REI of greater than 48 hours, providing a
visual reminder to workers not to enter the specific pesticide-treated
area without proper protection.
c. Additional information before entering a pesticide-treated area
under an REI. As mentioned above, many incidents of pesticide exposure
among workers result from entering an area while an REI is in effect.
The proposed rule would require that worker training include
information about the limited circumstances in which workers may enter
a treated area under an REI, the hazards workers may face, and that the
employer must provide the proper PPE. Employers would also have to
inform workers entering a treated area under an REI about the
conditions under which they enter the treated area and the maximum time
they are permitted to stay in the treated area. Providing workers with
general information about working in a treated area under an REI as
well as with specific information about the circumstances of each
instance should make them aware of the elevated risks and the steps
necessary to protect themselves.
[[Page 15448]]
d. Access to more information about chemical hazards in the
workplace. The current WPS requires the employer to maintain records of
what pesticides have been used or have had an REI in effect on the
establishment in the last 30 days. The employer must provide the name
of the pesticide, EPA registration number, and other general
information at a central location on the establishment. The proposed
rule would require employers to maintain a copy of pesticide labeling,
the application records, and the Safety Data Sheet (SDS, formerly known
as Material Safety Data Sheet, or MSDS), as well as the information
currently required under the WPS, for 2 years after the product was
applied on the establishment. The employer would be required to provide
this information upon request and to ensure that health care providers
treating a worker or handler who was exposed on the establishment
receive a copy of this information. The more specific information
required, longer retention period, and provision to provide additional
information to health care providers should assist the health care
provider in determining the specific types of pesticides to which a
worker or handler may have been exposed and in more effectively
treating the injured person.
e. Strengthened requirements for handlers during applications. The
risk of illness resulting from exposure to pesticides through drift is
largely borne by agricultural workers. A recent study estimates that
37% to 68% of acute pesticide-related illnesses in agricultural workers
are caused by spray drift (Ref. 2). The proposed rule would require
handlers to immediately stop an application if, during the application,
anyone other than a properly equipped handler enters the entry-
restricted area or the area treated with pesticides. This, together
with the proposal to create entry-restricted areas around the treated
area for farms, forests and nurseries, is expected to result in reduced
incidents of worker exposure through unintentional contact during
application or through drift.
2. Strengthen protection for children through:
a. Implementing a minimum age of 16 for handlers and early-entry
workers. The current WPS does not have a minimum age for handlers or
early-entry workers. These tasks involve contact with concentrated
forms of pesticides, applying pesticides, or entering pesticide-treated
areas before the REI has expired. Children may be more susceptible to
the effects of pesticide exposure because their systems are developing,
and research shows that adolescents have not fully developed informed
decisionmaking skills. The Fair Labor Standards Act (FLSA) establishes
a minimum age of 16 for youth engaged in occupations deemed hazardous
by the Secretary of Labor (29 U.S.C. 213(c)(2)). This includes persons
handling toxicity category I and II pesticides in agriculture 29 CFR
570.71(a)(9). The FLSA prohibits youth under the age of 16 engaged in
nonagricultural employment from any work involving pesticides.
Implementing a requirement for handlers and early-entry workers to be
at least 16 years old would ensure that all persons handling
pesticides, regardless of the toxicity level, are protected, thereby
reducing their overall risk of pesticide exposure and illness. Persons
under the age of 16 working on the establishment owned by an immediate
family member would be exempt from the proposed minimum age
requirements.
b. Improving training for workers and handlers on reducing take-
home pesticide exposure. The current WPS training does not provide
specific information on how workers and handlers can minimize the
possibility for transferring pesticide residues from their clothing,
bodies, and shoes to their homes, vehicles, and family members.
Although studies documenting the effects of take-home pesticide
exposure are not conclusive, EPA has a reasonable concern about the
potential for unreasonable adverse effects caused by exposure to
workers, handlers, and their families. The proposed modest addition to
training would educate workers and handlers on how to protect
themselves and their families from take-home pesticide exposure.
3. Reduce some burdens on growers by:
a. Eliminating duplicative respirator requirements. Agricultural
worker and handler employers may also be subject to regulations issued
by other federal agencies, such as the Occupational Safety and Health
Administration (OSHA). The current WPS standard for proper use and
maintenance of a respirator differs from the standard established by
OSHA. The proposed rule harmonizes the requirements for agricultural
employers that may be required to provide a respirator for their
employees using pesticides under the WPS with those issued by OSHA for
respirator use in agriculture beyond pesticide use in order to reduce
the burden on employers to comply with two separate standards.
b. Providing a national mechanism to verify worker and handler
training. Under the current WPS employers may be uncertain about what
measures they must take to verify whether a worker or handler has
already received the required pesticide safety training on another
establishment. EPA administers a voluntary training verification
system, but it is not used nation-wide or consistently. As a result,
many employers provide pesticide safety training to all new employees.
The proposed revisions include a provision for the employer to provide
the worker or handler with a copy of the record of the training,
including worker or handler name, employer, trainer name, and date of
training. Workers and handlers can provide this record to their next
employer as proof of valid training and for the new employer to
maintain a copy in his or her records. EPA believes a reliable training
verification system will reduce overall burden on agricultural and
handler employers.
c. Streamlining notification requirements between handler employers
and agricultural establishment employers. Under the current WPS,
handler employers are required to notify the owner of the agricultural
establishment about the start and end time of applications, as well as
changes to the application start time and end time or application
duration, before the application begins. The proposed changes would
require handlers or their employers to provide changes to pesticide
application plans to the agricultural employer within 2 hours of the
end of the application rather than before the application. Changes to
the estimated application end time of less than one hour would not
require notification.
d. Improving clarity of the regulation. The Agency proposes to
revise and reorganize the WPS to enhance the ability of employers to
understand their responsibilities under the regulation, which could
lead to increased compliance with the rule. The proposed rule, if
finalized, would reorganize the rule into four sections: (1) General
requirements, (2) responsibilities of agricultural employers, (3)
responsibilities of handler employers, and (4) exceptions. Employers'
greater understanding and compliance with the WPS would ensure that
workers and handlers are provided with the information and equipment
they need to protect themselves. In turn, this should contribute to
reduced incidents of unreasonable adverse effects from pesticide
exposure.
F. Request for Comments
The Agency invites the public to provide its views and suggestions
for changes on all of the proposals in this
[[Page 15449]]
document. Specifically, the Agency requests the public to consider and
provide input on the following when providing comments:
The need for, value of, and any alternatives to the
requirements described in this document.
The studies and scientific articles used as the basis of
this proposed rule.
The clarity of the proposed revisions.
The ability to effectively enforce the proposed
regulation.
The economic analysis of the proposed rule, including its
underlying assumptions, economic data, high- and low-cost options and
alternatives, and benefits.
Additionally, in other parts of this proposed rule, EPA is
specifically requesting comments on certain issues. EPA welcomes
comments on these topics of particular interest to the Agency.
Commenters are encouraged to present any data or information that
should be considered by EPA during the development of the final rule.
Describe any assumptions and provide any technical information and data
used in preparing your comments. Explain evaluations or estimates in
sufficient detail to allow for them to be reproduced for validation.
Commenters are reminded that the submission of data derived from human
research should include information concerning the ethical conduct of
such research, in compliance with the requirements at 40 CFR 26.1303.
G. Reasons for The Proposed Action
The WPS is more than 20 years old and EPA believes it can be
improved. Since the late 1990s, EPA has engaged a wide range of
stakeholders to evaluate the effectiveness of the WPS and to determine
if improvements are necessary. EPA met with groups including, but not
limited to, farmworker organizations, health care providers, state
regulators, pesticide manufacturers, farmers, organizations
representing agricultural commodity producers, and crop advisors.
Through public meetings and federal advisory committees, and as
individuals and small groups, a broad spectrum of stakeholders provided
recommendations to EPA. Many of the proposed changes address their
recommendations and concerns.
EPA has also reviewed available information about occupational
pesticide exposure in agriculture. The Agency's review of these reports
indicates that many incidents might have been avoided if workers and
handlers had better training, were better notified of treated areas,
and used PPE properly when required. For example, workers became ill
after entering a treated area before the REI expired or without wearing
the proper equipment, and through drift from a nearby pesticide
application. EPA believes these types of incidents could be
significantly reduced by enhancing the training for workers and
handlers and strengthening provisions of the regulation designed to
keep workers and handlers out of pesticide-treated areas unless they
have the proper information and PPE.
The great majority of agricultural workers and handlers are
disadvantaged. The National Agricultural Worker Survey (NAWS) data
indicate the median family income range was $12,500-$14,999, many do
not speak English and are not literate in their native language, and
workers face challenges accessing health care and housing (Ref. 3).
Workers and handlers experience risks from occupational pesticide
exposure that are greater than those faced by the general population
because workers and handlers work with and around pesticides on a daily
basis, and language and literacy barriers make effective hazard
communication a challenge. EPA is paying special attention to the
disproportionate burden or risk carried by this disadvantaged
community. The proposed rule as a whole addresses many worker safety
concerns; throughout this document the environmental justice concerns
relative to specific changes will be highlighted.
In conjunction with various non-regulatory programs, the WPS
requirements are intended, among other things, to reduce the risks of
illness or injury to workers and handlers resulting from occupational
exposure to pesticides on agricultural establishments. Broadly
speaking, the WPS provisions are meant to (1) inform workers and
handlers about the hazards and risks from pesticides they use or to
which they come into contact in the workplace, (2) protect workers and
handlers from occupational exposure to pesticides and the potential
adverse effects of pesticides, and (3) mitigate the potential adverse
effects of unavoidable pesticide exposure, including accidents. Within
these categories, EPA evaluated the costs and benefits of alternative
requirements and is proposing a set of requirements that, in
combination, is expected to achieve substantial benefits at minimum
cost.
The overall costs of the proposal range from $62.1 to $72.9 million
annually. These costs would be borne almost entirely by agricultural
establishments, those who employ workers and handlers and use
pesticides. Although the cost per establishment will vary by the number
and type of employees, EPA estimates that the annual cost to large
establishments would be $340 to $400 per year. Small establishments
would incur a lower cost of $130 to $150 per year, which amounts to
less than 0.1 percent of their annual revenue. Presented differently,
the additional cost of employing a worker is estimated at less than $5
per year and the additional cost of employing a handler is estimated at
about $60 per year. EPA does not believe the cost of the regulation
will have a negative impact on employment.
The proposal, if finalized, would reduce the disproportionate risks
associated with occupational pesticide exposure that currently fall on
workers, handlers, and their families. Agricultural and handler
employers are the group responsible for, and that benefit from,
pesticide application on their establishments. Therefore, EPA believes
it is appropriate for these employers to bear the cost of the
protections for their employees, rather than to impose the costs on
workers and handlers themselves. Through the WPS and these proposals,
EPA seeks to have those responsible for making pesticide use decisions
and applying pesticides internalize the effects of their decisions.
This would minimize the externalities, i.e., undesirable or unintended
consequences of decisions that result in negative consequences for
other parties, to workers and handlers.
The benefits of the proposed rule primarily accrue to workers,
handlers and, indirectly, to their families. EPA estimates the
quantitative value of avoided acute incidents as a result of the
proposed rule to be between $1.2 million to $2.8 million annually (Ref.
1). However, EPA recognizes that this estimate is biased downward by an
unknown degree. First, pesticide incidents, like many illnesses and
accidents, are underreported because sufferers may not seek medical
care, cases may not be correctly diagnosed, and correctly diagnosed
cases may not be filed with the central reporting database. Also, many
symptoms of pesticide poisoning, such as a fatigue, nausea, rash,
dizziness, and diarrhea, may be confused with other illnesses and may
not be reported by the workers as related to their occupational
exposure. Studies estimate that underreporting of pesticide exposure by
workers and handlers ranges from 20 to 90 percent. Adjusting the
estimate based on a reasonable assumption that only 25% of acute
incidents are reported
[[Page 15450]]
brings the estimated benefits from reducing acute pesticide incidents
to $11.4 million annually (Ref. 1).
Second, EPA's approach to estimating the quantitative benefits of
the proposal only measures avoided medical costs and lost wages, not
the willingness to pay to avoid possible symptoms due to pesticide
exposure, which could be substantially higher. It also does not take
into account the disenfranchised nature of this population and the
relative impact that lost work time would have on their incomes and
family health. An increase in protections across the entire worker
population would be more beneficial and likely to effect positive
change than requiring individuals to value and pay for their own
increase in safety. Workers and handlers may not be able to pay for the
improvements to their own safety, necessitating intervention by the
government to ensure these populations are adequately protected.
Well-documented associations between pesticide exposure and certain
cancer and non-cancer chronic health effects exist in peer-reviewed
literature; however, the wide range of employment histories and
pesticide exposures characteristic of the agricultural workforce
generally prevents reliable estimates of the full impact of chronic
pesticide exposure. In order to account for the reduction in chronic
diseases expected as a result of the proposed WPS changes, OPP used a
``break-even'' analysis. Based on a literature review, EPA evaluated
the costs associated with six chronic illnesses that have well-
documented association with agricultural pesticide exposure: non-
Hodgkin's lymphoma, prostate cancer, Parkinson's disease, lung cancer,
bronchitis, and asthma. Owing to the high costs associated with these
chronic illnesses, improvements to the WPS that could reduce the
frequency of these illnesses among workers and handlers by less than 1%
(53 total cases per year) would result in sufficient benefits to bridge
the gap between the estimated costs of the revisions and the
anticipated benefits associated with reducing acute pesticide
exposures. For the reasons identified below, it is reasonable to expect
that the proposed changes to the WPS will reduce chronic pesticide
exposures enough to reduce the frequency of chronic illnesses by at
least 0.08% for lung cancer and at least 0.8% for the other illnesses
considered.
EPA believes the qualitative benefits of the proposed rule are
substantial. The proposals for more frequent, expanded training, better
identification of treated areas, strengthened requirements for PPE, and
clarifying the responses and information required in the event of an
emergency exposure all provide workers and handlers with more
information and a better ability to protect themselves from risks
associated with pesticide exposure. The proposals complement each other
and the resulting benefits are derived from implementation of the whole
package. Overall, the weight of evidence suggests that the proposed
requirements will result in both short- and long-term health benefits
to agricultural workers and pesticide handlers.
In addition, many of the proposed changes to current WPS
requirements would specifically mitigate risks to children. The
proposal would implement a minimum age of 16 for most handlers and
early-entry workers; the minimum age would not apply to handlers and
early-entry workers on an establishment owned by an immediate family
member. EPA believes that these two tasks present a higher risk of
exposure than do the general tasks assigned to a worker. Since
children's bodies are still developing, they may be more susceptible to
these elevated risks and therefore would benefit from strengthened
protections. In addition, the proposal seeks through additional
training to reduce the potential for workers to transport pesticide
residues home to their families. Although studies are inconclusive
about the effects of pesticides transferred from the treated area to
the home, EPA believes that providing additional general information to
workers and handlers about steps that may mitigate any potential risk
would be prudent. Thus, the proposed changes are expected to reduce
children's exposure to pesticides.
In the almost two decades since the 1992 WPS was implemented, EPA
has learned from the Pesticide Program Dialogue Committee, National
Assessment of the Pesticide Worker Safety Program process, meetings
with state regulators, and other stakeholder interaction, that the 1992
rule needs improvements. EPA believes that the data available to the
Agency supports this conclusion. The proposed rule reflects the
Agency's commitment to pay particular attention to the health of
children and environmental justice concerns. The proposal also aligns
with the President's January 18, 2011 Executive Order 13563 (76 FR
3821), requesting that agencies review existing regulations to improve
the efficacy of their protection, to balance costs and benefits, and to
maximize their efficiency.
In proposing this revision, the Agency is mindful of the effects on
small business, family farms, and other affected parties. The Agency
has attempted to keep the costs to the regulated community as low as
practicable, so that they are reasonably balanced against the
anticipated risk reduction benefits of the measures proposed below.
H. Summary of Proposed Changes
EPA proposes to revise the WPS by:
Amending the existing pesticide safety training content,
retraining interval (frequency), and qualifications of trainers,
Ensuring workers receive safety information before
entering any pesticide treated area by amending the existing ``grace
period'' and expanding the training required during the ``grace
period,''
Establishing a minimum age of 16 for handlers and for
workers who enter an area under an REI,
Establishing requirements for specific training and
notification for workers who enter an area under an REI,
Restricting persons' entry into areas adjacent to a
treated area during an application,
Enhancing the requirement for employers to post warning
signs around treated areas,
Modifying the content of the warning sign,
Adding information employers must keep under the
requirement to maintain application-specific information,
Requiring recordkeeping for pesticide safety training and
worker entry into areas under an REI,
Ensuring the immediate family exemption includes an
exemption from the proposed minimum age requirements for handlers and
early-entry workers,
Expanding the definition of ``immediate family'' to allow
more family-owned operations to qualify for the exemptions to the WPS
requirements,
Revising definitions to improve clarity and to refine
terms, and
Restructuring the regulation to make it easier to read and
understand.
III. Statutory Authority and Framework
This unit discusses the legal framework within which EPA regulates
the safety of those who work with and around pesticides in agriculture.
A. FIFRA
The Federal Insecticide, Fungicide and Rodenticide Act (FIFRA) of
1947 established a framework for the regulation of pesticide products.
Major amendments in 1972 by the Federal
[[Page 15451]]
Environmental Pesticide Control Act (7 U.S.C. 136 et. seq.) broadened
federal pesticide regulatory authority to make it ``unlawful for any
person to use any registered product in a manner inconsistent with its
labeling'' (7 U.S.C. 136i (a)(2)(G)). The 1972 amendments provided
civil and criminal penalties for violations of the Act (7 U.S.C. 136l)
and authorized the Administrator to provide regulations to carry out
the Act (7 U.S.C. 136w (a)). The new and revised provisions directed
EPA to protect humans and the environment from unreasonable adverse
effects of pesticides.
The legislative history of the 1972 amendments to FIFRA reflects
the clear intent of Congress that farmers and agricultural workers were
among those intended to be afforded protection under FIFRA. In
discussing the 1972 amendments, the Senate Committee on Agriculture
noted its intent of FIFRA to protect farmworkers and others from
contacting pesticides or their residues. (Ref. 4)
EPA has implemented many protections for workers through use
instructions on pesticide labeling, which have been legally binding on
pesticide users since the 1972 amendments. See FIFRA section
12(a)(2)(G), which makes it unlawful ``to use any registered pesticide
in a manner inconsistent with its labeling''. In order to expand these
protective measures without making individual product labeling
inordinately complex, the Agency decided to consolidate common
requirements in a single, uniform standard that could be incorporated
into agricultural pesticide labels by reference, the Worker Protection
Standard (WPS). In 1992, the Agency issued the WPS, which, where
mandated on a pesticide label, provides a uniform system of protections
to workers and handlers on farms, forests, nurseries, and greenhouses
from occupational exposure to the pesticide product. The WPS
establishes uniform requirements for practices that minimize exposure,
regardless of the risks of specific pesticides, and the individual
pesticide product labeling provides the specific requirements
appropriate to each pesticide product. The WPS sets basic requirements
for notification of a treated area, limited entry into a treated area,
supplies related to decontamination and maintenance of PPE, and access
to information about pesticides used on the agricultural establishment.
It also requires that workers and handlers receive basic safety
training to inform them about ways to minimize their exposure and risk.
B. EPA Regulation of Pesticides
In order to protect human health and the environment from
unreasonable adverse effects that might be caused by pesticides, the
Agency has developed and implemented a rigorous process for registering
and re-evaluating pesticides. The registration process begins when a
manufacturer submits an application to register a pesticide. The
application must contain required test data, including information on
the pesticide's chemistry, environmental fate, toxicity to humans and
wildlife, and potential for human exposure. The Agency also requires a
copy of the proposed labeling, including directions for use, and
appropriate warnings.
Once an application for registration of a new pesticide product is
received, EPA conducts an evaluation, which includes a detailed review
of scientific data to determine the potential impact on human health
and the environment. The Agency considers the risk assessments and
results of any peer review and evaluates potential risk management
measures that could mitigate risks above the Agency's level of concern.
Risk management measures could include, among other things, extending
the restricted-entry interval (REI), the period during which people are
prohibited from entering the treated area, to allow the pesticide
residues to reach an acceptable level before worker reentry is
permitted. They could also require certain engineering controls, such
as use of closed mixing systems to reduce potential exposure to those
who mix and load pesticides, or specific PPE, such as respirators, to
protect users against risks associated with inhalation of the product.
In the decision-making process, EPA evaluates the application to
determine whether the proposed use(s) meets the Agency's standards for
registration. FIFRA is a risk-benefit statute. In evaluating the impact
of a pesticide on occupational health and safety, EPA weighs the risks
associated with use of the pesticide (occupational, environmental) and
the benefits associated with use of the pesticide (economic, public
health, environmental). FIFRA does not require EPA to balance the risks
and benefits for each audience. For example, a product may pose risks
to workers, but risks may nevertheless be reasonable in comparison to
the economic benefit of continued use of the product to society at
large.
If the application does not contain enough evidence to prove that
the pesticide meets all of these standards, EPA communicates to the
applicant the need for more or better refined data, labeling
modifications, or additional use restrictions. Once the applicant has
demonstrated that a proposed product meets the statutory standards,
and, if the pesticide is intended to be used on food, a tolerance or
exemption from the requirement of a tolerance under the Federal Food,
Drug, and Cosmetic Act can be established, EPA will approve the
registration, subject to any risk mitigation measures necessary to
achieve that approval. EPA devotes significant resources to the
regulation of pesticides to ensure that each pesticide product meets
the FIFRA requirement that pesticides not cause unreasonable adverse
effects to the public and the environment.
When EPA approves a pesticide, the label reflects the risk
mitigation measures required by the Agency. Since users must comply
with the directions for use and use restrictions on a product's
labeling, EPA uses the labeling to establish and convey mandatory
requirements for how the pesticide must be used to protect people and
the environment from pesticide exposure. As discussed in Unit III.A.,
above, the labeling for agricultural pesticides requires compliance
with the WPS, in order that workers, handlers, and their employers have
a single, uniform set of specific requirements for the protection of
workers and handlers that complement the product-specific labeling
requirements.
C. EPA's Pesticide Reregistration and Registration Review Programs
FIFRA requires EPA to review periodically the registration of
pesticides currently registered in the U.S. The 1988 FIFRA amendments
required EPA to establish a pesticide reregistration program.
Reregistration was a one-time comprehensive review of the human health
and environmental effects of pesticides first registered before
November 1, 1984 to make decisions about these pesticides' future use.
The Food Quality Protection Act of 1996 required that EPA establish,
through rule making, an ongoing ``registration review'' process of all
pesticides at least every 15 years. The final rule establishing the
registration review program was signed and published in August 2006.
The purpose of both re-evaluation programs is to review all pesticides
registered in the U.S. to ensure that they continue to meet current
safety standards based on up-to-date scientific approaches and data.
Pesticides reviewed under the reregistration program that met
current scientific and safety standards were
[[Page 15452]]
declared ``eligible'' for reregistration. The results of EPA's reviews
are summarized in Reregistration Eligibility Decision (RED) documents.
The last RED was completed in 2008. Often before a pesticide could be
determined ``eligible,'' certain risk reduction measures had to be put
in place. For a number of pesticides, measures intended to reduce
exposure to handlers and workers were needed and are reflected on
pesticide labeling. To address occupational risk concerns, REDs include
mitigation measures such as voluntary cancellation; limiting the
amount, frequency or timing of applications; other application
restrictions; classification of a product or specific use as a
``Restricted Use Pesticide'' (RUP); PPE; specific REIs; user safety
requirements; and improved use directions.
Rigorous education and enforcement are needed to ensure that these
mitigation measures are appropriately implemented in the field. The
framework provided by the WPS is critical for ensuring that the
improvements brought about by reregistration, including worker risk
mitigation measures, are realized. The rule changes being proposed in
this notice are designed to enhance the effectiveness of the existing
structure.
In summary, EPA's pesticide reregistration and registration reviews
assess the specific risks associated with particular chemicals and
ensure that the public and environment do not suffer unreasonable
adverse effects from the risks. EPA implements the risk reduction and
mitigation measures that result from the pesticide reregistration and
registration review programs through individual pesticide product
labeling.
D. Existing Worker Protection Standard
The WPS currently covers pesticide use at establishments engaged in
the production of agricultural commodities: Farms, forests, nurseries,
and greenhouses. The WPS does not cover persons working directly with
livestock. WPS regulations are directed toward the working conditions
of two types of employees: Workers and handlers.
Workers perform tasks related to the cultivation and
harvesting of agricultural products on agricultural establishments.
Typical tasks include thinning, pruning, and harvesting commodities.
Handlers mix, load, and apply pesticides, and do other
activities linked to pesticide application on agricultural
establishments.
The WPS defines general protections that cover all workers or
handlers employed on an establishment that uses a pesticide that
references the WPS on the label and complements the specific risk
mitigation measures implemented through individual pesticide product
labeling. The existing WPS requires agricultural employers to provide
certain protections to their employees. Agricultural employers are
required to notify workers of areas treated with pesticides so workers
may avoid inadvertent exposures. Employers also must provide to all
workers that may enter a treated area pesticide safety training that
covers common routes of exposure, how to protect oneself from pesticide
exposure, information on decontamination, and what to do in an
emergency. Handlers receive more detailed training on using PPE,
conducting pesticide application, and following safety principles. A
central location on the establishment must have a pesticide safety
poster and information on recent pesticide applications. Handlers and
workers must be informed of specific requirements on the pesticide
label related to the WPS.
The labeling of agricultural pesticides generally specifies REIs (a
time during which entry into a treated area is strictly limited) for
areas treated with pesticides. The existing WPS regulation provides
detailed requirements regarding identifying areas under an REI and
notifying workers about them, excluding workers and others from the
treated areas, and the limited circumstances under which early entry
may occur. The WPS provides detailed information concerning the types
of PPE necessary for handlers and early-entry workers, if not specified
on the label, and instruction that employers must provide to workers
entering under an REI exception. The existing WPS also prohibits
applicators from applying a pesticide in a way that will expose workers
or other persons and excludes workers from areas while pesticides are
being applied. These general requirements serve as a counterpart to the
product-specific risk reduction measures implemented through the
pesticide label.
The WPS also mitigates the risks associated with pesticide exposure
by requiring agricultural employers to provide workers and handlers
with water, soap, and towels for routine washing after working in or
around areas where pesticides have been applied. There are also
provisions for decontamination in the event of an emergency. The
employer must provide transportation to a medical care facility for a
worker or handler who may have been poisoned or injured, and provide
information to the worker, handler, or medical personnel about the
pesticide to which the person may have exposed.
A detailed history of the development of the 1992 WPS and the
process leading to the proposed rule appears in Unit V.
IV. Overview of EPA's Protection of Pesticide Workers
A. Demographics of Agricultural Workers and Handlers
The task of protecting workers and handlers from occupational
exposure to pesticides presents a challenge, given the complexity of
the science issues involving pesticide use, variability of pesticide
use patterns, and the diversity of the labor population being served
and the tasks they perform.
According to information published by the Department of Labor's
(DOL) NAWS in 2001-2002, 75% of agricultural workers in the United
States were born in Mexico and 2% in Central America (Ref. 3 p. 3). A
majority (81%) of this group speaks Spanish as a native language, but a
growing percentage speaks languages such as Creole, Mixteco, and
indigenous languages (Ref. 3 p. 17). Approximately 44% could not speak
English at all, and 53% could not read any English (Ref. 3 p. 21). Many
have received minimal formal education; the foreign born workers, on
average, completed no more than a sixth grade education (Ref. 3 p. 18).
Approximately 43% of the survey respondents were classified as
migrant, having traveled at least 75 miles in the previous year to find
a job in agriculture (Ref. 3 p. 7). Over 20% of respondents lived in
housing provided by their employer and 58% rented housing from someone
other than their employer (Ref. 3 p. 43). In general, agricultural
workers surveyed by NAWS do not use health care facilities. Estimates
of agricultural workers lacking health insurance range from 77% to 85%
and estimates from the late 1990s indicate only 20% of those surveyed
had visited a health care facility in the preceding 2 years (Ref. 5 pp.
12-13). U.S. Department of Agriculture (USDA) research, based on NAWS
data, also reports that workers have difficulty entering the health
care system to receive treatment. Cost was a significant barrier for
two-thirds of farmworkers, while about a third listed language barriers
as an impediment to receiving care. The problem is more severe among
undocumented workers because they fear seeking treatment will lead to
deportation or other adverse legal action (Ref. 6).
USDA issued a report indicating that the factors mentioned above
contribute
[[Page 15453]]
to the disadvantaged status of hired workers in agriculture (Ref. 6).
Unemployment rates, counting both crop and livestock workers (livestock
workers are outside the scope of the WPS), are twice that of all salary
and wage workers. The NAWS found crop workers' average annual income
was between $10,000 and $12,499, with total family income averaging
between $15,000 and $17,499 (Ref. 3 p. 47).
B. Incident Data Sources and General Information
Incident monitoring programs have provided the Agency with a better
understanding of common types of pesticide exposures and their
outcomes. In 2007, EPA released a report detailing the coverage of all
pesticide exposure incident reporting databases considered by the
Agency (Ref. 7). EPA consults two major databases for information on
occupational pesticide exposure incidents.
The first database, the Sentinel Event Notification System for
Occupational Risk (SENSOR), is maintained by the Centers for Disease
Control and Prevention (CDC)/National Institute for Occupational Safety
and Health (NIOSH). SENSOR covers all occupational injuries and has a
specific component for pesticides (SENSOR-Pesticides). EPA uses SENSOR-
Pesticides to monitor trends in occupational health related to acute
exposures to pesticides, to identify emerging pesticide problems, and
to build and maintain state surveillance capacity. SENSOR-Pesticides is
a state-based surveillance system with eleven state participants. The
program collects most poisoning incident cases from:
Department of Labor workers' compensation claims
when reported by physicians,
State Departments of Agriculture, and
Poison control centers.
A state SENSOR-Pesticides contact specialist follows up with
workers and obtains medical records to verify symptoms, circumstances
surrounding the exposure, severity, and outcome. Using a standardized
protocol and case definitions derived from poison center reporting,
SENSOR-Pesticides coordinators enter the incident interview description
provided by the worker, medical report, and physician into the SENSOR
data system. EPA believes that SENSOR-Pesticides provides the most
comprehensive information on occupational pesticide exposure, but
coverage is not nationwide and a majority of the data comes from
California and Washington State.
The American Association of Poison Control Centers maintains the
National Poison Data System (NPDS), formerly the Toxic Effects
Surveillance System (TESS). NPDS is a computerized information system
with geographically specific and near real-time reporting. While the
main mission of Poison Control Centers (PCC) is helping callers respond
to emergencies, not collecting specific information about incidents,
NPDS data help identify emerging problems in chemical product safety.
Hotlines at 61 PCCs nationwide are open 24 hours every day of the year.
There are many bilingual PCCs in predominantly Spanish speaking areas.
Hotlines are staffed by toxicology specialists to provide poisoning
information and clinical care recommendations to callers with a focus
on triage to give patients appropriate care. Using computer assisted
data entry, standardized protocols, and strict data entry criteria,
local callers report incidents that are retained locally and updated in
summary form to the national database. Since 2000, nearly all calls in
the system are submitted in a computer-assisted interview format by the
61 certified PCCs, adhering to clinical criteria designed to provide a
consistent approach to evaluating and managing pesticide and drug
related adverse incidents. Information calls are tallied separately and
not counted as incidents. The NPDS system covers nearly the entire
United States and its territories, but the system is clinically
oriented and not designed to collect detailed occupational incident
data.
Three studies showing undercounting of poison control data indicate
the magnitude of the problem. The studies each focus on a specific
region and compare cases reported to poison control with those
poisonings for which there are hospital records. In all three cases,
the studies indicate a substantial underreporting of poisoning
incidents to poison control, especially related to pesticides (Ref. 8)
(Ref. 9) (Ref. 10). Underreporting of pesticide incidents is a
challenge for all available data sources for a number of reasons, as
discussed below.
Symptoms of acute pesticide poisoning are often vague and mimic
other causes, leading to incorrect diagnoses, and chronic effects are
difficult to identify and track. The demographics of the worker
population also contribute to underreporting of incidents. Many
incident reports lack useful information, such as the exact product
that was the source of the exposure, the amount of pesticide involved,
or the circumstances of the exposure. There may not be enough
information to determine if the adverse effects noted were in fact the
result of pesticide exposure and not another contributing factor. A
more complete discussion of the underreporting and its effect on
pesticide incident reporting is located in the Economic Analysis for
this proposal (Ref. 1).
The data available do provide a snapshot of the illnesses faced by
workers and handlers in the field and the likely avenues of exposure.
Review of these data sources shows that workers and handlers continue
to face avoidable occupational pesticide exposure. The most common
types of incidents are related to pesticide drift and unpermitted entry
into an area under an REI (Ref. 11). Often handler exposure occurs when
handlers are using PPE and do not wear the PPE properly or the PPE
malfunctions. Generally, reports on the data note that many of the
incidents could be prevented with strengthened training for handlers
and workers and improved notification when an application is occurring
or a treated area is under an REI (Ref. 11).
C. Other Worker Protection Programs
EPA's Pesticide Worker Safety Program is comprised of three major
components: protections for agricultural labor through the WPS (40 CFR
part 170), described in Unit III.D.; certification of RUP applicators;
and the National Strategies for Health Care Providers: Pesticides
Initiative (Health Care Providers Initiative). EPA uses its field
programs and cooperative agreements to distribute information on the
risks associated with pesticides, developing technology, and self-
protection to avoid pesticide exposure. All three field programs
solicit feedback from the regulated and affected communities to EPA
about the effect of the pesticide labeling and mitigation measures. To
implement these programs, the Office of Pesticide Programs works with
an extensive network of partners, including state and tribal pesticide
regulatory agencies; USDA's National Institute of Food and Agriculture
(NIFA) (formerly the Cooperative State Research, Education, and
Extension Service (CSREES)); university cooperative extension services;
farmworker groups; and the regulated community. EPA funds collaborative
field projects and activities through grants with governmental and non-
governmental organizations with the goal of improving the health of
workers, handlers, applicators, the public, and the environment.
Under the Certification of Pesticide Applicators rule, 40 CFR 171,
EPA establishes standards for the
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competency of applicators who use RUPs. The rule requires applicators
to demonstrate competency to become certified to apply RUPs. Part 171
also has a section outlining the requirements for states, federal
agencies, and tribes to administer a program to certify applicators in
their jurisdictions. All states and several tribes, territories, and
federal agencies administer their own applicator certification
programs. EPA provides funding through an interagency agreement with
USDA to support the training of applicators using RUPs through the
cooperative extension services in each state.
The third prong of the Pesticide Worker Safety Program is the
Health Care Providers Initiative, aimed at improving the training of
health care providers in the recognition, diagnosis, and treatment of
occupational pesticide poisonings. EPA collaborated in the development
of a manual for health care providers called ``Recognition and
Management of Pesticide Poisonings'' (Ref. 12). This resource outlines
the health effects associated with different classes of pesticides and
suggests treatments based on the suspected exposure.
Under this initiative, EPA also works closely with the Migrant
Clinicians Network, an organization of health care providers serving
the migrant community, on a project to improve pesticide education and
awareness and to train health care providers to recognize and treat
pesticide-related conditions. This project also includes the
development of relevant resources and tools that health care providers
can use to deal effectively with pesticide-related health conditions,
and the distribution of these products through training sessions, the
Internet, and continuing education opportunities.
D. EPA-OSHA Relationship
The Occupational Safety and Health Act, 29 U.S.C. 651 et. seq.,
grants the Occupational Safety and Health Administration (OSHA)
authority to promulgate regulations to mitigate significant risks that
may occur in the occupational setting. Under its statutory authority,
OSHA promulgated a Hazard Communication Standard (HCS) (29 CFR
1910.1200) to protect employees from general chemical hazards in the
workplace. OSHA also establishes industry, chemical, and process-
specific standards to address workplace hazards that warrant additional
regulatory measures to ensure employees' occupational safety and
health.
Except as limited by section 4(b)(1) of the Occupational Safety and
Health Act, which prohibits OSHA from regulating working conditions or
hazards where other federal agencies exercise statutory authority to
prescribe or to enforce standards for occupational safety and health,
OSHA's HCS covers all industries in which an employee may be exposed to
a chemical hazard in the workplace. OSHA based the HCS on employees'
right to know about chemical hazards in the workplace in order to make
informed decisions about their work practices, to better protect
themselves, and to reduce their chances of illness or injury from a
workplace accident. OSHA determined that employees are at a significant
risk of experiencing adverse health effects in the absence of knowledge
of workplace hazards. Among other things, the HCS requires employers to
provide the following protections in the workplace:
Develop, implement, and maintain a written hazard
communication program;
Maintain a written list of all hazardous chemical products
and substances known to be present;
Ensure labeling of all chemical containers;
Provide employees with effective information and training
on chemical hazards; and
Maintain a copy of the safety data sheet (SDS, formerly
known as Material Safety Data sheet, or MSDS) containing the chemical
and physical hazard information for each hazardous chemical, and ensure
that SDSs are readily accessible to employees when they are at the
workplace.
To address the statutory limitation in section 4(b)(1) and to
ensure workplace protections of agricultural workers and handlers, OSHA
and EPA formed a working group to discuss the jurisdictional overlap
between OSHA's authority over workplace safety and health and EPA's
mandate to protect those who work with and around pesticides from the
risks associated with exposure. OSHA and EPA sought to coordinate
regulations related to workplace safety and health and to ensure that
they were within the scope of each agency's statutes. EPA and OSHA
agreed that OSHA's Field Sanitation Standard addresses general sanitary
standards, while EPA's WPS decontamination requirements are specific to
pesticide hazards. EPA stated that the intended reach of the WPS was
limited to occupational safety for pesticides and that OSHA was not
preempted from regulating any non-pesticide chemical or other workplace
hazards in agriculture. OSHA established a policy not to cite employers
covered under the WPS for pesticide-related HCS standards. The policy
also defers to EPA's regulatory authorities for pesticide labeling and
use, certification of pesticide applicators, and protection of handlers
and workers on establishments covered by the WPS (Ref. 13).
V. Sources of Information for Improvement of Worker Protection
A. History of the WPS Regulation
In 1974, EPA promulgated the first version of the WPS (39 FR 16888;
May 10, 1974). The regulation provided health protections for workers
exposed to pesticides from hand labor activities during and after
applications. The 1974 regulations contained four basic elements:
A prohibition against spraying workers,
Specific reentry intervals for 12 pesticides and a general
reentry interval for all other agricultural pesticides, prohibiting
entry until sprays had dried or dusts had settled;
A requirement for protective clothing for any worker who
had to reenter treated areas before the specific reentry interval had
expired; and
A requirement for ``appropriate and timely'' warnings.
A 1983 review of the WPS concluded that the 1974 regulation did not
adequately protect workers (49 FR 32605; August 15, 1984). New
information was becoming available about the use of pesticides and the
impact on occupational safety and health. OSHA had promulgated
occupational health standards for workers in non-agricultural
industries that provided greater protections than those contained in
the WPS. The OSHA Standards included requirements for notifying workers
of workplace chemicals to which they are exposed, personal protective
equipment to mitigate risks of exposure, hygiene facilities, medical
surveillance, worker training programs, and recordkeeping. EPA
considered the addition of similar protections to the WPS.
In addition to the shortcomings of the protections in the 1974
rule, there were legal issues with respect to the enforcement of the
protections. EPA realized that the four existing requirements of the
WPS were not typically included on the pesticide labeling. Without a
reference to the regulation on the labeling, the requirements were not
legally enforceable. Moreover, the regulation itself did not clearly
assign responsibility for compliance with the requirements; for
example, workers were prohibited from entering treated areas, but
nobody was charged with
[[Page 15455]]
communicating the prohibition to the workers or ensuring that they did
not enter.
The Agency also wanted to expand the scope of the regulation to
cover sites that had been exempted but were similar to farms, i.e.,
forests, nurseries, and greenhouses, and to add another group of people
facing occupational pesticide exposure in agriculture--handlers who
mix, load, or apply pesticides. Handlers' occupational exposure profile
is distinct from that of workers protected by the initial WPS. When
mixing, handlers may face exposure while pouring the concentrated
pesticide or stirring the diluted mix. Loaders and applicators handle
many gallons of the diluted pesticide and may experience exposure while
transferring the pesticide mixture into the application equipment or
making the application. The Agency believed that expanding the WPS to
include the additional sites and adding specific protections for
handlers was necessary.
In 1984, the Agency published an Advance Notice of Proposed
Rulemaking (49 FR 32605; August 15, 1984), announcing its intention to
revise the 1974 rule for the reasons outlined above and soliciting
public comment. EPA also initiated a process of regulatory negotiation
with parties interested in or affected by the WPS. Stakeholders with
competing interests worked to resolve issues through collaboration and
compromise. EPA convened a Federal Advisory Committee Act (FACA)
workgroup, ``The Advisory Committee on WPS for Agricultural
Pesticides,'' that had members representing a spectrum of stakeholder
perspectives from 25 entities. Certain labor representatives
discontinued their participation early in the process. As a result, the
full committee did not participate in decision making; therefore, a
consensus on proposed changes to the regulation could not be reached.
The public comments helped the Agency refine the areas for proposed
change. In 1988, EPA published a Notice of Proposed Rulemaking (NPRM)
(53 FR 25970; July 8, 1988) that proposed significant changes to the
then existing WPS, including the following:
Expansion of the scope of establishments covered;
Revision of reentry intervals to correlate with risks
posed by each pesticide;
Revision to the PPE requirements;
Improvement to worker notification provisions; and
Strengthening compliance with the regulation by
designating specific responsibilities of agricultural employers.
Following the publication of the NPRM, EPA held public meetings
across the country, primarily in major agricultural areas, to explain
the proposed rule and to respond to questions. EPA received 380 written
comments from the public on the proposed rule.
After review and careful analysis of the public comments, the
Agency promulgated the final rule, revising the WPS and adding Subpart
K (Labeling Requirements for Pesticides and Devices) to 40 CFR part 156
in August 1992 (57 FR 38101; August 21, 1992). Shortly after
publication of the final rule, agricultural groups raised concerns
related to the availability of materials necessary to implement the
rule and insufficient numbers of qualified trainers. Based on these
concerns, Congress enacted legislation delaying implementation of the
final rule. In response to the concerns raised, EPA worked with
stakeholders to develop training materials that were tested with focus
groups to ensure that they were appropriate for the language and
literacy level of the target training audiences. In response to
identified training needs, EPA has developed training materials in many
languages, including Spanish, Chinese (Mandarin), Tagalog, Haitian
Creole, Hmong, Ilocano, Khmer, Laotian, Polish, Portuguese, and
Vietnamese. EPA's revisions to the WPS were fully implemented in 1995.
The expanded regulation provided protections for agricultural workers
from pesticide exposure on farms and in forests, nurseries, and
greenhouses; included agricultural handlers; and held agricultural
employers and pesticide applicators responsible for complying with
specific portions of the regulation.
Since promulgating the WPS in 1992, EPA has made several minor
amendments. In 1995, EPA published a series of Federal Register
notices: (1) Reducing the grace period for agricultural employers to
provide pesticide safety training to workers from 15 days to 5 days (60
FR 21943; May 3, 1995), (2) establishing a 5-year retraining interval
for workers and handlers (60 FR 21943; May 3, 1995), (3) exempting
certain persons performing crop advisor tasks from WPS provisions
except for pesticide safety training, (60 FR 21948; May 1995), and (4)
creating exceptions to the WPS to allow workers to enter pesticide-
treated areas during an REI under specified conditions to perform
irrigation tasks (60 FR 21960; May 3, 1995) and tasks that involve
limited contact with pesticide-treated surfaces (60 FR 21955; May 3,
1995).
In 1996, EPA amended the regulation to: (1) Reduce the number of
days employers must provide to workers decontamination supplies (soap,
water, paper towels) after application of pesticides that are low risk
and have REIs of four hours or less (61 FR 33207; June 26, 1996), (2)
allow substitution of the language commonly spoken and read by workers
for the Spanish portion of the warning sign (61 FR 33202; June 26,
1996), and (3) allow the use of smaller signs in nurseries and
greenhouses (61 FR 33202; June 26, 1996).
Lastly, in 2004, EPA published a notice in the Federal Register
revising the WPS glove requirements. This notice allowed all early-
entry workers and handlers to wear disposable glove liners under
chemical-resistant gloves and eliminated the requirement for aerial
applicators to wear chemical-resistant gloves when entering and exiting
aircraft that have been used to apply pesticides unless required by the
labeling (69 FR 53341; September 1, 2004).
During the course of the states' implementation of the 1992 WPS
regulation, regulatory partners, the regulated community, and other
stakeholders raised numerous policy and enforcement questions. EPA
addressed most of these questions through reference to the official
rule text or the Agency's responses to public comments on the proposed
rule. Some questions, however, raised interpretive issues that required
the Agency to develop and issue interim guidance. EPA coordinated the
development of guidance through an interpretive guidance workgroup
(IGW) using a collaborative process that included all relevant and
affected EPA offices, and state regulatory partners from the Florida
Department of Agriculture and Consumer Services and the New Mexico
Department of Agriculture. The State FIFRA Issues Research and
Evaluation Group nominated the state participants on the IGW.
The IGW addressed the questions raised by stakeholders. The final
IGW guidance clarified definitions for terms used in the rule, the
scope of the WPS exceptions, and the intended scope and/or limits of
provisions. The final IGW guidance has been compiled into a document
available to the public (Ref. 14).
Although the IGW document provided answers to many of the issues
raised by stakeholders to EPA, it is only guidance. Therefore, the IGW
document is not legally binding on EPA, workers, handlers, agricultural
establishments, and others. EPA proposes to codify
[[Page 15456]]
certain of the elements in the IGW guidance document, as discussed in
Units VII through XVIII.
At the same time EPA published the 1992 WPS, the Agency also
published an NPRM on a Hazard Communication/Right-to-Know program for
agricultural workers (57 FR 38167; August 21, 1992). This NPRM
responded to comments received in response to the 1992 proposed rule
noting that protections for agricultural workers could not be
considered complete until workers were provided with specific hazard
information. Many comments called for EPA to adopt requirements
parallel to those imposed by OSHA rules. In the 1992 proposed rule, EPA
proposed options for providing written information about the specific
hazards posed by pesticides in the workplace, for alleviating confusion
about possible conflict and duplication between EPA and OSHA regulation
of occupational safety and health in pesticides, and for supporting
states in developing their own hazard communication programs. EPA never
promulgated a rule finalizing a Hazard Communication/Right-to-Know
program for agricultural workers because Agency resources were diverted
to develop training and compliance assistance materials to implement
the WPS as mandated by Congress. The Agency also wanted to solicit more
stakeholder feedback about states' experiences implementing different
approaches to hazard communication before moving forward with a final
regulation.
B. Stakeholder Engagement
Over the last 20 years, the Agency has repeatedly engaged the
public and particularly affected stakeholders in the assessment of the
1992 WPS and its implementation. This stakeholder engagement process
has provided EPA with a deep appreciation of the complex challenges
facing federal, state and tribal authorities, agricultural employers,
and workers and handlers in the ongoing effort to ensure pesticide use
is safe.
Immediately following full implementation of the 1992 WPS, EPA
began the Pesticide Dialogue Process. From 1996 to 2000, EPA held
public meetings across the country for open dialogue on rule
implementation, challenges in compliance, and perceived effectiveness.
The meetings were open to the general public.
The Agency initiated the National Assessment of EPA's Pesticide
Worker Safety Program (National Assessment) in 2000. Through this
process, EPA convened stakeholder meetings in Texas, California, and
Florida. Participants included representatives from farmworker
organizations, cooperative extension services, commodity organizations,
state regulatory agencies, federal agencies, pesticide manufacturers
and distributors, and individual workers, handlers, and growers.
Stakeholders provided information about the strengths and weaknesses of
the WPS's protections and implementation. EPA established three
workgroups: general training (Ref. 15), train-the-trainer (Ref. 16),
and hazard communication. Each of the workgroups met apart from the
public meetings to assess specific aspects of the WPS and to recommend
improvements. EPA held a final meeting in Washington, DC at which the
workgroups presented their findings to EPA.
The assessment concluded in 2005 with the presentation of the
``Report on the National Assessment of EPA's Pesticide Worker Safety
Program'' (Ref. 17). The opinions and suggestions made during the
course of the assessment centered on a few broad improvement areas: the
expansion and upgrade of applicator competency and worker safety and
promotion of safer work practices, improved training of and
communication with all pesticide workers, increased enforcement efforts
and improved training of inspectors, training of health care providers
and monitoring of pesticide incidents, and finally, program operation,
efficiency, and funding (Ref. 17 p. 1). While EPA addressed some of the
recommendations through grants, program guidance, and other outreach,
others required regulatory change (Ref. 17 p. 26).
During the initial stages of the framing of this proposal, EPA's
Federal Advisory Committee, the Pesticide Program Dialogue Committee
(PPDC), formed a workgroup in 2006 to provide feedback to EPA on
different areas for change. The workgroup had over 70 members
representing a wide range of stakeholders. EPA shared with the
workgroup suggestions for regulatory change identified through the
National Assessment and solicited comments. The workgroup convened for
a series of meetings and conference calls to get more information on
specific parts of the regulation and provided its thoughts to the
Agency. The workgroup never reached consensus; it focused on evaluating
possible changes under consideration by EPA providing feedback from
each member's or organization's perspective. Comments from the PPDC
workgroup members have been compiled into a single document and posted
in the docket.
EPA convened a Small Business Advocacy Review (SBAR) Panel on
potential revisions to the WPS in 2008. The SBAR Panel was convened
under section 609(b) of the Regulatory Flexibility Act as amended by
the Small Business Regulatory Enforcement and Fairness Act (SBREFA). As
part of the SBAR Panel's activities, EPA consulted with a group of
Small Entity Representatives (SERs) from small businesses and
organizations that could be affected by the potential revisions. EPA
provided the SERs with information on the WPS and potential revisions
and requested feedback on the proposals under consideration. EPA asked
the SERs to offer alternate solutions to the potential proposals
presented to provide flexibility or to decrease economic impact for
small entities while still accomplishing the goal of improved safety.
The SERs provided feedback on the following areas: Requiring all
treated areas to be posted, requiring pesticide safety training more
frequently than every 5 years, eliminating the grace period between
hiring a worker and providing pesticide safety training, and requiring
showers on establishments that employ handlers. EPA compiled the
responses from the SERs in an Appendix to the final Panel Report and
posted the full report and appendix in the docket (Ref. 18). EPA
considered the input from the SERs as part of the evaluation of
available options for this rulemaking, and where appropriate, feedback
from the SERs is discussed in various descriptions of proposed changes
in this preamble.
In addition to formal stakeholder outreach, EPA met with numerous
individual stakeholders when requested to discuss concerns and
suggestions in detail. Stakeholders included farmworker organizations
(Farmworker Justice, Migrant Clinicians Network, and El Comit[eacute]
de Apoyo a los Trabajadores Agr[iacute]colas [Farmworker Support
Committee]); the National Association of State Departments of
Agriculture (NASDA); the Association of American Pesticide Control
Officials (AAPCO); Crop Life America (CLA); and others.
C. GAO Audits
In 1992, prior to the promulgation of the amended WPS, the General
Accounting Office (now the Government Accountability Office; GAO)
published ``Hired Farmworkers: Health and Well-Being at Risk'' (Ref.
19). The report discussed a number of services, such as social
security, housing, field sanitation, job training and employment
programs, children's education, and other issues that the government
would need to
[[Page 15457]]
address to provide better conditions for farmworkers.
The 1992 report noted that at that time, EPA lacked an
understanding of the health risks for many older pesticides, placing
workers at risk from potentially unsafe exposure. The report also noted
that the 1974 rule requirement to limit worker entry into treated areas
was difficult for workers to follow. It prohibited reentry until
``sprays have dried or dusts have settled,'' language that involved
subjective judgments. The 1992 amendments to the WPS partially
addressed these issues by requiring interim protective intervals for
worker entry into treated areas based on the acute toxicity of the
product. Since that time, EPA's reregistration program, through which
EPA reviewed and assessed older pesticides to ensure they continue to
meet the FIFRA regulatory standard, has been completed. See Unit III.C.
Through that process, chemical-specific protective reentry intervals
have replaced the interim intervals.
In 2000, GAO issued another report, ``Pesticides: Improvements
Needed to Ensure the Safety of Farmworkers and Their Children,'' (Ref.
20). In this report, GAO focused more specifically on the potential
risks to children of entering a pesticide-treated area. It noted that
children under 12 years old may have a higher risk of adverse effects
related to pesticide exposure and should be protected adequately. It
also cited EPA data on WPS enforcement, noting the lack of consistency
and involvement by EPA in monitoring the inspections and the need to
have target numbers of inspections. The report recommended that EPA
``mitigate the potential adverse effects of pesticide exposure on
children below the age of 12 who work in agriculture or are otherwise
present in pesticide-treated fields'' (Ref. 20 p. 24). It also
suggested that EPA improve oversight of state-level WPS enforcement and
set standard guidance for inspections.
D. Environmental Justice
Executive Order 12898 (59 FR 7629; February 16, 1994) established
federal executive policy on environmental justice. It directs federal
agencies, to the greatest extent practicable and permitted by law, to
make environmental justice part of their missions by identifying and
addressing disproportionately high and adverse human health or
environmental effects of their programs, policies, and activities on
minority and low-income populations in the United States. The Executive
Order establishes four areas for action:
Promote enforcement of all health and environmental
statutes in areas with minority populations and low-income populations;
Ensure greater public participation;
Improve research and data collection relating to the
health and environment of minority populations and low-income
populations; and
Identify differential patterns of consumption of natural
resources among minority populations and low-income populations. In
addition, the environmental justice strategy shall include, where
appropriate, a timetable for undertaking identified revisions and
consideration of economic and social implications of the revisions.
EPA's goal is to promote environmental justice for all communities
and persons across the United States, regardless of race, color,
national origin, or income. Ensuring environmental justice means not
only protecting health and the environment for everyone, but also
ensuring that all people are treated fairly and are given the
opportunity to participate fully in the development, implementation,
and enforcement of environmental laws, regulations, and policies.
Consistent with the Executive Order, the Agency's environmental justice
policies promote environmental protection by focusing EPA's attention
and efforts on addressing environmental risks among minority
populations.
As discussed above in Unit IV.A., most workers and handlers
intended to be protected by the WPS face significant disadvantages.
Most agricultural workers and handlers belong to minority groups.
Agricultural workers tend to have low literacy in any language and very
limited skills in English. Very often workers do not have permanent
housing and generally reside close to agricultural areas where
pesticides are applied. Many workers and handlers are not residents or
legal aliens in the United States. The low literacy rates, range of
non-English languages spoken by workers and handlers, economic
situation, geographic isolation, difficulty accessing health care, and
immigration status of workers and handlers pose challenges for
communicating risk management information and ensuring that these
groups are adequately protected.
Occupational tasks performed by workers and handlers create a
significant risk of pesticide exposure, which is increased by the
communication barriers discussed above. In addition to potential
exposure through work duties, studies show that workers and handlers
face a greater risk of exposure to pesticide drift from neighboring
areas than does the general population (Ref. 21). Pesticide exposure
can also come through residues transferred by workers and handlers on
their clothing and body from the treated areas to their cars and homes,
and from the proximity of the housing to agricultural areas treated
with pesticides (Ref. 21) (Ref. 22) (Ref. 23) (Ref. 24). Finally,
pesticide exposure may occur from the consumption of treated foods in
the treated area or washing hands in pesticide contaminated water (Ref.
25) (Ref. 26) (Ref. 27 p. 25).
Throughout the development of this proposed rule, the Agency has
continued to use research on the demographic characteristics, work
habits, and culture of the worker and handler populations to revise the
WPS to ensure it provides effective protection. Information for the
assessment and development of the rule was gathered through field
research and interaction with workers, handlers, worker and handler
representatives, and stakeholders. EPA extensively engaged farmworker
representatives, and when possible, worked directly with workers and
handlers, to solicit their feedback on the current regulation and ideas
for improvement.
With this stakeholder input, the Agency identified areas where the
existing WPS does not provide an appropriate level of protection and
evaluated the potential impact of various options for strengthening the
WPS for the worker and handler populations. That analysis identified
areas for improvement to the rule, such as expanding training to
provide information on how to minimize worker and handler exposure and
that of their families from pesticide residues carried from the treated
area to the home. The Agency's efforts to address environmental justice
through this rulemaking were reviewed repeatedly during the development
of the rule and its supporting documents. EPA believes that the
proposed changes would improve the health of workers and handlers by,
for example, increasing the frequency of training, enhancing training
content to include ways to minimize pesticide exposure to children and
in the home, adding posting of treated areas near worker and handler
housing to prevent accidental entry, and establishing a minimum age for
pesticide handlers and early-entry workers.
E. Children's Protection
An Executive Order issued in 1997 (62 FR 19885; April 23, 1997) and
modified in 2003 (68 FR 19931; April
[[Page 15458]]
23, 2003) requires federal agencies to identify and assess
environmental health risks that may disproportionately affect children.
In response to this mandate, EPA established the Children's Health
Protection Advisory Committee (CHPAC) to advise and make
recommendations to EPA on issues related to children's environmental
health. The CHPAC recommended that EPA ``re-evaluate the worker
protection standard in order to determine whether it adequately
protects children's health'' (Ref. 28). In a Federal Register Notice
issued on February 3, 1999, EPA committed to conducting an assessment
of the implementation and enforcement of the WPS (64 FR 5277; February
3, 1999).
Children face risks from exposure to agricultural pesticides mainly
through work in pesticide-treated areas. A 2003 study by Calvert, et
al. identified 531 children under 18 years old with acute occupational
pesticide-related illnesses over a ten-year period (Ref. 29). The same
study raised concerns for chronic impacts: ``because [the] acute
illnesses affect young people at a time before they have reached full
developmental maturation, there is also concern about unique and
persistent chronic effects'' (Ref. 29).
Although no conclusive data exist, studies have been conducted to
evaluate whether children of agricultural workers and handlers may face
elevated potential for exposure from pesticide residues brought to the
home by their parents (Ref. 30) (Ref. 31). Studies have also been
conducted to evaluate whether this exposure scenario may have
contributed to negative health or developmental effects (Ref. 32).
Higher concentrations of pesticide residues combined with the
susceptibility of children to the effects of pesticide exposure may
increase the likelihood that children will be adversely impacted. EPA
recognizes the need for more conclusive data on exposure to children
from pesticide residues brought into the home by agricultural workers.
However, given EPA's commitment to protecting children and to the
principles of environmental justice, EPA believes the cost of adding a
few minutes to pesticide safety training is reasonable when compared to
the benefit of reducing the potential risk.
The FLSA's child labor provisions, which are administered by the
Department of Labor, permit children to work at younger ages in
agricultural employment than in non-agricultural employment. Persons 12
and 13 years old may work in agriculture outside of school hours in
nonhazardous jobs if they are either working on the same farm as a
parent or person standing in the place of a parent, or working with
parental permission. 29 U.S.C. 213(c)(1)(B). Children under 16 years
old are prohibited from doing hazardous tasks, including handling or
applying pesticides that are classified as toxicity category I or II
but can apply pesticides that are classified with a lower acute
toxicity. (29 CFR 570.71(a)(9))
In summary, children working in agriculture and children of
agricultural workers and handlers may be at a higher risk of pesticide
exposure and illness; EPA believes these potential risks warrant
careful consideration in light of the provisions of the Executive Order
on children's health (EO 13296). EPA believes that the proposed changes
could protect children from many of the risks they may face.
F. Regulatory Review
In 2005, EPA reviewed the WPS pursuant to section 610 of the
Regulatory Flexibility Act (5 U.S.C. 610). The purpose of the review
was to determine whether the rule should be continued without change,
amended, or rescinded to minimize economic impacts on small entities
while still complying with the provisions of FIFRA. EPA solicited
comment on the continued need for the WPS; the complexity of the WPS;
the extent to which it overlaps, duplicates, or conflicts with other
federal, state, or local government rules; and the degree to which
technology, economic conditions or other relevant factors have changed
since the WPS was promulgated. See EPA Docket ID number OPP-2003-0115
at www.regulations.gov. The Agency received no comment on the action
and concluded that the rule needs no revisions to minimize impacts on
small entities while still complying with FIFRA.
While EPA found that no changes were necessary to minimize the
impacts on small entities, EPA believes that the WPS should be updated
for the reasons discussed in the previous sections. Through the
assessment process, EPA reviewed the 1992 WPS to determine whether the
requirements were effective, sufficiently protective, and unduly
burdensome on employers. As discussed in Unit V.B., EPA engaged in a
substantial stakeholder engagement process, apart from the 2005 review
mentioned in the previous paragraph, to review the effectiveness of the
current regulatory requirements, to identify gaps in protection, and to
determine flexible approaches to compliance for the regulated
community. EPA engaged with small business representatives to explore
flexible options for compliance. EPA believes the proposed changes
reflect the current understanding of the risks faced by workers and
handlers, thereby substantially improving the protections afforded to
workers and handlers under the WPS and decreasing the overall burden
associated with compliance for employers.
VI. Overview of Proposed Revisions to Part 170
Earlier Units of this preamble describe the various ways that
workers, handlers, and their families can be exposed to pesticides. The
stakeholder engagement described in Unit V.B. resulted in many
recommendations for EPA to revise the regulation. Through the SBAR
panel, SERs raised the need for EPA to be mindful of the burden the WPS
imposes on small business and to reduce it wherever possible (Ref. 18).
As discussed earlier in this document, EPA has imposed requirements
on the use of pesticides with the intent of averting unreasonable
adverse effects to human health and the environment. These requirements
include the WPS and pesticide-specific use restrictions found on
product labeling. In spite of these protections, worker and handler
illnesses resulting from pesticide exposure are documented, and the
Agency believes they are underreported. Peer-reviewed studies, based on
pesticide illness reporting and surveillance initiatives show evidence
of illnesses to workers and handlers. For example, one study finds that
acute pesticide poisoning incidents in the agriculture industry
``continues to be an important problem'' (Ref. 11). This study examined
pesticide poisoning incidents among agricultural workers from 1998-
2005, and analyzed 3,271 cases. Illness rates varied by category, but
across agricultural worker categories, risks of poisoning were an order
of magnitude higher than for almost all non-agricultural workers, which
include farmers, processing/packing plant workers, and other
miscellaneous agricultural workers. A study conducted by Das, et al.,
identified 486 pesticide illness cases among California farmworkers for
1998-1999, based on a surveillance program with mandatory reporting by
physicians. The study found that about half of all acute pesticide-
related illness cases in the California surveillance system affected
agricultural workers (Ref. 33). Over a quarter of the poisonings were
to those mixing, loading or applying pesticides. The most common
symptoms were dermatological (about 44%),
[[Page 15459]]
neurological (about 39%), and gastrointestinal (about 38%), and the
most common route of exposure was skin contact, followed by inhalation
and eye contact.
A 2008 report indicates that from 1998 to 2005 the major causes of
occupational pesticide exposure were off-target drift, early reentry
into a treated area, and pesticide use in conflict with the labeling
(Ref. 11). Studies have been conducted to evaluate whether worker and
handler families are exposed to pesticides because workers and handlers
bring pesticide residues home on their body, shoes, and clothing (Ref.
23) (Ref. 24) (Ref. 34). These studies recommend that workers and
handlers receive more specific information on how to protect their
families and avoid exposure in the workplace (Ref. 23) (Ref. 24) (Ref.
34).
EPA believes the proposed changes address the specific avenues of
occupational exposure and recognize the specific needs of the worker
and handler population. Units VII. to XX. describe the proposed changes
and alternative options considered by EPA. The presentation is
generally structured to provide, where appropriate:
A concise statement of the proposed change;
The current WPS requirements;
Stakeholder feedback and research supporting the proposed
change;
A detailed description of the proposed change and the
rationale for the change;
An estimated cost;
A description of significant alternatives considered by
EPA and the reasons for not proposing them; and
Specific questions on which the Agency seeks feedback.
For purposes of discussion, EPA groups the proposed changes and
considered alternatives as follows:
Unit VII: Changes to the training for workers and
handlers, including new recordkeeping requirements, multiple changes to
the content of the training, and trainer qualifications.
Unit VIII: Changes to the worker and handler notifications
including posted and oral notifications and revisions to the warning
sign content.
Unit IX: Hazard communication materials.
Unit X: Information that handlers and agricultural
employers must exchange.
Unit XI: Handler restrictions including minimum age
requirements for handlers.
Unit XII: Expansion of entry-restricted areas, minimum age
requirements for workers entering a treated area under an REI, and
clarification of the REI exceptions.
Unit XIII: Pesticide safety information display, including
location and content required.
Unit XIV: Decontamination requirements for handlers and
early entry workers.
Unit XV: Emergency assistance.
Unit XVI: Personal protective equipment, including the use
of closed systems.
Unit XVII: Monitoring handler exposure to cholinesterase-
inhibiting pesticides.
Unit XVIII: Exemptions for immediate family and crop
advisors and exception to requirement for workers to be fully trained
before entering a pesticide-treated area.
Unit XIX: General revisions to the WPS.
Unit XX: Implementation.
VII. Training for Workers and Handlers
The current WPS allows employers to utilize a ``grace period'' to
provide workers with basic training before entering the treated area
and before the 6th day that workers begin working in an area covered by
the WPS to provide the full pesticide safety training discussed below.
This provision is considered an exception to the training requirements;
therefore, the current ``grace period'' and proposed amendments are
discussed in Unit XVIII.C.
A. Shorten Retraining Interval for Workers and Handlers
1. Overview. The WPS currently requires employers to ensure that
workers and handlers are trained once every five years. EPA proposes to
establish an annual retraining interval for workers and handlers in
order to improve the ability of workers and handlers to protect
themselves and their families from pesticide exposure.
2. Existing WPS regulations. The WPS requires agricultural and
handler employers to ensure that handlers and workers receive pesticide
safety training once every five years (40 CFR 170.130(a) and
170.230(a)). This retraining time period was initially implemented to
minimize burden on employers when pesticide safety training was first
introduced, due to the limited number of trainers available at the
time. Worker and handler trainings, as discussed in Unit VII.E.,
provide information on protecting oneself and family from pesticide
exposure, recognizing and avoiding dangers in the workplace, and steps
to take in the event of pesticide exposure.
3. Summary of the issues. Many stakeholders have commented that a
5-year retraining interval is too long for workers and handlers to
retain the safety information (Ref. 17) (Ref. 28) (Ref. 35) (Ref. 15)
(Ref. 36) (Ref. 37). Through the National Assessment, letters to the
Agency, and feedback from PPDC on proposed options, various
stakeholders have recommended shortening the current interval in order
to improve workers' and handlers' understanding and recall of the
material covered. The General Training Issues Workgroup, with
representatives from across the agricultural community, recommended
shortening the retraining interval for workers and for the Agency to
base the standard on retraining intervals for other similar professions
(Ref. 16).
Research has indicated the importance of repetition in an
individual's retention of information (Ref. 38). Stakeholders,
particularly pesticide safety educators, have noted that ``repeating
basic safety messages increases adoption of improved safety
practices.'' (Ref. 39) Providing training more frequently than the
current requirement of every five years may be especially beneficial
for workers and handlers with limited knowledge of English or another
widely used language, e.g., Spanish, or who have recently started
working in an agricultural job, who may need additional review to fully
understand the material. Worker advocacy groups and educators have
repeatedly noted that more frequent training is important for the
worker community.
Additionally, a 2007 report for the EPA by JBS International titled
``Hazard Communications for Agricultural Workers'' reported that
workers who were interviewed wanted more frequent training on pesticide
safety (Ref. 40). Workers requested training to occur at least once a
year.
The DOL's NAWS provides information on the nature of worker
employment and turn-over rate. The most recent report available notes
that ``[i]n 2001-2002, crop workers, including foreign-born newcomers,
had been employed with their current farm employer an average of four
and a half years. Thirty-five percent had been working for their
current employer for one year or less, and 12 percent had been employed
at their current farm job for ten or more years (Ref. 3).
Agricultural employers that provided information to EPA during the
SBAR panel process on the WPS stated that they already provide annual
pesticide training, since verification of previous training can be
difficult to achieve and the employers want to ensure they comply with
the WPS to avoid liability. EPA has heard similar statements in
[[Page 15460]]
discussions with farmers in other venues, but recognizes that all
employers may not provide annual training. The Panel recommendations
recognized the value of retraining, and specifically its ability to
emphasize and remind the worker of important safety principles (Ref.
18). State and federal enforcement agents have also noted the
difficulty in determining if a worker or handler has been trained, when
relying on his recall of the training material over a long time period,
e.g., 5 years.
4. Details of the proposal/rationale. The Agency proposes to
establish an annual retraining interval for workers and handlers.
Accordingly, this would reduce the maximum time between trainings for
workers and handlers from 5 years to 1 year.
EPA believes that more frequent repetition of the protective
principles outlined in the pesticide safety training is particularly
important given the demographics of the worker population. As data
cited earlier show, workers generally have low literacy and limited
understanding of English. Therefore, it is important for workers and
handlers to receive the information in a manner they understand and
with sufficient frequency to ensure they retain the information.
Research shows that adults remember only about 10% of what they
hear and 50% of information that they see and hear (Ref. 41). EPA
expects the more frequent review of pesticide safety information, in
combination with the proposal for expanded display of pesticide safety
information at decontamination sites [see Unit XIII.A.], would improve
retention of safety principles and hygiene practices critical to self-
protection, reinforce the importance of protecting families from
pesticide exposure, encourage handlers' adherence to label
requirements, and remind workers and handlers of the obligations of
their employers under the rule.
This proposed rule reflects previously established training
requirements for similar occupational hazards. Federal agencies already
require annual training when hazardous substances may be encountered in
the workplace in many other industries. OSHA regulations require
employers to provide annual training to protect employees from chemical
hazards in the workplace including lead (29 CFR 1962.62(l)(1)),
asbestos (1926.1101(k)(9)), and cadmium (29 CFR 1926.1127(m)(4)). Under
the Resource Conservation and Recovery Act (RCRA), EPA requires
personnel at hazardous waste treatment, storage, and disposal
facilities to have annual training as well (40 CFR parts 264 and 265).
The risks from pesticide exposure through agricultural work are similar
to the threats posed by hazardous chemicals in other industries, and
the Agency believes training requirements to protect agricultural
workers and handlers should be comparable to those required by OSHA. In
addition, agricultural and handler employers may already be required to
keep records of annual training required by other regulations, such as
those listed above. EPA believes that agricultural and handler
employers would track an annual requirement for WPS training along with
required OSHA trainings and employment records, such as those required
by the Department of Labor.
The proposed regulatory text concerning shorter retraining
intervals for workers and handlers appears in Sec. Sec. 170.101(a) and
170.201(a), respectively, of the proposed rule.
5. Costs and benefits. EPA estimates the cost of the requiring
employers to provide pesticide safety to training workers annually
would be $8.7 million per year. Training its workers would cost each
agricultural establishment about $22 per year. EPA estimates the cost
to employers to provide pesticide safety training to handlers annually
would be $3.5 million per year. The average cost of training handlers
would be about $17 per year for agricultural establishments and $66 per
year for commercial pesticide handling establishments. For a complete
discussion of the costs of the proposals and alternatives, see the
``Economic Analysis of Proposed Revisions to the Worker Protection
Standard,'' Chapter 3 Cost Analysis (Ref. 1).
While EPA can estimate the costs of this proposed change,
quantifying the benefits is more difficult. Nonetheless, based on the
information and expert views described in this section, it is
reasonable to expect that more frequent training would lead to better
retention of information by workers and handlers, ultimately resulting
in fewer incidents of pesticide exposure and illness in workers and
handlers, reduced take-home exposure, and better protection of
children. The Agency concludes that the estimated costs are reasonable
when compared to the anticipated benefits resulting from the additional
training.
6. Alternative options considered but not proposed. The Agency
considered three alternative approaches to the retraining interval for
workers and handlers. The first alternative was recommended by the SBAR
panel, based on a comment from one of the SERs. This option would
require annual retraining and offer small establishments, those with
fewer than 10 employees, the option to provide training less frequently
for workers (Ref. 18). A small establishment requesting flexibility
would be required to maintain documentation to show that (1) no
additional workers were hired within the retraining interval, (2) no
new or different pesticide applications were made from the previous
year, and (3) they provided training for the specific workers on the
establishment previously. If the establishment added any new employees,
it would not be eligible to provide less frequent training. The
estimated cost for this option would be about $7.5 million annually, or
$60 for large agricultural establishments and $12 for small
agricultural establishments. The Agency agrees that this option could
reduce the burden on small entities of providing annual training, but
it would also reduce the benefit workers would receive from annual
retraining. Moreover, EPA notes that implementation of such an
exception would increase recordkeeping burdens on all small
establishments that would offset, to some degree, the savings for some
establishments from not having to provide training. The additional
recordkeeping costs were not quantified. Under this exception, those
small entities that added a new employee or applied a different
pesticide during the year would actually have higher costs, even though
the overall burden on small entities might be somewhat smaller. Based
on the marginal cost reduction, increased recordkeeping burden, and
potential risk to workers who would not receive training annually, the
Agency thinks that requiring all establishments to provide annual
training is more appropriate.
EPA also considered a 2-year retraining interval for all
establishments. EPA estimates that biennial training for workers would
cost about $3.2 million per year, or about $8 per agricultural
establishment per year. Biennial training for handlers would cost about
$1.6 million per year, or $8 per agricultural establishment and $27 per
commercial pesticide handling establishment per year. While biennial
training would provide more protection to workers and handlers than the
current 5-year retraining interval, EPA believes the longer timeframe
would not improve retention to the extent expected from annual
training. Employers are already required to provide and track OSHA
trainings and to maintain employment records, such as those required by
the Department of Labor, on an annual basis; requiring pesticide safety
training every 2 years could
[[Page 15461]]
increase the burden on agricultural and handler employers to track the
WPS training on a different schedule. Representatives on the SBAR panel
indicated that many employers already provide training on an annual
basis as part of their hiring process (Ref. 42 p. 2). EPA believes that
even with a biennial training requirement, many employers would
continue to provide training annually. Therefore, the burden on
employers would not be significantly reduced by a biennial training
requirement. EPA believes the costs of more frequent annual training
are reasonable when compared to the anticipated benefits, particularly
when combined with the stakeholder reports that annual training is
already provided in many cases.
Finally, EPA considered requiring a written test to gauge the
workers' or handlers' knowledge about the topics covered in training to
ensure that they have the information needed for self-protection. The
Agency, however, was dissuaded from this alternative due to concerns
for the ability of workers and handlers to successfully complete an
exam, even when they have been adequately trained, on account of
literacy and language challenges among workers and handlers. Some
stakeholders have indicated that noncertified applicators, who have
similar demographic profiles to workers and handlers, may find it
difficult to pass a written examination due to literacy and language
barriers; the Agency believes workers and handlers may have similar
difficulty (Ref. 36) (Ref. 37). Concerns exist for the perceived burden
on employers for providing the time for needed training and exam-
taking, and for the potential reduction in workforce when workers or
handlers cannot pass the exam, despite being aware of the training
content (Ref. 36) (Ref. 37). While testing might be a useful approach
in some situations, the Agency believes that in this context a testing
requirement is less likely than annual retraining to produce the
desired improvements in workers' and handlers' understanding of
pesticide safety. Therefore, EPA is not proposing testing as an
alternative to annual training.
7. Request for comment. EPA specifically requests comment on the
following questions:
Should EPA consider different pesticide safety training
timing? If so, what timeframe and why?
Do you have information concerning the relationship
between the frequency of training of workers and handlers and the
frequency of incidents of pesticide exposure or illness? If so, please
provide.
Are there other ways EPA could ensure that workers and
handlers retain the information presented in pesticide safety training
so the retraining interval can be longer than one year?
Are there other burdens or benefits associated with a 2-
year retraining interval that EPA has not considered?
What would be the impact of a 1- or 2-year retraining
interval on states and tribes?
Should EPA consider retaining the current 5 year
retraining interval for workers and handlers and adding a requirement
for annual refresher training? Please provide information on the
relative benefits to and burdens on employers, workers, and handlers.
EPA currently envisions that, if adopted, the annual refresher training
for workers would include the topics proposed at 170.309(e), the grace
period training (see Unit XVIII for a full discussion of the proposed
points for training workers under the grace period). The annual
refresher training for handlers would include a review of information
necessary for handlers to protect themselves, their families, workers,
and the environment from pesticide exposure. EPA anticipates that the
refresher training would be slightly shorter in duration than the
proposed full pesticide safety training, but seeks comment on the
duration of such refresher training. Retaining the current 5 year
retraining interval and adding a requirement for annual refresher
training would necessitate additional recordkeeping by the employer.
The employer would maintain training records for workers and handlers
as discussed in Unit VII.B. below, as well as records containing the
same information for the refresher training.
B. Establish Recordkeeping Requirements To Verify Training for Workers
and Handlers
1. Overview. The existing WPS does not establish any mandatory
mechanism for verifying that a worker or handler has received pesticide
safety training. To improve compliance with the WPS training
requirements and to address the absence of documentation of worker and
handler training, the Agency proposes to eliminate the voluntary
training verification card system and to require employers to maintain
records of WPS worker and handler training for two years. In addition,
the employer would be responsible for providing a copy of the record to
each worker or handler upon completion of the training. EPA believes a
requirement for employers to maintain the training roster, an official
record, of employees' training would address current enforcement
difficulties in verifying whether a worker or handler has received
training. The requirement to provide workers and handlers with a copy
of the training record would allow a subsequent employer to verify that
the worker or handler had received training and to copy the training
verification record for the subsequent employer's own files.
2. Existing WPS requirements. Presently, the WPS does not require
agricultural employers to document that they provided the training
required under the WPS for workers or handlers. The WPS also does not
require trainers or employers to record who they trained, what training
they provided, or when they provided pesticide safety training.
However, a voluntary program was established that allowed states,
tribes, and agricultural employers to use verification cards to
identify workers and handlers trained in accordance with the WPS.
Participating states, territories, and tribes have opted to distribute
cards printed by EPA or to generate agency-specific cards. States,
territories, and tribes allow distribution of the cards by trainers
qualified under the WPS or under stricter requirements. A few entities
require trainers of workers or handlers to submit the names of those
trained to the state regulatory agency; however, EPA does not maintain
such a list. Under the current voluntary training verification card
program, an agricultural or handler employer who hires workers and
handlers with valid training verification cards does not need to
provide training until the expiration date listed on the card. At least
20 states, territories, or tribes continue to use the voluntary
training card system (Ref. 43).
3. Summary of the issues. Since 1998, EPA has received considerable
feedback from stakeholders, including state regulatory partners,
regarding the difficulty of enforcing the training provisions of the
WPS rule, primarily due to a lack of recordkeeping (Ref. 17) (Ref. 18).
Inspectors have noted that they cannot consult a record to determine if
the workers and handlers on the establishment have been trained. Their
primary method for evaluating compliance with training requirements is
to interview workers and handlers regarding the content of training
received or whether any training has occurred. Stakeholders, including
state inspectors and farmworker organizations, have indicated that
interview results may be compromised as workers and handlers may not
recall the training they received, may not connect the questions with
the training information, and may not be able to communicate with the
inspector in a
[[Page 15462]]
language that both are comfortable speaking. Some workers and handlers
may feel intimidated and provide inaccurate responses due to a lack of
anonymity. Some states and territories, including AZ, CA, HI, NV, NH,
NJ, PA, and PR, have addressed the issue through requiring a form of
recordkeeping for worker and/or handler training, such as training
records maintained by the employer, training records submitted to the
state, or making mandatory the voluntary training verification card
system. California has implemented a requirement for employers to
maintain records of handler training for 2 years (3 CCR 6724(e)).
Some stakeholders voiced strong support for improved recordkeeping
as discussed in reports from the National Assessment of EPA's Pesticide
Worker Safety Program (Ref. 44). The General Training Issues Workgroup,
convened as part of the National Assessment, recommended that all
trainers be required to maintain records of trained workers for the
duration of the retraining interval, and suggested that EPA offer a
variety of methods for employers to demonstrate compliance (Ref. 15).
Farmworker organizations as well as other stakeholders have repeatedly
emphasized the need to improve enforcement and compliance verification
capabilities in order to assure greater protection for workers (Ref.
17) (Ref. 35).
States, territories, and tribes have noted that the voluntary
training verification card system is undermined by fraudulent cards.
They cite instances of workers, handlers, and labor contractors
illegally exchanging cards and altering the expiration date. Without an
expiration year printed on each card and annual reprinting of current
verification cards, it is difficult to assess the validity of the card.
Without any requirement for creating and maintaining records of
training, it is virtually impossible to verify who has been trained.
States have informed the Agency that workers perceive the card as a
credential that potential employers may use to determine their
employability. As a result, state agencies have reported that falsified
cards are common because workers and handlers want to show that they
are employable. The Agency believes, based on information gathered
since the implementation of the training verification card system, that
the current system of voluntary training verification cards has proven
to be an unreliable method of tracking and identifying trained workers
(Ref. 37) (Ref. 45) (Ref. 46).
4. Details of the proposal/rationale. The Agency proposes to
require agricultural and handler employers to keep records of all
workers and handlers who receive pesticide safety training for 2 years
on the agricultural establishment. Required information for the record
of worker and handler training would include the trained worker's or
handler's name, signature, date of birth, the date of training, the
trainer's name, proof of trainer's qualification to train, the
employer's name, employer's phone number or phone number of the
establishment, and which EPA-approved training materials were used. EPA
also proposes to require employers to provide a copy of the training
record to each worker and handler upon completion of the training.
EPA believes these new recordkeeping requirements would address
some of the difficulties in effectively enforcing the existing rule
raised by regulatory and farmworker advocacy stakeholders. This
proposal would allow inspectors to verify training through records
retained by the employer and maintained by the workers and handlers
themselves rather than solely through interviews with workers and
handlers. The Agency's proposal is flexible in that it would allow
paper or electronic recordkeeping, so an employer could scan the
training records with employees' signatures and maintain electronic
files.
The recorded date of birth would be used to verify that the minimum
age for handlers and early-entry workers has been met. [See Units XI.B.
and XII.A.] Retaining the trainer's proof of qualification to train
would allow the inspector to determine if the trainer met the criteria
to be a trainer. [See Unit VII.D]
EPA recognizes the importance of maintaining some mechanism for
workers and handlers to change employers without repeating pesticide
safety training each time they enter an establishment. EPA believes
that the proposed option would meet the need for employers to verify
that workers and handlers have received appropriate training by
providing an official record rather than the voluntary training
verification card. The proposal to require employers to maintain
specific records of worker and handler training and to provide a copy
of the training record to each trained worker and handler would make
the voluntary training verification card program obsolete, redundant,
and unnecessary. An employer could consider a worker or handler trained
if either the employee or prior employer presents a copy of the
training record. EPA believes requiring employers to provide a record
of the training to workers and handlers would allow workers and
handlers to show future employers they have received WPS training. In
addition, future employers could maintain a copy of the workers' or
handlers' record in their files to comply with the requirement to
ensure the employees have received the appropriate training.
The proposed regulatory text concerning the recordkeeping
requirements to verify training for workers and handlers appears in
Sec. Sec. 170.101(d) and 170.201(d), respectively, of the proposed
rule.
5. Costs and benefits. EPA estimates the cost of requiring
employers to maintain records of worker training for 2 years would be
$1.6 million annually and about $4 per agricultural establishment per
year. The cost for employers to maintain records for handler training
for 2 years would be $160,000 annually, or less than $1 per
agricultural establishment and about $3 per commercial pesticide
handling establishment per year. For a complete discussion of the costs
of the proposals and alternatives, see the ``Economic Analysis of
Proposed Revisions to the Worker Protection Standard,'' Chapter 3 Cost
Analysis (Ref. 1).
Although EPA cannot quantify the benefits of this specific proposed
option, EPA believes that requiring records of worker and handler
training would improve employers' compliance with the training
requirements. Improved compliance would increase the likelihood that
workers and handlers perform WPS tasks with the information necessary
to mitigate exposure to pesticides for themselves and their family
members.
6. Alternative options considered but not proposed. First, EPA
considered an option to require the employer or trainer to provide
every trained worker and handler with a wallet-sized verification
record (similar to the current voluntary training verification card)
that contains the proposed recordkeeping information, instead of the
proposal to provide a photocopy of the training recordkeeping form.
Distribution of the training verification cards would be limited to
trainers who meet the proposed qualifications. [See Unit VII.D.] The
cards would be issued by EPA on an annual basis and would indicate a
date after which the card would no longer be valid, i.e., a 2015 card
would state that it would not be considered a valid verification of
training after 12/31/2016. The annual card issuance by EPA and clear
statement of the card's longest potential
[[Page 15463]]
validity could help cut down the issues of fraudulent use raised by
states and other stakeholders.
This alternative would increase the burden on trainers, employers,
and EPA and states, territories, and tribes. Instead of providing a
copy of the training record, the trainer would be required to copy the
information onto each individual training verification card. Subsequent
employers would need to verify the information on the card with the
original trainer or employer and to obtain a copy of the original
training record for their files. EPA would be responsible for printing
cards annually. EPA and states, territories, and tribes would be
responsible for distributing cards to approved trainers and tracking
who received the cards. EPA estimates that a mandatory training
verification card program for workers would add about $640,000 to the
cost of training records, increasing the total cost to about $2.2
million. Based on the increased burden to trainers, employers, and
states, territories, and tribes without significantly different
anticipated benefits to workers, handlers, trainers, and employers, EPA
decided not to propose this option.
Second, EPA also considered requiring agricultural and handler
employers to submit worker and handler training records to EPA or to
the state, territory, or tribal regulatory authority. The agency
responsible at the federal or state, territory, or tribal level would
then maintain a database of trained workers and handlers. The Agency
believes that it is adequate for employers to maintain the records,
making them available to inspectors upon request. The submission of
training records to a central repository might benefit EPA and others
wishing to verify a worker's or handler's status. However, employers
would still bear the cost of either creating a record of the training
in the central repository or verifying a worker's or handler's
eligibility in the system. Since most workers and handlers have one or
two employers per year, the burden on employers to report to and check
with a central repository of information may not be justified. The
proposed rule would require that the employer maintain records on-site
for inspection purposes.
Third, EPA also considered an option to require trainers, rather
than or in addition to employers, to retain records of those trained.
EPA is not pursuing this option because the WPS focuses on the
responsibilities of agricultural and handler employers. Trainers are
not responsible for the use of the pesticide on the establishment and
therefore cannot be legally responsible for following the labeling and
complying with the WPS requirements. Ultimately, the agricultural or
handler employer is responsible for ensuring that workers and handlers
receive training and for tracking that training. Inspections focus on
compliance of the agricultural or handler employer with the provisions
of the WPS, not the trainer. The WPS would not prohibit the creation of
training records by the trainer; however, the agricultural or handler
employer would have to maintain a copy of the records.
Finally, the Agency considered establishing a 5-year interval for
the record retention cycle, which would coincide with the statute of
limitations for civil violations (28 U.S.C. 2462). The estimated cost
of this requirement would be $2 million for worker training records and
$290,000 for handler training records. The incremental cost between
record retention for two or five years would be negligible. However,
EPA believes based on state programs (e.g., California and Florida) and
stakeholder feedback that a requirement to keep records for 2 years is
sufficient. Therefore, EPA decided not to propose a 5-year interval for
record retention.
7. Request for comment. EPA specifically requests comment on the
following questions:
Would a requirement for employers to report worker and
handler training information to the state or federal government for
compilation in a central repository have benefits? If so, please detail
the potential benefits and cost.
Should the Agency reconsider any of the alternate options
presented in developing a final rule? If so, why? Please provide data
to support your position.
Are there changes that would make the training
verification card program more effective and less prone to falsified
cards? If so, please provide detailed suggestions for improving the
system.
Should EPA consider a performance standard to evaluate
worker and handler training (asking questions based on the training
content) rather than recordkeeping? Are there benefits or drawbacks to
this approach that the Agency has not considered?
Would employers rely on training records provided by the
worker or handler as verification that the worker or handler had
received pesticide safety training?
C. Require Employers To Provide Establishment-Specific Information for
Workers and Handlers
1. Overview. The existing WPS does not require employers to provide
to workers and handlers establishment-specific information on the
location of decontamination supplies as part of their pesticide safety
training. In order to allow workers and handlers to adequately protect
themselves in the event of an unexpected exposure that could occur
through spills, being sprayed, or other unusually high exposure
situations, the Agency proposes that in addition to required general
training employers must provide establishment-specific information
about the location of decontamination supplies and pesticide safety and
hazard information, as well as how to obtain medical assistance.
Agricultural and handler employers would be required to provide this
establishment-specific information to all workers and handlers,
including those previously trained on other establishments. The Agency
expects this change will equip workers and handlers with the knowledge
and capability to assist in better protecting themselves from adverse
effects of pesticide exposure.
2. Existing WPS regulations. Sections 170.135(e) and 170.235(e)
require the employer to notify workers and handlers respectively about
the location of the pesticide safety poster and the emergency medical
information. Presently, part 170 has no requirement for employers to
provide information on the location of decontamination supplies or
hazard information to workers and handlers.
3. Summary of the issues. Farmworker organizations have raised to
EPA the need for workers and handlers to receive establishment-specific
information even if the employer can verify that the workers and
handlers have already received pesticide safety training. The pesticide
safety training covers general self-protection principles.
Establishment-specific information on where to find, among other
things, decontamination supplies, emergency contact information, and
pesticide application information, is not consistent across
establishments. While the workers and handlers may have received
general information on how to protect themselves, without knowledge of
where the necessary supplies are located or how to obtain emergency
medical assistance they would not be able to use the knowledge to
protect themselves.
4. Details of the proposal/rationale. The Agency proposes to
require employers to provide establishment-specific pesticide safety
training for workers and handlers when they enter the establishment and
before beginning WPS tasks. Content for the establishment-specific
information
[[Page 15464]]
would include the location of pesticide safety information, the
location of pesticide application and hazard information, the location
of decontamination supplies, and how to obtain emergency medical
assistance. Employers would be required to provide this training prior
to the handler performing handler activities or the worker performing
worker activities orally in a manner that the handler or worker can
understand, such as through a translator. Lastly, this training would
be required even if the employer can verify that the worker or handler
has already received pesticide safety training on another
establishment.
EPA acknowledges that some of this information is already required
under the current rule. However, EPA believes that consolidating the
requirements for establishment-specific training would make them easier
for employers to find and comply with, resulting in a higher likelihood
that workers and handlers would receive the necessary information.
The proposed regulatory text concerning the requirement for
employers to provide location-specific information to workers and
handlers appears in Sec. Sec. 170.103 and 170.203(b) of the proposed
rule.
5. Costs and benefits. The estimated cost of this proposal is
included in the cost of expanded training discussed in Unit VII.E. EPA
assumes that employers cover this information as part of routine
pesticide safety training and therefore including the establishment-
specific information would add negligible time and cost.
6. Alternative options considered but not proposed. EPA did not
consider any significant alternatives to the proposed option.
7. Request for comment. EPA specifically requests comment on the
following question:
To what extent do employers already provide this
information to all workers and handlers when they first arrive at the
establishment, for example, during the hiring process?
The current rule requires employers to ensure that the
workers and handlers receive information in a manner they understand.
Are there any issues with the current requirement for employers? If so,
please describe and provide data to support this position.
D. Establish Trainer Qualifications
1. Overview. The current rule allows workers and handlers to be
trained by a variety of persons, including certified applicators and
handlers. In order to ensure that the pesticide safety training
received by workers and handlers is provided in a manner conducive to
adult learning and provided in a language and manner in which they can
understand, the Agency proposes to require trainers of workers to have
completed an EPA-approved train-the-trainer program or be designated by
EPA or an appropriate state or tribal agency as trainers of certified
applicators. Certified applicators would no longer be automatically
considered qualified to train workers. The Agency proposes to retain
the existing qualifications for handler trainers, namely that in order
to be a trainer of handlers, one must be a certified applicator under
40 CFR part 171 at the time of the training, to have completed train-
the-trainer program, or be designated by EPA or an appropriate state or
tribal agency as a trainer of certified applicators and to limit
approval of train-the-trainer programs to EPA. In addition, EPA
proposes to require trainers to be present throughout the training and
to ensure that there are no distractions, e.g., background videos, loud
machinery, or other instructions, competing for the worker's or
handler's attention.
2. Existing WPS regulations. The existing WPS designates the
following groups as qualified to be pesticide safety trainers for
workers:
Applicators certified according to 40 CFR part 171
(private and commercial applicators of RUPs);
Persons designated as trainers of certified applicators,
or pesticide handlers by the appropriate state, federal, or tribal
agency;
Individuals who have completed an approved pesticide
safety train-the-trainer program; or
Persons who have completed WPS handler training.
The existing WPS designates the following groups as qualified to be
pesticide safety trainers for handlers:
Applicators certified according to 40 CFR part 171;
Persons designated as trainers of certified applicators or
pesticide handlers by the appropriate state, federal, or tribal agency;
and
Individuals who have completed an approved pesticide
safety train-the-trainer program.
The current WPS also requires trainers to be present to answer
questions but does not require that they be present for the entire
length of the training.
3. Summary of the issues. When EPA proposed what would become the
1992 WPS (53 FR 25970; July 8, 1988), stakeholders, specifically USDA
and farmer organizations, raised concerns about the need for adequate
numbers of qualified WPS trainers. To ease the burden of transition for
agricultural employers during the implementation of the rule, EPA made
approved criteria for trainers in the final rule (57 FR 38102, 38128-
29; Aug 21, 1992) intentionally broad. Since that time, the pool of
qualified trainers has expanded due to the increase and availability of
train-the-trainer programs. EPA has supported the Association of
Farmworker Opportunity Programs (AFOP) ``Serving America's Farmworkers
Everywhere'' AmeriCorps project for over ten years. This project
connects trainers with farmworker communities to build training
capacity and to provide free training services to agricultural and
handler employers. In addition, EPA has developed a train-the-trainer
handbook for worker training (Ref. 47). Many states have also increased
the number of qualified trainers through train-the-trainer programs and
other mechanisms.
Farmworker organizations and pesticide safety educators have raised
to EPA the importance of pesticide safety trainers having expertise
both in the subject matter covered and in adult education for low-
literacy audiences. The Hazard Communications for Agricultural Workers
Report by JBS International found that workers want to receive
pesticide safety training from trainers who are knowledgeable and
certified (Ref. 40). In order to convey information about routes of
pesticide exposure, potential accidents and how to mitigate pesticide
exposure, and avoiding exposure through basic hygiene, the trainer must
have a strong knowledge of the subject matter. A person can obtain this
knowledge in several ways. First, a person who has gone through a
train-the-trainer program would become versed in the specific
information to be conveyed to the training audience. Second, a person
who is qualified, as a university professor or cooperative extension
agent, to conduct training for a broad range of pesticide users, would
have a working knowledge of the potential pesticide risks faced by
workers and handlers. Lastly, handlers and applicators learn the
subject matter in the training and certification programs, which cover
the concepts presented in pesticide safety training in more detail.
Research and stakeholder input have highlighted the need for
trainers to have specific skills to reach this type of audience.
Farmworker organizations and pesticide educators expressed concern
about the ability of individuals without knowledge of adult education
practices to conduct effective pesticide safety training (Ref. 39)
(Ref. 46) (Ref. 48). Stakeholders have also informed EPA that training
may be presented
[[Page 15465]]
simultaneously with other information, preventing workers and handlers
from focusing completely on the safety information presented.
Stakeholders have raised concerns that trainers lacking skills in
adult education may be ineffective in communicating necessary pesticide
safety information to workers (Ref. 35) (Ref. 36) (Ref. 48) (Ref. 46)
(Ref. 39). Farmworker organizations have supported limiting eligibility
of trainers of workers and handlers to those completing a train-the-
trainer program ``covering methods of conducting an informal adult
participatory education session for low literacy learners, with limited
English proficiency'' (Ref. 35). A pilot train-the-trainer program in
Washington State showed that participants who learned training
techniques applicable to the worker population were more successful in
communicating with their target audience than they had been prior to
training, indicated by improved performance of the audience on a post-
training evaluation of knowledge (Ref. 17).
4. Details of the proposal/rationale. EPA proposes to require
trainers of workers to complete a pesticide safety train-the-trainer
program approved by EPA or to be designated as a trainer of certified
applicators by EPA or a state or tribal agency responsible for
pesticide enforcement. The proposal would delete the option for
certification under 40 CFR part 171 or training as a WPS handler to
serve as sufficient qualifications for a person to be a trainer for
workers.
Additionally, the Agency proposes to require trainers of workers
and trainers of handlers to be present during the entirety of a
training session and to answer questions. Trainers must also ensure
that the training is presented in a manner free of distractions.
EPA proposes to retain the existing categories for trainers of
handlers and to add a requirement that the train-the-trainer program be
approved by EPA.
Under a cooperative agreement with the NASDA Research Foundation,
EPA has developed the National Worker Safety Trainer Handbook (Ref.
47). This manual outlines the necessary pesticide safety information
for workers, as well as describing adult education principles and how
to communicate across languages and cultures. In addition to the
National Worker Safety Trainer Handbook, EPA also supports the training
of pesticide safety trainers of workers by AFOP. Both of these programs
would serve as models for an EPA-approved train-the-trainer program.
Using these models, EPA would develop guidance to describe the
necessary elements of a train-the-trainer program and the process for
seeking EPA approval. EPA anticipates that any interested
organizations, including non-profit organizations, universities, state
regulatory agencies, and the pesticide industry, could seek approval
for and administer a train-the-trainer course that meets EPA's
standards.
EPA proposes to retain the options for persons designated as
trainers of certified applicators or handlers by EPA or a state or
tribal agency responsible for pesticide enforcement because either EPA
or the state or tribe has recognized that they have the subject matter
expertise and qualifications necessary to convey the pesticide safety
information to workers or handlers. Many cooperative extension services
(part of land grant universities) have experts on pesticide safety that
work with agricultural employers to provide information on safe
pesticide use. EPA believes that in their role as educators and with
knowledge of adult education, pesticide application, and safety
principles, these persons are qualified to provide the information to
workers and handlers. State regulatory agencies also hire or contract
with adult educators to provide pesticide safety training to workers or
handlers. Rather than increase the burden on the state or tribal lead
agency by requiring that all persons complete a pesticide safety train-
the-trainer course, EPA believes that state and tribal lead agencies
would ensure that persons they designate as trainers can appropriately
convey the information required under the proposed regulation to
workers and handlers.
EPA proposes to eliminate the automatic authorization of certified
applicators and WPS handlers to train workers. Although certified
applicators have demonstrated competency in pesticide application and
safety, they may not possess skills as trainers, particularly for low-
literacy, non-English speaking, adult audiences. Handlers may possess
pesticide safety knowledge and may have cultural and language abilities
in common with workers, but they may lack teaching skills or sufficient
technical knowledge needed to effectively convey the information. For
training to make the most impact, trainers need to be competent not
only in their knowledge of pesticide risks but also in communicating
with adult learners with educational challenges. Trainers may have
difficulty conveying the abstract concept of pesticide risk, due to
barriers such as the limited English language skills, cultural
differences, and low educational levels of many workers and handlers.
EPA believes that there are sufficient qualified trainers to meet the
proposed requirements now, as opposed to when the 1992 WPS was
implemented, based on trainers qualified by AFOP initiatives and the
publication and dissemination of an EPA train-the-trainer handbook.
EPA proposes to retain the option for certified applicators to
train handlers. While the Agency has some concern regarding the ability
of certified applicators to provide effective training for workers
because worker trainers need to have specific capability to deliver
basic information to an audience that may have a low education level
and limited literacy and English skills, EPA thinks this group can be
successful as trainers for handlers. There is a large overlap between
the roles of applicators and handlers, which allows applicators to draw
on their personal knowledge and skills needed to correctly and safely
perform handler tasks. In addition, in the revisions to part 171, EPA
is proposing to require certified applicators to provide training that
mirrors the WPS handler training to noncertified applicators applying
RUPs under their direct supervision. EPA believes that the certified
applicators are appropriately qualified to convey the proper pesticide
application techniques and importance of protecting oneself from
pesticide exposure to handlers that will be performing similar tasks in
areas that have been treated with pesticides.
EPA believes that increasing the qualifications of trainers will
increase the value of training sessions by improving the quality of the
training. Workers will benefit by improved understanding of the
learning objectives and an increased ability to protect themselves and
their families.
To ease implementation and ensure a sufficient cadre of qualified
trainers is available, EPA proposes to continue allowing certified
applicators to conduct worker training until two years following the
effective date of the final rule. This transition period would allow
time for applicators and other persons that do not meet the current
requirements and who wish to conduct worker training to qualify as
trainers under the proposed requirements, either by attending an EPA-
approved train-the-trainer program or seeking designation as an
approved trainer of workers from EPA or the state or tribe, and for all
trainers to become familiar with new training materials developed as a
result of the finalized rule.
EPA plans to support the development of training materials for
workers and handlers that reflect the
[[Page 15466]]
new training requirements such as manuals and videos. EPA will work
with stakeholders to develop these materials when the amendments to the
rule are finalized and plans to have them ready for distribution when
the revised training requirements go into effect.
The proposed regulatory text concerning trainer qualifications for
workers and handlers appears in Sec. Sec. 170.101(c)(4) and
170.201(c)(4) respectively of the proposed rule.
5. Costs. EPA estimates the cost of revising the standards for
worker trainers would be $1.1 million annually, or about $3 per
agricultural establishment. For a complete discussion of the costs of
the proposals and alternatives, see the ``Economic Analysis of Proposed
Revisions to the Worker Protection Standard,'' Chapter 3 Cost Analysis
(Ref. 1).
EPA cannot quantify the precise benefits associated with this
proposal; however, EPA believes requiring trainers to have the ability
to convey the pesticide safety information, along with knowledge of
adult education principles and how to communicate with low-literacy
audiences, would increase overall understanding and retention of the
pesticide safety training by workers. This improvement would increase
the likelihood that workers and handlers adopt the principles outlined
in the pesticide safety training and reduce the potential for exposure
to themselves and their family members.
6. Alternative options considered but not proposed. EPA considered
several options regarding categories of qualified trainers. One option
considered by the Agency was to continue to consider applicators
certified under 40 CFR part 171 and handlers as qualified to train
workers. EPA does not think, however, that a certified applicator's
knowledge of pesticide safety and application principles alone is
sufficient to qualify the certified applicator as an educator for basic
safety principles for workers. As discussed above, teaching an adult
population, especially individuals with low-literacy skills, differing
cultural norms, and a variety of primary languages, requires trainers
with skills in reaching this type of audience. After considering this
alternative in light of the demographics of workers and the importance
of providing safety information in manner workers can understand, EPA
does not consider it reasonable to assume that certified applicators
and handlers necessarily have the adult education skills to adequately
perform WPS training for workers. Certified applicators and handlers
may become trainers if they complete a train-the-trainer course or are
designated as trainers by the EPA or a state or tribal agency.
EPA also considered an option to restrict trainer eligibility to
only trainers who have completed a train-the-trainer program. The
Agency believes that allowing trainers of applicators and those having
completed a train-the-trainer course to train workers, as well as
allowing certified applicators to train handlers, will offer continued
flexibility for agriculture and result in less burden than restricting
the qualifications to a single type of trainer. EPA has confidence that
trainers designated as qualified by EPA or the states or tribes would
have knowledge of adult education and the safety principles that
workers need to know. Requiring all worker and handler trainers to
complete a train-the-trainer program would limit the number of eligible
trainers and as a result there might not be sufficient numbers to meet
employers' training needs.
EPA also considered implementing a test to determine the
eligibility of trainers. Though examination would provide a method of
evaluating knowledge, safety educators and advocate groups maintained
that trainers need skills that cannot readily be assessed by an
examination. For example, it would be difficult to assess, through an
exam, whether a person has skills in communicating with low-literacy,
adult audiences. EPA believes that train-the-trainer courses in which
trainers learn and practice interactive and engaging training
techniques, in addition to the necessary pesticide safety information,
would be more effective than a written exam to prepare educators for an
audience of workers and handlers.
7. Request for comment. EPA specifically requests comment on the
following questions:
Are there other programs that would prepare trainers to
convey pesticide safety information to workers and handlers? Please
describe the program and the feasibility of its implementation for
affected establishments.
Should EPA consider requiring trainers of workers and
handlers to refresh their qualifications periodically, such as
requiring attending a train-the-trainer program every 5 years? Please
provide data in support or opposition.
The current rule requires employers to ensure that the
workers and handlers receive information in a manner they understand.
Are there any issues with the current requirement for trainers? If so,
please describe and provide data to support this position.
E. Expand the Content of Worker and Handler Pesticide Safety Training
1. Overview. The WPS currently requires employers to provide
pesticide safety training covering specific content to workers and
handlers. EPA proposes to expand the information required to be covered
in worker and handler pesticide safety training so that workers and
handlers can better protect themselves from adverse effects of
pesticide exposures.
Additional content in worker pesticide safety training would
include, among other things, information on: how to reduce pesticide
take-home exposure, the requirements for early-entry notification, the
requirement for emergency assistance for workers, and the availability
of hazard communication materials for workers, and informing workers of
the obligations of agricultural employers and what workers can expect.
Additional content in handler pesticide safety training would
include the handlers' requirement to cease application if he or she
observes a person other than another trained and properly equipped
handler in the area under treatment or entry restricted area, and a
requirement for OSHA-equivalent training on respirator use, fit-testing
of respirators, and medical evaluation for respirator users.
EPA expects this additional information provided in the proposed
expansions to worker and handler pesticide safety training to better
protect workers and handlers from risks associated with pesticides.
2. Existing WPS regulations. Under 40 CFR 170.130(d)(4), worker
pesticide safety training must include, at a minimum, the following 11
basic safety training points:
Where and in what form pesticides may be encountered
during work activities.
Hazards of pesticides resulting from toxicity and
exposure, including acute and chronic effects, delayed effects, and
sensitization.
Routes through which pesticides can enter the body.
Signs and symptoms of common types of pesticide poisoning.
Emergency first aid for pesticide injuries or poisonings.
How to obtain emergency medical care.
Routine and emergency decontamination procedures,
including emergency eye flushing techniques.
Hazards from chemigation and drift.
Hazards from pesticide residues on clothing.
Warnings about taking pesticides or pesticide containers
home.
[[Page 15467]]
Requirements of the WPS designed to reduce the risks of
illness or injury resulting from workers' occupational exposure to
pesticides, including application and entry restrictions, the design of
the warning sign, posting of warning signs, oral warnings, the
availability of specific information about applications, and the
protection against retaliatory acts.
Under 40 CFR 170.230(c)(4), handler pesticide safety training must
include, at a minimum, the following 13 basic safety training points:
Format and meaning of information on the product label,
including safety information.
Hazards of pesticides from toxicity and exposure.
Routes through which pesticides can enter the body.
Signs and symptoms of pesticide poisoning.
Emergency first aid for pesticide poisoning.
How to get emergency medical care.
Routine and emergency decontamination procedures.
Personal Protective Equipment (PPE).
Heat-related illness issues.
Safety requirements for handling, transporting, storing,
and disposing of pesticides.
Environmental concerns.
Warnings about taking pesticides or pesticide containers
home.
Training on the requirements of the regulation related to
handling.
3. Summary of the issues. The stakeholder engagement process
produced many comments on the content of pesticide safety training for
workers and handlers. [See Unit V.B.] Recommendations to improve worker
pesticide safety training in the ``Report on the National Assessment of
EPA's Pesticide Worker Safety Program'' included adding elements to
training on potential sources of pesticide exposure and preventing
family exposure, such as specific information on the need to wash work
clothes separately from other clothing (Ref. 17) (Ref. 15).
Additionally, farmworker organizations support expansion of the worker
pesticide safety training to include general information about
pesticide hazards, ways to reduce take-home exposure, and worker
rights. In contrast, other stakeholders raised concerns for extending
the length of training, increasing the burden on employers, or making
the training tedious for workers who may not be paid for time spent in
training. Many stakeholders also requested that EPA be mindful when
revising the WPS of the burdens faced by workers and some handlers, due
to their low income, low literacy, and limited English language skills.
4. Details of the proposal/rationale. EPA is proposing a number of
new provisions to be included in the content for worker and handler
safety training. Each of these is discussed in greater detail in this
section. Where some proposed changes only clarify or enhance an
existing training topic, rather than substantially altering the content
of the topic, EPA does not discuss the proposed modifications in as
great detail as the proposed modifications to existing language that
substantially alter the content of the training topic.
EPA proposes to add the following topics to both worker and handler
training: protection from pesticide take-home exposure, enhanced
emergency assistance provisions in the WPS, and the availability of
hazard communication materials.
Additional worker safety training topics would add about 15 minutes
to the training and would include, in addition to the points in the
current WPS: Handler tasks that employers must not direct or allow
workers to do, early-entry notification requirements including age
restrictions, hazards of pesticide exposure to children and pregnant
women, how to report suspected violations, and the prohibition of
employer retaliation for reporting suspected violations or attempting
to comply with 40 CFR part 170.
The proposed revised regulation for worker training at Sec.
170.101(c)(2) through (3) would require the following training content:
Agricultural employers' obligation to provide workers with
information and protections designed to reduce work-related pesticide
exposures and illnesses. This includes providing pesticide safety
training, pesticide safety and application information, decontamination
supplies, and emergency medical assistance, and notifying workers of
restrictions during applications and on entering pesticide treated
areas.
How to recognize and understand the meaning of the warning
sign used for notifying workers of restrictions on entering pesticide
treated areas on the establishment.
How to follow directions and/or signs about keeping out of
entry restricted or pesticide treated areas.
Where and in what form pesticides may be encountered
during work activities and potential sources of pesticide exposure on
the agricultural establishment. This includes pesticides drifting from
nearby applications, and that pesticide residues may be on or in
plants, soil, irrigation water, tractors, application equipment, or
used personal protective equipment.
Potential hazards from toxicity and exposure that
pesticides present to workers and their families, including acute and
chronic effects, delayed effects, and sensitization.
Potential hazards from chemigation and drift.
Routes through which pesticides can enter the body.
Signs and symptoms of common types of pesticide poisoning.
Emergency first aid for pesticide injuries or poisonings.
Routine and emergency decontamination procedures,
including emergency eye flushing techniques.
Wash immediately in the nearest clean water if pesticides
are spilled or sprayed on the body and as soon as possible, shower,
shampoo hair, and change into clean clothes.
How and when to obtain emergency medical care.
When working near pesticides or in pesticide treated
areas, wear work clothing that protects the body from pesticide
residues and wash hands before eating, drinking, using chewing gum or
tobacco, or using the toilet.
Wash or shower with soap and water, shampoo hair, and
change into clean clothes as soon as possible after working near or in
pesticide treated areas.
Potential hazards from pesticide residues on clothing.
Wash work clothes before wearing again.
Wash work clothes separately from other clothes.
Do not take pesticides or pesticide containers used at
work to your home.
Agricultural employers are required to provide workers
with pesticide hazard information.
Agricultural employers must not allow or direct any worker
to mix, load or apply pesticides or assist in the application of
pesticides unless the worker has been trained as a handler.
There are minimum age restrictions and notification
requirements for early-entry activities.
Potential hazards to children and pregnant women from
pesticide exposure.
Keep children and nonworking family members away from
pesticide treated areas.
Remove work boots or shoes before entering home.
After working near pesticides or in pesticide treated
areas, remove work clothes and wash or shower before physical contact
with children or family members.
[[Page 15468]]
How to report suspected pesticide use violations to the
state or tribal agency responsible for pesticide enforcement.
Agricultural employers are prohibited from intimidating,
threatening, coercing, or discriminating against any worker for the
purposes of interfering with any attempt to comply with the
requirements of this part, or because the worker has made a complaint,
testified, assisted, or participated in any manner in an investigation,
proceeding, or hearing pursuant to this part.
Additional handler training topics would add about 15 minutes to
the existing training and would include: proper removal of PPE; the
requirement for handlers to cease application if persons are in the
treated area or entry restricted area; the requirement that handler
employers must ensure handlers have received respirator fit-testing,
training, and medical evaluation if required to wear a respirator; and
the minimum age requirement for handlers.
The proposed revised regulation for handler training at Sec.
170.201(c)(2) through (3) would require the following training content:
Employers' obligation to provide handlers with information
and protections designed to reduce work-related pesticide exposures and
illnesses. This includes providing pesticide safety training, pesticide
safety and application information, decontamination supplies, and
emergency medical assistance, and notifying handlers of restrictions
during applications and on entering pesticide treated areas.
How to recognize and understand the meaning of the warning
sign used for notifying workers of restrictions on entering pesticide
treated areas on the establishment.
How to follow directions and/or signs about keeping out of
entry restricted or pesticide treated areas.
Where and in what form pesticides may be encountered
during work activities and potential sources of pesticide exposure on
the agricultural establishment. This includes pesticides drifting from
nearby applications, and that pesticide residues may be on or in
plants, soil, irrigation water, tractors, application equipment, or
used personal protective equipment.
Potential hazards from toxicity and exposure that
pesticides present to workers and their families, including acute and
chronic effects, delayed effects, and sensitization.
Potential hazards from chemigation and drift.
Routes through which pesticides can enter the body.
Signs and symptoms of common types of pesticide poisoning.
Emergency first aid for pesticide injuries or poisonings.
Routine and emergency decontamination procedures,
including emergency eye flushing techniques.
Wash immediately in the nearest clean water if pesticides
are spilled or sprayed on the body and as soon as possible, shower,
shampoo hair, and change into clean clothes.
How and when to obtain emergency medical care.
When working near pesticides or in pesticide treated
areas, wear work clothing that protects the body from pesticide
residues and wash hands before eating, drinking, using chewing gum or
tobacco, or using the toilet.
Wash or shower with soap and water, shampoo hair, and
change into clean clothes as soon as possible after working near or in
pesticide treated areas.
Potential hazards from pesticide residues on clothing.
Wash work clothes before wearing again.
Wash work clothes separately from other clothes.
Do not take pesticides or pesticide containers used at
work to your home.
Agricultural employers are required to provide handlers
with pesticide hazard information.
Agricultural employers must not allow or direct any worker
to mix, load or apply pesticides or assist in the application of
pesticides unless the worker has been trained as a handler.
Early-entry workers must be at least 16 years of age to
perform early-entry activities and workers must receive notification
prior to conducting early-entry activities.
Potential hazards to children and pregnant women from
pesticide exposure.
Keep children and nonworking family members away from
pesticide treated areas.
Remove work boots or shoes before entering home.
After working near pesticides or in pesticide treated
areas, remove work clothes and wash or shower before physical contact
with children or family members.
How to report suspected pesticide use violations to the
state or tribal agency responsible for pesticide enforcement.
Employers are prohibited from intimidating, threatening,
coercing, or discriminating against any handler for the purposes of
interfering with any attempt to comply with the requirements of this
part, or because the worker has made a complaint, testified, assisted,
or participated in any manner in an investigation, proceeding, or
hearing pursuant to this part.
Information on proper application and use of pesticides.
Requirement for handlers to follow all pesticide label
directions.
Format and meaning of all information contained on
pesticide labels and in labeling.
Need for and appropriate use and removal of all personal
protective equipment.
How to recognize, prevent, and provide first aid treatment
for heat-related illness.
Safety requirements for handling, transporting, storing,
and disposing of pesticides, including general procedures for spill
cleanup.
Environmental concerns, such as drift, runoff, and
wildlife hazards.
Handlers must not apply pesticides in a manner that
results in contact with workers or other persons.
Handler employers are required to provide handlers with
information and protections designed to reduce work-related pesticide
exposures and illnesses. This includes providing, cleaning,
maintaining, storing, and ensuring proper use of all required personal
protective equipment; providing decontamination supplies; and providing
specific information about pesticide use and labeling information.
Handlers must cease or suspend a pesticide application if
workers or other persons are in the treated area or the entry-
restricted area.
Handlers must be at least 16 years of age.
Handler employers must ensure handlers have received
respirator fit-testing, training, and medical evaluation if they are
required to wear a respirator.
Handler employers must post treated areas as required by
this rule.
i. Protection from Pesticide Take-Home Exposure. Although the
current training instructs workers and handlers not to take home
pesticide containers and that clothing can carry pesticide residue, the
Agency proposes to expand the existing sections to include more
specific information in the worker and handler pesticide safety
training on ways to reduce take-home pesticide exposure. Specifically,
the expanded training content would include the following: Instructions
on washing before touching family members, removing soiled work boots
or shoes before entering the home, washing clothes that may have
pesticide residues
[[Page 15469]]
on them before wearing them again and separately from other family
clothes, and keeping family members away from treated areas, as well as
information on the potential risks to children and pregnant women from
pesticide exposure.
Workers and handlers may be exposed to pesticides at work;
additionally, they and their families may be exposed to pesticide
residues brought into their homes from the workplace. ``Take-home''
exposure is the movement of agricultural pesticides from the workplace
to the home via contact with pesticide-contaminated clothing, dirt
tracked into the home, or other pathways. This type of exposure has
generated concern among health care professionals and worker advocates.
A 1995 study by the Centers for Disease Control (CDC) on worker's home
contamination found, in multiple industries, that hazardous chemical
contamination of workers' homes is a worldwide problem, resulting in
injury and at times, death (Ref. 49 pp. vii, 17-19).
Although EPA does not have conclusive data about the impact of
pesticide residue transfer from a worker or handler to his or her home,
car, and family members, the Agency recognizes that workers and
handlers are exposed to chemicals in the workplace and should be
educated on minimizing the transfer of these chemicals to non-work
locations. Some studies have been conducted to evaluate whether non-
working children in agricultural families may have greater exposure to
agricultural chemicals than children of non-agricultural families from
the presence of pesticide residue in their home (Ref. 50).
Contamination of the home from agricultural pesticides can come from
numerous sources, including soil, dust, or other residue on clothing
and vehicles and contaminated storage containers (Ref. 49) (Ref. 51).
Additionally, agricultural pesticides introduced into the home may
persist longer than in outdoor areas, due to the lack of degradative
environmental processes, such as those furthered by rain and sun. Peer-
reviewed studies have concluded that ``farmworker and all rural
families must be educated about drift and how to reduce exposure''
(Ref. 52 p. 1259) (Ref. 53) and that ``pregnant farmworkers and those
living with farmworkers need to be educated to reduce potential take-
home pesticide exposure'' (Ref. 34 p. 491).
Studies have focused on the presence of agricultural pesticides in
the homes of workers. Centers for Children's Environmental Health and
Disease Prevention Research were established to explore ways to reduce
children's health risks from environmental factors. The program is
jointly funded by EPA and the National Institute of Environmental
Health Sciences (NIEHS) and also collaborates with the Centers for
Disease Control (Ref. 54). Two of the centers, the University of
California at Berkeley (UC Berkeley) and the University of Washington,
have a number of studies which focus on agricultural pesticides and
children, some with a primary outcome of pesticide exposure reduction
strategies. The Center for the Health Assessment of Mother and Children
of Salinas (CHAMACOS) Study, a longitudinal birth cohort study of
children in the Salinas Valley, California, is the largest study
administered by UC Berkeley's Children's Center (Ref. 55). California
Department of Health Services tested dust in worker and non-worker
homes and concluded that there is a greater presence of pesticide
residue in the homes of workers (Ref. 56). Additional studies apart
from the UC Berkeley activities have also examined the transfer of
pesticide residues from pesticide-treated areas to the home and
automobiles, i.e., the take-home pathway (Ref. 23) (Ref. 50) (Ref. 51)
(Ref. 57) (Ref. 58).
Effective methods of reducing take-home exposure exist. CDC's 1995
study identified worksite behaviors, such as minimizing workplace
exposures, storing clean clothes in uncontaminated areas of the
worksite, changing work clothes prior to returning home, and showering
before leaving the workplace, that are effective means to reduce take-
home exposure (Ref. 49). The report also identified methods in the home
to reduce contamination, such as laundering work clothes separately
from family laundry, preventing family members from visiting the
workplace, and informing the workers of risks to family members and how
to minimize their exposure. Workers and their families should be
familiar with how behaviors such as hand washing, proper laundering,
and removing work clothes before entering the home can reduce risk of
exposure (Ref. 34).
ii. Training on Reporting Violations and Employer Retaliation
Prohibition
EPA proposes to require that worker and handler pesticide safety
training include information on how to report suspected pesticide use
violations. EPA also proposes to include a training point explaining
that agricultural employers are prohibited from retaliation against
workers and handlers for attempting to comply with the WPS or reporting
suspected violation of the WPS. Including this information in the
worker and handler training would increase the effectiveness of the
existing WPS protections against retaliations.
Under the current 40 CFR 170.7(b) employers are prohibited from
taking ``any retaliatory action for attempts to comply with this part
or any action having the effect of preventing or discouraging any
worker or handler from complying or attempting to comply with any
requirement of this part.'' The existing Sec. 170.130(d)(4)(xi)
requires employers to provide training on protections against
retaliatory acts. Similar protection against retaliation for handlers
is covered in Sec. 170.230(c)(4)(xiii).
Farmworker advocacy organizations recommend including in the worker
and handler pesticide safety training information on the rights of
workers and handlers under the WPS (Ref. 36). The Agency agrees that
workers and handlers should be aware of WPS provisions on how to report
violations and the prohibition on retaliation by the agricultural
employer. Farmworker advocacy organizations indicate that workers and
handlers informed of their employers' requirements and the process to
report violations and pesticide exposure incidents are more likely to
report them. This can lead to a clearer understanding of circumstances
leading to WPS violations and pesticide exposure issues by enforcement.
EPA believes it is important for workers and handlers to understand
that the WPS provides protections for their safety and that if their
employers do not provide the required protections, the government can
assist them. By incorporating this information into the WPS training,
it is more likely that workers and handlers will understand the
information and be aware of the resources available to them in the
event of a suspected act of retaliation or noncompliance with the WPS.
Farmworker organizations requested that WPS worker and handler
training include contact information for legal representation (Ref.
35). EPA, however, does not agree. EPA does not consider it appropriate
to recommend particular attorneys or legal representatives. Moreover,
while legal representation may be helpful for a worker or handler who
experiences retaliation or a serious pesticide exposure, it is not
clear that requiring the requested notification would significantly
contribute to the goals of FIFRA.
The proposed regulatory text concerning training in regard to
reporting suspected violations and employer prohibition against
retaliation
[[Page 15470]]
appears in Sec. Sec. 170.101(c)(3)(viii) through (ix) and
170.201(c)(3)(v) of the proposed rule.
iii. Training on Hazard Communications Materials for Workers and
Handlers. EPA proposes to require agricultural and handler employers to
provide workers and handlers with access to the expanded pesticide
application information, the SDS, and the pesticide product labeling
upon request for up to two years. [See Unit IX.] EPA proposes to
include an overview of the new hazard communication requirements and
materials (expanded application information, SDS, and product labeling)
in the pesticide safety trainings for workers and handlers.
The proposed regulatory text concerning hazard communication
content of worker and handler pesticide safety training appears in
Sec. Sec. 170.101(c)(3)(i) and 170.201(c)(3)(v) of the proposed rule.
iv. Training on Early-Entry Notification for Workers. EPA is
proposing to add to the worker pesticide safety training points about
the minimum age restriction and notification requirements for early-
entry work. Workers would learn that entry into a treated area under an
REI would be limited to workers 16 years of age or older and what
notification requirements must be provided prior to being directed to
perform early-entry tasks. EPA expects that providing this information
to workers during training would make workers aware of their
agricultural employer's obligation to provide information on the
protections required when asked to perform early-entry work. EPA
believes that workers should be made aware of employer obligations in
their training so they will understand the significance of (and, if
they fail to receive it, notice the absence of) the information
employers would be required to provide. For a complete discussion of
the proposed amendments to the early-entry requirements, see Unit XII.
The proposed regulatory text concerning early-entry notification and
minimum age content of worker and handler pesticide safety training
appears in Sec. Sec. 170.101(c)(3)(iii) and 170.201(c)(3)(v) of the
proposed rule.
v. Handler Responsibilities. EPA proposes that a handler be
required to cease application if the handler observes a person other
than another trained and properly equipped handler in the area under
treatment or associated entry-restricted area. EPA believes that either
the handler would have prior knowledge that another handler would be in
the area during treatment, or would cease application until he or she
could verify whether the person(s) in the treated area met the standard
as a trained and properly equipped handler. This new requirement would
impose additional responsibility on handlers. [See Unit XI.] Therefore,
EPA proposes to add to the handler training requirements a point on
this specific handler responsibility.
The proposed regulatory text concerning the cessation of
application content of handler pesticide safety training appears in
Sec. 170.201(c)(3)(i) of the proposed rule.
vi. Respirator Fit-Testing and Medical Evaluation for Handlers.
Unit XVI.E. discusses EPA's proposal to adopt the OSHA standard (29 CFR
part 1910) for respirator use. The OSHA standard requires employers and
users to take steps to ensure respirators are used safely, including
fit testing the handler's respirator, conducting medical evaluation,
and training handlers on proper respirator use.
EPA proposes to require that handler training inform handlers of
the new obligations of handler employers regarding proper respirator
use. Handler training content is proposed to inform handlers that their
employer must ensure they have received respirator fit-testing,
training and medical evaluation if they are required to wear a
respirator; only those handlers who would use a respirator would need
to receive the full OSHA training on respirators. EPA expects this
change would inform handlers of the new requirements for respirator use
and their importance.
The proposed regulatory text concerning adding to the training the
employer's responsibility to provide handlers using respirators with
respirator training, fit-testing, and medical evaluation appears in
Sec. 170.201(c)(3)(iii) of the proposed rule.
5. Costs. The proposed expansions to training content would expand
worker training from approximately 30 minutes to 45 minutes, and
handler training from 45 minutes to 60 minutes. The Agency believes
that the expanded training is necessary for workers and handlers to
better protect themselves.
EPA estimates the cost of expanding pesticide safety training for
workers would be $4.3 million annually or about $11 per agricultural
establishment per year. The cost to expand pesticide safety training
for handlers would be $660,000 annually, or about $3 per agricultural
establishment and $15 per commercial pesticide handling establishment
per year. For a complete discussion of the costs of the proposals and
alternatives, see the ``Economic Analysis of Proposed Revisions to the
Worker Protection Standard,'' Chapter 3 Cost Analysis (Ref. 1).
EPA cannot quantify the specific benefits associated with this
proposal. However, EPA believes that adding information to worker and
handler training would assist workers and handlers to mitigate
pesticide exposure to themselves and their families. EPA believes this
would result in a lower number of occupation-related pesticide
exposures and reduce chronic and developmental effects from pesticide
exposure.
6. Alternate options considered but not proposed. EPA considered
various combinations of the additional training content discussed
above. For example, EPA considered simply clarifying the training
required under the current rule to be more specific about the
information to be covered. EPA also considered not adding the
information about employers' responsibilities to provide training to
early-entry workers and to handlers using respirators in order to
shorten the total duration of a training program; however, given the
importance of communicating the additional information to workers and
handlers to ensure they have the information necessary to protect
themselves and their families from pesticide exposure and the
relatively low burden associated with extending the training to cover
the content, EPA believes that all of the aforementioned points should
be added to the training.
While a shorter training program with fewer points would reduce the
cost of the proposal slightly, EPA believes the benefits of providing
the proposed additional training topics to workers and handlers are
reasonably balanced against the cost.
7. Request for comment. EPA specifically requests comment on the
following questions:
Are there any training points listed above that EPA should
consider not including in the final proposal? If so, which points and
why?
Are there points that EPA should consider adding to the
training content? If so, what points should be added? Please provide a
rationale for why the additional content would benefit workers and/or
handlers.
F. Retain Audiovisual Presentations as Permissible Methods for
Pesticide Safety Training
1. Overview. The existing WPS allows trainers to train workers and
handlers using a variety of methods, including an EPA-approved video or
DVD. EPA recognizes concerns raised by stakeholders that the video/DVD
may not be an adequate training tool when
[[Page 15471]]
used as a stand-alone training, but EPA has decided to retain the video
as a training method and to add requirements for the trainer to be
present throughout the presentation, to answer all questions from those
participating in the training, and to ensure that the training is
reasonably free of distractions.
2. Existing WPS regulations. The WPS requires trainers to present
the pesticide safety information ``either orally from written materials
or audiovisually'' (40 CFR 170.130(d)(1) and 170.230(c)(1)). EPA
developed a variety of training materials, including training videos
covering the pesticide safety points specified in 40 CFR 170.130 and
170.230. A worker training video, ``Chasing the Sun Pesticide Safety
Training'' runs for approximately 30 minutes, and a handler training
video, ``Pesticide Handlers and the WPS'' runs for approximately 50
minutes. Each video covers the current training points and both are
available in English and Spanish.
3. Summary of the issues. Farmworker organizations have voiced
opposition to maintaining a video as the training device (Ref. 35),
instead recommending that EPA require employers to provide training
using methods with greater interaction to better communicate with
workers (Ref. 36). A report from EPA's National Assessment of the
Worker Protection Program recommended that training materials encourage
interaction and participation, and be both culturally and
linguistically appropriate (Ref. 15).
The Agency recognizes the passive nature of video training and
understands that some stakeholders believe that a lack of worker or
handler engagement during video training may prevent effective
transmission of pesticide safety information. Focus-group research,
however, indicates that workers prefer to receive training information
in a video or provided orally along with simple drawings on paper as
visual aids rather than an oral presentation without any visual aids
(Ref. 40). Additionally, research has shown that comprehension of
pictorials for safety-related information is significantly enhanced
when accompanied by even brief trainer involvement (Ref. 59).
4. Details of the proposal/rationale. EPA proposes to continue to
allow audiovisual training tools, and to add requirements for the
trainer to be present during the training, to answer questions from
trainees, and to ensure that the training is reasonably free from
distractions. [See Unit VII.D.] Combined with more qualified trainers
familiar with the principles of adult education, EPA expects that use
of EPA-approved video would enhance, rather than diminish,
comprehension of training objectives.
Based on feedback received directly from the affected community of
workers, EPA decided to retain the option for trainers to use
audiovisual materials, including but not limited to videos, DVDs, and
PowerPoint presentations, as part of the training program. EPA believes
that allowing use of audiovisual training tools provides flexibility to
trainers and employers by allowing them to be present to monitor the
audience, to stimulate discussion, and to answer questions, while the
video presents the major concepts of the training. This would help
small establishments that conduct infrequent trainings to ensure that
the training covers all of the major points. In addition, EPA
recognizes that some employers and trainers are more comfortable
utilizing audiovisual materials as part of training because widely used
videos employ actors portraying workers to communicate the messages,
which can be more convincing to the training audience.
The proposed regulatory text requiring the trainer to be present
throughout the training for workers and handlers appears in Sec. Sec.
170.101(c)(1) and 170.201(c)(1), respectively, of the proposed rule.
5. Costs and benefits. EPA does not estimate any costs associated
with this proposal because it retains an existing provision of the
rule.
6. Alternate options considered but not proposed. EPA considered
eliminating the option for trainers to present material audio visually.
Based on the rationales discussed above, EPA believes that allowing
trainers to use audiovisual training materials and adding a requirement
for the trainer to be present and answer workers and handlers'
questions would adequately address the concerns raised by farmworker
groups while allowing trainer's flexibility in how they communicate
with workers and handlers.
7. Request for comment. EPA specifically requests comment on the
following question:
Please provide any additional information on the efficacy
of different methods used to conduct worker and handler training.
G. Eliminate Exception to Handler Training Requirements
1. Overview. Currently, an employer does not have to provide
handler training to a person performing handler tasks if the handler
has satisfied the training requirements under the Certification of
Pesticide Applicators Regulation (40 CFR part 171). In order to ensure
handlers receive the information necessary to understand WPS
protections, EPA proposes to eliminate this exception. EPA expects
removal of this exception would ensure all handlers receive complete
information to protect themselves in situations specific to WPS
establishments.
2. Existing WPS regulations. Under 40 CFR 170.230, pesticide
handlers currently are required to be trained on pesticide safety.
Under 40 CFR 170.230(b)(2), employers may be excepted from the
requirement to provide handler training when their handlers have
satisfied the training requirements in 40 CFR 171. Part 171, however,
does not include specific training requirements relevant to WPS;
therefore, the exception allows handlers to qualify without learning
about part 170 requirements, such as REIs and the prohibition against
spraying when anyone is in the treated area.
3. Details of the proposal/rationale. EPA proposes to eliminate the
exception for handler training for a handler who has been trained in
accordance with the requirements in 40 CFR part 171. In essence, this
change would require persons who apply pesticides under the direct
supervision of a certified applicator to receive handler training under
the WPS. As explained in Unit II, the Agency is considering separate
revisions to 40 CFR part 171 that could include specific training
requirements for persons applying RUPs under the supervision of a
certified applicator. Although the training requirements in these two
proposed rules overlap substantially (e.g., safe application
techniques, understanding label requirements, safe storage and
disposal), the training EPA is considering to require under 40 CFR part
171 does not include specific information on WPS requirements, handler
responsibilities, and reducing take-home exposure specifically in
agriculture. WPS information is critical for handlers so they can
protect themselves, their families, workers, the environment, and
bystanders.
4. Alternative options considered but not proposed. While EPA
considered proposing identical training requirements for both Sec.
170.201 and part 171, many RUP users never apply agricultural
pesticides, and would not need to know all the detailed requirements
related to the WPS protections, such as warning sign postings and
specific handler responsibilities. EPA believes the WPS-
[[Page 15472]]
specific information is critical to equip a handler to avoid risk of
exposure and illness in agricultural situations. Therefore, the Agency
does not intend to impose the same training requirements for
noncertified applicators under 40 CFR part 171.
5. Cost. EPA believes the cost for this requirement would be
negligible. Those employers that intend to provide training under 40
CFR part 171 for their handler employees would be able provide the
proposed WPS handler training and satisfy the requirements of both
regulations. The estimated training burden for the two requirements is
substantially similar.
6. Request for comment. EPA requests feedback on the following:
Should the proposed training under 40 CFR part 171 include
a requirement for expanded training on the WPS?
How would the benefits to employers from giving a single
training that would apply to both WPS handlers and applicators using
RUPs under the direct supervision of a certified applicator compare to
the costs of requiring agricultural applicator training for all
applicators using RUPs under the direct supervision of a certified
applicator?
VIII. Notifications to Workers and Handlers
A. Posted Notification Timing & Oral Notification
1. Overview. The current rule allows employers to provide to
workers either oral or posted warnings about areas where an REI
(regardless of its length) has been in effect within the last 30 days
unless required to provide both oral and posted warnings by the
specific pesticide label. For farms, forests, and non-enclosed
nurseries (what EPA is proposing to define as ``outdoor production''),
EPA proposes to require that agricultural employers post warning signs
regarding the application of a pesticide that has an REI greater than
48 hours, and proposes to allow the option of oral warning or posted
notification for products with REIs of 48 hours or less. For
greenhouses and indoor nurseries (what EPA is proposing to define as
``enclosed space production''), EPA proposes to require that
agricultural employers post warning signs according to the current
posted warning requirements when the product applied has an REI greater
than 4 hours, and proposes to allow the option for oral or posted
notification where the product applied has an REI of 4 hours or less.
EPA expects the changes to improve worker protection by increasing
workers' awareness of treated areas and reminding them to take required
precautions and to avoid pesticide exposure, leading to an overall
reduction in occupational pesticide-related illnesses.
2. Existing WPS regulations. Under 40 CFR 170.120, agricultural
employers are required to notify workers about pesticide applications
and areas on the agricultural establishment subject to an REI.
Notification is required when workers or handlers are on the
establishment during application or the REI and will pass within one
quarter (1/4) mile of the treated area. In greenhouses and some
enclosed nurseries, the agricultural employer must post warning signs.
On farms, and in forests and non-enclosed nurseries, the agricultural
employer may choose either to post warning signs at the usual points of
entry around the treated area or to notify workers orally about
applications that will take place on the establishment. Both posted and
oral worker notification must inform workers about the location of the
application and treated areas under REIs so workers do not enter. In
cases where the product labeling requires both written and oral
notification of workers, the WPS also requires this ``double
notification.'' Part 170 does not currently require the agricultural
employer to keep a record of oral warnings.
3. Summary of the issues. In 2006, Farmworker Justice sent a letter
to the EPA Administrator, signed by more than 50 different farmworker
groups, suggesting revisions for making the WPS more protective. The
letter states, ``Restricted-entry intervals (REIs) are . . . intended
to provide a physical barrier, reducing worker exposure to pesticides
when and where the risk is greatest. But workers are not effectively
warned to keep out of recently treated areas.'' (Ref. 35) Farmworker
organizations noted three problems with the current requirement:
Workers may not remember REI details that span multiple days, oral
warnings may not be adequately provided by the employer in the
appropriate language or understood and retained by the worker, and
compliance with the oral warning requirement is difficult to verify.
Farmworker Justice recommended posting areas treated with a pesticide
with an REI longer than 72 hours and requiring recordkeeping of oral
notifications to workers.
The Farmworker Justice comments are consistent with research
showing that oral instruction alone may not be an effective method of
safety instruction.
4. Details of the proposal/rationale. For ``outdoor production,''
EPA proposes to require that agricultural employers post warning signs
where the pesticide to be applied has an REI greater than 48 hours, and
to allow the option of oral warning or posted notification for products
with an REI of 48 hours or less. For ``enclosed space production,'' EPA
proposes to require posting of warning signs where the product applied
has an REI greater than 4 hours, and to allow the option of oral
warning or posted notification for products with an REI of 4 hours or
less.
EPA believes that under the current rule agricultural employers
most commonly opt to provide oral notification to their workers because
this is less costly and less burdensome than physically posting treated
areas. However, workers may not recall oral notifications when REIs are
longer than a few days. Adults remember only about 10% of what they
hear, but when the information is seen and heard retention improves to
about 50% (Ref. 41). Entry into a treated area during an REI presents
an elevated risk of pesticide exposure and EPA believes that ensuring
that workers are adequately notified of treated areas in a manner they
can recall and understand would result in fewer entries into treated
areas during the REI without appropriate protection.
A 2008 SENSOR-Pesticides/California Department of Pesticide
Regulation publication cites reentry into pesticide-treated areas prior
to the end of the REI as the second leading factor contributing to
reports of acute occupational pesticide poisoning cases in agricultural
workers (Ref. 11). One reason workers may be entering pesticide-treated
areas is their lack of awareness that the area has been treated with a
pesticide and is under an REI, which EPA believes can be addressed by
more robust posting of treated areas.
Because workers face challenges with literacy and understanding
English, EPA believes that reducing the reliance on spoken messages to
protect workers and increasing reliance on a clear, graphic, posted
warning would better protect workers from the risks of entering a
treated area before the REI expires without proper protection. The
posted warning signs will serve as physical reminders for workers to
avoid areas in which the REI has not expired. During pesticide safety
training, workers would be informed of the requirement for agricultural
employers to provide oral or posted notification for treated areas, in
addition to the current requirement to describe the warning signs,
which would increase workers' likelihood of noticing and complying with
entry restriction signs. [See Unit VII.E.]
[[Page 15473]]
Treated areas under an REI pose elevated risk of exposure; thus, by
keeping workers out, negative health effects of pesticide exposure may
be avoided. EPA expects the proposed requirement to increase the number
of areas posted on agricultural establishments across the nation,
thereby increasing the number of workers who are aware of the REI and
avoid entering, and ultimately leading to a reduction of incidence of
pesticide illnesses related to unintentional entry into treated areas
under an REI.
The protective effect of increased posting requirements through
subsequent reduction of pesticide illnesses has been shown in Monterey
County, California. In response to a series of worker exposure
incidents, Monterey County required agricultural employers to post
areas treated with a pesticide with an REI of 24 hours or longer. Since
its implementation, this county-specific requirement has led to a
significant reduction in pesticide-related illnesses caused by entering
a treated area before the expiration of an REI (Ref. 60). California
cannot provide specific data on the percent reduction, but a 2001
report from the California Department of Pesticide Regulation noted
stakeholder consensus on and support for the requirement, stating:
``All participants strongly believe that field posting prevents workers
from early reentry. Monterey County participants support their 24-hour
posting regulations, even though compliance is costly, because field
posting prevents both application and reentry errors'' (Ref. 60).
EPA believes the proposed posting requirement may also foster
compliance and facilitate enforcement because WPS inspectors could
readily view posted warning signs. Inspectors who see workers in a
treated area while the posted warning signs were displayed could
investigate whether the workers received proper early entry
protections.
EPA believes posting all treated areas would be a very effective
method for ensuring that workers are notified about what areas are
under an REI. However, the burden on employers to post all treated
areas subject to an REI would be substantial. To treat an area with an
REI of 24 hours, the employer would have to post the area, make the
treatment, and retrieve the signs the following day. EPA believes that
it is reasonable to expect workers to remember oral warnings related to
treated areas under REIs for at most 2 work days, or about 48 hours.
EPA is proposing to allow oral or posted warnings for areas in
greenhouses treated with an REI of 4 hours or less. Greenhouse
production is much more compact than outdoor production. In a row of
planting tables, there could be many applications. EPA recognizes the
need for workers to have information about the different risks they
face; however, EPA also believes that products with an REI of 4 hours
or less generally pose lower risks than products with longer REIs.
As noted, EPA believes that workers can retain warning information
provided orally for up to 48 hours. However, greenhouses and other
enclosed space production establishments have significantly more
applications in a smaller space. EPA believes it is unreasonable to
expect workers to remember all of the information provided orally about
treated areas when each different planting tray could have different
requirements, therefore EPA is proposing a lower threshold for posting
notification of treated areas on establishments where multiple
applications may be conducted in a small area. EPA believes allowing
employers the option to provide oral or posted notification of treated
areas for a small subset of pesticides provides employers with
flexibility while ensuring workers receive the information necessary to
protect themselves.
The proposed regulatory text concerning notification appears in the
following sections of the proposed rule: outdoor production--Sec.
170.109(a)(1)(i) and enclosed space production--Sec.
170.109(a)(1)(ii).
5. Costs and benefits. EPA estimates the cost of requiring
employers to post all treated areas with an REI longer than 48 hours
would be $11.1 million annually, or about $28 per establishment per
year. EPA estimates that the proposed changes to notification in
greenhouses would save about $10,000 per year, or $14 per small
greenhouse. For a complete discussion of the costs of the proposals and
alternatives, see the ``Economic Analysis of Proposed Revisions to the
Worker Protection Standard,'' Chapter 3 Cost Analysis (Ref. 1).
EPA cannot quantify the benefits associated with this specific
proposal; however, EPA believes requiring employers to post treated
areas under an REI of greater than 48 hours would provide workers with
more reliable information on treated areas and when to stay out. EPA
expects this would result in fewer workers entering treated areas under
an REI and therefore reduce the number of pesticide-related illnesses
attributable to this cause.
6. Alternative options considered but not proposed.--i.
Alternatives to Posting Timeframe. EPA considered the Farmworker
Justice recommendation for EPA to require posted warning signs in
treated areas with REIs greater than 72 hours. This option would
provide more protection than the current regulation, but not as much as
the proposed option which would require the same posting, but for REIs
greater than 48 hours. Given the importance to the worker of
understanding which areas are under an REI, EPA believes that posted
notification for products with REIs over 72 hours would not adequately
warn workers to take precautions. EPA believes that it would be
unreasonable to expect a worker to retain the information about what
areas were treated and when REIs expire for longer than a two day
period. EPA estimates the cost of this proposal would be about $7.9
million, or $20 per establishment.
EPA also considered requiring agricultural employers to post
warning signs in treated areas with an REI of 24 hours or longer,
similar to the requirement in Monterey County, California. EPA
recognizes the impact of Monterey's posting requirement in reducing
exposure to workers. However, EPA also recognizes the need to balance
the protection of workers and burden on agricultural employers and
applicators. Monterey County represents a small geographical area. EPA
believes that while posting of treated areas with an REI of 24 hours or
longer may have been practical in this limited region, it would not be
practical as a national requirement. Agricultural employers would have
a much higher burden to post every treated area with an REI of 24 hours
or longer. EPA believes that workers could retain information on
treated areas and REIs for up to two days.
Lastly, EPA considered a requirement to post warning signs in all
treated areas under REIs for enclosed space and outdoor production.
This option would ensure that workers are aware of the status of every
treated area and every area without posting would be safe for workers
to enter. Posting of all treated areas where an REI is in effect would
send a clear message to workers; however, it would be very difficult
for agricultural employers to comply with this requirement. Some
products have an REI of 4 hours. In essence, an employer would post
signs after application and almost immediately take them down. While
this task may be easy in enclosed space production, it may be
substantially more burdensome for an agricultural employer engaged in
outdoor production.
[[Page 15474]]
EPA believes that the proposed option to require posting of all
areas of outdoor production treated with a product with an REI greater
than 48 hours strikes a balance between the three alternatives
considered. EPA recognizes the value of allowing oral warning for
worker notification of treated areas with REIs less than 48 hours
because this option would provide regulatory flexibility (Ref. 18). EPA
believes that workers informed orally can remember that an area has
been restricted for entry for up to two days. Posting areas treated
with a pesticide product with an REI greater than 48 hours would
provide workers visual reminders when the REI is sufficiently long that
a worker could have difficulty remembering the specific area treated or
length of the REI.
ii. Recordkeeping of Oral Notification. To address concerns that
workers may not receive oral notifications of treated areas with REIs
shorter than or equal to 48 hours, EPA considered adding a requirement
for agricultural employers to retain records of the oral warning
provided, signed by the workers who received the notification, for 2
years. The required record would contain:
Location and description of the entry-restricted area and
the treated area;
Date and time the REI starts and ends;
Date and time the agricultural employer provided the oral
warning;
Name and signature of the person providing the warning;
and
Name and signature of each employee that received
notification.
Requiring the employee's signature on the record would provide
incentive to the employer to provide the notification in a manner the
worker understands in order to obtain the signature. This requirement
would impose significant burden on employers. The time required to
comply with the recordkeeping would substantially increase the time
currently required to provide the oral notification, based on the
additional requirement to explain the notification record and secure
the signatures of all workers entering or working within 1/4 mile of
the treated area.
In addition, workers may have difficulty reading and understanding
the record of the notification because many are not literate in
English. Workers may sign the notification record because instructed to
do so by the employer, not because they understand the information
provided and intent of the record of the oral notification, undermining
the intent of the record as confirmation of transfer of information to
workers.
EPA estimates the cost to collect and retain records for 2 years
would be about $20 million, or about $51 per establishment. This cost
is substantially higher than the cost for recordkeeping of pesticide
safety training because pesticide safety training would only occur once
annually per worker whereas records of oral notification could be
required almost every time an application occurs. EPA has insufficient
data to support a claim that the potential benefits of this
alternative, i.e., increased enforceability of the WPS, would outweigh
the potential burden on agricultural employers to record and maintain
the information.
7. Request for comment. EPA specifically requests comment on the
following questions:
For outdoor production, EPA proposes to allow the option
of oral warning or posted notification for products with an REI of 48
hours or less. Is there a different time period that would better
balance the costs of compliance with the expected risk reduction?
Will the proposed requirements for posting instead of oral
warnings provide sufficient benefit for workers to warrant the
additional burden placed on agricultural employers?
Should EPA require recordkeeping for oral notification? If
so, why?
B. Locations of Warning Sign
1. Overview. Where the existing WPS requires a warning sign to be
posted, the signs must be placed where they are visible from all usual
points of worker entry to the treated area, the corners of the treated
area, or an area affording maximum visibility. EPA proposes to revise
the required posting locations to include locations visible from a
worker housing area if the housing area is within 100 feet of a treated
area for outdoor production.
2. Existing WPS regulations. The WPS requires employers to post
warning signs (40 CFR 170.120(c)). For applications in farms, forests,
and non-enclosed nurseries (what EPA is proposing to define as
``outdoor production''), the warning signs must be visible from all
usual points of worker entry into the treated area, including, at a
minimum, each access road, each border with a labor camp (what EPA is
proposing be referred to as a ``worker housing area'') adjacent to the
treated area, and each footpath or other walking route that enters the
treated area. For applications in greenhouses and indoor nurseries
(what EPA is proposing to define as ``enclosed space production''), the
warning signs must be visible from all usual points of worker entry to
the treated area, including, each aisle or other walking route that
enters the treated area. When there are no usual points of worker entry
to the treated area (farm, forest, nursery or greenhouse), the employer
must post signs in the corners of the treated area or in any other
location offering maximum visibility.
3. Summary of the issues. During the National Assessment process,
stakeholders, including farmworker groups and healthcare organizations,
raised concerns about providing notice to worker housing inhabitants
when their location is not directly adjacent to the treated area (Ref.
17). Workers and their families housed near treated areas may have a
higher likelihood of exposure to pesticides from inadvertently entering
a treated area; the increased detection of pesticides in the body has
been found to be associated with housing adjacent to treated areas
(Ref. 51) (Ref. 57). In order to mitigate the risk associated with
walking into a treated area without adequate notification, stakeholders
suggested increasing the posting of areas near worker housing areas
(Ref. 35).
4. Details of the proposal/rationale. To prevent inadvertent entry
into treated areas from onsite worker housing areas, EPA proposes to
require a posted warning sign visible from a worker housing area if the
housing area is within 100 feet of a treated area for outdoor
production in addition to the required current locations. EPA expects
this requirement would improve notification of workers and their
families in worker housing areas, mitigating exposure resulting from
entry into a treated area under an REI. This additional posting
location should also improve safety of families living on or near
agricultural establishments. Individuals in worker housing areas would
be able to see the posted warning signs and avoid entry into the area.
EPA considered the demographics of the worker population when
developing this proposal. In recognition of their low literacy and
limited English language skills, EPA proposes to use the widely
recognized warning sign indicating to stay out of a particular area
with text in at least two languages. In addition, workers and their
families generally live near agricultural areas but may not be aware of
when a nearby area has been treated. Children may play around the home
in a treated area, increasing the likelihood of exposure to pesticides.
By posting information warning of pesticide applications near worker
housing for workers and their families to see, EPA believes that they
will be less likely to inadvertently enter a
[[Page 15475]]
treated area and thereby will reduce overall risk of exposure to
pesticides. This proposal supports EPA's commitments to keeping
children safe and to take specific measures to protect vulnerable or
disadvantaged communities and populations.
The proposed regulatory text concerning the warning sign appears in
Sec. 170.109(b)(3)(ii) of the proposed rule.
5. Cost. EPA believes the cost of this proposed expansion of the
areas that must be posted would be negligible. For a complete
discussion of the costs of the proposals and alternatives, see the
``Economic Analysis of Proposed Revisions to the Worker Protection
Standard,'' Chapter 3 Cost Analysis (Ref. 1).
6. Alternative options considered but not proposed. EPA considered
a recommendation offered by Farmworker Justice to require signs to be
posted at the usual points of entry and every 100 feet along the
perimeter of the treated area (Ref. 35). Many members of the PPDC
workgroup, including state regulatory agencies, cooperative extension
services, and the agricultural industry, said that posting warning
signs every 100 feet around treated areas under an REI would impose
unnecessary burdens on the agricultural employer without resulting in
additional protections for workers (Ref. 36). Based on anticipated high
burden without demonstrable benefits for this option, EPA decided not
to propose increasing posting to every hundred feet around the
perimeter.
7. Request for comment. EPA specifically requests comment on the
following questions:
Are there preferable alternatives to the proposed option
for posting locations that EPA has not considered? If so, please
describe and provide data to support the alternative.
C. Warning Sign Content
1. Overview. The current WPS warning sign says ``Keep Out'' and has
a picture of a stern-faced man with an upraised hand in a red circle.
EPA proposes to require the phrase ``Entry Restricted'' instead of
``Keep Out'' on warning signs. EPA also proposes to change the red
shape on the sign from a circle to an octagon. EPA believes the text
change would more accurately reflect the intended message for workers
to be adequately prepared and informed before entering a posted area,
and the octagonal shape will provide an effective signal that entry is
restricted that does not depend on literacy or language spoken.
2. Existing WPS regulations. Under 40 CFR 170.120(c)(1), posted
warning signs must state ``Danger, Pesticides'' and ``Keep Out'' in
English and Spanish or another language the workers understand and
contain the ``stern-faced man with the upraised hand'' in a red circle
as pictured (in black and white) below.
[GRAPHIC] [TIFF OMITTED] TP19MR14.000
3. Summary of the issues. Stakeholders, including state regulators,
educators, and farmworker groups, have noted that the message on the
sign can be confusing. Under the WPS, workers can be trained and
equipped to enter a treated area during an REI to conduct certain
early-entry tasks, such as repairing a clogged irrigation hose. [See
Unit XII.B.] Due to these exceptions, including the ``Keep Out'' text
on the warning sign may lead to worker confusion, since workers have
been trained to stay out of a treated area posted with the warning sign
and also may be directed by their employer to enter the treated area to
conduct an appropriate early-entry task.
4. Details of the proposal/rationale. EPA proposes to revise the
required text on the warning sign to convey more accurate information
to workers. While warning signs would retain the phrase ``Danger,
Pesticides'' text at the top, the message at the bottom of the sign
would read ``Entry Restricted'' instead of ``Keep Out''. EPA believes
this revision to the text more accurately reflects that the sign is a
warning to those entering a treated area. ``Entry restricted'' provides
a bold warning for anyone entering a treated area but also allows that
some entry may be permitted.
Additionally, EPA plans to replace the current shape of the red
circle that contains the stern-faced man with the upraised hand with an
octagon. A red octagon is a widely-recognized symbol to stop, and this
will provide a stronger signal to workers to be cautious when they
encounter the posted warning sign, even if they are unable to
comprehend the text. Workers will receive pesticide safety training to
reinforce the meaning of the warning signs and help them in determining
how to proceed. [See Unit VII.E.] The proposed warning sign is pictured
below (in black and white).
[GRAPHIC] [TIFF OMITTED] TP19MR14.001
EPA specifically considered input received directly from workers in
developing this proposal. Workers have indicated that they prefer to
get information in simple language and images that communicate the
message (Ref. 40). EPA expects that these modifications to the warning
sign will provide a clearer, simpler warning to workers. EPA is aware
of the importance of conveying clear and simple safety information to
worker populations, particularly for workers who may have a low
literacy level in English or their native language (Ref. 61, p. 16).
NAWS data show that 85% of workers would have difficulty obtaining
information from printed materials in any language (Ref. 3, p. 17). The
proposed modifications to the warning sign would make it clearer and
simpler, which should enhance comprehension by low-literacy adults, and
by children of farm workers (Ref. 62).
The proposed regulatory text concerning the content of the warning
sign appears in Sec. 170.109(b)(2) of the proposed rule.
5. Costs and benefits. EPA estimates the cost of requiring
employers to use the revised warning sign would be $99,000 annually, or
an average of $0.25 per establishment per year. EPA estimates that
employers currently purchase new signs every 2 years because weather
and outdoor exposure renders the signs unusable after this period. For
a complete discussion of the costs of the proposals and alternatives,
see the ``Economic Analysis of Proposed Revisions to the Worker
Protection Standard,'' Chapter 3 Cost Analysis (Ref. 1).
EPA cannot quantify specific benefits for this proposal. EPA
believes that requiring the use of signs that more accurately convey
the intended message would lead to better understanding of the sign and
its message by workers. This would result in less confusion about what
the sign means, which should mean less potential for workers to
disregard the sign out of confusion, and thus, fewer workers entering
treated areas under an REI which should decrease the number of
occupational pesticide-related illnesses.
6. Alternative options considered but not proposed. Farmworker
Justice
[[Page 15476]]
recommended that EPA replace the ``stern-faced man with the upraised
hand'' with the skull and crossbones. They noted that the skull and
crossbones is a universally recognized symbol that communicates high
risk of danger or death, and suggest that workers would better
recognize the risks associated with entering an area posted with the
warning sign if it bore this symbol.
EPA considered Farmworker Justice's recommendation to change the
warning sign graphic to the skull and crossbones, but decided against
this option. The skull and crossbones symbol is currently used on
Toxicity I and II pesticide product labeling and for designation of
treated areas for certain extremely hazardous pesticides, for example,
fumigants, and using the same symbol in less hazardous conditions would
weaken its impact where it is needed most. The skull and crossbones
symbol is associated with extreme toxicity or death, which is not
always appropriate for every pesticide that has an REI. In contrast,
the proposed sign indicates to workers that they should use caution in
entering the treated area, but that entry may be permissible with the
proper safety equipment. EPA does not want to send workers a mixed
message by using the skull and crossbones on the sign. In addition,
workers have been trained to recognize the current sign since the rule
went into effect. The Agency believes that the ``stern-faced man with
the upraised hand'' is still the most appropriate and well-recognized
symbol for workers.
7. Request for comment. EPA specifically requests comment on the
following questions:
Should EPA consider replacing the current or proposed
general field posting sign with risk-based reentry signs? What would be
the costs and benefits of using risk-based signs?
IX. Hazard Communication
A. Pesticide-Specific Hazard Communication Materials--General
1. Overview. The existing WPS does not require employers to provide
workers and handlers with pesticide-specific hazard information on the
products they may be exposed to in the workplace. In contrast, OSHA's
Hazard Communication Standard (HCS), which covers most workplaces,
requires employers to provide chemical-specific hazard information
(i.e., the safety data sheets or SDSs) to workers before they enter an
area where they could be exposed and to make the same material
available to workers upon request. EPA proposes to require that
agricultural and handler employers provide workers and handlers with
access to copies of the SDS and pesticide labeling for products that
have been applied on the establishment and to which workers and
handlers may be exposed. EPA believes making this information available
to workers and handlers may assist them and possibly health care
providers in the event of an emergency situation involving pesticide
exposure. EPA also believes that providing access to specific hazard
information would assist workers and handlers in better protecting
themselves and others from pesticide hazards in the workplace.
2. Existing WPS regulations. The WPS contains several provisions
designed to communicate pesticide hazard information to workers and
handlers. By providing workers and handlers with relevant information,
these provisions minimize workplace risks associated with pesticide use
and mitigate the potential for occupational pesticide exposure. First,
the WPS requires employers to train workers and handlers on basic
pesticide safety and the general hazards associated with pesticides (40
CFR 170.130 and 170.230). Second, the WPS requires employers to display
basic pesticide safety information at a central location on the
establishment to remind workers and handlers of safe practices when
working with or around pesticides and to provide information about
obtaining emergency medical assistance (40 CFR 170.124 and 170.224).
Third, the WPS requires employers to provide handlers with access to
the pesticide labeling during pesticide handling activities and to
ensure that the handler has read the labeling, or been informed in a
manner the handler understands, of all labeling requirements related to
safe pesticide use (40 CFR 170.232(a)). Lastly, employers must display
certain information about pesticide applications made on the
establishment whenever workers or handlers will be on the establishment
and a pesticide has been applied or an REI has been in effect within
the last 30 days (40 CFR 170.122 and 170.222). Although the existing
WPS requirements provide workers and handlers with basic safety
information on how to protect themselves from general pesticide
hazards, and where pesticides have been applied on the establishment,
no requirement exists for employers to make pesticide-specific hazard
communication materials, such as the SDS and the pesticide labeling,
accessible to both workers and handlers.
3. Summary of the issues. During the National Assessment meetings,
health care, medical, and farmworker organizations urged the Agency to
add pesticide-specific hazard communication provisions to the rule
(Ref. 17). They noted that the WPS-required information about pesticide
applications that must be displayed at the establishment provides a
limited set of information about the pesticides used on the
establishment. The information does not provide an explanation of the
specific symptoms associated with exposure to a specific product, nor
does it provide other use-related information that workers, handlers,
and health care providers would benefit from reviewing in the event of
a pesticide-related illness or an emergency. To support their request,
they noted the disparity between information about chemical hazards
required to be provided to workers and handlers covered by the WPS and
the information provided to workers in all other industries under the
OSHA HCS.
Farmworker organizations suggested that workers and handlers should
receive ``written information, in a pictorial and low-literacy format,
concerning the short- and long-term health effects associated with each
pesticide used at their worksite'' (Ref. 35, p. 2). Farmworker Justice
recommended that growers provide ``crop sheets,'' i.e., booklets with
information on each pesticide used on an establishment, to each worker
and handler at the beginning of each work period that involves entry
into any treated area. (Crop sheets can take various forms but
generally summarize information about the pesticides used on a
particular crop, the timing of application, the type of application
(for example, air blast or ground boom), and potential symptoms from
exposure to the pesticide.) Farmworker Justice suggested that the crop
sheets be available in English and Spanish. They believe that
information presented in this format would enable workers and handlers
to recognize adverse effects and seek medical assistance if they
experienced symptoms related to exposure to a specific pesticide (Ref.
35). Other stakeholders have suggested that the detailed health effects
information from Safety Data Sheets be provided orally to employees.
EPA believes that the benefits of reading this detailed and often
lengthy information to workers and handers are uncertain and such
information could confuse workers with complex pesticide hazard
information where the level of hazard is different for every situation.
Pesticide safety trainer representatives on the Pesticide Program
Dialogue Committee Workgroup suggested that providing simple
information on how to prevent potential pesticide exposure is
[[Page 15477]]
the most effective way to enable workers and handlers to protect
themselves (Ref. 36) (Ref. 39); they did not endorse a specific type of
hazard communication information. Health care organizations noted that
requiring employers to maintain pesticide labeling or SDS could
facilitate quick access to these documents by workers, handlers, or
their representatives in the event of an accidental exposure requiring
medical attention. These groups noted that health care practitioners
can provide more appropriate medical attention if they can review and
reference either the label or the SDS. [See Unit XIV.]
4. Details of the proposal/rationale. EPA proposes to require that
agricultural and handler employers make available to workers and
handlers SDS and the labeling for pesticides used on the establishment
that require WPS compliance. This proposed requirement would be in
addition to the existing requirements to notify workers and handlers of
the date, time, and location of application, length of REI, and to
identify the pesticide product. Employers would be required to maintain
the SDSs and the pesticide labeling on the establishment for 2 years
from the date of the pesticide application. Workers, handlers or their
authorized representatives could request access to the pesticide-
specific hazard information during normal business hours. [See Units
IX.B. and IX.C. for proposed revisions to employer requirements to
provide information about pesticide applications.]
In adopting the Hazard Communication Standard, OSHA said there was
evidence to indicate potential for chemical exposure in every type of
industry, and that lack of knowledge about those hazardous chemicals
puts employees at significant risk of experiencing material impairment
of health (52 FR 31852; August 24, 1987) (59 FR 6126; February 9, 1994)
(Ref. 63). While the WPS pesticide safety training provides general
information about risks associated with pesticide exposure and how a
worker or handler can protect himself or herself, the addition of a
requirement to provide information about each specific pesticide would
provide complete hazard information. The addition of a requirement to
provide pesticide-specific hazard information about each pesticide
product requiring WPS compliance that is applied on the establishment
would provide workers and handlers with more complete information about
the chemical hazards they may encounter in the workplace.
Requiring employers to maintain the product labeling and SDSs for
products applied on their establishment would ensure that workers and
handlers have access to detailed types of pesticide hazard and
emergency response information that would enable them to better protect
themselves and respond to emergencies. Additionally, as discussed in
Unit XVI., medical personnel are generally able to provide better
treatment in the event of a pesticide exposure incident when they have
more information about the pesticide product to which the worker or
handler may have been exposed. Allowing authorized representatives of
workers and handlers to have access to the product labeling and SDSs
upon request would assure that the information can be accessed if a
worker or handler is incapacitated; in addition, it would help assure
that access to this information is not impeded due to employee fears of
retaliation. It also increases the likelihood that workers and handlers
will receive assistance in reading and understanding these documents in
cases where they need such assistance.
EPA believes that imposing this requirement would not be unduly
burdensome to employers and would provide workers, handlers, and
emergency responders with access to appropriate pesticide-specific
hazard information that should meet their needs. The SDS provides
succinct information about the known health hazards of the material,
providing hazard information that typically is not presented on the
product labeling, and it is readily available from pesticide
manufacturers and should be provided with the pesticide container at
the point of sale. Based on EPA's review of current state pesticide
laws and regulations, and labor laws pertaining to agricultural
operations using pesticides, 12 states currently require agricultural
employers to make SDSs available to employees that may potentially be
exposed to pesticides as part of their occupational duties (Ref. 64).
Ten of the states implement this requirement under state labor
regulations. Florida and California implement it under state pesticide
laws.
The use of SDS in hazard communication in all other industries, as
well as in agriculture in several states, leads the Agency to believe
that it would be the appropriate vehicle to make pesticide-specific
hazard information available to workers and handlers.
EPA recognizes that some employers may maintain electronic copies
of their records. Under the proposed option, an employer could maintain
a copy of the pesticide labeling used for the application and the
corresponding SDS in either paper or electronic form. The employer
would need to be able to provide a paper copy of the materials upon
request. Employers would not need to update the pesticide labeling on
file each time a new version is released; the labeling on file must
correspond with the labeling used at the time of application.
The proposed regulatory text concerning the provision of SDSs and
pesticide product labeling appears in Sec. 170.11(b) of the proposed
rule.
5. Costs and benefits. EPA estimates the cost of requiring
employers to maintain application information, SDS, and labeling for 2
years would be $3 million annually, or about $8 per WPS establishment
per year. The cost to obtain the SDS and labeling, as well as the
additional information described in unit IX.B., and to make it
available would be about $5.3 million annually, or about $14 per
establishment. For a complete discussion of the costs of the proposals
and alternatives, see the ``Economic Analysis of Proposed Revisions to
the Worker Protection Standard,'' Chapter 3 Cost Analysis (Ref. 1).
EPA cannot quantify the specific benefits associated with this
proposal; however, the Agency believes that workers and handlers would
benefit from having access to more complete information about the
pesticides to which they may be exposed. The additional information
also could be used to assist in more accurately diagnosing and treating
pesticide-related illnesses. EPA believes the costs of making more
pesticide application information available to workers and handlers are
reasonable when compared to the expected benefits associated with the
requirement.
6. Alternative options considered but not proposed. EPA considered
three alternatives to the proposed option: a requirement to make crop
sheets available, a requirement to translate SDSs into different
languages, and limiting the required pesticide information to the
pesticide labeling.
First, the Agency considered requiring employers to provide workers
and handlers with a crop sheet in English and Spanish for each
pesticide they might encounter, each time they enter the treated area.
The Agency is aware of several attempts by state agencies to pilot this
use of crop sheets. California and Texas have had requirements for
employers to provide crop sheets to those working in pesticide-treated
areas. Texas funded the initial development and periodic updating of
the crop sheets, but the process became too expensive and labor
intensive for the
[[Page 15478]]
state to continue. The states reported that the crop sheets were left
as litter in the treated area. Texas reported that the redundancy
between the requirements under Texas law and the WPS contributed to the
decision to discontinue the crop sheet program.
EPA believes that developing crop sheets as recommended by
farmworker organizations would be challenging because they suggested
simple pictorial descriptions of hazards and symptoms, which would not
be accomplished easily with the technical information that is generally
included on an SDS. In addition, many agricultural enterprises produce
a variety of commodities, increasing the number and complexity of the
crop sheets. Agricultural practices differ across regions and according
to local conditions, making it difficult to develop a standard set of
crop sheets that could be used nationally; a booklet that would be
useful for vegetables grown in New England would not be representative
of practices in vegetable production in the Southwestern United States.
As part of its consideration, the Agency assessed the cost of
developing crop sheets based on the assumption that pesticide
registrants would develop the crop sheets because they have the most
complete knowledge of each pesticide's properties, hazards, and
potential health effects. The estimated cost of $13 million annually
does not include copying and distributing the crop sheets to workers
and handlers every time they enter a treated area. Copying and
distributing the crop sheets would significantly increase the cost of
this option.
Based on the experience of states that have attempted to implement
crop sheet distribution programs, EPA does not believe that workers and
handlers would benefit sufficiently to justify the cost of developing,
compiling, translating, and distributing specific crop sheets.
Second, EPA considered requiring pesticide-specific hazard
communication materials to be made available in a language that workers
and handlers can understand. This would mean translating a copy of the
SDS and labeling into each language understood by a worker or handler
on the establishment and maintaining copies of the original and
translated SDS and labeling, rather than providing the information in
English and putting the burden of translation on the worker or handler.
The NAWS estimates that the majority of agricultural workers (83%)
are non-English speakers (Ref. 65). Additionally, NAWS data show that
85% of workers ``would have difficulty obtaining information from
printed materials in any language'' (Ref. 61, p. 16). Additionally,
workers and handlers speak a large number of languages and dialects,
and the Agency believes it would be impractical to translate and
present complex information into so many different languages. This
requirement would be complicated further by the fact that some
indigenous worker and handler populations do not have a written
language. EPA assumes that a majority of requests for the SDS will be
made related to a health care incident, which means that either the
health care practitioner or a worker advocacy support group would
likely receive the information. These groups are more likely to have
staff that speak English and are capable of translating the information
for the worker or handler if necessary.
All other industries--including the construction, janitorial, and
maintenance industries where there are traditionally significant
numbers of workers with limited skills reading or understanding
English--use SDSs in English to meet OSHA's Hazard Communication
Standard requirements to make chemical hazard information available to
employees (29 CFR 1910.120(g)). Most readily available sources of
pesticide-specific hazard information, such as SDS and pesticide
labeling, are in English. EPA did not estimate the cost of translating
the SDS and labeling into each language spoken by workers and handlers,
but expects that the burden would be extremely high. The burden of
producing SDSs in multiple languages would probably fall on
registrants, but agricultural and handler employers would bear the
burden of obtaining and maintaining a copy of this information in every
language spoken by their workers and handlers.
Based on this information, EPA does not believe that the risk
reductions expected to result from providing SDSs to workers in their
native languages would justify the significant costs of doing so.
Medical and legal personnel who would provide assistance to workers in
the event of a suspected exposure are proficient in English and could
use the SDSs as already developed by the pesticide registrant.
Finally, EPA considered requiring the employer to maintain only
labeling for pesticides that require WPS compliance that are applied on
their establishments, rather than both the product's labeling and SDS.
Pesticide labeling must accompany the product; therefore, employers
generally already have a copy of the labeling for products applied on
their establishment. When a pesticide is applied by a commercial
applicator or someone other than the agricultural employer, he or she
can easily request a copy of the pesticide labeling from the person who
made the application. The SDS, on the other hand, does not accompany
the product and may require more time to locate, increasing the burden
on the agricultural employer. Limiting the requirement to the pesticide
labeling could reduce the burden on agricultural employers.
EPA believes that the burden associated with retrieving a pesticide
SDS is, however, not substantial because the SDS is readily available
online and can be requested from and provided by the pesticide
manufacturer and sometimes the pesticide dealer. The SDS contains
information necessary for the diagnosis and treatment of certain
pesticide-related illnesses. In some instances of pesticide-related
illnesses, time is of the essence in determining the course of
treatment. In these instances, having the SDS readily available for the
worker, handler, and/or treating medical personnel could be essential
to ensuring proper treatment. The cost for requiring the employer to
collect and make available only the labeling would be about $1.6
million, or about $4 per establishment. EPA believes that the
additional burden associated with retrieving the SDS for each product
is justified by the potential benefit to workers and handlers from
having the SDS available in the event of a pesticide-related illness.
7. Request for comment. EPA specifically requests comment on the
following questions:
What would be the burden on employers to maintain the SDS
and pesticide label for 2 vs. 5 years?
Do agricultural employers already collect SDSs? If so, how
do they obtain them and what burden is associated with retrieving the
SDS for one or more products?
What are the benefits and drawbacks of requiring employers
to maintain and provide access to employees and others the proposed
pesticide-specific hazard information?
Are there other approaches for providing workers and
handlers with understandable, readily accessible, and relevant
information on the symptoms, short-term health effects, and long-term
health effects of exposure (including prenatal exposure) to specific
pesticides? If so, please describe these approaches, their
implementation, and the advantages they provide in comparison to the
proposed approach.
Are there other data on the benefit to workers and
handlers from receiving
[[Page 15479]]
pesticide-specific information before every entry into a pesticide
treated area?
Does opening access to pesticide-specific information to
authorized representatives raise any problems? If so, please describe
the potential issues with particularity and provide supporting
information where available.
B. Pesticide Application Information--Content and Timing
1. Overview. The existing WPS contains requirements for
agricultural employers to record and display information about
pesticide applications and to make that information accessible to
workers and handlers. However, the existing requirements do not include
some key information about pesticide applications that could help
workers and handlers better identify treated areas on the establishment
and avoid pesticide exposure. EPA proposes to require additional
information about pesticide applications to be recorded. EPA also
proposes to change the timing of when employers must record the
information. EPA believes the additional information would better
inform workers and handlers of relevant information about pesticide
applications. The more flexible timing requirements for recording
application information would reduce burden on employers. [See Unit
IX.C. for proposed revisions to requirements for displaying information
about pesticide applications.]
2. Existing WPS regulations. The existing WPS requires agricultural
employers to record and display certain information about pesticide
applications at a central location on the establishment. Employers must
comply with this requirement when workers or handlers will be on the
establishment and an application of a pesticide requiring WPS
compliance has been made or an REI has been effect within the last 30
days (40 CFR 170.122 and 170.222). The purpose of this requirement is
to communicate information to workers and handlers about the locations
of potential pesticide hazards on the establishment, for example, entry
restricted areas or areas under an REI. The WPS requires employers to
record and display the following information about pesticide
applications:
Location and description of the treated area,
Product name,
EPA registration number,
Active ingredient(s) of the pesticide product,
Time and date the pesticide is to be applied, and
REI for the pesticide.
The existing WPS requires the application information to be
accurate and to be displayed before application takes place if workers
are present on the establishment. If no workers or handlers are on the
establishment at the time of application, the information must be
posted before the first work period when workers or handlers are on the
establishment. If warning signs are posted for the treated area before
an application, the specific application information for that
application must be displayed at the same time or earlier, in
accordance with the display requirements. When workers or handlers are
present on the establishment, the employer must display the application
information for at least 30 days after the end of the REI. Employers
may discontinue the information display prior to 30 days after the end
of the REI when workers or handlers are no longer on the establishment.
3. Summary of the issues. During the National Assessment and SBREFA
consultation process, employers and pesticide applicators noted that
they had difficulty recording and displaying application information
before the application occurs (Ref. 17) (Ref. 18). They cited changes
in pesticide application plans, usually to accommodate changing weather
conditions, as a primary reason for not being able to accurately record
the pesticide application information.
State regulatory agencies noted that the current requirement for
providing information about pesticide applications lacked specific
information necessary to enable state inspectors to accurately
determine the start and end times of the REIs (Ref. 17). As a result of
a high-profile pesticide enforcement case and the aforementioned
difficulty determining REI start and end times, North Carolina informed
EPA that it has taken steps to amend the state pesticide laws. The
amended laws would require the end times of pesticide applications to
be recorded as part of state pesticide recordkeeping so inspectors
could calculate precise REIs (Ref. 66).
4. Details of the proposal/rationale. In addition to the pesticide
application information currently required to be recorded, the Agency
proposes to require agricultural employers to record further specific
information about pesticide applications. The proposed information
would include the specific crop or site treated, the start and end
dates and times of the application, and the end date and duration for
the REI. EPA also proposes to revise the requirement for when
information must be recorded to allow flexibility for agricultural
employers to record the pesticide application information no later than
the end of the day of the application.
An agricultural establishment can grow a variety of crops in
specific areas. EPA believes that adding the type of crop site to the
record would help workers, handlers, and pesticide inspectors to
distinguish the particular treated area to which the information
pertains. EPA also believes that including the specific start and end
times for the pesticide application, in addition to the date of
application, would assist workers, handlers, and inspectors in
accurately calculating the date and time the REI ends. The requirement
for employers to note the specific date and time when the REI ends
would clarify when workers may enter the treated area. The proposed
revisions would require agricultural employers to make the pesticide
application information (as well as the proposed pesticide-specific
hazard information [see Unit IX.A.]) available no later than the end of
the day of the pesticide application when workers are on the
agricultural establishment that day. By ``make available,'' the Agency
means that the agricultural employer must, at a minimum, have the
materials in a place where the workers, upon request, can have access
to view them. If workers are not on the establishment on the day of
application, the information must be made available at the beginning of
the first work period following application. Changing when the
application information must be made available allows flexibility if
the application schedule changes. Making these changes would allow more
realistic timeframes for recording application information and would
take into account the realities of fluctuations in application timing.
The change also would accommodate the requests to record the end time
of the application and timing of REI. Information would be more
accurate and the burden of correcting the information would be reduced.
EPA does not believe that allowing the application information to
be made available by the end of the day would put workers and handlers
at risk because notification of treated areas to workers and handlers
must occur before the treatment commences by either oral notification
or by the posting of warning signs. Therefore, EPA believes that
workers would be protected during application and immediately post-
application by the WPS notification provisions.
The proposed regulatory text concerning the timing and content of
[[Page 15480]]
pesticide application information required to be displayed appears in
Sec. 170.11(b) of the proposed rule.
5. Costs. Because the information required in this proposal is
linked to the retention of the pesticide labeling and SDS, the costs
were calculated together. Therefore, the estimated costs for this
proposal are included in the cost discussed in Unit IX.A. For a
complete discussion of the costs of the proposals and alternatives, see
the ``Economic Analysis of Proposed Revisions to the Worker Protection
Standard,'' Chapter 3 Cost Analysis (Ref. 1).
6. Request for comment. EPA specifically requests comment on the
following questions:
Would the additional pesticide application information
proposed by EPA impose undue burden on the applicator or the employer?
Are there benefits or drawbacks to requiring this
additional information that EPA has not considered? If so, please
describe.
C. Pesticide Application Information--Location and Accessibility
1. Overview. The WPS contains requirements for agricultural
employers to record and display information about pesticide
applications made on the establishment at a central location on the
establishment from the time of the application until 30 days after the
REI expires. EPA proposes to replace the current requirement with a
requirement for employers to make pesticide application information
available on request by a worker, handler, or his or her
representative. The proposal would also increase the time employers
must maintain the application information on the establishment from 30
days after the REI expires to 2 years. The employer would maintain the
pesticide application information in the same location as the SDS and
labeling (pesticide-specific hazard communication; see Unit IX.A.). EPA
believes this proposal would reduce the overall burden on agricultural
employers while still providing workers and handlers with reasonable
access to information regarding pesticide applications and pesticide-
specific hazard information.
2. Existing WPS regulations. As described in Unit IX.B., the WPS
requires agricultural employers to record and display certain
information about WPS-covered pesticide applications at a central
location on the establishment when workers or handlers will be on the
establishment and an application of a WPS-covered pesticide has been
made or an REI has been in effect within the past 30 days (40 CFR
170.122 and 170.222).
3. Summary of the issues. During the National Assessment meetings,
stakeholders, particularly employers, noted the difficulty in
maintaining the pesticide application information at a central posting
site (Ref. 17). Pesticide application plans frequently change, and
keeping a notice board at a central location, which, in some cases, may
be a significant distance from the treated area, up to date with those
changes presents a challenge to the employer, especially prior to the
application.
Agricultural employer stakeholders noted that weathering of the
posted information quickly impacts legibility, making it difficult to
meet the legibility requirements for the information (Ref. 67). Some
states, including Florida, recognize the difficulty facing employers
and have developed a portable central location display. Florida's
display includes a laminated metal sign and weatherproof box to contain
the necessary WPS information. Florida developed this display to
increase compliance, to increase durability of the poster and
information, and to provide a solution to the problems noted with
maintaining the legibility of information required to be displayed at a
central location on large establishments (Ref. 67).
Keeping the information current at the central location has been
problematic for agricultural employers, as records of frequent
pesticide applications on an establishment with multiple crops can be
difficult to maintain accurately during the growing season (Ref. 17).
Employers argued that keeping the application information at a central
location essentially requires them to maintain two copies of pesticide
application records because they cannot rely on the WPS central posting
site to be the only copy of application records, imposing a double
recordkeeping burden. Keeping two separate sets of application
information records with the same information on a busy establishment
can be difficult.
4. Details of the proposal/rationale. EPA proposes to require the
employer to maintain pesticide application information and make it
accessible to workers, handlers, or authorized representatives of
workers or handlers upon request, and to eliminate the requirement for
agricultural employers to display the pesticide application information
at a central location. The proposed requirement does not specify a
particular location on the establishment where the employer must store
records, but does require that pesticide application records must be
maintained on the establishment and must be made available upon request
to workers, handlers, or their representative during normal business
hours. The application information must be maintained in addition to
the pesticide-specific hazard information. [See Unit IX.A.]
The requirement for display of pesticide application information at
a central posting site has been the most frequently cited area for non-
compliance and violations. Between 2006 and 2008, there was an annual
average of 770 WPS violations related to central posting reported by
states to EPA's Office of Enforcement and Compliance Assurance (Ref.
68) (Ref. 69) (Ref. 70). EPA has concerns about the difficulties
expressed by stakeholders such as regulators and agricultural employers
in maintaining this information at the central posting area, and it is
reflected in the violation records. EPA has concerns about the
usefulness of the central display to workers and handlers, especially
on large establishments, because the worker or handler may be assigned
to work miles from the central display and would not encounter it on a
routine basis. Moreover, if the information is not accurate or
correctly maintained, workers and handlers could be deprived of
receiving accurate information about pesticide applications on the
establishments. Rather than continue a requirement that burdens
employers without clear benefits to workers and handlers, EPA has
decided to revise the requirement related to displaying information
about pesticide applications.
The proposed requirement for maintaining and making pesticide
application information (and the related pesticide-specific hazard
communication information as discussed in Unit IX.A) available to
workers and handlers upon request parallels OSHA's requirement for
employers to provide hazard information. EPA recognizes that OSHA's HCS
has been successfully implemented in all other industries, and that
employers covered by the WPS struggle with maintaining the central
display according to current requirements. The intent of the
requirement is to give the workers and handlers access to accurate and
legible pesticide application and hazard information. EPA believes that
a requirement that allows employers to keep records in a location other
than on display at a central location will significantly reduce burden
on the employers without sacrificing the
[[Page 15481]]
amount or type of information to which workers or handlers have access.
The proposed regulatory text concerning the accessibility of
application information appears in Sec. 170.11(b) of the proposed
rule.
5. Costs and benefits. EPA estimates the cost of requiring
employers to make pesticide application information available upon
request and eliminating the requirement for central posting would be
$1.1 million annually, or about $3 per WPS establishment. This
estimated cost does not include any additional copies of the pesticide
application information necessary because time and weather render the
display illegible. The cost estimate includes an assumption that 25% of
workers and handlers would request access to the materials, which EPA
recognizes is a conservative estimate and drives the cost of the
requirement higher. The anticipated benefits of this proposal were
discussed in the section above. For a complete discussion of the costs
of the proposals and alternatives, see the ``Economic Analysis of
Proposed Revisions to the Worker Protection Standard,'' Chapter 3 Cost
Analysis (Ref. 1).
EPA believes that this proposal would reduce the burden on
employers by allowing them to maintain the records in a location that
is not subject to weathering and would not substantially increase the
burden on workers and handlers seeking this information. EPA believes
that most workers do not routinely pass the central posting area
because their workplace is at a different part of the establishment.
The proposed change would continue to make available at a designated
location pesticide application information for workers and handlers.
6. Alternative options considered but not proposed. EPA considered
requiring that employers post specific pesticide application
information on the signs used to post each treated area. Under this
option, specific information about the pesticide used, date of
application, and REI would be included on the bottom of each warning
sign posted around a treated area. [See Unit VIII.C. for a discussion
of the proposals related to notifications to workers and handlers.]
This option would allow early-entry workers to access information about
the specific pesticides used in areas where they may be working at the
time they enter the treated area. However, this alternative option
would substantially increase the burden associated with posting treated
areas because employers would have to copy the pesticide and
application information onto each warning sign. In addition, when
treated areas are posted for multiple days, the sign could become
weathered and illegible, imposing the additional burden on the grower
to update the legibility of the sign or negating the intended
protection associated with providing the information at the treated
area. This option could also reduce information available to workers
and handlers because pesticide application information would not be
available when the treated area does not require a posted warning sign.
EPA believes that the proposed options to post a general warning
sign at pesticide treated areas [see Unit VIII] and to require the
employer to maintain and make accessible pesticide-specific application
information balance the need for workers and handlers to have access to
pesticide hazard information and the burden on agricultural employers.
Therefore, EPA decided not to propose this option.
D. Pesticide Application Information and Pesticide-Specific Hazard
Communication Materials--Retention of Records
1. Overview. The current WPS requires employers to maintain
information about pesticide applications from the time of application
until 30 days after the REI expires. The Agency proposes to require
employers to retain the pesticide application and related pesticide-
specific hazard communication information for 2 years from the date of
the end of the REI for each product applied. EPA believes the extended
recordkeeping period would ensure that state, tribal and federal
agencies, workers, handlers, and health care workers have access to the
information when necessary to investigate a health-related pesticide
incident or potentially unlawful pesticide application.
2. Existing WPS regulations. The existing WPS requires agricultural
employers to display information about pesticide applications from the
time of application until 30 days after the REI has expired (40 CFR
170.122(b) and 170.222(b)).
3. Details of the proposal/rationale. The Agency proposes to
require employers to retain and make available for 2 years from the
date of the end of the last applicable REI pesticide application
information and related pesticide-specific hazard communication
information that includes the SDSs and product labeling for pesticides
that require WPS compliance. EPA expects the extended recordkeeping
period would ensure that application information is maintained for a
sufficient period of time to allow for follow-up in the event of health
problems that might be related to pesticide exposure or for
investigation of a suspected pesticide misuse. EPA recognizes that some
employers may maintain electronic copies of their application records
and other documents such as SDS and pesticide labeling. Under the
proposed option, an employer could maintain a copy of the application
information, the pesticide labeling used for the application, and the
corresponding SDS in either paper or electronic form. The employer
would need to be able to provide access to the electronic format of the
materials or make available a paper copy of the materials upon request.
Employers would need to ensure that the copy of the pesticide label on
file is the same as the label for the pesticide product at the time it
was applied on the establishment. Employers would not need to update
the pesticide labeling or SDS on file each time a new version is
released; however, if the product used in a subsequent application
bears a different version of the labeling, the employer would need to
keep both versions of the labeling on file, in a manner identifying
which version was used on which occasion.
EPA believes the current 30-day timeframe for retention of the
application information is not adequate for workers or handlers to
access the information, especially if there has been a delayed health
impact from the exposure. It is possible for latent health effects from
a pesticide exposure to occur after the 30-day window, necessitating
access to information about the potential source of exposure and the
types of pesticides that may have been involved. In 2004 and 2005,
farmworker women who had worked in Florida, North Carolina, and New
Jersey gave birth to babies with birth defects. In 2006, EPA
investigated the incidents and sought information about pesticide
exposures several months after the women's employment ended (Ref. 71).
The ability to perform a full investigation into the serious health
effects was hampered by the 30-day limit for retention of the WPS-
required application information (Ref. 72).
The proposed regulatory text concerning the 2-year recordkeeping
requirement appears in Sec. 170.11(b)(2) of the proposed rule.
4. Costs. The costs of this proposal were discussed in Unit IX.A.
in conjunction with the requirement to retain and make available the
SDS and pesticide labeling. For a complete discussion of the costs of
the proposals and alternatives, see the ``Economic
[[Page 15482]]
Analysis of Proposed Revisions to the Worker Protection Standard,''
Chapter 3 Cost Analysis (Ref. 1).
5. Alternative options considered but not proposed. EPA considered
requiring application records and hazard information to be maintained
for 5 years. The incremental cost between the 2-year and 5-year period
is negligible because the principal costs of recordkeeping occur when
the record is created. Several states, including California, have
required employers to retain WPS records for 2 years. Based on their
experience, 2 years is a sufficient time to allow the state to
investigate complaints. Therefore, it is not clear that the increased
burden associated with requiring employers to maintain records for 5
years would be justified.
6. Request for comment. EPA specifically requests comment on the
following questions:
Should EPA consider a different timeframe for
recordkeeping for this requirement? If so, what period and why?
What burdens would be imposed on agricultural employers as
a consequence of the proposed two-year record retention requirement?
How would the burden of the proposal to maintain
application records compare with the current requirement to maintain a
central display?
X. Information Exchange Between Handler and Agricultural Employers
1. Overview. The current WPS requires handler and agricultural
employers to exchange information about pesticide applications. EPA
proposes to add to the existing requirement information about the
location of the ``entry-restricted areas'' and the start and end times
of pesticide applications. EPA also proposes to require the handler
employer to provide any changes to pesticide application plans to the
agricultural employer within 2 hours of the end of the application
rather than before the application. Changes to the estimated
application end time of less than one hour would not require
notification. EPA expects these changes to reduce worker pesticide
exposure by providing accurate, timely information about applications
to the agricultural employer.
2. Existing WPS regulations. When handlers are employed by an
employer other than the agricultural employer, the existing WPS
requires the agricultural employer to provide the handler employer with
information about treated areas on the agricultural establishment,
including specific location and description of any such areas and
restrictions on entering those areas (40 CFR 170.124).
The WPS requires handler employers to provide agricultural
employers with the following information prior to the pesticide
application: